253. Community Life, Inner Development, Sexuality and the Spiritual Teacher: Methods and Rational of Freudian Psychoanalysis
13 Sep 1915, Dornach Translated by Catherine E. Creeger Rudolf Steiner |
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This psychoanalytic outlook has gradually spread to incorporate and try to explain all kinds of phenomena of ordinary life, particularly with regard to how they appear in people's dreams. As I already explained once in a lecture to our friends in another city, it is at this point that the Freudian school really goes out on a limb in saying that unfulfilled desires play a primary role in dreams. [ Note 4 ] Freudians say that it is typical for people to experience unfulfilled desires in their dreams, desires that cannot be satisfied in real life. It can sometimes happen—and from the point of view of psychoanalytic theorists, it is significant when it does—that one of these desires present on an unconscious island in the psyche is lifted up in a dream and reveals in disguised form an impulse that had an effect on the person in question during his or her childhood. |
According to Goesch, this was done cunningly and deliberately and resulted in a state of stupefaction analogous to what occurs when experiences of waking life have sunk into subconsciousness and are brought up again in a dream. Psychoanalytic theory is a very tricky business, and if you dwell on it long enough, it gives rise to certain forms of thought that spread and affect all your thinking. |
253. Community Life, Inner Development, Sexuality and the Spiritual Teacher: Methods and Rational of Freudian Psychoanalysis
13 Sep 1915, Dornach Translated by Catherine E. Creeger Rudolf Steiner |
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CONSIDERING the kind of deliberations you are engaged in at the moment, my friends, I must assume that your minds would be less than ready to take in a continuation of yesterday's lecture. For those of you who want to hear it, that lecture will be given tomorrow, but today I would like to speak about something that will relate in some way to things you all must necessarily have in mind at the moment. First of all, and from a very specific point of view, I would like to address the question of what is really confronting us in the Goesch-Sprengel case. In recent lectures I have often said that it is important to arrive at the appropriate perspective from which to try to resolve any given issue. How, then, can we arrive at the right perspective on this particular matter through objective study of the case? In order to deal with a case like this objectively, we must first of all remove it from its personal context and insert it into a larger one. If, as I believe, this larger context turns out to be what is most important for our anthroposophical movement, we will find ourselves obliged to study this case for our own edification and for the sake of spiritual science itself. And in fact there is a larger context to the case, as will become apparent if we look at Mr. Goesch's letter of August 19 with an eye for his main motives and arguments. Since you have important deliberations ahead of you, I will not detain you too long, but will only select a few essential points for your consideration. The first is Goesch's claim that promises have not been kept. If you listened to the letter carefully, you will have noticed that the emphasis in his reproach is not on the alleged making and not keeping of promises. His primary accusation is that I looked for and systematically applied a means of making promises to members and not keeping them, and that once the members noticed that these promises were not being kept, they were put into a state of mind that forced them into a particular relationship to the one who had made and not kept the promises. As a result, forces accumulated in their souls that eventually made them lose their sound judgment. So the first hypothesis Goesch presents is that systematic attempts were made to stifle the members' good sense, that deliberately making and breaking promises was a means of dulling their normal state of consciousness, resulting in a kind of stupefaction that turned them into zombies. That is the first point his letter addresses. His second point has to do with one of the means of carrying this out. To put it briefly, through handshakes and friendly conversations and the like, I am supposed to have initiated a kind of contact with members that was suited, because of its very nature and the influence it allowed me to exert, to bringing about the above-mentioned effect on their souls. A third thing we must keep in mind as a red thread running through Goesch's whole letter is the nature of his relationship to Miss Sprengel. We could add to these three points, but let us deal with them first. To begin with, how does Goesch manage to construct such a systematic theory, based on his first two points, about how steps were taken to undermine the members' state of consciousness? We need to go into this thoroughly and try to find out where it comes from. In Goesch's case, we are led to his long involvement with Dr. Freud's so-called theory of psychoanalysis. [ Note 1 ] If you study this theory, you will begin to see that it is intimately related to how the pathological picture presented in the letter develops. Certain connections can be drawn between this pathological picture, as it relates to Goesch's first two points, and his involvement with the Freudian psychoanalytic point of view. Of course, I am not in a position to give you a comprehensive picture of Freudian psychoanalytic theory in brief—my intent is only to present a few points that will help clarify the Goesch-Sprengel case. However, in a certain sense I do feel qualified to talk about psychoanalysis, because in my earlier years I was friends with one of the medical experts involved in its very beginnings. [ Note 2 ] This person eventually abandoned the theory of psychoanalysis after it degenerated later on in Freud's life. In any case, please do not take what I am going to say now as a comprehensive characterization of Freudian theory; I only want to highlight a few points. Freudian psychoanalysts start from the assumption that an unconscious inner life exists alongside our conscious soul-activity—that is, in addition to the soul-activity we are conscious of, there is also an unconscious inner life we are usually not aware of. An important component of psychoanalysis is the doctrine that certain experiences people have in the course of their life can make impressions on them, but these impressions disappear from their conscious awareness and work on in their subconscious. According to the psychoanalysts, we do not necessarily become fully conscious of these experiences before they sink down into the unconscious—for example, something can make an impression on a person during childhood without ever coming to full consciousness, and still have such an effect on that person's psyche that it sinks down into the unconscious and goes on working there. Its effects are lasting, and in some cases lead to psychological disturbances later on. I am skipping a lot of links in the chain of reasoning and jumping right to the outcome of the whole process. In other words, we are to imagine in the soul's subconscious depths a kind of island of childhood and youthful experiences gone rampant. Through questioning during psychoanalysis, these subconscious proliferating islands in the soul can be lifted up into consciousness and incorporated into the structure of conscious awareness. In the process, the person in question can be cured of psychological defects in that particular area. During the early years of the psychoanalytic movement, it was the practice of Dr. Breuer in particular to carry out this questioning with the patient under hypnosis. [ Note 3 ] Later on, this practice was discontinued, and now the Freudian school conducts this analysis with the patient in a normal waking state of consciousness. In any case, the underlying assumption is that there are unhealthy, proliferating islands present in the psyche below the level of consciousness. This psychoanalytic outlook has gradually spread to incorporate and try to explain all kinds of phenomena of ordinary life, particularly with regard to how they appear in people's dreams. As I already explained once in a lecture to our friends in another city, it is at this point that the Freudian school really goes out on a limb in saying that unfulfilled desires play a primary role in dreams. [ Note 4 ] Freudians say that it is typical for people to experience unfulfilled desires in their dreams, desires that cannot be satisfied in real life. It can sometimes happen—and from the point of view of psychoanalytic theorists, it is significant when it does—that one of these desires present on an unconscious island in the psyche is lifted up in a dream and reveals in disguised form an impulse that had an effect on the person in question during his or her childhood. Please note the peculiarity of this train of thought. It is assumed that as young boys or girls, people have experiences that sink down into subconsciousness and work on as fantasy experiences, clouding their consciousness. The pattern, then, is this: experiences of waking life are repressed and continue to work on the subconscious, leading to a weakened state of consciousness. This is exactly the same pattern Goesch constructs with regard to promises being given and broken and working on in the subconscious—all with the intention to create the same effect in the subconscious as the “islands” in Freudian psychoanalytic theory. According to Goesch, this was done cunningly and deliberately and resulted in a state of stupefaction analogous to what occurs when experiences of waking life have sunk into subconsciousness and are brought up again in a dream. Psychoanalytic theory is a very tricky business, and if you dwell on it long enough, it gives rise to certain forms of thought that spread and affect all your thinking. As you can see, this has something to do with why Goesch came up with such a crazy idea. In addition, as I have said before, the concept of physical contact plays an important part. I am now going to read certain passages from one of Dr. Freud's books, a collection of essays from the Freudian magazine Imago, and I ask you to pay close attention to them. [ Note 5 ] But I must precede that with something else concerning the Goesch-Sprengel case. Those of you who have known Miss Sprengel for some time will recall that she was always very concerned about protecting herself from other people's influence on her aura—she lived in horror of having to shake hands and things like that. Even before Goesch arrived on the scene, she had already gotten the idea that shaking hands is a criminal act in our esoteric circles. The following incident is absolutely typical: I had business to do in Dr. Schmiedel's laboratory and happened to meet Miss Sprengel there. [ Note 6 ] I extended my hand to her, which gave her grounds for saying, “That's how he always does it—he does whatever he wants to you and then shakes hands, and then you forget all about it.” There you have the origin of that theory about handshaking. Yesterday you all heard what this theory became in Miss Sprengel's confused mind with the help of Goesch. He contributed his understanding of Freud's theories and combined things systematically with Freudian ideas. The following passage is from page 29 of the above-mentioned book by Freud:
This is followed by a long discussion of the role fear of physical contact plays in cases of neurosis:
Considering the obsessions involved in fear of physical contact, you can well imagine how it would have been if Miss Sprengel, as a person suffering from this fear, had ever been seen by a psychoanalyst who, in line with usual psychoanalytic practice, would have questioned her about her fear of contact and tried to discover what caused it. A third factor I want to emphasize is the relationship of Miss Sprengel to Mr. Goesch. According to psychoanalytic theory, this relationship would of course be characterized by the presence of repressed erotic thoughts. I mean that quite objectively… [ Note 9 ] At this point, my friends, we must look a bit more closely at the whole system of psychoanalysis. As I have just outlined for you, psychoanalysis lifts up into consciousness certain “islands” in the unconscious psyche, and it assumes that the majority of these islands are sexual in nature. The psychoanalyst's task, then, is to reach down to the level of these early experiences that have sunk into subconsciousness and lift them up again for purposes of healing. According to Freudian theory, healing is brought about by lifting hidden sexual complexes up from the depths of the subconscious and making the person aware of them again. Whether this method is very successful is a matter of much discussion in books on the subject. As you can see, psychoanalysts' thinking is often colored by an underlying pervasive sexuality, and this is taken to extremes when psychoanalysis is applied to any and all possible phenomena of human life. For example, Freud and his disciples go so far as to interpret myths and legends psychoanalytically, tracing them to repressed sexuality. Consider, for example, how they interpret the story of Oedipus. [ Note 10 ] In brief, the content of this legend is that Oedipus is led to kill his father and marry his mother. When psychoanalysts ask what this story is based on, they conclude that such things always rest on unconscious, repressed sexual complexes usually involving sexual experiences in earliest childhood. The Freudians are firmly convinced that a child's relationship to his or her father and mother is a sexual one right from birth, so if the child is a boy, he must be unconsciously in love with his mother and thus unconsciously or subconsciously jealous of his father. At this point, my friends, we might be tempted to say that these psychoanalysts, if they actually believe in their own theory, should apply it to themselves first and foremost, and admit that their own destiny and outlook stem from an excess of repressed sexual processes experienced in childhood. Freud and his disciples should apply this theory to themselves first. They derive the Oedipus legend, for instance, from their assumption that most little boys have an illicit emotional relationship to their mother right from birth, and are thus jealous of their father. Thus, the boys' father becomes their enemy and works on as such in their troubled imagination. Later, however, they realize rationally that this relationship to their mother is not permissible, and so it is repressed and becomes subconscious. The boys then live out their lives without becoming aware of their forbidden relationship to their mother and their adversarial relationship to their father, whom they experience as a rival. According to psychoanalytic theory, then, what we need to do in cases of defective psyches is to look for psychological complexes, and we will find that if these are lifted up into consciousness, a cure can be effected. It's too bad that I can't present these things in greater detail, but I will try to give you as exact an outline of them as possible. On page 16 of the above-mentioned book, for instance, you can read the following:
This essay explains why primitive peoples so strictly enforce the ban on marrying one's mother or sister and why relationships of this type are punished. “Incest” is love for a blood-relative, and one of the first essays in this book is entitled “The Horror of Incest.” This fear is explained by assuming the existence of a tendency to incest on the part of each male individual in the form of a forbidden relationship to his mother.
Thus, according to psychoanalytic theory, the central complex involved in neurosis is a boy's forbidden sexual attraction for his mother and sister.
From this point of departure, an atmosphere of sexuality spreads until it pervades the psychoanalysts' whole field of activity. Their whole life is spent working with ideas about sexuality. That is why psychoanalysis has been the biggest contributing factor in making an unbelievable mockery of something quite natural in human life. This has crept into our life gradually, without people noticing it. I can sympathize deeply with an old gentleman by the name of Moritz Benedikt (who spent his life trying to bring morality into medicine) when he says that if you look around, you'll find that the physicians of thirty years ago knew less about certain sexual abnormalities than eighteen-year-old girls in boarding school do today. [ Note 13 ] This is the truth, and you can really empathize with this man. I mention it in particular because it is really extremely important to regard certain processes in children's lives as simply natural, without having to see them in terms of sexuality right away. Nowadays, these complicated psychoanalytic theories lead us to label a lot of what children do as sexually deviant, although most of it is totally innocent. In most cases, it would be enough to regard these things as nothing more than childish mischievousness that could be quite adequately treated with a couple of smacks on a certain part of the anatomy. The worst possible way of dealing with it, however, is to talk a lot about these things, especially with the children themselves, and to put all kinds of theoretical ideas in their heads. It is hard enough to talk about these things with grownups with any degree of clarity. Unfortunately for people who are often called upon to provide counseling, parents frequently come with all kinds of complaints, including some really dumb ones, about how their children suffer from sexual deviance. Their only basis for these complaints is that the children scratch themselves. Now, there is no more sexuality involved in scratching yourself anywhere else than there is in scratching your arm. Dr. Freud, however, upholds the idea that any scratching or touching, or even a baby's sucking a pacifier, is a sexual activity. He spreads a mantle of sexuality over all aspects of human life. It would be good for us to look more closely at Freudian psychoanalysis in order to become aware of the excesses of materialistic science; specifically, of those of psychoanalysis in seeing everything in terms of sexuality. In a book introduced by Dr. Freud, the Hungarian psychoanalyst Ferenczi writes about the case of a five-year-old boy named Arpad. [ Note 14 ] There is no doubt in his mind as to the sources of Arpad's interest in the goings-on in the chicken run:
We could wish for a return of the days when it was possible to hear children say things like this without immediately having to resort to such awkward sexual explanations. I can only touch on this subject today, but I will discuss it at greater length sometime in the near future in order to reassure all you fathers and mothers. [ Note 16 ] But of course, Freud's theory, which is spreading widely without people noticing it, is only a symptom of a worldwide tendency. And when parents come with the complaint that their four- or five-year-old sons or daughters are suffering from sexual deviance, in most cases the appropriate response is, “The only deviant thing in this case is your way of thinking about it!” In most instances, that is really what's wrong. My intention in telling you all this has been to point out the kind of atmosphere Freudian psychoanalysis is swimming in. I am well aware that the Freudians would take issue with this brief characterization. But we are fully justified in saying that psychoanalysis as a whole is positively dripping with this psychosexual stuff, as its professional literature reveals. Suppose the assumption that psychosexual islands exist in the human subconscious actually proves to be true in the case of a certain individual. A Freudian theorist might subject that person to questioning and be able to add a new case history to the annals of Freudian psychoanalytic theory. In the case concerning us, Goesch might have undertaken this line of questioning and made some discoveries among those psychosexual islands that would have served to verify Freud's theories. But to do that, Goesch would have needed to be stronger in his own soul. As it was, however, he succumbed to a certain type of relationship to his new lady friend. The material in our possession supplies ample evidence of this relationship and will allow anyone who applies it in the right way to describe their relationship with clinical, objective precision. Since what can be learned from a specific case is often of greater significance than the actual case itself, let me point out that this case can lead us to the same conclusions I presented in my essay, published in the Vienna Clinical Review in 1900, entitled “The Philosophy of Friedrich Nietzsche as a Psychopathological Problem.” [ Note 17 ] Notwithstanding all the contributions Nietzsche's genius made to the world, it was necessary to point out that Nietzsche would be misunderstood if the psychopathological factor in him were not taken into account. It is important for our Society that psychopathological elements not gain the upper hand, that they be eradicated from our minds and seen in the right light so that psychopaths are not looked upon as some kind of higher beings. That is why it is also important to see the current case in the right light and assess what is actually involved from the right standpoint. It is already too late for me to describe now at length how the storm developed. When I was in Vienna in May of this year, one of our members wrote me a letter I had to tear up on returning here, since taking letters across the border is no longer allowed. This letter contained accusations very similar to those raised by Goesch under the influence of Miss Sprengel and showing a similar involvement in Freudian psychoanalysis. They came from the same quarter; the same wind was blowing in both sets of accusations. In fact, if I could have read you some sentences from that letter, they would have sounded remarkably like what Miss Sprengel inspired in Goesch. What, then, was actually going on in the Goesch-Sprengel case? Goesch could not really function as a psychoanalyst, because to do that his relationship to Miss Sprengel would have had to be an objective one like that of a doctor to a patient. Her influence on him was too overwhelming, however, and thus his involvement in the examination was not fully conscious and objective. In Freudian terms, everything at work in the psyche of his friend, the “keeper of the seal,” came out, but since it sank down into Goesch's unconscious, it was masked by the whole theory that came to light in his letter. The Goesch-Sprengel case grew out of one of the greatest mistakes and worst materialistic theories of our time, and we can only deal with it by realizing that both people involved threw a mantle of secrecy over their human, all-too-human relationships. In essence, this consisted of shrouding their relationship in Freudian psychoanalytic theories, as the documents very clearly reveal. When we attempt to help people who come to us in such a confused psychological state, they are often fawning, enthusiastic supporters to begin with, but later on their adulation changes into enmity. That, too, can be explained in psychoanalytic terms. However, our most urgent concern at the moment is our relationship to the rest of the world. Just as we are now experiencing hostility coming from the direction of psychoanalysis, steeped as it is in sexuality, we can expect to encounter at any moment new opposition from all kinds of aberrations resulting from other all-too-human impulses. This shows us that we must study such cases; they should be of great interest to us precisely because our Society represents a spiritual movement. I could speak at much greater length on this subject, but I must stop for today because you need to get on with your deliberations. I simply wanted to point out the first tentative steps we must take in seeing where the dangers for our movement lie and how urgent it is that we all do as much as we can to help the world out there learn that we are not chicken-livered. We know how to stand up for ourselves. When things come up in disguise as they did in this letter, we must rip off the mask and expose where they come from. Their origins lie much deeper than we usually think; they originate in the materialistic outlook of our times, which has not only become the dominant view in science but has contaminated our life as a whole. Combating it is our movement's very reason for existence, but we must keep our eyes wide open and see what is going on in the world. We must recognize what the people coming to us have learned out in the world and what they bring with them when they come to us. |
220. Man and Cosmos
07 Jan 1923, Dornach Translator Unknown Rudolf Steiner |
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There, we only have the intensity or clearness of dreams, but dreams are pictures, whereas our feeling life is the general soul constitution determined by life; that is to say, feeling. |
But everything that really lies in between, the will which shoots into his muscles, etc., all this remains concealed to our ordinary consciousness, as deeply hidden as the experiences of a deep slumber without dreams. We dream in our feelings and we sleep in our will. But the will which sleeps in our ordinary consciousness responds to the impressions coming from the stars, in the same way in which our thoughts respond to the sense impressions of ordinary consciousness. And what we dream in our feelings is the counter-activity which meets the influences coming from the metals of the earth. |
220. Man and Cosmos
07 Jan 1923, Dornach Translator Unknown Rudolf Steiner |
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Within this course of lectures I intend to speak of things which are connected with the preceding lectures, but which bring results of spiritual science drawn from a deeper source and show how the human being is placed in the universe. We speak of man in such a way that we envisage, to begin with, his physical organization and his etheric or vital body revealed to spiritual investigation; and then we speak of the astral body and of the Ego organization. But we do not yet grasp man's structure if we simply enumerate these things in sequence, for each of these members has a different place in the universe. We are able to grasp man's position in the cosmos only if we understand how these different members are placed in the universe. When we study the human being, as he stands before us, we find that these four members of human nature interpenetrate in a way which cannot at first be distinguished; they are united in an alternating activity, and in order to understand them we must first study them separately, as it were, and consider each one in its special relation to the universe. We can do this in the following way, by setting out, not from a more general aspect, but from a definite standpoint. Bear I mind, to begin with, the more peripheric aspect of man, the external boundary, what is outside him. From other anthroposophical studies we know that we discover certain senses only when we penetrate, as it were, below the surface of the human form, into man's inner life. But essentially speaking, also the senses which transmit us a knowledge of our own inner being, have to be sought in regard to their starting point, and to begin with in a very unconscious way, on the inner side of the surface of man's being. We may therefore say: Everything in man existing in the form of senses should be looked for on the surface. It suffices to bear in mind one of the more prominent senses; for example, the eye or the ear—these show that the human being must obtain certain impressions from outside. How matters really stand in regard to these senses should, of course, be studied more deeply, by a more profound research. This has already been done here for some of the human senses. But the way in which these things appear in ordinary life induces us to say: A sense organ—for example, the eye or the ear—perceives things through impressions coming from outside. Man's position on earth easily enables us to see that the chief direction which determines the influences enabling him to have sensory perceptions can approximately be described as “horizontal.” A more accurate study would also show us that this statement is absolutely correct; for when perceptions apparently come from another direction, this is an illusion. Every direction relating to perception must in the end follow the horizontal. And the horizontal is the line which runs parallel to the surface of the earth. If I now draw this schematically, I would therefore have to say: If this is the surface of the earth, with the perceiving human being upon it, the chief direction of his perceptions is the one which runs parallel to the earth. All our perceptions follow this direction. And when we study the human being, it will not be difficult to say that the perceptions come from outside; they reach, as it were, man's inner life from outside. What meets them from inside? From inside we bring towards them our thinking, the power of forming representations or thoughts. If you consider this process, you cannot help saying: When I perceive through the eye, I obtain an impression from outside, and my thinking power comes from inside. When I look at the table, its impression comes from outside. I can retain a picture of the table in my memory through the representing or thinking power which comes from within. We may therefore say: If we imagine a human being schematically, the direction of his perceptions goes from the outside to the inside, whereas the direction of his thinking goes from the inside to the outside. What we thus envisage, is connected with the perceptions of the earthly human being in ordinary life, of the earthly human being appearing to us externally in the present epoch of the earth's development. The things mentioned above are facts evident to the ordinary human consciousness. But if you study the anthroposophical literature, you will find that there are other possibilities of consciousness differing from those which exist for the earthly human being in ordinary life. I would now ask you to form, even approximately and vaguely, a picture of what the earthly human being perceives. You look upon the colours which exist on earth, you hear sounds, you experience sensations of heat, and so forth. You obtain contours of the things you perceive, so that you perceive their shape, and so forth. But all the things in our environment, with which we have thus united ourselves, only constitute facts pertaining to our ordinary consciousness. There are, however, other possibilities of consciousness, which remain more unconscious in the earthly human being and are pushed into the depths of his soul life; yet they are just as important, and frequently far more important in human life than the facts of consciousness which exhaust themselves in what I have described so far. For the human constitution which man has here on earth, the things below the surface of the earth are just as important as those which exist in the earth's circumference. The circumference of the earth, what exists around the earth, may be perceived by the ordinary senses and grasped by the representing capacity which meets sense perception. This fills the consciousness of the ordinary human being living on the earth. But let us consider the inside of the earth. Simple reflection will show you that the inside of the earth is not accessible to ordinary consciousness. We may, to be sure, make excavations reaching a certain depth and in these holes—for example in mines—observe things in the same way in which we observe them on the earth's surface. But this would be the same as observing a human corpse. When we study a corpse, we study something which no longer constitutes the whole human being, but only a residue of man as a whole. Indeed, those who are able to consider such things in the right way must even say: We are then looking upon something which is the very opposite of man. The reality of earthly man is the living human being walking around, and to him belong the bones, muscles, etc. which exist in him. The bone structure, the muscular structure, the nerve structure, the heart, lungs, etc. correspond to the living human being and are as such true and real. But when I look upon the corpse, this no longer corresponds to the living human being. The form which lies before me as corpse, no longer requires the existence of lungs, of a heart, or of a muscular system. Consequently these decay. For a while they maintain the form given to them, but a corpse is really an untruth, for it cannot exist in the form in which it lies before us; it must dissolve. It is not a reality. Similarly the things I perceive when I dig a hole into the earth are not realities. The closed earth influences the human being standing upon it, differently from the things which exist in such a way that when the human being stands upon the earth, he beholds them through his senses, as the earth's environment. If, to begin with, you consider this from the soul aspect, you may say: The earth's environment is able to influence man's senses and it may be grasped by the thinking or representing capacity pertaining to ordinary human consciousness. Also what is inside the earth exercises an influence upon man, but it does not follow the horizontal direction; it rises from below. In our ordinary state of consciousness, we do not perceive these influences rising from below in the same way in which we perceive the earth's environment through the ordinary senses. If we could perceive what rises up from the earth in the same way in which we perceive what exists in the earth's environment, we would need a kind of eye or organ of touch able to feel into the earth, without our having to dig a hole into it, so that we could reach or see through (durchgreifen) the earth in the same way in which we see through air when we behold something. When we look through air, we do not dig a hole into it; if we first had to dig a hole into air, in order to look at it, we would see our environment in the same way in which we would see the earth in a coal mine. Hence, if it were not necessary to dig a hole into the earth in order to see its inside, we would have to have a sense organ able to see without the need of digging holes into the earth, an organ for which the earth, such as it is, would become transparent to sight or touch. In a certain way this is the case, but in ordinary life these perceptions do not reach human consciousness. For what the human being would then perceive are the earth's different kinds of metals. Consider how many metals are contained in the earth. Even as you have perceptions in your air-environment—if I may use this expression—even as you see animals, plants, minerals, artistic objects of every kind, so perceptions of the metals rise up to you from the earth's inside. But if perceptions of the metals could really reach your consciousness, they would not be ordinary perceptions, but imaginations. And these imaginations continually reach man, by rising up from below. Even as the visual impressions come, as it were, from the horizontal direction, so the radiations of metals continually reach us from below; yet they are not visual perceptions of the minerals, but something pertaining to the inner nature of minerals, which works its way up through us and takes on the form of imaginations or pictures. But the human being does not perceive these pictures; they are weakened. They are suppressed, as it were, because man's earthly consciousness is not able to perceive imaginations. They are weakened down to feelings. If, for example, I imagine all the gold existing in some way in the caverns of the earth, and so forth, my heart really perceives an image which corresponds to the gold in the earth. But this picture is an imagination, and for this reason ordinary human consciousness cannot perceive it, for it is dulled down to a life feeling, an inner vital feeling, which cannot even be interpreted, less still perceived, in its corresponding image. The same applies to the other organs, for the kidneys perceive in a definite image all the tin which exists in the earth, and so forth. All these impressions are subconscious and they do not appear in the general feelings that live in the human being. You may therefore say: The perceptions coming from the earth's environment follow a horizontal direction and are met from within by the thinking or representing power; from below come the perceptions of metals—above all, of metals—and they are met by feeling, in the same way in which ordinary perceptions are met by the thinking capacity. This process, however, remains chaotic and unreal to the human beings of the present time. From these impressions they only derive a general life-feeling. If the human being on earth had the gift of imagination, he would know that his nature is also connected with the metals in the earth. In reality, every human organ is a sense organ, and although we use it for another purpose, or apparently do so, it is nevertheless a sense organ. During our earthly life, we simply use our organs for other purposes. For we really perceive something with each organ. The human being is in every way a great sense organ, and as such, he has differentiated, specified sense organs in the single organs of his body. You therefore see that from below, the human being obtains perceptions of metals and that he has a life of feeling corresponding to these perceptions. Our feelings exist in contrast to everything coming to us from the earth's metals, even as our thinking or representing power exists in contrast to everything which penetrates into our sense perceptions from the earth's environment. But in the same way in which the influences of the metals reach us from below, so we are influenced from above by the movements and forms of the celestial bodies in the world's spaces. We have sense perceptions in our environment, and similarly we have a consciousness which would manifest itself as inspired consciousness, as inspirations coming from every planetary movement and from every constellation of fixed stars. Even as our thinking capacity streams towards our ordinary sense perceptions, so we send out to the movements of the celestial bodies a force which is opposed to the impressions derived from the stars, and this force is our will. What lies in our will power, would be perceived as inspiration, if we were able to use the inspired state of consciousness. You therefore see that by studying man in this way, we must say to ourselves: In his earthly consciousness we find, to begin with, the condition in which he is most widely awake: his life of sensory perceptions and of thoughts. During our ordinary, earthly state of consciousness, we are completely awake only in this life of sensory perceptions and thoughts. Our feeling life, on the other hand, only exists in a dreaming state. There, we only have the intensity or clearness of dreams, but dreams are pictures, whereas our feeling life is the general soul constitution determined by life; that is to say, feeling. But at the foundation of feeling lie the metal influences coming from the earth. And the consciousness based on the will lies still deeper. I have frequently explained this. Man does not really know the will that lives in him. I have often explained this by saying: The human being has the thought of stretching out his arm, or of touching something with his hand. He can have this thought in his waking consciousness and may then look upon the process of touching something. But everything that really lies in between, the will which shoots into his muscles, etc., all this remains concealed to our ordinary consciousness, as deeply hidden as the experiences of a deep slumber without dreams. We dream in our feelings and we sleep in our will. But the will which sleeps in our ordinary consciousness responds to the impressions coming from the stars, in the same way in which our thoughts respond to the sense impressions of ordinary consciousness. And what we dream in our feelings is the counter-activity which meets the influences coming from the metals of the earth. In our present waking life on earth, we perceive the objects around us. Our thinking capacity counteracts. For this we need our physical and etheric body. Without the physical and etheric body we could not develop the forces which work in a horizontal direction—the perceptive and thinking forces. If we imagine this schematically we might say: As far as our daytime consciousness is concerned, the physical and etheric bodies become filled with sense impressions and with our thinking activity. When the human being is asleep, his astral body and his Ego organization are outside. They receive the impressions which come from below and from above. The Ego and the astral body really sleep in the metal streams rising up from the earth, if I may use this expression, and in the streams descending from the planetary movements and the constellations of fixed stars. What thus arises in the earth's environment exercises no influence in a horizontal direction, but exists in form of forces which descend from above, and in the night we live in them. If you could attain the power of imagination by setting out from your ordinary consciousness, so that the imaginative consciousness would really exist, you would have to achieve this in accordance with the demands of the present epoch of human development; namely, in such a way that every human organ is seized by the imaginative consciousness. For example, it would have to seize not only the heart, but every other organ. I have told you that the heart perceives the gold which exists in the earth. But the heart alone could never perceive the gold. This process takes place as follows: As long as the Ego and astral body are connected with the physical and etheric bodies, as is normally the case, the human being cannot be conscious of such a perception. Only when the Ego and the astral body become to a certain extent independent, as is the case in imagination, so that they do not have to rely on the physical and etheric bodies, we may say: The astral body and the Ego organization acquire, near the heart, the faculty of knowing something about these radiations coming from the metals in the earth. We may say: The center in the astral body for the influences which come from the gold radiations, lies in the region of the heart. For this reason we may say: The heart perceives—because the real perceptive instrument in the astral body pertaining to this part, to the heart—not the physical organ, but the astral body, perceives. If we acquire the imaginative consciousness, the whole astral body and also the whole Ego organization must enable the parts corresponding to every human organ to perceive. That is to say, the human being is then able to perceive the whole metal life of the earth—differentiated, of course. But details in it can only be perceived after a special training, when he has passed through a special occult study, enabling him to know the metals of the earth. In the present time, such a knowledge would not be an ordinary one. And today it should not be applied to life in a utilitarian way. It is a cosmic law that when the knowledge of the earth's metals is used for utilitarian purposes in life, this would immediately entail the loss of the imaginative knowledge. Last part—It may, however, occur that owing to pathological conditions, the intimate connection which should exist between the astral body and the organs is interrupted somewhere in man's being, or even completely, so that the human being sleeps, as it were, quite faintly, during his waking condition. When he is really asleep, his physical body and his etheric body on the one hand, and his astral body and his Ego on the other, are separated; but there also exists a sleep so faint that a person may walk about in an almost imperceptible state of stupor—a condition which may perhaps appear highly interesting to some, because such people have a peculiarly “mystical” appearance; they have such mystical eyes and so forth. This may be due to the fact that a very faint sleeping state exists even during the waking condition. There is always a kind of vibration between the physical and etheric body and the Ego organization and astral body. There is an alternating vibration. And such people can be used as metal feelers—they feel the presence of metals. But the capacity to feel the presence of special metal substances in the earth is always based on a certain pathological condition. Of course, if these things are only viewed technically and placed at the service of technical-earthly interests, it is, cruelly speaking, quite an indifferent matter whether people are slightly ill or not; even in other cases, one does not look so much at the means for bringing about this or that useful result. But from an inner standpoint, from the standpoint of a higher world conception, it is always pathological if people can perceive not only horizontally, in the environment of the earth, but also vertically, in a direct way, not through holes. What thus comes to expression, must, of course, be revealed in a different way. If we take a pen and write down something, this is contained in the ordinary life of thought; this must be lifeless. But the ordinary life of thought drowns in light (“verleuchtet”)—if I may use this expression in contrast to “darkens” (“verdunkelt”)—the perception coming from below; consequently, it is necessary to use different signs from those we use, for example, when we write or speak; different signs must be used when specific metal substances in the earth are perceived through a pathological condition. I observe, for example, that also water is a metal. Pathological people may actually be trained, not only to have unconscious perceptions, but also to give unconscious signs of these perceptions—for example, they can make signs with a rod placed in their hand. What is the foundation of all this? It is based on the fact that there is a faint interruption between the Ego and astral body on the one hand, and the physical and etheric body on the other, so that the human being does not only perceive what is, approximately speaking, at his side, but by eliminating his physical body he becomes a sensory organ able to perceive the inside of the earth, without having to dig holes into it. But when this direction exercises its influence, a direction which is normally that of feeling, then one cannot use the expressions which correspond to the thinking capacity. These perceptions are not expressed in words. They can only be expressed, as already indicated, through signs. Similarly, it is possible to stimulate perceptions descending from above. They have a different inner character; they are no longer a perception of metals, but inspiration, conveying the movements or the constellation of the stars. In the same way in which the human being perceives the earth's constitution as rising up from below, he now perceives, descending from above, something which again arises through pathological conditions, when the Ego is in a more loose connection with the astral body. He then perceives, descending from above, something which really gives the world its division of time, the influence of time. This enables him to look more deeply into the world's course of events, not only in regard to the past, but also in connection with certain events which do not flow out of man's free will, but out of the necessity guiding the world's events. He is then able to look, as it were, prophetically into the future. He casts a gaze into the chronological order of time. With these things I only wished to indicate that through certain pathological conditions it is possible for man to extend his perceptive capacity. In a s o u n d and h e a l t h y way this is done through imagination and inspiration. Perhaps the following may explain what constitutes sound and unsound elements in this field. For a normal person it is quite good if he has—let us say—a normal sense of smell. With a normal sense of smell he perceives objects around him through smell; but if he has an abnormal sense for any smelling object in his environment, he may suffer from an idiosyncrasy, when this or that object is near him. There are people who really get ill when they enter a room in which there is just one strawberry; they do not need to eat it. This is not a very desirable condition. It may, however, occur that someone who is not interested in the person, but in the discovery of stolen strawberries, or other objects which can be smelled, might use the special capacity of that person. If the human sense of smell could be developed like that of dogs, it would not be necessary to use police dogs, for people could be used instead. But this must not be one. You will therefore understand me when I say that the perceptive capacity for things coming from below and from above should not be developed wrongly, so as to be connected with pathological conditions, for these are positively destructive for man's whole organization. To train people to sense the presence of metals would therefore be the same as training them to be bloodhounds, police dogs, except that here—if I may use this expression—the humanly punishable element is far more intensive. For only through pathological conditions can such things appear in this or that person. All the things which generally come towards you in an ignorantly confused and nebulous way, will be understood in regard to their theory, and also by judging them as they have to be judged, within man's whole connection with the world. This is one aspect of the matter. The other aspect is that there is also a right application of such a knowledge. A person who is endowed with the imaginative power of knowledge, must not use the imaginative forces of the astral body, located in the region of the heart, to procure gold. He may, however, apply these forces to recognize the construction, the true tasks, the inner essence of the heart itself. He may apply them in the meaning of human self-knowledge. In physical life this also corresponds to the right application of—let us say—the sense of smell, of sight, and so forth. We learn to know every organ in man when we are able to put together what we discern as coming from below or from above. For example, you learn to know the heart when you recognize the gold contained in the earth, which sends out streams that may be perceived by the heart, and when, on the other hand, you recognize the current of will descending from the sun; that is to say, when you recognize the counter-current of the sun current in the will. If you unite these two streams, the joint activity of the sun's current from above, streaming down from the sun's zenith, and of the gold perceived below—if the gold contained in the earth stirs your imagination, and the sun your inspiration, you will obtain knowledge of the human heart, heart knowledge. In a similar way it is possible to gain knowledge of the other organs. Consequently, if the human being really wants to know himself, he must draw the elements of this knowledge from the influences coming from the cosmos. This leads us to a sphere which indicates even more concretely than I have done on previous occasions man's connection with the cosmos. If you add to this the lectures which I have just concluded on the development of natural science in more recent times, you will gather, particularly from yesterday's lecture, that on the present stage of natural science man learns to know essentially lifeless substance, dead matter. He does not really learn to know himself, his own reality, but only his lifeless part. A true knowledge of man can only arise from the joint perception of the lifeless organs which we recognize in man, the organs in their lifeless state, and all we are able to recognize from below and from above in connection with these organs. This leads to a knowledge based on full consciousness. An earlier, more instinctive knowledge was based upon an interpolation of the astral body which was different from that of today. Today the astral body is interpolated in such a way that man, as an earthly human being, may become free. This entails that he should recognize in the first place what is dead, and this pertains to the present, then the life foundation of the past through that which rises up from below—from the earth's metals—and finally the life-giving forces descending from above as star influences and star constellations. A true knowledge of man will have to seek in every organ this threefold essence: the lifeless or physical, the basis of life or the psychical, and the life-giving, vitalizing forces, or the spiritual. Everywhere in human nature, in every detail connected with it, we shall therefore have to seek the physical-bodily, the psychical, and the spiritual. Logically, its point of issue will have to be gained from a true estimate of the results so far obtained in the field of natural science. It is necessary to see that the present stage of natural science leads us everywhere to the grave of the earth and that the living essence must be discovered and lifted out of the earth's grave. We discover this by perceiving that modern spiritual science must endow old visions and ideas (Ahnungen) with life. For these always existed. In these days I have given advice to people working in different spheres; I would advise those studying history of literature that when they speak of Goetheanism, they should keep to Goethe's ideas expressed in the second part of “Wilhelm Meister”, in “Wilhelm Meister's Wanderjahren”, where we find the description of a woman who is able to participate in the movements of the stars, owing to a pathological condition of soul and spirit. At her side we find an astronomer. And she is confronted by another character, by the woman who is able to feel the presence of metals. And at the side of this woman we find Montanus, the miner, the geologist. This contains a profound foreboding, far profounder than the truths in physics discovered since Goethe's time in the field of natural-scientific development, great as they are, for these natural-scientific truths pertain to man's circumference. But in the second part of “Wilhelm Meister” Goethe drew attention to something pertaining to the worlds with which man is connected—with the stars above, with the earth's depths below. Many things of this kind may be found, both in the useful fields and in the luxury fields of science. But also these things will only be drawn to the surface as real treasures of knowledge, when Goetheanism, on the one hand, and spiritual science on the other, will be taken so earnestly that many things of which Goethe had an inkling will be illumined by spiritual science; and also spiritual science may thus change into something giving us a historical sense of pleasure when we see that Goethe had a kind of idea of things which now arise in form of knowledge, and which he elaborated artistically in his literary works. With all these things, however, I wish to point out that when we speak of scientific strivings within the anthroposophical movement, these should be followed with that deep earnestness which does not bring with it the danger of Anthroposophy being deduced from modern chemistry, or modern physics, modern physiology, and so forth, but which includes the single branches of science in the real stream of living anthroposophical knowledge. One would like to hear of chemists, physicists, physiologists, medical men speaking in an anthroposophical way. For it leads to no progress if specialists succeed in forcing anthroposophy to speak chemically, physically or physiologically. This would only rouse opposition, whereas there should at last be a progress, evident in the fact that Anthroposophy reveals itself as Anthroposophy also to these specialists, and not as something which is taken in accordance with its terminology, so that terminologies are thrown over things which one already knows, even without Anthroposophy. It is the same whether anthroposophical or other terminologies are applied to hydrogen, oxygen, etc., or whether one adheres to the old terminologies. The essential thing is to take in Anthroposophy with one's whole being, then one becomes a true Anthroposophist, also as a chemist, physiologist, physician, etc. In these lectures, in which I was asked to describe the history of scientific thought, I wished to bring, on the basis of a historical contemplation, truths that may bear fruit. For the anthroposophical movement absolutely needs to become fruitful, really fruitful, in many different fields. |
221. Earthly Knowledge and Heavenly Insight: The I-Being can be Shifted into Pure Thinking I
03 Feb 1923, Dornach Rudolf Steiner |
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Schubert liked to delve into the various revelations of human dream life, including the abnormal states of mind, as we would perhaps say today, the states of mind of the medium who was not a fraud, the states of that clairvoyance that had been preserved as if atavistically from ancient times, in short, the abnormal, not the fully awake states of mental life. |
For what was dying away there was once an inner experience of the divine spiritual world in dream-like, clear-vision images, through which the human being felt much more like a heavenly being than an earthly one. |
The merely thinking modern person experiences sleep as unconsciousness, which is interrupted at most by dreams, but of which he rightly does not think much. For, as the state of mind of man in modern times is, dreams are not of much value. |
221. Earthly Knowledge and Heavenly Insight: The I-Being can be Shifted into Pure Thinking I
03 Feb 1923, Dornach Rudolf Steiner |
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Today I would like to begin by telling you a little story from the world of knowledge in the 19th century, so that we can use it to orient ourselves to the great changes that have taken place in the soul of Western man. I have emphasized it often: the person of the present time has a strong awareness that people have actually always thought, felt and sensed as they do today, or that if they felt differently, it was because they were children developing, and that only now, I would say, has the human being advanced to the right manliness of thinking. In order to really get to know the human being, one must be able to put oneself back into the way of thinking of older times, so that one is not so sure of victory and haughty about what fills human souls in the present. And when one then sees how, in the course of just a few decades, the thoughts and ideas that existed among the educated have changed completely, then one will also be able to grasp how radically the soul life of human beings has changed over long periods of time, which we were indeed obliged to point out again yesterday. One of the most famous Hegelians of the 19th century is Karl Rosenkranz, who, after various residences, was a professor of philosophy at the University of Königsberg for a long time. Rosenkranz was a Hegelian, but his Hegelianism was, first of all, colored by a careful study of Kant – he saw Hegel, so to speak, through the glasses of Kantianism – but, in addition, his Hegelianism was strongly colored by his study of Protestant theology. All of this – Protestant theology, Kantianism, Hegelianism – came together in this man from the mid-19th century. Hegelianism had disappeared from the horizon of educated Central Europe by the last third of the 19th century, and it is hard to imagine how deeply thinking people in Central Europe were steeped in it in the 1840s. That is why it is difficult today to get an idea of what it actually looked like in a soul like that of Karl Rosenkranz. Now, after all, Rosenkranz was a person who, in the 1940s, thought in a way that was expected of someone who had abandoned old, useless thinking, who had submitted to modern enlightenment and was not superstitious, according to the educated way of thinking at the time. One could think that Rosenkranz was such a person, who was, so to speak, at the height of the education of the time. Now this Karl Rosenkranz – it was in 1843 – once went for a walk and on this walk met a man named Bon, with whom he had a conversation that was so interesting for him, for Rosenkranz, that Rosenkranz recorded this conversation. Bon was a Thuringian, but by no means, in the sense that Rosenkranz, a man who had grown entirely out of his time. Bon, for his part, probably thought of Rosenkranz as being obsessed with the latest ideas, and as a person who, although unprejudiced in a sense, no longer understood the good old wisdom that Bon still possessed. And so these two – as I said, it was in 1843 – entered into a conversation. Bon had been educated at the University of Erlangen and had been mainly a student of the somewhat pietistic philosopher Schubert, who, however, was still full of older wisdom, of wisdom that placed a great deal of emphasis on using special dream-like states of consciousness to get into the essence of a person. Schubert was a man who thought very highly of the old wisdom handed down and who had the belief that if one cannot bring something to life in oneself through a meaningful inner life of the good old wisdom, then one cannot really seriously know anything about man through the new wisdom. In this respect, Schubert's works are extremely interesting. Schubert liked to delve into the various revelations of human dream life, including the abnormal states of mind, as we would perhaps say today, the states of mind of the medium who was not a fraud, the states of that clairvoyance that had been preserved as if atavistically from ancient times, in short, the abnormal, not the fully awake states of mental life. In this way he sought to gain insight into the human being. One of Schubert's students was Bon. But then Bon had come here to Switzerland and had adopted a spiritual life in Switzerland that today's Swiss are mostly unaware of, that it once existed here. You see, Bon had adopted so-called Gichtelianism in Switzerland. I don't know if much is still known among today's Swiss that Gichtelianism was quite widespread; not only in the rest of Europe – it was at home in the mid-19th century in the Netherlands, for example – but it was also quite common in Switzerland. This Gichtelianism was namely that which remained in the 19th century, also through the 18th century, but still in the 19th century, of the teachings of Jakob Böhme. And in the form in which Gichtel represented Jakob Böhme's teachings, this teaching of Jakob Böhme then spread to many areas, including here to Switzerland, and that is where Bon got to know Gichtelianism. Now, Rosenkranz had read a lot, and even if he, due to his Kantianism, Hegelism and Protestant theologism, could not find his way into something like that in an inwardly active way as Jakob Böhme's teachings or their weakening in Gichtel, then at least he understood the expressions, and he was interested in how such a remarkable person, a Gichtelian, spoke. Now, as already mentioned, Rosenkranz recorded the conversation that took place in 1843. Initially, they discussed a topic that was not too incomprehensible for either Kantians or Hegelians of the 19th century. In the course of the conversation, Rosenkranz said that it is actually unfortunate when you want to reflect deeply on some problem that you can be disturbed by all sorts of external distractions. I would like to say that, when Rosenkranz says this, one already feels something of what came later to a much higher degree: the nervousness of the age. One need only recall that among the many associations that formed in pre-war Central Europe, one originated in Hanover and was called “Against Noise.” The aim was to strive for laws against noise, so that in the evening, for example, people could sit quietly and reflect without being disturbed by noise from a neighboring inn. There are magazine articles that propagated this association against noise. The intention to establish such an association against noise is, of course, a result of our nervous age. So one senses from Karl Rosenkranz's speech that one could be so unpleasantly disturbed by all sorts of things going on in the environment when one wants to reflect or even when one wants to write a book. One can sense some of this nervousness. And Bon seems to have had a lot of sympathy for the complaint of a man who wants to think undisturbed, and he then said to Rosenkranz: Yes, he could recommend something good to him, he could recommend the inconvenience. Rosenkranz was taken aback. He was now supposed to do exercises in inconvenience, so Bon recommended that he should learn to develop inconvenience within himself. Yes, said Rosenkranz, it is unpleasant when you are disturbed by all sorts of things. - Then Bon said: That's not what I mean. And now Bon explained to Rosenkranz what he actually meant by inconvenience. He said: “You have to see that you become so firm within yourself that you are not affected in your own constellation by the turba of other events in the surrounding area, so that the pure tincture can develop in your own astra.” Now, that's what Bon had learned here in Switzerland from the Goutuelians, to say that one should take care not to be disturbed in one's own constellation by the turba of the other processes in the surrounding area, so that the pure tincture of one's own astrum could remain. As I said, Rosenkranz understood the expressions. I believe that today not even everyone understands the expressions, even if they want to be a very learned person. What did the Goutelian Bon actually mean back then? Well, you see, Bon lived in the propagated ideas of Jakob Böhme. I recently characterized this Jakob Böhme a little. I said that he collected the wisdom that had remained popular from all folklore. He has absorbed a lot from this popular wisdom that one would not believe today. This popular wisdom has even been preserved in many cases in the expressions of so-called reflective people, as I have just quoted them from the mouth of Bon. And one could imagine something under these expressions that had a certain inner vitality. Traditions still existed of what an older humanity had absorbed in the older clairvoyance. This older form of clairvoyance consisted of forces that emerged from the physicality of the human being. It is not necessary to say that this old form of clairvoyance lived in the physical. That would be to misunderstand that everything physical is permeated by the spiritual. But actually the old clairvoyant drew what he had placed before his soul in his dreamlike imaginations from the forces of his physicality. What pulsated in the blood, what energized the breath, even what lived in the transforming substances of the body, all this, as it were, evaporated spiritually into the spiritual and gave the old clairvoyant grandiose world pictures, as I have often described them here. This old clairvoyance was drawn from the physical. And what was revealed to you when you were living, as if you felt the whole world in a violet light, felt yourself as a violet cloud in violet light, so that you felt completely within yourself, that was called the 'tincture'. And that was felt as one's own, as that which was connected with one's own organism. It was felt as one's own Astrum. This inwardness, sucked out of the body, was called by the Gouthelean Bon the pure tincture of one's own Astrum. But the time had come – actually it had long since come – when people could no longer extract such things from their physicality. The time had long since come when the old clairvoyance was no longer suited to man. Therefore, people like Jakob Böhme or Gichtel felt that it is difficult to bring these old ideas to life. Man had simply lost the ability to live in these old ideas. They, as it were, immediately passed away when they arose. Man felt insecure in them, and so he wanted to use everything to hold on to these fleeting inner images, which still, I might say, came up through the inner sound of the old words. And just as he felt the pure tincture of his own astral within him, so he felt when anything else approached that it would immediately displace the images. This other, that which lived spiritually in the things and processes of the environment, was called Turba. And through this Turba one did not want to let one's own constellation, that is, one's soul state, be disturbed, in which one could be when one really immersed oneself in the inner sound of the old words, in order to, so to speak, have one's humanity firmly through the preservation of this traditional inner life. Therefore, one strove not to accept anything external, but to live within oneself. One made oneself “inconvenient” so that one did not need to accept anything external. This inconvenience, this life within oneself, is what Bon recommended to the Rosary in the form I have just shared with you. But you see, this is actually a glimpse into the spiritual life of a very old time, which was still present within the circles of Goutelianism in the mid-19th century, albeit at dusk, fading away. For what was dying away there was once an inner experience of the divine spiritual world in dream-like, clear-vision images, through which the human being felt much more like a heavenly being than an earthly one. And the prerequisite for that old state of mind was that the person had not yet developed the pure thinking of more recent times. This pure thinking of more recent times, which has only really been spoken about in full awareness in my “Philosophy of Freedom”, is something that is not really felt much about today. This pure thinking is something that has initially developed in connection with natural science. If we look at a part of this natural science that shows us what is to be said here in a particularly characteristic way, we turn to astronomy. Through Copernicus, astronomy becomes purely a world mechanics, a kind of description of the world machinery. Before that, there were still ideas that spiritual beings were embodied in the stars. Medieval scholasticism still speaks of the spiritual essence of the stars, of the intelligences that inhabit the stars, that are embodied in the stars, and so on. The idea that everything out there is material, thoughtless, that man only thinks about it, is a recent development. In the past, man created images for himself, images that combined with his view of a star or constellation. He saw something living, something weaving for itself in there. Not pure thinking, but something soul-living connected man with his environment. But man has developed pure thinking in this environment first. I have said here before that older people also had thoughts, but they received the thoughts at the same time as their clairvoyance. They received clairvoyant images from their environment, and then they drew their thoughts from the clairvoyant images. The elderly did not directly extract pure thoughts from external things. It is a peculiarity of modern times that man has learned to embrace the world with mere thought. And in this embrace of the world, man first developed this pure thinking. But now something else is linked to all these things. Those people to whom something like what the Bon said about the rosary still points back, these people did not experience sleep in the same way as the merely thinking modern person experiences sleep. The merely thinking modern person experiences sleep as unconsciousness, which is interrupted at most by dreams, but of which he rightly does not think much. For, as the state of mind of man in modern times is, dreams are not of much value. They are, as a rule, reminiscences of the inner or outer life and have no special value in their content. So that actually unconsciousness is the most characteristic feature of sleep. It was not always that. And Jakob Böhme himself still knew a kind of sleep in which consciousness was filled with real insights into the world. A person like Jakob Böhme, and then also Gichtel, who still worked hard to find his way into such a state of mind, said: Well, if you observe the things of the senses with your eyes, grasp the world with your other and then further grasps with thoughts that which one grasps there with the senses, then one can indeed learn many beautiful things about the world; but the real secrets of the world are not revealed there. Only the outer image of the world is manifested. As I said, Jakob Böhme and Gichtel knew such states of consciousness, where they neither slept nor merely dreamt, but where the consciousness was filled with insights into real world secrets hidden behind the sensual world. And they valued this more than what was revealed to their senses and to their minds. Mere thinking was not yet something significant for these people. But the opposite was also present for them, namely the awareness that a person can perceive without his body. For in such states of consciousness, which were neither sleep nor dreaming, they knew at the same time that the actual human being had largely detached himself from his body, but had taken with him the power of blood, had taken with him the power of breathing. And so they knew: Because man is inwardly connected with the world, but his waking body obscures this connection for him, man can, if he makes himself independent to a certain extent from this waking body, through the finer forces of this body, which the old clairvoyance, as I have explained, has sucked out of the body, gain knowledge of the secrets of the world. But in this way, precisely when he entered into such special states of sleep, man came to an awareness of what sleep actually is. People like Jakob Böhme or Gichtel, who said to themselves: When I sleep, then with the finer limbs of my being I am also outside in the finer nature. I submerge myself in the finer nature. They felt themselves standing in this finer nature. And when they woke up, they knew: That with which I, as a finer human being, was in the finer nature during sleep, also during unconscious sleep, that also lives in me while I am awake. I fill my body with this when I feel, when I think, which at that time was not just pure thinking. So when I think and create images in my mind, this finer humanity lives in these images. In short, it had a real meaning for these people when they said: That which I am in my sleep also lives on in me during waking. And they felt something like a soul blood pulsating on into sleep during the waking states of consciousness. A person like Jakob Böhme or Gichtel would say to themselves: When I am awake, I continue to sleep. Namely, what happens in me during sleep continues to have an effect when I am awake. This was a different feeling from that of the modern person, who has now moved on to mere thinking, to pure intellectual thinking. This modern person wakes up in the morning and draws a sharp line between what he was in his sleep and what he is now awake. He does not carry anything over from sleep into waking life, so to speak. He stops being what he was in his sleep when he begins to wake up. Yes, modern humanity has grown out of such states of consciousness as still lived in a person like Bon, who was a Goutelian, and in doing so it has actualized something that has actually been present in the first third of the 15th century. It has actualized this by moving into the waking day life of mere intellectualistic thinking. This, after all, dominates all people today. They no longer think in images. They regard images as mythology, as I said yesterday. They think in thoughts, and they sleep in nothingness. Yes, this actually has a very deep meaning: these modern people sleep in nothingness. For Jakob Böhme, for example, it would not have made sense to say, “I sleep in nothingness.” For modern people, it has become meaningful to say, “I sleep in nothingness.” I am not nothing when I sleep; I retain my self and my astral body during sleep. I am not nothing, but I tear myself out of the whole world, which I perceive with my senses, which I grasp with my waking mind. During modern sleep, I also tear myself out of the world that, for example, Jakob Böhme saw in special, abnormal states of consciousness with the finer powers of the physical and etheric bodies, which he still took with him into his sleeping states. The modern person not only breaks away from his sensory world during sleep, but also from the world that was the world of the ancient seer. And of the world in which the human being then finds himself in from falling asleep to waking up, he cannot perceive anything, because that is a future world, that is the world into which the earth will transform in those states that I have described in my 'Occult Science' as the Jupiter, Venus and Vulcan states. So that in fact the modern man, who is trained in intellectualistic thinking - forgive the expression - lives in nothing during sleep. He is not nothing, I must emphasize it again and again, but he lives in nothing because he cannot yet experience what he lives in, the future world. It is nothing for him yet. But it is precisely because the modern human being can sleep in the void that his freedom is guaranteed; for from the moment he falls asleep until he wakes up, he lives into the liberation from all the world, into the void. It is precisely during sleep that he becomes independent. It is very important to realize that the special way in which the modern human being sleeps guarantees his freedom. The old seer, who still perceived from the old world, not from the future world, who perceived from the old world, could not become a completely free human being, because he became dependent in this perception. Resting in the void during sleep actually makes the modern human being, the human being of the modern age, free. Thus, there are two counter-images for the modern human being. First, during waking hours he lives in thought, which is a mere thought, no longer containing images in the old sense; as I said, he regards them as mythology. And during sleep he lives in nothingness. In this way he frees himself from the world and gains a sense of freedom. Thought images cannot force him because they are mere images. Just as little as the mirror images can force, can cause anything, the thought images of things can force man to do something. Therefore, when man grasps his moral impulses in pure thoughts, he must follow them as a free being. No emotion, no passion, no internal bodily process can cause him to follow those moral impulses that he is able to grasp in pure thoughts. But he is also able to follow these mere images in thought, to follow this pure thought, because during sleep he finds himself freed from all natural laws in his own physical being, because during sleep he truly becomes a pure free soul that can follow the non-reality of thought; while the older person also remained dependent on the world during sleep and therefore could not have followed unreal impulses. Let us first consider the fact that the modern man has this duality: he can have pure thoughts, which are purely intellectualized, and a sleep spent in nothingness, where he is inside, where he is a reality, but where his surroundings show him a nullity. Because now comes the important part. You see, it is also rooted in the nature of modern man that he has become inwardly weak-willed as a result of everything he has been through. Modern man does not want to admit this, but it is true: modern man has become inwardly weak-willed. If one only wanted to, one would be able to understand this historically. Just look at the powerful spiritual movements that have spread in the past, and the will impulses with which, let us say, religious founders have worked throughout the world. This inward will impulsiveness has been lost to modern humanity. And that is why modern man allows the outer world to educate him in his thoughts. He observes nature and forms his purely intellectualistic thoughts from natural processes and natural beings, as if his inner life were really only a mirror that reflects everything. Yes, man has become so weak that he is seized with a terrible fear when someone produces a thought of his own, when he does not merely read thoughts from what external nature presents. So that at first pure thinking developed in the modern man in a completely passive way. I do not say this as a rebuke; for if humanity had immediately proceeded to actively produce pure thought, it would have brought all sorts of impure fantasies from the old inheritance into this thinking. It was a good educational tool for modern humanity that people allowed themselves to be tempted by the grandiose philistines, such as Bacon of Verulam, to develop their concepts and ideas only in the outside world, to have everything dictated to them by the outside world. And so, little by little, people have become accustomed to not living in their concepts and ideas, in their thinking itself, but to letting the outside world provide their thinking. Some get it directly by observing nature or looking at historical documents. They get their thoughts directly from nature and history. These thoughts then live within them. Others only get it through school. Today, people are already bombarded from an early age with concepts that have been passively acquired from the outside world. In this respect, the modern human being is actually a kind of sack, except that it has the opening on the side. There he takes in everything from the external world and reflects it within himself. These are then his ideas. Actually, his soul is only filled with concepts of nature. He is a sack. If the modern human being were to examine where he gets his concepts from, he would come to realize this. Some have it directly, those who really observe nature in one field or another, but most have absorbed it in school; their concepts have been implanted in them. For centuries, since the 15th century, man has been educated in this passivity of concepts. And today he already regards it as a kind of sin when he is inwardly active, when he forms his own thoughts. Indeed, one cannot make thoughts of nature oneself. One would only defile nature by all kinds of fantasies if one made thoughts of nature oneself. But within oneself is the source of thought. One can form one's own thoughts, yes, one can imbue with inner reality the thoughts that one already has, because they are actually mere thoughts. When does this happen? It happens when a person summons up enough willpower to push his night person back into his day-time life, so that he does not merely think passively but pushes the person who became independent during sleep back into his thoughts. This is only possible with pure thoughts. Actually, that was the basic idea of my “Philosophy of Freedom”, that I pointed out: into thinking, which modern man has acquired, he can really push his I-being. That I-being, which he - I could not yet express it at the time, but it is so - frees during the state of sleep in modern times, he can push it into pure thinking. And so, in pure thinking, man really becomes aware of his ego when he grasps thoughts in such a way that he actively lives in them. Now something else is linked to this. Let us assume that Anthroposophy is presented according to the model of modern natural science. People take in Anthroposophy, at first they take it in the way that modern people are accustomed to, in the manner of passive thinking. One can understand it if one's human understanding is healthy, one does not need to apply mere belief. If the human intellect is merely healthy, one can understand the thoughts. But one still lives passively in them, as one lives passively in the thoughts of nature. Then one comes and says: Yes, I have these thoughts from anthroposophical research, but I cannot stand up for them myself, because I have merely taken them in - as some people like to say today: I have taken them in from the spiritual-scientific side. We hear it emphasized so often: the natural sciences say this, and then we hear this or that from the spiritual-scientific side. What does it mean when someone says, “I hear this from the spiritual-scientific side”? That means he points out that he remains in passive thinking, that he also wants to absorb spiritual science only in passive thinking. For the moment a person decides to generate within himself the thoughts that anthroposophical research transmits to him, he will also be able to stand up for their truth with his entire personality, because he thereby experiences the first stage of their truth. In other words, in general, people today have not yet come to pour the reality that they experience as independent reality in their sleep into the thoughts of their waking lives through the strength of their will. If you want to become an anthroposophist in the sense of absorbing anthroposophical thoughts and then not simply passively surrendering to them, but rather infusing through a strong will what you are during every night of dreamless sleep into the thoughts, into the pure thoughts of Anthroposophy, then one has climbed the first step of what one is justified in calling clairvoyance today, then one lives clairvoyantly in the thoughts of Anthroposophy. You read a book with the strong will that you do not just carry your day life into the anthroposophical book, that you do not read like this: the day before yesterday a piece, then it stops, yesterday, then it stops, today, then it stops, etc. Today people read only with one part of their lives, namely only with their daily lives. Of course you can read Gustav Freytag that way, you can also read Dickens that way, you can read Emerson that way, but not an anthroposophical book. When you read an anthroposophical book, you have to go into it with your whole being, and because you are unconscious during sleep, so you have no thoughts - but the will continues - you have to go into it with your will. If you want to grasp what lies in the words of a truly anthroposophical book, then through this will alone you will at least become immediately clairvoyant. And you see, this will must also enter into those who represent our anthroposophy! When this will strikes like lightning into those who represent our Anthroposophy, then Anthroposophy can be presented to the world in the right way. It does not require any magic, but an energetic will that not only brings the pieces of life into a book during the day. Today, by the way, people no longer read with this complete piece of life, but today when reading the newspaper it is enough to spend a few minutes each day to take in what is there. You don't even need the whole waking day for that. But if you immerse yourself in a book that comes from anthroposophy with your whole being, then it comes to life in you. But this is what should be considered, especially by those who are supposed to be leading figures within the Anthroposophical Society. Because this Anthroposophical Society is being tremendously harmed when it is said: Yes, Anthroposophy is proclaimed by people who cannot stand up for it. We must come to a point where we can find our way into these anthroposophical truths with our whole being, rather than just passively experiencing them intellectually. Then the anthroposophical proclamation will not be made in a lame way, always just saying, “From the spiritual-scientific side we are assured...” Instead, we will be able to proclaim the anthroposophical truth as his own experience, at least initially for what is closest to the human being, for example for the medical field, for the physiological field, for the biological field, for the field of the external sciences or of external social life. Even if the higher hierarchies are not accessible at this first level of clairvoyance, what is around us in the form of spirit can truly be the object of the human soul's present state. And in the most comprehensive sense, it depends on the will whether people arise in our Anthroposophical Society who can bear witness to this, a valid witness, because it is felt directly, felt as a living source of truth, a valid living witness to the inner truth of the anthroposophical. This is also connected with what is necessary for the Anthroposophical Society: that personalities must arise in it who, if I may use the paradoxical expression, have the good will to will. Today one calls will any desire; but a desire is not a will. Some would like something to succeed in such and such a way. That is not will. The will is active power. That is missing today in the broadest sense. It is lacking in the modern man. But it must not be lacking within the Anthroposophical Society. There calm enthusiasm must be anchored in strong will. That also belongs to the living conditions of the Anthroposophical Society. |
301. The Renewal of Education: Children's Play
10 May 1920, Basel Translated by Ruth Pusch, Gertrude Teutsch Rudolf Steiner |
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In just the same way that children put things together in play—whatever those might be—not with external things but with thoughts, we put pictures together in dreams. This may not be true of all dreams, but it is certainly so in a very large class of them. In dreaming, we remain in a certain sense children throughout our entire lives. Nevertheless we can only achieve a genuine understanding if we do not simply dwell upon this comparison of play with dreams. Instead we should also ask when in the life of the human being something occurs that allows those forces that are developed in early children’s play until the change of teeth, which can be fruitful for the entirety of external human life. |
It is active in play in much the same way that dreams are active throughout the child’s entire life. In children, however, this activity occurs not simply in dreams, it occurs also in play, which develops in external reality. |
301. The Renewal of Education: Children's Play
10 May 1920, Basel Translated by Ruth Pusch, Gertrude Teutsch Rudolf Steiner |
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We have already seen that teaching history is beneficial only for developing children at about the age of twelve. Considering history is a kind of preparation for the period of life that begins with sexual maturity, that is, at about the age of fourteen or fifteen. Only at that time can human beings gain the capacity for independent reasoning. A capacity for reasoning, not simply intellectual reasoning, but a comprehensive reasoning in all directions, can only develop after puberty. With the passing of puberty, the supersensible aspect of human nature that carries the capacity of reason is born out of the remainder of human nature. You can call this what you like. In my books I have called it the astral body,but the name is unimportant. As I have said, it is not through intellectual judgment that this becomes noticeable, but through judgment in its broadest sense. You will perhaps be surprised that what I will now describe I also include in the realm of judgment. If we were to do a thorough study of psychology here, you would also see that what I have to say can also be proven psychologically. When we attempt to have a child who is not yet past puberty recite something according to his or her own taste, we are harming the developmental forces within human nature. These forces will be harmed if an attempt is made to use them before the completion of puberty; they should only be used later. Independent judgments of taste are only possible after puberty. If a child before the age of fourteen or fifteen is to recite something, she should do so on the basis of what an accepted authority standing next to her has provided. This means she should find the way in which the authority has spoken pleasing. She should not be led astray to emphasize or not emphasize certain words, to form the rhythm out of what she thinks is pleasing, but instead she should be guided by the taste of the accepted authority. We should not attempt to guide that intimate area of the child’s life away from accepted authority before the completion of puberty. Notice that I always say “accepted authority” because I certainly do not mean a forced or blind authority. What I am saying is based upon the objective observation that from the change of teeth until puberty, a child has a desire to have an authority standing alongside her. The child demands this, longs for it, and we need to support this longing, which arises out of her individuality. When you look at such things in a comprehensive way, you will see that in my outline of education here I have always taken the entire development of the human being into account. For this reason I have said that between the ages of seven and fourteen, we should only teach children what can be used in a fruitful way throughout life. We need to see how one stage of life affects another. In a moment I will give an example that speaks to this point. When a child is long past school age, has perhaps long since reached adulthood, this is when we can see what school has made of the child and what it has not. This is visible not only in a general abstract way but also in a very concrete way. Let us look at children’s play from this perspective, particularly the kind of play that occurs in the youngest children from birth until the change of teeth. Of course, the play of such children is in one respect based upon their desire to imitate. Children do what they see adults doing, only they do it differently. They play in such a way that their activities lie far from the goals and utility that adults connect with certain activities. Children’s play only imitates the form of adult activities, not the material content. The usefulness in and connection to everyday life are left out. Children perceive a kind of satisfaction in activities that are closely related to those of adults. We can look into this further and ask what is occurring here. If we want to study what is represented by play activities and through that study recognize true human nature so that we can have a practical effect upon it, then we must continuously review the individual activities of the child, including those that are transferred to the physical organs and, in a certain sense, form them. That is not so easy. Nevertheless the study of children’s play in the widest sense is extraordinarily important for education. We need only recall what a person who set the tone for culture once said: “A human being is only a human being so long as he or she plays; and a human being plays so long as he or she is a whole human being.” Schiller1 wrote these words in a letter after he had read some sections of Goethe’s Wilhelm Meister. To Schiller, free play and the forces of the soul as they are artistically developed in Wilhelm Meister appeared to be something that could only be compared with an adult form of children’s play. This formed the basis of Schiller’s Letters on the Aesthetic Education of Man. He wrote them from the perspective that adults are never fully human when carrying out the activities of normal life. He believed that either we follow the necessities of what our senses require of us, in which case we are subject to a certain compulsion, or we follow logical necessity, in which case we are no longer free. Schiller thought that we are free only when we are artistically creative. This is certainly understandable from an artist such as Schiller; however, it is one-sided since in regard to freedom of the soul there is certainly much which occurs inwardly,in much the same way that Schiller understood freedom. Nevertheless the kind of life that Schiller imagined for the artist is arranged so that the human being experiences the spiritual as though it were natural and necessary, and the sense-perceptible as though it were spiritual. This is certainly the case when perceiving something artistic and in the creation of art. When creating art, we create with the material world, but we do not create something that is useful. We create in the way the idea demands of us, if I may state it that way, but we do not create abstract ideas according to logical necessity. In the creation of art, we are in the same situation as we are when we are hungry or thirsty. We are subject to a very personal necessity. Schiller found that it is possible for people to achieve something of that sort in life, but children have this naturally through play. Here in a certain sense they live in the world of adults, through only to the extent that world satisfies the child’s own individuality. The child lives in creation, but what is created serves nothing. Schiller’s perspective, from the end of the eighteenth and beginning of the nineteenth century, can be used as a basis for further development. The psychological significance of play is not so easy to find. We need to ask if the particular kind of play that children engage in before the change of teeth has some significance for the entirety of human life. We can, as I said, analyze it in the way that Schiller tried to do under the influence of Goethe’s adult childishness. We could also, however, compare this kind of play with other human activities. We could, for example, compare children’s play before the change of teeth with dreaming, where we most certainly will find some important analogies. However, those analogies are simply related to the course of the child’s play, to the connection of the activities to one another in play. In just the same way that children put things together in play—whatever those might be—not with external things but with thoughts, we put pictures together in dreams. This may not be true of all dreams, but it is certainly so in a very large class of them. In dreaming, we remain in a certain sense children throughout our entire lives. Nevertheless we can only achieve a genuine understanding if we do not simply dwell upon this comparison of play with dreams. Instead we should also ask when in the life of the human being something occurs that allows those forces that are developed in early children’s play until the change of teeth, which can be fruitful for the entirety of external human life. In other words, when do we actually reap the fruits of children’s play? Usually people think we need to seek the fruits of young children’s play in the period of life that immediately follows, but spiritual science shows how life passes in a rhythmical series of repetitions. In a plant, leaves develop from a seed; from the leaves, the bud and flower petals emerge, and so forth. Only afterwards do we have a seed again; that is, the repetition occurs only after an intervening development. It is the same in human life. From many points of view we could understand human life as though each period were affected only by the one preceding, but this is not the case. If we observe without prejudice, we will find that the actual fruits of those activities that occur in early childhood play become apparent only at the age of twenty. What we gain in play from birth until the change of teeth, what children experience in a dreamy way, are forces of the still-unborn spirituality of the human being, which is still not yet absorbed into, or perhaps more properly said, reabsorbed into the human body. We can state this differently. I have already discussed how the same forces that act organically upon the human being until the change of teeth become, when the teeth are born, an independent imaginative or thinking capacity, so that in a certain sense something is removed from the physical body. On the other hand, what is active within a child through play and has no connection with life and contains no usefulness is something that is not yet fully connected with the human body. Thus a child has an activity of the soul that is active within the body until the change of teeth and then becomes apparent as a capacity for forming concepts that can be remembered. The child also has a spiritual-soul activity that in a certain sense still hovers in an etheric way over the child. It is active in play in much the same way that dreams are active throughout the child’s entire life. In children, however, this activity occurs not simply in dreams, it occurs also in play, which develops in external reality. What thus develops in external reality subsides in a certain sense. In just the same way that the seed-forming forces of a plant subside in the leaf and flower petal and only reappear in the fruit, what a child uses in play also only reappears at about the age of twenty-one or twenty-two, as independent reasoning gathering experiences in life. I would like to ask you to try to genuinely seek this connection. Look at children and try to understand what is individual in their play: try to understand the individuality of children playing freely until the change of teeth, and then form pictures of their individualities. Assume that what you notice in their play will become apparent in their independent reasoning after the age of twenty. This means the various kinds of human beings differ in their independent reasoning after the age of twenty in the just the same way that children differ in their play before the change of teeth. If you recognize the full truth of this thought, you will be overcome by an unbounded feeling of responsibility in regard to teaching. You will realize that what you do with a child forms the human being beyond the age of twenty. You will see that you will need to understand the entirety of life, not simply the life of children, if you want to create a proper education. Playing activity from the change of teeth until puberty is something else again. (Of course, things are not so rigidly separated, but if we want to understand something for use in practical life, we must separate things.) Those who observe without prejudice will find that the play activity of a child until the age of seven has an individual character. As a player, the child is, in a certain sense, a kind of hermit. The child plays for itself alone. Certainly children want some help, but they are terribly egotistical and want the help only for themselves. With the change of teeth, play takes on a more social aspect. With some individual exceptions, children now want to play more with one another. The child ceases to be a hermit in his play; he wants to play with other children and tobe something in play. I am not sure if Switzerland can be included in this, but in more military countries the boys particularly like to play soldier. Mostly they want to be at least a general, and thus a social element is introduced to the children’s play. What occurs as the social element in play from the change of teeth until puberty is a preparation for the next period of life. In this next period, with the completion of puberty, independent reasoning arises. At that time human beings no longer subject themselves to authority; they form their own judgments and confront others as individuals. This same element appears in the previous period of life in play; it appears in something that is not connected with external social life, but in play. What occurs in the previous period of life, namely, social play, is the prelude to tearing yourself away from authority. We can therefore conclude that children’s play until the age of seven actually enters the body only at the age of twenty-one or twenty-two, when we gain an independence in our understanding and ability to judge experiences. On the other hand, what is prepared through play between the ages of seven and puberty appears at an earlier developmental stage in life, namely, during the period from puberty until about the age of twenty-one. This is a direct continuation. It is very interesting to notice that we have properly guided play during our first childhood years to thank for the capacities that we later have for understanding and experiencing life. In contrast, for what appears during our lazy or rebellious years we can thank the period from the change of teeth until puberty. Thus the connections in the course of human life overlap. These overlapping connections have a fundamental significance of which psychology is unaware. What we today call psychology has existed only since the eighteenth century. Previously, quite different concepts existed about human beings and the human soul. Psychology developed during the period in which materialistic spirit and thought arose. Thus in spite of all significant beginnings, psychology was unable to develop a proper science of the soul, a science that was in accord with reality and took into account the whole of human life. Although I have tried hard, I have to admit that I have been able to find some of these insights only in Herbart’s psychology. Herbart’s psychology is very penetrating; it attempts to discover a certain form of the soul by beginning with the basic elements of the soul’s life. There are many beautiful things in Herbart’s psychology. Nevertheless we need to look at the rather unusual views it has produced in his followers. I once knew a very good follower of Herbart, Robert Zimmermann, an aesthete who also wrote a kind of educational philosophy in his book on psychology for high-school students. Herbart once referred to him as a Kantian from 1828. In his description of psychology as a student of Herbart, he discusses the following problem:
Those who look at the reality of human nature, not simply in a materialistic sense, but also with an eye toward the spiritual, will see that this kind of view is somewhat one-sidedly rationalistic and intellectual. It is necessary to move beyond this one-sided intellectualism and comprehend the entire human being psychologically. In so doing, education can gain much from psychology that otherwise would not be apparent. We should consider what we do in teaching not simply to be the right thing for the child, but rather to be something living that can transform itself. As we have seen, there are many connections of the sort I have presented. We need to assume that what we teach children in elementary school until puberty will reappear in a quite different form from the age of fifteen until twenty-one or twenty-two. The elementary-school teacher is extremely important for the high-school teacher or the university teacher—in a sense even more important, since the university teacher can achieve nothing if the elementary-school teacher has not sent the child forth with properly formed strengths. It is very important to work with these connected periods of life. If we do, we will see that real beginning points can be found only through spiritual science. For instance, people define things too much. As far as possible, we should avoid giving children any definitions. Definitions take a firm grasp of the soul and remain static throughout life, thus making life into something dead. We should teach in such a way that what we provide to the child’s soul remains alive. Suppose someone as a child of around nine or ten years of age learns a concept, for instance, at the age of nine, the concept of a lion, or, at the age of eleven or twelve, that of Greek culture. Very good; the child learns it. But these concepts should not remain as they are. A person at the age of thirty should not be able to say she has such-and-such a concept of lions and that is what she learned in school, or that she has such-and-such a concept of Greek culture and that was what she learned in school. This is something we need to overcome. Just as other parts of ourselves grow, the things we receive from the teacher should also grow; they should be something living. We should learn concepts about lions or Greek culture that will not be the same when we are in our thirties or forties as they were when we were in school. We should learn concepts that are so living that they are transformed throughout our lives. To do so, we need to characterize rather than define. In connection with the formation of concepts, we need to imitate what we can do with painting or even photography. In such cases, we can place ourselves to one side and give one aspect, or we can move to another side and give a different aspect, and so forth. Only after we have photographed a tree from many sides do we have a proper picture of it. Through definitions, we gain too strong an idea that we have something. We should attempt to work with thoughts and concepts as we would with a camera. We should bring forth the feeling within the child that we are only characterizing something from various perspectives; we are not defining it. Definitions exist only so that we can, in a sense, begin with them and so that the child can communicate understandably with the teacher. That is the basic reason for definitions. That may sound somewhat radical, but it is so. Life does not love definitions. In private, human beings should always have the feeling that, through incorrect definitions, they have arrived at dogmas. It is very important for teachers to know that. Instead of saying, for instance, that two objects cannot be in the same place at the same time, and that is what we call impermeable, the way we consciously define impermeability and then seek things to illustrate this concept, we should instead say that objects are impermeable because they cannot be at the same place at the same time. We should not make hypotheses into dogmas. We only have the right to say that we call objects impermeable when they cannot be at the same place at the same time. We need to remain conscious of the formative forces of our souls and should not awaken the concept of a triangle in the external world before the child has recognized a triangle inwardly. That we should characterize and not define is connected with recognizing that the fruits of those things that occur during one period of human life will be recognized perhaps only very much later. Thus we should give children living concepts and feelings rather than dead ones. We should try to present geometry, for example, in as lively a way as possible. A few days ago I spoke about arithmetic. I want to speak before the end of the course tomorrow about working with fractions and so forth, but now I would like to add a few remarks about geometry. These remarks are connected with a question I was asked and also with what I have just presented. Geometry can be seen as something that can slowly be brought from a static state into a living one. In actuality, we are speaking of something quite general when we say that the sum of the angles of a triangle is 180°. That is true for all triangles, but can we imagine a triangle? In our modern way of educating, we do not always attempt to teach children a flexible concept of a triangle. It would be good, however, if we teach our children a flexible concept of a triangle, not simply a dead concept. We should not have them simply draw a triangle, which is always a special case. Instead we could say that here I have a line. I can divide the angle of 180° into three parts. That can be done in an endless number of ways. Each time I have divided the angle, I can go on to form a triangle, so that I show the child how an angle that occurs here then occurs here in the triangle. When I transfer the angles in this way, I will have such a triangle. Thus in moving from three fan-shaped angles lying next to one another, I can form numerous triangles and those triangles thus become flexible in the imagination. Clearly these triangles have the characteristic that the sum of their angles is 180° since they arose by dividing a 180° angle. It is good to awaken the idea of a triangle of a child in this way, so that an inner flexibility remains and so that they do not gain the idea of a static triangle, but rather that of a flexible shape, one that could just as well be acute as obtuse, or it could be a right triangle (see diagram). ![]() Imagine how transparent the whole concept of triangles would be if I began with such inwardly flexible concepts, then developed triangles from them. We can use the same method to develop a genuine and concrete feeling for space in children. If in this way we have taught children the concept of flexibility in figures on a plane, the entire mental configuration of the child will achieve such flexibility that it is then easy to go on to three-dimensional elements—for instance, how one object moves past another behind it, forward or backward. By presenting how an object moves forward or backward past another object, we present the first element that can be used in developing a feeling for space. If we, for example, present how it is in real life—namely how one person ceases to be visible when he or she moves behind an object or how the object becomes no longer visible when the person moves in front of it—we can go on to develop a feeling for space that has an inner liveliness to it. The feeling for three-dimensional space remains abstract and dead when it is presented only as perspectives. The children can gain that lively feeling for space if, for instance, we tell a short story.
Certainly as long as I only consider the situation at nine in the morning and three in the afternoon, nothing had changed. However, if I go into it more and speak with these people, then perhaps I would discover that after I had left in the morning, one person remained, but the other stood up and went away. Though he was gone for three hours,he then returned and sat down again alongside the other. He had done something and was perhaps tired after six hours. I cannot recognize the actual situation only in connection with space, that is, if I think only of the external situation and do not look further into the inner, to the more important situation. We cannot make judgments even about the spatial relationships between beings if we do not go into inner relationships. We can avoid bitter illusions in regard to cause and effect only if we go into those inner relationships. The following might occur: A man is walking along the bank of a river and comes across a stone. He stumbles over the stone and falls into the river. After a time he is pulled out. Suppose that nothing more is done than to report the objective facts: Mr. So-and-So has drowned. But perhaps that is not even true. Perhaps the man did not drown, but instead stumbled because at that point he had a heart attack and was already dead before he fell into the water. He fell into the water because he was dead. This is an actual case that was once looked into and shows how necessary it is to proceed from external circumstances into the more inner aspects. In the same way if we are to make judgments about the spatial relationship of one being to another, we need to go into the inner aspects of those beings. When properly grasped in a living way, it enables us to develop a spatial feeling in children so that we can use movements for the development of a feeling for space. We can do that by having the children run in different figures, or having them observe how people move in front or behind when passing one another. It is particularly important to make sure that what is observed in this way is also retained. This is especially significant for the development of a feeling for space. If I cast a shadow from different objects upon the surface of other objects, I can show how the shadow changes. If children are capable of understanding why, under specific circumstances, the shadow of a sphere has the shape of an ellipse—and this is certainly something that can be understood by a child at the age of nine—this capacity to place themselves in such spatial relationships has a tremendously important effect upon their capacity to imagine and upon the flexibility of their imaginations. For that reason we should certainly see that it is necessary to develop a feeling for space in school. If we ask ourselves what children do when they are drawing up until the change of teeth, we will discover that they are in fact developing experience that then becomes mature understanding around the age of twenty. That understanding develops out of the changing forms, so the child plays by drawing; at the same time, however, that drawing tells something. We can understand children’s drawings if we recognize that they reflect what the child wants to express. Let us look at children’s drawings. Before the ages of seven or eight or sometimes even nine, children do not have a proper feeling for space. That comes only later when other forces slowly begin to affect the child’s development. Until the age of seven, what affects the child’s functioning later becomes imagination. Until puberty, it is the will that mostly affects the child and which, as I mentioned earlier, is dammed up and becomes apparent through boys’ change of voice. The will is capable of developing spatial feeling. Through everything that I have just said, that is, through the development of a spatial feeling through movement games and by observing what occurs when shadows are formed—namely, through what arises through movement and is then held fast—all such things that develop the will give people a much better understanding than simply through an intellectual presentation, even though that understanding may be somewhat playful, an understanding with a desire to tell a story. Now, at the end of this lecture, I would like to show you the drawings of a six-year-old boy whose father, I should mention, is a painter so that you can see them in connection with what I just said. Please notice how extraordinarily talkative this six-year-old boy is through what he creates. I might even say that he has in fact created a very specific language here, a language that expresses just what he wants to tell. Many of these pictures,which we could refer to as expressionist, are simply his way of telling stories that were read to him, or which he heard in some other way. Many of the pictures are, as you can see, wonderfully expressive. Take a look at this king and queen. These are things that show how children at this age tell stories. If we understand how children speak at this age—something that is so wonderfully represented here because the boy is already drawing with colored pencils—and if we look at all the details, we will find that these drawings represent the child’s being in much the way that I described to you earlier. We need to take the change that occurred with the change of teeth into consideration if we are to understand how we can develop a feeling for space. |
293. The Study of Man: Lecture VII
28 Aug 1919, Stuttgart Translated by Daphne Harwood, Helen Fox Rudolf Steiner |
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For we do not only sleep in the night, we are continually asleep on the periphery, on the external surface of our body, and the reason why we as human beings do not entirely comprehend our sensations, is because in these regions where the sensations are to be found we are only dreaming in sleep, or sleeping in dreams. The psychologists have no notion that what prevents them from understanding the sensations is the same thing as prevents us from bringing our dreams into clear consciousness when we wake in the morning. |
We have no idea that this sleeping extends much further, and that we are always sleeping on the surface of the body, although this sleeping is constantly being penetrated by dreams. These “dreams” are the sensations of the senses, before they are taken hold of by the intellect and by thinking-cognition. |
Now we get some feeling of how significant this is: we are awake in a part of our being which in contrast to other living parts may be described as a hollow space, whilst at the external surface and in the inner sphere we are dreaming in sleep, and sleeping in dreams. We are only fully awake in a zone which lies between the outer and inner spheres. This is true in respect to space. |
293. The Study of Man: Lecture VII
28 Aug 1919, Stuttgart Translated by Daphne Harwood, Helen Fox Rudolf Steiner |
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Your task is to gain an insight into what the human being really is. Up to now in our survey of general pedagogy we have endeavoured to comprehend this nature of man first of all from the point of view of the soul and then from that of the spirit. To-day we will continue from the latter point of view. We shall of course continually have to refer to the conceptions of pedagogy, psychology and the life of the soul, which are current in the world to-day; for in course of time you will have to read and digest the books which are published on pedagogy and psychology, as far as you have time and leisure to do so. If we consider the human being from the point of view of the soul, we lay chief stress on discovering antipathies and sympathies within the laws which govern the world; but if we consider the human being from the spiritual point of view, we must lay the chief stress on discovering the conditions of consciousness. Now yesterday we concerned ourselves with the three conditions of consciousness which hold sway in the human being: namely, the full waking consciousness, dreaming and sleeping: and we showed how the full waking consciousness is really only present in thinking-cognition; dreaming in feeling; and sleeping in willing. All comprehension is really a question of relating one thing to another: the only way we can comprehend things in the world is by relating them to each other. I wish to make this statement concerning method at the outset. When we place ourselves into a knowing relationship with the world, we are first of all observing. Either we observe with our senses, as we do in ordinary life, or we develop ourselves somewhat further and observe with soul and spirit, as we can do in Imagination, Inspiration and Intuition. But spiritual observation too is “observation,” and all observation requires to be completed by our comprehension or conception. But we can only comprehend if we relate one thing to another in the universe and in our environment. You can form good conceptions of body, soul and spirit if you have the whole course of human life clearly before you. Only you must take into account that in this relating of things to each other, as I shall now explain, you have only the rudiments of comprehension. You will need to develop further the conceptions you arrive at in this manner. For instance if you consider the child as he first comes into the world, if you observe his physical form, his movements, his expressions, his crying, his baby talk and so on—you will get a picture which is chiefly of the human body. But this picture will only be complete if you relate it to the middle age, and old age of the human being. In the middle age the human being is more predominantly soul, and in old age he is most spiritual. This last statement can easily be contended. People will certainly come and say: “But a great many old people become quite feeble-minded.” A favourite objection of materialism to those who speak of the soul and the spirit is that people get feeble-minded in old age, and, with true consistency, the materialists argue that even such a great man as Kant became feeble-minded in his old age. The statement of the materialists and the fact are quite right. Only they do not prove what they set out to prove. For even Kant, when he stood before the gate of death, was wiser than in his childhood; only in childhood his body was capable of receiving all that came out of his wisdom, and thereby it could become conscious in his physical life. But in old age the body became incapable of receiving what the spirit was giving it. The body was no longer a proper instrument for the spirit. Therefore on the physical plane Kant could no longer come to a consciousness of what lived in his spirit. In spite of the apparent force of the above-mentioned argument, then, we must be quite clear that in old age men become wise and spiritual and that they come near to the Spirits. Therefore in the case of people who, right into their old age, can preserve elasticity and life power for their spirit, we must recognise the beginnings of spiritual qualities. For there are such possibilities. In Berlin there were once two professors. One was Michelet the disciple of Hegel, who was over ninety years old. And as he was considerably gifted he only got as far as being Honorary Professor, but although he was so old he still gave lectures Then there was another called Zeller, the historian of Greek philosophy. Compared with Michelet he was a mere boy, for he was only seventy. But everybody said how he was feeling the burden of age, how he could no longer give lectures, or, in any case, was always wishing to have them reduced. To this Michelet always said: “I can't understand Zeller; I could give lectures all day long, but Zeller, though still in his youth, is always saying that it is getting too much of a strain for him!” So you see one may find isolated examples only of what I have stated about the spirit in old age; yet it really is so. If, on the other hand, we observe the characteristics of the human being in middle age, we shall get a first basis for our observations of the soul. For this reason, too, a man in middle life is more able, as it were, to belie the soul element. He can appear to be either soulless or very much imbued with soul. For the soul element lies within the freedom of man, even in education. The fact that many people are very soulless in middle life does not prove that middle age is not the age of the soul. If you compare the bodily nature of the child—kicking and sprawling and performing unconscious actions—with the quiet contemplative bodily nature of old age, you have on the one hand a body that shows its bodily side predominantly, in the child, and on the other hand you have a body that as it were withdraws its bodily side in old age, a body that to a certain degree belies its own bodily nature. Now if we turn our attention more to the soul life we shall say: the human being bears within him thinking-cognition feeling and willing. When we observe a child the impression we get of the child's soul shows a close connection between willing and feeling. We might say that willing and feeling have grown together in the child. When the child kicks and tumbles about he is making movements which precisely correspond to his feelings at the moment; he is not capable of keeping his movements and his feelings separate. With an old man the opposite is the case: thinking-cognition and feeling have grown together within him, and willing stands apart, independently. Thus human life runs its course in such a way that feeling, which is at first bound up with willing, gradually frees itself from it. And a good deal of education is concerned with this, with this freeing of the feeling from the will. Then the feeling which has been freed from willing unites itself with thinking-cognition. And this is the concern of later life. We can only prepare the child rightly for his later life if we bring about the proper release of feeling from willing; then in a later period of life as a grown man or woman he will be able to unite this released feeling with thinking-cognition, and thus be fitted for his life. Why is it that we listen to an old man, even when he is relating his life history? It is because in the course of his life he has united his personal feeling with his concepts and ideas. He is not telling us theories: he is really telling us about the feelings which he personally has been able to unite with his ideas and concepts. With the old man, who has really united his feelings with thinking-cognition, the concepts and ideas ring true; they are filled with warmth, and permeated with reality; they sound concrete and personal. Whilst with those who have ceased to develop beyond the stage of middle-aged manhood or womanhood the concepts and ideas sound theoretical, abstract, scientific. It is an essential factor of human life that the evolution of soul powers runs a certain course; for the feeling-willing of the child develops into the feeling-thinking of the old man. Human life lies between the two, and we can only give an education befitting this human life when our study of the soul includes this knowledge. Now we must take notice that something arises straight-away whenever we begin to observe the world—indeed in all psychologies it is described as the first thing that occurs in observation of the external world; and that is sensation. When any one of our senses comes into touch with the environment, it has a sensation. We have sensations of colour, tones, warmth and cold. Thus sensation enters into our contact with our environment. But you cannot get a true conception of sensation from the way it is described in current books on psychology. When the psychologists speak of sensation they say: in the external world a certain physical process is going on, vibrations in the light ether or waves in the air; this streams on to our sense organ and stimulates it. People speak of stimulus, and they hold to the expression they form, but will not make it comprehensible. For through the sense organ the stimulus releases sensation in our souls, the wholly qualitative sensation which is caused by the physical process (for example by the vibration of air waves in hearing). But how this comes about neither psychology nor present-day science can tell us. This is what we generally find in psychological books. You will be brought nearer to an understanding of these things than you will by these psychological ideas, if, having insight into the nature of sensations themselves, you can yourself answer the question: to which of the soul forces is sensation really most closely related? Psychologists make light of it; they glibly connect sensation with cognition, without more ado, and say: first we have a sensation, then we perceive, then we make mental pictures, form concepts and so on. This indeed is what the process appears at first to be. But this explanation leaves out of account what the nature of sensation really is. If we consider it with a sufficient amount of self-observation we shall recognise that sensation is really of a will nature with some element of feeling nature woven into it. It is not really related to thinking-cognition, but rather to feeling-willing or willing-feeling. It is of course impossible to be acquainted with all the countless psychologies there are in the world to-day, and I do not know how many of them have grasped anything of the relationship between sensation and willing-feeling or feeling-willing. It would not be quite exact to say that sensation is related to willing; rather it is related to willing-feeling or feeling-willing. But there is at least one psychologist, Moritz Benedikt of Vienna, who especially distinguished himself by his power of observation, and who recognised in his psychology that sensation is related to feeling. Other psychologists certainly set very little store by this psychology of Moritz Benedikt, and it is true that there is something rather peculiar about it. Firstly, Moritz Benedikt is by vocation a criminal-anthropologist; and he proceeds to write a book on psychology. Secondly, he is a naturalist—and writes about the importance of poetic works of art in education, in fact he analyses poetic works of art to show how they can be used in education. What a dreadful thing! The man sets up to be a scientist, and actually imagines that psychologists have something to learn from the poets! And thirdly, this man is a Jewish naturalist, a scientific Jew, and he writes a book on Psychology and deliberately dedicates it to Laurenz Mullner, a priest, the Catholic philosopher of the theological faculty in the University of Vienna (for he still held this post at that time). Three frightful things, which make it quite impossible for the professional psychologists to take the man seriously. But if you were to read his books on psychology, you would find so many single apt ideas, that you would get much from them, although you would have to repudiate the structure of his psychology as a whole, his whole materialistic way of thought—for such it is indeed. You would get nothing at all from the book as a whole, but a great deal from single observations within it. Thus you must seek the best in the world wherever it is to be found. If you are a good observer of details, but are put off by the general tendency of Moritz Benedikt's work, you need therefore not necessarily repudiate the wise observations that he makes. Thus sensation, as it appears within the human being, is willing-feeling or feeling-willing. Therefore we must say that where man's sense sphere spreads itself externally—for we bear our senses on the periphery of our body, if I may express it rather crudely—there some form of feeling-willing and willing-feeling is to be found. If we draw a diagram of the human being (and please note it is only a diagram) we have here on the outer surface, in the sphere of the senses, willing-feeling and feeling-willing. (see drawing further on) What then do we do on this surface when feeling-willing and willing-feeling is present, in so far as this surface of the body is the sphere of the senses? We perform an activity which is half-sleeping, half dreaming; we might even call it a dreaming-sleeping, a sleeping-dreaming. For we do not only sleep in the night, we are continually asleep on the periphery, on the external surface of our body, and the reason why we as human beings do not entirely comprehend our sensations, is because in these regions where the sensations are to be found we are only dreaming in sleep, or sleeping in dreams. The psychologists have no notion that what prevents them from understanding the sensations is the same thing as prevents us from bringing our dreams into clear consciousness when we wake in the morning. You see, the concepts of sleeping and dreaming have a meaning which differs entirely from that we would give them in ordinary life. All we know about sleeping in ordinary life is that when we are in bed at night we go to sleep. We have no idea that this sleeping extends much further, and that we are always sleeping on the surface of the body, although this sleeping is constantly being penetrated by dreams. These “dreams” are the sensations of the senses, before they are taken hold of by the intellect and by thinking-cognition. You must seek out the sphere of willing and feeling in the child's senses also. This is why we insist so strongly in these lectures that while educating intellect we must also work continually on the will. For in all that the child looks at and perceives we must also cultivate will and feeling; otherwise we shall really be contradicting the child's sensations. It is only when we address an old man, a man in the evening of his life, that we can think of the sensations as having already been transformed. In the case of the old man sensation has already passed over from feeling-willing to feeling-thinking or thinking-feeling. Sensations have been somewhat changed within him. They have more of the nature of thought and have lost the restless nature of will—they have become more calm. Only in old age can we say that sensations approach the realm of concepts and ideas. Most psychologists do not make this fine distinction in sensations. For them the sensations of old age are the same as those of the child, for sensations for them are simply sensations. That is about as logical as to say: the razor (Rasermesser) is a knife (Messer), so let us cut our meat with it, for a knife is a knife. This is taking the concept from the verbal explanation. This we should never do, but rather take the concept from the facts. We should then discover that sensation has life, that it develops, and in the child it has more of a will nature, in the old man more of an intellectual nature. Of course it is much easier to deduce everything from words; it is for this reason that we have so many people who can make definitions, some of which can have a terrible effect on you. On one occasion I met a schoolfellow of mine, after we had for some time been separated and had gone our several ways. We had been at the same primary school together; I then went to the Grammar School (Realschule) and he to the Teachers' Training College, and what is more to a Hungarian College—and that meant something in the seventies. After some years we met and had a conversation about light. I had already learnt what could be learnt in ordinary physics, that light has something to do with ether waves, and so on. This could at least be regarded as a cause of light. My former schoolfellow then added: “We have also learnt what light is. Light is the cause of sight!” A hotchpotch of words! It is thus that concepts become mere verbal explanations. And we can imagine what sort of things the pupils were told when we learn that the gentleman in question had later to teach a large number of pupils, until at last he was pensioned off. We must get away from the words and come to the spirit of things. If we want to understand something we must not immediately think of the word each time, but we must seek the real connections. If we look up the derivation of the word Geist (spirit) in Fritz Mauthner's History of Language to discover what its original form was, we shall find it is related to Gischt (“froth” or “effervescence”) and to “gas.” These relationships do exist, but we should not get very far by simply building on them. But unfortunately this method is covertly applied to the Bible and therefore with most people, and especially present-day theologies, the Bible is less understood than any other book. The essential thing is that we should always proceed according to facts, and not endeavour to get a conception of spirit from the derivation of the word, but by comparing the life in the body of a child with the life in the body of an old person. By means of this connecting of one fact with another we get true conception. ![]() And thus we can only get a true conception of sensation if we know that it is able to arise as willing-feeling or feeling-willing in the bodily periphery of the child, because compared with the more human inward side of the child's being this bodily periphery is asleep and dreaming in its sleep. Thus you are not only fully awake in thinking-cognition, but you are also only awake in the inner sphere of your body. At the periphery or surface of the body you are perpetually asleep. And further: that which takes place in the environment, or rather on the surface of the body, takes place in a similar way in the head, and increases in intensity the further we go into the human being into the blood and muscle elements. Here, too, man is asleep and also dreaming. On the surface man is asleep and dreaming, and again towards the inner part of his body he is asleep and dreaming. Therefore what is more of a soul nature, willing-feeling, feeling-willing, our life of desires and so on, remain in the inner part of our body in a dreaming sleep. Where then are we fully awake? In the intervening zone, when we are entirely wakeful. Now you see that we are proceeding from a spiritual point of view, by applying the facts of waking and sleeping to man even in a spatial way, and by relating this to his physical form so that we can say: from a spiritual point of view the human being is so constituted that at the surface of the body and in his central organs he is asleep and can only be really awake in the intervening zone, during his life between birth and death. Now what are the organs that are specially developed in this intervening region? Those organs, especially in the head, that we call nerves, the nerve apparatus. This nerve apparatus sends its shoots into the zone of the outer surface and also into the inner region where they again disperse as they do on the surface: and between the two there are middle zones such as the brain, the spinal cord and the solar plexus. Here we have the opportunity of being really awake. Where the nerves are most developed, there we are most awake. But the nervous system has a peculiar relationship to the spirit. It is a system of organs which through the functions of the body continually has the tendency to decay and finally to become mineral. If in a living human being you could liberate his nerve system from the rest of the gland-muscle-blood nature and bony nature—you could even leave the bony system with the nerves—then this nerve system in the living human being would already be a corpse, perpetually a corpse. In the nerve system the dying element in man is always at work. The nerve system is the only system that has no connection whatever with soul and spirit. Blood, muscles, and so on always have a direct connection with soul and spirit. The nerve system has no direct connection with these: the only way in which it has such a connection at all is by constantly leaving the human organisation, by not being present within it, because it is continually decaying. The other members are alive, and can therefore form direct connections with the soul and spirit; the nerve system is continually dying out, and is continually saying to the human being: “You can evolve because I am setting up no obstacle, because I see to it that I with my life am not there at all.” That is the peculiar thing about it. In psychology and physiology you find the following put forward; the organ that acts as a medium for sensation, thinking and the whole soul and spirit element, is the nerve system. But how does it come to be this medium? Only by continually expelling itself from life, so that it does not offer any obstacles to thinking and sensation, forms no connections with thinking and sensation, and in that place where it is it leaves the human being “empty” in favour of the soul and spirit, Actually there are hollow spaces for the spirit and soul where the nerves are. Therefore spirit and soul can enter in where these hollow spaces are. We must be grateful to the nerve system that it does not trouble about soul and spirit, and does not do all that is ascribed to it by the physiologists and psychologists. For if it did this, if for five minutes only the nerves did what the physiologists and psychologists describe them as doing, then in these five minutes we should know nothing about the world nor about ourselves; in fact we should be asleep. For the nerves would then act like those organs which bring about sleeping, which bring about feeling-willing, willing-feeling. Indeed it is no easy matter to state the truth about physiology and psychology to-day, for people always say: “You are standing the world on its head.” The truth is that the world is already standing on its head, and we have to set it on its legs again by means of spiritual science. The physiologists say that the organs of thinking are the nerves, and especially the brain. The truth is that the brain and nerve system can only have anything to do with thinking-cognition through the fact that they are constantly shutting themselves off from the human organisation and thereby allowing thinking-cognition to develop. Now you must attend very carefully to what I am going to say, and please bring all your powers of understanding to bear upon it. In the environment of man, where the sphere of the senses is, there are real processes at work which play their part unceasingly in the life of the world. Let us suppose that light is working upon the human being through the eye. In the eye, that is, in the sphere of the senses, a real process is at work, a physical-chemical process is taking place. This continues into the inner part of the human body, and finally indeed into that inner part where, once again, physical-chemical processes take place (the dark shading in the drawing). Now imagine that you are standing opposite an illumined surface and that rays of light are falling from this surface into your eye. There again physical-chemical processes arise, which are continued into the muscle and blood nature within the human being. In between there remains a vacant zone. In this vacant zone, which has been left empty by the nerve organ, no independent processes are developed such as that in the eye or in the inner nature of the human being; but there enters what is outside: the nature of light, the nature of colour. Thus, at the surface of our bodies where the senses are, we have material processes which are dependent on the eye, the ear, the organs which can receive warmth and so on: similar processes also take place in the inner sphere of the human being. But not in between, where the nerves spread themselves out: they leave the space free, there we can live with what is outside us. Your eye changes the light and colour. But where your nerves are, where as regards life there is only hollow space, there light and colour do not change, and you yourself are experiencing light and colour. It is only with regard to the sphere of the senses that you are separated from the external world: within, as in a shell, you yourself live with the external processes. Here you yourself become light, you become sound, the processes have free play because the nerves form no obstacle as blood and muscle do. Now we get some feeling of how significant this is: we are awake in a part of our being which in contrast to other living parts may be described as a hollow space, whilst at the external surface and in the inner sphere we are dreaming in sleep, and sleeping in dreams. We are only fully awake in a zone which lies between the outer and inner spheres. This is true in respect to space. But in considering the human being from a spiritual point of view we must also bring the time element of his life into relationship with waking, sleeping and dreaming. You learn something, you take it in and it passes into your full waking consciousness. Whilst you are occupying yourself with this thing and thinking about it, it is in your full waking consciousness. Then you return to your ordinary life. Other things claim your interest and attention. Now what happens to what you have just learnt, to what was occupying your attention? It begins to fall asleep; and when you remember it again, it awakens again. You will only get the right point of view about all these things when you substitute real conceptions for all the rigmarole's you read in psychology books about remembering and forgetting. What is remembering? It is the awakening of a complex of mental pictures. And what is forgetting? It is the falling asleep of the complex of mental pictures. Here you can compare real things with real experiences, here you have no mere verbal definitions. If you ponder over waking and sleeping, if you look at your own experience or another's on falling asleep, you have a real process before you. You relate forgetting, this inner soul activity, to this real process—not to any word—and you compare the two and say: forgetting is only falling asleep in another sphere, and remembering is only waking up in another sphere. Only so can you come to a spiritual understanding of the world, by comparing realities with realities. Just as you have to compare childhood with old age to find the real relationship between body and soul, at least the elements of it, so in the same way you can compare remembering and forgetting by relating it to something real, to falling asleep and waking up. It is this that will be so infinitely necessary to the future of mankind; that men accustom themselves to enter into reality. People think almost exclusively in words today; they do not think in real terms. How could a present-day man get at this conception of awakening which is the reality about memory? In the sphere of mere words he can hear of all kinds of ways of defining memory; but it will not occur to him to find out these things from the reality, from the thing itself. Therefore you will understand that when people hear of something like the Threefold Organism of the State, which springs entirely out of reality and not out of abstract conceptions, they find it incomprehensible at first because they are quite unaccustomed to produce things out of reality. They do not connect any of their conceptions with getting things out of reality. And the people who do this least are the Socialist leaders in their theories; they represent the last word, the last stage of decadence in the realm of verbal explanations. These are the people who most of all believe that they understand something of reality, but when they begin to talk they make use of the veriest husks of words. This was only an interpolation with reference to the current trend of our times. But the teacher must understand also the times in which he lives, for he has to understand the children who out of these very times are entrusted to him for their education. |
10. Initiation and Its Results (1909): The Dissociation of Human Personality During Initiation
Translated by Clifford Bax Rudolf Steiner |
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On the following day he awoke, not at the call of his neighbor, but out of a dream. He heard six sharp rifle-reports, and with the sixth he was awake. His watch—equipped with no alarm—stood at six o'clock. |
In reality, it was only just then six o'clock, for his watch, by some accident, had gained half an hour in the night. The dream which awakened him had timed itself to the erroneous watch. What was it, then, which happened here? |
[ 3 ] That which is illustrated in such typical examples of dream—or sleep—life is repeatedly experienced by people. The soul lives an unintermittently in the higher worlds and is active within them. |
10. Initiation and Its Results (1909): The Dissociation of Human Personality During Initiation
Translated by Clifford Bax Rudolf Steiner |
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[ 1 ] During deep sleep the human soul does not register impressions through the medium of the physical senses. In that state the perceptions of the external world do not touch it. It is, in truth, outside the coarser part of human nature, the physical body, and is only connected with the finer bodies—known as the astral and etheric—which escape the observation of the physical senses. The activity of these finer bodies does not cease in sleep. Even as the physical body stands in a certain relation to the things and beings of its own world, even as it is affected by these and affects them, so is it also with the soul in a higher world, but in this latter case, experience continues during sleep. The soul is then veritably in full activity, but we cannot know of these personal activities as long as we have no higher senses, by means of which we may observe, during sleep, what happens around us and what we do ourselves, just as well as we can use our ordinary senses in daily life for the observation of our physical environment. Occult training consists (as has been shown in the foregoing chapters) in the upbuilding of just such higher senses. [ 2 ] By means of examples like that which follows one can readily conceive how the soul with its finer vehicles may continue its activity during the intervals when the physical body is at rest. It is no mere nursery tale which will here be told, but a real case from life, which was observed with all the means possessed by the clairvoyant investigator and with all the care which it is incumbent upon him to exercise; nor is it related as a “proof,” but merely as an illustration.1 A young man stood confronted by an examination which would probably decide his entire future life. For a long time previously, he had worked for it assiduously, and consequently, on the evening before the examination, was exceedingly tired. He was to appear before the examiners punctually at eight in the morning of the following day. He wanted to have a night's restful sleep before the trial, but he feared lest, on account of his exhaustion, he might not be able to wake himself at the right hour. He therefore took the precaution to arrange that a Person living in the next room should wake him at six o'clock by knocking at his door. Thus he was able to abandon himself to sleep with an easy mind. On the following day he awoke, not at the call of his neighbor, but out of a dream. He heard six sharp rifle-reports, and with the sixth he was awake. His watch—equipped with no alarm—stood at six o'clock. He dressed himself, and after half an hour his neighbor awoke him. In reality, it was only just then six o'clock, for his watch, by some accident, had gained half an hour in the night. The dream which awakened him had timed itself to the erroneous watch. What was it, then, which happened here? The soul of the young man had remained active even during his sleep. Because he had previously formed a connection between this activity of soul and the watch at his side, there had remained a connection between the two for the whole of the night, so that on the next day the soul came, as it were, to the hour of six simultaneously with the watch. This activity had impressed itself on the young man's consciousness through the pictorial dream already described, which had awakened him One cannot explain it away by reference to the increasing light of day or anything similar, for the soul acted not in accordance with the real time of day, but with the erroneous watch. The soul was active like a veritable watchman while the physical person slept. It is not the activity of the soul which is lacking in sleep, but rather a consciousness of that activity. If, by occult training, the sleep-life of a person is cultivated, in the way already set forth in the previous chapter, he can then follow consciously everything which passes before him while in this particular state; he can voluntarily put himself en rapport with his environment, just as with his experiences, known through the physical senses, during the continuance of the waking consciousness. Had the young man in the above example been a clairvoyant, he would have been able to watch the time for himself during sleep, and in consequence to have awakened himself. It is necessary to state here that the perception of the ordinary phenomenal environment presupposes one of the higher stages of clairvoyance. At the beginning of his development at this stage, the student only perceives things which pertain to another world, without being able to discern their relation to the objects of his workaday surroundings. [ 3 ] That which is illustrated in such typical examples of dream—or sleep—life is repeatedly experienced by people. The soul lives an unintermittently in the higher worlds and is active within them. Out of those higher worlds it continually draws the suggestions upon which it works when again in the physical body, while the ordinary man remains unconscious of this higher life. It is the work of the occult student to make it conscious, and by so doing his life becomes transformed. So long as the soul has not the higher sight, it is guided by foreign agencies, and just as the life of a blind man to whom sight is given by an operation becomes quite different from what it was before, so that he can henceforth dispense with a guide, thus also does the life of a person change im-der the influence of occult training. He, too, is now abandoned by his guide and must henceforward guide himself. As soon as this occurs he is, of course, liable to errors of which his waking consciousness had no conception. He now deals with a world in which, hitherto and unknown to himself, he had been influenced by higher powers. These higher powers are regulated by the great universal harmony. It is from this harmony that the student emerges. He has now to accomplish for himself things which were hitherto done for him without his co-operation. [ 4 ] Because this is the case there will be much said in the treatises which deal with such things concerning the dangers which are connected with an ascent into the higher worlds. The descriptions of these dangers which have sometimes been given are very apt to make timid souls regard this higher life only with horror. It should here be said that these experiences only occur if the necessary rules of prudence are neglected. On the other hand, if everything which a genuine occult education imparts as counsel were here given as a warning, it would be manifest that the ascent is through experiences which in magnitude, as in form, surpass everything that has been painted by the boldest fancy of an ordinary person; yet it is not reasonable to talk of possible injury to health or life. The student learns to recognize horrible threatening forms that haunt every corner and cranny of life. It is even possible for him to make use of such powers and beings who are withdrawn from the perceptions of sense, and the temptation to use these powers in the service of some forbidden interest of his own is very great. There is also the possibility of employing these forces in erroneous ways, owing to an inadequate knowledge concerning the higher worlds. Some of these especially important events (as, for example, the meeting with “the Guardian of the Threshold”) will be described further on in this treatise. Yet one must realize that these hostile powers are around us even when we do not know anything about them. It is true that in this case their relation to man is determined by higher powers, and that this relationship only changes when he consciously enters the world which was hitherto unknown to him. At the same time, this will enhance his existence and enlarge the circle of his life to an enormous extent. There is danger only if the student, whether from impatience or arrogance, assumes too early an independence in his attitude toward the experiences of the higher world—if he cannot wait until he acquires a really mature insight into superphysical laws. In this sphere the words “humility” and “modesty” are still less empty than in ordinary life. If these, in the very best sense, are the attributes of the student, he may be sure that his ascent into the higher life may be achieved without any danger to what one usually means by health and life. Above all things it is needful that there should be no disharmony between these higher experiences and the events and demands of every-day life. The student's task throughout is to search on earth, and he who tries to withdraw from the sacred tasks of this earth and to escape into another world may be sure that he never reaches his goal. Yet what the senses behold is only a part of the world, and in spiritual regions lie the causes of what are facts in the phenomenal world. One should participate in the thins of the spirit in order to carry one's revelations into the world of the senses. Man transforms the earth, by implanting in it that which he has discovered in the spiritual world, and that is his task. Yet, because the earth is dependent upon the spiritual world—because we can only be truly effective on earth if we have part in those worlds wherein lie concealed the creative forces—we ought to be willing to ascend into those regions. If a person enters on a course of occult training with this sentiment, and if he never deviates for a moment from the directions already given, he has not even the most insignificant of dangers to fear. No one ought to hold back from occult education on account of the dangers that confront him; rather should the very prospect form a powerful inducement toward the acquisition of those qualities which must be possessed by the genuine occult student. [ 5 ] After these preliminaries, which ought certainly to dispel all forebodings, let us now describe one of these “dangers.” It is true that very considerable changes are undergone by the finer bodies of the occult student. These changes are connected with certain evolutionary events which happen within the three fundamental forces of the soul—the will, the feelings, and the thoughts. As regards the occult training of a person these three forces stand in a definite relation, regulated by the laws of the higher world. He does not will, nor think, nor feel, in an arbitrary manner. If, for example, a particular idea arises in his mind, then, in accordance with natural laws, a certain feeling is attached to it, or else it is followed by a resolution of the will that is likewise connected with it according to law. You enter a room, find it to be stuffy, and open the window. You hear your name called, and follow the call. You are questioned and you answer. You perceive an ill-smelling object and you experience a feeling of disgust. These are simple connections between thought, feeling, and will. If, however, the student surveys human life, he will observe that everything in it is built up on such connections. Indeed, we only call the life of a person “normal” if we detect in it just that interrelation of thought, feeling, and will which is founded on the laws of human nature. We deem it contrary to these laws if a person, for instance, takes pleasure in an ill-smelling object, or if, on being questioned, he does not answer. The success which we expect from a right education or a fitting instruction consists in our presupposition that we can thereby impart to our pupil an interrelation of thought, feeling, and will that corresponds to human nature. When we present to a pupil any particular ideas, we do so on the supposition that they will assimilate, in an orderly association, with his feelings and volitions. All this arises from the fact that in the finer soul-vehicles of man the central points of the three powers, feeling, thinking, and willing, are connected with each other in a definite way. This connection in the finer soul-vehicles has also its analogy in the coarse physical body. There, too, the organs of volition stand in a certain orderly relation to those of thinking and feeling. A definite thought regularly evokes a feeling or a volition. In the course of a person's higher development the threads which connect these three principles with each other are severed. At first this rupture occurs only in regard to the finer organism of the soul; but at a still higher stage the separation extends also to the physical body. In the higher spiritual evolution of a person his brain actually divides into three separated parts. The separation, indeed, is of such a nature that it is not perceptible to ordinary sense-observation, nor could it be detected by the keenest physical instruments. Yet it occurs, and the clairvoyant has means of observing it. The brain of the higher clairvoyant divides into three independent active entities: the thought-brain, the feeling-brain, and the willing-brain. [ 6 ] The organs of thinking, feeling, and willing remain, then, quite free in themselves, and their connection is no longer maintained by a law innate in them, but must now be tended by the growing higher consciousness of the individual. This, then, is the change which the occult student observes coming over himself—that there is no longer a connection between a thought and a feeling, or a feeling and a volition, except when he creates the connection himself. No impulse drives him from thought to action if he does not voluntarily harbor it. He can now stand completely without feeling before an object which, before his training, would have filled him with glowing love or violent hatred; he can likewise remain actionless before a thought which heretofore would have spurred him an to action as if by itself. He can execute deeds by an effort of will where not the remotest cause would be visible to a person who had not been through the occult school. The greatest acquisition which the occult student inherits is the attainment of complete lordship over the connecting threads of the three powers of the soul; yet simultaneously these connections are placed entirely at his own responsibility. [ 7 ] Only through such alterations in his nature can a person come into conscious touch with certain superphysical powers and entities. For between his own soul and certain fundamental forces of the world there are correspondences or links. The power, for instance, which lies in the will can act upon, and perceive, particular things and entities of the higher world, but it can only do so when dissociated from the threads that link it with the feelings and thoughts of the soul. As soon as this separation is effected the activities of the will can be manifested, and so is it likewise with the forces of thought and feeling. If a person sends out a feeling of hatred, it is visible to the clairvoyant as a thin cloud of light of a special hue, and the clairvoyant can ward off such a feeling, just as an ordinary person wards off a physical blow that is aimed at him. Hate is a perceptible phenomenon in the superphysical world, but the clairvoyant is only able to perceive it in so far as he can send out the force which resides in his feelings, just as an ordinary person can direct outwards the receptive faculty of his eyes. What is here applied to hatred applies also to far more important facts in the phenomenal world. The individual can come into conscious communion with them by this very liberation of the elemental forces in the soul. [ 8 ] On account of this division of the thinking, feeling, and willing forces it is now possible that a threefold error may overtake the development of a person who has been disregardful of his occult instructions. Such an error might occur if the connecting threads were severed before the student had acquired so much knowledge of the higher consciousness as would enable him to hold the reins by which to guide well, such as a free, harmonious co-operation of the separate forces would supply. For, as a rule, the three human principles at any given period of life are not symmetrically developed. In one the power of thought is advanced beyond those of feeling and will; in a second, another power has the upper hand over its companions. So long as the connection between these forces—a connection produced by the laws of the higher world—remains intact, no injurious irregularity, in the higher sense, can result from the predominance of one force or another. In a person of will-power, for instance, thought and feeling work by those laws to equalize all and to prevent the over-weighty will from falling into a kind of degeneration. If such a person, however, should take up an occult training, the law-given influence of thought and feeling upon the monstrous, unchecked, oppressive will would entirely cease. If, then, the individual has not carried his control of the higher consciousness so far that he can call up the desirable harmony for himself, the will continues an its own unbridled way and repeatedly overpowers its possessor. Thought and feeling lapse into complete debility; and the individual is whipped like a slave by his own overmastering will. A violent nature which rushes from one uncurbed action to another is the result. A second deviation ensues if feeling shakes off its appropriate bridle in the same extreme manner. A person who bows in adoration before another may easily give himself over to an unlimited dependence, until his own thought and will are ruined. In place of the higher knowledge a pitiful vacuity and feebleness would become the lot of such a person. Again, in a case where feeling largely preponderates, a nature too much given over to piety and religious aspiration may lapse into religious extravagance that carries him away. The third evil is found where thought is too prominent, for then there may result a contemplative nature inimical to life and shut within itself. To such persons the world only appears to have any significance so far as it offers them objects for the satisfaction of their limitless thirst for wisdom. They are never impelled by a thought either to a feeling or to a deed. They are seen at once to be cold, unfeeling folk. They fly away from every contact with the things of ordinary life as from something that stings them to aversion, or that at least has lost all meaning for them. [ 9 ] These are the three ways of error against which the occult student should be counselled: over-action, excess of feeling, and a cold, unloving struggle after wisdom. Viewed from without—as also from the materialistic medical standpoint—the picture of an occult student upon one of these byways does not greatly differ (especially in degree) from that of a madman, or at least of a person suffering from severe nervous illness. From all this it will be clear how important it is to occult education that the three principles of the soul should throughout be symmetrically developed, before their innate connection is severed and the awakened higher consciousness enthroned in its place; for if a mistake once occurs, if one of these principles falls into lawlessness, the higher soul appears as a thing misborn. The unbridled force then pervades the individual's entire personality; and one cannot expect the balance to be restored for a long time. That which seems but a harmless characteristic so long as its possessor is without occult training,—especially if he belongs to the willing, thinking, or feeling type,—is so increased in the occult student that the more homely virtues, so necessary for everyday life, are apt to be obscured. A really serious danger is at hand when the student has acquired the faculty of calling up before him in waking consciousness those things that he can experience in the state of sleep. As long as it is only a matter of illuminating the intervals of sleep, the sense-life, regulated according to common universal laws, always works during the waking hours towards restoring the disturbed equilibrium of the soul. That is why it is so essential that the waking life of an occult student should in every respect be healthy and systematic. The more he fulfils the demand which is made by the external world upon a sound and powerful type of body, soul, and spirit, the better it is for him. On the other hand, it may be very bad for him if his ordinary waking life acts so as to excite or irritate him; if any disturbing or hindering influence from the external life occurs during the great changes that are undergone by his inner nature. He should seek for everything which corresponds to his powers and faculties, everything that puts him in an undisturbed harmonious connection with his environment. He should avoid everything which upsets this harmony, everything that brings unrest and fever into his life. Regarding this, it is not so much a matter of removing this unrest or fever in an external sense, as of taking care that the moods, purposes, thoughts, and bodily health do not thereby undergo a continual fluctuation. During his occult training all this is not so easy for a person to accomplish as it was before, since the higher experiences, which are now interwoven with his life, react uninterruptedly upon his entire existence. If something in these higher experiences is not in its place, the irregularity lurks perpetually and is liable to throw him off the right path at every turn. For this reason the student should omit nothing which will secure for him a lasting control over his entire nature, nor should presence of mind, and a peaceful survey of all possible situations in life ever be allowed to desert him. A genuine occult training, indeed, itself engenders all these attributes, and in the course of such training one only learns to know these dangers at the precise moment when one acquires the full power to rout them from the field.
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209. Imaginative Cognition and Inspired Cognition
23 Dec 1921, Dornach Translated by Violet E. Watkin Rudolf Steiner |
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To the unprejudiced observer our feeling life shows affinity to dream-life; though dream-life runs on in pictures and the life of feeling in the way we all know. Yet we soon realise that, on the one hand, dream-life—which as we know conjures up in pictures, into everyday life, facts unknown to ordinary consciousness—can be judged only by our conceptual faculty of discrimination. |
And the whole of our life of feeling runs its course just like a dream. Now what concerns us here is that, when taken as a whole, the facts I have just mentioned can be quite clear to our ordinary consciousness, although perhaps, when given an abstract interpretation certain points may not seem so at once. |
209. Imaginative Cognition and Inspired Cognition
23 Dec 1921, Dornach Translated by Violet E. Watkin Rudolf Steiner |
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In the course of these lectures I have often explained how a man is not in a sleeping state only during ordinary sleep but that this state also plays into his everyday conscious life. This obliges us indeed to describe the state of complete wakefulness as existing, even in everyday consciousness, for our conceptual life alone. Compared to the conceptual life, what we bear within us as our life of feeling is not so closely connected with our waking state. To the unprejudiced observer our feeling life shows affinity to dream-life; though dream-life runs on in pictures and the life of feeling in the way we all know. Yet we soon realise that, on the one hand, dream-life—which as we know conjures up in pictures, into everyday life, facts unknown to ordinary consciousness—can be judged only by our conceptual faculty of discrimination. It is by means of this same faculty alone that the whole range and significance of our feeling life can be estimated. And what goes on in a will-impulse, in the expression, the working, of the will, is just as hidden from ordinary consciousness as what in dreamless sleep happens to man, as a being of soul and spirit, from the moment of falling asleep to that of waking. What actually takes place when we perform the simplest act of will, when, let us say, by merely having an impulse to do so we raise an arm or a leg, is in fact just as great a mystery to us as what goes on in sleep. It is only because we can see the result of an act of will that the act itself enters our consciousness. Having thought of raising our arm—but that is merely a thought—we see when this has taken place how the arm has indeed been raised. It is by means of our conceptual life that we learn the result of an act of will. But the actual carrying out of the deed remains hidden from ordinary consciousness, so that, even during our waking hours, what arises in us as an impulse of will we have to attribute to a sleeping state. And the whole of our life of feeling runs its course just like a dream. Now what concerns us here is that, when taken as a whole, the facts I have just mentioned can be quite clear to our ordinary consciousness, although perhaps, when given an abstract interpretation certain points may not seem so at once. But by carefully following up the facts in question we shall find what has been said to be correct. Consciousness when developed is able to follow up these facts. In particular it can observe in detail the conceptual life and the life of the will. We know how through exercises described in several of my works ordinary objective knowledge can be raised to Imaginative knowledge. On being observed this Imaginative knowledge or cognition shows, to begin with, its true relation to the human being as a whole. It will be useful for us, however, to recall certain facts about ordinary consciousness, before going on to what this Imaginative knowledge has chiefly to say about a man's conceptual power and his will. Let us then look at the actual life of thought—the conceptual life. You will have to admit; If this conceptual life is experienced without prejudice, we shall not feel it to be a reality. Conceptions arise in our life of soul and there is no doubt the inner course of a man's conceptions is something added to the outer course taken by the facts. The outer course of events does not directly demand the accompaniment of an inwardly experienced conception. The fact of which we form an idea could take place without our experiencing it as an idea. Sinking ourselves in these conceptions, however, teaches us too that in them we live in what, compared with the external world, is something unreal. On the other hand, precisely in what concerns the life of will—which seems to ordinary consciousness as if experience in sleep—we become aware of our own reality and of the truth about our relation to the world. As we form conceptions we find more and more that these conceptions live in us just as the images of objects are there in a mirror. And just as little as, in the case of what is usually called the real world, we feel the mirror-images to be a reality, do we—if our reason is sound—look upon our conceptions as real. But there is another thing which prevents our ascribing reality to our conceptions, and that is our feeling of freedom. Just imagine that while forming conceptions we lived in them so that they ran on in us in the way nature works. The conceptual life would be like something happening outside in nature, taking place as a necessity. We should be caught up in a chain of necessities from which our thinking would be unable to free itself. We should never have the sense of freedom which, as such, is an actual fact. We experience ourselves as free human beings only when free impulses living in us spring out of pictures having no place in the chain of natural necessities. Only because we live with; our conceptions in pictures outside the necessary natural phenomena are we able, out of such conceptions, to experience free impulses of will. When observing our conceptual life thus, we perceive it to be entirely unreal; whereas our life of will assures us of our own reality. When the will is in action it brings about changes in world outside—changes we are obliged to regard as real. Through our will we make actual contact with the external world. Therefore, it is only as beings of will that we can perceive ourselves as realities in the external world. When from these facts—easily substantiated in ordinary consciousness—we go on to those of which Imagination can tell us, we find the following. When we have acquired Imaginative knowledge and, armed with this, try to arrive at a knowledge of man himself, then actually in two respects he appears a quite different being from what he is for ordinary consciousness. To ordinary consciousness our physical body is a self-contained entity at rest. We differentiate between its separate organs and observing an organ in our usual state of consciousness we have the impression of dealing with an independent member of the body which, as something complete in itself, can be drawn in definite outlines. This ceases the moment we rise to Imaginative knowledge and study from that point of view the life of the body. Then this something at rest shows—if we don't want to be really theoretical, which of course it is always possible to be in a diagram—that it cannot be drawn in definite outline. This cannot be done in the case of lungs, heart, liver and so on, when we rise to Imaginative knowledge. For what this reveals about the body is its never-ending movement. Our body is in a state of continued motion—certainly not something at rest; it is a process, a becoming, a flux, which imaginative cognition brings to our notice. One might say that everything is seething, inwardly on the move, not only in space but, in an intensive way, one thing flows into another. We are no longer confronted by organs at rest and complete; there is active becoming, living, weaving. We cannot speak any more of lungs, heart, liver, but of processes—of the lung-process, heart-process, liver process. And these separate processes together make up the whole process—man. It is characteristic of our study of the human being from the point of view of Imaginative knowledge, that he appears as something moving, something enduring, in a state of perpetual becoming. Consider what it signifies to have this change in our view of a man; when, that is, we first see the human body with its definitely outlined members, and then direct the gaze of our soul to the inner soul-life, finding there nothing to be drawn thus definitely. In the life of soul, we see what is taking its course in time, something always becoming, never at rest. The soul-life shows itself indeed to be a process perceptible only inwardly, a process of soul and spirit, yet clearly visible. This process in the life of soul, which is there for ordinary consciousness when a man's inner being is viewed without prejudice, this state of becoming in the soul-life, has very little resemblance to the life of the body at rest. It is true that the life of the body also shows movement; breathing is a movement, circulation is a movement. In relation to how a man appears to Imaginative cognition, however, I would describe this as merely a stage on the way to movement. Compared with the delicate, subtle movements of the human physical body revealed to Imaginative cognition, the circulation of the blood, the breathing, and other bodily motions seem relatively static. In short, the objective knowledge of the human body perceived it ordinary consciousness is very different from what is perceived as the life of soul, that is in a perpetual state of becoming—always setting itself in motion and never resting. When, however, with Imagination we observe the human body, it becomes inwardly mobile and in appearance more like the soul life. Thus, Imaginative cognition enables us to raise the appearance of the physical body to a level with the soul. Soul and body come nearer to each other. For Imaginative cognition the body in its physical substance appears more like the soul. But here I have brought two things to your notice which belong to quite different spheres. First, I showed how the physical body appears to Imaginative cognition as something always on the move, always in a state of becoming. Then I pointed out how indeed, for the, inner vision of our usual consciousness, the ordinary life of soul is also ceaselessly becoming, running its course tie—a life, in effect, to which it is impossible to ascribe definite outlines. When, however, we rise to Imaginative cognition, this life of soul also changes for the inward vision, and changes over in an opposite direction to the life of the body. It is noticeable that when filled with Imaginative knowledge we no longer feel any freedom of movement in our thoughts, in the combining of them with one another. We also feel that by rising to Imaginative cognition our thoughts gain certain mastery over our life of soul. In ordinary consciousness we can add one thought to another, with inner freedom either combine or not combine a subject with a predicate—feel free in our combining of conceptions. This in not so when we acquire imaginative knowledge. Then in the thought-world we feel as though in something which works through powers of its own. We feel as if caught up in a web of thought, in such a way that the thoughts combine themselves through their own forces, independently of us. We can no longer say I think—but are forced to change it to: It thinks. In fact, we are not free to do otherwise. We begin to perceive thinking as an actual process—feel it to be as real a process in us as in everyday life we experience the gripping of pain and then its passing off, or the coming and going of something pleasant. By arising to Imaginative cognition, we feel the reality of the thought-world—something in the thought-world resembling experience in the physical body. From his it can be seen how, through Imaginative knowledge, the conceptual life of the soul becomes more like the life of the body, than is the soul-life—as seen through the inner vision of ordinary consciousness. In short, the body grows soul-like. And the soul becomes more like the body, particularly like those bodily processes which to Imaginative consciousness disclose themselves in their becoming. Thus, for Imaginative cognition the qualities of the soul approach those of the body, and the qualities of the body those of the soul. And we see the soul and spirit interweaving with the bodily-physical the two becoming more alike. It is as though our experience of what is of the soul acquired a materialistic character while our view of the bodily life, physical life generally, were spiritualised This is an important fact which reveals itself to Imaginative cognition. And when further progress is made to Inspired Cognition, we find another secret about the human being unveiled. Having acquired Inspired knowledge we learn more of the material nature of thinking, of the conceptual faculty; we learn see more deeply into what actually happens when we think. Now, as I have said, we no longer have freedom in our life of thought. "It thinks,” and we are caught up in the web of this "It thinks.” In certain circumstances the thoughts are the same as those which in ordinary consciousness we combine or separate in freedom, but which in Imaginative experience we perceive to take place as if from inner necessity. From this we see that it is not in the thought-life, as such, that freedom and necessity are to be found, but in our own attitude, our own relation, to the thought-life of ordinary consciousness. We learn to recognise the actual situation with regard to our experience, in ordinary consciousness, of the unreality of thoughts. We gradually come to understand the reason for this experience, and then the following becomes clear. By means of the organic process our organism both takes in and excretes substances. But it is not only a matter of these substances separating themselves from the organic process of the body and being thrown out by the excretory organs—certain of these substances become stored up in us. Having been thrown out of the life-process these remain, to some extent, in the nerve-tract, and in other places in the organism. In our life-process we are continuously engaged in detaching lifeless matter. People able to follow minutely the process of human life can observe this storing up of lifeless matter everywhere in the organism. A great part of this is excreted but there is a general storing up of a certain amount in a more tenuous form. The life of the human organism is such that it is always engaged on the organic process—like this (a drawing was made) But everywhere within the organic process we see inorganic, lifeless matter, not being excreted but stored up (which I indicated here with red chalk): I have drawn these red dots rather heavily because it is chiefly the unexcreted, lifeless matter which withdraws to the organ of the human head, where it remains. ![]() Now the human organism is permeated throughout by the ego (I indicate this with green chalk). Within the organism the ego comes in contact with the lifeless substances which have been separated off and permeates them. So that our organism appears as having, on the one hand, its organic processes permeated by the ego, the process, that is, containing the living substance, and of having also what is lifeless—or shall we say mineralised—in the organism permeated by the ego. This, then, is what is always going on when we think. Aroused by sense-perceptions outside, or inwardly by memory, the ego gets the upper hand over the lifeless substances, and—in accordance with the stimulation of the senses or of the memories—swings these lifeless substances to and fro in us, we might almost say makes drawings in us with them. For this is no figurative conception; this use of inorganic matter by the ego is absolute reality It might be compared to reducing chalk to a powder and then with a chalky finger drawing all kinds of figures. It is an actual fact that the ego sets this lifeless matter oscillating, masters it, and with it draws figures in us, though the figures are certainly unlike those usually drawn outside. Yet the ego with the help of this lifeless substance does really make drawings and form crystals in us—though not crystals like those found in the mineral kingdom (see red in drawing). What goes on in this way between the ego and the mineralized substance in us that has detached itself as in a fine but solid state—it is this which provides the material basis of our thinking. In fact, to Inspired cognition the thinking process, the conceptual process, shows itself to be the use them ego makes of the mineralised substance in the human organism. This, I would point out, gives a more accurate picture of what I have frequently described in the abstract when saying: In that we think we are always dying,—What within us is in a constant state of decay, detaching itself from the living and becoming mineralised, with this the ego makes drawings, actual drawings, of all our thoughts. It is the working and weaving of the ego in mineral kingdom, in that kingdom which alone makes it possible for us to possess the faculty of thinking. You see it is what I have been describing here which dawned on the materialists of the 19th century, though they misconstrued it. The best advocates of materialism—and one of the best was Czolbe—had a vague notion that while thoughts are flitting through us physical processes are at work. These materialists forget, however,—and this is where error crept in—that it is the purely spiritual ego making drawings in us inwardly with what in mineralized. And on this inward drawing depends what we know of the actual awakening of ordinary consciousness. Let us now consider the opposite side at the human being, the side of the will-impulses. If you recall what I have been describing, you will perhaps perceive how the ego becomes imprisoned in what has been mineralized within us. But it is able to make use of this mineralised substance to draw with it inwardly. The ego is able to sink right down into what is thus mineralised. If, on the other hand, we study the life-processes, where the non-mineralised substances are to be found, we come to the material basis of the will. In sleep the ego leaves the physical body, whereas in willing the ego is only driven out of certain parts of the organism. Because of this, at certain moments when this is so, there is nothing mineralised in that region, everything there is full of life. Out of these parts of the organism, where all is alive and from which at that moment nothing mineralised is being detached, the impulses will unfold. But the ego is then driven out; it withdraws into what is mineral. The ego can work on the mineralised substances but not on what is living, from which it is thrust out just us when we are asleep at night our ego is driven out of the whole physical body. But then the ego is outside the body whereas on mineralisation taking place it is driven inside. It is the life-giving process which thrust the ego out of certain parts of the body; then the ego is as much outside those parts as in sleep it is driven out of the whole body. Hence, we can say that when the will is in action parts of the ego are outside the regions of the physical body to which they are assigned. And those parts of the ego—where are they then? They are outside in the surrounding space and become one with the forces weaving there. By setting our will in action we go outside ourselves with part of our ego, and we take into us forces which have their place in the world outside. When I move an arm, this is not done by anything coming from within the organism but through a force outside, into which the ego enters only by being partly driven out of the arm. In willing go out of my body and move myself by means of outside forces. We do not lift our leg by means of forces within us, but through those actually working from outside. It is the same when an arm is moved. Whereas in thinking, through the relation of the ego to the mineralised part of the organism, we are driven within, in willing just as in sleep we are driven outside. No one understands the will who has not a conception of man as a cosmic being; no one understands the will who is bounded by the human body and does not realise that in willing he takes into him forces lying beyond it. In willing we sink ourselves into the world, surrender ourselves to it. So that we can say: The material phenomenon that accompanies thinking is a mineral process in us, something drawn by the ego in the mineralised parts of the human organism. The will represents in us a vitalising, a widening of the ego, which then becomes a member of the spiritual world outside, and from there works back upon the body. If we want to make a diagram of the relation between think and willing, it must be done in this way (a drawing was made). You see it is quite possible to pass over from an inward view of the soul-life to its physical counterpart, without being tempted to fall one-sidedly into materialism. We learn to recognise what takes place in a material way in thinking and in willing. But once we know how in thinking the ego plays an actual part with the inorganic, and how, on the other hand, through the organic life-giving process in the body it is driven out into the spirit, then we never lose the ego. ![]() Materialism is therefore justified on the one hand, whereas on the other it no longer holds good. Simply to attack materialism betrays a superficial attitude. For what in a positive sense the materialist has to say is warranted. He is at fault only when he would approach man's whole wide conception of the world from one side. In general, when the world and all that happens in it is followed inwardly, spiritually, it is found more and more that the positive standpoints of individual men are warranted, but not those that are negative. And in this connection spiritualism is often just as narrow as materialism. In what he affirms positively the materialist has right on his side, as the spiritualist has on his, when positive. It is only on becoming negative that they stray from the path and fall into error. And it is indeed no trifling error when, in an amateurish fashion, people imagine they have succeeded in their striving for a spiritual world-conception without having any understanding of material processes, and then look down on materialism. The material world is indeed permeated by spirit. But we must not be one-sided; we must learn about its material characteristics as well, recognising that reality has to be approached from various sides if we are to arrive at its full significance. And that is a lesson best taught by a world-conception such as that offered by Anthroposophy. |
46. Posthumous Essays and Fragments 1879-1924: Preliminary Studies for On the Human Riddle
Rudolf Steiner |
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Enhanced consciousness is not developed from ordinary consciousness through bodily (physiological) processes, as ordinary waking consciousness develops from dream consciousness. The intensification is a completely soul-spiritual experience that cannot have anything to do with bodily processes. When awakening from dream into waking consciousness, one is dealing with a changing attitude of the body; when awakening from ordinary consciousness to spirit-perceiving consciousness, one is dealing with a changing attitude of spiritual-soul experiences. |
The former does not reach the spirit because it loses itself in observing the senses; the latter does not enter into reality with its spiritual experience because it does not want to awaken from ordinary consciousness to the heightened consciousness meant here, but rather dampens ordinary consciousness, thereby falling into a dream-like recognition. She believes she is recognizing the spiritual by leaving the reality that is immediately present to her. |
46. Posthumous Essays and Fragments 1879-1924: Preliminary Studies for On the Human Riddle
Rudolf Steiner |
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[From the chapter “World of Thought, Personality, Peoplehood”] The thoughts that a person is able to form about reality easily come to fill his entire mental life. He believes that they give him a light that shines into all the secrets of the world. If he finds that someone has different thoughts from his own, he speaks of a different world view. He believes that the other person's thoughts contradict his own and that they therefore cannot exist alongside his own. However, by judging in this way, one usually confuses two things that need to be kept separate by anyone who wants to gain insight into the true reasons why thinkers' ideas about reality differ so widely. This paper is based on the view that, when one looks more closely at the ideas that are believed to belong to different worldviews, In the way that one speaks of the diversity of the worldviews of thinkers, two different causes of this diversity are lumped together, resulting in a confusion of concepts. A thinker can have thoughts about reality that differ from those of another, like the image of a tree photographed from one direction is different from that of the same tree photographed from another. If one seeks to recognize how the forces of nationality are effective in the thinkers of a [people], then one will be able to find significant examples in such personalities as they have appeared in Planck, Troxler, 1. H. Fichte and others described in this writing. For the purpose of such a consideration is to find those popular instincts that also work in other branches of popular activity, and that drive their peculiarity into the world of thought in such thinkers. These forces often have no influence on the opinions that are then formed about the course and value of worldviews and that are expressed in the writing of history; and so it happens that thinkers rooted in the soil of their nation are often not only lonely during their lifetime, but that their thoughts are also lonely for posterity. The most effective forces of a people reveal themselves in their achievements; and the strength of the recognition, even the recognition of these forces, does not necessarily correspond to what has been achieved. If one says in response: yes, but this thinker, who is supposed to be so rooted in the people, has not had a great effect, one does not see how the forces at work in him are precisely those that continue to have an effect, that are indestructible. If we want to know the driving forces of a tree, we must not see how one branch affects another, but how the forces present in the trunk are manifested in the individual branch. It is not a matter of focusing on how this or that thinker has influenced these opinions, but rather on what forces of the folk-soul are at work in a personality. It is important to see: this or that trait is national and it shows in the idiosyncrasy of this or that thinker. How the national character works in the thinker. If one seeks to recognize how the forces of national character are effective in the thinkers of a nation, /bricht ab] Planck, like Troxler and some of the other personalities described here, has remained without a more far-reaching effect of the kind that is expressed in the recognition of contemporaries, in the dissemination of views and the like. But if one wants to identify thinkers in whom the essence of nationality lives, then he belongs among them. For what has become thought in him sprouts from the impulses of nationality. In his thoughts, it is precisely those impulses of the people that are often unconsciously at work, but which underlie the activity and achievements of the people. What is expressed in all truly popular activity and achievement in the most diverse fields; what lives in the most diverse forms: in the case of such a thinker, it becomes a world of ideas. Materialism is not overcome by rejecting the view of a series of thinkers in the second half of the nineteenth century who considered all spiritual experiences to be a mere material effect, but by engaging in thinking about the spiritual in the sense that one thinks about nature in a natural way. What this means can already be seen from the preceding remarks in this essay, but it will be shown in particular in the final considerations intended as 'outlooks'. A deepening of insight into the soul of a people can never lead to an underestimation of the essence and value of other peoples; it cannot indulge in such feelings as are today felt by many towards the German people. The author of this writing hopes that it will be seen from it how far removed from him any appreciative immersion in the spiritual idiosyncrasy of a national character is from any misunderstanding and misrepresentation of the essence and value of other national characters. It would be unnecessary to say this at any other time; today it is necessary in view of the feelings that are now being expressed by many sides towards German nature. The author of this essay hopes that it will be seen that his view, that a deeper understanding of the psychological characteristics of one nationality should not lead to a misunderstanding and misinterpretation of the nature and value of other nationalities, is apparent from it. It would be unnecessary to say this at other times. Today it is necessary. [On the chapter 'Images from Austria's Intellectual Life': Robert Hamerling and 'Homunculus' In his satirical poem “Homunculus”, Hamerling shows, so to speak, what would become of human life if what is merely presented as scientific theory were to be realized in reality. The human being who lives without a soul because he thinks in a spirit-shy way is the “homunculus”. In our time, this “homunculism” is having a wide impact. There is even talk of how homo sapiens of a bygone age is being transformed entirely into homo oeconomicus. This is /bricht ab] Hamerling is looking for a worldview that incorporates a spiritual way of thinking into the purely scientific world of thought. What would life be like if man were really what a world view presents him as being, one that only takes into account the sensory world? One could ask the question: what would a world order have to look like if it were a reality, one that a world view presents, one that only forms its ideas from the reality of the senses. If, therefore, the purely scientific mode of thought wants to be, so to speak, [breaks off] In his satirical poem “Homunculus”, Hamerling portrays a person who is only what the world view takes him to be, which draws its ideas only from the sensory world. The world of the scientific way of thinking is the world that man perceives in reality; but it is presented without anything by which it could make itself perceptible to any being. What this way of thinking conceives as light and sound does not shine or resound. One only knows from life that one has gained the representations of this way of thinking from what shines and resounds, and therefore lives in the belief that what is imagined also shines and resounds. When Mach speaks of sensation, he is pointing to that which is felt; but in thinking the object of the sensation, he must separate it from the ego. He does not realize that by doing so, he is thinking something that can no longer be felt. He also shows this by the fact that the concept of the ego completely dissipates. That he actually loses the “I” completely. It becomes a mythical concept. Because he does not consciously think of his world of feeling as imperceptible, it throws the perceiving ego out of his thinking. Thus Mach's view in particular becomes proof of what has been explained here. Hamerling, however, is only standing before the experience of the seeing consciousness with a presentiment. This sees in the material of the brain the conditions for the soul entities to recognize themselves in their mirror image through the ordinary consciousness. Matter can never be the bearer of thought, but it can be the bearer of the images of consciousness of the creative thinking. The latter experiences itself in the vision of consciousness in its essence independent of matter and regards the material activity of the brain as spiritual activity becoming a real image. With this thought, however, Hamerling is only intuitively approaching the point of view of the observing consciousness. To want to derive the thought in the human brain from the activity of the material atoms certainly remains a futile and foolish undertaking for all time. For it is no better than wanting to derive the mirror image of a person from the activity of the mirror. But what ordinary consciousness knows as thoughts is only the reflection, brought about by the brain, of the living, thinking essence of the soul. One cannot say of this reflection that something in the processes of the brain is essentially the same as it. When the observing consciousness experiences itself in the essential nature of thoughts, then it also beholds in them the reality that underlies the brain. The brain is related to this reality as an image is to the essence that it visualizes. Enhanced consciousness is not developed from ordinary consciousness through bodily (physiological) processes, as ordinary waking consciousness develops from dream consciousness. The intensification is a completely soul-spiritual experience that cannot have anything to do with bodily processes. When awakening from dream into waking consciousness, one is dealing with a changing attitude of the body; when awakening from ordinary consciousness to spirit-perceiving consciousness, one is dealing with a changing attitude of spiritual-soul experiences. But the image-form of the thought in ordinary consciousness is also for the seeing consciousness a reflection of the essential being that is experienced in the soul. And when the soul, living and cognizant, becomes aware of itself in the observing consciousness, it knows itself to be in a reality within which the material substance of the brain is not essentially the same as the thoughts of the ordinary consciousness, but it is the same as the spiritual substance with which the thoughts reveal themselves. In the observing consciousness, the soul knows itself to be in the spiritual substance that the brain forms out of the creative spiritual substance. But what Hamerling describes in his Atomics of the Will would only correspond to this creative spiritual essence if he knew himself as living in the consciousness of vision and was striving to visualize the spiritual experience with his description. That is the world in which the soul knows itself to be one with what [breaks off] [To the chapter: “Images from the Thought Life of Austria”: Josef Misson] Misson cannot be considered a thinker among those described in this writing. But if one considers what must have gone on in his soul life, it gives an understanding of the special coloring of the ideas of Austrian thinkers. But what lives in the constitution of his soul sheds light on Austrian thinkers. The thoughts of Schelling, Hegel and Planck can be vividly dissected like the limbs of a thought organism, so that each thought always grows out of the other; a popular element can be seen in this way of growing out of one another. The thoughts of Austrian thinkers stand like isolated plants on a spiritual ground from which they all grow in the same way, with each one less arising from the other. Therefore they do not so much bear the immediate popular character in their form, but more in their fundamental mood. Such a fundamental mood is, however, held back in the thinker; in a personality like Mission it appears as a yearning for the popular. — In Schröer, in Fercher, in Carneri, Hamerling it lives as the fundamental mood of their thoughts, while their content reveals less of it. [On the chapter 'Images from the Thought Life of Austria': Oriental-Indian Mysticism] A kind of counter-image to the purely scientific way of thinking is Oriental-Indian mysticism. The former does not reach the spirit because it loses itself in observing the senses; the latter does not enter into reality with its spiritual experience because it does not want to awaken from ordinary consciousness to the heightened consciousness meant here, but rather dampens ordinary consciousness, thereby falling into a dream-like recognition. She believes she is recognizing the spiritual by leaving the reality that is immediately present to her. But it is part of the real spiritual that this reality arises from it. Therefore, if one weaves as a knower in a spiritual world that has stripped away this reality, then this imagined spiritual world lacks what is in truth in the real spiritual world. This oriental-Indian mysticism also claims to overcome the “I” of ordinary consciousness. In truth, it only falls back to a level of consciousness that has not yet reached the “I”. The awakened consciousness meant in this writing goes beyond the level of consciousness at which the “I” has been attained. Ancient Indian mysticism is a kind of counter-image to the scientific way of thinking. If the former paints a world that is imperceptible, the latter paints a world in which life is lived spiritually, but nothing is to be perceived. The cognizant person does not seek to awaken from sensory reality to a heightened consciousness through the power of soul experiences, but withdraws from all reality in order to be alone with cognition. He believes that he has overcome reality, while he has only withdrawn his consciousness from it, and in a sense left it standing outside itself with all its difficulties and riddles. The knower also believes that he has become free of the “I” and, in a selfless devotion to the spiritual world, is one with it. In reality, he has only obscured the experience of the “I” for his consciousness and unconsciously lives entirely in the “I”. Instead of awakening from the ordinary consciousness of self, he falls back into a dreamy consciousness. He thinks he has solved the riddles of existence, when in fact he has only turned his soul's gaze away from them. He has the pleasant feeling of knowledge because he no longer feels the riddle of knowledge weighing on him. One can have to say all this to oneself and still have no less admiration and understanding for the magnificent creation of the Bhagavad-Gita or other products of this mysticism than someone to whom the above only gives the impression that it must have been written by someone who simply has no sense for the sublimity of these creations. One should not believe that only the unconditional follower of a world view can fully appreciate it. I write this here, knowing that I have no less appreciation for Indian mysticism and no less experience with it than any of its followers. |
69d. Death and Immortality in the Light of Spiritual Science: The Mystery of Death
13 Mar 1913, Augsburg Rudolf Steiner |
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What flows into the soul life is like images, a kind of dream image. But it is not important that you call it that, but that you learn to read in the world you are now entering. |
It can only be said with a semblance of justification by contemporary dream researchers that one can have realities from the past in front of oneself and mistake them for new images. |
There is much in life that hurts us, and we would spare ourselves this pain. So the spiritual researcher does not dream when he looks into the world before conception and sees that the human being has prepared this pain for himself, what is called, has made his own karma, that we have prepared this evil fate, the painful disappointments, ourselves. |
69d. Death and Immortality in the Light of Spiritual Science: The Mystery of Death
13 Mar 1913, Augsburg Rudolf Steiner |
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The [mystery of death] belongs to a field of science that is not only unpopular, but can also be called unpopular. Many an inner, seemingly justified contradiction is illuminated there, appearing fully understandable to those within this field of research. Besides this, there is also another reason why it is difficult to make oneself understood. It is usually thought that the person who presents this matter in a short consideration wants to persuade someone to change their mind. The recently founded Anthroposophical Society has a field of research that is broader and more extensive than that of other research societies. Therefore, the intention is not to convince or persuade, but only to indicate the direction and nature of the investigations and how the solution to the riddles of life can be obtained. Much stands in the way of unbiased judgment. The human soul, with all its interests and attentions, is involved in nothing so much as in the riddle of death. But nothing can cloud the search for truth as much as a very specific desire and an interest in a particular solution to the mystery. Does that which we call life continue after death? This question can be approached in an absolutely scientific way, but quite differently from what is usually referred to as science. Only someone who, with regard to the question of death, is linked to other interests [than their own] can proceed in a truly objective manner. Linked to the riddle of death must also be the riddle of life. If the question is asked out of an understandable curiosity or out of an interest that is close to the human heart, it cannot be solved. The investigations into the question of death are also those into immortality. To discuss these questions, a certain transformation of the human being is necessary, a “spiritual chemistry”. It is not readily admitted that there is a spiritual science. But tonight it should be pointed out. When the chemist approaches the study of water, he splits it into hydrogen and oxygen. But if he just fantasizes about it, he knows that he will not be able to break it down. If he surrenders to dualism, that water consists of hydrogen and oxygen, he does not violate monism. Through ordinary science, he too can gain nothing about what is his destiny. What can survive the physical body is not present in ordinary life. Just as hydrogen and oxygen are not visible in water, so what is immortal in man is not present in ordinary life. A kind of spiritual chemistry must first be used to separate what is divine and spiritual. Over the centuries, man has had a kind of scientific education, not only through school and university, but also through general education, which makes it impossible for man today to get beyond the closest matters not only with faith but with knowledge. Not only curious personalities, but also serious and honest researchers exist. But the way the problem is approached today shows that in many cases the right path has not been found. Today is not the time to point out the important work that natural scientists such as Colonel Rochas have done in this regard, conducting experiments using the laboratory method. It is interesting to note how Rochas comes close to what is being proposed today in some respects, but he takes an impossible, unfruitful path. Spiritual science cannot and must not do it this way. Rochas takes a test subject like other sciences, only not external substances, but a medium. The external soul activity is thereby put to sleep, suppressed, so that everything that is bound to the external body is excluded. He assumes that only the soul, only the spirit, is now active. Through certain processes, the thirty-year-old [female] medium is put into a kind of sleep state; then he stimulates her consciousness so that she lives as if she were eighteen years old. She feels the pains or learns what she learned at that age, and only accomplishes what she was capable of at that time. Then she is transported back to childhood; she makes unpracticed strokes, as in the fifth or sixth year. Rochas is also able to transport this personality to the time before its birth. Such souls then stammer out of a spiritual environment, which, despite all imperfection, would be highly interesting if it coincided with spiritual research. It goes further and further back, until finally he believes that it is present from the time when it had another life. Rochas believes that he has obtained several life courses in this way. These are experiments of one of the serious researchers who want to stand firmly on the ground of science. They believe that only the method in which the object is physically present is justified. Spiritual science cannot stand on this ground. Its methods are entirely spiritual in nature, purely inward, [they are] purely spiritual-soul processes. The spiritual researcher will never make use of a purely external object in space. But within this spiritual research, the same methods are used as in science. One may think: How can something be investigated in such a simple, primitive way? But it is not that simple; it is easy, but easy things are difficult. It is all based on psychological processes. One has to work for years in one's own soul alone to obtain reasonably satisfactory results, to enter into destiny through years of practice. Through years of self-denying work, one first comes to focus one's attention, and secondly to what can be described as “devotion”. What devotion means in ordinary life is only the very first beginning of the soul's possibility of becoming one with the spiritual world. The attention must be turned entirely to one object, in which the whole life of the soul is concentrated. This attention also exists in ordinary life, because without it, man could not come to self-awareness, and memory is intimately related to the ability to pay attention. The thought may be weak, but one forgets less and less when one repeatedly focuses one's attention on something. Thought is the result of attention, of concentration. It depends on memory that the human being, with a certain sense of self, immerses himself in the physical. This enables us to deepen our inner life. In ordinary life, people develop attention in such a way that they allow themselves to be stimulated by something external. This is where the activity of the soul, which we call attention, begins. Self-observation is necessary; this is supported by very specific soul exercises. To learn what these are, you have to become independent of any external stimulation of attention, distracting the soul life from everything else, and focus it on a self-chosen content. It is not what you concentrate on that matters, but what you do that matters. Again and again, for a long time, over and over again, you focus on the content you have chosen. Then, little by little, you have an inner experience, then you discover what the soul does when it is attentive. And then it is attentive without content, attentive without paying attention to anything; that is what you develop as inner activity. Erasing the content, suppressing it completely, no longer thinking of anything and yet having the same state in the soul - then you know what attention is. The true clairvoyant method, which leads to spiritual research, is based on increasing the soul abilities that are present in every soul. Attention becomes stronger and stronger. This transforms the entire soul life. Then the person senses what the soul life is like in the central and other nervous systems. Then he senses an entity that is apart from the body in the person. In this way, the soul life is gradually separated from the body within. Finally, one feels: one is a duality. At first one thought that one was a product of the body. Then it is the etheric body of the human being that can be observed. One separates it from the physical body. Only then can one observe the etheric body. One experiences something like the following. It can happen in everyday life or when awakening from sleep. This experience can occur in a hundred different ways, but essentially it is like this: one can experience it in the middle of one's daily life or in the middle of sleep. The usual words for it are only stammering. It is as if something were happening in that moment, as if lightning were striking and destroying the body. When the body is separated, the soul life becomes independent. At that moment, one realizes what spiritual researchers throughout the ages have called 'coming close to death in the path of spiritual research'. You get to know the independence of the soul life, and now you have arrived at the stage where you live spiritually in the etheric body. What you then experience can only be described as a morbid soul life, as hallucinations and so on, if you do not know it. My book 'How to Know Higher Worlds' talks about this. It is not comparable to mere fantasy. What flows into the soul life is like images, a kind of dream image. But it is not important that you call it that, but that you learn to read in the world you are now entering. It is like a letter in which all the letters are known, but what you learn through the writing can be new. The spiritual researcher has a world of images in front of him, but he learns to read the spiritual world that stands behind it. It can only be said with a semblance of justification by contemporary dream researchers that one can have realities from the past in front of oneself and mistake them for new images. But the state of the soul, the mood of the soul, is different. It knows what the overall memory of ordinary life consists of: in an overview of life on earth up to a moment when one is confronted with all of one's life on earth or personal life. Then one recognizes: life has the urge to dissolve into the general etheric life. If you continue to increase your attention to observe how life dissolves and has the urge to dissolve into the general, then you recognize what is peculiar to a person when he passes through the gate of death. Through further inner training, one not only recognizes one's own etheric life, but also learns to distinguish in the environment. This path leads, even if only for a short time and in a way that varies for the individual, to an overview of this life like a panorama. To progress further, the spiritual chemistry must be pursued ever further. But not only attention is to be trained, but also the complete surrender of the soul life. The devotion consists in the person renouncing everything. What freezes by itself in the state of sleep: he must bring it about arbitrarily - the devotion of all muscular activity, of speech activity, of thinking activity, of judgment activity, which also occurs in the state of sleep. The devotion can be increased if it is practiced for years, if everything that is arbitrary is suppressed for years. Even what is not arbitrary can be suppressed: heart activity, respiratory activity, which are otherwise withdrawn from consciousness. One can bring the physical body into absolute inactivity. Then one does not feel transported into an external world, into something that wants to draw near, but one feels that one has entered into the depths of one's own soul life. What the person then gets to know is the human being's astral body. The sense of self, all thinking, feeling and willing then appear like mirror images. Now one penetrates to what they reflect, one penetrates into the astral body. What the person experiences on this path has nothing to do with ordinary desires and so on, one notices this. The path leads one, in full self-observation, out of birth and death, and shows us how an emerging world of ideas reveals memory as something that was not there before. This is linked to the breaking of desires that are connected with earthly life: satisfaction, joy, the desire to live through what is attached to the outer body. The desire remains for some time. But through the experience of the fact that the desire can only be satisfied through the body, for example, cravings of the palate, one learns what tasks the astral body has after death. Then one gains the ability to see the period of time, after decades, different for different people; then one learns to see what one sees in the future, now also to recognize in the past. There is much in life that hurts us, and we would spare ourselves this pain. So the spiritual researcher does not dream when he looks into the world before conception and sees that the human being has prepared this pain for himself, what is called, has made his own karma, that we have prepared this evil fate, the painful disappointments, ourselves. This does not correspond to our wishes now. One could be critical and hypercritical and still not get along with the ordinary, until one returns to a period where an earlier life on earth occurs, where we were in a different language, in a different environment, in very different circumstances. However unlikely and unpopular it may be, one also comes to see more like a past life on earth. This assertion can only be made under two conditions: either the person making such a claim has no sense of truth, or he must have a sense of truth as strict as in mathematics. Much nonsense has been done in this way. It is often said that a person was this or that in a previous life. But when real memory occurs, it is impossible that one could have an idea of previous lives through wishes. An image may come to mind: 'That was you, but in such a way that no one could object. This is how the riddles of life are solved: 'That was you, that is what you looked like, that is what you could do.' But it occurs at an age where you can't do anything with it. There is nothing to be gained from it except knowledge. There is no comfortable “That was you.” You know then: some kind of retribution is necessary, but at that moment it is impossible to even out. The paths and results of spiritual research have been attempted to be indicated here in a brief form. Not sensationally, to convince, but it only depends on encouraging. These experiences show that man recognizes that he has a spiritual-soul life core that has repeated lives as a result of previous lives; and so his fate is the result of previous lives. The present life is directed towards making up for what one has done to this or that person in certain deeds. The spiritual researcher first seeks what is immortal in man, and he finds that when he applies the methods for doing so. He recognizes this in a thoroughly important context; he recognizes earthly life in such a way that it lies like a shell over the deeper core of life. To do this, you have to train your memory, for example, to remember what you have experienced since birth. Man comes from a purely spiritual state and enters a purely spiritual state. We are in an intermediate state in the physical body. One should not ask: Is man immortal? – but seek out immortality. What the materialistic thinker sees of the soul is not immortal. Spiritual research is to be regarded as the path to human immortality; it draws attention to the results of feelings and emotions, to the bliss of religious inwardness. But it is also what makes life strong and powerful for the external arena. It would be unchaste to speak about the effects of the life of the soul; but the path must be proclaimed. Especially those people who are completely imbued with the spirit often cannot recognize the path. What science says about heredity is the same as what spiritual science says about repeated earthly lives. |
32. Collected Essays on Literature 1884-1902: Ferdinand Freiligrath
16 Mar 1901, Rudolf Steiner |
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The poet transports himself to Africa, America and Asia, and vividly describes what his dreams tell him about these parts of the world. In 1835, the world first became acquainted with what Freiligrath saw in his dreams, what he experienced in his innermost being during a strenuous, busy youth. |
Treitschke even found the words: "When, years later, all his republican ideals lay shattered on the ground and the dream of his youth was fulfilled by monarchical powers, he cheered gratefully, without small-mindedness, at the new greatness of Germany, and his bright poet's greeting answered the trumpet of Gravelotte." |
32. Collected Essays on Literature 1884-1902: Ferdinand Freiligrath
16 Mar 1901, Rudolf Steiner |
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Died on March 18, 1876 In the Württemberg town of Weinsberg, the jovial poet and rapturous spirit seer Justinus Kerner became chief medical officer in 1818. Since that time, the picturesque home of this strange man has been visited by countless artists, poets, scholars and spiritualists on their travels through southern Germany. On August 7, 1840, a man of simple appearance and unpretentious demeanor appeared in the hospitable house and introduced himself as the poet Ferdinand Freiligrath. Doubts arose in Kerner as to whether he could believe the visitor that he was the bearer of the name, which was already being pronounced with recognition in the widest circles at the time. Kerner knew from the first words that he was dealing with a dear, wonderful person; what the man held within himself only gradually became apparent. In this encounter with the Swabian poet, the essence of the great freedom singer Freiligrath is symbolically expressed. He himself slowly penetrated to his deeper nature, to that nature which was called to find the most captivating tones for man's sense of freedom. What happened in Freiligrath's heart when his true calling dawned on him can be seen in the words he prefaced his collection of poems "Ein Glaubensbekenntnis" (A Confession of Faith), published in 1844. "The most recent turn of events in my immediate fatherland of Prussia has painfully disappointed me, who was one of those who hoped and trusted, in many ways, and it is primarily to this that the majority of the poems in the second section of this book owe their origin. None of them, I can calmly affirm, was made; each has come about through events, as necessary and inevitable a result of their clash with my sense of justice and my convictions as the decision, taken and carried out at the same time, to return my much-discussed small pension into the hands of the King. Around New Year 1842, I was surprised by its award: since New Year 1844, I have stopped collecting it." - In January 1844, the man who, as late as 1841, expressed his confession in the words: "The poet stands on a higher vantage point than on the battlements of the party", concluded his freedom poem "Guten Morgen" with the words:
The Freiligrath who, with his fiery imagination, revelled in the glowing colors of distant lands in the thirties, who knew how to conjure up the life of the lush tropical world with such vividness before the souls, who sang of the desert king (in "Löwenrit") and of the sad fate of emigrants, could be considered worthy of a royal pension; Freiligrath, who in the forties felt the stormy urge for freedom of the time as the basic trait of his own heart, had to say of himself: "Firmly and unshakably I take the side of those who oppose reaction with forehead and breast! No more life for me without freedom!" Anyone who follows Freiligrath's development with understanding will find it only too understandable that it was precisely in his soul that the longing of the time found such a powerful echo. He had to struggle to conquer the freedom of his own personality. He was born the son of a Detmold schoolteacher on June 17, 1810. His kind, idealistic father could offer his son nothing but goods of the mind and heart. The young Freiligrath had nothing but his own strength and perseverance to foster his wonderful talents in a life full of privation. His father, poor in fortune, was only able to send him to grammar school for a short time. At the age of sixteen he had to become a merchant. While the ambitious young man was engaged in the most grueling business work in his uncle's store in Soest, the impressions he had gained from the many travelogues he had read were transformed into lush poetic images in his imagination. And when he came to Amsterdam in 1831 to continue his commercial training, his imagination was fed from all sides. The sight of the sea evoked the deepest feelings in Freiligrath. The idea of the omnipotence of nature is awakened in him when he looks out over the immense expanse of the sea. His mind wanders down into the depths of the water, and thoughts of the abundance of life that unfolds on the bottom are combined with ideas of the other life that continually finds its grave on the same bottom. These are images of Böcklinian power and beauty that arise in his mind from such ideas.
Freiligrath sees the ships coming and going. They tell him of distant lands and their wonders. And what he has never seen rises up in his imagination in glorious splendor. The poet transports himself to Africa, America and Asia, and vividly describes what his dreams tell him about these parts of the world. In 1835, the world first became acquainted with what Freiligrath saw in his dreams, what he experienced in his innermost being during a strenuous, busy youth. Freiligrath's poems first appeared in the literary journals of the time, such as the "Deutscher Musenalmanach", published by Chamisso and Schwab, and the "Stuttgarter Morgenblatt". The poet's name was soon praised wherever there was an appreciation of genuine poetry. Freiligrath, who had meanwhile returned to Germany and found commercial employment in Barmen, was able to publish a collection of poems as early as 1838. Indeed, he could now even think of retiring from his grueling profession and living as a freelance writer. He settled as such in the small town of Unkel on the Rhine in 1839. It was here that he met the woman who would henceforth share the burdens of life with him. She was the daughter of a Weimar seminary teacher Melos. She had been friends with Goethe's grandchildren since childhood and could look back to a time when the old Goethe himself had enjoyed her games and joked with her. She had then worked as an educator in Russia and, through experience and energetic striving, had come to a high view of life. Freiligrath's meeting with Kerner took place on a journey he undertook in 1840, the main purpose of which was to make the acquaintance of his bride's father in Weimar and to talk to him. It was an eventful journey that the poet made to Weimar via southern Germany. He met Ludwig Uhland as well as many other important personalities. This poet with a soulful mind became a dear friend to him. Ferdinand Freiligrath was not granted the leisure to devote himself to poetry, through which he won more and more hearts, and to enjoy the beautiful marriage he had made in 1841. Difficult life worries kept coming back to him. How could it be otherwise, since at a time when the creations of his youth were bringing him steadily growing recognition, he was moving away from the ideas that had established his young poetic fame? Time showed him new paths. What meant the air of life to him, freedom, which he had always sought to conquer in fierce battles, he saw as oppressed and ostracized in public life.
So he laments in April 1844, when he compiles the poems that are united in his "Creed" and gives them as a preface on the way:
Freiligrath loved the Rhine region. That is probably why he was drawn to St. Goar in the difficult days of his inner struggles, when he sought and found union with the struggling soul of time, where he spent a short time in quiet seclusion and contemplation. There is no question that it became easier for others to hear the call of time. Freiligrath's feelings appear like a brittle element that does not want to come out into the light of day, but which then shines all the brighter when it has found its way there. Herwegh, who was one of the first to strike a revolutionary note, initially had a repellent effect on Freiligrath. Indeed, he had even spoken harsh words of censure against Herwegh when the latter had spoken derisively about E.M. Arndt, who had once been dismissed as a demagogue and then recalled by Friedrich Wilhelm IV. And what we read about Freiligrath in the "Einundzwanzig Bogen" published by Herwegh in Zurich shows us that at the beginning of the 1940s the freedom singers thought little of the "pensioner" of the King of Prussia. Since the publication of "Glaubensbekenntnis", no one could be in any doubt as to the state of affairs in the poet's innermost being, who until then had been seen from a "higher vantage point" than the battlements of the party. Herwegh, who had recently been derisively counted with Geibel in the "duet of the retired", now had to consider leaving Germany in order to escape the persecutors of the friends of freedom. Freiligrath sought asylum in Brussels. It has rightly been said that Freiligrath's desire for freedom grew to the point of religious fervor. How he understood the mood of the oppressed in the face of the powerful, how he was able to give it flaming words! With unparalleled boldness, he addressed his voice to the hearts of those whose freedom can only be taken away from them as long as they are not aware that the edifice of power that is crushing them is constantly being built up by themselves, stone by stone. This mood finds words in his "Phantasie an den Rheindampfer" that are not often found in world literature. The collection of poems from 1846, to which the aforementioned poem also belongs, is one great hymn to freedom. And the "New Political and Social Poems" published in 1849 can be read with the feeling that the shrill cry of pain of the entire national soul for freedom and an existence worth living can be heard from a poet's heart on which all the suffering of the time has been heaped. In Germany, Freiligrath had not been able to find a home since the mid-1940s. The revolutionary poet could lose his freedom any day, the man struggling with life could not find the means for his material existence. In 1846, he moved to London, where he had once again found a commercial position. He was constantly drawn back to Germany. In May 1848, he moved into the headquarters of German democracy in Düsseldorf. Here he worked with Marx and Engels on the "Neue Rheinische Zeitung" in the service of freedom. An accusation that he had incurred because of the poem "Die Toten an die Lebendigen" (The Dead to the Living) showed how deeply his tones had penetrated the people's hearts. The ruling powers would probably have liked to have been able to strike a major blow against the bold poet. After all, in the aforementioned poem he had let the dead who had fallen for freedom speak, calling on the living to prove themselves worthy of their dead champions. Freiligrath's wife was prepared for the worst. She herself feared being sentenced to death. The jury returned an acquittal. The acquitted man was met with unparalleled jubilation as he stepped out of the courthouse into the crowd, which numbered in the thousands. It was unthinkable for Freiligrath to remain in Germany permanently. He had to decide to seek his fortune in exile for the time being. So he returned to London in 1851. He had to work hard as a merchant from early morning until late evening. His house became a place of refuge for political refugees from all countries. Freiligrath had advice and help for anyone who turned to him. He left no stone unturned to ease the lot of those who had to seek refuge in the cosmopolitan city for the sake of their convictions, where life was certainly not easy for such personalities at the time. However, Freiligrath's poetic energy was now flagging. The difficulties he encountered in life and the great tasks he was set had probably caused the spring from which such powerful things had flowed to gradually dry up in later life. Freiligrath was also a personality who only spoke when he had something important to say. But when such a significant occasion presented itself, he also found words that could be rivaled by little in terms of depth of feeling and beauty of expression. How heartfelt are the words in which he expressed the pain felt by the "scattered men" at the death of Gottfried Kinkel's wife when they "silently buried the German woman in the foreign sand". In 1867, Freiligrath was able to return to Germany. The Geneva bank he represented in London had fallen into ruin. The old man once again faced the possibility of having to fight the bitterest battle for his life once more. His friends and admirers in Germany rallied to spare him that. A collection for an honorary gift, which could relieve the poet of all worries for the rest of his life, had the most favorable success. Freiligrath spent the rest of his life in Cannstatt near Stuttgart. From then on, wherever he went in Germany, he saw the echoes of his fame. He now devoted himself to translating American and English poets, Longfellows, Burns and others. In addition to his own creative activities, he always endeavored to convey foreign poetry, to which his heart was devoted, to his people. The fact that Freiligrath made valuable contributions to the war poetry of 1870 has led some circles to believe that the great freedom singer had more or less turned his back on the ideals of his youth in old age and reconciled himself to the new political circumstances. Treitschke even found the words: "When, years later, all his republican ideals lay shattered on the ground and the dream of his youth was fulfilled by monarchical powers, he cheered gratefully, without small-mindedness, at the new greatness of Germany, and his bright poet's greeting answered the trumpet of Gravelotte." Whoever says this should also not forget to mention that Freiligrath returned a Mecklenburg medal sent to him by return of post and that he refused to accept the Order of Maximilian, which had been terminated by Fritz Reuter's death. He was only able to follow the development of the "New Political Conditions" until 1876. He died on March 18 of that year. It can hardly be assumed that Treitschke's followers would also have rejoiced if Freiligrath had witnessed the further development and passed judgment on it. Whatever the case may be, however, if the freedom singer once said of his poems in later life: "These things have become historical and are no longer intended to agitate", he was probably doing himself an injustice. His songs of freedom have an inherent power that is far from being doomed to be merely "historical". |