278. Eurythmy as Visible Singing: The Sustained Note; the Rest; Discords
25 Feb 1924, Dornach Tr. Alan P. Stott Rudolf Steiner |
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This question cannot easily be answered by anyone who is unable to dream. For, you see, in very truth the poet, the artist, must basically be able to dream, to dream consciously—that is to say, to meditate. Either he must hold dream- pictures in recollection, or be able to find dream-pictures of the realities of the spiritual world. |
For the interpreter of dreams takes the dream's content. Anyone who really understands the nature of dreams does not take the dream's content, but considers whether the dream rises up in fear and calms down, whether the dream stirs up an inner uneasiness which is intensified to anxiety, ending perhaps in this anxiety, or whether there is a state of tension which is afterwards resolved. |
278. Eurythmy as Visible Singing: The Sustained Note; the Rest; Discords
25 Feb 1924, Dornach Tr. Alan P. Stott Rudolf Steiner |
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If, in the forthcoming lectures, we are to become acquainted with a few things in further detail, today we have to put the question: If music essentially is the flow of Melos, and if it is Melos in particular which should be expressed in the gestures of eurythmy, what then is the musical element as such, the music shown in eurythmy, meant to express? Here we meet with two extremes. On the one hand it may be said that the melodic element is tending more and more towards what is thematic, towards the expression of something which is not in itself musical. I have often mentioned that, especially in recent times through a Wagnerian influence, as well as other influences, music on the one hand has become expression, expression of something that is not music. On the other hand, especially in the beginning of the age of Wagner, we also find pure, absolute music (the musical element as such, simply the weaving of musical sounds)—of which it was said (not without a certain justification) that it made music into a tonal arabesque, a progression of notes without content. Naturally these are both extreme cases. To put forward the idea that music embodies nothing and is merely a tonal arabesque [37] is nonsense, utter nonsense. But such nonsense may very easily arise when there is no real understanding of where the essential musical element lies. It cannot lie in the notes themselves, as I have repeatedly emphasized. The person engaged in tone eurythmy has constantly to bear in mind the necessity for expressing in the movements, in the actual gestures themselves, that which lies between the notes, regarding the notes as merely giving him the occasion for the movement. It may help you to carry out these gestures I have already indicated, with inner correctness, and the right inner feeling, if we make a certain basic provision. And the provision should consist that you, as eurythmists, regard the actual note, and in a certain sense the chord too, as that which pushes you into movement, causes you to move, and gives the impetus (Ruck: ‘jolt’) towards movement. You must continue the impetus between two notes and again regard the next note as the impetus which is given to you. In this way the movement will not express the note, and will not emphasize the note, but will express in the fullest possible way everything that lies between the notes and what comes to the fore, for instance, in the intervals. This is of great importance. Now, why is there such a strong urge in our modern age to deviate from the purely musical realm? Something quite beautiful may sometimes result from this deviation from what is purely musical, but why is the urge to deviate from it so strong? It is because the contemporary person has gradually acquired an attitude of mind in which he is no longer able to dream, no longer able to meditate. He has nothing within to set him into movement, and wants to be set into movement from outside. But this being-set-into-movement from outside can never produce a musical mood. In order that modern civilization could furnish proof of its unmusical nature, it has laid hold of a drastic means to do so. It is really as though, in its concealed depths of soul, modern civilization wanted to provide the clearest proof that it is unmusical. And the proof is given in that it has produced the film. The film is the clearest proof that those who like it are unmusical. For the whole basis of films is that they only permit those things to be active in the soul which do not arise out of the inner life of the soul, but which are stimulated from outside [See Appendix 6]. It must be admitted that a lot of modern music-making [1924] tends to lay special stress upon that which is stimulated from outside. Attempts are made to imitate what is external—not by means of the pure melodic element, but rather by employing some subject matter as far remote from the melodic element as possible. There is a very simple way, once more a kind of meditation (I recently spoke to you about the TAO meditation, which may be helpful to eurythmists in the way I have already explained), whereby you may gradually accustom yourself to seek for that which is musical even in what lies outside the musical sphere. It consists in comparing a sequence of vowels, such as: Lieb ist viel or Eden geht grell. There need be no meaning. Compare these for instance with: Gab man Manna or Ob Olaf warm war. And now repeat such sentences one after the other:
You will most certainly feel that the second examples are musical, whereas the first exist as if they would not resound. Just try to repeat these sentences one after the other: Lieb ist viel. Gab man Manna. Eden geht grell. Ob Olaf warm war. You will easily recognize that the vowels ah[1] and o lie within the musical sphere, whereas the vowels ee and a depart from it. This is an important matter for eurythmists to observe, for eurythmy must, of course, represent a wholeness. When in tone eurythmy you wish to express something very inward, the movements may be led over into ah or o, or likewise into oo. But the gestures of tone eurythmy may not readily be led over into e or a. Thus the sounds ah, o, oo may be employed in pieces of music for eurythmy in order to emphasize the mood, but a and ee should only be used when it is definitely intended to pass, at some point or other, out of the musical realm. This is important. These things are of such a nature that we have to acquire a consciousness of them above all. It is interesting, for example, when we follow the German language through several centuries, to observe that it has gradually dropped many ah, o, and oo sounds, and has taken on many ee and a sounds. In other words, the German language has become progressively more unmusical in the course of centuries. (I am speaking now of the vowels, not of the intervals.) It is really important to bear this in mind in tone eurythmy, and indeed in other eurythmy too. For the knowledge that the German language has a marked tendency towards a distorted phonetic imagination may be quite valuable. With the western Germanic languages this is even more the case. But all this rightly leads us to put the question: ‘What does music really express?’ This question cannot easily be answered by anyone who is unable to dream. For, you see, in very truth the poet, the artist, must basically be able to dream, to dream consciously—that is to say, to meditate. Either he must hold dream- pictures in recollection, or be able to find dream-pictures of the realities of the spiritual world. But what does this mean? It means leaving behind everything that makes sense in the sensory world. Take a dream (I have often spoken of these matters). Take a dream: if we are to get at its nature, we must not look at it as an interpreter of dreams does. For the interpreter of dreams takes the dream's content. Anyone who really understands the nature of dreams does not take the dream's content, but considers whether the dream rises up in fear and calms down, whether the dream stirs up an inner uneasiness which is intensified to anxiety, ending perhaps in this anxiety, or whether there is a state of tension which is afterwards resolved. This is really the decisive thing in a dream. And in the description of spiritual processes this becomes even more necessary. It is, of course, exceedingly difficult today to speak to humanity about the things which spiritual science has to impart. For instance, when I described the progression of world-evolution (Saturn, Sun, Moon and so on), people thought the very things important that were unimportant to me. It is certainly correct that the processes on Saturn were as I described them. But that is not the essential point. The essential point is the inner movement which is described. And I have always been most delighted when somebody said that he would like to compose in music what has been described in the evolution of Saturn, Sun and Moon. Of course, he would have to leave out some of it, leave out the colour element, as I described, the warmth phenomena, even the smells on Saturn (for apart from the ‘smelling-harmonium’ [38] we have no musical instrument functioning to smells, do we!). Even so, particularly Saturn evolution is such that its essence could be expressed quite well in music and could be composed. [39] When anyone dreams, and (setting aside its content) takes the tension and relaxation, the culmination of the picture sequence, or the culmination of bliss when flying, and so on; if he takes all this movement and says: ‘I am quite indifferent to the meaning of the dream; for me it all depends on how its movements take place’—then the dream already is a piece of music, then you cannot write it down except in musical notation. Once you feel that the dream can only be written down in musical notation, then you are just beginning to understand the dream, I mean really to understand it by looking at it directly. From this you will see that the musical element has content: not the thematic content, which is taken from the sensory world, but a content which appears everywhere when something is expressed in terms of the senses, but in such a manner that everything sensory can be left aside, revealing the essence of the matter. You have to treat the musical element precisely in this way. And the eurythmist has above all things to bear this strongly in mind. And he will bear it strongly in mind when he pays more attention than is usual in listening, when he pays attention to the sustained notes and the rests. For the eurythmist, the sustained note (the pedal-point) and the rest are of special importance. And it is a serious question whether a pedal- point or anything that recalls in some way the sustained note (this really is of great importance) is being adequately treated. It will be adequately treated if, every time he or she comes to a held note, or to something which either is a pedal-point in germ, or might become such, the eurythmist carries out the eurythmy in the greatest possible calmness, emphasizing standing calmly, in other words not proceeding further in space as long as the sustained note is heard. On the other hand, it is important for the eurythmist to penetrate inwardly into the musical significance of everything connected to the rest. And so it will be good to take an example. Here (see musical example) you have the opportunity of moving up after the descending mood, with a corresponding rest which even contains a bar line, something which may seem a contradiction, from the point of view of the eurythmist. I mention this because after what I just said it must appear contradictory to the eurythmist. I previously said that the bar line signifies a holding-on, doing the movement in yourself; that the transition from one motif to another signifies moving in space, if possible with a swinging movement—naturally suited to the notes in question. As a eurythmist you may say: ‘Now here I really do not know what to do. I am supposed to move forwards and yet at the same time remain standing.’ That is in fact just what you should do! You should move forwards two steps and remain standing between them. You should accomplish this when you want to express anything similar to this example, taken from Mozart's Piano Sonata in F major, where you can have a longer rest during which the bar line occurs—then you should move with a swing from one note to the other, but calmly stand still in yourself in the middle of this swinging movement, in the rest. Here you will see how you radically indicate, precisely through eurythmy, that the musical element lies between the notes, for in such a case it is the rest which you specially emphasize through eurythmy. It is this that is so very important. And now consider I said on the one hand that when a note is sustained, you should try as far as possible to stand still, remaining within yourself. Now, the pedal-point, the sustained note, frequently lies in a second voice and of course it may be aesthetically expressed when the two parts are taken (as they always have to be) by two people, each moving a different form. In this way a very beautiful interplay (Variation) may result between the two people. When the one proceeds in the movement, the other remains standing with the sustained note. The movements are carried out so that the person remaining standing moves a shorter curve, during which time the person moving onwards in the form makes a fuller curve—and they re-encounter each other. In this way the whole thing is brought into a satisfactory movement, which on the one hand may be shown between the swinging over, between the interval (which may go as far as the rest), and on the other hand in the pedal-point or the sustained note in general. It is in this way that the actual quality of tone eurythmy has gradually to develop. Only when you feel things in this way will you be able to bring out the actual quality of tone eurythmy. This shows you at the same time that music of several parts will essentially be expressed by a number of people moving a number of forms. The forms must be carried out in such a way that they really correspond to each other, just as the different voices correspond in the music itself. When you further develop the feeling of which I have spoken (the realization that the musical element lies in the tension, relaxation, in the rising and falling of the movement), you will indeed have something which the music expresses. For music does not express that which creates the meaning of words, but it expresses the spiritual element itself living in the movement of musical sound. It is consequently specially important for eurythmists to pay great heed to what the movement expresses quite inwardly in the greatest sense, that is discord and concord. Now, you know, a composer will never make use of a discord unintentionally, and indeed music without discords is not really music, because it is without inner movement. Composers and musicians in general make use of discords. Concords are actually there in order to calm the discords, to bring the discord to some sort of completion. In the experience of discords and concords something makes its appearance which approaches the mysteries of the world closer than we can put into words. Let us suppose that we hear a discordant phrase which resolves into a concord. Let us observe what the eurythmist does. He or she of course can bear in mind all that I have indicated, and shall possibly still indicate, with regard to forms. He or she will go on to a concord and may use as form the various intervals that I have indicated. But the transition from a discord to a concord, or vice versa, should be brought out in the presentation. It should be that the eurythmist, while moving on in a discord, at the moment of going over from a discord to a concord, must insert an abrupt movement (Ruck) into the movement itself. Something very significant is expressed in this way. By this means we express the fact that here, with the transition from discord to concord, or vice versa, something is brought about which the human being places outside of himself. What I have drawn above could also be drawn like this: Observe how I erase a small part. That is where you go back. You will feel that a small part has been erased. It is a passing over into the spiritual. When you erase a piece of your path you annul all musical sound [that is present] in the movement, and you indicate: ‘Something is present that is no longer possible to express in the sensory realm. Here I [the eurythmist] can only suggest the bounds to you [the onlooker]; your imagination must take you further.’ You see, it is only when we come so far in doing such things that we reach the point where the arts should be. Philistines may think, when they see something of this kind (see Fig. 15, drawing on the left), that it is a face. It is not a face; it is a line. A face is as follows: I must manage in such a way that no actual line is drawn, but a line, as it is, is allowed to arise out of the light and shade (see drawing on the right). Anyone who draws these lines, from the very moment he begins to draw, is no painter, indeed no artist at all. Only someone who allows the lines to arise either out of the colour, or out of the chiaroscuro [light and shade], is an artist. You can draw in a philistine fashion, like this: This represents the boundary between sea and sky. But in reality it does not exist! It is absolutely non-existent. The sky exists: blue. The sea exists: green. The boundary between them both comes about because they touch each other (see Fig. 17). If you want to paint a house, surrounded as it is by air, leave room for your colours within the area which the air leaves free. The house will come about. That's what art has to work for! In this matter one can indeed sometimes reach a fine state of despair. [40] You see, such despair is very difficult for someone of today to understand. Now, many and various are the types of people who apply for teaching posts at the Waldorf School [Stuttgart], amongst them, teachers of drawing. They have certainly learned something (namely drawing) that is quite useless at the Waldorf School. They say: ‘I can draw.’ Indeed there is no such thing as drawing! It is damaging when children are taught to draw, for there really is no such thing as drawing. When you reach the point of understanding this erasing of your line in eurythmy, you will also have reached the point when this understanding of the musical element in doing eurythmy really leads into the artistic realm. Thus whenever transitions occur, try (once again without being pedantic) to develop a movement which goes back over itself so that the onlooker is obliged to go back, so that he says to himself: ‘He or she was already further and is now going back.’ He will notice all this unconsciously, but he will at that moment be urged out of the sensory realm, to enter into the spiritual realm where everything to do with the senses is erased. In this way you will discover the possibility of looking for the essential nature of eurythmic movement in the rest, (Pause: ‘rest’, ‘pause’), even bringing more and more into the rest. Let us once more consider our example (see Fig. 11). Here you have a transition which, in its note values, already presents a marked feeling of going-out-of-yourself, of going with your inner being out of your skin. With the interval of the fifth there is still the feeling of being just at the boundary of the skin. The fifth is the human being. Going further, we actually pass over into what lies beyond the human realm, but in this case, because we are dealing with music, into the spiritual realm. If you achieve this emphasis of the rest by means of specially pronounced movement, and yet introduce into this movement a momentary calmness (as I have indicated), you will express the whole meaning of this ascending passage in a really satisfactory eurythmical way. When you are practising, try to find examples of musical phrases containing long rests and very pronounced leaps in pitch, and then try to make the movement as characteristic as possible. This will result in a eurythmy perfectly adapted to the expression of instrumental music; I might say, a singing eurythmy. This will also affect your eurythmy as a whole. For by this means you will feel the very marked contrast which lies between the vowels and the consonants for eurythmic expression. Even if it is true that ee and a actually tend towards a distortion of phonetic imagination, they are nevertheless vowels, and remain within the sphere of music, whereas the consonants are merely noises and lead away from the musical realm. I have also said that the consonants are really the apology for using the vowel sounds for something in the outer world. This will closely concern you, for in speech eurythmy it will cause you to introduce as much of the vowel element as possible into the consonants. This means, in other words, that you should try in eurythmy to make the consonants as short and the vowels as long as possible. Now this is not what I wanted to impress on you (for this will arise from your feelings) that there must be a certain parallel between declamation and recitation, and eurythmy. What I do want you especially to take to heart is that for speech eurythmy, too, it is most important to bear in mind that it is also the task of the speaker not only to say something when he speaks, but at times to say something even more essential when he doesn't speak. I do not mean by this those dashes of which recent poets are so enamoured, presumably because they have so much spiritual matter to communicate that they are compelled to express it in continual dashes! I expect you are acquainted with an ironical poem by Morgenstern, consisting only of dashes. [41] It does not contain a single sound, not a single word—simply dashes. I do not mean these dashes, then, but rather the fact that, in order to bring out certain effects in a poem, it is absolutely necessary, just as necessary in declamation as in eurythmy, to understand how to make proper pauses. Think of the hexameter, with its caesura, where a pause has to be made, and you will realize that something is actually said by means of the pause. Sometimes the pauses need only be short, but it is important that they should also be given their place in declamation and recitation. Imagine the phrase: Was hör ich draussen vor dem Tor was auf der Brücke schallen? recited without any pause—appalling!
is correct. Now as eurythmists, when you are concerned with the expression of a rest, and in speech eurythmy too, the effect will be eminently correct and aesthetically good as well as intrinsically justified, if you cultivate the goingback-into-yourself (going back in the form) which you have been able to learn from tone eurythmy. So that at times even in the short pauses of speech eurythmy, this retracing, this erasing the form, should by all means be seen. In conclusion I only want to add something which will serve to complete what was left out in the preceding lectures. It is this: You know that the keynote is best expressed by the position, or also by means of the step: position, step (as I explained in connection with the triad). Now imagine that you have to form the interval of the second. The second in music is something which actually does not quite express the musical element, but in which the musical element makes a beginning. It stands at the gateway of the musical realm. The second is a musical question. Thus it is necessary (and you will feel the necessity) when forming a second, which follows any keynote, that you as second (whilst the second follows from another note) strive to turn the palms of the hands upwards. Any sort of movement you like can be produced while trying to arrive with the palms of the hands turned upwards, when ascending from one note to the next, or just a movement upwards, straightening the palm of the hand. Of course you must see to it that the hand does not appear in this position beforehand. The important thing is always to acquire a view of the whole. Through this, it [the second] manifests itself Now, on the basis of what I have said, we have still to arrange the next two sessions. Notes: 1. Phonetic spelling, see p. xiv. (Translator's note.) |
238. Karmic Relationships IV: Introductory Lecture
05 Sep 1924, Dornach Tr. George Adams, Dorothy S. Osmond, Charles Davy Rudolf Steiner |
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The feverish movement of the heart and pulse is symbolised in the overheated room. Inner and outer conditions are symbolised in dream; reminiscences of the life of day, transformed and elaborated in manifold ways into whole dream-dramas, absorb the sleeper's attention. |
Then they had a state of consciousness which linked on to this, just as with us the sleep that is invaded by dreams links on to the waking state; again it was not the same as our present dream condition, but everything that was material around it disappeared, vanished away. For us, sense-impressions become symbols in the state of dream consciousness: sunshine becomes fiery heat, the rows of teeth become two lines of stones, dream-memories become earthly or also spiritual dramas. |
238. Karmic Relationships IV: Introductory Lecture
05 Sep 1924, Dornach Tr. George Adams, Dorothy S. Osmond, Charles Davy Rudolf Steiner |
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Many friends have come here to-day for the first time since the Christmas Foundation Meeting and I must therefore speak of it, even if only briefly, by way of introduction. Through this Christmas Foundation the Anthroposophical Society was to be given a new impulse, the impulse that is essential if it is to be a worthy channel for the life which, through Anthroposophy, must find embodiment in human civilisation. Since the Christmas Foundation an esoteric impulse has indeed come into the Anthroposophical Society. Hitherto this society was as it were the administrative centre for Anthroposophy. From its beginning onwards, Anthroposophy was the channel for the spiritual life that has been accessible to mankind since the last third of the 19th century. Our conception of the Anthroposophical Movement, however, must be that what takes its course on earth is only the outer manifestation of something that is accomplished in the spiritual world for the furtherance of the evolution of humanity. And those who wish to be worthily connected with the Anthroposophical Movement must also realise that the spiritual impulses are also at work in the sphere of the Anthroposophical Society itself. What does it really amount to when a man has a general, theoretical belief in a spiritual world? To believe in theory in a spiritual world means to receive it into one's thoughts. But although in their own original nature thoughts represent the most spiritual element in modern man, the thoughts themselves are such that in their development as inner spirit during the last four to five centuries, they are adapted only to receive truths relating to material existence. And so people to-day have a spiritual life in thoughts, but as members of contemporary civilisation they fill it with a material content only. Theoretical knowledge of Anthroposophy also remains a material content until there is added to it the inner, conscious power of conviction that the spiritual is concrete reality; that wherever matter exists for the outer eyes of men, not only does spirit permeate this matter, but everything material finally vanishes before man's true perception, when this is able to penetrate through the material to the spiritual. But such perception must then extend also to everything that is our own close concern. Our membership of the Anthroposophical Society is such a concern; it is a fact in the outer world. And we must be able to recognise the spiritual reality corresponding to it, the spiritual movement which in the modern age unfolded in the spiritual world and will go forward in earthly life if men do but keep faith with it. Otherwise it will go forward apart from earthly life; its link with earthly life will be maintained if men find in their hearts the strength to keep faith with it. It is not enough to acknowledge theoretically that spiritual reality hovers behind mineral, plant, animal and man himself; what must penetrate as deep conviction into the heart of every professed Anthroposophist is that behind the Anthroposophical Society too—which in its outward aspect belongs to the world of maya, of illusion—there hovers the spiritual archetype of the Anthroposophical Movement. This conviction must take real effect in the work and activity of the Anthroposophical Society. Such a conception will in the future contribute in many ways to the provision of the right soil for that spiritual Foundation Stone which was laid for the Anthroposophical Society at the time of the Christmas Meeting. And this brings me to speak of what I shall have to say to you in the coming days, for which this introductory lecture is intended to provide guiding lines. I want to show how at this serious point in its existence the Anthroposophical Movement is actually returning to its own germinal impulse. When at the beginning of the century the Anthroposophical Society came into being out of the framework of the Theosophical Society, something very characteristic was foreshadowed. While the Anthroposophical Society—then the German Section of the Theosophical Society—was in process of formation, I gave lectures in Berlin on Anthroposophy. Therewith, at the very outset, my work was given the hallmark of the impulse which later became an integral part of the Anthroposophical Movement. Apart from this, I can remind you to-day of something else.—The first few lectures I was to give at that time to a very small circle were to have the title, “Practical Exercises for the Understanding of Karma.” I became aware of intense opposition to this proposal. And perhaps Herr Guenther Wagner, now the oldest member of the Anthroposophical Society, who to our great joy is here to-day and whom I want to welcome most cordially as an Elder of the society, will remember how strong was the opposition at that time to much that from the beginning onwards I was to incorporate in the Anthroposophical Movement. Those lectures were not given. In face of the other currents emanating from the Theosophical Movement it was not possible to proceed with the cultivation of the esotericism which speaks unreservedly of the reality of what was always there in the form of theory. Since the Christmas Foundation, the concrete working of karma in historical happenings and in individual human beings has been spoken of without reserve in this hall [The temporary lecture-hall in the “Schreinerei” (workshop) at the Goetheanum.] and in the various places I have been able to visit. And a number of Anthroposophists have already heard how the different earthly lives of significant personalities have run their course, how the karma of the Anthroposophical Society itself and of the individuals connected with it has taken shape. Since the Christmas Foundation these things have been spoken of in a fully esoteric sense; but since the Christmas Foundation, also, our printed Lecture-Courses have been accessible to everyone interested in them. We have thus become an esoteric and at the same time a completely open society. Thus we return in a certain sense to the starting-point. What must now be reality was then intention. As many friends are here for the first time since the Christmas Foundation, I shall be speaking to you in the coming lectures on questions of karma, giving a kind of introduction to-day by speaking of things which are also indicated, briefly, in the current News Sheet for members of the society. As is clear from our anthroposophical literature, the development of human consciousness is bound up with the attainment of those data of knowledge which point to facts and beings of the spiritual world and with penetration into these facts. We shall hear how this spiritual world, the penetration into which has become possible through the development of human consciousness, can then be intelligible to the healthy, unprejudiced human intellect. It must always be remembered that although actual penetration into the spiritual world requires the development of other states of consciousness, the understanding of what the spiritual investigator brings to light requires only the healthy human intellect, the healthy human reason that endeavours to put prejudice aside. In saying this, one immediately meets stubborn obstacles in the modern life of thought. When I once said the same thing in Berlin, a well-meaning article appeared on the subject of the public lecture I had given before a large audience. This article was to the following effect: Steiner maintains that the healthy human intellect can understand what is investigated in the spiritual world. But the whole trend of modern times has taught us that the healthy human intellect can know nothing of the super-sensible world, and that if it does, it is certainly not healthy! It must be admitted that in a certain sense this is the general opinion of cultured people at the present time. What it means, translated into bald language, is this: If a man is not mad, he understands nothing of the super-sensible world; if he does, then he is certainly mad! That is the same way of speaking about the subject, only put rather more plainly. We must try to comprehend, therefore, how far the healthy human intellect can gain insight into the results of spiritual investigation achieved through the development of states of consciousness other than those we are familiar with in ordinary life. For centuries now we have been arming our senses with laboratory apparatus, with telescopes, microscopes and the like. The spiritual investigator arms his outer senses with what he himself develops in his own soul. Investigation of nature has gone outwards, has made use of outer instruments. Spiritual investigation goes inwards, makes use of the inner instruments evolved by the soul in steadfast activity of the inner life. By way of introduction to-day I want to help you to understand the evolution of other states of consciousness, first of all simply by comparing those that are normal in present-day man with those that were once present in earlier, primitive—not historic but prehistoric—conditions of human evolution. Man lives to-day in three states of consciousness, only one of which, really, he recognises as a source of knowledge. They are: Ordinary waking consciousness; Dream consciousness; Dreamless sleep consciousness. In ordinary waking consciousness we confront the outer world in such a way that we accept as reality what can be grasped through the senses, and allow it to work upon us; we grasp this outer, material world with the intellect that is bound to the brain, or at any rate to the human organism, and we form ideas, concepts, emotions and feelings, too, about what has been taken in through the senses. Then in this waking consciousness we grasp the reality of our own inner life—within certain limits. And through all kinds of reflection, through the development of ideas, we come to acknowledge the existence of a super-sensible element above material things. I need not further describe this state of consciousness; it is known to everyone as the state he recognises as pertaining to his life of knowledge and of will here on earth. For the man of the present time, dream consciousness is indistinct and dim. In dream consciousness he sees things of the outer world in symbolic transformations which he does not always recognise as such. A man lying in bed in the morning, still in the process of waking, does not look out at the rising sun with fully opened eyes; to his still veiled gaze the sunlight reveals itself by shining in through the window. He is still separated as by a thin veil from what at other times he grasps in sharply outlined sense-experiences and perceptions. Inwardly, his soul is filled with the picture of a great fire; the heat of the fire in his dream symbolises the shining in of the rising sun upon eyes not yet fully opened. Or again, someone may dream that he is passing through lines of white stones placed along each side of a roadway. He comes to one of the stones and finds that it has been demolished by some force of nature or by the hand of man. He wakes up; the toothache he feels makes him aware of the decayed state of a tooth. The two rows of teeth have been symbolised in his dream-picture; the decayed tooth, in the image of the demolished stone. Or we become aware of being, apparently, in an overheated room where we feel discomfort. We wake up: the heart is thumping vigorously and the pulse beating rapidly. The feverish movement of the heart and pulse is symbolised in the overheated room. Inner and outer conditions are symbolised in dream; reminiscences of the life of day, transformed and elaborated in manifold ways into whole dream-dramas, absorb the sleeper's attention. Nor does he by any means always know to what extent things are elaborated in the miraculous arena of his life of soul. And concerning this dream-life, which may play over into waking life when consciousness is dimmed in any way, he often labours under slight illusions. A scientist is passing a bookshop in a street. He sees a book about the lower animal species—a book which in view of his profession has always greatly interested him. But now, although the title indicates a content of vital importance to a scientist, he feels not the faintest interest: and then, suddenly, as he is merely staring at what otherwise he would have seen with keen excitement, he hears a barrel-organ in the distance playing a melody which at first entirely escapes his memory ... and he becomes all attention.—Just think of it: the man is looking at the title of a scientific treatise; he pays no attention to it but is gripped by the playing of a distant barrel-organ which in other circumstances he would not have listened to for a moment. What is the explanation? Forty years ago, while still quite young, he had danced for the first time in his life, with his first partner, to the same tune; he is reminded of this by the tune which he has not heard for forty years, played on the barrel-organ! Because he has remained very matter-of-fact, the scientist remembers the occasion pretty accurately. The mystic often comes to the stage of inwardly transforming a happening of this kind to such an extent that it becomes something entirely different. One who with deep and sincere conscientiousness embarks upon the task of penetrating into the spiritual life must also keep strictly in mind all the deception and illusion that may arise in the life of the soul. In deepening his life of soul a man can very easily believe that an inner path has been discovered to some spiritual reality, whereas in fact it is no more than the transformed reminiscence of a barrel-organ melody! This dream-life is full of wonder and splendour, but can be rightly understood only by one who is able to bring spiritual insight to bear upon the appearances of human life. Of the life of deep, dreamless sleep, man has in his ordinary consciousness nothing more than the remembrance that time continues to flow between the moment of falling asleep and the moment of waking. Everything else he has to experience again with the help of his waking consciousness. A dim, general feeling of having been present between the moments of falling asleep and waking is all that remains from dreamless sleep. Thus we have to-day these three states of consciousness: waking consciousness, dream consciousness, dreamless sleep consciousness. If we go back into very early ages of human evolution—not, as I said, in historic times but prehistoric times accessible only to those means of spiritual investigation of which we shall be speaking here in the coming days—then we also find three states of consciousness, but essentially different in character. What we experience to-day in our waking hours was not experienced by the men of those primeval times; instead of material objects and beings with clear shapes and sharp edges, they saw all the physical boundaries blurred. In those times a man who might have looked at you all sitting here would not have seen the sharp outlines demarcating you as human beings to-day; he would not, like a man to-day, have seen these contours bound by so many lines, but for his ordinary waking consciousness the forms would have been blurred; they would have lacked definition. Everything would have been seen with less precision, would have been pervaded by an aura, by a spiritual radiance, a glimmering, glistening iridescence extending far beyond the circumference that is perceived to-day. The onlooker would have seen how the auras of all of you sitting here are interwoven. He would have gazed into these glimmering, sparkling, iridescent auras of the soul-life of those in front of him. It was still possible in those days to gaze into the life of soul because the human being was bathed in an atmosphere of soul-and-spirit. To use an analogy: if in the evening of a bright, dry day we are walking through the streets, we see the lights of the street-lamps in definite outlines. But if the evening is misty, we see these same lights haloed by all sorts of colours—colours which modern physics interprets quite wrongly, regarding them as subjective phenomena, whereas in truth they give us an experience of the inmost nature of these lights, connected with the fact that we are moving through the watery element of the fog. The men of ancient times moved through the element of soul-and-spirit; when they looked at other men they saw their auras—which were not subjective phenomena but a real and objective part of the human being. Such was one state of consciousness in these men of old. Then they had a state of consciousness which linked on to this, just as with us the sleep that is invaded by dreams links on to the waking state; again it was not the same as our present dream condition, but everything that was material around it disappeared, vanished away. For us, sense-impressions become symbols in the state of dream consciousness: sunshine becomes fiery heat, the rows of teeth become two lines of stones, dream-memories become earthly or also spiritual dramas. The sense-world is always there; the world of memories remains. It was different for the consciousness of one who lived in primeval times of human evolution—and we shall realise by and by that this applies to all of us, for those sitting here were present then in earlier earthly lives. In those times, when the sun's light by day grew weaker, man did not see symbols of physical things, but the physical things vanished before his eyes. A tree standing before him vanished; it was transformed into the spiritual and the spirit-being belonging to the tree took its place.—The legends of tree-spirits were not the inventions of folk-fantasy; the interpretation of these legends, however, is an invention of the fantasy of scholars who are groping in a morass of fallacy.—And it was these spirits—the tree-spirit, the mountain-spirit, the spirit of the rocks—who in turn directed the eyes of the human soul into that world where man is between death and a new birth, where he is among spiritual realities just as here on earth he is among physical realities, where he is among spiritual beings as on earth he is among physical beings.—This was the second state of consciousness. We shall presently see how our ordinary dream consciousness can also be transformed into this other consciousness in a man of modern time who is a seeker for spiritual knowledge. And there was a third state of consciousness. Naturally, the men of ancient times also slept; but when they awoke they had not merely a dim remembrance of having lived through time, or a dim feeling of continuous life, but a clear remembrance of what they had experienced in sleep. And it was precisely out of this sleep that there came the impressions of past earthly lives with their connections of destiny, together with the knowledge, the vision, of karma. Modern man has waking consciousness, dream consciousness, dreamless sleep consciousness. Early humanity had also three states or conditions of consciousness: the state of consciousness in which he perceived reality pervaded by spirit; the state in which he had insight into the spiritual world; and the state in which he had the vision of karma. In primeval humanity, consciousness was essentially in a condition of evening twilight. This evening twilight consciousness has passed away, has died out in the course of the evolution of mankind. A morning dawn consciousness must arise—into which modern spiritual investigation has already found its way. And by strengthening his own soul-forces man must learn to look at every tree or rock, every spring or mountain, or at the stars, in such a way that the spiritual fact or spiritual being behind every physical thing is revealed to him. It can become an exact science, a source of exact knowledge (although people scoff at it to-day as if it were craziness or sheer delusion) so that when a genuine knower looks at a tree, the tree, although it represents a physical reality, becomes a void, as it were leaving the space free before his gaze, and the spirit-being of the tree comes to meet him. Just as the sun's light is reflected to our physical eyes from all outer, physical objects, so will humanity come to perceive that the spiritual essence of the sun, pervading the world with its life, is also a living reality in all physical beings. As the physical light is reflected back to our physical eyes, so from every earthly being there can be reflected back as a reality to our eyes of soul, the divine-spiritual, all-pervading essence of the sun. And as man now says: “The rose is red” ... the underlying truth being that the rose is giving back to him the gift he himself receives from the physical-etheric sun-nature ... he will then be able to say that the rose gives back to him what it receives from the soul-and-spiritual essence of the sun which streams through the world with its quickening life. Man will again find his way into a spiritual atmosphere, will know that his own being is rooted in this spiritual atmosphere. He will come to realise that within the dream consciousness, which to begin with can yield only chaotic symbolisations of the outer life of the senses, there lie the revelations of a world of spirit through which we pass between death and a new birth; furthermore, that in the consciousness of deep sleep there weaves and lives in us as an actual and real nexus of forces that which, after waking, leads us into connection with the working out of our destiny, of our karma. What we live through in our waking hours as destiny, notwithstanding all freedom, is spun during our life of sleep, when with the soul and spirit, which have left the physical and etheric, we lead a life together with divine Spirits; with those divine Spirits, too, who carry over the fruits of earlier lives into this present life. And one who through the development of the corresponding forces of soul succeeds in penetrating with vision into the life of dreamless sleep, discovers therein the connections of karma. Moreover it is only in this way that the historical life of humanity acquires meaning, for it is woven out of what men carry over from earlier epochs, through the life between death and rebirth, into new life, into new epochs. When we look at some personality of the present or some other age, we understand him rightly only when we include his past earthly lives. During the coming days, then, we shall be speaking of that spiritual investigation which, while concerning itself first with personalities in history but then also with everyday life, leads from the present life, or a life in some other age to earlier earthly lives. |
205. Humanity, World Soul and World Spirit I: Eighth Lecture
08 Jul 1921, Dornach Rudolf Steiner |
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Thoughts swirl around in just as pictorial a way as they do in dreams, where the most colorful things line up next to each other. Memories arise from all sorts of things, and just as in dreams mere similarity of sound may call other thoughts and connect them with them. And people who let themselves go inwardly, people who are too indolent to adapt themselves to outer conditions with their train of thought, they may notice how there is an inner striving to give themselves up to such waking dreams. These waking dreams differ from ordinary dreams only in that the images are more faded, more like mental images. But in terms of the mutual relationship of these images, waking dreams do not differ particularly from so-called real dreams. There are, of course, all degrees of people, from those who do not even notice that such waking dreams are present in the undercurrents of their consciousness, who thus let their thoughts run entirely along the lines of external events, to those who indulge in waking dreams and let them run in their consciousness, as, I might say, the thoughts there want to interweave and intertwine. |
205. Humanity, World Soul and World Spirit I: Eighth Lecture
08 Jul 1921, Dornach Rudolf Steiner |
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Today, in preparation for the next two reflections, we want to call to mind something about the nature of the human being, insofar as the human being is a being of thought. It is precisely this characteristic of the human being, that he is a being of thought, that is scientifically unrecognized today, interpreted in a completely wrong way. It is thought that thoughts, as they are experienced by the human being, come about in the human being, that the human being is, so to speak, the bearer of thoughts. No wonder this view is held, for the human being's essential being is only accessible to a finer observation. Precisely this human essence withdraws from coarser observation. If we regard the human being as a being of thought, it is because we perceive, in the waking state, from waking to sleeping, that he accompanies his other experiences with thoughts, with the content of his thinking. These thought experiences seem to arise somehow from within the person and to cease to some extent during the period between falling asleep and waking up, that is, during sleep. And because one is of the opinion that thought experiences are there for a person as long as he is awake, but get lost in sleep in some kind of vagueness, about which one does not try to get further clarification and one just imagines the matter, one cannot actually enlighten oneself about the human being as a thinking being. A more delicate observation, which does not yet advance very far into the region I have described in my book “How to Know Higher Worlds,” shows that the life of thought is not at all as simple as one usually imagines it to be. We need only compare this ordinary thought life, the coarse thought life, of which everyone becomes aware when observing a person between waking and sleeping, with an element that is indeed problematic for ordinary consciousness, namely the element of dreaming. Usually, when we talk about dreams, we do not really get involved in anything other than a general characteristic of dreaming. One compares the state of dreaming with the state of waking thought and finds that in dreaming, arbitrary associations of thoughts are present, as one would say, that images string together without such a connection being perceptible in this stringing together as it is perceptible in the external world of being. Or else one relates what takes place in the dream to the external sense world, sees how it stands out, as it were, how it does not fit into the processes of the external sense world after beginning and end. Of course, one does advance to these observations, and in relation to these observations, beautiful results can certainly be seen. But what is not noticed is that, firstly, when a person abandons themselves a little, I would say with a touch of contemplation, lets themselves go a little and lets their thoughts run free, they can then perceive how something is mixed into this ordinary train of thought, which follows on from the external course of events, that is not unlike dreaming, even when we are awake. One could say that from the moment we wake until we fall asleep, while we are making an effort to adapt our thoughts to the external circumstances in which we are immersed, there is a kind of vague dreaming. It can seem to us, in a sense, like two currents that are there: the upper current, which we control with our arbitrariness, and a lower current, which actually runs much as dreams themselves run in their succession of images. Of course, you have to give yourself a little to your inner life if you want to notice what I am talking about right now. But it is always there. You will always notice: there is an undercurrent. Thoughts swirl around in just as pictorial a way as they do in dreams, where the most colorful things line up next to each other. Memories arise from all sorts of things, and just as in dreams mere similarity of sound may call other thoughts and connect them with them. And people who let themselves go inwardly, people who are too indolent to adapt themselves to outer conditions with their train of thought, they may notice how there is an inner striving to give themselves up to such waking dreams. These waking dreams differ from ordinary dreams only in that the images are more faded, more like mental images. But in terms of the mutual relationship of these images, waking dreams do not differ particularly from so-called real dreams. There are, of course, all degrees of people, from those who do not even notice that such waking dreams are present in the undercurrents of their consciousness, who thus let their thoughts run entirely along the lines of external events, to those who indulge in waking dreams and let them run in their consciousness, as, I might say, the thoughts there want to interweave and intertwine. There are, after all, all degrees of human nature, from those of a dreamy nature, as they are also called, to those who are very dry natures, who accept nothing but what exactly matches some factual course of events. And we must say that a large part of what inspires people artistically, poetically, and so on, comes from this undercurrent of waking dreams during the day. That is one side of the matter. It should certainly be taken into account. Then we would know that a surging dreaming is actually constantly taking place within us, which we only tame through our contact with the outside world. And then we would also know that it is essentially the will that adapts to the outside world and brings system, coherence, and logic into the otherwise randomly flowing inner mass of thoughts. It is the will that brings logic into our thinking. But as I said, that is only one side of it. The other side of the matter is this: here too one can notice, observe – as soon as one only enters a little into those regions which I have described in my book “How to Know Higher Worlds” – how, when one wakes up, one takes something with one from the state in which we were from falling asleep to waking up. And if you add just a little to what you can perceive, you will be able to see very clearly how you wake up, as it were, from a sea of thoughts when you wake up. You do not wake up from a vague, dark state, but rather from a sea of thoughts, thoughts that seem to have been very, very distinct while you were asleep, but you cannot hold on to them when you transition into the waking state. And if you continue such observations, you will be able to notice that these thoughts, which you bring with you, as it were, from the state of sleep, are very similar to the ideas, the inventions that we have in relation to something we are supposed to do in the outer world, that even these thoughts, which we bring with us when we wake up, are very similar to the moral intuitions, as I have called them in my “Philosophy of Freedom”. While in the former kind of thought weaving, which to a certain extent runs as an undercurrent of our clear consciousness, we always have the feeling that we are standing face to face with our waking dreams, that something is seething and bubbling within us, we cannot say that about the latter. Rather, we have to say to ourselves about the latter: when we return to our body and to the use of our body when we wake up, we are no longer able to hold on to what we have lived in thought from falling asleep to waking up. Whoever truly realizes these two sides of human life will cease to regard thought as something that is, as it were, produced in the human organism. For what I characterized last, in particular, what we distinguish ourselves from when we wake up, we cannot directly see as some product of the human organism as such, but we can only see it as something that we experience between falling asleep and waking up, when we are torn out of our body with our ego and our astral body. Where are we then? This is the first question we must ask ourselves. We are outside our physical and etheric bodies with our ego and our astral body. A simple consideration, which one cannot escape from if one simply devotes oneself to life without prejudice, must tell us: in that which appears to us when we direct our senses to the external world, as the sensory veil of the world, as everything that sensory qualities present to us, in that we are when we are outside ourselves. Only then, in ordinary life, does consciousness fade away. And we feel why consciousness fades when we wake up from this state in the morning. We then feel weak in our body, too weak to hold on to what we have experienced from falling asleep to waking up. Our ego and our astral body cannot hold on to what they have experienced by immersing themselves in the physical and etheric bodies. And by then participating in the experiences that are made through the body, what is experienced from falling asleep to waking up is erased for them. And as I said, only when we have ideas that relate to the external world, or when we have moral intuitions, do we experience something like what must appear to us in an immediate contemplation of what we live in between falling asleep and waking up. If we look at it this way, we see a very clear contrast between our inner and outer world. In a sense, this also sheds light on the statement we often make that the outer world, as it presents itself to us from waking to sleeping, is a kind of delusion, a kind of maya. For in this world, which shows its outside to us, we are in it when we are not in our body, but when we are outside our body. Then we dive into the world that we otherwise perceive only through our sense revelation. So that we have to say to ourselves: This world, which we perceive through our sense revelation, has subsoils, subsoils that actually contain its causes, its essences. And in our ordinary consciousness we are too weak to perceive these causes and these essences directly. Nevertheless, even unprejudiced observation yields something that reaches far into the regions described in “How to Know Higher Worlds”; unprejudiced observation already yields that which I can schematically present in the following way. If I want to depict the ordinary life of thought, then I do so by having it embrace everything that a person experiences inwardly and mentally from waking up to falling asleep, whether in terms of external perceptions or in terms of physical pain, physical feelings of pleasure, and so on. What is experienced in the mind during ordinary consciousness, I would like to represent schematically as follows (see drawing, white). Below this, like a waking dream, weaves and lives, not subject to the laws of logic, what I first depicted (red below). On the other hand, when we pass into the external world between falling asleep and waking up, we live, as we can perceive in reminiscence after waking up, again in a world of thought, but of thoughts that absorb us, that are not in us, from which we emerge when we wake up (red outside). So that, as it were, we have separated two worlds of thought from each other through our ordinary thinking: an inner world of thought and an outer world of thought, a world of thought that fills the cosmos that receives us when we fall asleep. We can call the latter world of thought the cosmic world of thought. The former is just any world of thought; we will discuss it in more detail in the course of these days. Thus we see ourselves, as it were, with our ordinary world of thoughts placed in a general world of thoughts, which is kept apart as if by a boundary, and of which one part is in us and one part is outside us. That which is in us appears to us very clearly as a kind of dream. There always rests at the bottom of our soul a chaotic web of thoughts, we can say, something that is not permeated by logic. But this outer world of thoughts, yes, it cannot be perceived by the ordinary consciousness. So only the real spiritual vision can reveal the nature of this outer world of thoughts from direct observation, from direct experience, and then it enters even more deeply into the regions described in “How to Know Higher Worlds”. But then it also turns out that this world of thoughts, into which we plunge between falling asleep and waking up, is a world of thoughts that is not only as logical as our ordinary world of thoughts is logical, but that contains a much higher logic. If one does not want to misunderstand the expression, I would like to call this world of thoughts a super-logical world of thoughts. I would say that it is just as far above ordinary logic as our dream world, our waking dream world, is below logic. As I said, this can only be fathomed through spiritual vision. But there is another way by which you can check this spiritual vision on this point. It is clear to you, however, that ordinary consciousness cannot penetrate into certain regions of one's own organism. I have spoken about this a great deal in recent lectures. I have said that in the fact that we have our memory, our ability to remember, for ordinary consciousness, we have, as it were, a skin drawn inwardly towards our inner organs. We cannot observe directly through inner vision what the inner organs are, lungs, liver and so on. But I also said: It is a false mysticism, a nebulous mysticism, which only fantasizes about the inner being and speaks in the manner of Saint Therese or Mechthild of Magdeburg, who find all sorts of beautiful poetic images (the beauty of which should not be denied), but which are nothing more than organic effusions. If instead of devoting oneself to this nebulous mysticism, one really studies the human mind, then, when one penetrates to the inner being of man, one comes to an understanding of the organs. One sees spiritually the significance of the lungs, liver, kidneys, etc., one pierces spiritually the memory membrane and comes to an inner insight into man. But this is something that cannot be achieved with ordinary consciousness. With ordinary consciousness, it is only possible to observe externally through anatomy how the organs look when they are viewed as belonging to the ordinary physical and mineral world. But to look inwardly and see what permeates them, what is active in them, what I have described to you in recent days, requires a truly developed spiritual vision. So there is something in man that he cannot reach with ordinary consciousness. Why can he not reach it with ordinary consciousness? Because it does not belong to him alone. What can be reached with the ordinary consciousness belongs to the human being alone. That which pulsates down there in the organs does not belong to the human being alone, it belongs to the human being as a world being, it belongs to the human being and at the same time to the world. Perhaps it will become most clear to us through the following discussion. If we look at the human being schematically and have any organ, lung or liver in him, we have forces in such an organ. These forces are not merely inner human forces, these forces are world forces. And when everything that is the external physical world and appears to us as the physical world, when all this has once disappeared with the end of the earth, what now exists as the inner forces of our organs will continue to work. One might be tempted to say that everything our eyes can see and our ears can hear, the whole external world, will fade away with the end of the earth. What covers our skin, what we carry within us, what is enclosed by our organization, is what spiritually contains that which will continue to exist when the external world that our senses see will no longer be there. In essence, something works within the human skin that lives beyond the earth; within the human skin lie the centers, the forces of that which works beyond earthly existence. We do not stand as human beings in the world merely to enclose our organs for ourselves; we stand in the world as human beings so that the cosmos itself is formed within our skin. In that which our ordinary consciousness does not reach, we enclose something that does not merely belong to us, that belongs to the world. Is what belongs to the world built out of the chaotic processes of waking dreaming? We need only look at these chaotic processes of waking dreaming and you will say to yourself: the whole structure, everything that you perceive as a kind of undercurrent of your consciousness, is most certainly not the builder of your organs, of your entire organism. The organism would look beautiful if everything that lives chaotically in your subconscious were to build your organs, your whole organism! You would see what strange caricatures you would be if you were a reflection of what pulsates in your subconscious. No, just as the outer world, which reveals itself to us through the senses, so to speak on the surface that it presents to us, is constructed from the thoughts that we experience between falling asleep and waking up, so we ourselves are constructed from the same outer powers of thought, within our ordinary consciousness, in what we do not reach within ourselves. If I want to fully represent what a human being is, then I would have to draw it schematically like this. I would have to say: There is the surrounding world of thought (red). This surrounding world of thought also builds up the human organism, and this human organism produces, as it were, flooding over it, the higher world of thought (white), which inclines towards the sensual outer Maja between our thoughts and the surrounding world (blue). Try to visualize how only a small part of yourself is actually aware of what you are encompassing with your consciousness, and how a large part of yourself is constructed from the same external world into which you submerge yourself between falling asleep and waking up. But this can also be seen from another point of view when you look at a person impartially, and I have already pointed out this point of view here on several occasions. Man, in his ordinary consciousness, actually encompasses only his thoughts; his feelings are already like dreams floating among thoughts. Feelings arise and subside. Man does not see through them with the clarity with which he sees through his thoughts, his ideas. But the experience between falling asleep and waking up is quite different from the experience of what is willed in us during the day. And what does a person know – as I have often told you – of what happens when he moves his hand or arm through the will! He knows all of this conceptually; first he knows: I want to move my arm. That is a concept. Then he knows what it looks like in his form when he has moved his arm: again, an idea. What he knows of it in his ordinary consciousness is a fabric of ideas; feelings surge beneath this fabric of ideas. But what works in him as will sleeps just as deeply during waking as our whole being sleeps from falling asleep to waking. What sleeps there? That which sleeps down there, which is built into us from the outer cosmos, is just as much asleep as the minerals and plants are asleep for us outside. That is to say, we do not penetrate into them from the outside, do not look down into what is cosmic for us. We weave and live in this cosmic from falling asleep to waking up. And to the same extent that we see through the outer world, we live ourselves into our own organization. To the same extent that we stop having mere reminiscences, as we peel them from life's events, we get ideas of forces that constitute and build up our organs — the lungs, liver, stomach, and so on. To the same extent that we learn to see through the outer world, we learn to see through our piece of cosmos, which we have incorporated, in which we are, which is in our skin, without us knowing anything about it in our ordinary consciousness. What do we take with us from this cosmos when we wake up in the morning? The thing that we take with us is very clearly experienced by the unbiased observer as will. And basically, the difference between the life of waking thought and that which flows dreamily in the subconscious is nothing other than that the former is permeated by the will. It is the will that introduces logic, and logic is basically not actually a doctrine of thinking, but a doctrine of how the will orders and tames thought images and brings them into a certain external order, which then corresponds to the external course of the world. When we wake up with a dream, we perceive particularly strongly this surge down there of chaotic, illogical swirls of images, and we can notice how we plunge our will into this chaotic swirling of images, and our will then orders what lives in us in such a way that it is logically ordered. But we do not take with us the world logic, what I just called super-logic, we only take the will with us. How is it that this will now works logically in us? You see, here lies an important human mystery, something extraordinarily significant. It is this: when we delve into our cosmic existence, which is not present in ordinary consciousness, when we delve into our whole organization, then we feel in our will, which is spreading there, the cosmic logic of our organs. We feel the cosmic logic of our organs. It is extremely important to realize that when we wake up in the morning and plunge into our body, we are forced by this immersion to form our will in a certain way. If our body were not already formed in a certain way, the will would swirl like a jellyfish in all directions when we wake up; the will could strive chaotically in all directions like a jellyfish when we wake up. It does not do that because it is immersed in the existing human form. There it submerges, takes on all these forms; this gives it a logical structure. This is why he gives logic to the otherwise chaotically swirling thoughts within the human body. At night, when man sleeps, he is incorporated into the super-logic of the cosmos. He cannot hold on to it. But when he submerges into the body, the will takes on the form of the body. Just as when you pour water into a vessel and the water takes on the shape of the vessel, so the will takes on the form of the body. But it is not just that the will takes on the spatial forms, like when you pour water into a vessel and the water takes on the whole shape of the vessel. Rather, it flows into the smallest veins everywhere. That cannot move, at most, according to Professor Traub, tables and chairs in the room move by themselves, but that is theological university logic, otherwise such a device does not move – the water takes on the resting form and only touches the outer walls. But in the case of humans, this will is completely integrated into all the individual branches and from there it then dominates the otherwise chaotic sequence of images. What one perceives as an undercurrent is, I would say, released from the body. It is truly released from the body, it is something that is connected to the human body, but which actually constantly strives to free itself from the human body, which constantly wants to get out of the forms of this human body. But what the human being carries out of the body when falling asleep, what he carries into the cosmos, what then submerges, that submits to the law of the body. Now it is the case that with all the organization, which is the human head organization, the human being would only come to images. It is a general physiological prejudice that we also reason and draw conclusions with our heads. No, we merely imagine with our heads. If we only had a head and the rest of the body were inactive for our imaginative life, then we would be waking dreamers. The head has only the ability to dream while awake. And when we return from the head to the body in the morning, passing through the will, the dreams come to our consciousness. Only when we penetrate deeper into our body, when the will adapts not only to the head but also to the rest of the organization, only then is this will again able to bring logic into the otherwise pictorially intertwined powers of images. This will lead you to something that I have already mentioned in previous lectures. It must be clear to you that man visualizes with his head and that he judges, as strange and paradoxical as it may sound, with his legs and also with his hands, and then again concludes with his legs and hands. This is how we arrive at what we call a conclusion, a judgment. When we imagine, it is only the image that is reflected back into our heads; we are judging and concluding as a whole person, not just as a head person. Of course, it does not occur to us that if a person is mutilated, they cannot or should not judge and conclude, because it depends on how things are arranged in such people who, as it were, happen to lack one or other limb. We must learn to relate what the human being is spiritually and soulfully to the whole human being, to realize that we bring logic into our imaginative life from the same regions that we do not even reach with ordinary consciousness, which are occupied by the being of feeling and the being of will. Our judgments and conclusions arise from the same sleeping regions of our own inner being, from which our feelings and our will resound. The most cosmic region in us is the mathematical region. The mathematical region belongs to us not only as a resting human being, but as a walking human being. We always move somehow in mathematical figures. When we look at a walking person from the outside, we see something spatial; when we experience it internally, we experience the mathematics within us, which is cosmic, only that the cosmic also builds us up. The spatial directions that we have outside also build us up and we experience them within us. And by experiencing them, we abstract them, take the images that are mirrored in the brain and interweave them with what is shown to us externally in the world. It is important to note today that what man puts into the world in the form of mathematics is actually the same thing that builds him up, that is, what is cosmic in nature. For through nonsensical Kantianism, space has been made merely a subjective form. It is not a subjective form; it is something that we experience in the same region as the will. And there it shines forth. There the shining forth becomes something with which we then penetrate that which presents itself externally. Today's world is still far from being able to study this inner interweaving of the human being with the cosmos, this standing within the cosmos. I have drawn attention to this relationship in a striking way in my Philosophy of Freedom, where you will find remarkable passages in which I show that, in our ordinary consciousness, human beings are connected with the whole cosmos, that they are a part of the whole cosmos, and that, as it were, the individual human element blossoms out of this general cosmic element, which is then embraced by ordinary consciousness. This passage in particular of my “Philosophy of Freedom” has been understood by very few people; most have not known what it is about. It is no wonder that in an age in which abstraction flourishes to the point of being taken for granted, in an age in which this view, which is admittedly extremely ingenious in itself but absolutely abstract, is presented to the world as something special, that which seeks to introduce reality, true reality, is not understood. It must be emphasized again and again: it is not enough for something to be logical. Einsteinism is logical, but it is not in touch with reality. All relativism is not in touch with reality as such. Thinking in touch with reality begins only where one can no longer leave reality by thinking. Isn't it true that today man reads, or listens, I should say, quite calmly, when Einstein says, as an example: What would happen if a clock were to fly out into the cosmos at the speed of light? Yes, a person today listens to that quite calmly. A clock flying out into the cosmos at the speed of light is, for someone who lives in reality in his thinking, lives in reality in his soul, roughly the same as if someone were to say: What happens to a person when I cut off his head, and in addition, his right hand and his left hand, or his right arm and so on? He simply ceases to be a human being. In the same way, what one is still justified in imagining when one talks about a clock flying out into the cosmos at the speed of light immediately ceases to be a clock! It is not possible to imagine that. If one wants to arrive at valid thinking, the reality must be adhered to. Something can be logical and ingenious to an enormous degree, but it does not necessarily follow that it is in accordance with reality. And it is thinking in accordance with reality that we need in this age. For abstract thinking ultimately really leads us to no longer seeing reality at all because of all the abstractions. And today humanity admires the abstractions that are presented to it in this way. It does not matter whether these abstractions are somehow logically substantiated or the like. What matters is that man learns to grow together with reality, so that he can no longer say anything other than what is actually spoken from reality. But such conceptions about the human being, as I have presented to you today, provide a kind of guide to realistic thinking. They are often ridiculed today by those who have been trained in our abstract thinking. For three to four centuries, Western humanity has been trained through mere abstraction. But we live in the age in which a reversal in this direction must take place, in which we must find our way back to reality. People have become materialistic, not because they have lost logic, but because they have lost reality. Materialism is logical, spiritualism is logical, monism is logical, dualism is logical, everything is logical, as long as it is not based on real errors in reasoning. But just because something is logical does not mean that it corresponds to reality. Reality can only be found if we bring our thinking more and more into that region of which I said: in pure thinking, one has the world event at one corner. This is in my epistemological writings, and this is what must be gained as the basis for an understanding of the world. In the moment when one still has thinking, despite having no sensory perception, in that moment one has thinking as will at the same time. There is no longer any difference between willing and thinking. For thinking is a willing and willing is then a thinking. When thinking has become completely free of sensuality, then one has a glimpse of world events. And that is what one must strive for above all: to get the concept of this pure thinking. We will continue our discussion from this point tomorrow. |
61. The Hidden Depths of Soul Life
23 Nov 1911, Berlin Tr. A. Innes Rudolf Steiner |
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If we look into all this we find that this dream has a great deal to show us. First it points out that in elucidating a dream we cannot reckon with the ordinary idea of time. |
The dream proves each time that something has been achieved. Until the dream appears the soul forces have been working down in the hidden depths of the body so as gradually to produce the faculties in a crystallised form. |
It does not enter the consciousness at first but streams into the semi-consciousness of the dream. By means of the dream the hidden part of the soul life breaks through to the level of consciousness. |
61. The Hidden Depths of Soul Life
23 Nov 1911, Berlin Tr. A. Innes Rudolf Steiner |
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When an earthquake takes place in some part of the world and people feel the earth stirring under their feet, as a rule they experience a feeling of terror, a shudder runs through them. If we try to find the causes of this feeling of terror, we must turn our attention not only to those occasions when a person faces the unknown, unexpected and inexplicable, but also to those when terror arises because as long as the tremor lasts he is wondering how far it will go and what may still surge up from unknown depths. This feeling—even if not always apparent in man's daily life—can often be experienced in contrast to conscious existence, to all those conscious thoughts and feelings in the depths of the soul-life, and which sometimes act in a way that suggests earthquakes. In what flashes up as instincts and desires along with unaccountable moods and inhibitions which often encroach on our conscious life, with the havoc an earthquake makes where things on the earth's surface are concerned, in all this man—however well he believes he knows himself—confronts this uncertainty: Whatever else will be flung up from the innermost depths of my soul? For anyone who delves more deeply into his being soon sees that all the life of ideas playing part in the consciousness—namely, what he controls from waking to falling asleep—resembles the dancing waves on the surface of the sea, the upward striving of which and the way they carry on their game must be traced to depths unknown to ordinary perception. Such is man's life of ideas. This alone should make those pause who, starting from so-called scientific findings, repeatedly raised objections to the statements of spiritual science imparted in these lectures. If spiritual science cannot view man as so simple a being as people so often see him, the outer testimony of life itself and daily service are proof of his complex nature. Spiritual science cannot consider man as only composed of what the eye first sees, or as external anatomical physiological science perceives him, dissects him, and with its own methods studies him. But when confronted by everything outer perception and science can master—that is to say, man's physical body—spiritual science must set up in contrast the higher super-sensible members of his being. We must say that these are only perceptible by means of the knowledge I outlined in the lecture on “Death and Immortality”, [an untranslated lecture given in Berlin on October 26th, 1911. GA# 61. e.Ed.] and of which more will be said in forthcoming lectures. From direct observation, unobtainable in the world of the senses and open only to a clairvoyant consciousness, spiritual science must place over against the outer physical body what we may call the next member of man's being—the etheric or life-body. (One need not object to an expression which like others just serves for a description.) And when spiritual science affirms that the forces and substances belonging to man's physical body are present and equally active in his environment, it must add that the original activity of these forces and substances first appears in man's physical body after he passes through the gate of death. Man brings these forces and substances into the physical world. During the whole of his life they are attached to the higher etheric forces which counteract the decay of the physical substance, which decay sets in the moment the etheric at death is loosened from the physical. As our study today will soon convince us, for an all-embracing experience of life there is nothing strange when, added to man's physical body, we mention a higher one too. For in life divisions appear everywhere, and man is obviously twofold in so far as this physical body contains all that belongs to his physical environment, and is penetrated by the etheric or life-body. But spiritual science must point out that everything playing its part in our conscious life must be clearly distinguished from all activities and forces present even when consciousness is extinguished, as normally happens in sleep. For it would be logically absurd to claim that all our daytime instincts, desires and ideas, in their pulsating soul life, arises when we awake, but vanish, leaving no trace, when we fall asleep. When a man is asleep what we see belongs to the physical body and the activity of the physical world. This means that when the man lies on his bed we have the physical and etheric bodies for us, but sharply divided from what we will now call the astral body—the actual vehicle of our consciousness. Where this vehicle of our consciousness is concerned, if we really want to understand our soul life, we must again clearly distinguished between what always lives in us and is subject to our inner thought and the decisions made by our will, and on the other hand what can be said to surge from deeper soul levels, and is responsible for our temperament, the colouring and character of our soul life, although outside our control. From our normal consciousness we must distinguish all that fills our soul in a wider sense, such as those things we possess from earliest childhood to the end of our days, what makes us talented or not, good or evil, what renders us sensitive to aesthetics and beauty but has no connection with what we consciously think, feel or will. In speaking the language of spiritual science we first distinguish two parts of our soul life: one that forms an extended, or subconscious (as it is now called, it being no longer possible to deny its existence) soul-life, and the other, our conscious life playing its part in all our thoughts, will impulses, tastes and opinions. Whatever one thinks of the need to make this division, if we consider life in the light of experience we are bound to admit it proves that we must begin by distinguishing these four parts of man. By examining without prejudice what on all sides of life presents, proof is found everywhere of what spiritual science declares. This is especially apparent when one examines the more detailed evidence spiritual science offers. One finds first of all that this knowledge not only tells us of etheric forces working in the organism, shaping this body that bears our soul into a purely physical structure, but it tells us besides that all we reckon as memory is anchored in the etheric body. For not the astral but the etheric body carries our memory, and this etheric, though not closely knit to the life of soul, is closely knit to the physical body that, as a rule, remains attached to it when, as normally happens only in sleep, man sinks into subconsciousness. So according to spiritual science, memory, and everything in our depths of which we are not fully conscious, must be sought in the etheric underlying physical body. To justify considering the etheric as the vehicle of memory, apart from the physical, we should admit that everyday life has to offer us proof of the independence of memory from the physical body. If these assumptions of spiritual science are correct, how do we explain our relation to the outer world, and does our ego register the conscious impressions this outer world makes on our soul? In regard to all this we, as men belonging to the physical world, must first depend on our sense organs and our intelligence linked with the instrument of the brain. Thus we may say that everything belonging to man's world-picture, the sum of all that lives in his daily consciousness, depends on the physical body and the state of its health, but above all on normal well formed sense organs and a well-developed brain. Are we justified in saying that what lies in the depths of the soul and can only be reflected in memory, is not bound to the outer organism in the same degree as daily consciousness, but lives beneath the threshold of all that relates to the senses and the brain? Have we reason to speak of an independent memory? If this is so, one would have some right to say that the etheric inside the physical body also has an independent existence, and one that is unaffected by the outer injuries afflicted on the bodily organism. An interesting question we can raise is whether the normal course of consciousness, dependent on a well-developed brain, runs parallel with that of memory, or does the latter function separately so that when the physical body no longer acts as the vehicle of perception, the memory proves itself independent? Let us ask life to answer our question. We shall then discover a remarkable fact, that anyone can verify, for it is to be found in literature. For all our queries regarding facts dependent on clairvoyant consciousness can be answered by seeing whether they are verified by life itself. A personality whose tragic fate is known to all can serve as an example—Frederick Nietzsche. When the final disaster had for sometime been approaching, and Nietzsche had already experienced sudden attacks of insanity, his friend Overbeck (formerly Professor in Basle who died a few years ago) fetched him from Turin and took him to Basle in very difficult circumstances. Now Bernoulli's interesting book relates the following. I shall skip the isolated episodes of the journey from Turin to Basle and just look at what struck Overbeck after returning with Nietzsche to Basle. Nietzsche had no special interest in what took place around him, nor in anything relating to the sphere of normal consciousness. He scarcely noticed it, nor did he apply any effort of will towards anything that happened. He made no difficulty over allowing himself to be taken to a nursing home where he met an old acquaintance who happened to be the director. When Nietzsche, who had lost all interest for the outside world, heard the man's name, something surged up and, to the great surprise of his friend Overbeck, he immediately went on with the conversation he had held with this doctor many years earlier! He took up the matter exactly where it had been left seven years before—so accurately did memory function; whereas the instruments for the outer perception—the brain, the reason and the normal consciousness—had all been destroyed, thus rendering him indifferent and inattentive to what he would have perceived had his consciousness been normal. This palpably shows how that to which we must now concede a certain independence, continues its function in spite of a damaged organism. But we will go further. An experiment so clearly shown by Nature herself lets us see how matters stand when we make comprehensive use of our powers of observation. When Nietzsche was later taken to Jena, and visited there by Overbeck and others, it was evident there too that they could speak only things he had experienced in the past, and nothing that played any part in his immediate surroundings which could only have been observed by the part of him dependent on the physical body. On the other hand, the independent activity of the etheric body, the vehicle of memory, was very much in evidence. And countless such examples could be cited. It is of course true that a completely materialistic thinker can say that certain parts of the brain had remained undamaged and happened to be those that carried the memory; but one who is of this opinion will find it does not hold good when he faces the actual fact and takes an unprejudiced view of everyday life. Thus over against the physical body there stands the etheric or life body, which spiritual science shows us to be also the vehicle of memory. In considering man from another aspect, that of his inner life, we see how he is daily aware of waves surging up from unknown depths, of which he is not so conscious as of his thinking, feeling and willing. Among things that point to the way these lower regions affect our soul and our conscious life—for this soul extends beyond the ordinary consciousness—belongs something to which I have already alluded, something most important for people to understand—dream-life. Dreams surging up and down in chaotic forms apparently lack all law and order, yet follow a subtle inner pattern of their own, and, although beyond man's control, play their part in the soul's subconscious regions and come in contact with the upper regions. I never intend to make our arbitrary statements in these lectures, but only those statements which I borrowed as in natural science from life, experience, or based on the findings of spiritual science. In wider circles it is scarcely known that a science of dreams exists in the same way as one of physics and chemistry, but it has disclosed a great deal about what lies hidden in the depths of the soul life. We will begin by relating quite a simple dream, which will probably at first seem absurd but it characterises what tries to reach the soul's hidden depths. A peasant woman once dreamed she was on her way to the church in the town. She dreamed quite clearly how she reached the town, entered the church and how the parson was standing in the pulpit preaching. She heard his sermon quite distinctly. She found the fervent and heartfelt way he preached most wonderful. She was especially impressed by the way the preacher spread out his hands. This indefinite gesture, which affects many folk more than a definite one, deeply impressed this woman. An extraordinary thing then happened. Both the figure and voice of the preacher were transformed, and, after several intermediate phrases had been passed through, nothing was left in the dream of the parson's fine words. His voice had become the crow of a cock and he had turned into a cock with wings! The woman wakes up, and a cock is crowing outside her window! If we look into all this we find that this dream has a great deal to show us. First it points out that in elucidating a dream we cannot reckon with the ordinary idea of time. The same idea of time expressed when looking back on our waking life is no longer valid in regard to dreams. No doubt time seemed long to the dreamer as she dreamed of going to town step by step, entering the church, watching the preacher ascend the pulpit, listening to the sermon, and so on. In the physical world all this would have taken some time. Of course the cock did not crow for as long as this, yet it awakened her. Now what the crowing of the cock aroused in the woman's soul corresponds to the backward course of the dream pictures. She looks back on a world she believes herself to have experienced and it is filled with pictures borrowed from the daily life. But the occasion was outwardly caused by the crowing of the cock which lasted a very short time. So if we take an external view of the matter, the length of time necessary for the woman's inner experience would be quite brief in relation to what it seemed in the dream. Now when spiritual science informs us that from falling asleep to re-awakening man is absent from his physical and etheric bodies, and finds himself in his astral body and ego in a super-sensible world invisible to the outer eye, we must realise that the cock's crowing has jerked the woman out of this super-sensible life. It would be wrong for man to think he experiences less in the world he inhabits between sleeping and waking than he does in the physical world, only these experiences are of a purely soul nature. As the woman is roused the cock's crowing plays into her waking, and she looks back on her experience. Now we must not consider the pictures and all the illusions of the dream as what she really experienced in sleep. We must realise—otherwise we shall not grasp the true dream phenomena—that the woman cannot really see into the experiences she has had before waking. But when the moment for waking approaches, the impact of the sleeping on the waking life indicates she has experienced not what it really was: something which induces her to insert into sleep-life symbolic pictures borrowed from daily life. It is as if the woman merges what she sees everyday when awake into pictures concealing her real experience in sleep. For this reason the time sequence does not appear as it really runs; but these pictures drawn over her sleep life like a curtain seemed to take as long to unfold as if they had been physical perceptions. So we must say that dream pictures in many respects are a covering or veil rather than a disclosure of what a person experiences in sleep. It is important to note that the dream—through the pictures man places over his sleep life—is itself a reality but no true reflection, and merely points to the fact that something has been experienced in sleep.—Proof of this lies in these dreams being different according to what lives in the man's soul. Anyone who is tormented by a bad conscience or worried by some occurrence during the day will have quite different dreams from anyone who on reaching the spiritual world in his sleep can yield himself to the peace and blessedness through which life acquires meaning. The quality of the experience, not the experience itself, reveals it to be something happening in the hidden depths of the soul. The dream becomes a particularly good revealer when it appears in the following way. We shall now consider dreams of this sort; I have already referred to it in other connections. In the case of a certain man, this dream, evoked by an event in his youth, was periodically repeated. Already as a school boy he had displayed a certain talent for drawing, for which reason when he was about to leave school his teacher set him the task of drawing something especially difficult. Whereas normally the boy could copy a number of drawings in a short time, owing to the detail and exactitude this one demanded he was unable to complete it during the year. So it happened that when the time for his leaving school was approaching much remained undone and he had only finished a comparatively small part of the work. One must realise that the student, knowing he would not finish, suffered a good deal of anxiety and fear. But the anxiety he felt at the time was nothing compared to what recurred at regular intervals after a number of years. After being free of the dream for several years the man would then dream he was a school boy again, was unable to finish his drawing, and re-experienced the same anxiety. This feeling would rise to a very high pitch, and once it had re-occurred it would be repeated throughout the week. It would then disappear for years, but would again return, be repeated for a week, then disappear again, and so on. One understands such a dream only by considering the rest of the man's life. As a school boy, then, he had his gift for drawing and it developed in stages. Careful observation revealed that his ability always increased after the dream which announced improvement in his drawing. He was able to achieve more. So we can say that following the dream the man felt himself filled with a greater capacity for expressing himself in his drawing. This is an extraordinarily interesting thing which can play a part in man's world of reality. Now what light can spiritual science shed on such an experience? If we call to mind what was said in recent lectures, namely, that in man lives the super-sensible core of his being, which not only continuously organises his inner forces but shapes his physiognomy too, and note that this core is a super-sensible entity which is man's basis, we must say: This central core works all his life on man's organism enabling him to keep developing new faculties connected with his outer accomplishments. This central core worked on the physical organism in such a way as to keep increasing the man's grasp of form, giving him the faculties needed to look at things as a draughtsman and to express what he saw in forms. The central core of man's being works into his body. Now as long as its activity streams into the body it will be unable to rise into consciousness. The forces all flow into the transformation of the body and then appear as faculties—in this case a faculty for drawing. Only when a certain stage has been reached and the man is ripe to carry this transformation into his consciousness, enabling him to exercise his newly-won faculties, the moment this central core rises to consciousness, he is able to know what is happening and functioning in the hidden depths of his soul. But in this instance we have a transition. While the man remains unaware that the central core is working on his faculty for drawing, no progress being visible, everything remains hidden in the depths of his soul. But when the time is ripe for this central core to rise into consciousness, this is asserted through a particular dream. It is clothed in this form to announce that the inner core has reached a certain termination with the faculties in question. The dream proves each time that something has been achieved. Until the dream appears the soul forces have been working down in the hidden depths of the body so as gradually to produce the faculties in a crystallised form. But this stage having been reached, and the body being now ready for the faculty, a transition takes place. It does not enter the consciousness at first but streams into the semi-consciousness of the dream. By means of the dream the hidden part of the soul life breaks through to the level of consciousness. So this faculty is always enhanced after being symbolically expressed in the dream. Thus we see how this central core of man's being works in both physical and super-sensible organisations. Then when man has raised it to a certain level of consciousness, its task is completed, and after expressing itself in a dream its activity is transformed into forces evident in conscious life. What lies below, thus corresponds with what plays its part above in the consciousness, so we see why so much cannot find its way there, being still needed first to form the organs which will produce the faculties destined for conscious use. Thus we see how all life is open to observation and how the central core of man's being works upon his organism. When in childhood man gradually develops from within outwards, this same inner core that later goes on working in him functions prior to the advent of ego-consciousness up to the point of time to which the first memory can be traced. The whole being of mankind is involved in continuous self-transformation. Man is sometimes ignorant of what his soul experiences yet this works creatively in him; at other times this creative activity is discontinued and then it rises into consciousness. In this way our higher spheres of consciousness are related to what lies in the sub-consciousness, in the hidden depths of the soul. These hidden depths often speak quite a different language and contain much greater wisdom than the fully conscious man is aware of. That human consciousness cannot be regarded as the equivalent of what we call the intelligence of things, which seems to reflect human consciousness, can be inferred from the fact that rational activity, the ruling of reason, meets us also where we cannot admit that the light of reason is working in the same way as in man. In this respect if we compare man with the animals we find that man's superiority does not consist in his rational actions but in the light his sub-consciousness sheds upon them. In the case of beavers and their constructions, and wasps too, we see that intelligence governs the animals performances. In this way we can survey the whole range of animal activity. We see that here there rules fundamentally the same intelligence man employs when his consciousness illumines some part of the rational activity of the world. Man can never consciously shed light on more than part of this world activity, but a far wider active intelligence streams through our subconscious soul-life. There, not only does intelligence bring about unconscious conclusions and concepts—as a naturalist like Helmholtz points out—but without man's participation, intelligence produces many things artistic and wise. I may now refer to a subject already mentioned which I should like to call “The Philosopher and the Human Soul”. I am thinking especially of those 19th-century philosophers inclined towards pessimism. The philosopher deals particularly with reason, the conscious activity of the intelligence, and only admits what this activity can investigate. If we take philosophers like Schopenhauer, Mainländer and Eduard von Hartmann, we find them starting from the idea that when man views the world with an open mind, as far as he can judge everything points to the conclusion that evil and suffering far outweigh joy and happiness. Eduard von Hartmann has more over produced in interesting estimate by which he most ingeniously showed how suffering and sorrow predominate. First he put together all man is bound to experience in this way of suffering and sorrow and subtracted this from the sum of joy and happiness. According to his reckoning, suffering and sorrow predominate; the philosopher deduces this by a process of reasoning and so of course has some justification, for if sorrow and suffering predominate life must be viewed with pessimism. Reason is responsible for the philosopher's example based on calculation, and comes to the conclusion that, from the standpoint of conscious life, the world appears to be anything but good. In my Philosophy of Spiritual Activity I have pointed out that this calculation based on reasoning, this subtraction, is really not applicable. For who performs the operation, even when it is carried out by an ordinary man who is no philosopher? It is performed by the conscious soul-life. But astonishingly enough consciousness makes no distinction between the values of life. For life again shows us that even if man produces such an example, based on calculation, it does not lead him to conclude life is worthless. From this we must realise (I have already said that Eduard von Hartmann's calculation is clever and correct) that if man makes this calculation he can draw no conclusion from it in his conscious life. Robert Hamerling has declared in his “Atomistik des Willens” that there must be an error in this calculation, for every living being including man even when sorrows prevail still desires life and does not want it to come to an end. So in spite of this subtraction man does not conclude life to be worthless. Now in my Philosophy of Spiritual Activity I have indicated that this example is inapplicable, because in the depths of his soul man calculates quite differently. Only consciousness subtracts, the subconscious part of the soul divides. It divides the amount of happiness by that of sorrow. You all know that in subtraction if the amount of sorrow equals 8 and that of joy 8, too, the result is nought. If one divides instead of subtracting, the sum would read: eight divided by eight equals one; so one always obtains one as a result instead of nought. However high the denominator, provided it is not infinite, it still results in desire for existence. This division is made in man's hidden depths of soul with the result that he consciously feels the value and joy of life. In the same context I indicated that this peculiar phenomenon in man's soul life, namely, that, provided his nature is sound, he still has pleasure and joy in existence and appetite for the world, even when faced by overwhelming sorrow—that this phenomenon is comprehensible only because in the depths of his soul man carries out what in arithmetic we may call a division sum. So we see that in its depths the soul life reveals how man's subconscious is ruled by reason. Just as the beaver building his lodge, or the wasp, displays an intelligence that by no means reaches the animal's consciousness and for which it cannot consciously account, so intelligence rules the depths of man's soul. Like the force in the sea which drives the waves upwards, this intelligence rises into the consciousness that covers a far smaller part of life than is included in the wide horizon of the soul life. We now begin to understand how man has to look upon himself as swimming on the ocean of the life of soul and consciousness, and how consciousness actually illumines his soul life only in part—the part that with his upper consciousness is swimming on the subconscious. In daily life too we see how man's attention is continually drawn to what governs these lower regions, and how differently life deals with outer events in the case of different people. Things of which we know nothing may hold sway in the depths of our soul. We may have experienced them in a far distant past, and are perhaps outwardly no longer conscious of them, but they still work on. To spiritual investigator they appear implanted and functioning in the centre of man's being, even if their activity does not follow a conscious pattern. Thus the following may occur. An experience that has made a deep impression in childhood may remain present in later years in the depths of someone's soul. We know that children are particularly susceptible to injustice. A child is often extremely open to perceive such a thing. Let us say that, in his seventh or eighth year, a child who has done something or other has experienced injustice either at the hands of his parents or anyone else in his environment. In later years the conscious soul-life covered it. It may have been forgotten in so far as consciousness is concerned, but it is not inactive in deeper unconscious regions. Let us say such a child grows up and in his sixteenth or seventeenth year at school again suffers injustice. Another child who has been spared this earlier experience may grow up and be exposed to the same kind of thing. He goes home, cries, protests, and perhaps complains of the teacher, but there are no further consequences. The matter blows over as if it had never happened and sinks into subconscious regions. But the same thing may happen to the other child who grows up having experienced injustice in his seventh or eight year, no longer consciously remembering it, but this time the matter does not pass unnoticed—and may result in a suicide. The explanation is that, whereas the same thing may have affected the consciousness of both children, in the one something came to light that flashed up from hidden depths. In countless cases we can see how our subconscious soul-life plays into our consciousness. Take the following which we meet with time and again, but which unfortunately are not properly observed. There are people who during their whole later life display a characteristic one could describe as a yearning. It surges up, and if no one asks what they longer for, they reply that the worst of it is they do not know. Everything one offers them by way of comfort they cannot accept; the yearning remains. Adopting the methods of spiritual science, if one looks back into such a man's earlier life, one will remark that this yearning is due to former quite special experiences. One will then find—anyone who observes in this way can convince himself of it—that in early youth these people's attention and interest were constantly turned towards some definite thing not really belonging to the essential part of their being. They were led into a sphere of activity for which their soul had no longing. Hence the soul was denied what it really desired. Attention was focused in quite another direction. So later the following is seen. As the man's former urge had remained unsatisfied, his various successive experiences have grown into something working as a passion or instinct, manifest as the yearning or indefinite hankering for what earlier could have been satisfied. This is no longer possible because in the course of life attention was first focused on matters to which the soul was not drawn. For this reason these concepts have become so fixed that the man in question no longer understands what earlier would have suited him. Formerly no understanding was shown him where what was ruling and weaving in the soul's depths was concerned. He has now become disaccustomed to it, can no longer grasp it, and what is left is not what was meant for him. So we see how parallel with man's stream of consciousness there runs an unconscious stream, and it appears every day into thousands of instances. But other phenomena show us how the conscious soul-life plunges into subconscious regions, and how man may make contact with these subconscious depths. Here we come to the point where spiritual science indicates how the soul sheds its light into the etheric body when man descends into his own inner depths. But what does he finds there? He finds what carries him beyond the restricted confines of humanity, and unites him with the whole cosmos. For we are related to the cosmos in both our physical and etheric bodies. When our soul life streams into our etheric body we can live ourselves into the wide spaces of the world, and man then receives the first intimation of something no longer belonging to him but to the cosmos. We then reach the life of human imagination. When man descends still further and inwardly expands over what covers the normal conditions of time and space, he senses how his physical and etheric bodies depend on the cosmos and belong to it. So what is outside man illumines his consciousness when he delves into the hidden depths of his soul. Having seen how the soul's hidden life can flash into human consciousness, we must on the other hand realise that we make our descent in full consciousness. We obtained the same result when we start our descent through Imagination, that is, not fantasy but true Imagination as understood by Goethe. On plunging still deeper we come to what we call clairvoyant forces. There are not limited to man's concerns in time and space, but enable us to attain the wide spaces of the cosmos, normally invisible. In so far as we penetrate beyond Imagination we come to the sphere of the hidden things of existence. The gateway lies deep in our own soul and only after going through it do we find the spiritual and super-sensible depths of existence which, imperceptible to normal consciousness, form the basis of perceptible things. Through imagination—provided that it does not give way to fancy but that man lives with things so that a comprehensive picture replaces his perception—he realises how he forms part of the things. He knows that Imagination will not disclose the essential being, but Imagination is the pathway leading to what lies deeper than anything reason and ordinary science can grasp. Because of this a philosopher, Frohschammer, in a one-sided way calls the world's basis its creative element, “the creative imagination in things”. So according to this philosophical statement, when from his normal consciousness man plunges into subconscious regions—and who will deny that imagination belongs there—he will become more closely related to the essence of things where imagination is more creative in the things than reason can render possible. In spite of the fact that this outlook is extremely one-sided, it is yet in closer agreement with what the world conceals, than a purely intellectual point of view—when man passes from his intellectual activity into the world of imagination—world of a thousand possibilities compared to the hundred his intellect offers—he feels himself leaving his every day world and entering the manifold possibilities provided by the subconscious. In comparison all surface experience seems merely a small extract. Or may it not be that life itself offers millions of possibilities, whereas barely a thousand are realised on the surface of existence, and these we perceive? One need look only at the spawn produced by fish in the sea, the countless seeds brought forth in life, and compare this with what later appears in life—with what becomes reality. This shows how in its depths life holds far greater riches than appear on the surface. The same thing applies when man descends from what his reason can grasp to the realm of Imagination. Just as when we descend from the realm of outer realities to that of manifold possibilities, do we plunge from the world of reason into the magic land of Imagination. But it is one-sided to think world creative forces run parallel with Imagination, because although it enables man to make his descent he does not go so far as to rise from these depths to the reality of the super-sensible world. This is possible only after evolving the clairvoyant powers found when he descends—consciously of course—from the surface of the soul-life into its hidden depths. Here we reach those forces that flash up merely unconsciously. If a man has this aim he must fashion his soul into an instrument of spiritual perception, in the same way as the chemist and physicist set up their instruments to observe outer objects. The soul must become an instrument which it is not in everyday life. Here indeed Goethe's words ring true:
Instruments and experiments, those “tools”, will never enable one to reach the spirit, for they are based on what is external. But when consciousness illumines what lives in the depths veiled in darkness, one may then enter those spheres where the soul lives as an eternal, infinite being among creative beings who are infinite as the soul. Only by means of its own intimate experience can the soul be forged into such an instrument. It has been fully pointed out in Knowledge of the Higher Worlds how through meditation and concentration one can acquire what is needed to carry the conscious soul to the hidden depths. When we firmly resolve to exclude all sense impressions, to repress all remembrance of anxieties, sorrows, excitements and so on, including all other feelings, we are left with our emptied soul and all external memories are extinguished as in sleep. But in sleep the forces prevailing in the hidden depths are too weak to reach consciousness or, rather, the soul lacks the strength to plunge consciously into these regions. Man only succeeds in this by focusing his will on his subconscious life, for instance, devoting himself to a definite thought or chain of thoughts, thus performing the work normally done subconsciously. The will must govern the whole proceeding. The will must decide the thought, and only what the man's will sets in motion counts. In meditation man places before him a thought-content his will has selected. He takes a first step when for a given time he allows himself to think, contemplate and remember only what he has placed in his consciousness, keeping his spiritual eye focused, and concentrating his normally disbursed soul-forces. He must make of his will a focal point and not allow the thought to work suggestively. In other words, he must not be controlled by the thought but must always be able to extinguish it at the will. He must train his soul to the point where he brings thoughts to his consciousness through the will alone holding them as long as he likes, thereby inwardly strengthening his will. The thoughts belonging to the outer world are less effective than those we define as symbolic, or allegorical. For instance, if a man brings the thought “light” or “wisdom” into his consciousness, he will certainly reach a high point but will still not get very far. It will be different if he tells himself that wisdom is presented in the symbol of light, or love in that of warmth. In other words, he must choose symbols that have their life in the soul itself. In brief, he must dispense with thoughts borrowed from the outer world, bearing in mind, and devoting himself to, those that allow of many interpretations and are shaped by himself. Of course a materialist can say that such a person is in fact a visionary, as these thoughts mean nothing. But it is unnecessary for them to have any meaning. They serve only as training for the soul, enabling it to plunge into these depths. When man so strictly masters his soul that external influences, or those arising from the depths, no longer prevail, when his will controls every conscious thought, enabling strengthened in the forces to play their part, he then lives in true meditation, true concentration. By means of such exercises the soul undergoes a change. He who reaches this point will observe that his soul descends to other regions. If we described the experience open to one who thus meditates, we see at once in what the super-sensible core consists. The following experience is possible. Man may come to a point where he perceives that the thoughts he develops are affecting him and transforming something within him. He no longer knows the soul only in thought, but perceives that part of it which drives to expand into cosmic space. It works upon him from cosmic space formatively; he feels himself to be growing into one with space, but always under fully conscious control. Now something of very great importance must be added that must never be neglected when investigating the reality of the outer super-sensible world. Man realises he is experiencing something, but he is unable to think of it in the way he ordinarily thinks. He cannot grasp these experiences with clear cut thoughts. They are manifold and allow of numerous interpretations, but he is unable to bring them into his consciousness. It is as if he were to come up against an obstacle when he attempts to bring all these into his usual consciousness. He must realise that a more extensive consciousness is behind him, but he senses resistance and feels powerless to use the ordinary instrument of his body. One then recognises the difference between what lives within us, and that of which we are conscious. We learn that our forces work into the etheric body, but that our physical body lies like a log outside. This is the first experience. And the second experience, following the exercises repeated time after time, is that the physical body begins to yield, so that the things we could not interpret at first and experienced only in the deeper regions of the soul can now be translated into ordinary ideas. Everything spiritual science tells us regarding the spiritual worlds is clothed in concepts belonging to everyday life. But in this case the knowledge has not been acquired by logical processes nor by external judgments, but through super-sensible experience and the light shed by consciousness on the hidden depths of the soul. These things are brought into consciousness only after being supersensibly experienced, and he who has fashioned his soul into an instrument of super-sensible perception has now roused what reaches his physical and etheric forces, transforming his organism, thus enabling these facts to be imparted to the outer world and explained in ordinary terms. Spiritual science is imparted logically. When we clearly grasp what lies in our subconscious we can say: the spiritual investigator beholds what he referred to when he said that a repeated dream showed how the essential core first works inwardly, and how later, when the talent for drawing appeared, the man consciously experienced the result. So we first see this working on the subconscious, followed by a transformation; then what has worked in the depths rises into consciousness. In this conscious descent into the subconscious man starts by consciously living in meditation and concentration, after which the will forces he has applied to this transform the etheric and physical body. We ourselves then carry our super-sensible experience into our everyday consciousness. Thus it is possible by spiritual training to gain direct perception of what we observe in life provided we descend to the hidden depths of the soul. What I have mentioned here as the result of this method of training, the only one suited to present-day man if he wishes to train himself for clairvoyant vision, makes its appearance in a natural way into man who has a tendency to work out of the centre of his soul. Through this natural tendency man can carry certain forces down into the hidden depths of his soul; then there arises in him a natural kind of clairvoyance. Clairvoyance of this kind can lead to what has been indicated just as well as the fully conscious clairvoyance described. When man thus penetrates down into the depths of his soul and perceives how what he has accomplished in his etheric body through meditation and concentration works on his bodily organisation, he no longer remains in the same spatial and temporal conditions as when he is within his purely external perception; he presses, rather, through space, time, and what is usually in the sense world, and comes to the spiritual things lying at the basis of the things of the senses. When we see a man with trained clairvoyant consciousness penetrating to the nature of things, it is possible for this to happen in certain conditions through a natural tendency. In the lecture on The Meaning of Prophecy, (see November 9, 1911 – Berlin) Nostradamus was shown to be a case where natural tendency resulted in clairvoyant powers. How this plays into life, how it generally works, what extended consciousness is and what means the working of soul forces which lie beyond the usual boundary of the conscious life of the soul—all this may be found in a book I should like to mention here. It gives a wonderful description of how the working of the hidden forces of the soul and spirit appear to ordinary science, and also of the connection of the spiritual forces acquired without particular training with what is given in my book about the relation of man to the higher worlds. The book referred to is written by Ludwig Deinhard and called “Das Mysterium des Menschen im Licht der Psychischen Forschung”. In it you find the two methods of super-sensible investigation described—the one which keeps to the methods of ordinary science as well as that which is in keeping with entrance into super-sensible worlds through actual schooling, that is, through meditation, concentration, and so on. But whoever wishes to penetrate more precisely into the soul's experience should turn to the description in my book Knowledge of the Higher Worlds. Thus the soul manifests the same remarkable turbulence of underlying force that we experience in earthquakes. On the other hand spiritual science is called upon to point out that man can descend to these hidden depths of existence: an experiment of course only his own soul can make. But only by traveling through these regions and first grasping our own being shall we penetrate the depths where we find the spiritual external foundations of what belongs to the outer world. Spiritual science leads us through the inner depths of the soul to the hidden depths of the cosmos. This is the essential part of the methods of spiritual science. When we view things in this way, Goethe's words are confirmed in a quite special sense—words he spoke after Haller had written in such a mistaken way of nature. When Haller said:
Goethe, as one approaching the threshold of clairvoyance, was aware of the relation between human consciousness and the hidden depths of the cosmos. He knew it through his own experience, his life in the outer world, by his contact with nature; so to Haller's words which took account of knowledge of the outer world only, he replied;
We can truly say that the world contains much that is enigmatical and what enters mans consciousness is scarcely more than the outer shell of his life of soul. But if we adopt the right methods we see that man made break through the shell and reach the core of his being, and from these depths gain insight into cosmic life. Thus we can truly join with Goethe in saying:
Man must simply begin to discover what is hidden within! Since spiritual science has its own way of explaining these hidden depths, it must admit that when we contemplate the outer world we are faced by riddle upon riddle. These riddles may often cause a shudder when we find riddles in our own inner being and perceive how these inner forces work in our immediate experience, or when we stand anxiously facing what unknown things may be in store for us. The outside world presents man with a series of riddles. If we rightly compare our outer life with our inner life, we feel something of the activity of these inner soul forces which are excluded from the restricted range of our ordinary consciousness. But these forces surge into clear consciousness just as those of the earthquake thrust through the crust of the earth. When we see on the one hand, however, that we can entertain certain hope that man made descends to the depths of his being, there solving these manifold riddles, on the other hand, we can entertain the hope that the further promise of spiritual science may be fulfilled. This promise tells us that not only can the soul's riddles be solved, but that in passing the gateway of the spiritual world, further vistas of the great outside world unfold for man's soul, and its riddles, too, find solution. Man penetrates through the riddles and barriers of the soul if he has the courage to comprehend himself as a riddle and if he bestirs himself to raise his soul, as instrument of perception, to the hope and assurance that for his spirit the great riddles of the cosmos may be solved, thus bringing him satisfaction and a sense of security in life. |
4. The Philosophy of Freedom (1916): Our Knowledge of the World
Tr. R. F. Alfred Hoernlé Rudolf Steiner |
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This is how the Critical Idealist comes to maintain that “All reality transforms itself into a wonderful dream, without a life which is the object of the dream, and without a mind which has the dream; into a dream which is nothing but a dream of itself.” |
Whether he who believes that he recognizes immediate experience to be a dream, postulates nothing behind this dream, or whether he relates his ideas to actual things, is immaterial. |
If the things of our experience were “ideas,” then our everyday life would be like a dream, and the discovery of the true facts like waking. Even our dream-images interest us as long as we dream, and consequently do not detect their dream character. |
4. The Philosophy of Freedom (1916): Our Knowledge of the World
Tr. R. F. Alfred Hoernlé Rudolf Steiner |
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From the foregoing considerations it follows that it is impossible to prove, by analysis of the content of our perceptions, that our percepts are ideas. This is supposed to be proved by showing that, if the process of perceiving takes place, in the way in which we conceive it in accordance with the naïve-realistic assumptions concerning the psychological and physiological constitution of human individuals, then we have to do, not with things themselves, but merely with our ideas of things. Now, if Naïve Realism, when consistently thought out, leads to results which directly contradict its presuppositions, then these presuppositions must be discarded as unsuitable for the foundation of a theory of the world. In any case, it is inadmissible to reject the presuppositions and yet accept the consequences, as the Critical Idealist does who bases his assertion that the world is my idea on the line of argument indicated above. (Edouard von Hartmann gives in his work Das Grundproblem der Erkenntnistheorie a full account of this line of argument.) The truth of Critical Idealism is one thing, the persuasiveness of its proofs another. How it stands with the former, will appear later in the course of our argument, but the persuasiveness of its proofs is nil. If one builds a house, and the ground floor collapses whilst the first floor is being built, then the first floor collapses too. Naïve Realism and Critical Idealism are related to one another like the ground floor to the first floor in this simile. For one who holds that the whole perceived world is only an ideal world, and, moreover, the effect of things unknown to him acting on his soul, the real problem of knowledge is naturally concerned, not with the ideas present only in the soul, but with the things which lie outside his consciousness and which are independent of him. He asks: How much can we learn about them indirectly, seeing that we cannot observe them directly? From this point of view, he is concerned, not with the connection of his conscious percepts with one another, but with their causes which transcend his consciousness and exist independently of him, whereas the percepts, on his view, disappear as soon as he turns his sense-organs away from the things themselves. Our consciousness, on this view, works like a mirror from which the pictures of definite things disappear the very moment its reflecting surface is not turned towards them. If, now, we do not see the things themselves, but only their reflections, we must obtain knowledge of the nature of the former indirectly by drawing conclusions from the character of the latter. The whole of modern science adopts this point of view, when it uses percepts only as a means of obtaining information about the motions of matter which lie behind them, and which alone really “are.” If the philosopher, as Critical Idealist, admits real existence at all, then his sole aim is to gain knowledge of this real existence indirectly by means of his ideas. His interest ignores the subjective world of ideas, and pursues instead the causes of these ideas. The Critical Idealist can, however, go even further and say, I am confined to the world of my own ideas and cannot escape from it. If I conceive a thing beyond my ideas, this concept, once more, is nothing but my idea. An Idealist of this type will either deny the thing-in-itself entirely or, at any rate, assert that it has no significance for human minds, i.e., that it is as good as nonexistent since we can know nothing of it. To this kind of Critical Idealist the whole world seems a chaotic dream, in the face of which all striving for knowledge is simply meaningless. For him there can be only two sorts of men: (1) victims of the illusion that the dreams they have woven themselves are real things, and (2) wise men who see through the nothingness of this dream world, and who gradually lose all desire to trouble themselves further about it. From this point of view, even one's own personality may become a mere dream phantom. Just as during sleep there appears among my dream-images an image of myself, so in waking consciousness the idea of my own Self is added to the idea of the outer world. I have then given to me in consciousness, not my real Self, but only my idea of my Self. Whoever denies that things exist or, at least, that we can know anything of them, must also deny the existence, respectively the knowledge, of one's own personality. This is how the Critical Idealist comes to maintain that “All reality transforms itself into a wonderful dream, without a life which is the object of the dream, and without a mind which has the dream; into a dream which is nothing but a dream of itself.” (Cp. Fichte, Die Bestimmung des Menschen.) Whether he who believes that he recognizes immediate experience to be a dream, postulates nothing behind this dream, or whether he relates his ideas to actual things, is immaterial. In both cases life itself must lose all scientific interest for him. However, whereas for those who believe that the whole of accessible reality is exhausted in dreams, all science is an absurdity, for those who feel compelled to argue from ideas to things, science consists in studying these things-in-themselves. The first of these theories of the world may be called Absolute Illusionism, the second is called Transcendental Realism [Knowledge is transcendental, when it is aware that nothing can be asserted directly about the thing-in-itself, but makes indirect inferences from the subjective which is known, to the unknown which lies beyond the subjective Transcendental. The thing-in-itself is, according to this view, beyond the sphere of the world of immediate experience; in other words, it is transcendent. Our world can however he transcendentally related to the transcendent. Hartmann's theory is called Realism because it proceeds from the subjective, the mental, to the transcendent, the real.] by its most rigorously logical exponent, Edouard von Hartmann. These two points of view have this in common with Naïve Realism, that they seek to gain a footing in the world by means of an analysis of percepts. Within this sphere, however, they are unable to find any stable point. One of the most important questions for an adherent of Transcendental Realism would have to be, how the Ego constructs the world of ideas out of itself. A world of ideas which was given to us, and which disappeared as soon as we shut our senses to the external world, might provoke an earnest desire for knowledge, in so far as it was a means for investigating indirectly the world of the self-existing Self. If the things of our experience were “ideas,” then our everyday life would be like a dream, and the discovery of the true facts like waking. Even our dream-images interest us as long as we dream, and consequently do not detect their dream character. But as soon as we wake, we no longer look for the connections of our dream-images among themselves, but rather for the physical, physiological, and psychological processes which underlie them. In the same way, a philosopher who holds the world to be his idea, cannot be interested in the reciprocal relations of the details within the world. If he admits the existence of a real Ego at all, then his question will be, not how one of his ideas is associated with another, but what takes place in the Soul which is independent of these ideas, while a certain train of ideas passes through his consciousness. If I dream that I am drinking wine which makes my throat burn, and then wake up with a fit of coughing (cp. Weygandt, Entstehung den Traüme, 1893) I cease, the moment I wake, to be interested in the dream-experience for its own sake. My attention is now concerned only with the physiological and psychological processes by means of which the irritation which causes me to cough, comes to be symbolically expressed in the dream. Similarly, once the philosopher is convinced that the given world consists of nothing but ideas, his interest is bound to switch from them at once to the soul which is the reality lying behind them. The matter is more serious however for the Illusionist who denies the existence of an Ego behind the “ideas,” or at least holds this Ego to be unknowable. We might very easily be led to such a view by the reflection that, in contrast to dreaming, there is the waking state in which we have the opportunity to detect our dreams, and to realize the real relations of things, but that there is no state of the self which is related similarly to our waking conscious life. Every adherent of this view fails entirely to see that there is, in fact, something which is to mere perception what our waking experience is to our dreams. This something is thought. The naïve man cannot be charged with failure to perceive this. He accepts life as it is, and regards things as real just as they present themselves to him in experience. The first step, however, which we take beyond this standpoint can be only this, that we ask how thought is related to perception. It makes no difference whether or no the percept, as given to me, has a continuous existence before and after I perceive it. If I want to assert anything whatever about it, I can do so only with the help of thought. When I assert that the world is my idea, I have enunciated the result of an act of thought, and if my thought is not applicable to the world, then my result is false. Between a percept and every kind of judgment about it there intervenes thought. The reason why, in our discussion about things, we generally overlook the part played by thought, has already been given above (p. 46). It lies in the fact that our attention is concentrated only on the object about which we think, but not at the same time on the thinking itself. The naïve mind, therefore, treats thought as something which has nothing to do with things, but stands altogether aloof from them and makes its theories about them. The theory which the thinker constructs concerning the phenomena of the world is regarded, not as part of the real things, but as existing only in men's heads. The world is complete in itself even without this theory. It is all ready-made and finished with all its substances and forces, and of this ready-made world man makes himself a picture. Whoever thinks thus need only be asked one question. What right have you to declare the world to be complete without thought? Does not the world cause thoughts in the minds of men with the same necessity as it causes the blossoms on plants? Plant a seed in the earth. It puts forth roots and stem, it unfolds into leaves and blossoms. Set the plant before yourselves. It connects itself, in your minds, with a definite concept. Why should this concept belong any less to the whole plant than leaf and blossom? You say the leaves and blossoms exist quite apart from an experiencing subject. The concept appears only when a human being makes an object of the plant. Quite so. But leaves and blossoms also appear on the plant only if there is soil in which the seed can be planted, and light and air in which the blossoms and leaves can unfold. Just so the concept of a plant arises when a thinking being comes into contact with the plant. It is quite arbitrary to regard the sum of what we experience of a thing through bare perception, as a totality, a whole, while that which thought reveals in it is regarded as a mere accretion which has nothing to do with the thing itself. If I am given a rosebud today, the percept that offers itself to me is complete only for the moment. If I put the bud into water, I shall tomorrow get a very different picture of my object. If I watch the rosebud without interruption, I shall see today's state gradually change into tomorrow's through an infinite number of intermediate stages. The picture which presents itself to me at any one moment is only a chance section out of the continuous process of growth in which the object is engaged. If I do not put the bud into water, a whole series of states, the possibility of which lay in the bud, will not be realized. Similarly, I may be prevented tomorrow from watching the blossom further, and thus carry away an incomplete picture of it. It would be a quite unscientific and arbitrary judgment which declared of any haphazard appearance of a thing, this is the thing. To regard the sum of perceptual appearances as the thing is no more legitimate. It might be quite possible for a mind to receive the concept at the same time as, and together with, the percept. To such a mind it would never occur that the concept did not belong to the thing. It would have to ascribe to the concept an existence indivisibly bound up with the thing. Let me make myself clearer by another example. If I throw a stone horizontally through the air, I perceive it in different places at different times. I connect these places so as to form a line. Mathematics teaches me to distinguish various kinds of lines, one of which is the parabola. I know a parabola to be a line which is produced by a point moving according to a certain well-defined law. If I analyze the conditions under which the stone thrown by me moves, I find that the line of its flight is identical with the line I know as a parabola. That the stone moves exactly in a parabola is a result of the given conditions and follows necessarily from them. The form of the parabola belongs to the whole phenomenon as much as any other feature of it. The hypothetical mind described above which has no need of the roundabout way of thought, would find itself presented, not only with a sequence of visual percepts at different points, but, as part and parcel of these phenomena, also with the parabolic form of the line of flight, which we can add to the phenomenon only by an act of thought. It is not due to the real objects that they appear to us at first without their conceptual sides, but to our mental organization. Our whole organization functions in such a way that in the apprehension of every real thing the relevant elements come to us from two sources, viz., from perception and from thought. The nature of things is indifferent to the way I am organized for apprehending them. The breach between perception and thought exists only from the moment that I confront objects as spectator. But which elements do, and which do not, belong to the objects, cannot depend on the manner in which I obtain my knowledge of them. Man is a being with many limitations. First of all, he is a thing among other things. His existence is in space and time. Hence but a limited portion of the total universe can ever be given to him. This limited portion, however, is linked up with other parts on every side both in time and in space. If our existence were so linked with things that every process in the object world were also a process in us, there would be no difference between us and things. Neither would there be any individual objects for us. All processes and events would then pass continuously one into the other. The cosmos would be a unity and a whole complete in itself. The stream of events would nowhere be interrupted. But owing to our limitations we perceive as an individual object what, in truth, is not an individual object at all. Nowhere, e.g., is the particular quality “red” to be found by itself in abstraction. It is surrounded on all sides by other qualities to which it belongs, and without which it could not subsist. For us, however, it is necessary to isolate certain sections of the world and to consider them by themselves. Our eye can seize only single colours one after another out of a manifold colour-complex, our understanding only single concepts out of a connected conceptual system. This isolation is a subjective act, which is due to the fact that we are not identical with the world-process, but are only things among other things. It is of the greatest importance for us to determine the relation of ourselves, as things, to all other things. The determining of this relation must be distinguished from merely becoming conscious of ourselves. For this self-awareness we depend on perception just as we do for our awareness of any other thing. The perception of myself reveals to me a number of qualities which I combine into an apprehension of my personality as a whole, just as I combine the qualities, yellow, metallic, hard, etc., in the unity “gold.” This kind of self-consciousness does not take me beyond the sphere of what belongs to me. Hence it must be distinguished from the determination of myself by thought. Just as I determine by thought the place of any single percept of the external world in the whole cosmic system, so I fit by an act of thought what I perceive in myself into the order of the world-process. My self-observation restricts me within definite limits, but my thought has nothing to do with these limits. In this sense I am a two-sided being. I am contained within the sphere which I apprehend as that of my personality, but I am also the possessor of an activity which, from a higher standpoint, determines my finite existence. Thought is not individual like sensation and feeling; it is universal. It receives an individual stamp in each separate human being only because it comes to be related to his individual feelings and sensations. By means of these particular colourings of the universal thought, individual men are distinguished from one another. There is only one single concept of “triangle.” It is quite immaterial for the content of this concept whether it is in A's consciousness or in B's. It will however be grasped by each of the two minds in its own individual way. This thought conflicts with a common prejudice which is very hard to overcome. The victims of this prejudice are unable to see that the concept of a triangle which my mind grasps is the same as the concept which my neighbour's mind grasps. The naïve man believes himself to be the creator of his concepts. Hence he believes that each person has his private concepts. One of the first things which philosophic thought requires of us is to overcome this prejudice. The one single concept of “triangle” does not split up into many concepts because it is thought by many minds. For the thought of the many is itself a unity. In thought we have the element which welds each man's special individuality into one whole with the cosmos. In so far as we sense and feel (perceive), we are isolated individuals; in so far as we think, we are the All-One Being which pervades everything. This is the deeper meaning of our two-sided nature. We are conscious of an absolute principle revealing itself in us, a principle which is universal. But we experience it, not as it issues from the centre of the world, but rather at a point on the periphery. Were the former the case, we should know, as soon as ever we became conscious, the solution of the whole world problem. But since we stand at a point on the periphery, and find that our own being is confined within definite limits, we must explore the region which lies beyond our own being with the help of thought, which is the universal cosmic principle manifesting itself in our minds. The fact that thought, in us, reaches out beyond our separate existence and relates itself to the universal world-order, gives rise to the desire for knowledge in us. Beings without thought do not experience this desire. When they come in contact with other things no questions arise for them. These other things remain external to such beings. But in thinking beings the concept confronts the external thing. It is that part of the thing which we receive not from without, but from within. To assimilate, to unite, the two elements, the inner and the outer, that is the function of knowledge. The percept, thus, is not something finished and self-contained, but one side only of the total reality. The other side is the concept. The act of cognition is the synthesis of percept The preceding discussion shows clearly that it is futile to seek for any other common element in the separate things of the world, than the ideal content which thinking supplies. All attempts to discover any other principle of unity in the world than this internally coherent ideal content, which we gain for ourselves by the conceptual analysis of our percepts, are bound to fail. Neither a personal God, nor force, nor matter, nor the blind will (of Schopenhauer and Hartmann), can be accepted by us as the universal principle of unity in the world. These principles all belong only to a limited sphere of our experience. Personality we experience only in ourselves, force and matter only in external things. The will, again, can be regarded only as the expression of the activity of our finite personalities. Schopenhauer wants to avoid making “abstract” thought the principle of unity in the world, and seeks instead something which presents itself to him immediately as real. This philosopher holds that we can never solve the riddle of the world so long as we regard it as an “external” world. “In fact, the meaning for which we seek of that world which is present to us only as our idea, or the transition from the world as mere idea of the knowing subject to whatever it may be besides this, would never be found if the investigator himself were nothing more than the pure knowing subject (a winged cherub without a body). But he himself is rooted in that world; he finds himself in it as an individual, that is to say, his knowledge, which is the necessary supporter of the whole world as idea, is yet always given through the medium of a body, whose affections are, as we have shown, the starting-point for the understanding in the perception of that world. His body is, for the pure knowing subject, an idea like every other idea, an object among objects. Its movements and actions are so far known to him in precisely the same way as the changes of all other perceived objects, and would be just as strange and incomprehensible to him if their meaning were not explained for him in an entirely different way. ... The body is given in two entirely different ways to the subject of knowledge, who becomes an individual only through his identity with it. It is given as an idea in intelligent perception, as an object among objects and subject to the laws of objects. And it is also given in quite a different way as that which is immediately known to every one, and is signified by the word will. Every true act of his will is also at once and without exception a movement of his body. The act of will and the movement of the body are not two different things objectively known, which the bond of causality unites; they do not stand in the relation of cause and effect; they are one and the same, but they are given in entirely different ways—immediately, and again in perception for the understanding.” (The World as Will and Idea, Book 2, & 18.) Schopenhauer considers himself entitled by these arguments to hold that the will becomes objectified in the human body. He believes that in the activities of the body he has an immediate experience of reality, of the thing-in-itself in the concrete. Against these arguments we must urge that the activities of our body become known to us only through self-observation, and that, as such, they are in no way superior to other percepts. If we want to know their real nature, we can do so only by means of thought, i.e., by fitting them into the ideal system of our concepts and ideas. One of the most deeply rooted prejudices of the naïve mind is the opinion that thinking is abstract and empty of any concrete content. At best, we are told it supplies but an “ideal” counterpart of the unity of the world, but never that unity itself. Whoever holds this view has never made clear to himself what a percept apart from concepts really is. Let us see what this world of bare percepts is. A mere juxtaposition in space, a mere succession in time, a chaos of disconnected particulars—that is what it is. None of these things which come and go on the stage of perception has any connection with any other. The world is a multiplicity of objects without distinctions of value. None plays any greater part in the nexus of the world than any other. In order to realize that this or that fact has a greater importance than another we must go to thought. As long as we do not think, the rudimentary organ of an animal which has no significance in its life, appears equal in value to its more important limbs. The particular facts reveal their meaning, in themselves and in their relations with other parts of the world, only when thought spins its threads from thing to thing. This activity of thinking has always a content. For it is only through a perfectly definite concrete content that I can know why the snail belongs to a lower type of organization than the lion. The mere appearance, the percept, gives me no content which could inform me as to the degree of perfection of the organization. Thought contributes this content to the percept from the world of concepts and ideas. In contrast with the content of perception which is given to us from without, the content of thought appears within our minds. The form in which thought first appears in consciousness we will call “Intuition.” Intuition is to thoughts what observation is to percepts. Intuition and observation are the sources of our knowledge. An external object which we observe remains unintelligible to us, until the corresponding intuition arises within us which adds to the reality those sides of it which are lacking in the percept. To anyone who is incapable of supplying the relevant intuitions, the full nature of the real remains a sealed book. Just as the colour-blind person sees only differences of brightness without any colour qualities, so the mind which lacks intuition sees only disconnected fragments of percepts. To explain a thing, to make it intelligible means nothing else than to place it in the context from which it has been torn by the peculiar organisation of our minds, described above. Nothing can possibly exist cut off from the universe. Hence all isolation of objects has only subjective validity for minds organized like ours. For us the universe is split up into above and below, before and after, cause and effect, object and idea, matter and force, object and subject, etc. The objects which, in observation, appear to us as separate, become combined, bit by bit, through the coherent, unified system of our intuitions. By thought we fuse again into one whole all that perception has separated. An object presents riddles to our understanding so long as it exists in isolation. But this is an abstraction of our own making and can be unmade again in the world of concepts. Except through thought and perception nothing is given to us directly. The question now arises as to the interpretation of percepts on our theory. We have learnt that the proof which Critical Idealism offers for the subjective nature of percepts collapses. But the exhibition of the falsity of the proof is not, by itself, sufficient to show that the doctrine itself is an error. Critical Idealism does not base its proof on the absolute nature of thought, but relies on the argument that Naïve Realism, when followed to its logical conclusion, contradicts itself. How does the matter appear when we recognize the absoluteness of thought? Let us assume that a certain percept, e.g., red, appears in consciousness. To continued observation, the percept shows itself to be connected with other percepts, e.g., a certain figure, temperature, and touch-qualities. This complex of percepts I call an object in the world of sense. I can now ask myself: Over and above the percepts just mentioned, what else is there in the section of space in which they are? I shall then find mechanical, chemical, and other processes in that section of space. I next go further and study the processes which take place between the object and my sense-organs. I shall find oscillations in an elastic medium, the character of which has not the least in common with the percepts from which I started. I get the same result if I trace further the connection between sense organs and brain. In each of these inquiries I gather new percepts, but the connecting thread which binds all these spatially and temporally separated percepts into one whole, is thought. The air vibrations which carry sound are given to me as percepts just like the sound. Thought alone links all these percepts one to the other and exhibits them in their reciprocal relations. We have no right to say that over and above our immediate percepts there is anything except the ideal nexus of percepts (which thought has to reveal). The relation of the object perceived to the perceiving subject, which relation transcends the bare percept, is therefore merely ideal, i.e., capable of being expressed only through concepts. Only if it were possible to perceive how the object of perception affects the perceiving subject, or alternatively, only if I could watch the construction of the perceptual complex through the subject, could we speak as modern Physiology, and the Critical Idealism which is based on it, speak. Their theory confuses an ideal relation (that of the object to the subject) with a process of which we could speak only if it were possible to perceive it. The proposition, “No colour without a colour-sensing eye” cannot be taken to mean that the eye produces the colour, but only that an ideal relation, recognizable by thought, subsists between the percept “colour” and the percept “eye.” To empirical science belongs the task of ascertaining how the properties of the eye and those of the colours are related to one another; by means of what structures the organ of sight makes possible the perception of colours, etc. I can trace how one percept succeeds another and how one is related to others in space, and I can formulate these relations in conceptual terms, but I can never perceive how a percept originates out of the non-perceptible. All attempts to seek any relations between percepts other than conceptual relations must of necessity fail. What then is a percept? This question, asked in this general way, is absurd. A percept appears always as a perfectly determinate, concrete content. This content is immediately given and is completely contained in the given. The only question one can ask concerning the given content is, what it is apart from perception, that is, what it is for thought. The question concerning the “what” of a percept can, therefore, only refer to the conceptual intuition which corresponds to the percept. From this point of view, the problem of the subjectivity of percepts, in the sense in which the Critical Idealists debate it, cannot be raised at all. Only that which is experienced as belonging to the subject can be termed “subjective.” To form a link between subject and object is impossible for any real process, in the naïve sense of the word “real,” in which it means a process which can be perceived. That is possible only for thought. For us, then, “objective” means that which, for perception, presents itself as external to the perceiving subject. As subject of perception I remain perceptible to myself after the table which now stands before me has disappeared from my field of observation. The perception of the table has produced a modification in me which persists like myself. I preserve an image of the table which now forms part of my Self. Modern Psychology terms this image a “memory-idea.” Now this is the only thing which has any right to be called the idea of the table. For it is the perceptible modification of my own mental state through the presence of the table in my visual field. Moreover, It does not mean a modification in some “Ego-in-itself” behind the perceiving subject, but the modification of the perceiving subject itself. The idea is, therefore, a subjective percept, in contrast with the objective percept which occurs when the object is present in the perceptual field. The false identification of the subjective with this objective percept leads to the misunderstanding of Idealism: The world is my idea. Our next task must be to define the concept of “idea” more nearly. What we have said about it so far does not give us the concept, but only shows us where in the perceptual field ideas are to be found. The exact concept of “idea” will also make it possible for us to obtain a satisfactory understanding of the relation of idea and object. This will then lead us over the border-line, where the relation of subject to object is brought down from the purely conceptual field of knowledge into concrete individual life. Once we know how we are to conceive the world, it will be an easy task to adapt ourselves to it. Only when we know to what object we are to devote our activity can we put our whole energy into our actions. |
68b. The Human Cycle Within The World Of Sense, Soul And Spirit: The Three Worlds
03 Feb 1906, Hamburg Rudolf Steiner |
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First, in the physical world during the day, in the normal state, he has the waking consciousness. Second, the dream-filled state of sleep. It is not uninteresting to study the experiences of dreams. If you pay just a little attention to them, you will find a certain regularity in the dream images. Dreams are symbolic. The dream experiences show that we are dealing with rudiments of our daytime consciousness. |
It is not enough for a person to be conscious only in dreams; he now also learns to bring dream consciousness into daytime consciousness, and in this way all irregularities will be regulated. |
68b. The Human Cycle Within The World Of Sense, Soul And Spirit: The Three Worlds
03 Feb 1906, Hamburg Rudolf Steiner |
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Dearly beloved! Whoever gazes at a cloud, or at a cloudy sky, would never guess that in the next moment lightning will flash out of the cloud and thunder will rumble. Lightning and thunder are phenomena hidden in the cloud. This is an image for the things around us; there is also much hidden that can be awakened from its slumber. I will now try to characterize this hidden world. In theosophy, it is called the three worlds. These three worlds are not separate from each other, but they rest within each other; they are present within this world of ours, but they only emerge under special circumstances. The physical world is visible, audible, tangible, and so on, for the ordinary person. The other two worlds rest hidden in the physical world; but they can be brought out. An often-used image can help us to understand what is meant by this. Let us think of a person born blind, whose eyes are opened and who can now see. Until now, he has felt his way around; now he has had an operation and can see. The same objects, whose properties he could previously only explore by touching, take on shine and color now that his eye has been opened to the light. In this sense, one speaks of higher worlds. They are there, but the higher sense, the spiritual eyes, must first be opened in order for them to be revealed to the person. Another comparison that has been made here before: two naturalists were observing three Moluccan crabs in an aquarium. One of them had fallen on its back and was so unhappily placed under an iron bar that it was unable to right itself. The other two crabs tried in vain to help their comrade back on his feet. After they had tried for a long time without success, they left. The naturalists waited to see what would happen. After some time, the crabs returned and brought two more brothers with them. These four then managed to get the crab back on its feet by working together. I am not telling this story to give an example of mutual aid in the animal kingdom, although it is a fine testimony to it. It is intended to lead us to a different consideration. Suppose the naturalists had lost their patience and reached into the water and turned the cancer back over; and then imagine the crabs endowed with human intelligence, the following would arise: The cancer society would consider this strange case. First, there would be the orthodox, the conservatives; they would say: A miracle has occurred. Then there would be the monists, the materialists; they would say: There are only cancer forces, no other forces exist; a higher intervention is impossible. They would have to leave the case unexplained. Thirdly, the cancer theosophists would come; they would say: No, there are no miracles, everything is based on law; but there is also a higher law that goes beyond the ordinary comprehension of cancer. We theosophists extend the law into higher realms beyond the ordinary comprehension. Let us now realize what it depends on to perceive these supersensible things. All our senses are active and serve us to perceive the things around us. But we also become aware that the senses decrease, die, and then the ability to perceive ceases; but life does not stop with that. So you can live in the world without perceiving. Whether or not we perceive things depends on whether we have the senses necessary to perceive them. Admittedly, it is not unacceptable that we live in countless worlds for which the senses have not yet been awakened. The real purpose of the theosophical movement is to awaken man to these higher senses. Some people go wild when you talk to them about supernatural things. They cannot grasp that one can really gain an insight into these things, that not everything that is said about them is based on hypothesis. But they do not consider that there are many things around us that pass us by without a trace because we do not recognize them. An example of this: a famous singer was invited to an elegant society event; she was late – as famous personalities sometimes are. She was seated between two gentlemen; one was Mendelsohn, whom she knew and with whom she had a lively conversation. The gentleman on her other side tried repeatedly, in his polite, modest way, to draw her into the conversation, but she didn't like him and asked Mendelsohn quietly, “Who is that stupid fellow?” The famous philosopher Hegel, was the reply. Had she known beforehand that she would meet Hegel there, she would have made every effort to engage him in conversation. Now she had sat with him – and had not recognized him. Could it not be that many a person who is endowed with higher faculties is merely a “stupid fellow” in the eyes of many people? Let us think of Christ Jesus; now, after all that the Church and time have made of him, it is indeed easy to recognize him. But just imagine he were to enter this hall today. Who would recognize him then? Therefore, we may admit the possibility that there may be people who are endowed with higher senses than the ordinary ones, without the ordinary man in the street perceiving anything. Such a person is called “one with a higher state of consciousness”. Actually, every human being lives in these different states of consciousness. We must realize that the human being really lives in different states of consciousness. First, in the physical world during the day, in the normal state, he has the waking consciousness. Second, the dream-filled state of sleep. It is not uninteresting to study the experiences of dreams. If you pay just a little attention to them, you will find a certain regularity in the dream images. Dreams are symbolic. The dream experiences show that we are dealing with rudiments of our daytime consciousness. I would like to make this clear with a few examples, which, like all the examples I give, are based on real experiences. Someone dreams that they have caught a tree frog, vividly reliving the entire chase until they hold it in their hand. With the feeling of the soft, slippery thing in their hand, they wake up and realize that they had a corner of their bedspread in their hand. There the dream consciousness had symbolized the soft mass of the bedspread and transformed it into a tree frog. A dream is also a playwright. Example: A woman dreams that she is in church, the preacher is giving an uplifting sermon, gradually his raised hands turn into wings – she finds this quite natural in the dream – then his lofty speech turns into cawing and outside the cockerel crows. - How the dream is a symbolist and a playwright, Schubert described in “The Night Side of Nature” from the hidden side of man. Heinrich von Kleist received many suggestions from him about this matter. Thirdly: the state of consciousness of dreamless, unconscious sleep. Everyone will admit that a person is present, even when he is unconscious in his sleep, that he does not cease to exist in the evening and come into being again in the morning. And yet his consciousness perceives nothing of what is going on around him. These three states of consciousness change significantly when a person undergoes a spiritual, mental development. Then the divine man is awakened in him. He learns to perceive the mental processes. With the help of higher, more perfect people, mental organs develop in him that change the first two states of consciousness, so that the person not only perceives fleeting images, but a new world opens up to him that speaks to him in symbols. It is not enough for a person to be conscious only in dreams; he now also learns to bring dream consciousness into daytime consciousness, and in this way all irregularities will be regulated. Gradually, the confused dreams become clear symbols. If one receives guidance, one also learns to understand these symbols. Something real may then well occur. For example, it may occur that the student dreams of something ugly that is connected with a particular friend, who moves him; he learns that the friend has fallen seriously ill. A real condition has been expressed in the ugly dream. In this way, a new world gradually opens up for the dreamer, and he learns to take this spiritual world into the ordinary world. He also perceives the soul in his fellow human beings. He also perceives soul-spiritual beings that he has not usually seen before. The world that opens up to the human being is the “astral” world. Just as lightning and thunder issue forth from the cloud, so things emerge when the astral senses are awakened. Why is this world called the astral world? Those who understand only one sixteenth of it have quibbled a lot about the name. The people who have always been theosophists, the ancient mystics, used this name for good reason. What is the astral world? It is an expression of the soul world. What is physical about me, my bones, muscles, and skin, forms the physical body. What is mental about me, my instincts, passions, and desires, is just as real as my hand and my head. These [mental qualities] form the astral body. A person stands before me. I see his form, his hair, his face, his skin; but just as real as this visible person are his desires and cravings, instincts and passions before me, they are just as real for the astral world as the visible body is for the physical world. It has been suggested that it should be called the “drives-body”, but that is no better; it could lead to the erroneous opinion of the materialists, who believe that the drives emanate from the physical body. Before man was born, the soul of man was there, which has embodied itself in the body. The drives, instincts, passions and so on were there, and they are what shaped the physical body. So we can give a very definite answer to the question of where the physical body comes from. Imagine a glass of water with a piece of ice floating in it. Ice is water. It is formed from water through cooling. This is roughly how we can imagine the process. The astral is to the physical as water is to ice. Ice is condensed water. The physical is the condensed astral substance. This is the relationship between the desire body and the physical body. Just as water crystallizes into snowflakes, all worlds have been created through crystallization processes. Our visible world has also emerged from the astral one. Goethe knew this process and tells us about it in the words of the world spirit:
Just as our earth was created from the astral matter that surrounds it and consists of it, so the astral matter and the other matter consist of the same matter as the whole world of stars. The physical matter of the earth is related to the physical matter of the stellar world, the astral matter to the astral matter of the same and so on. The astral matter permeates everything. The mineral contains forces and substances. The plant also has substances and forces and life. The animal feels and senses, but more unconsciously. Man, finally, who still has the animal in him, consciously gains control over it and thereby rises above the animal. He is, as it were, a summary of all physical realms and has the essence of all of them within him. The materialists claim that instincts arise from the physical. Theosophy claims the opposite. Our desire body is related to the world of desire around us. Thirdly, dreamless consciousness: human consciousness develops ever higher and higher. Then not only dream consciousness emerges from the dark night, but something new emerges that cannot be compared to light images. It speaks to the human being in sounds, as it were. This sound of the higher spiritual world was well known to the Pythagoreans; they called it “the harmony of the spheres” or “music of the spheres”. Goethe also tells us about it in his “Faust”. The “Prologue in Heaven” introduces us to this third world. What Goethe presents to us here is not just a poetic image, but reality. — The archangel Raphael sings:
What resounds is not the physical sun. This physical sun is only the body for the sun spirit. This “resonance” is perceived by the more highly developed people. From the dark deep sleep, it “resonates” up to him. This is what Goethe means when he says “the sun resounds”. He sticks with this image. In the second part of “Faust” it says:
This third world is the mental world, the spiritual world. It can be perceived in its true state with proper concentration. Once man has reached this level, he knows that the mere thought is something real. Heaven – Devachan – can be conjured up. This state is called the continuity of consciousness. When the ear is opened to this sound, the actual spiritual world, the world of the spirit, opens up to man. Just as man is plant, animal and mineral, he is also astral and mental; it is possible for him to live entirely within himself, in the spirit. Man lives in the three worlds. During the day he lives in physical consciousness. At night, during sleep, he initially perceives nothing that is perceptible to his senses. How is it that man is unconscious during sleep? There is a very specific reason for this. Man divides his being. During the day, the human being uses the powers of the physical and etheric bodies. The powers for the waking consciousness are taken from these two bodies. These powers must be renewed; this is done during sleep; the actual human being uses his astral and mental bodies and their powers to work on the physical body. The person who wants to develop himself higher must acquire special moral qualities, whereby he can make the work of the astral and mental bodies superfluous. How can a person make this possible? When he enters the “Chela path”, which has been discussed in detail here. The qualities that are necessary as preparation for this path have been mentioned here many times. The first main condition is the control of thoughts; one must not let them stray; then comes the control of passions and desires, great composure, and so on. When all this has been achieved, after years of practice, what happens then? A calmness comes over the physical and astral life, a feeling of well-being, an inner health, and thus the astral and mental forces are released from their work during sleep; they no longer have as much work to do on it. These unused forces are now used to draw out hidden abilities in man and to develop clairvoyant organs, to form the “eyes of the soul”. These organs are called “lotus flowers” or “chakras”; they are described in detail in “Lucifer - Gnosis”. With these organs, the astral world can be perceived. In this way, a person develops through virtues, especially through calmness and composure. Once he has achieved these, he may use the freed-up energies to develop the higher organs. Those who want to develop these higher organs without these virtues are drawing on physical forces that the physical nature still needs. The result is that the person becomes nervous, even mentally and spiritually ill. In this way, the human being can open up the two higher worlds. The astral matter is thin, thinner than air. It appears in the astral light as a human aura. It is a radiation that extends one and a half times the length of the head. This aura expresses the character of the human being's innermost being in different color tones. The newcomer to the astral plane is struck by the fact that everything is read there as in a mirror image, in a most strange and shocking way. Above all, he sees the mirror image of himself there, which seems to be coming towards him, while in reality it emanates from him. If, for example, one sees the number 164, one must read 461. What takes place in relation to time also runs in the opposite direction. You first have to learn how to orient yourself in the other world. It is very important to know that the passions show themselves there in an ugly, demonic form; one's own passions pounce on the clairvoyant as demonic figures – in the mirror image. That is how you get to know yourself. Those who have had experience in this and have previously learned the context know how to judge and deal with this phenomenon correctly. Many a person who has attained abnormal vision without having received proper training, but has broken into the astral unprepared, describes it that way. That comes from materialism. Theosophy is quite serious. It can only confuse those who approach it without understanding. But for those who look deeper into it, theosophy brings spiritual health. Materialism, on the other hand, makes people ill. If the religious element slumbering in every human being is not satisfied, it will eventually break through the brain; the brain does not understand it and becomes ill. The higher worlds break in on man, and he does not understand them. That is the essence of mental illness. The “sounding” is then the third world. The human being lives in these three worlds one after the other. After he has ended his life here in the physical, he discards his physical body, then also his etheric body; then the astral body remains, in which he now lives. He really lives in the astral. When we say we live in this or that, we mean that we have something in common with the world around us. Now, one thing in particular is no longer the case. Even during sleep, the astral body is separated from the physical and etheric bodies, but they are still connected by a magnetic bond. This now falls away. The human being now becomes aware of this. It is a very peculiar awareness that confronts him. He is accustomed to perceiving and doing everything through the senses; for example, he is accustomed to enjoying food and delighting in the taste through the palate; the longing for enjoyment has remained with him; he must first get used to doing without these pleasures. This happens for all the senses. This happens through this deprivation of the senses. Through this deprivation of the senses, two conditions arise violently. First, a burning thirst that arises from the inability to satisfy desire. This acts as a kind of fire — the purgatory of Catholics. He must first get rid of his desires. The other concerns action. He is accustomed to acting; but he lacks the hand to act, the foot to walk, and so on. This feeling of inability causes a state of coldness. This state is called Kamaloka, the place of desires. This state is caused by the desires in man, which are still active and find no satisfaction. It is the state of disaccustoming. If a person has already become accustomed to living in the spirit during his lifetime, this disaccustomment will not be difficult for him. Christ Jesus says, “The kingdom of heaven is within you” (Luke 17:21), so that a person can already live here in the spirit, in the third, the mental world, in Devachan. If he has then passed through Kamaloka after death, he comes to Devachan. That is the state in which the divine man truly lives in his element. When he is no longer attached to the lower, his own divine self comes to life in his inner being. I have now shown how man, by opening up the higher senses, becomes familiar with the two hidden worlds, which are hidden only to the extent that colors and light are hidden things for those born blind. The time has not yet come for everyone to follow this hidden path of knowledge. But people must hear about the higher worlds, become familiar with them, try to grasp them intellectually, and let them tell them about themselves. That is the first step towards finally entering them. Man should create concepts for himself, he is a self-creating being. We live in an important time, when great movements of a spiritual and intellectual nature are taking place. Much is being told publicly about supersensible facts that used to be kept secret. Then some people come and say: Yes, you are telling us all kinds of things; and we are to believe in you. — Once a personality in Berlin was literally enraged. To this personality I said: You don't need to believe me at all. I don't care what you think about me. If I draw you a map of Asia Minor, indicating the outlines, the rivers with lines and the cities with dots, you can say: 'What are you making up, Asia Minor doesn't look like that. No, it does not look like that, but if you go there, you will see that the drawing was correct. That is how it is with the drawing I have sketched for you of the transcendental worlds. For the time being, you are welcome to think of me as a fraud who is telling you something, but – listen! – after death everyone is in a position to apply what they are now learning. But culture will soon produce blossoms that will only be understandable to those who understand the occult. Therefore, it is advisable to listen quietly and to process what you hear. If you can do this without inner contradiction, life will open up for you in a completely new way; you will learn to understand it in an unimagined way. In this way, one struggles upwards to knowledge, to that which never fades, to the realm of heaven. We develop ever higher and higher, through the three worlds first. The first stage is the physical, the second the astral, the third the mental, the spiritual. The first step consists of man's turning from the transitory to the eternal. The astral life of mind and desire turns either downwards to the transitory or upwards to the eternal; it has two sides. The third world, the spiritual world, encompasses what man recognizes as his own spiritual being. |
143. Conscience and Astonishment as Indications of Spiritual Vision in Past and Future
03 Feb 1912, Breslau Tr. Unknown Rudolf Steiner |
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It would indeed be astonishing; but when this happens in a dream he would do it all without being in any way amazed. We experience in dreams much more fantastic things than this, but are not astonished although we cannot relate them to daily events. |
Now we can go deeper into the fact that we are not amazed in dreams. First the question must be answered, what a dream really is. Dreams are an ancient heritage from earlier incarnations. |
Dreams, as a remnant of an earlier consciousness, do not contain the impulse to acquire knowledge and for this reason man feels the distinction between waking consciousness and the consciousness of dreams. |
143. Conscience and Astonishment as Indications of Spiritual Vision in Past and Future
03 Feb 1912, Breslau Tr. Unknown Rudolf Steiner |
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Since we can meet so seldom, it will perhaps be good to touch upon some questions today, through which anthroposophy is directly concerned with life. Anthroposophists will often be asked: what does anthroposophy mean for someone not yet able to see into the spiritual worlds by means of clairvoyant consciousness? For the content of spiritual science is in the main received, derived and imparted through research undertaken through clairvoyant consciousness. It must be emphasised again and again that everything, all the facts and relationships, investigated and imparted from clairvoyant consciousness, must be comprehended by healthy human understanding. Once the things found by clairvoyant consciousness are there, they can be grasped and understood by the logic inherent in every ordinary human being, if only his judgment is unprejudiced enough. Further, it can be asked: are there not facts experienced in normal human life which give direct support to the assertion by spiritual research, that our physical world and all its phenomena have underlying them a spiritual world? There are indeed many facts in ordinary life of which we could say that man would never comprehend them, although he has to accept their existence, without the recognition of a spiritual world. We can look to begin with at two facts in ordinary human consciousness which cannot be explained without taking the presence of a spiritual world into consideration. Man knows these indeed as everyday facts, but does not usually regard them in the right light; if he did, there would be no necessity for a materialistic conception of the world. The first of these facts can be regarded in connection with very familiar events in ordinary life. When a man faces a fact which he cannot explain with the conceptions that he has acquired up to that moment, he is astonished. Someone for example who saw for the first time a car or a train in movement (though such things will soon not be unusual even in the interior of Africa) would be very astonished, because he would think something like this: According to my experience up to now it seems impossible to me that a thing can move along quickly, without having something harnessed to it in front, that can pull it. But I can see that this is moving along quickly without being pulled! That is astonishing. What a man does not yet know causes him astonishment; something he has already seen, no longer astonishes him. Only the things which cannot be connected with previous experiences cause astonishment; let us keep this fact of ordinary life clearly before us. And we can bring it now into connection with another fact, which is very remarkable. Human beings are faced in ordinary life with many things that they have never seen before and which they nevertheless accept without astonishment. There are many such events. What are they? It would be very astonishing, for example, if someone was to find in the ordinary way that after sitting quietly on his chair he suddenly began to fly up through the chimney into the air. It would indeed be astonishing; but when this happens in a dream he would do it all without being in any way amazed. We experience in dreams much more fantastic things than this, but are not astonished although we cannot relate them to daily events. In waking life we are even astonished if somebody leaps high into the air; but in a dream we can fly without being surprised at all. So we are faced with the fact that while in waking life we are astonished about things we had not experienced previously, in dreams we are not at all amazed. As a second fact from which we shall begin, we have the question of conscience. When a man does something, and with a sensitive nature even when he thinks, something stirs in him that we call conscience. This conscience is entirely independent of the external significance of events. We could for example have done something very advantageous to us, and yet this act might be condemned by our conscience. Everyone feels that when conscience goes into action something influences the judgment of an act that has nothing to do with its utility. It is like a voice that says within us: Truly, you should have done this, or you should not have done this—this is the fact of conscience, and we know how strong its warning power can be, and how it can pursue us through life. We know that the presence of conscience cannot be denied. Now we can consider again the life of dreams. Here we may do the strangest things which would cause us the most terrible pangs of conscience if we did them in waking life. Anyone can confirm this from his own experience, that he does things in dreams without his conscience stirring at all; while if he were to do them awake the voice of conscience would speak. Thus these two facts, amazement and conscience, are excluded in a remarkable way from the life of dreams. Ordinarily man does not notice such things; nevertheless they throw their light upon the depths of our existence. There is something else that throws light on this, concerned less with conscience than with astonishment. In ancient Greece the saying appears that all philosophy begins with astonishment, with wonder. The feeling expressed in this saying—the feeling of the Greeks themselves—cannot be found in the earlier periods of Greek history; only from a certain point in the development of philosophy is it to be found. Earlier periods did not have this feeling. Why was it that from a certain point onwards in ancient Greece this observation about astonishment was made? We have seen that we are astonished about something that does not fit in with our previous life; but if we have only this kind of astonishment this is nothing specially remarkable. Someone who is astonished about a car or train is simply unaccustomed to see such things. It is much more remarkable that a man can begin to be astonished about accustomed things. For example there is the fact that the sun rises every morning. Those people who are accustomed to this fact with their ordinary consciousness are not surprised about it. But when there is astonishment about the everyday things, which one is accustomed to see, philosophy and knowledge arise. Those men are the richer in knowledge, who are able to be astonished about things which the ordinary man simply accepts. Only then does a man strive for knowledge. For this reason, it was said in ancient Greece: All philosophy begins in wonder. How is it with the conscience? Once more it is interesting, that the word ‘conscience’—and therefore the concept too, for only when we have a conception of something does the word appear—is also only to be found in ancient Greece from a certain time onwards. It is impossible to find in earlier Greek literature, about up to the time of Aeschylus, a word that should be translated ‘conscience’. But we find one in the later Greek writers, for example Euripides. Thus it can be pointed out precisely that conscience is something, just as is amazement about familiar things, known to man only from a certain period of ancient Greece onwards. What sprang up at this time as the activity of conscience was something quite different among the earlier Greeks. It did not then happen that the pangs of conscience appeared when a man had done something wrong. Men had then an original, elemental clairvoyance; going back only a short time before the Christian era we would find that all human beings still had this original clairvoyance. If a man then did something wrong, it was not followed by the stirring of conscience, but a demonic form appeared before the old clairvoyance, and a man was tormented by it. Such forms were called Erinys or Furies. Only when men had lost the capacity to see these demonic forms did they become able to feel, when they had done something wrong, the power of conscience as an inner experience. What do such facts show? What really happens in the everyday fact of astonishment—when for example a tribesman from the depths of Africa, suddenly transported to Europe, sees here the trains and cars for the first time? He is astonished because his astonishment presupposes that something new is entering his life, something that he before saw differently. If now a developed man has a particular need to find explanations for many things, including everyday things, because he is able to be astonished about everyday things—this too presupposes that he had seen the thing differently before. No-one would be able to reach another explanation of the sunrise, distinct from the mere appearance of its rising, if he had not seen it differently before. But it might be objected that we see the sunrise happening in just the same way from our earliest youth; would it not be nonsensical to be astonished about it? There is no other explanation of this than that if we are amazed about it after all, we must have experienced it earlier in another condition, in a way different from our present experience in this life. For if spiritual science says that man exists between birth and a previous life in another condition, we have in the fact of astonishment about something so everyday as a sunrise an indication of this earlier condition, in which man also perceived the sunrise, but in another way, without bodily organs. He perceived all this then with spiritual eyes and spiritual ears. In the moment where dim feelings lead him to say: ‘You face the rising sun, the roaring sea, the growing plant, and are filled with wonder!’—there is in this wonder the knowledge, that all this has once been perceived in another way, not with bodily eyes. He has looked at all these with his spiritual eyes before he entered the physical world. He feels dimly: ‘Yet this is all different, from the form in which you saw it earlier.’ This was, and could only be, before birth. These facts compel us to recognise that knowledge would not be possible at all if man did not enter this life from a preceding super-sensible existence. Otherwise there would be no explanation for amazement and the knowledge that follows from it. Naturally man does not remember in clear pictures what he experienced in a different way before birth; but though it is not in the form of clear thought, it is present in feeling. It can only be brought as a clear memory through initiation. Now we can go deeper into the fact that we are not amazed in dreams. First the question must be answered, what a dream really is. Dreams are an ancient heritage from earlier incarnations. Men passed in earlier incarnations through other conditions of consciousness which were similar to clairvoyance. In the further course of evolution man lost the capacity to look clairvoyantly into the world of soul and spirit. It was a shadowy clairvoyance; evolution proceeded gradually, from the earlier, shadowy clairvoyance into our present clear, waking consciousness, which could develop in the physical world—in order, when it is fully developed, to ascend again into the worlds of soul and spirit with the capacities which man has acquired with his ‘I’ in waking consciousness. But what did men acquire then in the old clairvoyance? Something has remained; the life of dreams. But the life of dreams is distinguished from the old clairvoyance by the fact that it is an experience of present-day man, and present-day man has developed a consciousness which contains the impulse to acquire knowledge. Dreams, as a remnant of an earlier consciousness, do not contain the impulse to acquire knowledge and for this reason man feels the distinction between waking consciousness and the consciousness of dreams. Astonishment, which did not exist in the ancient shadowy clairvoyance, cannot enter even today the consciousness of dreams. Astonishment and wonder cannot enter the life of dreams. We have them in the waking consciousness, which is directed to the external world. In his dreams, man is not in the external world; he is placed into the spiritual world, and does not experience physical things. But it was in facing the physical world that man learned amazement. In dreams he accepts everything as it comes, as he did in the old clairvoyance. He could do this then because the spiritual powers came and showed him the good and evil that he had done; man did not then need wonder. Dreams thus show us by their own character that they are inherited from ancient times, when there was not yet any astonishment about everyday things, and not yet a conscience. Why was it necessary that man, having once been clairvoyant, could not remain so? Why has he descended? Did the gods perhaps drive him down unnecessarily? It is really so, that man could never have acquired what lies in his capacity of wonder and what lies in his conscience, if he had not descended. Man descended in order to acquire knowledge and conscience; he could only do so through being separated for a time from these spiritual worlds. And he has achieved knowledge and conscience here, in order to ascend once more with them. Spiritual science shows us that man spends each time a period between death and a new birth in a purely spiritual world. We experience to begin with after death the time of Kamaloca, the condition in the soul world where desires are purified, where man is only half in the spiritual world, so to speak, because he still looks back upon his impulses and attachments and is thus still drawn by what bound him to the physical world. Only when this Kamaloca period has been wiped out does he experience purely spiritual life in its fulness, in the realm of spirit. When a man enters this purely spiritual world, what is his experience? How is it experienced by every human being? Consideration even by the quite ordinary understanding leads to the conclusion that our environment between death and a new birth must appear entirely different from what we have in physical life. Here we see colours because we have eyes; here we hear sounds because we have ears. But when in spiritual existence after death we have no eyes and no ears, we cannot perceive these colours, and sounds. Even here we see and hear badly or not at all, if we have not got good eyes and ears. It is self-evident that we have to conceive the spiritual world as entirely different from the world in which we here live between birth and death. We can form a picture of the way in which this world must alter when we pass through the gate of death with the help of a comparison. A man sees a lamb and a wolf. By means of the organs of perception available to him in physical life man perceives the lamb and the wolf; he sees them as material lamb, as material wolf. Other lambs and wolves too he recognises, and calls them lamb and wolf. He has a conceptual picture of a lamb, and another of a wolf. It could now be said, and is in fact said: the conceptual picture of the animal is not visible, it lives within the animal; one does not really see materially the essential being of lamb and wolf. One forms mental pictures of the essential being of the animal, but this essential being is in itself invisible. There are theorists who hold that the concepts of wolf and lamb which we form for ourselves live only within us, and that they have nothing to do with the wolf and the lamb themselves. A man who holds this view should be asked to feed a wolf with lambs until all material parts of the wolf body have been renewed, according to scientific research—then the wolf would be built entirely of matter from lambs. And then this man should see whether the wolf has turned into a lamb! But if the result is nevertheless that the wolf has not become a lamb, it has been proved that ‘wolf’, as a fact, is something distinct from the material wolf and that the wolf's objective existence is something more than a material thing. This invisible reality, which in ordinary life one only forms as a concept, one actually sees after death. One does not see there the lamb's white colour, or hear the sounds which it makes but one beholds the invisible power which works in the lamb. For the one who lives in the spiritual world this is just as real, this is actually there. Where a lamb is standing, there stands too a spiritual reality, which becomes visible for man after death. And it is the same with all phenomena of the physical environment. One sees the sun differently, the moon differently, everything differently; and one brings something of this with one, while entering through birth into a new existence. And if through this there arises the feeling that one has once seen something quite differently, then there descends with one's astonishment and wonder the power of knowledge. It is something different, if one observes a human action. Then the element of conscience is added. If we wish to know what this is we must turn our attention to a fact of life which can be confirmed without the development of clairvoyance. The moment of falling asleep must be carefully observed. One can learn to do this without any clairvoyance; this experience is open to anyone. Just before one falls asleep, things first lose their sharp outlines, colours grow faint, sounds not only grow weaker, but it is as if they go away from us into the distance; they reach us only from far away, they grow weaker just as if they were going into the distance. The way in which the whole visible world grows less distinct is a transformation like the oncoming of mist. And the limbs grow heavier. One feels in them something which one has not felt before in waking life; it is as if they acquired their own weight, their own heaviness. In waking life if one were to consider it one should really feel that a leg, when one is walking, or a hand, which one raises, have for us no weight. We raise our hand, carrying a hundredweight—why is the hundredweight heavy? We raise our hand and it carries itself—why do we feel no weight? The hand belongs to me, and so its heaviness is not felt; the hundredweight is outside me, and since it does not belong to me, it is heavy. Let us imagine a being from Mars descending to the earth, knowing nothing about earthly things; and the first thing he sees is a man holding a weight in each hand. To begin with he would have to suppose that both these weights belong to the man as if they were part of his hands, part of his whole being. If he then later had to accept the idea that the man feels a difference between the hundredweight and his hand, he would find it astonishing. We really only feel something as a weight if it is outside us. So that if man feels his limbs beginning to become heavy as he falls asleep, this is a sign that man goes out of his body, out of his physical being. Much now depends upon a delicate observation, which can be made at the moment when the limbs grow heavy. A remarkable feeling appears. It tells us: ‘You have done this—you have left this undone!’ Like a living conscience the deeds of the previous day stand out. And if something is there that we cannot approve of we toss on our bed and cannot fall asleep. If we can be content with our action there comes a happy moment as we fall asleep, when a man says to himself: ‘Could it always be so!’ Then there comes a jolt—that is when man leaves his physical and ethereal body, and then a man is in the spiritual world. Let us observe the moment of this phenomenon, which is like a living conscience, more exactly. A man has not really any power to do something reasonable, and tosses about on his bed. This is an unhealthy condition which prevents him from getting to sleep. It happens at the moment when we are about to leave the physical plane through falling asleep, in order to ascend into another world; but this is not willing to accept what we call our ‘bad conscience’. A man cannot fall asleep because he is cast back by the world into which he should enter in sleep. Thus if we say that we will listen to our conscience about some action, this means that we have a presentiment of what the human being will need to be in future in order to enter the spiritual world. Thus we have in astonishment an expression of what we have seen at an earlier time, and conscience is an expression of a future vision in the spiritual world. Conscience reveals whether we shall be horrified or happy, when we are able to behold our actions in the realm of spirit. Conscience is a presentiment that reveals prophetically how we shall experience our deeds after death. Astonishment and the impulse towards knowledge on the one hand, and the conscience on the other—these are living signs of the spiritual world. These phenomena cannot be explained without bringing in the spiritual worlds. A man will be more inclined to become an anthroposophist if he feels reverence and wonder before the facts of the world. The most developed souls are those which are able to feel wonder more and more. The less one can feel wonder, the less advanced is the soul. Human beings bring to the everyday things of life far less wonder than they bring for example to the starry sky in its majesty. But the real higher development of the soul only begins when one can feel as much wonder about the smallest flower and petal, about the most inconspicuous beetle or worm, as about the greatest cosmic events. These things are very remarkable; a man will generally be moved very easily to ask for the explanation of something which strikes him as sensational. People who live near a volcano for example will ask for the explanation of volcanic eruptions, because people in such regions have to be alert about such things and give them more attention than everyday affairs. Even people who live far away from volcanoes ask for an explanation of them, because these events are startling and sensational for them too. But when a man enters life with such a soul, that he is astonished about everything, because he feels something of the spiritual through all his surroundings, then he is not very much more astonished about a volcano than about the little bubbles and craters which he notices in a cup of milk or coffee on his breakfast table. He is just as interested in small things as in great things. To be able to bring wonder everywhere—that is a memory of the vision before birth. To bring conscience everywhere into our deeds is to have a living presentiment that every deed which we fulfil will appear to us in the future in another form. Human beings who feel this are more predestined than others to find their way to spiritual science. We live in a time in which certain things are being revealed which can only be explained through spiritual science. Some things defy every other explanation. People behave very differently towards such things. We have certainly in our time many human characters to observe, and yet within the great variety of shades of character we encounter two main qualities. We can describe one group as meditative natures, inclined towards contemplation, able everywhere to feel astonishment, feeling everywhere their conscience stirred. Many sorrows, many heavy melancholic moods can pile up in the soul if the longing for explanations remains unsatisfied. A delicate conscience can make life very difficult. Another kind of human being is present today. They have no wish for such an explanation of the world. All the things that are brought forward as explanations derived from spiritual research appear to them terribly dull, and they prefer to live actively and unheedingly, rather than asking for explanations. If you even begin to speak about explanations, they yawn at once. And certainly with people of this kind, conscience is less active than with the others. What is the source of such polarities in character? Spiritual science is ready to examine the reasons for the one quality of character, remarkable for its tendency towards meditation, its thirst for knowledge—while the other is prepared to enjoy life simply without seeking any explanation. If the compass of the human soul is examined by means of spiritual research—one can only indicate these things, many hours would be needed to give a more thorough description—it can be found that many of those whose lives have a meditative quality, who need to seek explanations for what is around them, can be followed back to previous lives in which they had an immediate knowledge in their souls about the fact of reincarnation. Even today there are many human beings on earth who know it, for whom repeated earthly lives are an absolute fact. We need only think of those in Asia. Thus those men who in the present time lead a meditative life, are in the present connected with a previous incarnation in which they knew something about repeated earthly lives. But the other, more insensitive natures come over from previous lives in which nothing was known about reincarnation. They have no impulse to burden themselves much with what conscience says about the deeds of their lives, or to be concerned much with seeking explanations. Very many people with us in the Occident have this quality; it is indeed the mark of occidental civilisation, that men have forgotten, so to speak, their earlier lives on earth. Indeed, they have forgotten them; but civilisation is standing at a turning point where a memory for former lives on earth will revive. Men who are living today are going to meet a future which will have as its characteristic the renewal of connection with the spiritual world. This is still the case only with very few human beings; but certainly in the course of the twentieth century it will become widespread. It will take this form; let us assume that a man has done something, and is troubled afterwards by a bad conscience. It is like this at the present time. But later, when the connection with the spiritual world has been restored, a man will feel impelled, after he has done this or that, to draw back from his action as if with blindfolded eyes. And then something like a dream picture, but one that is entirely living for him will arise; a future event, which will happen because of his deed. And men experiencing such a picture will say something like this to themselves: ‘Yes, it is I who am experiencing this, but what I am seeing is no part of my past!’ For all those who have heard nothing of spiritual science this will be a terrible thing. But those who have prepared for what all will experience will say to themselves: ‘This is indeed no part of my past, but I will experience it in the future as the karmic result of what I have just done.’ Today we are in the anteroom of that time, when the karmic compensation will appear to men in a prophetic dream-picture. And when you think of this experience in the course of time developing further and further, you can conceive the man of the future who will behold the karmic judgment upon his deeds. How does something like this happen—that human beings become capable of seeing this karmic compensation? This is connected with the fact that human beings once had no conscience but were tormented after evil deeds by the Furies. This was an ancient clairvoyance which has passed away. Then came the middle period when they no longer saw the Furies, but what was brought about by the Furies previously now arose inwardly as conscience. A time is now gradually approaching in which we shall again see something—and this is the karmic compensation. That man has now developed conscience begins to enable him to behold the spiritual world consciously. Just as some human beings in the present have become meditative natures because they acquired powers in earlier incarnations which reveal themselves—like a memory of these lives—in the power of wonder,—in the same way the men of today will bring over powers into their next incarnation if they now acquire knowledge of the spiritual worlds. But it will go badly in the future world for those who today reject any explanation of the law of reincarnation. This will be a terrible fact for these souls. We are still living in a time in which men can manage their lives without any explanation of them which relates them to the spiritual worlds. But this period, in which this has been permitted by the cosmic powers, is coming to an end. Those men who have no connection with the spiritual world will awaken in the next life in such a way that the world into which they are born once more is incomprehensible to them. And when they leave once more the physical existence which has been incomprehensible to them, they will have no understanding either after death for the spiritual world into which they are growing. Of course they enter the spiritual world; but they will not grasp it. They will find themselves in an environment which they do not comprehend, which appears not to belong to them, and torments them as a bad conscience does. Returning once more into a new incarnation, it is just as bad; they will have all kinds of impulses and passions and will live in these, because they are not able to develop any wonder, as in illusions and hallucinations. The materialists of the present time are those who are going towards a future in which they will be terribly tormented by hallucinations and illusions; for what a man thinks in the present life, he experiences then as illusion and hallucination. This can be conceived as an absolute reality. We can picture for example two men walking in a street together at the present time. One is a materialist, the other a non-materialist. The latter says something about the spiritual world; and the other says, or thinks: ‘What nonsense! That is all illusion!’ Indeed, for him, this is illusion, but for the other, who made the remark about the spiritual world, it is no illusion. The consequences for the materialist will begin to appear already after death, and then very definitely in the next earthly life. He will then feel the spiritual worlds as something that torments him like a living rebuke. In the period of Kamaloca between death and a new birth he will not feel the distinction between Kamaloca and the spiritual realm. And when he is born again, and the spiritual world approaches him in the way that has been described, then it appears to him as something unreal, as an illusion, as a hallucination. Spiritual science is not something intended simply to satisfy our inquisitiveness. We are not sitting here simply because we are more inquisitive than other people about the spiritual world, but because we have some feeling for the fact that human beings in the future will not be able to live without spiritual science. All efforts which do not take this fact into account will become decadent. But life is arranged in such a way that those who resist spiritual knowledge at the present time will have the opportunity to approach it in later incarnations. But there must be outposts. Human beings who through their karma have a longing for spiritual knowledge already in the present can become outposts through this. You have this opportunity because there must be outposts, and you can be among them. Other human beings who cannot yet come to spiritual knowledge according to their karma, even though they do not reject it, will find later the longing for spiritual knowledge arising within them, more from the general karma of mankind. |
80b. The Eternal Soul of Man From the Point of View of Anthroposophy
14 May 1923, Oslo Tr. Martha Keltz Rudolf Steiner |
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And by what we experience because of this activity we are quite capable of assessing the value of the dream's reality. We could never come within the dream to any other insight about the dream than that which the dream itself presents as full reality. |
That is to say, he wants just enough to stop in ordinary reality, and it is as though he, the dreamer, does not want to wake up, but wants to dream further about the dream in order to give himself an insight about the dream. He does not want to wake up a second time. |
Nothing can be expected from this, because that would be as though one had pulled oneself out of the dreams, out of the dream that had won enlightenment. One must awaken in order to educate himself about the dream. |
80b. The Eternal Soul of Man From the Point of View of Anthroposophy
14 May 1923, Oslo Tr. Martha Keltz Rudolf Steiner |
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First, as in previous lectures here, I must take a moment to ask for apologies, as I cannot give the lecture in the language of this country. Since this is not possible for me, I must make the attempt to be understood in my customary language. Secondly, I beg to apologize as I've arrived here with a cold, and so perhaps there will also be interruptions here and there throughout the lecture. When one speaks in the present time of the question that has been announced for today's topic, a question that is indeed related to the deepest needs, the deepest yearnings of the human soul, then there emerges out of today's education the objection that questions so bereft of discovery cannot be spoken of scientifically at all, that one must be satisfied to let such questions remain within traditional beliefs, within the same things said about these things as are perception and feeling on the fingers. This is the familiar view nowadays, and therefore everything that is put forward from the point of view of a truly spiritual knowledge will be perceived as somewhat strange. Yet all that is brought forward here, that has arisen from valid points of view, can absolutely stand on the same ground as the accustomed scientific views over the course of the last three or four centuries, when the natural sciences actually climbed and arrived at the point of their highest success. But if one applies only the same methods of knowledge that are allowed by science today, then a way cannot be found into those areas for which answers must be sought, as far as is possible for people regarding such matters as those that we want to deal with today, questions of the soul's eternity, of the eternity of the innermost being of man. Now the point of view here submitted wants nothing further than to continue within those natural scientific methods set down, but not just to those points from which one can gain a glimpse into the supersensory world, from which alone a possible view into the eternal nature of the inner man can be won. One must initially want to succeed in the acquisition of such knowledge so as to set the sights overall on the expectation of the knowledge itself. One must ask whether the insight, the inner realization, will stop within the ordinary consciousness as we apply it towards the phenomena of nature by measuring, by experiments in balance, through counting, arithmetic and so on, or whether a further glimpse into the supersensory is possible; whether an entirely different cognitive perception ought to be gained or not. So that we understand by such means this different cognitive perception, allow me next to make a comparison. I do not from the start want to prove anything by this comparison, but only to make myself understandable so that what I want to add as more evidence of any nature can be captured in just the right way. Even in ordinary life we know of two states of consciousness within the human being that are strongly different from one another. We know the state of wakefulness, where we are from morning till night, and we know the state of sleep, in which we are outside of the ordinary circumstances of life, and from which arise colorful iridescent dreams. If we maintain a reasonable point of view, we do not attribute the same perspective of reality to these dreams that we experience in the waking state. But let us consider: by what means in general do we come to speak of the dreams that arise out of the sleeping state—in general so to speak—so that they often carry, namely, an interesting character, but have a lower reality value, or perhaps in a certain sense they do not quite have the reality value compared to what we experience when awake? We come to an assessment of the dream world only by the fact that we wake up, and by awakening we come to an entirely different state of consciousness. What happens because of this awakening? We switch our will on, especially in our body, in our physical tasks. These depend on the will. After all, what we perceive through the awakened senses is also essentially caused by the awakening of the will in the senses, in the switching on of the sense organs. To a certain extent this goes on in our entire organism, our entire organism is taken hold of; we are able to turn ourselves to the natural world through our organism. And by what we experience because of this activity we are quite capable of assessing the value of the dream's reality. We could never come within the dream to any other insight about the dream than that which the dream itself presents as full reality. So long as we dream we see everything as real, what the dream presents to us in its colorful, dazzling variety. Let us allow ourselves, once, to take up a certain correct, daring, paradoxical hypothesis. Allowing for this even once we would never awaken throughout our entire earthly life, but would constantly dream. Then we would fill ourselves during our conscious life on earth with all the ideas that we know only from our dreams. And one with such a problem could therefore definitely think that any force of nature—or by my account any spiritual being—could drive us to our actions, and in everything that we do from morning until evening our outer life thus proceeds as it proceeds. We would be accompanied not only with waking concepts, we would be doing something completely different of which we know nothing. However, we would dream our entire lives through, and we would come only to the thoughts that are not true reality. For that which occurs when we grasp things, when we see with the eyes, such as we have in the waking state, would not occur at all. Thus we know our dream state only from the point of view of the Guardian's judgement. If such a thing is taken seriously, if we do not pass lightly out of habit over the usual events of life, then there arises just opposite the deeper soul questions this hypothetical view: Yes, is it not then perhaps also possible to some extent from a higher point of view to turn from our habitual everyday Guardian and awaken to something new, to a higher state of consciousness? Can we not allow ourselves to think that, if we can wake up out of the dream into everyday reality, we can also awaken out of everyday reality into a higher consciousness? Just as a higher consciousness is given with which we can judge the reality of the everyday world—where we are from morning until evening—can we not also judge the reality value of the dream from the standpoint of wakefulness? I have put this before you first of all as a question, as an entirely hypothetical question. The same scientific point of view that I have here asserted now shows that it is actually possible for the human being to come to such a second awakening. Just as the shift from sleeping to dreaming in life occurs out of ordinary wakefulness, so this occurrence can increase to another higher level whereby one awakens out of this ordinary everyday life to a higher state and, from this, everyday life likewise appears as though out of dreams. Now in order to take such a point of view at all, something is necessary that I always call, in this context, intellectual humility. This intellectual humility, however, does not belong to present-day man. Indeed, present-day man says to himself: “Well, when I was a small child, I dreamed in a certain way within life. Then I left childhood, I had to do so, yes, and I came to parenting through becoming older, through life itself. I was then in my entire soul constitution a different person. Each intellectual point of view that I had won for myself I had not brought into the world, for I had first developed it within myself out of the dull, dreamy state of the child's consciousness.” This is indeed the man of today, but here he stops, and then he says: “Well, I have this point of view. What appears to me to be true from this point of view is true; what appears to me to be false from this point of view is false. Through this point of view that I once won for myself, I am the sovereign ruler over truth and falseness, error and accuracy.” Yes, one should not have this gesture of immodesty if one really wants to ascend to true knowledge of the supersensory world. So care must be taken: just as the human being has evolved out of the dull, dreamy soul-state of the child, so must it be presumed that from the standpoint of the soul—where he has already come once—he can continue to develop himself when he becomes an adult. Now it will be shown whether such a second awakening as I have hypothetically constructed is possible, whether such a development can be produced. First of all, we naturally use those cognitive and mental powers that are already there when we want to enter into true, exact spiritual research. For there is nothing else the human being can use in relation to his soul constitution than what is already there; this he can try to develop further. Now there is a soul force that the more perceptive philosophers admit to, even in respect to our day, and if one looks at this properly it is already pointing clearly to the eternal essence of man. This suggests, however, that man will not develop even this soul force further; he will merely engage in philosophical speculations about it. That is to say, he wants just enough to stop in ordinary reality, and it is as though he, the dreamer, does not want to wake up, but wants to dream further about the dream in order to give himself an insight about the dream. He does not want to wake up a second time. The soul force I refer to is indeed beyond the power of memory. I do not want to engage in wide-meshed philosophical arguments here—naturally there is no time for it; in other circumstances there could very well be—I want to remain entirely within the popular consciousness. Let us imagine once that this popular consciousness actually works in man just as the power of memory and the power of perception do. Events that we may have gone through decades ago are accordingly brought up from the depths of the soul—or, preferably, we should say out of the depths of the human being so that we do not present a hypothesis about the soul. Out of the depths of the human being thought pictures will be conjured before the human soul that are the same as those that perhaps years ago were experienced in all of their vitality. What is actually occurring here? There lies before us something in memory that is different from what had been perceived in the outer world. In order to perceive the outer world it must be there. When the eye sees, that which is seen must be there. When the ear hears, that which is heard must be there, and so forth. What is experienced by the one perceiving is provided by the perception. With memory we have something in the soul that is not now present. What began as a perception, perhaps a long time ago, but is now no longer there, is conjured up before our souls by the memory. From these facts intended here to emanate from spiritual science and not from philosophical speculation, connections can now be taken up and developed further through exercises of the soul. The question is this: if we are capable through ordinary memory of having something of the perceptions and the thoughts that are no longer there, but once were there in our earthly life, could we not perhaps also, through further development of such soul exercises, arrive at what refers to something that was never in earthly life, to something that is a more highly developed memory, yet is not actually a memory but an Imagination where the memory is so far advanced that something is presented that was not originally there? This can be achieved the more that we really develop the thought life that is used for ordinary consciousness. This is not to criticize, but only to show the facts of mental life. Because for natural science and for the ordinary consciousness of the practical human being, only the external impressions of his consciousness are taken into consideration, and it is entirely correct that he surrenders to and passively experiences the thoughts of these external impressions. However, through this second process the higher awakening of which I have spoken can come about, but one must surrender all of the work and activities of thought life, surrender the forces of thought. There then occurs that which should not be confused with what today is often called clairvoyance, which of course is based upon all possible associations dependent upon human organic functions. That which is acquired here presupposes that each step during practice is completed with as much prudence as the mathematician takes with his arithmetic for the mathematical sciences; so it is known exactly and precisely how to practice every forward step of the soul, just as the mathematician customarily carries out his work. Only the works of the mathematician are in objective forms, while here the work is to bring forward your own soul forces. In this manner you are finally led to remember. You live in an entirely different mental power than previously. Previously the power of thought was just abstract; you could think about something through your thoughts, but now, now you are internally experiencing the power of thought as a real force, just as you experience the pulsation of your blood. Now you experience thinking and action as a reality within you—now you see that the power of memory also lives in thought, only it is a dilution—if I may express myself figuratively—of that which is seen as a much greater power of thought, like the pulse of organic forces. You experience the reality of thought. And you can experience this reality of thought in so far as you really feel something that has not yet been felt. It has been felt in the physical body, and now one begins to feel a second, higher person. And this second, higher person then takes on a very definite shape. So you have more than life in this time-body, the head is free: you have a human being in the etheric cosmos. That which I now recognize and know only in its importance as the earthly human being—and it actually has the I-sense—this is the human being as earth man, this is only the physical body that evaporates in space. What we are as human beings as we go around in ordinary life, we are in that we carry a space-body with us, a fleshly space-body. Then we experience what I would call a time-body. One can also call this an etheric or formative forces body, as I have done in my books. We experience namely that which emerges as a powerful tableau, an overview of our previous life on earth, from the point of time that we have reached, going backwards until the beginning of childhood. As otherwise we experience only a space tableau, now we experience a time tableau that occurs suddenly and is an overview of the entire previous life on earth. This is the first supernatural experience that the human being can have, his own earth lives suddenly appearing before him as a tableau. Now someone can say: Yes, but perhaps this is only a somewhat complicated picture from memory. Indeed, one could likewise place together in thoughts what has been experienced and then form a continuous stream of memory; yes, one could just receive this picture as a memory picture. And perhaps we are brought to a state only of some self-deception here, to nothing other than such a memory picture from what you describe to us on the basis of your active guidance. This would assuredly be so if there were no differences in accordance with the content! Indeed, if these things were really faced as though one were a scientist, confronting scientific things in laboratories, in physical cabinets, at the clinic and so forth, and then considering: is this an ordinary memory image? Imagine how people have approached us, how they have done this or that to us, how this or that has touched us with sympathy or antipathy, and so on. This can perhaps also provide us with a memory image that represents how natural phenomena has approached us. But it is always this that comes to us: what the thing mainly is when it is merely recollected. In this tableau to which I have just drawn attention, it is not that the things draw near to us, but rather that everything comes out of us. This appears chiefly to be like that which we confront out of the inner forces of the soul as natural phenomena and the human being, yet everything appears from within us. This is real self-knowledge, real, concrete self-knowledge, which in fact occurs initially out of the previous earth life. And if we compare what we see overall, then we must say: that which we have produced from our previous life on earth does not behave like an ordinary recollection, but—like a sealing wax impression in a signet—it is the correct reverse image. And whoever simply makes this comparison will know that this is the first step of a new knowledge, of an increased memory that is not just more memory but represents an overall Imagination of a previous earth life. This is the first stage where one feels that he is this higher human being who carries within himself this time-body; this is not just something that the space-body has conjured out of itself, but something that has worked itself into this space-body ever since we have been on earth as human beings. For we recognize that the powers that lie in this space-body are of the same nature as the power of growth, the same kind that, in addition—for instance, when we were children—has wonderfully modeled our first—I want to say—unplastic, amorphous brain to the wonderful form that this brain gradually becomes, and so on. And in settling into this time-body of the human being, into this first stage of the supernatural experiences of the human being, what must be rejected are all of the narrow-minded notions of the ego that one has, such as that the I is resting inside of the human skin. Now one feels as though he belongs together with the entire cosmos. Now one feels that he really is in his etheric body, in his time-body as a member of the entire cosmos, and he has a concept that is very real: if I cut off a finger of my body then it is no longer a finger; the finger has meaning only in the context of the organism. So by focusing on this time-body, you have a clear awareness: as a human being within this higher being you have the sense of being a member of the entire etheric cosmos, you belong to the etheric cosmos. It is really correct that the I now recognizes itself in its significance as an earthly human being; knows that it is actually owing to the physical space-body that the human being has the I-sensations as earthly man. However, this is only the first stage of a super-sensible knowledge that can be acquired in order to feel the eternity of the human soul. The following higher stage actually leads, in truth, to a second awakening. For in the first stage we have reached nothing other than the self-knowledge of the earthly human being. The higher level will now be achieved with the same power with which one has initially, through active thinking, concentrated fully on concepts, and, with the same intensity of soul life, now carries away in turn such concepts from consciousness; only one has to come back to them time and again. In the handling of all of these processes there is nothing suggestive; it proceeds as something with the fullest deliberation, like the course of mathematical procedures. But still, the one who finds himself surrendering such concepts, such thoughts in a strong manner, the one who moves as in the described example into the center of his consciousness, this is the one who at first is wholly devoted to these concepts. And it is more difficult to get rid of these than the passively acquired ideas of ordinary consciousness. Therefore, in order to forget or carry away something from your consciousness, a stronger force must be applied than would otherwise be applied. But this is good, because through the fact that you apply this stronger force you can reach yet another higher state of consciousness. You need only think honestly about what occurs in human consciousness when the familiar, passively acquired conceptions stop. Think first of all about stopping these visual concepts and you know that the person will fall asleep—such attempts have indeed also been made in psychological laboratories. This is exactly what now occurs in the human being when he, as a spiritual investigator, has first concentrated all of the powers of his soul on certain conceptions and then clears them away again. There then occurs in him a state which I call the deepest silence of the human soul, empty consciousness. And within this deepest silence of the human soul something very significant is actually said. Thus, the concepts that were first brought into consciousness with all of your strength are again released, and then you have an empty consciousness. This is simply so. You can wait in mere wakefulness for that which the inner life of the soul then reveals, but in that which I can only describe as the deep silence of the soul, something else enters in. If we can agree on this soul experience, allow me to make the following comparison. Think to yourself: at first we are in one of the big, modern cities, where, if we go out onto the street, such real noise and tumult reign that we cannot understand our own words. Then, removed from the city, five minutes away, it is always silent, and another five minutes away it is even more silent, and more silent. Let us imagine then that we come to the deep, silent solitude of the forest. We can say: all around is silence. With the environment itself in silence our soul comes to silence.—But you see, we have not yet attained that silence which I now speak of as the deep silence of the soul. When one speaks of the silence of the forest over the din of the city, it is said that sounds very gradually cease. At the state of zero—having arrived at the zero state over the loud din—we call this, then, rest. But there is something that goes beyond the zero! Distract yourself, once, with one who has a fortune; he gives continuously of this wealth until he has little, yes, until he has less than nothing. Nowadays we see that one does not particularly stop when he has nothing, but goes further. How does he do this? He goes below the zero, goes—as the mathematician says—into the negative, into debts that are made against the assets, into that which is negative in respect to zero, which is less than zero. Regarding the silence, think of this: we can go from the loud roar to the rest—zero—yet we can go still further, so that we enter into the regions of silence where the silence is stronger than the mere zero-silence. And the life of the soul enters into such regions, where there is a greater peace within than the mere zero-silence. If this occurs as I have indicated, the complex concepts of the consciousness are first powerfully extinguished; then the soul moves into the growing emptiness toward the inner experiences. There then emerges from the deep silence of the soul, contrary to the opposite sensual world, the objective spiritual world. Thus the spiritual researcher has arrived at the level I have described, and from the deep silence of the soul he meets the spiritual world, and he is gradually within the spiritual world, just as the human being through his eyes, through his ears, is in the physical-sensory world. And in the deep silence of the soul the objective spiritual world is revealed. And then one can go further in the exercises. Just as one can get rid of a concept, so can one get rid of this entire picture of life that he had at the first stage of his super-sensible cognition, as I have described it, and that was experienced as real self-knowledge. This he can now clear away with all of his strength, clear away this time-person just as when, in the moment of realization when he had come to the time-person, he had already rid himself of the space-person with his strong I-feeling. Now the time-person can be removed. And out of the silence of the soul one is inflamed when one compares his own self-knowledge, the real self-knowledge, to the waking consciousness that has come in the deep silence of the soul. There is now revealed nothing spiritual, but through the outer work of his time-person he enters into the same world where he was before he descended to take on the physical body that had been prepared by his parents and forefathers. And from the deep silence of the soul there is revealed, in addition to the simultaneous spiritual world events, one's own spiritual and soul being, what he was before he descended to this earthly existence. Now he looks into the life that he went through with others before an earthly garment, if I may call it so, was accepted, purely spiritual-soul beings. The existence of the human being prior to birth or prior to conception actually occurs before the soul seeks to connect with others. It is this that is the point of view represented here. One does not begin to speculate on any viewpoints so as to determine whether or not the soul is immortal. Nothing can be expected from this, because that would be as though one had pulled oneself out of the dreams, out of the dream that had won enlightenment. One must awaken in order to educate himself about the dream. Now one can awaken in the deep silence of the soul to a higher stage and clarify what life on earth is. It is formed from that existence that he had gone through before the step through birth—or rather through conception—and the descent to this earthly existence. Spiritual science in the sense meant here wants to show the methods by which the vision of the eternal can be acquired by the human soul. This however is the second stage of spiritual knowledge by which we can climb to the secrets of the world, and which can also give us, in addition, the secrets of our own being. A third stage is scaled through the fact that something is now a power of knowledge, although it is not a power of knowledge in ordinary consciousness, nor is the power of memory an actual power. We remember what we have experienced. Just as little is another power of the soul a power of cognition. And when I say it is to be a power of cognition, then any scientist who sits here—I can understand quite well, because you have first to think as a scientist about these things, I know very well, and no one should actually speak with full responsibility about the exact spiritual knowledge asserted here who is not fully familiar with the usual scientific methods. So if scientists do not receive from the above the silent "goose bumps," they will at least receive a little if I now also claim that a force which otherwise plays a huge role in ordinary life—but should not be scientifically availed upon in ordinary life—that this will be now be taken as a power of knowledge for the soul to complete: the power of love. Yes, certainly love plays a huge role in existence, but it is said that she is blind. It may not be taken as some sort of complete power of knowledge. But if one has driven the power of knowledge so far that we have come to the deep silence of the soul, then there occurs above all within this deep silence of the soul what one might call a distinct impression: When you want to see you have first to deprive your sight of the outer sense world. You must pull it out of your physical body, pull it out even from the time-body. And then it fades so to speak, that coarser part that is bound to the physical body; the I-feeling very strongly goes yet further, as I have described earlier, where you feel that the time-body is already one with the entire cosmic existence. But if—through the exercises that are described in detail in the books mentioned—you become acquainted with this deprivation, in which there occurs, in a very real sense, deprivation of the physical, deprivation of the time-body—if you look to existence as it was before you descended into physical existence on earth then you will experience something like a deep pain of the soul. And the true higher knowedge is actually born out of this pain. Do not believe, if you are honest, that you can describe higher knowledge as being born out of desire! It is born out of pain. And you must gradually acquire the endurance to win against this pain. If one acquires the endurance to win against the pain, then he will learn as a spiritual researcher to turn back repeatedly to physical-sensory existence in a slightly different way. Because he will understand, yes, that he will have what I have described as a higher knowledge—that may be acquired in the characterized example—for only a very short time. It is not about getting caught in a higher world if you are a spiritual researcher, for when you have stepped through the higher world you must return ever and again to the ordinary physical-sensory world. However, one returns from the moments of higher intuition in which one has first learned, in deepest pain, to do without this physical-sensory world. Then you get a very different stance with respect to this physical-sensory world, since you actually get to know what may be called the feeling of being a victim. One really has this feeling, that remains within, of being a victim, and with full awareness—not only out of instinct but with full awareness—he surrenders himself to other beings or even to other natural processes. While the instinct of love so acts that the sensation of love is felt to a certain extent in the physical body, then the love can be so developed that it runs in bodily-free activity if it is carried up and formed as a sacrifice to the other, in the spiritual world and also in the physical-sensory world. Then this love itself gradually becomes the power of knowledge. And then you get to know just what you can really only know when love becomes the power of knowledge. You see, through love we come into a relationship with another being who may at first be foreign to us, and we feel ourselves standing next to the other being if we carry across our own existence into that existence. We need the certainty of the sense of our building a bridge to the unknown being through love. If love—at a higher level, I would like to say—so awakens as I have just indicated, then we obtain our ego again, like a foreign being that—yes—we have lost along the way, as I have described. But how do we obtain our ego? As the one whom we were in former earth lives, who is as strange to us in this earth life as a different personality, taken to a higher scale by the spiritualized, refined level of love. Our ego is not given back earlier to us, not until we can grasp it in love as entirely foreign. We have not desired to see this ego as it has lived in former lives on earth, and then passed through the time that lies between death and a new birth. However, we discover our ego where we are able to perceive ourselves out of the deep silence of the soul, before we descended to earth life, and look back to the previous earth life as it was before this purely spiritual-soul life. But, I want to say—we must first have developed an entirely selfless higher love as a power of knowledge; this then gives us an unsought insight into a former life on earth. Then we know that we had to go through these former lives on earth. And we have so risen that we can see the ego, how it was and how it had a body other than the body that we have now, that has carried us since birth to this point of time in earthly life. Then we have arrived at this moment, to be able to really comprehend ourselves as entirely free of the body—that is, recognizing the moment to live through that we then live through as real when we pass through death. For we have placed the physical body into reality. In the stage of knowledge that is gained in love, we remove the physical body of knowledge and we experience ourselves in the same elements where we will be with our eternal inner being when we pass through the gate of death into the spiritual world, from which we have descended into physical existence on earth. And so we experience immortality when we—forgive me when I use the term—first recognize the experience of unbornness. But the eternity of the human soul consists of these two: from unbornness, for which we do not even have a word in our contemporary educated language, and from immortality. Only when one comprehends these two as two sides of the eternity of the human soul can one really approach understanding. In the intellectual conceptions of today, people unfortunately treat these things with a certain egoism. They say to themselves—without having to voice this—more unconsciously they say to themselves: Well, that which has preceded our life on earth does not interest us, for we are here. It interests us that we are here. But we are interested in what happens after death because we do not yet know this. This is egotism, but the results are not knowledge. Knowledge results only from unegotistical essence. Therefore, no one can gain a real knowledge of the immortality of the soul who does not have the will to achieve knowledge of the soul's unbornness. Because the eternity of the human soul is composed of the soul's unbornness and the soul's immortality. This also results in the outlook of repeated earth lives, as indicated at the third level of knowledge after full awakening out into the spiritual world; the memory not only extends into premortal existence, it also extends into the stages of existence in the previously-lived earth life. Thus we know that there really is before us a second awakening of the soul. Out of the dreams we switch our will on in the body. As a result we live in the world of space while the images otherwise proceed, and we accept these passing dream images as realities; we recognize the awakened nature of the image. But by what means are the images images? By the fact that they stand as images. As we awaken, we switch on our bodily functions. I want to say, we see red as red, the same whether we are awake or asleep; we hear tones the same way, whether we are dreaming or awake. But while we are awake, having turned our will on to bodily functions, we go over to some extent to the realities—in crossing over the hard things we are not speaking now of philosophical speculations, but are entirely within the popular consciousness. Thus to a certain extent when we are awake we do not retain the picture in sensory perceptions, but cross broadly over the hard things. We are switched on to the same element that presents to us the things of the world, in the sense of physical existence. Now we have gradually switched into a new world as a spiritual researcher. Why have we done this? When you compare the thinking, the feeling, and the will of the human being as they exist in the soul and also in the waking state, they are actually a dream. We actually only wake up with sensory thoughts and ideas together in the outer world, and these are combined as sensory perceptions. As soon as we look within ourselves with ordinary consciousness, we are dreaming. Even our thoughts, when we turn inward, are more or less dream perceptions. This remains so dreamlike, even the will is asleep. For when we have decided upon any action we know how this action that we initially had as an idea continues down into our limbs as an idea, so that we begin to move the limbs. Only through spiritual science can one see what is going on in the muscles, what is going on in the entire organism; usually that which is a voluntary action remains inhibited during sleep. First we have only the idea. Then it all goes down into an unconscious state. Then the idea of the action occurs again. And what the soul by itself can only dream about even in the waking state, we gradually switch on through reinforced thinking, through the deep silence of the soul, through the power of knowledge awakened by love in the spiritual existence of the human being, as we switch on the ordinary awakening of the will in bodily existence. Thus we learn to judge the eternal in the human being from the point of view of the ordinary physical-sensory life that we absolve between birth and death, as we judge the content of the dream from the point of view of physical-sensory life. We advocate recognizing the eternal in this way! Again and again I have to say on such an occasion: of course the objection is given that these things only apply to those who want to be a spiritual researcher, who look into these worlds.—No, ladies and gentlemen, the spiritual researcher actually has these things for himself as a human being only slightly, when he brought them down with the usual introduction into ordinary language, into ordinary life. And this can happen as well for everyone who hears these things from the spiritual researcher. Just as one has grown accustomed to accept the things that the botanist or the astronomer has explored with his difficult methods, so one will gradually have to get used to the things that the spiritual researcher has explored after he gives an account of his method, as I have described today—to accept, to accept more readily, for there is the same relationship between ordinary common sense and these truths as there is between the right aesthetic taste and a beautiful picture. You have to be a painter to paint a beautiful picture, but you do not have to be a painter to judge the beauty of its image! One needs only to have healthy taste. One must be a spiritual researcher in order to know the things as they have been portrayed. But just as little as one needs to be a painter in order to judge the beauty of a picture, just as little does one need to be a spiritual researcher in order with complete common sense to be in agreement with what the spiritual researcher says. Apart from this, for people today at a certain level it is possible that each one can be a spiritual researcher. The one who delves into the books I have mentioned, who does the corresponding exercises, can today—no matter in what profession, in what life situation—get as far at the least as to control in a completely satisfactory manner that of which I have spoken this evening, and many other things. What is this knowledge that leads into the eternal soul? It is a realization that is not only grasped in the head of the human being, it affects the entire person. For that which is the world of color, the eye will grasp. For that which is the world of tone, the ear will grasp. For that which is the law of nature, the human mind will grasp. For that, however, which is the spiritual world—as I have indicated here today—that will be grasped by the entire human being. Hence, allow me in conclusion to say something personal by way of illustration, although this is not meant to be personal, but is meant rather to be entirely objective. If you really want to capture that which is disclosed by the spiritual world, you need presence of mind, because it slips so to speak, turns away quickly; it is fleeting. That which is to a certain extent advanced through an improvement in the power of memory imprints itself only with difficulty upon the ordinary memory. One must use all of his strength to bring down what he beholds in the spiritual world, to bring this down to ordinary language, to ordinary memory-thought. I would not be able to lecture about these things if I did not try by all means to bring down what arises in me of what can be beheld in the spiritual world, especially to really bring these thought-words down into physically audible regions. One cannot comprehend with the mere head, because the entire human being must to a certain extent become a sense organ, but a spiritually developed sense organ. Therefore I attempt every time—it is my custom, another has another one—I attempt every time if something is given to me from the spiritual world, not merely to think it through as I receive it from the spiritual world, but to write it down as well, or to record it with some characteristic stroke, so that the arms and hands are involved as well as the soul organs. So something else other than the mere head, which remains only in abstract ideas, must be involved in these findings: the entire person. I have in this way entire truckloads of fully-written notebooks that I never again look at, which are only there in order to be descriptions, in order to provide preliminary work in the physical world for that which is from the spiritual world, so that the spiritually beheld world can then really be clothed in words; whereby the thoughts of which memories are usually formed or that usually apply in life can actually be penetrated—Thus one obtains a science that relates to the whole person. I will have to show you tomorrow how this science provides us with the opportunity not only to understand the cultural development of humanity, but it might also socially promote namely a foundation, a true, real foundation for a true, real education, for a true, genuine pedagogy, for Waldorf education. These things, how the development of the humanity and the education of humanity in light of this spiritual-scientific world view is excluded, this I will have to describe tomorrow. Today I wanted only to evoke the idea of how this spiritual-scientific point of view, through knowledge, is based to a certain extent on a second awakening, the soul of the human being in its eternity again returning to the full life. Yes, we have to experience this out of our awareness of time, that scholarship has just spoken of a doctrine of the soul without soul, in a certain sense.—I will have to touch upon this question tomorrow—even of religion without God. Spiritual science as it is meant here wants in turn to enter into the fullest intensity of the soul of the human being, into the eternity of the soul; it wants religious consciousness, the godly-religious content to enter again into the development of humanity and the education of humanity, precisely so that man can come through awareness to his full dignity. And he, conscious of his dignity which results from his knowledge of the connection of his soul with the eternal, with the ur-eternal powers of the world, realizes that this is part of his true nature, as the physical body, as something that stands in everyday life, is connected with him, is part of his life. This is that which people themselves have followed as knowledge, and already many, many of them crave the equivalent, if it is not fully conscious to them. That which today torments people, what they feel as the uneasiness of life that makes them basically nervous about what drives them so that they feel undermined in their whole existence, this is the burning question of the eternal forces underlying the temporal forces that we need to develop in normal and in social life. This spiritual science is here so that people who want to have knowledge of these eternal forces—that spiritual science here intends—can find methods to lead others to this realization, so that others can also engage in this knowledge in social life; that they and their fellow man not only see something as it were that is borne by the stream of life on earth, to be born with birth and die with death, but that they learn rather of something that will go through all eternity, guided by the stars and the aims of people through the cosmic goal so that this cosmic goal gives the correct meaning to all earthly goals. Anthroposophy wants to speak to people of this cosmic sense, the sense of the goals of earth. This is what it would awaken in souls again as feeling and sensation in the relationship of the human soul with all of the forces of eternal life, for people of the present and of the future. And this, ladies and gentlemen—if you are going on honest advice you will have to admit—is what one needs as a human being at the present time. And what one will need more and more as a human being of the future. |
10. Knowledge of the Higher Worlds (1947): The Continuity of Consciousness
Tr. George Metaxa, Henry B. Monges Rudolf Steiner |
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During these intervals the soul knows nothing of the outer world, and equally little of itself. Only at certain periods dreams emerge from the deep ocean of insensibility, dreams linked to the occurrences of the outer world or the conditions of the physical body. |
For spiritual science, however, dreams have an independent significance apart from the other two conditions. In the foregoing chapter a description was given of the alteration ensuing in the dream-life of the person undertaking the ascent to higher knowledge. His dreams lose their meaningless, irregular and disconnected character and form themselves more and more into a world of law and order. |
10. Knowledge of the Higher Worlds (1947): The Continuity of Consciousness
Tr. George Metaxa, Henry B. Monges Rudolf Steiner |
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[ 1 ] Human life runs its course in three alternating states or conditions, namely, waking, dreaming sleep, and dreamless sleep. The attainment of the higher knowledge of spiritual worlds can be readily understood if a conception be formed of the changes occurring in these three conditions, as experienced by one seeking such higher knowledge. When no training has been undertaken to attain this knowledge, human consciousness is continually interrupted by the restful interval of sleep. During these intervals the soul knows nothing of the outer world, and equally little of itself. Only at certain periods dreams emerge from the deep ocean of insensibility, dreams linked to the occurrences of the outer world or the conditions of the physical body. At first, dreams are only regarded as a particular manifestation of sleep-life, and thus only two states are generally spoken of, namely, sleeping and waking. For spiritual science, however, dreams have an independent significance apart from the other two conditions. In the foregoing chapter a description was given of the alteration ensuing in the dream-life of the person undertaking the ascent to higher knowledge. His dreams lose their meaningless, irregular and disconnected character and form themselves more and more into a world of law and order. With continued development, not only does this new world born out of the dream world come to be in no way inferior to outer physical reality as regards its inner truth, but facts reveal themselves in it representing a higher reality in the fullest sense of the word. Secrets and riddles lie concealed everywhere in the physical world. In the latter, the effects are seen of certain higher facts, but no one can penetrate to the causes whose perception is confined merely to his senses. These causes are partly revealed to the student in the condition described above and developed out of dream life, a condition, however, in which he by no means remains stationary. True, he must not regard these revelations as actual knowledge so long as the same things do not also reveal themselves during ordinary waking life. But in time he achieves this as well: he develops this faculty of carrying over into waking consciousness the condition he created for himself out of dream life. Thus something new is introduced into the world of his senses that enriches it. Just as a person born blind and successfully operated upon will recognize the surrounding objects as enriched by all that the eye perceives, to, too, will anyone having become clairvoyant in the above manner perceive the whole world surrounding him peopled with new qualities, things, beings, and so forth. He now need no longer wait for his dreams to live in another world, but he can at any suitable moment put himself into the above condition for the purpose of higher perception. This condition then acquires a significance for him similar to the perception, in ordinary life, of things with active senses as opposed to inactive senses. It can truly be said that the student opens the eyes of his soul and beholds things which necessarily remain concealed form the bodily senses. [ 2 ] Now this condition is only transitional to still higher stages of knowledge. If the student continues his esoteric exercises he will find, in due time, that the radical change, as described above, does not confine itself to his dream life, but that this transformation also extends to what was previously a condition of deep dreamless sleep. Isolated conscious experiences begin to interrupt the complete insensibility of this deep sleep. Perceptions previously unknown to him emerge from the pervading unknown to him emerge from the pervading darkness of sleep. It is, of course, not easy to describe these perceptions, for our language is only adapted to the physical world, and therefore only approximate terms can be found to express what does not at all belong to that world. Still, such terms must be used to describe the higher worlds, and this is only possible by the free use of simile; yet seeing that everything in the world is interrelated, the attempt may be made. The things and beings of the higher worlds are closely enough related to those of the physical world to enable, with a little good will, some sort of conception of these higher worlds to be formed, even though words suitable for the physical world are used. Only the reader must always bear in mind that such descriptions of supersensible worlds must, to a large extent, be in the nature of simile and symbol. The words of ordinary language are only partially adopted in the course of esoteric training; for the rest, the student learns another symbolical language, as a natural outcome of his ascent to higher worlds. The knowledge of this language is acquired during esoteric training itself, but that does not preclude the possibility of learning something concerning the higher worlds even fro such ordinary descriptions as those here given. [ 3 ] Some idea can be given of those experiences which emerge from the insensibility of deep sleep if they be compared to a kind of hearing. We may speak of perceptible tones and words. While the experiences during dreaming sleep may fitly be designated as a kind of vision, the facts observed during deep sleep may be compared to auricular impressions. (It should be remarked in passing that for the spiritual world, too, the faculty of sight remains the higher. There, too, colors are higher than sounds and words. The student's first perceptions in this world do not yet extend to the higher colors, but only to the lower tones. Only because man, according to his general development, is already more qualified for the world revealing itself in dreaming sleep does he at once perceive colors there. He is less qualified for the higher world unveiling itself in deep sleep; therefore the first revelations of it he receives are in tones and words; later on, he can here, too, ascend to colors and forms.) [ 4 ] Now, when these experiences during deep sleep first come to the notice of the student, his next task must be to sense them as clearly and vividly as possible. At first this presents great difficulty, the perception of these experiences being exceedingly slight. The student knows very well, on waking, that he has had an experience, but is completely in the dark as regards its nature. The most important thing during this initial stage is to remain quiet and composed, and not for a moment lapse into any unrest or impatience. The latter is under all circumstances detrimental; it can never accelerate development, but only delays it. The student must cultivate a quiet and yielding receptivity for the gift that is presented to him; all violence must be repressed. Should he at any period not become aware of experiences during sleep he must wait patiently until this is possible. Some day this moment will assuredly arrive. And this perceptive faculty, if awaited with patience and composure, remains a secure possession; while should it appear momentarily in answer to forcible methods, it may be completely lost for a long time. [ 5 ] Once this perceptive faculty is acquired and the experiences during sleep are present to the student's consciousness in complete lucidity and clarity, his attention should be directed to the following point. All these experiences are seen to consist of two kinds, which can be clearly distinguished. The first kind will be totally different from anything that he has ever experienced. These experiences may be a source of joy and edification, but otherwise they should be left to themselves for the time being. They are the first harbinger of higher spiritual worlds in which the student will find his way later on. In the other kind of experiences the attentive observer will discover a certain relationship with the ordinary world in which he lives. The subjects of his reflections during life, what he would like to understand in these things around him but cannot understand with the ordinary intellect, these are the things concerning which the experiences during sleep give him information. During every-day life man reflects on his environment; his mind tries to conceive and understand the connection existing between things; he seeks to grasp in thought and idea what his senses perceive. It is to these ideas and concepts that the experiences during sleep refer. Obscure, shadowy concepts become sonorous and living in a way comparable only to the tones and the words of the physical world. It seems to the student ever more and more as though the solution of the riddles over which he ponders is whispered to him in tones and words out of a higher world. And he is able to connect with ordinary life whatever comes to him from a higher world. What was formerly only accessible to his thought now becomes actual experience, just as living and substantial as an experience in this physical world can be. The things and beings of this physical world are by no means only what they appear to be for physical perception. They are the expression and effluence of a spiritual world. This spiritual world, hitherto concealed from the student, now resounds for him out of his whole environment. [ 6 ] It is easy to see that this higher perceptive faculty can prove a blessing only if the opened soul-senses are in perfect order, just as the ordinary senses can only be used for a true observation of the world if their equipment is regular and normal. Now man himself forms these higher senses through the exercises indicated by spiritual science. The latter include concentration, in which the attention is directed to certain definite ideas and concepts connected with the secrets of the universe; and meditation, which is a life in such ideas, a complete submersion in them, in the right way. By concentration and meditation the student works upon his soul and develops within it the soul-organs of perception. While thus applying himself to the task of concentration and meditation his soul grows within his body, just as the embryo child grows in the body of the mother. When the isolated experiences during sleep begin, as described, the moment of birth is approaching for the liberated soul; for she has literally become a new being, developed by the individual within himself, from seed to fruit. The effort required for concentration and meditation must therefore be carefully and accurately maintained, for it contains the laws governing the germination and fruition of the higher human soul-being. The latter must appear at its birth as a harmonious, well-proportioned organism. Through an error in following the instructions, no such normal being will come to existence in the spiritual spheres, but a miscarriage incapable of life. [ 7 ] That this higher soul-being should be born during deep sleep will be easily grasped, for if that delicate organism lacking all power of resistance chanced to appear during physical every-day life it could not prevail against the harsh and powerful processes of this life. Its activity would be of no account against that of the body. During sleep, however, when the body rests in as far as its activity is dependent on sense perception, the activity of the higher soul, at first so delicate and inconspicuous, can come into evidence. Here again the student must bear in mind that these experiences during sleep may not be regarded as fully valid knowledge, so long as he is not in a position to carry over his awakened higher soul into waking consciousness as well. The acquisition of this faculty will enable him to perceive the spiritual world in its own character, among and within the experiences of the day; that is, the hidden secrets of his environment will be conveyed to his soul as tones and words. [ 8 ] Now, the student must realize at this stage of development that he is dealing with separate and more or less isolated spiritual experiences. He should therefore beware of constructing out of them a complete whole or even a connected system of knowledge. In this case, all manner of fantastic ideas and conceptions would be mixed into the soul-world, and a world might thus easily be constructed which had nothing to do with the real spiritual world. The student must continually practice self-control. The right thing to do is to strive for an ever clearer conception of the isolated real experiences, and to await the spontaneous arrival of new experiences which will connect themselves, as though of their own accord, with those already recorded. By virtue of the power of the spiritual world into which he has now found his way, and through continued application to his prescribed exercises, the student experiences an ever increasing extension and expansion of consciousness during sleep. The unconscious intervals during sleep-life grow ever smaller, while more and more experiences emerge from erstwhile unconsciousness. These experiences thus link themselves together increasingly of their own accord, without this true unity being disturbed by all manner of combinations and inferences, which in any case would only originate in an intellect accustomed to the physical world. Yet the less the habits of thought acquired in the physical world are allowed to play into these higher experiences, the better it is. By thus conducting himself the student approaches ever nearer to the attainment of that condition, on his path to higher knowledge, in which the unconsciousness of sleep-life is transformed into complete consciousness. When his body rests, man lives in surroundings which are just as real as those of his waking daily life. It is needless to say that the reality during sleep is different from physical reality surrounding the physical body. The student learns—indeed he must learn if he is to retain a firm footing in the physical world and not become a visionary—to connect the higher experiences of sleep with his physical environment. At first, however, the world entered during sleep is a completely new revelation. This important stage of development, at which consciousness is retained in the life during sleep, is known in spiritual science as the continuity of consciousness. The condition here indicated is regarded, at a certain stage of development, as a kind of ideal, attainable at the end of a long path. What the student first learns is the extension of consciousness into two soul-states, in the first of which only disordered dreams were previously possible, and in the second only unconscious dreamless sleep. [ 9 ] Anyone having reached this stage of development does not cease experiencing and learning during those intervals when the physical body rests, and when the soul receives no impressions through the instrumentality of senses. |
287. The Building at Dornach: Lecture I
18 Oct 1914, Dornach Tr. Dorothy S. Osmond Rudolf Steiner |
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4 Zeus, then, sends the Dream down from Olympus to Agamemnon. He gives the Dream a commission, The Dream descends to Agamemnon, approaching him in the guise of Nestor, who we have just learned, is one of the heroes in the camp of the allies. |
Zeus, the presiding genius in the events, sends a Dream to Agamemnon in order that he should bestir himself to fresh action. The Dream appears in the likeness of Nestor, a man who is one of the band of heroes among whom Agamemnon is numbered. |
And to the elders he recounts the Dream just as it had appeared to him: “Hearken, my friends. A dream from heaven came to me in my sleep through the ambrosial night, and chiefly to goodly Nestor was very like in shape and bulk and stature. |
287. The Building at Dornach: Lecture I
18 Oct 1914, Dornach Tr. Dorothy S. Osmond Rudolf Steiner |
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In the lectures which it has been my lot to deliver, I have often drawn attention to an observation which might be made in real life, and which shows the necessity of seeking everywhere below the surface of life's appearances, instead of stopping at first impressions. It runs somewhat as follows.—A man is walking along a river bank and, while still some way off, is seen to pitch headlong into the water. We approach and draw him out of the stream, only to find him dead; we notice a boulder at the point where he fell and conclude at first sight as a matter of course that he stumbled over the stone, fell into the river and was drowned. This conclusion might easily be accepted and handed down to posterity—but all the same it could be very wide of the mark. Closer inspection might reveal that the man had been struck by a heart-attack at the very moment of his coming up to the stone, and was already dead when he fell into the water. If the first conclusion had prevailed and no one had made it his business to find out what actually occurred, a false judgment would have found its way into history—the apparently logical conclusion that the man had met his death through falling into the water. Conclusions of this kind, implying to a greater or lesser degree a reversal of the truth, are quite customary in the world—customary even in scholarship and science, as I have often remarked. For those who dedicate themselves heart and soul to our spiritual-scientific movement, it is necessary not only to learn from life, but incessantly to make the effort to learn the truth from life, to find out how it is that not only men but also the world of facts may quite naturally transmit untruth and deception. To learn from life must become the motto of all our efforts; otherwise the goals we want to reach through our Building1 as well as in many other ways will be hard of attainment. Our aim is to play a vital part in the genesis of a world-era; a growth which may well be compared with the beginning of that era which sprang from a still more ancient existence of mankind—let us say the time to which Homer's epics refer. In fact, the entire configuration, artistic nature and spiritual essence of our Building attempts something similar to what was attempted during the happenings of that transitional period from a former age to a later one, as recounted by Homer. It is our wish to learn from life, and, what is more, to learn the truth from life. There are so very many opportunities to learn from life, if we wee willing. Have we not had such an opportunity even in the last day or two? Are we not justified in making a start with such symptoms, particularly with one that has so deeply moved us? Consider for a moment!2 On Wednesday evening last, many of our number either passed by the crossroads or were in the neighbourhood, saw the wagon overturned and lying there, came up to the lecture and were quite naturally, quite as a matter of course, aware of nothing more than that a cart had fallen over. For hours, that was the sole impression—but what was the truth of the matter? The truth was that an eloquent karma in the life of a human being was enacted; that this life so full of promise was in that moment karmically rounded off, having been required back in the worlds by the Spiritual Powers. For at certain times these Powers need uncompleted human lives, whose unexpended forces might have been applied to the physical plane, but have to be conserved for the spiritual worlds for the good of evolution. I would like to put it this way. For one who has saturated himself with spiritual science, it is a plainly evident fact that this particular human life may be regarded as one which the gods require for themselves; that the cart was guided to the spot in order that this karma might be worked out, and overturned in order to consummate the karma of this human life. The way in which this was brought home to us was heartrending, and rightly so. But we must also be capable of submerging ourselves in the ruling wisdom, even when it manifests, unnoticed at first, in something miraculous. From such an event we should learn to look more profoundly into the reality. And how indeed could we raise our thoughts more fittingly to that human life with which we are concerned, and how commemorate more solemnly its departure from earth, than by forthwith allowing ourselves to be instructed by the grave teaching of destiny which has come to us in these days. Yet it is a human trait to forget only too promptly the lessons which life insistently offers us! It is on this account that we have to call to our aid the practice of meditation, the exercise of concentrated thinking, in order to essay any comprehension of the world at all adequate to spiritual science; we must strive continually towards this. And I would like to interpose this matter now, among the other considerations relative to our Building, because it will serve as an illustration for what is to follow concerning art. For let us not hold the implications of our Building to be less than a demand of history itself—down to its very details. In order to recognise a fact of this kind in full earnest, it must be our concern to acquire the possibility, through spiritual science, of reforming our concepts and ideas, of winning through to better, loftier, more serious, more penetrating and profound concepts and ideas concerning life, than any we could acquire without spiritual science. From this standpoint let us ask the downright question What then is history, and what is it that men so often understand by history? Is not what is so often regarded as history nothing more at bottom than the tale of the man who is walking along a river's bank, died from a heart attack, falls into the water, and of whom it is told that he died through drowning? Is not history very often derived from reports of this kind? Certainly, many historical accounts have no firmer foundation. Suppose someone had passed by the cross-roads between 8 and 9 o'clock last Wednesday evening and had had no opportunity of hearing anything about the shattering event which had taken place there: he could have known nothing, only that a cart had been overturned, and that is how he would report it. Many historical accounts are of this kind. The most important things lying beneath the fragments of information remain entirely concealed; they withdraw completely from what is customarily termed history. Sometimes possibly one can go further and say that external reports and documents actually hinder our recognition of the true course of history. That is more particularly so if—as happens in nearly every epoch—the documents present the matter one-sidedly and if there are no documents giving the other side, or if these are lost. You may call this an hypothesis but it is no hypothesis, for what is taught as history at the present time rests for the most part upon such documents as conceal rather than reveal the truth. The question might occur at this point: How is any approach to the genesis of historical events to be won? In all sorts of ways spiritual science has shown us how, for it does not look to external documents but seeks to discern the impulses which play in from the spiritual worlds. Hence it naturally cannot describe the outward course of events as external history does, It recognises inward impulses everywhere. Moreover, the spiritual investigator must be bold enough, when tracing these impulses on the surface, to hold fast to them in the face of outer traditions. Courage with regard to the truth is essential, if we would take up our stand on the ground of spiritual science, The transition can be made by attempting to approach the secrets of historical “coming into being” otherwise than is usually done. Consider all the extant 13th and 14th century documents about Italy, from which history is so fondly composed. The tableau, the picture, obtained by thus assembling history out of such documents brings one far less close to the truth one can get by studying Dante and Giotto, and allowing what they created out of their souls to work upon one. Consider also what remains of Scholasticism, of its thoughts, and try to reflect upon, to reproduce in yourself, what Dante, Giotto and Scholasticism severally created—you will get a truer picture of that epoch than is to be had from a collection of external documents. Or someone may set himself the task of studying the rebellion of the Protestant spirit of the North or of Mid-Europe against the Catholicism of the South. What can you not find in documents! Yet it is not a question of isolated facts, but of uniting one's whole soul with the active, ruling, weaving impulses at work. You come to know this rising up of the Protestant spirit against the Catholic spirit through a study of Rembrandt and the peculiar nature of his painting. Much could be brought forward in this way. And so it comes about that historical documents are often more of a hindrance than a help. Perhaps the type of history bookworm who subsists upon documentary evidence would be elated by a pile of material on Homer's life, or Shakespeare's. From a certain point of view, however, one could say: Thank God there is no such evidence! We must only be wary not to exaggerate a truth of this kind, not to press it too far. We must indeed be grateful to history for leaving us no documents about Homer or Shakespeare. Yet something might here be maintained which is one-sidedly true—one sided, but true, for a one sided truth is nevertheless a truth. Someone might exclaim: How we must long for the time when no external documents about Goethe are available. Indeed, with Goethe it is often not merely disturbing, but an actual hindrance, to know what he did, not only from day to day but sometimes even from hour to hour. How wonderful it would be to picture for oneself the experience undergone by the soul of a man who at a particular time of life spoke the fateful words:
If one wished to find the answer oneself in the case of such men, one might well yearn for the time when all the Leweses, and so on, whatever their names may be, no longer tell us what Goethe did the livelong day in which this or that verse was set down. And what a hindrance in following the flight of Goethe's soul up to the time in which he inscribed these words:
What a hindrance it is that we are able to refer to the many volumes of his notebooks and correspondence, and to read how Goethe spent this period. This view is fully justified from one angle, but not from every angle; for although it is fully justified in the case of Homer, Shakespeare, and so on, it is one sided with regard to Goethe, since Goethe's own works include his “Truth and Poetry” (“Dichtung und Wahrheit”). An inherent trait of this personality is that something about it should be known, since Goethe felt constrained to make this personal confession in “Truth and Poetry”. Hence the time will never come when the poet of “Faust” will appear to humanity in the same light as the poet of the “Iliad” or the “Odyssey”. So we see that a truth brought home to us from one side only can never be given a general application; it bears solely on a particular, quite individual case. Yet the matter must he grasped still more profoundly. Spiritual science tries to do this. By pointing out certain symptoms, I have repeatedly endeavoured to show that modern culture aspires towards spiritual science. In my Rätsel der Philosophie3 I have tried to show how this is particularly true of philosophy. In the second volume you will notice that the development of philosophy presses on towards what I have sketched in the concluding chapter as “Prospect of an Anthroposophy”. That is the direction taken by the whole book. Of course this could not have been done without some support from our Anthroposophical Society, for the outer world will probably make little of the inner structure of the book as yet. I said that Goethe must be regarded differently from Homer. On the same grounds I would like to add: Do we then not come to know Homer? Could we get to know him by any better means than through his poems, although he lived not only hundreds but even thousands of years ago? Do we not get to know him far better in that way than we ever could from any documents? Yes, Homer's age was able to bring forth such works, through which the soul of Homer is laid bare. Countless examples could be given. I will mention one only one, however, which is connected with the deepest impulses of that turning-point during the Homeric age, much as we ourselves hope and long for in the change from the materialistic to the anthroposophical culture. We know that in the first book of the Iliad we are told of the contrast between Agamemnon and Achilles: the voices of these two in front of Troy are vividly portrayed. We know further that the second book begins by telling us that the Greeks feel they have stood before Troy quite long enough, and are yearning to return to their homeland. We know, too, that Homer describes the events as if the Gods were constantly intervening as guiding divine-spiritual powers. The intervention of Zeus is described at the beginning of this second book. The Gods, like the Greeks below, are sleeping peacefully; so peacefully, indeed, that Herman. Grimm, in his witty way, suggests that the very snoring of the heroes, of the Gods and of the Greeks below, is plainly audible. Then the story continues:
Zeus, then, sends the Dream down from Olympus to Agamemnon. He gives the Dream a commission, The Dream descends to Agamemnon, approaching him in the guise of Nestor, who we have just learned, is one of the heroes in the camp of the allies.
This, then, is what takes place. Zeus, the presiding genius in the events, sends a Dream to Agamemnon in order that he should bestir himself to fresh action. The Dream appears in the likeness of Nestor, a man who is one of the band of heroes among whom Agamemnon is numbered. The figure of Nestor, whose physical appearance is well-known to Agamemnon, confronts him and tells him in the Dream what he should do. We are further told that Agamemnon convenes the elders before he calls an assembly of the people. And to the elders he recounts the Dream just as it had appeared to him:
(Atreus' son then tells the elders what the Dream had said. None of the elders stands up excepting Nestor alone, the real Nestor, who utters the words:)
Do we not gaze unfathomably deep into Homer's soul, when we know—are able to know, to perceive, by means of spiritual science—that he can recount an episode of this kind? Have we not described how what we experience in the spiritual world clothes itself in pictures, and how we have first to interpret the pictures, how we should not permit ourselves to be misled by them? Homer spoke at a time when the present clairvoyance did not yet exist; at a time, rather, when the old form of clairvoyance had just been lost. And in Agamemnon he wanted to portray a man who is still able to experience the old atavistic clairvoyance in certain episodes of life. As a military commander he is still led to his decisions through the old clairvoyance, through dreams. We know what Homer knows and believes and how he regards the men he writes about; and suddenly, in pondering on what is described in this passage, we see that the human soul stands here at the turning-point of an era. Yet that is not all. We do not only behold in Agamemnon, through Homer, a human soul into which clairvoyance still plays atavistically, nor do we only recognise the pertinent description of this clairvoyance; but the whole situation lies before us in a wonderfully magical light. Homer is humorous enough to show us expressly that it is Nestor who appeared to Agamemnon; the same Nestor who is subsequently present and himself holds forth, Now Nestor has spoken in favour of carrying out the Dream's instructions. The people assemble; but Agamemnon addresses them quite differently from what is implied in the Dream, saying that it is a woeful business, this lingering before Troy: “Let us flee with our ships to our dear native land”, he exclaims. So that the people, seized by the utmost eagerness, hasten to the ships for the journey home. Thus it rests finally with the persuasive arts of Odysseus to effect their about-turn and the beginning of the siege of Troy in real earnest. Here, in fact, we gaze into Homer's soul and discern in Agamemnon a lifelike portrayal of the transition from a man who is still led by the ancient clairvoyance to a man who decides everything out of his own conclusions. And so with an overwhelming sense of humour he shows us how Agamemnon speaks to the elders while under the influence of the Dream, and later how he speaks to the crowd, having bade farewell to the spiritual world and being subject now, to external impressions alone. Homer's way of depicting how Agamemnon outgrows the bygone age and is placed on his own feet, on the spearhead of his own ego, is wonderful indeed. And he further implies that from henceforward everything must undergo a like transition, so that men will act in accordance with what the reason brings to pass, with what we term the Intellectual or Mind Soul, which must be ascribed pre-eminently to the ancient Greeks. Because Agamemnon is only just entering the new era and behaves in a quite erratic and contradictory way, first in accordance with his clairvoyant dream and then out of his own ego, Homer has to call in Odysseus, a man who reaches his decisions solely under the influence of the Intellectual Soul. Wonderful is the way in which two epochs come up against each Other here, and wonderfully apposite is Homers picture of it! Now I would ask you: Do we know Homer from a certain aspect when we know such a trait? Certainly we know him. And that is how we must come to know him if we want rightly to understand world-history—an impossible task if nothing but external documents were available. Many other traits could be brought forward, out of which the figure of Homer would emerge and stand truly before us. We can come close to him in this way, as we never could with a personality built up only from historical documents. Just think what is really known of ancient Greek history! Yet through traits of this kind we can approach Homer so closely that we get to know him to the very tip of his nose, one might say! At one time there were men who approached Homer in this way, until a crude type of philology came in and spoilt the picture. Thus does one know Socrates, as Plato and Xenophon depict him; so also Plato himself, Aristotle, Phidias. Their personalities can be rounded off in a spiritual sense. And if we thus hold these figures before our mind, a picture arises of Hellenism on the physical plane. To be sure, one must call in the aid of spiritual science. As the sun sheds its light over the landscape, so does spiritual science illumine for us the figure of Homer as he lived, and equally of Aeschylus, Socrates, Plato, Phidias. Try for a moment to visualise Lycurgus, Solon or Alcibiades as a part of Greek history. How do they present themselves? As nothing but spectres. Whoever has any understanding of an Individuality in the true sense must recognise that in the framework of history they are just like spectres, for the features that history sets itself to portray are so abstract as to have a wholly spectral quality. Nor are the figures of later ages which have been deduced from external documents any less spectral in character. I am saying all this in the hope that gradually—yes, even in things that people treat as so fixed and stable that the shocks of the present time are treated as mere foolishness—spiritual science in the hearts of our friends may acquire the strength and courage to bring home an understanding that a new impulse is trying to find its way into human evolution. But for this we shall need all our resources; one might say that we shall need the will to penetrate into the true connections that go to make up the world, and the power of judgment to perceive that the true connections do not lie merely on the surface. In this regard it is of surpassing importance that we should learn from life itself. For very often—to a far greater extent than one might at first suppose—error finds its way into the world through a superficial reliance on the external pattern of facts, which really can do nothing but conceal the truth, as we saw in the cases described. In the field of philosophy particularly, it is my hope that precisely through the mode of presentation in the second volume of the “Rätsel der Philosophie” many will find it possible to recognise the connection between the philosophic foundations of a world-conception, as presented in the “Philosophy of Spiritual Activity” and the “Outline of Occult Science”. If on the one hand we are looking for a presentation of the spiritual worlds as this offers itself to clairvoyant knowledge, then on the other hand there must be added to the reception of this knowledge a penetration of the soul with the impulses which arise from the conviction, that man does not confront the truth directly in the world, but must first wrest the truth from it. The truth is accessible only to the man who strives, works, penetrates into things with his own powers; not to the man who is ready to accept the first appearances of things, which are only half real. Such a fact is easily uttered in this abstract form, but the soul is inclined over and over again to back away from accepting the deeper implications of what is said. I believe many of those who have tried to enter into spiritual science with all the means now at their disposal will understand how in our Building, for example, the attempt has been made through the concord of the columns with their motifs and, with everything expressed in the forms, to enable the soul to grow beyond what is immediately before it. For a receptive person, beginning to experience what lies in the forms of the Building, the form itself would immediately disappear, and, through the language of the form, a way would open out into the spiritual, into the wide realms of space. Then the Building would have achieved its end. But in order to find this way, much has still to be learnt from life. Is it not a remarkable Karma for all of us, gathered here for the purpose of our Building, to experience through a shattering event the relationship between Karma and apparently external accident? If we call to our aid all the anthroposophical endeavours now at our disposal, we can readily understand that human lives which are prematurely torn away—which have not undergone the cares and manifold coarsenings of life and pass on still undisturbed—are forces within the spiritual world which have a relationship to the whole of human life; which are there in order to work upon human life. I have often said that the earth is not merely a vale of woe to which man is banished from the higher worlds by way of punishment. The earth is here as a training-ground for human souls. If, however, a life lasts but a short while, if it has but a short time of training, then forces are left over which would otherwise have been used up in flowing down from the spiritual world and maintaining the physical body. Through spiritual science we do not become convinced only of the eternality of the soul and of its journey through the spiritual world, but we learn also to recognise what is permanent in the effect of a spiritual force by means of which a man is torn from the physical body like the boy who was torn from our midst on the physical plane. And we honour, we celebrate, his physical departure in a worthy manner if, in the manner indicated and in many other ways, we really learn, learn very much, from our recent experience, Through Anthroposophy, one learns to feel and to perceive from life itself.
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