303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Education Based on Knowledge of the Human Being II
25 Dec 1921, Dornach Translated by Roland Everett Rudolf Steiner |
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There are many such kinds of dreams. Their contents are definite reminiscences of our physical, sensory lives. But there are also other kinds of dreams that do not echo waking life. |
If impressions from ordinary life reappear in dreams, these dreams have an injurious effect upon our health. On the other hand, if unrealistic dream images appear—the kind scornfully dismissed as mystical rubbish by an intellectualistic philistine—they make us feel bright and fresh upon awaking in the morning. |
Dream images are woven as objective appearances beyond the influence of our will. In dreams, the activities of the soul become passive, numb, and immobile. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Education Based on Knowledge of the Human Being II
25 Dec 1921, Dornach Translated by Roland Everett Rudolf Steiner |
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If you take what was presented to you yesterday and study it in greater depth, you will find that today’s interpretation of the world cannot lead to a real understanding of the human being. And if you go into further detail in your study of what could be only briefly described here and relate it to specific problems of life, you will find confirmation of all that was postulated in yesterday’s lecture. Now, strangely, exponents of the modern worldview seem unaware of what it means that they cannot reach the specifically human sphere. Nor are they willing to admit that, in this sense, their interpretation of the universe is incomplete. This fact alone is more than enough to justify all the efforts made by spiritual scientific research. We can understand this all the more clearly by observing characteristic examples. When quoting Herbert Spencer, I did not intend to prove anything but only wanted to illustrate modern thinking. Spencer had already formulated his most important and fundamental ideas before Darwinism spread. So-called Darwinism aptly demonstrates how scientific, intellectualistic thinking approaches questions and problems that result from a deep-seated longing in the human soul. Charles Darwin’s Origin of the Species, published in 1859, certainly represents a landmark in modern spiritual life. His method of observation and the way he draws conclusions are exemplary for a modern conceptual discipline. One can truly say that Darwin observed the data offered to his sense perceptions with utmost exactitude; that he searched for the underlying laws in a very masterly way; and he considering everything that such observations could bring to his powers of comprehension. Never did he allow himself to be deflected, not to the slightest degree, by his own subjectivity. He developed the habit of learning from the outer world in a way commensurate with the human intellect. Observing life in this way, Darwin found links between the simplest, least developed organisms and the highest organism on earth—humankind itself. He contemplated the entire range of living organisms in a strictly natural scientific way, but what he observed was external and not part of the essential nature of human beings. Neither the true human being nor human spiritual aspirations were the object of his enquiry. However, when Darwin finally had to face an impasse, his reaction was characteristic; after having formulated his excellent conclusions, he asked himself, Why would it have pleased the Divine Creator any less to begin creation with a small number of relatively undeveloped and primitive organic forms, which would be allowed to develop gradually, than to miraculously conjure fully developed forms right at the beginning of the world? But what does such a response imply? It shows that those who have made the intellectual and naturalistic outlook their own, apply it only as far as a certain inner sensing will allow and then readily accept these newly discovered boundaries without pondering too much over whether it might be possible to transcend them. In fact, they are even prepared to fall back on traditional religious concepts. In a subsequent book, The Descent of Man, Darwin did not fundamentally modify his views. Apart from being typical of the time, Darwin’s attitude reveals certain national features, characteristic of Anglo American attitudes and differing from those of Central Europe. If we look at modern life with open eyes, we can learn a great deal about such national traits. In Germany, Darwinism was initially received with open enthusiasm, which nevertheless spread to two opposite directions. There was, first of all, Ernst Haeckel, who with youthful ardor took up Darwin’s methods of observation, which are valid only in nonhuman domains. But, according to his Germanic disposition, he was not prepared to accept given boundaries with Darwin’s natural grace. Haeckel did not capitulate to traditional religious ideas by speaking of an Almighty who had created some imperfect archetypes. Using Darwin’s excellent methods (relevant only for the non-human realm) as a basis for a new religion, Ernst Haeckel included both God and the human being in his considerations, thus deliberately crossing the boundary accepted by Darwin. Du Bois-Reymond took up Darwinism in another way. According to his views, naturalistic intellectual thinking can be applied only to the non-human realm. He thus remained within its limits. But he did not stop there, unquestioning and guided by his feelings; he made this stopping point itself into a theory. Right there, where Darwin’s observations trail off into vagueness, Du Bois-Reymond postulated an alternative, stating that either there are limits or there are no limits. And he found two such limits. The first limit occurs when we turn our gaze out into the world, and we are confronted with matter. The second is when we turn our gaze inward, toward experiences of our consciousness and find these also finally impenetrable. He thus concluded that we have no way of reaching the supra-sensory, and made this into a theory: one would have to rise to the level of “supernaturalism,” the realm where religion may hold sway, but science has nothing to do with what belongs to this religious sphere. In this way, Du Bois-Reymond leaves everyone free to supplement, according to personal needs, everything confirmed by natural science with either mystical or traditionally accepted forms of religious beliefs. But he insists that such supernatural beliefs could never be the subject of scientific scrutiny. A characteristic difference between the people of Central Europe and those of the West is that the latter lean naturally toward the practical side of life. Consequently, they are quite prepared to allow their thoughts to trail off into what cannot be defined, as happens in practical life. Among Central Europeans, on the other hand, there is a tendency to put up with impracticalities, as long as the train of thought remains theoretically consistent, until an either/or condition has been reached. And this we see particularly clearly when fundamental issues about ultimate questions are at stake. But there is still a third book by Darwin that deals with the expression of feeling. To those who occupy themselves with problems of the soul, this work seems to be far more important than his Origin of the Species and Descent of Man. Such people can derive great satisfaction from this book—so full of fine observations of the human expression of emotions—by allowing it to work in them. It shows that those who have disciplined themselves to observe in a natural scientific way can also attain faculties well suited for research into the soul and spiritual sphere of the human being. It goes without saying that Darwin advanced along this road only as far as his instinct would allow him to go. Nevertheless, the excellence of his observations shows that a training in natural scientific observation can also lead to an ability to go into the supra-sensory realm. This fact lies behind the hope of anthroposophic work, which, in any task that it undertakes, chooses not to depart by a hair’s breadth from the disciplined training of the natural scientific way of thinking. But, at the same time, anthroposophy wishes to demonstrate how the natural scientific method can be developed, thus transcending the practical limits established by Darwin, crossed boldly by Haeckel’s naturalism, and stated as a theory by Du Bois-Reymond. It endeavors to show how the supra-sensory world can be reached so that real knowledge of the human being can finally be attained. The first step toward such higher knowledge does not take us directly into the world of education, which will be our central theme during the coming days. Instead, we will try to build a bridge from our ordinary conceptual and emotional life to suprasensory cognition. This can be achieved if—using ordinary cognition—we learn to apprehend the basic nature of our sense-bound interpretation of the world. To do this, first I would like you to assume two hypotheses. Imagine that, from childhood on, the world of matter had been transparent and clear to our understanding. Imagine that the material world around us was not impermeable to our sight, but that with ordinary sensory observation and thinking we could fully penetrate and comprehend its nature. If this were the situation, we would be able to comprehend the material aspect of the mineral kingdom. We would also be able to understand the physical aspect of human nature; the human body would become completely transparent to our sight. If such a hypothesis were reality, however, you would have to eliminate something from your mind that real life needs for its existence; you would have remove from your thinking all that we mean when we speak of love. For what is the basis of love, whether it is love for another person, for humankind in general, or for spiritual beings? Our love depends on meeting the other with forces that are completely different from those that illuminate our thinking. If transparent or abstract thoughts were to light up as soon as we met another being, then even the very first seeds of love would be destroyed immediately. We simply would be unable to engender love. You need only to remember how in ordinary life love ceases when the light of abstract thought takes over. You need only to realize how correct we are to speak of abstract thoughts as cold, how all inner warmth ceases when we approach the thinking realm. Warmth, revealing itself through love, could not come into being if we were to meet outer material life only with the intellect; love would be extinguished from our world. Now imagine that there is nothing to prevent you from looking into your own inner structure; that, when looking inward, you could perceive the forces and weaving substances within you just as clearly as you see colors and hear tones in the outer world. If this were to happen, you would have the possibility of continuously experiencing your own inner being. However, in this case, too, you would have to eliminate something from your mind that human beings need to exist in the world as it is. What is it that lights up within when you turn your sight inward? You see remembered imagery of what you have experienced in the outer world. In fact, when looking inward, you do not see your inner being at all. You see only the reflection, or memory, of what you have experienced in the world. On the one hand, if you consider that, without this faculty of memory, personal life would be impossible, and, on the other, consider that to perceive your own inner life you would have to eliminate your memory, then you realize the necessity of the built-in limits in our human organization. The possibility of clearly perceiving the essence of outer matter would presuppose a person devoid of love. The possibility of perpetually perceiving one’s own inner organization would presuppose a human being devoid of memory. Thus, these two hypotheses help us to realize the necessity of the two limits placed on ordinary human life and consciousness. They exist for the development of love and because human beings need personal memories for an inner life. But, if there is a path beyond these boundaries into the suprasensory world, an obvious question arise. Can we walk this path without damaging our personal life, on the one hand, and shunning a social life with others, on the other? Anthroposophy has the courage to say that, with the ordinary established naturalistic approach, it is impossible to attain suprasensory knowledge. At the same time, however, it must ask, Is there any way that, when applied with the strict discipline of natural science, will enable us to enter suprasensory worlds? We cannot accept the notion that crossing the threshold into the supernatural world marks the limit of scientific investigation. It is the goal of anthroposophy to open a path into the suprasensory, using means equally as exact as those used by ordinary science to penetrate the sensory realm. In this way, anthroposophy merely continues along the path of modern science. Anthroposophy does not intend to rebel against present achievements, but it endeavors to bring something that is needed today and something contemporary life cannot provide from its own resources. If we look at Darwin’s attitude as I have presented it, we might be prompted to say, If science can deal only with what is perceptible to the senses, then we have to fall back on religious beliefs to approach the suprasensory, and we simply have to accept the situation as inevitable. Such a response, however, cannot solve the fundamental, urgent human problems of our time. In this context, I would like to speak about two characteristics of contemporary life, because, apart from supplementing what has been said, they also illuminate educational matters. They may help to illustrate how modern intellectual thinking—which is striving for absolute lucidity—is nevertheless prone to drift into the dark unconscious and instinctive domains. If you observe people’s attitudes toward the world in past ages, you will find that ancient religion was never seen as mere faith—this happened only in later times—but that religions were based on direct experience and insight into spirit worlds. Knowledge thus gained was considered to be as real as the results of our modern natural scientific research. Only in subsequent ages was knowledge confined to what is sense perceptible, and suprasensory knowledge was, consequently, relegated to the religious realm. And so, the illusion came about that anything pertaining to metaphysical existence had to be a matter of faith. Yet, as long as religions rested on suprasensory knowledge, this knowledge bestowed great power, affecting even physical human nature. Modern civilization cannot generate this kind of moral strength for people today. When religion becomes only a matter of faith, it loses power, and it can no longer work down into our physical constitution. Although this is felt instinctively, its importance is unrecognized. This instinctive feeling and the search for revitalizing forces have found an outlet that has become a distinctive feature of our civilization; it is a part of all that we call sports. Religion has lost the power of strengthening the human physical constitution. Therefore an instinctive urge has arisen in people to gain access to a source of strength through outward, Education Based on Knowledge of the Human Being 39 physical means only. As life tends toward polarity, we find that people instinctively want to substitute the loss of invigoration, previously drawn from his religious experiences, by cultivating sports. I have no wish to harangue against sports. Neither do I wish to belittle their positive aspects. In fact, I feel confident that these activities will eventually develop in a healthy way. Nevertheless, it must be said that sports will assume a completely different position in human life in the future, whereas today it is a substitute for religious experience. Such a statement may well seem paradoxical, but truth, today, is paradoxical, because modern civilization has drifted into so many crosscurrents. A second characteristic of our intellectual and naturalistic civilization is that, instead of embracing life fully, it tends to lead to contradictions that destroy the soul. Thinking is driven along until it becomes entangled in chaotic webs of thought and contradictions, and the thinker remains unaware of the confusion created. For example, a young child in a certain sense will go through the various stages than humankind has passed through, from the days of primitive humanity up to our present civilization, and this fills certain naturalistic intellectuals with admiration. They observe the somewhat turned-up nostrils of a young child and the position of the eyes, which lie further apart than in later life. They observe the formation of the forehead with its characteristic curvature and also the shape of the mouth. All these features remind people of those found in primitive tribes, and so they see young children as “little savages.” Yet, at the same time, sentiments such as those expressed by Rousseau are trying to rise to the surface—sentiments that completely contradict what has just been said. When contemplating educational aims, some people prefer to “return to nature,” both from a physical and a moral aspect. But, being under the influence of an intellectual atmosphere, they soon aim at arranging educational ideas according to the principles of logic, for intellectuality will always lead to logic in thinking. Observing many illogical features in education today, they want to base it on principles of logic, which, in their eyes, are entirely compatible with a child’s natural development. Logic, however, does not meet the needs of children at all. One close look at primitive races will make one quickly realize that members of such tribes hardly apply logical thinking to their ways of life. And so some reformers are under the illusion that they are returning to nature by introducing a logical attitude in educating the young, who are supposed to be little savages, an attitude that is completely alien to a child. In this way, adherents of Rousseau’s message find themselves caught in a strange contradiction with an intellectualistic attitude; striving toward harmony with nature does not fit with an intellectualistic outlook. And, as far as the education of the will is concerned, the intellectualistic thinker is completely out of touch with reality. According to this way of thinking, a child should above all be taught what is useful in life. For example, such people never tire of pointing out the impracticability of our modern mode of dress, which does not satisfy the demands of utility. They advocate a return to more natural ways, saying that we should concentrate on the utilitarian aspects of life. The education of girls is especially subjected to sharp criticism by such reformers. So now they are faced with a paradox; did primitive human beings—the stage young children supposedly recapitulate—live a life of utility? Certainly not. According to archeologists, they developed neither logical thinking nor utilitarian living. Their essential needs were satisfied through the help of inborn instincts. But what captivated the interest of primitive people? Adornment. They did not wear clothing for practical reasons, but through a longing for self-adornment. Whatever the members of such tribes chose to wear—or not to wear, in order to display the patterns on their skin—was not intended for utility, but as an expression of a yearning for beauty as they understood it. Similar traits can be found in the young child. Those who perceive these contradictions and imperfections in modern life will be ready to look for their causes. They will increasingly recognize how lopsided and limited the generally accepted intellectualistic, naturalistic way of thinking is, which does not see the human being as a whole at all. Usually only our waking state is considered, whereas in reality the hours spent in sleep are just as much part of human life as those of daytime consciousness. You may object by saying that natural science has closely examined the human sleeping state as well, and indeed there exist many interesting theories about the nature of sleep and of dreams. But these premises were made by people while awake, not by investigators who were able to enter the domains of sleep. If people who are interested in education think in rational and logical ways and in terms of what is practical and useful in life, and if, on the other hand, they feel pulled in the direction of Rousseau’s call to nature, they will become victims of strange contradictions. What they really do is pass on to children all that seems of value to themselves as adults. They try to graft onto the child something that is alien to the child’s nature. Children really do seek for beauty—though not in the ways suggested by Rousseau—which for them expresses neither goodness nor utility, but simply exists for its own sake. In the waking state, human beings not only have consciousness but also experience an inner life and actively participate in life. During sleep, on the other hand, people loses their ordinary consciousness, and consequently they examine sleep while awake. A proper study of this phenomenon, however, requires more than abstract theories. Entering sleep in full consciousness is essential for understanding it. By experiencing both wonder and astonishment when studying the phenomena of sleep, a serious and unbiased investigator is not likely to advance in ways that, for example, Greek philosophy considered important. According to an ancient Greek adage, every philosophy—as a path toward cognition—begins with wonder. But this indicates only the beginning of the search for insight. One must move on. One must progress from wonder to knowledge. However, the first step toward suprasensory knowledge must be taken not with the expectation of being able to enter the spiritual world directly, but with the intent of building a bridge from the ordinary sensory world to suprasensory knowledge. One way of achieving this is to apply the discipline we use to observe the phenomena of the sensory world to the phenomena we encounter from the realms of sleep and dreams. Modern people have certainly learned to observe accurately, but in this case it is not simply a matter of observing accurately. To gain insight, one must be able to direct observations toward specific areas. I would like to give you an example of how this can be done when studying dream phenomena, which infiltrate our waking life in strange and mysterious ways. Occasionally one still encounters people who have remained aware of the essential difference between waking and sleeping, but their awareness has become only a dim and vague feeling. Nevertheless, they are aware that an awake person is an altogether different from one who is asleep. Therefore, someone tells them that sleep is a waste of time and sleepers are idle and lazy, these simple minds will say that, as long as we sleep, we are free from sin. Thus, they try to say that people, whom they consider sinful while awake, are innocent while asleep. A good instinctive wisdom is hidden in this somewhat naive attitude. But to reach clarity, we need to train our own observation. I would like to give you an example. Surely there are some here—perhaps every one of you—who have had dreams reminiscent of what might have happened to you in daily life. For example, you may have dreamed that you were taken to a river and that you had to get across somehow. So you searched for a boat, which, after a great deal of trouble, you managed to get hold of. Then you had to work hard to row across. In your dream you might have felt the physical exertion of plying the oars, until at last you managed to get across, just as you might have in ordinary life. There are many such kinds of dreams. Their contents are definite reminiscences of our physical, sensory lives. But there are also other kinds of dreams that do not echo waking life. For instance, someone again may dream that it is necessary to get across a river. Wondering how this urge could possibly be fulfilled, the dreamer is suddenly able to spread wings and—presto!—simply fly across and land safely on the opposite bank. This sort of dream is certainly not a memory of something that could happen in waking life, because, to my knowledge, this is hardly the way ordinary mortals transport themselves across a river in real life. Here we have something that simply does not exist in physical life. Now, if we accurately observe the relationship between sleep and being awake, we discover something very interesting; we find that dreams in which we experience the toil and exhaustion of waking life, which reflect waking life, cause us to awake tired. On waking, our limbs feel heavy and tiredness seems to drag on throughout the day. In other words, if strains and pains of a life of drudgery reappear in our dreams, we awake weakened rather than refreshed. But now observe the effects of the other kind of dream; if you managed to fly—weightless and with hearty enthusiasm, with wings you do not possess in ordinary life—once you have flown across your river, you awake bright and breezy, and your limbs feel light. We need to observe how these differing dreams affect the waking life with the same accuracy we use to make observations in mathematics or physics. We know quite well that we would not get very far in these two subjects without it. Yet dreams do not generally become the object of exact observations and, consequently, no satisfactory results are achieved in this field. And such a situation hardly encourages people to strive for greater powers of insight into these somewhat obscure areas of life. This is not just a case of presenting isolated glimpses of something that seems to confirm previous indications. The more we ponder over the relevant facts, the more the reciprocal links between sleep and waking life become evident. For example, there are dreams in which you may see some very tasty food that you then enjoy with a hearty appetite. You will find that usually, after having thus eaten in your dreams, you wake up without much appetite. You may not even eat during the following day, as though there were something wrong with your digestion. On the other hand, if in your dream you had the experience of speaking to an angel, and if you entered fully into a dialogue, you will awake with a keen edge to your appetite, which may persist during the whole day. Needless to say, partaking of food in one’s dream represents a memory from waking life, for in the spiritual world one neither eats nor drinks. Surely you will accept this without further proof. Therefore, enjoying food in a dream is a reminiscence of physical life, whereas speaking to an angel—an event unlikely to occur to people these days—cannot be seen as an echo of daily life. Such an observation alone could show even an abstract thinker that something unknown happens to us in sleep—something that nevertheless plays into our daily lives. It is wrong to surmise that it is impossible to gain exact and clear concepts in this realm. Is it not a clear discovery that dreams echoing earthly reality—the kind so popular among naturalistic poets, ever eager to imitate earthly life, never ready to enter the suprasensory realms—have an unhealthy effect on our waking lives? If impressions from ordinary life reappear in dreams, these dreams have an injurious effect upon our health. On the other hand, if unrealistic dream images appear—the kind scornfully dismissed as mystical rubbish by an intellectualistic philistine—they make us feel bright and fresh upon awaking in the morning. It is certainly possible to observe the strange interplay and the reciprocal effects between dreaming and sleeping. And so we can say that something independent of the human physical condition must be happening during sleep, the effects of which we can observe in the person’s physical organism. Dreams cause astonishment and wonder to ordinary consciousness, because they elude us in our waking state. The more you try to collect such examples, the more you will find a real connection between the human sleeping and waking state. You only need to look closely at dreams to see that they are different from our experiences during waking life. When awake, we are able to link or separate mental images at will, but we cannot do this when dreaming. Dream images are woven as objective appearances beyond the influence of our will. In dreams, the activities of the soul become passive, numb, and immobile. If we study dreams from yet another aspect, we find that they can reveal other secret sides of human existence. Observe, for instance, your judgment of people with whom you may have a certain relationship. You might find that you keep your full inner feelings of sympathy or antipathy from arising to consciousness, and that your judgment of people is colored by various facts, such as their titles or positions in social life. However, when you dream about such a person, something unexpected may happen; you may find yourself giving someone a good beating. Such behavior, so completely at odds with your attitude in waking life, allows you to glimpse the more hidden regions of your sympathies and antipathies, some of which you would never dare admit, even to yourself, but which the dream conjures up in your soul. Subconscious images are placed before the dreaming soul. They are relatively easy to watch, but if you deeply investigate someone’s inexplicable moods of ill temper or euphoria that seem unrelated to outer circumstances, you find that they, too, were caused by dreams, completely forgotten by those concerned. Experiences in sleep and the revelations of dreams work into the unconscious and may lead to seemingly inexplicable moods. Unless we consider this other side of life, the hidden domain of our sleep life, by making exact investigations, we cannot understand human life in its wholeness. All these reciprocal effects, however, happen without human participation. Yet it is possible to lift what happens subconsciously and involuntarily into a state of clear consciousness equal to that of someone engaged in mathematics or other scientific investigations. When achieving this, one’s powers of observation are enhanced beyond the indeterminate relationship between waking and sleeping to the fully conscious states of imagination, inspiration, and intuition. Only through these three capacities is it possible to attain true knowledge of the human being. What life vaguely hints at through the phenomenon of sleep can be developed in full consciousness by applying methods given by anthroposophy, which strive toward a real knowledge of the universe and the human being. |
211. The Mysteries of the Sun and Death and Resurrection: The Three States of Night-Time Consciousness
24 Mar 1922, Dornach Rudolf Steiner |
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But the drama of the dream, the way in which the dream builds up its tensions, how it can evoke inner feelings of fear, inner feelings of joy, feelings of momentum, is something else. |
It is the first thing he finds when he enters the supersensible world. These are not dream images, because, as I have explained to you, dream images come about in a completely different way. |
But there is a deeper sleep, a sleep from which, if one does not do special soul exercises, one cannot bring anything into one's daily life through dreams. One can only bring something into one's daily life from the lightest sleep through dreams. But then the dreams, as I have described to you, are not decisive as images, because the same dream can take on the most diverse images. |
211. The Mysteries of the Sun and Death and Resurrection: The Three States of Night-Time Consciousness
24 Mar 1922, Dornach Rudolf Steiner |
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The waking state is, of course, what we know most directly, but it is not within this familiar realm that the riddles of existence are actually revealed. If the solution to the riddles of life could be found in the waking state, as it serves us in our ordinary lives and in ordinary science, then these riddles would not actually exist, because they would be constantly being revealed. Man would never come to ask the question. That man asks: What are the deeper reasons for life? That he may not arrive at an exact formulation of this question of the riddle of life, but that from the depths of his soul he has the longing to know something that is not answered by ordinary consciousness , testifies to the fact that something comes up from the depths of the human soul, that is, in a more or less unconscious way, something that belongs to the human being but that must first be sought if it is to come to clear consciousness. And this leads those who observe life less to speculate and develop all kinds of philosophies. Such philosophies then ultimately remain unsatisfactory. But anyone who looks at the phenomena of life with a certain impartiality must realize that in the other state, the state opposite to waking, the state of sleep, something is veiled, and that an understanding of sleep could lead to an understanding of life. We have often discussed such things; but these things must be returned to again and again from the most diverse points of view, for anthroposophy can only be grasped if one tries to grasp it from the most diverse sides. Now, out of sleep, the dream life surges up first. The dream life proceeds in images. One can very soon notice, when one begins to observe this dream life, that the images do indeed point to something in life, in ordinary conscious life. Even if one can often say that things are dreamed that one has not experienced in this way, I would like to say that the pieces from which the dream is composed, the pieces of images, are of course nevertheless taken from ordinary consciousness. But the drama of the dream, the way in which the dream builds up its tensions, how it can evoke inner feelings of fear, inner feelings of joy, feelings of momentum, is something else. What the course of the dream images means goes even deeper into human nature, and one can see this if one considers the following. You dream that you are walking along a path and come to a mountain. You enter a mountain cave. At first it is still dark. It gets darker. But an unknown urge causes you to keep going. Anxiety sets in. This all increases until you are finally in a state of fear, let's say, of falling into an inner abyss. You can awaken from this state of fear by continuing to experience this state of fear during awakening. You can also dream that you are standing somewhere and see a person coming from afar. He comes closer and closer, but he has a terrible expression. And as he gets closer, you realize that he intends to attack you. Your anxiety grows. He comes ever closer. He may transform the initially harmless instrument that he showed you from afar – after all, dreams are transformers – into a terrible murder weapon. Your anxiety increases again to fear, and you now wake up with this fear, which in turn continues into the waking life of the day. These are two very different images. One time it is a series of images that takes you into the interior of a mountain, the other time it is a series of images that is associated with an approaching enemy. The soul can go through the same thing, even though the two series of images are quite different. What the soul goes through is something quite different from what consciousness experiences when waking up. One could say that it is not the images that are important at all, but rather how the soul undergoes a certain inner drama: how the soul initially has an urge, or how something comes to the soul instead of the urge, but how this then transitions into anxiety, into fear, and then, in a sense, causes the person to shake themselves out of sleep and into ordinary consciousness. What is important is the increasing forces behind the dream, which are not perceived themselves, but which clothe themselves in images. And the two series of images that I have characterized could be multiplied many times over; the same soul content could clothe itself in ten, twenty, a hundred different images. We must therefore say: there is something - if I draw schematically - that takes place in the soul (blue, green. See drawing on page 46). But what takes place in the soul, the human being does not notice; he does not know it. What he does know are images. I draw them schematically on it (yellow). These images are then experienced by the person in his consciousness of the dream. But what matters is the escalation: weak anxiety, stronger anxiety, greatest fear. The dream images are more or less taken from life, because both the mountain and the mountain cave, everything is basically borrowed from life. The enemy that approaches is borrowed from life, his weapon is borrowed from life. The images take their content from life. But that is only the clothing. If, through what I have often characterized as the imaginative consciousness, you have the opportunity to go beyond this clothing, not to form images at all, but to remain here in the soul forces, which are anxiety, fear, and extreme fear, to remain with the imaginative consciousness, if you are able to form images within, then something completely different comes about. Because when you are asleep, you are initially outside of your etheric body and physical body, with only your ego and your astral body. When you wake up, if you are in a normal state, you enter your etheric body very quickly – you pass through it very quickly – and then immediately enter your physical body. But if you are in some abnormal state and do not enter the physical body immediately, but enter the etheric body before entering the physical body, that is, enter the etheric body first, then these images from life are formed. For in ordinary consciousness, the human being has no perception in sleep itself, and only at the moment when he either penetrates into his body and passes through the etheric body does he receive images, or when he goes out of the physical body while falling asleep but still remains in the etheric body, then he has dream images again. So only in these intermediate states do such dream images form, which are taken from life. But imaginative consciousness leads to the fact that one can live completely outside of the body in that which stands there as the forces of the soul behind the dream. And then one lives in another reality. Then one lives in the world in which man is from falling asleep to waking up. Man lives from falling asleep to waking up in a world in which he becomes unconscious. You can imagine it as if a person were to submerge in water and lose consciousness, and only regain it when the water carries him out and releases him again. The same thing that happens physically also happens to the soul when a person falls asleep. He submerges into the spiritual world. There he loses consciousness. He leaves his body with his soul and loses consciousness. When he wakes up, he reappears and regains consciousness. But reappearing means entering the body. And if, as I said, one does not immediately enter one's body, but still notices the transition in the etheric body, then the dream images arise. But if one does not get involved in this and need not get involved in getting such dream images, but if one gets images entirely outside of the physical body in the spiritual world itself, then not just any images come out, but images come out that you can find as a description of the evolution of the world in my “Occult Science”. And everything that is presented as I have presented it in my “Occult Science” has this origin, which I am now characterizing for you. If you ask yourself: What is actually written in this “Occult Science”?, then you will say to yourself: Well, thoughts are in it. You can also think about it. I always emphasize that again, with common sense you can think about all of this. Thoughts are in it, but they are not ordinary thoughts. They are the thoughts that are creatively active in the world outside. Man can live in these thoughts when he stands beyond the threshold that leads into the spiritual world. Man can live in these thoughts that work on the world. It is the first thing he finds when he enters the supersensible world. These are not dream images, because, as I have explained to you, dream images come about in a completely different way. Instead, they are experiences in the spiritual world. I would like to say: Imagine a person who is asleep. During sleep, the most comprehensive and intense processes take place in the soul. The person is unconscious during sleep and is therefore unaware of them. In the morning he enters his physical body, and immediately he is immersed in it. He uses his eyes, sees colors and light, he uses his ears, hears sounds, and so on, and thus he becomes conscious. But there is this intermediate state: he does not immediately enter the physical body, he enters the etheric body. Then he has a dream or dreams. But imagine if a person became conscious before he even entered his etheric body. He would become conscious while still in the outer ether that fills the whole world. Then he becomes aware of what is described in my “Geheimwissenschaft.” If, for example, you became conscious in the middle of the night without returning to your physical body, so that the physical body emerged next to you and you saw it – because you could see it then – then you perceived this cosmology, then you perceived what I described in my Secret Science. I may call what I have described: the formative forces of the world, or even world thoughts. This presents itself in such a way that one can say how one otherwise has individual thoughts in daily life: the earth came into being in such and such a way, used to have a moon existence, a sun existence, a Saturn existence; in short, everything that I have described in my “Occult Science”. But this way of perceiving in the spiritual world is only one of three. When a person looks at his state of daytime consciousness, he knows that in this state of daytime consciousness he can distinguish between thinking, feeling and willing. But just as the day-consciousness has these three states, thinking, feeling and willing, so also the night-consciousness, which in the case of the ordinary person is unconsciousness, has three states. One does not always sleep in the same state from falling asleep to waking up, just as one does not always wake in the same state. One wakes by thinking, or also by feeling, or also by willing. One can wake in three states, and likewise one can sleep in three states. For the fact that someone who has imaginative consciousness sees the world-forming forces, the formative forces of the world, comes only from the fact that he has acquired a consciousness of them, a knowledge of them. But every person falls asleep in these formative forces of the world, in the thoughts of the world. Just as you submerge when you jump into the water, so when you fall asleep you initially submerge in the formative forces of the world. But in addition to this life in the formative forces of the world, there are two other states for the sleeping state, just as there are feeling and willing in addition to thinking for waking. When we consider thinking, having thoughts, in sleep this corresponds to life in the formative forces of the world. This means that when you become aware of the lightest state of sleep, then in this lightest state of sleep you live in the formative forces of the world. It is as if you were swimming through the universe from one end to the other, moving through thoughts, but these are forces. This is the lightest sleep, where you move in the thought-forces of the world. But there is a deeper sleep, a sleep from which, if one does not do special soul exercises, one cannot bring anything into one's daily life through dreams. One can only bring something into one's daily life from the lightest sleep through dreams. But then the dreams, as I have described to you, are not decisive as images, because the same dream can take on the most diverse images. But even the lightest sleep can lead to dreams, that is, one can bring something into consciousness, one can at least sense that one has experienced something during sleep. But one can only sense from this lightest sleep that one has experienced something. Only those who attain an inspired consciousness can know anything of the deeper sleep. Such a one then perceives more than just what I have described in my “Occult Science”. In this “Occult Science” I have, to be sure, described some of what comes through from the inspired consciousness, but let us just realize what can only be described through anthroposophy – what the transition is like in experience from the quiet sleep to the deeper sleep, to the sleep from which the person in ordinary life can bring back no dreams. When sleep is so quiet that one can bring back dreams in ordinary life, then the person who can look into these worlds sees the surging, weaving thought images, the imaginations of the world that reveal the secrets of the world to him, which reveal to him which world the human being belongs to, except for the one in which he is with his consciousness from the moment he wakes up until he falls asleep. For what I have described in my “Occult Science” is not something that is merely painted on a surface, but is in perpetual motion, in perpetual activity. But from a certain moment on, images begin to appear in this world, which every person experiences in a quiet sleep – they just do not know about it. These images become clear, they increase their splendor, they reveal certain underlying essences. They subside again, these images. Once again, one has nothing in consciousness but a kind of feeling that the images have been dulled. Then the images appear again. But while the images become more active and then fade away, something occurs that can be called the harmony of the spheres, a kind of cosmic music occurs, but a cosmic music that does not merely live in melody and harmony, but that represents the deeds and actions of those beings that inhabit the spiritual world, the deeds of the angels, the archangels, the elemental forces, and so on. In a sense, you can see the beings moving on the surging sea of images, directing the world from the spirit. It is the world perceived through inspiration, the second world. I can call them the appearances of spiritual world beings. And this world, this world of manifestation of the spiritual beings of the spiritual world, is just as much the second element of sleeping as feeling is the second element of waking. So that during sleep man not only enters into the world which the thoughts of the world present, but within these surging world thoughts the deeds of the beings of the spiritual world are revealed. But now, in addition to these two states of sleep, there is a third one. Most of the time, people have no idea about this third state of sleep. They usually know that they have a light sleep, and they also know that dreams reveal themselves from this light sleep. That he has a dreamless sleep, he notices. But that there is a third kind of sleep, that is something that people become aware of at most when they feel when waking up: there was something very heavy in them during sleep, it is something that they must first overcome in the first hours when they are awake again. I am quite sure that a number of you are familiar with this state in the morning, when you know that you have not slept in the usual way, but that there was something within you that leaves you with a certain heaviness that you first have to overcome over a longer period of time when you are conscious in the morning. This points to a third kind of sleep, the content of which can only be grasped by intuitive consciousness. And this third kind of sleep has a great significance for the human being. When a person is in the lightest sleep, he actually experiences much of what he otherwise goes through when awake. He still participates, albeit in a different way, in his breathing. He still participates, if not from the inside, then from the outside, in his blood circulation and in the other bodily processes. When a person is in the second type of sleep, they no longer participate in physical life, but one could say that they participate in a world that is common to their body and soul. Something still passes over from the body into the soul. Something passes over, as light passes into the plant when the plant develops in the light during the day. But when a person is in the third phase of sleep, there is something in him that has become, if I may say so, like a mineral. The salts in his body are particularly strongly deposited. There are strong salt deposits in the physical body during this third phase of sleep. But in return, the human being is connected with his soul to the mineral world within. ![]() Imagine you could do the following experiment: you go to bed, first fall into the light sleep, from which dreams can come out for the ordinary consciousness, then you fall into the deeper sleep, from which no dreams come, but which still leaves the soul of the person in a connection with the physical body. But now you are sleeping in a way that there are strong salt deposits in your body. You cannot have a relationship in your soul to what is going on in your body. But if you had placed a rock crystal on the nightstand next to you, you could be completely inside the rock crystal with your soul. You would slip into the rock crystal and perceive it from within. You cannot do that in the first or second kind of sleep. In the first kind of sleep, the content of which can enter into dreams, if you dream of the rock crystal, you would still experience it as a kind of rock crystal. You would experience something shadowy, but still something rock-crystal-like. If you sank down into the second kind of sleep, you would no longer experience the rock crystal in such a limited way. If you were still able to dream — you usually cannot, but let us assume that you could — then you would experience that the rock crystal becomes indistinct and forms into a kind of sphere or ellipsoid and then withdraws again. But if you could dream, that is, if you could access intuition from the deep sleep, from the third kind of sleep, then you would experience the rock crystal in such a way that you feel as if you are running along these lines inside, then running towards the tip, then running back again: you then experience the rock crystal within. You inhabit it. And so for other minerals. And not only do you experience the form, you also experience the inner forces. In short, the third type of sleep is something that brings the human being completely out of his body and completely into the spiritual world. During this third type of sleep, the human being stands in the third kind of world, in the essence of the spiritual world itself. That is to say, you are surrounded by the essence of the angels, the archangels, all those beings that one otherwise perceives only externally, that is, only in their revelations. You see, if you apply your sense consciousness from waking to sleeping, you see, so to speak, the external revelations of the gods in nature. During sleep, you enter either into the world of images in the lightest sleep, or in the second type of sleep into the world of appearances, into the world of revelations, or else, when you come to the third type of sleep, into the inner being of the divine spiritual entities themselves. Thus, just as man lives himself out during the day through thinking, feeling and willing, so he lives himself out during sleep, either by flowing into the thoughts of the world, or by the deeds of the divine spiritual beings being revealed to him out of the thoughts of the world, or but these entities themselves take up the human being, so that he, as it were, rests with his soul in them. Just as thinking or imagining is the brightest, clearest, most distinct for the day-consciousness, just as feeling is somewhat duller - because feeling is actually always a kind of dreaming - and how willing, the most dull state of consciousness during the day, is, in a sense, a sleeping, so we have three states of sleep: the sleeping state in which ordinary consciousness experiences dreams and higher consciousness, the seeing, clear-sighted consciousness experiences the thoughts of the world. We have the second kind of sleep, which remains unconscious even for ordinary consciousness, but which appears to the inspired consciousness in such a way that the deeds of the divine-spiritual entities reveal themselves everywhere. We have the third kind of sleep, which presents itself to the intuitive consciousness, in which it lives in the divine-spiritual entities themselves. As I said, this announces itself by, for example, submerging into the interior of minerals. But this third kind of sleep has a special meaning for man. If you take the second kind of sleep first, then you will find, as I said, the world beings of the angels, the archangels and so on, in the appearing, disappearing, surging images, but you will also find yourself. You find yourself in it as a soul, not as you are now, but as you were before your birth or before conception. You get to know yourself, how you have lived between death and a new birth. That belongs to this second world. And every time we sleep without dreaming, we live in the same world in which we lived before we descended and took on a physical body. But if you were to enter the third stage of sleep and were able to wake up there – the intuitive consciousness wakes up – so if you imagine entering the third stage of sleep and waking up there: then you experience your destiny, your karma. Then you know why you have special abilities in this life, from the nature of your previous lives. Then you will know why you are brought together with these or those personalities in this life. Then you will get to know karma, then you will get to know your destiny. This destiny can only be recognized if one - I am now approaching the matter from a different point of view - is able to penetrate into the interior of minerals. If you are able to see a rock crystal not only from the outside but also from the inside – of course you must not chop it up, because then what you see would always be on the outside, naturally – but you must, as I have described, be inside it; if you can do that, if you can see the crystal from the inside, then you can also understand why you are struck by this or that blow of fate in this life. Take any crystal, take an ordinary salt cube. ![]() You see it from the outside: that is how you see it with ordinary consciousness. In this state, your life remains opaque to you. If you can penetrate into it - the spatial size does not matter - if you can see it from the inside out, then you are in the world in which you can also understand your destiny. But you are in this world every night when you enter the third stage of sleep. But this third stage of sleep still has something very special. You see, people before the Mystery of Golgotha – and we were all there ourselves in our earlier lives on earth – people in the development of time before the appearance of Christ on earth, they very often came into this third kind of sleep. But even before they sank, I might say, into this third kind of sleep, their angel appeared and brought them back up again. For that is the peculiar thing: one can always get oneself out of the first and second kinds of sleep as a human being, but not out of the third. In the third kind of sleep, a person would have had to die before the appearance of Christ on earth if he had not been brought out by angels or other entities. Since the appearance of the Christ, the power of the Christ, as I have often emphasized, is connected with the earth, and every time a person must awaken from this third kind of sleep, then the power of the Christ, which through the Mystery of Golgotha has united with the earth, must come to his aid. Without the power of the Christ, a person could no longer awaken from this third kind of sleep. He can slip into the crystals, but he cannot get out again without the power of the Christ. For when one looks behind the scenes of existence, one already realizes what significance this Christ impulse has for life on earth. I therefore emphasize it strongly: man could enter the crystals, but he could not get out again. These things were felt particularly strongly wherever, after the Mystery of Golgotha, after the appearance of Christ on Earth, a strong, ancient, pagan consciousness still existed and yet the Christ Revelation was already there, as for example in Central European regions. There were people known to have died as a result of falling into a deep sleep. They would not have needed to die if the Christ had come to their aid. So, for example, people felt - I do not want to say anything other than what people felt - with Charlemagne or with Frederick Barbarossa. Despite the fact that Frederick Barbarossa drowned in the physical world, that was how it was felt. But it was felt particularly clearly with Charlemagne. Where did this medieval consciousness believe such a soul went? Into the interior of crystals. That is why it was placed in mountains, where it was supposed to wait until the Christ came and awakened it from its deep sleep. This kind of myth formation is connected with this consciousness. The strong connection with the Christ impulse since the Mystery of Golgotha on Earth, that is what now causes the world of the Angeloi, the Archangeloi and so on, to get man out again, because otherwise he would not be able to be brought out again when he sinks into the third kind of sleep. This, then, is connected with the power of Christ, not with belief in the power of Christ; for whether one belongs to this or that religious denomination, what Christ did on earth is done in the objective sense, and what I am describing here as objective takes place for man quite independently of belief. We will discuss the significance of faith in the next few days. But what I am talking about now is an objective fact that has nothing to do with faith. But how did this happen? It happened because a different fate has entered the world of the gods than was previously in it, a fate that I would characterize by saying: People here in the physical world are born and die. It is the peculiarity of the divine spiritual beings that belong to the higher hierarchies that they do not die and are not born, but merely transform. The Christ, who lived with the other divine spiritual beings until the time of the Mystery of Calvary, decided to experience death, to descend to Earth, to become a human being, to go through death within human nature, and then to regain consciousness after death through the resurrection. This is a very significant event in the divine spiritual world, that a God has gone through death in order to be able to do all that we already know or that I have now described again. We can therefore say: there is the significant event in the history of the development of the earth that the God became man and thereby floods his power into such significant phenomena as those that I have now characterized for you. The God who became man has such power in earthly life that He can bring human souls out of the depths of the soul if they have descended there. So that when we speak of Christ we speak of a World Being, of whom we must say: He is the God who became man. What would be His counter-image? His counter-image would be the man who became God. It does not have to be an absolutely good God; but just as Christ descended into the human world and accepted death, that is, first accepted the human body in order to share in the fate of human beings, so we are led to the opposite pole, to the human being who frees himself from death, frees himself from the conditions of the human body and becomes a god within the earthly conditions. He would then cease to be a mortal man, but would walk on the earth, though not under the same conditions as an ordinary mortal man, who goes from birth to death and from death to a new birth, but such a man, having become a god, would be found as a god who had come to earth unlawfully. Just as Christ is a legitimately incarnate god, so we would have to look for his counter-image in the illegitimately god-become human, the no-longer-mortal-but-wandering-about human who has assumed the nature of god in an unlawful manner. And you are aware that just as the Christian tradition points to the rightly incarnated God, to Christ Jesus, so it points to Ahasver, to the man who has become God unlawfully, who has laid aside the mortality of the human nature. Thus we have in Ahasver the polar opposite of Christ Jesus. That is the deeper reason, the deeper meaning of the saga of Ahasver, the saga that speaks of something that must be spoken of because it is a reality: of a being that wanders the earth. This figure of Ahasver is there. He wanders the earth, he wanders from people to people. Among other things, he does not allow the Hebrew faith to die out. This figure is present, this Ahasver figure, the god who has become unlawful. Man has every reason, if he wants to get to know real history, to turn his attention to such ingredients of this history, to see how the forces and beings play down from the supersensible worlds into the sensual world, how Christ came out of the supersensible worlds into the sensible world, but also how the sensible world in turn plays a role in the supersensible world, and how we also have in Ahasver a real, actual world power, a world being. There has always been an awareness of this wandering of Ahasver, who of course cannot be seen with physical eyes, but only under the condition of a certain clairvoyance. And the legends that point to him have a good, objective basis. One does not understand human life if one looks at it only externally, as described in the history books, if one does not look at the special forms it takes. For it is true that just as Christ lives in our inner being since the Mystery of Golgotha, and can be perceived in our inner being when we first awaken our inner gaze, so when we look around us at human life, and since the seeing glance arises in us for most people, for those to whom the seeing glance arises, it is the case, then, as it happens unexpectedly to the person who crosses the threshold of consciousness, Ahasverus, the eternal Jew, will appear to us. Man will perhaps not always recognize him, he will mistake him for something else. But it is just as possible that the eternal Jew will appear to man as it is possible that the Christ will shine forth when man looks into his inner being. These things belong to the secrets of the world which must needs be revealed in our time, when many secrets should be revealed. ![]() |
158. Olaf Åsteson: The Dream Song by Olaf Åsteson
Rudolf Steiner |
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A significant folk tale is to be presented: It is about the young Olaf Åsteson, who lives in the saga of the Norwegian people. A dream of this Olaf Åsteson is told in a truly folksy poetic form. A dream that the people imagined filled a long sleep of thirteen days and nights, those thirteen nights and days that lie between Christmas Eve and Epiphany, on January 6. |
A brooding of the soul occupied with itself occurred, which became like a dream in particularly predisposed people. Then some souls experienced their immersion in the spiritual world particularly vividly. |
However, the time in which Olaf experiences his dream is already presented as Christian. This is evident not only from the fact that he tells his dream at the church door, but also from the fact that Christian ideas of Michael and Christ play into the pagan ideas of the Gjallarbridge and Brooksvalin. |
158. Olaf Åsteson: The Dream Song by Olaf Åsteson
Rudolf Steiner |
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A significant folk tale is to be presented: It is about the young Olaf Åsteson, who lives in the saga of the Norwegian people. A dream of this Olaf Åsteson is told in a truly folksy poetic form. A dream that the people imagined filled a long sleep of thirteen days and nights, those thirteen nights and days that lie between Christmas Eve and Epiphany, on January 6. These thirteen days play a role in many folk traditions. To understand what is expressed in such traditions, one must imagine how, relatively recently, people in rural and mountainous areas felt an intimate connection with the course of nature. They felt differently when the plants sprouted out of the earth in spring than when the ground stretched bare in autumn; differently when the sun burned hot in the sky at Midsummer, and differently when the snow clouds hid all the sun's rays in December. In summer, the soul lived with nature; in winter, it withdrew into itself, lived within itself. This withdrawal of the soul became particularly intense towards Christmas time, when the nights are longest. And then it was so for the soul that it withdrew from the outside world as in falling asleep, when the eyes no longer see and the ears no longer hear. A brooding of the soul occupied with itself occurred, which became like a dream in particularly predisposed people. Then some souls experienced their immersion in the spiritual world particularly vividly. Everything they felt, about guilt and sin, about hope in life and worries of the soul, came before them. And just as dreams take on special forms when morning approaches and the first ray of sunshine falls on the dreamer's still sleeping face, so the brooding and dreaming of the soul takes on a special form when, from Christmas onwards, the sun begins to appear earlier in the day, when the approach of the new dawn is felt. Anyone who has ever lived with mountain or rural people is familiar with the dream experiences that we are considering here, which introduce the folk soul to other worlds. Nowadays, however, such experiences are no longer common. They are actually disappearing as locomotives and factory chimneys invade the landscape. In many areas, even the legends of those old dream worlds have already faded away. In areas that have been less influenced by modern industrial and transportation culture, such as certain areas of Norway, beautiful parts of that mythology have been preserved, as in our song about Olaf Åsteson. It comes from ancient times, but was recently rediscovered by the Norwegian people and is spreading quickly, so that many people know it again today, after it was long lost. It tells of a long dream that Olaf Åsteson dreams in which he experiences the fate of souls after death. The idea behind it is that after death the soul wanders among the stars, that it comes, for example, to areas where the constellations of Taurus, the Serpent, and Canis Major are close, that it comes into the spiritual proximity of the moon. The soul enters these worlds by crossing the Gjallarbridge, which connects the earthly world with the spiritual. In many folk tales, the rainbow is presented as this bridge. Part of this spiritual world is Brooksvalin, where the deeds of the souls are weighed and retribution is meted out to them. The way the song presents the experience points to the time in which it was formed through folk poetry. The ideas about life after death are not yet entirely Christian; they are partly those that were still formed in the old pagan times. However, the time in which Olaf experiences his dream is already presented as Christian. This is evident not only from the fact that he tells his dream at the church door, but also from the fact that Christian ideas of Michael and Christ play into the pagan ideas of the Gjallarbridge and Brooksvalin. Indeed, one can immediately recognize the penetration of Christianity into Norway from the south in the approach of Christ from the south. We are dealing with a folk tale that is probably eight to nine centuries old, because that is how long ago Christianity entered Norway. By presenting this poetry, we would like to draw your attention to the life of the folk soul, which, through the formation of legends such as that of Olaf Åsteson, shows that it was aware of its connection to the spiritual world, which inwardly experienced images of this connection that gave it the certainty that the spiritual world exists. For anyone who approached Olaf Åsteson and said, “There is no such thing, science has proven that,” would have been looked at quite sympathetically by Olaf Åsteson, who would then have smiled sympathetically and said, “There are more things in heaven and on earth than you can dream of in your school wisdom. |
211. The Three Stages of Sleep
24 Mar 1922, Dornach Translator Unknown Rudolf Steiner |
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Out of the state of sleep there emerges first the life of dreams. This dream life consists of pictures, and if one pays attention to this life of dreams, it is easy to observe that its pictures are related to ordinary life and consciousness. |
A person can bring back something into the waking life through the dream only from the lightest sleep, but, as I have already said, these dream-pictures are not authoritative, for the same dream can be clothed in the most varied pictures. |
You lie down in bed and fall into a light sleep from which dreams may emerge into ordinary consciousness. You pass over into a deeper sleep from which no dreams proceed, but in which the soul is still connected with the physical body. |
211. The Three Stages of Sleep
24 Mar 1922, Dornach Translator Unknown Rudolf Steiner |
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Waking life is the state of consciousness that is most familiar to mankind, but within this sphere the problems of existence are not unveiled. If this waking consciousness, as it serves us for ordinary life and knowledge, could solve the problems of life without further ado, such problems would no longer exist. Their solution would be a matter of course. Human beings would never come to the point of questioning. The fact that someone asks about the deeper foundations of life and, while not perhaps coming to the point of definitely formulating questions as to the problems of life yet retains the longing to know something that ordinary consciousness cannot yield, proves that from the deepest foundations of the human soul, though in a more or less unconscious way, something arises which indeed belongs to the human being, but which must first be sought if it is to rise up into the light of consciousness. This leads those who do not observe life sufficiently closely into speculation and into the forming of all kinds of philosophies which eventually prove to be unsatisfying. But anyone who observes the phenomena of life with a certain impartiality will soon realise that, in the sleeping condition, as opposed to the waking condition of consciousness, something is concealed, and that an understanding of life may result from an understanding of the sleeping condition. We have often spoken of these things, but it is necessary to return to them again and again, for Anthroposophy can only be understood when the attempt is made to approach facts from the most varied points of view. Out of the state of sleep there emerges first the life of dreams. This dream life consists of pictures, and if one pays attention to this life of dreams, it is easy to observe that its pictures are related to ordinary life and consciousness. Even if it can often be said that things are dreamed of in a way in which the dreamer has never experienced them, I would answer: the parts out of which the dream is made up, the details of the pictures, are all the same taken from ordinary consciousness. It is different with regard to the dramatic element of the dream, to the way in which the dream, as it grows in intensity, evokes feelings of anxiety, of joy, of compulsion. The meaning of the course taken by these dream pictures lies more deeply within human nature, and we can understand this when we consider the following example. A man may dream, for instance, that he is walking along a road and comes to a mountain. He passes into a cave in the mountain. At first it is dusk, and then it gets darker. An unknown impulse urges him to go farther; he has a sense of uneasiness and this increases till he stands there in a state of terror, let us say, of falling into some inner chasm or the like. He may then wake up in this feeling of terror, for it has lasted until the time of waking. Again, we may dream that we are standing somewhere and a man is approaching us from a distance. He comes nearer and nearer, and when he is quite close it appears that he is preparing to make an attack. There is an experience of increasing anxiety. The other man comes still nearer and the harmless instrument which he had shown us from afar changes into a murderous weapon. The dream transforms things in this way. Anxiety becomes terror, and once more we awake full of this terror which continues into waking life. Here we have two entirely different pictures. In the first dream we have a series of pictures which led us into the mountain cavern, and in the second a series of pictures connected with an approaching enemy. The soul-experience has been the same although the picture sequence has been quite different. What the soul has lived through is something entirely different from what is consciously experienced on waking. The pictures in themselves are not the essential thing. The point is the inner drama through which the soul passes; how there was first an impulse—or something that approached the soul in the place of an impulse—how this passed over into feelings of anxiety and terror, and how at last the dreamer came to the point of rousing himself out of sleep and returning to ordinary consciousness. Forces that increase in intensity are there behind the dream and these forces clothe themselves in pictures. The forces are not perceptible but they are the essential factor. I might multiply these two picture sequences many times, for the same soul content may be clothed in 10, 20 or a hundred different pictures. Thus we must say that here is something that takes place in the soul which the human being does not observe and of which the person knows nothing. Only the pictures are known. These pictures are experienced in dream consciousness, but the essential thing is the process of intensification: first anxiety, then greater anxiety, and lastly actual terror. The dream pictures are more or less taken from ordinary life—the mountain, the cavern, the approaching enemy, his weapon—all these are borrowed from life. The pictures derive their content from life, but this is only the clothing. But now when, through what I have often described as Imaginative consciousness, we have the power to remain behind this clothing, building no pictures of this kind, but remaining with Imaginative consciousness within the forces of the soul which have given rise to the anxiety, fear and terror, then something quite different happens. When a person sleeps, the astral body and Ego are outside the physical and etheric bodies. In normal circumstances when human beings awake, they re-enter the etheric and physical bodies very rapidly; but when, in somewhat abnormal circumstances, someone does not immediately penetrate into the physical body, but before entering it penetrates more intensely into the etheric body, then these pictures are formed out of life. For in ordinary consciousness there is no conceptual activity in actual sleep. The dream pictures arise only at the moment when someone is penetrating into the body and passing through the etheric body, or at the moment of falling asleep when, on leaving the physical body, the sleeper lingers in the etheric body. These dream pictures taken from ordinary life are formed only in the intermediate conditions. Imaginative consciousness, however, enables human beings to live in those forces of the soul which stand behind the dream while the person is wholly outside the body. The individual lives then in a different world of reality, a world which is passed through between falling asleep and awaking. Between falling asleep and awaking human beings live in this world without consciousness. You can picture this to yourselves as though a man sank under water, and there, losing all consciousness, can only regain it when the waters bear him to the surface and make him free again. The same thing that there takes place in a physical sense takes place in the soul when people sleep. They dive down into the spiritual world and there lose consciousness. They pass out of the body with their soul and lose consciousness. On waking they rise up again and regain consciousness, and this re ascent is the entrance into the body. When, as has been said, someone does not enter the body immediately, but becomes aware of the passage through the etheric body, there arise the pictures of the dream. But when we reach a stage where the appearance of such dream pictures is no longer allowed and, existing wholly outside the physical body in the spiritual world, we perceive pictures, these are no longer arbitrary pictures but are such as you will find in the description of world-evolution in my Occult Science. All such descriptions as those given in Occult Science originate in the way just characterised. If it is asked what is to be found in Occult Science, the answer must be: ‘Thoughts are there’. These thoughts can be studied. I have emphasised again and again that the healthy human intellect can reflect upon these thoughts. Thoughts are there, but they are not ordinary thoughts: they are thoughts which are creatively active in the cosmos. Human beings can live in these thoughts when they stand on the other side of the threshold leading into the spiritual world. They can live in these thoughts which are active in the cosmos. This is the first thing that they will find when they enter the super-sensible world. Picture to yourselves someone asleep. During sleep, processes of the greatest intensity and far-reaching effect take place in the soul. Nothing is known of all this because in sleep the person is without consciousness. In the morning the person re-enters the physical body, diving down instantaneously into it. The eyes are used to perceive light and colour, the ears to hear sounds, and so on. The person becomes conscious. But there is this intermediate state where, before entering directly into the physical body, the person enters the etheric body. Then the dream arises. But should that person become conscious before penetrating into the etheric body, he or she would then be conscious in the outer ether which fills the whole cosmos; there would be consciousness of what is described in Occult Science. If, for example, you were to become conscious in the middle of the night without returning to your physical body, so that this physical body rose up before you and you were to look upon it—for it would then be visible—you would become conscious of this cosmology, of what I have described in Occult Science. What is there described may be called the formative forces of the cosmos, or cosmic thoughts. Just as people have their own thoughts in waking life, they can now say: ‘The Earth has originated in such and such a way; it has passed through a Moon condition, a Sun condition and a Saturn condition’—as I have described in Occult Science. This kind of perception in the spiritual world is only one of three existing kinds. When human beings consider their waking condition of consciousness, they know that in this consciousness they can distinguish between thinking, feeling and willing. But just as the waking consciousness has these three states, so also the night consciousness, which in an ordinary way is an unconscious condition so far as the human being is concerned, has its three states. In the period between falling asleep and awaking people are not always in the same condition any more than they are during the period of waking consciousness. A person is awake when thinking or feeling or willing; consciousness can also function in three conditions during sleep. Imaginative consciousness is only able to behold the cosmic formative forces if we have first acquired consciousness and knowledge of them. In sleep we all live within these formative forces of the cosmos, within the cosmic thoughts; just as man is immersed when he jumps into water, so is everyone immersed, in sleep, in the formative forces of the cosmos. Besides this life within the formative forces of the cosmos there are two other conditions of the life of sleep, just as in waking life the human being not only thinks, but feels and wills. Thinking, the possession of thoughts, corresponds in sleep to the life of the cosmic formative forces. This means that, when we become conscious in the lightest sleep, we are living in the formative forces of the cosmos. It is as though we were swimming through the cosmos from one end to the other, floating through thoughts—thoughts which are, however, forces. In this lightest sleep we float through the thought-forces of the cosmos. But there is also a deeper sleep—a sleep from which nothing can be brought into the waking life of the day unless we have practised special exercises of the soul. A person can bring back something into the waking life through the dream only from the lightest sleep, but, as I have already said, these dream-pictures are not authoritative, for the same dream can be clothed in the most varied pictures. In very light sleep we can always dream, that is, we can always bring something over into consciousness; we can feel that we have had at least some experiences in sleep. This is, however, only the case with the very lightest kind of sleep. Of deeper sleep nothing can be known until we can enter it with Inspirational consciousness, and then we become aware of more than is described in Occult Science. In that work I have, of course, described something of what sounds forth from Inspirational consciousness, but let us make it quite clear—and this is a matter which can only be explained through Anthroposophy—in what way the human being experiences this transition from light sleep to that sleep from which no dreams can be brought back into the ordinary conscious life. When sleep is so light that dreams can be brought back into ordinary life, then one who is able to look into these worlds perceives the surging, weaving thought-pictures, the cosmic Imaginations which reveal cosmic mysteries showing that human beings indeed belong to a cosmic world just as they belong to the world in which they live consciously from awakening to falling asleep. For what I have described in Occult Science is not as though one merely painted something on a surface, but everything is in perpetual movement, in perpetual activity. At a definite moment, however, pictures begin to appear in this world through which human beings pass in light sleep, though they know nothing of it. The pictures become distinct; their light is enhanced; they reveal certain realities lying behind them. The pictures fade away again, and nothing remains in the consciousness but a kind of feeling that they have died down. Then they rise up again, and in this alternation of activity and withdrawal, something appears which can be called the harmony of the spheres, cosmic music. Thus cosmic music does not reveal itself only as melody and harmony but as the deeds and activities of those beings who dwell in the spiritual world, as the deeds of the Angeloi, Archangeloi, Archai, and so on. The spiritual beings who guide and direct the world out of the spirit are seen, moving as it were through the surging sea of pictures. It is the world that is perceived through Inspiration, the second world. Let me call it the revelations of spiritual cosmic beings. And this world of the revelation of spiritual cosmic beings is the second element of sleep, as feeling is the second element of waking consciousness. Thus during sleep not only does the human being enter the realm of cosmic thoughts, but within these flowing cosmic thoughts there are revealed the deeds of cosmic beings who belong to the spiritual world. In addition to these two conditions of sleep there is yet a third of which human beings have as a rule no sort of awareness. They usually know that they can sleep lightly, and they know also that dreams emerge from this light sleep. They know that there is a dreamless sleep. But the utmost that they can know of this third condition of sleep is that on awakening they may be conscious of the fact that, during sleep, they had been faced with some difficulty, with something which they must conquer in the first hours after awaking. I am sure that many of you are familiar with this feeling in the morning, where one knows that one has not slept quite in the ordinary way, but that something was there which has left a certain sense of difficulty, that will take some time to overcome when one regains consciousness in the morning. This is an indication of that third condition of sleep, the content of which can be apprehended only through Intuition. It is a condition which is of great significance to the human being. When they are in the lightest sleep human beings are still actually concerned with a great deal that belongs to the experiences of waking consciousness. In a certain sense they still participate in their breathing processes; they also participate, although not from within but from without, in the blood circulation and the other processes of the body. In the second condition of sleep they do not actually participate in the processes of their bodily life; they are concerned with a world that is common both to the body and to the soul. Some element connected with the body plays over into the soul, just as something passes over from the light into the plant when it is developing in the light of day. But when they are in the third condition of sleep, there is something within them which—if I may so express it—has become mineral, for in this state the salts of the body are especially strongly deposited. During this third state of sleep a very strong storing up of salts takes place in the physical body—with their souls human beings live in the inner being of the mineral world. Now let us imagine that the following experiment may be made. You lie down in bed and fall into a light sleep from which dreams may emerge into ordinary consciousness. You pass over into a deeper sleep from which no dreams proceed, but in which the soul is still connected with the physical body. You then enter into a sleep in which strong accumulations of salts take place in the physical body. The soul can have no relation to what is thus taking place in the body. However, if you had placed beside your bed a mountain crystal, it would be possible for you to enter with your soul right into the inner being of the crystal; you would perceive it from within outwards. This is not possible either in the first or in the second condition of sleep. In the first state of sleep, the content of which can enter into the dream, you would, had you dreamed of the crystal, still perceive it as some kind of crystal—it would certainly be a shadowy experience, but something of the nature of a crystal would be there. In the second state of sleep the crystal would be experienced in a less definite sense; and if you could then still dream—that is not possible in the ordinary way but we will imagine it to be so—then you would have the experience that the crystal becomes indefinite and forms itself into a kind of sphere or ellipsoid, and then recedes again. But if you could dream in the deepest sleep—that is, if you could bring into it the consciousness of Intuition—then out of this deepest sleep, this third condition of sleep, you would so experience the crystal that it would seem as though inwardly you followed these lines of form to the apex, and back again. You would experience the inner being of the crystal; you would be living within it. And so also in the case of other minerals. Not only would you experience the form, but also the inner forces. In short, the third condition of sleep is one which lifts human beings wholly out of their bodies and places them within the spiritual world. In this third stage of sleep we live with the essential being of the spiritual world itself. That is, we stand within the essence, within the being, of Angeloi, Archangeloi and of all those beings whom we otherwise perceive outwardly, in their manifestations. Between waking and sleeping we see with our sense consciousness, as it were, the external manifestations of the Gods in nature. During sleep we enter either the world of pictures, in the first condition, or into the world of manifestation, the revelation of spiritual beings, in the second condition. And when we reach the third condition we live within the divine spiritual beings themselves. Thus, just as in our waking consciousness we live the life of thinking, feeling and willing, so during sleep we either flow with the cosmic thoughts, or out of these cosmic thoughts the deeds of divine spiritual beings are revealed, or these spiritual beings so take us up into themselves that we rest within them with our souls. Just as thoughts and ideas are for the waking consciousness the clearest and most definite things of all, while feeling is darker and really a kind of dreaming, and willing the condition of the greatest insensibility—as it were a kind of sleep—so we have these three degrees of the sleeping consciousness. We have the sleep in which ordinary consciousness experiences the dream and a higher clairvoyant consciousness the cosmic thoughts; we have the second state of sleep which for the ordinary consciousness remains hidden, but so appears to the consciousness of Inspiration that everywhere the deeds of divine, spiritual beings are revealed; and we have the third state of sleep, which to intuitional consciousness is life within the divine, spiritual beings themselves. This can be expressed by saying that we dive down, for instance, into the inner being of the minerals. This third state of sleep has, however, yet another element of great significance for the human being. In the second stage of sleep, as I have said, we find in the surging pictures, alternately appearing and disappearing, the cosmic being of the Angeloi, Archangeloi, and so on. But we find ourselves as well. We find ourselves as beings of soul; not, however, as we now are, but as we were before birth, before conception. We learn to know how we have lived between death and a new birth. This belongs to this second world. And every time we pass through dreamless sleep, we live in this same world in which we lived before we descended into our physical body. But when we pass over into the third condition of sleep and are able to awake there, when the consciousness of Intuition awakes, then we experience our destiny—our karma. We know then why certain capacities are ours in this life as the results of a previous one. We know why in this life we have been led into connection with this or that personality; we learn to know our destiny, our karma. We can learn to know this destiny—and I speak now from another point of view—only when we are able to penetrate into the inner being of the minerals. If we are able to see the crystal not only from without but from within—naturally we must not break it up, for that would still be to see it only outwardly, but we must feel fully within it, in the way I have described—when we thus see the crystal from within, we can understand why this or that blow of destiny has befallen us in life. Take any kind of crystal—take an ordinary salt-cube. We look at it from without. That is how it is perceived in ordinary consciousness. Life then remains impenetrable. But if we are able to penetrate within it—the size in space has nothing to do with it—when we look at it from within, looking around in every direction, we are in that world in which we can understand our destiny. We live in this world every night when we pass into the third condition of sleep. Before the Mystery of Golgotha, in the period of evolution before the appearance of Christ on Earth, human beings—we ourselves in earlier incarnations—entered very often into this third condition of sleep. But before they sank down into this sleep their Angel appeared and raised them out of it again. This is the significant thing: we can always raise ourselves out of the first state, and out of the second state of sleep, but not out of the third. Before the appearance of Christ on Earth we must have died in this third condition of sleep if Angels, or some other beings, had not raised us out of it. Since the appearance of Christ, the Christ-force has been united with the Earth. Every time that we must awaken out of this third state of sleep, the Christ-force which came to be united with the Earth through the Mystery of Golgotha must come to our aid. The human being can enter into the inner being of the crystal but cannot emerge again without the Christ-Force. When we gaze behind the veils of existence, we see the significance of the Christ Impulse for the earthly life. Once again, then, I emphasise that the human being could enter into the crystal, but could not emerge again. After the appearance of Christ on Earth, after the Mystery of Golgotha, these things were strongly felt in certain regions, for example in Central Europe, where there was still a vivid, ancient, pagan consciousness but where, nevertheless, the Christ revelation was known. It was realised that many people had died because they had fallen into this deep sleep, and that they need not have died had Christ come to their aid. This was felt, for instance, with regard to Charlemagne and Frederick Barbarossa. In spite of the fact that so far as the outer physical world was concerned Frederick Barbarossa was drowned, this feeling was there, and it was very definitely there with regard to Charlemagne. What happened to such a soul according to the consciousness of the Middle Ages? It passed into the interior of the crystal, thence into the mountain, and there it must wait until Christ should come to raise it out of its deep sleep. All such legends were connected with this consciousness. The deep connection of the Christ Impulse with the Earth since the Mystery of Golgotha has brought it about that the world of Angeloi, Archangeloi and other spiritual beings is still able to raise human beings from this deep sleep; otherwise, when they sank into this third condition of sleep, they could not be brought back out of it. This is connected with the Christ-force itself, not with belief in the Christ-force. No matter whether a man belongs to this or that religious confession, what Christ accomplished on Earth was an objective fact, and what I am here describing as an objective fact is wholly independent of belief. I will speak of the significance of belief on another occasion, but what I am now stating is an objective fact having nothing to do with belief. How did these things come about? Into the spiritual world itself there entered a different destiny, a destiny which I will describe in the following way. Human beings here in the physical world are born and they die; the characteristic of the divine, spiritual beings who belong to the higher hierarchies is that they are not born, neither do they die, but only undergo a transformation. Christ, Who until the time of the Mystery of Golgotha lived with the other divine, spiritual beings, resolved to know death, to descend to Earth, to become man, and within the nature of man to pass through death, thereafter to return to consciousness through the Resurrection. In the divine-spiritual world it was an event of the deepest significance that a God should experience death. We can thus say that, in the history of the evolution of the Earth, there came about the mighty event that God became man, and that through this His power manifests as I have described. The God Who became man has such power in earthly life that He is able to raise our souls out of the interior of the crystal when they have passed into it. When we speak of Christ we are speaking of the cosmic Being, the God Who became man. What, then, would constitute the antitype? The antitype would be the man who has become god. This would not, however, be an absolutely good god but, just as Christ descended into the world of men and took death upon Himself, that is, assumed a human form in order to be able to participate in human destiny, so we are led to the opposite pole—to the man who, having freed himself from death, having liberated himself from human bodily conditions, within earthly conditions becomes a god. Such a man would then cease to be mortal. He would wander about the Earth—not, of course, under the same conditions as an ordinary mortal human being who must pass from birth to death, and from death to a new birth. A man who had thus become a god would exist on Earth as a man who had unlawfully become god-like. As the Christ is a God Who has lawfully become man, we must seek His antitype in the man who has become god, who, mortal no longer, has unlawfully assumed the god-nature. Just as in the Christian tradition we have in Christ Jesus the God Who has become man in righteousness, so are we also directed to Ahasueris, the man who has become god in unrighteousness, who has laid aside the mortality of human nature. We have the polar antithesis of Christ Jesus in Ahasueris. That is the deeper foundation, the deeper significance of the Ahasueris legend. This legend narrates something that is a reality, speaking of a man who wanders over the Earth. The figure of Ahasueris is actually there, wandering over the Earth from people to people. This Ahasueris figure exists—the man who has unlawfully become god. If we wish to gain knowledge of historical truth we must turn our attention to such matters; we should observe how beings and forces from the super-sensible world work down into the physical world; how Christ came from the spiritual world into the physical world; and further how again the sensible world works back into the super-sensible. We must recognise in Ahasueris a real cosmic force, a real cosmic being. A consciousness of this wandering of Ahasueris has always existed, though of course he can be perceived only with clairvoyant vision and not with physical eyes. The legends of Ahasueris have a true objective foundation. We cannot understand human life if we only observe it externally, as it is described in history books. Since the Mystery of Golgotha, the Christ has dwelt in our inner being. Just as when we look inwards with quickened sight we can perceive Him there, so also when we look at human life and the eye of vision is opened there appears this figure of Ahasueris—and this is the case in most of those in whom clairvoyance arises, as it may happen unawares to the person who steps across the threshold of consciousness. People may not perhaps always recognise him; he may be taken for something different. It is nevertheless possible for Ahasueris to appear to us, as it is also possible when we look into our inner being for the Christ-figure to shine forth. These things belong to World Mysteries which now, in this age when many Mysteries are destined to be revealed, must be made known. |
46. Posthumous Essays and Fragments 1879-1924: Dream, Hallucination, Somnambulism and Seeing Consciousness II
Rudolf Steiner |
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In dreams, anesthesia of the higher senses and of touch. — In the dream, self-observation is practiced. |
Memory weak because sensory activity is absent. False memory – hyperesthesia. The dream proceeds like a mental disorder, but is quite unlike it, because it takes place in the soul. In a mental disorder, the physical intrudes into the soul without justification; in a dream, the spirit intrudes into the soul without understanding. |
The dream image: one knows only through a part of the soul instead of through the whole soul. Imagination must not become hallucination; inspiration must not become autosuggestion. |
46. Posthumous Essays and Fragments 1879-1924: Dream, Hallucination, Somnambulism and Seeing Consciousness II
Rudolf Steiner |
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In dreams, anesthesia of the higher senses and of touch. — In the dream, self-observation is practiced. The thinking activity, which otherwise disturbs self-observation, stands still; so does the sensory activity. Imagination and inspiration are present. The will rests on intuition; the presentation on sensory activity; both are absent. The dream takes place outside the senses and outside the metabolism. It takes place in the rhythm of breathing and blood circulation. Memory weak because sensory activity is absent. False memory – hyperesthesia. The dream proceeds like a mental disorder, but is quite unlike it, because it takes place in the soul. In a mental disorder, the physical intrudes into the soul without justification; in a dream, the spirit intrudes into the soul without understanding. In a dream, a person is neither moral nor logical. Dreaming continues in waking life. Hallucination: the unwarranted conscious perception of a part of the body instead of the whole body. The dream image: one knows only through a part of the soul instead of through the whole soul. Imagination must not become hallucination; inspiration must not become autosuggestion. It depends on the drama of the dream. He clothes his tensions, solutions, his rhythms in the images of personal experience. The somnambulist is in relationship with the outside world; but not through his normal physical body, but through that part of his being that is associated with the imaginative and inspired world. In dream consciousness, it is the soul that is active; in somnambulism, it is the body. A person is somnambulant if, instead of extinguishing prenatal experiences in the body (and merely seeing them in the spiritual) and instead imprinting them in the body (which enables the person to perceive in the sensory world). — In post-hypnosis, the organ remains imprinted until the command is carried out. Instead of being a soul-spiritual being that reveals itself through the body, the person has become a physical-soul automaton that apes the true human being. The human being carries his childhood within him; but in the normal state he does not relate it to the outside world, to which he relates only his present human being. In the morbid state, however, he relates his childhood to the outside world. This is when a lack of direction in life occurs. It is easy for a person in a civilized society to get into this situation if they cannot keep up with life and are therefore unable to place their present human being in a fulfilled relationship with the outside world. Hypersthesia: aping artistic activity. Hyperesthesia: aping of artistic activity. If sensory activity is heightened and combines with healthy mental life, then artistry arises. But if the activity of perception, which lies behind the senses, is heightened, then it fabricates unauthorized sensory activity and apes artistry. Diagnosis for increased sensitivity. -!? Healing instincts. |
46. Posthumous Essays and Fragments 1879-1924: Dream, Hallucination, Somnambulism and Seeing Consciousness I
Rudolf Steiner |
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Note 1732-1735, undated, c. 1904 1.) Dreams are an influence of the spiritual on the human soul. The dreamer is the human being as a soul being. |
The dream shows the meaning of life in the physical world. This world provides the logical and the moral. Therefore, in a dream, man is neither logical nor moral. |
In a dream, the eternal is at work, but it is directed towards the temporal. It depends on the drama of the dream. |
46. Posthumous Essays and Fragments 1879-1924: Dream, Hallucination, Somnambulism and Seeing Consciousness I
Rudolf Steiner |
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Note 1732-1735, undated, c. 1904 1.) Dreams are an influence of the spiritual on the human soul. The dreamer is the human being as a soul being. What the dreamer perceives, however, are the after-effects of his life in his formative forces body. In a dream, the human being is cut off from his physical surroundings and from his own physical body, just as he is in a real sleep. The dream shows the meaning of life in the physical world. This world provides the logical and the moral. Therefore, in a dream, man is neither logical nor moral. One should not describe a dream as a mental disorder. This disorder consists precisely in the fact that the supersensible aspect of dreaming takes hold of the body without the control of spiritual self-awareness. In a dream, the eternal is at work, but it is directed towards the temporal. It depends on the drama of the dream. 2.) In hallucination, unlike in dreams, there is not a spiritual-mental but a physical-mental appearance. The person is given over to the body. Instead of the whole body being used as a mediator to generate the perceptions, only part of the body is used. In the hallucination, the temporal is active, but this temporal dares to approach the eternal: that which should only be active in the creation of the human body itself. 3.) The somnambulist has infected his sensory life and sometimes - as a medium - his will life from the soul-bodily organs. He has become a physical and mental automaton. This results in an imitation of the spiritual. The temporal dares to approach the eternal; but in a way that should only be conveyed through sensory perception and through the willful misuse of will impulses that are only justified in interaction with beings of the physical world. Mediums sin against the common good; they act like someone who, for example, uses a substance that he has received as a gift for a crowd to adorn his own personality. 4) The artistic is related to the dream-like; but it differs from it in that the dreamer focuses on the temporal aspect of his own life, while the artist's soul is turned towards the spiritual, the eternal. The artist translates his spiritual experiences into the soul, but not into the activities that underlie the imagination and the will. He can do this because he only refers to that in the spirit which corresponds to his individual contemplation. 5.) The Contemplative Consciousness lifts the spiritual into the ordinary life that every human being has. One's own spirit stands in relation to the spiritual world. The experiences of the Contemplative Consciousness:
Man is in relationship with a spiritual world. The beings of this world are not bodily-soul-spiritual like humans, but soul-spiritual. But within this world of the spiritual-soul there are levels, realms, as in the sensory world: the realm that has to do with the subconscious of the individual human being is active in his animal life; the realm that is active in his vegetative processes; the realm that is active in his mineral nature. This brings us to the unconscious of world-becoming. The original states were those that were more spiritual than the later ones. 1.) The dreamer has a reciprocal relationship with the being that serves him to guide his soul in the spiritual world. 2.) The somnambulist enters into a reciprocal relationship with an unjustified spirit world; the hallucinator with the 'human instinctual world'; the perceiving and acting somnambulist with the external world, which should legitimately only be experienced through sensory perception and influenced by the physical work of the will. Goethe:
Dream recognition: 1.) The spiritual researcher can compare what he experiences with imaginative knowledge. 2.) The spiritual researcher has a different experience with him. He becomes aware of this. |
207. Cosmosophy Vol. I: Lecture III
30 Sep 1921, Dornach Translated by Alice Wuslin, Michael Klein Rudolf Steiner |
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Nevertheless, this flowing thought world is there and is quite distinct from mere dreams. The mere dream is filled with reminiscences of life, whereas what takes place at the moment of awaking is not concerned with reminiscences. |
Dreams as such must cease. The usual experience of the dream is an experience of reminiscing, is actually a later memory of the dream; the ordinary experiencing of the dream is actually first grasped as a reminiscence after the dream departs. |
When we are asleep we experience what takes place in the astral body, now living outside the etheric body, as the pictures of the dream. These dream pictures now are present throughout the period of sleep but are not perceptible to the ordinary consciousness; they are remembered in those fragments that form the ordinary life of dream. |
207. Cosmosophy Vol. I: Lecture III
30 Sep 1921, Dornach Translated by Alice Wuslin, Michael Klein Rudolf Steiner |
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Today we will go somewhat further into what we considered here last Friday and Saturday, and I would like to draw your attention particularly to the life of the soul and what we discover when this soul life is viewed from the viewpoint of Imaginative cognition. You are familiar with Imaginative cognition from my book, Knowledge of the Higher Worlds and its Attainment. You know that we distinguish four stages of cognition, ascending from our ordinary consciousness, the stage of cognition that is adapted to our daily normal life, to ordinary modern science, and that constitutes the actual consciousness of the time. This stage of consciousness is called “objective cognition” in the sense of what is described in Knowledge of the Higher Worlds. Then one comes into the realm of the super-sensible through the stages of Imagination, Inspiration, and Intuition. With ordinary objective cognition it is impossible to observe the soul element. What pertains to the soul must be experienced, and in experiencing it one develops objective cognition. Real cognition can be gained, however, only when one can place the thing to be known objectively before one. It is impossible to do this with the soul life in ordinary consciousness; to understand the life of the soul, one must draw back a stage, as it were,so that the life of the soul comes to stand outside one; then it can be observed. This is precisely what is brought about through Imaginative cognition, and today I would like simply to describe for you what is then brought into view. You know that if we survey the human being, confining ourselves to what exists in the human being today, we distinguish the physical body, the etheric body or body of formative forces, which is really a sum of activities, the astral body, and the I or ego. If we now bring the soul experience not into cognition but into consciousness, we distinguish in its fluctuating life thinking, feeling, and willing. It is true that thinking, feeling, and willing play into one another in the ordinary life of the soul; you can picture no train of thought without picturing the role played in this train of thought by the will. How we combine one thought with another, how we separate a thought from another, is most definitely an act of will striving into the life of thought .Though the process may at first remain shrouded, as I have often explained, we nevertheless know that when we as human beings use our will, our thoughts play into our will as impulses. In the ordinary soul life, therefore, our will is not isolated in itself but is permeated by thought. Even more do thoughts, will impulses, and the actual feelings flow into feeling. Thus we have throughout the soul life a flowing together, yet by reason of things we cannot go into today we must distinguish, within this flowing life of soul,thinking, feeling, and willing. If you refer to my Philosophy of Freedom, you will see how one is obliged to loosen thinking purely from feeling and willing, because one comes to a vis ion of human freedom only by means of such a loosened thinking. Inasmuch as we livingly grasp thinking, feeling, and willing we grasp at the same time the flowing, weaving life of soul. Then, when we compare what we grasp there in immediate vitality with what an anthroposophical spiritual science teaches us of the connection among the individual members of the human being—physical body, etheric body, astral body, and I—what presents itself to Imaginative cognition is the following. We know that during waking life the physical, etheric,astral bodies, and the I are in a certain intimate connection. We know further that in the sleeping state we have a separation of the physical and etheric bodies on the one hand from the astral body and I on the other. Although it is only approximately correct to say that the I and astral body separate from the physical body and etheric body, one arrives there by at a valid mental image. The I with the astral body is outside the physical and etheric bodies from the time we fall asleep to the moment of awakening. As soon as the human being advances to Imaginative cognition he becomes more and more able to apprehend exactly in inner vision, with the eye of the soul, what is experienced as transitory, in status nascendi. The transitory is there, and one must seize it quickly, but it can be seized. One has something before one that can be observed most clearly at the moments of awaking and falling asleep. These moments of falling asleep and awaking can be observed by Imaginative cognition. Among the preparations necessary to attain higher levels of cognition you will remember that mention was made in the books already referred to of the cultivation of a certain presence of mind [Geistesgegenwart]. One hears so little said in ordinary life of the observations that may be made of the spiritual world, because people lack this presence of mind. Were this presence of mind actively cultivated among human beings, all people would be able to talk of spiritual, super-sensible impressions, for such impressions actually crowd in upon us to the greatest extent as we fall asleep or awake, particularly as we awake. It is only because this presence of mind is cultivated so little that people do not notice these impressions. At the moment of awaking a whole world appears before the soul. As quickly as it arises, however, it fades again, and before people think to grasp it, it is gone. Hence they can speak little of this whole world that appears before the soul and that is indeed of particular significance in comprehending the inner being of man. When one is actually able to grasp the moment of awaking with this presence of mind, what confronts the soul is a whole world of flowing thoughts. There need be nothing of fantasy; one can observe this world with the same calm and self-possession with which one observes in a chemical laboratory. Nevertheless, this flowing thought world is there and is quite distinct from mere dreams. The mere dream is filled with reminiscences of life, whereas what takes place at the moment of awaking is not concerned with reminiscences. These flowing thoughts are clearly to be distinguished from reminiscences. One can translate them into the language of ordinary consciousness, but fundamentally they are foreign thoughts, thoughts we cannot experience if we do not grasp them in the moment made possible for us by spiritual scientific training, or even in the moment of awaking. What is it that we actually grasp at such a moment? We have penetrated into the etheric body and physical body with our I and astral body. What is experienced in the etheric body is experienced, however, as dreamlike. One learns, in observing this subtly in presence of mind, to distinguish clearly between this passing through the etheric body, when life reminiscences appear dreamlike, and the state—before fully awaking, before the impressions that the senses have after awaking—of being placed in a world that is thoroughly a world of weaving thoughts. These thoughts are not experienced, however, as dream thoughts, such as one knows are in oneself subjectively. The thoughts that I mean now confront the penetrating I and astral body of man entirely objectively; one realizes distinctly that one must pass right through the etheric body, for as long as one is passing through the etheric body, everything remains dreamlike. One must also pass through the abyss, the intermediate space—to express myself figuratively and perhaps therefore more clearly—the space between etheric body and physical body. Then one slips fully into the etheric-physical on awaking and receives the outer physical impressions of the senses. As soon as one has slipped into the physical body, the outer physical sense impressions are simply there. What we experience as a thought-weaving of an objective nature takes place completely between the etheric body and the physical body. We must therefore see in it an interplay of the etheric and physical bodies. If we present this pictorially (see drawing), we can say that if this represents the physical body (orange) and this the etheric body (green), we have the living weaving of physical body and etheric body in the thoughts that we grasp there. Through this observation one comes to know that whether we are asleep or awake processes are always taking place between our physical body and etheric body, processes that actually consist of the weaving thought-existence between our physical and etheric bodies (yellow). We have now grasped objectively the first element of the life of the soul; we see in it a weaving between the etheric body and the physical body. ![]() This weaving life of thought does not actually come into our consciousness as it is in the waking state. It must be grasped in the way I have described. When we awake we slip with our I and astral body into our physical body. I and astral body within our physical body, permeated by the etheric body, take part in the life of sense perception. By having within you the life of sense perception, you become permeated with the thoughts of the outer world, which can form in you from the sense perceptions and have then the strength to drown this objective thought-weaving. In the place where otherwise the objective thoughts are weaving, we form out of the substance of this thought-weaving, as it were, our everyday thoughts, which we develop in our association with the sense world. I can say that into this objective weaving of thought there plays the subjective thought-weaving (bright) that drowns the other and that also takes place between the etheric body and the physical body. In fact, when we weave thoughts with the soul itself we live in what I have called the space between the etheric and physical bodies—as I said, this expression is figurative, but to make this understandable I must designate it as the space between the etheric and physical bodies. We drown the objective thoughts, which are always present in the sleeping and waking states, with our subjective weaving of thought. Both, however, are present in the same region, as it were, of our human nature: the objective weaving of thought and the subjective thought-weaving. What is the significance of the objective thought-weaving? When the objective thought-weaving is perceived, when the moment of awaking is actually grasped with the presence of mind I have described, it is grasped not merely as being of the nature of thought but as what lives in us as forces of growth, as forces of life in general. These life forces are united with the thought-weaving; they permeate the etheric or life body inwardly and shape the physical body outwardly. What we perceive as objective weaving of thought when we can seize the moment of awaking with presence of mind, we perceive as thought-weaving on the one hand and as activity of growth and nutrition on the other. What is within us in this way we perceive as an inner weaving, but one that is fully living. Thinking loses its picture-nature and abstractness, it loses all that had been sharp contours. It becomes a fluctuating thinking but is clearly recognizable as thinking nevertheless. Cosmic thinking weaves in us, and we experience how this cosmic thinking weaves in us and how we plunge into this cosmic thinking with our subjective thinking. We have thus grasped the soul element in a certain realm. When we now go further in grasping the waking moment in presence of mind we find the following. When we are able to experience the dreamlike element in passing through the etheric body with the I and astral body, we can bring to mind pictorially the dreamlike element in us. These dream pictures must cease the moment we awake, however, for otherwise we would take the dream into the ordinary, conscious waking life and be daydreamers, thus losing our self-possession. Dreams as such must cease. The usual experience of the dream is an experience of reminiscing, is actually a later memory of the dream; the ordinary experiencing of the dream is actually first grasped as a reminiscence after the dream departs. It may be grasped while it exists, however, while it actually is, if one carries the presence of mind right back to the experience of the dream. If it is thus grasped directly, during the actual penetration of the etheric body, then the dream is revealed as something mobile, something that one experiences as substantial, within which one feels oneself. The picture-nature ceases to be merely pictorial; one has the experience that one is within the picture. Through this feeling that one is within the picture, one is in movement with the soul element; as in waking life one's body is in movement through various movements of the legs and hand, so actually does the dream become active. It is thus experienced in the same way as one experiences the movement of an arm, leg, or head; when one experiences the grasping of the dream as something substantial, then in the further progress toward awakening yet another experience is added. One feels that the activity experienced in the dream, when one stands as if within something real, dives down into our bodily nature. Just as in thinking we feel that we penetrate to the boundary of our physical body, where the sense organs are, and perceive the sense impressions with the thinking, so we now feel that we plunge into ourselves with what we experience in the dream as inner activity. What is experienced at the moment of awaking, or rather just before the moment of awaking, when one is within the dream, still completely outside the physical body but already within the etheric body, or passing through it—is submerged into our organization. And if one is so advanced that one has this submerging as an experience, then one knows, too, what becomes of what has been submerged—it radiates back into our waking consciousness, and it radiates back as a feeling, as feeling. The feelings are dreams that have been submerged into our organization. When we perceive what is weaving in the outer world in this dreamlike state, it is in the form of dreams. When dreams dive down into our organization and become conscious from within outward, we experience them as feelings. We thus experience feeling through the fact that what is in our astral body dives down into our etheric body and then further into our physical organization, not as far as the senses and therefore not to the periphery, but only into the inner organization. Then, when one has grasped this, has beheld it first through Imaginative cognition, particularly clearly at the moment of awaking, one also receives the inner strength to behold it continuously. We do indeed dream continuously throughout waking life. It is only that we overpower the dream with the light of our thinking consciousness, our conceptual life [Vorstellungsleben]. One who can gaze beneath the surface of the conceptual life—and one trains oneself for this by grasping the moment of the dream itself with presence of mind—whoever has so trained himself that on awaking he can grasp what I have described, can then also, beneath the surface of the light-filled conceptual life, experience the dreaming that continues throughout the day. This is not experienced as dreams, however, for it immediately dives down into our organization and rays back as the world of feeling. What feeling is takes place between the astral body (bright in last drawing) and the etheric body. This naturally expresses itself in the physical body. The actual source of feeling, however, lies between the astral body and the etheric body (red). Just as for the thought life the physical and etheric bodies must cooperate in a living interplay, so must etheric body and astral body be in living interplay for the life of feeling. When we are awake we experience this living interplay of our mingled etheric and astral bodies as our feeling. When we are asleep we experience what takes place in the astral body, now living outside the etheric body, as the pictures of the dream. These dream pictures now are present throughout the period of sleep but are not perceptible to the ordinary consciousness; they are remembered in those fragments that form the ordinary life of dream. You see from this that if we wish to grasp the life of the soul we must look between the members of the human organization. We think of the life of the soul as flowing thinking, feeling, and willing. We grasp it objectively, however, by looking into the spaces between these four members, between the physical body and the etheric body and between the etheric body and the astral body. I have often explained here from other viewpoints how what is expressed in willing is withdrawn entirely from ordinary waking consciousness. This ordinary consciousness is aware of the mental images by which we direct our willing. It is also aware of the feelings that we develop in reference to the mental images as motives for our willing and of how what lies clear in our consciousness as the conceptual content of our willing plays downward when I move an arm in obedience to my will. What actually goes on to produce the movement does not come into ordinary consciousness. As soon as the spiritual investigator makes use of Imagination and discovers the nature of thinking and feeling he can also come to a consciousness of man's experiences between falling asleep and awaking. By the exercises leading to Imagination, the I and astral body are strengthened; they become stronger in themselves and learn to experience themselves. In ordinary consciousness one does not have the true I. What do we have as the I in our ordinary consciousness? This must be explained by a comparison I have made repeatedly. You see, when one looks back upon life in the memory, it appears as a continuous stream, but it is definitely not that. We look back over the day to the moment of awaking, then we have an empty space, then the memory of the events of the previous day links itself on, and so forth. What we observe in this reminiscence bears in itself also those states that we have not lived through consciously, that are therefore not within the present content of our consciousness. They are there, however, in another form. The reminiscing of a person who never slept at all—if I may cite such a hypothetical case—would be completely destroyed. The reminiscence would in a way blind him. All that he would bring to his consciousness in reminiscence would seem quite foreign to him, dazzling and blinding him. He would be overpowered by it and would have to eliminate himself entirely. He would not be able to feel himself within himself at all. Only because of the intervals of sleep is reminiscence dimmed so that we are able to endure it. Then it becomes possible to assert our own self in our remembering. We owe it solely to the intervals of sleep that we have our self-assertion in memory. What I am now saying could well be, confirmed through a comparative observation of the course of different human lives. In the same way that we feel the inner activity in reminiscence, we actually feel our I from our entire organism. We feel it in the way we perceive the sleeping conditions as the darkest spaces in the progress of memory. We do not perceive the I directly in ordinary consciousness; we perceive it only as we perceive the sleeping condition. When we attain Imaginative cognition, however, this I really appears, and it is of the nature of will. We notice that what creates a feeling inclining us to feel sympathy or antipathy with the world, or whatever activates willing in us, then comes about in a process similar to that taking place between being awake and falling asleep. This again can be observed with presence of mind if one develops the same capacities for observation of the process of going to sleep as those I have described for awaking. Then one notices that on going to sleep one carries into the sleeping condition what streams as activity out of our feeling life, streaming into the outer world. One then learns to recognize how every time one actually brings one's will into action one dives into a state similar to the sleeping state. One dives into an inner sleep. What takes place once when one falls asleep, when the I and astral body draw themselves out of the physical body and the etheric body, goes on inwardly every time we use our will. You must be clear, of course, that what I am now describing is far more difficult to grasp than what I described before, for the moment of going to sleep is generally still harder to grasp with presence of mind than that of awaking. After awaking we are awake and have at least the support of reminiscing. If we wish to observe the moment of falling asleep we must continue the waking state right into sleep. A person generally goes straight to sleep, however; he does not bring the activity of feeling into the sleeping state. If he can continue it, however—and this is actually possible through training—then in Imaginative cognition one notices that in willing there is in fact a diving into the same element into which we dive when we fall asleep. In willing we actually become free of our organization; we unite ourselves with real objectivity. In waking we enter our etheric and physical bodies and pass right up to the region of the senses, thus coming to the periphery of the body, taking possession of it, saturating it entirely. Similarly, in feeling we send our dreams back into the body, inasmuch as we immerse ourselves inwardly; the dreams, in fact, become feelings. If now we do not remain in the body but instead, without going to the periphery of the body, leave the body inwardly, spiritually, then we come to willing. Willing, therefore, is actually accomplished independently of the body. I know that much is implied in saying this, but I must present it, because it is a reality. In grasping it we come to see that—if we have the I here (see last drawing, blue)—willing takes place between the astral body and the I (lilac). We can therefore say that we divide the human being into physical body, etheric body or body of formative forces, astral body, and I. Between the physical body and the etheric body thinking takes place in the soul element. Between the etheric body and the astral body feeling takes place in the soul element, and between the astral body and the I, willing takes place in the soul element. When we come to the periphery of the physical body we have sense perception. Inasmuch as by way of our I we emerge out of ourselves, placing our whole organization into the outer world, willing becomes action, the other pole of sense perception (see last drawing). In this way one comes to an objective grasp of what is experienced subjectively in flowing thinking, feeling, and willing. Experience metamorphoses into cognition. Any psychology that tries to grasp the flowing thinking, feeling, and willing in another way remains formal, because it does not penetrate to reality. Only Imaginative cognition can penetrate to reality in the experience of the soul. Let us now turn our gaze to a phenomenon that has accompanied us, as it were, in our whole study. We said that through observation with presence of mind at the moment of awaking, when one has slipped through the etheric body, one can see a weaving of thoughts that is objective. One at first perceives this objective thought-weaving. I said that it can be distinguished clearly from dreams and also from the everyday life of thought, from the subjective life of thought, for it is connected with growth, with becoming. It is actually a real organization. If one grasps what is weaving there, however, what, if one penetrates it, one perceives as thought-weaving; if one inwardly feels it, touches it, I would like to say, then one is aware of it as force of growth, as force of nutrition, as the human being in the process of becoming. It seems at first something foreign, but it is a world of thought. If one can study it more accurately it is seen to be the inner weaving of thoughts in ourselves. We grasp it at the periphery of our physical body; before we arrive at sense perception we grasp it. When we learn to understand it more exactly, when we have accustomed ourselves to its foreignness compared with our subjective thinking, then we recognize it. We recognize it as what we have brought with us through our birth from earlier experiences, from experiences lying before birth or conception. For us it becomes something of the spiritual, objectively present, that brings our whole organism together. Pre-existent thought gains objectivity, becomes objectively visible. We can say with an inner grasp that we are woven out of the world of spirit through thought. The subjective thoughts that we add stand in the sphere of our freedom. Those thoughts that we behold there form us, they build up our body from the weaving of thought. They are our past karma (see next diagram). Before we arrive at sense perceptions, therefore, we perceive our past karma. When we go to sleep, one who lives in objective cognition sees something in this process of falling asleep that is akin to willing. When willing is brought to complete consciousness one notices quite clearly that one sleeps in one's own organism. Just as dreams sink down, so do the motives of the will pass into our organization. One sleeps into the organism. One learns to distinguish this sleeping into the organism, which first comes to life in our ordinary actions. These indeed are accomplished outwardly; we accomplish them between awaking and going to sleep, but not everything that lives within our life of feeling lives into these actions. We go through life also between falling asleep and awaking. What we would otherwise press into the actions, we press out of ourselves through the same process in going to sleep. We press a whole sum of will impulses out into the purely spiritual world in which we find ourselves between going to sleep and awaking. If through Imaginative cognition we learn to observe the will impulses that pass over into our spiritual being, which we shelter only between falling asleep and awaking, we perceive in them the tendency to action that exists beyond death, that passes over with us beyond death. Willing is developed between the astral body and the I. Willing becomes deed when it goes far enough toward the outer world to come to the place to which otherwise the sense impressions come. In going to sleep, however, a large quantity goes out that would like to become deed but in fact does not become deed, remaining bound to the I and passing with it through death into the spiritual world. You see, we experience, here on the other side (see diagram below) our future karma. Our future karma is experienced between willing and the deed. In Imaginative consciousness both are united, past and future karma, what weaves and lives within us, weaving on beneath the threshold above which lie the free deeds we can accomplish between birth and death. Between birth and death we live in freedom. Below this region of free willing, however, which actually has an existence only between birth and death, there weaves and lives karma. We perceive its effects out of the past if we can maintain our consciousness in our I and astral body in penetrating through the etheric body as far as to the physical body. On the other hand, we perceive our future karma if we can maintain ourselves in the region that lies between willing and the deed, if we can develop so much self-discipline through exercises that inwardly we can be as active in a feeling as, with the help of the body, we can be in a deed, if we can be active in spirit in feeling, if we therefore hold fast to the deed in the I. Picture this vividly; one can be as enthusiastic, as inwardly enamored by something that springs from feeling as that which otherwise passes over into action; but one must withhold it: then it lights up in Imagination as future karma. What I have described to you here is of course always present in the human being. Every morning on awaking man passes the region of his past karma; every evening on falling asleep he passes that of his future karma. Through a certain attentive awareness and without special training, the human being can grasp with presence of mind the past objectively, without, it is true, recognizing it as plainly as I have now described it. He can perceive it, however; it is there. There, too, is all that he bears within him as moral impulses of good and evil. Through this the human being actually learns to know himself better than when he becomes aware in the moment of awaking of the weaving of thought that forms him. More difficult to grasp, however, is the perception of what lies between willing and the deed, of what one can withhold. There one learns to know oneself insofar as one has made oneself during his life. One learns to know the inner formation that one carries through death as future karma. I wished to show you today how these things can be spoken about out of a living comprehension, how anthroposophy is not in the least exhausted in its images. Things can be described in a living way, and tomorrow I will go further in this study, going on to a still deeper grasp of the human being on the basis of what we have studied today. |
220. Anthroposophy and Modern Civilization
14 Jan 1923, Dornach Translator Unknown Rudolf Steiner |
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Fichte said “The world which is spread out before mankind is a dream and all that man thinks about the world is a dream about a dream,” Of course one must not fall into anything like the philosophy of Schopenhauer, because, after all you are not doing very much for a human being when you characterise everything in front of him as a dream. It is not one's task merely to say:—“one dreams,” that is not quite enough. But that is all that many people of the present want to prove:—Man dreams and cannot do anything else but dream. Then in one's dream one comes to the limit of one's dream. And beyond the dream is what Kant calls the “Thing in itself,” and one cannot approach the thing in its reality. |
220. Anthroposophy and Modern Civilization
14 Jan 1923, Dornach Translator Unknown Rudolf Steiner |
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Today I should like to continue the theme which we have studied in the last two lectures. Firstly, it is a question of realising those impulses in evolution which have led to the spiritual life of our present age, so that we can see on the one side the Anthroposophical view of the world as a necessity, but on the other hand can fully understand that this Anthroposophical view of the world must find its enemies. Naturally I shall not now enter into the special characteristics of this or that opponent, perhaps that is comprehensible at the present time. Indeed, I want to deal with our theme as generally as possible because it is not essential for the moment to fix our minds on our opponents. Rather it is essential for us at present to understand that if the Anthroposophical Society is to exist as a Society, it must become fully aware of its position in the spiritual life of the day. Also, the Society itself must contribute something towards its own consolidation. Therefore, I am not going to say anything particularly new today. Only a few weeks ago I emphasised the fact that consolidation of the Anthroposophical Society is an absolute necessity. So first of all, it has to become clear to us how Anthroposophy is placed in modern civilisation, a civilisation which, as regards Europe and America, really only goes back to the time which we have so often, discussed, the time of the 4th Post-Christian century. Now this 4th Post-Christian century lies right in the middle of the 4th Post-Atlantean epoch of time, and I have often pointed out that the spreading of Christianity,—the whole mood by which Christianity was grasped in the early years of the first three or four centuries of Christian evolution—was essentially different to the mood later on in time. Today we think that following history backwards, we can study the previous epoch, that we can go back to the Middle Ages, then to the events we call the Wanderings of the Peoples. Further back we come to the Roman Empire, passing through that we come to Greece, and then we imagine that we can feel the same atmosphere in this Greece as we can feel in the time of the Roman Emperors or in later European history. But that is not the case. In reality there lies a deep cleft between that which can still be placed with a certain vividness before the consciousness of modern man, namely, his journey back to Rome; but a deep cleft exists between this and that which took place as life in ancient Greece. Let us bring an outline of this before our souls. If we study the Greece of Pericles or Plato, or of Phidias, or even the Greece of Sophocles and Aeschylus, we find that their basic mood of soul goes back to a Mystery civilisation, to an ancient spirituality. And, above all things, this Greece had still much in itself of what I characterised yesterday as a living experience of absolutely real processes in man's inner being, and which I described as the salt, sulphur and mercury processes. We must be quite clear that Greek thought and Greek feeling came close to the feeling of man, whereas that later age,—from the 4th Post-Christian century onwards—already began to get ready for that which came about in the way described in my last two lectures, in which I showed how Man himself was lost for human nature, for human consciousness. I also told you that these three personalities, Bruno, Jacob Boehme and, in a certain connection also Lord Bacon, struggled for a knowledge of man's nature, but that it was impossible for their striving really to approach the Being of Man. If, however, we go further back, from Rome to Greece, then this alienation of man's nature—any talk or an alienation of man's nature—ceased to have any sense, because the ancient Greek knew himself as a human being standing in the cosmos. The Greek had no idea of that concept of nature which came about later, that concept of nature which finally culminated in the seizing of the mechanism of nature. One might say of the ancient Greek:—That he saw the clouds, the rain falling, the clouds ascending and all that comes out of the world as fluid; then when with especial vividness looking into himself with his still sharply concrete vision, he saw the circulation of his blood, he did not feel a very great distinction between the rising and falling of water in Nature and the movement of his own blood. The Greek could still grasp something of `the world in man and man in the world.' These things cannot be taken too deeply, because they lead into a mood of soul which only exists in fragments of the external history. One should not forget how, in the 4th Post-Christian century, evolution took the form of destroying everything which remained of the ancient clairvoyant civilisation. Certainly, modern humanity knows something of this, because of all the information which has been dug up, but one should not forget how that which later gave the impulse to Western civilisation really arose on the relics of ancient Hellenism, of that widespread Hellenism which not only existed in the South of Europe, but even passed over into Asia. Again, one should not forget that between the middle of the 4th and middle of the 5th centuries after Christ, countless temples were burnt, having an infinitely significant pictorial content, a precious content with reference to everything developed by Hellenism. Our modern humanity, proceeding only according to external documents, does not realise this anymore. But one should recall the words of an author of that time, when he wrote in one of his letters:—“This age is passing to its downfall. All those holy places to be found in the open country, and for the sake of which the labourers worked in every field, are being destroyed. Where can the countrymen now find joy for their work?” One can hardly conceive today how much was destroyed between the middle of the 4th and the middle of the 5th century after Christ, Now the destruction of those external monuments was part of the effort to exterminate spiritual life in Greece, and this, as you know, was given its most bitter blow by the closing of the Schools of Philosophy in Athens in the year 529. Yes, one can look back into ancient Rome, but one cannot look back into ancient Greece through external history. And it is indeed true that very many things in Western civilisation have come down to us, through the Benedictine Orders, but we must not forget that even the holy Benedict himself founded the Mother Church of the Benedictine Order on the site of an old heathen Temple which had been destroyed. All that had to disappear first, and it did disappear. Now, with normal human feelings, it is difficult to understand why such an impulse for destruction passed over the whole of the South of Europe, Asia Minor and North Africa at that time. It only becomes comprehensible when one is convinced that the consciousness of mankind in that age was entirely different. I have often mentioned a sentence which is quite incorrect:—“Nature,—or one may say, the world, makes no leaps,” but in history such leaps do occur and the soul mood of civilised humanity in the 2nd and 3rd centuries after Christ was quite different to the soul mood of today. But now I should like to draw your attention to something which may make it clearer to you as to how this transformation really occurred. You see, today we must say when we speak of the interchange between waking and sleeping, that the physical and etheric bodies remain in the bed, while the ego and astral bodies go outside. The soul and spirit go out of the physical and etheric bodies. Now at a certain time in ancient India this was not true; just the opposite would have been correct. Then one would have said that in sleep the soul and spirit of man go deeper into his physical body, more into his physical body. Now this fact is almost unnoticed, and I must point out to you how, for instance, when the Theosophical Society was founded, the people who founded it had heard some of the spiritual truths from India, and what they heard they made their own property. Now they heard this fact, of the ego and astral body going out. Of course, because the Indians said it then, (i.e. when the Theosophical Society was founded) naturally that was in the 19th century, and in India what is real can be often observed. But when these same people of the Theosophical Society tell us that this is primeval Indian wisdom, it is pure nonsense, because the ancient Indian would have said just the opposite: That the soul and spirit go deeper into the physical body when man sleeps. Which was the case in ancient times. Now in a certain sense a consciousness of this was existing in Greece, a consciousness of the fact that in sleep the soul and spirit seize the physical body more than in waking, and that this lies in the evolution of mankind. Now today, because we have to describe things out of our direct spiritual perception, we must describe the following as correct:—The ancient Wise Men, and even the people of Greece, had an instinctive dreamy clairvoyance. And we can describe it so from our modern standpoint, but for those people it was not dreamy. They felt in their condition of clairvoyance as if they were just waking up, they felt themselves especially awake. And so, their consciousness existed with a greater intensity when they perceived the world in those magnificent pictures which I described to you in my last lectures. But they knew that when they pressed down into the inner part of their being and at the same time saw that which occurs in man, that that which they beheld were world processes, because man is in the world. And they knew then that in their time man dived still deeper into his physical body, and in deep sleep their consciousness became dim twilight, even unconsciousness. And these people ascribed to the Influence of their physical body that which embraces the soul and leads it over into sin. And it was just from this point of view that the ancient consciousness of sin arose. If we exclude the Jewish form of sin, the consciousness of sin leads back into heathendom, and it proceeded from the consciousness of the diving down into the physical body which does not leave the soul free enough to live in the spiritual world. But considering all that I am describing to you, it must be said:—that ancient humanity had a consciousness of the fact that he was a spiritual being, and as a spiritual being, lived in a physical body, but it never occurred to him. to call that MAN which he saw as physical body. Why, the very word MAN itself leads back to some such meaning as “The Thinker.” Not to something which is to be seen with a more or less red or white face, with two arms and two legs. That was not a man! Man was a being who dwelt as a spiritual soul in that dwelling house of the physical body. And a consciousness of this spiritual psychic man, existing in the wonderful, plastic, artistic forms in Greece, passed over into the sphere of Art, and into the general Greek civilisation. And even if the external temples, even if the cult became infinitely decadent in many connections, one must still say that in all the divine images and temples which were destroyed, much existed that points to this ancient soul mood. And I might add that the ancient spiritual psychic consciousness of humanity was shown with tremendous power in the form of everything destroyed in those centuries. Now if with that consciousness—not of the following incarnation when the consciousness was changed—but if a Mystery Initiate of that early Greek age came to us with the same consciousness which he then had, he would say:—”You modern human beings, you are all asleep,” Indeed he would say:—“You modern men are sleeping through everything. We were awake, we woke up in our bodies. We woke up as spiritual beings in our bodies; we knew that we were human beings, because in our bodies we could distinguish ourselves from the body. What you call waking, for us is sleeping, because whereas you wake up and direct your attention to the external world and explain something about the external world, all the time you are asleep with regard to your own human nature. You are asleep, we were awake.” That is what he would say, and from a certain point of view he should be quite right. We wake up from our moment of waking until we go to sleep, as we say, when we are in our physical bodies as spiritual human beings. But then we know nothing of ourselves, we are asleep with regard to ourselves. When, however, we are in the world outside us, we are asleep—and that is the time from sleeping to waking up. Thus, it is that we must learn to wake with the same intensity as that with which the ancient humanity were awake in their bodies. That is, modern man must learn to be awake outside his body when he is really in the external world. From this you can see that we are dealing with a transition. As humanity, we have all gone to sleep compared with the ancient waking condition, but now we are in just that period when we have to be wakened up into a new waking state. What is the aim of Anthroposophy in this connection? Anthroposophy wants to be, Anthroposophy is nothing else than something which points out to you that man must learn to wake up outside of himself. And so, Anthroposophy comes along and shakes up modern humanity, the modern humanity which that ancient Initiate would have called a sleeping humanity, Anthroposophy shakes it up, hut they do not want to wake. Anthroposophy often feels like Gallus beside the sleeper Stickl. (A reference to the Christmas Play just performed). Anthroposophy points out that the birds in the forest are singing. “Let them sing” says the present generation, “the birds have tiny heads and have soon had their ration of sleep.” Then Gallus goes on: “But the heavens are creaking,” Stickl (who is half asleep), “Let them go on creaking, they are old enough.” Of course, it is not said in the same words, but Anthroposophy says:—“The spiritual world wants to break through! Get up while the light of the spirit is shining.” The answer is:—“Let it go on shining, it is old enough.” My dear friends, really it is so. Anthroposophy wants to awaken the sleepers, because that is just what is demanded of modern civilisation—an awakening—but humanity wants to sleep, and to go on sleeping! I might say of Jacob Boehme—because he went right into the racial wisdom, and of Giordano Bruno, because he stands in a spiritual community which at that time had preserved so much from ancient times—that in them there lived a memory of the ancient waking condition. In Lord Bacon there really lived the impulse for the justification of this new sleeping. That is, as I might put it, a still deeper explanation than we were able to give in the two preceding lectures and is the characteristic of our age. Now with reference to the grasping of his own human nature, man of the present day cannot be awake as was humanity in ancient times, because man today does not press deep down into his physical body as ancient humanity did when asleep; because today when man goes to sleep he goes out of himself, but he must learn to come out of his physical body in a waking condition, for only thereby will he be in a position to realise himself again in his human nature. But this impulse to continue asleep is still growing. “Stickl, the carters are cracking their whips in the street.” “Well, let them go on cracking, they have not far to go.” It is du Bois Raymond, not Gallus, who says;—“Man has limits of knowledge, he cannot enter into the phenomena, the secrets of nature, he must limit himself.” But Anthroposophy says;—“We must strive yet further and further; the call for spirituality is already resounding.” “Well” says du Bois Raymond, “let it go on sounding, it won't be so very long before Natural Science will have come to the end of earthly days and therewith to the end of the discovery of all the secrets of nature.” My dear friends, in many a relationship one thus finds a justification for the sleep of humanity today, because all talk of the limit of knowledge is a justification for sleep instead of a justification for a penetration into one's knowledge of human nature. And our present humanity can find ways enough of going to sleep. Even of this we have often spoken in our lectures. Today people only want to listen to things which can be put before them in images, in pictures. That is why the cinema is liked so much., but it is not popular when the listeners are asked to work with their heads. And so it is today that people want to go on dreaming of world secrets, but do not want to co-operate actively with those world secrets by means of energetic thinking. But that is just the path of awakening—one begins to wake up in one's thinking, because it is thought which first of all seeks to evolve into activity. That is the reason why in my “Philosophie der Freiheit” decades ago I pointed to this kind of thinking with such energy. And now I should like to remind you of something else. I should like you to call to mind many a dream which you have had, and I should like to ask you whether you have never had a dream in which you have done something of which you would have been ashamed if you had done it in the daytime,—if you ever did by day what you did in the dream. Well, perhaps there are many sitting here who have never had such a dream, but at any rate they could let other people tell them of such an experience, because many people have dreamt of things they would never repeat in their waking lives, because they would be ashamed. My dear friends, apply that to our great sleep today—which we call the great sleep of present civilisation—where people really are letting themselves dream of all kinds of cosmic secrets, Anthroposophy comes along and says:—“Stickl, get up!” Anthroposophy wants to wake the people, they ought to wake! I can give you this assurance,—Many of the things that have been done in this civilisation would never have been done if humanity had been awake. That really is the case. You will say:—Who is going to believe that? Well, the dreamer pursuing his little business in his dreams, does not bother himself as to how that is really going to look when he is awake, but unconsciously the feeling exists somewhere in his soul that one really dare not do such things if one were awake. I do not mean this in a pedantic or a commonplace way, I just mean that many of the things which one considers today as being quite in order would look differently if one were really awake in one's soul. And an unholy anxiety prevails in the soul because of this, especially in science. (If one were awake one could no longer comfortably dissect first a liver and next a brain.) One would be terribly ashamed of many methods of investigation if one were awake Anthroposophically. How can one ask people using such methods to wake up without any further reason? One notices many extraordinary apologies which exist for sleeping. And now I want you to think of something else. What an immense pleasure a dreamer has when he dreams something which actually happens, say a couple of days later. You must have noticed yourselves the tremendous joy of a superstitious dreamer when his dream actually happens; and it often happens, and they all have this tremendous joy. In our present civilisation dreamers calculate by Newton's laws of gravitation, by formulae which have been worked out by mathematicians, and they have calculated that Uranus has a definite path in the heavens. But that path does not agree with the formulae and therefore they go on dreaming; certain disturbances must exist owing to a planet as yet undiscovered. When this did happen, and when Dr. Gall really discovered Neptune, the vision was fulfilled. Now this is just what is so often brought forward today as a justification of the methods of Natural Science. The existence of Neptune was calculated in a dream and later the dream really happened. It is just like a person dreaming of something which later on takes place. Then there is the case of Mendaleff, who even calculated elements out of his periodic system. But this dream of a curse is not quite so difficult, because when such a periodical system is discovered and one place in it is empty, then it is easy enough to fill up that place and to mention a few properties. Here we have the fulfilment of a vision by the same methods as when a sleeper dreams of something which actually takes place a couple of days later, and which, he then calls a verification of the fact. And today people say that in this way the affair can be proved. One has to understand how radically our modern civilisation has become the civilisation of sleepers and how necessary an awakening is for humanity. At the same time this tendency to sleep in our present age has to be seen very clearly by those who have received an urge from Spiritual Science towards waking. Such a moment must occur as sometimes in a dream when the dreamer knows “I am dreaming,” and in the same way humanity ought to have a special feeling for a strong expression which was once used by that energetic philosopher J.G. Fichte. Fichte said “The world which is spread out before mankind is a dream and all that man thinks about the world is a dream about a dream,” Of course one must not fall into anything like the philosophy of Schopenhauer, because, after all you are not doing very much for a human being when you characterise everything in front of him as a dream. It is not one's task merely to say:—“one dreams,” that is not quite enough. But that is all that many people of the present want to prove:—Man dreams and cannot do anything else but dream. Then in one's dream one comes to the limit of one's dream. And beyond the dream is what Kant calls the “Thing in itself,” and one cannot approach the thing in its reality. Edouard von Hartmann, that acute thinker, often spoke of this kind of dreaming with relation to reality. And Edouard von Hartmann makes it clear that everything which man has in his consciousness is a dream by the side of the Thing in Itself, of which man knows nothing, but which lies at the basis of his dream. So that Hartmann, who drives everything to extremes, speaks of the `real' table, in contrast to the table which we have before us in our sensations. The table we have in our consciousness is a dream, and behind that stands the table in its reality. Hartmann distinguishes between the table as appearance and the table in itself; between the chair in appearance and the chair in itself. But he is not fully conscious that finally the chair of which he is speaking had something to do with the chair in itself, because if you take the chair as appearance one cannot very well sit down on it. Even a dreamer has to have a bed to lie on. And so all this talk of “the Thing in Itself” can only be a preparation for something else. For what? For waking up, my dear friends. And so it is not a question of seeing the world as a dream, but, as soon as we have the idea:—That is a dream!—we must do something we must wake up; and this waking up already begins with an energetic grasping of one's own thinking. It begins with active thinking, and from that point one comes to other things. Now you see, what I have characterised—this impulse for awakening—is a necessary impulse for the present time. Certainly that which as Anthroposophy can be presented to the world; but however, when an Anthroposophical Society becomes a Society, then that Society must represent a reality. Then every single person who lives in the Anthroposophical Society should feel it as a reality, and he must be deeply permeated by the will to awake, and not, as is so often the case, feel insulted if one says to him:—“Stickl, stand up.” This is very necessary. And it is something which I should like to repeat in a few words. The misfortune (i.e. the burning of the Bau) which has met us should above all be an awakening call to the Anthroposophical Society to do something that is a reality. This real Being—which I have characterised at the end of the Christmas Congress—this real Being (Wesen) which one can feel since that time as “the living stream from man to man within the Anthroposophical Society” that must exist, a living stream from one to the other. A certain lack of love has often appeared in the newest phases of our Society instead of a mutual trust, and if this lack of love gets the upper hand then the Anthroposophical Society must crumble. You see, our building brought many wonderfully beautiful qualities in the different Anthroposophists to the surface, but side by side with them there had to be an invigoration of the Society itself. Many of these beautiful qualities were named during our course of lectures which were given during the building of the Bau, and on the night of the burning of the Bau, but those beautiful qualities require guidance, and above all things this is necessary:—That anyone who has anything to do within the Society should not carry into it those things, which today are so customary outside it. And above all things, that each one who does anything for the Society should do it with real personal interest and participation. It is this personal interest, this personal share that one misses when people do one thing or another for our Society. My dear friends, no service for the Society—and that means anything done in the Society by one person for another—nothing can be trivial. The tiniest service rendered becomes valuable through its standing in the service of something great. That is so often forgotten, and the Society must really see this with the greatest and highest satisfaction, at a time when such a staggering blow demands the cultivation of these most beautiful qualities in the members. But at the same time, it should not be forgotten that in the industrious and patient accomplishment of everyday things, much which is necessary is overlooked. These are things which must not be undervalued when one sees Anthroposophy finding its enemies in the world around it. The fact that an enemy (Gegenschaft} is there, must not be overlooked, rather must it be grasped out of the very objective course of evolution itself. And I have often been astonished, and have said so publicly, at the lack of interest when opposition, taking its roots in objective untruth, develops around us. We must really place ourselves as positive defenders of Anthroposophy when it comes to a question of objective untruth. And at the same time, we must be able to raise ourselves to an understanding of the fact that Anthroposophy can only exist in an atmosphere of truth. We must develop a feeling of what it really means when so much untruth and so much objective calumny is brought against Anthroposophy. And for this we also need a real inner life. So you see, my dear friends we have a splendid opportunity for awakening ourselves. And if we can only reach the awakening in this sphere, then the impulse for awakening will spread itself out over other things. But if we see everyone asleep while the flames of untruth are making themselves felt everywhere, then we must not be surprised when even Stickl goes on sleeping? So that which I should like to characterise today, both in great things and also in tiny things is:—“Think, feel and meditate about this awakening.” So many today long for esotericism while these calumniations are hailing on our windows. Well, my dear friends, esotericism is there. Take hold of it. But, above all things, the will to awake is esoteric in our Society, and this will to awake must take its place within the Anthroposophical Society. Then the will to awake within the Society will be a point from which the awakening of the whole present civilisation will radiate. |
228. Man in the Past, Present, and Future; The Evolution of Consciousness: Lecture III
16 Sep 1923, Stuttgart Translated by E. H. Goddard Rudolf Steiner |
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You may perhaps have a dream about something that happened to you twenty-five years before; you may dream of it in all its vividness, though somewhat altered in detail. |
How is this dream-life really revealed? There are of course many kinds of dreams, but let us keep for the moment to what consists largely in the recollection of past experiences. |
Actually the moment you enter, even to the slightest degree, into the spiritual world through your dreams, your dream-experience arises as a protest against the laws of Nature. Dreams cannot run their course in the way of external events, or they would be very much like actual waking life. |
228. Man in the Past, Present, and Future; The Evolution of Consciousness: Lecture III
16 Sep 1923, Stuttgart Translated by E. H. Goddard Rudolf Steiner |
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You will have been able to realize from the lecture yesterday that a certain state of consciousness, which was an actual experience to men of earlier times, has to some extent been lost. I told you that the special sort of waking consciousness we have today, which consists predominantly in more or less abstract ideas or at the best in shadowy pictures, did not then exist in the same form, and that in its place there was a kind of waking-dreaming, or dreaming-waking. This was not experienced as we experience dreams but as a living picture which corresponded pretty well with spiritual reality. There was a condition of sleep which, though it was dreamless, left an after-effect of the kind described, and there was a third state of consciousness beyond this which was experienced as a resting in the surging Moon-forces, forces which, reaching under the Earth, lift man out of earthly gravity and allow him to experience his cosmic existence. The essential point about these older conditions of soul was that they allowed man to experience his cosmic existence. In our ordinary everyday consciousness there is only a shadowy image left of that older state of consciousness—a shadowy image that is noticed by very few and is mostly entirely unheeded. I will try to describe this survival of a primeval state of consciousness. When we observe our dreams—chaotic as they are—we find that all sorts of experiences drawn from earthly existence flow into them. Things long forgotten crop up altered in many ways, even things which passed unnoticed at the time. The times, too, at which events took place may be thoroughly confused. But if you look more closely into the details of a dream, you will discover the remarkable fact that in essence practically everything which crops up in it is related to the happenings of the last three days. You may perhaps have a dream about something that happened to you twenty-five years before; you may dream of it in all its vividness, though somewhat altered in detail. But if you study it closely you will always discover something of the following sort: in this dream about an event of twenty-five years before, a character appears whom we will call Edward, and you will find that you have somewhere heard the name casually in passing, or your eye has caught it as you were reading. In the details of a dream, even the remotest, there is always some relation, however insignificant, to something which has happened during the last three days. The reason is that we bear within ourselves the events of the last two, three or four days—the period is of course approximate—in a quite different way from those which occurred earlier. Our perceptions are, as you know, taken up into our astral organism and our ego-organism, and the events thus perceived do at first live in direct connection with our consciousness. What we have experienced in the course of three days—that is, when at least three days have passed—goes more intensively into our feelings. Ordinarily we do not notice these things, but they are realities all the same. The reason is that all we perceive or think, which is taken up into the astral organism and the ego-organism, has also to be somehow imprinted upon the etheric body, the body of formative forces, and at least to some extent even upon the physical body. This process takes two to four days, so that we have to sleep two or three times on anything we experience before it is imprinted on the etheric and physical bodies. Only then is it firmly fixed in the etheric body so that it may be a permanent memory. Thus in man there is a perpetual inner reciprocity, a sort of struggle, between the astral and etheric bodies, and the result is always that what we have experienced consciously is imprinted into the denser, more material elements of our being. After three or four days, what was at first only a transitory sense-experience is transferred into the body of formative forces and into the physical body. But how little of what I have been describing actually comes into men's consciousness nowadays! Yet it is something which is perpetually taking place in the life of the human body and soul. Every experience of which we have been aware has to wait three or four days before it is fully our own. It fluctuates between the astral and etheric bodies, and cannot decide—one might say—whether it has really been impressed into the etheric and into the physical body. This is something of extraordinary significance. Remember that basically our true being is only our ego and astral body. We cannot really claim that the etheric body is our own property. In this materialistic age people talk as though the etheric and physical bodies were their, whereas actually they belong to the whole Cosmos. And so when in the course of three or four days, what our ego and astral body have experienced is passed on to the etheric and physical bodies, it is then part, not only of ourselves but of the Cosmos. It is only for three days that we can claim any action of ours in the world as significant for ourselves alone. After that we have, as it were, imprinted it on the Universe, and it rests within the whole Universe and belongs not only to us but also to the gods. In very early periods of human evolution, as a result of that state of consciousness which is now lost and which has deeper than sleep, men had a definite impression of this remarkable fact, and the Initiates were able to give information about what lay behind it. Particularly in the epoch of which I spoke yesterday, the Egypto-Chaldean epoch, it was only a vague feeling that men had. But the priests were initiated into the real nature of the fact. Whereas nowadays Initiation must be a purely inner experience of soul and spirit, at the most with symbols and rites of a physical nature only, in those earlier days Initiation was an external process and the effects of that external process passed over into man's inner being. To take one example: when a man was to be initiated, for three or four days he was put by the Hierophant who was initiating him, into this state of consciousness which we have now lost. The purpose of this was to enable him to see for himself what happens during these three days in the world external to him, and how it finds entrance into the real being of man. The Initiate was enabled to see what happens to an idea, to an experience or a feeling, before it becomes a man's own property. Our materialistic attitude to the world today affords us no conception at all of the extraordinary significance of the wisdom that lay within this condition that is so deeply concealed from us. I can perhaps best explain to you what was accomplished in the three days of this Initiation during that dim condition of consciousness if I remind you first of our ordinary dream-life with an attitude based purely on what we might call scientific method, there is still something extraordinarily profound involved. How is this dream-life really revealed? There are of course many kinds of dreams, but let us keep for the moment to what consists largely in the recollection of past experiences. Pictures of these experiences arise in dreams. How do they arise? You are aware that they appear radically transformed. This transformation may go a very long way; for instance, we may take the case of a tailor who in his ordinary life has never had the occasion of making a Minister's state robes; he may have made a number of coats and been very proud of them, but for all that he has not the slightest chance of making such a robe as he now dreams he makes. In a dream like this there may be a number of different influences at work. For instance, the man may in a former life have been the attendant of a Roman magistrate and among his duties had to help him on with his toga. A dim feeling of all this survives and what a man experiences in this life may be colored by what streams over from a previous one. This is just an example of how the content of dreams may be altered; the important fact is that they undergo the intense transformations we all know. One must really ask what is contained in these dreams, what is at work in them. It is external events which give the occasion for this type of dream, but the external events make their appearance in a wholly altered form. The reason for this is quite beyond the conception of our ordinary scientific ideas. The sort of law which we should recognize as scientific, the laws we look for in the external world by our method of observation and experiment, cease to be valid as soon as we pass inside the skin of a human being. We should be very much mistaken were we to assume that the natural laws laid down in the laboratory were valid within the human being. Not only are the substances transformed within our organism when we consume them in the ordinary course of nourishment, but the laws of the substances are also changed, down to the smallest atoms. What appears in our dreams is not just the abstract reflection of some reality; in our dreams we see the weaving of the organic laws within which man has his being. Dreams are much closer to us than is our normal abstract thinking; they show the way in which external substances act within man. Our dreams are a protest against the part of reality that is shackled within the laws of Nature. From the time you go to sleep until the time you wake, you live in a world where according to the scientist everything is controlled by these laws. Actually the moment you enter, even to the slightest degree, into the spiritual world through your dreams, your dream-experience arises as a protest against the laws of Nature. Dreams cannot run their course in the way of external events, or they would be very much like actual waking life. Dreams which emerge from real sleep are in their make-up a protest against the laws of Nature, and they concern us much more intimately. In this regard modern investigators of a materialistic turn of mind have made some interesting discoveries. Some of you will know a book by a man called Staudenmaier, entitled Experimental Magic, which appeared a good many years ago and is typical of the spiritual constitution of many modern scientific thinkers. Staudenmaier wanted to find out if there is any reality in the spiritual world. Of Anthroposophy he admitted that he knew only what its opponents had written. People don't like studying Anthroposophy; they find it difficult, particularly if they are typical scientific thinkers of today. Staudenmaier attempted, by spiritualistic methods, to get into the spiritual world. He dulled his consciousness until he was in a sort of mediumistic state; then he began automatic writing and was surprised that he wrote a lot of nonsense which did not at all agree with what he knew about reality. In particular, the fact that spirits seemed to be speaking to him did not agree with it! He knew that was impossible and yet what he wrote assured him that spirits were speaking. He was appalled by the lies that these non-existent spirits told him. You should read in his book all the incredible lies which flowed into his writing. He became—to use no worse a word—a medium, and he did not know what to make of it all. A friend advised him to give the whole thing up and to lead a normal, sensible life and go out shooting. So he did, and he went out after magpies; but even there he found that whatever it was he had stirred up inside himself continued its activity, and he could not rid himself of it. If he looked up at a tree, he saw, not a magpie but a fearful dragon with terrible fangs, which looked at him with horrifying eyes. The same things happened everywhere, and he lived in an inner struggle to get himself back into a normal condition. I mention all this because here we have experimental evidence that there is an immediate protest against the external order of Nature as soon as we are not merely dreaming while awake but are using this device to contact and arouse the inner being of man. Obviously we regard it all as lies. When we have thought of a man as a friend and as a decent fellow, and if after he has got into this mediumistic condition we see him putting out his tongue at us or making long noses, then inevitably we say that the spiritual world is lying and that this experience is simply that of a dream. Now there is something in this. Whenever man approaches the spiritual world inside himself, within which everything inside his skin is enclosed, there is an immediate protest from this sphere against the natural order. It is not surprising that when a man enters it with underdeveloped faculties of judgment, all kinds of elemental beings appear and create delusion. But there is always this protest against the natural order when we approach the spiritual; and ordinary dreams make this clear. We ought to realize that we then enter a quite different order of being, and, even though it appears only in the fleeting form of the dream, it is all the same a protest against those admirable laws of Nature which we establish by laboratory experiments. This is the first step into the spiritual world where we immediately find the protest against natural laws, which are, as it were, robbed of their dignity as soon as we penetrate a little into man's inner being. The old Initiates knew very well through their three days' Initiation that there is not only a natural order, but that within and behind that natural order there is a spiritual one. It is moreover still possible for anyone who has acquired some knowledge of Initiation to penetrate with modern methods into these things and to pass through the experiences a really fearful torment of the soul. When dreams begin to weave their forms we actually enter a world where the laws of Nature collapse, and just because the ordinary laws no longer hold good, their interrelations change, however many recollections of ordinary life may still be effective. If we have come to regard natural laws as the last word, we find ourselves face to face with nothingness. It is painful, almost tragic, for a modern man, as he passes through Initiation, to experience entry into a sphere of being where this protest against the laws of Nature is encountered; he feels that everything he had got from his intellect, and which was determined by the laws of Nature is swamped. His soul can no longer breathe because he has been too much accustomed to the natural order. He finally realizes that an altogether different world is pressing in from a quite different direction. This is no longer a natural but a spiritual order, which is throughout permeated with what in the depths of our present-day human conscience we experience as a moral world-order. He gradually learns that on the one hand there is the order of Nature perceived by the senses, for which the laws have been established by natural science; on the other hand, if he moves out of this natural order, he moves into a world that protests against the natural order. As he experiences this protest, a sort of luminous water of life pours round him and he can once again breathe—this is the moral order which ultimately expands into the spiritual. The highest knowledge gained by the ancient Initiates was when they discovered the protest against the physical world-order and saw the true moral world-order extend into the physical. It is indeed experienced in a much weaker degree during the three days described: whatever we experience in the external world, whether actions or feelings, takes three or four days to be imprinted on our organism. But when the process is completed, the imprinted form is not like that which we experienced externally; it becomes an impulse demanding a moral expression very different from the natural order. If we could see how our experiences have changed in our inner being during those three of our days, we should see that what we experienced in its natural form during our earthly existence has been imprinted in our external being and is no less real than it was in the external world. But now it lives within us as the impulse of a moral world-order by means of which we may move further over the ocean of life. Thus we carry the results of what we have experienced naturally as the moral foundation for our later life. In recent periods of human evolution, however, when men plunged into that “lower sleep,” if I may call it so, that Earth-embraced sphere, he plunged into the outer ether. There his experiences find their compensation. He is not merely set within the moral world-order as regards the direction of his inner life; in that lower sleep he is set within the moral order of the Cosmos. Since this deep sleep has been lost to our forms of consciousness and we now have only a very faint echo of it in the three-days' experience described, this contact with the Cosmos has been lost also. Indeed, we should have been gradually thrust out of the self-subsisting moral world-order if a particular event had not occurred in the course of Earth-evolution. The experience undergone by the older Initiates so as to be able to tell men what happens during those three days, was undergone as a unique world-event, as an event in world-history, by the Christ Being who descended from spiritual worlds into the body of Jesus of Nazareth and, though a God, lived a truly human life. That experience of the three days now became available for all mankind. What could previously be discovered in the sleep of deep consciousness, taking place in man not consciously but at least subconsciously, in a natural way, had to be gone through in order that man might find his connection with what was brought about for earthly humanity by Christ in the Mystery of Golgotha. This was the vicarious deed of a God. Man was to take a step upwards in his evolution and to experience in moral form through Christianity what had previously come to him naturally. The Mystery of Golgotha is therefore closely related to the whole meaning of earthly evolution, because of its relation to the evolution of man's consciousness. We can understand what was to be accomplished by the Mystery of Golgotha only if we can look back on what had once occurred naturally and was now to occur morally. In this respect, however, our modern consciousness, which runs its course between waking, sleeping and dreaming, has not yet attained inner harmony. Since the fifteenth century, when this modern consciousness first received its imprint, it has looked on Nature one-sidedly and has claimed to understand the order of Nature, considering that what is found there constitutes reality. Beyond this reality men will not look; they will not press forward to that strengthened form of human knowledge to which the spiritual reveals itself just as the natural order does. Thus it has become customary to speak of the moral order as of unknown origin. To do this was not strictly honest, since the common view of Nature cannot admit any reality in the moral order. One could, even if a little dishonestly, get over this difficulty by saying that on the one side we have knowledge, on the other, faith; and that the moral order belongs to the realm of faith; that knowledge cannot become faith nor faith, knowledge; and that the moral order belongs to the realm of faith. Such is the convenient formula which has become customary. The distinction has even come to be regarded as something specifically Christian, though even five or six hundred years ago no genuine Christianity, and certainly not original Christianity, would have admitted the distinction. Even today it is not yet Catholic dogma, however much it may be Catholic custom, to distinguish in this way between faith and knowledge. We cannot get a proper notion of the relation between the natural and the moral-spiritual order because we are not aware of the transition between them; because the dream is not understood which leads out of the natural order and protests against it, thus preparing the way. If we have gone through this preparatory stage, we can make contact with the moral order of the world. Only an honest view of the past of mankind, and of something which modern man does not yet possess, can lead to a satisfying picture of all this. Failing that, even historical documents of ancient times remain just things which can be studied but convey no real meaning. Now we spoke this morning a good deal about the opponents of Anthroposophy. I could say much that would be for their good, though certainly not in their favor. The comments of our opponents ... I often have to recall an anecdote supposed to be based on truth which the famous Professor Kuno Fischer was fond of telling. He used to relate how he had had two schoolfellows—they may have been brothers—with an uncle who was a thorough simpleton. The boys got to the stage of learning logarithms and having to buy log tables. The uncle caught sight of these tables and when he saw the mass of figures he asked his nephews what they were. The boys were completely at a loss to explain, but at last the young rascals conceived the idea of telling him they were the house-numbers of all Europe. The uncle believed them and finally thought it an excellent idea to be able to know at a glance all the house-numbers of London, Paris, and so on. Now people who are unable to see with insight into the meaning of the ancient documents are like the old uncle with his log tables. Our modern historians who edit these ancient documents do not tell us much more about them than the uncle did about logarithms when he took them to be the house-numbers of Europe. We must make it clear to ourselves how far their interpretation, based on present-day abstract thought, is removed from the real spiritual facts. We must have the determination to do that, or we shall never be able to see how man has developed into the present out of a past when he was very different. We are living at a time when all sorts of inner conflicts must arise from our present-day experience of sleeping, waking and dreaming, if we are in the least capable of real self-observation. Just as men lost the real knowledge of that deep sleep which was so significant for them that the Initiates had to explain its nature to them, so in modern times our ordinary sleep tends to crumble to pieces. I do not mean that in the future men will dream the whole night through, but rather that their dreams will be dulled. Just as man has passed since olden times from that “waking dreaming” to our modern abstract thinking, our present-day chaotic dreams will be dulled, and that duller kind of sleep will become normal. Dreams will no longer extend into our consciousness, which will be overlaid entirely by our present-day form of abstract logical thinking. But then a super-consciousness will emerge, already apparent to anyone who can understand these things. This super-consciousness is concerned with the human will and with the effects of the will when it acts on the nervous system. If with the help of Initiation-knowledge you observe the unrestrained way in which human will is developing, you will be able to see how various psychological manifestations, sometimes going as far as actual physical illness, are really the herald of a form of consciousness higher than our present waking consciousness. But there is something beyond this which men will not yet be able to experience unless they can actually acquire spiritual science: a science, that is, which needs a quite different sort of thinking from the normal and is in reality far more practical than the theoretical attitude to life, which is in fact completely unpractical. This spiritual science adds an inner living power of thinking to ordinary abstract thinking. Yet this is not something we can arbitrarily add or neglect; it occurs because an organism is coming into being within man which did not exist in earlier times and of which only the first foundations have so far emerged. The way in which the blood circulates through man's limbs, his arms, legs, hands and feet, is continually changing. What we often call “nervousness” (a nervous state) nowadays is an expression of the fact that a higher condition is striving to make its way into man, but that he is unwilling to accept it because of its strangeness, and this produces a restlessness which will cease only when he makes the new consciousness his own. Thus we can visualize three further states of consciousness towards which man is making his way: a dulled dream life, waking, and a heightened state of waking. All the turmoil and upheaval which show themselves even in external conditions today are due to the fact that men are trying, for the most part quite unconsciously, to fight against something that is approaching humanity from the spiritual worlds. It is struggling to make its way especially into the human will. We shall have to understand—as nowadays we do not—that as soon as the spiritual comes into action, we pass at once into a sphere where a protest is uttered against natural laws. We shall also not properly understand the Mystery of Golgotha unless we can rise to the realization that the full import of that Mystery cannot be attained by our ordinary knowledge. To grasp its full meaning we have to develop a new faculty; we have to pass with right understanding beyond mere dreaming, which indicates a natural process, and penetrate to an understanding of the other side of being. It is from the side of the spirit that we have to acquire the elements of understanding adequate for future comprehension of the Mystery of Golgotha. What we must do is to set our experience of the present in this way between the past and the future, and so feel ourselves as a sort of bridge between them. Thus we shall increasingly achieve the understanding required for the use of spiritual truths alongside the natural. It is easy to understand our ordinary illusions, just because the things that are false are so uncommonly logical. We do not suspect that falsehood can be so logical. What could be more logical than to argue as follows: first observe how long it takes some particular geological stratum to reach a particular thickness, then, if we are dealing with another stratum, divide the smaller into the greater thickness and multiply it by the time taken by that stratum to form, and so reach the conclusion that some epoch, the Silurian or Devonian for instance, was twenty or 200 million years ago. The arithmetical calculation is quite correct and there is nothing to be said against it. It is only ordinary logic that is here deceiving us. This sort of logic always reminds me of the logic one of the greatest mathematicians of all times applied to his own life. When he had already reached a considerable age he suddenly became ill with some kind of lung trouble; and seeing that he had had a good deal to do with doctors, he had the idea of calculating how many tiny abscesses would have to be got rid of in order to shake off the lung trouble. His calculations about the further development of the illness showed him that it would take fifteen years, and then he would be cured. But ... he died two years later. That was the reality; the other was only logic. The same sort of thing applies to the relationship between reality in the Cosmos and our ordinary logic. Things are very easily proved by logic, and the logic is perfectly sound. It is just as sound as if we calculated as follows: Our heart goes through certain phases of development; in a definite period it will have reached a definite condition; then we calculate how long it would take to reach that condition and the answer is 300 years. Then we can calculate backwards 300 years and see what our heart looked like 300 years ago. Unfortunately we were not alive, at least as physical beings, 300 years ago, and we shall not be alive 300 years hence. Equally the Earth did not exist in those past ages that are worked out by the geologists. The destinies undergone by the Earth can be known only in spiritual terms. That is the distressing thing about modern science: it can prove so logically what is really an illusion, and its proofs tell us nothing about reality. Human beings today, though people do not realize it consciously because they refuse to be aware of it, are living with the unconscious fear that they are on the way to losing touch with truth. We can see this fear manifesting itself in various forms. Fundamentally, the people who base their philosophy of life on materialism are very ill at ease. They are always harassed by anxiety about the limits they have set themselves, for their cherished limits create appalling obstacles to living a fully human life. People already feel intuitively that if they have nothing more than the natural order to rely on, they cannot draw life from it; above all, that the ideas derived from this natural order cannot lead them to any genuine artistic and religious experience or ideas. We must always remember that our existing religious systems originated in the times when men were dependent on that deep sleep I have described for their understanding of the Cosmos. All our religious institutions derive from those times: the religious institutions, yes, but not the Mystery of Golgotha. That is independent of any religious view; it stands grasped by those conditions of consciousness that are still in course of preparation. For centuries now, even millennia, the religiously creative side of man has lain barren and the same is true of real artistic capacity. With rare exceptions we have to live on what we can get from various cultural revivals. We do not possess any original power of creation. But that is what is seeking to make its way into this age, and the general unrest typical of our civilization today is something like the birthpangs of a new age, a new age in the scientific and artistic spheres but also in the social, religious, and moral spheres. The future of mankind—that is what we must strive to take to heart. There has never been a time when humanity has been less disposed to listen to Initiation-knowledge and yet never a time when humanity has been in greater need of it. That is why I wished particularly to speak to you about the past, present and future of humanity from the point of view of the evolution of consciousness. Of course, in three lectures I could do it only in outline, but you can work out within your own hearts what I have told you. Because our consciousness lies closest to our own being, it is there that men can become most easily fruitful and be stirred towards spiritual experience. In order that present-day man may develop into a man of the future, what we need is not any materialistic experience but spiritual experience. Ever since we have been victims of abstract thinking and ideas, our inner habit is really such that anyone participating in our present culture must have the same sort of impression from any talk of the spirit as the simple old uncle in the story about the log. tables, and will interpret all the powerful evidence for the entry of the spiritual as if it were like the house-numbers of Europe. The analogy is a little far-fetched but if you remember what I have told you, you will understand what it means. Our normal attitude to life, or rather our ordinary judgments about life, penetrate into all our scientific thinking and produce there a philistinism and banality raised to the nth degree, even a moral hypocrisy claiming scientific validity. If there is any, even the slightest, sign of the entry of the spiritual, it is assumed to be something which intelligent human reason, according to this materialistic view, can only call “mad.” There is a good story, founded on fact, which also illustrates this attitude. At the beginning of the forties of the nineteenth century the old philosopher Schelling was called from Munich to Berlin. He had held his peace for several years, but a high reputation had preceded him. People looked forward to lectures on philosophy of a more positive kind, as opposed to those he himself called negative. Anyway, in these lectures at Berlin University he was to deal with the spiritual development of man, the essence of religion and the Mysteries, in a much deeper fashion than anyone had done hitherto. When Schelling began his lectures, the front rows were occupied by the most brilliant intelligences, the professors of various subjects, the heads of the teaching departments and the most distinguished representatives of spiritual life—certainly not mere callow students, who had to sit at the back. They were all waiting—as far as they were able to wait—to see what Schelling's great reputation would accomplish. As the lecture proceeded, the faces of the audience grew longer and longer. Schelling did in fact speak in a remarkable way about the spirit; just at the moment when materialism was reaching its climax and coming to its fullest flower, he spoke of the spirit. As he spoke, the faces grew appreciably longer because the audience had no idea what he was after. Trendelenburg, well-known later on as a philosopher, who was sitting in one of the front rows, said he thought he had understood a little, though most of it was beyond him; but he was not even sure he had understood that little! Then, some days later, two of the people who had been present at the lecture happened to meet. There had been a good deal of discussion among Schelling's hearers, and these two had taken part in it, wondering why on earth he had been called to Berlin, since not a word of what he had said was intelligible. But one of them now had the answer: Schelling's daughter had got engaged to the son of the Minister of Education! So everyone could understand why Schelling had been willing to come to Berlin. The whole thing was explained! It may seem strange to tell you these things, but I am obliged to talk to you in this way. For the form of thinking characteristic of the present day is so far removed from the sort of thinking proper to Anthroposophy, which is moreover not just a whim of ours but an absolute necessity for man's future unless he is to fall into decadence. Only this new form of spirituality will be able to experience fully the three stages of consciousness which will emerge in the future: namely, a damped-down dream-sleep, ordinary waking, and a heightened consciousness. Otherwise man will never be able to experience his humanity properly in future lives on Earth. For the gods wish out of present threefold man to form the threefold man of the future, as they have formed the present threefold man, the dreaming, sleeping and waking man, out of the former threefold man who dreamt in pictures, slept, and on waking experienced the after-effects of his sleep, and also slept deeply. In this present age of freedom, as I have so often explained to anthroposophists, we must resolve by our own free knowledge to live towards the goal laid down for us by the divine Powers of the world. If we do that we shall not only think, we shall above all feel, in the right way about the past, present and future. Then we shall also have the right will with regard to this life on Earth, in accordance with the divine-spiritual ordering of the world—from the past, through the present, into the future. This is what I wished to talk about, and with these words I will bring our studies to a close, not however without expressing a wish that tomorrow a discussion may begin here which will show that in the Anthroposophical Society some desire exists to promote a fully living consciousness in this Society of what man in his fullness is to be—the whole man who must be comprehended as including man of the past, man of the present, and man of the future. For these three are also one. What man has been in the past, what he is in the present, and what he is to be in the future, will embrace in face of the divine World-Order the whole being—anthropos. But in order to strive for this there must be an enthusiastic, heart-felt grasping of Anthroposophy to lead us to the true anthropos, the whole man, man in his fullness. |
273. The Problem of Faust: Spiritual Science Considered with the Classical Walpurgis-Night
28 Sep 1918, Dornach Translated by George Adams Rudolf Steiner |
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Yet relatively it is not particularly difficult to have this experience. If you follow up your dream life, you will certainly find it extraordinarily difficult to give a clear interpretation of your dream pictures. |
Thus, we carry the ideas, the images, of waking life into our dream-life, into the life of sleep, and through this dreams arise. Suppose, for instance, you were to dream of some personality who took it upon himself to impress upon you that you had done something really tactless—unfitting. |
One of these layers of consciousness appears, without any help of ours, when we dream in the ordinary way; if we are not interpreters of dreams, if we are not superstitious but try honestly to find what lies behind the dream-pictures, then this dream-world will be able to reveal that, before these earth-lives, as men we passed through earlier stages of evolution. |
273. The Problem of Faust: Spiritual Science Considered with the Classical Walpurgis-Night
28 Sep 1918, Dornach Translated by George Adams Rudolf Steiner |
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What yesterday I particularly wanted to make clear in connection with Goethe's is “Faust” was that more goes to the making of man's being than can be known or fathomed either by the understanding or by other forces of the human soul. Goethe himself felt deeply that the spiritual forces,that can be developed today in man's conscious life, cannot go so far as man by nature reaches. Those who believe that what is today called science needs only to be extended in order to know, to a certain measure, the possible and the impossible, simply say: It is true that, with what science offers today, one gains only a very limited knowledge of man. But this science will be widened, it will press on over further and further, and then we shall come increasingly near to the knowledge of man. This is a very short-sighted outlook and is untrue. Knowledge of man does not depend upon whether the scientific outlook accepted today extends more and more widely, but to our having recourse to forces and faculties for knowledge different from any of those applied by modern science. However far modern science may advance on its own lines, what Goethe felt to be unknowable within the being of man can, in no case, ever be penetrated by it. All science, my dear friends, all officially accepted science that deals with the spiritual, in reality relates only to earthly being—what has being on the earth-planet. What is called science today can never pronounce judgment on anything beyond the processes of the earth-planet. But man is not earthly man alone. As earth-man he has behind him the evolutions of Saturn, Sun and Moon, and within him is the germinal basis of the Jupiter, Venus and Vulcan evolutions. Science can know nothing of the different planetary life-forms beyond the earthly; for the laws of science apply only to what is earthly. Man in his entirety, therefore, cannot be known by these laws; he can only be know if knowledge, be extended beyond what is earthly. Now yesterday I pointed out how man exists in states of consciousness lying, as it were, both below and above the threshold of ordinary consciousness. Below the threshold of ordinary consciousness lies much from the regions of which dream experiences spring. But beneath this threshold of consciousness there also lies a very great deal of what a men experiences in waking, life, between waking and falling asleep. For even a little reflection will show you that men would know far more about their dreams if they exerted themselves to know a little more about waking. If they would make an effort to know something about being awake, they would find that, during this waking time, they do a great more dreaming then they suppose. The fixed and solid boundary between waking and sleeping is really only apparent. We might say that not only do men dream during their waking hours, they sleep too—sleep as regards a very great many things. As we all know, we are in a genuinely waking condition only as regards our ideas and part of our feelings, while the greater part of our life of feeling, and above all of our life of will, is wrapped in dreams and sleep. Sleep-life projects itself into waking life. We could be far clearer about dream-life, if we tried to perceive the distinction between those ideas that surge to and fro, evoking all kinds of images as they come and go, ideas that might easily be mistaken for dreams, and those other ideas, in which man is active with his whole will. Only in a small part of the whole world of human ideas does a man find that he uses his will to connect one idea with another; whereas, in his waking life, very often there are moments when he abandons himself to the flow and the caprice of his ideas. Consider how, when you give yourself up in this way to the flow of your ideas, one idea calls up another, how you recall things long forgotten. You begin with an idea which has to do with the present, and this evokes long-forgotten experiences. That is a process often not very distinct from dreaming. Because men have so little inner, technical thinking power, with which rightly to follow their daily waking life, few are able to set the right value on sleep-life and the dream-life arising from it. Nevertheless, my dear friends, we know there are scientifically conceived theories about dreams that maintain something like the following. Freud's school and others, mostly, though not all disciples of the psycho-analysts, say of dreams that they are images evoked in man by certain wishes in his life not having been fulfilled. A man goes throughout life wishing all kinds of things, but—say these people—it is undeniable that many of our wishes are not fulfilled. Then, when consciousness is dimmed, these wishes appear before the soul, and because they cannot be fulfilled in reality, they are fulfilled in idea. So that in the opinion of many people today dreams are wishes fulfilled in phantasy. I should like the people who maintain this just to consider how they manage to dream they have been beheaded. All such things, so often today forming the content of theories, are terribly one-sided. And men's heads are bound to be full of this one-sidedness unless they turn to the investigations of Spiritual Science—investigations into worlds unknown both to the external world of the senses and to external intellectual thinking, and yielding conclusions beyond the grasp of human senses or human intellect. From what was said yesterday, however, you can gather one thing concerning dreams with the utmost surety, namely, that in them something is living and weaving which is connected with our human past, with the past when we had an existence still associated with earth-fire and water-air. While unconscious in sleep, to a certain extent we call back our past. Today with our brain consciousness and our ordinary free-will, we are not in the position consciously to transport ourselves into that world. While passing through the earlier stages of our evolution we were indeed unconscious or subconscious. Yet relatively it is not particularly difficult to have this experience. If you follow up your dream life, you will certainly find it extraordinarily difficult to give a clear interpretation of your dream pictures. The way they follow one after another is generally completely chaotic. But this chaotic character is only superficial; below the surface man is living in an element that is by no means chaotic, it is merely different, totally different, from the experiences of waking life. We shall immediately see the profound difference if we are clear in just one case as to how far dream-life differs from waking life. It would be very unpleasant if our relations with other people were the same in waking life as they are in dreams. For in dreams we are aware of a bond uniting us with almost all those karmically connected with us; we experience a link with all the human beings with whom we have any karmic connection. From the moment you begin to fall asleep till you wake, a force goes forth from you to innumerable people, and from innumerable people forces come to you. I cannot say that you speak, for speaking is only learnt in waking day life, but if you will not misunderstand me, if you will apply what I am going to say to the communications we have in sleep, then you will know what I mean by saying: In sleep you speak to innumerable people and they speak to you. And what you experience in your soul during your sleep is imparted to you by innumerable people; and what you do during your sleep is to send thoughts to innumerable people. The union between men in sleep is very intimate. It would be highly distressing if this were continued into waking life. You see, it is the beneficent act of the Guardian of the Threshold that he hides from man what is beneath the level of human consciousness. In sleep, as a rule, you know if anyone is lying, you know as a rule if anyone has evil thoughts about you. On the whole, men know one another in sleep comparatively well, but with dimmed consciousness. That is all covered up in waking consciousness, and it must be so, for the simple reason that man would never attain the ego-conscious thinking he is to learn during his earth-mission, nor be able to manage the free will he is to acquire, if he were to continue to live as he lived during the periods of Saturn, Sun, and especially the Moon period. Then, in his external life, he lived as he now lives from falling asleep to waking. But now we come to something else significant. Out of the unconscious life between falling asleep and waking, dreams emerge. Why then are they not a true picture of life below the threshold of consciousness? Ah! were these dreams direct and true reflections, they would be every possible thing. In the first place they would impart significant knowledge concerning our relation to the world and to men; they would also be stern monitors. They would speak dreadfully severely to our conscience about the various things in life about which we are so willing to give ourselves up to illusion. I might almost say that we are protected from the effect these dreams might have upon us if they were true reflections of life below the threshold of consciousness—we are protected by our waking life permeating us with forces so strongly that a shadow is cast over the whole life of dreams. Thus, we carry the ideas, the images, of waking life into our dream-life, into the life of sleep, and through this dreams arise. Suppose, for instance, you were to dream of some personality who took it upon himself to impress upon you that you had done something really tactless—unfitting. That happens sometimes. Others, too, might admonish us during sleep, and might speak to our conscience. The experiences and customs of waking life have given you the wish—I might even say the strong desire—not to listen to this; during sleep you don't want to hear anything this person says to you. Well then, the wish is transformed into a darkening of experience. But if at the same time, there is such intense activity of the soul that the picture surges up, then something else from waking life is superimposed upon what you were to have experienced as a picture, something said by a kind friend to whom you would rather listen than to the admonisher—What a splendid fellow you are, always ready to will and do what is best and most pleasant!—Sometimes, from waking life and its reminiscences, the very opposite can be hung over what is being experienced. Actually, waking life is the cause of all the illusions and deceptions arising during the life of dreams. Furthermore it is possible for a man today, in the present cycle of evolution, to come to a knowledge of Spiritual Science. There are, I know, many who do so and say: I have been studying Spiritual Science for many years, and yet am no whit advanced. I am told that I can achieve this or that through Spiritual Science, but it does not help me forward.—I have often emphasized that this thought is not the right one. Spiritual Science brings progress to everyone, even when it does not develop an esoteric life. The thoughts of Spiritual Science on themselves bring progress. But we must be careful about subjective experiences that take place really in the soul, for it is strange that what springs up as new, in the path of anyone beginning to study Spiritual Science, in its picture character is, at first, no different from the world of dreams. What we experience, my dear friends, when we become anthroposophists, appears to differ very little from the world of dreams. But a more subtle differentiation shows a most important distinction between ordinary dreams and those perceptions that flow through spiritual life, when consciously admitted into thought. Much that is chaotic may also appear in the dream-pictures experienced in the soul of a spiritual scientist. But if these pictures are analysed according to the guidance Spiritual Science can give, they will be found to become, especially as they progress ever truer reflections of man's inner experience. And we must pay heed to this layer of experience, hidden as it is from ordinary understanding and from the ordinary life of the senses. This experience runs its course like a meditation, a meditative dream, yet is full of meaning and, rightly regarded, throws much light on spiritual secrets. We must mark how it gradually creeps into the life of ordinary ideas—this layer of life that closely resembles dreams, but that can lead us into the spiritual world. But we must not merely look at its single pictures, we must look at the meaningful course these pictures take. If we pay attention to such things, we come to the differentiation of the three layers of consciousness which I showed you yesterday. Goethe divined it in a beautiful way. One of these layers of consciousness appears, without any help of ours, when we dream in the ordinary way; if we are not interpreters of dreams, if we are not superstitious but try honestly to find what lies behind the dream-pictures, then this dream-world will be able to reveal that, before these earth-lives, as men we passed through earlier stages of evolution. And then we have the ordinary waking day consciousness we know, or at least think we know. We know the fact of its existence, we do not always venture to explain it fully but we know it exists. The third layer is where supersensible knowledge enters in. For the reasons already mentioned, supersensible knowledge is of course something for which man has to strive, both now and into the future. I pointed out to you yesterday how, in the first half of the scene in the scene in the second part of Faust, which we are now to consider, Goethe embodies the characteristic features of dream-life. And the moment the Oread begins to speak to Mephistopheles, and the philosophers appear, we have to do with the world of ordinary daytime reality. The moment the Dryads point out the Phorkyads to Mephistopheles, we are dealing with a reference to conscious supersensible knowledge. Goethe is directing his thoughts and ideas to the three layers of consciousness when he asks himself the question: How will Homunculus, to whom human knowledge is accessible, become a Homo?—Not through the ordinary knowledge of the understanding of the senses, but only by having recourse to other layers of consciousness. For man in his being is wider than the earth, and intelligence and the senses are adapted only to earthly things. But we explained yesterday how the equilibrium of the Sphinx fails when man plunges into the world of antiquity, how man really feels insecure in it, how Homunculus feels himself insecure. For man knows little more about himself—forgive me but this is true—he knows little more about himself than he does about a Homunculus; and about a Homo he knows nothing. And Homunculus, as Goethe pictures him, does not enter into all the whirl of the Sirens, the Seismos, and so on, because he is afraid of the stormy, surging element into which man dives when he forsakes the world of the senses to enter the world from which dreams arise. Homunculus does not dare to enter there, but wants to find an easier way to become Homo. He is on the track of two philosophers, Anaxagoras and Thales, from whom he hopes to learn how it is possible to put more into his human nature that can't be given him in a laboratoryby a Wagner. This is what he wants. We already know that Goethe had little hope of what could be experienced through the new philosophers, and had no wish at all to test people's patience by, perhaps, taking Homunculus to Königsberg to get information from Kant on how to become a complete human being, how to widen human nature. But Goethe sought to live himself into the world of the Greeks, believing that by so living in their more pliable and flexible ideas, he could grasp human life out of another layer of consciousness better than through what the more recent philosophers could produce out of understanding and the consciousness of the senses. Thus, he does not introduce Homunculus into the society of Kant, or of Leibnitz, Hume or Locke, but brings him into the company of those philosophers who came nearer the older outlook, the outlook of the ancient Mysteries, where something of man's nature could be known, if not with such clearly experienced consciousness as today, yet with a more all-embracing consciousness. But, at heart, Anaxagoras and Thales our only imitators of the old Mystery wisdom. Everything said by Anaxagoras in this scene, however, goes to show that it is he who has the more knowledge of ancient Mystery wisdom. Thales is really the inaugurator, the initiator, the beginner, of the new tendency in science, and knows but little of the old secrets. Naturally he knows more than his later philistine followers because he lived nearer the time of the ancient Mysteries, but he knows less than Anaxagoras. From what he says we can gather that Thales can only give information about what occurs in the world of the senses around him, how mountain ranges and such physical features were formed by slow and gradual processes. You might think it was Lyell, the modern geologist, speaking. Anaxagoras would explain the present out of the past, explain the earthly from what went before, when earth was not yet earth. He wants to find his explanation in those times to which, in their nature, the ants, the comets, and also the Pigmies belonged. I referred to this yesterday. Anaxagoras lives entirely in that world which today is a supersensible, or if you like, subsensible world, without knowledge of which, however, we cannot understand what has to do with the senses. Anaxagoras here reflects one of Goethe's deep convictions. For Goethe has put this point beautifully into one of his aphorisms, where he says: “What no longer arises, we cannot think of as arising. What has already arisen, we cannot understand”. And in another place: “Reason as applied to what is becoming, understanding to what has become”. What Thales sees around him is what has become. Anaxagoras enters into all that has gone before the becoming—the actual arising. Hence Goethe distinguishes strictly between understanding that is directed to what is nowadays regarded as the object of science, and reason that extends beyond the obvious and intellectual, to the supersensible, even the supersensible that held sway before the existing conditions of the earth. In Anaxagoras, Goethe sees the representative of a knowledge, a science, that devotes itself to what is still coming into being, and is at home and all that is done by Pigmies, that is to say, at home in all that such beings do that certainly today develop a physical existence, but like the emmets, for example, really belonged by nature to a previous age. So when Anaxagoras meets with Homunculus' request, he would like to give him the opportunity to enrich human nature through his own (Anaxagoras') knowledge; he wants to take Homunculus into the world of the Pigmies, the emmets, and so forth, and even wants to make him king there. It is already clear to Anaxagoras that the world of which Thales speaks, the world of present conditions, cannot be much help in changing Homunculus into Homo. Could entrance be made into the world of becoming, however, into the world preceding ours, something might be achieved towards that end. But Homunculus is undecided: “What says my Thales?” He still thinks he will not venture into that world. When he encountered it as a dream-world, he dared not enter it, and now it confronts him as the thought of Anaxagoras he still does not summon up sufficient courage, or at least he would first have Thales' advice. And Thales deters him from plunging into the world of Anaxagoras' thought. What kind of world is this? Fundamentally, it is the world of the ancient Mysteries, but flattened, levelled down, for human understanding. It is the shadow form of the concepts of the ancient Mysteries. That is why they cannot hold their own against the world. If we have real, living concepts of becoming, we can arrive at an understanding of this world—grow into it. But Anaxagoras' shadow concepts are no match for Thales' objections, for these come from the present sense-world. And just as fleeting dreams, that are reflections of higher spiritual worlds, fade away from man when a cock crows or a door slams, so everything in the thought-world of Anaxagoras fades when it meets other thoughts drawn from the present world of the senses. Thales has only to draw attention to the presence of the sense-world, and he does this very forcibly. As the present world kills the preceding world that arises before us in dreams, so do the cranes strike dead the Pigmies and the emmets. This is merely an image. Anaxagoras first turns to the world that re-appears in the vague experience of dreams. When he is obliged to realise that this world will be of no advantage to Homunculus, he then turns to the higher world. To begin with, in wonderful words, he invokes among heavenly phenomena, all that has remained of a previous period of he earth—he invokes the Moon. After he has widened his thoughts and ideas concerning what is left over from the Moon period—emmets, pigmies, creatures of a lower kind, and all this has proved useless to Homunculus, he looks upward to where the Moon has still remained from the old Moon period. Think how clearly in this scene Goethe actually points to all these secrets lying at the basis of earthly evolution. He even makes Anaxagoras address an invocation to the Moon, out of the ancient Mystery-wisdom. It is a wonderful passage in which Anaxagoras turns toward the Moon. It shows most distinctly how, in Anaxagoras, Goethe was wishing to portray a personality standing within the spiritual world but only with his understanding, the understanding that only studying the present can never reach the spiritual at all, but, in Anaxagoras, still preserves the spiritual out of the old Mysteries. Anaxagoras says:
But he has still only shadows; instead of achieving anything for Homunculus, he perceives how from the Moon desolation falls upon the earth, and how all the life still left there is destroyed by a phenomenon of the elements. As being characteristic of Anaxagoras it is significant that he addresses the Moon, this remnant of a previous period of the earth, as “Luna, Diana, Hecate ...” For Anaxagoras, therefore, the Moon is not a unity but a trinity. In so far as it fulfils its course above in the heavens, it is Luna. In so far as it is active in the earth itself, it is Diana. The forces working cosmically through the Moon as it circles the heavens, have—one might say—for brothers and sisters the earthly forces; the Moon is not only present cosmically, it exists also in an earthly way. The same forces that are cosmically associated with the circling Moon in the heavens, also live and weave through what is earthly, and belong to significant subconscious forces in man. They work in man's nature and belong to forces in him that are subconscious but important. What works within the earth through man having a certain relation to Nature out of his subconscious, that never comes to complete consciousness, was called by the Greeks Diana. Diana is generally said to be the goddess of the chase. Certainly she is that too, because this subconscious holds sway in the pleasures of the chase; it does so, however, in countless other human feelings and will-impulses. Diana is not only goddess of the chase, she is the working, creating goddess of all half unconscious, half subconscious striving, such as is gratified in hunting. Man does much of this kind in life, and this is one of the ways. Then there dwells in man, but also especially in the earth, a third figure, the figure of Hecate, the sub-earthly state of the Moon. It is from within the earth, from what is sub-earthly in it, that those forces work upwards, which—so far as the Moon is a heavenly body, work in her from above downwards. All that the man of today knows of this Moon is the abstract mineral ball he believes to revolve out there, round the earth in four weeks. The Greeks knew a threefold Moon—Luna, Diana, Hecate. And being a microcosm is an image of every trinity, and image of Luna, Diana, Hecate, as the threefold Moon. And we have learnt to know the threefold man. We know the man of the head; this man of the head, since he is the product of the periods of Saturn, Sun, and Moon, the product of all previous ages, can be brought into relation with the heavenly survival, with Luna. So that the head in man would, as a microcosm, correspond to the macrocosm Luna. The man of the centre, the breast, would correspond to Diana; it is in the heart that those subconscious impulses arise of which Diana is the goddess. And all that plays out of the extremity-man and is continued into the sex-man, all the dark, purely organic, bodily feelings and impulses, prevailing in the human being, come from the sub-earthly power of Hecate. And Goethe lets all this sound forth, making it all quite clear for those who wish to hear. To the realm of Hecate belongs, for instance, Empusa who appears in this scene among the Lamiae around Mephistopheles. The Lamiae express rather what belongs to Diana, whereas, in Empusa, all that belongs to the sub-earthly is working, all that dwells microcosmically in the lower nature of man, and is to be awakened in Mephistopheles. This is what Goethe makes ring out for us. Anaxagoras wishes to show his science to better advantage than he did when alluding to the earthly, to earthly survivals, to the emmets, his myrmidons as he calls them. He turns to the threefold Moon that as macrocosm is the same as man as microcosm. And we ask: Had Goethe a presentiment that, in the threefold Moon, the head-man, chest-man, and limb-man were microcosmically present? Well, my dear friends, read the following lines:
Here you have, fully expressed by Goethe and made obvious by his description of the middle one as “breast-widener”, the three qualities of Luna, Diana, and Hecate, in so far as these three also apply to threefold man. You see, my dear friends, there are good grounds for maintaining that Goethe's foreseeing knowledge penetrated deeply in the truths on Spiritual Science. What, however, is written in a work like Goethe's Faust has to be taken in its true character. It when you consider Goethe's characteristic attitude with its foreseeing perception of the truths of Spiritual Science, that you can understand how in a certain sense he repeatedly felt the spiritual, the supersensible—but never the less as something uncanny. As I said yesterday, he lived within his northern world, and felt in sympathy with what this environment offered him in the way on ideas and concepts. However great a genius a man may be, he con only have the same concepts as his fellows; he can combine them differently but he cannot have different concepts. The two layers of consciousness, the subconscious and the superconscious, cannot be approached in this way. The ordinary philistine, my dear friends, can make nothing of all this, and is glad if he is not obliged to deal with the other layers of consciousness. But Goethe, who strove with every fibre of his soul, to penetrate the being of man, often felt it a grievous human limitation that he should have no ideas, no concepts, with which he could see into the would whence man arises, into which, however, no one can look with his understanding or his ordinary knowledge. And then, from all he had felt through his natural ability, or that he had experienced in other ways, and through what he had particularly noticed in Grecian art in Italy, there arose in Goethe the thought that, were man to steep himself in the ideas and life of Greece, he would come nearer to the supersensible than with modern ideas. This was so deeply rooted in Goethe that, from the year 1780 onwards he continually strove to make his ideas as supple as were those of the Greeks. He hoped in this way to reach the supersensible world. But what arose out of this? There arose his strenuous endeavour to come to knowledge of the supersensible world not from the outlook of Greek life, but by gaining ideas through which he would be able to grasp the supersensible world in the life of soul. It is interesting how, while he was writing this scene, Goethe was steeping himself in everything possible to bring Greek life vividly before his soul. Today we are no nearer to Greek life than men were in Goethe's days. And yet such a work as Schlosser's Universal Survey of the History of the Ancient World and its Culture, published in 1826, and immediately read by Goethe among many other works transplanting him into the life of Greece, enabled him, by his sympathetic attitude towards Greek life, to bring it vividly before his soul. But what idea had he in all this? Just think! he writes: We are called upon to look back on what is most universal, but utterly past, in ancient history—what cannot be brought back; and from there to let the different peoples gradually surge up beneath out gaze. In the last twenty years of the eighteenth century during which these scenes of Faust were being created, Goethe occupied himself intensively with studies that should bring vividly before his spirit the far distant past and show him how it flows into the present. Goethe is not one of those who make poems by a turn of the hand; he plunges deeply into the world leading to the supersensible, so that as a poet he can give tidings of it. And his belief in the Greek world changed to a certain extent his way of representation. Because in his very soul he sought Greek life, the concept of truth, the concept of good, drew near the concept of beauty. And the concept of evil approached the concept of ugliness. That is difficult for present-day man to understand. In Greek thought it was different. Cosmos is a word meaning beautiful world-order, as well as true world-order. Today men no longer think, as did the Greeks, that beauty is so closely allied to truth, and ugliness to evil. For the Greeks, beauty melted into truth, ugliness into error and evil. Through his attitude to the Greek world Goethe acquired the feeling that anyone organised like the Greeks, who stood in such close relation to the supersensible world, would experience the untrue and evil as ugly, and would turn away from this because of his experience of beauty, while he would feel truth to be beautiful. This feeling was developed by Goethe. And he believed he might perhaps draw nearer the supersensible by saturating himself with feeling for the beauty of the world. But just as one can only know light by its shadow, one must also be saturated with feeling for the ugliness of the world. And that too Goethe sought. For this reason he sets Mephistopheles, who is of course only another side of Faust's life, among the prototypes of gliness, the Phorkyads, who are in very truth the prototypes of what is hideous. And in so doing, my dear friends, Goethe touches on a great mystery of existence. You will have realised, from the lectures I have given here from time to time, that even today there are people in possession of certain secrets. Particularly the leaders of Roman Catholicism, for example, the leaders, are in possession of certain secrets. What matters is how these secrets are used. But certain initiates of the English-speaking peoples are also acquainted with mysteries. Out of a profound misunderstanding, does not only the Roman Church—that is, its leaders—keep these secrets from its adherents, but certain esoteric initiates of the English-speaking peoples do the same. They have various reasons for this, and of one of these I will now speak. You see, my dear friends, the earth has a past, the periods of Saturn, Sun and Moon; it has a present, the earth-period; it has a future, the periods of Jupiter, Venus, Vulcan. In evolution there is both good and evil. Out of the cosmos, out of cosmic evolution, good can only be recognised from the past, from the periods of Saturn, Sun and Moon, and half the earth-period. Wisdom and goodness are associated, in this looking back into the past. Wisdom and goodness were implanted into human nature by those members of the higher hierarchies who belong to man, at a time when this human nature was not yet awakened to full consciousness, as it is on the earth. For the coming time, the Jupiter, Venus and Vulcan periods, and at present on the earth, for the coming half of the earth-period—it is already beginning—man must preserve goodness if he wishes to attain it; he must develop the impulse for goodness out of his own nature. For in his environment,in what is new that approaches him, the forces of evil are revealed. Were these forces for evil not revealed, man could not arrive at free-will. And those initiates to whom I refer know this important secret, my dear friends, and will not impart it because they do not wish to help mankind to maturity. They know this secret. If what arose as human nature on ancient Saturn, Sun and Moon, and still continues further—if what was evolved for us men on Saturn, and possesses a past, were to arise now out of earth-conditions, it would be fundamentally evil, it would only be able to absorb evil. It is only possible to receive evil from external conditions. That man can acquire freedom of will is due to this exposure to evil and his being able to choose between the evil that approaches him, and the good he can develop out of his own nature. This is if he has confidence in what was planted there in previous ages. Hence these initiates say to those wishing to be initiated: There are three layers of consciousness, (that is the formula always used in these English-speaking schools os initiation) three layers of consciousness. When a man plunges into the subconscious, from which dreams spring up, he experiences an intimate relation with other beings (I have described this to you before) also with other men; these beings do not appear in the present world. When, as is the case today, man is living in his day-consciousness in the perceptible, rational world, he is in the world where he goes through birth and death. And when he raises himself to the world—that he will enter as physical man in the future—to which he attains through supersensible knowledge, then that is the world where he first experiences evil. For it is then that a man must find strength to be a match for evil, to hold his own against it. He must learn to know evil. The natural consequence of this is the necessity for men of the present to shed light on the past, so that they may be prepared for the inevitable encounter with evil; and this can be done only through Spiritual Science. To these three layers of consciousness, the initiates of the English-speaking peoples continually draw attention. This will be the basis of that conflict that is of the utmost importance, though the present age has little external knowledge of it. This conflict will be between those who want what is a necessity to take place, and secrets of this kind to be imparted, and those who wish to keep mankind in immaturity. So far the latter have had the upper hand. It is most important that these things should be known. You can see from this, my dear friends, what mischief will be set on foot if the truths of Spiritual Science are withheld. For man will be exposed to the forces of evil, and he will only be protected from it by giving himself up to the spiritual life of the good. To withhold the spiritual life of goodness from men is to be no friend to humanity. Whoever does this, be he Freemason or Jesuit, is no friend to humanity. For it means handing men over to the forces of evil. And there may be a purpose in doing so. This purpose may be to confine goodness to a small circle, in order by the help of this goodness to dominate the helpless humanity who are thus led by evil into the follies of life. You can imagine, my dear friends, that anyone like Goethe, who has a presentiment of all these things, will have some hesitation in approaching them. From many things I have said in your presence about Goethe's particular kind of spirituality, you will be able to form a concept of how he would approach these subtle, but world-shattering matters with only really relevant ideas. Hence, in conceiving his Faust, he did not wish to be thought that man, wanting to make progress in culture, must fearlessly expose himself to the forces of evil; instead, he clothes this too, in Greek ideas, by confronting Mephistopheles with primeval ugliness, with the trinity of Phorkyads, the three prototypes of ugliness. Instead of pointing men unreservedly to the reality of evil, as Spiritual Science must do, Goethe points to the reality of ugliness as contrasted with beauty. Hence the characteristic behaviour of Mephistopheles towards the Phorkyads. Had Mephistopheles remained in his northern home, that is to say in a world that has certainly advanced beyond that of the Greeks in the world-order, he would have been obliged to meet with the bitter, but essential world, from which future evil flows. Instead of this, Goethe makes him meet in the world of antiquity the prototypes of ugliness, the Phorkyads. So that he places him, as it were, in prehistoric times before the history of evil. By employing Greek concepts, he places most solemn truth before men in a way that could still arouse their sympathy. And here too Goethe shows his deep knowledge of the matter. We know—you may read this in my Occult Science—that the future is in a sense the reproduction of the past on a higher level. Jupiter is a kind of repetition of the Moon; Venus of the Sun; and Vulcan of Saturn. On a higher level, the earlier appears in the later. It is the same as regards evil. Evil appears in order that man may develop goodness out of his own nature with all possible strength. But this evil will show distorted pictures, caricatures, of the forms of the primeval age. You see, what we now are is largely because we are constructed symmetrically, the left-man and the right-man working together. Physicists and physiologists wonder why it is we have two eyes, what use we have for two eyes. If they knew why we have two hands, and of what use they are to us, they would also know why we have two eyes and of what use these are. If, for instance, we could not touch the left hand with the right, we could never arrive at ego-consciousness. By being able to grasp the right-man with the left, by gaining knowledge of the right-man by means of the left, we arrive at consciousness of ourselves, at consciousness of the presence of the ego. To look at an object a man must have more than one eye. If, by birth or accident, he has only one eye, that does not matter: it is not the external apparatus but the faculty, the forces, that are of importance. When we look at a man the axes of the eyes are crossed. In this way the ego is associated with sight; through the crossing the left direction is associated with the right. And the farther we go back the closer is the relation, in common with the consciousness. This is why Goethe gives the three Phorkyads one eye and one tooth between them, a representation that shows his deep knowledge. Thus the three have but one eye and one tooth. This implies that the senses are not meant to be working together, they are still isolated from one another. On the one hand relationship is expressed, on the other we are told that the elements are not yet working in collaboration, that what arises through the right-man and the left-man cannot yet appear. Thus accurately does Goethe express what he wishes to say, and he suggests infinitely much. Now, if you think over what you know from Occult Science namely, that the present bi-sexual-sexual human being has sprung from the uni-sexual being, and that male and female have only been developed in the course of evolution, you will see that a retrograde evolution takes place when Mephistopheles meets with evil in the form of ugliness, joins with it in going with the Phorkyads: “Done! here stand I” (after he has thrown in his lot with the Phorkyads) ...
To which Mephistopheles replies:
He becomes ‘hermaphrodite’ when it is intended to show the condition preceding the bi-sexual, the condition to which I have just referred. Truly Goethe gives his descriptions from inside knowledge! In this scene we may recognise how deeply he had divined and entered into the truths of Spiritual Science. Now, remember now not long ago I said that no one can ever arrive at a satisfying conception of the world who, misled by what man is now, what he has of necessity to be, comes on the one hand to abstract ideals, ideals having no forces. (Forces such as those in nature that cannot fit into the physical world-order, but have to disperse like mist when the earth reaches her goal, that is, her grave). No one can find a satisfying world-outlook who is either an abstract idealist of this kind, or a materialist. As I said, man must be both. He must be able to rise to ideas in conformity with the age in which he lives, and also look at material things in a material way and form materialistic ideas about them. Thus, he must be able to form both a materialistic and an idealistic conception of the world, and not set up a unity with abstract concepts. Having on the one hand scientific concepts, on the other idealistic concepts, we must then let them interpenetrate each other just as spirit and matter do. As I have told you, in processes of cognition the ideal must permeate and illumine the material, the material must permeate and illumine the ideal. And Goethe found this out. It occurred to him how one-sided it is when, in abstract concepts, men seek a world-outlook inclining more to matter or more to spirit. Hence he was drawn to seek his world-conception not in abstract ideas but in a different way. And this he describes as follows:
Now, can anyone express more clearly that he is neither idealist nor realist, but both idealist and realist, letting the two world-outlooks play into one another. Goethe seeks to approach the world from the most diverse directions, and to come to truth by means of mutually reflected concepts. Thus, in Goethe's impulses there is already concealed the way that must be taken by Spiritual Science in order to lead mankind towards the future—the health-giving future. One would like, my dear friends, what Goethe began to be continued; but then it would be essential for such works as Faust to be really read. Man has, however, more or less lost the habit of reading. At best, men would say when they read:
Oh! poetry. Then there is no need to go deeper into it, no need to meditate over every word! Thus men console themselves today when offered anything they are not actually bound to believe; for they like to take things superficially. But the universe does not permit that. When you consider the deep truth I have just shown in connection with the meeting of Mephistopheles with the Phorkyads—a truth that has been preserved in many occult schools of the present day—then you have the opportunity of understanding, together with much else that enables you to realise it, the intense seriousness of our striving after Spiritual Science, the seriousness that must underlie our endeavours. It may be said that there sometimes escapes, half consciously, from those who have come into contact with what is essential for man in the future, an pious ejaculation, like Nietzsche's, in his Midnight Song: “The world is deep, Yea, deeper than the day e'er dreamed”. We must indeed say that the day gives man day-consciousness; but, so long as he clings only to what the day brings, man of himself becomes simply Homunculus, not Homo. For “the world is deep, yea, deeper than the day e'er dreamed”. And since Goethe does not wish to lead Faust into merely what the day brings, but into all that conceals the eternal, he has to let him take his way in the company of Homunculus, and of Mephistopheles who confronts the supersensible. Goethe thought he could do this by steeping himself in Greek ideas, and by bringing them to life within himself. |