72. Spiritual Scientific Results of the Idea of Freedom and the Social-Moral Life
30 Nov 1917, Bern Rudolf Steiner |
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What lives in the dream is also that which works into our future. However, the images that the human being experiences in dream have nothing to do with that reality forming the basis of dreams. Hence, the spiritual researcher never considers the dream in such a way that he disregards the following: if anybody dreams anything, a spiritual fact forms the basis of the dream, but the dream images may be quite different. A human being can experience the same as another in dream; but he can tell the dream quite different because his dream images have quite different meaning. |
72. Spiritual Scientific Results of the Idea of Freedom and the Social-Moral Life
30 Nov 1917, Bern Rudolf Steiner |
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Somebody who hears something about anthroposophy forms an opinion very often from this or that which he hears about the matter, that he has to deal with a sect or something similar. In particular since the building has been tackled in Dornach, one has considered this building and spiritual science stereotypically as a sectarian movement. It is hard to cope with such prejudices. I would almost like to say, the more one combats them, with the bigger fierceness they appear and the more they find belief. Today I would only like to note that the bases of spiritual science do not have anything to do with a sectarian trend or purpose. This spiritual science has not developed from any religious impulse, but it takes the point of view that that which it intends is a necessary attempt of our time, just considering the great achievements of scientific thinking. If one proves the scientific thinking proves more precisely, it seems to be incapable to tackle the riddles of humanity concerning the area of the spirit. A historical necessity is that beside these natural sciences with the same seriousness spiritual-scientific research places itself in the recent time. Well, I only wanted to point to the fact that someone who pursues the origin of the spiritual-scientific attempts detects that it has originated in straight development from demands that the really understood natural sciences themselves put. However, going more into such requirement, as we have discussed it the day before yesterday here, it becomes apparent that this scientific direction must be insufficient by that with which it has become great just for the questions of the moral-social life I want to treat today. One often hears from this or that side: that what natural sciences have performed must be also made fruitful for the consideration of the moral ideas. I would like to take my starting point from something that one hears very often. Today the judgement of the human beings is challenged by the tragic, catastrophic events that concern the whole humanity in manifold way. The one needs, because of his position and occupation, to form an opinion about this or that what the sad events bring; the other will do it out of the sympathy with the destiny of the whole humanity. Just from these drastic events, it became necessary to some people to form an opinion about the social life of humanity. There one hears very often: what can one think about this and that? How has one to judge these or those things under the influence of the today's sad events? Then one hears as answer: history teaches this and that. History is, in the end, nothing but the enumeration of that what the human beings believe to know about the course of events of the social life up to now. History is understandably that for many people from which they want to form their opinion. Someone who experiences the events of our time with heart and head has to say to himself that these events do not have that effect on many people that they have to learn something quite new that they need in many respects not to stop at the opinions which they had four, five years ago. Someone who stands wholeheartedly in these events has to retrain. This is maybe just one of the saddest symptoms that most people have not yet realised that they must retrain, although these sad events take place for so long time that they believe that they can just still judge certain things as well as four or five years ago. Just the signs of the times could teach much in this respect. I would like to bring in an example of our time and another of the past. Those who deal with contemporary history know that so-called experts believed to be able to forecast when this war broke out that it could last no longer than for four to six months on account of the general economic and social conditions. In which way the events themselves have disproved such an apparently appropriate judgement! However, one is not yet inclined to say to himself, such appropriate judgements have been disproved, and one has to retrain. In such things, one has to retrain.—One must not simply stop at the prejudice that history teaches this and that. History has taught that the war could last no longer than for four to six months; but reality has taught how little history is applicable to reality! Another example is: in 1789, Schiller (1759-1805) as professor of history held his inaugural speech What Is and to What Purpose Does One Study Universal History?. In this speech, he said the following: the European community of states seems to have changed into a big family; the housemates may be hostile to each other, but they do no longer tear each other to pieces as I hope.—Somebody pronounced that sentence who attempted to penetrate with ingenuity into that what history teaches. He said this, briefly before the French Revolution broke out with everything that it had as result. Well, if one even envisages longer periods which followed—how does Schiller's quotation look? Something has to follow from that what today the signs of the times teach. This is that one learns something really from them. What forms the basis of the sentence that history teaches this?—Above all, one has to be clear in his mind that one cannot judge life after outer symptoms. Spiritual science just wants this: penetrating away from the surface into the deeper undergrounds of life. The scientific way of thinking has originated from the habitual ways of thinking of the last centuries. This is the expression of these impulses of thought. Not only the scientific thinking, but any thinking of humanity was involved in these habitual ways of thinking, so that these habitual ways of thinking work beneficially not only in natural sciences, but that they have also to work in other areas of life. One may say, one has taken great pains to bring also that what has made natural sciences great, as line of thought into other areas of the human life. Today the sociological moral impulses should mainly occupy us. Nevertheless, the impulses have worked different there. That who can pursue the contemporary history in deeper sense knows how intimately the effects of those impulses are associated with the catastrophic events in which we live today. Excellent thinkers have attempted to transfer the scientific way of thinking to the sociological field. I would like to mention one example of many. The great English philosopher Herbert Spencer (1820-1901) tried to apply biological concepts to the social living together. The concept of development has been applied to everything. Rightly, it has been applied also to the life of human beings. Herbert Spencer said, one realises development in the life of the animals, of the human being; the single living being originates from the zygote and then forms the so-called ectoderm, mesoderm, and endoderm. The different organs develop from these three cell layers. Spencer now tries to apply this way of grasping a scientific process to the historical-social life, too. He transfers all those organic systems that belong to the ectoderm to the work of those human beings who belong to the military class; the human beings of the working class develop from the social endoderm, and those human beings who merchandise develop from the mesoderm. Then it is only logical if the great philosopher Spencer says, because from the ectoderm the nervous system and the brain develop, the best develops from the social ectoderm.—Of course, I will not defer to this hawkish view of the philosopher Spencer; if he says, the ruling circles of any state would have to arise necessarily from the military class because, otherwise, the state would have no nervous system, no head system. This only as an example of directly transferring the scientific way of thinking to the social-historical life. Someone who has a feeling for such things will realise that all these attempts show only that one cannot at all approach that which is effective in the social life with such scientific mental pictures. Why is that? I have now to take my starting point from something that is far away and then to lead our considerations to the moral-social field. Spiritual science has just to fetch many a thing that is far away. I would like to point out at first that people are little inclined to involve the whole life in their knowledge. What is involved in their knowledge is the wake day life. From the spiritual-scientific viewpoint one has to stress that the whole life consists of that which the human being experiences in the wake day life, and of that which positions itself in this life during sleep and dream, in which chaotic pictures surge up and down. One has formed the strangest views concerning the scientific images of sleeping and dreaming. It would be very interesting once to go into that, too. Nevertheless, I must be brief concerning these things that I would like to adduce briefly. Above all one has rather strange mental pictures of sleep. I have to bring this to your attention. Today one is also convinced as a scientist that sleep originates from tiredness that the human being is just tired and then sleep has to come. Everybody can convince himself of the opposite if he observes a pensioner who anyhow visits a concert or a talk and falls asleep after few minutes that he does not at all fall asleep because of tiredness, but because there quite different reasons must exist. Someone who more exactly investigates these things notices that tiredness originates more likely by sleep than sleep by tiredness. Sleeping and waking are a rhythm of life; they must alternate because one is as necessary as the other is. I would not like to characterise this life rhythm further; but it is important that spiritual science has really to pursue this other side, the sleep with the dreams, and on the other side to note that sleep and dream extend more in the human life than one normally assumes. Spiritual science does not at all want to take over old superstitious prejudices, for example, that dreams have any prophetic meaning for something future. However, in such old superstition a reasonable core is contained sometimes. However, one has to understand it not in such a way as one normally considers it. Recently I have pointed out in a cycle of talks how spiritual science has to envisage the problem of sleep, of dream. Against that, one has argued from psychoanalytic side that spiritual science speaks of a certain higher knowledge that one can probably compare concerning its strength with the dream images present in the consciousness that, however, psychoanalysis does the proper thing in this respect. Since it uses the dreams for investigating the human nature only in such a way that it regards the dreams, the so-called subconsciousness, only as symbolic; while , for example, I as a representative of spiritual science regard that what appears, otherwise, in the subconsciousness as real. This is a big misunderstanding. Since it will occur to no spiritual scientist to regard the immediate contents of the dream even as symbolic. Spiritual science considers the contents of the dream not as reality, but it even shows that the contents of the dream do not have any real meaning. Against it, it says, what lives in the dream what is active in the dream, is associated with the everlasting essence of the human being. If the human being works in the dream—if one may call it work—, a surplus of his usual consciousness works in the dream, that surplus which proves to be coherent with the everlasting essence of the human being that enters into the spiritual life after death. What lives in the dream is also that which works into our future. However, the images that the human being experiences in dream have nothing to do with that reality forming the basis of dreams. Hence, the spiritual researcher never considers the dream in such a way that he disregards the following: if anybody dreams anything, a spiritual fact forms the basis of the dream, but the dream images may be quite different. A human being can experience the same as another in dream; but he can tell the dream quite different because his dream images have quite different meaning. What is important of the dream to the spiritual researcher? Not the dream images as those—whether one grasps them in their reality or in their symbolism—but the inner drama of the dream: how an image follows the other whether an image replaces the next, so that there is something relaxing or something frightening and the like. This inner subconscious drama makes known itself to the usual consciousness only while the subconscious experience dresses in the memories of the everyday life. That dresses in images what works there in his subconsciousness as the soul drama. The same experience can appear in hundreds of different images. Hence, someone who gets to know a dream as a spiritual researcher knows that he does not see any contents, but the way in which the images surge up and down. In that are the essentials. I mention this because I have to say in the context with it that—if with soul exercises the human being can behold his everlasting essence—he recognises what is real in sleep and dream. These things are processes of consciousness, and they have to be also recognised within the consciousness. The spiritual researcher who explores the consciousness in such a way, as I have given it the day before yesterday, understands that that which is so often misjudged in the recent time which no scientific way of thinking can understand is just confirmed by such psycho-physiologists like Ziehen (Theodor Z., 1862-1950) and others: the fact that the human being can have the ego-experience only because he is fixed in the life rhythm of waking and sleeping. If one learns to recognise the soul, one also learns to recognise that the human being knows of his ego only because he is not always awake between birth and death. Imagine hypothetically the wake life extended to the whole human life between birth and death, that one could never sleep: then one would never have that abutment by which the ego becomes aware of itself in time. Because one can exchange the day consciousness with a consciousness between falling asleep and awakening that distinguishes nothing because it is vague, one has his ego-consciousness. The human being would not learn to say to himself “I” if he were not fixed in the rhythm of sleeping and waking. It is strange how little one is inclined to go into such things. The great aesthetician Friedrich Theodor Vischer (1807-1887) got involved with a consideration of dreams. He criticised the interesting book about dream imagination by Johannes Volkelt (1848-1930) and wrote a treatise about it. There one was inclined swiftly to call him a spiritist, although he did not get involved with such things in the wrongly mystic sense. Well, what does one not do if one wants to harm a human being? However, Vischer knew that people might say long, what expresses itself in the dreams is fantastic stuff.—Indeed, it is a fantastic stuff, but in it lives the everlasting essence of the human being. If the human being is not ready to develop mental pictures of such strength with his beholding consciousness as the dream has it only, then he cannot at all behold into the everlasting of the human soul. If anyone wants to do that, he must be able to raise that what works in the dream involuntarily into the free consciousness. Nevertheless, Vischer brought something to our attention in very interesting way that casts intense light on the human life. He showed carefully that someone who cannot understand the dream properly does also not properly understand the human affects, passions and feelings generally. Why is that? Since Vischer completely found the proper thing! Just as the soul is active in the dream, save that it lives it up in images which are memories of life, the soul is during the wake day life active in the feelings, affects, and passions. We dream in them. Somebody who can really pursue the soul life knows: the same degree of intensity and the same quality of the soul life that expresses itself in the dream expresses itself during the wake day life in all human feelings. Spiritual research shows just because it really observes the soul with its methods that the human being has his wake day life only for the outer sensory observation and imagining. Only concerning the sense perception and imagining, we are awake, while the dream penetrates into the wake day life, so that the emotional impulses are dreamt. We keep on dreaming while we are awake and, above all, we keep on sleeping while we are awake. We dream in our feelings while being awake. We are not more aware of that which lives in our will in our wake day consciousness than the vague sleeping consciousness is. Just, therefore, philosophers have always argued whether the will can be free or not because they cannot look into the soul activities with the usual consciousness, even if they are ever so enlightened philosophers, if the soul expresses itself in the will just as little as they look into that what the soul experiences during the deep dreamless sleep. Since the will life is not only dreamt away, it is overslept in the usual consciousness. We do not know more about any action that we commit than what reaches from the sense perception to imagining. You can convince yourselves of the fact that scientifically thoroughly thinking psycho-physiologists have already come on this thing. Study the very significant book about psychology by Theodor Ziehen: the fact that one has to stop at the mental picture with the will impulse, and that one cannot advance farther. Then only the ready action appears which enters into the imagining again. What is between the ready action and the mental picture is dived in darkness like that which the human being has experienced between falling asleep and awakening if no dream is there. Thus, we dream and keep on sleeping during our wake day life. The emotional impulses arise from our dream life that penetrates the waking state, our will impulses arise from our sleeping life that penetrates the wake state. That which expresses itself in the social life, in history arises from our dream life and sleeping life. However, if one investigates these things, one needs cognitive faculties which activate the soul quite different from the usual consciousness is able to do, and which enables someone to behold the soul life as such with the soul. I would also like to insert something today that the consciousness has to do with itself to get to the view of these things. Since the misunderstanding emerges repeatedly that the spiritual researcher does not prove his things. He proves them by the fact that he shows what the soul accomplishes to get to the view of these things. However, one cannot get to the view of the things if one applies the usual consciousness only. Nevertheless, I would like to emphasise one thing that can be essential just for this consideration: the way of imagining which is fully justified for the scientific thoughts must become different if the human being wants to envisage what I have said now and will still say. One cannot grasp that with such a formed thinking as one applies it rightly in the usual day life. There one does not reach down, for example, to the areas in which the impulses of the social, moral, juridical, ethical life are. One needs concepts there that are much more intensely related to reality than the scientific concepts are. These distinguish themselves just by the fact that they do not at all depend on immersing in the object, in the objectivity. With these concepts, one cannot penetrate into spiritual science. For that, it is necessary that the concepts grow together with life that they immerse in life, so that they have such experience in themselves as it proceeds in the things inside. One can attain this only while one detaches himself from the way in which one is normally related with his mental pictures to the things. However, rightly this usual consciousness has extended over the whole view of nature because only thereby the great progress of natural sciences can be reached. If the human being enters into the spiritual-scientific consideration, his mental pictures become something else. If one looks at a tree from four sides, takes a photo from four sides, these four sides are completely different from each other and, nevertheless, you will always have the same tree. From one photograph, you cannot see how the tree is real. In the usual life, the human being is pleased if he has one concept as a copy of any process or any being if he can pronounce a physical law purely. In spiritual science, one has to apply concepts like these photographs from four sides. One can never get a mental picture of a being or a fact of the real spiritual world if one forms one concept only. You have to form your concepts in such a way that they envisage the thing from different sides if possible, although this word is meant only symbolically. In the outer life, the human beings are pantheists, monadists, or monists or some other “ists." One believes to investigate something of reality with such a mental picture so surely. The spiritual researcher knows that that is not possible. If it concerns the spiritual area, it is not possible that you do research pantheistically, that you look at the tree only from one side. You have to form your concepts internally versatile. However, thereby you attain the possibility to immerse really in the full life. Thereby you become realistic in your concepts as I have shown in my book The Riddle of Man. You have to become more and more realistic in your concepts. The spiritual researcher aims at this. I would like to clarify this with an example. The naturalist is completely right if he remains with his concepts in the sphere of the usual consciousness. He will just reach something significant in his field if he takes these concepts in such a way as the usual consciousness takes them. Since there they are appropriate to grasp the sense-perceptible facts. However, if then the naturalist wants to extend these concepts beyond the sense-perceptible facts, and then he must be aware that he does no longer remain in reality. In this context, the following example is interesting. The physicist Dewar (James D., 1842-1923) has described from that what the researcher can observe today as processes, how the final state of the earth will be after millions of years. One can develop views even as a good physicist how in the course of short periods certain relations change and then he makes a projection how after millions of years the thing looks. There the professor describes in a very interesting way that then a time may come where, for example, the milk will be solid.—I do not know how the milk will originate; this is another thing!—He describes that one coats the walls of a room with the milk protein; the milk will be such solid. Indeed, then it will be colder many hundred degrees than now. All these things are thought with great scientific astuteness, and nothing at all is to be argued against such hypotheses on scientific basis. The spiritual researcher conceives another idea straight away because he thinks vividly, really and not in the abstract. One can take the example of a human being of fourteen years as he has changed up to the eighteenth year, and then assemble these small changes after the method of Dewar and calculate how this human organism has to be after 300 years. It is completely the same method. However, the human being does no longer live after 300 years as a physical human being. Dewar's approach is quite right, makes use of all scientific-physical chicanes. One must not consider it as wrong, but it is not realistic, does not penetrate into the real. One could also start from the changes that the human organism experiences and then ask himself, how was this 300 years ago? One will get out something very nice—but the human being did not live 300 years ago. Nevertheless, that who forms theories forms his examples after this pattern. The fundamental idea of the Kant-Laplace theory of the primeval nebula is a wrongful thought for the spiritual researcher because the earth did not exist in the time for which the Kant-Laplace theory was established; the solar system did not exist. I have brought in this only as an example that mental pictures may be quite right, may be derived from correct bases that, nevertheless, they are not be realistic. The spiritual researcher reaches this just with his exercises to get to realistic mental pictures with which he grasps that what one can only grasp if one immerses in reality. By such immersing one learns to recognise how the ego would be in the usual consciousness if the human being could not sleep. Just the ego-consciousness would not exist at all if the human being did not live in the temporal rhythm of sleeping and waking. One also learns to recognise by immediate view that the emotional qualities are dreamt, actually, as the will qualities are slept, actually. However, I would now still like to touch the other side of the human consciousness briefly. What happens, if with the mentioned inner processes the human being really raises that into his consciousness what remains, otherwise, always in his subconscious what is dreamt away what is overslept If he becomes aware of that, then the human being gets to know really, for example, that what he oversleeps otherwise in his will impulses. Nevertheless, as one learns to recognise that the ego-consciousness is dependent on the sleeping life, one learns to recognise, in another way, by raising the will life into the consciousness that one would have another consciousness if one did not oversleep the will life, it is that consciousness which really the spiritual researcher develops in a way. That which wills in us and in certain respect also that which corresponds to our feeling which lives in the emotional impulses, this would work if the human being faced it like his imagining life, on him like a second person whom he has in himself. The human being would walk around with a second human being. One may say: the developmental plan full of wisdom has arranged that the uniform consciousness is enabled which the human being needs for his life between birth and death because the will life is pushed down into sleep, and the human being is not split into two because he has to face the other constantly who wills, actually, in him. On the other side, this other human being is connected with the everlasting essence of the human being. Hence if the spiritual researcher is really successful in bringing up the will life and the emotional life into consciousness if he strengthens his inner activity so that he cannot only enliven the sensory life and the imagining life, but also the feeling life and willing life, the world is complemented with the other side, with the spiritual side;. Then the human being experiences as a reality that we are separated from those souls that have lost their bodies by death only by our sensory life and by our imagining life. When we consciously enter into our feeling life and willing life, we enter into the same region where the dead live. Spiritual science builds a bridge between the living souls and the dead souls in quite exact way. However, the soul life must be transformed by a quite exact approach. If in this area into which the human being enters real percepts should be done—dreams appear involuntarily—if the human being wants to bring something into his consciousness that really comes from the area of the dead, then he must face the objects in the spiritual world with arbitrary but higher mental pictures than those of the wake day consciousness are as one faces, otherwise, the objects of the sense-perceptible world. In the usual dream one cannot distinguish that what induces us to imagine and ourselves. This distinction exists if the spiritual researcher approaches the realm of the dead. Hence, dreams that arise involuntarily have always to be taken with a grain of salt, even if they apparently bring messages from any supersensible world. The spiritual researcher can only acknowledge that as his real observation, which he causes with full arbitrariness. Hence, if the researcher wants to contact any soul that is maybe dead long since, he can thereby contact it while he causes that with his will what he experiences with the concerning soul, but not in such involuntary way, as it happens by the dream. You see, spiritual research induces us to acknowledge that another world projects in our world that has a deep meaning for our world because our emotional and our will life belong to this world. For the world at which natural sciences looks the abstract images of the usual consciousness are sufficient. For the world of the social-moral life one needs realistic mental pictures. Mental pictures, like the Kant-Laplace theory, like those of the final state of the earth can lead to error. They may be reasonable mental pictures if one remains in the area of theoretical discussions. When one adopts abstract but not realistic scientific mental pictures in the social life, in the political structure, one works destroying, one causes disasters within this reality. Now it becomes apparent—if one wants to look at that which impels the historical life further—that one cannot look at it with scientific imagination; since the human being with wake mental pictures does not stimulate the whole history, but it is dreamt. One has to envisage this important matter even if it sounds paradoxical. The social life does not originate from such an impulse as we grasp it with natural sciences, but it is dreamt. The human being dreams the social life. It was always interesting when Herman Grimm repeatedly said in a conversation with me, if one applies the usual concepts, the scientific concepts to history, so that they should be suitable, one does not make any progress. If one wants to grasp it, if one wants to look into the impulses that work in it, then one can do this only with imagination. Herman Grimm was not yet a spiritual researcher, he rejected these things; but he meant, one could grasp this historical life only with imagination. However, with imagination one cannot grasp it, too. Nevertheless, Grimm was at least a person who knew that one could not enter the historical life with the usual concepts. Nevertheless, just spiritual science can do it, while it adds the Imaginative consciousness, the Inspired consciousness, and the Intuitive consciousness, the beholding consciousness to the usual consciousness. Spiritual science generates awareness of that what is dreamt away, otherwise, what is overslept. In former centuries and millennia, people had a certain instinctive consciousness of spiritual facts—I have mentioned this already the day before yesterday. However, this instinctive consciousness had to get lost. It got lost and will get lost more and more, the more the brilliant achievements of natural sciences prove themselves in their area. From the other side that must come again what the instinctive consciousness has lost. Hence, one may say, during the human instinct life the moral-social ideas, the ethical ideas, the juridical ideas were able to flow into the historical and social life which are dreamt; and thus humanity can still wear that out what has originated from the instinctive consciousness. However, the age has entered in which humanity must attain the consciousness in which humanity has to attain full freedom. There the old instinctive consciousness will no longer be sufficient. We live in that epoch in which one has to bring up those forces spiritual-scientifically which are effective in the social structuring of the society, in the ethical structuring of the society, in the political life. One can never grasp what lives in the social life with the concepts that are taken generally only from the usual consciousness. Herman Grimm was completely right—but he knew half of the matter only—if he said, why is the English historian Gibbon so significant describing the first Christian centuries especially if he describes that what perished? Why does one find in his historical representation nothing of the significant growth and becoming which the Christian impulses caused in the human development? Because Gibbon just takes the usual concepts, too. However, they can even grasp that what perishes, they can grasp the corpse only. That which becomes which grows is dreamt away and overslept. Only spiritual science can recognise this. Because the political impulses must become conscious because they can no longer be only instinctive, they must be understood spiritual-scientifically in future. One has just to recognise that from the signs of the times in an area which is deeply associated with the human soul; even from outer things, one can recognise such things. We take an example very widespread today. While I speak of this example, one may not believe that spiritual science wants to be one-sided, wants to side with any direction, but it takes seriously that one lights up a matter only unilaterally with any concept and hence that one does something wrong if one wants to apply this concept directly to reality. I take, for example, the materialist, the historical-sociological view most evident to some people that Karl Marx and others have given about the social and historical life of humanity. If one pursues this social-democratic approach, one pursues with Marx how he really wants to show with a certain astuteness that everything that happens in history becomes manifest by certain class conflicts that material impulses determine the structure of the historical life. One can understand what Karl Marx says in this field only if one knows that he describes realities unilaterally. However, which realities does he describe? He describes the realities which were past at that time when he wrote his books! Indeed, from the sixteenth century on the European life begins in such a way that beside that what one tells as history class conflicts are there, material impulses are there. What appeared until the age where Karl Marx attempted to apply concepts of the usual consciousness to it, humanity had already ceased dreaming. What was reality at that time when humanity has dreamt is grasped with usual concepts. Now it becomes apparent: if the realistic method of spiritual science is not applied, one finds nothing applicable to live on from that what one wants to grasp with the usual consciousness. Karl Marx's portrayal is right for a certain one-sidedness of life, for the last centuries. It is no longer applicable, after humanity has dreamt away, has overslept what he describes. It is actual in such a way: if one wants to attain realistic concepts, one cannot deduce them from outer experience, as natural sciences have to do. Someone who has to intervene in any position of life in the social structure must have realistic concepts. However, you cannot deduce them from life. One can deduce that only from life what the usual consciousness can grasp. One has to live in the social life if one wants to be concerned with living concepts. One has to know the laws that prevail, otherwise, only in the subconscious, and must be able to implement them in life. All those concepts that can be effective in future in the social structure arise from the Imaginative knowledge. That is why the social attempts have remained so hopeless; they have evoked so many real mistakes because one believed to be able to understand the social concepts like the scientific ones. From Imagination, from immersing in that which is experienced, otherwise, only like in the dream those impulses can be only fetched which someone needs who has to pronounce social ideas. Any time is a transition period. Of course, that is a trivial truth, it matters what does transition. In our time, the instinctive consciousness transitions into that consciousness in which freedom prevails. The old impulses of the instinctive consciousness—the Roman Law still belongs to it—have to be superseded by that which arises from Imagination for the social life, from Inspiration for the ethical-moral life, from Intuition for the legal life. That is not so comfortable as if one constructs legal concepts and knows because one is a clever person how the whole world should be designed. One knows this! As a spiritual researcher, one cannot do this; everywhere one has to penetrate into reality. Today one knows very little how this happens. One does not know, that, for example, the western peoples of Europe—as peoples, not as single persons!—have certain soul characteristics, the peoples of Central Europe, of East Europe, of Asia have certain other soul characteristics that these soul characteristics are associated with that what these peoples are. Today in this catastrophic time, we see a sad event that one cannot understand with the outer consciousness. It takes place in the world in which humanity can only find its way if it looks for realistic concepts. Realistic concepts are not those, which are formed after the pattern of natural sciences or after the pattern of the wake day consciousness if it concerns the social, the moral, and the legal life. Here in Switzerland somebody made a beginning concerning legal concepts, he tried to get out the concepts of the usual contractual relationships from the concrete reality. For the first time Roman Boos (1888-1952) attempted this in his excellent book The Whole Employment Contract According to Swiss Law. This has to progress if we want to search the realistic concepts. There is a simple means—there would be a simple means—which would be very helpful if it were tried in its radical form to show somewhere how the concepts of the usual consciousness cannot intervene in the moral-social life. One had only to attempt to assemble a parliament whose members are just great in the area of philosophical reflection with the concepts of the usual consciousness. Such a parliament would be most suitable to delete the community in shortest time because it would see the impulses of decline only. Those belong to the creative life who can realise what only dreams, otherwise, in the outer life and in history what has dwindled down in sleep. Hence, utopias are also so hopeless. Utopias are real in such a way, as if one wanted to apply a thoroughly thought out chess match, without considering the partner. Designing utopias means to grasp that what should live with abstract intellectual forms. Hence, a utopia must always delete a community. Since what can build up reality, works only in living Imaginations and is related to, but not the same—I asks this expressly to note—as artistic creating. One becomes aware of manifold if one just looks at this social, this moral life from the viewpoint of spiritual science. Above all, if that what develops as social-moral ideas, as juridical ideas this way penetrates life, it can always culminate in the human freedom. You can never understand this human freedom scientifically because natural sciences do not consider the human being as a free being. However, spiritual science shows the everlasting essence of the human being about whom I have said that he is like another human being in the human being. Natural sciences show only the one, not the other human being; however, the other is the free human being and lives in the human being. However, the social-moral life, the political life, the ethical life get out the free human being. Modern approach drives out freedom, actually, everywhere already in theory. At the end let me state the following. There have always been in the recent time such considerations of the social-moral and the state and political life that compare the state, for example, to an organism. By an excellent researcher (Rudolf Kjellén, 1864-1922, Swedish historian and politician), a sensational book has appeared, The State as Form of Life (1917). It is just an example of that what one has to overcome. Some people have attempted to compare the state with an organism. One can compare everything. Nevertheless, it matters that the comparison is a realistic one. Well, because of the shortness of time I cannot explain the matter in detail. However, if one really compares the social-moral life to the organic life, then the comparison applies only in this respect that one must compare the single state, the single community to a cell. If one wants to compare an aggregation of cells, as it is the organism, one can only compare the whole life earth to the organism. However, one can compare if one compares properly the single state to the cell and the entire earthly life on earth possibly to an organism built up from single cells. Then that is not at all included in this organism what develops as soul, as mind in it. However, it matters very much that spirit is added to the whole life on earth. Only such a social structure of the earth is properly thought out which considers the entire human being and not only his outer nature. As little one can enclose soul and spirit in the organism, as little one can enclose that, even if one extends the organic consideration to the whole earth, in the mere state life in which human freedom is rooted. Since human freedom overtowers the organisation. This can produce evidence that even the reflection that brings the usual abstract consciousness in the consideration of the state life must exclude the freedom concept. Spiritual science, which envisages that life which is free of anything bodily that one cannot compare with an organism, will only be able to implement the concept of the free human soul in life. I have made a start already in 1894 with my Philosophy of Freedom, while I tried to show how the human being really develops a free soul life that breaks away from the causal concept that thereby the human being can realise his freedom. As long as one does not realise that natural sciences completely rightly denies freedom in their area because they only deal with that where no freedom exists, one also does not realise that one cannot grasp that with natural sciences to which freedom refers. However, spiritual science reaches this, which shows that the human being has his spiritual beside his body that is an expression of his soul and his mind that one can be only grasp with the beholding consciousness. It is still rather paradoxical today if one says that sleeping and dreaming impulses exist in history, in the social life, in the moral life, in the juridical life, in the freedom life and one can only find it with spiritual science. Nevertheless, I have to mention repeatedly that that which spiritual science has to bring as a paradox for our time one can just compare with the paradoxical view of Copernicus when people still believed that the earth is stationary, the sun, and the stars move round it. He replaced this view with the opposite. Finally, in 1822 the Catholic Church already permitted to accept the Copernican view! Well, how long it will last, until the scholars and the so-called sophisticated people will permit or will no longer be ashamed to accept that spiritual science explains life, extends it with realistic concepts, one has to wait for that. However, the signs of the times speak so intensely that one wished it could soon happen. Nevertheless, outstanding spirits have always beheld the truth, even if only in single flashes of inspiration. Spiritual science is nothing new. It summarises that only systematically and with realistic looking what the flashes of inspiration of the most excellent personalities have always lighted up. Yesterday I have mentioned Goethe. He also dealt with history. He felt, although he did not yet know spiritual science at that time: in that what pulsates in the historical life is not included what can be brought into the usual concepts. He felt: what lives in history contains impulses that are different from the abstract mental pictures of the usual spiritual life. That is why Goethe said: “The best what we have from history is the enthusiasm which it excites”, a feeling which it excites if one can immerse in the historical becoming and one brings out something that does not speak only to the imagination and sensory percipience, but speaks to that which is dreamt in the emotional impulses which is even overslept in the will impulses. Then one has that which lives in history and not the corpse of history. With reference to the social-moral life, with reference to freedom and the juridical life, one would like to say, humanity has to realise that it has to get to such a conception of the reality of these things in which the whole human being engages, also that what sleeps, otherwise, in the wake consciousness because the area of the social and moral life remains generally unaware as a rule. Thus, it will concern that just that is stimulated which is similar to enthusiasm that works like art. Thus, one will probably have to pronounce the words at the end of this consideration which summarise in a way what I could inspire with this short consideration, the summary of that about which one has to speak—as I believe—inevitably under the influence of the signs of times. It matters that the human being finds the whole human being in order to work in the social-moral life in an appropriate manner in order to play a part in the creation of the social-moral structure and the political life. It matters that the human being gets not only to abstract ideas, not only to physiological views, but also gets to enthusiastic forces, to realistic forces. This sad time of hardship waits for that! Spiritual science wants only to give the answer from that viewpoint that wants to form the right basis of this enthusiasm, and spiritual science is convinced that if humanity finds the way again to its everlasting, to its immortal, to that part of the human life from which the impulse of freedom arises, then humanity will also find the right ways to come out of the chaos not only by make-believe. |
154. The Presence of the Dead on the Spiritual Path: Understanding the Spiritual World I
18 Apr 1914, Berlin Tr. Christoph von Arnim Rudolf Steiner |
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When you remember a dream, it will probably be quite obvious to you that during the dream you merely observed the images weaving before your soul without having a clear awareness of yourself. |
But the fact remains: You have to know you are setting it down. Now, let us return to dreams. When we dream, we usually feel the dream images “weave” and simply unravel on their own. We should think of these dreams as images that float past the soul. |
It is only afterward that we reflect on the dream with self-consciousness. There are also other dreams where we face ourselves objectively. |
154. The Presence of the Dead on the Spiritual Path: Understanding the Spiritual World I
18 Apr 1914, Berlin Tr. Christoph von Arnim Rudolf Steiner |
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When you remember a dream, it will probably be quite obvious to you that during the dream you merely observed the images weaving before your soul without having a clear awareness of yourself. Self-awareness, then, is not as clear in dreaming as it is in waking consciousness. The images weaving before the soul present two types of scenes. There are either series of images familiar to the dreamer because they relate to recent or not-so-recent events, or scenes where such events are changed in all sorts of ways, their form altered to such an extent that specific occurrences are unrecognizable, and we think we are dreaming of something completely new. We can indeed have dreams that are not connected with any experiences we have had and are therefore completely new. But in each case, we will have had a feeling that a type of living, weaving image has been revealed to the soul. This is what we remember after waking up. Some dreams remain in our memory longer and others seem to vanish as soon as we have to deal with the events of the day. So today let us examine what we perceive in such weaving dreams. We know what we perceive when we are awake in this world, which we call the physical. But what fills our perception when we dream, as events and material things fill our daytime experience? It is what we call the etheric world, the etheric substance permeating the world with its inner processes and with all that lives in it. That is the essence, as it were, of our perceptions when we dream. But we usually perceive only a very small part of the etheric world when dreaming. The etheric world is inaccessible to us when we are awake and perceive the physical realm; we cannot perceive the etheric substance around us with our physical senses. Likewise we cannot perceive all of it in our ordinary dreams, but only a part of it, namely, our own etheric body. As you know, we leave our physical and our etheric bodies behind in sleep. In our usual dreams we look back, as it were, from within our astral body and I to what we have left behind in sleep. However, we are then not aware of our physical body and do not use our physical senses. Rather, we look back only at our etheric body. Fundamentally, therefore, processes in our etheric body reveal themselves in certain places, and we perceive them as dreams. In fact, most dreams are nothing else but looking at our etheric body in sleep and becoming aware of some of its exceedingly complex processes. Our etheric body is very complex and contains all our memories, ready to present them to us when we recall them. Even those things that have sunk down into the depths of the soul, things we are not aware of in waking consciousness, are contained in the etheric body in some way. Our whole life in this incarnation is retained in the etheric body, is really present in it. Of course, this is very difficult to imagine, but it is true nevertheless. Imagine you were to talk all day long, as some people do, and everything you said was recorded on records. When the first record is full, you take a second one, then a third, and so on. The number of records would depend on how much you spoke. Now if someone collected all the records, everything you had said would be nicely preserved on records at the end of the day. Then, if someone played them, everything you said during the day would be heard again. In a similar way, all our memories are retained in the etheric body. Under the special conditions of sleep one part of the etheric body appears before us, as though—to stay with this metaphor—we took one record from the collection and played it; this is the most common kind of dream. Thus our consciousness weaves in our own etheric body. The same applies to hallucinations affecting our soul. As a rule, such hallucinations arise because the person can see with the ego and the astral body, which are still in the physical body, a section of the etheric body that has become detached. This can happen when a part of your physical body is ill, the nervous system, for example. Your etheric body is then unable to penetrate the physical at the point where the nervous system is diseased; it is cast out there, so to speak. The etheric body itself is not sick, but it has been separated from the physical body in a specific place. If it could remain in the physical body, our normal state of consciousness would prevail, and we would be unaware that our physical body is sick. When the part our etheric body cannot penetrate shines out toward it, we experience this in our consciousness as a hallucination. This etheric substance, from which dreams or hallucinations develop, surrounds us everywhere in the world. And our own etheric body is like a section that has been cut out of this etheric substance. After passing through the gate of death and discarding our physical body, we pass through this etheric substance and never really leave it on our path between death and a new birth. It is everywhere and we have to pass through it; we are in it. Sometime after death, we discard our etheric body, which dissolves into this surrounding etheric substance. Usually, we cannot perceive this outer etheric substance. That is why we have nothing in the etheric world that could be called perception, parallel to perception in the physical world. Our perceptions of the etheric in our dreams depend completely on us. True perception of the etheric world after death or here on earth in clairvoyant Imaginations requires greater strength than we usually have between birth and death. We need greater inner strength of soul. We do not perceive the etheric world around us during earthly life because we lack sufficient strength of soul. To perceive the etheric world we must become much more active, work much harder than we do in ordinary life. After death, too, the soul must be filled with much more active strength than in ordinary life to relate to its environment. Otherwise we do not perceive the etheric world, just as we wouldn't perceive anything if we lacked all senses in the physical world. Thus, we need a more active strength of soul to find our way after death and not to be deaf and blind, figuratively speaking, to the world we enter then. To get a clearer idea of how the soul perceives after death, or after it has developed the faculties to unfold its imagination, let us compare this soul faculty to writing. What you write down expresses something that stands behind your words; still, it is you who put down the letters. You have the power to make what you write true, to make it correspond to an objective state of affairs. If you want to inform a faraway friend about something and write it down for him, it is you who form the words that will tell the friend about the fact when he reads them. Someone may object that this fact does not exist in the world as an objective fact, but is only what someone has written down. This is nonsense, of course. It is possible to describe an objective fact with the letters you wrote. The same applies to imaginative perception in the super-sensible world. You have to be active. You have to set down the signs, the letters that express the objective processes in the spiritual world, and you must be aware that this is what you are doing. Whether you can do that or not depends on whether you have the strength necessary for a living relationship with spiritual reality, whether it inspires you to set down the truth and not falsehoods. But the fact remains: You have to know you are setting it down. Now, let us return to dreams. When we dream, we usually feel the dream images “weave” and simply unravel on their own. We should think of these dreams as images that float past the soul. Now suppose you were thinking that you yourself place the dream images in space and time just as you set down letters on paper. This is not what we normally associate with dreams or hallucinations, but it is the type of consciousness required for imaginative thinking. You must be aware that you are the determining power in your dreams. You put down one thing after another just as you do when writing something on paper. You yourself are in control. The same power is behind you that makes what you write true. The great difference between dreams or hallucinations and true clairvoyance is that in the latter we are aware that we are the esoteric scribes, as it were. The things we see are noted down as an esoteric script. We inscribe onto the world what we perceive as expression, as revelation, of the world. Here, people could object that we do not need to write these things down because they are known beforehand. But that is not valid, for in this case it is not we who do the writing but the being of the next higher hierarchy. We give ourselves up to that being, and it becomes the force ruling us. In an inner soul process, we record what holds sway through us. When you look at this esoteric script, you will read what is to be revealed. That is why I have said so often in public lectures that the development of clairvoyance requires that all perception becomes active and does not remain the passive openness to the world that is appropriate for understanding our physical environment. Gradually, then, we comprehend what we have called “learning the esoteric script,” since the beginning of our anthroposophic work. I have described it in more detail in The Threshold of the Spiritual World.1 To write the esoteric script into spiritual space and spiritual time our soul must be more active and powerful than it needs to be in everyday life. We need this greater strength when we have passed through the gate of death. If you seek imaginative clairvoyance, you will achieve it gradually through meditation. You will experience and perceive, knowing all the while you are in a world of which our dreams are but a weak reflection. You can live in that world in such a way that you can control your dreams, just as you are in control when you assemble a table or a shoe. Many people object they have tried to meditate in all kinds of ways but are still not becoming clairvoyant. This lack of clairvoyance simply shows they do not really want the activity and strength I have just described. They consider themselves fortunate because they do not need them. They do not want to develop any active strength of soul, but want to become clairvoyant without having to acquire this strength first. They want the tableau that arises before them through clairvoyance to appear by itself. But that would be nothing but hallucinating or dreaming. To put it bluntly, a dream is a piece of the etheric world that we can take with our etheric feelers and move from one place to another. This has nothing to do with true clairvoyance. In experiencing true second sight we are as active as we are in the physical world in writing on paper. The only difference is that when we want to write in the physical world, we need first to know what it is we want to write down—at least it usually helps if we do. By contrast, in spiritual perception we allow the beings of the spiritual hierarchies to write, and only then, while we are writing, do the things appear that we are to perceive. Real clairvoyance cannot come about without our active involvement in every single aspect of our perception. We also need the strength that enables us to write in the etheric world when we have passed through the gate of death. The kind of thinking that serves us well in the physical world is of no use for perception after death. A person may be exceedingly clever and smart about things of the physical world, but after death these capacities will be of no help. This kind of thinking is much too weak for writing anything into the etheric world. All ideas we have developed relating to physical things have their origin in this weak thinking, which is useless after death. We need a stronger kind of thinking, one that is inwardly active of its own accord. We need thinking that forms thoughts which do not merely mirror the outer sense world. We must develop this inner capacity to form thoughts independent of anything external that arise, as it were, from the depths of the soul, or we cannot have a corresponding capacity after death. Now you might object that we could just think up all kinds of things, or create a lot of fantasies that do not reflect anything external, and then we would be well prepared for developing the strength of thinking necessary after death. It could be that someone wants to have a great deal of thinking ability after death and therefore imagines winged dragons, which do not exist, terrifying beasts, and so on. The person imagines all these things so as not to be tied to the apron strings of outer images, and to be able to develop inner strength of thinking in preparation for life after death. It cannot be denied—people who do this will have greater faculties in the world after death than those who do not. However, they would perceive only false images, distortions, just as people with impaired vision see a distorted image of the physical world and those with damaged hearing have a false impression of its sounds. People who follow this course of action sentence themselves to perceiving nothing but grotesque things in the etheric world, instead of what is truly rooted there. In past periods of human development, care was always taken to ensure that human beings were given mental images neither borrowed from the physical world nor created in the arbitrary and fantastical manner I have just described. According to the methods available to them, the great founders of our religions handed down images not based on the physical, but on the spiritual world. Thus, by following their religious teachers, people were able to develop mental images that were not tied to the sensory world but were true all the same because they originated in the spiritual world. This is the immensely great education of the human race undertaken by the founders of our religions. They had set themselves the task of giving human beings images that would help them to develop a kind of thinking that would keep them from arriving spiritually deaf and blind in the spiritual world after death. The founders of our religions wanted to be certain that human beings were fully alive, fully conscious, and that their consciousness would not vanish or fade in their hour of death or become a false consciousness then. As I have often said, we are currently living at a stage of evolution when human beings are meant to come of age, as it were. Religious founders will no longer appear as they formerly did and appeal to our faith. Those times are past, although, of course, they still reach into our time. At present, only a few people are beginning to experience this new existence, so to speak. Most still yearn to cling to the traditional ideas of the ancient founders of religions. But humanity must come of age and what the founders of religions provided for our faith must be replaced by the contribution of modern spiritual science. For this science of the spirit is by nature completely different from those ancient teachings. In order to avoid misunderstandings, we must emphasize that when we speak of the old religious founders we are not including Christ among them. I have often said that Christ's significance does not lie in his teachings, but in what took place through him. The ancient religious founders were in a sense teachers, but Christ's main deed was to imbue humanity with His own power through the Mystery of Golgotha. To this day, this has been extremely difficult for many people to understand. That is why they speak of Christ as only a great cosmic teacher. For those who really understand the full significance of Christ, this is simply nonsense. Humankind is coming of age through our modern spiritual science, through the concepts, ideas, and images that are linked with our life after death and thus with our entire soul life. For spiritual science can be understood by every person who wants to understand its findings. It strives to give people what each individual soul can truly achieve on its own, not by following the religious founders, as in earlier times. And although it must be individual researchers who make the results of this science of the spirit available today, they do so in a form that can be understood by everyone who wants to. I have often emphasized that it is a complete misunderstanding to say spiritual science must also be believed. When people say this, it is because they are so crammed full with materialistic prejudices that they do not look at what spiritual science really has to offer. As soon as it is examined, everything becomes understandable. One does not need clairvoyance for this; our ordinary understanding is enough to really grasp and comprehend all this gradually—of course, “gradually” will be inconvenient for some people. In other words, spiritual science appeals to our understanding, making use of the opposite principle to the one used by the ancient religious founders. Their ideas gave something to human souls that awakened them spiritually and gave them strength to perceive in the etheric world, and that also means to lead a conscious life after death. Assimilating modern spiritual science will in turn give our soul the strength to develop the necessary power of thinking after death to consciously perceive its etheric environment. Both people of ancient times who followed their religious founders and modern people who are willing to understand spiritual science will be able to find their way after death. Only one type of person will have difficulty in finding his or her way after death. In fact, this type will frequently not even experience a life after death, because it will have become so dulled and obscured. This sort of person is the dyed-in-the-wool materialist who clings to images of the physical world and does not want to develop any strength to perceive the world we enter after death. In terms of the soul-spiritual, to be a materialist really means the same as wanting to destroy one's eyes and ears in the physical world, gradually deadening one's senses. It is no different from someone saying, “These eyes—they can't be trusted, they provide only impressions of light. Away with them! These ears—they perceive only vibrations, not the one single truth. Get rid of them! Get rid of the senses, one by one!” To be a materialist in regard to the spiritual world makes as much sense as this attitude in regard to the sensory world. It is basically the same, as will be quite easy to see when we consider the reasoning presented by spiritual science. Today I have attempted to explain from this perspective what it means to be in the spiritual world. I want to go on to explain a type of dream we will all recognize, because everyone has probably experienced a dream of this kind. I am speaking about dreams where we stand face to face with ourselves, so to speak. As I described earlier, usually the dream fabric unrolls itself before us, so to speak, and we have no clear awareness of ourselves at the time. It is only afterward that we reflect on the dream with self-consciousness. There are also other dreams where we face ourselves objectively. And beyond simply seeing ourselves, as sometimes happens, we can also have the dream students often have, of sitting in school, trying to work out an arithmetic problem, but unable to solve the equation. Another person comes and easily finds the solution. The student really dreams that this happens. Well, you will understand that it was he himself who came and solved the problem. Thus, it is also possible that we face ourselves in this way without, however, recognizing ourselves. But that is not the important thing. In such a situation the I divides in two, as it were. It would be nice, wouldn't it, if in the physical world as well, the other ego appeared and immediately produced the right answer when we do not know something. Well, it does happen in dreams. When we are dreaming, we are actually outside our physical and etheric bodies and only in the astral body and ego. While the type of dream described earlier gives us a glimpse of the etheric body, the ones where we face ourselves result from the astral body we took along revealing a part of itself to us and facing us with it. We perceive a portion of ourselves outside the physical body. We do not perceive the astral body in ordinary life, but we can quite easily see part of it in sleep. It contains things we are not at all aware of when we are awake. I spoke earlier about the nature of the etheric body; it contains everything we have experienced. But now I have to tell you something quite strange—the astral body contains even those things we have not experienced. You see, our astral body is a rather complicated structure. It is in a certain sense built into us out of the spiritual world, and it contains not merely those things we already have in us now but also those we will learn in the future! They are already present there as a disposition. This astral body is much cleverer than we are. Therefore, when it reveals something of itself in our dreams, it can confront us with our self in a form that is much cleverer than we have become through physical life. If you bear this in mind—I say this now only as an aside and not as part of the lecture—it will throw some light on the “cleverness” of animals. They also have an astral body. It can bring out things that do not emerge in the ordinary lives of the animals. Many surprising things can reveal themselves there. For example, the astral body contains, believe it or not, all of mathematics, not only as far as we know it today, but also everything that still remains to be discovered. Nevertheless, if we wanted to read the mathematics contained there and read it consciously, we would have to do so actively by acquiring the necessary faculties. Thus, it is a revelation of part of our astral body when we come face to face with ourselves in a dream. And many of the things that come to us as inner inspiration spring from these revelations of the astral body. In the same way hallucinations can occur under the circumstances I described earlier. The part of us that is cleverer than we usually are can, through a special disposition in our constitution, take on a voice of its own. Then we can be inspired, which would not happen if we used only our ordinary judgment in our physical body. But it is dangerous to give ourselves over to such things, because we cannot control them until we are able to penetrate them with our judgment. And since we cannot control them, Lucifer has easy access to all these developments, and we cannot keep him from directing them according to his intentions, rather than in accordance with the aims of the proper world order. When we develop our inner forces, we learn to lead an inner life that makes us clairvoyant in the astral body. But you will see from what I have said that becoming clairvoyant in the astral body requires that we are always aware of facing ourselves, our own being. Just as we do not lead a healthy physical life if we are not fully conscious, so we do not lead a healthy soul life in the super-sensible world if we do not see ourselves at all times. In the physical world we are ourselves; in the higher, spiritual world we have the same relationship to ourselves as we have here to a thought representing a past event. We inwardly look at such a thought and treat it as a memory. As we deal with a thought in this world, so we know in the spirit realm that we are looking at and observing ourselves. Our self must always be present when we experience things in the spiritual world. Basically, this is the only principle applying also to those things over which we have no control. In fact, in the realm of the spirit this principle allows us to master things, to become the controlling power. Our own being is the center of everything. Our own being shows us how we act in the spiritual world, revealing to us who we really are in the spiritual world. If we are in the spiritual world and perceive something is incorrect, that means we are using the esoteric script incorrectly. Well, if we use the esoteric script incorrectly but perceive ourselves as the center of everything going on, we experience in our own being: You look like this because you did something wrong; now you have to put it right! We can see how we have acted by what we have become. We can compare this to how you would feel here in the physical world if you were not inside but outside yourself. For example, if you said to someone, “It is now half past eleven”—something that is not true—and look at yourself, you see how you stick your tongue out at yourself. You say, “This isn't you!” And then you start to correct yourself and say what is true, “It is now twenty past nine.” At that moment your tongue goes back in. Similarly, you can tell whether you are acting correctly in the spiritual world by looking at yourself. Such grotesque images may serve to characterize these things, which should be taken much more seriously than everything said about the physical world. The point is to gain an understanding of the super-sensible realm through the power of thinking we already possess in the physical world. That way we free our thinking, which otherwise remains bound to our physical environment. In earlier times people had a basic, atavistic clairvoyance. It was possible for them to have Imaginations, even Inspirations. But in contrast to this earlier stage, we have now reached an advanced stage and can form ideas about the physical world. When people still possessed an atavistic clairvoyance, they could not think properly. For proper thinking to develop, the strength used earlier in clairvoyance had to be applied to thinking. Some people nowadays develop clairvoyant faculties at certain times in their life by methods other than those described by spiritual science. This is because they have inherited these faculties from earlier times and they have not yet achieved sound judgment in those areas of life where they are clairvoyant. But we are approaching the time when sound judgment must be present before clairvoyance can be developed on the basis of such mature and balanced judgment. In other words, when people these days show certain psychic abilities, a certain clairvoyance, without having done serious exercises, without having studied spiritual science—which, if applied in the right way, can be the best exercise to bring out the old clairvoyance—this does not mean that they are more advanced than everyone else, but rather that they are lagging behind. Having atavistic abilities today does not mean one has reached the stage of clear thinking. The more advanced soul is clearly the one that comes to sound judgments out of its ordinary understanding—and this ordinary understanding is completely sufficient to grasp spiritual science if one is free of preconceived notions. We are making a great mistake if we allow atavistic clairvoyant abilities to impress us. We are on the wrong track if we believe such a person's soul is particularly advanced. That this soul shows such abilities means that it has failed to go through certain things that had to be experienced in the age of clairvoyance. Therefore, that soul is now catching up on what was missed earlier. It is quite grotesque when people involved in spiritual science believe that someone who displays a certain clairvoyance without having studied spiritual science must have been someone important in a previous life. Such a person was quite certainly less important than someone displaying sound judgment about things. Now it is very important that our movement should try to build a certain circle of people who see through these things, who truly and thoroughly understand them and can reach the following insight: We need spiritual science in our time because only by understanding it can we progress. This is very important. There are, of course, childhood illnesses in all areas of life, and naturally also in spiritual streams entering the world. And one can understand easily enough why spiritual science has childhood illnesses because it tries to give human beings the results that were achieved by clairvoyant consciousness. But you can see how we have to describe this. We have to say that becoming clairvoyant in the way humanity needs it now and in the future does not appeal to people's love of comfort and convenience. It requires a great deal more than just waiting for things to happen. Participation at every moment, self-control and the capacity for self-observation are required to reach the spiritual world. This must be widely understood. It is much easier to wait for clairvoyance to approach us like a dream, streaming to and fro. People want to experience the spirit realm in the same way they experience the world of the senses. This is a remnant from past periods of our history. In ancient clairvoyance, things were experienced in such a way that people did not really “know” them. This is probably why even today people want to experience the spirit realm in such a way that they do not actually “know” it. We do not properly appreciate what we know for sure. When we do arithmetic, for example, we follow certain set methods, without being much involved in what we are doing. When we add up five and seven, we are not really participating in the sense referred to here; we are not fully present in what we do. That is why people do not like it if others have developed their own view of the world. As soon as you can show people something you have come to know without this inner participation, they are happy, exceedingly happy! But when someone demonstrates knowledge of the spiritual world and knows of it in such a way that he is involved, then people say, “Oh, he knows it! That is a completely conscious process and not objective.” But if someone comes along and has had a vision whose origin he cannot explain, people say, “That is objective, completely objective! We can believe this person.” The most important aspect of our spiritual science is to develop clear ideas. Spiritual science is still relatively new; therefore, now that people's longing for the spiritual world and knowledge of it has awakened, they want to connect with everything still coming up from the old world of clairvoyance. They gather all these old things and believe they are doing something quite special in preserving them. However, our task is to see clearly in this field! It must be clear to us that there is nothing inferior about giving advice in full consciousness on a matter of spiritual healing. But most people will appreciate indications given by someone “above” the situation, who yields himself to quite obscure feelings and does not “know” things, much more because his statements result in the dark, blissful feeling: This is the result of something unknown! Everywhere we hear people saying that things they can grasp are of no interest to them. They have come for the inexplicable—that is supreme, divine! Believe me, the individual truths of spiritual science must gradually enter our souls, and at the same time we must have a clear and sure sense for the conditions I have just touched upon. I have spoken about these conditions to show, beginning with the nature of dreams, that true clairvoyance requires the kind of active work by the soul we can compare with writing. I wrote The Threshold of the Spiritual World with the aim of clarifying these matters more and more. Those who understand my book will grasp the vital nerve, the keynote of our movement. I have to emphasize again and again—in spite of having said it frequently over the years—because so much depends on this: Those who really want to gain access to spiritual science have to acquire a healthy sense for the things that truly belong to it. Then we will gradually develop into a Society that can set itself the task of having a genuinely healing effect on everything belonging to cultural life. Next time, we will continue to talk about what we began today as a description of the world of dreams based on the spiritual world.
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225. Cultural Phenomena — Three Perspectives of Anthroposophy: Three Perspectives of Anthroposophy: The Spiritual
22 Jul 1923, Dornach Rudolf Steiner |
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We can therefore say: the first step up into the spiritual world is the actual experience of the feeling of freedom. And now let us look at dream consciousness. Dreams may be chaotic, they may be dreams of terror and fear, they may be sweet dreams, but they always weave and live in images that they conjure up before the soul. Let us disregard the content of the dream, but let us look at the drama of the dream, and we see how the soul, so to speak, weaves and lives waking up or falling asleep in these dream images. |
The dream-forming power also enters into the etheric body. Thereby this dream-forming power is strengthened. |
225. Cultural Phenomena — Three Perspectives of Anthroposophy: Three Perspectives of Anthroposophy: The Spiritual
22 Jul 1923, Dornach Rudolf Steiner |
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As terrestrial beings, human beings initially experience three alternating states of consciousness: the waking state from the moment we wake until we fall asleep; the opposite state, which is the sleeping state, where the soul, as it were, descends into spiritual darkness and has no experiences around it; and between the two, the dream state, of which we are aware of how our waking experiences play into it, but on the other hand, how the connections of waking are changed by certain extraordinarily significant and interesting inner forces, how, to mention just a few examples, something long past appears as something immediately present; how something that passed by the consciousness in complete carelessness, that one perhaps did not pay special attention to in ordinary waking life, moves into the dream consciousness and so on. Things that otherwise do not belong together are brought together by the dream. But at the same time, it is a very characteristic feature of the dream state that the dream content, everything that is perceived in the dream, is of a strong pictorial quality, that even when the word sounds into the dream, it is the pictorial quality of the word that plays into it, the tone of the word, the modulation of the sounds, all of which are resolved into pictorial quality, even if it is only audible pictorial quality that is heard by the soul. Now, dreams contain an extraordinary amount of material that can occupy the human soul at its deepest level. But one does not gain insight into the actual spiritual existence if one is unable to form valid ideas about the relationship between these three states of consciousness: waking, dreaming and sleeping. Today, we would like to characterize these three states of consciousness with the help of spiritual science, as far as possible. First, the state of consciousness during waking life. A person can become aware that he can lead this waking life by beginning to make use of his body, the organs of his body, but also of his thinking, which is bound to the body, when he wakes up. And even if one has no knowledge of the fact that the I and the astral body submerge into the physical and etheric bodies when one wakes up, one must still feel how, albeit quickly, but distinctly perceptibly, at least distinctly perceptibly, one acquires power over one's limbs, power over one's organs and power to unfold one's inner thinking. All this can teach people how the waking life of the day is bound to the physical body. And by looking at the etheric or formative body from the point of view of spiritual science, we must also say that this waking life of the day is bound to the etheric or formative body just as it is to the physical body. We must delve into these two aspects of our human nature, we must make use of their organization in order to lead an active daily life. Now one can succumb to the most diverse illusions about this waking day life if one does not begin to illuminate it from the point of view of spiritual science. We need say little about the sense life; for what could be clearer than that man makes use of his sense organs precisely in the waking day life and that these sense organs convey to him what is around him as a manifestation of the external physical world. One has only to observe the nature of the sense organs to see how, through the relationships of the eye, the ear, and the other senses to the environment, what the human being calls his waking daytime experiences as a revelation of the sensory world comes about. What now makes it necessary to proceed to a more exact observation is thinking, imagining. Let us be quite clear about the fact that man, with his imaginations, has initially only given an internalization of his sensory life. If man looks honestly within himself, he will say to himself: Through the senses I receive impressions, in thinking I continue these impressions inwardly. And if we then examine our thoughts, we will find that these thoughts are shadowy images of what the senses convey to us. In a sense, the human being's thinking is directed entirely outwards. Thinking is now the activity of the etheric or formative body, so that we can also say: by thinking as a sentient being on earth, the human being's etheric or formative body is directed outwards. But in this way we have really only considered one side of the etheric or formative body. And if we consider what we have in ordinary waking consciousness, our thoughts about the outer world, it is as if we could only physically observe a person from behind under certain circumstances. Imagine that you had only ever seen a number of people from behind. You would form ideas about them that you might not dare express to them. You would be curious, inquisitive, as to what the people in question look like from the front, and you would be convinced from the outset that the front belongs to the back of a person, that this is the other side, the more expressive side for the physical human being on earth. So it is when we become aware of the thinking of the external world: we see, as it were, the back side of thinking. It is the other way around because the direction of the currents of the senses always goes from front to back in the human being. Even where it appears to be otherwise, it must be thought of this way: What is represented physically as the front side is for thinking the back side. And basically we have to put ourselves in a position to view human thinking from the other side, where it is not turned towards the impressions of the outer senses, where it shows us its hidden inner side. But then we come upon something very strange. Then thinking does not present itself to us as it appears when we carry images of the sensory external world in our consciousness. Then, viewed from this other side, our thinking, which after all constitutes the forces of the etheric or formative body, is transformed into forces that build our physical organism, into forces that create our physical organism. When we grow, when our organs are built up from the germinal state, when our organs are plastically formed, it is the other side of thinking that actively intervenes from the etheric or formative body and organizes us. What works and lives in us as we grow, as we process the food in us, what formative forces are present in us at all, that is the other side of thinking. Ordinary thinking only gives rise to shadowy thoughts in us; it is the reverse side of thinking. But what first gives form to our thinking apparatus, what our brain and our entire nervous system develop, is the creative power of thinking, and this is at the same time the creative power of the formative forces or etheric body. That is the other side. It does not take much clairvoyant power to see how this creative power of thinking works in man as a force of growth, as a formative force. One needs only, I might say, to turn inward to become aware that thinking is not just a shadowy reflection of the outside world, but an inner activity. One needs only, so to speak, to turn back from being turned to the outside world to what one does inwardly, what one thinks, then one becomes aware of this activity of thinking. In this grasping of the activity of thinking, we now grasp first of all what human freedom is, and the understanding of freedom is one with the grasping of this activity of thinking. Therefore, by grasping the activity of thinking in this way, one also grasps the morality that permeates and interweaves the human being. In my Philosophy of Freedom, I wanted to make comprehensible this grasping of thinking as an active element, this grasping of pure thinking as opposed to thinking filled with external sense images, this inward jerk, and to make comprehensible how the human being can inwardly grasp this activity of thinking, and how, through this inward turning, he can grasp morality as something that can arise in pure thinking, and how, through this, he can also truly attain the consciousness of freedom. So that we can say: Let us turn human thinking, which initially shows us in its first aspect shadowy images of the sensual outside world, let us turn it around before us, then it becomes the plastic creative power of the human being himself, then it becomes the inner activity, then it becomes the carrier of freedom, that in which, as it were, what moral impulses are in the human being can be intercepted. In this way, we advance from the physical body into the etheric body in a spiritual way. We can therefore say: the first step up into the spiritual world is the actual experience of the feeling of freedom. And now let us look at dream consciousness. Dreams may be chaotic, they may be dreams of terror and fear, they may be sweet dreams, but they always weave and live in images that they conjure up before the soul. Let us disregard the content of the dream, but let us look at the drama of the dream, and we see how the soul, so to speak, weaves and lives waking up or falling asleep in these dream images. Yes, a certain power of the soul expresses itself in this way. One may argue about the extent to which these images are right or wrong, but the fact that these images can be formed must indicate to us that there is a power in the soul that forms these images. The dream image is placed before this soul itself by an inner power of the soul. There is an inward weaving power of the soul in the formation of dreams. Look at the moment of waking up. You must feel how, emerging from the darkness of sleep, this inner weaving power is present. But it submerges into the physical and etheric bodies. You would dream away if this power did not submerge. It is the power of the astral body. The astral body, which is incapable of becoming aware of itself when it is outside the physical and etheric bodies, begins to feel itself, to sense its own power, by awakening, by feeling the resistance of the physical and etheric bodies when it enters them. It appears chaotic in dreams, but it is the soul's own power that has been alive from the moment of falling asleep until waking up and that is now submerging. Yes, the dream-forming power pours into the physical and etheric bodies. It descends into the blood circulation, it descends into the muscle tension and relaxation. The dream-forming power also enters into the etheric body. Thereby this dream-forming power is strengthened. By itself it is weak and powerless. The dream images flit about aimlessly when the dream-forming power is alone. But when the dream-forming power engages with the physical and etheric bodies, making use of the organs of the physical and etheric bodies, it becomes strong. What does it do as it becomes strong? Well, it develops memory in the human being. Remembrance and memory are nothing other than the dream-forming power embodied in the physical and etheric bodies. The dream enters into the physical body and is thus integrated into the order of the physical world. It then forms the content of memory, which is no longer chaotic but integrated into the physical world. We could not remember anything if we did not bring the power of dreams with us into our physical body when we wake up; for in the physical body, the power of dreaming becomes the power of remembering, of memory. And when you sit quietly, turned away from the external world of the senses, and let your memories play, your memories that surface, calm, bless, your memories that stir the imagination – when you let them run their course, it is the dream power, strengthened by the physical and etheric body, that dream-power which, when the astral body kept it outside the physical and etheric bodies, was immersed in the spirit of the world and experienced the secrets of things in the spirit of the world. If you were to perceive the same power that forms the power of memory in your waking state asleep, you would not have the chaotic images of the dream, which only form in the moment of immersion in the physical and etheric bodies, but you would experience yourself immersed in the external world, freed from the physical and etheric bodies, sleeping in a majestic world of images. This world of images would be the cosmic counter-image of what ascends and descends in your memories in lonely contemplation. Your memory life is the microcosmic counter-image of that macrocosmic, gigantic, majestic weaving and billowing of images that our dream power undergoes when the astral body has submerged, instead into the physical and etheric bodies, into the things and processes of the outer cosmos. And when we speak of the spiritual content of our soul and find that this spiritual content of our soul undulates in what is transformed from external impressions and lives in our memories, in the content of our memory, which, appropriated by our own inner being, basically constitutes everything blissful and tragic, joyous and sorrowful of our soul life, when we consider all that lives in our soul as spiritual content in our memory, then we must realize that we owe it to the fact that we can immerse the dream-forming submerge the dream-forming power, which is actually akin to the cosmos, into our inner being, so that what lives in the formative forces out there in the cosmos, what creates and works outside, is present in our inner being as the memory power that spiritualizes us and spiritualizes our soul. Thus, in the power of remembrance, we feel related to all the creative and working forces of the cosmos. And we may say: when I look out and see how the images of plants unfold in spring, when I look into the forest and see how the trees develop from their germs over the years and decades, when I look up and see how clouds change under the influence of the more external formative forces, when I look out and see how mountains form and eroded away in the world, I look up at all these formative forces that work their way up to the stars: I have something akin to all this in my own soul, I have the powers of remembrance in my soul, and these are the microcosmic image of what weaves and works out there in the world in the metamorphoses of things. And now let us consider the I, which, even in a sleeping state, leaves the physical and etheric bodies and connects with the things and processes of the cosmos outside. We then become aware of how we, as human beings, are able to immerse ourselves in things with our actual being, even if this remains unconscious in our experience of the world. However, the self itself emerges from the deep sleep, emerges into the physical and etheric body. And here it is only spiritual scientific initiation that can pursue this. While for memory, the slipping of the power of dreaming into the physical body still provides a point of reference for ordinary observation, with imagination, as it can be developed in the sense of my book “How to Know Higher Worlds”, one must now also learn to observe how, from falling asleep to waking up, the things and processes of the cosmos, how the I, which remains from falling asleep to waking up, submerges into the physical and etheric body, how now also that which is so powerless for the present human development on earth that the human being is immersed in sleep as in darkness, in the darkness of his soul , and when it submerges into the physical and etheric bodies, it now also strengthens itself in the physical and etheric bodies, as it takes hold of the pathways of the physical and etheric bodies and seizes the innermost power of the blood, through the innermost power of the blood. And this too has its manifestation in the waking consciousness of the day. The I, immersing itself in the physical and etheric bodies, then expresses itself. The I is that which works and weaves in the human being as the free one; it can express itself, it cannot express itself. But when it expresses itself, what is its most characteristic expression in the human being? It is the power of love appearing in the human being. We would never have the ability to merge with love in another being or another process, to merge with this other process, so to speak, if the I did not also leave us every night in real terms in order to immerse itself in the things and processes of the cosmos outside. There it submerges itself in reality. By slipping into us in our fully awakened consciousness, it gives us the inner strength to love through the abilities it has acquired outside. This is what emerges as the threefold power of the soul at its deepest core: freedom, memory life, love power. Freedom, the inner primal form of the etheric or formative body. The power of memory, the inwardly occurring dream-forming power of the astral body. Love, the inwardly occurring power of love that leads the human being to devotion to the outer world. Through the fact that the human soul can partake of this threefold power, it permeates itself with spiritual life. For this threefold permeation with the sense of freedom, with the power of remembrance, through which we hold together past and present, through the power of love, through which we are able to give our own inner being to the outer world and become one with the outer world, through the holding of these three powers of the soul, this our soul becomes spiritualized. To grasp this with the right soul nuance means to grasp what it means that man carries the spirit in his soul. And anyone who does not understand this threefold inner spiritualization of the soul does not understand how the soul of man harbors the spirit. This then extends to life. If we are able to establish a living inner connection between memory and love - the memory that prevails in us through the astral body, love through the I - then in certain cases a wonderful thing can be achieved. In this way, these things are grasped directly in life. We preserve the memory of a beloved dead person beyond death. We carry his image in our soul, that is, we add to the sensual impressions we received from him during our lifetime that which remains with us when his sensual existence has been withdrawn from us. We continue life with the dead in our memory with all the strength and intensity of our soul, continuing it in such a way that we no longer have the support of external sensory impressions, and we try to bring these memories to such a vibrancy that it may seem to us as if the dead person is there in the immediate present. We remain aware that we carry this in our memory, but we then connect this power, which is strengthened by our astral body, with the power that we have through our ego, with the power of love. We preserve the intense love for the dead person beyond the grave. We enable ourselves to connect the power of love with the image, which no longer receives sensual stimulation, in the same way that we could otherwise develop the power of love under sensual stimulation. In this way, it is possible to strengthen what the astral body and the ego would otherwise only express when they make use of the organs of the physical body. Particularly when we preserve the memory of the dead, which can no longer be stimulated in us by the physical body and the etheric body, when we can keep this memory so active and alive that we can connect it with an intense love, then this is a way to awaken inwardly to a certain degree of astral body and I, and precisely in the memory that we are able to preserve for the dead lies one of the first steps to freeing the I and the astral body from the physical body. to a certain degree of the astral body and the I, and it is precisely in the memory that we are able to preserve for the dead person that one of the first steps towards freeing the I and the astral body from the physical and etheric body during the waking state lies. If people could understand what it means to keep the memory alive, to look at the image that remains of the dead person as one would look at it alive, then they would experience the liberation of the astral body and the ego in this way, which leads across the threshold that lies between the physical and the spiritual world. This experience contains the following insight: We first have the memory, vividly, as if the dead person were still there; we know that through our waking consciousness we connect the image of the dead person with love, which we otherwise only had when we received sensual impressions from him. We bring all this to life within us. The jolt occurs when we are able to develop the necessary inner strength. The jolt occurs, we cross the threshold into the spiritual world. The dead person can be there in his reality. This is one of the ways for a person to enter the spiritual world. It is connected with something that can only be revered, something that can even be recognized in reverence and with a certain inner serious attitude. If you allow all the seriousness to take effect on your soul that can be associated with such ideas, as I have just presented to you for the case of crossing the threshold into the spiritual world, if you visualize this seriousness, then at the same time you have an idea of all the seriousness that must be associated with entering the spiritual world at all. Life must, as it were, have shown us by our own will its deep seriousness if we truly want to enter the spiritual world, yes, if we really seriously want to understand the spiritual world. This is what the science of initiation has always sought to infuse into external civilization. But this is also what our so externalized time needs again. For it is a remarkable phenomenon that to man today dogmatic science is worth more than reality. In every moral act man can be conscious of his freedom. And just as we experience red or white, so we actually experience freedom as human beings. But we deny it. We deny it under the authority of contemporary science. Why? Because contemporary science only wants to look at the mechanical, wherever the earlier is the cause of the later. And there this science dictates dogmatically: everything must have its cause. It dogmatically dictates causality, and because causality must be right, because one wants to swear by causality dogmatically, therefore one numbs oneself to the feeling of freedom. Reality is plunged into night in order to maintain the dogma, in this case the dogma of external science, which exercises such strong authority. Science abolishes life. For if life were to become aware of itself in man, this life would immediately grasp freedom in the activity of thinking. And so purely external science, based on causality, has become the great killer of the sense of life in man. One must be aware of this. Can we hope that if man inwardly abolishes the experience of freedom, he can then go further to the spiritual form, to the spiritual form of memory? Can one hope that man, just as he otherwise lets the red of the red rose be revealed, will thus let memory be that which, in him, reveals the 'power of dreaming' that is weaving and working in the universe? Can one hope that man can gain conviction for the second step if he kills the sense of freedom on the first step through the so-called dogma of causality? In so doing, man fails to look into the spirituality of his own soul. Thus he does not penetrate down to the point where he realizes that, in addition to the ability to live asleep outside among things, he acquires the ability in the spiritual I to love through his spirit. The last reason for love lies in the spirit-imbued I, which submerges into the human physical and etheric organism. And to recognize the spirituality of love means, in a certain case, to recognize the spirit at all. He who recognizes love also recognizes the spirit. But in order to recognize love he must penetrate to the inner spiritual experience of love. It is precisely in this respect that our civilization has taken the most false course. Memory is a weaving and living within the soul, and there the differences are not so clearly and deeply apparent. Only mystic spirits, Swedenborg, Meister Eckhart, Johannes Tauler, feel, as they immerse themselves in their memories, the weaving and living of the spiritual-eternal in this memory, speak of the igniting spark that flashes up in man when he becomes aware in remembrance that in this remembrance the same thing lives inwardly microcosmically that works and weaves outwardly in the creative, forming powers that lie dream-like at the basis of all world existence. There the things are not so clear. But they become clear when we go to the third stage, when we see how our civilization has misunderstood the original spiritual nature and weaving of love. Everything that is spiritual naturally has its outer sensual form, for the spirit submerges into the physical. It embodies itself in the physical. If it then forgets itself and becomes aware only of the physical, it believes that what is stirred by the spirit is merely stirred by the physical. Our time lives in this delusion. It does not know love. It only fantasizes about love, yes, lies about love. In reality, it only knows eroticism when thinking about love. I do not want to say that the lonely do not experience love, because man in his unconscious feeling, in his unconscious will, denies the spirit much less than in his thinking - but when contemporary civilization thinks about love, then it only speaks the word love, then it actually speaks of eroticism. And one can truly say: if you go through contemporary literature, everywhere, for example, where love is written in German, the word eroticism should actually be used. For that is all that thinking immersed in materialism knows of love. It is the denial of the spirit that turns the power of love into the power of eroticism. In many areas, not only has the genius of love been replaced by its lower servant, eroticism, but in many places the opposite image, the demon of love, has now also emerged. But the demon of love arises when that which otherwise works in man as willed by God is claimed by human thinking, is torn away from spirituality by intellectuality. So the descending path is: one recognizes the genius of love, one has spiritualized love. One recognizes the lower servant, eroticism. But one falls into the demon of love. And the demon of love has its genius in the interpretation, not in the real form, but in the interpretation of sexuality by today's civilization. How today, when one wants to approach love, not only is there talk of eroticism, but only of sexuality! It can be said that much of what is aimed at today as so-called sex education is already included in this way in which civilization talks about sexuality. The demonology of love lives in this present-day intellectualized discourse on sexuality. Just as, on another level, the genius that an age is meant to follow appears in its demon, because the demon enters where the genius is denied, so it is in this area, where the spiritual is meant to appear in its most intimate form, in the form of love. Our age often prays to the demon of love instead of to the genius of love, and confuses that which is the spirituality of love with the demonology of love in sexuality. Of course, the most complete misunderstandings can arise in this area. For that which lives originally in sexuality is permeated by spiritual love. But humanity can fall away from this spiritualization of love. And it falls back most easily in this intellectualistic age. For when intellect takes on the form of which I spoke yesterday, then the spiritual element of love is forgotten, only its external form is taken into account. It is within man's power, I would say, to deny his own nature. He denies it when he sinks from the genius of love to the demon of sexuality — although I do understand the way people feel about these things, as it is mostly present in the present. If we bear this in mind, we will have to admit that anthroposophy can guide us, not just intellectually, but also in our innermost soul and spiritual life, and help us to rediscover the spirit within the soul. For we can become intimate with anthroposophy. And we will become intimate with it if we understand how to take it in its reality. Today, in some external way, it has been suggested that one should develop a picture or something similar of anthroposophy. Yes, is it not there in its reality? Do we still need a picture? But what we need is to become intimate with anthroposophy through our own inner honesty. Then it penetrates into the innermost fabric of our soul life and soul being. We should not try to form an image in an external way. But inwardly we should become intimate with this living being, which, as Anthroposophy, should, I would say, go everywhere between our ranks when we are united as people who understand such things. If we really live with Anthroposophy as a real entity that walks among us in a higher sense, if we are real human beings, if we become intimate with this Anthroposophy, then we will be impelled to experience in real terms what humanity so urgently needs to experience in our time: not just an image for the soul's eye, but a love for the essence of anthroposophy in our hearts. That is what we need, and that is what will most be able to be an impulse of our time. In this way, I have tried to add the spiritual perspective to the physical and soul perspectives of anthroposophy. The spiritual perspective is not an external pursuit of the spirit; on the contrary, the spiritual perspective is the experience of anthroposophy in the deepest, most intimate part of the human soul and heart. And this deep, intimate experience of anthroposophy in the human soul and in the human heart is the meditation that leads us to an encounter, to a real encounter with anthroposophy. This is an attempt to present the three perspectives that anthroposophy can open up: the physical, the soul and the spiritual. |
10. Initiation and Its Results (1909): Dream Life
Tr. Clifford Bax Rudolf Steiner |
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At first, indeed, the general nature of his dreams will remain as of old in so far as the dream differentiates itself from waking phenomena by presenting in emblematical form whatever it wishes to express. |
The stomach which is replete with indigestible food will cause uneasy dream-pictures. Occurrences in the neighborhood of the sleeping person may also reflect themselves allegorically in dreams. |
As these dreams which owe their origin to such things become orderly they are mixed up with similar dream-pictures which are the expression of things and events in another world. |
10. Initiation and Its Results (1909): Dream Life
Tr. Clifford Bax Rudolf Steiner |
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[ 1 ] An intimation that the student has arrived at the stage of evolution described in the foregoing chapter is the change which comes over his dream-life. Hitherto his dreams were confused and haphazard, but now they begin to assume a more regular character. Their pictures begin to arrange themselves in an orderly way, like the phenomena of daily life. He can discern in them laws, causes, and effects. The contents of his dreams will likewise change. While hitherto he discerned only the reverberations of daily life, mixed impressions of his surroundings or of his physical condition, there now appear before him pictures of a world with which he had no acquaintance. At first, indeed, the general nature of his dreams will remain as of old in so far as the dream differentiates itself from waking phenomena by presenting in emblematical form whatever it wishes to express. This dramatization cannot have escaped the notice of any attentive observer of dream-life. For instance, you may dream that you are catching some horrible creature and experiencing an unpleasant sensation in your hand. You wake up to discover that you are tightly holding a piece of the bed-clothes. The perception does not express itself plainly, but only through the allegorical image. Or you may dream that you are flying from some pursuer and in consequence you experience fear. On waking up you find that during sleep you had been suffering from palpitation of the heart. The stomach which is replete with indigestible food will cause uneasy dream-pictures. Occurrences in the neighborhood of the sleeping person may also reflect themselves allegorically in dreams. The striking of a clock may evoke the picture of soldiers marching by to the sound of their drums. Or a falling chair can become the origin of a complete dream-drama in which the sound of falling is translated into a gun report, and so forth. The more regulated dreams of the person whose etheric body has begun its development have also this allegorical method of expression, but they will cease to repeat merely the facts of the physical environment or of the sense-body. As these dreams which owe their origin to such things become orderly they are mixed up with similar dream-pictures which are the expression of things and events in another world. Here one has experiences that lie beyond the range of one's waking consciousness. Now it must never be fancied that any true mystic will then make the things which in this manner he experiences in dreams the basis of any authoritative account of the higher world. One must only consider such dream-experiences as hints of a higher development. Very soon, as a further result of this, we find that the pictures of the dreaming student are no longer, as hitherto, withdrawn by the guidance of a careful intellect, but are regulated thereby, and methodically considered like the conceptions and impressions of the waking consciousness. The difference between this dream-consciousness and the waking state grows ever smaller and smaller. The dreamer becomes, in the fullest meaning of the word, awake in his dream-life : that is to say, he can feel himself to be the master and leader of the pictures which then appear. [ 2 ] During his dreams the individual actually finds himself in a world which is other than that of his physical senses. But if he possesses only unevolved spiritual organs, he can receive from that world only the confused dramatizations already mentioned. It would only be as much at his disposal as would be the sense-world to a being equipped with nothing but the most rudimentary of eyes. In consequence he could only discern in this world the reflections and reverberations of ordinary life. Yet in dreams he can see these, because his soul interweaves its daily perceptions as pictures into the stuff of which that other world consists. It must here be clearly understood that in addition to the workaday conscious life, one leads in this world a second and unconscious existence. Everything that one perceives or thinks becomes impressed upon this other world. Only if the lotus-flowers are evolved can one perceive these impressions. Now certain minute beginnings of the lotus-flowers are always at the disposal of anyone. During daily consciousness he cannot perceive with them, because the impressions made on him are very faint. It is for similar reasons that during the daytime one cannot see the stars. They cannot strike our perceptions when opposed by the fierce and active sunlight, and it is just in this way that faint spiritual impressions cannot make themselves felt in opposition to the masterful impressions of the physical senses. When the door of outward sense is closed in sleep, these impressions can emerge confusedly, and then the dreamer remembers what he has experienced in another world. Yet, as already remarked, at first these experiences are nothing more than that which conceptions related to the physical senses have impressed on the spiritual world. Only the developed lotus-flowers make it possible for manifestations which are unconnected with the physical world to show themselves. Out of the development of the etheric body arises a full knowledge concerning the impressions that are conveyed from one world to another. With this the student's communication with a new world has begun. He must now—by means of the instructions given in his occult training—first of all acquire a twofold nature. It must become possible for him during waking hours to recall quite consciously the beings he has observed in dreams. If he has acquired this faculty he will then become able to make these observations during his ordinary waking state. His attention will have become so concentrated upon spiritual impressions that these impressions need no longer vanish in the light of those which come through the senses, but are, as it were, always at hand. [ 3 ] If the student is able to do this, there then arises before his spiritual eyes something of the picture which has been described in a former chapter. He can now discern that what exists in the spiritual world is the origin of that which corresponds to it in the physical world, and, above all things, can he learn in this world to know his own higher self. The task that now confronts him is to grow, as it were, into this higher self, or, in other words, to regard it as his only true self, and also to conduct himself accordingly. He now retains, more and more, the conception and the vital realization that his physical body and what hitherto he designated “himself ” is only an instrument of the higher self. He takes an attitude toward his lower self, such as might be taken by some one limited to the world of sense with regard to some instrument or vehicle which serves him. Just as such a person would not consider the carriage in which he travelled to be himself, though he says “I travel,” or “I go,” so, too, the developed person, when he says “I go through the door,” retains in his mind the conception, “I take my body through the door.” This must become for him such an habitual idea that he never for a moment loses the firm ground of the physical world, that never a feeling of estrangement in the world of sense arises. If the student does not wish to become a mere fantastic or vain enthusiast, he must work with the higher consciousness, so that he does not impoverish his life in the physical world, but enriches it, even as the person who makes use of a railway instead of his own legs may enrich himself by going for a journey. [ 4 ] If the student has raised himself to such a life in the higher Ego, then—or still more probably during the acquisition of the higher consciousness—it will be revealed to him how he may stir into life what is called the fire of Kundalini which lies in the organ at the heart, and, further, how he may direct the currents described in a previous chapter. This fire of Kundalini is an element of finer material which flows outward from this organ and streams in luminous loveliness through the self-moving lotus-flowers and the other canals of the evolved etheric body. Thence it radiates outward an the surrounding spiritual world and makes it spiritually visible, just as the sunshine falling upon the surrounding objects makes visible the physical world. [ 5 ] How this fire of Kundalini in the organ at the heart is fanned into life may only form the subject of actual occult training. Nothing can be said of it openly. [ 6 ] The spiritual world becomes plainly perceptible as composed of objects and beings only for the individual who in such a way can send the fire of Kundalini through his etheric body and into the outer world, so that its objects are illumined by it. From this it will be seen that a complete consciousness of an object in the spiritual world is entirely dependent upon the condition that the person himself has cast upon it the spiritual light. In reality the Ego, who has drawn forth this fire, no longer dwells in the physical human body at all, but (as has been already shown) apart from it. The organ at the heart is only the spot where the individual from without enkindles that fire. If he wished to do this, not here but elsewhere, then the spiritual perceptions produced by means of the fire would have no connection with the physical world. Yet one should relate all the higher spiritual things to the physical world itself, and through oneself should let them work in the latter. The organ at the heart is precisely the one through which the higher self makes use of the lower self as his instrument and whence the latter is directed. [ 7 ] The feeling which the developed person now bears toward the things of the spiritual world is quite other than that which is characteristic of ordinary people in relation to the physical world. The latter feel themselves to be in a certain part of the world of sense, and the objects they perceive are external to them. The spiritually evolved person feels himself to be united with the spiritual objects that he perceives, as if, indeed, he were within them. In spiritual space he veritably moves from place to place, and is therefore spoken of in the language of occult science as “the wanderer.” He is practically without a home. Should he continue in this mere wandering, he would be unable to define clearly any object in spiritual space. Just as one defines an object or a locality in physical space by starting from a certain point, so must it also be in regard to the other world. He must seek for a place there which Dream-Life he practically completely explores—a place of which he spiritually takes possession. This he must make his spiritual home and set everything in relation to it. The person who is living in the physical world sees everything in a like manner, as if he carried the ideas of his physical home wherever he went. Involuntarily a man from Berlin will describe London quite otherwise than a Parisian. Only there is a difference between the spiritual and the physical home. Into the latter you are born without your own cooperation, and from it in youth you have acquired a number of ideas which will henceforth involuntarily give color to everything. The spiritual home, an the contrary, you have formed for yourself with full consciousness. You therefore shape your opinions when going out from it in the full, unprejudiced light of freedom. This formation of a spiritual home is known in the speech of occult science as “the building of the hut.” [ 8 ] The spiritual outlook at this point extends at first to the spiritual counterparts of the physical world, so far as these lie in what we call the astral world. In this world is found everything which in its nature is akin to human impulse, feeling, desire, or passion. For in every sense-object that surrounds a person there are forces which are related to these human forces. A crystal, for instance, is formed by powers which, when seen from the higher standpoint, are perceptible as akin to the impulse which acts in the human being. By similar forces the sap is drawn through the vessels of the plant, the blossoms unfold, the seed-cases are made to burst. All these powers acquire form and color for the developed spiritual perceptions, just as the objects of the physical world have color and form for physical eyes. At the stage of development here described the student no longer sees merely the crystal or the plant, but likewise the spiritual forces behind them, even as he does not now see the impulses of animal or human being only through their external manifestations, but also directly as veritable objects, as in the physical world he can see chairs and tables. The entire world of instinct, impulse, wish or passion, whether of a person or of an animal, is there in the astral cloud, in the aura with which the subject is enwrapt. [ 9 ] Besides this, the clairvoyant at this stage of his evolution perceives things that are almost or entirely withdrawn from the perceptions of sense. For example, he can observe the astral difference between a place which is for the most part filled with persons of low development and another which is inhabited by high-minded people. In a hospital it is not only the physical but also the astral atmosphere which is other than that of the ball-room. A commercial town has a different astral air from that of a university town. At first the powers of perceiving such things will be but weak in the person who has become clairvoyant. At first it will seem to be connected with the objects concerned, very much as is the dream-consciousness of the ordinary person in relation to his waking consciousness, but gradually he will completely awaken on this plane also. [ 10 ] The highest acquisition that comes to the clairvoyant, when he has reached this degree of sight, is that by which the astral reaction of animal or human impulses or passions is revealed to him. A loving action has quite a different astral appearance from one which proceeds out of hatred. The sensual appetite gives rise to a horrible astral image, and the feeling that is based on lofty things to one that is beautiful. These correspondences or astral pictures are only to be seen faintly during physical human life, for their strength is much lessened by existence in the physical world. A wish for any object displays itself, for instance, as a reflection of the object itself, in addition to that which the wish appears to be in the astral world. If, however, that wish is satisfied by the attainment of the physical object, or if at least the possibility of such satisfaction is present, the corresponding image would only make a very faint appearance. It first comes into its full power after the death of a person, when the soul, according to its nature, continues to foster such desires, but cannot any longer satisfy them because the object and its own physical organs are both lacking. Thus the gourmet will still have the desire to tickle his palate; but the possibility of satisfaction is absent, since he no longer possesses a palate. As a result of this the desire is displayed as an exceptionally powerful image by which the soul is tormented. These experiences after death among the images of the lower soul-nature are known as the period in “Kamaloka,” that is to say, in the region of desire. They only vanish away when the soul has cleansed itself from all appetites which are directed towards the physical world. Then does the soul mount up into a loftier region which is called “Devachan.” Although these images are thus weak in the person who is yet alive, they still exist and follow him as his own environment in Kamaloka, just as the comet is followed by its tail, and they can be seen by the clairvoyant who has arrived at this stage of development. [ 11 ] Among such experiences and all that are akin to them the occult student lives in the world that has been described. He cannot as yet bring himself into touch with still loftier spiritual adventures. From this point he must climb upward still higher. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Education Based on Knowledge of the Human Being II
25 Dec 1921, Dornach Tr. Roland Everett Rudolf Steiner |
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There are many such kinds of dreams. Their contents are definite reminiscences of our physical, sensory lives. But there are also other kinds of dreams that do not echo waking life. |
If impressions from ordinary life reappear in dreams, these dreams have an injurious effect upon our health. On the other hand, if unrealistic dream images appear—the kind scornfully dismissed as mystical rubbish by an intellectualistic philistine—they make us feel bright and fresh upon awaking in the morning. |
Dream images are woven as objective appearances beyond the influence of our will. In dreams, the activities of the soul become passive, numb, and immobile. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Education Based on Knowledge of the Human Being II
25 Dec 1921, Dornach Tr. Roland Everett Rudolf Steiner |
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If you take what was presented to you yesterday and study it in greater depth, you will find that today’s interpretation of the world cannot lead to a real understanding of the human being. And if you go into further detail in your study of what could be only briefly described here and relate it to specific problems of life, you will find confirmation of all that was postulated in yesterday’s lecture. Now, strangely, exponents of the modern worldview seem unaware of what it means that they cannot reach the specifically human sphere. Nor are they willing to admit that, in this sense, their interpretation of the universe is incomplete. This fact alone is more than enough to justify all the efforts made by spiritual scientific research. We can understand this all the more clearly by observing characteristic examples. When quoting Herbert Spencer, I did not intend to prove anything but only wanted to illustrate modern thinking. Spencer had already formulated his most important and fundamental ideas before Darwinism spread. So-called Darwinism aptly demonstrates how scientific, intellectualistic thinking approaches questions and problems that result from a deep-seated longing in the human soul. Charles Darwin’s Origin of the Species, published in 1859, certainly represents a landmark in modern spiritual life. His method of observation and the way he draws conclusions are exemplary for a modern conceptual discipline. One can truly say that Darwin observed the data offered to his sense perceptions with utmost exactitude; that he searched for the underlying laws in a very masterly way; and he considering everything that such observations could bring to his powers of comprehension. Never did he allow himself to be deflected, not to the slightest degree, by his own subjectivity. He developed the habit of learning from the outer world in a way commensurate with the human intellect. Observing life in this way, Darwin found links between the simplest, least developed organisms and the highest organism on earth—humankind itself. He contemplated the entire range of living organisms in a strictly natural scientific way, but what he observed was external and not part of the essential nature of human beings. Neither the true human being nor human spiritual aspirations were the object of his enquiry. However, when Darwin finally had to face an impasse, his reaction was characteristic; after having formulated his excellent conclusions, he asked himself, Why would it have pleased the Divine Creator any less to begin creation with a small number of relatively undeveloped and primitive organic forms, which would be allowed to develop gradually, than to miraculously conjure fully developed forms right at the beginning of the world? But what does such a response imply? It shows that those who have made the intellectual and naturalistic outlook their own, apply it only as far as a certain inner sensing will allow and then readily accept these newly discovered boundaries without pondering too much over whether it might be possible to transcend them. In fact, they are even prepared to fall back on traditional religious concepts. In a subsequent book, The Descent of Man, Darwin did not fundamentally modify his views. Apart from being typical of the time, Darwin’s attitude reveals certain national features, characteristic of Anglo American attitudes and differing from those of Central Europe. If we look at modern life with open eyes, we can learn a great deal about such national traits. In Germany, Darwinism was initially received with open enthusiasm, which nevertheless spread to two opposite directions. There was, first of all, Ernst Haeckel, who with youthful ardor took up Darwin’s methods of observation, which are valid only in nonhuman domains. But, according to his Germanic disposition, he was not prepared to accept given boundaries with Darwin’s natural grace. Haeckel did not capitulate to traditional religious ideas by speaking of an Almighty who had created some imperfect archetypes. Using Darwin’s excellent methods (relevant only for the non-human realm) as a basis for a new religion, Ernst Haeckel included both God and the human being in his considerations, thus deliberately crossing the boundary accepted by Darwin. Du Bois-Reymond took up Darwinism in another way. According to his views, naturalistic intellectual thinking can be applied only to the non-human realm. He thus remained within its limits. But he did not stop there, unquestioning and guided by his feelings; he made this stopping point itself into a theory. Right there, where Darwin’s observations trail off into vagueness, Du Bois-Reymond postulated an alternative, stating that either there are limits or there are no limits. And he found two such limits. The first limit occurs when we turn our gaze out into the world, and we are confronted with matter. The second is when we turn our gaze inward, toward experiences of our consciousness and find these also finally impenetrable. He thus concluded that we have no way of reaching the supra-sensory, and made this into a theory: one would have to rise to the level of “supernaturalism,” the realm where religion may hold sway, but science has nothing to do with what belongs to this religious sphere. In this way, Du Bois-Reymond leaves everyone free to supplement, according to personal needs, everything confirmed by natural science with either mystical or traditionally accepted forms of religious beliefs. But he insists that such supernatural beliefs could never be the subject of scientific scrutiny. A characteristic difference between the people of Central Europe and those of the West is that the latter lean naturally toward the practical side of life. Consequently, they are quite prepared to allow their thoughts to trail off into what cannot be defined, as happens in practical life. Among Central Europeans, on the other hand, there is a tendency to put up with impracticalities, as long as the train of thought remains theoretically consistent, until an either/or condition has been reached. And this we see particularly clearly when fundamental issues about ultimate questions are at stake. But there is still a third book by Darwin that deals with the expression of feeling. To those who occupy themselves with problems of the soul, this work seems to be far more important than his Origin of the Species and Descent of Man. Such people can derive great satisfaction from this book—so full of fine observations of the human expression of emotions—by allowing it to work in them. It shows that those who have disciplined themselves to observe in a natural scientific way can also attain faculties well suited for research into the soul and spiritual sphere of the human being. It goes without saying that Darwin advanced along this road only as far as his instinct would allow him to go. Nevertheless, the excellence of his observations shows that a training in natural scientific observation can also lead to an ability to go into the supra-sensory realm. This fact lies behind the hope of anthroposophic work, which, in any task that it undertakes, chooses not to depart by a hair’s breadth from the disciplined training of the natural scientific way of thinking. But, at the same time, anthroposophy wishes to demonstrate how the natural scientific method can be developed, thus transcending the practical limits established by Darwin, crossed boldly by Haeckel’s naturalism, and stated as a theory by Du Bois-Reymond. It endeavors to show how the supra-sensory world can be reached so that real knowledge of the human being can finally be attained. The first step toward such higher knowledge does not take us directly into the world of education, which will be our central theme during the coming days. Instead, we will try to build a bridge from our ordinary conceptual and emotional life to suprasensory cognition. This can be achieved if—using ordinary cognition—we learn to apprehend the basic nature of our sense-bound interpretation of the world. To do this, first I would like you to assume two hypotheses. Imagine that, from childhood on, the world of matter had been transparent and clear to our understanding. Imagine that the material world around us was not impermeable to our sight, but that with ordinary sensory observation and thinking we could fully penetrate and comprehend its nature. If this were the situation, we would be able to comprehend the material aspect of the mineral kingdom. We would also be able to understand the physical aspect of human nature; the human body would become completely transparent to our sight. If such a hypothesis were reality, however, you would have to eliminate something from your mind that real life needs for its existence; you would have remove from your thinking all that we mean when we speak of love. For what is the basis of love, whether it is love for another person, for humankind in general, or for spiritual beings? Our love depends on meeting the other with forces that are completely different from those that illuminate our thinking. If transparent or abstract thoughts were to light up as soon as we met another being, then even the very first seeds of love would be destroyed immediately. We simply would be unable to engender love. You need only to remember how in ordinary life love ceases when the light of abstract thought takes over. You need only to realize how correct we are to speak of abstract thoughts as cold, how all inner warmth ceases when we approach the thinking realm. Warmth, revealing itself through love, could not come into being if we were to meet outer material life only with the intellect; love would be extinguished from our world. Now imagine that there is nothing to prevent you from looking into your own inner structure; that, when looking inward, you could perceive the forces and weaving substances within you just as clearly as you see colors and hear tones in the outer world. If this were to happen, you would have the possibility of continuously experiencing your own inner being. However, in this case, too, you would have to eliminate something from your mind that human beings need to exist in the world as it is. What is it that lights up within when you turn your sight inward? You see remembered imagery of what you have experienced in the outer world. In fact, when looking inward, you do not see your inner being at all. You see only the reflection, or memory, of what you have experienced in the world. On the one hand, if you consider that, without this faculty of memory, personal life would be impossible, and, on the other, consider that to perceive your own inner life you would have to eliminate your memory, then you realize the necessity of the built-in limits in our human organization. The possibility of clearly perceiving the essence of outer matter would presuppose a person devoid of love. The possibility of perpetually perceiving one’s own inner organization would presuppose a human being devoid of memory. Thus, these two hypotheses help us to realize the necessity of the two limits placed on ordinary human life and consciousness. They exist for the development of love and because human beings need personal memories for an inner life. But, if there is a path beyond these boundaries into the suprasensory world, an obvious question arise. Can we walk this path without damaging our personal life, on the one hand, and shunning a social life with others, on the other? Anthroposophy has the courage to say that, with the ordinary established naturalistic approach, it is impossible to attain suprasensory knowledge. At the same time, however, it must ask, Is there any way that, when applied with the strict discipline of natural science, will enable us to enter suprasensory worlds? We cannot accept the notion that crossing the threshold into the supernatural world marks the limit of scientific investigation. It is the goal of anthroposophy to open a path into the suprasensory, using means equally as exact as those used by ordinary science to penetrate the sensory realm. In this way, anthroposophy merely continues along the path of modern science. Anthroposophy does not intend to rebel against present achievements, but it endeavors to bring something that is needed today and something contemporary life cannot provide from its own resources. If we look at Darwin’s attitude as I have presented it, we might be prompted to say, If science can deal only with what is perceptible to the senses, then we have to fall back on religious beliefs to approach the suprasensory, and we simply have to accept the situation as inevitable. Such a response, however, cannot solve the fundamental, urgent human problems of our time. In this context, I would like to speak about two characteristics of contemporary life, because, apart from supplementing what has been said, they also illuminate educational matters. They may help to illustrate how modern intellectual thinking—which is striving for absolute lucidity—is nevertheless prone to drift into the dark unconscious and instinctive domains. If you observe people’s attitudes toward the world in past ages, you will find that ancient religion was never seen as mere faith—this happened only in later times—but that religions were based on direct experience and insight into spirit worlds. Knowledge thus gained was considered to be as real as the results of our modern natural scientific research. Only in subsequent ages was knowledge confined to what is sense perceptible, and suprasensory knowledge was, consequently, relegated to the religious realm. And so, the illusion came about that anything pertaining to metaphysical existence had to be a matter of faith. Yet, as long as religions rested on suprasensory knowledge, this knowledge bestowed great power, affecting even physical human nature. Modern civilization cannot generate this kind of moral strength for people today. When religion becomes only a matter of faith, it loses power, and it can no longer work down into our physical constitution. Although this is felt instinctively, its importance is unrecognized. This instinctive feeling and the search for revitalizing forces have found an outlet that has become a distinctive feature of our civilization; it is a part of all that we call sports. Religion has lost the power of strengthening the human physical constitution. Therefore an instinctive urge has arisen in people to gain access to a source of strength through outward, Education Based on Knowledge of the Human Being 39 physical means only. As life tends toward polarity, we find that people instinctively want to substitute the loss of invigoration, previously drawn from his religious experiences, by cultivating sports. I have no wish to harangue against sports. Neither do I wish to belittle their positive aspects. In fact, I feel confident that these activities will eventually develop in a healthy way. Nevertheless, it must be said that sports will assume a completely different position in human life in the future, whereas today it is a substitute for religious experience. Such a statement may well seem paradoxical, but truth, today, is paradoxical, because modern civilization has drifted into so many crosscurrents. A second characteristic of our intellectual and naturalistic civilization is that, instead of embracing life fully, it tends to lead to contradictions that destroy the soul. Thinking is driven along until it becomes entangled in chaotic webs of thought and contradictions, and the thinker remains unaware of the confusion created. For example, a young child in a certain sense will go through the various stages than humankind has passed through, from the days of primitive humanity up to our present civilization, and this fills certain naturalistic intellectuals with admiration. They observe the somewhat turned-up nostrils of a young child and the position of the eyes, which lie further apart than in later life. They observe the formation of the forehead with its characteristic curvature and also the shape of the mouth. All these features remind people of those found in primitive tribes, and so they see young children as “little savages.” Yet, at the same time, sentiments such as those expressed by Rousseau are trying to rise to the surface—sentiments that completely contradict what has just been said. When contemplating educational aims, some people prefer to “return to nature,” both from a physical and a moral aspect. But, being under the influence of an intellectual atmosphere, they soon aim at arranging educational ideas according to the principles of logic, for intellectuality will always lead to logic in thinking. Observing many illogical features in education today, they want to base it on principles of logic, which, in their eyes, are entirely compatible with a child’s natural development. Logic, however, does not meet the needs of children at all. One close look at primitive races will make one quickly realize that members of such tribes hardly apply logical thinking to their ways of life. And so some reformers are under the illusion that they are returning to nature by introducing a logical attitude in educating the young, who are supposed to be little savages, an attitude that is completely alien to a child. In this way, adherents of Rousseau’s message find themselves caught in a strange contradiction with an intellectualistic attitude; striving toward harmony with nature does not fit with an intellectualistic outlook. And, as far as the education of the will is concerned, the intellectualistic thinker is completely out of touch with reality. According to this way of thinking, a child should above all be taught what is useful in life. For example, such people never tire of pointing out the impracticability of our modern mode of dress, which does not satisfy the demands of utility. They advocate a return to more natural ways, saying that we should concentrate on the utilitarian aspects of life. The education of girls is especially subjected to sharp criticism by such reformers. So now they are faced with a paradox; did primitive human beings—the stage young children supposedly recapitulate—live a life of utility? Certainly not. According to archeologists, they developed neither logical thinking nor utilitarian living. Their essential needs were satisfied through the help of inborn instincts. But what captivated the interest of primitive people? Adornment. They did not wear clothing for practical reasons, but through a longing for self-adornment. Whatever the members of such tribes chose to wear—or not to wear, in order to display the patterns on their skin—was not intended for utility, but as an expression of a yearning for beauty as they understood it. Similar traits can be found in the young child. Those who perceive these contradictions and imperfections in modern life will be ready to look for their causes. They will increasingly recognize how lopsided and limited the generally accepted intellectualistic, naturalistic way of thinking is, which does not see the human being as a whole at all. Usually only our waking state is considered, whereas in reality the hours spent in sleep are just as much part of human life as those of daytime consciousness. You may object by saying that natural science has closely examined the human sleeping state as well, and indeed there exist many interesting theories about the nature of sleep and of dreams. But these premises were made by people while awake, not by investigators who were able to enter the domains of sleep. If people who are interested in education think in rational and logical ways and in terms of what is practical and useful in life, and if, on the other hand, they feel pulled in the direction of Rousseau’s call to nature, they will become victims of strange contradictions. What they really do is pass on to children all that seems of value to themselves as adults. They try to graft onto the child something that is alien to the child’s nature. Children really do seek for beauty—though not in the ways suggested by Rousseau—which for them expresses neither goodness nor utility, but simply exists for its own sake. In the waking state, human beings not only have consciousness but also experience an inner life and actively participate in life. During sleep, on the other hand, people loses their ordinary consciousness, and consequently they examine sleep while awake. A proper study of this phenomenon, however, requires more than abstract theories. Entering sleep in full consciousness is essential for understanding it. By experiencing both wonder and astonishment when studying the phenomena of sleep, a serious and unbiased investigator is not likely to advance in ways that, for example, Greek philosophy considered important. According to an ancient Greek adage, every philosophy—as a path toward cognition—begins with wonder. But this indicates only the beginning of the search for insight. One must move on. One must progress from wonder to knowledge. However, the first step toward suprasensory knowledge must be taken not with the expectation of being able to enter the spiritual world directly, but with the intent of building a bridge from the ordinary sensory world to suprasensory knowledge. One way of achieving this is to apply the discipline we use to observe the phenomena of the sensory world to the phenomena we encounter from the realms of sleep and dreams. Modern people have certainly learned to observe accurately, but in this case it is not simply a matter of observing accurately. To gain insight, one must be able to direct observations toward specific areas. I would like to give you an example of how this can be done when studying dream phenomena, which infiltrate our waking life in strange and mysterious ways. Occasionally one still encounters people who have remained aware of the essential difference between waking and sleeping, but their awareness has become only a dim and vague feeling. Nevertheless, they are aware that an awake person is an altogether different from one who is asleep. Therefore, someone tells them that sleep is a waste of time and sleepers are idle and lazy, these simple minds will say that, as long as we sleep, we are free from sin. Thus, they try to say that people, whom they consider sinful while awake, are innocent while asleep. A good instinctive wisdom is hidden in this somewhat naive attitude. But to reach clarity, we need to train our own observation. I would like to give you an example. Surely there are some here—perhaps every one of you—who have had dreams reminiscent of what might have happened to you in daily life. For example, you may have dreamed that you were taken to a river and that you had to get across somehow. So you searched for a boat, which, after a great deal of trouble, you managed to get hold of. Then you had to work hard to row across. In your dream you might have felt the physical exertion of plying the oars, until at last you managed to get across, just as you might have in ordinary life. There are many such kinds of dreams. Their contents are definite reminiscences of our physical, sensory lives. But there are also other kinds of dreams that do not echo waking life. For instance, someone again may dream that it is necessary to get across a river. Wondering how this urge could possibly be fulfilled, the dreamer is suddenly able to spread wings and—presto!—simply fly across and land safely on the opposite bank. This sort of dream is certainly not a memory of something that could happen in waking life, because, to my knowledge, this is hardly the way ordinary mortals transport themselves across a river in real life. Here we have something that simply does not exist in physical life. Now, if we accurately observe the relationship between sleep and being awake, we discover something very interesting; we find that dreams in which we experience the toil and exhaustion of waking life, which reflect waking life, cause us to awake tired. On waking, our limbs feel heavy and tiredness seems to drag on throughout the day. In other words, if strains and pains of a life of drudgery reappear in our dreams, we awake weakened rather than refreshed. But now observe the effects of the other kind of dream; if you managed to fly—weightless and with hearty enthusiasm, with wings you do not possess in ordinary life—once you have flown across your river, you awake bright and breezy, and your limbs feel light. We need to observe how these differing dreams affect the waking life with the same accuracy we use to make observations in mathematics or physics. We know quite well that we would not get very far in these two subjects without it. Yet dreams do not generally become the object of exact observations and, consequently, no satisfactory results are achieved in this field. And such a situation hardly encourages people to strive for greater powers of insight into these somewhat obscure areas of life. This is not just a case of presenting isolated glimpses of something that seems to confirm previous indications. The more we ponder over the relevant facts, the more the reciprocal links between sleep and waking life become evident. For example, there are dreams in which you may see some very tasty food that you then enjoy with a hearty appetite. You will find that usually, after having thus eaten in your dreams, you wake up without much appetite. You may not even eat during the following day, as though there were something wrong with your digestion. On the other hand, if in your dream you had the experience of speaking to an angel, and if you entered fully into a dialogue, you will awake with a keen edge to your appetite, which may persist during the whole day. Needless to say, partaking of food in one’s dream represents a memory from waking life, for in the spiritual world one neither eats nor drinks. Surely you will accept this without further proof. Therefore, enjoying food in a dream is a reminiscence of physical life, whereas speaking to an angel—an event unlikely to occur to people these days—cannot be seen as an echo of daily life. Such an observation alone could show even an abstract thinker that something unknown happens to us in sleep—something that nevertheless plays into our daily lives. It is wrong to surmise that it is impossible to gain exact and clear concepts in this realm. Is it not a clear discovery that dreams echoing earthly reality—the kind so popular among naturalistic poets, ever eager to imitate earthly life, never ready to enter the suprasensory realms—have an unhealthy effect on our waking lives? If impressions from ordinary life reappear in dreams, these dreams have an injurious effect upon our health. On the other hand, if unrealistic dream images appear—the kind scornfully dismissed as mystical rubbish by an intellectualistic philistine—they make us feel bright and fresh upon awaking in the morning. It is certainly possible to observe the strange interplay and the reciprocal effects between dreaming and sleeping. And so we can say that something independent of the human physical condition must be happening during sleep, the effects of which we can observe in the person’s physical organism. Dreams cause astonishment and wonder to ordinary consciousness, because they elude us in our waking state. The more you try to collect such examples, the more you will find a real connection between the human sleeping and waking state. You only need to look closely at dreams to see that they are different from our experiences during waking life. When awake, we are able to link or separate mental images at will, but we cannot do this when dreaming. Dream images are woven as objective appearances beyond the influence of our will. In dreams, the activities of the soul become passive, numb, and immobile. If we study dreams from yet another aspect, we find that they can reveal other secret sides of human existence. Observe, for instance, your judgment of people with whom you may have a certain relationship. You might find that you keep your full inner feelings of sympathy or antipathy from arising to consciousness, and that your judgment of people is colored by various facts, such as their titles or positions in social life. However, when you dream about such a person, something unexpected may happen; you may find yourself giving someone a good beating. Such behavior, so completely at odds with your attitude in waking life, allows you to glimpse the more hidden regions of your sympathies and antipathies, some of which you would never dare admit, even to yourself, but which the dream conjures up in your soul. Subconscious images are placed before the dreaming soul. They are relatively easy to watch, but if you deeply investigate someone’s inexplicable moods of ill temper or euphoria that seem unrelated to outer circumstances, you find that they, too, were caused by dreams, completely forgotten by those concerned. Experiences in sleep and the revelations of dreams work into the unconscious and may lead to seemingly inexplicable moods. Unless we consider this other side of life, the hidden domain of our sleep life, by making exact investigations, we cannot understand human life in its wholeness. All these reciprocal effects, however, happen without human participation. Yet it is possible to lift what happens subconsciously and involuntarily into a state of clear consciousness equal to that of someone engaged in mathematics or other scientific investigations. When achieving this, one’s powers of observation are enhanced beyond the indeterminate relationship between waking and sleeping to the fully conscious states of imagination, inspiration, and intuition. Only through these three capacities is it possible to attain true knowledge of the human being. What life vaguely hints at through the phenomenon of sleep can be developed in full consciousness by applying methods given by anthroposophy, which strive toward a real knowledge of the universe and the human being. |
10. Knowledge of the Higher Worlds (1947): The Transformation of Dream Life
Tr. George Metaxa, Henry B. Monges Rudolf Steiner |
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At first the general character of his dream life remains unchanged, in as far as dreams are distinguished from waking mental activity by the symbolical presentation of what they wish to express. No attentive observer of dream life can fail to detect this characteristic. For instance, a person may dream that he has caught some horrible creature, and he feels an unpleasant sensation in his hand. |
Disquieting dreams can also be traced to indigestible food. Occurrences in the immediate vicinity may also reflect themselves symbolically in dreams. |
10. Knowledge of the Higher Worlds (1947): The Transformation of Dream Life
Tr. George Metaxa, Henry B. Monges Rudolf Steiner |
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[ 1 ] An intimation that the student has reached or will soon reach the stage of development described in the preceding chapter will be found in the change which comes over his dream life. His dreams, hitherto confused and haphazard, now begin to assume a more regular character. Their pictures begin to succeed each other in sensible connection, like the thoughts and ideas of daily life. He can discern in them law, cause, and effect. The content, too, of his dreams is changed. While hitherto he discerned only reminiscences of daily life and transformed impressions of his surroundings or of his physical condition, there now appear before him pictures of a world he has hitherto not known. At first the general character of his dream life remains unchanged, in as far as dreams are distinguished from waking mental activity by the symbolical presentation of what they wish to express. No attentive observer of dream life can fail to detect this characteristic. For instance, a person may dream that he has caught some horrible creature, and he feels an unpleasant sensation in his hand. He wakes to discover that he is tightly grasping a corner of the blanket. The truth is not presented to the mind, except through the medium of a symbolical image. A man may dream that he is flying from some pursuer and is stricken with fear. On waking, he finds that he has been suffering, during sleep, from palpitations of the heart. Disquieting dreams can also be traced to indigestible food. Occurrences in the immediate vicinity may also reflect themselves symbolically in dreams. The striking of a clock may evoke the picture of a troop of soldiers marching by to the beat of drums. A falling chair may be the occasion of a whole dream drama in which the sound of the fall is reproduced as the report of a gun, and so forth. The more regulated dreams of esoteric students whose etheric body has begun its development retain this symbolical method of expression, but they will cease merely to reflect reality connected with the physical body and physical environment. As the dreams due to the latter causes become more connected, they are mingled with similar pictures expressing things and events of another world. These are the first experiences lying beyond the range of waking consciousness. Yet no true mystic will ever make his experiences in dreams the basis of any authoritative account of the higher world. Such dreams must be merely considered as providing the first hint of a higher development. Very soon and as a further result, the student's dreams will no longer remain beyond the reach of intellectual guidance as heretofore, but on the contrary, will be mentally controlled and supervised like the impressions and conceptions of waking consciousness. The difference between dream and waking consciousness grows ever smaller. The dreamer remains awake in the fullest sense of the word during his dream life; that is, he is aware of his mastery and control over his own vivid mental activity. [ 2 ] During our dreams we are actually in a world other than that of our senses; but with undeveloped spiritual organs we can form none other than the confused conceptions of it described above. It is only in so far present for us as, for instance, the world of sense could be for a being equipped with no more than rudimentary eyes. That is why we can see nothing in this world but counterfeits and reflections of daily life. The latter are perceptible to us because our own soul paints its daily experiences in pictorial form into the substance of which that other world consists. It must be clearly understood that in addition to our ordinary conscious work-a-day life we lead a second, unconscious life in that other world. We engrave in it all our thoughts and perceptions. These tracings only become visible when the lotus flowers are developed. Now, in every human being there are slender rudiments of these lotus flowers. We cannot perceive by means of them during waking consciousness because the impressions made on them are very faint. We cannot see the stars during the daytime for a similar reason: their visibility is extinguished by the mighty glare of the sun. Thus, too, the faint spiritual impressions cannot make themselves felt in the face of the powerful impressions received through the senses. Now, when the gate of the senses is closed during sleep, these other impressions begin to emerge confusedly, and the dreamer becomes aware of experiences in another world. But as already explained, these experiences consist at first merely of pictures engraved in the spiritual world by our mental activity attached to the physical senses. Only developed lotus flowers make it possible for manifestations not derived from the physical world to be imprinted in the same way. And then the etheric body, when developed, brings full knowledge concerning these engraved impressions derived from other worlds. This is the beginning of life and activity in a new world, and at this point esoteric training must set the student a twofold task. To begin with, he must learn to take stock of everything he observes in his dreams, exactly as though he were awake. Then, if successful in this, he is led to make the same observations during ordinary waking consciousness. He will so train his attention and receptivity for these spiritual impressions that they need no longer vanish in the face of the physical impressions, but will always be at hand for him and reach him in addition to the others. [ 3 ] When the student has acquired this faculty there arises before his spiritual eyes something of the picture described in the preceding chapter, and he can henceforth discern all that the spiritual world contains as the cause of the physical world. Above all things he can perceive and gain knowledge of his own higher self in this world. The next task now confronting him is to grow, as it were, into this higher self, that is, really to regard it as his own true self and to act accordingly. He realizes ever more clearly and intensely that his physical body and what he hitherto called his “I” are merely the instruments of his higher self. He adopts an attitude toward his lower self such as a person limited to the world of the senses adopts toward some instrument or vehicle that serves him. No one includes as part of himself the vehicle in which he is traveling, even though he says: “I travel”; so, too, when an inwardly developed person says: “I go through the door,” his actual conception is: “I carry my body through the door.” Only this must become a natural concept for him, so that he never for a moment loses his firm footing in the physical world, or feels estranged from it. If the student is to avoid becoming a fantastic visionary he must not impoverish his life through his higher consciousness, but on the contrary, enrich it, as a person enriches his life by using the railway and not merely his legs to cover a certain distance. [ 4 ] When the student has thus raised himself to a life in the higher ego, or rather during his acquisition of the higher consciousness, he will learn how to stir to life the spiritual perceptive force in the organ of the heart and control it through the currents described in the foregoing chapter. This perceptive force is an element of higher sustainability, which proceeds from the organ in question and flows with beautiful radiance through the moving lotus flowers and the other channels of the developed etheric body. Thence it radiates outward into the surrounding spiritual world rendering it spiritually visible, just as the sunlight falling on the objects of the physical world renders them visible. [ 5 ] How this perceptive force in the heart organ is created can only be gradually understood in the course of actual development. [ 6 ] It is only when this organ of perception can be sent through the etheric body and into the outer world, to illumine the objects there, that the actual spiritual world, as composed of objects and beings, can be clearly perceived. Thus it will be seen that complete consciousness of an object in the spiritual world is only possible when man himself casts upon it the spiritual light. Now, the ego which creates this organ of perception does not dwell within, but outside the physical body, as already shown. The heart organ is only the spot where the individual man kindles, from without, this spiritual light organ. Were the latter kindled elsewhere, the spiritual perceptions produced by it would have no connection with the physical world. But all higher spiritual realities must be related to the physical world, and man himself must act as a channel through which they flow into it. It is precisely through the heart organ that the higher ego governs the physical self, making it into its instrument. [ 7 ] Now, the feelings of an esoterically developed person toward the things of the spiritual world are very different from the feelings of the undeveloped person toward the things of the physical world. The latter feels himself to be at a particular place in the world of sense, and the surrounding objects to be external to him. The spiritually developed person feels himself to be united with, and as though in the interior of, the spiritual objects he perceives. He wanders, in fact, from place to place in spiritual space, and is therefore called the wanderer in the language of occult science. He has no home at first. Should he, however, remain a mere wanderer he would be unable to define any object in spiritual space. Just as objects and places in physical space are defined from a fixed point of departure, this, too, must be the case in the other world. He must seek out some place, thoroughly investigate it, and take spiritual possession of it. In this place he must establish his spiritual home and relate everything else to it. In physical life, too, a person sees everything in terms of his physical home. Natives of Berlin and Paris will involuntarily describe London in a different way. And yet there is a difference between the spiritual and the physical home. We are born into the latter without our co-operation and instinctively absorb, during our childhood, a number of ideas by which everything is henceforth involuntarily colored. The student, however, himself founds his own spiritual home in full consciousness. His judgment, therefore, based on this spiritual home, is formed in the light of freedom. This founding of a spiritual home is called in the language of occult science the building of the hut. [ 8 ] Spiritual vision at this stage extends to the spiritual counterparts of the physical world, so far as these exist in the so-called astral world. There everything is found which in its nature is similar to human instincts, feelings, desires, and passions. For powers related to all these human characteristics are associated with all physical objects. A crystal, for instance, is cast in its form by powers which, seen from a higher standpoint, appear as an active human impulse. Similar forces drive the sap through the capillaries of the plant, cause the blossoms to unfold and the seed vessels to burst. To developed spiritual organs of perception all these forces appear gifted with form and color, just as the objects of the physical world have form and color for physical eyes. At this stage in his development the student sees not only the crystal and the plant, but also the spiritual forces mentioned above. Animal and human impulses are perceptible to him not only through their physical manifestation in the individual, but directly as objects; he perceives them just as he perceives tables and chairs in the physical world. The whole range of instincts, impulses, desires and passions, both of an animal and of a human being, constitute the astral cloud or aura in which the being is enveloped. [ 9 ] Furthermore, the clairvoyant can at this stage perceive things which are almost or entirely withheld from the senses. He can, for instance, tell the astral difference between a room full of low or of high-minded people. Not only the physical but also the spiritual atmosphere of a hospital differs from that of a ballroom. A commercial town has a different astral air from that of a university town. In the initial stages of clairvoyance this perceptive faculty is but slightly developed; its relation to the objects in question is similar to the relation of dream consciousness to waking consciousness in ordinary life; it will, however, become fully awakened at this stage as well. [ 10 ] The highest achievement of a clairvoyant who has attained the degree of vision described above is that in which the astral counter-effects of animal and human impulses and passions are revealed to him. A loving action is accompanied by quite a different astral concomitant from one inspired by hate. Senseless desire gives rise to an ugly astral counterpart, while a feeling evoked by a high ideal creates one that is beautiful. These astral images are but faintly perceptible during physical life, for their strength is diminished by life in the physical world. The desire for an object, for example, produces a counterpart of this sort in addition to the semblance of the desire itself in the astral world. If, however, the object be attained and the desire satisfied, or if, at any rate, the possibility of satisfaction is forthcoming, the corresponding image will show but faintly. It only attains its full force after the death of the individual human being, when the soul in accordance with her nature still harbors such desires, but can no longer satisfy them, because the object and the physical organ are both lacking. The gourmand, for instance, will still retain, after death, the desire to please his palate; but there is no possibility of satisfying this desire because he no longer has a palate. As a result, the desire produces an especially powerful counterpart, by which the soul is tormented. These experiences evoked by the counterparts of the lower soul-nature after death are called the experiences in the soul-world, especially in the region of desires. They only vanish when the soul has purified herself from all desires inclining toward the physical world. Then only does the soul mount to the higher regions, to the world of spirit. Even though these images are faint during life in the physical world, they are none the less present, following man as his world of desire, in the way a comet is followed by its tail. They can be seen by a clairvoyant at the requisite stage of development. [ 11 ] Such and similar experiences fill the life of the student during the period described above. He cannot attain higher spiritual experience at this stage of development, but must climb still higher from this point. |
29. Collected Essays on Drama 1889–1900: “The Last People”
19 Feb 1898, Tr. Automated Rudolf Steiner |
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Drama by Wolfgang Kirchbach Performance of the "Verein für historisch-moderne Fesispiele" at the Neues Theater, Berlin Wolfgang Kirchbach has dramatized the fate of the "last human couple" in the form of a poet's dream and had this dream drama performed on 19 February as part of the "historical-modern festival" series. |
But after all, we want to be able to believe in a poet's dream. We want to have a sense that there is a human necessity to dream in this way. And that someone can dream about the universe in the way Wolfgang Kirchbach pretends to have dreamed, we never believe. |
But we smile at such a dream when we remember it after a good night's sleep. Wolfgang Kirchbach, however, records it and seems to believe that we could dream along with him. |
29. Collected Essays on Drama 1889–1900: “The Last People”
19 Feb 1898, Tr. Automated Rudolf Steiner |
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Drama by Wolfgang Kirchbach Wolfgang Kirchbach has dramatized the fate of the "last human couple" in the form of a poet's dream and had this dream drama performed on 19 February as part of the "historical-modern festival" series. A lot seems to be allowed in dreams; and when someone appears and tells us: "I dreamt this", he disarms us to a certain extent. We are quite helpless in the face of what the Lord gives us in our sleep. But after all, we want to be able to believe in a poet's dream. We want to have a sense that there is a human necessity to dream in this way. And that someone can dream about the universe in the way Wolfgang Kirchbach pretends to have dreamed, we never believe. Modern science teaches us that the world will gradually freeze over and bury all existence in eternal rest. Kirchbach shows us the time before this glaciation. Sirens, nymphs, fauns, Proteus, Pan and similar mythical creatures live in this time. The fact that humans once lived is initially unknown to them. Then the last man appears. He comes from an Eskimo. The mythical creatures want to destroy him. For what is to become of them when man establishes a new kingdom? They live without restraint, without morality and law. Man could only destroy this life. - It is completely pointless to describe the battles between the mythical creatures of nature and man, as Kirchbach does. Suffice it to say that the last man believes himself to be the first, because he sees no beings of his kind around him. Strangely enough, the last woman is also still there. Love develops between the two. Man feels the joy of life. He wants to defeat the gods of nature and establish a new kingdom. The woman also forces the great Pan into the magic circle of her love. He puts on human clothes to please her. She spurns him. He dies of a broken heart. And with the death of the great Pan, the end of the world is sealed. Even the last man dies last. And that is because Proteus takes away his belief that he is the first of his race and shows him that no new life can arise from the womb of man. After all, Wolfgang Kirchbach can dream like that. That is his business. Our hearts remain as icy as the end of the world he depicts throughout the whole process. Everything sounds hollow. We do not have the feeling that here a poet has solved a task that he has experienced in his deepest depths. We are only dealing with a man who has a completely external relationship to the great questions which he draws into the circle of his art. Everything is done with levers and screws. Not for a moment does inner warmth flow from the poet to us. It is quite possible in dreams, for example, that fauns nine hundred billion years old do not know what a bootjack is, which they dig out of the ruins of the world at the end of existence; it is also possible in dreams that within the desolate time that precedes the end of the world, a well-formed human couple still emerges. But we smile at such a dream when we remember it after a good night's sleep. Wolfgang Kirchbach, however, records it and seems to believe that we could dream along with him. No, we only smile there too. And then comes the anger, the perhaps unreasonable anger that Wolfgang Kirchbach has brought it upon himself to show us what the Lord taught him in his sleep about the end of the world. Poets should live through their Faust problem while awake. They may then have no excuse for their fantastic improbabilities, but they will remain artistically honest. And being artistically honest means above all: keeping quiet about things you have nothing to say about. |
211. The Three Stages of Sleep
24 Mar 1922, Dornach Tr. Unknown Rudolf Steiner |
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Out of the state of sleep there emerges first the life of dreams. This dream life consists of pictures, and if one pays attention to this life of dreams, it is easy to observe that its pictures are related to ordinary life and consciousness. |
A person can bring back something into the waking life through the dream only from the lightest sleep, but, as I have already said, these dream-pictures are not authoritative, for the same dream can be clothed in the most varied pictures. |
You lie down in bed and fall into a light sleep from which dreams may emerge into ordinary consciousness. You pass over into a deeper sleep from which no dreams proceed, but in which the soul is still connected with the physical body. |
211. The Three Stages of Sleep
24 Mar 1922, Dornach Tr. Unknown Rudolf Steiner |
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Waking life is the state of consciousness that is most familiar to mankind, but within this sphere the problems of existence are not unveiled. If this waking consciousness, as it serves us for ordinary life and knowledge, could solve the problems of life without further ado, such problems would no longer exist. Their solution would be a matter of course. Human beings would never come to the point of questioning. The fact that someone asks about the deeper foundations of life and, while not perhaps coming to the point of definitely formulating questions as to the problems of life yet retains the longing to know something that ordinary consciousness cannot yield, proves that from the deepest foundations of the human soul, though in a more or less unconscious way, something arises which indeed belongs to the human being, but which must first be sought if it is to rise up into the light of consciousness. This leads those who do not observe life sufficiently closely into speculation and into the forming of all kinds of philosophies which eventually prove to be unsatisfying. But anyone who observes the phenomena of life with a certain impartiality will soon realise that, in the sleeping condition, as opposed to the waking condition of consciousness, something is concealed, and that an understanding of life may result from an understanding of the sleeping condition. We have often spoken of these things, but it is necessary to return to them again and again, for Anthroposophy can only be understood when the attempt is made to approach facts from the most varied points of view. Out of the state of sleep there emerges first the life of dreams. This dream life consists of pictures, and if one pays attention to this life of dreams, it is easy to observe that its pictures are related to ordinary life and consciousness. Even if it can often be said that things are dreamed of in a way in which the dreamer has never experienced them, I would answer: the parts out of which the dream is made up, the details of the pictures, are all the same taken from ordinary consciousness. It is different with regard to the dramatic element of the dream, to the way in which the dream, as it grows in intensity, evokes feelings of anxiety, of joy, of compulsion. The meaning of the course taken by these dream pictures lies more deeply within human nature, and we can understand this when we consider the following example. A man may dream, for instance, that he is walking along a road and comes to a mountain. He passes into a cave in the mountain. At first it is dusk, and then it gets darker. An unknown impulse urges him to go farther; he has a sense of uneasiness and this increases till he stands there in a state of terror, let us say, of falling into some inner chasm or the like. He may then wake up in this feeling of terror, for it has lasted until the time of waking. Again, we may dream that we are standing somewhere and a man is approaching us from a distance. He comes nearer and nearer, and when he is quite close it appears that he is preparing to make an attack. There is an experience of increasing anxiety. The other man comes still nearer and the harmless instrument which he had shown us from afar changes into a murderous weapon. The dream transforms things in this way. Anxiety becomes terror, and once more we awake full of this terror which continues into waking life. Here we have two entirely different pictures. In the first dream we have a series of pictures which led us into the mountain cavern, and in the second a series of pictures connected with an approaching enemy. The soul-experience has been the same although the picture sequence has been quite different. What the soul has lived through is something entirely different from what is consciously experienced on waking. The pictures in themselves are not the essential thing. The point is the inner drama through which the soul passes; how there was first an impulse—or something that approached the soul in the place of an impulse—how this passed over into feelings of anxiety and terror, and how at last the dreamer came to the point of rousing himself out of sleep and returning to ordinary consciousness. Forces that increase in intensity are there behind the dream and these forces clothe themselves in pictures. The forces are not perceptible but they are the essential factor. I might multiply these two picture sequences many times, for the same soul content may be clothed in 10, 20 or a hundred different pictures. Thus we must say that here is something that takes place in the soul which the human being does not observe and of which the person knows nothing. Only the pictures are known. These pictures are experienced in dream consciousness, but the essential thing is the process of intensification: first anxiety, then greater anxiety, and lastly actual terror. The dream pictures are more or less taken from ordinary life—the mountain, the cavern, the approaching enemy, his weapon—all these are borrowed from life. The pictures derive their content from life, but this is only the clothing. But now when, through what I have often described as Imaginative consciousness, we have the power to remain behind this clothing, building no pictures of this kind, but remaining with Imaginative consciousness within the forces of the soul which have given rise to the anxiety, fear and terror, then something quite different happens. When a person sleeps, the astral body and Ego are outside the physical and etheric bodies. In normal circumstances when human beings awake, they re-enter the etheric and physical bodies very rapidly; but when, in somewhat abnormal circumstances, someone does not immediately penetrate into the physical body, but before entering it penetrates more intensely into the etheric body, then these pictures are formed out of life. For in ordinary consciousness there is no conceptual activity in actual sleep. The dream pictures arise only at the moment when someone is penetrating into the body and passing through the etheric body, or at the moment of falling asleep when, on leaving the physical body, the sleeper lingers in the etheric body. These dream pictures taken from ordinary life are formed only in the intermediate conditions. Imaginative consciousness, however, enables human beings to live in those forces of the soul which stand behind the dream while the person is wholly outside the body. The individual lives then in a different world of reality, a world which is passed through between falling asleep and awaking. Between falling asleep and awaking human beings live in this world without consciousness. You can picture this to yourselves as though a man sank under water, and there, losing all consciousness, can only regain it when the waters bear him to the surface and make him free again. The same thing that there takes place in a physical sense takes place in the soul when people sleep. They dive down into the spiritual world and there lose consciousness. They pass out of the body with their soul and lose consciousness. On waking they rise up again and regain consciousness, and this re ascent is the entrance into the body. When, as has been said, someone does not enter the body immediately, but becomes aware of the passage through the etheric body, there arise the pictures of the dream. But when we reach a stage where the appearance of such dream pictures is no longer allowed and, existing wholly outside the physical body in the spiritual world, we perceive pictures, these are no longer arbitrary pictures but are such as you will find in the description of world-evolution in my Occult Science. All such descriptions as those given in Occult Science originate in the way just characterised. If it is asked what is to be found in Occult Science, the answer must be: ‘Thoughts are there’. These thoughts can be studied. I have emphasised again and again that the healthy human intellect can reflect upon these thoughts. Thoughts are there, but they are not ordinary thoughts: they are thoughts which are creatively active in the cosmos. Human beings can live in these thoughts when they stand on the other side of the threshold leading into the spiritual world. They can live in these thoughts which are active in the cosmos. This is the first thing that they will find when they enter the super-sensible world. Picture to yourselves someone asleep. During sleep, processes of the greatest intensity and far-reaching effect take place in the soul. Nothing is known of all this because in sleep the person is without consciousness. In the morning the person re-enters the physical body, diving down instantaneously into it. The eyes are used to perceive light and colour, the ears to hear sounds, and so on. The person becomes conscious. But there is this intermediate state where, before entering directly into the physical body, the person enters the etheric body. Then the dream arises. But should that person become conscious before penetrating into the etheric body, he or she would then be conscious in the outer ether which fills the whole cosmos; there would be consciousness of what is described in Occult Science. If, for example, you were to become conscious in the middle of the night without returning to your physical body, so that this physical body rose up before you and you were to look upon it—for it would then be visible—you would become conscious of this cosmology, of what I have described in Occult Science. What is there described may be called the formative forces of the cosmos, or cosmic thoughts. Just as people have their own thoughts in waking life, they can now say: ‘The Earth has originated in such and such a way; it has passed through a Moon condition, a Sun condition and a Saturn condition’—as I have described in Occult Science. This kind of perception in the spiritual world is only one of three existing kinds. When human beings consider their waking condition of consciousness, they know that in this consciousness they can distinguish between thinking, feeling and willing. But just as the waking consciousness has these three states, so also the night consciousness, which in an ordinary way is an unconscious condition so far as the human being is concerned, has its three states. In the period between falling asleep and awaking people are not always in the same condition any more than they are during the period of waking consciousness. A person is awake when thinking or feeling or willing; consciousness can also function in three conditions during sleep. Imaginative consciousness is only able to behold the cosmic formative forces if we have first acquired consciousness and knowledge of them. In sleep we all live within these formative forces of the cosmos, within the cosmic thoughts; just as man is immersed when he jumps into water, so is everyone immersed, in sleep, in the formative forces of the cosmos. Besides this life within the formative forces of the cosmos there are two other conditions of the life of sleep, just as in waking life the human being not only thinks, but feels and wills. Thinking, the possession of thoughts, corresponds in sleep to the life of the cosmic formative forces. This means that, when we become conscious in the lightest sleep, we are living in the formative forces of the cosmos. It is as though we were swimming through the cosmos from one end to the other, floating through thoughts—thoughts which are, however, forces. In this lightest sleep we float through the thought-forces of the cosmos. But there is also a deeper sleep—a sleep from which nothing can be brought into the waking life of the day unless we have practised special exercises of the soul. A person can bring back something into the waking life through the dream only from the lightest sleep, but, as I have already said, these dream-pictures are not authoritative, for the same dream can be clothed in the most varied pictures. In very light sleep we can always dream, that is, we can always bring something over into consciousness; we can feel that we have had at least some experiences in sleep. This is, however, only the case with the very lightest kind of sleep. Of deeper sleep nothing can be known until we can enter it with Inspirational consciousness, and then we become aware of more than is described in Occult Science. In that work I have, of course, described something of what sounds forth from Inspirational consciousness, but let us make it quite clear—and this is a matter which can only be explained through Anthroposophy—in what way the human being experiences this transition from light sleep to that sleep from which no dreams can be brought back into the ordinary conscious life. When sleep is so light that dreams can be brought back into ordinary life, then one who is able to look into these worlds perceives the surging, weaving thought-pictures, the cosmic Imaginations which reveal cosmic mysteries showing that human beings indeed belong to a cosmic world just as they belong to the world in which they live consciously from awakening to falling asleep. For what I have described in Occult Science is not as though one merely painted something on a surface, but everything is in perpetual movement, in perpetual activity. At a definite moment, however, pictures begin to appear in this world through which human beings pass in light sleep, though they know nothing of it. The pictures become distinct; their light is enhanced; they reveal certain realities lying behind them. The pictures fade away again, and nothing remains in the consciousness but a kind of feeling that they have died down. Then they rise up again, and in this alternation of activity and withdrawal, something appears which can be called the harmony of the spheres, cosmic music. Thus cosmic music does not reveal itself only as melody and harmony but as the deeds and activities of those beings who dwell in the spiritual world, as the deeds of the Angeloi, Archangeloi, Archai, and so on. The spiritual beings who guide and direct the world out of the spirit are seen, moving as it were through the surging sea of pictures. It is the world that is perceived through Inspiration, the second world. Let me call it the revelations of spiritual cosmic beings. And this world of the revelation of spiritual cosmic beings is the second element of sleep, as feeling is the second element of waking consciousness. Thus during sleep not only does the human being enter the realm of cosmic thoughts, but within these flowing cosmic thoughts there are revealed the deeds of cosmic beings who belong to the spiritual world. In addition to these two conditions of sleep there is yet a third of which human beings have as a rule no sort of awareness. They usually know that they can sleep lightly, and they know also that dreams emerge from this light sleep. They know that there is a dreamless sleep. But the utmost that they can know of this third condition of sleep is that on awakening they may be conscious of the fact that, during sleep, they had been faced with some difficulty, with something which they must conquer in the first hours after awaking. I am sure that many of you are familiar with this feeling in the morning, where one knows that one has not slept quite in the ordinary way, but that something was there which has left a certain sense of difficulty, that will take some time to overcome when one regains consciousness in the morning. This is an indication of that third condition of sleep, the content of which can be apprehended only through Intuition. It is a condition which is of great significance to the human being. When they are in the lightest sleep human beings are still actually concerned with a great deal that belongs to the experiences of waking consciousness. In a certain sense they still participate in their breathing processes; they also participate, although not from within but from without, in the blood circulation and the other processes of the body. In the second condition of sleep they do not actually participate in the processes of their bodily life; they are concerned with a world that is common both to the body and to the soul. Some element connected with the body plays over into the soul, just as something passes over from the light into the plant when it is developing in the light of day. But when they are in the third condition of sleep, there is something within them which—if I may so express it—has become mineral, for in this state the salts of the body are especially strongly deposited. During this third state of sleep a very strong storing up of salts takes place in the physical body—with their souls human beings live in the inner being of the mineral world. Now let us imagine that the following experiment may be made. You lie down in bed and fall into a light sleep from which dreams may emerge into ordinary consciousness. You pass over into a deeper sleep from which no dreams proceed, but in which the soul is still connected with the physical body. You then enter into a sleep in which strong accumulations of salts take place in the physical body. The soul can have no relation to what is thus taking place in the body. However, if you had placed beside your bed a mountain crystal, it would be possible for you to enter with your soul right into the inner being of the crystal; you would perceive it from within outwards. This is not possible either in the first or in the second condition of sleep. In the first state of sleep, the content of which can enter into the dream, you would, had you dreamed of the crystal, still perceive it as some kind of crystal—it would certainly be a shadowy experience, but something of the nature of a crystal would be there. In the second state of sleep the crystal would be experienced in a less definite sense; and if you could then still dream—that is not possible in the ordinary way but we will imagine it to be so—then you would have the experience that the crystal becomes indefinite and forms itself into a kind of sphere or ellipsoid, and then recedes again. But if you could dream in the deepest sleep—that is, if you could bring into it the consciousness of Intuition—then out of this deepest sleep, this third condition of sleep, you would so experience the crystal that it would seem as though inwardly you followed these lines of form to the apex, and back again. You would experience the inner being of the crystal; you would be living within it. And so also in the case of other minerals. Not only would you experience the form, but also the inner forces. In short, the third condition of sleep is one which lifts human beings wholly out of their bodies and places them within the spiritual world. In this third stage of sleep we live with the essential being of the spiritual world itself. That is, we stand within the essence, within the being, of Angeloi, Archangeloi and of all those beings whom we otherwise perceive outwardly, in their manifestations. Between waking and sleeping we see with our sense consciousness, as it were, the external manifestations of the Gods in nature. During sleep we enter either the world of pictures, in the first condition, or into the world of manifestation, the revelation of spiritual beings, in the second condition. And when we reach the third condition we live within the divine spiritual beings themselves. Thus, just as in our waking consciousness we live the life of thinking, feeling and willing, so during sleep we either flow with the cosmic thoughts, or out of these cosmic thoughts the deeds of divine spiritual beings are revealed, or these spiritual beings so take us up into themselves that we rest within them with our souls. Just as thoughts and ideas are for the waking consciousness the clearest and most definite things of all, while feeling is darker and really a kind of dreaming, and willing the condition of the greatest insensibility—as it were a kind of sleep—so we have these three degrees of the sleeping consciousness. We have the sleep in which ordinary consciousness experiences the dream and a higher clairvoyant consciousness the cosmic thoughts; we have the second state of sleep which for the ordinary consciousness remains hidden, but so appears to the consciousness of Inspiration that everywhere the deeds of divine, spiritual beings are revealed; and we have the third state of sleep, which to intuitional consciousness is life within the divine, spiritual beings themselves. This can be expressed by saying that we dive down, for instance, into the inner being of the minerals. This third state of sleep has, however, yet another element of great significance for the human being. In the second stage of sleep, as I have said, we find in the surging pictures, alternately appearing and disappearing, the cosmic being of the Angeloi, Archangeloi, and so on. But we find ourselves as well. We find ourselves as beings of soul; not, however, as we now are, but as we were before birth, before conception. We learn to know how we have lived between death and a new birth. This belongs to this second world. And every time we pass through dreamless sleep, we live in this same world in which we lived before we descended into our physical body. But when we pass over into the third condition of sleep and are able to awake there, when the consciousness of Intuition awakes, then we experience our destiny—our karma. We know then why certain capacities are ours in this life as the results of a previous one. We know why in this life we have been led into connection with this or that personality; we learn to know our destiny, our karma. We can learn to know this destiny—and I speak now from another point of view—only when we are able to penetrate into the inner being of the minerals. If we are able to see the crystal not only from without but from within—naturally we must not break it up, for that would still be to see it only outwardly, but we must feel fully within it, in the way I have described—when we thus see the crystal from within, we can understand why this or that blow of destiny has befallen us in life. Take any kind of crystal—take an ordinary salt-cube. We look at it from without. That is how it is perceived in ordinary consciousness. Life then remains impenetrable. But if we are able to penetrate within it—the size in space has nothing to do with it—when we look at it from within, looking around in every direction, we are in that world in which we can understand our destiny. We live in this world every night when we pass into the third condition of sleep. Before the Mystery of Golgotha, in the period of evolution before the appearance of Christ on Earth, human beings—we ourselves in earlier incarnations—entered very often into this third condition of sleep. But before they sank down into this sleep their Angel appeared and raised them out of it again. This is the significant thing: we can always raise ourselves out of the first state, and out of the second state of sleep, but not out of the third. Before the appearance of Christ on Earth we must have died in this third condition of sleep if Angels, or some other beings, had not raised us out of it. Since the appearance of Christ, the Christ-force has been united with the Earth. Every time that we must awaken out of this third state of sleep, the Christ-force which came to be united with the Earth through the Mystery of Golgotha must come to our aid. The human being can enter into the inner being of the crystal but cannot emerge again without the Christ-Force. When we gaze behind the veils of existence, we see the significance of the Christ Impulse for the earthly life. Once again, then, I emphasise that the human being could enter into the crystal, but could not emerge again. After the appearance of Christ on Earth, after the Mystery of Golgotha, these things were strongly felt in certain regions, for example in Central Europe, where there was still a vivid, ancient, pagan consciousness but where, nevertheless, the Christ revelation was known. It was realised that many people had died because they had fallen into this deep sleep, and that they need not have died had Christ come to their aid. This was felt, for instance, with regard to Charlemagne and Frederick Barbarossa. In spite of the fact that so far as the outer physical world was concerned Frederick Barbarossa was drowned, this feeling was there, and it was very definitely there with regard to Charlemagne. What happened to such a soul according to the consciousness of the Middle Ages? It passed into the interior of the crystal, thence into the mountain, and there it must wait until Christ should come to raise it out of its deep sleep. All such legends were connected with this consciousness. The deep connection of the Christ Impulse with the Earth since the Mystery of Golgotha has brought it about that the world of Angeloi, Archangeloi and other spiritual beings is still able to raise human beings from this deep sleep; otherwise, when they sank into this third condition of sleep, they could not be brought back out of it. This is connected with the Christ-force itself, not with belief in the Christ-force. No matter whether a man belongs to this or that religious confession, what Christ accomplished on Earth was an objective fact, and what I am here describing as an objective fact is wholly independent of belief. I will speak of the significance of belief on another occasion, but what I am now stating is an objective fact having nothing to do with belief. How did these things come about? Into the spiritual world itself there entered a different destiny, a destiny which I will describe in the following way. Human beings here in the physical world are born and they die; the characteristic of the divine, spiritual beings who belong to the higher hierarchies is that they are not born, neither do they die, but only undergo a transformation. Christ, Who until the time of the Mystery of Golgotha lived with the other divine, spiritual beings, resolved to know death, to descend to Earth, to become man, and within the nature of man to pass through death, thereafter to return to consciousness through the Resurrection. In the divine-spiritual world it was an event of the deepest significance that a God should experience death. We can thus say that, in the history of the evolution of the Earth, there came about the mighty event that God became man, and that through this His power manifests as I have described. The God Who became man has such power in earthly life that He is able to raise our souls out of the interior of the crystal when they have passed into it. When we speak of Christ we are speaking of the cosmic Being, the God Who became man. What, then, would constitute the antitype? The antitype would be the man who has become god. This would not, however, be an absolutely good god but, just as Christ descended into the world of men and took death upon Himself, that is, assumed a human form in order to be able to participate in human destiny, so we are led to the opposite pole—to the man who, having freed himself from death, having liberated himself from human bodily conditions, within earthly conditions becomes a god. Such a man would then cease to be mortal. He would wander about the Earth—not, of course, under the same conditions as an ordinary mortal human being who must pass from birth to death, and from death to a new birth. A man who had thus become a god would exist on Earth as a man who had unlawfully become god-like. As the Christ is a God Who has lawfully become man, we must seek His antitype in the man who has become god, who, mortal no longer, has unlawfully assumed the god-nature. Just as in the Christian tradition we have in Christ Jesus the God Who has become man in righteousness, so are we also directed to Ahasueris, the man who has become god in unrighteousness, who has laid aside the mortality of human nature. We have the polar antithesis of Christ Jesus in Ahasueris. That is the deeper foundation, the deeper significance of the Ahasueris legend. This legend narrates something that is a reality, speaking of a man who wanders over the Earth. The figure of Ahasueris is actually there, wandering over the Earth from people to people. This Ahasueris figure exists—the man who has unlawfully become god. If we wish to gain knowledge of historical truth we must turn our attention to such matters; we should observe how beings and forces from the super-sensible world work down into the physical world; how Christ came from the spiritual world into the physical world; and further how again the sensible world works back into the super-sensible. We must recognise in Ahasueris a real cosmic force, a real cosmic being. A consciousness of this wandering of Ahasueris has always existed, though of course he can be perceived only with clairvoyant vision and not with physical eyes. The legends of Ahasueris have a true objective foundation. We cannot understand human life if we only observe it externally, as it is described in history books. Since the Mystery of Golgotha, the Christ has dwelt in our inner being. Just as when we look inwards with quickened sight we can perceive Him there, so also when we look at human life and the eye of vision is opened there appears this figure of Ahasueris—and this is the case in most of those in whom clairvoyance arises, as it may happen unawares to the person who steps across the threshold of consciousness. People may not perhaps always recognise him; he may be taken for something different. It is nevertheless possible for Ahasueris to appear to us, as it is also possible when we look into our inner being for the Christ-figure to shine forth. These things belong to World Mysteries which now, in this age when many Mysteries are destined to be revealed, must be made known. |
207. Cosmosophy Vol. I: Lecture III
30 Sep 1921, Dornach Tr. Alice Wuslin, Michael Klein Rudolf Steiner |
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Nevertheless, this flowing thought world is there and is quite distinct from mere dreams. The mere dream is filled with reminiscences of life, whereas what takes place at the moment of awaking is not concerned with reminiscences. |
Dreams as such must cease. The usual experience of the dream is an experience of reminiscing, is actually a later memory of the dream; the ordinary experiencing of the dream is actually first grasped as a reminiscence after the dream departs. |
When we are asleep we experience what takes place in the astral body, now living outside the etheric body, as the pictures of the dream. These dream pictures now are present throughout the period of sleep but are not perceptible to the ordinary consciousness; they are remembered in those fragments that form the ordinary life of dream. |
207. Cosmosophy Vol. I: Lecture III
30 Sep 1921, Dornach Tr. Alice Wuslin, Michael Klein Rudolf Steiner |
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Today we will go somewhat further into what we considered here last Friday and Saturday, and I would like to draw your attention particularly to the life of the soul and what we discover when this soul life is viewed from the viewpoint of Imaginative cognition. You are familiar with Imaginative cognition from my book, Knowledge of the Higher Worlds and its Attainment. You know that we distinguish four stages of cognition, ascending from our ordinary consciousness, the stage of cognition that is adapted to our daily normal life, to ordinary modern science, and that constitutes the actual consciousness of the time. This stage of consciousness is called “objective cognition” in the sense of what is described in Knowledge of the Higher Worlds. Then one comes into the realm of the super-sensible through the stages of Imagination, Inspiration, and Intuition. With ordinary objective cognition it is impossible to observe the soul element. What pertains to the soul must be experienced, and in experiencing it one develops objective cognition. Real cognition can be gained, however, only when one can place the thing to be known objectively before one. It is impossible to do this with the soul life in ordinary consciousness; to understand the life of the soul, one must draw back a stage, as it were,so that the life of the soul comes to stand outside one; then it can be observed. This is precisely what is brought about through Imaginative cognition, and today I would like simply to describe for you what is then brought into view. You know that if we survey the human being, confining ourselves to what exists in the human being today, we distinguish the physical body, the etheric body or body of formative forces, which is really a sum of activities, the astral body, and the I or ego. If we now bring the soul experience not into cognition but into consciousness, we distinguish in its fluctuating life thinking, feeling, and willing. It is true that thinking, feeling, and willing play into one another in the ordinary life of the soul; you can picture no train of thought without picturing the role played in this train of thought by the will. How we combine one thought with another, how we separate a thought from another, is most definitely an act of will striving into the life of thought .Though the process may at first remain shrouded, as I have often explained, we nevertheless know that when we as human beings use our will, our thoughts play into our will as impulses. In the ordinary soul life, therefore, our will is not isolated in itself but is permeated by thought. Even more do thoughts, will impulses, and the actual feelings flow into feeling. Thus we have throughout the soul life a flowing together, yet by reason of things we cannot go into today we must distinguish, within this flowing life of soul,thinking, feeling, and willing. If you refer to my Philosophy of Freedom, you will see how one is obliged to loosen thinking purely from feeling and willing, because one comes to a vis ion of human freedom only by means of such a loosened thinking. Inasmuch as we livingly grasp thinking, feeling, and willing we grasp at the same time the flowing, weaving life of soul. Then, when we compare what we grasp there in immediate vitality with what an anthroposophical spiritual science teaches us of the connection among the individual members of the human being—physical body, etheric body, astral body, and I—what presents itself to Imaginative cognition is the following. We know that during waking life the physical, etheric,astral bodies, and the I are in a certain intimate connection. We know further that in the sleeping state we have a separation of the physical and etheric bodies on the one hand from the astral body and I on the other. Although it is only approximately correct to say that the I and astral body separate from the physical body and etheric body, one arrives there by at a valid mental image. The I with the astral body is outside the physical and etheric bodies from the time we fall asleep to the moment of awakening. As soon as the human being advances to Imaginative cognition he becomes more and more able to apprehend exactly in inner vision, with the eye of the soul, what is experienced as transitory, in status nascendi. The transitory is there, and one must seize it quickly, but it can be seized. One has something before one that can be observed most clearly at the moments of awaking and falling asleep. These moments of falling asleep and awaking can be observed by Imaginative cognition. Among the preparations necessary to attain higher levels of cognition you will remember that mention was made in the books already referred to of the cultivation of a certain presence of mind [Geistesgegenwart]. One hears so little said in ordinary life of the observations that may be made of the spiritual world, because people lack this presence of mind. Were this presence of mind actively cultivated among human beings, all people would be able to talk of spiritual, super-sensible impressions, for such impressions actually crowd in upon us to the greatest extent as we fall asleep or awake, particularly as we awake. It is only because this presence of mind is cultivated so little that people do not notice these impressions. At the moment of awaking a whole world appears before the soul. As quickly as it arises, however, it fades again, and before people think to grasp it, it is gone. Hence they can speak little of this whole world that appears before the soul and that is indeed of particular significance in comprehending the inner being of man. When one is actually able to grasp the moment of awaking with this presence of mind, what confronts the soul is a whole world of flowing thoughts. There need be nothing of fantasy; one can observe this world with the same calm and self-possession with which one observes in a chemical laboratory. Nevertheless, this flowing thought world is there and is quite distinct from mere dreams. The mere dream is filled with reminiscences of life, whereas what takes place at the moment of awaking is not concerned with reminiscences. These flowing thoughts are clearly to be distinguished from reminiscences. One can translate them into the language of ordinary consciousness, but fundamentally they are foreign thoughts, thoughts we cannot experience if we do not grasp them in the moment made possible for us by spiritual scientific training, or even in the moment of awaking. What is it that we actually grasp at such a moment? We have penetrated into the etheric body and physical body with our I and astral body. What is experienced in the etheric body is experienced, however, as dreamlike. One learns, in observing this subtly in presence of mind, to distinguish clearly between this passing through the etheric body, when life reminiscences appear dreamlike, and the state—before fully awaking, before the impressions that the senses have after awaking—of being placed in a world that is thoroughly a world of weaving thoughts. These thoughts are not experienced, however, as dream thoughts, such as one knows are in oneself subjectively. The thoughts that I mean now confront the penetrating I and astral body of man entirely objectively; one realizes distinctly that one must pass right through the etheric body, for as long as one is passing through the etheric body, everything remains dreamlike. One must also pass through the abyss, the intermediate space—to express myself figuratively and perhaps therefore more clearly—the space between etheric body and physical body. Then one slips fully into the etheric-physical on awaking and receives the outer physical impressions of the senses. As soon as one has slipped into the physical body, the outer physical sense impressions are simply there. What we experience as a thought-weaving of an objective nature takes place completely between the etheric body and the physical body. We must therefore see in it an interplay of the etheric and physical bodies. If we present this pictorially (see drawing), we can say that if this represents the physical body (orange) and this the etheric body (green), we have the living weaving of physical body and etheric body in the thoughts that we grasp there. Through this observation one comes to know that whether we are asleep or awake processes are always taking place between our physical body and etheric body, processes that actually consist of the weaving thought-existence between our physical and etheric bodies (yellow). We have now grasped objectively the first element of the life of the soul; we see in it a weaving between the etheric body and the physical body. This weaving life of thought does not actually come into our consciousness as it is in the waking state. It must be grasped in the way I have described. When we awake we slip with our I and astral body into our physical body. I and astral body within our physical body, permeated by the etheric body, take part in the life of sense perception. By having within you the life of sense perception, you become permeated with the thoughts of the outer world, which can form in you from the sense perceptions and have then the strength to drown this objective thought-weaving. In the place where otherwise the objective thoughts are weaving, we form out of the substance of this thought-weaving, as it were, our everyday thoughts, which we develop in our association with the sense world. I can say that into this objective weaving of thought there plays the subjective thought-weaving (bright) that drowns the other and that also takes place between the etheric body and the physical body. In fact, when we weave thoughts with the soul itself we live in what I have called the space between the etheric and physical bodies—as I said, this expression is figurative, but to make this understandable I must designate it as the space between the etheric and physical bodies. We drown the objective thoughts, which are always present in the sleeping and waking states, with our subjective weaving of thought. Both, however, are present in the same region, as it were, of our human nature: the objective weaving of thought and the subjective thought-weaving. What is the significance of the objective thought-weaving? When the objective thought-weaving is perceived, when the moment of awaking is actually grasped with the presence of mind I have described, it is grasped not merely as being of the nature of thought but as what lives in us as forces of growth, as forces of life in general. These life forces are united with the thought-weaving; they permeate the etheric or life body inwardly and shape the physical body outwardly. What we perceive as objective weaving of thought when we can seize the moment of awaking with presence of mind, we perceive as thought-weaving on the one hand and as activity of growth and nutrition on the other. What is within us in this way we perceive as an inner weaving, but one that is fully living. Thinking loses its picture-nature and abstractness, it loses all that had been sharp contours. It becomes a fluctuating thinking but is clearly recognizable as thinking nevertheless. Cosmic thinking weaves in us, and we experience how this cosmic thinking weaves in us and how we plunge into this cosmic thinking with our subjective thinking. We have thus grasped the soul element in a certain realm. When we now go further in grasping the waking moment in presence of mind we find the following. When we are able to experience the dreamlike element in passing through the etheric body with the I and astral body, we can bring to mind pictorially the dreamlike element in us. These dream pictures must cease the moment we awake, however, for otherwise we would take the dream into the ordinary, conscious waking life and be daydreamers, thus losing our self-possession. Dreams as such must cease. The usual experience of the dream is an experience of reminiscing, is actually a later memory of the dream; the ordinary experiencing of the dream is actually first grasped as a reminiscence after the dream departs. It may be grasped while it exists, however, while it actually is, if one carries the presence of mind right back to the experience of the dream. If it is thus grasped directly, during the actual penetration of the etheric body, then the dream is revealed as something mobile, something that one experiences as substantial, within which one feels oneself. The picture-nature ceases to be merely pictorial; one has the experience that one is within the picture. Through this feeling that one is within the picture, one is in movement with the soul element; as in waking life one's body is in movement through various movements of the legs and hand, so actually does the dream become active. It is thus experienced in the same way as one experiences the movement of an arm, leg, or head; when one experiences the grasping of the dream as something substantial, then in the further progress toward awakening yet another experience is added. One feels that the activity experienced in the dream, when one stands as if within something real, dives down into our bodily nature. Just as in thinking we feel that we penetrate to the boundary of our physical body, where the sense organs are, and perceive the sense impressions with the thinking, so we now feel that we plunge into ourselves with what we experience in the dream as inner activity. What is experienced at the moment of awaking, or rather just before the moment of awaking, when one is within the dream, still completely outside the physical body but already within the etheric body, or passing through it—is submerged into our organization. And if one is so advanced that one has this submerging as an experience, then one knows, too, what becomes of what has been submerged—it radiates back into our waking consciousness, and it radiates back as a feeling, as feeling. The feelings are dreams that have been submerged into our organization. When we perceive what is weaving in the outer world in this dreamlike state, it is in the form of dreams. When dreams dive down into our organization and become conscious from within outward, we experience them as feelings. We thus experience feeling through the fact that what is in our astral body dives down into our etheric body and then further into our physical organization, not as far as the senses and therefore not to the periphery, but only into the inner organization. Then, when one has grasped this, has beheld it first through Imaginative cognition, particularly clearly at the moment of awaking, one also receives the inner strength to behold it continuously. We do indeed dream continuously throughout waking life. It is only that we overpower the dream with the light of our thinking consciousness, our conceptual life [Vorstellungsleben]. One who can gaze beneath the surface of the conceptual life—and one trains oneself for this by grasping the moment of the dream itself with presence of mind—whoever has so trained himself that on awaking he can grasp what I have described, can then also, beneath the surface of the light-filled conceptual life, experience the dreaming that continues throughout the day. This is not experienced as dreams, however, for it immediately dives down into our organization and rays back as the world of feeling. What feeling is takes place between the astral body (bright in last drawing) and the etheric body. This naturally expresses itself in the physical body. The actual source of feeling, however, lies between the astral body and the etheric body (red). Just as for the thought life the physical and etheric bodies must cooperate in a living interplay, so must etheric body and astral body be in living interplay for the life of feeling. When we are awake we experience this living interplay of our mingled etheric and astral bodies as our feeling. When we are asleep we experience what takes place in the astral body, now living outside the etheric body, as the pictures of the dream. These dream pictures now are present throughout the period of sleep but are not perceptible to the ordinary consciousness; they are remembered in those fragments that form the ordinary life of dream. You see from this that if we wish to grasp the life of the soul we must look between the members of the human organization. We think of the life of the soul as flowing thinking, feeling, and willing. We grasp it objectively, however, by looking into the spaces between these four members, between the physical body and the etheric body and between the etheric body and the astral body. I have often explained here from other viewpoints how what is expressed in willing is withdrawn entirely from ordinary waking consciousness. This ordinary consciousness is aware of the mental images by which we direct our willing. It is also aware of the feelings that we develop in reference to the mental images as motives for our willing and of how what lies clear in our consciousness as the conceptual content of our willing plays downward when I move an arm in obedience to my will. What actually goes on to produce the movement does not come into ordinary consciousness. As soon as the spiritual investigator makes use of Imagination and discovers the nature of thinking and feeling he can also come to a consciousness of man's experiences between falling asleep and awaking. By the exercises leading to Imagination, the I and astral body are strengthened; they become stronger in themselves and learn to experience themselves. In ordinary consciousness one does not have the true I. What do we have as the I in our ordinary consciousness? This must be explained by a comparison I have made repeatedly. You see, when one looks back upon life in the memory, it appears as a continuous stream, but it is definitely not that. We look back over the day to the moment of awaking, then we have an empty space, then the memory of the events of the previous day links itself on, and so forth. What we observe in this reminiscence bears in itself also those states that we have not lived through consciously, that are therefore not within the present content of our consciousness. They are there, however, in another form. The reminiscing of a person who never slept at all—if I may cite such a hypothetical case—would be completely destroyed. The reminiscence would in a way blind him. All that he would bring to his consciousness in reminiscence would seem quite foreign to him, dazzling and blinding him. He would be overpowered by it and would have to eliminate himself entirely. He would not be able to feel himself within himself at all. Only because of the intervals of sleep is reminiscence dimmed so that we are able to endure it. Then it becomes possible to assert our own self in our remembering. We owe it solely to the intervals of sleep that we have our self-assertion in memory. What I am now saying could well be, confirmed through a comparative observation of the course of different human lives. In the same way that we feel the inner activity in reminiscence, we actually feel our I from our entire organism. We feel it in the way we perceive the sleeping conditions as the darkest spaces in the progress of memory. We do not perceive the I directly in ordinary consciousness; we perceive it only as we perceive the sleeping condition. When we attain Imaginative cognition, however, this I really appears, and it is of the nature of will. We notice that what creates a feeling inclining us to feel sympathy or antipathy with the world, or whatever activates willing in us, then comes about in a process similar to that taking place between being awake and falling asleep. This again can be observed with presence of mind if one develops the same capacities for observation of the process of going to sleep as those I have described for awaking. Then one notices that on going to sleep one carries into the sleeping condition what streams as activity out of our feeling life, streaming into the outer world. One then learns to recognize how every time one actually brings one's will into action one dives into a state similar to the sleeping state. One dives into an inner sleep. What takes place once when one falls asleep, when the I and astral body draw themselves out of the physical body and the etheric body, goes on inwardly every time we use our will. You must be clear, of course, that what I am now describing is far more difficult to grasp than what I described before, for the moment of going to sleep is generally still harder to grasp with presence of mind than that of awaking. After awaking we are awake and have at least the support of reminiscing. If we wish to observe the moment of falling asleep we must continue the waking state right into sleep. A person generally goes straight to sleep, however; he does not bring the activity of feeling into the sleeping state. If he can continue it, however—and this is actually possible through training—then in Imaginative cognition one notices that in willing there is in fact a diving into the same element into which we dive when we fall asleep. In willing we actually become free of our organization; we unite ourselves with real objectivity. In waking we enter our etheric and physical bodies and pass right up to the region of the senses, thus coming to the periphery of the body, taking possession of it, saturating it entirely. Similarly, in feeling we send our dreams back into the body, inasmuch as we immerse ourselves inwardly; the dreams, in fact, become feelings. If now we do not remain in the body but instead, without going to the periphery of the body, leave the body inwardly, spiritually, then we come to willing. Willing, therefore, is actually accomplished independently of the body. I know that much is implied in saying this, but I must present it, because it is a reality. In grasping it we come to see that—if we have the I here (see last drawing, blue)—willing takes place between the astral body and the I (lilac). We can therefore say that we divide the human being into physical body, etheric body or body of formative forces, astral body, and I. Between the physical body and the etheric body thinking takes place in the soul element. Between the etheric body and the astral body feeling takes place in the soul element, and between the astral body and the I, willing takes place in the soul element. When we come to the periphery of the physical body we have sense perception. Inasmuch as by way of our I we emerge out of ourselves, placing our whole organization into the outer world, willing becomes action, the other pole of sense perception (see last drawing). In this way one comes to an objective grasp of what is experienced subjectively in flowing thinking, feeling, and willing. Experience metamorphoses into cognition. Any psychology that tries to grasp the flowing thinking, feeling, and willing in another way remains formal, because it does not penetrate to reality. Only Imaginative cognition can penetrate to reality in the experience of the soul. Let us now turn our gaze to a phenomenon that has accompanied us, as it were, in our whole study. We said that through observation with presence of mind at the moment of awaking, when one has slipped through the etheric body, one can see a weaving of thoughts that is objective. One at first perceives this objective thought-weaving. I said that it can be distinguished clearly from dreams and also from the everyday life of thought, from the subjective life of thought, for it is connected with growth, with becoming. It is actually a real organization. If one grasps what is weaving there, however, what, if one penetrates it, one perceives as thought-weaving; if one inwardly feels it, touches it, I would like to say, then one is aware of it as force of growth, as force of nutrition, as the human being in the process of becoming. It seems at first something foreign, but it is a world of thought. If one can study it more accurately it is seen to be the inner weaving of thoughts in ourselves. We grasp it at the periphery of our physical body; before we arrive at sense perception we grasp it. When we learn to understand it more exactly, when we have accustomed ourselves to its foreignness compared with our subjective thinking, then we recognize it. We recognize it as what we have brought with us through our birth from earlier experiences, from experiences lying before birth or conception. For us it becomes something of the spiritual, objectively present, that brings our whole organism together. Pre-existent thought gains objectivity, becomes objectively visible. We can say with an inner grasp that we are woven out of the world of spirit through thought. The subjective thoughts that we add stand in the sphere of our freedom. Those thoughts that we behold there form us, they build up our body from the weaving of thought. They are our past karma (see next diagram). Before we arrive at sense perceptions, therefore, we perceive our past karma. When we go to sleep, one who lives in objective cognition sees something in this process of falling asleep that is akin to willing. When willing is brought to complete consciousness one notices quite clearly that one sleeps in one's own organism. Just as dreams sink down, so do the motives of the will pass into our organization. One sleeps into the organism. One learns to distinguish this sleeping into the organism, which first comes to life in our ordinary actions. These indeed are accomplished outwardly; we accomplish them between awaking and going to sleep, but not everything that lives within our life of feeling lives into these actions. We go through life also between falling asleep and awaking. What we would otherwise press into the actions, we press out of ourselves through the same process in going to sleep. We press a whole sum of will impulses out into the purely spiritual world in which we find ourselves between going to sleep and awaking. If through Imaginative cognition we learn to observe the will impulses that pass over into our spiritual being, which we shelter only between falling asleep and awaking, we perceive in them the tendency to action that exists beyond death, that passes over with us beyond death. Willing is developed between the astral body and the I. Willing becomes deed when it goes far enough toward the outer world to come to the place to which otherwise the sense impressions come. In going to sleep, however, a large quantity goes out that would like to become deed but in fact does not become deed, remaining bound to the I and passing with it through death into the spiritual world. You see, we experience, here on the other side (see diagram below) our future karma. Our future karma is experienced between willing and the deed. In Imaginative consciousness both are united, past and future karma, what weaves and lives within us, weaving on beneath the threshold above which lie the free deeds we can accomplish between birth and death. Between birth and death we live in freedom. Below this region of free willing, however, which actually has an existence only between birth and death, there weaves and lives karma. We perceive its effects out of the past if we can maintain our consciousness in our I and astral body in penetrating through the etheric body as far as to the physical body. On the other hand, we perceive our future karma if we can maintain ourselves in the region that lies between willing and the deed, if we can develop so much self-discipline through exercises that inwardly we can be as active in a feeling as, with the help of the body, we can be in a deed, if we can be active in spirit in feeling, if we therefore hold fast to the deed in the I. Picture this vividly; one can be as enthusiastic, as inwardly enamored by something that springs from feeling as that which otherwise passes over into action; but one must withhold it: then it lights up in Imagination as future karma. What I have described to you here is of course always present in the human being. Every morning on awaking man passes the region of his past karma; every evening on falling asleep he passes that of his future karma. Through a certain attentive awareness and without special training, the human being can grasp with presence of mind the past objectively, without, it is true, recognizing it as plainly as I have now described it. He can perceive it, however; it is there. There, too, is all that he bears within him as moral impulses of good and evil. Through this the human being actually learns to know himself better than when he becomes aware in the moment of awaking of the weaving of thought that forms him. More difficult to grasp, however, is the perception of what lies between willing and the deed, of what one can withhold. There one learns to know oneself insofar as one has made oneself during his life. One learns to know the inner formation that one carries through death as future karma. I wished to show you today how these things can be spoken about out of a living comprehension, how anthroposophy is not in the least exhausted in its images. Things can be described in a living way, and tomorrow I will go further in this study, going on to a still deeper grasp of the human being on the basis of what we have studied today. |
273. The Problem of Faust: Spiritual Science Considered with the Classical Walpurgis-Night
28 Sep 1918, Dornach Tr. George Adams Rudolf Steiner |
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Yet relatively it is not particularly difficult to have this experience. If you follow up your dream life, you will certainly find it extraordinarily difficult to give a clear interpretation of your dream pictures. |
Thus, we carry the ideas, the images, of waking life into our dream-life, into the life of sleep, and through this dreams arise. Suppose, for instance, you were to dream of some personality who took it upon himself to impress upon you that you had done something really tactless—unfitting. |
One of these layers of consciousness appears, without any help of ours, when we dream in the ordinary way; if we are not interpreters of dreams, if we are not superstitious but try honestly to find what lies behind the dream-pictures, then this dream-world will be able to reveal that, before these earth-lives, as men we passed through earlier stages of evolution. |
273. The Problem of Faust: Spiritual Science Considered with the Classical Walpurgis-Night
28 Sep 1918, Dornach Tr. George Adams Rudolf Steiner |
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What yesterday I particularly wanted to make clear in connection with Goethe's is “Faust” was that more goes to the making of man's being than can be known or fathomed either by the understanding or by other forces of the human soul. Goethe himself felt deeply that the spiritual forces,that can be developed today in man's conscious life, cannot go so far as man by nature reaches. Those who believe that what is today called science needs only to be extended in order to know, to a certain measure, the possible and the impossible, simply say: It is true that, with what science offers today, one gains only a very limited knowledge of man. But this science will be widened, it will press on over further and further, and then we shall come increasingly near to the knowledge of man. This is a very short-sighted outlook and is untrue. Knowledge of man does not depend upon whether the scientific outlook accepted today extends more and more widely, but to our having recourse to forces and faculties for knowledge different from any of those applied by modern science. However far modern science may advance on its own lines, what Goethe felt to be unknowable within the being of man can, in no case, ever be penetrated by it. All science, my dear friends, all officially accepted science that deals with the spiritual, in reality relates only to earthly being—what has being on the earth-planet. What is called science today can never pronounce judgment on anything beyond the processes of the earth-planet. But man is not earthly man alone. As earth-man he has behind him the evolutions of Saturn, Sun and Moon, and within him is the germinal basis of the Jupiter, Venus and Vulcan evolutions. Science can know nothing of the different planetary life-forms beyond the earthly; for the laws of science apply only to what is earthly. Man in his entirety, therefore, cannot be known by these laws; he can only be know if knowledge, be extended beyond what is earthly. Now yesterday I pointed out how man exists in states of consciousness lying, as it were, both below and above the threshold of ordinary consciousness. Below the threshold of ordinary consciousness lies much from the regions of which dream experiences spring. But beneath this threshold of consciousness there also lies a very great deal of what a men experiences in waking, life, between waking and falling asleep. For even a little reflection will show you that men would know far more about their dreams if they exerted themselves to know a little more about waking. If they would make an effort to know something about being awake, they would find that, during this waking time, they do a great more dreaming then they suppose. The fixed and solid boundary between waking and sleeping is really only apparent. We might say that not only do men dream during their waking hours, they sleep too—sleep as regards a very great many things. As we all know, we are in a genuinely waking condition only as regards our ideas and part of our feelings, while the greater part of our life of feeling, and above all of our life of will, is wrapped in dreams and sleep. Sleep-life projects itself into waking life. We could be far clearer about dream-life, if we tried to perceive the distinction between those ideas that surge to and fro, evoking all kinds of images as they come and go, ideas that might easily be mistaken for dreams, and those other ideas, in which man is active with his whole will. Only in a small part of the whole world of human ideas does a man find that he uses his will to connect one idea with another; whereas, in his waking life, very often there are moments when he abandons himself to the flow and the caprice of his ideas. Consider how, when you give yourself up in this way to the flow of your ideas, one idea calls up another, how you recall things long forgotten. You begin with an idea which has to do with the present, and this evokes long-forgotten experiences. That is a process often not very distinct from dreaming. Because men have so little inner, technical thinking power, with which rightly to follow their daily waking life, few are able to set the right value on sleep-life and the dream-life arising from it. Nevertheless, my dear friends, we know there are scientifically conceived theories about dreams that maintain something like the following. Freud's school and others, mostly, though not all disciples of the psycho-analysts, say of dreams that they are images evoked in man by certain wishes in his life not having been fulfilled. A man goes throughout life wishing all kinds of things, but—say these people—it is undeniable that many of our wishes are not fulfilled. Then, when consciousness is dimmed, these wishes appear before the soul, and because they cannot be fulfilled in reality, they are fulfilled in idea. So that in the opinion of many people today dreams are wishes fulfilled in phantasy. I should like the people who maintain this just to consider how they manage to dream they have been beheaded. All such things, so often today forming the content of theories, are terribly one-sided. And men's heads are bound to be full of this one-sidedness unless they turn to the investigations of Spiritual Science—investigations into worlds unknown both to the external world of the senses and to external intellectual thinking, and yielding conclusions beyond the grasp of human senses or human intellect. From what was said yesterday, however, you can gather one thing concerning dreams with the utmost surety, namely, that in them something is living and weaving which is connected with our human past, with the past when we had an existence still associated with earth-fire and water-air. While unconscious in sleep, to a certain extent we call back our past. Today with our brain consciousness and our ordinary free-will, we are not in the position consciously to transport ourselves into that world. While passing through the earlier stages of our evolution we were indeed unconscious or subconscious. Yet relatively it is not particularly difficult to have this experience. If you follow up your dream life, you will certainly find it extraordinarily difficult to give a clear interpretation of your dream pictures. The way they follow one after another is generally completely chaotic. But this chaotic character is only superficial; below the surface man is living in an element that is by no means chaotic, it is merely different, totally different, from the experiences of waking life. We shall immediately see the profound difference if we are clear in just one case as to how far dream-life differs from waking life. It would be very unpleasant if our relations with other people were the same in waking life as they are in dreams. For in dreams we are aware of a bond uniting us with almost all those karmically connected with us; we experience a link with all the human beings with whom we have any karmic connection. From the moment you begin to fall asleep till you wake, a force goes forth from you to innumerable people, and from innumerable people forces come to you. I cannot say that you speak, for speaking is only learnt in waking day life, but if you will not misunderstand me, if you will apply what I am going to say to the communications we have in sleep, then you will know what I mean by saying: In sleep you speak to innumerable people and they speak to you. And what you experience in your soul during your sleep is imparted to you by innumerable people; and what you do during your sleep is to send thoughts to innumerable people. The union between men in sleep is very intimate. It would be highly distressing if this were continued into waking life. You see, it is the beneficent act of the Guardian of the Threshold that he hides from man what is beneath the level of human consciousness. In sleep, as a rule, you know if anyone is lying, you know as a rule if anyone has evil thoughts about you. On the whole, men know one another in sleep comparatively well, but with dimmed consciousness. That is all covered up in waking consciousness, and it must be so, for the simple reason that man would never attain the ego-conscious thinking he is to learn during his earth-mission, nor be able to manage the free will he is to acquire, if he were to continue to live as he lived during the periods of Saturn, Sun, and especially the Moon period. Then, in his external life, he lived as he now lives from falling asleep to waking. But now we come to something else significant. Out of the unconscious life between falling asleep and waking, dreams emerge. Why then are they not a true picture of life below the threshold of consciousness? Ah! were these dreams direct and true reflections, they would be every possible thing. In the first place they would impart significant knowledge concerning our relation to the world and to men; they would also be stern monitors. They would speak dreadfully severely to our conscience about the various things in life about which we are so willing to give ourselves up to illusion. I might almost say that we are protected from the effect these dreams might have upon us if they were true reflections of life below the threshold of consciousness—we are protected by our waking life permeating us with forces so strongly that a shadow is cast over the whole life of dreams. Thus, we carry the ideas, the images, of waking life into our dream-life, into the life of sleep, and through this dreams arise. Suppose, for instance, you were to dream of some personality who took it upon himself to impress upon you that you had done something really tactless—unfitting. That happens sometimes. Others, too, might admonish us during sleep, and might speak to our conscience. The experiences and customs of waking life have given you the wish—I might even say the strong desire—not to listen to this; during sleep you don't want to hear anything this person says to you. Well then, the wish is transformed into a darkening of experience. But if at the same time, there is such intense activity of the soul that the picture surges up, then something else from waking life is superimposed upon what you were to have experienced as a picture, something said by a kind friend to whom you would rather listen than to the admonisher—What a splendid fellow you are, always ready to will and do what is best and most pleasant!—Sometimes, from waking life and its reminiscences, the very opposite can be hung over what is being experienced. Actually, waking life is the cause of all the illusions and deceptions arising during the life of dreams. Furthermore it is possible for a man today, in the present cycle of evolution, to come to a knowledge of Spiritual Science. There are, I know, many who do so and say: I have been studying Spiritual Science for many years, and yet am no whit advanced. I am told that I can achieve this or that through Spiritual Science, but it does not help me forward.—I have often emphasized that this thought is not the right one. Spiritual Science brings progress to everyone, even when it does not develop an esoteric life. The thoughts of Spiritual Science on themselves bring progress. But we must be careful about subjective experiences that take place really in the soul, for it is strange that what springs up as new, in the path of anyone beginning to study Spiritual Science, in its picture character is, at first, no different from the world of dreams. What we experience, my dear friends, when we become anthroposophists, appears to differ very little from the world of dreams. But a more subtle differentiation shows a most important distinction between ordinary dreams and those perceptions that flow through spiritual life, when consciously admitted into thought. Much that is chaotic may also appear in the dream-pictures experienced in the soul of a spiritual scientist. But if these pictures are analysed according to the guidance Spiritual Science can give, they will be found to become, especially as they progress ever truer reflections of man's inner experience. And we must pay heed to this layer of experience, hidden as it is from ordinary understanding and from the ordinary life of the senses. This experience runs its course like a meditation, a meditative dream, yet is full of meaning and, rightly regarded, throws much light on spiritual secrets. We must mark how it gradually creeps into the life of ordinary ideas—this layer of life that closely resembles dreams, but that can lead us into the spiritual world. But we must not merely look at its single pictures, we must look at the meaningful course these pictures take. If we pay attention to such things, we come to the differentiation of the three layers of consciousness which I showed you yesterday. Goethe divined it in a beautiful way. One of these layers of consciousness appears, without any help of ours, when we dream in the ordinary way; if we are not interpreters of dreams, if we are not superstitious but try honestly to find what lies behind the dream-pictures, then this dream-world will be able to reveal that, before these earth-lives, as men we passed through earlier stages of evolution. And then we have the ordinary waking day consciousness we know, or at least think we know. We know the fact of its existence, we do not always venture to explain it fully but we know it exists. The third layer is where supersensible knowledge enters in. For the reasons already mentioned, supersensible knowledge is of course something for which man has to strive, both now and into the future. I pointed out to you yesterday how, in the first half of the scene in the scene in the second part of Faust, which we are now to consider, Goethe embodies the characteristic features of dream-life. And the moment the Oread begins to speak to Mephistopheles, and the philosophers appear, we have to do with the world of ordinary daytime reality. The moment the Dryads point out the Phorkyads to Mephistopheles, we are dealing with a reference to conscious supersensible knowledge. Goethe is directing his thoughts and ideas to the three layers of consciousness when he asks himself the question: How will Homunculus, to whom human knowledge is accessible, become a Homo?—Not through the ordinary knowledge of the understanding of the senses, but only by having recourse to other layers of consciousness. For man in his being is wider than the earth, and intelligence and the senses are adapted only to earthly things. But we explained yesterday how the equilibrium of the Sphinx fails when man plunges into the world of antiquity, how man really feels insecure in it, how Homunculus feels himself insecure. For man knows little more about himself—forgive me but this is true—he knows little more about himself than he does about a Homunculus; and about a Homo he knows nothing. And Homunculus, as Goethe pictures him, does not enter into all the whirl of the Sirens, the Seismos, and so on, because he is afraid of the stormy, surging element into which man dives when he forsakes the world of the senses to enter the world from which dreams arise. Homunculus does not dare to enter there, but wants to find an easier way to become Homo. He is on the track of two philosophers, Anaxagoras and Thales, from whom he hopes to learn how it is possible to put more into his human nature that can't be given him in a laboratoryby a Wagner. This is what he wants. We already know that Goethe had little hope of what could be experienced through the new philosophers, and had no wish at all to test people's patience by, perhaps, taking Homunculus to Königsberg to get information from Kant on how to become a complete human being, how to widen human nature. But Goethe sought to live himself into the world of the Greeks, believing that by so living in their more pliable and flexible ideas, he could grasp human life out of another layer of consciousness better than through what the more recent philosophers could produce out of understanding and the consciousness of the senses. Thus, he does not introduce Homunculus into the society of Kant, or of Leibnitz, Hume or Locke, but brings him into the company of those philosophers who came nearer the older outlook, the outlook of the ancient Mysteries, where something of man's nature could be known, if not with such clearly experienced consciousness as today, yet with a more all-embracing consciousness. But, at heart, Anaxagoras and Thales our only imitators of the old Mystery wisdom. Everything said by Anaxagoras in this scene, however, goes to show that it is he who has the more knowledge of ancient Mystery wisdom. Thales is really the inaugurator, the initiator, the beginner, of the new tendency in science, and knows but little of the old secrets. Naturally he knows more than his later philistine followers because he lived nearer the time of the ancient Mysteries, but he knows less than Anaxagoras. From what he says we can gather that Thales can only give information about what occurs in the world of the senses around him, how mountain ranges and such physical features were formed by slow and gradual processes. You might think it was Lyell, the modern geologist, speaking. Anaxagoras would explain the present out of the past, explain the earthly from what went before, when earth was not yet earth. He wants to find his explanation in those times to which, in their nature, the ants, the comets, and also the Pigmies belonged. I referred to this yesterday. Anaxagoras lives entirely in that world which today is a supersensible, or if you like, subsensible world, without knowledge of which, however, we cannot understand what has to do with the senses. Anaxagoras here reflects one of Goethe's deep convictions. For Goethe has put this point beautifully into one of his aphorisms, where he says: “What no longer arises, we cannot think of as arising. What has already arisen, we cannot understand”. And in another place: “Reason as applied to what is becoming, understanding to what has become”. What Thales sees around him is what has become. Anaxagoras enters into all that has gone before the becoming—the actual arising. Hence Goethe distinguishes strictly between understanding that is directed to what is nowadays regarded as the object of science, and reason that extends beyond the obvious and intellectual, to the supersensible, even the supersensible that held sway before the existing conditions of the earth. In Anaxagoras, Goethe sees the representative of a knowledge, a science, that devotes itself to what is still coming into being, and is at home and all that is done by Pigmies, that is to say, at home in all that such beings do that certainly today develop a physical existence, but like the emmets, for example, really belonged by nature to a previous age. So when Anaxagoras meets with Homunculus' request, he would like to give him the opportunity to enrich human nature through his own (Anaxagoras') knowledge; he wants to take Homunculus into the world of the Pigmies, the emmets, and so forth, and even wants to make him king there. It is already clear to Anaxagoras that the world of which Thales speaks, the world of present conditions, cannot be much help in changing Homunculus into Homo. Could entrance be made into the world of becoming, however, into the world preceding ours, something might be achieved towards that end. But Homunculus is undecided: “What says my Thales?” He still thinks he will not venture into that world. When he encountered it as a dream-world, he dared not enter it, and now it confronts him as the thought of Anaxagoras he still does not summon up sufficient courage, or at least he would first have Thales' advice. And Thales deters him from plunging into the world of Anaxagoras' thought. What kind of world is this? Fundamentally, it is the world of the ancient Mysteries, but flattened, levelled down, for human understanding. It is the shadow form of the concepts of the ancient Mysteries. That is why they cannot hold their own against the world. If we have real, living concepts of becoming, we can arrive at an understanding of this world—grow into it. But Anaxagoras' shadow concepts are no match for Thales' objections, for these come from the present sense-world. And just as fleeting dreams, that are reflections of higher spiritual worlds, fade away from man when a cock crows or a door slams, so everything in the thought-world of Anaxagoras fades when it meets other thoughts drawn from the present world of the senses. Thales has only to draw attention to the presence of the sense-world, and he does this very forcibly. As the present world kills the preceding world that arises before us in dreams, so do the cranes strike dead the Pigmies and the emmets. This is merely an image. Anaxagoras first turns to the world that re-appears in the vague experience of dreams. When he is obliged to realise that this world will be of no advantage to Homunculus, he then turns to the higher world. To begin with, in wonderful words, he invokes among heavenly phenomena, all that has remained of a previous period of he earth—he invokes the Moon. After he has widened his thoughts and ideas concerning what is left over from the Moon period—emmets, pigmies, creatures of a lower kind, and all this has proved useless to Homunculus, he looks upward to where the Moon has still remained from the old Moon period. Think how clearly in this scene Goethe actually points to all these secrets lying at the basis of earthly evolution. He even makes Anaxagoras address an invocation to the Moon, out of the ancient Mystery-wisdom. It is a wonderful passage in which Anaxagoras turns toward the Moon. It shows most distinctly how, in Anaxagoras, Goethe was wishing to portray a personality standing within the spiritual world but only with his understanding, the understanding that only studying the present can never reach the spiritual at all, but, in Anaxagoras, still preserves the spiritual out of the old Mysteries. Anaxagoras says:
But he has still only shadows; instead of achieving anything for Homunculus, he perceives how from the Moon desolation falls upon the earth, and how all the life still left there is destroyed by a phenomenon of the elements. As being characteristic of Anaxagoras it is significant that he addresses the Moon, this remnant of a previous period of the earth, as “Luna, Diana, Hecate ...” For Anaxagoras, therefore, the Moon is not a unity but a trinity. In so far as it fulfils its course above in the heavens, it is Luna. In so far as it is active in the earth itself, it is Diana. The forces working cosmically through the Moon as it circles the heavens, have—one might say—for brothers and sisters the earthly forces; the Moon is not only present cosmically, it exists also in an earthly way. The same forces that are cosmically associated with the circling Moon in the heavens, also live and weave through what is earthly, and belong to significant subconscious forces in man. They work in man's nature and belong to forces in him that are subconscious but important. What works within the earth through man having a certain relation to Nature out of his subconscious, that never comes to complete consciousness, was called by the Greeks Diana. Diana is generally said to be the goddess of the chase. Certainly she is that too, because this subconscious holds sway in the pleasures of the chase; it does so, however, in countless other human feelings and will-impulses. Diana is not only goddess of the chase, she is the working, creating goddess of all half unconscious, half subconscious striving, such as is gratified in hunting. Man does much of this kind in life, and this is one of the ways. Then there dwells in man, but also especially in the earth, a third figure, the figure of Hecate, the sub-earthly state of the Moon. It is from within the earth, from what is sub-earthly in it, that those forces work upwards, which—so far as the Moon is a heavenly body, work in her from above downwards. All that the man of today knows of this Moon is the abstract mineral ball he believes to revolve out there, round the earth in four weeks. The Greeks knew a threefold Moon—Luna, Diana, Hecate. And being a microcosm is an image of every trinity, and image of Luna, Diana, Hecate, as the threefold Moon. And we have learnt to know the threefold man. We know the man of the head; this man of the head, since he is the product of the periods of Saturn, Sun, and Moon, the product of all previous ages, can be brought into relation with the heavenly survival, with Luna. So that the head in man would, as a microcosm, correspond to the macrocosm Luna. The man of the centre, the breast, would correspond to Diana; it is in the heart that those subconscious impulses arise of which Diana is the goddess. And all that plays out of the extremity-man and is continued into the sex-man, all the dark, purely organic, bodily feelings and impulses, prevailing in the human being, come from the sub-earthly power of Hecate. And Goethe lets all this sound forth, making it all quite clear for those who wish to hear. To the realm of Hecate belongs, for instance, Empusa who appears in this scene among the Lamiae around Mephistopheles. The Lamiae express rather what belongs to Diana, whereas, in Empusa, all that belongs to the sub-earthly is working, all that dwells microcosmically in the lower nature of man, and is to be awakened in Mephistopheles. This is what Goethe makes ring out for us. Anaxagoras wishes to show his science to better advantage than he did when alluding to the earthly, to earthly survivals, to the emmets, his myrmidons as he calls them. He turns to the threefold Moon that as macrocosm is the same as man as microcosm. And we ask: Had Goethe a presentiment that, in the threefold Moon, the head-man, chest-man, and limb-man were microcosmically present? Well, my dear friends, read the following lines:
Here you have, fully expressed by Goethe and made obvious by his description of the middle one as “breast-widener”, the three qualities of Luna, Diana, and Hecate, in so far as these three also apply to threefold man. You see, my dear friends, there are good grounds for maintaining that Goethe's foreseeing knowledge penetrated deeply in the truths on Spiritual Science. What, however, is written in a work like Goethe's Faust has to be taken in its true character. It when you consider Goethe's characteristic attitude with its foreseeing perception of the truths of Spiritual Science, that you can understand how in a certain sense he repeatedly felt the spiritual, the supersensible—but never the less as something uncanny. As I said yesterday, he lived within his northern world, and felt in sympathy with what this environment offered him in the way on ideas and concepts. However great a genius a man may be, he con only have the same concepts as his fellows; he can combine them differently but he cannot have different concepts. The two layers of consciousness, the subconscious and the superconscious, cannot be approached in this way. The ordinary philistine, my dear friends, can make nothing of all this, and is glad if he is not obliged to deal with the other layers of consciousness. But Goethe, who strove with every fibre of his soul, to penetrate the being of man, often felt it a grievous human limitation that he should have no ideas, no concepts, with which he could see into the would whence man arises, into which, however, no one can look with his understanding or his ordinary knowledge. And then, from all he had felt through his natural ability, or that he had experienced in other ways, and through what he had particularly noticed in Grecian art in Italy, there arose in Goethe the thought that, were man to steep himself in the ideas and life of Greece, he would come nearer to the supersensible than with modern ideas. This was so deeply rooted in Goethe that, from the year 1780 onwards he continually strove to make his ideas as supple as were those of the Greeks. He hoped in this way to reach the supersensible world. But what arose out of this? There arose his strenuous endeavour to come to knowledge of the supersensible world not from the outlook of Greek life, but by gaining ideas through which he would be able to grasp the supersensible world in the life of soul. It is interesting how, while he was writing this scene, Goethe was steeping himself in everything possible to bring Greek life vividly before his soul. Today we are no nearer to Greek life than men were in Goethe's days. And yet such a work as Schlosser's Universal Survey of the History of the Ancient World and its Culture, published in 1826, and immediately read by Goethe among many other works transplanting him into the life of Greece, enabled him, by his sympathetic attitude towards Greek life, to bring it vividly before his soul. But what idea had he in all this? Just think! he writes: We are called upon to look back on what is most universal, but utterly past, in ancient history—what cannot be brought back; and from there to let the different peoples gradually surge up beneath out gaze. In the last twenty years of the eighteenth century during which these scenes of Faust were being created, Goethe occupied himself intensively with studies that should bring vividly before his spirit the far distant past and show him how it flows into the present. Goethe is not one of those who make poems by a turn of the hand; he plunges deeply into the world leading to the supersensible, so that as a poet he can give tidings of it. And his belief in the Greek world changed to a certain extent his way of representation. Because in his very soul he sought Greek life, the concept of truth, the concept of good, drew near the concept of beauty. And the concept of evil approached the concept of ugliness. That is difficult for present-day man to understand. In Greek thought it was different. Cosmos is a word meaning beautiful world-order, as well as true world-order. Today men no longer think, as did the Greeks, that beauty is so closely allied to truth, and ugliness to evil. For the Greeks, beauty melted into truth, ugliness into error and evil. Through his attitude to the Greek world Goethe acquired the feeling that anyone organised like the Greeks, who stood in such close relation to the supersensible world, would experience the untrue and evil as ugly, and would turn away from this because of his experience of beauty, while he would feel truth to be beautiful. This feeling was developed by Goethe. And he believed he might perhaps draw nearer the supersensible by saturating himself with feeling for the beauty of the world. But just as one can only know light by its shadow, one must also be saturated with feeling for the ugliness of the world. And that too Goethe sought. For this reason he sets Mephistopheles, who is of course only another side of Faust's life, among the prototypes of gliness, the Phorkyads, who are in very truth the prototypes of what is hideous. And in so doing, my dear friends, Goethe touches on a great mystery of existence. You will have realised, from the lectures I have given here from time to time, that even today there are people in possession of certain secrets. Particularly the leaders of Roman Catholicism, for example, the leaders, are in possession of certain secrets. What matters is how these secrets are used. But certain initiates of the English-speaking peoples are also acquainted with mysteries. Out of a profound misunderstanding, does not only the Roman Church—that is, its leaders—keep these secrets from its adherents, but certain esoteric initiates of the English-speaking peoples do the same. They have various reasons for this, and of one of these I will now speak. You see, my dear friends, the earth has a past, the periods of Saturn, Sun and Moon; it has a present, the earth-period; it has a future, the periods of Jupiter, Venus, Vulcan. In evolution there is both good and evil. Out of the cosmos, out of cosmic evolution, good can only be recognised from the past, from the periods of Saturn, Sun and Moon, and half the earth-period. Wisdom and goodness are associated, in this looking back into the past. Wisdom and goodness were implanted into human nature by those members of the higher hierarchies who belong to man, at a time when this human nature was not yet awakened to full consciousness, as it is on the earth. For the coming time, the Jupiter, Venus and Vulcan periods, and at present on the earth, for the coming half of the earth-period—it is already beginning—man must preserve goodness if he wishes to attain it; he must develop the impulse for goodness out of his own nature. For in his environment,in what is new that approaches him, the forces of evil are revealed. Were these forces for evil not revealed, man could not arrive at free-will. And those initiates to whom I refer know this important secret, my dear friends, and will not impart it because they do not wish to help mankind to maturity. They know this secret. If what arose as human nature on ancient Saturn, Sun and Moon, and still continues further—if what was evolved for us men on Saturn, and possesses a past, were to arise now out of earth-conditions, it would be fundamentally evil, it would only be able to absorb evil. It is only possible to receive evil from external conditions. That man can acquire freedom of will is due to this exposure to evil and his being able to choose between the evil that approaches him, and the good he can develop out of his own nature. This is if he has confidence in what was planted there in previous ages. Hence these initiates say to those wishing to be initiated: There are three layers of consciousness, (that is the formula always used in these English-speaking schools os initiation) three layers of consciousness. When a man plunges into the subconscious, from which dreams spring up, he experiences an intimate relation with other beings (I have described this to you before) also with other men; these beings do not appear in the present world. When, as is the case today, man is living in his day-consciousness in the perceptible, rational world, he is in the world where he goes through birth and death. And when he raises himself to the world—that he will enter as physical man in the future—to which he attains through supersensible knowledge, then that is the world where he first experiences evil. For it is then that a man must find strength to be a match for evil, to hold his own against it. He must learn to know evil. The natural consequence of this is the necessity for men of the present to shed light on the past, so that they may be prepared for the inevitable encounter with evil; and this can be done only through Spiritual Science. To these three layers of consciousness, the initiates of the English-speaking peoples continually draw attention. This will be the basis of that conflict that is of the utmost importance, though the present age has little external knowledge of it. This conflict will be between those who want what is a necessity to take place, and secrets of this kind to be imparted, and those who wish to keep mankind in immaturity. So far the latter have had the upper hand. It is most important that these things should be known. You can see from this, my dear friends, what mischief will be set on foot if the truths of Spiritual Science are withheld. For man will be exposed to the forces of evil, and he will only be protected from it by giving himself up to the spiritual life of the good. To withhold the spiritual life of goodness from men is to be no friend to humanity. Whoever does this, be he Freemason or Jesuit, is no friend to humanity. For it means handing men over to the forces of evil. And there may be a purpose in doing so. This purpose may be to confine goodness to a small circle, in order by the help of this goodness to dominate the helpless humanity who are thus led by evil into the follies of life. You can imagine, my dear friends, that anyone like Goethe, who has a presentiment of all these things, will have some hesitation in approaching them. From many things I have said in your presence about Goethe's particular kind of spirituality, you will be able to form a concept of how he would approach these subtle, but world-shattering matters with only really relevant ideas. Hence, in conceiving his Faust, he did not wish to be thought that man, wanting to make progress in culture, must fearlessly expose himself to the forces of evil; instead, he clothes this too, in Greek ideas, by confronting Mephistopheles with primeval ugliness, with the trinity of Phorkyads, the three prototypes of ugliness. Instead of pointing men unreservedly to the reality of evil, as Spiritual Science must do, Goethe points to the reality of ugliness as contrasted with beauty. Hence the characteristic behaviour of Mephistopheles towards the Phorkyads. Had Mephistopheles remained in his northern home, that is to say in a world that has certainly advanced beyond that of the Greeks in the world-order, he would have been obliged to meet with the bitter, but essential world, from which future evil flows. Instead of this, Goethe makes him meet in the world of antiquity the prototypes of ugliness, the Phorkyads. So that he places him, as it were, in prehistoric times before the history of evil. By employing Greek concepts, he places most solemn truth before men in a way that could still arouse their sympathy. And here too Goethe shows his deep knowledge of the matter. We know—you may read this in my Occult Science—that the future is in a sense the reproduction of the past on a higher level. Jupiter is a kind of repetition of the Moon; Venus of the Sun; and Vulcan of Saturn. On a higher level, the earlier appears in the later. It is the same as regards evil. Evil appears in order that man may develop goodness out of his own nature with all possible strength. But this evil will show distorted pictures, caricatures, of the forms of the primeval age. You see, what we now are is largely because we are constructed symmetrically, the left-man and the right-man working together. Physicists and physiologists wonder why it is we have two eyes, what use we have for two eyes. If they knew why we have two hands, and of what use they are to us, they would also know why we have two eyes and of what use these are. If, for instance, we could not touch the left hand with the right, we could never arrive at ego-consciousness. By being able to grasp the right-man with the left, by gaining knowledge of the right-man by means of the left, we arrive at consciousness of ourselves, at consciousness of the presence of the ego. To look at an object a man must have more than one eye. If, by birth or accident, he has only one eye, that does not matter: it is not the external apparatus but the faculty, the forces, that are of importance. When we look at a man the axes of the eyes are crossed. In this way the ego is associated with sight; through the crossing the left direction is associated with the right. And the farther we go back the closer is the relation, in common with the consciousness. This is why Goethe gives the three Phorkyads one eye and one tooth between them, a representation that shows his deep knowledge. Thus the three have but one eye and one tooth. This implies that the senses are not meant to be working together, they are still isolated from one another. On the one hand relationship is expressed, on the other we are told that the elements are not yet working in collaboration, that what arises through the right-man and the left-man cannot yet appear. Thus accurately does Goethe express what he wishes to say, and he suggests infinitely much. Now, if you think over what you know from Occult Science namely, that the present bi-sexual-sexual human being has sprung from the uni-sexual being, and that male and female have only been developed in the course of evolution, you will see that a retrograde evolution takes place when Mephistopheles meets with evil in the form of ugliness, joins with it in going with the Phorkyads: “Done! here stand I” (after he has thrown in his lot with the Phorkyads) ...
To which Mephistopheles replies:
He becomes ‘hermaphrodite’ when it is intended to show the condition preceding the bi-sexual, the condition to which I have just referred. Truly Goethe gives his descriptions from inside knowledge! In this scene we may recognise how deeply he had divined and entered into the truths of Spiritual Science. Now, remember now not long ago I said that no one can ever arrive at a satisfying conception of the world who, misled by what man is now, what he has of necessity to be, comes on the one hand to abstract ideals, ideals having no forces. (Forces such as those in nature that cannot fit into the physical world-order, but have to disperse like mist when the earth reaches her goal, that is, her grave). No one can find a satisfying world-outlook who is either an abstract idealist of this kind, or a materialist. As I said, man must be both. He must be able to rise to ideas in conformity with the age in which he lives, and also look at material things in a material way and form materialistic ideas about them. Thus, he must be able to form both a materialistic and an idealistic conception of the world, and not set up a unity with abstract concepts. Having on the one hand scientific concepts, on the other idealistic concepts, we must then let them interpenetrate each other just as spirit and matter do. As I have told you, in processes of cognition the ideal must permeate and illumine the material, the material must permeate and illumine the ideal. And Goethe found this out. It occurred to him how one-sided it is when, in abstract concepts, men seek a world-outlook inclining more to matter or more to spirit. Hence he was drawn to seek his world-conception not in abstract ideas but in a different way. And this he describes as follows:
Now, can anyone express more clearly that he is neither idealist nor realist, but both idealist and realist, letting the two world-outlooks play into one another. Goethe seeks to approach the world from the most diverse directions, and to come to truth by means of mutually reflected concepts. Thus, in Goethe's impulses there is already concealed the way that must be taken by Spiritual Science in order to lead mankind towards the future—the health-giving future. One would like, my dear friends, what Goethe began to be continued; but then it would be essential for such works as Faust to be really read. Man has, however, more or less lost the habit of reading. At best, men would say when they read:
Oh! poetry. Then there is no need to go deeper into it, no need to meditate over every word! Thus men console themselves today when offered anything they are not actually bound to believe; for they like to take things superficially. But the universe does not permit that. When you consider the deep truth I have just shown in connection with the meeting of Mephistopheles with the Phorkyads—a truth that has been preserved in many occult schools of the present day—then you have the opportunity of understanding, together with much else that enables you to realise it, the intense seriousness of our striving after Spiritual Science, the seriousness that must underlie our endeavours. It may be said that there sometimes escapes, half consciously, from those who have come into contact with what is essential for man in the future, an pious ejaculation, like Nietzsche's, in his Midnight Song: “The world is deep, Yea, deeper than the day e'er dreamed”. We must indeed say that the day gives man day-consciousness; but, so long as he clings only to what the day brings, man of himself becomes simply Homunculus, not Homo. For “the world is deep, yea, deeper than the day e'er dreamed”. And since Goethe does not wish to lead Faust into merely what the day brings, but into all that conceals the eternal, he has to let him take his way in the company of Homunculus, and of Mephistopheles who confronts the supersensible. Goethe thought he could do this by steeping himself in Greek ideas, and by bringing them to life within himself. |