36. Collected Essays from “Das Goetheanum” 1921–1925: Unpretentious Aphorisms on the Book: Reformation or Anthroposophy?
Rudolf Steiner |
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Or: “Woe to the world if it were to abandon the God of the Bible for the God of Theosophy – it would sink into dream and death, lose God and man.” Page 34. – Anyone who acquires knowledge of the human soul through spiritual research does not find a soul like Ragaz's in her dark storms against Anthroposophy incomprehensible. |
36. Collected Essays from “Das Goetheanum” 1921–1925: Unpretentious Aphorisms on the Book: Reformation or Anthroposophy?
Rudolf Steiner |
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A writing,1 I do not want to write a review about it. What I will say will be only words that express my subjective feelings when reading the writing and that may be directed from a deeply satisfied soul like a spiritual greeting to the author. Only in this way can I speak about a writing that, from the point of view of my spiritual-scientific striving, characterizes Pastor Ernst. I feel that, first of all, the writing expresses the deeply religious, but also the only truly plausible view, which knows that in the development of mankind nothing truly religious can arise or develop without a real intervention of the divine-spiritual into the physical world. Without a person or persons having real contact with the supersensible, nothing religious can come into the world: Edmund Ernst is quite clear about this. That is why he starts from the reformers' supersensible experiences. He shows how Luther's whole life was basically oriented towards contact with the supersensible. How Luther was well aware of the dangers of this contact, how he knew that supersensible beings can sometimes appear in a good mask, while they are of a devilish nature. Ernst also shows how Zwingli, in a decisive point, made his behavior dependent on a truth that had been revealed to him from the spiritual world. The spiritual-supernatural source is spoken of simply but forcefully in the book as a religious source. In this way, however, the author's meaning is implanted in the book, which makes the religious man. The book proves to be one that is written from a spirit-filled heart living in the spirit. From such a heart-felt attitude, light-filled warmth always falls on the individual's execution. And with Ernst, this warmth is never channeled into the sought emotional exuberance; it remains objective throughout and seeks to get the “yes” and “no” for an assertion from the objective. Given such conditions, should we not speak of the deepest satisfaction when Pastor Ernst courageously makes three main questions the content of his book? These are three questions that I myself should never have been allowed to speak about; to hear what is said about them from such a source, may be called an inner festival of life. “1. Is there a possibility, from the spiritual experience of the Reformation, to understand what It must be deeply satisfying to see these questions treated in a thoroughly religious way, after Ragaz, for example, has written about the spiritual science I have described: ”In this higher knowledge, God comes to Himself in man. The promise of the snake is fulfilled: Eritis sicut Deus, you will be like God. Thus Theosophy becomes Anthroposophy” (Leonhard Ragaz: Theosophy or Kingdom of God? Flugschriften der Quelle 3. Rotapfelverlag 1922, page 18). Or: “Woe to the world if it were to abandon the God of the Bible for the God of Theosophy – it would sink into dream and death, lose God and man.” Page 34. – Anyone who acquires knowledge of the human soul through spiritual research does not find a soul like Ragaz's in her dark storms against Anthroposophy incomprehensible. One can see through her in her conscious world of ideas, and also in the subconscious and semi-subconscious depths. And one recognizes how she cannot allow the feeling to arise in her from these depths: there is a path in anthroposophy to the spiritual world. Can this not lead to a renewed understanding of the biblical word of revelation, which also comes from the spiritual world? Ragaz' soul cannot come to this feeling because she has blocked the very path through the ways to the Bible that she has now chosen, through which the Bible itself - in accordance with the corresponding time - came about, and which has been recreated in anthroposophical spiritual research in a way appropriate to the responsibilities of knowledge in our time. Now Ernst's statement (on pages 24f. of his book) is juxtaposed with a statement by Ragaz. I truly feel a spiritual blush as I transcribe the words here: “Insofar as Steiner represents the fact that it is possible to recognize the supersensible world and that it is possible to educate people to this knowledge, he presents himself as the recipient of a message from the spiritual world. Only that he also shows – and this goes beyond Luther – how others can also arrive at becoming such recipients through the path of seeing. And Pastor Ernst understands in a clear way how I would like to apply anthroposophical spiritual knowledge to human life. It is far from my intention to appear in any kind of religious way or to interfere in any religious confession. I have no other aspiration than this: to communicate to present-day humanity, in a form of knowledge with the right sense of responsibility before today's science, what I am able to explore in the supersensible worlds. I present what I may say to myself is either appropriate for present-day humanity in its state of spiritual maturity, or something else for which individual groups of people are first acquiring the maturity in an (esoteric) preliminary training. When the Christian Renewal movement came into being, it was not on my initiative, but on that of a number of Christian theologians who were seeking a new spiritual impulse precisely out of their genuine Christian sensibilities. believed that they could find this in the spiritual insights, especially those that are also possible through a cultus, of anthroposophy; and I was obliged to give this group of people everything I could give from my knowledge. I remained the one communicating the insights from the supersensible world; and the recipients and inquirers did what was necessary to establish the Fellowship for Christian Renewal. All this is now, through Pastor Ernst's book, once again before the public, and, in my opinion, from an effective source. Pastor Ernst has, in addition to the above-mentioned book by Ragaz, found another on his way. D.L. Johannes Frohnmeyer: “The Theosophical Movement, its History, Presentation and Assessment. Second completely revised edition by Alfred Blum-Ernst. Pastor Ernst had to energetically destroy the bias-based hostility toward opponents that can be found in these writings, because he wanted to create the right conditions for his positive findings.I do not like to talk about Frohnmeyer's writing. I have to say that when so many objective untruths, often of the most absurd kind, occur in a person's assertions, then the urge to establish the “truth” in the spiritual realm cannot be very strong in him. The book shows that its author did not feel obliged to check the objectivity of an assertion before making it. A true seeker of knowledge cannot begin to deal with such an attitude. Just think of the evil nonsense that Frohnmeyer wrote about my statue of Christ, without feeling any obligation to check the evidence for his claim! Such a book should be considered by serious people as having nothing to do with the search for truth. Pastor Ernst also faced particular difficulties with regard to this book. He characterizes them on page 8 of his book: “If, in the preparation of the second edition, a relative of the author of this writing is involved, then the cultural-historical sense of responsibility of the truth-seeker, as it has just been presented, may offer a measure for understanding the matter. Biblical literalists are asked to look for the corresponding words for the author's situation in the Gospels. The author of the second edition of Frohnmeyer knew when he began his literary work that the author of this work had been dealing with the question dealt with here since 1919. The author of this work was asked to deal with this material during a discussion of the matter. It has only become possible for us to do this after we had matured to the necessary clarity to be able to remain objective. Thus, personal relationships will not be able to cloud the objective judgment of this writing, we hope. But I must be particularly grateful to Pastor Ernst for having brought his objectivity to bear on the Blum-Frohnmeyer book precisely because of his life situation. I am particularly satisfied that Pastor Ernst applies all the means of examination that arise from Luther's position on the spiritual world and from the Reformation to examine my spiritual research for its justification. And I am also satisfied with the way in which he subjects my interpretation, drawn purely from spiritual knowledge, to serious philological research, for example in relation to the “I am, the ‘I am’”. I always feel completely satisfied when everything possible is done to check what I present. For I know that those personalities who really examine the matter carefully will never become such opponents as they usually show themselves to be today. Such opponents will only be those who do not examine, and who, without examination, seem to prove something from some kind of background, or who merely assert something.
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36. Albert Steffen as Lyric Poet
15 Jan 1922, Tr. Henry B. Monges Rudolf Steiner |
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Oft when I in the night, By fearful vision waked, Reflect with doleful fright How fragile bodies break, My heart o'erburdened with the dream and fear I must bewail my road of life so drear. To open window then I run the stars to view, How brightly they do shine, And so, with faith renewed, I know in truth that they have taken me, The starry heavens, as their own child to be. |
36. Albert Steffen as Lyric Poet
15 Jan 1922, Tr. Henry B. Monges Rudolf Steiner |
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Upon those who admire the writings of Albert Steffen he has bestowed a lyric gift. We must say a “gift,” for whoever has found in this poet the earnest searcher into the riddles of human destinies who wills, through striving formative power, to reveal mysteries of the world in the nature of the soul, had a longing for this most personal communication. He must be grateful for the gift. The booklet is small in the number of its pages. The gift is great. For cut of a fullness of heart and soul one here bestows gifts who has much to say of such a nature as enriches the life which receives it. It is good for all who receive it, but one alone could give it just as it is—Albert Steffen. For that which everyone. should behold he beholds with an utterly personal artist's eye. The first impression may be strange. For Steffen really lives in realms of feeling which are his own wholly personal possession. But one can quickly come to feel at home in these realms. For the dwelling place in which the poet Steffen molds the world in his special way is permeated through and through with warmth of heart and is filled with genuine goodness. Steffen's images are often brought up from very deep mines, but they have been shaped by a man who never loses his living artistic sense in the depths of his thinking. Steffen often confronts world problems in whose presence others become philosophers. He remains the artist. Others draw all sorts of rounded lines. Steffen makes a few strokes and creates many angles. The whole is then more pictorial than the rounded forms of the others. Many remain on the surface lest they should become lyric brooders. Steffen frequently descends to a great depth below the surface, but there he can speak with such penetration that all brooding vanishes for the listener. Steffen's compositions arise from that region of the soul where one beholds cosmic mysteries and feels human riddles. But the spirit who there ventures often into abysmal depths in vision and in feeling, and often soars aloft to the stars, remains the molder of images, the creator of tones, is never misled into the coldness of mere ideas. Steffen paints in words. The words have colors. And the colors work like those of paintings which have outlived the centuries and still remain. Steffen strides through nature likewise seeing and feeling. And nature reveals through him her spirit beings. In this revelation there is wisdom—tragic wisdom, wisdom filled with goodness, wisdom that wakens love, wisdom that is unveiled to the interpreter of riddles who, while interpreting, is wholly filled with the power of the poet, and in molding forms is wholly sustained by the artist's serene enthusiasm. Steffen descends into the depths of the soul. He brings up pictures which are like copies of the beings of nature—of a nature not seen with the eyes and without whose accessibility to fantasy the world seen with the eyes would be a deception. These pictures of spirit-nature are sharply outlined, but their outlines are drawn, not by the intellect, but by the human heart. In the presence of these images, one often has the feeling that an unknown power in the poet has compelled nature to yield them, and that, once this power had set them there, Steffen drew their forms. Steffen, the poet, never stands alone. He is always surrounded by a world. He does not utter only his own feelings. When he expresses his own feelings, he causes one to sense always an immeasurable world around him. His images often give the impression at first of having been taken out of empty space; then, when one has fully understood the images, they acquire a background. Then they reveal a world, whereas at first, they seemed to manifest only themselves. Frequently they are like human beings who are at first very reserved but later emanate a love-bestowing warmth. It will sometimes seem as if a poem of Steffen's were an assertion of defiant willfulness, and this seeming willfulness holds one fast. But one then finds that the seeming willfulness is a veil concealing devotion to truth such as can be attained only through purification of soul. Steffen's lyrics frequently have their source in the mountains; but, as offspring of the mountains, they have wandered through the plains, like brooks that become rivers. They still bear within them their mountain birth, but on the plain, which gives them stillness, they mirror the sun and they magically create there also for the soul of one who enjoys them the reflected moonlight and the stars. They whisper riddles of nature, and the whisper becomes to the ear a familiar language. A tender poem, Felicitas, penetrates to the heart as if awaking emotions which stream out into cosmic space. One is in the quiet chamber and yet in the expanse of the universe; a child of man with his suffering and yet a creature of the starry worlds.
And how deep the reverent devotion that speaks from Steffen's lyrics! It is a reverence that dares to brood because, in brooding, it never loses touch with the heart. It is a piety that dares to give form to that which evokes the deepest reverence, because in molding this into form it preserves always the inner quality of prayer.
Such is the mood which fills the heart with experiences drawn from the realm of the eternal in the human soul. The personal is elevated to the level of the impersonal, not to be lost in this but to find itself in its truth and its essential being. And this finding has its reflection in Steffen's lyric poetry itself. The poet feels himself to be in the stream of cosmic being, and he says:
One who hears such words from the poet soul of Steffen senses that in him destiny searches for the secrets of language in order to shape life's need as “stern or mild,” and in the freedom of the spirit to give meaning to existence. When Steffen carries his pain to “bush or tree” in order to make the trees his teachers in peace of soul, his feeling is then revealed in the strictness of the sonnet form, and one has the feeling that what is said can be revealed in this form alone. The compositions of this kind in Weg-Zehrung (Bread of Life) are like the receiving of the form by the poet, who finds peace in this for his emotion, which, without this form, would tend to strive outward into the infinite. The fact, however, that in Steffen emotion also can bear its own measure within itself is evident when, in soaring upward from the personal to participation in the experience of the World Being, he expresses himself in the form of the hymn, and likewise when he finds the possibility of imparting himself in such a way that silence, while the heart is full, is forborne only to the very least degree.
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14. Four Mystery Plays: The Soul's Probation: Scene 4
Tr. Harry Collison Rudolf Steiner |
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I have learned How thou didst see thy treasured knowledge sink Into the bottomless abyss, and how Thy soul, profoundly shaken, had to drain The bitter cup of disappointed dreams. But never for one moment did I think That thou couldst drive the impulse from thy heart Which had become so fully master there. |
14. Four Mystery Plays: The Soul's Probation: Scene 4
Tr. Harry Collison Rudolf Steiner |
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The same room as in Scene 1. Capesius and Strader. Capesius (to Strader who is entering): Strader: Capesius: Strader: Capesius: Strader: Capesius: Strader: Capesius: Strader: (Aside.) If this terrestrial life repeats itself. Capesius: Strader: Capesius: Strader: Capesius: Strader: Capesius: The curtain falls, leaving them standing opposite one another |
36. Oswald Spengler, Prophet of World Chaos: Spengler's Perspectives of World History
13 Aug 1922, Rudolf Steiner |
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It must awaken in itself the spirit which previously dreamed more or less as it ensouled nature. Thinking rises from its dream through the coldness of the machine. Waking vision, which can be directed toward the machine, again becomes dreaming if, as in Spengler's contemplation, it is driven back to the plant. |
36. Oswald Spengler, Prophet of World Chaos: Spengler's Perspectives of World History
13 Aug 1922, Rudolf Steiner |
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Oswald Spengler has now issued the second volume of his Decline of the West. He calls it Perspectives of World History1 One feels compelled to compare the beginning and end of these perspectives. The beginning directs our observation toward nature. “Regard the flowers at eventide as, one after the other, they close in the setting sun. Strange is the feeling that then presses in upon you—a feeling of enigmatic fear in the presence of this blind dreamlike earth-bound existence. The dumb forest, the silent meadows, this bush, that twig, do not stir themselves, it is the wind that plays with them. Only the little gnat is free—he dances still in the evening light, he moves whither he will. A plant is nothing on its own account. It forms a part of the landscape in which an accident made it take root. The twilight, the chill, the closing of every flower—these are not cause and effect, not danger and willed answer to danger. They are a single process of nature, which is accomplishing itself near, with, and in the plant. The individual is not free to look out for itself, will for itself, or choose for itself.” Throughout the whole book one feels that the “world-historic perspectives” are colored by this glance at the sleeping plant-life to which we are exhorted at the very beginning. Just why should we look at this? Is this what the man of the present is naturally driven to when the riddles and disturbances of his epoch rage in his mind? Is the mood provoked by this gaze at nature especially suited to penetrating the essence of present-day culture in such a way that it can be evaluated? At the very end of the volume one is placed before the whole tragedy of the man of the present. “The passion for invention declares itself as early as the Gothic architecture—compare this with the deliberate form-poverty of the Doric!—and is manifest throughout our music. Book-printing appeared, and the long-range weapon. On the heels of Columbus and Copernicus come the telescope, the microscope, the chemical elements, and lastly the immense technological corpus of the early Baroque. Then followed, however, simultaneously with Rationalism, the invention of the steam-engine, which upset everything and transformed economic life from the foundations up. Till then nature had rendered services, but now she was tied to the yoke as a slave, and her work was, as though in contempt, measured by a standard of horse-power. ... As the horse power runs to millions and billions, the numbers of the population increase and increase, on a scale that no other Culture ever thought possible. This growth is a product of the machine, which insists on being used and directed, and in return centuples the forces of each individual. For the sake of the machine, human life becomes, precious ... The entire Culture reaches a degree of activity such that the earth trembles under it ... And what now develops, in the space of hardly a century, is a drama of such, greatness that men of a future Culture, with other souls and other passions, will hardly be able to resist the conviction that in our times nature herself was tottering ... And these machines become in their forms less and ever less human, more ascetic, mystic, esoteric ... Never save here has a microcosm felt itself superior to its macrocosm, but here the little life-units have by sheer force of their intellect made the unliving dependent upon themselves ... But for that very reason Faustian man has become the slave of his creation ... The peasant, the hand-worker, even the merchant, appear suddenly as inessential in comparison with the three great figures that the machine has bred and trained up in the course of its development: the entrepreneur, the engineer, and tne factory-worker.” Why should man, who seems to be placed in such a relation to the machine, undertake to evaluate this position with the gaze directed toward the sleeping life of the plant? It was certainly not gazing in this direction that brought man into the midst of wheels, cranks, motors, and so forth. Much more was it looking at lifeless nature. Ever since man approached this with a contemplation which wanted its objects to be as transparent as those of mathematics, he has moved toward modern technology. The newer thinking has trained itself to look at the spiritually transparent. This thinking learns something about itself when it understands how it conceives the impact of two elastic balls or the trajectory of a body. In the same way as it conceives these it would fain grasp all the phenomena which confront it in a physical or chemical laboratory. Spiritually transparent phenomena are what it desires. If someone objects that the impact of two elastic balls is not spiritually transparent because the force of elasticity remains dark and impenetrable, we may justifiably answer that this is not the point, that we need not know the nature of the ink in which a letter is written when we want to understand the letter. In lifeless nature man sees in complete clarity all that he needs to construct a machine. For that purpose, he needs ideas which can dispense with all but what inorganic nature shows in full transparency. But in the soul of man these ideas are mere pictures. Our consciousness recognizes them as such. They live without force in our consciousness; they are related to what they portray as mirror-pictures are related to the objects which stand before the mirror. One mirror-picture does not strike another, yet together they may give a coherent picture of a blow. In this picture-knowledge modern thinking has its greatness and its deficiency. If it understands itself in its greatness and deficiency, it is plunged into riddles and disturbances. This picture-knowledge has its transparency. One who feels this will confess that all knowledge worthy of the name must be thus transparent. But already in the plant-world this transparency is no longer present if one seeks only for the same cognition as in the case of the pictures of lifeless nature. Goethe felt this. Therefore, he sought a differently formed cognition for the plant-world. He sought for the picture of the archetypal plant, out of which the single plant-form may be grasped as the single physical phenomenon is grasped out of “natural laws.” We can cognize the living as thoroughly as the lifeless only if we expand our faculties of comprehension. In the cognition of the lifeless, men saw for the first time what knowledge could really be. But this cognition reveals only what is foreign to the real human essence. We cannot advance from the grasp of the lifeless to the experiencing of the true human essence if we cling to this method. In the machine we have something which is transparent but which is foreign to us. We have bound up our lives with this foreign element. The machine stands there cold and alien, a triumph of “reliable” cognition. Besides it stands man himself, with only darkness before him if he looks into himself with this cognition. Nevertheless, men had to acquire this insight into the dead-and-transparent if they were to be fully awake. They need the picture-knowledge of what is alien to their nature in order to wake up. All previous knowledge was drawn out of the darkness of man's own nature. It becomes clear for the first time when the human soul becomes simply a mirror, reflecting only pictures of things alien to man. Formerly when a man spoke of knowledge he had in his mind the impulses and contents of his own nature, which cannot be clear. His ideas were permeated with life, but they were not clear. The pictures of the lifeless world are clear. In such pictures, however, he has not only a revelation of the lifeless, but inner experiences as well. Pictures can cause nothing through their own nature. They are impotent. But if a man experiences his moral impulses in the picture-world as he has trained himself to experience lifeless nature, then he raises himself to freedom. For pictures cannot influence the will as passions and instincts do. The epoch which developed this mathematical picture-thinking in the lifeless is the first which can lead man to freedom. Cold technology gives human thinking a stamp which leads to freedom. Among the gears and levers and motors there is only a dead spirit: but in this realm of death the free human soul awakes. It must awaken in itself the spirit which previously dreamed more or less as it ensouled nature. Thinking rises from its dream through the coldness of the machine. Waking vision, which can be directed toward the machine, again becomes dreaming if, as in Spengler's contemplation, it is driven back to the plant. For this contemplation does not, like Goethe's, go forward to achieve transparency in observing plants; on the contrary it retreats into the twilight in which life appears when we look at it as men looked at the lifeless in the pre-technical period. The observation to which we are challenged at the beginning of Spengler's contemplation allows technics to appear as something devilish. But this is only because he denies the clarity which is achieved through technics. Through this denial man recoils from his own wakefulness. In place of winning from this clearness the strength to kindle the free human spirit through the machine, this plant-contemplation calls up a fear which says: “These wheels, cylinders, and levers no longer speak. Everything which is decisive withdraws into the inner realm. Man feels the machine to be devilish, and rightly so.” But it seems necessary to drive the devil out of the machine. May one, if one intends to do that, thus frame the beginning and end of his thinking, and place “world-perspectives” in between as Spengler does? We will seek an answer to this question in the continuation of this article.
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68c. Goethe and the Present: Goethe's “Faust”, A Picture of His Worldview from the Point of View of the Theosophist
18 Jan 1905, Bonn Rudolf Steiner |
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The homunculus lacks physical properties, but not soul properties. The homunculus sees Faust's dream. The vivid way in which Goethe describes the homunculus, how he longs for embodiment, for penetration into the physical world, shows how the soul lives in the soul world with such properties as those possessed by the homunculus. |
68c. Goethe and the Present: Goethe's “Faust”, A Picture of His Worldview from the Point of View of the Theosophist
18 Jan 1905, Bonn Rudolf Steiner |
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In the Middle Ages, we can trace a mystical current from Meister Eckhart to Jakob Böhme. Goethe descended into the depths of mystical wisdom. A merely scholarly explanation of Goethe's works is not sufficient. Goethe was a profound connoisseur of mysticism in all its depth. In his gospel, his “Faust”, he provided a picture of his theosophical or mystical worldview. The theosophist is convinced that man carries a core within himself that is soul, that is spirit. Giordano Bruno was also convinced that the soul and the spirit have a significance that extends beyond the material. That is the conviction of the theosophist. Theosophy elevates religion to wisdom; it elevates faith to knowledge. That there is a God-man in man, who has emerged from the divine womb, develops and returns to the Godhead, is taught by theosophy. It sees in nature an expression of the divine origin. From his youth, Goethe sought the God in nature and the reflection of the divine being in his own heart. He saw in natural products an expression of the divine spirit. The other science is concerned only with the sensual realm; it knows nothing of the spiritual realm. Man is placed [in nature] and wages his battle in this physical world. Goethe describes [in “Faust”] the great human struggle that leads man to his higher development, through which man gains insight into the spiritual and intellectual world and recognizes that he is forming a divine self, a divine ego. Goethe wants to suggest that the struggle is rooted in the spiritual world, in the prologue in heaven. The struggle takes place between good and evil. It is the battle of spiritual world powers. When the mystic ascends to the highest world, he speaks of the music of the spheres in the sense of the Pythagoreans; he speaks of the fact that this highest world is a world of tones and harmonies. In the starry sky, the mystic sees the creative world spirit in resounding harmony.
says Goethe. The world is the expression of the divine world thought. The thoughts of men are replicas of the divine world thought.
Faust wants to recognize the spiritual. Spirits are in the world; the human spirit, the planetary spirit, the spirit of the solar system, Goethe quotes the earth spirit. The physical earth is only the expression of a real earth spirit. Goethe's description of the Earth Spirit is appropriate. If we study life on Earth, in its arising and passing away, we find an Earth Spirit that is very different in nature from the spirits of other planets. Working on the divinity of immortal clothing is actually the task of the Earth Spirit. When we look at the whole striving Faust, we recognize that he wants to penetrate more and more into his inner self. We can only know ourselves when we go through experience. Faust goes through the whole world scene. This is shown in the first part. Theosophy teaches that man acquires human abilities through experience and ascends to higher levels of existence. Faust has experienced everything that a human being, who is a sensual and intellectual being, can learn about. But he wants to know what lies beyond that. Goethe was convinced that man can approach the highest source of knowledge only as a prepared, purified human being. Faust first goes through all the individual sensual experiences, through the experiences of the lower self. The tempting forces are now represented in Mephistopheles. Only by overcoming resistance does man make himself perfect, better. When Faust has gone through the struggle of life, he remembers that the earth spirit is at the same time an expression of the divine spirit. This shows him the kinship of man with all of nature and then leads him to self-knowledge. This is the expression of how man is led from the transitory to the lasting. But man must first gain experience. Faust succumbs to temptation. He becomes the seducer. Afterwards, we see him in the deepest contrition and depression, as the inner self cannot come out. The second part shows a transition in which the spiritual world moves into the sensual world. Goethe shows us how Faust's inner being is stirred when he listens to the spiritual world. Again, the sounding spiritual world appears, in harmony with all mysticism. Faust is to ascend inwardly to the heights of humanity. We are led to the imperial court. We are shown how Faust, as a human being, works not only for himself but also for the lower self of many people. Faust creates sensual prosperity for people. Faust undergoes a greater lesson, but still within sensuality. He is to be led higher. Faust should be able to show something that cannot be achieved with the senses. What was originally alive is still present in the spirit. The spiritual archetypes are present somewhere. The tempter has been able to lead him through the sensual world. Mephistopheles has the key to the eternal depths of things, to the spiritual world, but not the power to penetrate it himself. That is why he gives Faust the key to the realm of the mothers. Mysticism throughout the ages has always described the highest soul as feminine. The mystic imagines the whole world as a fertilizing father. The soul is the eternal feminine, which becomes ever more mature through fertilization from outside. The highest soul-spiritual realm is where the deity originally resided. It is the realm of archetypes, of mothers. The theosophist recognizes that the deepest essence is expressed in three forms. Faust finds the glowing tripod. It corresponds to the deepest essence of man, which the theosophist calls “Atma, Budhi, Manas”. These are the three highest principles of man. The realm of the Mothers contains the archetypes of all things. Faust is able to bring up the archetypes of all things. Faust has brought up the spirit from Paris and Helena. How human beings live together as body, soul and spirit is wonderfully depicted in the second part of “Faust”. One may only approach the spirit in purity, not with desire. Man must first be purified from desires, from longing. Faust must still be purified and gain higher insights. This will be explained in more detail. Faust returns to the laboratory. The homunculus is the soul. The spirit dwells with the mothers, the sources of spiritual life. The soul is presented in the homunculus. The soul dwells in the physical body, [like the homunculus in the glass vial], but is itself immortal. It can perceive through the physical body with the senses. The mystic knows through his practical experience of incorporeal vision. The soul's eye is clairvoyant. The homunculus lacks physical properties, but not soul properties. The homunculus sees Faust's dream. The vivid way in which Goethe describes the homunculus, how he longs for embodiment, for penetration into the physical world, shows how the soul lives in the soul world with such properties as those possessed by the homunculus. The human body in its connection with soul and body is presented here. In the classical Walpurgis Night, we are told how the homunculus [begins to embody itself] in the lowest realm and develops through all the realms of nature. As the homunculus develops from the mineral kingdom up to the plant kingdom, it is said, to hint at this:
Then, when sexual life begins, Goethe lets Eros appear. Finally, Homunculus crashes into the shell carriage of Galathea. He has passed through all the realms of nature and connects with the spirit and becomes human. Now that body, soul and spirit are connected, Helena can appear in the flesh. In Helena, the feminine is presented to us. In her outward form, Helena is to show Faust the soul. It is a development of Faust towards the soul. Then self-knowledge occurs for Faust, a mystical experience. This arises from the fact that in the moments of celebration of life, man can look into a spiritual world. Then he gives birth to the divine spirit within him. In Faust this is represented by the birth of Euphorion. Man unites with his higher self - the feminine, Helena. The son of both is Euphorion. Euphorion represents the way in which each person, in this or that way, gives birth to the spiritual within themselves. For one person it is poetry, for another mystical contemplation. This knowledge of the higher worlds in the solemn moments of life is individual. When man returns to everyday life and then remembers what he has born in the festive moments of life, then he hears the words:
Faust is still not ready for the mystical life to become the cornerstone of his being. But Goethe himself defined his Faust as a mystic. He said to Eckermann about the second part of “Faust”: “For the initiate, the deeper meaning is noticeable. Faust finally gains the opportunity to live as a selfless person. He wants to become a messenger of divine cosmic activity. But he still clings to the outer, sensual view. He is not yet above all sensuality. He once again causes destruction - destruction of the hut. Now the last step to ascent follows. He still makes progress in doing so. Even when a person has reached a higher level of development, he is still preyed upon by base thoughts and worry. Through worry he grows blind. His outer, sensory perception fades away. But a bright light shines within. His inner sense has been opened. In Faust, Goethe presents everything that a person can recognize and understand. He shows what the soul will be at the beginning and at the end. At the beginning, there is the innocent Gretchen – at the end, Gretchen is once again the feminine in man, the soul. At the pinnacle of development, there is the inadequate event. Faust can see what cannot be seen with the senses. In Faust, we have the development from the lower self to the higher self. |
111. Introduction to the Basics of Theosophy: The Development of Humanity through the Cultural Epochs
27 Sep 1907, Hanover |
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In the fourth post-Atlantean period, the Greco-Latin period, something new was added. While the Indians longed for a dream world, the Persians progressed by thinking of the sensual world as a field of work, and the Egyptians were able to align their earthly existence with the orbits of the stars, it was left to the Greeks to see themselves as a form of spiritualization. |
111. Introduction to the Basics of Theosophy: The Development of Humanity through the Cultural Epochs
27 Sep 1907, Hanover |
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In those days, when the earth and moon were still together, in the time of fiery gases, all water was still dissolved in steam, it was a smoke of all substances. Those physical bodies into which the souls had moved were not like today's humans and animals. They would appear grotesque to us; the physical bodies were formed by the soul entering them. It is of great importance that the lungs form when the soul enters. Until then, the beings moved by floating and swimming in the air. During the cooling period, the swim bladder transforms into lungs; they formed when the soul entered. This transformation enabled blood to be formed. The I was able to couple with the human being. These conditions do not occur quickly; millions of years are necessary for this. The ability to breathe through the lungs and the descent of the souls into the bodies is wonderfully expressed in the Bible: God breathed the breath of life into man, and he became a living soul. Thus, through theosophy, the profound truths in the religions emerge, compelling people to respect the tremendous facts in the development of mankind. This worship of the supernatural remained until about the fourteenth century, until Christianity became materialistic. It is not at all Christian to understand the spiritual essence of Christianity in its spiritual form in an abstract, dry way through the research of theology, geology and so on. It is genuinely Christian to express the great events in cosmology as Moses did in the past: “Adam fell into a deep sleep!” This means: Adam saw clearly the development on the astral plane. It is presented as a symbol that he clairvoyantly perceived on the astral plane how the [gill-breathing] being was transformed into a lung-breathing being through the self. The migratory instinct on the moon was related to the mating and rutting season. Reproduction took place on its sunny side, and the interim period was spent on the other side. The animal-men, who were the highest lunar beings, had not yet attained a degree of love; love, which descends from the highest level to the plant world, had not yet gained any strength on the moon. Everything was strictly regulated by cosmic forces; wisdom was the guiding principle. With the advent of the astral body, humans descended to a lower level, and with that, love began. The moon is the planet of wisdom, the earth the planet of love. The wisdom-filled structure of the body developed mainly on the moon; at the end of the earth, love will be the motto. When we see the wonderful plant formations and the wisdom-filled structure of the human being, we find everything permeated by love. In the human being, it first reveals itself in the blood relationship of the ancient Atlanteans, and then develops into the compassion of brotherly love. From the coarsest forms of sexuality to the finest soul bonds, all beings are entwined in the bond of love. The transition from wisdom to love is a great step forward. Mankind owes the gradual infusion of love to the high solar beings, who already possessed all parts of the spirit and whose progress had reached its peak. Yahweh lowers the ego; he is the bringer and giver of love, through whom a unified bond is created; it is a mutual giving and taking that furthers the soul in love. There were also beings between gods and humans, only a part reached the Atma level. Many remained at the Budha level, while humans developed the beginning of Manas. The Atma gods, the sun beings, wanted to imprint love on people, while the moon gods wanted to imprint wisdom on them. The important role that blood love played at the beginning of the Lemurian period approached people. Because the Hebrews felt that they were related by blood, they were able to base their legislation on it. Love brings people together. They form larger and more comprehensive communities. The moon gods create an important counteraction. Freedom, individuality would have disappeared, people would have merged into a general love mess, that is why the moon gods directed their strongest attack against the union, their leader was Lucifer. So there were two currents, that of Yahweh and that of Lucifer, that of love and freedom. The Atlanteans already had their secret schools. In the post-Atlantean period, the most developed people moved under the great leader Manu to the Gobi Desert, from where colonizers went out to all cultures. Wisdom was spread by people, by initiates, not by books. The Indian culture consisted of descendants of the Lemurians and Atlanteans. The Indians received the Vedanta wisdom from the emissaries from Gobi, who were the holy rishis, seven in number. The first post-Atlantean culture, the Indian culture, preserved the memory of the clairvoyance of the Atlanteans, hence the deep longing of the Indians for this time when man still felt connected to the divine; they valued clairvoyance more than the vision of external objects. They said to themselves: What we see outside are mere shadows, illusions! That is why they aspired to transcend this world. Through the yoga training, they sought to achieve the extinction of physical reality in order to exchange it for clairvoyance. The Indians have retained their appreciation of the supernatural, but also their underestimation of the sensual world. It is a great mistake if this culture must pass away irretrievably, that it should be brought back into the present. Persian culture is a step forward in that it regards the earth as reality, as a field of labor. The Persians were aware that one must plant the spiritual in the sensual world. [The Persian] wanted to redeem the sensual world with the help of the spirit. The great Zarathustra saw the god of light in the solar aura, and opposite him stands Ahriman, the god of darkness. This was followed by the Chaldean-Babylonian-Assyrian-Egyptian culture. It had powerful leaders who married spirit and science. The Egyptians tried to impress the spirit of reality. Their interpretation of the stars was based on astrology and was imbued with spiritual wisdom, as were their architectures and famous monuments. In the fourth post-Atlantean period, the Greco-Latin period, something new was added. While the Indians longed for a dream world, the Persians progressed by thinking of the sensual world as a field of work, and the Egyptians were able to align their earthly existence with the orbits of the stars, it was left to the Greeks to see themselves as a form of spiritualization. Form and material became the means of a living immortalization of the spirit. The Greeks brought art down into earthly reality. Its social effectiveness was a real, social state structure. Great states are founded on causes other than physical facts. The Romans were the first to develop the concept of the “citizen”. In Greece, people were like members of a state; with the Romans, the individual figure came into its own. They imbued their own being with spiritual concepts, which is why jurisprudence flourished among them. They were conquerors of the external reality of man. Then came an event of fateful significance. From the Atlantean era until the Romans, the God of Love, Yahweh, and the God of Wisdom, Lucifer, fought within man. It was a matter of uniting and individualizing the two extremes. The close blood ties also diverged among the Hebrews. The time came when these associations were no longer sufficient. The peoples were thrown into confusion by the campaigns of Alexander the Great; the campaigns of the Romans formed a center of spiritual selfishness. It was a tremendous advance when Christ Jesus transformed the bond of love from a natural into a spiritual bond. His words are to be understood in this way: “Whoever does not leave brother and sister, son and daughter, and so on, cannot be my disciple. The beginning of love was sexuality. The soul relationships between people must become ever more refined until, at the end of the earth, brotherhood embraces all people. The preliminary stage of brotherhood came through Yahweh; the Christ brought spiritual love into the world; only then can man completely abandon it when love is spiritualized. This love must increase more and more in the relationships between people; it must become so great that it will triumph over all resistance. The Christ Jesus appeared at a time when people were drifting apart, to unite them in a great brotherhood. Therefore, the Christ Jesus is the true spirit of the sun and the earth, the ruler of the earth, who puts love at the center. Through Christ's atonement and sacrificial death, the astral plan is transformed from love of blood relationship into universal brotherly love. The first act takes place in Palestine, where a great brotherly bond is formed around humanity, the bond to love correctly where no blood ties exist. Christ Jesus provided the impetus for a transforming love that overcomes all. Christ Jesus is the greatest marriage between God and Man. The fifth epoch signifies a deep descent into matter; the spirit is held captive by it, it becomes its slave. Even religion has become materialistic, Christianity must be renewed through theosophy. It is a descent of the spirit into matter, this is not meant to be a criticism [of our age], but it must also be understood as a necessity. It is through this that concepts and logic are developed; natural science becomes the ruler of natural forces. However, it is still an enslavement of the spirit when the gigantic achievements are used only to serve the basest needs that were previously satisfied in the simplest way, while the spirit was cultivated. It is a waste of spiritual strength when animal instincts are satisfied with it. |
73a. Scientific Disciplines and Anthroposophy: Questions following Carl Unger's Lecture on “Anthroposophy and the Epistemological Foundations of the Natural Sciences”
25 Mar 1920, Dornach Rudolf Steiner |
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That it is not always the thought that must guide the will is best seen from the fact that people, if they are sufficiently emotional, have the greatest influence on their fellow human beings precisely when they have dream-like thoughts, when they have somewhat enigmatic thoughts. As a rule, clear thinkers, who are more inclined to abstractions, have less influence on their fellow men than those who, with a certain inner brutality, are attuned to emotional thoughts. |
73a. Scientific Disciplines and Anthroposophy: Questions following Carl Unger's Lecture on “Anthroposophy and the Epistemological Foundations of the Natural Sciences”
25 Mar 1920, Dornach Rudolf Steiner |
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Preliminary note: Carl Unger's lecture was not written down. However, he spoke about the subject matter on several occasions, for example in his lectures “On the Epistemological Foundations of Natural Science” (1916) and “On the Path from Natural Science to Spiritual Science” (1917), both of which were published in volume I of his “Writings”, Stuttgart 1964. Rudolf Steiner: The relationship between supersensible knowledge and the will has been asked about here. Now, if we want to form a clear idea about this, we must first consider the relationship between what we usually call will in our daily lives and what we call idea, and then we have to recognize the further path from the idea to supersensible knowledge. Today, Dr. Unger has spoken to you about pure thinking. Anyone who wanted to make a substantial distinction between the will and pure thinking would probably proceed as one would if asking: What actual difference is there, say, between a boy born in Frankfurt am Main in 1749 who lived at 63 such-and-such, and the privy councillor who lived in Weimar in 1827? One and the same person, one and the same being: it was Goethe. Seen inwardly, the will as the essentially active element is, of course, quite the same as thinking, for that which is active in pure thinking is will — only that one gains nothing for epistemological discussions by emphasizing the will-character of pure thinking. In order to characterize thinking epistemologically, one must proceed in the same way as the speaker this evening. I would say that thinking is only essential in a different age than the will. The will, where it has not yet struggled through to pure thinking, is younger, so to speak, still in adolescence. When it has developed further and further, it reaches a certain age – this is, of course, a figurative way of speaking – and then it is able to live as pure thinking, which is a further step. This has been demonstrated quite well to you this evening: pure thinking is meditation. Meditation leads to the life of the supersensible world. Now meditation, pure thinking in general, truly pure thinking, is not possible without further developing the will. This pure thinking as a human capacity is only possible through a particularly intensive effort, a particularly intensive exercise of the will. But everything that one exercises, one trains, one develops. And it is a very special training of the will when one moves from pure thinking to meditation. It can certainly be said that this entire development of the human being, who initially lives in unclear ideas, towards pure thinking and then towards meditation, this entire effort is essentially a training of the will. Therefore, what is needed to really grasp spiritual knowledge is essentially an effort of the will. And anyone who makes an effort to respond to spiritual knowledge exercises willpower, and in doing so exercises their will in general. Therefore, it can be said that it would be quite good for today's humanity if it would at least respond to spiritual knowledge, because in doing so it would truly develop the will, it would strengthen the will. It would seem that in modern humanity, the will has basically become something about which one can only entertain illusions – if one is still willing to believe that it exists at all. If we look around today, for example, to see what volitional impulses led to the events of the war in recent years that have so terribly shaken the world, we cannot possibly answer, because the will of human beings was least of all at work in them. There was a kind of determination by powers that had seized control of people's decisions. Almost everywhere we see that in 1914, when decisive resolutions were made, we cannot even begin to hold people responsible. It would be a psychological absurdity to somehow blame Berchtold's diplomatic clumsiness for the Serbian ultimatum or the like. Such things may be part of the campaign of confusion and lies that is sweeping the world today, but they cannot stand up to serious psychological scrutiny. On a large scale, what is expressed on a small scale must be carefully examined. Analyze what in everyday life is called the will. I call your attention to the fact that most people lie to themselves about what they want. They get up every morning at a certain time. Do you believe that they want to do this in the true sense of the word? If you analyze the whole fact that is expressed in this getting up in the morning, then you come to wanting just as well or just as badly as if you say that the clock strikes 8 o'clock in the morning. That is a complex of facts when the clock strikes 8 o'clock. When a person's legs move out of bed, hands reach for this or that, then that is a different complex of facts. And that in one case we speak of automatism and in the other of will, my dear audience, is based only on an illusion or on a confused psychology. In truth, the human being is only placed in a position to speak of volition when he is approaching pure thinking and then, through pure thinking, rises to the comprehension of supersensible truths. Then the real volition is integrated or, I might say, poured into his organism – the volition that can truly be called volition. And all the impulses that are present in the traditions for a real will are by no means the result of the automatic activity that has almost become the habit of all people today, but rather from older times, when there was still - albeit in an atavistic way, more instinctively - a will that was independent of the usual automatism of life. That it is not always the thought that must guide the will is best seen from the fact that people, if they are sufficiently emotional, have the greatest influence on their fellow human beings precisely when they have dream-like thoughts, when they have somewhat enigmatic thoughts. As a rule, clear thinkers, who are more inclined to abstractions, have less influence on their fellow men than those who, with a certain inner brutality, are attuned to emotional thoughts. All this, if properly carried out and followed through to its logical conclusion, will show you that it is precisely the path of development that the human soul takes to pure thinking, to supersensible understanding, that is the path by which the will is at the same time brought out of the depths of the human being, so that one can truly say: The will, which is the actual object of ethics, which is the actual object of moral teaching, this will is cultivated as a reality precisely by the spiritual scientific method. It is this will that has been virtually lost under materialism. Modern humanity has been seized by the automaton-like. I would like to analyze the will factor, let us say in the case of a current-day philosophy professor who is constantly on the go or in the case of a university professor in general. Yes, my dear attendees, if you disregard what he does in continuous automatization, which has entered into him during his education, what actually remains for his will? What remains for his will is what is contained in the law of appointment, in the decree of appointment; he does what he is driven to do by his being integrated into some state or professorial context or the like. Analyze what actually lies in the element of will in such an activity, that is, in the activity of a quite leading personality, and then try to compare how differently this element of will must be grasped by what spiritual scientific development is in a human being. Then you will get an idea of how this spiritual science is called upon to lead the human being out of the stage of the automaton and to make him truly an individuality. The fact that today one does not even have an inkling of how to arrive at an understanding of the will proves to you that now even a strange idea has found its way into the newer scientific way of thinking: the strange idea that plants also have something like ensouled will, because there are those among them which, when insects or something like that come near them, fold up their leaves and consume these insects. That means, to summarize a mere external fact, a mere external 'complex of acts, an external complex of phenomena, under the concept of will - but which in this case is only an illusion. I have often said in lectures that I know of another creature that, when small animals come near, also takes the opportunity to get them into its burrow and kill them there, just like the [carnivorous] plant does the insect: namely, a mousetrap. And with exactly the same right with which one thinks of the Venus flytrap as ensouled, one can think of a mousetrap as ensouled. These things, as they occur today in scientific thinking, are just beginning to prove that there can be no question of an illusion-free conception of will in today's thinking. We will only get a correct idea of the will, of the experience of the will, when the will is actually practised in spiritual science, as it is meant here, in anthroposophy. On the other hand, one could even say that people do not approach this spiritual science because it requires a real inner effort of the will, an exercise of the will, and because the human souls of the present time are actually sleeping souls that are quite happy to surrender to the automatism of thinking and also of willing. Thus the question as to whether supersensible knowledge has a relation to the will must be answered with a strong yes. For this supersensible knowledge will redeem the sleeping will of present-day humanity, it will awaken the souls, and that is what matters today. The sleeping souls of today will not solve the great tasks of the present time. The will will solve them, and it can be redeemed precisely through devotion to supersensible knowledge. |
61. Good Fortune
07 Dec 1911, Berlin Tr. R. H. Bruce Rudolf Steiner |
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It is a charming description of his delight in the people going to church through the darkness each with his own lantern. Or he dreams himself into other situations, called up simply by the memory of certain natural scenes connected together in his mind; for instance, if he imagined himself in Italy he could almost see the orange trees, and so on. This would throw him into a mood of most wonderful happiness; but there was no reality in any of it, it was all only a dream. Doubtless Jean Paul, with this dream of being a parson in Sweden, is pointing to a deep connection in questions of good or bad fortune by showing that the whole problem can be diverted from the outer world to man's inner being. |
61. Good Fortune
07 Dec 1911, Berlin Tr. R. H. Bruce Rudolf Steiner |
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It is without question that among the teachings of spiritual science least acceptable to many of our contemporaries we may count that of repeated earth lives, and the echoing-on into a man's later earth-life of causes going back to a previous life of his on earth. This is what we call the law of spiritual causation or Karma. It is easy to understand that men of the present day are bound to adopt a suspicious and adverse attitude towards this knowledge; it follows from all the habits of thought in modern life and will doubtless last until a more general recognition is reached of the enlightening nature of these basic truths of spiritual science. But an unprejudiced observation of life, an unbiased outlook on the enigmas with which we meet daily, and which are only explicable on a basis of these truths, will increasingly lead to a change in the habits of thought, and thus to a recognition of the enlightening nature of these great truths. To the phenomena we may include in this field quite certainly belong those usually comprised under such names as human fortune or misfortune, words with such manifold meanings. It is only necessary to utter these two words and immediately the sensitive judgment of man's heart will respond to the call to observe the boundaries set between his knowledge and the happenings in the outer world. This verdict sounds as clearly as any other in the soul, and leads to a fervent desire to know more of those inexplicable relationships which, though rejected again and again at a certain stage of enlightenment, must nevertheless be acknowledged by a really unprejudiced desire for Knowledge. To realize this, we need only call to mind how enigmatic good fortune or misfortune—especially the latter—may be in a man's life. This element of enigma can certainly not be solved by any theoretical answer; it clearly shows that something more than any theory, more than what may be called abstract science, is needed to answer it. Who can doubt that in man's soul there is a definite urge to be in a certain harmony with his environment, with the world? And what an amount of disharmony may be expressed when sometimes a man must say of himself, or his fellow-men of him, that throughout his life he is pursued by ill-luck! With such an admission is linked a “Why?” of deep significance for all we have to say about the value of human life, about the value too of the forces forming the foundation of human life. Robert Hamerling, yhe important but alas too little appreciated poet of the nineteenth century, has included in his Essays a short article on “Fortune”, beginning with a reminiscence that recurred to him again and again in connection with this problem. He had heard this story related in Venice—whether it was legendary or not is of no consequence. A daughter was born to a married couple. The mother died in child-birth. The same day the father heard that all his property had been lost at sea. The shock brought on a stroke, and he, too, died the day the child was born. Hence the infant met with the misfortune of becoming an orphan on the first day of her earthly existence. She was first of all adopted by a rich relation, who drew up a will bequeathing a large fortune to the child. She died, however, while the child was still young; and when the will was opened it was found to contain a technical error. The will was contested and the child lost the whole of the fortune intended for her. Thus she grew up in want and misery and later had to become a maid-servant. Then a nice, suitable young man whom the girl liked very much fell in love with her. However, after the friendship had lasted some time, and when the poor girl, who had been earning her living under most difficult conditions, was able to think that at last some good fortune was coming her way, it transpired that her lover was of the Jewish persuasion and for this reason the marriage could not take place. She reproached him most bitterly for having deceived her, but she could not give him up. Her life continued its extraordinary, alternating course. The youth was equally unwilling to give up the girl, and he promised that after the death of his father—who had not long to live—he would be baptized, when the marriage could be celebrated. He was in fact very soon called to his father's death-bed. Now, to add to the troubles of this unfortunate girl, she became very ill indeed. In the meantime, the father of her betrothed had died at a distance, and his son was baptized. When he came back to her, however, the girl had already died of the mental suffering she had endured in addition to her physical malady. He found only a lifeless bride. Now he was overcome by most bitter grief, and he felt that he could not do otherwise—he must see his beloved again although she was already buried. Eventually he was successful in having her body exhumed; and behold, she was lying in a position that clearly showed she had been buried alive and had turned in the grave when she woke. Hamerling says he always remembered this story when talking or thinking of human misfortune, and of how it sometimes actually seemed as if a human being were pursued by misfortune from his birth, not only to his grave but as in this case beyond it. Of course, the story may be a legend, but that is of no consequence, for everyone of us will say: Whether the facts are true or not, they are possible, and might have happened even if they never actually did happen. But the story illustrates very clearly the disquieting question: How can we answer the “why” when considering the value of a life thus pursued by misfortune? This at any rate shows us that it might be quite impossible to speak of fortune or misfortune if a single human life only were taken into account. Ordinary habits of thought may at least be challenged to look beyond a single human life, when we have before us one that is so caught up in the intricacies of the world that no concept of the value of human life can fit in with what this life went through between birth and death. In such a case we seem compelled to look beyond the limits set by birth and death. When, however, we look more closely at the words fortune or misfortune, we see at once that after all they can only be applied in a particular sphere, that apart from mankind there is much outside in the world that may indeed remind us of man's individual accordance or discordance with it, but that we shall hardly venture to speak of fortune or misfortune in connection with analogous occurrences outside mankind. Suppose that the crystal, which ought to develop regular forms according to definite laws, should be compelled, through the vicinity of other crystals, or through other forces of Nature at work near it, to develop one-sidedly and is prevented from forming its proper angles. There are actually very few crystals in Nature perfectly formed in accordance with their inner laws. Or, if we study the plants, we must say that in them, too, an inner law of development seems to be inborn. We cannot fail to see, however, that very many plants are unable to bring to perfection the whole force of the inner impulse of their development in the struggle against wind and weather and other conditions of their environment. And we can say the same of the animals. Indeed, we may go still further, we need only keep undeniable facts before our eyes—how many germs of living beings perish without reaching any real development, because under existing conditions it is impossible for them to become that for which they were organized. Think of the vast quantity of spawn in the sea alone, spawn that might become inhabitants of the sea, populating this or that ocean, and how few of them actually develop. True, we might say in a certain sense: We see quite clearly that the beings we come across in the different kingdoms of Nature have inner forces and laws of development; but these forces and laws are limited by their environment and the impossibility of bringing themselves into harmony with it. And indeed, we cannot deny that we have something similar when we speak of human fortune or misfortune. There we see that a man's power to live out his life cannot become a reality because of the many hindrances continually obstructing him. Or we may see that a man—like a crystal fortunate enough to develop its angles freely in every direction—may be so fortunate as to be able to say with the crystal: Nothing hinders me; external circumstances and the way of the world are so helpful to me that they set free what is purposed in the inmost core of my being.—And only in this case does a man usually say that he is fortunate; any other circumstances either leave him indifferent or impel him to speak directly of misfortune. But unless we are speaking merely symbolically, we cannot, without falling into a fantastic vein, speak of the ill-fortune of crystals, of plants, or even of the amount of spawn that perishes in the sea before it comes to life. We feel that to be justified in speaking of good or bad fortune, we must rise to the level of human life. And again, even in speaking of human life, we soon notice a limit beyond which we can no longer speak of fortune at all, in spite of the external forces by which man's life may be directly hindered, frustrated, destroyed. We feel that we cannot speak of “misfortune” when we see a great martyr who has something of importance to transmit to the world, condemned to death by hostile authorities. Are we justified in speaking of misfortune in the case of Giordano Bruno, for instance, who perished at the stake? We feel that here there is something in the man himself which makes it impossible to speak of ill-fortune, or if he is successful, of good fortune. So we see good or bad fortune definitely relegated to the human sphere—and within that to a still narrower one. Now when it comes to man himself, to what he feels with regard to fortune or misfortune in his life, it would seem that when we try to grasp it conceptually, we very seldom succeed. For just think of the story of Diogenes (again this may be based upon a legend, but it may also have happened), when Alexander urged him to ask a favor of him—certainly a piece of good fortune. Diogenes demanded what very few men would have asked for—that Alexander should move out of his light. That then was what he regarded as lacking to his happiness at the moment. How would most men have interpreted their fortune at such a moment? But let us go further. Take the pleasure-seeking man, the man who throughout his life considers himself fortunate only when all the desires arising from his passions and instincts are satisfied—satisfied often by the most banal of pleasures. Is there anyone who would believe that what such a man calls good fortune could also be good fortune for the ascetic, for one who hopes for the perfecting of his being, and considers life worth living only when he is denying himself in every possible way, and even subjecting himself to pain and suffering that would not be inflicted upon him by ordinary fortune or misfortune? How different the conceptions of fortune and misfortune are in an ascetic and a sensualist! But we can go still further and show that any universally accepted conception of good fortune eludes us. We have only to think of how unhappy a man can be who, without reason, without any foundation of true reality, becomes fiercely jealous. Take a man who has no grounds for jealousy at all, but believes that he has every possible ground; he is unhappy in the deepest sense of the word, yet there is no occasion for it at all. The extent, the intensity, of the unhappiness depends not on any external reality but simply on the man's attitude to external reality—in this case, to a complete illusion. That good luck as well as bad may be in the highest degree subjective, that at every turn it projects us, so to speak, from the outer world into the inner world, is shown by a charming story told by Jean Paul at the beginning of the first volume of his “Flegeljahre”. In this, a man who lived habitually in Central Germany pictures to himself how fortunate it would be for him to be a parson in Sweden. It is a most delightful passage where he imagines that he would sit in his parsonage and the day would come when by two o'clock in the afternoon it would be dark. Then people would go to church each carrying his own light, after which pictures of his childhood would rise before him—his brothers and sisters, each carrying a light. It is a charming description of his delight in the people going to church through the darkness each with his own lantern. Or he dreams himself into other situations, called up simply by the memory of certain natural scenes connected together in his mind; for instance, if he imagined himself in Italy he could almost see the orange trees, and so on. This would throw him into a mood of most wonderful happiness; but there was no reality in any of it, it was all only a dream. Doubtless Jean Paul, with this dream of being a parson in Sweden, is pointing to a deep connection in questions of good or bad fortune by showing that the whole problem can be diverted from the outer world to man's inner being. Strangely enough, it would seem that since good or bad fortune may be entirely dependent upon the inner being of man, the idea of good fortune as a general idea disappears. Yet again, if we look at what a man generally calls good or bad fortune, we see that in countless cases he refers it, not to his inner being, but to something outside himself, We might even say: The characteristic quality of man's desire for good fortune is deeply rooted in his incessant urge not to be alone with his thoughts, his feelings, his whole inner being, but to be in harmony with all that works and weaves in his environment. In reality a man speaks of good fortune when he is unwilling that some result, some effect, should depend on himself alone; on the contrary, he attaches great importance to its depending, not on himself but on something else. We need only picture the luck of the gambler—here no doubt the small and the great have much in common. However paradoxical it may seem, we can quite well connect a gambler's luck with the satisfaction a man may have in acquiring an item of knowledge. For acquiring knowledge evokes in us the feeling that in our thinking, in our soul-life, we are in harmony with the world. We feel that what is without in picture-form is also within us in our apprehension of it; that we do not stand alone with the world staring us in the face like a riddle, but that the inner corresponds to the outer, that there is living contact between them, the outer mirrored in, and shining forth again from the inner. The satisfaction we have in acquiring knowledge is proof of this harmony. If we analyze the satisfaction of a successful gambler we can only say—even if he has no thought of whence his satisfaction arises—that it could not exist at all if he himself could bring about what happens without his cooperation. His satisfaction is based on the fact that something outside himself is involved, that the world has “taken him into consideration”, that it has contributed something for his benefit. This single shows that he does not stand outside the world, that he has definite contact, definite connection, with it. And the unhappiness a gambler feels when he loses is caused by the sensation of standing alone—bad luck gives him a feeling of being shut out from the world, as if the contact with it were broken. In short, we see that it is by no means true that, by good or bad fortune, a man means only something that can be locked up within himself; on the contrary, when he speaks of good or bad fortune he means in the deepest sense what establishes contact between him and the world. Hence there is hardly anything about which the man of our enlightened age becomes so easily superstitious, so grotesquely superstitious, as about what is called luck, what he calls his expectation from certain forces or elements outside himself which come to his assistance. When this is in question, a man may become exceedingly superstitious. I once knew a very enlightened German poet. At the time of which I speak he was writing a play. This play would not be finished before the end of a certain month—he knew that beforehand. Yet he had a superstition that the drama could not be successful unless it were sent in to the manager of the theatre concerned before the first day of the next month; if it were later, according to his superstition it could have no success. One day, towards the end of the month, I happened to be walking in the street when I saw him bicycling in hot haste to the post office. Through my friendship with him I knew that his work was far from finished; so I waited for him to come out. “I have sent my play in to the theatre”, he said. “Is it finished then?” I asked; and he replied: “There is still some work to do on the last acts, but I have sent it in now because I believe it can only be successful if it goes in before the end of this month. I have written, though, that if the play is accepted, I should like it returned when I can finish it; but it had to be sent in at this time.”—Here we see how a man expects help from outside, how he expects that what is to happen will not be effected by him alone, by his efficiency or his own powers, but that the outer world will come to his aid, that it has some interest in him so that he does not stand alone by himself. This only proves that when all is said the idea of fortune in general eludes us when we try to grasp it. It eludes us, too, when we look into any literature that has been written about it; for those who write about such things are usually men whose business it is to write. Now at the outset everyone knows that a man can, indeed, speak correctly only of something with which he has not merely a theoretical but a living relation. The philosophers or psychologists who write about fortune have a living relation to good or bad fortune only as they themselves have experienced it. Now there is one factor that weighs very heavily in the balance, namely, that cognition as such, as it meets us in the world of man outside, that knowledge when it is taken in a certain higher sense, signifies at the very outset a kind of good fortune. This will be admitted by everyone who has ever felt the inner delight that knowledge can give; and this is substantiated by the fact that the most eminent philosophers, from Aristotle down to our own times, have constantly characterized the possession of wisdom, of knowledge, as a piece of particularly good fortune. On the other hand, however, we must ask ourselves: What does such an answer to the question concerning fortune mean to one who works the whole week long with few exceptions in the darkness of the mines, or to one who is buried in a mine and perhaps remains alive for days together under the most horrible conditions? What has such a philosophical interpretation of fortune to do with what dwells in the soul of a man who has to perform some menial, perhaps repulsive, task in life? Life gives a strange answer to the question of fortune, and we have abundant experience to show that the philosophers' answers are often grotesquely remote, in this connection, from our experience in everyday life, provided we consider this life in its true character. Life, however, teaches us something else with regard to fortune. For life appears as a noteworthy contradiction to the commonly accepted conceptions of fortune. One case may serve as an example for many. Let us suppose that a man with very high ideas, even with the gift of an exceptional imagination, should have to work in some humble position. He had perhaps to spend almost all his life as a common soldier. I am speaking of a case that is indeed no legend, but the life of an exceedingly remarkable man, Josef Emanuel Hilscher, who was born in Austria in 1804 and died in 1837. It was his fate to serve for the greater part of his life as a common soldier; in spite of his brilliant gifts he rose to nothing higher than quartermaster. This man left behind him a great number of poems, not only perfect in form but permeated by a deep life of soul. He left excellent translations into German of Byron's poems. He had a rich inner life. We can picture the complete contrast between what the day brought him in the way of fortune and his inner experiences. The poems are by no means steeped in pessimism; they are full of force and exuberance. They show us that this life—in spite of the many disappointments inherent in it—rose to a certain level of inner happiness. It is a pity that men so easily forget such phenomena. For when we set a figure of this kind before our eyes, we can see—because indeed things are only relatively different from one another—we can see that perhaps it is possible, even when the external life seems to be entirely forsaken by fortune, for a man to create happiness out of his inmost being. Now anyone can inveigh against fortune, especially from the point of view of spiritual science—indeed, if he clings to misunderstood or primitive conceptions he may be fanatical in his protest against the idea of good fortune or equally fanatical in explaining life one-sidedly from the idea of reincarnation and karma. A man would be fanatical in his protest against fortune were he through misunderstanding the principles of spiritual science to say: All striving after good fortune and contentment is after all only egoism, and spiritual science makes every effort to lead men away from egoism. Even Aristotle considered it ridiculous to maintain that the virtuous man could in any way be content when he was experiencing unaccountable suffering. Good fortune need not be regarded merely as satisfied egoism, but even were this so in the first place it could still be of some value for the whole of mankind. For good fortune can also be regarded as bringing our soul-forces into a certain harmonious mood, thus allowing them to develop in every direction; whereas ill-fortune produces discordant moods in our soul-life, hindering us from making the most of our efficiency and powers. Thus, even if good luck is sought after in the first place only as a satisfaction of egoism, yet we can look upon it as the promoter of inward harmony in the soul-forces, and can hope that those whose soul-forces achieve inner harmony through good fortune may gradually overcome their egoism; whereas they would probably find it hard to do so were they constantly pursued by ill-fortune. On the other hand, it may be said: If a man strives after good fortune and receives it as the satisfaction of his egoism, he can—because his forces are harmonized—work for himself and for others in a beneficial way. So what may be called good fortune must not be assessed one-sidedly.—Again, many a man who thinks he has fathomed spiritual science when he has only perceived something of it from a distance falls into error by saying: Here is a fortunate man, and there one who is unfortunate; when I think of karma, of one life determining another, I can easily understand that an unfortunate man has prepared this bad fortune for himself in a former life, and that in a former life the fortunate man has prepared his own good fortune. Such an assertion has something insidious about it because to a certain extent it is correct. But karma—that is, the law of the determining of one earth-life by another—must not be accepted in the sense of a merely explanatory law; it must be regarded as something that penetrates our will, causing us to live in the sense of this law. And this law is only vindicated in life if it ennobles and enriches this life. As regards fortune, we have seen that a man's quest of happiness springs from a desire not to stand alone, but to be in some way related to the outer world so that it may take an interest in him. On the other hand, we have seen that good fortune may—in contradiction to external facts—be brought about solely by a man's conceptions, by what he experiences from external facts. Where is there a solution of this apparent contradiction—depending, not on abstractions and theories but on reality itself? We can find a solution if we turn our minds to what may be called the inmost core of man's being. In former lectures1 we have shown how this works on the outer man, even shaping his body, and also establishing the man in the place he occupies in the world. If we follow up this conception of the inner core, and ask ourselves how it can be related to the man's good or bad fortune, we most easily find the answer if we consider that some stroke of good fortune may so affect a man that he is bound to say: I intended this, I willed it, I used my good sense, my wisdom, in such a way that it should come about, but now I see that the result far exceeds all that my wisdom planned, all that I determined or was able to see beforehand.—What man is there, in a responsible position in the world, who would not in countless cases say something of this kind—that he had indeed used his powers but that the success that had befallen him far out-weighed the powers exerted? If we comprehend the inner core of man not as what is there just for once but as something in the throes of a whole evolution, in the sense, that is, of spiritual science; if we comprehend it not simply as shaping one life but many, as something therefore that would shape the one life as it is in our immediate present, so that when this inner core of man's being goes through the gate of death and passes into a super-sensible world, returning when the time comes to be active in physical life in a fresh existence—what then can such a man, grasping his central being in this way, understanding himself within a world-conception of this kind—what attitude can he adopt towards a success that flows to him in the way we have pictured? Such a man can never say: This has been my good fortune and I am satisfied; with the powers I set in motion I expected something quite insignificant, but I am glad that my fortune has brought me something greater.—Such a man who seriously believes in karma and repeated earth-lives will never say that, but rather: The success is there but I have shown myself to be weak in face of such a success. I shall not be content with this success, I shall learn by it to enhance my powers; I shall sow seeds in the inmost core of my being which will lead it to higher and higher perfection. My unmerited success, my windfall, shows me where I am lacking; I must learn from it.—No other answer can be given by one to whom fortune has brought success, if he looks upon karma in the right way and believes in it. How will he deal with such a lucky chance? (The word chance is used here in the sense of something that comes upon one unexpectedly, it is not meant in the ordinary way). For him it will be considered not as an end but as a beginning—a beginning from which he will learn and which will cast its beams upon his future evolution. Now, what is the opposite of the instance we have given? Let us place it clearly before us. Because a man who believes in repeated earth-lives and karma, or spiritual causation, receives a stroke of good fortune as a spur to his growing forces, he regards it as a beginning, as a cause of his further development. And the converse of this would be if, when we were struck by some misfortune, by some misadventure that might happen to us, we were to take it not simply as a blow, as the reverse of the success, but looking beyond the single earthly life, we were to see it as an end, as what comes last, as something the cause of which has to be sought in the past, just as the consequence when appearing as success has to seek its effects in the future—the future of our own evolution. We regard ill-fortune as an effect of our own evolution. How so? This we can make clear by a comparison showing that we are not always good judges of what has occasioned the course of a life. Let us suppose someone has lived as an idler on his father's money up to his eighteenth year, enjoying from his own point of view a very happy life. Then when he is eighteen years old his father loses his property; and the son can no longer live in idleness but is obliged to train for a proper job. This will at first cause him all sorts of trouble and suffering. “Alas!” he will say, “a great misfortune has overtaken me.” It is a question, however, whether in this case he is the best judge of his destiny. If he learns something useful now, perhaps when he is fifty he will be able to say: Yes, at that time I looked upon it as a great misfortune that my father had lost his wealth; now I can only see it as a misfortune for my father and not for myself; for I might have remained a ne'er-do-well all my life had I not met with this misfortune. As it happens, however, I have become a useful member of society. I have grown into what I now am. So let us ask ourselves: When was this man a correct judge of his destiny? In his eighteenth year when he met with misfortune, or at fifty when he looked back on this misfortune? Now suppose he thinks still further, and enquires concerning the cause of this misfortune. Then he might say: There was really no need for me to consider myself unfortunate at that time. Externally it seemed at first as if misfortune had befallen me because my father had lost his income. But suppose that from my earliest childhood I had been zealous in my desire for knowledge, suppose that I had already done great things without any external compulsion, so that the loss of my father's money would not have inconvenienced me, then the transition would have been quite a different matter, the misfortune would not have affected me. The cause of my misfortune appeared to lie outside myself, but in reality I can say that the deeper cause lay within me. For it was my nature that brought it upon me that my life at that time was unfortunate and beset with pain and suffering. I attracted the ill-fortune to myself. When such a man says this, he has already begun to understand that in fact all that approaches us from outside is attracted from within, and that the attraction is caused through our own evolution. Every misfortune can be represented as the result of some imperfection in ourselves; it indicates that something within us is not as well developed as it should be. Here we have misfortune as opposed to success, misfortune regarded as an end, as an effect, of something occasioned by ourselves at an earlier stage of our evolution. Now if, instead of moaning over our ill-luck, and throwing the whole blame upon the outside world, we look at the core of our inner being and seriously believe in karma, that is, the causation working through one earth-life to another, then ill-luck becomes a challenge to regard life as a school in which we learn to make ourselves more and more perfect. If we look at the matter thus, karma and what we call the law of repeated earth- lives will become a force for all that makes life richer and increases its significance. The question, however, may certainly arise: Can mere knowledge of the law of karma enhance life in a definite way, making it richer and more significant? Can it perhaps bring good fortune out of bad?—However strange it may seem to many people now-a-days, I should like to make a remark that may be significant for a full comprehension of good fortune from the point of view of spiritual science. Let us recall Hamerling's legend of the girl pursued by ill-fortune up to her death, and even beyond the grave since she was buried alive. No doubt anyone not deeply permeated by the forces knowledge can give, will find this strange. But let us suppose that this unfortunate girl had been placed in an environment where the outlook of spiritual science was accepted, where this outlook would prompt the individual to say: In me there dwells a central core of spiritual being transcending birth and death, showing to the outer world the effects of past lives, and preparing the forces for subsequent earth-lives. It is conceivable that this knowledge might become strength of soul in the girl, intensifying belief in such an inner core. It may perhaps be said: As the force issuing from spirit and soul may be consciously felt working into the bodily nature, it might well have worked into the girl's state of health; and the strength of this belief might have sustained her until the man returned after his father's death. This may appear odd to many who are not aware of the power of knowledge based on true reality—knowledge not abstract and merely theoretical but working as a growing force in the soul. We see, however, that as regards the question of good fortune this belief may offer no consolation to those who are definitely fixed for their whole life in work that can never satisfy them, those whose claims upon life are permanently rejected. Yet we see that firm faith in the central core of man's being, and the knowledge that this single human life is one among many, can certainly give awakening strength. All that in the outer world at first appeared to me as my ill-fortune, as the evil destiny of my life, becomes explicable to my spiritual understanding through my relation to the universal cosmos in which I am placed. No commonplace consolation can help us to overcome what in our own conception is a real misfortune. We can only be helped by the possibility of regarding a direct blow as a link in the chain of destiny. Then we see that to consider the single life by itself, is to look upon the semblance and not the reality. An example of this is the youth who idled away his time until his eighteenth year and then, when misfortune befell him and he was obliged to work, regarded it as sheer ill- luck and not as the occasion of his later happiness. Thus, if we look more deeply into the matter we see clearly that study of a life from one point of view alone can give only an apparent result, and that what strikes us as good or bad fortune appears merely in its semblance if we study it in a circumscribed way. It will only show us its true nature and meaning if we study it in its proper place in the man's whole life. Even so, if we look at this whole human life as exhausted within the boundaries of birth and death, a life that can find no satisfaction in ordinary human relations and the usual work will never seem comprehensible to us. To become comprehensible—comprehensible according to the reality we have often expressed in those terms to which, however, where real human destiny is concerned, only spiritual science can give life-this can become comprehensible only when we know that what we find intelligible no longer has power over us. And to him for whose central being good fortune is only an incentive to higher development, ill-fortune is also a challenge to further evolution. Thus the apparent contradiction is solved for us when, in observing life, we see the conception of good or bad fortune approaching us merely from the outside, converted into the conception of how we transform the experiences within ourselves and what we make of them. If we have learnt from the law of karma not only to derive satisfaction from success but to take it as an incentive to further development, we also arrive at regarding failure and misfortune in the same way. Everything undergoes change in the human soul, and what is a semblance of good or bad fortune becomes reality there. This, however, implies much that is immensely important. For instance, let us think of a man who rejects outright the idea of repeated earth-lives. Suppose, then, that he sees a man suffering from jealousy founded on an entirely imaginary picture created by himself; or another pursuing a visionary happiness; or on the other hand he may see someone who develops a definite inner reality merely out of his imagination, develops something most real for the inner life—that is, out of mere semblance, not out of the world of real facts. Thus he might say to himself—Would it not be the most incredible incongruity as regards the connection of man's inner nature with the outer world, if the matter ended with this one fact occurring in the one earth-life? There is no doubt that, when a man passes through the gate of death, any illusion of fortune or of jealousy which he has looked on as a reality will be wiped out. But what he has united with his soul as pleasure and pain, the effect which has arisen in the stirrings of his feelings, becomes a power living its own life in his soul and connected with his further evolution in the universe. Thus we see, by means of the transformation described, that man is actually called upon to develop a reality out of the semblance. With this, however, we have also arrived at an explanation of what was said at the beginning. It becomes clear to us now why it is impossible for a man to connect his fortune with his ego, with his individuality. Yet, even if he cannot directly connect it with his ego as external happenings that approach him and raise his existence, he can, nevertheless, so transform it within himself, that what was originally external semblance becomes inner reality. Thereby man becomes the transformer of outward semblance into being, into reality. But when we look around upon the world about us, we see how the crystals, the plants and animals are hindered by external circumstances so that they cannot live out fully the inner laws of their growth; we see how countless seeds must perish without coming into true existence. What is it that fails to happen? Why can we not speak here of good or bad fortune as we have stated it?—The reason is that these are not examples of an outer becoming an inner, so that in fact an outer is mirrored in the inner and a semblance transformed into real being. It is only because man has this central core of being within him that he can free himself from the immediate external reality and experience a new reality. This reality experienced within him lifts his ordinary existence above external life so that he can say: On the one hand, I live in the line of heredity, since I bear within me what I have inherited from my parents, grandparents, and so on; but I also live in what is only a spiritual line of causation, and yet can give me something besides the fortune that may come to me from the outside world.—Through this alone it is clear that man is indeed a member of two worlds, an outer and an inner. You may call it dualism, but the very way that man transforms semblance into reality shows us that this dualism is itself merely semblance, since in man outer semblance is continually being transformed into inner reality. And life shows us, too, that what we experience in imagination when we call an actual fact false becomes reality within us. Thus we see that what may be called good and bad fortune is closely associated with what is within man. But we see, too, how closely associated it is with the conception of spiritual science, that man stands in a succession of repeated earth-lives. If we look at the matter in this way we may say: Do we not then base our inner happiness on an outer semblance and reckon with this happiness as something permanent in our evolution? All external good fortune that falls to our share is characterized in what, according to legend, Solon said to Croesus: Call no man happy till you know his end.—All good fortune that comes to us from outside may change; good fortune may turn into bad. But what is there in the realm of fortune that can never be taken from us? What we make of the fortune that falls to us whether it comes from success or failure. Fundamentally the following true and excellent folk-saying can be applied to the whole of a man's relation to his fortune: Everyone is the smith of his own fortune.—Simple country people have coined many beautiful and extraordinarily apposite sayings about fortune, and from these we can see what profound philosophy there is in the simplest man's outlook. In this respect those who call themselves the most enlightened could learn very much from them. To be sure these truths are often presented to us in a very crude form. There is even a proverb that says: Against a certain human quality the Gods themselves contend in vain. There is, however, also a noteworthy proverb that connects this particular human quality—against which the Gods are said to contend in vain—with good fortune, saying: Fools have the most luck. We need not conclude from this that the Gods seek to reward such men with good fortune to make up for their stupidity. Nevertheless, this proverb shows us a distinct consciousness of the inner depths and of the necessity for deepening what we must call the interdependence in the world of man and fortune. For as long as our wisdom is applicable to external matters alone, it will help us very little; it can help us only when it is changed into something within ourselves, that is, when it again acquires the quality, originally possessed by primitive man, of building on the strong central core that transcends birth and death, the central core that is explicable only in the light of repeated earth-lives. Thus what a man experiences as the mere semblance of fortune in the outer world is distinguished from what we may call the true essence of fortune. This comes into being the moment a man can make something of the external facts of his life, can transform them and assimilate them with the evolving core of his being which goes on from life to life. And when a sick man—Herder—in the most severe physical pain says to his son: “Give me a sublime and beautiful thought, and I will refresh myself with it”, we see clearly that in an afflicted life Herder awaits the illumination of a beautiful thought as refreshment—that is, as a stroke of good fortune. Hence it is easy to say that man with his inner being must be the smith of his own fortune. But let us fix our minds on the powerful influence of that world-conception of spiritual science that we have been able to touch upon to-day, where it is not merely theoretical knowledge but knowledge that stirs the core of our souls, since it is filled with what transcends good or bad fortune. If we grasp this world-outlook thus, it will furnish us with more sublime thoughts than almost any other, thoughts that make it possible for a man—even at the moment when he must succumb to misfortune—to say: “But this is only a part of the whole of life.” This question of fortune has been raised to-day to show how everyday existence is ennobled and enriched by the real thoughts concerning life's totality which spiritual science can give us, thoughts that do not merely touch upon life as theories but that bring with them the forces of life. And this is the essential. We must not only have external grounds of consolation for one who is to learn to bear misfortune through the awakening of those inner forces, rather must we be able to give him the real inner forces that lead beyond the sphere of misfortune to a sphere to which—although life seems to contradict this—he actually belongs. This, however, can only be given by a science which shows that human life extends beyond birth and death, and yet is linked with the whole beneficent foundation of our world-order. If we can count upon this in a world-conception, then we may say that this conception fulfills the hopes of even the best of men; we may say that with such a conviction a man can look at life as one who though his ship is tossed to and fro by surging waves yet finds courage to rely on nothing in the outer world, but on his own inner strength and character. And perhaps the observations of to-day may serve to set before men an ideal that Goethe in a certain way sketched for us, but that we may interpret beyond Goethe's hopes as an ideal for every man. True, it does not stand as something to be immediately achieved in the single human life, but as an ideal for man's life as a totality—if a man, tossed to and fro in his life between good and bad fortune, feels like a sailor buffeted by stormy waves, who can rely on his own inner power. This must lead to a point of view which, with a slight adaptation of Goethe's words, we may describe thus:
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272. Festivals of the Seasons: Easter and Whitsuntide II
11 Apr 1915, Dornach Tr. Harry Collison Rudolf Steiner |
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We then become aware, that all the teaching of the Natural Scientists about the Sun and stars is nothing but a materialistic dream. In the world previous to this state, the stars were already extinguished, and the Sun and the Moon had already disappeared. |
And as we look back upon our earthly existence we become aware that the teaching of the Natural Scientists is only a fantastic, materialistic dream. For what appeared to us as the stars or the Sun, is really in the spiritual world the seat of a spiritual community, in the same way as the Earth is the seat of a human community. |
He only sees the symbol inscribed by one who had visited these regions—the symbol of the macrocosm. But a dream, a dim presentiment is aroused, that this symbol means something. Just suppose you had never heard anything about Spiritual Science and that the symbol lay before you, arousing a feeling that once someone had seen something that you also wanted to see. |
272. Festivals of the Seasons: Easter and Whitsuntide II
11 Apr 1915, Dornach Tr. Harry Collison Rudolf Steiner |
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The lecture today has been preceded by the representation of the Easter scene in Faust (the lecture was preceded by the Eurhythmic representation), that scene in which the Earth-Spirit appears to Faust. A week ago we were considering some features in Faust which are of the gravest importance for those who desire to draw nearer to the laws and life of the universe, in the light of Spiritual Science. My reason for taking this poetical creation of Goethe’s as the subject of my lectures (both on Easter Sunday and today) is not merely to give an explanation of Goethe’s Faust. It is because, while studying the series of artistic representations which pass before us in Faust, our minds are able to follow the evolution of the Faust-soul in the spiritual world, and can, so to speak, share in its experiences on the spiritual plane. The nature of our reflections upon this poetical creation will depend upon the extent to which we are able to view Faust from the standpoint of Spiritual Science. As a matter of fact, Faust is the expression of Goethe’s own endeavour to penetrate into the spiritual world. But it is also an expression of that important turning-point in the history of modern times, when the great mind of Goethe strove to enter that same world into which we are striving to enter today by means of our Spiritual Science. We were able to show in the last lecture that Goethe lived at a time in which it really was not yet possible to find the true path leading into the spiritual world, in a clear, consistent way. We were able to show that such truths as the true meaning of Lucifer and Ahriman only floated before Goethe’s mind as indistinct conceptions; a confused perception, as it were, of the spiritual world. And we were able to prove that both Lucifer and Ahriman were welded together in Mephistopheles. Also that in Mephistopheles Goethe had only a nebulous image before him, a figure which he could not clearly visualise in a spiritually-scientific manner. From this endeavour of Goethe’s, expressed as it is in Faust, we can realise with what earnestness, with what intense conscientiousness, with what a sense of responsibility, we should follow up every clue presented to us by Spiritual Science. When a master-mind such as this meets with such tremendous difficulties in its endeavour to reach that goal towards which so many are striving today, we can certainly learn a great deal by the study of Goethe’s quest and Goethe’s warfare. I wish that all students of the phenomena of Spiritual Science, even those who are only beginners, would study this document, and go through Goethe’s Faust over and over again. It is a document of the early dawn of Spiritual Science, before the Sun rose upon the first endeavours of that Science. In my last lecture I showed how the riper knowledge of Goethe’s maturity was required to rescue his soul from the critical situation into which it had wandered in his youth. Goethe’s soul could not be satisfied with what could be conceived of the Universe by the brain and intellect alone. And what swirled and raged in his soul, in his endeavour to reach that fundamental spiritual basis of life, he put into the form of the striving Faust; who, however, is not a portrait of Goethe himself, though he represents, in an artistic setting, certain features in Goethe’s own struggle and certain sides of Goethe’s life. The scene with the appearance of the Earth-Spirit belongs to the earliest part of Faust. It is one of the scenes which Goethe wrote first of all. In my last lecture I spoke of Faust in such a way that, should I be misunderstood (as I so often am), people might go away and say that I had described Faust as being incomplete as a work of art; that I had, in fact, criticised Faust very severely. And anybody who was particularly ingenious might say that I was a turn-coat in my views on Goethe; that at one time I was a great admirer of Goethe, but that I had now proved myself to be one of his detractors. Well, my dear friends, it should not be necessary for me to explain that I do not honour Goethe one whit less than ever I did, nor that he is still to me the greatest mind of modern times. But, however much a great personality may command our respect, this fact should never make us blind worshippers of his authority. We must always preserve a clear perception of what we ourselves believe to be the truth. Faust has been put together—one might say patched together—at different times. And one might say that when Goethe wrote the earliest parts of Faust in 1770, he was really not capable of writing the later parts. It was necessary that before doing so he should arrive at maturity, that he should progress from an ardent desire to reach the spiritual worlds, to what we must term his ‘comprehension of Christianity.’ Goethe required all the mature experience of his riper years, so to manipulate his artistic conception, that Faust, the investigator of the spiritual world, is brought to a comprehension of the Easter Mystery, and receives back his life through the remembrance of it. This Faust actually takes up the Gospels and begins to translate the Gospel of St. John. We hear many people today say that they do not require Spiritual Science to resuscitate for them the inner truths of Christianity; that this Spiritual Science is quite unnecessary, because Christianity can always be understood by the truths proclaimed by every priest from his pulpit, and that faith alone, faith in Christianity, is of any avail... Well, compare such an attitude with the attitude of Goethe. Goethe, one of the very greatest minds, took years before he was sufficiently mature to understand the truths of Christianity. Now we can form an idea of the monstrous conceit, the terrible darkness in which mankind is imprisoned. Especially those, who babbling confusedly and conceitedly of the simplicity of their minds, waive aside that which they do not require—the substance of Spiritual Science—for which, according to their own ideas, they have no use. In the scene of the Earth-Spirit we see how Goethe was occupied during his youth, in his thirties and during the last twenty years of his life. We gather from this Earth-Spirit scene and from the Faust monologue which precedes it, that Goethe had steeped himself in so-called occult-mystical literature. We see how he endeavoured by means of the knowledge gained from this literature, by meditation, by meditative exercises, to discover the spiritual world. In the scene which we have witnessed today, we see Faust absorbed in meditation, by means of which he hopes to soar to the spiritual worlds. He discovered this meditation in an ancient occult mystical book, by one Nostradamus. In this book the author maintains that by use of this meditation a man can attain to a knowledge of the spiritual worlds. Let us endeavour to picture to ourselves the world into which Faust—and therefore Goethe also—desired to penetrate. Now when the human soul has been enabled to strengthen its inner power to such an extent that the soul and spirit are liberated from the human shell, free, that is, from the instrument of the physical body; when the soul has, to a certain extent, escaped from the physical body with all the powers of which the body is barely conscious during its usual, everyday life—then, when this occurs, a spiritual thread reaches out from the physical body: or, rather, not so much from the physical body enclosed in its limited physical form as from the physical life within it, with which man is still spiritually connected by means of this thread or ray going back from him to the physical life. In the life between death and rebirth a ray or stream of this spiritual life runs back through time and connects with our earthly experiences. There are descriptions of this in other lectures. How will this physical existence affect the human soul, when it has escaped from the conditions of the instrument of the physical body? For the man who has escaped from the conditions of physical existence, his whole physical experience becomes, so to speak, an organ of the soul. All his physical experiences become, as it were, eyes and ears. The whole individual will become a sense-organ, a spiritual sense-organ—an organ, so to speak, of the whole earth, which looks out into cosmic space. In order that our eyes may perceive physical objects, we must be outside them; the eyes must be imbedded as a kind of independent organism enclosed in the socket which encircles it with its walls of bone. In the same way the ear must be shut off also. Again the whole physical apparatus of the brain is enclosed in the skull and shut off from the rest of the human body. The physical experiences of man must also be shut off, so that they become receptacles, sense-instruments, so to speak; so that the whole physical life of man becomes, in a sense, either an eye or an ear, by means of which the man who is outside his physical experiences can gaze out into the whole universe. Now what is now experienced may be described as follows:—A man is suddenly plunged into the world described in my book Theosophy as the Soul World. This is the world into which man first enters when he passes through the experience of living with his now independent soul outside the body, and sees his own physical life as exterior to himself. In my course of lectures (Vienna, April, 1914) I described how man, even during his life between death. and a new birth, is in possession of a spiritual sense-organ which he derives from his previous earthly life and by means of which he is able to perceive the rest of the universe. That is to say, by having lived an earthly life, he is able to perceive the rest of the universe. We are able to find our friends in that world for a long time after death, until they move on to another world, which can even by Initiates only be reached by a later evolutionary condition of the soul. In this world into which we move on, many things will present themselves to the observer. It is only possible to relate isolated experiences about this world; and these must be collected from the various lectures which characterise this supersensible world. Above all, what strikes the soul most when it is freed from the body and passes on to a new world is that the stars seem to fade away. The soul now experiences an elemental world. It now moves with the currents of air, it is one with the warmth which suffuses the earth, it streams out with the rays of light. When the soul streams out with the light, it is no longer able to perceive exterior objects by means of that light. Therefore it seems to this soul that the sun and stars are extinguished and that the Moon with its fight has disappeared. The soul no longer leads an external existence, it has become part of the elemental world. And at the same time it becomes part of that life which is termed the root-force of historical events—the historical becoming. In this world it becomes possible to see what history brings to the life of mankind. By means of a further meditative evolution the soul can rise to a still higher experience. In this state not only will its own existence be a spiritual and psychic sense-organ, but the whole Earth becomes its sense-organ. Paradoxically, it may be said—only you must not misunderstand me—that now the human soul must pass on to an experience in which it becomes fused with that essence which contains the whole world within it. As before, during our earthly life, our eyes were set in our body, and as then we were accustomed to see with our eyes and hear with our ears, so now, by means of the whole Earth and its existence, we are able to view the entire universe. We then become aware, that all the teaching of the Natural Scientists about the Sun and stars is nothing but a materialistic dream. In the world previous to this state, the stars were already extinguished, and the Sun and the Moon had already disappeared. Now, however, we become aware that where we supposed the Sun to be, there is really a community of spirits. That wherever we thought we saw stars, there are, in reality, spiritual worlds. And as we look back upon our earthly existence we become aware that the teaching of the Natural Scientists is only a fantastic, materialistic dream. For what appeared to us as the stars or the Sun, is really in the spiritual world the seat of a spiritual community, in the same way as the Earth is the seat of a human community. But just as from a distant star it would not be possible to see any physical bodies, only the souls of men, just as little can one say that anything can interest us up there in the sphere of the stars which is not of a spiritual or soul nature. But what we do see may be described as the vapour of the earth atmosphere, which collides with what it meets. The physical eye cannot perceive what the star really is, it only sees the vapour which the Earth itself sheds out into the cosmic space. All that appears to us as the starry heavens is nothing but what is woven by the Earth itself out of its own substance, though that, certainly, is etheric substance. It is a curtain which the Earth draws before the reality beyond. When, however, the soul extends its life into this world, it learns that these imaginary material stars of which the Natural Scientists speak do not exist; that these stars are living beings, communities of living beings, which move to and fro soaring backwards and forwards in cosmic space, handing down gifts from the upper spheres to the lower, and again passing up gifts above from below.
Forces, but now in the sense in which we speak of the primal forces,
When this is read in its spiritual meaning, we have approximately that world into which the soul’s life now extends. Now, my dear friends, let us try and ascertain how far Faust, at the time in which he is represented to us, had shared in the experiences which I have just been describing. He had opened an old book, written by one who had described an ancient perception by means of symbols, and had given the sign of the macrocosm. But Faust is naturally not in a position to transport himself with his soul into those spheres, where the wisdoms unfold their great occurrences in the universe. Faust is not in a position to soar so high. He only sees the symbol inscribed by one who had visited these regions—the symbol of the macrocosm. But a dream, a dim presentiment is aroused, that this symbol means something. Just suppose you had never heard anything about Spiritual Science and that the symbol lay before you, arousing a feeling that once someone had seen something that you also wanted to see. There you have the situation of Faust’s soul. Next imagine that something in these symbols which are really the signs of the Zodiac, the signs of the elements, the signs of the planets, stirs some chord in your imagination so deeply, that involuntarily the words, ‘A glorious pageant,’ fall from your lips. This, however, brings you back to earth, for now you perceive that the symbols in the book are mere imagination. Alas! ‘A pageant merely.’ So, after all, it is only an imaginary pageant, and you are brought down to earth. The symbol has not led you any further. On the contrary, it has thrown you back, for it has aroused the feeling that it is indeed the spirit world that lies before you, but nowhere can you find an entrance.
What else is this but the feeling of incorporation? Incorporation with the elements, with light, with air, with the subordinate world I Faust had penetrated into the spiritual world, but has now fallen back into that world which I have already described, as the nearest supersensible world:—the world of light and air-existence. This is clearly indicated in the lines:
Faust has sunk back into himself again. Back from the spiritual into the elemental world. But, as yet, he is not in a position to recognise even this. Then in search for help, he opens the book and there sees the symbol of the Earth-Spirit. This sign was also transcribed by one who had known this nether-world, the elemental world, as his own. Faust now feels himself there too. He has a sort of sensation of having entered it.
Why? Faust feels its influence, because he has turned aside from the light of the senses and experiences something of existence in this world. It is of this he speaks when he says:
That is, what is experienced when one lives in the Warmth and Light:
Imagine yourself experiencing the warmth in your soul, that you live and move in the world as part of the waves of heat:
One really seems to move in and to form part of the elements. As I said before, the earth-life becomes an organ of sense; just as formerly the eye and the ear perceived and heard in themselves, so now one feels the Earth to be the sense-organ of the soul.
when the soul is one with the waves of the air.
No wonder! I have already described how the stars and Moon are extinguished, and why. For Faust the light disappears, because he becomes part of the light itself.
This is now inward perception.
Note how life in the elements is expressed here.
And now in the course of his meditation Faust pronounces the invocation ascribed to the sign of the Earth-Spirit. It is a meditative, suggestive mantram, and really leads to the sight of the Master of the spirits, into whose dominion we pass, when we enter the elemental world. But we note at once that Faust is not ready for this world—he feels, above all, that he is not prepared for this world. What is lacking? Self-knowledge! He must gain self-knowledge, which is truly the deepest knowledge of the world of which we form a part. The knowledge which must be gained if we would swim and move and travel and have our being in the elemental world. But of that which is individual in this world Faust has no cognisance. This spirit-talk between Faust and the Earth-Spirit is very characteristic of the stage of maturity reached by Goethe at the time when he wrote this scene, which represents his own tremendous endeavours to penetrate the spiritual world.
Faust shrinks back from the sound at once. Naturally, it is quite unlike anything that can be heard with the physical ears. It is not that the sound comes from a long way oS, but that the aspirant to spiritual heights must have become part of sound itself. So that sound there is something quite different from what it is heard upon this Earth. Totally different. It is the same with vision. Man no longer sees by means of the light, but having become incorporated with it he streams out with it. Everything appears quite different. Faust had desired to become a super-man. That is to say, he desired to enter the spiritual world. But now this spiritual world fills him with terror. By this meeting with the Earth-Spirit, Eaust realises that to gain entrance into the spiritual world he must become a very different being from what he was before, as man; that it is not possible to enter these worlds encumbered with the natural powers, sensations and passions. And, as he fell back the first time from the higher spiritual worlds into the elemental worlds, so now he falls back from the elemental world into his own perceptions, because he has still remained the same ego he was before. He had not developed a fitness for this elemental world into which the meditation ending in the incantation to the Earth-Spirit had introduced him. For one moment he had caught a glimpse of the beings who inhabit this world and of their nature. But the spirit says to him:—
I have already pointed out that this voice sounded from the sub-consciousness—that these words were spoken by that subconscious Faust whom the external Faust himself did not really know.
This ‘Thou’ stands for the ordinary Faust, while the striving, struggling Faust was the loftier individuality of Faust.
But the opposition in Faust is aroused. He determines to enter that world for which he is unfit.
Now he can hear how the spirits of the elemental world, into which he, Faust, has transferred himself, five in the history of mankind: how they live in what the races and civilisations accomplish on the earth: how they live in it all. And the secret of the Elemental World is spoken by the Earth-Spirit. He never speaks of ‘being,’ but only of ‘becoming,’ of the happenings.
Not in space or in time! (See the Hague lectures entitled “The Effect of Occult Development on the Bodies and Self of Man.”) This is the spirit that lives through history, so much Faust realises:—
Thou that rangest unconfined round the wide world! Thou who art the spirit belonging to the spirits of time! How near I feel to thee! So he says in his presumption. Then the spirit speaks through words of thunder as Faust describes them a little further on. Lake thunder indeed they strike upon his soul and dash him back to the ordinary earth in which he dwells, because he is not yet mature enough. Self-knowledge must be gained and then in the extended self become one with the universe, he must seek the spiritual world. As yet he cannot find it, hence the thunder tones of the Earth Spirit.
Who then is this spirit whom Faust cannot understand? What spirit can Faust understand? He, made in the image of the Godhead, who cannot understand the Earth Spirit! How then can he proceed further in self-knowledge? What, then, is this human spirit like, whom Faust can understand?
This, then, is the spirit whom thou canst comprehend! Wagner. Him thou canst understand! Thou hast attained no higher than this: for all else that lives in thee is nought but obstinacy and passion. Faust has advanced a step upon the road to self-knowledge. This is what is so peculiar in Goethe’s Faust, and it demonstrates the fine artistic perception of the master. The whole dramatic setting is, in fact, an illustration of the steps to self-knowledge. As Mephistopheles illustrated one stage of self-knowledge gained by Faust, so also does the figure of Wagner. Wagner is really Faust himself. It would be perfectly correct if on the stage Faust were to be represented in accordance with this idea, and if the figure of Wagner in night-attire, from whom Faust recoils, were to be made to resemble Faust; if Wagner, in fact, were represented as a duplicate of Faust. Then people would understand at once why Wagner enters at this moment; what Wagner expresses is in reality what Faust has already grasped. Everything else that he has said has merely been empty rhetoric. Faust believed that he could arrive at the deepest spiritual truths by reciting empty phrases, the real meaning of which he has never experienced in his soul. Now he acquires a piece of self-knowledge. Wagner speaks truth. Faust has never expressed the true innermost experiences of his soul. He has only been ‘reciting,’ ‘spouting.’ That is the truth. He has only been declaiming. And it is a piece of self-revelation for Faust to perceive that that is not the way to draw nearer to the Spirit of the World; at best he has only been reciting a Greek Tragedy. Many people desire, when they come in touch with Theosophy, to hold forth, to declaim about the deepest truths. This is too often only a sort of egotistical proclamation of the great truths, for their own benefit. In reality, they only wish to vapourise about themselves on this Theosophy, to make capital out of it, to surround themselves with a cloudy mist. With reference to the present day one must say that in many circles this certainly is the case. Many people are very interesting when they hold forth about their own views. In the olden days the priests were great at this; now, however, the comedians are even better, so that the priests might indeed learn something from them. If Faust would be content to speak from the true level of his understanding, he would utter the words spoken by his reflections:—Wagner. But his passions (due to the Luciferic influence) carry him away, and he proceeds and speaks, not from the convictions of his own true human soul, but from the Luciferic influence within him. It is the Lucifer in Faust that answers thus, to the Faust mirrored to us in Wagner.
This scorn, this pride comes from the Luciferic influence in Faust. For if Faust were not so blinded by Lucifer, he would express the same sentiments as Wagner does, that is, if he could bring himself to confess what he is honestly capable of grasping with his understanding. The other is a faint foreshadowing of what Faust hopes to attain. But in this conversation with himself—for that is what it really is—Faust nevertheless makes a step forward. We do make a step forward in life, my dear friends, when we thus meet ourselves in others. We do not like to confess to ourselves that we possess certain characteristics, but when we see these in other people, we find it easier to study them. By this means, by the consideration of our own characteristics in the personality of another, we gain self-knowledge; even as Faust did in the personality of Wagner. Faust, however, had not yet advanced sufficiently to be able to say when Wagner had left him, ‘Yes! Truly that am I myself.’ If he had attained to complete mental illumination he would have said, ‘I am only a Wagner! Wagner is reflected in my brain!’
For up to the present Faust has done nothing except seek for spirits, in the manner already described. In this encounter with Wagner, Faust acquires self-knowledge. Who was it that sent Wagner to Faust? It was the Earth- Spirit that sent him.
So now Faust is to see the spirit he resembles. He does not resemble the Earth-Spirit, the Lord of the World; but for once he shall see one of the figures which make up his personality. ‘There! Behold Wagner! This Wagner dwells in thee!’ But there is more in Faust than Wagner alone, there is also the Luciferic element, which strives against Wagner, viz., against Faust himself. Besides these there is yet another element. If we look into the earliest edition of Faust, we find that the scenes immediately following that in which the Earth-Spirit appears, are missing. When the first edition appeared, the missing scenes were not written. Goethe was not ready to write them. The early edition ran thus: Conversation with Wagner, the students, Mephistopheles. Faust is sitting among his students and into this circle Mephistopheles enters. Goethe did not in reality know whether Mephistopheles was really Lucifer or Ahriman. If he had been acquainted with Spiritual Science he would have made Lucifer appear then. In Mephistopheles we have the other spirit sent by the Earth-Spirit to Faust. The Earth-Spirit has already sent Wagner, now he sends Mephistopheles, or, as we should say, Lucifer. Little by little Faust must learn what is really within him. The Earth Spirit sends to him Mephistopheles. ‘Behold! Another of the spirits whom thou canst comprehend. Try to understand the Luciferic element within thyself, instead of presuming all at once the Earth Spirit!’ That Goethe was uncertain about the matter appears from four lines in the original manuscript, which were omitted in the later edition. They occur in the original manuscript of 1775, after the scene in which Mephistopheles has shown Gretchen to Faust, and in which Faust is burning to make her acquaintance. There they stand, these four lines in the original manuscript, but they were omitted from the Fragment published in 1790. After Faust has commanded Mephistopheles, who is really Lucifer—for Goethe confuses the two—to procure the jewels, he departs. And Mephistopheles, left alone, says, in the old manuscript,
There it stands. There Mephistopheles gives himself the name of Lucifer. As I said before, these lines were omitted in the later editions. And what was the task which Goethe set himself, when in his mature old age he endeavoured to give expression to his real self in his Faust? Has task was, to show how man might attain to self-knowledge. In this first scene, which Goethe wrote in his youth, we see foreshadowed what we can read so clearly now and which is described in Knowledge of the Higher Worlds and, its Attainment as the meeting with the Guardian of the Threshold. Here wo see how man discovers little by little the various elements of which he is composed and how they are distributed. This is shadowed forth in Faust. He discovers himself in Wagner and in Mephisto-Lucifer. By degrees he learns to know himself in his different parts, first as Wagner, then as Lucifer-Mephisto. But, as I said before, Goethe had to wait for maturity before he could fully understand, as far as it was possible for him to do so at the time in which he lived, the tremendous import of the Christ Impulse for humanity. Thus we see it was not till he was advanced in years that he endeavoured to finish the work he had begun as a young man. This early work described Faust’s struggles, up to the point when he meets himself face to face in the various reflections of himself which are presented to him, amongst which is the Luciferic reflection of himself. When Goethe had reached maturity he finished this work by bringing Faust into touch with the Impulse poured out by Christ into the aura of earthly evolution. The Christian symbols are then introduced. Therefore, in Faust we see a document, which relates how Goethe himself was brought to Christianity by occultism, that is to say, to the Christ-Impulse. And it shows that we too, today, are proceeding further along that selfsame road upon which Goethe, in his time, first struck out as a pioneer. In Goethe’s time it was only possible to attain to a foreshadowing of this. today, the time has come when it is possible for man by means of Spiritual Science to enter those spiritual regions, the goal towards which Goethe’s lifelong struggles were directed. today, Faust must be understood in a different way from that in which even Goethe himself understood it. Yes, the world progresses, my dear friends, and if we do not fully realise that fact, then we do not regard the world seriously enough. Such experiences as these, showing how man is composed of various parts, when he faces himself in his true being and in his Luciferic nature, such experiences always make for progress, however slight. When we have made some slight progress, as we can do by meditation, we must not think that we are in a position to command a view of the whole spiritual world. We can only advance by very slow degrees. There are two natures in Faust—the Wagner nature and that other—the nature which is always pressing forward. Goethe has worked this point out very beautifully in the revision which he made in his mature years. As soon as Faust had been led to Christianity, Goethe felt that he must show the working of the Wagner nature in him. That is why Faust and Wagner take that walk together on Easter Day. It is the struggle going on in Faust’s soul which is here dramatically represented to us under the guise of two distinct persons. The higher man in Faust strives to rise: the Wagner-nature holds him back. A spark of comprehension of the spiritual world has been enkindled in Faust, therefore, when the Poodle meets him he perceives more than the actual material Poodle. It is really something like a soul-force speaking in Faust in the conversation with Wagner:
These words of Wagner are, in fact, objections or pretexts which Faust, in reality, is making to himself. Behind the visible, Faust is beginning to perceive the invisible. He has already become aware of its existence. It is a perception created by experiences, a spark from the spiritual world which has descended into him. And here we see how honest Goethe is and how loyal to his artistic principles; only we must understand him aright. Faust now feels the Luciferic in himself. As you know, the Luciferic is connected with stubbornness, with secret egoism. Faust takes this Luciferic attribute with him even when his very soul is permeated by the Christ Impulse. It is this Luciferic attribute in Faust which causes the Gospel of St. John which he wishes to translate, to appear to him as incomplete. To the man who understands, the Goethe commentators appear almost comic. They certainly follow him, even going so far as to attribute to the author himself the sayings he divides among his various characters. Faust does not yet understand the Gospel-Text. Otherwise he would have remained satisfied with the words, ‘In the Beginning was the Word.’ He hesitates, because he does not understand them. To the professors it seemed as if Faust did understand these words; but this is not the case. Faust does not understand them as yet. He can well perceive the ‘Might,’ the ‘Deed;’and he gauges the Gospel from the standpoint of his own rational understanding. This method now produces the exactly opposite effect; before, Faust was thrust back into the sensuous world, now, he is raised up into the spiritual world. In this case, his limitations have proved of use to him. When he writes ‘Thought’ and ‘Might’ and ‘Deed,’ he is raised up into the spiritual world, because there is then a spark of spiritual force in Faust’s soul. The spirits then appear, and Mephistopheles appears once more as the messenger from the Earth-Spirit... Mephistopheles, that shadowy figure, a combination of Lucifer and Ahriman. Thus you see that in the endeavour of Faust to penetrate into the spiritual worlds we must recognise the struggle of Goethe himself,—and at the present time there is much for us to learn from this. Very much. My special task, both in this lecture and the last (the one delivered on Easter Sunday), has been to press home to you the fact, that a mind imbued with the desire to penetrate the hidden depths, finds it a hard matter to approach the Christ-Impulse, if that mind, fettered by its pride and arrogance, rests on its own strength alone, and will not accept what Spiritual Science is able to offer it. On the other hand, I wished to show in the example of Faust the might of that which entered the world with the Christ-Impulse. The time will come when men will learn to understand more and more perfectly the inner nature of the Christ-Impulse, by the help of Spiritual Science. The fact remains, that centuries after it was poured into the earthly evolution of man, something else appears in this human evolution that cannot be properly understood by man. But as soon as he begins to understand this something aright, by this very understanding ho will be brought to a deeper realisation of the Christ-Event. This is an illustration of what the Christ-Impulse really is, an illustration afforded by the history of the world for the earthly evolution of mankind. As you know, six hundred years after the Christ-Impulse entered the evolution of mankind, a Prophet arose in a certain community, who at first rejected and denied the existence of all that the outpouring of the Christ-Impulse brought into human evolution. I refer to Mahomet. We really must not fall into the superstitions of the nineteenth century, those superstitions which explained, from the rationalistic standpoint, matters which can only be explained from the spiritual standpoint. To earnest students of Spiritual Science the words of a particularly learned man, when speaking of Mahomet, must indeed seem laughable. He speaks thus: Yes! He declared that angels came to him in the form of doves, and whispered into his ear. What they told him he transcribed later as the Koran!—But Mahomet, said the learned man, was an impostor. He had put into his ears a few grains of which doves are especially fond. Then the doves flew to him, and after having taken the grains they flew away again!—This was the sort of explanation given both within and without Christendom in the very learned nineteenth century. The time will come when we shall really laugh at such explanations, although they may be fully able to satisfy the materialist. But we must take Mahomet more seriously. We must realise that what was working in his soul was indeed a relationship with the spiritual world, such as Goethe strove to discover for his Faust. But what did Mahomet feel? What did he discover? I am only able to touch upon this today, another time I will describe it in detail. What did Mahomet discover? Well! As you know, Mahomet strove after a world for which he had an expression, which is contained in the one word—‘God.’ The world to him was a Monon, a monotheistic expression of God. This world naturally contained nothing of the essence of Christianity. But Mahomet, all the same, did see into the spiritual world. He entered into that elemental world of which I spoke just now. He promised his followers that they too should enter this spiritual world after passing through the Gate of Death. But he could only describe to them that spiritual world which he himself had learnt to see. What kind of spiritual world is this of Mahomet? It is the Luciferic world which Mahomet describes to his followers as the goal to which they should strive to attain, and which appears to him to be Paradise. And if we come down from the abstract to the concrete, and consider the essence of the Islamic endeavour to reach the spiritual world, we shall recognise what Spiritual Science also proclaims. But this spiritual world of Mahomet is that over which Lucifer has dominion. This Luciferic world has been misinterpreted as Paradise, as that world towards which all human endeavour should be directed. It must indeed make a deep impression upon our minds when we study the historical evolution of the world in the light of this important phenomenon. It must cause us to reflect deeply when we realise, as we proceed on our spiritual way, that a great Prophet appeared and promulgated the error that the Luciferic world was identical with Paradise. I do not wish such an idea to enter your minds as being merely an abstract truth. The effect of that upon the soul might be really shattering, if one dwelt upon it too much. But now, my dear friends, what steps must the Mahometan take to enter his spiritual world? It would be interesting to count the numbers of those present today who have read all through the Koran I For it is no easy matter to read the whole Koran, with its endless repetitions, and its style, so wearisome to the Western mind. But there are Mahometans, who have read the Koran from beginning to end, no less than seventy thousand times! That means that the inspired word has been so impressed upon the soul that it becomes a living reality! If we Christians have nothing to learn from the contents of this religion, we can at least learn that the inner life of this community, marred as it is by spiritual error, is yet very different from ours, with all our spiritual enlightenment! The most a European does, is to read his Faust. When he has forgotten it he reads it again. Again he forgets it and reads it once more. But the individual who has read Faust even a hundred times would indeed be hard to find. This is quite easy to understand when we consider the Western methods of education up to the present time. For how would it be possible to read everything that has been printed by Western civilisation seventy thousand times? That is quite comprehensible. But we can learn one lesson. It is one thing simply to become acquainted with something important for the soul’s progress: but it is quite another thing to five with it and by constant repetition to make it part of oneself. This latter is an experience that must be understood and an understanding of this cannot be gained by following the methods of thought pursued by our Western nations. But we ought to ponder over these questions. Words such as have been spoken in these lectures have not been spoken merely for the sake of talking, but to arouse you to contemplation and reflection, to increase the sense of our responsibility to ourselves and to the world, in relation to the potential and inevitable future of Spiritual Science. In many respects we are living in a difficult age. All the terrible outer events which surround us at the present day are but the outer signs of our whole difficult age. It is a mistake to regard this awful time as a disease, in the same way as we refer to any ordinary illness. For sickness is often a process of healing. The real disease has preceded the outward physical manifestation of sickness. So it is with this cataclysm of misery (the War) which is sweeping over the world. It was preceded by something unhealthy, and humanity has yet to fathom much lower depths than it has any desire even to perceive. Oh, my dear friends! What a load of grief must weigh down the souls of those who contemplate our present time and its tasks! And when they consider the small amount of understanding which so many people bring to bear upon those tasks, the anguish of the soul becomes well-nigh intolerable! When we consider the opinions of men of today—how they think!—how they feel!—their attitude!—and when we remember that it is these thoughts, these feelings, this attitude which will crystallise into outward expression; and when we see how little men have already learnt from outward experience; when we contemplate all these things, truly the soul is filled with an immeasurable sorrow, which must often and often recur! Can we really foretell the future? To take our most recent experiences: What has humanity learnt during these last few months of trial? Compare man’s opinions today with what they were eight months ago. What is the result? We find the same errors of judgment. The same outlook. Where men, eight months ago, believed themselves to be in the right, now, today, eight months later, after all these awful experiences, they still believe themselves to be in the right. They even assert that these terrible events have taken place with the express purpose of proving that they were right. I can never express the infinite pain with which one observes the lack of discrimination in mankind, the failure to perceive that this time should be considered as a time of probation, a time for gaining knowledge. But one may hope that at least those who come within the influence of Spiritual Science may learn something from these experiences if they will consider them in connection with a study of Faust. Again and again would I impress upon the minds of all anthroposophical students, that intense earnestness and a pure and holy desire for truth must be inseparable from all anthroposophical studies. Any motive other than the honest desire for truth, in such a movement as ours, will take its revenge. Anything of which it is possible to say: ‘Pardon me, I heard you declaiming’ must be sternly repressed and striven against. My dear friends! Is it not strange when we see the traditional Wagner upon the stage, to hear learned men, contemporary rationalists and philosophers jeering loudly at the conception of the true Wagner, instead of striking their breasts and recognising themselves in Wagner. The real Wagner reigns everywhere. He sits in the Master’s chair and in the laboratory. A great truth would be proclaimed in our scientific and philosophic literature if the greater number of authors would choose the pseudonym of ‘Wagner.’ For Wagner is the real author of all our contemporary philosophies. I greatly fear that in the ranks of Spiritual Science, my dear friends, there are indeed many who have ample cause to smite the breast and by a stern self-examination to lay bare the secrets of their souls, so that they may discover how much of what they find there is mere ‘spouting’ and how much is reality and a pure desire for truth! With this note of warning addressed to your hearts and to the innermost forces of your souls, I will close these observations, the continuation of which, owing to my enforced absence, will have to be postponed for some little time.
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67. The Eternal human Soul: The Questions of Free Will and Immortality
20 Apr 1918, Berlin Rudolf Steiner |
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It concerns that the everyday soul life is strengthened, is “awoken,” that is to a state which relates to the everyday consciousness as this relates to the vague dream consciousness. As you wake from the dream to the full day life, it is possible to wake to a higher consciousness that I have called the “beholding consciousness.” |
Those who have this faintheartedness and this fear call spiritual research a pipe dream and believe that they could disprove spiritual research with their reasons. If you check their reasons, you find unaware faintheartedness, unaware fear, and timidity, which are blind to themselves and want to daze themselves about the reasons they bring forward against spiritual research. |
67. The Eternal human Soul: The Questions of Free Will and Immortality
20 Apr 1918, Berlin Rudolf Steiner |
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In this talk, I have connected two significant riddles of the human soul life with each other not by chance, but I hope to show that the enclosing questions of free will and immortality belong intimately together from the spiritual-scientific viewpoint and are considered together best of all. However, it especially strikes just in case of this consideration that a spiritual-scientific discussion must take ways that are somewhat different from those of a usual scientific consideration, simply because another scientific consideration can point mostly to the results that are there immediately. A spiritual-scientific consideration needs to show more exactly on which way the researcher gets to his results; and how it has to be considered as proof of the matter. You know that one has also dealt and deals with the questions of free will and immortality from the oldest times of human reflection up to now. In the second half of the nineteenth century, one regarded these two questions almost as arisen from a childish viewpoint of human thinking. One has abandoned from doing this in the last time. One has become more careful, but the central issue has not changed. One can say, the philosophical beholders of these questions do not advance further even if they are careful than to a kind of confession that the human methods of thinking are not sufficient to recognise something certain about these questions. I do not want to go further into it, but I would like to consider my topic from that viewpoint which has been asserted in all these talks here. However, I would like to say in advance that, nevertheless, it strikes that not more results with serious application of all human means of thinking, of any astuteness for the usual philosophy than a kind of doubt mania concerning these questions. This does not surprise you especially if you think that the highest revelations of the human being have to emerge from the innermost core of the human being, and that this innermost core has to be searched in the supersensible. Hence, it is not surprising that, before one enters into the spiritual-scientific consideration, just about these questions little explanation can be given. The researchers always experience that they work with inadequate cognitive means. They feel, without realising it clearly, that in the human being a supersensible life is contained that, however, everything that this human being can consider with the help of the usual organism is directed either upon the sensory world or is abstracted from it. Hence, considering the innermost human core you find yourself in a situation that you can compare with that in which the human eye is. The eye can perceive the things round itself but not itself. Because the eye is an outer sensory apparatus, an outer object, the eye can observe another human being of course, as far as it is a sensory object. However, one thing is clear: you can observe the human eye if you can take this point of view beyond this eye. In a similar position is the beholder of the human self, of the human core. He would have to be beyond the human soul being if he wanted to observe it. There one cannot say that another human being can observe this human soul life because to the other human being the human corporeality appears. It is not sufficient that another directs his attention upon the soul being; it is necessary that the beholder of his own being could really manage to get out of his own being to observe it. Maybe another comparison can illustrate that which should be in the object of the today's consideration. There is still a possibility to see the human eye: looking at it in the mirror. Then you have the picture of this eye only before yourself. This comparison matches what I want to explain while you have to put yourself in a position by the spiritual-scientific methods which shows that what you experience as a human being in yourself and at yourself first in a picture, and that you put yourself with your real human nature in a position which changes that into a picture what you have, otherwise, as a living reality before yourself. To observe the own human being, it is necessary to leave the own being. Since even if you want to have the own being as a picture before yourself, you have to stand beyond the picture. You can do this only with those research methods about which I have spoken with all considerations in this winter as of a fundamental tone: while you apply those inner performances to the soul—one calls them “exercises” or as you want—which cause the soul to be brought out of itself, so that it faces itself objectively. In the last talk, I have explained some of these things that the human soul has to do with itself to get to this life in cognition beyond the body. I have shown all that in the book How Does One Attain Knowledge of Higher Worlds?, in the second part of Occult Science. An Outline and in The Riddle of Man. It concerns that the everyday soul life is strengthened, is “awoken,” that is to a state which relates to the everyday consciousness as this relates to the vague dream consciousness. As you wake from the dream to the full day life, it is possible to wake to a higher consciousness that I have called the “beholding consciousness.” If you succeed in strengthening the soul life by concentration of thinking, feeling and willing in such a way that you can enter into this beholding consciousness, then you can refrain from everything that, otherwise, the human being perceives with the senses. You have advanced beyond this sense perception. You live in another inner soul being, in the Imaginative consciousness at first. I call it Imaginative consciousness, not because something unreal should be expressed, but because the soul is fulfilled in this consciousness with pictures that are, however, pictures of a reality. The soul knows that the pictures are not real, but are pictures of a reality, and it knows that it is in the real world context that it does not weave these pictures from nothing, from any inspirations, but from inner necessity. Since the soul has put itself in the real world context and does not create pictures from this in such a way, as for example the mere imagination, but so that the pictures have the character of reality. It is particularly important to consider this first level of spiritual experience exactly, because an error can arise in two directions. On the one hand, one can confuse this Imaginative world with those pictures that arise from a pathological consciousness. However, from my former explanations you have seen how already the spiritual researcher takes every precaution on his way to the spiritual that strictly reject the uncertain life in all kinds of visionary. The vision enters into the soul so that you do not feel involved in its realisation. It appears as a picture, but you cannot take part in the realisation of the picture. Hence, you do not know its origin. The visionary picture comes always only from the organism, and what emerges from the organism is not anything mental-spiritual, maybe it is a cover of anything spiritual-mental. You have exactly to distinguish the whole unaware life in all kinds of visions from that which the spiritual researcher considers as Imaginative consciousness. This consists in the fact that you are completely involved with your thinking going from thought to thought in everything that appears there as pictures. You can only penetrate into the spiritual world if the activity with which you enter it is as conscious as the most conscious life of thought. There is only the difference that the thoughts are shadowy as those and that they are acquired with outer things or emerge from memory anyhow, while the soul weaves the Imagination when it appears. You have only to cherish that you must not confuse this Imagination with imagination on the other side. What it weaves is also woven from the subconscious; however, this binds itself often to inner laws of the real life. However, the human being is not in that which he weaves in his imagination in such a way that he is aware of his weaving. While forming the figment of the imagination he is left to an inner real necessity. In the Imaginative experience, however, he is left to an objective world necessity. It is very important to know that that which forms the basis of the work of a spiritual researcher appears as an objective factuality in his consciousness that is neither visionary nor is imagination, but that it has to be distinguished as something midway of these two—I would like to say polar—contrasts. In the Imaginative life you are in a similar position, as if you face your sensory being in a mirror. You know: that who stands there is a reality of flesh and blood, but from this reality, nothing transitions into the mirror. In the mirror is only a picture; but this picture is a likeness, and you know its relation to reality. Now, however, you are in the spiritual-mental world. But you know at the same time that the first thing that faces you is an imagery, an Imaginative world, and you also know that this Imaginative world has a relation to reality, as well as the reflection is related to the human being of flesh and blood. This Imaginative knowledge is the first level to enter in the spiritual world. That which the soul experiences in the Imaginative knowledge is a certain increase of the usual soul life, because you know at every moment, because you live in the Imaginative consciousness: if you refrain from own activity if you interrupt the consciousness anyhow, the view of the Imaginative also stops at the same time. This gives a special nuance of the consciousness life that the consciousness feels internally strengthened and feels in an activity perpetually going out from itself from which it must not refrain and towards which the consciousness must not flag at no moment. The imagination of the usual everyday consciousness is supported by the outer impressions, can be left to them, and, hence, does not demand from the soul to work as intensely as it must work in the Imaginative consciousness. The Imaginative consciousness is not found in the usual consciousness. This is the first level that the spiritual researcher reaches if he wants to penetrate into the spiritual world. On the second level, he must attain the ability to become aware not only of the pictures but also of the just described activity that must be never refrained, while one does research Imaginatively. He must develop an increased self-consciousness. However, something particular thereby appears. You succeed, actually, only in grasping the complete significance of the Imaginative knowledge. Since you can know if you have prepared your soul sufficiently you attain pictures only with the Imaginative consciousness; you face an imagery, not reality. While you advance somewhat further in your spiritual development, while you divert the attention of the soul somewhat from the pictures and turn it more to the own activity, to the increased self-consciousness, you get to something with which the usual day consciousness is less familiarised than with the Imaginative world. You realise that the pictures disappear gradually. What you have evoked at first disappears gradually. However, reality does not disappear. Instead of the pictures, which you have beheld spiritual-mentally at first something appears that manifests itself from the pictures, that “speaks” from them. The pictures are ensouled as it were; they say such a thing as the colours and tones of the outer objects say. While you have only had pictures first, a spiritual-mental reality appears from the pictures and a second level of supersensible consciousness comes into being, the Inspirative consciousness. This happens if the activity of Imagination is so maintained that by the forces of maintaining the pictures disappear as it were and that which can speak as reality from them really speaks to the human being. There you notice something exceptionally significant, and it matters with all these things that you accomplish every level of spiritual research completely consciously. You realise that the whole imagery was, actually, only the means to penetrate to reality. The visionary describes his pictures. The Imaginatively recognising human being also has pictures; but he describes them only in such a way that they are the means to penetrate to reality. He will not state, in the pictures reality is given, but at most: something is given in the pictures like senses. The senses are also something that leads to reality, but one does not look at it while one looks at reality. One does not look at reality this way, while one looks at the pictures or describes them, but the pictures have to disappear first. As the eye if it were not completely transparent if it were clouded and were itself perceptible could not see any outer reality, spiritual-mental realities can also not appear to the Imaginative pictures, before these pictures have disappeared, have become spiritual eyes and ears. That of which the pictures are only the means is that which is already behind the pictures. What expresses itself by the pictures is spiritual reality. It is a particular experience again which the consciousness has on this level of knowledge. In the pictures, the consciousness is tensed up; it has to maintain its activity. Now the consciousness has got to an enclosing loneliness in a way just because it concentrates its attention on this maintaining. With its own activity, it gets gradually to an enclosing loneliness. The pictures disappear, Imagination stops. However, to that which speaks by Imagination, the consciousness relates more passively. It recognises that which it adsorbs now as originating from reality. It is put into a position, as if from all sides effects of reality come, but one does not reach reality itself. One is not in reality; one does not face it. It is important again that you are aware that you have to deal now with experiences not with effects of reality, with reality. The Intuitive consciousness is necessary to get to reality. This level of Intuitive consciousness is different from the usual intuition. Since the Intuition meant here is an inner process, is not a mere feeling or sensation. There it concerns that you still ascend to the third level of consciousness where you are neither as active as with Imagination, nor are in such a way that from all sides the impressions of Inspiration flow in. After already the liveliness of the pictures is erased, that has to be eliminated from the consciousness which is there as impressions from Inspiration. The consciousness must defend itself with a certain increased inner force against Inspiration. It has to get as it were temporarily—but just temporarily—to a state where it loses itself in that by which it was inspired. It has to put itself in the position to eradicate itself as it were, to submerge in the Inspirative to emerge again in such a way that now it only knows that that which has appeared by Inspiration is spiritual reality. You have to grasp that which you bring up as inner experience different from that which you have brought down when you have submerged in Inspiration. Only that which one has brought up from Inspiration gives the full consciousness of the reality of the Inspirative, and nothing can be considered as spiritual reality that has not entered into the Intuitive consciousness through those three levels. Then only this Intuitive consciousness works after the soul has lost itself in Inspiration. As the human being becomes lost in sleep in the evening to appear again in the morning from sleep, the consciousness becomes lost in the Inspirative, but it keeps the force to ascend again, and brings that with it, which it has experienced, in the Intuition. In the interaction of Imagination, Inspiration, and Intuition everything is contained that is experience or knowledge of the spiritual world. Everything that I have developed in these talks here has originated, while I have really applied the methods, which are totally unknown to most people today. Since most people generally know nothing about these methods, by which one really recognises the spiritual that lives in the surroundings of our mind, as the sensory lives in the surroundings of our senses. However, if you can penetrate into this spiritual world with Imagination, Inspiration, and Intuition, you find the spiritual being of the human being in it, too. Only then, you find the innermost core, which lives in the human being, which the human being is, and which only manifests itself with the outer physical organisation, if you face yourself if you have left your body. Then you can really recognise your innermost being in such a way that it manifests itself only in pictures, in Imaginations. Now the outer body in which you have been becomes an Imagination of the supersensible. You get to know the human being as we consider him today, while he gives cause to the important questions of free will and immortality. In 1894, I tried to cope with the riddle of free will in my book The Philosophy of Freedom. At that time, I tried to speak wholly philosophically, so that all those can read this book who regard spiritual science as folly. I tried to answer the question of free will starting from most obvious observations, and I was urged to do what mostly is not done if the free will is considered philosophically: I dedicated the complete first part of the book to an immediate, unbiased consideration of the human thinking itself, not of the thoughts. I intended to ask once, how does it appear if the human being realises, what is active in my soul, while I am thinking? I asked, how does the activity of thinking appear to the human being? Although I did not take appropriate action in this book, because the matter should be shown truthfully, I was already urged at that time to point to the fact that this experienced thinking is strictly speaking something that is experienced internally and shifts for itself so that it cannot be compared with the remaining soul life that is bound to the human organisation. Since the spiritual scientist is aware absolutely that he completely stands on the ground of the scientific way of thinking. Someone who investigates the human soul life as it is in the usual consciousness between birth and death realises that this soul life is dependent on the human organisation. However, someone who goes to his work conscientiously and unprejudiced finds that, indeed, everything is dependent on the human organisation but not the real thinking. In the thinking, the human being can lift himself out of his organisation. This is based on the fact that the human being does not have that only in his organisation which is progressive evolution. I have explained during the last months that the whole matter is considered unilaterally by such a view and that one has brought in with it all wrong viewpoints to the scientific thinking. One has to look also at a retrograde evolution, at a devolution. The human organism is really a miraculous construction; it is not only in a certain ascending development; rather the human nature takes up a retrograde development in itself, and the strongest retrograde development is in the senses, in the head. It would be very tempting to point to everything that could be stated by the today's science for the fact that the human organisation shows a progressive development that, however, this development abstains, and that in the head a retrograde development exists. This expresses itself approximately by the fact that the head is the most ossified part of the human being that shows the biggest involution of the sprouting life. The head thereby is just the organ of the usual consciousness because in it the development does not progress but is withdrawn. The nervous activity of the head, generally the whole activity of the head and the senses is based on the fact that the human being is mineralised in this area; he deteriorates, it is a slow dying. Look once at the human being, how he faces you in abounding, progressive life and how he takes up that descending life in his organisation; thus this destruction creates space, and while it creates space, his mental-spiritual can take place. The human being does not think because the forces of growth are active in the head and in the whole mental organisation generally, no, he thinks because these forces disappear and make way for that which replaces that now which causes unconsciousness of the remaining organism in the flowing, surging blood. One realises once that the human being develops his free thinking because he does not straight continue the development in the head, but that the development must become retrograde to unfold thinking. Then one will understand the connection of the human organisation and thinking. One will understand how thinking intervenes in the organisation, that, however, the human organisation must be decomposed first, so that it can intervene. I know that I have to be contradictory to that what the naturalists say today; but I know that somebody who considers that properly which the naturalists have discovered will find confirmation of that in physiology and biology what I can only indicate now. Because it is in such a way, the human being is in that peculiar relation to his thinking that, indeed, it is observed, but cannot be seen according to its own inner being if one does not consider what I have explained now. If the human being abandons himself to his mental pictures, you can pursue exactly how a mental picture associates with the another. One can pursue how this is dependent on the organism. The psychologists call it association of mental pictures. One can let this association of mental pictures to the naturalists to investigate them, because it really turns out as that where the organism has a say. However, the human being also knows that often in life moments have to take place where he does not let the association take its course. Since there would never be a logical control of thinking if one had to follow the association blindly. One knows, it is something different how the mental pictures emerge and associate with each other and something different to control them logically, so that they become “right.” You only need to read one of the most popular manuals about this field, then you realise that the human beings are already aware how something intervenes in the natural course of the mental pictures that does not belong to the organism. What intervenes there is that what can only be there in the human being if the organism withdraws with its functions first if it adds the retrograde evolution to the progressive evolution. I refer there to a chapter that is also taboo today; but it will not last very long, until an inner necessity leads the human beings to this. You need only to remember the important speech that during the seventies of the last century the famous physiologist Du Bois-Reymond held about the “borders of the knowledge of nature” in which he spoke about the “world riddles.” Du Bois-Reymond was inclined in a certain respect to consider carefully not to be completely immersed in materialism. He put up two such limits of knowledge: consciousness and matter. He said rightly, in the material life the same happens which happens in the brain. Atoms of hydrogen, nitrogen, and carbon move according to certain principles; however, the soul becomes aware of this, and one cannot derive the simplest sensations that appear in the consciousness from the movements of the atoms, one also cannot derive any coherence of the movements of the atoms and the sensations. Then he says, and this is important: if one knew what is there where matter haunts in space, one would also know maybe how matter thinks. Indeed, he does not know what it is about which he thinks that it “haunts” there in space. In a certain respect, he is right, but he also is right with that what he means for his science as “limits.” Since one develops mental pictures, sensations, thoughts with the usual consciousness. However, all that is, actually, rather far from the processes in the material life. That is why Du Bois-Reymond could just point to the following: one does not know what haunts as matter in space; if one knew this, one could also find out what as spiritual life is associated with a material process. In some sense, he is right, although his way of thinking is quite materialistic: the fact that one is far away with the usual thinking from the processes of the spiritual life. One does not figure them out, these are more shadowy things, and one does not penetrate into the processes. When you descend into the Imaginative consciousness, you get also closer to the material processes—namely at first to those of the own body. Then you are no longer far from them as, otherwise, with the usual shadowy mental pictures. The usual consciousness has no means to say how mental pictures and thoughts relate to the processes in the brain. Hypotheses about hypotheses have been put up; but nowhere anything appeared that would have really satisfied, apart from certain anatomical-physiological investigations, which, however, are also far away from the true being of the things. However, while you move into another consciousness, you have to get closer to the usual imagining. There you get to that which sounds paradoxical to many people today, which is only experienced with the Imaginative consciousness. Someone who can experience thinking who can look with the beholding consciousness at that which proceeds, actually, in the thinking gets closer also to the material processes He is forced, actually, to a kind of materialism, but it is only a kind of materialism that finds the spirit in the matter. He learns to recognise that that which underlies the material process in the brain is a sensation of hunger living in the brain, which is not spread out, however, about the whole body. Thereby he discovers the destruction, the retrograde development. This appears as hunger, and the counter-image of hunger in the soul is thinking and imagining. It concerns that a quite normal process of our organism causes this devolution so that we are always in a partial hunger during our whole awake life, and we owe our consciousness to this hunger. As we become aware of our hunger if the stomach rumbles, we are aware of our thinking by the fact that the head starves. Something appears there that can be a kind of historic evidence of that which I have just said. You know that certain ascetics who follow no spiritual-scientific path but a wrong one also starve to get to the spiritual life. This abnormal starving induces the people to be more aware of that which goes forward in them. This evokes a stronger self-consciousness and a stronger spiritual experience in abnormal way. This instinct of having spiritual experiences by hunger experiences is based on the exaggeration of the facts that the normal consciousness and its imagining and thinking are based on a sensation of hunger of the head. As said, if one discovers this, one gets on that this retrograde process exists that really destruction forms the basis, and the thinking is not based on a progressive development, but forces back the organic life and replaces it. If one figures this out once if one really penetrates to the self-knowledge and grasps the human being in such a way that one can say: what appears in it, you have to owe to the sensation of hunger in the human organism,—if you penetrate to the concrete this way, you notice—strange to say—that thinking is an unaware Inspiration in the human being. This thinking with its effects approaches the human being while he can control the mere associations of mental pictures as something outer because an unaware inspiration approaches him. The spiritual researcher penetrates into the activity of thinking that appears when the organism regresses, and he recognises, you are concerned with an Inspiration. If one investigates what forms the basis of this Inspiration, that is one submerges in the Inspiration and emerges again, then this is the way to discover the spiritual-mental being of the human being before birth or conception to discover what has combined with that what descends in the line of heredity from the ancestors. You get to that which embodies itself at conception; which is the spiritual-mental past of the human being compared with his presence in the body. One gets to an immediate view of the everlasting in the human being. If you penetrate up to Intuition in this area, you even get to the view of that which as a former life on earth forms the basis of the present one. Talking about repeated lives on earth is based not on speculative fiction but on careful research that prepares the soul first to behold what goes forward in the soul phenomena. If we try to grasp the thinking free of sensuousness in Imaginative knowledge, which disappears, however, because this thinking itself is an Inspiration, we get to know: the human being was, before he has taken the earthly body, in a spiritual world into which he entered from the previous life on earth. One gets to know what is beyond conception and is everlasting. While one is able to behold the thinking as that which destructs what comes just from father and mother what requires just devolution, one gets to know how the life in the body is the result of the everlasting in the human being. Another view is to be added to that view, which was usual even if only in religious ideas, and it will not only ask: what happens with the human being after death? However, it will add the other question: from which state of the spiritual-mental life does the human being come, while he lives here on earth? The question of immortality will be much more important in future because one recognises that life is to be understood here as a continuation of something spiritual-mental. The first that one discovers as an unaware Inspiration is thinking which is based on the retrograde development. Something else confronts the retrograde evolution in the human organisation. As everything that I have characterised now is based on devolution which withdraws the evolution, everything that is connected with the development of the human limbs—hands and feet and everything that is a continuation of the extremities inwards, it is a lot—, is another extreme in the human being and his organism. Since that which forms the basis of the human extremities suffers no devolution; but it shows the peculiarity that it exceeds the measure of the evolution of the organism—with the exception of the head. The extremities are overdeveloped; they exceed the point up to which the head and the rest of the organism go. As the remaining organism degrades, the extremities develop a kind of inertia; they overshoot the usual measure. That which is connected physiologically with the evolution of the human extremities represents an over-development. This knowledge results concerning the human organisation that is connected with the wonderful construction of the extremities that one can only cope with it if one ascends to the Imaginative knowledge. Not until one does no longer consider the extremities in such a way as the outer physiology can consider them, but if one gets to the spiritual subsoil of the extremities, one discovers that also there something spiritual is contained. However, as that which is in the thinking already announces itself as a rudimentary Inspiration, it is with the extremities. But here that which causes over-development can be grasped only pictorially; it can be viewed only this way. Of course, one does not need to stop with this knowledge at the picture, but one takes the picture and tries to figure it out. There is the true reality only. One penetrates from the picture to the corresponding Inspiration and Intuition. What do you discover there? You discover what exists as an unaware Imagination in every human soul what, however, represents the essential if you grasp its being with Inspiration and Intuition what goes into the spiritual world if the human being passes the gate of death. There is the spiritual part of our future. These seeds are the breeding ground of that what we need after death. That is why over-development is there because, otherwise, the development would stop at death. This is the reason of over-development that one needs to have a spiritual-mental organisation after death. The human being is removed, actually, from Imagination. Hence, that appears what I have now described for the human organisation in the usual consciousness in such a way that the Inspirative thinking—and every true thinking is Inspirative—remains a riddle. One can explain it only as I have explained it today. One does not at all investigate that in philosophy but one accepts it. One writes books on logic, which arrange the ascending, not-binding thinking. However, one does not find out where from the soul has it that it unfolds logic. One gets to that only if one recognises that the soul was in the spiritual world and has brought the guideline of thinking from there, and that our logic is not at all developed in the present. All these contents originate from the existence before birth or conception; they have not passed. We live the everlasting life; we have not come off the everlasting life. This inspires us if we soar the thinking exceeding the mere imagining. This is a proof, but one does not figure the facts out. Hence, one gets to riddles in this area but not to answers. In the Inspiration, the human being gets already somewhat closer to the matter because he approaches it with feeling. Subconsciously he has the Imagination that is shown in relation to the extremities. Hence, the philosophers also talk a little about the antenatal life because it can only recognised in a higher area, which less enters into the usual consciousness. The thinking that is closest to the Imaginative emerges vaguely. Hence, one talks much easier and much more usually about that which remains as immortality, but avoids the forces that inspire in the soul, and also the forces that we find Imaginatively, so that the pictures transition into the spiritual world and from the pictures the preparation of the next life on earth is accomplished. We go into the spiritual world with the pictures. That which we bring in there shows our future in a way. The kind of knowledge about which I have spoken which ascends through Imagination and Inspiration to Intuition makes it possible to survey the human life vividly, to penetrate thereby, however, into the reality of this life. However, something strange appears if you experience everything that belongs to the antenatal and the postmortal life: while you come off the own corporeality, while the own corporeality becomes pictorial, the self-experience of the ego scatters. It is a dangerous moment for the knowledge where the usual ego scatters. You are scattered to the four winds as it were, you feel being without consciousness. This feeling is a significant knowledge. One notices that that which one has left behind was the basis of the usual ego. The physical organisation is the basis of the ego, which the human being calls his “ego” in the usual life. This ego begins with conception, with birth; later the consciousness of it begins. This ego is bound to the organism; one cannot find it if one leaves the organism. However, one experiences this ego as self-contained. It would be dreadful if the human being experienced that as his ego, which the spiritual researcher experiences as the scattering ego when he has left his body. How does one experience this ego? One experiences that it just has submerged; since if it has not submerged in the physical body, the human being sleeps; then the ego has left the body and he does not experience it. One experiences it in the body, namely in that part of the human organisation which is not the deteriorating head organisation and not the organisation of limbs exceeding the normal development; but it is stimulated in the remaining part of the human organisation by the activities of lungs and heart. It is stimulated by the fact that the human being is in his organism. What is this ego that scatters, otherwise? This ego becomes conscious because it submerges in the organism. The spiritual researcher recognises it as an unaware Intuition. This is the Intuition which is attained, while the true ego which does not at all appear submerges in the organisation, namely in the middle organisation of the human being. The consciousness of the ego is based on unaware Intuition. Hence, you can often hear speaking of “intuition,” but much less of Imagination and Inspiration. However, just of this highest which appears as a process of spiritual research taking place except the body a vague consciousness exists. This self-consciousness ascends from the organisation. Unconscious Imaginations go from the thinking that is free of sensuousness to that part of the human being, which is embedded in the part of extremities, and go from there to the future. That which lives in the present self-consciousness scatters. It gets free from scattering in future. One realises this just if one pursues the matter further. Since now one has something threefold in the human nature, namely the three members of the human everlasting nature: the past, being before the earth embodiment, which settles in the unaware Inspiration of the organism; then that which is experienced during the life on earth in the unaware Intuition; and thirdly that which is anticipated as nature of the human being in the Imagination after death. These are three members of the human being, and they always co-operate in him. In truth, the human being is not the simple monad-like being, but three egos co-operate in the human being: the Inspirative one that lives in our thinking that is carried over from the spiritual world and from the preceding life on earth; the Intuitive ego that lives in the present corporeality; and the Imaginative one that is carried over to the spiritual world after death. Now that action, the act of volition, can appear which is connected internally with the organisation of the limbs. It can appear in such a way that it follows from the organisation. Ascribing free will to the trivial life, to the instinctual life would be nonsense. Hence, I made a point asking in the Philosophy of Freedom: which actions are free? Since one discovers that those actions originating from the associations of mental pictures are not yet free. The human being is free concerning some actions, but not concerning other actions. The free element of the action develops only from the human being, that is only those actions are free which originate from the thinking, which is free of sensuousness, from the Intuitive thinking. There the human being has to develop something to launch such actions, which lead him out of himself. Since the thinking that is free of sensuousness does not originate from the organisation of the organism, but it is based on destruction. What originates from the desires and instincts comes from the organisation. The human being has to leave himself, even if unconsciously. However, in what way does he leave himself already in the usual consciousness? If he does actions, in which he is less involved with his desires and instincts while he has the free thought: “it must happen,” and, nevertheless, only feels as tool of the events. Someone who can really check the human life finds that such actions position themselves in life as we face a person whom we love. If we love him really, we take him as he is, we look at him, exceed ourselves. Actions that have love as the innermost impulse are free actions if this love is carried by the insight that is based on the Intuitive thinking. Twenty-five years ago, I have shown this in the Philosophy of Freedom from observations, today I show it from the spiritual-scientific standpoint. Therefore, we have the triad of a free action: free Intuitive thinking, love, and action. However, it must emerge in the usual consciousness. That which I have described now has to form its basis as it were. However, the human being who acts freely is not yet a clairvoyant; he has not yet attained the beholding consciousness. As the spiritual life enters in poets and artists, it enters in him by the moral imagination as I have called it in my book. If you beheld the spiritual counter-image of the moral imagination in the spiritual world, you would have Imaginations. Since the moral impulses do not live in us. You feel the reflection of it in your conscience; the reflection of it in the consciousness is the moral imagination that has the moral impulses. Spiritual-scientifically, one says, the moral impulses not only are in us, but they are taken from the spiritual world; but they come into our consciousness as moral imagination. That forms the basis of the free will. We look once again at that which is expressed in the higher organisation of the limbs. This is not for the life, which leads to death; it contains the impulses that become significant after death. They exist, live in the human being, do something that is significant after the usual life; they are not founded in the organism. Since the organism must exceed its measure of organisation, while it wants to produce this. There it causes something in the human being that has nothing to do with an only scientific necessity, because this scientific necessity looks at the human being only between birth and death. However, if that appears which works, indeed, here, but receives its full reality only after death, and then it is the “future ego” if I may so express myself. What does this future ego grasp? I said: the free thinking. The past ego that the human being brings in at his incarnation, which inspires his soul life, accomplishes that we have free thinking which is free from mere imagining which also provides the impulses of moral actions. However, this would remain passive. Nevertheless, this must be seized by lively impulses. They are from the future ego. In every free action, the immortal nature of the human being acts out. Since into the present ego, which lives by the body, which receives its significance in future, only by that which prepares itself by the spiritual-mental the future ego works with all impulses, all active forces which seize the free thinking of the past ego. In the present human being, the immortal human being works in harmony with the future human being. That is why the human being is a free being. One has only to find out that the immortal nature of the human being is in the free action to realise that natural sciences are completely right if they do not speak about free actions; since they do not consider—it is not their task—the immortal nature of the human being. However, before one does not realise this immortal being, one cannot penetrate to that which emerges from the subconscious depths and manifests itself in moral actions. The human will is not free in its desires, but the development of freedom is contained in it. The human being is a being that gets free more and more. The more that unfolds in him which lives as an everlasting essence in him, the more he gains freedom. We are free with that part of our being with which we are immortal. This is the way how this can be found what concerns free will and immortality and what natural sciences can never find; they will remain the more good natural sciences, the less they arrogate to intervene in these areas. However, that remains science, which intervenes in the spirit and in the spiritual life this way. The humanity of former centuries and millennia that had another soul life did not yet need this science. However, today we approach the time more and more where full awareness of that must arise what forms the basis of the human life. The human being needs that more and more what the science of the supersensible life can give him. I have often explained: only the spiritual researcher is able to penetrate into the supersensible life; but check what he says with your usual consciousness, and you can accept it even if you yourself are no spiritual researcher, although everybody can become one today. If the spiritual researcher presents his results to the usual consciousness, you can understand them with the usual consciousness. Indeed, many things lead away from spiritual research, and someone who possibly believes that the spiritual researcher is allowed to have the slightest predisposition of speculative fiction is very wrong. Someone who thinks there that it is easy to penetrate into the spiritual world and that against it the usual research is difficult in medical centres and laboratories has no idea of the real relations. Strictly speaking, all efforts of the outer science are minor compared to that which forms the basis of the research in the areas described today. However, it is also necessary that you notice that that people often believe to be unbiased, and, nevertheless, are biased. I have to remember if I see repeatedly that philosophers treat the questions discussed today in such a way that they say, the human being consists of body and soul. You know that one does not manage with the consideration of the human being if one does not divide him in body, soul, and mind. Only spiritual science does this today. Where from does it result that the philosophers do not speak of body, soul, and mind today? They believe to do research without presuppositions, but they follow the Eighth Ecumenical Council of 869 (Fourth Council of Constantinople). They do not know that it corresponds to the dogma put up at that time that the human being must be considered not as tripartite, but that one is allowed only to talk of body and soul while the latter may have some spiritual qualities. What was through the whole Middle Ages a true horror has continued into modern times; and if today Wundt speaks about body and soul, he believes to be unbiased, in truth he obeys the guideline of the Eighth Ecumenical Council only. Thus, the human beings are under the impressions of the unconscious. However, the today's humanity is not “trusting in authority,” and, therefore, it does not mind whether these authorities attain their assertions from such subsoil, or do unbiased science. That is one point that the observer realises. The other point is that inner power is necessary to ascend to Imagination to keep the reinforced consciousness in such a way that it does not get perpetually lost. You must not believe that you come to speculative fiction straight away if you do not progress in the apron strings of the outer reality with your experience if one dares from an inner necessity to stand in the new experience. People lack this inner courage, but spiritual research could easier penetrate. Faintheartedness and the fear of loneliness are in the subconsciousness. Those who have this faintheartedness and this fear call spiritual research a pipe dream and believe that they could disprove spiritual research with their reasons. If you check their reasons, you find unaware faintheartedness, unaware fear, and timidity, which are blind to themselves and want to daze themselves about the reasons they bring forward against spiritual research. However, every spiritual researcher knows that that who settles in spiritual science can get to an understanding of the things. Truth finds its way—as a spirited German thinker said—through the human development even through the narrowest scratches and rock crevices; it finds the way to humanity. Humanity will recognise that it is a supersensible being and needs supersensible knowledge more and more to the true self-knowledge, but also to the real practical life. That is why one is allowed to call attention to that prevailing power of truth and to this always-living impulse if one brings forward such paradoxical ideas of spiritual science if one does not regard the misunderstandings. This induces me to say, not as a phrase, but as a deadly serious conviction: May details be still imperfect, as they are investigated today; the impulse of truth lives in that which should flow from spiritual-scientific research. Someone who is in it feels that. Therefore, he says it, not as a phrase, but as an expression of a life connected with the spirit: in spite of it all—truth will also be victorious in this field. |