109. Christianity in the Evolution of Mankind
15 Feb 1909, Berlin Tr. Frances E. Dawson Rudolf Steiner |
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Now it must take into this ego the mysteries and secrets of Christianity itself. Following a time when the ego learned to think through Christianity, and applied the thoughts to the outer world, it must now be possible for the ego to be made into a Christ-receptive organ. |
We might say that Christianity has also a physical body, an etheric body, an astral body, and an ego—an ego which can even deny its origin, as in our time, since the ego can in any case become egotistic—but still an ego which can at the same time receive the true Christ Being into itself, and can gradually rise to ever higher stages of existence. |
Christianity has become Ego. As it is true that this was the development in the past, just so true is it that the ego-form of humanity can appear only after the astral and etheric form of Christianity has been developed. |
109. Christianity in the Evolution of Mankind
15 Feb 1909, Berlin Tr. Frances E. Dawson Rudolf Steiner |
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You will have been able to see from the one lecture given here on more complicated questions of reincarnation that, with further progress in the spiritual-scientific world-view, what we could give in the beginning as elementary truths becomes modified—we gradually rise to higher and higher truths. Still it was right to present the general cosmic truths at first in as simple and elementary a form as possible. It is, however, necessary also to advance slowly step by step from the abc to the higher truths, for only through these higher truths will that gradually be attained which, among other things, spiritual science is intended to give: namely, the possibility of understanding and penetrating the world which surrounds us in the physical, sense-perceptible sphere. Now it is true that we have a long way to go before we shall be able to coordinate the spiritual lines and forces existing behind the sense world. But because of much that has been said in recent lectures various phenomena of our existence will already have become clearer, more understandable. Today we shall proceed a little farther in this regard, and here also we shall speak again about more complicated questions of reincarnation, of re-embodiment. To that end we must today clearly realize first of all that differences exist among the beings who occupy a leading place in the earth's human evolution. We have to distinguish in the course of our earth evolution those leading individualities who from the beginning, so to speak, have developed with the humanity of our earth just as it is—only that they have made more rapid progress. We might put it this way: If we go back into the past to the very remote Lemurian time, we find among the human beings then incarnated the most varied stages of development. All the souls embodied at that time have again and again experienced reincarnations, re-embodiments, during the succeeding Atlantean and our post-Atlantean periods. These souls have developed with varying rapidity. Some have made relatively slow progress through the various incarnations, and still have long distances to travel in the future; but there are also souls who have developed rapidly, who, one might say, have utilized their incarnations to better advantage, and are therefore at a stage of soul-spiritual development which will be attained by the normal man only in a very, very distant future. But, continuing to speak of this soul sphere, we may say nevertheless that however advanced these individual souls may be, however far they may tower above the normal man, still they have followed the same path in our earth evolution as the rest of humanity; they have merely advanced more rapidly. Besides these leading individualities, who in this sense are like the rest of humanity, only at a higher stage, there are also in the course of human evolution other individualities, other beings, who have by no means gone through various incarnations just as other men have. We can perhaps illustrate what lies at the bottom of this by saying: There were beings in that very time of the Lemurian evolution to which we have alluded who no longer needed to descend so deeply into physical embodiment as other men, as all the beings who have just been described—there were beings who could have accomplished their development in higher, more spiritual regions, who, in other words, did not need for their own further progress to descend into bodies of flesh. It is nevertheless possible for these beings, in order to intervene in the course of human evolution, to descend vicariously, so to speak, into just such human bodies as ours. At any time therefore a being may appear of whom, if we make the clairvoyant test, we cannot say, as we can of other human beings, that we trace the soul back in time and find it in a previous fleshly incarnation, trace it farther back and find it again in another incarnation, and so on—but we must say instead: If we trace the soul of such a being back through the course of time, perhaps we do not find it at all in any former fleshly incarnation; but if we do, it is only because the being in question is able to descend repeatedly, at intervals, and incarnate vicariously in a human body. A spiritual being who descends thus into a human body in order to intervene in evolution as a human being, without gaining anything from this embodiment for himself, so to speak, without experiencing anything here in the world of special significance for himself—such a being is called in oriental wisdom an Avatar. And this is the distinction between a leading being who has sprung from human evolution itself and one called an Avatar: namely, that an Avatar-being reaps no benefits for himself from his physical embodiments, or from the one physical embodiment to which he subjects himself, for he enters into a physical body for the blessing and advancement of mankind. Therefore, as we have said, such an Avatar-being can either enter into a human body just once, or several times in succession; and he is then something entirely different from other human beings. The greatest Avatar-Being Who has lived on earth, as you can gather from the spirit of all the lectures given here, is the Christ—that Being Whom we designate as the Christ, Who took possession of the bodies of Jesus of Nazareth in the 30th year of his life. This Being, Who first came in contact with our earth at the beginning of our era, Who was incarnated for three years in a body of flesh, and Who since that time has been connected with the astral sphere, that is, with the spiritual sphere of our super-sensible world—this Being is of unique significance as an Avatar-Being. We should seek the Christ-Being quite in vain in an earlier human embodiment, whereas other, lower Avatar-beings could be embodied more than once. They incarnate repeatedly, but they obtain for themselves no benefit from the earthly embodiments. They only give; they take nothing from the earth. But if you wish to understand these things perfectly, you must distinguish between such a lofty Avatar-Being as the Christ and lower Avatar-beings. The latter can have the most varied missions on our earth, but we can speak first of one such mission; and in order not to flounder about in speculation, we shall at once give a concrete instance to illustrate this kind of mission. You all know from the story of which Noah is the center that in the ancient Hebrew narrative a great part of the post-Noah humanity derives from the three ancestors, Shem, Ham, and Japheth. Today we shall not go into what Noah and these three tribal ancestors are intended to represent in another respect; we shall simply realize clearly that the Hebrew literature which speaks of Shem, one of the sons of Noah, traces back the whole tribe of the Semites to Shem as its ancestor. A genuinely occult view of such a matter is always based upon the deeper truths. Those who are able to carry on occult research into such things know the following facts concerning Shem, the ancestor of the Semites. In case of such a personality, who is destined to be the ancestor of an entire tribe, care must be taken from the very time of his birth to make it possible for him to be just this ancestor. Now in what way will care be taken that a personality—like Shem, for example—can be the ancestor of a whole people, or of a tribal community? In the case of Shem it was brought about through his receiving a quite specially prepared etheric body. We know that when the human being is born into this world he fashions about his individuality his etheric or life body, with the other members of his being. For such a tribal ancestor a special etheric body must be prepared which is the model etheric body for all the descendants in the following generations; so that we have in such a tribal progenitor a typical etheric body, a model etheric body; and then through blood relationship this passes through the generations so that in a certain sense the etheric bodies of all the descendants who belong to the same tribe are copies of the etheric body of the ancestor. Thus in all the etheric bodies of the Semitic people there was inwoven something like a copy of Shem's etheric body. Now by what means is such a thing brought about in the course of human evolution? If we observe this man Shem a little more closely, we find that his etheric body received its archetypal form because into this very etheric body an Avatar had woven himself. Although he was not so exalted as certain other Avatar-beings, still it was a lofty Avatar-being who descended into his etheric body. This being was not united with Shem's astral body nor with his ego, but was woven, as it were, into his etheric body alone. In this very example we are able to study what the exact significance is when an Avatar-being participates in the constitution, the composition, of a human being. What does it mean, then, that a man like Shem, who has the mission to be the ancestor of a whole people, should have an Avatar-being woven into his body? It means that whenever an Avatar-being is woven into a fleshly human body, some one member, or even several members, of the super-sensible constitution of this human being are capable of being multiplied, of being split into many parts. It was really because an Avatar-being was interwoven with Shem's etheric body that it became possible for numberless copies of the original to be formed; and these many copies could be woven into all the descendants of the tribal ancestor in the successive generations. Thus, the descent to earth of an Avatar-being has the significance, among other things, that it contributes to the multiplication of one or several members of the person in question who is animated by the Avatar. There existed in Shem, as you can see from this, an especially precious etheric body, an archetypal etheric body, prepared by an exalted Avatar, and then woven into Shem, so that it could then descend in many copies to all those who were ordained to be related by blood to this ancestor. Now we have already said in the lecture mentioned at the beginning that there is also a spiritual economy consisting in the fact that anything of especial value is preserved and carried over into the future. We have heard that not only is the ego re-embodied, but that also the astral body and the etheric body can be re-embodied. Aside from the fact that numberless copies of Shem's etheric body were formed, his own etheric body was also preserved in the spiritual world; for it could later be very useful in the mission of the Hebrew people. In this etheric body all the peculiarities of the Hebrew people had originally come to expression; and if at any time something of very especial importance was to occur for the ancient Hebrew people, if a special task, a special mission, was to be assigned to some one, it could best be accomplished by one who bore the etheric body of the ancestor. At a later time a man who played an important role in the history of the Hebrew people actually did bear the etheric body of the tribal ancestor. In fact, we have here one of those wonderful complications in human evolution which can explain a great deal to us. We have to do with a very exalted individuality who was compelled to condescend, as it were, in order to speak to the Hebrew people in an appropriate manner, and to give them the strength for a special mission—in somewhat the way a spiritually advanced person would have to speak to a lowly tribe. He would of course be compelled to learn the language of this tribe; but no one should maintain on this account that the language is something which would serve to advance him personally, for the one concerned need only take the trouble to learn the language. In the same way a lofty individuality had to make the effort to use Shem's etheric body, in order to be able to give a very definite impulse to the ancient Hebrew people. This personality is the one you find in the Biblical history named Melchizedek. He took upon himself, as it were, the etheric body of Shem, in order later to give to Abraham the impulse which you find so beautifully described in the Bible. And so, aside from the fact that what was contained in the individuality of Shem was multiplied, because an Avatar-being was embodied in it, and then became woven into all the other etheric bodies belonging to the Hebrew people, Shem's own etheric body was preserved in the spiritual world, so that it could be borne at a later time by Melchizedek, who was to give to the Hebrew people an important impulse through Abraham. Thus delicately interwoven are the facts existing behind the physical world which alone make explicable to us what occurs in that world. We come to understand history only when we are able to point to such facts: to facts of a spiritual nature which lie behind the physical ones. History can never be explained out of itself, if we consider physical facts alone. What we have just been discussing becomes especially significant: namely, that through the descent of an Avatar-being the essential soul-spiritual members of the personality who is the bearer of this Avatar-being are multiplied and transmitted to other human beings, and appear in copies of the original. This fact assumes very special significance through the appearance of the Christ on earth. Because the Avatar-Being of Christ dwelt in the body of Jesus of Nazareth, it became possible for the etheric body of Jesus of Nazareth to be multiplied innumerable times, as well as the astral body, and even the ego,—that is, the ego as an impulse, as it was kindled in the astral body when the Christ entered into the threefold sheath of Jesus of Nazareth. But first we will take into account the fact that through the Avatar-Being the etheric body and the astral body of Jesus of Nazareth could be multiplied. Now just through the appearance of the Christ Principle in the earth evolution, there occurred in humanity one of the most significant phenomena. What I have told you about Shem is fundamentally typical and characteristic for the pre-Christian time. When in this way an etheric body or an astral body is multiplied, the copies of it are transmitted as a rule to those people who are related by blood to the one who had the original; hence, the copies of Shem's etheric body were transmitted to the members of the Hebrew tribe. That was changed by the appearance of the Christ Avatar-Being. The etheric body and the astral body of Jesus of Nazareth were multiplied, and these copies were preserved as such until, in the course of human development, they could be used. They were not, however, limited to any one nationality nor to any particular people; but when in the course of time a human being appeared who—irrespective of nationality—was ripe, was fitted to have interwoven with his own astral body an astral copy of the astral body of Jesus of Nazareth, or an etheric copy of his etheric body, these could be woven into his being. Thus we see how it became possible in the course of time—let us say—for all sorts of people to have woven into them copies of the astral body or of the etheric body of Jesus of Nazareth. The intimate history of Christian development is connected with this fact. What is ordinarily described as the history of Christian development is a sum of entirely external occurrences; and therefore far too little consideration is given to a fact of very great importance: namely, to the distinction of actual periods in Christian development. Anyone who can look more deeply into the evolutionary progress of Christianity will easily perceive that in the early centuries of the Christian era the manner in which Christianity was spread was entirely different from that of later centuries. In the first Christian centuries the spread of Christianity was connected, as it were, with everything that could be procured from the physical plane. We need only to take a look at the early teachers of Christianity to see how at that time physical recollections, physical relationships, and physical relics are emphasized. Just consider what great importance was given by Irenæus, who in the first century contributed much to the spread of Christian teaching in various lands, to the fact that recollections extended back to those who had themselves listened to the pupils of the Apostles. Great value was set upon being able to prove by means of such physical recollections that Christ Himself had taught in Palestine. It was especially emphasized, for example, that Papias himself had sat at the feet of the Apostles' pupils; even the places were pointed out and described where those personalities had sat who were still eyewitnesses of the fact that Christ had lived in Palestine. The physical continuance of remembrance is what was especially emphasized in the early Christian centuries. What great prominence was given to everything of a physical nature that still existed can be seen in the words of the ancient Augustine, who says: “Why do I believe in the truths of Christianity? Because the authority of the Catholic Church compels me to.” The physical authority for the existence of something in the physical world is to him the important and essential thing: that a corporate body has been maintained which, linking personality with personality, reaches up to one who was a companion of the Christ—such as Peter. For him that is the determining factor. Thus we can see that in the spread of Christianity during the early centuries it was the documents, the impressions of the physical plane, to which the greatest importance was attached. Now the situation changes after the time of Augustine up to, let us say, the 10th, 11th, or 12th century. During that period of time it was no longer possible to appeal to the living remembrance, nor to draw upon the documents of the physical plane, for they lay too far in the past. At that time also something entirely different came into existence in the whole mood and disposition of the humanity which was then embracing Christianity ; and especially was this the case among European peoples. During that time there was actually something like a direct knowledge that a Christ exists, that a Christ died on the cross, and that He continues to live. From the 4th or 5th century up to the 10th or 12th there were a large number of people who would have considered it the greatest folly had they been told that the events of Palestine could even be doubted, for they knew better. They had always been able to experience inwardly a kind of Pauline revelation in miniature—what Paul, who up to that time was a Saul, experienced on the road to Damascus, and through which he became a Paul. How did it happen that in those centuries a number of people were able to receive revelations which were in a certain sense clairvoyant concerning the events in Palestine ? It was possible because in those centuries the multiplied copies of the etheric body of Jesus of Nazareth, which had been preserved, had been woven into a great number of people; because it was granted to them to wear these as a garment, so to speak. There was inwoven with their etheric bodies, not Jesus' own etheric body, but only a copy of the inborn original one of Jesus of Nazareth. In these centuries there were those who could possess such an etheric body, and who could thereby have a direct knowledge of Jesus of Nazareth, and also of the Christ. This was the reason also that the Christ picture became dissociated from external, historical, physical existence. And the most extreme dissociation is shown to us in that wonderful poem of the 9th century, known as the Heliand poem, which originated in the time of Ludwig the Pious, who reigned from 814–840, and which was written down by an outwardly simple man of Saxony. His astral body and his ego could by no means equal what his etheric body contained, for into his etheric body was woven a copy of the etheric body of Jesus of Nazareth. The simple Saxon pastor who wrote this poem had the certainty through direct clairvoyant vision that the Christ exists on the astral plane, and that He is the same as He who was crucified on Golgotha! And because this was a direct certainty for him, he no longer needed to cling to the historical documents. He no longer needed the physical mediation to assure him that the Christ existed. He described Him, therefore, as detached from the whole Palestinian setting. He described Him as something like a leader of a Middle-European or Germanic tribe; and those who surrounded Him as His followers, the Apostles, he described as vassals of a Germanic prince. All the external scenery was changed; only the actually essential, the eternal, in the Christ Figure remained,—only what constitutes the structure of the events. Having such a direct knowledge, built upon such an important foundation as the copy of the etheric body of Jesus of Nazareth, it was not necessary to hold himself rigidly to the immediate historical events when he was speaking of the Christ. He invested what was for him direct knowledge with a different external setting. And just as in the case of this writer of the Heliand poem we have been able to describe one of the strange personalities who had a copy of the etheric body of Jesus of Nazareth interwoven with his etheric body, so we could find other personalities in this period who had similar copies. Thus we see how the most important occurrences of all, which are able to explain history to us in an intimate way, take place behind the physical events. If we now follow Christian development farther, we come, let us say, into the period between the 11th or 12th century and the 15th. Here there was an entirely different mystery, which now carried the whole evolution forward. First it was, so to speak, the memory of what had taken place on the physical plane; then it was the etheric element which was directly inwoven with the etheric bodies of the bearers of Christianity in Middle-Europe. In the later centuries, from the 12th to the 15th, it was especially the astral body of Jesus of Nazareth which in numerous copies was woven into the astral bodies of the most important bearers of Christianity. Such people then had an ego which as ego was capable of forming very false notions of all sorts of things; but in their astral bodies there existed immediate sources of strength, of devotion, a direct certainty of sacred truths. There existed in such people deep fervor, absolutely direct conviction, and also in some circumstances the ability to prove this conviction. What must sometimes seem so strange to us in these very personalities is that in their ego their development by no means equalled what their astral body contained, because the latter had a copy of the astral body of Jesus of Nazareth woven into it. What their ego did often seemed grotesque; but the world of their moods and feelings, of their fervor, was grand and exalted. Such a personality, for example, was Francis of Assisi. And when we, as people of the present time, study Francis of Assisi and are not able to understand his conscious ego, but are nevertheless compelled to have the deepest possible reverence for the entire world of his feelings and for all that he did,—that fact becomes explicable from such a point of view. He was one of those who had a copy of the astral body of Jesus of Nazareth inwoven. Because of this he was able to accomplish just what he did accomplish, and many of his adherents from the Order of Franciscans, with its servants and minorites, had similarly such copies interwoven with their astral bodies. All the strange and otherwise mysterious phenomena of that time will become luminous and clear to you, if you bring properly before the eyes of your soul this mediation in world evolution between past and future. The important question was whether what was woven into these people of the Middle Ages from the astral body of Jesus of Nazareth was more what we call the sentient soul, or more the intellectual soul, or more what we call the consciousness soul. For the astral body of man must of course be considered in a certain sense as something containing all this; that is, it must be thought of as enclosing the ego, and containing sentient soul, intellectual soul, and consciousness soul. All that was in Francis of Assisi was wholly sentient soul of Jesus of Nazareth, so to speak. Wholly sentient soul of Jesus of Nazareth was contained in that remarkable personality whom you will follow biographically with the soul when you know the secret of her life: Elizabeth of Thüringen, born in 1207. Here we have a personality who had a copy of the astral body of Jesus of Nazareth woven into the sentient soul. The riddle of the human being is solved for us by means of just such knowledge. Above all, one phenomenon will be understandable when you know that during this time the most diverse personalities had sentient soul, intellectual soul, or consciousness soul woven into them as copies of the astral body of Jesus of Nazareth. You will be able to understand that science, otherwise so little understood, which we ordinarily designate as scholasticism. What kind of a task did the scholastics set for themselves? The task of finding, on the basis of judgment and intellect, verifications, proofs, for that with which there was no historical connecting link, and concerning which there was no direct clairvoyant certainty, such as existed in previous centuries because of the interwoven etheric body of Jesus of Nazareth. These people had to set themselves the task in this way: They said to themselves: It has been communicated to us through tradition that in history that Being appeared Who is known as Christ Jesus; that other spiritual beings of whom the religious documents bear witness have intervened in human evolution.—From their intellectual soul, from the intellect element of the copy of the astral body of Jesus of Nazareth, they set themselves the task of proving with subtle and clearly developed concepts all that existed in their literature as mystery truths. Thus arose that strange science which tried to achieve what was perhaps the ultimate in sagacity, in intellect, that has ever been reached by humanity. One may think of the content of scholasticism as one wishes, but through several centuries, simply by means of this very delicate discrimination and exact outlining of concepts, the capacity for human reflection was developed and impressed upon the culture of the period. It was between the 13th and 15th centuries that humanity had implanted into it through scholasticism the capacity to think with acute and searching logic. Among those who, in turn, were more imbued with the consciousness soul—that is, the copy of what had constituted the consciousness soul of Jesus of Nazareth—there appeared the special conviction—because the ego functions in the consciousness soul—that the Christ can be found in the ego. And because they themselves had within them the element of the consciousness soul from the astral body of Jesus of Nazareth, the inner Christ rose resplendent in their souls. These are the individuals whom you know as Meister Eckhart, Johannes Tauler, and all the bearers of mediæval mysticism. Thus you see how the very diversified phases of the astral body were multiplied because the exalted Avatar-Being of Christ had entered into the body of Jesus of Nazareth; and they worked on in the following age and brought about the real development of Christianity. In other respects also this was an important transition. We see how in the course of its development humanity is dependent in other ways also upon having incorporated within it these fragments of the Jesus of Nazareth being. In the early centuries there were people who were entirely dependent upon the physical plane; then in the following centuries came those who were accessible to the interweaving with their etheric bodies of the element of the etheric body of Jesus of Nazareth. Later people tended more, so to speak, toward the astral body; hence the copy of the astral body of Jesus of Nazareth could now likewise be incorporated in them. The astral body is the bearer of the power of judgment, which awakened particularly between the 12th and the 14th centuries. You could observe this from another phenomenon also. Up to that time it was especially well understood what depths of mystery the Holy Communion contained. At most there was only slight discussion about it, but it was accepted in a manner that enabled one to feel all that lay in the words : This is My body and this is My blood,—because the Christ indicated that He would be united with the earth, would be the planetary Spirit of the Earth. And because the most precious thing coming out of the physical earth is grain, bread became for man the body of Christ; and the sap which flows through the plants became for him something from the blood of Christ. Through this knowledge the value of the Lord's Supper was not diminished, but was on the contrary heightened. Something of these limitless depths was felt in these centuries, up to the time when the power of judgment awakened in the astral body. It was only from then on that disputes began about the Lord's Supper. Just consider how among the Hussites, among the Lutherans and the dissenting Zwinglians and Calvinists, there was discussion as to what the Lord's Supper is intended to be. Such discussion would not have been possible earlier, because there was still a direct knowledge of the Lord's Supper. But we see verified here a great historical law which should be of special importance for spiritual scientists: namely, that as long as people knew what the Lord's Supper was they did not discuss it. In general you can consider it a sign that people really have no knowledge of a certain matter .when they begin to discuss it. Where there is knowledge, knowledge is imparted, and no particular desire for discussion exists. Where there is desire for discussion, there is as a rule no knowledge of the truth. Discussion begins only when there is a lack of knowledge, and it is always and everywhere the sign of a decline as regards the seriousness of a subject when discussion begins. Disintegration of a particular trend is always proclaimed by discussions. It is very important that in the spiritual-scientific field we come to understand more and more that the wish for discussion may really be taken as a sign of ignorance; on the other hand, that which is the opposite of discussion, the will to learn, the will gradually to comprehend what is in question, should be cultivated. Here we see a great historical fact verified by the development of Christianity itself. But we can learn something else besides, if we see how in these centuries of Christendom just described the power of judgment—which resides in the astral body—this acute intellectual wisdom, is developed. Indeed, if we fix our attention upon realities, not dogmas, we can learn how much Christianity has accomplished in the course of its progress. What has become of scholasticism, if we consider it, not as to its content, but as a means of cultivating and disciplining the faculties? Do you know what became of it? It became modern natural science. Modern natural science is entirely unthinkable without the Christian natural science of the Middle Ages. It is not only that Copernicus was a canon, and Giordano Bruno a Dominican, but that all the thought-forms employed in the natural sciences since the 15th and 16th centuries are nothing but what was developed and nurtured by the scholastic science of the Middle Ages. Those people do not live in reality, but in abstractions, who look up passages in the books of the scholastics, compare them with the statements of more recent natural science, and then say: Haeckel and others maintain something entirely different. Realities are what matter! A Haeckel, a Darwin, a DuBois-Reymond, a Huxley, and others, would all have been impossible if the Christian scholastic science of the Middle ages had not preceded them. For the very fact that these modern scientists were able to think as they did they owe to the Christianized science of the scholastics of the Middle Ages. That is the reality. By this means humanity has learned to think in the true sense of the word.—The matter goes further still. Read David Friedrich Strauss. Try to observe the mode of his thinking; try to analyze his thought pictures: How he insists upon representing the whole life of Jesus of Nazareth as a myth. Do you know whence he has the keenness of his thinking? He gets it from the Christian scholasticism of the Middle Ages. Everything by means of which Christianity is so radically combated today has been learned from the Christian scholastic science of the Middle Ages. Actually there could not be today an opponent of Christianity concerning whom it could not easily be pointed out that he would not be able to think as he thinks at all, had he not learned the thought-forms from the scholastic science of the Middle Ages. This, indeed, would mean to observe world history in its reality. What then has happened since the 16th century? Since the 16th century the ego itself has come more and more into prominence, and with it human egotism also, and with egotism, materialism. What the ego had acquired as content has been unlearned and forgotten. It was therefore necessary for man to limit himself to that which the ego can observe—to that which the physical sense-instrument is able to give to the ordinary intelligence—and that alone could it take into the inner sanctuary. The civilization since the 16th century is a civilization of egotism. What must now enter into this ego? Christian evolution has passed through a development in the external physical body, a development in the etheric body, and also in the astral body, and has penetrated as far as the ego. Now it must take into this ego the mysteries and secrets of Christianity itself. Following a time when the ego learned to think through Christianity, and applied the thoughts to the outer world, it must now be possible for the ego to be made into a Christ-receptive organ. This ego must now rediscover the wisdom which is the primordial wisdom of the Great Avatar, of Christ Himself. And by what means must this come to pass? By a profounder understanding of Christianity through spiritual science. Carefully prepared through the three stages of physical, etheric, and astral development, the matter of concern should now be that the organ within man be opened, so that he may henceforth see into his spiritual environment with that eye which the Christ can open for him. As the greatest Avatar-Being, the Christ descended to earth. Let us get a perspective view of this; let us try to look at the world as we shall be able to see it when we shall have received the Christ into ourselves. We then find the whole process of our world-becoming illuminated and pervaded by the Christ-Being. That is to say, we describe how upon Saturn man's physical body gradually came into existence, how on the Sun the etheric body made its appearance, on the Moon the astral body, and then on the Earth the ego is added; and we find how everything tends toward the goal of becoming ever more independent and individual, in order to incorporate in the Earth evolution that wisdom which passes over from the Sun to the Earth. In other words : for the liberated ego of modern times the Christ and Christianity must become the perspective center of the cosmic view. Thus you see how Christianity gradually prepared itself for what it is to become. In the early centuries the Christian received Christianity with his physical capacity for knowledge; then later with his etheric capacity; and throughout the Middle Ages with his astral capacity for knowledge. Then for a time Christianity in its true form was repressed, until the ego had been trained by the three bodies in the course of Christian development. But since this ego has learned to think and to direct its vision to the objective world, it is now capable also of seeing in all phenomena in this objective world spiritual facts which are intimately connected with the Central Being, with the Christ Being: it is capable of beholding the Christ everywhere in the most various forms as the foundation. With this fact we stand at the starting point of spiritual-scientific comprehension and knowledge of Christianity. We begin to understand what task, what mission, has been assigned to this Movement for Spiritual Knowledge, and we realize at the same time the reality of this mission. Just as the individual human being has physical body, etheric body, astral body, and ego, and gradually rises to ever more lofty heights, so is it also in the historical development of Christianity. We might say that Christianity has also a physical body, an etheric body, an astral body, and an ego—an ego which can even deny its origin, as in our time, since the ego can in any case become egotistic—but still an ego which can at the same time receive the true Christ Being into itself, and can gradually rise to ever higher stages of existence. What the human being is in particular, the great world is in its totality, as well as in its course of historical development. If we observe the matter in this light, there opens before us from the spiritual-scientific viewpoint a perspective far into the future. And we know how this can lay hold upon our heart and fill it with meaning. We comprehend more and more what we have to do, and we know also that we are not groping in the dark; for we have not devised any ideas which we intend arbitrarily to project into the future, but we intend to harbor and to follow only those ideas which have been gradually prepared through the centuries. Just as it is true that the ego must first appear and be developed little by little up to Spirit Self, Life Spirit, and Spirit Man, after the physical body, the etheric body, and astral body were already in existence, so is it true that the modern man with his ego-form, with his present-day thinking, could only be developed out of the astral, the etheric, and the physical form of Christianity. Christianity has become Ego. As it is true that this was the development in the past, just so true is it that the ego-form of humanity can appear only after the astral and etheric form of Christianity has been developed. Christianity will develop on into the future; it will offer humanity far greater things, and the Christian development and the Christian standard of life will arise in new form: the transformed astral body will appear as the Christian Spirit Self; the transformed etheric body as the Christian Life Spirit. And in a radiant perspective of the future of Christianity, Spirit Man gleams forth before our souls like a star toward which we strive, illuminated and glowing through and through with the spirit of Christianity. |
67. The Eternal human Soul: The Human Being as Being of Soul and Spirit
07 Feb 1918, Berlin Rudolf Steiner |
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Still he comes, actually, to nothing if he characterises the ego. The scientific psychology is right in a limited sense if it cannot say much about this ego. How does this ego behave in the usual consciousness? An introspection shows this again. If this ego becomes something else by the exercises that I have described, then one also notices what the ego is, considered with the usual consciousness. |
No, our true ego is inside the world that we perceive Imaginatively. There on one side we find the ego, while we arouse it, while we get from the mere sensory perception to the supersensible. |
67. The Eternal human Soul: The Human Being as Being of Soul and Spirit
07 Feb 1918, Berlin Rudolf Steiner |
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Speaking about the problem of immortality and about the riddle of freedom spiritual-scientifically is the task of the whole cycle that I would like to hold in this winter here. These are the two questions that admittedly the scientific worldview cannot approach and in which the only philosophical world consideration will always smash as it arises from my book The Riddles of Philosophy and from an unbiased consideration of the historical development of philosophy. I would like today to consider a partial question possibly in a concluded whole: the question of the human being as a being of soul and spirit. Already while pronouncing these words, one touches, actually, the question of the human soul in a way that is very far from the present worldview. The present worldview—if it generally gets involved to look at something else than that which experimental psychology, biology, physiology give—speaks of a duality of body and soul. I would like to show that this arrangement of the human being must lead to serious misunderstandings that divert a scientific consideration, actually, from the highest human riddles. One believes today that in the so-called soul riddles the riddle of spirit is already enclosed, and you will find, while you dedicate yourself to this misunderstanding, the applause of some scientific world viewers and also of some soul viewers. Spiritual science generally is in a peculiar relation to the scientific and to the philosophical worldviews. You know that I have stressed repeatedly that spiritual science stands everywhere completely on the ground of scientific research, and just because it stands more than the scientific worldview on scientific ground, it feels forced to ascend from the mere consideration of nature and her life to the consideration of the real spiritual life. Only the scientific worldview that became ingrained in a big part of our contemporaries also behaves in their choicest representatives in such a way that spiritual science has a rough ride to find understanding anyhow. I would like to say some introductory words about it because they will be necessary in case of our further consideration. Today one can find that in certain areas the scientific worldview has almost got to a kind of ideal limitation of its field. We have works in the scientific realm that you can regard as exemplary in the way, how they restrict their task with the realisation of single problems. After the unilaterally Darwinian-Haeckel romanticism of the last third of the nineteenth century biology, for example, has advanced so far that we have such an exemplary work as the work of the Berlin researcher Oscar Hertwig (1849-1922) about The Origin of Organisms. A Refutation of Darwin's Theory of Chance (1916). We also have ingenious achievements for such areas, which touch the borders of that what should be regarded here methodically, as for example the Guide to Physiological Psychology (1891) by Theodor Ziehen (1862-1950, German neurologist, psychiatrist). One may say that the anthroposophically oriented spiritual science espouses such methodical research where it depends on the consideration of the actually scientific area. I myself always oppose with all that I would like to contribute to spiritual science the sometimes indeed well intentioned, but dilettantish worldview constructions that arise from some inadequate attempts of knowledge. However, just this methodical scientific worldview gives spiritual science a hard fight to find understanding with our contemporaries. Even in the so exemplary book by Oscar Hertwig we find as it were the scientific conviction that natural sciences can deal only with the finite and cannot consider the infinite. However, natural sciences can explore the finite in all directions. Hertwig repeats Nägeli's (Karl Wilhelm N., 1817-1891, Swiss botanist) words from his scientific point of view rightly, and Theodor Ziehen also says that he wants to look at everything in the human soul life that has parallel phenomena in the human body, so that physiology can give information about these parallel phenomena. One must leave everything else to metaphysics or the like. Then, however, Ziehen says again that that is more important which the present physiological-psychological research puts forward in its details, which are, actually, nothing special which do not say anything particular about the big riddles of soul and spirit, than everything that was tried to perform about the supersensible in the soul life and the like for centuries. If we add the dictum which already before decades the great physiologist Du Bois-Reymond (Emil Du B.R., 1818-1896) did that real science is only allowed to deal, actually, with the sensory world because science stops where the supersensible begins, we find that by which the scientific worldview wants to pull the rug out under the feet of any spiritual science. On one side one always says rather benevolently: one has to leave all questions which exceed the sensory consideration to metaphysics or something similar, nevertheless, on the other side one argues again that real science can be performed only in the area of sensory consideration. Thus, we realise that science blanks out everything mental and spiritual, and it solely claims the character of scientificity for that which is left. Compared with such attempts I would like to stress that spiritual science stands even in the question of the so-called old vitality absolutely on the ground of such researchers like Du Bois-Reymond, Hertwig and others. Since this vitality which haunted in science until the middle, until the end of the second third of the nineteenth century is a product of speculation. Because one believed that the phenomena in the living organism were not explicable with physical and chemical laws, one speculated on an uncertain vitality to which one ascribed everything that one could not explain chemically or physically. Du Bois-Reymond said in his excellent preface of his Researches on Animal Electricity (1848-1864) already at the middle of the nineteenth century with a certain right that the progress of physiology necessitated, actually, that once somebody would come who banishes this vitality from physiology. Spiritual science can agree even with such a hard condemnation of vitality. Since it can figure everything out that is brought forward from physiological-biological side rightly against such a hypothetical, speculative vitality, and can consider what appears today again as so-called neovitalism only as a reaction which is caused by the fact that one realises sporadically: we cannot already recognise that what lives simply as the only physical and chemical. However, this reaction returns more or less to the old speculation of an uncertain vitality. Spiritual science represented here can also not agree with this reaction against the purely mechanistic natural sciences. For it, however, it must arrogate something else to itself. With those cognitive forces and abilities which lead just to the big, significant scientific results one cannot exceed the only physical and chemical. Of course, the living beings are subject to physical and chemical laws because they have physical bodies. These must be investigated with physics and chemistry, and one is not allowed to contrive any vitality. But the mere cognitive forces and abilities as natural sciences apply them rightly are not sufficient to understand life, soul and spirit, and one only has the option either to stop in the area of physical and chemical laws and then to renounce understanding life, soul and spirit, or to appeal to quite different cognitive forces. With it, however, you are confronted again with a widespread prejudice. Most people do not believe that the human soul striving methodically gets to cognitive forces and abilities that are quite different from those of natural sciences. So you face a double possibility only not to comprehend soul and spirit or to cross the Rubicon to familiarise yourself with the advancement of the human souls. It can thereby get to such cognitive forces that are more important to you than that what natural sciences can say, just if they are perfect. You are confronted with a severe prejudice. You must say from the viewpoint of spiritual science, natural sciences behave, actually, to spiritual science in such a way as somebody who can only describe the letters that are printed on any page behaves to that who can read them. Spiritual science tries to read that which natural sciences can only describe. That what it has to say about the phenomena of the world, about its contents and about the significance of the processes behaves like something read to the description of the letters that compose the words. There is the possibility to penetrate really into life, soul, and spirit, while one attains an ability of reading nature. This ability behaves compared with the mere physical consideration like the free ability of reading to the mere description of letters. Now many contemporaries if such a thing is said remember of course that this is a reference to all kinds of fantastic visionary activities of the soul. However, that does not at all apply. Spiritual science is rather something for which one has to work hard and methodically, as natural sciences have to do it. But spiritual science has a rough ride today to penetrate because since centuries already any human worldview has intended to blank out the spiritual from the soul more or less, to consider the soul as the whole inwardness of the human being, and to think it more or less dependent or also independent of the body, but to search no such relation of the soul to the spirit as it is searched on the other side by the soul to the body. Someone who only with pure soul experiences—even if these would be mystically increased soul experiences—wants to find out something about the real nature of the human being as a spiritual being resembles someone who wants to inform himself because of hunger and thirst of those processes which take place in the human body, and which are the basis of that which the soul experiences as hunger and thirst. Everybody easily realises that hunger and thirst are the inner experience of something that happens in the body. The scientific worldview says, if the human being feels hunger and thirst, a chemical change has taken place in the blood or as the case may be. It points to the fact that in the body something has happened that expresses itself as the experience of thirst and hunger in the soul. However, one has to look at the soul experiences, if one wants to investigate what goes forward in the body. Of course, you cannot investigate in a living being that has no hunger how the hunger expresses itself bodily, but you can never find out for yourself that you only consider the inner experience of hunger or saturation with which bodily processes this inner experience is associated. Just as little you can get to know something from this mere play about that which forms the basis of the soul as something spiritual, even if you immerse yourself ever so mystically. As well as natural sciences must proceed from the experience of hunger and thirst with their methods to something that is not observed in the usual soul life—for the human being knows nothing of the chemical process in his body, while he suffers from hunger and thirst—, you have to change into something spiritual if you consider everything that can be experienced by imagining, feeling and willing in the soul. However, how can you find this spiritual being? The sensory places itself before the senses, while the human being faces nature; the spiritual does not do it in the same way. The spiritual confronts the human being only if he rouses the cognitive abilities from his inside that I have called “beholding” in my book The Riddle of Man that slumbers in the usual life as it were. Now I would like to talk not about something abstract, but I would like to show immediately at a concrete example that—as the naturalist can go over by his method from the subjective hunger and thirst to the bodily processes which are unconscious in the usual experience—it is as possible to go over from the soul phenomena to the spiritual phenomena which relate from one side to the soul as from the other side the soul relates to the body. Already with such concrete questions you are confronted straight away with opposition of the common consideration of the soul life. This wants to consider, actually, the passive soul life only because it takes the scientific methods as starting point. You cannot consider the active soul life scientifically that is active in its being from within, and it is often lost generally out of sight. Today natural sciences often consider the mental experience only how mental pictures form a group, how a mental picture is maybe caused by outer perception, how it causes another which is stored in memory, or also many other. One observes how the mental pictures associate with gradations of feeling, with will impulses or the like. One does not attain methods that you can compare concerning the spiritual with the strict methods of the scientific worldview. If you take the Physiological Psychology by Theodor Ziehen, you realise how everything results in the fact that our whole soul life is built up on such associations if it exceeds the mere sensory life. However, this kind of consideration just does not get to the impartial beholding of the soul life. Such consideration, for example, shows the following: you can realise if you get to a real observation or introspection of the soul, as I will show it after, that we are dependent in the usual life with our soul experience on that what life gives us as mental pictures. If the human being lets his soul life to its own resources, the mental pictures play in it that have come from the impressions of the outside world into his soul. He is a kind of slave of his mental pictures in a way. Theodor Ziehen says with a certain right, we cannot think as we want, but we must think as the just available associations determine it because this or that impression has been done on us that causes another impression. Thus we are given away—after Ziehen—to the play of impressions. We are not so free in the usual life in relation to our imagining as we mean. However, we are also not as dependent as Theodor Ziehen means. Someone who can advance to the soul observation knows that, indeed, the strong dependence on impressions is there, but it lasts for a certain time. This is something to which modern psychology does not give thought at all. However, a mental picture that is caused by an impression tyrannises us. If I have seen a friend, this mental picture pursues me, it causes other mental pictures of other friends, of common experiences with these friends and so on, and you are dependent on these mental pictures, but only for some time. This time can be determined even internally experimentally. This time takes two to three days. However, after this time the power changes with which such an impression works on our soul. Then we can emotionally relate to an impression in such a way as the impression has related to us before. We were its slaves before; we become its masters after two to three days. You can do this, for example, in the following way. If you have a feeling for the inner soul life, you can ask yourself, which difference exists between being given to the inner soul life, as it takes place by itself for some time, and reading a book? If I read a book, I cannot be carried from one mental picture to another. I would not advance reading if I were carried by mental pictures that an impression has caused in me, I must dedicate myself rather to that what flows from the book as mental pictures. There I come under the control of the author. The author controls the course of my mental pictures. I become similar with my ego to that what happens if my mental pictures are controlled by the mental pictures that come from the book if I have lived with any impression for two to three days, concerning this impression. Then I leave myself not to the association that this impression wants to cause, but I have the inner power to associate this impression with others. An entire change of an image impression proceeds in the human soul if it has lasted for two to three days in the soul. You can already convince yourself of the truth of the just said without being a spiritual researcher by usual, more intimate observation of the soul life, indeed, in an area that is considered only cursorily nowadays, and that the so-called analytic psychology or psychoanalysis despises. However, I do not want to go into that. However, I would like to point out that someone who can really observe dreams knows that the involuntary appearance of dreams is always associated anyhow with the impressions of the last days, actually, only of the last two to three days. However, do not misunderstand me! Of course, bygone events appear in the dreams as memories. However, it is something else that evokes these bygone events. If you can observe the dream exactly, you always realise that any mental picture of the last two to three days must be there. That only evokes bygone events. For two to three days, the impressions of the outside world have the power to generate dreams. Then the other things are associated with them. Unless such mental picture can generate the dream, it cannot originate. However, you have really to observe what I have indicated now, because the usual consciousness cannot observe it. This is just so unknown to many people today because it proceeds in the unconscious. As a rule, the human being attains no knowledge how he relates different to a mental picture that is not yet present for two to three days in his soul, and to such which is present already so long. One can observe all these things exactly and properly only as a spiritual researcher. However, he needs a certain strengthening of the usual soul life to the real observation. The imagining applies for the usual soul life, actually, only to that which it repeats and develops in a way what the senses perceive from the outside. This soul life can now be strengthened, so that these pale, uncertain mental pictures of the everyday life can appear in another way in the soul so that its power matches a sense perception. However, this must happen if you want to do researches really in the spiritual area. With the usual cognitive forces, you cannot do these researches. I have described the method in detail in my books How Does One Attain Knowledge of Higher Worlds? and Occult Science by which you can lift up imagining and by which you change it into Imagination, into the beholding percipience. I would like only to emphasise some things of the big wealth of that which the soul has to carry out with itself to strengthen its life. I want to refer to that what I have recently emphasised in my last book The Riddles of the Soul, the continuation of my book The Riddle of Man: the fact that the human being if he activates his usual soul life in science gets to certain so-called limits of knowledge. These limits of knowledge can face you if you familiarise yourself with the worldviews of profound thinkers. If I may bring in something personal here: experiences have led me to this form of spiritual science thirty to 35 years ago which I could gain in the worldviews of such persons to whom knowledge is not an external occupation, but something that constitutes the core of their longing and feeling. If you are confronted, for example, with the thinker Friedrich Theodor Vischer (1807-1887) with words which have come to him when he had thought about the connection of body and soul, with words like: the soul cannot be in the body, but it can also not be beyond the body, then you get in living connection with an original, elementary thinker to such limits in which the human soul life must come if it wants to be cognitively active. The usual thinking just puts limits of knowledge in such points of the soul life. Du Bois-Reymond spoke of “seven world riddles” which cannot be solved; however, one could bring in hundreds of such so-called limits of the human soul life:
then something emerges from such questions gradually in the soul. One experiences something emotionally that I want to bring to mind in the following way by a comparison. Just the scientific worldview often thinks that the lowest living beings only have an inner life activity at first, develop it in contact with the outside world and thereby transform their still undifferentiated organisms, so that it touches the outside world not only in an uncertain way, but that this touching is differentiated to the sense of touch, and from the sense of touch the other senses should have gradually developed phylogenetically. That which the being experiences in living matter can be really compared with that which the soul experiences if it is confronted with such limits. If you get to know the mental experience of such limits really, you feel that with it nothing is meant that deals with the origin of outer sensory tools. If you have patience to settle down in such riddles, a sort of mental groping develops, then something arises from it like a differentiation of the soul life. Today most people do not believe in that, of course. However, one will believe in it more and more if one realises that only in such a way one can attain real knowledge of the phenomena of the world and in particular of the riddle of the human being. The human being gradually does not only reach questions of limits, but he develops his soul with it, and thus those higher organs of beholding originate by which the soul learns gradually to penetrate into the spirit. This is only one of those exercises that the soul has to practise to transform the undifferentiated soul life, so that it can really penetrate into the spiritual world. I would have to bring in a lot of that what you can read in the mentioned books if I wanted to explain how imagining becomes something else than in the usual life. Imagining is something passive that follows the sensory percepts. Because the soul life is invigorated by many exercises, it becomes something else from imagining. The imagining becomes active so that as it were an ego asserts itself which is much more concrete than the usual one, and the human being gets to know that he can really observe the soul phenomena with such increased soul life. If I now return, after I have developed the nature of real self-knowledge, to that what I have asserted up to now, I have to say, what happens there, actually, while the mental pictures change from that state which they have for two to three days into the other state which they have later, one can figure this out only with such reinforced soul life. Since you get to know then that the human being becomes as free compared with the mental pictures that subjectively prevail for two to three days, after this time, as he is usually free from his usual body. The human being gets to know what he is in his inside what controls the mental pictures in such a way, as we control the hands and legs if we grasp or go with our usual ego. The human being gets to know the higher ego that remains usually unconscious and moves within the mindscape as the usual ego moves in the bodily life. That means we come after two to three days from that which is subjective to the objective of the soul life. We enter that which outer impressions do not control, and which we learn to recognise as that which carries the outer impressions through the whole life between birth and death. We learn to recognise something second in the human being to which we feel as we feel towards our body in the usual life. We get to know what I have called in one of the last numbers of the magazine Das Reich (The Empire) the body of formative forces, a supersensible body that is there, as well as the usual physical body is there. However, it remains unconscious for the usual soul life. As well as the hand of the physical body is moved by the usual ego, the human being learns to recognise how he works within that which carries the imagination which lives in the imagination and this is only the spirit. The spirit is not the imagination, but what lives in the imagination in such a way as the usual soul lives in the body. However, while the usual psychology considers, actually, the whole soul life only as it prevails for two to three days, calculated from the impressions, it does not get at all from the soul to the spirit, blanks out the spirit. For the usual soul life, it is blanked out in a way. A self-consideration shows this of which we can speak now, after I have already indicated what its being consists of. You all are clear in your mind that the ego stands in the centre of the soul life. However, today the psychologist is less clear about that in his mind. It is interesting what, for example, such an excellent psychologist like Theodor Ziehen says in his book Physiological Psychology just about the ego. This book contains printed lectures. There he says to his listeners, if you think about that which the ego is, actually, where to do you come there, actually? If you really think about it, at first your body will come into your mind, then everything that you have as relations to the outside world; then everything that you have as relatives and possession, your name and title, your dominating mental pictures and your main inclinations, your past will come into your mind. Indeed, Theodor Ziehen says, the reflective consciousness distinguishes now—except everything that comes into your mind in such a way—the ego as that which prevails inside, which moves and works from the inside imagining. Nevertheless, it is a fiction of epistemology or of speculative psychology. Physiological psychology has nothing to do with that. This is such a place again by which the ground should be pulled away under the feet of spiritual science. However, can anybody really allow himself for the usual consciousness to think with his ego only of everything that Theodor Ziehen thinks? Does he not feel the inner activity of a central being in his soul life? Does he only think really of his relatives and properties, of his title and name and the like? No, there can be no talk of it! The human being is aware that in his inside something prevails. Still he comes, actually, to nothing if he characterises the ego. The scientific psychology is right in a limited sense if it cannot say much about this ego. How does this ego behave in the usual consciousness? An introspection shows this again. If this ego becomes something else by the exercises that I have described, then one also notices what the ego is, considered with the usual consciousness. One distinguishes two states in the human life after the outer appearance: sleeping and waking, and thinks, they alternate between day and night. One does not know that for a real consideration of the soul something else arises. We sleep not only at night, but a part of our being also sleeps by day, sleeps perpetually. The invigoration of the ego is in a certain sense a real arousal of the ego that sleeps perpetually. We know nothing about the contents of our sleep; we know only that it interrupts our usual life. If we survey our life from birth to death, we look back, actually, always only at the daily experiences, the night experiences are nothing. If we look at our life in such a way, then is that which we are in sleep as if it were not there. It is excluded from our field of observation. However, that applies also to the ego in the usual soul life. It is not there strictly speaking for the imagining and other consideration; the real ego escapes from the usual soul life because the human being sleeps concerning his ego in his present stage of development also by day. We know only negatively about our ego, we know about it in such a way as the eye looks with the blind spot that it has inwardly. We know that there is nothing. We know also about the ego as about a black spot on a coloured surface. Although no colour phenomena come from there, we see a black place. Thus, we see that nothing is surrounded by our usual experiences, and thus we have the consciousness of the sleeping ego. It is aroused because the soul forces are increased in such a way as I have described it. Thus, only the real essence appears in the human being gradually. You learn to recognise the connections of the soul life with the spirit, as well as you learn to recognise from natural sciences if we have hunger and thirst that a body is there in which chemical transformations of the blood take place which express themselves in the soul life as hunger and thirst. As there a body is connected with the soul life by certain processes about which the human being knows nothing at first in the usual life, you learn to recognise on the other side that the soul is connected with the spirit. While the body is recognised from without, the spirit is recognised, while you become aware of the sleeping ego. As well as the ego is crowded together in one point, the human being as a spiritual being is recognised by the usual consciousness. If you strengthen the inner soul force, you realise that this ego really gets contents as you attain the contents of the bodily for the only inner sensations by methodical scientific research. You get to a real investigation of the spirit as you get to know the chemical transformations which take place in the blood or, otherwise, in the body if the human being has hunger or thirst or feels saturation. Thus, you learn to recognise how a mental picture that lives in you and is a mere mental picture at first is fulfilled with pictorial contents that are not as abstract as the mental picture of the usual consciousness. The spiritual researcher lifts these contents up in the consciousness so that the mental picture becomes like a perception of these pictorial, Imaginative contents. The spiritual researcher beholds Imaginative processes that change. If, for example, a mental picture becomes warmer what proceeds for the usual consciousness in the subconscious, then something else originates from the mental picture. Then something originates from it that is not only a cognitive or perceptual image, but also an image motivating the will. This is a very significant progress for the spiritual researcher, if he can ascend to such a knowledge by which he realises how the cognitive image changes into a will image because its Imaginative contents change which pass then to that what becomes or can become active in us. There you realise that the spiritual stands behind the mental and is perpetually changing. As we can describe chemical and physical processes in the body, we can describe spiritually how behind imagining, feeling, and will impulses changes are which go from the Imaginative to the Inspirative and to the Intuitive. As from the chemical transformation of the body subjectively hunger and thirst appear, the spiritual appears vice versa subjective, either as a perceptual image or also as an image of feeling which changes then into an image of will. Thus, you become able to describe that which lives behind the soul as a spiritual being as the bodily lives behind the soul towards the other side. Then you recognise that this becomes really concrete in the human being what can appear before the strengthened soul life so that we feel that which I have called “body of formative forces,” as we feel the physical body usually only. Then you also get to know that which lives outdoors in the world beyond the sensory as something supersensible in quite concrete way. Sometimes I anticipate something in a former talk that I explain more exactly in later talks. Thus, it is also with the following. However, today I already want to point to it. The plant is composed not only of that which physics and chemistry, or biology or physiology can investigate but it contains something else. If we have brought ourselves to the point where we feel the body of formative forces in ourselves as we feel usually in the physical body, we can perceive the supersensible in the remaining world with this body of formative forces. Then we behold the spiritual in any plant, in any animal and in the physical human that is then not anything visionary in trivial sense, but also is there before the strengthened soul like the contents of sensory perception before the not strengthened soul. However, we have to replace the spatial concepts with temporal ones everywhere. In what way do we perceive, actually, the supersensible in the plant? By perceiving our own supersensible in the body of formative forces as if a tone perceives the other in a melody. The perception of the supersensible in the plant realm is completely based on the fact that the life of our body of formative forces proceeds much slower than the life of the plant body of formative forces. I have more exactly explained this in a small writing The Human Life from the Viewpoint of Spiritual Science (1916, now in Philosophy and Anthroposophy, GA 35). There you will find how everything depends on these different speeds. Because our body of formative forces can interact like a higher, malleable organ with the much faster proceeding life of the plant, we really perceive the other kind of the life in the plants. Thereby something else will face our soul than the old, speculative vitality. We perceive, to put it another way, something supersensible in the sensory. It is hard to speak impartially of these things already today. Only if one feels obliged in certain sense to the knowledge of truth, one does this. Since many people mean of course that such things are not based on scientific spirit, but on speculative fiction or daydreaming. Only slowly and gradually, humanity will learn that this is no daydreaming, no speculative fiction, but is based on a methodical research of the spiritual. Certain denominations needed up to 1822, until they acknowledged the Copernican worldview as a truth. I hope it will not last so long with the recognition of this spiritual truth, also for social reasons that should be stated in the talk, which I hold in this cycle about the historical life of humanity. However, the most paradox prejudices exist concerning the whole and concerning the details of spiritual knowledge. I have already mentioned two weeks ago that recently Pastor Rittelmeyer has written a treatise (On Rudolf Steiner's Theosophy) in The Christian World about that which spiritual science intends, and what it can become as a deeper basis of the religious life. One has argued against that: if already the human soul should rise to a spiritual world, it must not happen in such a way that the human being carries his mental into the spiritual world arbitrarily by exercises, but this has to happen spontaneously. One can say nothing more ignorant than this. Since just if this settling in the spiritual world happens by itself if it appears without the involvement of the human being, the human being does not come into the real spiritual world but only in the mania of some mental pictures which are not spiritual because the human being does not behave actively but passively. He gets to a life which is again dependent on the body, on some organic processes in the body, and then it is pathological, or is dependent on mere soul processes, and then it is autosuggestion or as the case may be. The real penetration into the spirit is based just on the fact that one notices that this can be only reached by activity, by the will. This only carries us into the real spiritual world. Someone who says, it is doubtful that exercises are demanded by which the human being should arbitrarily reach what he can only receive like by grace understands nothing at all of the real significance of spiritual science. However, today many people know nothing about the real spirit. Hence, they cannot get to a real consideration of the everlasting, of the immortal and the free in the human soul. On two ways, you come out from that what either is only inner life in the soul or is dependent from the body. On that way one does not come out on which, for example, the Physiological Psychology by Theodor Ziehen tries it. If Ziehen says, we cannot think what we want, but we must think as the associations determine it, then he just shows that he distracts, actually, from the spirit with his whole consideration. One can say, Ziehen looks at the soul life in such a way that he oversleeps the real spiritual impulses of the soul. Hence, Ziehen can say, the main principle of the human soul life is that a mental picture combines with others either after their inner resemblance or after their temporal succession. If I have seen a friend at a certain place and see the friend later again, the place that was temporally connected with him can associate itself with him again. If the soul life proceeds in such a way, only according to these principles of association, then it proceeds in such a way as the body lets this mental proceed. There just the spirit sleeps. The spirit submerges in the soul life that is only dependent on the body. Since the spiritual begins everywhere where we make ourselves independent from the associations by inner activity. The spiritual begins everywhere where Ziehen stops talking, and where generally scientific psychology stops talking. In two directions, one comes out from the mere soul life. On one side, we can come out and rise to the spirit, so that we can behold the supersensible in the outer world, after we have become conscious in our real ego, while we feel the body of formative forces, as we feel, otherwise, the physical body. However, we get to an even higher mental picture of our ego, then we realise, why to the usual consciousness this ego is hidden: this ego arises as little from the usual soul life as from the lung the air originates that we breathe. Someone who believes that the true ego is generated anyhow in the body believes the same in this area as someone who believes that the breath is anyhow generated from the lung. No, our true ego is inside the world that we perceive Imaginatively. There on one side we find the ego, while we arouse it, while we get from the mere sensory perception to the supersensible. In this ego, we find one side of the everlasting, that side which shows the seedlings of everything that we become when we go through the gate of death and settle in the spiritual world to return to following lives on earth. On the other side, we find the ego again. It is the same. The human being oversleeps the real being of his ego in the usual life, however, he also oversleeps the real being of his will. If the body of formative forces dawns on him, that awakes in certain way which lives in the will. What does the human being know about that which lives in the will in the usual life? If he lifts his hand, he knows, it comes from his mental picture. However, the human being oversleeps completely in the usual awake consciousness how this works how it goes over in the physical body. This also wakes gradually, even if not in the body of formative forces. Then we experience from which deeper impulses our actions put themselves in the world, we experience something supersensible behind our will about which the usual consciousness knows nothing. While on the other side we exceed our usual soul life to the spirit, we experience the spirit in the will, that spirit which was active in us, before we entered by birth or conception into the physical existence by which we have come from the spiritual world in the physical existence. Thus methodically exceeding the usual soul life, the spiritual researcher experiences his everlasting. I explain in the next talks: how this everlasting is included in the contents of the beholding consciousness how really this everlasting is found because we can hold side by side that to which we come, while we pursue the imagining beyond the only sensory perception in the supersensible, and that to which we come while we pursue the will beyond the only mental-bodily into the spiritual. With it, I have given something of the program of the next talks at the end of this talk. I hope, spiritual science will get beyond that dictum of Du Bois-Reymond with which he wanted to take away the ground under the feet from any spiritual research, while he asserted the principle that only that which comes from the senses can be, actually, science, and where supra-naturalism starts, science stops. No, it should be just shown by our worldview that in future a general conviction will be there which is based on the fact that where real supra-naturalism, real penetration into the spiritual world stops, science must die away also compared with the view of nature. Thus, we also realise that natural sciences themselves have more and more dead, dying away concepts, because the living contents can come only from the spirit. The spirit is the creator of life, and it can be the only creator of real, lively, scientific concepts if it is recognised. |
102. The Influence of Spiritual Beings on Man: Lecture II
27 Jan 1908, Berlin Tr. Unknown Rudolf Steiner |
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Again there are beings whose lowest member is the ‘I,’ the ego, and who therefore have not a physical nor an etheric nor an astral body in our sense but whose Ego streams outwards without the three sheaths. |
That is why the occultists have called the constellation which was entered at the time when the ego itself began to operate, the ‘Balance’ (Libra). Up to the end of Virgo, preparation was being made for the deeds of the ego in our planetary evolution, but the ego had not itself begun to work. When Libra had been reached the ego itself began to participate and this was a most important moment in its evolution. Just think what it means that the ego had reached this stage of evolution: From then on it was possible for the ego to participate in the work of the forces belonging to the Zodiac, to reach into the Zodiac. |
102. The Influence of Spiritual Beings on Man: Lecture II
27 Jan 1908, Berlin Tr. Unknown Rudolf Steiner |
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In the lecture today we shall make a rather far-reaching sweep into cosmic space. This will reveal to us, in broad outline, the inner course of world evolution, and at the same time its intimate connection with human evolution on the Earth. Everything in the universe is interconnected. To be able to follow these complicated connections naturally takes a long, long time, and it is only very gradually that man can find his way, so to speak, into the intricate workings of the cosmos. In previous lectures you have heard how certain beings who have their abode on other cosmic bodies exercise an influence upon our own life, how they are related to what we call lymph, to the digestive fluids, also to our sense-perceptions. This will have given you a picture of the wide-spread operations of the spirit throughout cosmic space. We shall study a different aspect of these things today, reminding ourselves, to begin with, that our Earth, like man himself, has passed through different embodiments and will pass through others in times to come. We look back to three previous embodiments of our Earth: to the immediately preceding embodiment which we call the Old Moon (not to be confused with our present moon); then to that of the “Sun”; and still further back to that of “Saturn.” And looking forward we see prophetically that our Earth will be transformed into a “Jupiter,” a “Venus” and a “Vulcan.” These are the successive embodiments of our planet Earth. If you give a little thought to these stages of our Earth's evolution, you will realize that what in occult science we call a “Sun” is—like our present sun—a heavenly body around which a number of planets revolve. When, apart from this, we also speak of a planetary Sun-existence, saying that our Earth itself in an earlier state of evolution, was “Sun,” we imply, in a certain respect, that the sun which is today the centre of our planetary system, was not always a sun. It has advanced, so to speak, to the rank and dignity of a sun in the Cosmos. It was once united with the substances and forces contained in our Earth and then, taking away, as it were, what was the best and most capable of the highest development, it separated from the Earth, leaving us, together with certain forces which were destined for a slower evolution, behind. The Sun took with it certain higher beings and together with these higher beings established itself at the centre of our system. Therefore two stages earlier, what is contained in the sun today had a planetary existence only and it has risen from this to the form of existence belonging to the fixed stars. This will show you what mighty changes in evolution take place in the universe. At the outset, a sun is not a sun. A fixed star has not, from the very beginning, been a fixed star, but has had to pass through the lower school of planetary existence. Now you may quite naturally ask me: What, then, happens when a fixed star evolves to a further stage? As truly as the Sun-existence—a fixed star existence—has risen from a planetary existence, so truly does its evolution proceed to further stages of life in the cosmos. We shall of course understand this evolution still better if we study the further evolution of our Earth. It is true that for a certain period of its cosmic evolution our earth has been separated from the sun. The sun and its beings advance along a more rapid evolutionary path. Our earth and the beings belonging to it take a different course. But these beings, and the earth as a whole, will one day have progressed to the stage where union is again possible with the sun—after a separate existence has enabled them to complete and perfect their present phase of development. For our earth will again unite with the sun. During the stage of Earth-existence itself, the earth will reunite with the sun, just as during the same phase of evolution it separated from the sun. But during the Jupiter-stage there must again be a separation. The earth-beings must again be separated from the sun during the Jupiter-condition. Again there will be a reunion, and during the Venus-condition our earth will be united permanently with the sun, will have been taken up for all time into the sun. During the Vulcan-condition our earth will itself have become a sun within the sun and have contributed something to the sun-evolution, will have added something which, in spite of their higher rank, those beings who have always remained in the sun, could never themselves have achieved. Earth-existence was necessary in order that men might evolve as they have evolved, with a consciousness that alternates between waking and sleeping. This is connected with the separation from the sun. Beings who live always in the sun do not have day and night. The sense-consciousness which we call the clear consciousness of day and which in times to come will evolve into higher conditions, carries with it into the sun-evolution the fruits of experiences connected with the things of outer physical space. In this way the earth-beings give something to the sun, enrich the sun. And out of what is thus acquired on the earth, augmented by what is acquired on the sun, the Vulcan-existence comes into being. This Vulcan-existence is actually a higher condition than that of our present sun-existence. The earth evolves, the sun evolves, until they can unite to constitute the Vulcan-existence. You may ask me: When a planet has evolved in this way to a sun-existence, what does this sun become in the course of further cosmic evolution? When our earth reaches the Venus-condition it will itself have become sun, and all the beings on Venus are sun-beings—actually at a higher stage than the beings of the present sun. What, then, is the further stage of such planetary evolution? The following will seem grotesque, even preposterous, to those whose concepts are rooted in modern astronomy. Nevertheless it is a truth of cosmic evolution that when a planet like our earth has risen to sun-existence, when it has gradually achieved union with the sun and even sun-existence is transcended, there arises, as a still higher stage of evolution, something that in a certain sense you can perceive in the heavens: there arises what we today call a “Zodiac”—it is the stage higher than that of a fixed star. Thus when beings are no longer restricted to the form of existence belonging to a fixed star but have expanded their evolution so powerfully that it extends beyond fixed stars and the fixed stars lie like bodies embedded in it—then a higher stage is reached, the stage of Zodiac-existence. The forces which work from a Zodiac upon a planetary system themselves evolved, in former ages, in a planetary system and have advanced to the stage of a Zodiac. And now cast your minds back to the old Saturn evolution, the first embodiment of our Earth. This Saturn once glimmered, as it were, in cosmic space, as the first herald of the dawn of our planetary existence. You know, too, that on this old Saturn the first germinal inception of our physical body was brought into being. Even at its greatest density this Saturn was not nearly as physically dense as our earth. It was a condition of utmost rarefication. That which today permeates all beings as warmth—known in occultism as “fire”—was the matter of Saturn. We may picture to ourselves that around this Saturn, this first, dawn-condition of our planetary system, there were the constellations of the Zodiac—but not yet as they are today. The single stars composing the Zodiacal constellations around that ancient Saturn were scarcely to be distinguished from each other. They glittered only very faintly, like beams of light streaming out from Saturn. The best way to picture this is to think of ancient Saturn encircled by beams of light, just as our earth is encircled by a Zodiac. And in the course of Earth-evolution itself these light-masses developed into the present star clusters comprised in the Zodiac. So that the Zodiac—to use an abstract expression—has differentiated out of that original ocean of flame. And from what did this ocean of flame itself arise? It arose from the planetary system which preceded our own. Saturn itself was preceded by planetary evolutions in an age which, speaking in the sense of occult astronomy, can by no means be described as “time” as we understand time, for its character was rather different. But for the human mind today the concept is so fabulous that we have no word with which to express it. Speaking in analogy, however, we can say that the forces which preceded our planetary system in an earlier cycle of planetary existence went forth in the light-streams, and out of a small portion of matter gradually gathering together at the centre, this first, dawn-condition of the Earth arose; this was ancient Saturn and the forces contained in the Zodiac radiated down upon it from the cosmic All. Something rather remarkable comes to light when we compare planetary existence with zodiacal existence. The occultist makes use of two words to indicate the difference between them. He says: Everything that is contained in the Zodiac is under the sign of “Duration”; everything that is comprised within planetary existence is under the sign of “Time.” You can get an idea of what this means if you remember that not even the farthest reaches of the mind can conceive of changes having taken place in the Zodiac. Each single planet may have undergone considerable change through long and greatly differing periods of evolution; the forces working in the Zodiac remain, relatively speaking, fixed and permanent. These concepts can, in any case, be only relative. The only difference in these changes of which we can conceive is in respect of the speed. Changes in the Zodiac take place slowly; changes in the planetary world and even in the existence of a fixed star take place rapidly—in comparison, that is to say, with what happens in the Zodiac.—The difference is always relative, only relative. As far as human thinking is concerned, we can say that planetary existence belongs to the sphere of the Finite, whereas Zodiacal existence belongs to the sphere of Infinitude. This, as already said, must be taken in the relative sense, but for the present it is sufficiently accurate. And now I would ask you to pay special attention to the following: What has been achieved in a planetary existence and has become sun, ascends to “heavenly” existence, becomes zodiacal existence. And having reached zodiacal existence, what does it do? It offers itself in sacrifice! Please take account of this particular word. The first dawn-condition of the Earth, ancient Saturn, arose in a mysterious way as the result of sacrifice on the part of the Zodiac. The forces which caused the first, rarefied Saturn-masses to gather together were those which streamed down from the Zodiac, producing on Saturn the first germinal inception of physical man. This continued without cessation. You must not picture it as happening only once. Fundamentally speaking, what is happening continuously is that within what we call a planetary system the forces which evolved to a higher stage after having themselves passed through a planetary system, are sacrificed. We can say in effect: what is at first contained in a planetary system evolves to a “sun” existence, then to zodiacal existence and then has the power to be itself creative, to offer itself in sacrifice within a planetary existence. The forces from the Zodiac “rain” down continuously into the planetary existence and continuously ascend again; for that which at one time became our Zodiac must gradually ascend again. The distribution of forces in our earth existence may be conceived as follows:—on the one side forces are descending from the Zodiac and, on the other, forces are ascending to the Zodiac. Such is the mysterious interplay between the Zodiac and our earth. Forces descend and forces ascend. This is the mysterious “heavenly ladder” upon which forces are descending and ascending. These forces are indicated in various ways in the different scriptures; you find them indicated, too, in Goethe's Faust:
As far as our human understanding goes, these forces began to descend during the Saturn-existence of our Earth and when the Earth-existence proper had reached its middle point, the stage had arrived when they gradually began again to ascend. We have now passed beyond the middle point of our evolution, which fell in the middle of the Atlantean epoch; and what human beings have lived through since then is a phase of existence beyond the middle point. In a certain sense, therefore, we may say that at the present time, more forces are ascending to the Zodiac than are descending from it. When, therefore, you think of the whole Zodiac, you must picture that some of its forces are descending and some are ascending. We think of the forces which are now involved in the ascending line of evolution, collectively, as Aries, Taurus, Gemini, Cancer, Leo, Virgo, Libra—because they actually belong to these constellations. These seven constellations comprise the ascending forces. The descending forces are comprised, approximately speaking, in the five constellations of Scorpio, Sagittarius, Capricorn, Aquarius, Pisces. Thus forces rain down from the Zodiac and ascend again: seven constellations of ascending, five of descending forces. The ascending forces also correspond, in man, to the higher members of his being, to his higher, nobler attributes. The forces which are in the descending phase of evolution have first to pass through man and within him to attain to the stage at which they too can become ascending forces. In this way you will realize that there is interaction between everything in cosmic space, that everything in cosmic space is interconnected, inter-related. But it must never be forgotten that these operations and activities are going on all the time, that they are ever-present. At any given moment in our evolution we can therefore speak of forces which are going forth from man and forces which are coming in; forces are descending and forces are ascending. For all and each of these forces there comes, at some point, the moment when from being descending forces they are transformed into ascending forces. All forces which eventually become ascending forces are at first descending forces. They descend, so to say, as far as man. In man they acquire the power to ascend. At the middle point of its evolution, when our Earth had passed through the three planetary stages of Saturn, Sun, Moon, had reached the fourth planetary condition, having in front of it the stages of Jupiter, Venus and Vulcan (as Earth, therefore, it is midway in the span of its existence)—it had passed through three “life-conditions” (also called “rounds”). It has passed through three of these life-conditions and is now in the fourth; it has passed through three “form-conditions”—the arupic, the rupic, and the astral, leading down to physical existence. Therefore in respect of the “form-conditions,” our Earth is in the middle phase of its evolution. As physical Earth, in the fourth form-condition of the fourth life-condition of the fourth planetary existence it has had upon it three great races: the first, the Polarian race; the second, the Hyperborean race; the third, the Lemurian race. The Atlantean race is the fourth. In the Atlantean race, humanity was in the middle of those phases of evolution of which we are speaking. Since the middle of the Atlantean epoch humanity has passed beyond this middle point. And since the middle of the Atlantean epoch there have begun, for men in general, those conditions in which the ascending forces preponderate. If we were speaking of the proportion of forces descending from and ascending to the Zodiac before the middle of the Atlantean epoch, we should have to say: they were in equal proportion. We should have to speak differently of the conditions then prevailing, enumerating as the ascending forces: Aries, Taurus, Gemini, Cancer, Leo, Virgo—counting Libra with the other descending forces. But something else is connected with all this. You must realize that in speaking of these cosmic processes, we are not speaking of physical or etheric bodies but of beings in-dwelling the several heavenly bodies. When we speak of man in terms of Spiritual Science we say that the whole man—and we think of man only in this sense—is a seven-fold being, consisting of physical body, etheric body, astral body, ego, spirit-self, life-spirit, spirit-man. His development is not yet complete but will be when his sevenfold being has fully developed. But in the great cosmic All there are beings other than man, beings of a different nature. There are, for example, beings in the cosmos of whom we cannot say that, like man, they have the physical body as one of their members. There are beings of whom we must speak differently. The members of which man is composed can be enumerated as follows:
Now there are beings whose lowest member is the etheric body; they too are sevenfold, having an eighth member, higher than spirit-man. We begin to enumerate thus: etheric body, astral body, and so forth, finishing with a member above our spirit-man (Atma). There are other beings whose lowest member is the astral body; above spirit-man they have an eighth and yet a ninth member. Again there are beings whose lowest member is the ‘I,’ the ego, and who therefore have not a physical nor an etheric nor an astral body in our sense but whose Ego streams outwards without the three sheaths. They are therefore beings who send forth ‘Egos’ in all directions. These Beings have an eighth, a ninth, and a tenth member; they are described in the Apocalypse as beings who are “full of eyes”. Then there are beings in whom spirit-self (Manas) is the lowest member. They have yet an eleventh member. And finally there are beings whose lowest member is the life-spirit and who have yet a twelfth member. You must therefore think of beings who, just as man's lowest member is a physical body, have life-spirit (Budhi) as their lowest member and above, a highest member best designated by the number 12. These are most sublime beings, far transcending everything that man is able to conceive. How is it possible to form any kind of idea of these most wonderful, most sublime beings? When we try to characterize man, in one aspect, it is obvious that with respect to the universe, he is a being who receives. The things and beings of the world are outspread around you; you perceive them, you form concepts of them. Just imagine that the world around you were empty, or dark. You could have no perceptions, nor would there be anything of which you could form concepts. You have to rely upon receiving from outside the content of your inner world. It is characteristic of man that he is a being who receives; he receives the content of his soul-life, his inner life, from outside; things must exist in the world if his soul is to have content. The nature of man's etheric body is such that it could experience nothing in itself were it not beholden to the whole surrounding universe for all experiences, for everything that enters into it. These beings of whom I have just told you, who have life-spirit as their lowest member, are in an entirely different position. In respect of their life, these beings are not dependent upon receiving anything from outside; they are “givers,” they are themselves creative. You know from what I have often told you, that the ‘I,’ the ego, works in the etheric body and that ‘Budhi’ is nothing else than a transformed etheric body. In respect of substance, therefore, the life-spirit too is an ether body. The twelfth member of these sublime beings is also an ‘ether body’ but one which pours forth life, which works in the world in such a way that it does not receive life but gives it forth, offers life in perpetual sacrifice. And now let us ask: Can we conceive of a being who is in any way connected with us and who radiates life into our universe? Is it possible to conceive of life that is perpetually streaming into the world, imbuing the world with life? Let us think for a moment of what was said at the beginning of the lecture, namely that there are ascending and descending forces—forces that are ascending to the Zodiac and forces that are descending from the Zodiac. How has man reached a position which makes it possible for something to stream from within him? What has happened to man that enables something to stream forth from him? He has reached this position because his ego, after long, long preparation, has steadily unfolded and developed. This I, this ego, has been in course of preparation for long, long ages. For truth to tell, the object of all existence in the Saturn-condition, the Sun-condition and the Moon-condition when the sheaths into which the I was to be received were produced—was to prepare for the I. In those earlier conditions, other beings created the dwelling-place for the I. Now, on the earth, the dwelling-place was at the stage where the I could take root in man and from then onwards the I began to work upon the outer, bodily sheaths from within. The fact that the ego is able to work from within has also brought about a surplus, a surplus of ascending forces; there was no longer a state of parity. Before the ego was able to work within man, the ascending forces gradually evolved until the middle point had been reached; and when the, ego actually entered into man the ascending and the descending forces had reached the stage where they were in ‘balance.’ At the entry of the ego, the ascending and the descending forces were in balance and it rests with man to turn the scales in the right direction. That is why the occultists have called the constellation which was entered at the time when the ego itself began to operate, the ‘Balance’ (Libra). Up to the end of Virgo, preparation was being made for the deeds of the ego in our planetary evolution, but the ego had not itself begun to work. When Libra had been reached the ego itself began to participate and this was a most important moment in its evolution. Just think what it means that the ego had reached this stage of evolution: From then on it was possible for the ego to participate in the work of the forces belonging to the Zodiac, to reach into the Zodiac. The more the ego strives for the highest point of its evolution, the more it works into the Zodiac. There is nothing that happens in the innermost core of the ego that has not its consequences right up to the very Zodiac. And inasmuch as man with his ego lays the foundations for his development to Atma, or spirit-man, he develops, stage by stage, the forces which enable him to work upwards into the sphere of Libra, the Balance, in the Zodiac. He will attain full power over Libra in the Zodiac when his ego has developed to Atma, or spirit-man. He will then be a being from whom something streams out, who has passed out of the sphere of Time into the sphere of Duration, of Eternity. Such is the path of man. But there are other beings whose lowest sphere of operation is man's highest. Let us try to conceive of these beings whose lowest sphere of operation is man's highest (Libra in the Zodiac). When we relate man to the Zodiac, he reaches to Libra. The Being whose innermost nature belongs wholly to the Zodiac, whose forces belong wholly to the Zodiac, who only manifests in planetary life through his lowest member, which corresponds to Libra (as man's lowest member corresponds to Pisces)—this is the Being who spreads life throughout the whole of our universe: Just as man receives life into himself, so does this Being radiate life through the whole of our universe. This is the Being Who has the power to make the great sacrifice and Who is inscribed in the Zodiac as the Being Who for the sake of our world offers Himself in sacrifice. Just as man strives upwards into the Zodiac, so does this Being send us His sacrificial gift from Aries—which is related to Him as Libra is related to man. And just as man turns his ego upwards to Libra, so does this Being radiate His very Self over our sphere in sacrifice. This Being is called the “Mystical Lamb,” for Lamb and Aries are the same; therefore the description ‘Sacrificial Lamb’ or ‘Ram’ is given to Christ. Christ belongs to the cosmos as a whole. His I, his Ego, reaches to Aries and thus He becomes Himself the “Great Sacrifice,” is related with the whole of mankind and in a certain sense the beings and forces present on the earth are His creations. The configuration of forces is such that He could become the Creator of these beings in the constellation of Aries, or the Lamb. The designation “Sacrificial Lamb” or “Mystical Lamb” is drawn from the heavens themselves. This is one of the aspects revealed to us when from our circumscribed existence we look up into the heavens and perceive the interworking of heavenly forces and beings in cosmic space. Gradually we begin to realize that the forces streaming from heavenly body to heavenly body are akin to those forces which stream from one human soul to another as love and hate. We perceive soul-forces streaming from star to star and learn to recognize the heavenly script which records for us what is wrought and effected by those forces in cosmic space. |
59. Metamorphoses of the Soul: Paths of Experience II: The Mission of Art
12 May 1910, Berlin Tr. Charles Davy, Christoph von Arnim Rudolf Steiner |
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While in the East men remained for a long time without an ego-feeling, in these regions of Europe there were people in whom the ego-feeling was particularly strong because they had lost the old clairvoyance. |
Having originated in the remote past, when human consciousness was devoid of ego-feeling, with Dante, art reached the stage of embracing individual man, so that the ego itself became a world. |
Poetry came from the spiritual world and entered the human ego; with Dante it took hold of the ego at the deepest level of the inner life. With Goethe we see the ego going forth from itself again and finding its way to the spiritual world. |
59. Metamorphoses of the Soul: Paths of Experience II: The Mission of Art
12 May 1910, Berlin Tr. Charles Davy, Christoph von Arnim Rudolf Steiner |
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This last lecture of the winter series will be devoted to that realm in the life of the soul which has been enriched by so many of the greatest treasures that spring from man's inner life. We will consider the nature and significance of art in the evolution of mankind. Since the field is so wide, we will confine ourselves to the art of poetry, and you will understand that we have time to consider only the highest achievements of the human spirit in this realm. Now someone might say: “The lectures this winter have been concerned with various aspects of the human soul, and their central purpose has been to seek for truth and knowledge in relation to the spiritual world—what have these studies to do with the human activities which strive, above all, to give expression to the element of beauty?” And in our time it would be easy to take the view that everything connected with truth and cognition should be kept far, far apart from the aims of artistic work. A widely prevalent belief today is that science in all its branches must be subject to strict rules of logic and experiment, whereas artistic work follows the spontaneous promptings of the heart and the imagination. Many of our contemporaries, accordingly, would say that truth and beauty have nothing in common. And yet, the great leaders in the realm of artistic creation have always felt that true art should flow from the same deep sources in the being of man as do knowledge and cognition. To take one example, only, we will turn to Goethe, a seeker both for beauty and for truth. As a young man he strove by all possible means to acquire knowledge of the world and to find answers to the great riddles of existence. Before the time of his journey to Italy, which was to take him to a country enshrining longed-for ideals, he had pursued his search for truth, together with his Weimar friends, by studying, for example, the philosopher Spinoza,59 who sought to find a uniform substance in all the phenomena of life. Spinoza's dissertations on the idea of God made a deep impression on Goethe. Together with Merck60 and other friends he believed he could hear in Spinoza something like a voice which spoke through all surrounding phenomena and seemed to give intimations concerning the sources of existence—an idea which could appease in some way his Faustian aspirations. But Goethe's soul was too richly endowed for him to gain from a conceptual analysis of Spinoza's works a satisfying picture of truth and knowledge. What he felt about this, and what his heart longed for, will emerge most clearly if we accompany him on his travels in Italy where he beheld great works of art and caught in them an echo of the art of antiquity. In their presence he experienced the feeling he had hoped in vain to draw from the ideas of Spinoza. Thus he wrote to his friends in Weimar: “One thing is certain: the ancient artists had as much knowledge of Nature, and as sure an idea of what can be represented and of how it should be done, as Homer himself. Unfortunately, works of art of the highest order are all too few. But when one contemplates them, one's only desire is to get to know them rightly and then to depart in peace. These supreme works of art have been created by men as the highest products of Nature in accordance with true natural laws. Everything arbitrary or merely fanciful falls away; there is necessity, there is God.”61 Goethe believed he could discern that the great artists who had created works of art of this high order had drawn them out of their souls in accordance with the same laws that Nature herself had followed. This can mean only that in Goethe's view of the laws of Nature, which operate in the mineral, plant and animal kingdoms, are raised to a new level and gain new strength in the human soul, so that they come to full expression in the soul's creative powers. Goethe felt that in these works of art the laws of Nature were operative again and thus he wrote to his Weimar friends: “Everything arbitrary or merely fanciful falls away; there is necessity, there is God.” At such moments, Goethe's heart is stirred by the recognition that art in its highest manifestations comes from the same sources as do knowledge and cognition, and we realise how deeply Goethe felt this to be true when he declares: “Beauty is a manifestation of Nature's secret laws, which would otherwise remain forever hidden.”62 Thus Goethe sees in art a revelation of Nature's laws, which in its own language confirms the findings of cognition in other fields of investigation. If now we turn from Goethe to a modern personality who also sought to invest art with a mission and to bestow on mankind, through art, something related to the sources of existence—if we turn to Richard Wagner, we find in his writings, where he tries to clarify for himself the nature and significance of artistic creation, many similar indications of the inner relationships between truth and beauty, cognition and art. In writing of Beethoven's Ninth Symphony, for example, he says that these sounds convey something like a revelation from another world something quite different from anything we can grasp in merely rational or logical terms.63 Of these revelations through art, one thing at least can be said with certainty. They act upon the soul with convincing power and permeate our feeling with a conviction of their truth, in face of which all merely rational or logical considerations are powerless. Again, in writing about symphonic music, Wagner says that something resounds from it as though its instruments were an organ for revealing the feelings that went into the primal act of creation, when chaos was ordered and harmonised, long before any human heart was there to echo those feelings. Thus in the revelations of art Wagner saw a mysterious truth that could stand on an equal footing with knowledge gained by the intellect. Something else may be added here. When we make acquaintance with great works of art in the sense of spiritual science, we feel that they communicate their own revelation concerning man's search for truth, and the spiritual scientist feels himself inwardly related to this message. Indeed, it is no exaggeration to say that he feels more closely related to it than he does to many of the so-called spiritual revelations that people accept so light-heartedly today. How is it, then, that truly artistic personalities attribute to art a mission of this kind, while the spiritual scientist feels his heart so strongly drawn to these mysterious revelations of great art? We will approach an answer to this question by bringing together many things that have come before our souls during these winter lectures. If we are to study the significance and task of art from this point of view, we must not go by human opinions or the quibblings of the intellect. We must consider the development of art in relation to the evolution of man and the world. We will let art itself speak to us of its significance for mankind. If we wish to trace the beginnings of art, as it first appears among men in the guise of poetry, then according to ordinary ideas we have to go back very far indeed. Here we will go back only as far as the extant documents can take us. We will go back to a figure often regarded as legendary—to Homer, the originator of Greek poetry, whose work has come down to us in the two great epics, the Iliad and the Odyssey. Whoever was the author—or authors, for we will not go into that question today—of these two poems, the remarkable thing is that both poems begin on a quite impersonal note: With those words the Iliad, the first Homeric poem, begins and
are the opening words of the second Homeric poem, the Odyssey. The author thus wishes to indicate that he is indebted to a higher power for his verses, and we need only a little understanding of Homer to realise that for him this higher power was not a symbol but a real, objective Being. If this invocation to the Muse means nothing to modern readers, this is because they no longer have the experiences from which a poem as impersonal as Homer's could derive. And if we are to understand this impersonal element in early Western poetry, we must ask: What preceded it? Whence did it arise? In speaking of human evolution, we have often emphasised that in the course of millennia the powers of the human soul have changed. In the far-distant past, beyond the reach of external history but open to spiritual-scientific investigation, human souls were endowed with a primitive dreamy clairvoyance. In times before men were so deeply embedded in material existence as they came to be later on, they perceived the spiritual world as a reality all around them. We have pointed out also that the ancient clairvoyance was different from the trained, conscious clairvoyance that can be attained today, for this is bound up with the existence of a firm centre in the life of the soul, whereby a man takes hold of himself as an ego. This ego-feeling, as we now have it after its gradual development through long ages, was not present in the far-distant past. But for this very reason, because man lacked this inner centre, his spiritual senses were open and with his dreamy, ego-less clairvoyance he looked into the spiritual world from which his true inner being had emerged in the primal past. Powerful pictures, like dream-pictures, of the forces behind our physical existence came before his soul. In this spiritual world he saw his gods, he saw the actions and events that were played out among them. And present-day research is quite wrong in supposing that the sagas of the gods, found in various forms in different countries, were the product merely of popular fantasy. If it is thought that in the remote past the human soul functioned just as it does today, except that it was more prone to imagine things, including the imaginary gods of the sagas that is sheer fantasy and it is those who believe it who are imagining things. For people in that remote past, the events described in their mythologies were realities. Myths, sagas, even fairy-tales and legends, were born from a primeval faculty in the human soul. This is connected with the fact that man had not yet acquired the firm central point in his soul which now enables him to live within himself and in possession of himself. In the far past he could not shut himself up in his ego, within the narrow boundaries of his soul, separated from his environment, as he came to do later on. He lived in his environment, feeling that he belonged to it, whereas a modern man feels that he stands apart from it. And just as man today can feel in his bodily organism the inflow and outflow of the physical strength he needs to sustain his life, so primeval man, with his clairvoyant consciousness, was aware of spiritual forces flowing in and out of him, so that he lived in inward reciprocity with the forces of the great world; and he could say: “When something takes place in my soul, when I think, feel or will, I am not a separate being. I am open to forces from the beings who come before my inward sight. By sending their forces into me, they stimulate me to think and feel and will. “That was the experience of man when he was still embedded in the spiritual world. He felt that spiritual powers were active in his thinking, and that when he accomplished anything, divine-spiritual powers had poured into him their willing and their purpose. In those primeval times, man felt himself to be a vessel through which spiritual powers expressed themselves. Here we are looking back to a period far away in the past, but this period extended, through all sorts of intermediate stages, right up to the time of Homer. It is not difficult to discern how Homer was giving continued expression to the primeval consciousness of mankind: we need only look at some features of the Iliad. Homer describes a great armed struggle between the Greeks and the Trojans, but how does he do this? What did the struggle signify for the Greeks of that time? Although Homer may not start out from this aspect, there was more in this struggle than the antagonism generated by the passions, desires and ideas which stem from the human ego. Was it merely the personal and tribal emotions of Trojans and Greeks that clashed in this fighting? No! The legend which provides a connecting link between primeval and Homeric consciousness tells how three goddesses, Hera, Pallas Athene and Aphrodite, competed at a festival for the prize of beauty, and how a human connoisseur of beauty, Paris, son of the king of Troy, was appointed to judge the contest. Paris gave the prize to Aphrodite, who had promised him the most beautiful woman in the world for his wife. The woman was Helen, wife of king Menelaus of Sparta. In order to gain possession of Helen, Paris had to abduct her by force. In revenge for this outrage, the Greeks armed themselves for war against the Trojans, whose country lay on the far side of the Aegean sea, and it was there that the struggle was fought out. Why did human passions flare up in this way, and why did all the events described by Homer's Muse take place? Were they merely physical events in the human world? No. Through the consciousness of the Greeks we see depicted the antagonism of the goddesses behind the strife of men. A Greek of that time could have said: “I cannot find in the physical world the causes which have brought human beings into violent conflict. I must look up to a higher realm, where the gods and their powers are set against one another.” The divine powers, as they were seen at the time in the images which we have just described, were actively involved in human conflicts. Thus we see the first great work of poetic art, Homer's Iliad, growing out of the primeval consciousness of mankind. In Homer we find presented in metrical form, from the standpoint of a later consciousness, an echo of the clairvoyant vision which came naturally to primeval humanity. And it is precisely in this Homeric period that we must look for the first time when clairvoyant consciousness came to an end for the Greek people, and only an echo of it remained. A primeval man would have said: “I can see my gods battling in the spiritual world, which lies open to my clairvoyant consciousness.” In Homeric times this was no longer possible, but a living memory of it endured. And just as primeval man had felt inspired by the divine worlds wherein he had his being, so the author of the Homeric epics felt the same divine forces holding sway in his soul. Hence he could say: “The Muse that inspires me inwardly is speaking.” Thus the Homeric poems are directly connected with primeval myths, if these are rightly understood. From this point of view, we can see arising in Homer's poetic imagination something like a substitute for the old clairvoyance. The ruling cosmic powers withdrew direct clairvoyant vision from man, and gave him, instead, something that could live similarly in the soul and could endow it with formative power. Poetic imagination is compensation for the loss of ancient clairvoyance. Now let us recall something else. In the lecture on Conscience we saw that the withdrawal of the old clairvoyance occurred in quite different ways and at different times in various countries. In the East the old clairvoyance persisted up to a relatively late date. Over towards the West, among the peoples of Europe, clairvoyant faculties were less widely present. In the latter peoples, a strong ego-feeling came to the fore while other soul-powers and faculties were still relatively undeveloped. This ego-feeling emerged in the most varied ways in different parts of Europe—differently between North and West, and notably different in the South. In pre-Christian times it developed most intensively in Sicily and Italy. While in the East men remained for a long time without an ego-feeling, in these regions of Europe there were people in whom the ego-feeling was particularly strong because they had lost the old clairvoyance. In the proportion that the spiritual world withdraws externally from man does his inward ego-feeling light up. Hence there was bound to be a great difference at certain times between the souls of the Asiatic peoples and the souls living in the parts of Europe we are concerned with here. Over there in Asia we see how the cosmic mysteries still rise before the soul in great dream-pictures, and how man can witness the deeds of the gods as they unroll externally before his spiritual eye. And in that, which such a man can relate, we can discern something like a primeval account of the spiritual facts underlying the world. When the old clairvoyance was succeeded in Asia by the substitute for it, imagination, this gave rise especially to visionary symbols in picture form. Among the Western peoples, in Italy and Sicily, a different faculty, arising from a firmly-grounded ego, produced a kind of excess of strength, an enthusiasm that broke forth from the soul, unaccompanied by any direct spiritual vision but inspired by a longing to reach up to things unseen. Here, therefore, we find no recounting of the deeds of the gods, for these were no longer evident. But when with ardent devotion, expressed in speech and song, the soul aspired to the heights it could only long for, primitive prayer and chant were born, addressed to powers which could not now be seen after the waning of old clairvoyant consciousness. In Greece, the intermediate country, the two worlds meet. There we find men who are stimulated from both sides. Pictorial vision comes from the East; from the West comes the enthusiasm which inspires devotional hymns to the unseen divine-spiritual powers. This intermingling of the two streams in Greek culture made possible a continuation from Homeric poetry, which we can locate in the 8th or 9th century B.C., to the works of Aeschylus, three or four hundred years later. Aeschylus comes before us as a personality who was certainly not open to the full power of Eastern vision, the convincing power we find in Homer as an echo of the old clairvoyant vision of the deeds of the gods and their effect on mankind. This echo was always very weak, and in Aeschylus so weak that he came to feel a kind of unbelief in the pictorial visions of the world of the gods that ancient clairvoyance had brought to men. Homer, we find, knew very well that human consciousness had once been open to these visions of the divine-spiritual powers which stand behind the interplay of human passions and emotions in the physical world. Homer, accordingly, does not describe merely a human conflict. Zeus and Apollo intervene where human passions are involved, and their influence is apparent in the course of events. The gods are a reality which the poet brings into his poem. How different it all is with Aeschylus. The stream of influence from the West, with its emphasis on the human ego and the inward isolation of the human soul, had a particularly strong effect on him. For this reason he was the first dramatist to portray man as acting from out of his ego and beginning to release his consciousness from the inflow of divine powers. In Aeschylus, in place of the gods we find in Homer, the independent man of action appears, though still at an initial stage. As a dramatist, Aeschylus puts this kind of man at the centre of things. The epic had to emerge under the influence of the pictorial imagination that came from the East, while Western influence, with its emphasis on the personal ego, gave rise to drama, wherein the man of action is the central character. Let us take, for example, Orestes, who is guilty of matricide and as a consequence sees the Furies. Yes, that is still Homer: things do not pass away so quickly. Aeschylus is still aware that the gods were once visible in picture form, but he is very near to giving up that belief. It is characteristic that Apollo, who in Homer acts with full power, incites Orestes to kill his mother, but after this no longer has right on his side. The human ego begins to stir in Orestes, and we are shown that it gains the upper hand. The verdict goes against Apollo, he is repudiated, and we see that his power over Orestes is no longer complete. Aeschylus was thus the right and proper poet to dramatise the figure of Prometheus, the divine hero who titanically opposes the might of the gods and represents the liberation of mankind from them. Thus we see how the awakening ego-feeling from the West mingles in the soul of Aeschylus with memories of the pictorial imagination of the East, and how from this conjunction drama was born. And it is decidedly interesting to find that tradition wonderfully confirms the findings derived entirely from spiritual-scientific research. One remarkable tradition partly acquits Aeschylus of the charge that he had betrayed certain secrets of the Mysteries; he replied that he could not have done so, for he had not been initiated into the Eleusinian Mysteries. It certainly never was his intention to present anything derived from temple secrets, from which Homer's poems had originated. In fact, he stood somewhat apart from the Mysteries. On the other hand, the story goes that at Syracuse, in Sicily, he had gained knowledge of secrets connected with the emergence of the human ego. This emergence took a particular form in regions where the Orphic devotees cultivated the older form of ode, the hymn, addressed to the divine-spiritual worlds that could no more be seen but only aspired to. In this way art took a step forward. We see it emerging naturally from ancient truths and finding its way to the human ego. Inasmuch as man, after living predominantly in the outer world, took possession of his own inner life, the figures in the Homeric poems became the dramatic characters of Aeschylus; and so, side by side with the epic, drama arose. Thus we see primeval truths living on in another form in art, and the achievements of ancient clairvoyance reproduced by poetic imagination. And whatever was preserved from ancient times by art was applied to the human personality, to the ego becoming aware of itself. Now we will take an immense step forward in time—on to the 13th and 14th centuries of the Christian era. Here we encounter the great mediaeval personality who leads us so impressively to the region which the human ego can reach when, by its own endeavours, it ascends to the divine-spiritual world. We come to Dante, whose Divine Comedy (1472) was read and re-read by Goethe. It affected him so strongly that when an acquaintance sent him a new translation of it, he wrote his thanks to the sender in verse:
How did art progress from Aeschylus to Dante? How does Dante bring before us a divine-spiritual world once again? How does Dante lead us through its three stages, Inferno, Purgatory and Heaven—the worlds which lie behind our physical existence? Here we can see how the fundamental spiritual impulse that guides human evolution has continued to work in the same direction. Aeschylus, quite clearly, is still in touch with spiritual powers. Prometheus is confronted by the gods, Zeus, Hermes and so on, and this applies also to Agamemnon. In all this we can discern an echo of the ancient clairvoyance. With Dante it is quite different. He shows us how, solely through immersing himself in his own soul, developing the forces slumbering there and overcoming all the obstacles to this development, he was able, as he says, in “the middle of life”—which means his thirty-fifth year—to gaze into the spiritual world. Where as men endowed with the old clairvoyance directed their gaze to their spiritual environment, and whereas Aeschylus still reckoned with the old divinities, in Dante we see a poet who goes down into his own soul and remains entirely within his personality and its inner secrets. By pursuing this path of personal development he enters the spiritual world, and is thus able to present it in the powerful pictures we find in the Divine Comedy. Here the soul of Dante is quite alone with his personality; he is not concerned with external revelations. No one can imagine that Dante could have taken over from tradition the findings of the old clairvoyance. Dante relies on the inner development that was possible in the Middle Ages, with the strength of human personality as its only aid; and he brings before us in visionary pictures something often emphasised here—that a man has to master everything that clouds or darkens his clairvoyant sight. Whereas the Greeks still saw realities in the spiritual world, Dante here sees pictures only—pictures of the soul-forces which have to be overcome. Such are those lower forces of the sentient soul, the intellectual soul and the consciousness soul which tend to hold the ego back from higher stages of development. The good, opposite forces were already indicated by Plato: wisdom for the consciousness soul, self-reliant courage for the intellectual soul, moderation for the sentient-soul. When the ego goes through a development which enlists these good forces, it comes gradually to higher soul experience which lead into the spiritual world; but the hindrances must first be overcome. Moderation works against intemperance and greed, and Dante shows how this shadow-side of the sentient soul can be met and mastered. He depicts it as a she-wolf. We are then shown how the shadow-side of the intellectual soul, senseless aggression, depicted as a lion, can be overcome by its corresponding virtue, self-reliant courage. Finally we come to wisdom, the virtue of the consciousness soul. Wisdom which fails to strive towards the heights, but applies itself to the world in the form of mere shrewdness and cunning, is pictured as a lynx. The “lynx-eyes” are not the eyes of wisdom, able to gaze into the spiritual world, but eyes focused only on the world of the senses. After Dante has shown how he guards against the forces which hinder inner development, he describes how he ascends into the world which lies behind physical existence. In Dante we have a man who relies upon himself, searches within himself, and draws from out of himself the forces which lead into the spiritual world. With him, poetry takes closer hold of the human soul and becomes more intimately related to the human ego. Homer's characters are woven into the doings of the divine-spiritual powers, as indeed Homer felt himself to be, so that he says: “Let the Muse sing the story I have to tell.” Dante, alone with his soul, knows that the forces which will lead him into the spiritual world must be drawn from within himself. We can see how it becomes less and less possible for imagination to depend on external influences. A small fact will show that on this point we are concerned not with mere opinions but with forces deeply rooted in the human soul. Gottlieb Friedrich Klopstock65 was a deeply religious man and a profounder spirit even than Homer. He wished to write a sacred epic poem, with the conscious intention of doing for modern times what Homer did for antiquity. He sought to revive Homer's manner, but without being untrue to himself. Hence he could not say, “Sing for me, O Muse,” but had to open his Messias with the words: “Sing, immortal soul, of the redemption of sinful man.” Thus we see how progress in artistic creation does indeed occur among men. Now let us take a further giant stride over several centuries, from Dante to another great poet, Shakespeare. Here again we see a remarkable step forward in the sense of a progression. We are not concerned with criticism of Shakespeare or with setting one poet above another, but solely with facts that point to a necessary, legitimate advance. What was it about Dante that specially impressed us? He stands there by himself, with his own revelations of the spiritual world, and describes the great experience that came to him from within his own soul. Can you imagine that Dante would have given so effective expression to the truth as he saw it if he had described his visions five or six times over in various ways? Do you not feel that the world into which Dante has transposed himself is such that it can be described once only? That is indeed what Dante did. The world he describes is the world of one man at the moment when he feels himself to be at one with what the spiritual world is for him. Hence we must say: Dante immerses himself in the element of human personality, and in such a way that it remains his own. And he sets himself to traverse this human-personal aspect from all sides. Shakespeare, on the other hand, creates an abundance of all possible characters—a Lear, Hamlet, Cordelia, Desdemona; but we have no direct perception of anything divine behind these characters, when the spiritual eye beholds them in the physical world, with their purely human qualities and impulses. We look only for what comes directly from their souls in the form of thinking, feeling and willing. They are all distinct individuals, but can we recognise Shakespeare himself in them, in the way that Dante is always Dante when he immerses himself in his own personality? No—Shakespeare has taken another step forward. He penetrates still further into the personal element, but not only into one personality but into a wide variety of personalities. Shakespeare denies himself whenever he describes Lear, Hamlet and so on; he is never tempted into presenting his own ideas, for as Shakespeare he is completely blotted out; he lives entirely in the various characters he creates. The experiences described by Dante are those of one person; Shakespeare shows us impulses arising from the inner ego in the widest diversity of characters. Dante's starting-point is human personality; he remains within it and from there he explores the spiritual world. Shakespeare has gone a step further: he, too, starts from his own personality and slips into the individuals he portrays; he is wholly immersed in them. It is not his own soul-life that he dramatises, but the lives of the characters in the outer world that he presents on the stage, and they are all depicted as independent persons with their own motives and aims. Thus we can see here, again, how the evolution of art proceeds. Having originated in the remote past, when human consciousness was devoid of ego-feeling, with Dante, art reached the stage of embracing individual man, so that the ego itself became a world. With Shakespeare, it expanded so far that other egos became the poet's world. For this step to be possible, art had to leave the spiritual heights from which it had sprung and descend into the actualities of physical existence. And this is just what we can see happening when we pass on from Dante to Shakespeare. Let us try to compare Dante and Shakespeare from this point of view. Superficial critics may reproach Dante for being a didactic poet. Anyone who understands Dante and can respond to the whole range and richness of his work will feel that his greatness derives precisely from the fact that all the wisdom and philosophy of the Middle Ages speak from his soul. And for the development of such a soul, endowed with Dante's poetic power, the totality of mediaeval wisdom was a necessary foundation. Its influence worked first on Dante's soul and was again evident, later on, in the expansion of his personality into a world. We cannot properly understand or appreciate Dante's poetic creation unless we are familiar with the heights of mediaeval spiritual life. Only then can we come to appreciate the depths and subtleties of his achievement. Certainly, Dante took one step downwards. He sought to bring the spiritual down to lower levels, and this he did by writing in the vernacular, not in Latin as some of his predecessors had done. He ascends to the loftiest heights of spiritual life, but descends into the physical world as far as the vernacular of his place and time. Shakespeare descends still further. The origin of his great poetic characters is nowadays the subject of all sorts of fanciful speculation, but if we are to understand this descent of poetry into the everyday world—still often looked down on by the highly placed—we must bear in mind the following facts. We must picture a small theatre in what was then a suburb of London, where plays were produced by actors who, except for Shakespeare, would not be rated highly today. Who went to this theatre? The lower orders. It was more fashionable in those days to patronise cockfights and other similar spectacles than to go to this theatre, where people ate and drank and threw eggshells to mark their disapproval and overflowed on to the stage itself, so that the players acted in the midst of their audience. Thus it was before a very low-class London public that these plays were first performed, although many people today fondly imagine that from the first they were acclaimed in the highest circles of cultural life. At best, unmarried sons, who allowed themselves to visit certain obscure resorts in disguise, would go now and then to this theatre, but for respectable people it would have been highly improper. Hence we can see that poetry came down into a realm of the most unsophisticated feelings. Nothing human was alien to the genius who stood behind Shakespeare's plays and the characters in them. So it happened—in respect even of external details—that art, after having been a narrow stream flowing on high levels, descended into the world of ordinary humanity and broadened into a wide stream running through the midst of everyday life. And anyone who looks more deeply into this will see how necessary it was that a lofty spiritual stream should be brought down to lower levels in order that such vital figures as Shakespeare's highly individual characters should appear. Now we will move on to times nearer our own—to Goethe. We will try to connect him with his own creation—the figure of Faust, in whom were embodied all his ideals, endeavours and renunciations during the sixty years he worked on his masterpiece. Everything he experienced in his innermost soul in the course of his rich life, while he climbed from stage to stage of knowledge in his search for higher answers to the riddles of the world—all this is merged in the figure of Faust that we encounter today. What sort of figure is he in the context of Goethe's poetic drama? Of Dante we can say that what he describes is portrayed as the fruit of his own vision. Goethe had no such vision: he makes no claim to having had a special revelation at a particularly solemn time, as Dante does with regard to the Divine Comedy. Everywhere in Faust Goethe shows that he has worked inwardly on what he presents. And whereas the experiences that came to Dante could be described only in his own one-sided way, Goethe's experiences were no less individual but they were translated into the objective character of Faust. Dante gives us his most intimate personal experience; Goethe, too, had personal experiences, but the actions and sufferings of Faust are not those of Goethe's life. They are free poetic transformation of what Goethe had experienced in his own soul. While Dante can be identified with his Divine Comedy, it would take almost a literary historian to identify Goethe with Faust. Faust is an individual character, but we cannot imagine that an array of Faust-like figures could have been created, as numerous as the characters created by Shakespeare. The ego depicted by Goethe in his Faust can be created once only. Besides Hamlet, Shakespeare created Lear, Othello, and so on. Goethe, it is true, also wrote Tasso and Iphigenia, but the difference between them and Faust is obvious. Faust is not Goethe; fundamentally he is every-man. He embodies Goethe's deepest longings, but as a poetic figure his is entirely detached from Goethe's own personality. Dante brings before us the vision of one man, himself; Faust is a character who in a certain sense lives in each one of us. This marks a further advance for poetry up to Goethe. Shakespeare could create characters so individualised that he immersed himself in them and enabled each one of them to speak with a distinctive voice. Goethe creates in Faust an individualised figure, but Faust is not a single individual; he is every-man. Shakespeare entered into the soul-natures of Lear, Othello, Hamlet, Cordelia and so on. Goethe entered into the highest human element in all men. Hence he creates a representative character relevant to all men. And this character detaches himself from Goethe's personality as a poet, and stands before us as a real objective figure in the outer world. Here is a further advance of art along the path we have outlined. Starting from the direct spiritual perception of a higher world, art takes hold of man's inner life to an ever-increasing degree. It does so most intimately when—as with Dante—a man is dealing with himself alone. In Shakespeare's plays the ego goes out from this inwardness and enters other souls. With Goethe, the ego goes out and immerses itself in the soul-life of every-man, typified by Faust. And because the ego is able to go out from itself and understand other souls only if it develops its own soul-powers and sinks itself in another's spirituality, so it is in line with the continued advance in artistic creation that Goethe should have been led to depict not only physical acts and experiences in the outer world, but also the spiritual events that everyone can experience if he opens his ego to the spiritual world. Poetry came from the spiritual world and entered the human ego; with Dante it took hold of the ego at the deepest level of the inner life. With Goethe we see the ego going forth from itself again and finding its way to the spiritual world. The spiritual experiences of ancient humanity are reflected in the Iliad and the Odyssey; and in Goethe's Faust the spiritual world comes forth again and stands before man. That is how we should respond to the great final tableau in Faust, where man, after having descended into the depths, works his way up again by developing his inner forces until the spiritual world stands open to him once more. It is like a chorus of primal tones, but ever-renewed in ever-advancing forms. From the imperishable spiritual world resounds the imagination, bestowed on man as a substitute for spiritual vision and given form in the perishable creations of human genius. Out of the imperishable were born the perishable poetic figures created by Homer and Aeschylus. Once more poetry ascends from the perishable to the imperishable, and in the mystical chorus at the very end of Faust we hear:
And so, as Goethe shows us, the power of man's spirit ascends from the physical world into the spiritual world again. We have seen artistic consciousness advance with great strides through the world and in representative poets. Art emerges from the spiritual, its original source of knowledge. Spiritual vision withdraws more and more in proportion as the sense-world commands ever-wider attention, thereby stimulating the development of the ego. Human consciousness follows the course of world evolution and so has to make the journey from the spiritual world to the world of the ego and the senses. If man were to study the world of the senses only through the eyes of external science, he would come to understand it only intellectually in scientific terms. But in place of clairvoyance, when this passes away, he is granted imagination, which creates for him a kind of shadowy reflection of what he can no longer perceive. Imagination has had to follow the same path as man, entering eventually into his self-awareness, as with Dante. But the threads that link humanity to the spiritual world can never break, not even when art descends into the isolation of the human ego. Man takes imagination with him on his way; and when Faust appears, we see the spiritual world created anew out of imagination. Thus Goethe's Faust stands at the beginning of an epoch during which man is to re-enter the spiritual world where art originated. And so the mission of art, for all those who cannot reach the spiritual world through higher training, is to spin the threads that will link the spirituality of the far-distant past with the spirituality of the future. Art has indeed already advanced so far that it can give a view of the spiritual world in imagination, as in the second part of Faust. Here we have an intimation that man in his evolution is at the point when he must learn to develop the powers which will enable him to re-enter the spiritual world and to gain conscious knowledge of it. Moreover, having led man towards the spiritual world with the aid of imagination, art has prepared the way for spiritual science, which presupposes clear vision of the spiritual world, based on full ego-consciousness. To point the way towards that world—the world that human beings long for, as we have seen in the examples drawn from the realm of art—that is the task of spiritual science, and it has been the task also of this winter's lectures. Thus we see how great artists can be justified in feeling that reflections of the spiritual world are what they have to give to mankind. And the mission of art is to mediate these revelations during the time when direct revelations of the spiritual world were no longer possible. So Goethe could say of the works of the old artists: “There is necessity, there is God!” They bring to light the hidden laws of nature which would otherwise never be found. And so could Richard Wagner say that in the music of the Ninth Symphony he could hear revelations of another world—a world which a mainly intellectual consciousness can never reach. The great artists have felt that they are bearers of the spirit, the original source of everything human, from the past, through the present, into the future. And so with deep understanding we can agree with words spoken by a poet who felt himself to be an artist: “The dignity of mankind is given into your hands.”67 In this way we have tried to describe the nature and mission of art in the course of human evolution, and to show that art is not as separate from man's sense of truth as people today may lightly suppose. On the contrary, Goethe was right when he refused to speak of the idea of truth and the idea of beauty as separate ideas. There is, he said, one idea, that of the necessary workings of the divine-spiritual in the world, and truth and beauty are two revelations of it. Everywhere among poets and other artists we find agreement with the thought that the spiritual foundations of human existence find utterance in art: or there are artists with deeper feelings who will tell you that art makes it possible for them to believe that their work carries a message to mankind from the spiritual world. And so, even when artists are most personal in expression, they feel that their art is raised to a universal human level, and that in a true sense they speak for humanity when the characters and revelations of their art give effect to the words spoken by Goethe's Mystical Chorus:
And on the strength of our spiritual-scientific considerations we may add: Art is called upon to transfuse the transient and the perishable with the light of the eternal, the imperishable. That is the mission of art.
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226. Man's Being, His Destiny and World-Evolution: On the Nature and Destiny of Man and World
16 May 1923, Oslo Tr. Erna McArthur Rudolf Steiner |
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If someone has become sixty, then his ego, too, has become sixty. This would be quite correct if our everyday ego and our true, our real ego were identical. Our everyday ego, however, is not the same as our real ego; that remains standing at the starting-point of our earth-life. |
Yet this “ego,” which is only the mirrored image of the real ego, appears to age for the sole reason that the reflecting apparatus functions less efficiently after the physical body has grown old. |
226. Man's Being, His Destiny and World-Evolution: On the Nature and Destiny of Man and World
16 May 1923, Oslo Tr. Erna McArthur Rudolf Steiner |
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In the course of this short cycle, I should like to set forth several things connected in the most intensive way with the being of man, the formation of man's destiny, and what might be called the relationship of man in his entirety to world-evolution. I shall proceed immediately to the center of this matter by pointing out that the whole evolution of man's being, within the realm of earth-life, is connected not only with what we observe with our ordinary, waking consciousness while participating in earth-life, but is also connected closely and intensively with what takes place during sleep, from the time of falling asleep until awaking. Doubtless external earthly culture, external earthly civilization derives its significance primarily from that which man is able to think, feel and accomplish out of his waking being. Man, however, would be utterly powerless, in an external sense, unless his human forces were continuously renewed, in the period between falling asleep and awaking, by contact with the spiritual world. Our spirit and soul being or, as we usually call it in Anthroposophy, our astral body and our ego, withdraw from the physical and etheric body when man falls asleep; they enter the spiritual world, penetrating the physical and etheric body again only after our awaking. Thus, if leading a normal life, we spend one third of our earthly existence in the sleeping state. If we look back on our earth-life, we always join day to day; we leave out of this conscious retrospect all that we experience between falling asleep and awaking. We skip, as it were, all the things contributed by the heavenly realms, by the divine worlds to our earth-life. And we take into account only what is given us by earthly experiences. Yet, if we desire to attain correct conceptions of our experiences between falling asleep and awaking, we should not spurn ideas which diverge from those of ordinary life. It would be naive to assume that the same things occur in the divine-spiritual worlds that are occurring in the physical-sensible worlds wherein we dwell between awaking and falling asleep. For, on falling asleep, we return to the spiritual worlds—and here things are quite different from things in the physical-sensible world. All this must be taken into account most decidedly by anyone wishing to form a conception of man's super-sensible destinies. In mankind's religious records, we find many strange allusions which can be understood only if penetrated by means of spiritual science. Thus a passage occurs in the Bible which, although known to everybody, is generally too little regarded: unless ye become as little children, ye may not enter the kingdom of God. Often such passages are interpreted most trivially; nonetheless, they are always intended to convey an extraordinarily deep meaning. The knowledge from which is drawn a conception of the spiritual-super-sensible has often been called by me, as well as by others, the Science of Initiation. We speak of this science of initiation when we look back at what went on in mankind's ancient Mysteries. Yet we also speak of the science of initiation—modern science of initiation—if we wish to characterize Anthroposophy in its deeper aspects. Science of initiation points, as it were, to the knowledge of primeval conditions, of original conditions. We seek to acquire knowledge concerning that which existed in the beginning, which marked the starting-point. All these endeavors are connected with a matter of yet greater profundity which presently will be envisaged by our souls. If we have fallen asleep on May sixteenth, nineteen twenty-three, and have slept until May seventeenth, nineteen twenty-three, we assume that this time has been spent by us in the same way as by a person who happens to stay awake and roam all night long through the streets of some city. We somehow picture to ourselves the experiences of our spirit and soul (ego and astral body) during the night as though similar to the experiences—although in a somewhat different state—of a reveler seeking nightly adventures. Things, however, are not as they seem to us. One must consider that on falling asleep in the evening, or even in the daytime (it really does not matter when; but I want first to discuss the nightly sleep enjoyed by every respectable person), one invariably goes back in time until a phase of life is reached lying at the very beginning of one's earthly existence. Moreover, one goes back even beyond one's earthly existence: to pre-earthly life; to that world from which we descended after acquiring a physical body by means of conception. At the moment of falling asleep, we are transported backward through the whole course of time. We are brought back to that moment when we descended from the heavenly realms to earth. Hence, if we fall asleep, for instance, on May sixteenth, nineteen twenty-three, we are transplanted from this date to that period which preceded our descent to earth; and also to that time which we cannot remember, because our memory stops at a certain point of our childhood. Each night, if we pass through it in real sleep, we actually become children again with regard to spirit and soul. And just as we can walk, in the physical world, for two or three miles through space, so a person can walk, at the age of twenty, through time for a span of twenty years, thus arriving at a stage before he was a child—when he began to be a human being. We return, across time, to the starting-point of our earth-life. Hence, while the physical and etheric body are lying in bed, the ego and astral body have gone back across time to an earlier moment. Now the question arises: if we go back every night to an earlier moment, what happens to our ego and astral body while we are awake? We would not ask such a question unless being aware of this nightly going backward. And, at bottom, even this going backward is only an illusion. In reality, our ego and astral body have not emerged, even during our waking day-time consciousness, from the state in which we existed during our pre-earthly existence. If we desire to recognize the truth about these facts, we must grasp the idea that ego and astral body have, initially, no share in our earthly evolution. They remain behind; they stop at the point where we began to acquire a physical and an etheric body. We thus, even when waking, leave our ego and astral body at the point marking the beginning of our earth-life. Fundamentally, we live our earth-life only with the physical body and, in a certain way, with the etheric body. Our physical body alone becomes old. As for the etheric body, it connects our beginning with that moment at which we happen to stand during a certain period. Let us suppose that someone was born in nineteen hundred. His ego and astral body have come to a standstill at the moment of his birth. The physical body has reached the age of twenty-three; and the etheric body connects the moment at which this person entered earth-life with the moment experienced by him as the present one. Hence, if we did not possess an etheric body, we would awaken every morning as a newborn babe. Only by entering the etheric body before entering the physical body do we accommodate ourselves to the physical body's actual age. This accommodation must take place every morning. The etheric body is the mediator between the spirit-soul element and the physical body. It is a mediator forming the connecting link across the years of life. If a man reaches sixty or more years of life, the etheric body still forms the link between his very first appearance on earth—the point at which his ego and astral body have remained—and the age of his physical body. Now you will say: Well, after all, the ego is ours; it has aged with us; so also has our astral body aged with us, our thinking, feeling, and willing. If someone has become sixty, then his ego, too, has become sixty. This would be quite correct if our everyday ego and our true, our real ego were identical. Our everyday ego, however, is not the same as our real ego; that remains standing at the starting-point of our earth-life. Our physical body reaches, let us say, the age of sixty. By means of the mediation of the etheric body, the physical body reflects—corresponding to the respective moment at which it is living—the mirrored image of the real ego. And what we see is the mirrored image of the real ego reflected back to us, from moment to moment, by the physical body; but resulting from something that has not accompanied us into earth-life. This mirrored image we call our ego. This mirrored image will naturally grow older as the reflecting apparatus, the physical body, gradually loses the freshness of early childhood and finally becomes wobbly and unstable. Yet this “ego,” which is only the mirrored image of the real ego, appears to age for the sole reason that the reflecting apparatus functions less efficiently after the physical body has grown old. Like a perspective, the etheric body stretches from the present moment to the real ego and astral body, both of which do not descend into the physical world. You can imagine that these facts shaping human earth-life must acquire especial significance at the moment of human death. The physical body is the first that we discard in death. This body, however, is the one that determines our earthly age. In discarding this body, what do we retain? Primarily, that which we have not carried with us into earth-life, but which we have filled with all the experiences of earth-life: the ego and astral body. They have, as it were, stood still at the starting-point. Yet they have always looked at that which the physical body, helped by the etheric body, has reflected back as a mirrored image. Thus, in passing through the portal of death, we stand at our life's starting-point; not filled, however, with what we carried within us when descending from the spiritual world, but filled with what was reflected back to us during earth-life as the mirrored image of this earth-life. With that we are filled to the brim. And this fact engenders an especial state of consciousness at the end of earth-life. This especial state of consciousness at the end of earth-life can be comprehended only by someone who, endowed with imaginative, inspired, and intuitive knowledge, is able to see that which generally remains unconscious, that which man experiences between falling asleep and awaking. Then one recognizes how man, during every night, retraces the life of the past day. One person does it faster, another slower—in one minute or five minutes. Concerning these things, however, time-conditions are entirely different from those of ordinary, outward earth-life. If we are gifted with super-sensible knowledge, we may take a look at what is experienced by the ego and the astral body. You may then actually, by going backward, recapitulate what you have experienced in the physical world since waking up in the morning. Every night we repeat the experiences of the day in reverse order. Every night we first recapitulate the experiences we had just before going to sleep; then the preceding hours; then those lying back still further, and so forth. Having passed in review, in reverse order, all the day's events, we usually awaken after arriving at the moment when we started in the morning. You might make the following objection: But people are sometimes awakened by a sudden noise. You must consider, however, that time may elapse in different ways. For instance, someone goes to bed at eleven in the evening, sleeps quietly until three in the morning and, having recapitulated in reverse order all that he experienced during the past day up until ten in the morning, is roused by a sudden disturbance. In such a case, the rest of the time can be retraced very rapidly in the last few moments before waking. Thus events that have stretched themselves out over several hours may, in such a case, be passed through again almost instantly. The conditions of time change in the sleeping state. Time may be completely compressed. Hence we may truthfully say that the human being, during every period of sleep, passes through in reverse what he has experienced during his last waking period. He recapitulates the events not only by seeing them before him, but also by interweaving his experiences with a complete moral judgment of what he did during the day. The human being, as it were, is summoned to judge his own state of morality. And when, on awaking, we have finished this activity, we have passed something like a world judgment on our worth as human beings. Every morning, having experienced in reverse what we did during the day, we appraise ourselves as a being of greater or lesser worth. This description conveys to you what man's spirit and soul element undergoes, unconsciously, during every night; that is, during one third of our earth-life (if spent in a normal way). The soul passes through life in reverse; only somewhat faster, because merely one third of our earth-life is taken up by sleep. After our physical body has been discarded in death, the part called by me in my writings etheric body, or formative-force body, gradually separates itself from the ego and the astral body. This separation takes place in such manner that the human being, having passed through the portal of death, feels his thoughts, heretofore considered by him as something inward, becoming realities which acquire ever greater expansion. Two, three or four days after his death man has this feeling: Fundamentally, I consist of nothing but thoughts. These thoughts, however, are driven asunder. The human being, as a thought-being, takes on ever greater dimensions; and finally this whole human thought-being is dissolved into the cosmos. But the more this thought-being (that is, the etheric body) is dissolved into the cosmos, the more arise experiences derived from other sources than ordinary consciousness. Essentially, all that we have thought and visualized in the waking state is scattered three days after death. This fact cannot be evaded by hiding our heads in the sand. The content of conscious earth-life has vanished three days after death. But just because the things seemingly so important, so essential during earth-life are dissipated within three days, there arise from the depth memories of that which could not come forth until now: memories of what we always experienced at night, in a preliminary way, between falling asleep and awaking. As the waking life of the day is scattered, dissipated, our inward depth sends forth the sum of experiences undergone by us during the night. These are none other than our day-time experiences, but passed through in reverse order and acquired, in every detail, by means of our moral sense. You must remember that our real ego and our real astral body are still standing at life's beginning; whereas the mirrored images that we have received from the physical body, regardless of its age, now flutter away with the etheric body. What we have not looked at in the least during earth-life, our nightly experiences, now come forth as a new content. Therefore we do not really feel as if our earth-life were ended, until three days have passed and brought about the scattering of our etheric body. If someone dies, let us say, on May sixteenth, nineteen twenty-three, he seems to be carried to the end of his earth-life by the arising, from nocturnal darkness, of his nightly experiences. At the same time, he is seized by the tendency to go backward. Hence we pass again through the period spent by us, night in, night out, in the state of sleep. This amounts to about one third of our earth-life. The different religions describe this stage of existence as Purgatory, Kamaloka, and so forth. We pass through our earth-life, just as we passed through it unconsciously in successive nights, until our experiences have gone back to its very beginning. The wheel of life, ever rotating, must again return to its starting-point. Such is the course of events. Three days after death our day-time experiences have fluttered away. One third of our earth-life has been passed through in reverse; a period during which we can evaluate, in full consciousness, our human worth. For what we have passed through every night unconsciously, rises into full consciousness once the etheric body has been discarded. In ordinary life, we can conceive only of paths leading through space. Space, however, has no significance for the spirit and soul element; it is significant only for the physical-sensible. When reaching the spirit and soul state, we must also conceive of paths leading through time. After death, we must go backward across the whole span of time traversed by our physical body since breaking away—as might be said—from the heavenly realms. Actually we go back thrice as fast, because the time is balanced through the experiences undergone by us every night. Thus we return anew to the starting-point; but enriched by all that we experienced as physical beings. Enriched not only by what remains as a memory—for what flew away with the etheric body still remains as a memory—but also by the judgment passed unconsciously each night, out of our full human nature, on our worth as human beings. Thus, depending on the kind of life lived by us, we sooner or later enter again (approximately after several decades) into the spiritual world whence we had departed—but departed only inasmuch as our consciousness was concerned. Actually, we have stood still at the starting-point, waiting until the physical body's earthly course would have been fulfilled, so that we might return again to what we were before birth, respectively before conception. In describing these things, especially in public, we must beware lest people be shocked by such unusual concepts. Speaking metaphorically, it could be said that we advance after death. In reality, however, we retrace our steps after death; we live our life in reverse. Time, as it rotates, returns to its starting-point. The following might be said: the divine world remains where it stood at the beginning. Man but bursts out, wanders out of the divine world. Then he comes back to it, bringing with him all that he conquered while dwelling outside of the divine realms. Then, in its turn, comes life. After returning once more to the spiritual world, enriched not only by conscious but also by unconscious earth-life; after “becoming as little children” who stand again within the heavenly realms, we pass into a kind of life that might be described in this way: now the human being beholds what he really is. Just as he perceived, with his ordinary consciousness, the plants, stones, and animals among whom he dwelt on earth, so he now perceives his new surroundings. What I am describing is the life after death. Here man sees himself surrounded by human souls who, having died or not yet having been born, undergo no earthly experiences, but those of the divine world. Moreover, he perceives the higher Hierarchies, such as the Angels, the Archangels, the Exusiai, and others still higher. You know these names and their significance from my Occult Science. The human being gathers experiences in this purely spiritual world. I could characterize these experiences by saying: it is as if the human being were carrying his own being into the cosmos. What he experienced during the waking earth-life, during the nightly unconscious earth-life, he now carries into the cosmos. It is needed by the cosmos. While standing amidst earth-life, we judge the whole surrounding cosmos, sun, moon, and stars, only from a terrestrial viewpoint. As astronomers, we calculate the movement of the sun, of the planets, the latter's' relationship to the fixed stars, and so forth. This entire astronomical-scientific method, however, could be compared to the following procedure: suppose, that a man stood here and a tiny being—for instance, a ladybug—observed him. Then this tiny creature would found a science. An “Association of Ladybugs for the Study of Mankind” would observe how man comes to life. (I presume that ladybugs, too, have a certain life-span.) This association would observe what happened to man; would investigate all the phenomena backwards and forwards. One thing, however, would be ignored: that the human being eats and drinks, thus renewing his physical being again and again. The ladybugs would believe that man is born, grows by himself, and dies by himself. They would not be able to recognize that man's metabolism must be renewed from day to day. As an astronomer the human being behaves somewhat similarly in regard to the world. He pays no attention to the fact that the world is a gigantic organism which needs nourishment, otherwise would the stars long ago be scattered in all the directions of universal space and the planets would have deserted their orbits. This gigantic organism, in order to live, needs a kind of nourishment that must be received again and again. Whence comes this nourishment? Here we encounter the great questions concerning man's relationship to the universe. It is simply stupendous how much physical science can prove. Only, somehow or other, these proofs have little meaning. People, who have been told that Anthroposophy contradicts ordinary science in many things, are inclined to believe that this ordinary science can prove anything in the world. This is true and not denied by Anthroposophy. Science can prove anything in the world. Only things happen to be constituted in such a way that, in certain cases, these proofs have nothing to do with reality. Let us suppose that I could calculate how the physical structure of the human heart changes from one year to the next. Then we might say: a man of thirty-three will have such and such a heart structure; at thirty-four he will have a certain heart structure; at thirty-five he will have still another heart structure, and so forth. Having made these observations over a period of five years, I calculate how the heart structure of this man was constituted let us say thirty years ago. This can be done. Now the whole physical structure of the heart lies before me. I can also calculate how it was constituted three hundred years ago. Here, however, arises a slight difficulty: three hundred years ago this heart did not exist and could, therefore, have had no physical structure of any kind. The calculation was absolutely correct. We can prove that the heart was constituted three hundred years ago in such and such a way, only it did not exist. We can also prove that the heart will be constituted three hundred years later in such and such a way, only then it will have ceased to exist. But the proofs are completely infallible. Geology can be handled today in the same manner. We can calculate that a certain layer of the soil indicates this or that fact. Likewise, we calculate how everything was twenty millions of years ago, or will be twenty millions of years later. The proof clicks with marvelous accuracy: only the earth did not exist twenty millions of years ago. It is the same as with the heart. Neither is the earth going to exist twenty millions of years later. The proofs are flawless, but have nothing whatever to do with reality. This is how things actually are. The possibilities of being deceived by physical life are immeasurably great. We must be able to penetrate spiritual life if we desire to gain a standpoint from which the physical world can be judged. And now let us go back to that which was to be elucidated by this digression concerning proofs that have no point of contact with reality. Let us go back to the moment after death, as I characterized it, and observe how the human being adjusts his life to the world of spiritual facts, spiritual beings. He brings into this spiritual world what he has experienced on earth while waking and sleeping. Just consider that these experiences are the nourishment of the cosmos; that they are continuously needed by the cosmos in order to live on. Whatever we experience on earth in the course of an easy or hard life is carried by us into the cosmos after death. We thus feel how our being as man is dissolved into the cosmos to furnish its nourishment. These experiences, undergone by man between death and a new birth, are of overwhelming grandeur, of immeasurable loftiness. Then comes the moment when man appears to himself no longer as a unity, but as a multiplicity. He appears to himself as if some of his virtues and qualities moved, as it were, towards one star; others towards a different star. Now man perceives how his being is scattered out into the whole world. He also perceives how the parts of his being fight with one another, harmonize with one another, disharmonize with one another. Man feels how that which he experienced on earth by day or by night is scattered into the cosmos. And just as we held fast to our nightly experiences when, three days after death, our thoughts—that is, the essence of our waking life—dissipated out into the cosmos and we, concentrating on our nightly experiences, lived again over, but backward, our whole earth-life until the starting-point of our earth-life is reached; so now, when our entire earthly human experience is scattered out into the cosmos, we hold fast to that which we represent as human beings belonging to a super-sensible world order. Now our real ego emerges from what might be called the Dionysically disjointed human being. Gradually there emerges the consciousness: You are nothing but spirit. You have only dwelt in a physical body; have only passed through—even in the nightly experiences—the events brought upon you by the physical body. You are a spirit among spirits. Now we enter a spiritual existence among spiritual beings; whereas our substance as physical man is scattered and dissolved into the cosmos. What we passed through here on earth is divided and given to the cosmos: so that it might nourish the cosmos and enable it to live on; so that the cosmos might receive new incentives for the movement of its stars, the sustenance of its stars. As we must partake of physical nourishment in order to live as physical men between birth and death, so must the cosmos partake of human experiences, take them into itself. Thus we feel ourselves more and more as cosmic men; find our whole being transfused, as it were, into the cosmos—but a cosmos taken in a spiritual sense. And then the moment approaches when we must seek the transition from death to a new birth; from man become cosmos to cosmos become man. We have ascended by identifying ourselves more and more with the cosmos. A moment comes—I have called it in my Mystery Plays the Great Midnight Hour of Existence—which brings to us this feeling: We must again become human beings. What we carried into the cosmos must be returned to us by the cosmos, so that we may come back to earth. Today it was my foremost purpose to describe man's being, as it is carried out of earth-life into the vast cosmic space. Thus this sketch—which will be enlarged upon during the coming days—has placed us into the center of life between death and a new birth. |
121. The Mission of the Individual Folk-Souls: The Five Post-Atlantean Civilizations. Greek and Teutonic Mythology
14 Jun 1910, Oslo Tr. A. H. Parker Rudolf Steiner |
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All the work of these higher Beings upon their souls, upon their astral and etheric bodies, was accomplished at a time when they were not yet ego-conscious. They awoke to ego-consciousness when their souls had already reached a very high stage of development. |
Germanic-Nordic man perceived and himself experienced this imprinting of the soul in the body. He witnessed the integration of the ego into the body and the birth of ego-consciousness. Now we know that the ego is incarnated in the pulsation of our blood and that everything within has its counterpart without, that everything microcosmic has its parallel in the macrocosmic. |
The gift of speech precedes the birth of the ego in man. Hence the ‘I’ is everywhere felt to be the son of Odin to whom we owe the gift of speech. |
121. The Mission of the Individual Folk-Souls: The Five Post-Atlantean Civilizations. Greek and Teutonic Mythology
14 Jun 1910, Oslo Tr. A. H. Parker Rudolf Steiner |
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If we wish to study the development of Germanic-Nordic history and the spiritual impulses embodied therein, we must first of all bear in mind the fundamental character of Teutonic mythology. In the last lecture I pointed out that this Teutonic mythology, despite its many points of similarity with other mythologies, is nevertheless something quite unique. It is true, however, that among the Germanic peoples and tribes of Europe there was a large measure of agreement on fundamental conceptions of mythology so that in the regions far to the South it was possible for a uniform view of mythology to exist and, on the whole, a similar understanding of the kindred relationships between those mythologies. At one time there must have been identical understanding of the unique character of the Teutonic mythology throughout all the countries where this mythology, in one form or another, existed. The common features of Teutonic mythology are very different from the essential characteristic of Greek mythology, to say nothing of the Egyptian. Everything in Teutonic mythology is interrelated and differs widely from the substance of Graeco-Roman mythology. At the present time it is not easy to understand this essential element because—on account of certain intellectual assumptions which are outside the scope of the present lecture—there is a general tendency today to embark on the study of comparative religion. But this is a field in which it is possible to perpetuate the greatest nonsense. What happens as a rule when a person compares the mythologies and religions of various peoples with one another? He compares the superficial aspects of the stories of the gods and attempts to demonstrate that the figure of a particular god which appears in one mythology is also found in a like manner in another mythology, and so on. To anyone who knows the real facts this comparative study of religions shows a most disquieting trend in the anthropological studies of the present day, because it is everywhere the practice to compare externals. The impression created by the comparative studies of religions upon one who knows the facts is comparable to the impression made by someone who declares: “Thirty years ago I made the acquaintance of a man; he wore a uniform consisting of blue trousers, red coat, and some kind of head-gear, and so on.” Then he rapidly adds: “Twenty years ago I became acquainted with a man who wore the same uniform and ten years ago I met another who also wore the same uniform.” Now if the person in question were to believe that, because the men with whom he became acquainted thirty, twenty and ten years ago wore the same uniform, they could therefore be compared with one another in respect of their essential being, he could be greatly mistaken, for a totally different person might be wearing that uniform at those different times. The essential thing is to know what sort of man is concealed behind the uniform. This parallel may seem farfetched, yet in comparative religion it is tantamount to comparing Adonis to Christ. One is merely comparing externals. The apparel and the characteristics of the Beings in the various legends may be very similar or even alike, but the point is to know what is the nature of the divine-spiritual Beings concealed behind them. If completely different Beings are present in Adonis and in Christ, then we are merely comparing externals and the parallel has only superficial value. Nevertheless this comparative method is extremely popular at the present day. Therefore the results of the extensive research in the comparative study of religion with its purely external approach are not of the least consequence. The point is, rather, that one should learn to know to some extent from an understanding of the specific differences of the Folk Spirits the manner in which a particular people arrived at its mythology or other teachings about the gods, or even at its philosophy. We can scarcely understand the fundamental character of Teutonic mythology unless we review once more the five successive ages of civilization in the post-Atlantean epoch. These five ages of civilization were brought about by migrations from West to East, so that at the end of these migrations the most mature, the most advanced human beings pushed forward into Indian territory and founded there the sacred primeval Indian civilization. The next civilization, and nearer to our own age, was the Persian which was followed by the Egypto-Chaldean-Babylonian, then the Graeco-Latin civilization and finally by our own. The essential nature of these five civilizations can only be understood if one realizes that in past ages those who participated in them, including also the Angels, the Folk Spirits or Archangels and Time Spirits, were all quite different from one another. Today we propose to devote more attention to the way in which the human beings who participated in these civilizations differed from one another. The men who, in ancient India for example, founded the ancient Indian civilization—which then found its literary expression in the Vedas and later Indian literature—were totally different from the Graeco-Latin peoples. They were different from the Persian, from the Egypto-Chaldean peoples and most of all from those peoples who were being prepared in Europe for the fifth post-Atlantean civilization. In what respect did they differ? The entire make-up of the members of the ancient Indian peoples was completely different from that of the inhabitants of all the countries lying further West. The peoples of ancient India had reached a high stage of evolution before they developed the ‘I’. In all other aspects of evolution they had made great strides. Behind them lay a very long period of development, but they had lived through it in a kind of dim consciousness. Then the ‘I’ entered in—they awoke to consciousness of the ‘I’. Amongst the Indians this came comparatively late, at a time when the people was already to a certain extent very mature, when the had already undergone what the Teutonic peoples still had to undergo when they had developed their ego. Bear this carefully in mind. The Teutonic peoples had to experience with their fully developed ‘I’ what the inhabitants of ancient India had passed through in a dim state of consciousness, without a developed ego-consciousness. Now what was the nature of the development which humanity could undergo in the post-Atlantean epoch? In the old Atlantean times human beings were still endowed with a high degree of the old dim clairvoyance with which they saw into the divine spiritual world. They had an insight into the hidden workings of that world. Now imagine yourselves for a moment in old Atlantis before the migrations towards the East had begun. The air was still permeated with water vapour and misty exhalations. The soul of man was different too. He could not yet differentiate between the various external sense perceptions; at that time he found the spiritual content of the world seemingly diffused around him like a spiritual aura. Thus he possessed a certain natural clairvoyance which he had to overcome. This was achieved by the operation of the forces to whose influence human beings were subject when migrating from West to East. In the course of these migrations man underwent many different stages of spiritual development. There were peoples who, during their migration eastward, at first slept through, as it were, the period of emergence from the old clairvoyance and had already reached a higher stage of development when their ego was still in a dim state of consciousness. They went through various stages of development, but their ‘I’ was still in a dull, dreamlike condition. The Indians were the furthest evolved when their ego awoke to full self-consciousness. They were so far advanced that they possessed a rich inner soul-life which no longer showed any traces of that elementary stage in soul development which still persisted for a long period of time in the peoples of Europe. The Indians had already undergone that elementary stage a long time before. They awoke to self-consciousness when they were already endowed with spiritual powers and spiritual capacities which enabled them to penetrate deeply into the spiritual worlds. Whence all the activity and positive influence of the various Angels and Archangels on the human souls had become a matter of complete indifference to the more advanced members of the Indian people in their efforts to emerge from their old twilight conditions of clairvoyance. They had no direct consciousness of the work of the Archangels and Angels and all those spiritual Beings who were active, particularly in the folk spirit. All the work of these higher Beings upon their souls, upon their astral and etheric bodies, was accomplished at a time when they were not yet ego-conscious. They awoke to ego-consciousness when their souls had already reached a very high stage of development. The most advanced among them were able, after a brief development, to read again in the Akashic Record all that had formerly taken place in the evolution of humanity, so that they gazed out into their spiritual environment, into the Cosmos, and could read in the Akashic Record what was taking place in the spiritual world and what they had undergone in a dim twilight state of consciousness. They were unconsciously guided into higher spheres. Before their ego-consciousness had awakened they had acquired spiritual capacities that were much richer than those of the Western peoples. Thus the spiritual world could be directly observed by these men. The most advanced among those who guided the Indian people had risen to such high spiritual levels that, at the time when their ego awoke, they were no longer dependent upon the ego in order to observe how human development sprang forth, so to speak, from the Spirits of Form or Powers, but were more intimately associated with the Beings we call Spirits of Movement or Mights and those above them in the second Hierarchy, the Spirits of Wisdom or Dominions. These Beings were of special interest to them. The spiritual Beings of lower rank were, on the other hand, Beings whose domain they had already shared in former times and who therefore were no longer of particular importance to them. Thus they looked up to what later on they called the sum-total of the Spirits of Movement and of the Spirits of Wisdom, to that which was later characterized by the Greek expressions Dynamis and Kyriotetes. They beheld again these Beings and called them “Mula-prakriti”, the sum-total of the Spirits of Movement, and “Maha-purusha”, the sum-total of the Spirits of Wisdom, that which lives as if in a spiritual unity. They could attain to this vision because those who belonged to this people became ego conscious at such a late stage of development. They had already undergone what the later peoples still had to experience through their ‘I’. The peoples belonging to the ancient Persian civilization were less highly developed. Their development was such that through their peculiar cognitive capacity, and through the awakening of their ‘I’ at a lower stage of evolution, they looked to the Powers or Spirits of Form. With these they were especially familiar; they could understand them to some extent and they were particularly interested in them. The peoples belonging to the Persian communities awakened to ego-consciousness one stage lower than the Indians, but it was a stage which the peoples of the West still had to reach. Hence the Persians were conversant with the Powers or Spirits of Form, known collectively as the ‘Amshaspands”. They were the radiations which we know as Spirits of Form or Powers and which, from their point of view, the peoples of the Persian civilization were specially fitted to perceive clairvoyantly. We then come to the Chaldean peoples. They were already aware of the Primal Forces, the directing Time Spirits, the Spirits of Personality. Now the peoples of the Graeco-Latin age also had a certain consciousness of these Primal Forces or Spirits of Personality, but in a different form. In their case there was an additional factor which may help to clarify our understanding. The Greeks were nearer to the Germanic peoples. They became ego-conscious at a higher stage than the Germanic-Nordic peoples. The working of the Angels and the Archangels in the human soul which the Northern peoples still experienced was no longer directly experienced by the Graeco-Latin peoples, though they still had a distinct recollection of it. The difference between the Germanic and Graeco-Latin peoples is that the latter still preserved a memory of the participation of Angels and Archangels in the development of their soul-life. On the whole they had no clear recollection of this stage for they were still in a state of diminished consciousness. But now in clairvoyant memory they recalled this experience quite distinctly. The creation of this whole world, the working of the Angels and Archangels, both normal and abnormal, in the human soul was known to the Greeks. They preserved in their souls vivid memory pictures of what they had experienced. Now memory is much clearer, takes on sharper outlines than the immediate experiences of the present moment. It is no longer so fresh, no longer so youthful; memory or recollection has sharper contours, sharper outlines. Greek mythology is a memory-picture in bold, clear outlines of the influence or positive activity of the Angels and Archangels upon the human soul. If we do not approach Greek mythology in this way, if we simply compare Greek names with other names in the various mythologies, if we do not take into account the influence of special forces, nor understand the Significance of the figures that appear as Apollo and Minerva and so on, then we are making a superficial study of comparative religion; we are only comparing externals. The manner or mode of perception in those days is the important point. When we have grasped this, we realize that Greek mythology was built up from conscious memories. The Egyptians and Chaldeans had only a dim recollection of the activity of the Angels and Archangels, but they were able to perceive the world of Primal Forces. It seemed as if they were beginning to lose the memory of Angelic beings. Persian mythology, on the other hand, had completely forgotten the world of the Angels or Archangels, but at the same time men were able to look into the world of the Powers or Spirits of Form. That which is to be found in Greek mythology had been forgotten by the Persians and totally forgotten by the Indians. When they looked into the Akashic Record they perceived again the entire sequence of events of the earlier epochs and created pictures of the earlier events out of their knowledge which however was divine knowledge which they owed to more highly developed spiritual powers. This also helps to explain the great difficulty which the peoples of the East experienced in understanding the spiritual life of the West and that superior attitude which they adopted towards the spiritual life of the West. They arc prepared to accept the materialistic civilization of the West, but the spiritual culture of the West—unless they come to it indirectly through Spiritual Science—remains more or less closed to them. They had already reached a high stage of evolution at a time when Christ Jesus had not yet descended upon Earth. He only incarnated in the fourth post-Atlantean epoch. That is an event which could no longer be grasped with the forces which the Indian people had developed. In order to apprehend the coming of Christ one needed faculties belonging to a less lofty station of the ‘I’—a dwelling of the ‘I’ in more humble forces of the human soul. The Teutonic peoples not only preserved a memory of the working of the Angels and Archangels into the soul of man, but even at the time when Christ Jesus walked upon Earth were aware that they were still subject to these influences and that they participated in the activity of the Angels and Archangels who were still active in their souls. When they underwent these inner experiences of the soul the Graeco-Latin peoples recalled something which they had gone through in former times. The Germanic peoples responded to these experiences more personally. Their ego had awakened at the stage of existence when the Folk Spirits and those spiritual Beings who were still subject to the Folk Spirits were still active in their souls; hence these peoples were nearest to the events that took place in old Atlantis. In old Atlantis man beheld the spiritual Powers and spoke of a kind of unity of the Godhead, because he enjoyed direct perception into the old primeval states of human evolution. At that time one could still perceive the dominion of the Spirits of Wisdom and of the Spirits of Movement, a dominion which the Indians of a later epoch perceived again in the Akashic Records. These Germanic peoples of the West had raised themselves one stage above this level of perception, so that they experienced directly the transition from the old perception to the new. They perceived an active weaving of real spiritual powers at a time when the ego was not yet awake. But at the same time they saw the gradual awakening of the ‘I’ and the penetration of man's soul by the Angels and Archangels. They were aware of this direct transition. They preserved a clairvoyant memory of an earlier weaving life, when everything was seen through the dim mists of Atlantis and when, from out of this sea of mist, there emerged what we have come to know as the divine-spiritual Beings immediately above man. The old Gods, however, who were active before the Gods intervened in the life of the human soul, and who could now be seen and with whom men felt themselves to be united, those divine Beings who were active in the very far distant past at the time of old Atlantis, were called the Vanir. After Atlantis men saw the weaving of the Angels and Archangels whom they called the Aesir. They were the Beings who as Angels and Archangels were concerned with the ‘I’ of man which then awoke at an elementary level. These Beings took over the leadership of the Germanic peoples. What the other peoples of the East had “slept through”, namely, the perception of how the soul, the inner life, was gradually developed by means of the various forces which were bestowed upon it by the normal and abnormal Angels and Archangels, this had to be experienced by the peoples of Europe beginning from the lowest stage. They had to be fully conscious in order that these soul-forces might gradually develop. Thus Nordic man perceived the figures of the Gods, the divine Beings working directly upon his soul; he saw the human soul wresting its way out of the Cosmos. This was direct experience to him. He did not recall in retrospect how the souls of men had been ‘in-formed’ into their bodies; rather did he see all this as an immediate and present happening. He was there with his own ego; he was a conscious witness of it. Even until the eighth, ninth and tenth centuries AD he retained this feeling, this understanding of how the forces of the soul are gradually formed and crystallized into the body. In the first place he beheld the Archangelic Beings who worked in his soul and endowed him with his psychic potentialities, and the greatest of these Archangels was Wotan or Odin.1 He saw him at work upon his soul and he saw how he worked into his soul. How did he perceive Wotan or Odin? Who or what was he? In what form did Nordic man learn to love Odin and above all to understand him? He learned to recognize him as one of those Archangels who in the past had decided to renounce their development to higher stages. He came to know Odin as one of the abnormal Archangels, as one of the great figures of renunciation in ancient times, who had assumed the office of Archangel when they took upon themselves the important task of working into the souls of men. Nordic ma experienced the activity of Odin at a time when he was still in the process of giving the gift of language to the incarnating soul of man. The manner in which Odin himself worked upon his peoples in order to endow them with language has survived in a remarkable way. It was described as a Divine Initiation. The means by which Odin acquired the power to give the gift of language to the Teutonic peoples is described as follows: before acquiring this capacity Odin had undergone Initiation by drinking at the spring of Mimir the magic draught of the Gods, that magic draught which once upon a time in the primeval past had been the draught of the Giants. This draught embodied not merely a generalized form of wisdom, but represented the wisdom that lives directly in the spoken sounds of speech. At his Initiation Odin won power over that wisdom which lives in sound. He learned how to make use of it when he underwent a long Initiation which lasted nine days and from which he was then released by Mimir, the ancient bearer of wisdom. Thus Odin became Lord of the power of language. This explains why the later saga traces the language of the bards or skalds back to Odin. Runic lore which in olden times was thought to be much more closely related to language than later literature and letters was also traced back to Odin. Therefore the manner in which the soul, indirectly through the etheric body, and interpenetrating the physical body, acquired the power of speech through the appropriate Archangel is expressed in the wonderful stories about Odin. Similar Archangels are to be found amongst the companions of Odin: Hönir who gave the power of thought and Lödur who gave that which is intimately connected with race, namely pigmentation and the character of the blood. These two Beings, therefore, are Archangels more in the normal line. In Vili and Ve, on the other hand, we have Archangels of abnormal development. They are Beings who work more in the inner life, in the hidden recesses of the soul as I pointed out in the last lecture. But an ego which is itself at an abnormal stage of evolution when it witnesses the cultivation of the subordinate forces of the human soul, feels itself to be intimately related to an abnormal Archangel. Odin, therefore, is not regarded as an abnormal Archangel, but rather as the kind of Archangel whose renunciation is akin to that of the Western peoples who arc more aware that their inner development had been deferred, whereas the Eastern peoples by-passed certain stages of their psychic development until they awakened to ego-consciousness. Hence there lives especially in the soul of the Teutonic peoples all that is associated with the Archangelic forces of Odin stirring in the primitive depths of the human soul. When we stated that the Angels are responsible for transmitting to the individual human beings the achievements of the Archangels, so also an ‘I’ which awakens at such an elementary level of soul-life is particularly concerned in seeing that the intentions of the Archangels are communicated to that ego. Hence Germanic-Nordic man has an interest in an Angel-being who is endowed with special power, but who at the same time is closely related to the single human being and his individuality. And that Being is Thor.2 We can only recognize Thor when we see in him a Being who could have risen to far higher rank had he followed the normal course of evolution, but who renounced advancement comparatively early and remained at the stage of a Angel in order that, at the time when man awoke to ego-consciousness in the course of his soul's evolution, he could become the guiding Spirit in the spiritual life of the Teutonic peoples. What gives the immediate feeling that Thor is related to the individual human ego is that what was to be transmitted to every individual ‘I’ from the spiritual world could, in fact, be transmitted. If we bear this in mind we shall also understand more clearly the fragmentary information that has come down to us. It is important to have a right understanding of these individual Gods. Germanic-Nordic man perceived and himself experienced this imprinting of the soul in the body. He witnessed the integration of the ego into the body and the birth of ego-consciousness. Now we know that the ego is incarnated in the pulsation of our blood and that everything within has its counterpart without, that everything microcosmic has its parallel in the macrocosmic. The work of Odin who gave speech and runic wisdom, who worked indirectly through the breathing, has its counterpart in the movement of the wind in the macrocosm. The regular inhalation of the air through our respiratory organs which transform the air into words and speech corresponds to the movements and currents of the wind in the macrocosm outside. Just as we feel within ourselves the power of Odin in the transformation of air into words, so too we must perceive his presence and activity in the ambient winds. But those who still preserved a certain degree of clairvoyance really saw the presence of Odin everywhere in the cosmic element of the air, saw how he formed speech by means of his breath. This Nordic man perceived as a unity. Just as that which lives in us and organizes our speech—that is to say, in the form in which speech existed amongst the Nordic peoples—penetrates into the ego and sets the blood pulsating so too the inner organization of speech in man finds its parallel in the macrocosm in thunder and lightning. The gift of speech precedes the birth of the ego in man. Hence the ‘I’ is everywhere felt to be the son of Odin to whom we owe the gift of speech. Thor plays an active part in the implanting of the individual ego, and in the microcosm the pulsation of the blood corresponds to the thunder and lightning in the macrocosm. Thus, in the macrocosm, the parallel to the pulsation of the blood in man is the thunder and lightning in the sighing winds and the weaving clouds. Germanic-Nordic man sees this clairvoyantly as a unity; he perceives that the soughing of the wind and the flashing of the lightning are intimately related to the breathing. He sees how the air he inhales passes into the blood stream and sets the ‘I’ pulsating. Today this is looked upon as a physical process, but to Germanic-Nordic man it was an astral experience. He felt the kinship of the inner fire of the blood and of outer lightning. He felt the pulse-beat in his blood and knew it to be the pulse-beat of the ‘I’. He was aware of this inner pulsation and knew that it would recur. But he paid no heed to the external physical process. All this was seen clairvoyantly. He felt that it was the deed of Thor which caused the pulse to beat and made the blood return again and again to the same source. He felt the Thor-force in his ‘I’ as the hammer of Thor returning ever and again into his hand; he felt the power of one of the mightiest Angels who had ever been honoured or revered, because he was a mighty Being who was seen to have remained behind at the Angel stage. The way in which the spiritual force holds together the physical body is described in the Teutonic mythology where it says that the ‘I’ is that which holds together the soul and body in the formative stage. Germanic-Nordic man sees the weaving of the body and soul from within, and in later years he still understands how, originating in the astral, his inner life becomes integrated, how the inner answers, so to speak, to the outer. He could still respond when he learned from the Initiates that man was built out of the Cosmos. He was able to look back to earlier stages, to what had been told him about the events which reflected the relationship between the Angels and the Archangels, to those earlier stages when man was born out of the macrocosm in physical-spiritual form. He was able to perceive how the individual was built up out of the macrocosm and how he was an integral part of it. He sought in the macrocosm for those occurrences which are reflected in the microcosm. He could distinguish in the human microcosm, the microcosmic North, the cool realm where human thoughts are woven and whence the body is supplied with the twelve cranial nerves. He sees the weaving spirit in what he calls Nebelheim or Niflheim; he sees the twelve rivers which converge to form physically the twelve cranial nerves. He sees how the forces that issue from the microcosmic South, from the human heart, counteract the forces from above. He looks for them outside in the macrocosm and understands when he is told that they are called Muspelheim. Thus, even in the Christian era, it was still possible for him to comprehend the microcosm in terms of the whole macrocosm. And one could go back further still and show him how man gradually originated out of the macrocosm as extract of the whole world. He was able to look back into that time and he could understand that these events have a long ancestry, which he himself still sees as a working of the Angels and Archangels into his soul. He realizes that these events have a long ancestry and the conceptions he thus acquires we encounter in the old Teutonic Genesis, as the origin of mankind out of the entire macrocosm. From Ginnungagap, the primeval abyss of Teutonic mythology, a new Earth emerges after having passed through the three earlier incarnations of Old Saturn, Old Sun, and Old Moon. The emergent world without form and void comes forth again out of Pralaya where the kingdoms of nature are not yet differentiated and men are still undivided and completely spiritual beings. It was then clear to Nordic man how the later conditions have developed out of this original abyss. Now it is interesting to see how the events of those times are portrayed in Teutonic mythology in the form of imaginative pictures, events which we in our anthroposophical teachings describe in more sophisticated terms, using concepts in place of images. In Anthroposophy we are given a description of the events which took place when the Sun and Moon were still united, of the separation of the Moon and of the evolutionary transition to the later “Riesenheim”. Everything which existed during the Atlantean epoch is described as a continuation of earlier epochs and as the particular concern of the Teutonic or Germanic people. Today I only wanted to give an idea of how the Germanic peoples awakened to the ego while still at an elementary stage of evolution and how Nordic man perceived in full consciousness the Folk Soul, the soul of Thor and so on. I wanted to show how, as an ego-being, he was able to respond immediately to the in-weaving of still higher Beings who, however, come from an entirely different realm from those we find among the Eastern peoples. Tomorrow we shall attempt to explore the lesser-known branches of Teutonic mythology. We shall discover how they are harbingers of that which dwells in the Folk Souls and we shall see what is the nature of our Western Folk Souls.
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115. Wisdom of Man, of the Soul, and of the Spirit: The Elements of the Soul Life
01 Nov 1910, Berlin Tr. Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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In this world the conception of the ego keeps bobbing up and crowding forward, but this ego is not always present as a conception. It would be foolish to assume that the ego conception could be present continually or for a prolonged period. |
Nevertheless you know that your visualizing occurs in your ego, that your ego must participate whenever a sense experience takes place. What we call soul experience is in a sense at the same time ego experience. |
They merely appear anew every morning. If the ego conception were to prove anything concerning the permanence of the ego, it would have to remain present during sleep. |
115. Wisdom of Man, of the Soul, and of the Spirit: The Elements of the Soul Life
01 Nov 1910, Berlin Tr. Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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At the General Meeting last year you heard a course of lectures on Anthroposophy. This year I shall deliver a series entitled, Psychosophy, from a similar point of view, and later on it will be necessary to give a third course on Pneumatosophy. In this way the three cycles will combine and form a bridge connecting the three worlds in which we live. This will close the circle that takes us in a roundabout way back to our starting point.1 Psychosophy is intended as a study of the human soul starting with what it can itself experience here in the physical world, but then ascending to higher realms in order to show that the life we encounter and can observe in the physical world leads up to glimpses of a higher soul life, from which the light of theosophy will come to meet us, as it were. A variety of considerations will occupy us during these lectures. Beginning with apparently simple matters, we will ascend to a contemplation of those phenomena of the soul life that we call attention, memory, passions, emotions. We will consider the realms of the true, the good and. the beautiful. Then we will examine the phenomena that affect human life beneficially or harmfully, out of which arise actual causes of sickness that at the present time intervene and influence our soul lives. This will bring us to the point where the psychic element enters our physical life, our daily work. We shall have to study the interaction of bodily weal and woe, and the forms of the soul life. Our observations will lead us up to the high ideals of human society, and we will consider phenomena of our daily life, such as the origin of means for passing the time and how these, in turn, affect the soul life and reveal themselves in manifold concatenations. Then the curious effects of boredom and much else will be presented, as well as remedies for poor memory, lack of forceful thinking, and the like. You will readily understand that a detailed exposition of the soul life calls for consideration of the adjacent realms. Theosophy, of course, has provided you with ready mental images for relating the soul life of man to other realms. You are familiar with the organization of the nature of man as body, soul, and spirit, from which it is natural to infer that the soul life comes in contact on the one side with the bodily life and on the other with the spiritual life. This is the step that leads up from anthroposophy to psychosophy, and at some future time we must ascend from psychosophy to pneumatosophy. If we would study this soul life by itself, within its two boundaries, we must ask what it is. Well, all that we are accustomed to call the outer world, all that we see before and about us—animals, plants, minerals, clouds, rivers—whatever we encounter on the physical plane, we do not include in our soul life, no matter what mental pictures we may add to our perceptions. A rose, when encountered on the physical plane, is not a part of our soul life, but when the rose gives us pleasure, when it stimulates something like gratification in our soul, this fact then pertains to our soul life. To meet a person and to form a conception of his hair, his expression, etc., is not a function of the soul life, but to take an interest in him, to feel love or antipathy for him, that is an experience of the soul. That is the way in which matters pertaining to the soul must be characterized. Now let us turn to something different. Suppose we are watching a man carrying out some action that induces the feeling in us of a good deed, morally laudable. A psychic experience of that sort comprises something more. Here it is not a question of how the action arose, nor even of whether we were moved by love or hate in estimating it; we find something beyond what has thus far been characterized. As soon as we judge an act to be good or bad, higher interests play a part. When we call an act good, we know that it would be wrong for this quality to depend upon our verdict. We must dissociate our personality from the question of whether an act is good or bad. True, the verdict must arise in us, but independent of ourselves. Nothing in the outer world can tell us that the act is a good one; the verdict must come about within ourselves, but uninfluenced by love or hate. In all such inner experiences that nevertheless have a significance independent of our inner frame of mind, so that it is immaterial whether we pass judgment or not—in all such experiences the spirit plays a part in the human soul. Thus we have characterized the relation of the soul to the outer world by reviewing these three cases precisely from the outer world. Summing up, first, we observe something as pertaining to the outer world: the rose. Second, we experience something in connection with it: pleasure. Third, something arises in us, but something that must be independent of us: judgment (good or evil). The outer world must reveal itself to the soul by way of the body. Soul experiences take place wholly within us, and the spirit declares itself within the soul. The point is to keep firmly in mind that the soul flows and ebbs in inner facts. It now remains to find something through which the character of our soul life is brought to our consciousness from within as well. Thus far we have considered the soul life as it is bounded from without. Now we shall see how it can be characterized from within, disregarding what is adjacent, and clearly expressing in a conception what we mean by the pure soul principle. We must acquire a mental picture of the nature of the soul as it has its being on the physical plane. The basic character of pure soul, of pure psychic experience, can be described in two ways. Speaking accurately in regard to earthly conditions, and indicating the inner phenomena of the soul life exactly as far as its boundaries, there are in the first instance two conceptions that we can apply to man's pure soul experiences and to nothing else. The inner phenomena of the soul life—its inner fluctuation—clearly indicate its boundaries, and the attributes of these boundaries must be mentioned. My next task will therefore be to characterize these inner phenomena of the soul life, and this, as I said, can be done in two ways. We will devote today's lecture to gathering conceptions, but never mind; it will greatly help us to understand phenomena that concern us intimately. It is a matter of gleaning hints that are extraordinarily important in connection with the soul life, whether healthy or diseased. One conception by which the pure soul principle can be characterized is reasoning. Reasoning is one activity of the soul, and all remaining psychic experiences can be summed up in what we may call the inner experiences of love and hate. Rightly understood, these two conceptions—reasoning, and love and hate—comprise the entire inner soul life. Everything else denotes something that derives from without through the body or from within through the spirit. We shall see how fruitful a careful study of the two psychic activities can become. Everything pertaining to the soul, then, is either reasoning or living in love and hate; at bottom these two conceptions are the only pure soul activities. Reasoning on the one hand, loving and hating on the other—these are the forces of the soul life exclusively pertaining to it. If we are to understand each other aright with regard to these two basic forces of the soul, it behooves us to visualize clearly first, the significance of reasoning within the soul life, and then, the role played in the soul life by love and hate. I refer to reasoning not from the standpoint of logic, but of the activity comprising the inner soul process of reasoning; not judgment, but the activity, reasoning. If you are led to concede that the rose is red, you have reasoned; the activity of reasoning is involved. If you are inwardly constrained to say that the rose is red, that man is good, the Sis-tine Madonna is beautiful, that steeple is high, you are dealing with activities of the inner soul life that we designate as reasoning. Now, how about love and hate? A little introspection will show you that we do not pass by the outer world in such a way that our soul remains untouched by the majority of external phenomena. Passing through a landscape you see cloud-capped mountain peaks, and you experience joy in your soul. What underlies this is that you love what you experience through this landscape. Whatever exists of joy or horror in an experience, that is love or hate. If love or hate hides in many kinds of soul experiences, that is merely because these accompany us incessantly from morning to night. If you see someone committing an evil deed and are repelled by it, you have a hidden experience of hate, exactly as you have when you turn from a malodorous flower. Love and hate accompany the soul life continually and so does reasoning. If we now observe an important concomitant of reasoning, we can learn to know the phenomena of the inner soul life better still. It is this, that all reasoning has an effect in the soul life, and this fact is the key to the soul life. By forming the judgment, “the rose is red,” “that man is good,” you retain a result in the soul. It can be characterized this way: When you have given the verdict, the inference is the conception, “the red rose,” “the good man.” The verdict “the rose is red” has been transformed into the conception “the red rose.” As a being endowed with soul, you then continue to live with this conception. Every judgment is a confluence of conceptions. Here we have, on the one hand the rose, on the other, red. These flow toward each other and combine in the conception “the red rose,” which you carry with you in your further soul life. This may sound dry, but it is indispensable for an understanding of the soul life. Neither the soul life nor its relation to the higher planes could be accurately comprehended without the knowledge that judgments converge into visualizations. Experiences of love and hate, on the other hand, do not give rise to the question of how do they converge, but rather as to where they arise. In the case of reasoning, the question is, Whither? and the answer is. Toward the conception. But with regard to love and hate the question is. Whence? We will always find one impulse in soul experiences themselves that gives rise to love and hate, an impulse that breaks into the soul life from another quarter, as it were. All love and hate can finally be traced back to what within the soul life we call desire. Entering from another direction and underlying love and hate, as these manifest themselves in the soul, desire can always be found streaming into our soul lives. Into one side of it flows desire, manifesting itself in love and hate. On the other side the activity of reasoning leads to visualization. Desire is something you can easily recognize as arising naturally out of the inner soul life. The external cause of it may not at all be known to you, but you do know that it appears in your inner soul life, and that invariably love and hate result. In like manner you realize that your verdict “the rose is red” arises in the soul, but when this verdict has culminated in a visualization, the latter must have external validity. Reasoning takes place in the soul; it arises out of the inner life. We can put it this way: primarily, desire—for reasons not known to us today—manifests itself in the soul and expresses itself in love and hate. But in the same way—also for unknown reasons—the soul is impelled to permit judgment to enter from the wellspring of its own being, and provided the verdict has been arrived at in a certain way, the visualization must be valid for the outer world. It will seem strange to you that I should be so prolix in expounding the elementary concepts of the soul life. You may think that these matters could be skipped over more rapidly, and indeed, they could, but just because these relationships remain largely unnoticed in scientific circles, error after error is committed. I will mention one prime error common today. By drawing far-reaching conclusions, those guilty of this error become entangled in misconceptions; they start from entirely false premises. In many books on physiology you can find the statement that the raising of a hand or leg is brought about by the fact that we have two kinds of nerves. Those that run from the sense organs to the brain or the spinal cord and that transmit messages to the brain, so to speak, are supposed to be contrasted with another set, called motor nerves, as against the sensory or perceptive nerves. According to this theory, when an object is seen, the message of the sense organ is first carried to the brain, where the stimulus thus exerted is supposed to stream out into a nerve that leads to a muscle, and only then does the impulse arise that entails motion. According to spiritual science, however, that is not the case. What is called the motor nerve does, in fact, exist as a physical unit, but it does not serve to instigate the motion. It serves only to enable us to perceive the motion ourselves, to check up on it, to bring our own movement to consciousness. Just as the optic nerve, through which we perceive an external event, is a sensory nerve, so the muscle nerve leading to the hand is also a sensory nerve, whose function is to keep track of the movement of our hand. This example of faulty scientific thinking is a prime error that has poisoned all physiology and psychology. Our task is clearly to understand the role played by these two elements of the soul, reasoning, and love and hate. They play an enormous role, for the entire soul life runs its course in manifold combinations of these two elements. We should misconstrue this soul life, however, if we failed to allow for extraneous forces, not properly psychic, that constantly enter in across the border. The first example that occurs to us, to be met with everywhere in daily life, around which, indeed, our everyday soul life is built, is that of sense experiences. These are the various experiences brought about by the ear, the eye, the tongue, the nose, etc. What we experience through our sense organs we take into our soul, in a way, and there it lives on. With this in mind we can actually speak of our soul reaching as far as a certain boundary, which is the boundary of the sense organs. We have posted sentinels, as it were, at the boundaries of our soul life, and what these sentinels report of the outer world we take into our soul life and carry further. We can now ask about those impressions in the soul that we experience through our sense organs. What is represented within the soul life by what we experience through the ear as tone, through the eye as color, through the nose as smell? Well, the study of these sense experiences is as a rule pursued in a lopsided manner. Science fails to face the fact that the processes taking place at the boundaries of the soul life are composed of two factors, two elements. One element is perception, our immediate experience of the outer world. You hold the tone, the color, the smell, and so forth—that is, the impression of these—only as long as you are in contact with the external stimulus. The impression, the interaction of inner and outer factors, ceases at once when you turn away, close your eyes, or the like. What does that prove? If you consider the immediate perception in conjunction with the fact that later you know something (you know the tone, the color, etc.), it proves that you have retained something of your experience of the outer world, even though the experience has ceased. What does this imply? That something has completely entered your soul life. Something that has become part of your soul life must inevitably run its course there because you carry it with you. If it were part of the outer world you could not carry it with you. You can continue to hold the impression of color, the perception of the color impression, only if it has remained within your soul. It is necessary to distinguish between a sense perception proper and what you continue to carry in the soul, what you detach from the outer world. The experience you thus derive from objects we will call perception, and what you continue to carry in the soul, sensation. As a foundation, then, for subsequent expositions, keep in mind the sharp distinction between sense perceptions and what we retain as sensation (sentience). The perception of color ceases when you turn away; the sensation of it remains. Ordinarily such fine distinctions are unnecessary, but for these four lectures they are apposite. So we continue on our way, carrying these sensations about with us in our soul. We now ask if it could be that these sensations, derived from external objects, constitute a new element of the soul life, as opposed to reasoning and the phenomena of love and hate, which we termed the exclusive elements? If that were the case I should have been guilty of omitting to name something that also constitutes an inner experience, namely, sentience. But that is not the way matters stand; sentience is not a separate element of the soul life. If you have sensed the color red, the color red is not an inner soul experience, for it is the object that is red. If “red” were an inner soul experience your whole color-perception of red would avail you nothing. The quality “red” did not originate in your soul life. What did arise there was the activity in which you engaged for the purpose of carrying away with you something of the red. What you did while confronting the rose, that is inner soul life. This activity of your inner soul is in reality nothing more than a fusion of what I have described to you as the two basic elements of the soul life. But then we must consider the following. If what I have told you of the two elements is true—if love and hate, deriving from desire, and reasoning lead to visualization—then what was characterized as sentience would have to be related to those two elements in the case of a sense experience as well. A sense experience must be accompanied by love and hate, and reasoning. Imagine you have a sense experience of color, and observe closely what happens: Desire and reasoning flow to the boundary of the outer world and become visualization of the material object. Above the heavy line is the outer world, below it the world of the soul. The line is the boundary. When at this boundary an object makes an impression upon the sense organs and induces an experience—for instance, of color, this experience must be met by the result of love and hate and of reasoning, emanating from the soul as visualization. Nothing else can flow out of the soul. Note, however, an important distinction that can exist between different kinds of desire, different kinds of reasoning. As an example, let us assume that while you are waiting for a train, day-dreaming, the visualization of a disagreeable past experience appears in your soul life, and side by side with this appears another, namely, everything unpleasant that has happened to you since then as a result of that experience. Then you can sense how these two visualizations combine into a more intensive visualization of that distressing event. During this process nothing related to it has occurred in the outer world. A judgment has been reached that remains wholly within psychic experience. Nevertheless, love and hate appeared in the soul life; they amalgamated with the visualization, as it were. As you sit there dreaming, your environment need show nothing of all this; your surroundings are of no consequence; yet something occurs. A visualization comes about through love and hate, and reasoning, without any stimulus from without. That is quite a different thing from confronting a sense experience. When we perform such an inner act—let judgments arise, provoke love and hate—we remain within the sea of our soul life. But when a sense experience arises we must advance to the boundary of the outer world, and there it is as though the currents of the soul life were directly stopped by the outer world. Whenever a sense experience is involved we are stopped by the outer world. Desire, love and hate, flash to the boundary; the capacity for judgment flows there too, and both are obstructed at that boundary. The result is that reasoning and desire are checked. They are there, but the soul does not perceive them, and the sense sensation is brought about by this flowing to the boundary and there being stopped. The sense sensation is nothing but a phenomenon of love, hate and reasoning that remains unconscious, though these are obstructed and held fast from without (cf. previous diagram). We can put it this way. Ebbing and flowing in the sea of our soul life, psychically substantial, is what can be designated love and hate, and reasoning. This manifests itself in various ways. When a judgment is reached within the soul itself, the soul is aware of the activity of reasoning as visualization. When the soul directs the activity toward the outer world, it must stop at the boundary and it perceives the outer world: perception. When, however, the soul directs the activity toward the outer world but stops before it is reached, sensation arises. Sensation is the confluence of desire and reasoning within the soul life. If we consider what the soul life ordinarily comprises, we find that our inner experiences really consist, as a rule, of what we have carried away with us from sense experiences. A little introspection will convince you of this. If you want to create higher visualizations for yourself, you will notice how helpful it is for your inner soul life to try to substantialize what is not of the senses, to imagine it pictorially, to clothe it in a garb that is faintly a sensation of color or tone. Speech itself could teach us how extensive is the soul's need to express higher things in such a way as to symbolize them in sense sensations. As a rule, the symbol is a necessity, though people usually have no inkling of the fact, because in symbols the likeness is shadowy, nebulous. Try, for a moment, to imagine something without the aid of a symbol—a triangle, for example; a triangle without color or any link with any sense sensation. Just try it, and you will see how difficult it is to visualize a triangle un-symbolized, that is, a visualization not associated with any sense picture. Most people are quite incapable of accomplishing this. Symbols alone provide the possibility of rising to higher visualizations. Even language is aided by symbolization. Observe how we are forced at every turn to symbolize speech. I said that a symbol must be verknüpft (linked) with the visualization of a triangle: what a crude conception, knüpfen!1 Even words themselves disclose the prevalence of symbols, and we see to how great an extent the soul life consists of products of sensations. We have just one conception that cannot be directly classed as an outer sense experience, although it keeps recurring as an inner soul experience and we must continually relate it to the outer sense experiences: the conception of the ego. If we face the purely psychic state of affairs, we must concede that man lives largely in a world of sense sensations. In this world the conception of the ego keeps bobbing up and crowding forward, but this ego is not always present as a conception. It would be foolish to assume that the ego conception could be present continually or for a prolonged period. Fancy what it would be like to keep saying to yourself, to keep visualizing incessantly, I, I, I ...! No, that is not what you do. You have other conceptions, such as red, blue, tone, large, small. Nevertheless you know that your visualizing occurs in your ego, that your ego must participate whenever a sense experience takes place. What we call soul experience is in a sense at the same time ego experience. You know that soul experiences—desire, reasoning, etc.—must always be opposed by the ego, but no matter how insistently visualizations are stimulated by the outer world, the conception of the ego can never possibly be created merely through the outer world. It does not enter from without. True, the ego sensation, the ego conception, invariably accompanies these sense conceptions that originate in the outer world, but it does not itself arise there. It emerges from the sea of the soul life and, as a visualization, joins the other visualizations, as it were. Out of the sea of soul experience the other sense experiences emerge as well, but only when outer causes are in question. In this fact is to be seen primarily the sole difference between the ego sensation and sensations consequent upon sense perception. A significant phenomenon thus confronts us. In the midst of our soul life there appears a conception that joins the others coming from without. How is this to be explained? Among present-day philosophers and psychologists, even outside the anthroposophical movement, there are some who point out the importance of the ego conception, but strangely enough these psychologists, no matter how well-meaning, invariably overshoot the mark. The French philosopher, Bergson, was one who emphasized the significance, the distinctive character, of the ego conception. From this the philosophers infer a permanence of this ego conception, or at least, that it points to something permanent, and they substantiate this view as follows. The ego differs from all other experiences of the senses and the soul by participating, as it were, in the other experiences and conceptions in such a way as to lend them their true form; ergo, it must be of a permanent nature. Here, however, a grave error appears, and a certain objection that must be raised against Bergson's argument proves quite fatal for his inference. Let us assume that the ego conception yielded something that constitutes the soul within itself. The question would then necessarily arise as to what happens to this during sleep at night. The ego conception ceases entirely, of course, during sleep. All these concepts concerning the participation of the ego in visualizations apply only to our waking life. They merely appear anew every morning. If the ego conception were to prove anything concerning the permanence of the ego, it would have to remain present during sleep. From the absence of the ego conception during the night it follows that after death it need not necessarily be present either. Thus there is no testimony available for the permanence and the immortality of the ego. It might be lacking, for it disappears every day. Hence we must keep in mind that, on the one hand, the presence of the ego conception without external stimulus is significant, but that, on the other, this presence in no way proves the permanence of the ego, as the latter is away during sleep. In this way we have today reached an inference upon which we shall build further. We have seen that two elements emerge from the surging sea of the soul life: reasoning, leading to visualization, and love and hate, deriving from desire. At the boundary of our soul life is the confluence, of which we are not aware, of desire and reasoning. An ego conception appears without external stimulus, but it shares its destiny with the other visualizations of the soul life; just as tone, color, and so forth, come and go, so does the ego conception emerge and disappear. In the following lectures we will examine the connection of this ego conception, this soul center, with the other conceptions of the soul life—sensation, desire, reasoning, love and hate.
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206. Man as a Being of Sense and Perception: Lecture I
22 Jul 1921, Dornach Tr. Dorothy Lenn Rudolf Steiner |
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We must ascribe to ourselves an ego-sense, just as we do a sense of sight. At the same time we must be quite clear that this ego-sense is something quite other than the development of consciousness of our own ego. Becoming conscious of one's own ego is not actually a perception; it is a completely different process from the process which takes place when we perceive another ego. |
On earlier occasions I have enumerated them as follows: First, the ego-sense (see diagram, at end) which, as I have said, is to be distinguished from the consciousness of our own ego. |
206. Man as a Being of Sense and Perception: Lecture I
22 Jul 1921, Dornach Tr. Dorothy Lenn Rudolf Steiner |
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We now have to continue our study of the relationship between man and the world. And to link up what I have to say in the next few days with what I have already said recently, I should like to begin by calling attention to a theme which I treated some time ago—I mean the anthroposophical teaching about the senses.1 I said a long time ago, and I am always repeating it, that orthodox science takes into consideration only those senses for which obvious organs exist, such as the organs of sight, of hearing, and so on. This way of looking at the matter is not satisfactory, because the province of sight, for example, is strictly delimited within the total range of our experiences, and so, equally, is, let us say, the perception of the ego of another man, or the perception of the meaning of words. To-day, when everything is in a way turned upside down, it has even become customary to say that when we are face to face with another ego, what we see first is the human form; we know that we ourselves have such a form, that in us this form harbours an ego, and so we conclude that there is also an ego in this other human form which resembles our own. In drawing such a conclusion there is not the slightest real consciousness of what lies behind the wholly direct perception of the other ego. Such an inference is meaningless. For just as we stand before the outer world and take in a certain part of it directly with our sense of sight, so, in exactly the same way, the other ego penetrates directly into the sphere of our experience. We must ascribe to ourselves an ego-sense, just as we do a sense of sight. At the same time we must be quite clear that this ego-sense is something quite other than the development of consciousness of our own ego. Becoming conscious of one's own ego is not actually a perception; it is a completely different process from the process which takes place when we perceive another ego. In the same way, listening to words and becoming aware of a meaning in them is something quite different from hearing mere tone, mere sound. Although to begin with it is more difficult to point to an organ for the word-sense than it is to relate the ear to the sense of sound, nevertheless anyone who can really analyse the whole field of our experience becomes aware that within this field we have to make a distinction between the sense that has to do with musical and vocal sound and the sense for words. Further, it is again something quite different to perceive the thought of another within his words, within the structure and relationship of his words; and here again we have to distinguish between the perception of his thought and our own thought. It is only because of the superficial way in which soul-phenomena are studied to-day that no distinction is made between the thought which we unfold as the inner activity of our own soul-life, and the activity which we direct outwards in perceiving another person's thought. Of course, when we have perceived the thought of another, we ourselves must think in order to understand his thought, in order to bring it into connection with other thoughts which we ourselves have fostered. But our own thinking is something quite other than the perception of the thought of another person. When we analyse the whole range of our experience into provinces which are really quite distinct from one another and yet have a certain relationship, so that we can call them all senses, we get the twelve senses of man which I have often enumerated. The physiological or psychological treatment of the senses is one of the weakest chapters in modern science, for it really only generalises about them. Within the range of the senses, the sense of hearing, for example, is of course radically different from the sense of sight or the sense of taste. And having come to a clear conception of the sense of hearing or of the sense of sight, we then have to recognise a word-sense, a sense of thought and an ego-sense. Most of the concepts current to-day in scientific treatises on the senses are actually taken from the sense of touch. And our philosophy has for some time been wont to base a whole theory of knowledge on this, a theory which actually consists of nothing but a transference of certain perceptions proper to the sense of touch to the whole sphere of capacity for sense-perception. Now when we really analyse the whole range of those external experiences of which we become aware in the same way as we become aware, let us say, of the experiences of sight or touch or warmth, we get twelve senses, clearly distinguishable one from another. On earlier occasions I have enumerated them as follows: First, the ego-sense (see diagram, at end) which, as I have said, is to be distinguished from the consciousness of our own ego. By the ego-sense we mean nothing more than the capacity to perceive the ego of another man. The second sense is the sense of thought, the third the word-sense, the fourth the sense of hearing, the fifth the sense of warmth, the sixth the sense of sight, the seventh the sense of taste, the eighth the sense of smell, the ninth the sense of balance. Anyone who is able to make distinctions in the realm of the senses knows that, just as there is a clearly defined realm of sight, so there is a clearly defined realm from which we receive simply a sensation of standing as man in a certain state of balance. Without a sense to convey this state of standing balanced, or of being poised, or of dancing in balance, we should be entirely unable to develop full consciousness. Next comes the sense of movement. This is the perception of whether we are at rest or in movement. We must experience this within ourselves, just as we experience the sense of sight. The eleventh sense is the sense of life, and the twelfth the sense of touch. The senses in this group here (see diagram) can be clearly distinguished one from another, and at the same time we can discover what they have in common when we perceive through them. It is our cognitive intercourse with the external world that this group of senses conveys to us in very varying ways. First, we have four senses which unite us with the outer world beyond any doubt. They are the ego-sense, the sense of thought, the word-sense and the sense of hearing. You will unhesitatingly recognise that when we perceive the ego of another person, we are with our entire experience in the outer world, as also when we perceive the thoughts or words of another. As regards the sense of hearing it is not quite so obvious; but that is only because people have taken an abstract view of the matter, and have diffused over the whole of the senses the colouring of a common concept, a concept of what sense-life is supposed to be, and do not consider what is specific in each individual sense. Of course, one cannot apply external experiment to one's ideas upon these matters, but one has to be capable of an inner feeling for these experiences. Customary thinking overlooks the fact that hearing, since its physical medium is the air in movement, takes us straight into the outer world. And you have only to consider how very external our sense of hearing actually is, compared with the whole of our organic experience, to come to the conclusion that a distinction must be made between the sense of hearing and the sense of sight. In the case of the sense of sight we realise at once, simply by observing its organ, the eye, how what is conveyed by this sense is to a great extent an inner process; it is at least relatively an inner process. When we sleep we close our eyes; we do not shut our ears. Such seemingly simple, trivial facts point to something of deep significance for the whole of human life. And though when we go to sleep we have to shut off our inner senses, because during sleep we must not perceive through sight, yet we are not obliged to close our ears, because the ear lives in the outer world in a totally different way from the eye. The eye is much more a component of our inner life; the sense of sight is directed much more inwards than is the sense of hearing—I am not talking about the apprehension of what is heard; that is something quite different. The apprehension which lies behind the experience of music is something other than the actual process of hearing. Now these senses, which in essentials form a link between the outer and inner, are specifically outer senses (see diagram). The next four senses, the senses of warmth, sight, taste and smell, are so to say on the border between outer and inner; they are both outer and inner experiences. Just try to think of all the experiences that are conveyed to you by any one of these senses, and you will see how, whilst in them all there is an experience lived in common with the outer world, there is at the same time an experience within yourself. If you drink an acid, and thus call into play your sense of taste, you have undoubtedly an inner experience with the acid, but you have also, on the other hand, an experience that is directed outwards, that can be compared with the experience of another man's ego or of the word. But it would be very bad if in the same way a subjective, inner experience were to be involved in listening to words. Just think, you make a wry face when you drink vinegar; that shows quite clearly that along with the outer experience you have an inner one; the outer and inner experiences merge into one another. If the same thing were to happen in the case of words, if, for example, someone were to make a speech, and you had to experience it inwardly in the way you do when you drink vinegar or wine or something of that sort, then you would certainly never be objectively clear about the man's words, about what he says to you. Just as in drinking vinegar you have an unpleasant experience and in drinking wine a pleasant one, so in the same way you would colour an external experience. You must not colour the external experience when you perceive the words of another. If you see things in the right light, that is just where morality comes in. For there are men—this is especially true as regards the ego-sense, but it also applies to the sense of thought—who are so firmly fixed in their middle senses, in the senses of warmth, sight, taste and smell, that they judge others, or the thoughts of others, in accordance with these senses. Then they do not hear the thoughts of the other men at all, but perceive them in the same way that they perceive wine or vinegar or any other food or drink. Here we see how something of a moral nature is the outcome of a quite amoral manner of observation. Let us take a man in whom the sense of hearing, and even more the word-sense, the sense of thought and the ego-sense, are poorly developed. Such a man lives as it were without head; he uses his head-senses in the same way as he uses those of a more animal tendency. The animal is unable to perceive objectively in the way that, through the senses of warmth, sight, taste and smell, the man can perceive objective-subjectively. The animal smells; as you may well imagine, it can only in the very slightest degree make objective what it encounters in the sense of smell ... the experience is in a high degree a subjective one. Now all men, of course, have in addition the sense of hearing, the word-sense, the thought-sense and the ego-sense; but those whose whole organisation tends more towards the senses of warmth and sight, still more towards those of taste or even of smell, change everything around them according to their subjective experiences of taste and smell. Such things are to be seen every day. If you want an example, you can see it in the latest pamphlet by X. He is not in the least able to grasp the words or thoughts of another. He seizes hold of everything as if he were drinking wine or vinegar or eating some kind of food. Everything becomes subjective experience. To reduce the higher senses to the character of the lower ones is immoral. It is quite possible to bring the moral into connection with our whole world-conception, whereas at the present time the fact that men do not know how to build a bridge between what they call natural law and what they call morality, acts as a destructive influence undermining our entire civilisation. When we come to the next four senses, to the sense of balance, the sense of movement, the sense of life and the sense of touch, we come to the specifically inner senses. For, you see, what the sense of balance conveys to us is our own state of balance; what the sense of movement conveys to us is the state of movement in which we ourselves are. Our sense of life is that general perception of how our organs are functioning, of whether they are promoting life or obstructing it. In the case of the sense of touch, it is possible to be deceived; nevertheless, when you touch something, the experience you have is an inner experience. You do not feel this chalk; roughly speaking, what you feel is the impact of the chalk on your skin ... the process can of course be characterised more exactly. In the sense of touch, as in the experience of no other sense in the same way, the experience lies in the reaction of your own inner being to an external process. But now this last group of senses is modified by something else. You must recall something I said here a few weeks ago.2 Let us consider the human being in relation to what he perceives through these last four senses. Although we perceive our own movement, our own balance, in a decidedly subjective manner, this movement and this balance are nevertheless quite objective processes, for physically speaking it is a matter of indifference whether it is a block of wood that is moved, or a man; whether it is a block of wood in balance or a man. In the external physical world a man in movement is exactly the same thing to observe as a block of wood; and similarly with regard to balance. And if you take the sense of life—the same thing applies. Our sense of life conveys to us processes that are quite objective. Imagine a process in a retort: it takes its course according to certain laws; it can be described quite objectively. What the sense of life perceives is such a process, a process which takes place inwardly. If this process is in order, as a purely objective process, this is conveyed to you by the sense of life; if it is not in order, the sense of life conveys this to you also. Even though the process is confined within your skin, the sense of life transmits it to you. To sum up, an objective process is something which has absolutely no specific connection with the content of your soul-life. And the same thing applies to your sense of touch. When we touch something, there is always a change in our whole organic structure. Our reaction is an organic change within us. Thus we have actually something objective in what is brought about through these four senses, something that so places us as human beings in the world that we are like objective beings who can also be seen in the external sense-world. Thus we may say that these are pronounced inner senses; but what we perceive through them in ourselves is exactly the same as what we perceive in the world outside us. In short, whether we set in motion a log of wood, or whether the human being is in external motion, it makes no difference to the physical course of the process. The sense of movement is only there in order that what is taking place in the outer world may also come to our subjective consciousness. Thus you see that the truly subjective senses are the senses which are specifically external; it is they which have the task of assimilating into our humanity what is perceived externally through them. The middle group of senses shows an interplay between the outer and the inner world. And through the last group a specific experience of what we are as part of the world-not-ourselves is conveyed to us. We could carry this study much further; we should then discover many of the distinctive qualities of this sense or that. We only have to become accustomed to the idea that the treatment of the senses must not be limited to describing them according to their more obvious organs, but that we must analyse them according to their field of experience. It is by no means correct, for instance, that no specific organ exists for the word-sense; only its field has not been discovered by the materialistic physiology of to-day. Or take the sense of thought—that too is there, but has not been explored as has, let us say, the sense of sight. When we consider man in this way, it cannot fail to be borne in upon us that what we usually call soul-life is bound up with what we may call the higher senses. If we want to encompass the content of what we call soul-life, we can scarcely go further than from the ego-sense to the sense of sight. If you think of all that you have through the ego-sense, the sense of thought, the word-sense, the sense of hearing, the sense of warmth and the sense of sight, you have practically the whole range of what we call soul-life. Something of the characteristics of the specifically outer senses still enters a little into the sense of warmth, upon which our soul-life is much more dependent than we usually think. And of course the sense of sight has a very wide significance for our whole soul-life. But with the senses of taste and smell we are already entering into the animal realm, and with the senses of balance, movement and life and so on, we plunge completely into our bodily nature. These senses we perceive altogether inwardly. If we want to show this diagrammatically, we should have to show it like this (see diagram). We draw a circle around the upper region; and there in this upper sphere lies our true inner life. Without these external senses, this inner life could not exist. What sort of men should we be if we had no other egos near us, if we were never to perceive words and thoughts? Just imagine! On the other hand, the senses from taste downwards (see diagram B) perceive in an inward direction, transmit primarily inward processes, but processes which become progressively more obscure. Of course, a man must have a clear perception of his own balance otherwise he would become giddy and collapse. To fall into a faint is the same thing for the sense of balance as blindness is for the eyes. But now what these other senses mediate becomes vague and confused. The sense of taste still develops to some extent on the surface. There we do have a clear consciousness of it. But although our whole body tastes (with the exception of the limb-system, but actually even that too), very few men are able to detect the taste of foods in the stomach, because civilisation, or culture, or refinement of taste has not developed so far in that direction. Very few men indeed can still detect the taste of the various foodstuffs in their stomachs. You do still taste them in some of the other organs, but once the foodstuffs are in the stomach, then for most men it is all one what they are—although unconsciously the sense of taste does very clearly continue throughout the whole digestive tract. The entire man tastes what he eats, but the sensation very quickly dies down when what has been eaten has been given over to the body. The entire man develops throughout his organism the sense of smell, the passive relationship to aromatic bodies. This sense again is only concentrated at the very surface, whereas actually the whole man is taken hold of by the scent of a flower or by any other aromatic substance. When we know that the senses of taste and smell permeate the entire man, we know too what is involved in the experience of tasting or smelling, how the experience is continued further inwards; and when one knows what it is to taste, for instance, one abandons altogether the materialistic conception. And if one is clear that this process of tasting goes through the entire organism, one is no longer inclined to describe the further process of digestion purely from the chemical point of view, as is done by the materialistic science of to-day. On the other hand, it cannot be gainsaid that there is an immense difference between what I have shown in the diagram as yellow and what I have shown as red (It has not been practicable to produce the diagram in colour.) There is an immense difference between the content of what we have in our soul-life through the ego-sense, word-sense and so on, and the experiences we have through taste, smell, movement, life-sense and so on. And you will understand this difference best if you make clear to yourselves how you receive what you experience in yourselves when you listen, let us say, to the words of another man, or to a musical sound. What you then experience in yourselves is of no significance for the outer process. What difference does it make, to the bell that you are listening to it? The only connection between your inner experience and the process that takes place in the bell is that you are listening to it. You cannot say the same thing when you consider the objective process in tasting or smelling, or even in touching. There you have to do with a world-process. You cannot separate what goes on in your organism from what takes place in your soul. You cannot say in this case, as in the case of the ringing bell, “What difference does it make to the bell whether I listen to it?” You cannot say, “When I drink vinegar, what has the process which takes place on my tongue to do with what I experience?” That you cannot say. There, an inner connection does obtain; there the objective and the subjective processes are one. The sins committed by modern physiology in this sphere are well-nigh incredible, when one considers that such a process as tasting is placed in a similar relationship to the soul as that of seeing or hearing. And there are philosophical treatises which speak in a purely general way of sensible qualities and their relation to the soul. Locke, and even Kant, speak generally of a relationship of the outer sense-world to human subjectivity, whereas for all that is shown in our diagram from the sense of sight upwards, we have to do with something quite different from all that the diagram shows from the sense of sight downwards. It is impossible to apply one single doctrine to both these spheres. And it is because men have done so that, from the time of Hume or Locke or even earlier, this great confusion has arisen in the theory of knowledge which has rendered modern conceptions barren right into the sphere of physiology. For one cannot approach the real nature of processes if one thus pursues preconceived ideas without an unprejudiced observation of things. When we picture the human being in this way, we have to understand that in the one direction we have obviously a life directed inwards, a sphere in which we live for ourselves, related to the outer world merely in perceiving it; in the other direction, of course, we also perceive—but we enter into the world by what we perceive. In short, we may say: What takes place on my tongue when I taste is an entirely objective process in me; when this process goes on in me, it is a world-process that is taking place. But I cannot say that what arises in me as a picture through the sense of sight is a world-process. Were it not to happen, the whole world would remain as it is. The difference between the upper and the lower man must always be borne in mind. Unless we bear this difference in mind we cannot get any further in certain directions. Now let us consider mathematical truths, the truths of geometry. A superficial observer would say: Oh yes, of course man gets his mathematics out of his head, or from somewhere or other (ideas on the subject are not very precise). But it is not so. Mathematics derives from an altogether different sphere. And if you study the human being, you will get to know the sphere from which mathematics comes. It is from the sense of movement and the sense of balance. It is from such depths that mathematical thought comes, depths to which we no longer penetrate with our ordinary soul-life. What enables us to develop mathematics lives at a deeper level than our ordinary soul-life. And thus we see that mathematics is really rooted in that part of us which is at the same time cosmic. In fact, we are only really subjective in what lies here (see diagram) from the sense of sight upwards. In respect of what lies down there we are like logs, as much so as the rest of the outer world. Hence we can never say that geometry, for instance, has anything of a subjective nature in it, for it originates from that in us wherein we ourselves are objective. It is concerned with the very same space which we measure when we walk, and which our movements communicate to us—the very same space which, when we have elicited it from ourselves in pictorial form, we then proceed to apply to what we see. Nor can there be any question of describing space as in any way subjective, for it does not come from the sphere whence the subjective arises. Such a way of looking at things as I am now putting before you is poles apart from Kantianism, because Kantianism does not recognise the radical distinction between these two spheres of human life. Followers of Kant do not know that space cannot be subjective, because it arises from that sphere in man which is in itself objective, from that sphere to which we relate ourselves as objects. We are connected with this sphere in a different way from the way in which we are related to the world outside us; but it is nevertheless genuine outer world, especially each night, for while we are asleep we withdraw from it with our subjectivity, our ego and our astral body. It is essential to understand that to assemble an immense number of external facts for what purports to be science and is intended to promote culture is useless if its thought is full of confused ideas, if this science lacks clear concepts about the most important things. And if the forces of decadence are to be checked and the forces of renewal, of progress, furthered, the essential task which confronts us is to understand the absolute necessity of reaching clear ideas, ideas that are not hazy but clear-cut. We must be absolutely clear that it is useless to proceed from concepts and definitions, but that what is needed is the unprejudiced observation of the field in which the facts lie. For example, no one is entitled to delimit the sphere of sight as a sense-sphere, if he does not at the same time distinguish the sphere of word-perception as a similar sphere. Only try to organise the sphere of total experience as I have often done, and you will see that it is not permissible to say: We have eyes, therefore we have a sense of sight and we are studying it. But you will have to say: Of course there must be a reason for the fact that sight has a physical-sensible organ of so specific a nature, but this does not justify us in restricting the range of the senses to those which have clearly perceptible physical organs. If we do that it will be a very long time before we shall reach any higher conception; we shall meet only what happens in everyday life. The important thing is really to distinguish between what is subjective in man, what is his inner soul-life, and the sphere wherein he is actually asleep. There, man is a cosmic being in relation to all that is conveyed by his senses. In that sphere he is a cosmic being. In your ordinary soul-life you know nothing of what happens when you move your arm—not at least without a faculty of higher vision. That movement is a will-activity. It is a process which lies as much outside you as any other external process, notwithstanding the fact that it is so intimately connected with you. On the other hand, there can be no idea, no mental image, in which we are not ourselves present with our consciousness. Thus when you distinguish these three spheres, you find something else as well. In all that your ego-sense, your thought-sense, your word-sense, your sense of hearing convey to you, thereby constituting your soul-life, you receive what is predominantly associated with the idea. In the same way, everything connected with the senses of warmth, sight, taste and smell has to do with feeling. That is not quite obvious with regard to one of these senses, the sense of sight. It is quite obvious with regard to taste, smell and warmth, but if you look into the matter closely you will find that it is also true of sight. In contrast with this, all that has to do with the senses of balance, movement, life, and even with the sense of touch (although that is not so easy to see, because the sense of touch retires within us) is connected with the will. In human life, everything is connected, and yet everything is metamorphosed. I have tried to-day to summarise for you what I have treated at length on various occasions. And tomorrow and the day after we will carry our study to a conclusion.
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112. The Gospel of St. John: The Metamorphoses of the Earth
26 Jun 1909, Kassel Tr. Harry Collison Rudolf Steiner |
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As we know, man in his ordinary state consists of four principles: physical body, etheric or life body, astral body, and ego, and we know that his daily life alternates in such a way that during his waking hours these four members of his being are organically interconnected and interpenetrative in him, whereas during sleep, while the physical and etheric bodies remain in bed, the astral body and the ego bearer—we may call it simply the ego—are removed. |
Therefore the following takes place, perceptible to clairvoyant consciousness: In proportion to the withdrawal of the ego and astral body the clairvoyant sees a divine ego and a divine astral body enter into man. Actually there is during sleep, too, an astral body and an ego—or at least a substitute for these—in the physical and etheric bodies. |
Now we look with different eyes at the sleeper, for the astral principle within him is a divine-spiritual principle, and there is also an ego, but a divine-spiritual ego. In a sense it can be said that while we are asleep in respect of our astral body and ego, we are watched over and the structure of our organization is maintained by these beings that thus become a part of our life, beings that enter our physical and etheric bodies when we ourselves abandon these. |
112. The Gospel of St. John: The Metamorphoses of the Earth
26 Jun 1909, Kassel Tr. Harry Collison Rudolf Steiner |
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Those of you who have been attending my lecture cycles or single lectures on spiritual-scientific subjects have had various phenomena of the higher worlds presented from many different aspects, and various beings as well have appeared to us from one realm or another and were shown in different lights. In order to anticipate any possible misconceptions that might arise I should like to point out today that when these beings and phenomena are illuminated, now from one angle, now from another, a superficial view might see contradictions. But if you look more closely you will see that these complicated facts of the spiritual world can be clarified only by throwing light on them from many sides. It is necessary to say this because certain facts with which most of you are already familiar from one aspect must in part be illuminated today from another, a new angle. We need only turn to that most profound document of the New Testament, familiar as the Gospel according to St. John, and read the pregnant words with which we brought yesterday's discussion to a close, in order to sense the literally endless enigmas of cosmic and human evolution hidden in the opening words of this Gospel. In the course of our observations the opportunity may present itself to show why the great narrators of spiritual events often expressed precisely the mighty, comprehensive truths in such a concise, paradigmatical form as we find in the opening verses of the John Gospel. Today we will return to certain well-known facts of spiritual science, treating them from an aspect differing from yesterday's, and see in what form we meet them again in the Gospel of St. John. Let us take our point of departure from the most elementary facts of spiritual science, comparatively speaking. As we know, man in his ordinary state consists of four principles: physical body, etheric or life body, astral body, and ego, and we know that his daily life alternates in such a way that during his waking hours these four members of his being are organically interconnected and interpenetrative in him, whereas during sleep, while the physical and etheric bodies remain in bed, the astral body and the ego bearer—we may call it simply the ego—are removed. Now, there is one point we must thoroughly understand today. In a man of our present stage of evolution we have before us this fourfold state as an inherent demand. As he lies in bed at night with only his physical and etheric bodies present he has, in a sense, the status of a plant; for the plant, as it appears in the outer world, consists only of physical body and etheric or life body; it bears no astral body or ego, and is thus differentiated from the animal and from man. The animal is the first in the scale to have an astral body, and man, an ego. Hence it can be said that during sleep, when his physical and etheric bodies alone remain in bed, man is in a sense a plantlike being. But again, he is not like a plant, and this must be rightly understood. In the present age a free and independent being having neither astral body nor ego, but consisting solely of etheric body and physical body, must have the appearance of a plant—must, in fact, be a plant. On the other hand man, as he lies asleep in bed, has grown beyond the status of a plant, because during the course of evolution he has added an astral body—vehicle of joy and sorrow, pleasure and pain, impulses, desires, and passions—and also the vehicle of the ego. But the acquisition of a higher principle always involves a corresponding alteration in all that pertains to the lower principles. If an astral body were added to the plant we see today as a being of outer nature, if this astral body were not only to hover over the plant but to permeate it, then what we see penetrating the plant in its substance would have to become animal flesh. That is because upon entering, the astral body would transform the plant in such a way as to convert the substance into animal flesh. And the addition of an ego in the physical world would entail an analogous transformation. We may therefore say that in a being like man, whose nature embraces not only a physical body but invisible, higher, super-sensible principles as well, the super-sensible members find expression in the lowest ones. Just as the inner qualities of your soul are superficially expressed in your features, in your physiognomy, so your physical body is an expression of the work performed by your astral body and ego; and the physical body does not represent merely itself: it stands as the physical expression of the human principles that are physically invisible. Thus the glandular system and all that pertains to it is an expression of the etheric body, everything connected with the nervous system is an expression of the astral body, and all that is comprised in the circulation is an expression of the ego bearer. So in the physical body itself we again have to take into account a fourfold organization; and only one who worships a crass materialistic world conception could classify the various substances in the human body as equivalent. The blood pulsating in our veins became the substance it is as a result of the fact that an ego dwells in us; the form and substance of the nervous system are due to the presence of an astral body; and the glandular system is the outcome of the etheric body. If you will take all this into consideration you will readily see that between falling asleep at night and waking up in the morning the human being is really a contradiction in terms. One is inclined to call him a plant, yet he is not a plant because the physical substance of a plant lacks the expression of the astral body—the nervous system—as well as the expression of the ego—the circulatory system. A physical being such as man, equipped with a glandular, a nervous, and a circulatory system, can exist only by means of an etheric body, an astral body, and an ego; but in the night you forsake your physical and etheric bodies—that is, in as far as your astral body and ego constitute you a human being. You basely abandon them, as it were, making them into a self-contradictory being. Were nothing of a spiritual nature to intervene at this time, while you simply withdraw your astral body and ego from your physical and etheric bodies, you would find your nervous and circulatory systems destroyed when you woke up in the morning; for these cannot exist without your having an astral body and an ego within you. Therefore the following takes place, perceptible to clairvoyant consciousness: In proportion to the withdrawal of the ego and astral body the clairvoyant sees a divine ego and a divine astral body enter into man. Actually there is during sleep, too, an astral body and an ego—or at least a substitute for these—in the physical and etheric bodies. When man's astral principle passes out, a higher one moves in—as does similarly a substitute for the ego. From this it is evident that within the realm of our lives, within their sphere, beings are at work that have no immediate expression in the physical world. What comes to expression in the physical world are minerals, plants, animals, and human beings. The last are for the moment the highest of the beings within our physical sphere, for they alone have physical body, etheric body, astral body, and ego. The fact that in sleep the astral body and ego withdraw from the physical and etheric bodies shows us that even today the former retain a certain independence; that they detach themselves, so to speak, and can live for a certain length of time every day thus sundered from the physical and etheric vehicles. The astral body and the ego appear, to be sure, as the highest and most intimate principles of man's nature, but by no means do they prove to be the most perfect. Even to superficial observation the physical body is more perfect than the astral body. Two years ago I pointed out here1 that the more closely we examine man's physical body, the more admirable it appears in its entire structure. Not only does the marvel of the human heart or the human brain when examined anatomically satisfy the mind's acute, intellectual thirst for knowledge, but whoever approaches these with his soul feels an aesthetic and moral uplift when he realizes how sublime and wise are the provisions made in this physical body. The astral body is as yet less advanced. It is the bearer of joy and sorrow, of impulses, desires, indulgence, and so forth; and we must admit that in order to satisfy his desires man turns to all sorts of things hardly calculated to further the wise and ingenious workings of the heart or the brain. His craving for enjoyment leads him to seek satisfaction in things like coffee, that are poison for the heart, thereby proving the astral body's craving for pleasures that harm the wisely contrived human heart; yet for decades the heart withstands such poisons consumed by man as a result of his astral body's craving for enjoyment. This proves that the physical body is more nearly perfect than the astral body. At some time in the future the astral body will be incomparably the more perfect of the two, but at present the development of the physical body is the most advanced. That is because it is actually the oldest principle of man's nature. The physical body itself furnishes the evidence that it was worked upon long before our earth came into being. The modern doctrine of the origin of the world grew out of purely materialistic conceptions, and what it teaches is nothing but a materialistic fantasy; nor does it matter whether it is called the Kant-Laplace theory or, in the case of a later one, something else. For comprehending the outer structure of our world system these materialistic flights are undoubtedly useful, but they are of no avail in helping us understand anything higher than what the outer eye sees. Spiritual research shows that just as the human being passes from incarnation to incarnation, so a cosmic body like our earth has experienced other formations, other planetary conditions, in the remote past. Before our earth came into being it was in a different planetary state, the spiritual state science calls the “old Moon”.2 This does not refer to our present moon but to an ancestor of our earth as a planetary being; and just as the human being has developed from an earlier form of embodiment into what he is today, so our earth has developed from old Moon to Earth: the old Moon is a sort of previous incarnation of the Earth. Going still farther back: a previous incorporation of the old Moon was the Sun—again not the present sun but an ancestor of our present earth; and finally, the precursor of this old Sun was the old Saturn. Those are the states our Earth passed through: a Saturn state, a Sun state, and a Moon state, and now it has reached its earth state. The first germ of our physical body appeared on the old Saturn. In other words, while nothing of all that surrounds us today existed on that primeval cosmic body we designate the old Saturn (not the present planet)—nothing of our animal or plant life, or even of our mineral kingdom—yet there were the first rudiments of the present-day human physical body. This physical human body was constituted very differently from what it is today: it was present in its earliest germinal state, then developed during the Saturn evolution; and when the latter was completed the old Saturn passed through a sort of cosmic night in the same manner in which man passes through a devachan in order to reach his next incarnation. Then Saturn became the Sun; and as the plant arises out of the seed, so the human physical body reappeared on the old Sun. Gradually this physical body became permeated by an etheric or life body, so that on the old Sun the germinal physical body was joined by the etheric or life body. Man was then not a plant, but he had the status of a plant. He consisted of physical body and etheric body, and his consciousness resembled that of sleep, the consciousness of the carpet of plants that is spread out around us in the physical world today. The Sun existence came to an end, and again there intervened a cosmic night, or world devachan, as we can call it. When the Sun had passed through this cosmic devachan it was transformed into the old Moon state. Again we find the human physical and etheric bodies that had entered on Saturn and the Sun respectively, but during the Moon evolution the astral body was added. Now the human being possessed a physical, an etheric, and an astral body. Thus you see that the physical body, having come into being on Saturn, was already passing through its third state on the Moon; and the etheric body that had been added on the Sun now rose to its second stage of perfection. The astral body, just engendered, was in its first stage in the Moon period. Something now happened on the Moon that would not have been possible during the Saturn and Sun stages. While the latter had kept man a comparatively homogeneous being, the following event occurred when the old Moon was at a certain stage of development: The whole heavenly body split into two members, a sun and its satellite, the Moon; so that while in the case of Saturn and the Sun we have the evolution of a single planet, only the first part of the Lunar evolution can be thus characterized. That is because in the beginning everything that constitutes our present earth, sun, and moon was united in one primordial cosmic body in a single state, and then two bodies came into being. The sun that had its genesis at that time was not our sun, nor was it the old Sun, mentioned above: it was a special state that detached itself from the old Moon as a sun state; and along with it there came into being a planet, outside of the sun and circling it, which in turn we call the old Moon minus the sun; that is, the Moon. Now, what is the significance of this division that took place in our earth's predecessor during the evolution of the old Moon? It lies in the fact that along with the sun the higher beings and the finer substances withdrew from the whole stellar mass as sun, while the coarser substances and the lower beings remained with the Moon. So during the evolution of the old Moon we have two heavenly bodies instead of one: a sun body, harboring the higher beings, and a Moon body, the dwelling place of the lower beings. Had the whole remained united, with no separation occurring, certain beings who developed on the sundered Moon could not have kept pace with the sun beings: they were not sufficiently mature, and therefore had to segregate, cast out, the coarser substances and build for themselves a sphere of action apart. Nor could the higher beings have remained united with these coarser substances, for it would have obstructed their more rapid progress. They, too, required a special field for their development, and that was the Sun. Now let us turn to the beings dwelling on the old Sun and those on the old Moon, after the separation. We have learned that the potential human physical body had its inception during the Saturn state, that on the Sun the etheric body was added, and on the Moon, the astral body. Now, these human beings—or primeval men, if we may so call them—on the Moon had, in fact, remained with the Moon when it split off; and these were the ones who could not keep pace with the rapid development of the sun beings—those who had gone with the sun and now dwelt within the finer substances and matter on the sun. This also accounts for their becoming coarser during the Moon evolution. During this period, then, we have man in a state consisting of physical body, etheric body, and astral body; in other words, he had attained to the evolutionary stage of a present-day animal, for an animal has the physical, etheric, and astral bodies. But you must not imagine man on the old Moon as having been really an animal: his form was very different in appearance from anything in the present animal world, and it would strike you as utterly fantastic if I were to describe it. Summing up, then: On the old Moon we find what may be called the ancestors of present-day man, equipped with physical, etheric, and astral bodies, in whom these principles tended to become rigid after the division—to become coarser than they would have become had they remained with the sun. But all that had split off with the sun had also passed through this threefold development, the Saturn, Sun, and Moon evolutions. This, however, proceeded in the direction taken by the sun, whereas the ancestors of men followed the Moon. These beings that went with the sun show a threefold organism closely paralleling that of man. On the sun, too, were beings who had acquired three principles, so to speak; but these had become finer instead of coarser after the separation. Think of the process as follows: After the split the human forebears became denser beings than they were before, they tended to solidify; while corresponding beings on the sun became more rarefied. Through having acquired an astral body during the Moon evolution, man in a sense descended to the level of an animal; but the beings that did not take part in this development—those that carried the finer substances with them to the sun—became finer. So while man was hardening on the Moon, being of lofty spirituality arose on the sun. In spiritual science this spirituality is designated the counterpart of what evolved on the Moon. On the Moon men developed up to the rank of the animal, so to speak, although they were not animals. Now, in dealing with the animal kingdom people have always quite justifiably distinguished between different grades of animals, and the animal men on the Moon appeared in three grades differing essentially from one another. In spiritual science these are termed the grades of the “Bull”, the “Lion”, and the “Eagle”. Those are typical configurations, as it were, of the animal world. The old Moon was inhabited by the three groups: Bull men, Lion men, and Eagle men.—Although these connotations apply in no way to our present bulls, lions, and eagles, the deteriorated character of those primordial Moon men which we call Lion-men is nevertheless expressed, to a certain extent, in the feline species; in the character of the hoofed animals there comes to expression the degenerated nature of the so-called Bull men, and so forth.—That describes the densified nature of man after a three-stage development. But on the sun dwelt the spiritual counterparts of these, also consisting of three groups. While the development of the astral principle on the Moon was shaping these three different animal men, the corresponding spiritual men arose on the sun as Angelical beings, spirit beings. These, too, are known as Lion, Eagle, and Bull, but as the spiritual counterparts of the others. So when you contemplate the sun you see spiritual beings whom you envision as the beautiful prototypes conceived in wisdom, while on the Moon you find something like hardened replicas of what dwells on the sun. But something in the nature of a mystery underlies all this. These images down on the Moon are not without connection with their spiritual counterparts on the sun. On the Moon we have a group of primordial men, the Bull men, and on the sun a group of spirit beings connoted “Bull spirits”; and there is a spiritual connection between prototype and image. That is because the group soul is the prototype and acts as such upon the images. The forces proceed from the group soul and direct the image down below: the Lion spirit directs the beings who, as Lion men, are its image; the Eagle spirit guides the Eagle men, and so on. If these spirits up above had remained united with the Moon, bound to their replicas and inhabiting them, their activity would have been paralyzed; they could not have exercised the forces needed for the salvation and development of the images. They understood that they had to foster on a higher level what was destined to evolve on the Moon. The Bull spirit felt, I must care for the Bull men; but on the Moon I cannot find the conditions for my own progress, hence I must dwell on the sun and from there send down my forces to the Bull men.—And the same applies to the Lion spirit, and the Eagle spirit. That is the way evolution proceeded. Certain beings needed a sphere of action above those that were their physical images, so to speak. The latter required a lower, lesser field. In order to function effectually the spiritual beings had to sunder the sun from the Moon and then send down their forces from without. Thus we see on the one hand a development downward, so to say, and on the other, an upward trend. The evolution of the old Moon (as a cosmic period) proceeds. By acting upon their images from without, the spiritual beings spiritualize the Moon, with the result that the latter can in time reunite with the sun. The prototypes take their images back into themselves, absorb them, as it were. Another world devachan comes about, a cosmic night. (This is also known as a pralaya, whereas stages like Saturn, Sun, and Moon are called manvantaras.) Following this cosmic night there issues out of the obscurity of the cosmic womb our Earth stage, whose mission it is to advance man to the stage at which he can add the ego, or ego bearer, to his physical, etheric, and astral bodies. In the meantime, however, all previous evolution must be repeated; for whenever a higher stage is to be reached a cosmic law demands the repetition of all that had already taken place. The Earth had thus to pass once more through the old Saturn stage: again the first potential beginnings of the physical body evolved as out of the cosmic germ; and then followed a repetition of the Sun and Moon stages. At this time sun, earth, and moon still formed a single body; but now a repetition of previous events takes place: the sun again splits off, and again those loftier beings that need this higher sphere for their development depart with the sun, carrying with them the finer substances they need for creating their cosmic sphere of action. Thus the sun left the Earth, which at that time still bore the moon within its body, and took with it those beings who were sufficiently advanced to find their further development on the sun. You will readily imagine that among these beings were to be found primarily those that had previously functioned as prototypes. All these beings, who during the old Moon period had attained to adequate maturity, progressed rapidly, with the result that they could no longer live in the denser substances and among the earth-plus-moon beings: they had to detach themselves and establish a new existence on the sun—our present sun. Who were these beings? They were the descendants of those who, back in the old Moon state, had developed on the sun as the Bull, Lion, and Eagle spirits; and the loftiest of these, the most advanced, were those who had merged within themselves the natures of Eagle, Lion, and Bull in a harmonious unity. They are the beings that can be connoted human prototypes—spirit men in the true sense of the term. Keep in mind that among the spiritual beings, who during the old Moon period were to be found on the sun as Bull, Eagle, and Lion spirits, some had attained to a higher plane of development, and these are the Spirit Men proper whose dwelling place is now principally the sun. They are spiritual counterparts, so to speak, of what is in the process of evolution down below on the severed earth-plus-moon; but those that are developing down there are the descendants of the beings that had lived on the old Moon. Now, you can imagine that since a certain condensation, a solidification of these beings had already set in on the old Moon, a tendency to condense, to solidify, to dry out would be all the more pronounced in their descendants. Indeed, a sad and dreary period commenced for this sundered portion which then comprised earth-plusmoon. Above, on the sun, an ever fresher and livelier development, ever fuller life; below, on the Earth, misery and barrenness, steadily increasing rigidity. Something now occurred without which evolution would have been brought to a standstill: the moon as we know it today separated from the earth-plus-moon body, and what remained is our present earth. In this way the coarsest substances withdrew before rendering the earth completely hard, and the latter was saved from total desolation. To summarize all this: At the beginning of our Earth evolution the Earth formed one body with our present sun and moon. Had the Earth (earth plus moon) remained with the sun, man would never have been able to reach his present stage of development: he could not have kept pace with a development such as the beings on the sun needed. What developed up there was not man as he is on earth, but his spiritual prototype of which, as he appears in his physical body, he is really but an image. And on the other hand, had the moon remained within the earth, man would have gradually dried out and mummified, and have found no possibility of further development on Earth. The Earth would have become a barren, arid cosmic body; and in place of human bodies as we know them today, something like lifeless statutes would have developed, growing up out of the ground like desiccated men. This was prevented by the secession of the moon, which withdrew into cosmic space and took with it the coarsest substances. That made it possible for an ego to be added to the physical, etheric, and astral bodies already present in the descendants of the old Moon beings; and because the forces of sun and moon acted from without and there held each other in balance, man could experience fructification by the ego. The earth was now the scene of further human evolution. All that had come over from the old Moon represented in a certain respect a devolution, a development into a lower stage; but now there appeared a new impetus, an impulse upward.—And in the meantime the progress of those corresponding spiritual beings who had remained with the sun steadily continued. Let us suppose we have a block of hard iron before us and that our muscles are of average strength. We pound and hammer the iron, trying to beat it flat, but we cannot manage to give it any form until we have softened the substance by heat. Something of this sort happened to the earth after the densest substances had withdrawn with the moon. Now the earth beings could be formed, and now the sun beings again took a hand—those beings who as early as the old Moon state had intervened there from the sun as the group souls. Before the moon split off, substances were too dense; but now these beings asserted themselves as forces that gradually shaped and developed man to his present form. Let us examine this more closely. Imagine you could have stood on this ancient heavenly body that consisted of earth-plus-moon. You would have beheld the sun out in space; and if you had been clairvoyant you would also have seen the spiritual beings described above. On the Earth you would have perceived a sort of solidification, of desolation, and it would have struck you that all about was nothing but aridity and death on the Earth; for the forces of the sun could gain no influence over all this that was on its way to becoming a great cosmic graveyard.—And then you would have seen the body of the moon detach itself from the Earth. You would have seen the substances of the earth becoming malleable and plastic, with the result that the forces descending from the sun were once more able to act. And you would have seen the Bull, Lion, and Eagle spirits regaining their influence over the human beings that were their images. You would have understood that the moon, isolated, had lost some of its harmful influence through its withdrawal, for thenceforth it could act only from a distance; and that in this way the earth was rendered capable of receiving what the spiritual beings had to give. Tomorrow we shall see what sort of a picture presents itself to the clairvoyant when he traces the more remote phases of evolution in the akashic record. We know that during the old Saturn stage the first beginning of the human physical body was formed. What today we see as the physical human form first took shape on Saturn as though emerging from cosmic chaos. Then came the Sun stage during which the etheric body was added to the physical; and on the old Moon these were joined by the astral element in the case of those beings who continued their development on the sundered Moon, as well as of the spirits who had remained with the sun. On the sun dwelt the spiritual prototypes, on the Moon, their counterparts on the animal level; and finally, upon the Earth there had gradually evolved a condition under which man was once more able to receive into himself the astral element developed on the sun during the Moon evolution, an element that now acted in him as a force. Let us now trace these four states. The exalted power which during the Saturn stage provided the spiritual germ of the physical human form is called by the author of the John Gospel the Logos. The element that was added on the Sun and merged with what had arisen on Saturn he designates Life, known to us accordingly as the etheric or life body. And what was subjoined on the Moon he terms the Light, for it is the spiritual light, the astral light. On the severed Moon this astral light effected a hardening, but on the sun itself, a spiritualization. What was thus engendered as spirit could and did continue to develop; and when the sun again split off, the principle that had evolved during the third stage shone into men, but man was as yet unable to see what thus shone in from the sun. It took part in the shaping of man, acted as a force; but man could not see it. What we have in this way come to recognize as the essence of the Saturn evolution we can now express in the words of the Gospel of St. John:
Now we pass to the Sun. To denote what came into being on Saturn and was further developed on the Sun, we say, the etheric body was added:
On the Moon the astral element entered into both the physical and the spiritual aspects of men:
When the separation occurred the light developed in two directions: on the sun into a clairvoyant light, among men into darkness. For when man was to receive the light he, who was the darkness, comprehended it not. So if we illuminate the John Gospel by means of the akashic record, what we read concerning cosmic evolution is a follows: In the beginning, during the Saturn evolution, everything had come into being out of the Logos; during the Sun evolution, Life was in the Logos; and out of this living Logos there arose Light during the Moon evolution. Finally, out of the living, light-filled Logos there appeared on the sun, during the Earth evolution, the Light in heightened luster—but men walked in darkness. And the beings who had become the advanced spirits of Bull, Lion, Eagle, and Man, shone down as light from the sun to the earth and into the forms of men that were taking shape. But these were the darkness, and they could not comprehend the light that shone down upon them.—Naturally we must not think of this as the physical light, but rather, as the Light that was the sum of the radiations from the spiritual beings, the spirits of Bull, Lion, Eagle, and Man, who constituted the continuation of the spiritual evolution of the Moon. It was the spiritual Light that streamed down. Men could not receive it, could not comprehend it. Their whole development was advanced by it, but without their consciousness taking part. The light shone in the darkness; and the darkness comprehended it not. Thus paradigmatically does the writer of the John Gospel present these great verities; and those versed in such matters have ever been called the “servants or ministers of the Logos as it was from the beginning.” He who speaks thus was such a minister or servant of the Logos as it was from the beginning; and in the Luke Gospel we find what is basically the identical disposition. Just read understandingly what the writer of the Luke Gospel says: his purpose is to report events as they occurred from the beginning, even as they delivered them unto us, which from the beginning were eyewitnesses, and ministers of the Word. And we believe that these documents were written by servants of the Word, or the Logos. We learn to believe this when by means of our own spiritual research we see what took place, when we see how our Earth evolution came about by way of Saturn, Sun, and Moon. And when we then find that we can rediscover, independent of all documents, what is presented in the comprehensive words of the John Gospel and in the words of the Luke Gospel, we learn anew to appreciate these documents and to find in them their own evidence that they were written by those who could read in the spiritual world. They provide a means of communication with men of remote times whom we can face, in a sense, and say, We recognize and know you—because what they knew we have found again in Spiritual Science.
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226. Man's Being, His Destiny and World-Evolution: Man's Being, His Destiny and World Evolution, Part I
19 May 1923, Oslo Tr. Erna McArthur Rudolf Steiner |
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All that happens at a deeper level in the astral body and the ego can be experienced only by consciously penetrating the events passed through by the astral body and the ego when they have separated themselves from the physical and etheric bodies and fallen asleep. |
When the ego and astral body return again to the physical body, then destiny has been woven anew night by night. |
These vibrations do not cease. It is not necessary that your ego be present while the symphony reverberates within you. If your ego were present, you would be aware only of the etheric body's vibrations. |
226. Man's Being, His Destiny and World-Evolution: Man's Being, His Destiny and World Evolution, Part I
19 May 1923, Oslo Tr. Erna McArthur Rudolf Steiner |
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In viewing the soul of man, we find its inner element composed of thinking or forming of mental representations, feeling, and willing. You know that these three soul-activities have been often discussed by me. Nevertheless, I should like to say a few words today about this threefold constitution of the human soul, inasmuch as it is in especial connection with the present cycle. Life in the waking state is essentially concerned with our mental activity. Of what we are thinking we are fully conscious in the waking state. If you ask yourself: Are we as conscious of the feelings that we experience in the waking state as we are of the mental representations? the answer would have to be in the negative. In a certain sense, feelings are apprehended but dimly and vaguely by waking consciousness. And if you compare the experiences of your world of feelings with those confronting you in the manifold imagery of the dream-world, you will find the same degree of consciousness in the world of feelings that you do in the world of dreams. In the world of feelings, we dream in a different way; yet also in that world it is still only dreaming. We may be easily misled regarding the character of this world of feeling by translating that which is felt into mental representations. We make a mental image of our feelings. In this way, the feelings are raised into waking consciousness. Yet the feelings, as such, are no more conscious than dreams. What remains still more unconscious—it might be said, wholly unconscious—are man's will-impulses. Try to visualize what you know of the faculty generally called willing. Suppose that you stretch out your hand in order to grasp something. First, you have a mental image of the fact that you are going to stretch out your hand. This is what you intend to do. But how this intention streams down into your whole organism; how it is imparted to the muscles, the bones, so that your hand be enabled to grasp an object: of all this you know as little as you know, in your ordinary consciousness, of what happens to your ego during sleep. Only after grasping the object, you become aware—again by means of a mental image—of having carried out a movement. What lies between the mental image forming the intention and the image engendered within you after this intention has been acted upon externally, what happens within your organism between these two stages is hidden by a sleep which takes possession of you even in the waking state. Willing is a matter of sleeping, feeling a matter of dreaming. And only mental activity, thinking, is a matter of real waking. Here we have, even in the waking state, the threefold human soul: the waking soul that forms mental images; the dreaming soul that feels; and the willing soul that sleeps. Hence man can never know, out of his ordinary consciousness, what goes on in those regions where the will is weaving and living. If, however, we illuminate by the methods of anthroposophical research the regions where the will is pulsating, we discover the following: The intention of carrying out a will-impulse is primarily a thought, a mental image. At the moment when this intention streams down into the organism, something is produced which might be called a process of inner combustion. Invariably, this combustion is kindled in the organism along the entire path followed by the will-impulse. The combustion of metabolic products existing within you brings forth the movement used by the arm in order to carry out a will-impulse. Hence someone who wills an action undergoes, in a physical sense, a burning-up and consuming of his metabolic products. The metabolic products must be renewed for the reason that they are being constantly burned up, consumed by the will-impulse. It is different in mental activity. Here a constant depositing of salt-like particles takes place. Earthy, salt-like, ash-like particles are excreted from the organism. Thus, in a physical sense, thinking or mental activity is a depositing of salt. Willing is a combustion. To the spiritual view, human life appears as a continuous depositing of salt from above, and a combustion from below. This combustion has the effect of preventing by the fire within our body—if I may express it in this way—our perceiving, by means of our ordinary consciousness, the real nature of will. This combustion puts us to sleep in regard to our will, or will-impulses. And what becomes invisible to our ordinary consciousness while we are asleep? If by the methods of spiritual research, we illuminate the organic fire constantly being kindled through the will, we perceive that this fire contains the effects of our moral behavior during previous earth-lives. What lives in this fire may be designated as human destiny, human karma. It is actually true that a certain fact may assume an entirely different significance if looked at from a correct, spiritual viewpoint instead of an external, sensible-intellectual one. For instance, a man may become acquainted, in a certain year of his life, with another man. This is generally considered as accidental. And it really seems as if the two persons had been led together by the accidents of life and become acquainted at a chance moment. Things, however, happen otherwise. If we use the methods of spiritual research and look into the whole connection of human life, if we look into everything made invisible by the previously mentioned process of combustion, we then find that an acquaintance made in a man's thirty-fifth year has been longed for and striven for by this man during his entire life according to a definite plan. If we follow someone's life from his thirty-fifth year back into his early childhood, we may uncover and reveal what paths were pursued in order to arrive at the point where the other man was encountered. All this has been carried out in accordance with a plan harbored in the unconscious. If we look at a human being's destiny in this way, it is remarkable to discover what wiles were occasionally employed by this person in order to arrive at a certain place, in a certain year, and to encounter a certain person. Anyone having real insight into human life cannot help but say that, if someone is undergoing an experience, he himself has sought it, with all the force at his command, during his entire earth-life. And why do we seek a particular experience? Because this seeking has been poured into our soul out of former lives. These former earth-lives, however, do not show their effect inside our waking thought-consciousness. They show their effect in that state of consciousness constantly lulled to sleep by the process of combustion. Although striving unconsciously, we are nonetheless striving for the attainment of our earthly experiences. Now, if something of this kind is said, various objections may arise in our thoughts. First of all, the following argument might be raised: If all this be true, then our whole life is determined by destiny; we have no freedom. But do we lose our freedom through the fact that our hair is blond and not black? This, too, is predestined. We are nevertheless free, even if our hair is blond instead of black—although we might possibly prefer black hair; we are nevertheless free, even if we cannot pull down the moon, as we might have longed to do as children. We are nevertheless free, even though we have sought certain experiences since the beginning of our earth-life. For not all of human life is composed of such destined experiences; these experiences are always joined to freely chosen experiences. And these freely chosen experiences joined to the others are found by spiritual science in a different place. I have often spoken of the three stages of spiritual knowledge: Imagination, when we first view a world of images; inspiration, when this world of images is penetrated by spiritual reality and essence; intuition, when we stand amid spiritual reality and essence. If the human being, in the course of his spiritual research, attains imagination and hence sees before him the tableau of his life, something else always becomes visible at the same time. One cannot be attained without the other. We cannot attain imagination, real spiritual knowledge of the life lived by us heretofore on earth, without seeing emerge, in a strange, memory-like manner, the experiences undergone by us during sleep between going to sleep and awaking. I have told you of what these experiences consist. When attaining imagination on the one hand, we attain, on the other, by means of the inner silence enveloping our soul, an especially profound view of what the human being experiences during sleep. I have already described to you many things experienced by us during the sleeping state. What, however, is mainly set before our inner eye in sleep concerns destiny, as it forms itself anew. If we illuminate the sleep that encompasses our will even in the waking state, we can see at work the karma resulting from previous earth-lives. And, if we see in their true light the experiences undergone by us between going to sleep and awaking, we recognize how the karma that will be realized in our next earth-life is being woven out of the free deeds performed by us in the present earth-life. You might believe that those able to fathom the realm of sleep might be perturbed when saying to themselves: Your own moral conduct during the present earth-life is preparing your karma. Yet this fact is no more perturbing than the knowledge that the sun has risen, climbed to its highest position at noon, sunk in the evening below the horizon, and will repeat the same course on the morrow. The lawfulness rising from the depth of slumber does not perturb us; because through freedom all that has been formed in the sleeping state of the present earth-life can, in the most manifold ways, be brought forth during the next earth-life. And, when we envisage that which begins to weave itself in sleep, hidden from our ordinary consciousness, as new karma, we can clearly see karma at work in the subconscious states of our will—clearly see karma being spun anew. We can also see how the past is being interwoven in the human being with the future; we can see how that which is veiled to the waking human being by sleep in the day-time, that is to say, the inner secrets of his will, is being spun together with that which is veiled to him by sleep at night: namely, the inner secrets of his ego and astral body as they have separated themselves from the physical and etheric bodies and are taking part in weaving the future karma. Consider that the things thought by man in his ordinary waking state are mostly concerned with outer matters. These outer things thought by us remain fixed, by means of our soul-life's ordinary content, in our memory. All this, however, represents only the surface of our soul-life. Beyond this thought-level lies a soul-life of much greater profoundness. Whatever we experience during the waking state as our thinking, we experience in the etheric body, the formative-force body. All that happens at a deeper level in the astral body and the ego can be experienced only by consciously penetrating the events passed through by the astral body and the ego when they have separated themselves from the physical and etheric bodies and fallen asleep. Then the future karma is being spun. In the day-time, this future karma is veiled to us by the outward thoughts contained in the etheric body. In the depth of the soul, however, it is being woven together, also during the day, with that which dwells in unconscious, sleeping will as the karma emerging from the past. Hence the karma of the human being can be accurately divulged. Here we find several interesting facts. The age of the human being's earliest childhood is especially revealing for the observation of karmic connections. The resolutions of children appear to us as utterly arbitrary; and yet they are not at all arbitrary. It is indeed true that the child's actions imitate what goes on in the child's surroundings. I have indicated in my public lecture how the child, completely at one with his sense-organism, inwardly experiences every gesture, every movement made by the people around him. But he experiences every gesture, every movement, in its moral significance. Hence a child who is confronted with a choleric father experiences the immoral element connected with a choleric temperament. And the child experiences, through the subtlest movements of the people around him, the thoughts that these people harbor. Hence we should never permit ourselves to have impure, immoral thoughts in a child's presence and say: Such thoughts are permissible, because the child knows nothing about them. This is not true. Whenever we think, our nerve-fibers are always vibrating in one way or another. And this vibration is perceived by the child, especially during his earliest years. The child is a subtle observer and imitator of his surroundings. The strangest and—it might be said—the most interesting fact, in an exalted sense, is the following: The child does not imitate everything, but takes his choice. And this choosing is done in a very complicated manner. Let us assume that the child has before him a hot-headed, choleric father who does many things that are not right. The child, wholly one with his sense-organism, must absorb all these things. Since his eye cannot protect itself, it must perceive what takes place in the child's surroundings. What the child absorbs, however, is absorbed only in the waking state. Eventually the child goes to sleep. Children sleep a great deal. And during sleep the child is able to choose: What he wants to absorb is sent out of his soul into his body, his physical organism; what he does not want to absorb is ejected during sleep into the etheric world. Thus the child takes into his bodily organism only those things that have been predestined for him by his destiny, his Karma. The working of destiny is seen with especial vividness in the child's very first years. A person with a merely intellectual bent often feels that he is tremendously clever and the child tremendously stupid. After acquiring insight into the world, we discard this opinion and begin to realize how stupid we have become since our childhood. Our present cleverness, as opposed to that of childhood, is a conscious one. Yet far, far greater than all the wisdom given to us in later years is the wisdom with which the child, as was previously described, chooses between that which, according to the destiny resulting from former earth-lives, he must incorporate into himself, and that which he may eject into the general etheric world. And what is brought by man from former earth-lives into his present one becomes especially visible during the first years, when the question of freedom does not matter as yet. At the age when the consciousness of freedom arises, we have already brought into the present earth-life most of what had been destined to be garnered from previous earth-lives. And if someone has a certain experience at the age of thirty-five, he has blazed a trail towards this experience since his first childhood years. The first steps of life are the most important and essential for all that is determined by destiny. I have tried to point out how wise we were as children and how, fundamentally, we become less and less wise as life continues. Our consciousness expands: hence we value conscious rationalism, and do not value the child's unconscious wisdom. Only by acquiring the science of initiation are we taught how to value this wisdom. I have called attention to these things in the very first chapter of my booklet: Spiritual Guidance of Man and Humanity [Anthroposophic Press, New York.] Official philosophy has taken me severely to task on this score. It is important, nevertheless, that we are capable of looking at the first years of childhood in the right way. People, once they have understood these things, will attain a sounder judgment on something that is mentioned today again and again, but not understood in the least: the question of inherited qualities. In present-day literature and science the tendency is to base everything on qualities that have been inherited from the parents. If we once realize how the child, in a karmic sense, gathers from previous earth-lives whatever his wisdom urges him to select, we shall comprehend the correct relation between that which is determined by destiny and that which represents external inheritance and garb. For this inheritance is nothing but an external garb. That the latter exists will not seem strange to those comprehending in the right way how the human beings connect themselves, at a certain point between death and a new birth, with the sequence of generations. Turning their glance from the Beyond to the earthly realm, they are able to foresee who their parents are going to be. From the Beyond, we help to determine the qualities that our parents will have. Hence it is no wonder that we inherit these qualities. Yet—as was previously described—we make our choice concerning the qualities that we inherit. To observe the human being during his first childhood years is a study as interesting as it is exalted. I must use this expression again and again. You will remember that I called your attention to the three things learned by the child in his first years: walking, which includes so many things that were discussed yesterday, speaking, and thinking. These three faculties are attained by the child. Now let us observe correctly how the child takes his first steps. He may put down his little legs and feet firmly or gently; advance courageously or timidly; bend his knee vigorously or with less vigor; use his index finger or his little finger more frequently. Those who have the right insight into what is connected with walking, what is connected with the sense of equilibrium through which the child orientates himself in the three spatial directions—all those will recognize that the child's karma is symbolically expressed in his attempts at walking. We see a certain child, as he learns how to walk, put down his little feet with firmness. This shows us that he has proved himself as brave and courageous in various situations belonging to previous earth-lives. This brave and courageous quality coming from previous earth-lives is expressed, in a sensible image, by the firm manner in which the child plants his little feet on the ground. Thus we may observe just in the child's first attempts at walking a miraculous image of human karma. A man's personal karma is especially expressed by the manner in which he learns how to walk. In the second place, we learn how to speak. We imitate what is spoken around us. Every child does this in his own way; yet all human beings who learn how to speak their mother tongue within a lingual province imitate just this one language. Hence we find that the human being's folk destiny is expressed by the way in which the child adapts himself to the imitation of sounds. The child, when learning how to walk, expresses his individual destiny; when learning how to speak, his folk destiny. And, when learning how to think, he expresses the destiny of universal mankind living in a certain period all over the globe. Thus a threefold destiny is interwoven in man. It is true that we clothe our thoughts with diverse languages. Yet, when penetrating across language to the thoughts, we assume that these can be understood by every person anywhere in the world. A Chinese and a Norwegian language exist; nonetheless there is no difference—except an individual one—between Chinese and Norwegian thoughts. For it must be admitted that thoughts as such, with regard to their truth or untruth, are the same everywhere. They are differently colored for the sole reason that human beings express themselves through language and individual traits. The thought-content, however—not the form—is alike for all men. By adjusting himself to thought-life in his third stage, the child adjusts himself, at a certain point, to all of mankind. Through language, he adjusts himself to the folk destiny; through his orientation in three spatial directions (by learning how to walk, how to handle objects, and so forth) he adjusts himself to his personal, individual destiny. In order to understand man's being in the right way, these things must be viewed from all sides. Now I should like to explain to you by means of another fact how the whole of human life is constituted. Let us go back to the sleeping state; to those experiences undergone by us between falling asleep and awaking. Here we go back, with our ego and astral body, into the spiritual world; we go back to the starting-point of our life. Yet the ego and astral body are weaving our future destiny. When the ego and astral body return again to the physical body, then destiny has been woven anew night by night. Man's ordinary consciousness, however, does not yet know anything of this destiny. He enters again into his physical and etheric bodies. In the etheric body, he had left behind his thoughts. We only assume that we do not think while lying in bed. We think unceasingly, but unbeknown to ourselves, because our ego and astral body dwell outside our thoughts. Thinking is an activity of the etheric body. You can easily observe this fact even in every-day life. For instance: you have heard, for the first time, a symphony that excited you greatly. If you are inclined to wake up during the night, you will do so again and again, always finding yourself amid this symphony's sounds, which continue to vibrate within your etheric body. These vibrations do not cease. It is not necessary that your ego be present while the symphony reverberates within you. If your ego were present, you would be aware only of the etheric body's vibrations. It is the same with other thoughts. You are thinking all night long while lying in bed; since your ego is away, however, you do not know that you think. I can even disclose to you that waking life often spoils our thinking. Generally, our thoughts are much keener when our ego is away at night. This is true, whether you believe it or not. Most people's judgment on life is much sounder at night than in the day-time. If the etheric body, which is in harmony with the laws of the universe, thinks by itself and man does not ruin these thoughts, then man's thinking, no longer muddled up by the ego (as happens so often in the day-time) becomes much sounder. While our ego and astral body are outside our physical and etheric bodies, we are engaged in weaving our future karma. What as ego and astral body lives and weaves outside us between falling asleep and awaking must pass through the portal of death; it must enter and pass through the super-sensible world. It is true that the astral element is subsequently merged with the ego, which thus undergoes a change of substance and must continue its way alone. Yet all that which has been weaving, in the sleeping state, outside the physical and etheric bodies must pass through the portal of death and must, between death and a new birth, pursue its path across the stages described by me during the recent days. My description has shown you how the ego passes through a stage where it works in unison with the beings of the higher Hierarchies, in order to prepare the spiritual germ of a future physical body. This work necessitates the experiencing of profound wisdom between death and a new birth—an experience that can be undergone only if sharing a spiritual activity with beings of the higher Hierarchies. Many other things must be merged with the karma, as it is woven between falling asleep and awaking, in order to unite all the elements into a future physical body. For you must consider what kind of path has to be pursued. All that is being woven as karma dwells in the ego and astral body. It must descend into those regions possessed by us, in the next earth-life, as the unconscious will-regions. All these elements must be thoroughly blended with our entire bodily organism. During the ordinary sleeping state, the ego and astral body have as yet but little of what they must attain during their transition between death and a new birth. From the sleeping state, the ego and astral body must return to the physical body; and, when they wake up, they do not quite understand how to deal with this physical body. For, having received this body as the result of a previous earth-life, they do not know how to immerse themselves into it in the right way. Because the astral body and ego can form the physical and etheric bodies only in the next earth-life, working on them in childhood during the first and second seven-year period and because the ego and astral body will only then encompass all that can work in the right way on the physical body: therefore now, when the ego—on falling asleep—has just absorbed the human being's moral conduct and karma has just begun to weave itself, this ego, on awaking, does not rightly understand all the things contained in the physical body. The ego, when again immersing itself in the physical body, is utterly unconscious. Yet, as it passes through the region of mental activity, confused dream-images arise. What do these signify? Why do they correspond, in many cases, so little to life? Because the ego and astral body try to immerse themselves in the physical and etheric bodies, but find it difficult to do so. This discrepancy between that which the ego cannot do, but which it should do according to the wise principles of the physical and etheric bodies—this discrepancy is expressed by the confused images dreamed by us just before awaking. These dreams show us pictorially how the ego tries to bring what it has not yet attained into a certain harmony with the physical body and etheric body. And only when the ego, suppressing consciousness in regard to the will, immerses itself in subconscious regions, and hence no longer relies upon its own wisdom, can it enter again into the physical body without producing confused mental images. If the ego, on awaking, plunged into the physical body when fully conscious, or half conscious as in dreams, then the most terrifying dreams would arise from man's entire physical body. Only the circumstance that we plunge, at the right moment, into the unconscious will subdues the fleeting dream-images and lets us sink down as proper egos and proper astral bodies into the regions of the unconscious will. It is quite clear to anyone looking at these things without prejudice that every dream can show us the disharmony existing in the present life between what the ego and astral body have acquired in this present life and the fully developed physical and etheric bodies. First that which has been woven as moral element must unite itself, during the transition between death and a new birth, with the spiritual germ of the physical body. Then, whatever has been woven in the present life between falling asleep and awaking, becomes so powerful that it is really able to sink down during the next childhood life, during this dreamy, half asleep childhood life, into the physical and etheric bodies, using them as tools for earth-life. We carry within us the result of preceding earth-lives. Only all that we carry below in our will-organism as forces of the preceding earth-life is concealed by an inner fire which consumes our physical substance and products. Yet these forces, although consumed by fire, are nonetheless active. We pursue our path across the world by means of our karma. There exists an especial path for every single experience. By choosing, from childhood on, what we want to imitate from the surrounding world, and by so doing, initiating an event that may not occur until our fiftieth year, and at the same time by exerting our will for the purpose of bringing about this experience, we undergo within ourselves a combustion of that which is bodily substance. And, because the fire renders us unconscious with regard to our life-path, our inner perception transposes what is really a continuous course of destiny into something appearing to us like momentary desires, instincts, urges, varieties of temperament, and so forth. Below courses the life-path determined by destiny. The fires are always flaming forth anew. We, however, can only see the fires' surface. And on this surface, out of the seething flames, as it were, there comes to life what dwells in our souls as passions, desires, instincts. Here is only the outer semblance, the outer revelation of that which weaves in the depths as human destiny. What men observe are the single passions, the single instincts, the single desires, momentary likes and dislikes, deeds carried out or not carried out because of momentary sympathy or antipathy. In making such observations, however, we behave like someone who has a sentence before him and says: “Here I see g,o,d,r,u,l,e,s,t,h,e,w,o,r,l,d.” All he can do is to spell the single letters. Then another person comes and says: “The letters spelled by you mean God rules the world.” Just as spelling differs from reading, so does ordinary science differ from spiritual science. Ordinary psychology is able to spell. By looking at a human life, it finds certain instincts and urges in the child. The scientist, who only knows how to spell, registers these things, and thus it continues during the human being's entire existence on earth. Those understanding spiritual science are able to read. Looking beyond the fire's surface, they see what is below: man's destiny-determined life-path. Between ordinary psychology, such as it is still practiced today, and genuine knowledge of human soul-life there is a difference akin to that between spelling and reading. We could make ourselves understood with less difficulty, if we could only tell the others that they are wrong. But, if someone spells g,o,d,r,u,l,e,s, it is impossible to tell him: “What you say is wrong.” For it is perfectly correct. Only the other, lacking the knowledge that the letters can be combined and read, will say to us: “You are a crazy fellow. All that I can see is g,o,d, and so forth. It would be utterly foolish to combine the letters.” He cannot understand that we are not only able to spell but also to read. This fact makes our position very difficult. The anthroposophist could easily reach an understanding with the others; he does not have to refute them. Neither is he entangled into polemics against external science. If this science, however, begins to call him a crazy fellow—then, naturally, he is forced to state that this is wide of the mark and point out his willingness to consider as valid what the others want to consider as valid. Only he would have to exclude the following principle: Whatever this or that person does not see is non-existent. For this principle is no criterion of truth. And those persons who hold to it should first ascertain whether others can see what they themselves cannot see. In view of these things, those standing on anthroposophical ground must be able to fathom this difficult relationship between Anthroposophy and other world views. At most, we could come to the conclusion that the one tolerating nothing but g,o,d,r,u,l,e,s, should be considered as semi-illiterate. Likewise, we might possibly say to the one who could not wean himself of the habit to spell out the single instincts, urges, passions, temperaments, and so forth: “You are a semi-Philistine, a semi-blockhead. The trouble with you is that you cannot soar.” We could not tell him, however, that he was wrong. The issue between Anthroposophy and other world views is of such nature that no understanding can be reached until those, who know only how to spell, will have a mind to learn how to read. Otherwise no mutual comprehension is possible; and for this reason all the customary debates lead to no result whatsoever. This fact is noticed by very few opponents of Anthroposophy. In my opinion, it is essential that these things should be known to you. The opponents of Anthroposophy increase with every month. Yet they are unable to find a foothold. For, since Anthroposophy always agrees with them, but they refuse to agree with Anthroposophy, they cannot attack very well what the Anthroposophist says. And for this reason they attack his personality: defame it, tell lies about it. Unfortunately, polemics tend more and more towards such a form. This must be envisaged by those standing on anthroposophical ground. You must consider that a very odd assortment of antagonistic books exists now-a-days. Many of their authors, who have read anthroposophical literature, may have found out that I myself, in certain passages of my own books, mention all the objections that could be raised. I engage in polemics against myself, in order to show how that which I affirm could be blotted out. Hence all possible objections against Anthroposophy can be found in my own books. Consequently, many of my opponents busy themselves with copying the arguments which I myself, in my own books, have cited against Anthroposophy. They then distribute these writings to others in order to attack Anthroposophy. Thus you can find hostile writings plagiarizing my own books and simply copying my words when I say: this or that objection could be raised. The fact that the anthroposophist himself has to point out all the arguments that can be advanced against him makes his opponents' task rather easy. I mention these things not for the purpose of harrowing my opponents, but in order to characterize how one must progress if one desires to read life-experiences (with regard to the will-impulses) instead of merely spelling them out. Spelling only shows us what momentarily wells up in the form of urges, of animal life expressed by desires, passions and wishes. Those able to combine these letters and read them will penetrate every individual human destiny. This human destiny is working at the source of life; and, by means of this destiny, the human being joins himself to the ever continuing course of mankind's whole evolution. And only by comprehending in this way a single human being's entire life are we able to comprehend human history. During the following days, we shall contemplate mankind's history; contemplate it as the life of mankind in its destiny before and after the Mystery of Golgotha. And we shall also see how the Mystery of Golgotha has influenced mankind's development on earth. First, however, I had to erect a foundation and show what is at work within the human being. Only thus can it be recognized in the right way how the gods and the Mystery of Golgotha are at work within the individual man, within his entire destiny. |