210. Old and New Methods of Initiation: Lecture I
01 Jan 1922, Dornach Translated by Johanna Collis |
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He is submerged in the life of animal instinct. His ego is made to enter too thoroughly into the bodily aspect. Conversely, when the luciferic impulse works in an unjustified way in the human being it means that he carries too much of his waking life into his sleeping life. |
210. Old and New Methods of Initiation: Lecture I
01 Jan 1922, Dornach Translated by Johanna Collis |
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Yesterday1 I spoke about initiation science. Today2 I shall describe some aspects of what nowadays gives expression to initiation science. A profound breach now runs through the whole of civilization, a breach which brings much chaos to the world and which people who are fully aware cannot but experience with a sense of tragedy. One expression of this breach is the fact that human beings, when considering human dignity and their worth as human beings, can no longer find any connection with a world to which they look up—that world which gives the human soul religious feelings both profound and uplifting—namely, the world of moral values. People look instead to the world of nature, to which, of course, they also belong. During the course of recent centuries the world of nature has come to appear before the human soul in such a way that it has absorbed the whole of reality, has absorbed every aspect of actual existence. The world of nature, with its laws which are indifferent to moral values, runs its course in accordance with external necessity, and in their everyday life human beings, too, are tied up in this necessity. However the bounds of this necessity are defined, if human beings feel themselves enclosed within such bounds, it is impossible for them to discover what it is that makes them human. Human beings have to look up from the world of nature to the world of moral values. We have to see the content of this moral world as something which ought to be, something which is the ideal. Yet no knowledge which is current today is capable of showing us how moral ideals can flow into the laws of nature and how necessity can be made to serve moral values. We have to admit that today's world is divided into two parts which, for modern consciousness, are incompatible: the moral world and the material world. People see birth and death as the boundaries which encompass the only existence recognized by present-day knowledge. On the other hand they have to look up to a world which lies above birth and death, a world which is eternally meaningful, unlike the endlessly changing material world; and they have to think of their soul life as being linked with the eternal meaning of that world of moral values. The Platonic view of the world, containing as it did the last remnants of orientalism, saw the external world perceptible to the senses as a semblance, an illusion, and the world of ideas as the true, real world. But for modern human beings, if they remain within the confines of present-day consciousness, this Platonic world view has no answers. But now initiation science wants to enter once again into human civilization and show us that behind the world perceived by our senses there stands a spiritual world, a mighty world, powerful and real, a world of moral values to which we may turn. It is the task of initiation science to take away from natural existence the absolute reality it assumes for itself and to give reality back once more to the world of moral values. It can only do so by using means of expression different from those given by today's language, today's world of ideas and concepts. The language of initiation science still seems strange, even illusory, to people today because they have no inkling that real forces stand behind the expressions used, nor that, whatever kind of speech is used—whether ordinary everyday speech or speech formation—language cannot give full and adequate expression to what is seen and perceived. What, after all, do the words ‘human being’ signify, when only the speech sounds are considered, compared with the abundant richness of spirit, soul and body of an actual human being standing before us! In just such a way in initiation science a spiritual world—behind the world of the senses—living in the world of moral values, storms and flows, working in manifold ways. This initiation science has to select all manner of ways of expressing what, despite everything, will be far richer in its manifestation than any possible means of expression. Today I should like to speak about certain expressions of this kind with regard to man's immediate existence, expressions which have been discussed here in one connection or another over the last few days and which are well known to those of you who have concerned yourselves over a period of time with anthroposophical spiritual science. It is both right and wrong to say that the true being of man is beyond understanding. It is right in a certain sense, but not in the sense frequently meant nowadays. Yet the true being of man is indeed revealed to initiation science in a way which defies direct definitions, descriptions or explanations. To make use of a comparison I might say that defining the being of man is like trying to draw a picture of the fulcrum of a beam. It cannot be drawn. You can draw the left-hand and the right-hand portions of the beam but not the fulcrum upon which it turns. The fulcrum is the point at which the right-hand and the left-hand portions of the beam begin. In a similar way the profoundest element of the human being cannot be encompassed by adequate concepts and ideas. But it can be grasped by endeavouring to look at deviations from the true human being. The being of man represents the state of balance poised between deviations that constantly want to go off in opposite directions. Human beings throughout their life are permanently beset by two dangers: deviation in one of two directions, the luciferic or the ahrimanic.3 [IMAGE REMOVED FROM PREVIEW] In ordinary life our state of balance is maintained because only a part of our total, our full being, is harnessed to our bodily form, and because it is not we who hold this bodily form in a state of balance within the world as a whole, but spiritual beings who stand behind us. Thus, in ordinary consciousness, we are on the whole unaware of the two dangers which can cause us to deviate from our state of balance towards one side or the other, towards the luciferic or the ahrimanic side. This is what is characteristic of initiation science. When we begin to comprehend the world in its true nature we feel as though we were standing on a high rock with one abyss on our right and another on our left. The abyss is ever-present, but in ordinary life we do not see this abyss, or rather these two abysses. To learn to know ourselves fully we have to perceive these abysses, or at least we have to learn about them. We are drawn in one direction towards Lucifer and in the other towards Ahriman. And the ahrimanic and the luciferic aspects can be characterized in relation to the body, the soul and the spirit. Let us start from the point of view of man's physical being. This physical being, which the senses perceive as a unit, is in fact only seemingly so. Actually we are forever in tension between the forces which make us young and those which make us old, between the forces of birth and the forces of death. Not for a single moment throughout our life is only one of these forces present; always both are there. When we are small, perhaps tiny, children, the youthful, luciferic forces predominate. But even then, deep down, are the ageing forces, the forces which eventually lead to the sclerosis of our body and, in the end, to death. It is necessary for both kinds of force to exist in the human body. Through the luciferic forces there is always a possibility of inclining towards, let me say, the phosphoric side, towards warmth. In the extreme situation of an illness this manifests in a fever, such as a pleuritic condition, a state of inflammation. This inclination towards fever and inflammation is ever-present and is only held in check or in balance by those other forces which want to lead towards solidified, sclerotic, mineral states. The nature of the human being arises from the state of balance between these two polar-opposite forces. Valid sciences of human physiology and biology will only be possible when the whole human body and each of its separate organs, such as heart, lungs, liver, are seen to encompass polar opposites which incline them on the one hand towards dissolution into warmth and, on the other hand, towards consolidation into the mineral state. The way the organs function will only be properly understood once the whole human being, as well as each separate organ, are seen in this light. The science of human health and sickness will only find a footing on healthy ground once these polarities in the physical human being are able to be seen everywhere. Then it will be known, for instance, that at the change of teeth, around the seventh year, ahrimanic forces are setting to work in the head region; or that when the physical body starts to develop towards the warmth pole at puberty, this means that luciferic forces are at work; that in the rhythmical nature of the human being there are constant swings of the pendulum, physically too, between the luciferic and the ahrimanic aspect. Until we learn to speak thus, without any superstition, but with scientific exactness, about the luciferic and ahrimanic influences upon human nature—just as today we speak without superstition or mysticism about positive and negative magnetism, about positive and negative electricity, about light and darkness—we shall not be in a position to gain knowledge of the human being which can stand up to the abstract knowledge of inorganic nature that we have achieved during the course of recent centuries. In an abstract way many people already speak about all kinds of polarities in the human being. Mystical, nebulous publications discuss all kinds of positive and negative influences in man. They shy away from ascending to a much more concrete, more spiritual, but spiritually entirely concrete plane, and so they speak in a manner about the human being's positive and negative polarities which is just as abstract as that in which they discuss polarities in inorganic nature. Real knowledge of the human being can only come about if we rise above the poverty-stricken concepts of positive and negative, the poverty-stricken concepts of polarity as found in inorganic nature, and ascend to the meaningful concepts of luciferic and ahrimanic influences in man. Turning now to the soul element, in a higher sense the second element of man's being, we find the ahrimanic influence at work in everything that drives the soul towards purely intellectual rigid laws. Our natural science today is almost totally ahrimanic. As we develop towards ahrimanic soul elements, we discard anything that might fill our concepts and ideas with warmth. We submit only to whatever makes concepts and ideas ice-cold and dry as dust. So we feel especially satisfied in today's scientific thinking when we are ahrimanic, when we handle dry, cold concepts, when we can make every explanation of the world conform to the pattern we have established for inorganic, lifeless nature. Also, when we imbue our soul with moral issues, the ahrimanic influence is found in everything that tends towards what is pedantic, stiff, philistine on the one hand; but also in what tends towards freedom, towards independence, towards everything that strives to extract the fruits of material existence from this material existence and wants to become perfect by filling material existence. Both ahrimanic and luciferic influences nearly always display two sides. In the ahrimanic direction, one of these—the pedantic, the philistine, the one-sidedly intellectual aspect—leads us astray. But on the other side there is also something that lies in mankind's necessary line of evolution, something which develops a will for freedom, a will to make use of material existence, to free the human being and so on. The luciferic influence in the human soul is found in everything that makes us desire to fly upwards out of ourselves. This can create nebulous, mystical attitudes which lead us to regions where any thought of the material world seems ignoble and inferior. Thus we are led astray, misled into despising material existence entirely and into wanting instead to indulge in whatever lies above the material world, into wanting wings on which to soar above earthly existence, at least in our soul. This is how the luciferic aspect works on our soul. To the ahrimanic aspect of dull, dry, cold science is added a sultry mysticism of the kind that in religions leads to an ascetic disdain for the earth, and so on. This description of the ahrimanic and luciferic aspects of soul life shows us that the human soul, too, has to find a balance between polar opposites. Like the ahrimanic, the luciferic aspect also reveals possibilities for deviation and, at the same time, possibilities for the necessary further evolution of the proper being of man. The deviation is a blurred, hazy, nebulous mysticism that allows any clear concepts to flutter away into an indeterminate, misty flickering of clarity and obscurity with the purpose of leading us up and away from ourselves. On the other hand, a luciferic influence which is entirely justifiable, and is indeed a part of mankind's necessary progress, is made manifest when we fill material existence with today's genuine life principles, not in order to make exhaustive use of the impulses of this material existence—as is the case with ahrimanic influences—but in order to paralyse material existence into becoming a semblance which can then be used in order to describe a super-sensible realm, in order to describe something that is spiritually real, and yet—in this spiritual reality—cannot also be real in the world of the senses merely through natural existence. Luciferic forces endow human beings with the possibility of expressing the spirit in the semblance of sense-perceptible existence. It is for this that all art and all beauty are striving. Lucifer is the guardian of beauty and art. So in seeking the right balance between luciferic and ahrimanic influences we may allow art—Lucifer—in the form of beauty, to work upon this balance. There is no question of saying that human beings must guard against ahrimanic and luciferic influences. What matters is for human beings to find the right attitude towards ahrimanic and luciferic influences, maintaining always a balance between the two. Provided this balance is maintained, luciferic influences may be permitted to shine into life in the form of beauty, in the form of art. Thus something unreal is brought into life as if by magic, something which has been transformed into a semblance of reality by the effort of human beings themselves. It is the endeavour of luciferic forces to bring into present-day life something that has long been overtaken by world existence, something that the laws of existence cannot allow to be real in present-day life. If human beings follow a course of cosmic conservation, if they want to bring into the present certain forms of existence which were right and proper in earlier times, then they fall in the wrong way under the influence of the luciferic aspect. If, for instance, they bring in a view of the world that lives only in vague pictures such as were justifiable in ancient cosmic ages, if they allow everything living in their soul to become blurred and mingled, they are giving themselves up in the wrong way to luciferic existence. But if they give to external existence a form which expresses something it could not express by its own laws alone—marble can only express the laws of the mineral world—if they force marble to express something it would never be able to express by means of its own natural forces, the result is the art of sculpture; then, something which cannot be a reality in a sense-perceptible situation of this kind, something unreal, is brought as if, by magic into real existence. This is what Lucifer is striving to achieve. He strives to lead human beings away from the reality in which they find themselves between birth and death into a reality which was indeed reality in earlier times but which cannot be genuine reality for the present day. Now let us look at the spiritual aspect of the human being. We find that here, too, both luciferic and ahrimanic influences are called upon. In life here on earth the being of man expresses itself in the first instance in the alternating states of waking and sleeping. In the waking state the spiritual part of our being is fully given over to the material world. The following must be said in this connection: In sleep, from the moment of going to sleep to the moment of waking up, we find ourselves in a spirit-soul existence. On going to sleep we depart with our spirit-soul existence from our physical and etheric bodies, and on waking up we enter with our spirit and soul once again into our physical and etheric bodies. In sleep, you could say, we bear our state of soul-spirit within us; but on waking up we keep back our soul state almost entirely in the form of our soul life. Only with our spirit do we plunge fully into our body. So in the waking state in the present phase of human evolution we become with our spirit entirely body, we plunge into our body, at least to a very high degree. From the existence of our sleeping state we fall into that of our waking state. We are carried over from one state to the other. This is brought about by forces which we have to count among the ahrimanic forces. Looking at the spiritual aspect of the human being, that is, at the alternation between waking and sleeping, which is what reveals our spiritual aspect in physical, earthly existence, we find that in waking up the ahrimanic element is most at work, while falling asleep is brought about chiefly by the luciferic element. From being entirely enveloped in our physical body, we are carried across into the free soul-spirit state. We are carried over into a state in which we no longer think in ahrimanic concepts but solely in pictures which dissolve sharp ahrimanic conceptual contours, allowing everything to interweave and become blurred. We are placed in a state in which to interweave in pictures is normal. In brief we can say: The ahrimanic element carries us, quite properly, from the sleeping to the waking state, and the luciferic element carries us, equally properly, from the waking state into the sleeping state. Deviations occur when too little of the luciferic impulse is carried over into the waking state, making the ahrimanic impulse stronger than it should be in the waking state. If this happens, the ahrimanic impulse presses the human being down too strongly into his physical body, preventing him from remaining in the realm of the soul sentiments of good and evil, the realm of moral impulses. He is pushed down into the realm of emotions and passions. He is submerged in the life of animal instinct. His ego is made to enter too thoroughly into the bodily aspect. Conversely, when the luciferic impulse works in an unjustified way in the human being it means that he carries too much of his waking life into his sleeping life. Dreams rise up in sleep which are too reminiscent of waking life. These work back into waking life and push it into an unhealthy kind of mysticism. So you see, in every aspect of life a state of balance must be brought about in the human being by the two polarities, by the luciferic and the ahrimanic elements. Yet deviations an occur. As I have said, a proper physiology of the body, with a proper knowledge of health and sickness, will only be possible when we have learnt to find this polarity in every aspect of bodily life. Similarly, a valid psychology will only be possible when we are in a position to discover this polarity in the soul. Nowadays, in the sciences that are regarded as psychology—the science of the soul—all sorts of chaotic things are said about thinking, feeling and willing. In the life of the soul thinking, feeling and willing also flow into one another. However pure our thoughts may be, as we link them together and take them apart we are using our will in our thoughts. And even in movements which are purely instinctive our thought impulses work into our will activity. Thinking, feeling and willing are nowhere separate in our soul life; everywhere they work into one another. If, as is the custom today, they are separated out, this is merely an abstract separation; to speak of thinking, feeling and willing is then merely to speak of three abstractions. Certainly we can distinguish between what we call thinking, feeling and willing, and as abstract concepts they may help us to build up our knowledge of what each one is; but this by no means gives us a true picture of reality. We gain a true picture of reality only if we see feeling and willing in every thought, thinking and willing in every feeling and thinking and feeling in every act of will. In order to see—in place of that abstract thinking, feeling and willing—our concrete living and surging soul life, we must also picture to ourselves how our soul life is deflected to one polarity or the other—for instance, how it is deflected to the ahrimanic polarity and there lives in thoughts. However many will impulses there may be in these thoughts, if we learn to recognize, at a higher level of knowledge, the special characteristics of the ahrimanic element, then we can feel the polarity of thinking in the soul. And if we see the soul deflected in the other direction, towards the will, then—however much thought content there may be in this will activity—if we have grasped the luciferic nature of the will, we shall have understood the living nature of the will in our soul life. All abstractions, concepts, ideas in us must be transformed into living vision. This we will not achieve unless we resolve to ascend to a view of the luciferic and the ahrimanic elements. As regards the life of mankind through history, too, the pictures we form are only real if we are capable of perceiving the working and surging of the luciferic and ahrimanic elements in the different periods of history. Let us look, for instance, at the period of history which starts with Augustine4 and reaches to the end of the Middle Ages and the beginning of modern times, the fifteenth century. Let us look at this period and see how in external life people preferred to allow impulses to work which came from their deepest inner being, out of their emotional life; let us see how people during this period wanted to shape even the external life of society and the state in accordance with what they believed they could discern of the divine impulses within themselves. We feel quite clearly that the luciferic impulse was at work in this period of history. Now go to more recent times and see how people turn and look outwards towards the mechanical and physical aspects of the world which can only be adequately comprehended in the right way by thinking and by contact with the external world. It is obvious that the ahrimanic element is at work in this period. Yet this must not tempt us to declare the period from Augustine to Galileo to be luciferic and the period from Galileo to the present time to be ahrimanic. This would in turn be an ahrimanic judgement, an intellectualistic interpretation. If we want to make the transition from an intellectualistic to a living interpretation, to a recognition of life as an experience in which we share, of which we are a part, then we shall have to express ourselves differently. We shall have to say: During the period from Augustine to Galileo, human beings had to resist the luciferic element in their striving for balance. And in more recent times human beings have to resist the ahrimanic element in their striving for balance. We must understand ever more clearly that in our civilization as it progresses it is not a matter of whether we say one thing or another. What matters is being able to decide, in a given situation, whether one thing or another can be said. However true it may be to say, in an abstract way, that the Middle Ages were luciferic and more recent times ahrimanic, what matters is that this abstract truth bears no real impulse. The real impulse comes into play when we say: In the Middle Ages human beings maintained their uprightness by combating the luciferic element; in modern times they maintain their uprightness by combating the ahrimanic element. In an external, abstract sense something that is in reality no more than an empty phrase can be perfectly true. But as regards the particular situation of human existence in question, a thing that is real in our life of ideas can only be something that is actually inwardly present. What people today must avoid more than anything else is to fall into empty phrases. Again and again we come across situations in which people who believe themselves to be standing in anthroposophical life say: So-and-so said something which was in perfect agreement with Anthroposophy. We are not concerned with an outward agreement in words alone. What matters is the spirit, the living spirit, the living reality within which something stands. If we concern ourselves solely with the external, logical content of what people say today, we do not avoid the danger of the empty phrase. In one circle or another recently I have a number of times given a striking example of how strangely certain statements, which are perfectly correct in themselves, appear when illuminated by a sense for reality. In 1884, in the German Reichstag, Bismarck made a remarkable statement when he felt threatened by the approach of social democracy.5 He wanted to dissuade the majority of the working population from following their radical social-democratic leaders, and this is what spurred him to say: Every individual has the right to work; grant to every individual the right to work, let the state find work for everybody, provide everybody with what they need in order to live—thus spoke the German Chancellor—when they are old and can no longer work, or when they are ill, and you will see that the broad masses of the workers will turn tail on the promises of their leaders. This is what Prince Bismarck said in the German Reichstag in 1884. Curiously enough, if you go back almost a hundred years you find that another political figure said the same, almost verbatim: It is our human duty to grant every individual the right to work, to let the state find work for all, so long as they can work, and for the state to care for them when they are ill and can no longer work. In 1793 Robespierre6 wanted to incorporate this sentence in the democratic constitution. Is it not remarkable that in 1793 the revolutionary Robespierre and in 1884 Prince Bismarck—who certainly had no wish to be another Robespierre—said exactly the same thing. Two people can say exactly the same, yet it is not the same. Curiously, too, Bismarck referred in 1884 to the fact that every worker in the state of Prussia was guaranteed the right to work, since this was laid down in the Prussian constitution of 1794. So Bismarck not only says the same, but he says that what Robespierre demanded was laid down in the Prussian constitution. The real situation, however, was as follows: Bismarck only spoke those words because he felt the approach of a threat which arose from the very fact that what stood word for word in the Prussian constitution was actually not the case at all. I quote this example not because it is political but because it is a striking demonstration of how two people can say the same thing, word for word, even though the reality in each case is the opposite. Thus I want to make you aware that it is time for us to enter upon an age when what matters, rather than the actual words, is our experience of reality. If we fail in this, then in the realm of spiritual life we shall fall into empty phrases which play such a major role in the spiritual life of today. And this transition from mere correctness of content to truth livingly experienced is to be brought about through the entry of initiation science into human civilization, initiation science which progresses from mere logical content to the experience of the spiritual world. Those who view correctly the external symptoms of historical development in the present and on into the near future will succeed, out of these symptoms, in achieving a feeling, a sense, for the justified and necessary entry of initiation science into world civilization. This is what I wanted to place before your souls today by way of a New Year's contemplation.
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211. The Three Stages of Sleep
24 Mar 1922, Dornach Translator Unknown |
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When a person sleeps, the astral body and Ego are outside the physical and etheric bodies. In normal circumstances when human beings awake, they re-enter the etheric and physical bodies very rapidly; but when, in somewhat abnormal circumstances, someone does not immediately penetrate into the physical body, but before entering it penetrates more intensely into the etheric body, then these pictures are formed out of life. |
211. The Three Stages of Sleep
24 Mar 1922, Dornach Translator Unknown |
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Waking life is the state of consciousness that is most familiar to mankind, but within this sphere the problems of existence are not unveiled. If this waking consciousness, as it serves us for ordinary life and knowledge, could solve the problems of life without further ado, such problems would no longer exist. Their solution would be a matter of course. Human beings would never come to the point of questioning. The fact that someone asks about the deeper foundations of life and, while not perhaps coming to the point of definitely formulating questions as to the problems of life yet retains the longing to know something that ordinary consciousness cannot yield, proves that from the deepest foundations of the human soul, though in a more or less unconscious way, something arises which indeed belongs to the human being, but which must first be sought if it is to rise up into the light of consciousness. This leads those who do not observe life sufficiently closely into speculation and into the forming of all kinds of philosophies which eventually prove to be unsatisfying. But anyone who observes the phenomena of life with a certain impartiality will soon realise that, in the sleeping condition, as opposed to the waking condition of consciousness, something is concealed, and that an understanding of life may result from an understanding of the sleeping condition. We have often spoken of these things, but it is necessary to return to them again and again, for Anthroposophy can only be understood when the attempt is made to approach facts from the most varied points of view. Out of the state of sleep there emerges first the life of dreams. This dream life consists of pictures, and if one pays attention to this life of dreams, it is easy to observe that its pictures are related to ordinary life and consciousness. Even if it can often be said that things are dreamed of in a way in which the dreamer has never experienced them, I would answer: the parts out of which the dream is made up, the details of the pictures, are all the same taken from ordinary consciousness. It is different with regard to the dramatic element of the dream, to the way in which the dream, as it grows in intensity, evokes feelings of anxiety, of joy, of compulsion. The meaning of the course taken by these dream pictures lies more deeply within human nature, and we can understand this when we consider the following example. A man may dream, for instance, that he is walking along a road and comes to a mountain. He passes into a cave in the mountain. At first it is dusk, and then it gets darker. An unknown impulse urges him to go farther; he has a sense of uneasiness and this increases till he stands there in a state of terror, let us say, of falling into some inner chasm or the like. He may then wake up in this feeling of terror, for it has lasted until the time of waking. Again, we may dream that we are standing somewhere and a man is approaching us from a distance. He comes nearer and nearer, and when he is quite close it appears that he is preparing to make an attack. There is an experience of increasing anxiety. The other man comes still nearer and the harmless instrument which he had shown us from afar changes into a murderous weapon. The dream transforms things in this way. Anxiety becomes terror, and once more we awake full of this terror which continues into waking life. Here we have two entirely different pictures. In the first dream we have a series of pictures which led us into the mountain cavern, and in the second a series of pictures connected with an approaching enemy. The soul-experience has been the same although the picture sequence has been quite different. What the soul has lived through is something entirely different from what is consciously experienced on waking. The pictures in themselves are not the essential thing. The point is the inner drama through which the soul passes; how there was first an impulse—or something that approached the soul in the place of an impulse—how this passed over into feelings of anxiety and terror, and how at last the dreamer came to the point of rousing himself out of sleep and returning to ordinary consciousness. Forces that increase in intensity are there behind the dream and these forces clothe themselves in pictures. The forces are not perceptible but they are the essential factor. I might multiply these two picture sequences many times, for the same soul content may be clothed in 10, 20 or a hundred different pictures. Thus we must say that here is something that takes place in the soul which the human being does not observe and of which the person knows nothing. Only the pictures are known. These pictures are experienced in dream consciousness, but the essential thing is the process of intensification: first anxiety, then greater anxiety, and lastly actual terror. The dream pictures are more or less taken from ordinary life—the mountain, the cavern, the approaching enemy, his weapon—all these are borrowed from life. The pictures derive their content from life, but this is only the clothing. But now when, through what I have often described as Imaginative consciousness, we have the power to remain behind this clothing, building no pictures of this kind, but remaining with Imaginative consciousness within the forces of the soul which have given rise to the anxiety, fear and terror, then something quite different happens. When a person sleeps, the astral body and Ego are outside the physical and etheric bodies. In normal circumstances when human beings awake, they re-enter the etheric and physical bodies very rapidly; but when, in somewhat abnormal circumstances, someone does not immediately penetrate into the physical body, but before entering it penetrates more intensely into the etheric body, then these pictures are formed out of life. For in ordinary consciousness there is no conceptual activity in actual sleep. The dream pictures arise only at the moment when someone is penetrating into the body and passing through the etheric body, or at the moment of falling asleep when, on leaving the physical body, the sleeper lingers in the etheric body. These dream pictures taken from ordinary life are formed only in the intermediate conditions. Imaginative consciousness, however, enables human beings to live in those forces of the soul which stand behind the dream while the person is wholly outside the body. The individual lives then in a different world of reality, a world which is passed through between falling asleep and awaking. Between falling asleep and awaking human beings live in this world without consciousness. You can picture this to yourselves as though a man sank under water, and there, losing all consciousness, can only regain it when the waters bear him to the surface and make him free again. The same thing that there takes place in a physical sense takes place in the soul when people sleep. They dive down into the spiritual world and there lose consciousness. They pass out of the body with their soul and lose consciousness. On waking they rise up again and regain consciousness, and this re ascent is the entrance into the body. When, as has been said, someone does not enter the body immediately, but becomes aware of the passage through the etheric body, there arise the pictures of the dream. But when we reach a stage where the appearance of such dream pictures is no longer allowed and, existing wholly outside the physical body in the spiritual world, we perceive pictures, these are no longer arbitrary pictures but are such as you will find in the description of world-evolution in my Occult Science. All such descriptions as those given in Occult Science originate in the way just characterised. If it is asked what is to be found in Occult Science, the answer must be: ‘Thoughts are there’. These thoughts can be studied. I have emphasised again and again that the healthy human intellect can reflect upon these thoughts. Thoughts are there, but they are not ordinary thoughts: they are thoughts which are creatively active in the cosmos. Human beings can live in these thoughts when they stand on the other side of the threshold leading into the spiritual world. They can live in these thoughts which are active in the cosmos. This is the first thing that they will find when they enter the super-sensible world. Picture to yourselves someone asleep. During sleep, processes of the greatest intensity and far-reaching effect take place in the soul. Nothing is known of all this because in sleep the person is without consciousness. In the morning the person re-enters the physical body, diving down instantaneously into it. The eyes are used to perceive light and colour, the ears to hear sounds, and so on. The person becomes conscious. But there is this intermediate state where, before entering directly into the physical body, the person enters the etheric body. Then the dream arises. But should that person become conscious before penetrating into the etheric body, he or she would then be conscious in the outer ether which fills the whole cosmos; there would be consciousness of what is described in Occult Science. If, for example, you were to become conscious in the middle of the night without returning to your physical body, so that this physical body rose up before you and you were to look upon it—for it would then be visible—you would become conscious of this cosmology, of what I have described in Occult Science. What is there described may be called the formative forces of the cosmos, or cosmic thoughts. Just as people have their own thoughts in waking life, they can now say: ‘The Earth has originated in such and such a way; it has passed through a Moon condition, a Sun condition and a Saturn condition’—as I have described in Occult Science. This kind of perception in the spiritual world is only one of three existing kinds. When human beings consider their waking condition of consciousness, they know that in this consciousness they can distinguish between thinking, feeling and willing. But just as the waking consciousness has these three states, so also the night consciousness, which in an ordinary way is an unconscious condition so far as the human being is concerned, has its three states. In the period between falling asleep and awaking people are not always in the same condition any more than they are during the period of waking consciousness. A person is awake when thinking or feeling or willing; consciousness can also function in three conditions during sleep. Imaginative consciousness is only able to behold the cosmic formative forces if we have first acquired consciousness and knowledge of them. In sleep we all live within these formative forces of the cosmos, within the cosmic thoughts; just as man is immersed when he jumps into water, so is everyone immersed, in sleep, in the formative forces of the cosmos. Besides this life within the formative forces of the cosmos there are two other conditions of the life of sleep, just as in waking life the human being not only thinks, but feels and wills. Thinking, the possession of thoughts, corresponds in sleep to the life of the cosmic formative forces. This means that, when we become conscious in the lightest sleep, we are living in the formative forces of the cosmos. It is as though we were swimming through the cosmos from one end to the other, floating through thoughts—thoughts which are, however, forces. In this lightest sleep we float through the thought-forces of the cosmos. But there is also a deeper sleep—a sleep from which nothing can be brought into the waking life of the day unless we have practised special exercises of the soul. A person can bring back something into the waking life through the dream only from the lightest sleep, but, as I have already said, these dream-pictures are not authoritative, for the same dream can be clothed in the most varied pictures. In very light sleep we can always dream, that is, we can always bring something over into consciousness; we can feel that we have had at least some experiences in sleep. This is, however, only the case with the very lightest kind of sleep. Of deeper sleep nothing can be known until we can enter it with Inspirational consciousness, and then we become aware of more than is described in Occult Science. In that work I have, of course, described something of what sounds forth from Inspirational consciousness, but let us make it quite clear—and this is a matter which can only be explained through Anthroposophy—in what way the human being experiences this transition from light sleep to that sleep from which no dreams can be brought back into the ordinary conscious life. When sleep is so light that dreams can be brought back into ordinary life, then one who is able to look into these worlds perceives the surging, weaving thought-pictures, the cosmic Imaginations which reveal cosmic mysteries showing that human beings indeed belong to a cosmic world just as they belong to the world in which they live consciously from awakening to falling asleep. For what I have described in Occult Science is not as though one merely painted something on a surface, but everything is in perpetual movement, in perpetual activity. At a definite moment, however, pictures begin to appear in this world through which human beings pass in light sleep, though they know nothing of it. The pictures become distinct; their light is enhanced; they reveal certain realities lying behind them. The pictures fade away again, and nothing remains in the consciousness but a kind of feeling that they have died down. Then they rise up again, and in this alternation of activity and withdrawal, something appears which can be called the harmony of the spheres, cosmic music. Thus cosmic music does not reveal itself only as melody and harmony but as the deeds and activities of those beings who dwell in the spiritual world, as the deeds of the Angeloi, Archangeloi, Archai, and so on. The spiritual beings who guide and direct the world out of the spirit are seen, moving as it were through the surging sea of pictures. It is the world that is perceived through Inspiration, the second world. Let me call it the revelations of spiritual cosmic beings. And this world of the revelation of spiritual cosmic beings is the second element of sleep, as feeling is the second element of waking consciousness. Thus during sleep not only does the human being enter the realm of cosmic thoughts, but within these flowing cosmic thoughts there are revealed the deeds of cosmic beings who belong to the spiritual world. In addition to these two conditions of sleep there is yet a third of which human beings have as a rule no sort of awareness. They usually know that they can sleep lightly, and they know also that dreams emerge from this light sleep. They know that there is a dreamless sleep. But the utmost that they can know of this third condition of sleep is that on awakening they may be conscious of the fact that, during sleep, they had been faced with some difficulty, with something which they must conquer in the first hours after awaking. I am sure that many of you are familiar with this feeling in the morning, where one knows that one has not slept quite in the ordinary way, but that something was there which has left a certain sense of difficulty, that will take some time to overcome when one regains consciousness in the morning. This is an indication of that third condition of sleep, the content of which can be apprehended only through Intuition. It is a condition which is of great significance to the human being. When they are in the lightest sleep human beings are still actually concerned with a great deal that belongs to the experiences of waking consciousness. In a certain sense they still participate in their breathing processes; they also participate, although not from within but from without, in the blood circulation and the other processes of the body. In the second condition of sleep they do not actually participate in the processes of their bodily life; they are concerned with a world that is common both to the body and to the soul. Some element connected with the body plays over into the soul, just as something passes over from the light into the plant when it is developing in the light of day. But when they are in the third condition of sleep, there is something within them which—if I may so express it—has become mineral, for in this state the salts of the body are especially strongly deposited. During this third state of sleep a very strong storing up of salts takes place in the physical body—with their souls human beings live in the inner being of the mineral world. Now let us imagine that the following experiment may be made. You lie down in bed and fall into a light sleep from which dreams may emerge into ordinary consciousness. You pass over into a deeper sleep from which no dreams proceed, but in which the soul is still connected with the physical body. You then enter into a sleep in which strong accumulations of salts take place in the physical body. The soul can have no relation to what is thus taking place in the body. However, if you had placed beside your bed a mountain crystal, it would be possible for you to enter with your soul right into the inner being of the crystal; you would perceive it from within outwards. This is not possible either in the first or in the second condition of sleep. In the first state of sleep, the content of which can enter into the dream, you would, had you dreamed of the crystal, still perceive it as some kind of crystal—it would certainly be a shadowy experience, but something of the nature of a crystal would be there. In the second state of sleep the crystal would be experienced in a less definite sense; and if you could then still dream—that is not possible in the ordinary way but we will imagine it to be so—then you would have the experience that the crystal becomes indefinite and forms itself into a kind of sphere or ellipsoid, and then recedes again. But if you could dream in the deepest sleep—that is, if you could bring into it the consciousness of Intuition—then out of this deepest sleep, this third condition of sleep, you would so experience the crystal that it would seem as though inwardly you followed these lines of form to the apex, and back again. You would experience the inner being of the crystal; you would be living within it. And so also in the case of other minerals. Not only would you experience the form, but also the inner forces. In short, the third condition of sleep is one which lifts human beings wholly out of their bodies and places them within the spiritual world. In this third stage of sleep we live with the essential being of the spiritual world itself. That is, we stand within the essence, within the being, of Angeloi, Archangeloi and of all those beings whom we otherwise perceive outwardly, in their manifestations. Between waking and sleeping we see with our sense consciousness, as it were, the external manifestations of the Gods in nature. During sleep we enter either the world of pictures, in the first condition, or into the world of manifestation, the revelation of spiritual beings, in the second condition. And when we reach the third condition we live within the divine spiritual beings themselves. Thus, just as in our waking consciousness we live the life of thinking, feeling and willing, so during sleep we either flow with the cosmic thoughts, or out of these cosmic thoughts the deeds of divine spiritual beings are revealed, or these spiritual beings so take us up into themselves that we rest within them with our souls. Just as thoughts and ideas are for the waking consciousness the clearest and most definite things of all, while feeling is darker and really a kind of dreaming, and willing the condition of the greatest insensibility—as it were a kind of sleep—so we have these three degrees of the sleeping consciousness. We have the sleep in which ordinary consciousness experiences the dream and a higher clairvoyant consciousness the cosmic thoughts; we have the second state of sleep which for the ordinary consciousness remains hidden, but so appears to the consciousness of Inspiration that everywhere the deeds of divine, spiritual beings are revealed; and we have the third state of sleep, which to intuitional consciousness is life within the divine, spiritual beings themselves. This can be expressed by saying that we dive down, for instance, into the inner being of the minerals. This third state of sleep has, however, yet another element of great significance for the human being. In the second stage of sleep, as I have said, we find in the surging pictures, alternately appearing and disappearing, the cosmic being of the Angeloi, Archangeloi, and so on. But we find ourselves as well. We find ourselves as beings of soul; not, however, as we now are, but as we were before birth, before conception. We learn to know how we have lived between death and a new birth. This belongs to this second world. And every time we pass through dreamless sleep, we live in this same world in which we lived before we descended into our physical body. But when we pass over into the third condition of sleep and are able to awake there, when the consciousness of Intuition awakes, then we experience our destiny—our karma. We know then why certain capacities are ours in this life as the results of a previous one. We know why in this life we have been led into connection with this or that personality; we learn to know our destiny, our karma. We can learn to know this destiny—and I speak now from another point of view—only when we are able to penetrate into the inner being of the minerals. If we are able to see the crystal not only from without but from within—naturally we must not break it up, for that would still be to see it only outwardly, but we must feel fully within it, in the way I have described—when we thus see the crystal from within, we can understand why this or that blow of destiny has befallen us in life. Take any kind of crystal—take an ordinary salt-cube. We look at it from without. That is how it is perceived in ordinary consciousness. Life then remains impenetrable. But if we are able to penetrate within it—the size in space has nothing to do with it—when we look at it from within, looking around in every direction, we are in that world in which we can understand our destiny. We live in this world every night when we pass into the third condition of sleep. Before the Mystery of Golgotha, in the period of evolution before the appearance of Christ on Earth, human beings—we ourselves in earlier incarnations—entered very often into this third condition of sleep. But before they sank down into this sleep their Angel appeared and raised them out of it again. This is the significant thing: we can always raise ourselves out of the first state, and out of the second state of sleep, but not out of the third. Before the appearance of Christ on Earth we must have died in this third condition of sleep if Angels, or some other beings, had not raised us out of it. Since the appearance of Christ, the Christ-force has been united with the Earth. Every time that we must awaken out of this third state of sleep, the Christ-force which came to be united with the Earth through the Mystery of Golgotha must come to our aid. The human being can enter into the inner being of the crystal but cannot emerge again without the Christ-Force. When we gaze behind the veils of existence, we see the significance of the Christ Impulse for the earthly life. Once again, then, I emphasise that the human being could enter into the crystal, but could not emerge again. After the appearance of Christ on Earth, after the Mystery of Golgotha, these things were strongly felt in certain regions, for example in Central Europe, where there was still a vivid, ancient, pagan consciousness but where, nevertheless, the Christ revelation was known. It was realised that many people had died because they had fallen into this deep sleep, and that they need not have died had Christ come to their aid. This was felt, for instance, with regard to Charlemagne and Frederick Barbarossa. In spite of the fact that so far as the outer physical world was concerned Frederick Barbarossa was drowned, this feeling was there, and it was very definitely there with regard to Charlemagne. What happened to such a soul according to the consciousness of the Middle Ages? It passed into the interior of the crystal, thence into the mountain, and there it must wait until Christ should come to raise it out of its deep sleep. All such legends were connected with this consciousness. The deep connection of the Christ Impulse with the Earth since the Mystery of Golgotha has brought it about that the world of Angeloi, Archangeloi and other spiritual beings is still able to raise human beings from this deep sleep; otherwise, when they sank into this third condition of sleep, they could not be brought back out of it. This is connected with the Christ-force itself, not with belief in the Christ-force. No matter whether a man belongs to this or that religious confession, what Christ accomplished on Earth was an objective fact, and what I am here describing as an objective fact is wholly independent of belief. I will speak of the significance of belief on another occasion, but what I am now stating is an objective fact having nothing to do with belief. How did these things come about? Into the spiritual world itself there entered a different destiny, a destiny which I will describe in the following way. Human beings here in the physical world are born and they die; the characteristic of the divine, spiritual beings who belong to the higher hierarchies is that they are not born, neither do they die, but only undergo a transformation. Christ, Who until the time of the Mystery of Golgotha lived with the other divine, spiritual beings, resolved to know death, to descend to Earth, to become man, and within the nature of man to pass through death, thereafter to return to consciousness through the Resurrection. In the divine-spiritual world it was an event of the deepest significance that a God should experience death. We can thus say that, in the history of the evolution of the Earth, there came about the mighty event that God became man, and that through this His power manifests as I have described. The God Who became man has such power in earthly life that He is able to raise our souls out of the interior of the crystal when they have passed into it. When we speak of Christ we are speaking of the cosmic Being, the God Who became man. What, then, would constitute the antitype? The antitype would be the man who has become god. This would not, however, be an absolutely good god but, just as Christ descended into the world of men and took death upon Himself, that is, assumed a human form in order to be able to participate in human destiny, so we are led to the opposite pole—to the man who, having freed himself from death, having liberated himself from human bodily conditions, within earthly conditions becomes a god. Such a man would then cease to be mortal. He would wander about the Earth—not, of course, under the same conditions as an ordinary mortal human being who must pass from birth to death, and from death to a new birth. A man who had thus become a god would exist on Earth as a man who had unlawfully become god-like. As the Christ is a God Who has lawfully become man, we must seek His antitype in the man who has become god, who, mortal no longer, has unlawfully assumed the god-nature. Just as in the Christian tradition we have in Christ Jesus the God Who has become man in righteousness, so are we also directed to Ahasueris, the man who has become god in unrighteousness, who has laid aside the mortality of human nature. We have the polar antithesis of Christ Jesus in Ahasueris. That is the deeper foundation, the deeper significance of the Ahasueris legend. This legend narrates something that is a reality, speaking of a man who wanders over the Earth. The figure of Ahasueris is actually there, wandering over the Earth from people to people. This Ahasueris figure exists—the man who has unlawfully become god. If we wish to gain knowledge of historical truth we must turn our attention to such matters; we should observe how beings and forces from the super-sensible world work down into the physical world; how Christ came from the spiritual world into the physical world; and further how again the sensible world works back into the super-sensible. We must recognise in Ahasueris a real cosmic force, a real cosmic being. A consciousness of this wandering of Ahasueris has always existed, though of course he can be perceived only with clairvoyant vision and not with physical eyes. The legends of Ahasueris have a true objective foundation. We cannot understand human life if we only observe it externally, as it is described in history books. Since the Mystery of Golgotha, the Christ has dwelt in our inner being. Just as when we look inwards with quickened sight we can perceive Him there, so also when we look at human life and the eye of vision is opened there appears this figure of Ahasueris—and this is the case in most of those in whom clairvoyance arises, as it may happen unawares to the person who steps across the threshold of consciousness. People may not perhaps always recognise him; he may be taken for something different. It is nevertheless possible for Ahasueris to appear to us, as it is also possible when we look into our inner being for the Christ-figure to shine forth. These things belong to World Mysteries which now, in this age when many Mysteries are destined to be revealed, must be made known. |
161. Brunetto Latini
30 Jan 1915, Dornach Translated by George Adams |
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Still less does he surmise that which resembles his astral body and his Ego. Man, to begin with, on the Earth, is for himself the only example—the only document he has brought over from the spiritual world. |
161. Brunetto Latini
30 Jan 1915, Dornach Translated by George Adams |
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The manifold studies which we have recently pursued have shown that all true Art eventually issues from the secrets of Initiation. We have frequently spoken of this fact, and we have indicated many examples. Great epochs of Art, when artistic deeds raying far and wide over humanity have taken place, derive their sources again and again from Initiation. This shows how Art brings spiritual life into the physical. Initiation opens out to man the possibility to advance from the physical plane into the spiritual worlds. That which can then be experienced, more or less consciously in spiritual worlds, true Art carries down into the physical forms wherein it finds expression. But the inner connection of the facts to which we are here referring, cannot be fully penetrated unless we also bear in mind that the last few centuries of evolution have in reality eclipsed—made imperceptible to the vast majority of men—things that were not by any means a secret to the same extent, five, six or seven centuries ago, as they are today for those who call themselves civilised mankind. To point to one significant example, we may choose a work of art which does indeed ray out over the ages—the Divine Comedy of Dante. No one who lets the Divine Comedy work upon his soul will fail to perceive the spiritual note that pervades what Dante has here expressed. Nowadays, if it be a question of studying how Dante arrived at the magnificent pictures of his poem, people will readily be inclined to use the word fancy or imagination. Dante, they say, was filled with artistic imagination. They are content to leave it at that. Needless to say, I shall not deny that artistic imagination was at work in Dante. But even in the light of outer history it would be wrong to suppose that he created the whole of his magnificent poem, as it were out of the void, out of mere fancy. Dante had a friend and teacher Brunetto Latini, who, as I think you will recognise from what we shall presently say, may be described as an Initiate in the true sense of the word. It is this connection between Dante and a man who was initiated according to the conditions of his time, which we, in the light of our ideas, must fundamentally point out. One thing at any rate was known to that time. They knew that man, to reach the secrets of existence, must take the path that leads through his own re-birth. This above all was fully and absolutely living in that time: the recognition that the path to knowledge of the world must necessarily lead through self-knowledge. Self-knowledge, however, must not be thought of in the superficial sense in which people often speak of it today. Who does not think himself able to know about himself? By way of introduction, let me bring home to you with an example, how difficult self-knowledge is even in the most elementary matters. How little a man is inclined to set out for what can truly be called self-knowledge! I have here a book by a famous philosopher of today—Dr. Ernst Mach, who has written a number of works highly characteristic of the present time. At the very beginning of his book on the Analysis of Sensations, dealing with the connections of the physical and the psychical, the following remark occurs: ‘As a young man,’ he writes, ‘I was once going along the street when I saw a face which was highly distasteful to me. How astonished I was when I observed that it was my own face which I had seen by the chance combination of two mirrors in a shop-window!’ Thus, as he went along the street, his karma led him past a shop where two mirrors were so inclined that he could see himself. He saw the face, highly distasteful to him, and then discovered that it was his own. We see that even with respect to this most outer aspect, it is not quite easy for us to acquire the most elementary self-knowledge. But Mach makes another remark as well. He becomes a University professor; so he has some idea of the appearance of a scholar or a pedant. ‘Not long ago,’ he writes, ‘tired after a long railway journey, I got into an omnibus. Simultaneously another man entered from the opposite side. What a wretched-looking pedant, I said to myself, and presently discovered that I had only seen myself, for a looking-glass was hanging opposite the entrance.’ ‘Thus,’ he continues by way of explanation, ‘the class-type was far more familiar to me than my own special type.’ He had formed an idea in his mind of the typical pedant. He knew that the man, getting in opposite, looked rather like an out-of-work schoolmaster. Not until afterwards did he discover that it was himself. A pretty example of the often very deficient self-knowledge of men, even as regards their outer form. As to the knowledge of the soul, it is a great deal more difficult. Nevertheless, personal and individual self-knowledge is none other than the first elementary beginning of the path which leads through man into the universal secrets of existence. When we regard the world externally, here in the physical world we have before us only that which belongs to the outermost nature of man—to the system of his physical body. Look out over the widespread environment which we can see on the physical horizon of this world; there we have everything that is related to our own outer body—the physical human body. We know that this is only a portion of our total being. Behind it is the etheric body; but man in the first place is unaware of all that in his environment which resembles his etheric body. Still less does he surmise that which resembles his astral body and his Ego. Man, to begin with, on the Earth, is for himself the only example—the only document he has brought over from the spiritual world. Therefore he must pass through this, the document of his own being. He must go through himself. This was always known to those who experienced anything of Initiation. Thus it was known to Brunetto Latini, teacher and friend of Dante. Moreover, it is characteristic how Brunetto Latini's Initiation, as we may call it, was eventually brought about. It happened by a particular event. That is what frequently occurs. Fundamentally speaking, every one who sets his foot on the path of spiritual science is waiting for the portal of the spiritual world to be opened to him sooner or later, as indeed it will be. It may be—indeed it often is so—that the entry to the spiritual world takes place by degrees. Then we grow slowly into the spiritual world. Nevertheless, very, very frequently it happens that the world is opened to us as by a kind of shock which breaks in upon our life—by a sudden and unexpected event. Thus, as Brunetto Latini himself relates, he had been sent as ambassador to the ruler of Castile. On his way back he learned that his party, the Guelphs, had been expelled from Florence. Florence had utterly changed during his absence. This message brought him into confusion. Such confusion of our state of soul which is suited to the outer physical world, often goes hand-in-hand with what becomes the starting-point for an entry into the spiritual world. Brunetto Latini goes on to relate how as a result of his confusion, instead of riding home, he rode into a neighbouring forest, quite unaware of what he was doing (or so at any rate he afterwards believed when he looked back on it). Then, when he came to himself, he had a strange and unwanted impression. He saw no longer the ordinary world of the physical plane around him, but something that looked like an immense mountain. He did not come to himself again in that consciousness which normally confronts the physical world. He came to consciousness over against quite another world than that which was physically there around him. There was an immense mountain; but these things were such that they came and went—came into being and passed away again. There at the side of the mountain stood a woman, according to whose commands that which arose, arose, and that which passed away, passed away again. Brunetto Latini now beheld the laws and principles of Nature's working in the forms of Imagination. All Nature's laws—the living and creative essence of Nature herself—came before him in an Imagination, in the figure of a woman who gave her orders for all these things to arise and pass away again. We must imagine ourselves living in the time of the thirteenth, fourteenth century, when the natural scientific way of thought was slowly entering. In later times, men spoke abstractly of the Laws of Nature; they would on no account imagine that there was any reality of being behind the totality of Nature's laws. Brunetto Latini, however, saw it in the form of Imagination, as a woman, out of whose spirit proceeded all that was subsequently felt as abstract Laws of Nature, like a Word that held sway throughout this Nature, which stood before him in living Imagination. This woman, he relates, then bade him deepen the forces of his soul; so would he enter more and more deeply into himself. Here it is interesting. Raying out over him her forces, as it were, she gives him the possibility to enter more and more deeply into himself. He dives down into his own being, and the sequence he now indicates is indeed, under certain conditions, the true sequence of Initiation. The first thing, he tells us, which he now learned to know were the forces of the soul. Diving down into himself, man does indeed learn to know what otherwise remains unconscious in him—the forces of his soul. This recognition of his own soul-forces is a thing from which man will often flee, when he draws near to it. For when we perceive the forces of the soul, it often seems to us that we say to ourselves: ‘What an unsympathetic soul that is!’ We do not like this feeling, any more than the worthy professor did when he saw his own form, which was distasteful to him. We do not want to see. For with the chorus of the soul's forces we often see many a thing we have within us, which we by no means attribute to ourselves in ordinary life. We see it as something that is at work in the totality of our own being—enhancing our being, or making it smaller; making us of greater or lesser value for the Universe. Thus, to begin with, we rise into the soul-forces. At the next stage, we experience the four temperaments. There it becomes clear to us how we are woven together, of the choleric, melancholic, sanguine, and phlegmatic, and how this weaving together lies deeper down than the soul-forces. Then, when we have gone through the temperaments, we come to what may be called the five senses—in the occult sense. For in the way man ordinarily speaks of the five senses, he only knows them from outside. You cannot learn to know the senses inwardly till you have descended through the temperaments into the deeper regions of your own self. Then you behold the eyes, the ears, the other senses from within. You experience your own eyes, for instance, or your ears—filling them from within. You must imagine it thus. Just as you came into this hall through this door, and perceived the objects and persons that were already here, so when you undergo this descent into yourself you come into the region of your eyes or your ears. There you perceive how the forces are working from within outward, to bring about your seeing and your hearing. You perceive an altogether complicated world, of which a man who only knows the outer physical plane has no idea at all. Some, no doubt, will say: ‘Maybe, but this world of the eyes and the ears will not impress me greatly. The world of the physical plane which I have around me here is great, and the world of the eyes and ears is very small. I should be gazing into a minute world.’ That, however, is maya. What you envisage when you are within your ears or within your eyes is far greater, fuller in content, than the outer physical world. You have a far more abundant world around you there. Then and then only, when you have gone through this region, you come into the realm of the four elements. We have already spoken of all the properties of the several elements; but it is only at this stage that you feel really within them—within the earthy, the watery, the airy, and the element of warmth. Man ordinarily knows his senses from without. Here now he learns to know them from within. Consciously entering into the eye from within, he then breaks through the eye, and breaking through the eye comes into the four elements. But he can likewise break through the ear, or the sense of taste. By these four elements he is perpetually surrounded, only he does not know what they are inwardly. He cannot see it with outer organs of sense. He must first get out of the sense-organs—albeit, get out of them from within. He must leave them again, as though by a gateway. He must get out, through his eye or his ear. So he slips through—through the eye, through the ear—and comes into the region of the elements. And in the region of the elements he learns to know all the spiritual beings who are living there—the manifold Nature-spirits, and Beings who belong to the Hierarchies nearest to man. Then, going on and on, he comes into the region of the seven Planets. He is already farther outside, and learns to know what is creatively connected with man, in the great Universe. And then at last he has to cross Oceanos—the great Ocean, as it has always been called.
What does this passing through the ocean signify? Man can approach the planets while with the last portion of his soul's being he still remains within the physical. But when he thus goes inward through the gates of the senses, eventually he must take with him the very last relics of his soul, so that he may consciously enter the condition in which he is normally only in sleep. Ordinarily, when he is with the planets, he still remains in the body with a portion, as it were, with a fragment of his soul. But when he draws even this last out of the body, it seems to him as though he were floating through the universal ocean of spiritual being. All this, Brunetto Latini undergoes. He tells how he undertook one after another of these steps, at the behest of the woman who appeared to him in his Imaginative cognition. Then she instructed him that he must go still farther. This, however, was at a particular moment, which again is highly characteristic. Think of the situation. Perplexed, at a loss on account of what has happened in his paternal city, he rides into a forest. He comes to himself again, but this awakening leads him not into the physical world. It leads him through all the regions which we have here described. Then, however, the moment arises when, not by accident, not by mere chance, but by the definite summons of this woman he sees himself in the forest once more. Having undergone all these things, having passed through the soul-forces and the temperaments and through the senses outward into the elemental world, where he already perceived abundant spiritual life; having perceived the seven planets, and through them the higher Hierarchies, circle on circle; having felt himself at length not on the solid ground but swimming as it were, swimming through the great ocean; now he awakens again in the physical world. That is the very significant thing we recognise in all these Initiations. The disciple passes through a complete cycle and returns again into the physical world. Having lived through all this, Brunetto Latini feels himself once more in his forest. Now he is really surrounded by all that is physically about him. And anon the woman is there again at his side, albeit he now has the physical forest around him. She tells him to ride on towards the right, and she gives him instruction, how he shall come to Philosophy and to the four Virtues of man, and to the knowledge of the God of Love. Mark what a significant truth lies behind these things! A man of today will be quick enough with his reply: Philosophy—with that I am familiar! I have studied the whole history of philosophy. I know what philosophy is, and what it teaches. As to the four Virtues—Plato already named them: Wisdom, Courage, Balance or Moderation, and Justice. And the God of Love, who does not know of Him! You need only read the four Gospels. The man of today is familiar with all these things. But it is precisely the characteristic of spiritual knowledge: we begin to see that we do not really know all these things. We must first go through the understanding of the spiritual world and then return to what the physical provides. Then only do we understand the physical world. If Brunetto Latini were to arise again today and a very learned man of our time were to approach him—a learned professor of philosophy, a famous man, let us assume—and were to say: ‘I am familiar with the whole range of philosophy,’ Brunetto Latini would answer: ‘Yes, yes, no doubt you are, but in reality you know nothing of it. You must first learn to know the aspect of the super-sensible worlds, you must know what things are like in the super-sensible. Then you can come back again to philosophy, and it will be something quite new to you. Then only will you begin to divine what you now imagine that you know quite well.’ The same thing may be put in another way. After all, who would not think it absurd! ... A famous thinker of our time writes a philosophic book. Surely then he must understand it. How should he not understand what he himself has written? ... And yet, it is literally true: he may have written the book and may yet understand nothing of what he has written. It is not at all difficult nowadays to write a book. Books almost write themselves. One pieces together the things one has learned to repeat. One need not penetrate into the deeper meaning to do so. That is the greatness that meets us in Brunetto Latini. What others learn to know by external study—he only will claim to know it after having penetrated through the spiritual world. Then he meets it again. He meets again what others imagine that they know of the physical world—the knowledge of Philosophy, of the four Virtues, and of the God of Love. I should like my meaning at this point to be quite fully understood. No doubt a certain kind of knowledge is also attainable without spiritual cognition. But these things appear in a new light when one has first made oneself familiar with that which lies behind the physical. So do we see it in this example of Brunetto Latini, whom I have only cited to show how outer artistic creation is concerned with Initiation. We see it in this example, in the relation of Brunetto Latini to Dante, revealing how Dante's great work of art is connected with Initiation. Dante could never have reached his peculiar relation to the spiritual world if he had not had Brunetto Latini for his friend and teacher, to educate him into the spiritual world. Every age has its own way of seeking the spiritual world. Already in the centuries preceding Dante's age, we find again and again with the most varied Initiates the woman of whom Brunetto Latini speaks—the guidance of man into the spiritual world by this woman. This line of evolution reaches back to the seventh and eighth centuries. Some of them actually refer to her as Natura—the living, creative Being of Nature. Initiates of old describe her living and creative Nature—as the counsellor of nous, of the Intelligence that works creatively throughout the world, Intelligence or Reason that permeates the world. Moreover, they call her a kinswoman of Urania. Out in the Cosmos, nous is counselled by Urania; here in this earthly realm, by Natura. When we see clearly through this, we are led into still more ancient times, when the Initiates tried in another way to come near to certain secrets of existence. We find the same woman again in Proserpine—Persephone who weaves the garment for her mother Demeter. Thus do the Imaginations change in the course of centuries, showing, however, that the secrets of Initiation are always working in the progressive stream of human evolution. To come thoroughly near to these things, it is also necessary for us to permeate ourselves with the living feeling, that in all that happens in the world, not only those forces and beings are at work which outer senses and intellect can perceive, but that the spiritual is working everywhere. We must take this into our reckoning. What man today describes—and for some time past has described as spiritual or intellectual development, is the development of forces that are bound to the physical body. This condition has developed gradually. We know that there was in ancient times the normal condition of clairvoyance. This gradually ebbed away and died down, and what we call spiritual today is altogether bound to the physical man. It is true that with the Mystery of Golgotha something great and mighty entered the evolution of humanity—so great that it will only be able to be understood in its fullness in the course of time. What man had hitherto was a kind of tradition. With the last relics of atavistic clairvoyant power, the writers of the Gospels wrote down what had happened. That, as I say, was a last exertion of the old powers. Now we are once more beginning, with a newly awakened, newly discovered power of clairvoyance, to understand the first truths of the Mystery of Golgotha. We must realise that coming ages will penetrate more and more deeply into these secrets of the Mystery of Golgotha. We are only at the beginning, but we are indeed beginning. The impulse, however, of the Mystery of Golgotha has been working ever since the moment when the life of Christ passed through the Earth. Had the Christ-Impulse only been able to work through that which men were capable of understanding, they would only have had very little of Christ in the past centuries. I have often given two examples—and I might give many more—to show how the Christ works in the human soul, in that which passes through mankind's historic evolution, but of which men know nothing. Truly, what the Emperor Constantine knew of the Christ-Impulse when he himself, being converted, made Christianity the State religion, was very little. But the whole arrangement which came about by his victory—the victory of Constantine, son of Constantius Chlorus, over Maxentius—was such that we see the Mystery of Golgotha at work on every hand. The Sibylline Books were consulted by Maxentius. I mentioned it in the Leipzig Lecture-Cycle a year ago. They told him how he should act, over against the advancing army of Constantine. Moreover, he had a dream. In obedience to his dream and to the Sibylline Books, he, with an army many times stronger, went forth from the city to meet Constantine—a grave error, according to all the rules of war. Constantine also dreamed. He dreamed that he would be victorious if he let the symbol of the Cross of Christ be carried before his army, and he did so. Not through all human wisdom of which one could partake at that time, but by dreams, all these things were decided. Something was working through these dreams which could not be understood or received into consciousness. None the less, it was the living impulse of Christ. Truly, these men could not understand what was working in them—livingly, actively carrying forward the evolution of the world, determining for that time the face of the European Continent. Again we find an epoch when we observe men—not only with reason and intellect but with their faculty of feeling—wrangling with one another about all manner of dogmatic questions. These dogmas seem very strange to the ‘enlightened’ people of today. The question, for instance, whether it is right to receive the Holy Communion in one or in two forms, and the like ... Yet we know what an important part these conflicts played, for they subsequently worked themselves out in the Hussite movement, in Wycliffe and in others. There were all these conflicts, showing how little the intellect of man could reach to what the Christ-Impulse was in its reality. Where, then, did the Christ-Impulse really appear, in an important historic moment? This, too, I have often indicated. In a peculiar kind of vision, the Christ-Impulse manifested itself in a shepherd maid—the Maid of Orleans. We must know what this signifies. It represents a kind of helping hand, held out by the super-sensible, the spiritual forces that worked into the feeling of man at a time when they could not yet work into human concepts. In Joan of Arc it is particularly interesting to see how this happened. Her inner being was opened, as it were. But it was not that part of her inner life which was bound to the physical body. It was the perception of her ethereal and astral being that was spiritually opened, so much so that we find in her case a true analogy to the events of Initiation. Recently, you will remember, at an appropriate season we spoke of the story of Olaf Asteson, who slept through the days after Christmas and did not reawaken until the day of the Three Kings, the 6th of January. In this connection we remarked, that in the season when the outer physical rays of the Sun have the least power, the spiritual power enveloping the Earth is greatest. Therefore the Christmas Festival is rightly placed in the season when the darkness is physically greatest. Then it is that illumination comes over the soul that is capable of illumination. Therefore, the legend tells, it was just in this season that Olaf Asteson attuned his inner life of soul, so that it was taken hold of by those forces which as spiritual light pass from the Sun into the aura of the Earth, at the time when the outer forces of the Sun are weakest. Until the 6th of January he really underwent an entry into the spiritual world. The soul of the Maid of Orleans had to be kindled for a great historic mission. There had to be present in her soul the impulses that surge and weave their way throughout the world with the Christ-Impulse. They had to be there in her soul. How should they enter her? They could indeed have entered her, if at some time in her life she had undergone an experience similar to that of Olaf Asteson; if she had slept for the thirteen days after Christmas and had awakened on the 6th of January. And so indeed it was. Though she did not do so in the way of Olaf Asteson, still in a certain sense she underwent in sleep this time which is so favourable to Initiation. She underwent it in the last thirteen days of her embryonal life. She was borne by her mother, so as to pass through the Christmas season in the body of her mother in the last thirteen days of her embryo life. For she was born on the 6th January. That is the birthday of Joan of Arc. Thus she passed through the very time in which the spiritual forces weave and work most strongly in the Earth's aura. Therefore we need not wonder, if even outer documents relate that on that 6 January 1412, the villagers ran hither and thither, feeling that something momentous had happened,—though what it was that happened on that 6th of January they did not know until a later time, when the Maid of Orleans fulfilled her mission. For one who penetrates into the spiritual facts, it is of great significance to find it recorded in our calendar of births that Joan of Arc was born on the 6th January. Thus, even in such facts as shine out far and wide in history, we see how necessary it is to pass through an understanding of the spiritual and thence to return to earthly affairs, for it is only then that we can fully understand the latter. I have put this before you once more in order to show how old and dry and arid has become what is commonly known as the spiritual and intellectual culture of our time. He who can understand anything of the deeper impulses flowing through the evolution of the world and humanity, will realise that we must now be approaching a renewal, wherein we ourselves must play an active part through our understanding of and longing for the spiritual world. The more intensely we realise that a renewal is necessary, the better shall we find the possibility to co-operate. With pale and petty changes and reforms of the old, we cannot serve this future. Radically we must renew the spiritual life of humanity. Great as is the difference between ‘spiritual science’ in our sense of the word, and that which is taught about the spiritual life in wide circles in the outer world—equally great will be the difference between the civilisation of the future and that of today. And if the people of today find it so easy to judge the pursuits of spiritual science fantastic, foolish and absurd, it only means that they describe as foolishness and as absurdity all that will dominate the spiritual culture of the future. Yet, in precisely such a time, a rebirth of the life of the human soul must take place. All branches of human life must find their way into the impulses of this renewal, this rebirth. And among other things, all the artistic life must come near again to Initiation. These are the real reasons why we with our Goetheanum had to make the attempt to create a beginning—I have often emphasised that it is only a beginning—which, with all its imperfections, is nevertheless related in all detail to what the science of Initiation has to say for our time. The results of spiritual science must come to life in our souls. As a living and vital result they must find expression in the outer form. By this alone can that which is arising in our Goetheanum have its corresponding value. Then it will indeed have its value—not as anything complete, but as a new beginning. Would that there were an intensive consciousness in our circle of the intimate relation that exists between the spiritual science which we have been seeking to acquire for all these years, and that which our Building contains in every line, in every feature. If we ourselves are once filled with this recognition, then we shall be able to say to the world through our Goetheanum what must needs be said. Then we shall look with satisfaction into that future which will be destined to create, out of the primitive beginnings of this Building, something increasingly complete and perfect, it is true, yet in the same style and character. |
299. The Genius of Language: The Inner Path of the Genius of Language
03 Jan 1920, Stuttgart Translated by Ruth Pusch, Gertrude Teutsch |
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Later, the genius finds the pronouns within the word itself—Latin is a language at this level—and plucks them out, comes to a mirror image of itself, comes to ego consciousness, and then puts the I and the you up ahead of the verb. This growing sense of egoism, this arrival at self-visualization is reflected quite clearly in language development. |
299. The Genius of Language: The Inner Path of the Genius of Language
03 Jan 1920, Stuttgart Translated by Ruth Pusch, Gertrude Teutsch |
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I have shown you a few characteristic examples of language development and believe that now you should be able to visualize the inner journeying of the language-forming genius. If you hope to find your way through the phenomena of language and its evolution, you will have to understand the guidelines such phenomena reveal. Of course, I have been able to show you only a few things; today I will point out only one important guideline, summarizing these basic thoughts. I hope we will be able very soon to continue this study.1 Certainly the main thing you will have understood is how the human beings in a primitive stage of language development were receptive, inwardly alive, to the consonance of sound and object. Whether this object is an inner feeling, an external event, an external thing, or an external fact doesn't matter. Whenever it is essential to form sounds that will express inner feelings or perceptions about whatever is outside us, then the sounds will be of vowel quality in the broadest sense. Vowel character in language denotes everything formed inwardly, everything that is being felt inwardly and that presses itself into the sound out of what we are experiencing in our feeling and will. Hence we will find in all the vowels and vowel forms the feelings and will-impulses that are called forth in us by the outer world and in a way are thrust into our larynx. In everything to do with consonants we will find gestures modeled on what we perceive in the outer world. Let us suppose we would like to speak about an angle. First, we have an image of a certain angle in mind. To describe the sides of the angle with our hand, we would do this [Rudolf Steiner makes a gesture]. What we do like this with our hand, we actually do with our organs of speech in forming certain consonants. Language is in this respect only the audible expression of gestures that are not being made externally with the limbs but with much finer parts of the human organism, our beneficent air-organism. If you think about these inner laws, you will gradually develop the insight that language imitates either the outer world directly or imitates what we experience in the outer world through our feelings and sense perceptions. Let us imagine ourselves facing two possibilities: We could do either one thing or the other. Instinctively we begin to turn over in our thoughts whether we should do this or that. If we are still more or less an “imitating animal,” as of course everyone is on a primitive level of language development, relationship to the outer world still transmits itself into an external gesture; we do this [gesture to the right and to the left]. We have to decide between our right side and our left side. That is, we are expressing the phenomenon that internally we are split in two, because two different, external facts are confronting us. We split ourselves into two parts in order to determine toward which side the stronger weight in our thinking tends. So we do this [repeats the gesture]. We separate, we decide, and also divide. But of course, if we are to come to a favorable decision we have to go back to the past as far as possible. Hence we not only divide ourselves (teilen, ‘to divide’) but we divide ourselves far back to the beginning (ur-teilen); we make an archetypal, original division. [See Lecture 4, page 52,53.] The word Urteil ‘judgment’ should definitely be understood as a gesture transformed inwardly into sound. All consonant-forming is gestureforming that has simply been transformed into speech sounds. When we search for the basis of this metamorphosis, we can trace it throughout the whole course of language development. At first human beings lived more fully outside themselves in their surroundings. Only gradually did they become inward beings. To begin with, they lived in the outer world, closely connected to the things around them, especially in the very ancient times when an original, primitive clairvoyance still existed. At this time human beings thought very little about themselves nor did they have any definite ideas about themselves. They knew, however, that there were all sorts of ghosts, all kinds of elemental spirits, which they perceived in what we now call external objects. Even in himself a person still saw an elemental being. “You,” he said to himself, “have come through your father and mother into this world.” He objectified himself. We find that on the first level of language-formation the language-forming genius, to begin with, brings about mainly consonant sounds. The primitive languages on the whole must have had consonantal character, because the primitive peoples were still without inwardness. Primitive peoples today, at least the ones who have remained at this original level, have rich consonant formations in their language; the consonant sounds show clearly the imitation of external events: for instance, Schnalzer [‘tongue-clickers’, both words good examples of an accumulation of consonants. Laurens van der Post, in The Lost World of the Kalahari, has described the Bushman’s language: “the sound of natural relish that the word ghwai Xkhwe makes on his lips is a joy to hear, and the click of the complex consonants flashes on his tongue as he utters them like a sparkle of sun on a burst of flower from our somber mountain gorse.”]. Certain African tribes are able to use the human organs of speech to produce sounds like the sharp snapping of a whip. “Tongue clicking' disappears when human beings begin to express more of their inner feelings through sound structure. Consonant formations must be considered the first step. Then the second step will be the vowel formations, but the inwardness found in vowel formations is actually a stage of transition. Finally signs of aging in the genius of language appear: the vowel-forming power recedes and the consonant-forming power comes to the fore again. Our human language journey involving the development of language proceeds essentially from outward to inward and then from inward to outward. We can observe this procedure directly in the sound-structure; it is the intrinsic essential fact throughout the whole forming of language. It is the intrinsic, essential fact to such a degree that we encounter it in every aspect of language. That first step of language development we meet everywhere: human beings, still selfless, unaware of themselves, create language. We are continually impelled to bring a word designating one thing towards another word in an external manner [as in early English: sea-horse, meaning ‘ship’]. On this level, human beings are altogether very lively in themselves. Later, when they become more inward and spiritual, a bit of this primitive liveliness is lost to them. They become more enclosed, more rigid, more abstract, and no longer have the strength to pour into the word itself what they see externally; instead, they add onto it [that is, using combining forms: prefixes and suffixes]. To study such phenomena, we should find the following characteristic examples exceedingly interesting. There is, for instance, in Old High German the verb salbom, in modern German ich salbe ‘I am anointing’; cognate, salve). You can take this through first, second, and third person:
In these six words conjugating the verb ‘to anoint’, you always have salbo as the verb proper, denoting the activity. What is added creates the designated person of the word, for I the m, for you in the singular the s for he or she the t for we the mes, for you in the plural the t for they the nt. The fact that these suffixal forms are still contained within the verb is understandable in the following sense: The contrasts of ‘I you, he we, you, they appear at this primitive step because human beings looked at them very much from the outside. They added the person-sounds directly to the sounds that express activity. They were still inwardly lively enough to connect the person-sounds in a living way with the verbal form for the action. We should consider this two-foldness: first, the early attention directed toward the outer world, and second, the addition of the main word itself to the inward, lively, transformative force. This I, you, he, she, it was not originally felt to be an organic part of the verb or to be something of inwardness. You can observe this in the related Sanskrit language where the person-designation is simply stuck onto the most important word; it is to be found as an independent designation for ‘I, you, he, she, it. The m in Old High German is simply the metamorphosis of mi ‘I' of Sanskrit; the s the metamorphosis of si ‘you’, singular, of Sanskrit; t the ti ‘he, she, it’; mes the masi ‘we’; t, the transformed tasi (‘you', plural); nt is the suffix -anti ‘they’, spoken somewhat hastily. You can still observe in Sanskrit that it is not at all a question of conjugating the central part of the main verb and then perceiving the change of form as a designation of person. No, at that time human beings were inwardly so alive that with their perception of the outer world, they were able to organize the grammar of personal pronouns into a sound-sequence expressing the main idea. That is an important difference. You might easily believe that at this primitive level there would be mainly an inward modulating of words. No, there is not. An inner aliveness in the people lets them connect the two components of a word together. This is a consonantal activity, not a vowel-forming one. When later a language like Latin reaches the next level, with the perception that the personal pronouns should be within the inner organism of the sound sequence, the language has arrived at a level corresponding to a greater inwardness of that particular language genius. Toward inwardness it has worked its way from outwardness where it has simply attached to the end of a word what it perceived as an external element: salbom, ‘I anoint’, salbos, ‘you anoint’. Just as on a primitive level people don't say Karl Meyer but the Meyer-Karl [peasant dialect], so it is with such verbs; whatever makes them specific is added at the end. Here, too, the specific pronoun is put at the end of the word. Repositioning the pronoun from the end of the word to the beginning and making it an independent word was the path to the greatest inwardness, the kind of inwardness that perceives how spiritually abstract our inner nature really is. Now the person is separated off and placed ahead of the verb. You can learn something important from this procedure if you go back to the primitive constructions of the language-forming genius that does not really know anything about an I or a you separated from external things, and that still presses into the word whatever has to be said about I or you. Later, the genius finds the pronouns within the word itself—Latin is a language at this level—and plucks them out, comes to a mirror image of itself, comes to ego consciousness, and then puts the I and the you up ahead of the verb. This growing sense of egoism, this arrival at self-visualization is reflected quite clearly in language development. One can say that becoming aware of oneself at a certain unconscious level has been achieved as the result of the ancient Apollonian precept “know thou thyself”; this was followed everywhere in the languages of the western world by taking the personal pronouns out of the verb forms. These forms could still express human inwardness; they had not yet separated themselves completely away from it. You really will not be able to study languages unless you do what I suggested yesterday: consider them as the expression of human soul development. You see, from language that is still alive it is quite possible to trace the ‘remnants” of the vowel-forming and consonant-forming powers. There is a quality in the verbs, the words of action, that gives them a vowel-forming character and makes the vowel in them the main element. With a little reflection you will realize that the verbs in which the vowel element—expressing inner sensitivity—is more important than the consonants are those that describe an activity we can connect ourselves with inwardly and wholeheartedly. Now observe that there is a difference between the state of your soul right now and how it was a little while ago. You are sitting here and you have been sitting quite a while. Whatever is expressed by this sitting is something you have connected yourself with; it is connected quite inwardly with you. You have come to sit here by setting yourself down. With the setting yourself down you are connected much less inwardly; it is more external. You can't continue to ‘set’ yourself down for any length of time because you cant connect yourself so closely with the act of dropping onto a chair, but you can sit for half an hour and even longer, because it is possible to connect yourself inwardly with sitting. It is really the case that you should experience the sound-sequence for sitting as vowel-articulated, and the one for setting as more external, more consonantal. If you are sensitive to vowel articulation, you will have the power—through the language-forming genius—to be creative with vowels; you will do this by adapting the word in various ways: sit, sat, sat [the German sitzen, sass, gesessen has one additional vowel change]. With the consonantal activity, expressed in setting, you keep the emphasis on the consonants instead of forming a vowel change to satting or something similar [the German setzen, setzte, gesetzt, ‘to set’, has no vowel change]. You are depicting something external with this by saying set. If you want to express the fact that this took place some time ago, you will say set-did (setzen tat). [The English verb to set is irregular and does not follow the German rule. We have substituted the verb to place in this discussion.] You will say place-did. You do place yourself, you did place yourself; in metamorphosis this becomes placed, for the -ed is the transformed did. People who still today have kept something of this language-forming strength in themselves will emphasize consonants just as happened in earlier times. If they belong to a more primitive level of culture, they have an unusual capacity to imitate outer life and activity with their consonantal sound-structures, using as few vowels as possible. You can hear something of this joining together of sound and outer action in the words of a somewhat simple peasant who had considered it an honor to have his son study at the university. He was asked what his son was doing at the university. For the time being, the son was using his inheritance not so much for steeping himself in the abstract and mental side of academic life but rather for giving himself over to more external aspects. And so the father, when asked what his son was doing, said, “Strolling around he does, loafing around he does, beer guzzling he does, whooping it up he does, but doing something he doesn't do (aber fun tut er nichts!).” A strong feeling of inwardness streams into the language-forming verb. In the sound structures that have retained their character, especially their conceptual character, you will always come to feel that the vowel change in verbal conjugations (an ablaut, as ‘come, came’) expresses something we are more inwardly connected with. On the other hand, we will not be able to develop the ablaut with verbs for which we have an inner mental image but with which we cannot connect ourselves inwardly, verbs that do not become something we feel but remain something merely observed. When you say, I sing, I sang, you have the ablaut. It is quite different when you say, I singe, ‘I burn something’. The word singe has its sound structure because fire sings. I singe = I am making something ‘sing’. If you are singing, you are connecting yourself inwardly with what you want to express through the sound-sequence. If you singe, you are not connecting yourself with it inwardly; you are looking at it by looking at yourself from outside—hence there is no vowel change: I singe, I singed [the corresponding words in German are singen, ‘sing’, and sengen, ‘singe’]. Whenever we fail to notice such things today it is because the words have changed so strongly that nothing of the kind is evident. We have to go back then to earlier forms of the sound structure. It is extremely important for us to follow these three steps: the connection of our life first with the outer world, then with growing inwardness, and finally the next step of inwardness where a human being explains his or her own inner world with words such as the personal pronouns. You will come to understand language formation much more easily for yourself if you follow this process. It seems that language is a flowing together of the thought element and the will element in the human being; it appears that on its first primitive level wherever the speech sound is still strongly connected with the mental image, it is even difficult to distinguish the thought element from the will element. Today our speaking, particularly in Modern German, is already bound to our will to an extraordinary degree. In German we speak with our will and learn to use our will as a matter of course when we learn to speak. We also accompany our speech with the ideas and images we have become used to bringing together with expressions of will. It is totally different in English. For someone who is impartial and can observe such things, it is an entirely different human activity to speak German than it is to speak English, though low German dialects have remained closer to English. In speaking English it is much more the case that thinking goes into the speaking, that is, into the development of the sounds. In German, thinking does not take place in the unfolding of the sounds but proceeds as a parallel phenomenon to the sound development. In general, the western languages have preserved themselves much more from this instinctive bringing together of sound and mental image than have the Central European languages. Therefore, the western European languages have taken on such a rigid structure. In them hardly anything can be formulated without someone saying, “You can' say it like that, you have to change it around.” This doesn't happen in German, where it’s possible to say it in almost any way. You can put the subject anywhere, at the beginning or at the end, for the thought goes somewhat separately from the sound-structure, parallel with it, further removed than in the Western languages. Only by turning back to the earlier stages of our German language development do we arrive at an increasingly strict connection between mental image and sound. Therefore the quality still present in the western languages is an atavistic throwback that can be studied by means of the earlier steps in German and in our dialects. If you feel your way vividly into language from this point of view, you will be led at the same time into the essential nature of the folk souls. Suppose you are looking at an object in front of you. As primitive people we have formed a sound sequence for this object out of consonant and vowel elements. So we say Wagen [‘wagon', ‘car’; Anglo-Saxon, wain] for something that can be put in motion. If we have in front of us the same object in the plural, that is, a number of such objects, we form the plural by saying die Wägen, by forming the ‘Umlaut’. It is true, die Wagen is also correct, but it belongs to literary language and was not really formed within the organism of the language. [The difference of pronunciation in English would be parallel to the vowels of far and vague.] Why do we form the umlaut? It was for the singular object that we put the sounds together, and in doing so our consciousness was sparked, lit up, enlivened; at that moment we were awake and attentive. When we formed the plural, we had less overview and therefore had the need to express it in a more nebulous way. We dimmed the pure /a:/ sound [as in ‘ah’] to a murky /e:/ (as in care). The original sound sequence is always formed by consciously observing the actual facts or sensations. Whatever attracts less attention or cannot be closely observed reveals itself as dulled.2 The important thing here is to see how something changes within the human being. The dialect of many German areas does not say der Wagen but der Wogn. Since the normal attention to sound sequence brought about an answering /o/, the dimming in the plural is expressed by die Woagen. You can follow this in many examples.3 One more thing I should like to call to your attention. As you know, lively mental images were the source of the consonantal forming of language in earlier times, and much of what was felt in the soul of ancient peoples flowed into this language forming; it can still be studied in what has been retained in primitive minds and feelings today. These perceptions, filled with an immense vitality at that time, were not only alive to the outer world through the senses but were also completely bound up with a kind of primitive clairvoyance. Otherwise there would not be all our sturdy, image-filled words that are happily still in existence. Here is an example: A person still living within the sphere of atavistic clairvoyance—no matter how weak—and possessing the ancient kind of perception was certainly able to perceive that the physical body of an ordinary human being contained something we call today the etheric body. Such a primitive person perceived the head [this and the following were illustrated on the blackboard] and, projecting beyond it, a second, etheric head. He felt that the head was the expression of thinking. Thus we can say that primitive human beings with their original clairvoyance named the human being from the standpoint of thinking—with a word very much related to ours—by the word Manas, for Mensch ‘human being, Man, person’. Mensch is the same as manas, of course, this is the human being we usually come across. But that early, atavistically clairvoyant person knew that it’s also possible to encounter other, somewhat different, people—here I'm joking about something one ought not to make too trivial—who do not have the supersensible ‘person’ closely connected to the physical person so snugly and prosaically. In cases where the supersensible does not quite fit into the rest of the human being, people felt: the etheric body is verrückt [‘shifted’, literally ‘moved off its place’, a word that means today ‘deranged’, ‘insane’, ‘crazy’]. This was then transferred to the whole person: Der Mensch ist verrückt ‘that person is shifted’, i.e., ‘crazy’. A purely external fact is described, the displacing of the etheric body. Just this sort of picturemaking, going back to the time when pictures of the spiritual world could still be observed, is exceedingly interesting. If people would only recognize this, if learned philologists were not so sound asleep, proceeding as they do quite superficially on their materialistic tracks! If they would enter instead into the inward soul element that finds its expression in external language-forming, philology would turn of itself into a science of the soul and then into spiritual science. For this reason it is a shame that philology has become so materialistic; young people actually have no opportunity to observe the effects of soul and spirit on the forming of language. I believe that in some way now what I've wanted to give you in the way of guidelines and examples can be useful to those of you who are teachers at the Waldorf School. Take them into your mind and soul; they will serve as a stimulus to observe the many elements of language that you can make use of in your teaching. If you have taken into yourself the spirit of looking at things in this way, it will definitely benefit your classes; speech will always be the connecting link between you and your students. It would be of enormous help to try on your own to bring back into words some of the original strength of feeling and image-making in language. Through this you will train yourself to a more lively perception than one otherwise is able to develop. Actually we modern people walk around much like living corpses, largely because our language has plunged so drastically out of our hearts and has fallen down somewhere below. It has become an unconscious element of will. We can no longer feel how our soul qualities are alive within the spoken /e/ and /u/ and /a/ and /m/. We no longer train ourselves to imbue the words that sound alike with the very same inward feelings. We are abstract not only in our understanding, in our thinking, but abstract also in our speaking. For a person who really has a lively feeling for language, much of what we speak today sounds like a record on a record-player, but the record had already been produced in ancient times. We must try to make a connection with our language again. However, for this a kind of self-education will be necessary, so that we learn to listen inwardly. Let us listen to the word rauh ‘rough’ and feel the sound combination inwardly. If we say on perceiving this figure [a four-sided figure is drawn on the board], “That is a Raute ‘rhomboid’,” then we can sense roughin such a way that we feel roughness in the perception of the corners. We can still make the effort today, when looking at such a figure, to experience the corners as related to rough, and the /t/ of Raute we will feel as tut ‘does. Whatever does rough is the Raufe. [We can approach this from many sides in English: even—evening; try triangle; hole-hold; flow-flower, etc.] Developing such imponderables would be an element of strength in teaching, if we tried not to allow sound-structure and mental image to diverge. I beg you to consider just what kind of a subtle background can we possibly sense when we talk to a child about this geometrical figure and say only, “This is a rhomboid”? We ourselves dont feel anything if we simply say, “This is a rhomboid.” How strong a foundation we could establish for the attentiveness of the students that we need in our class if we will re-educate ourselves through an understanding of the sounds of speech, and then feel the need to educate our children in the same direction! You can gain ideas for your self-education from just this view of language I have been talking about. But I've also wanted to show you something of method, my dear friends. My aim has been to guide you toward important ideas by means of characteristic, concrete examples. I believe that a truly modern university professor would probably expound in three volumes what I have developed in this short time. He would of course try for completeness, but it would be less possible for him to develop the guidelines to stimulate our thinking, our mental pictures, and our perceptions. If you proceed in the elementary school as we have proceeded in this language course, you will evolve a good basic method of your own. You will try at every point to look for thoroughly characteristic examples for what you are going to present to your students, and you will be able to combine what you see and feel in these characteristic examples with the perception of their spiritual quality. There is truly no better method of pushing children into materialism than by giving them abstract instruction. A spiritual way of teaching is through concrete examples, but you must not forget to allow qualities of soul and spirit to reveal themselves in these very concrete examples. Therefore I believe that what I have given you in this course can be a practical, methodological extension of the course I gave before the Waldorf School began.4 And 1 believe that you can accomplish a great deal by pondering, “How should I organize my class teaching, translating all this into what is right for children—for it is possible to adapt it in every subject—so that it follows this process of drawing in a spiritual quality by means of concrete examples?” If you do this, you will not easily run the risk almost all teaching does of not getting finished with the load of subject matter. It is only when subject matter is shredded into atoms and systematized that you don't get finished with it, because it is so tempting to take up the single, atomized parts that are uncharacteristic and pile them up, trying to show what is characteristic. Of course, there are uncharacteristic examples in all the school subjects; using these means that a great deal has to be strung together. If you make the effort, however, to choose characteristic examples and develop what is spiritual through your examples, you will achieve a certain necessary economy in your teaching. I would be happy, my dear friends—and let it be said in all friendship, especially to those who are teachers here at the Waldorf School—I would be happy if two things have been noted in these improvised talks: First, the stimulus toward educating yourselves in a kind of brotherly-sisterly alliance with the language genius; on the other hand, that the method of teaching is influenced to some extent by what I have just pointed out to you. It is to be hoped that when I come back, possibly very soon, we will continue this exploration into language.
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315. Curative Eurythmy: Lecture III
14 Apr 1921, Dornach Translated by Kristina Krohn, Anthony Degenaar |
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You see how one can follow into the outermost fringes of man's experience what I have expressed for example, in The Riddles of Philosophy:1 this going out and taking hold in the external world of what man today already experiences entirely inwardly in his ego. The reason why spiritual science is not accepted on the grounds of such things is solely that the people of our civilization are in general too lazy. |
315. Curative Eurythmy: Lecture III
14 Apr 1921, Dornach Translated by Kristina Krohn, Anthony Degenaar |
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In order to proceed in an appropriate manner, we will prepare the grounds today for certain matters to be deepened physiologically and psychologically tomorrow, considering the forms which consonants take in eurythmic movement. In what has been developed as the form involved in consonantal movement consideration has been truly given to everything which must be taken into account when man attempts to penetrate into the outer world through speech. The person who sets himself the task of observing speech will see that man's confrontation with the outer world must consist on the one hand of living into the world vigorously; of making himself selfless and living out into the world. In the vowels he comes to himself; in the vowels he goes within and unfolds his activity there. In the consonants he becomes in a way one with the outer world although to varying degrees. These varying degrees of unification with the world are manifest in certain practices within language as well. In the development of the consonantal element in eurythmy, particularly in reference to the sensible-super-sensible observation of which I so often speak in introducing eurythmy performances,—it is necessary to take into consideration whether the human being objectifies himself. To discover whether man extroverts himself completely in order to grasp the spiritual element in the things outside him in a spoken sound, or if, despite this objectification of himself, he remains more within and does not go completely out of himself but instead reproduces the external within himself. That is a major distinction, by reason of which I must ask Mrs. Baumann to be so good and show us first of all the movement for “H”. Now please disregard this H-movement altogether and Mrs. Baumann will demonstrate the F-movement. And now keep an eye on what you can observe here in these two different movements. You can observe what is present by virtue of the human instinct in the attempt to enunciate the sound in question. Consider the pronunciation of H: actually you say H-a, you follow up with a vowel. It is impossible to sound a consonant without it being tinged by a vowel, you follow it up with an “A”. The pure consonant is vocalized, combined with a vowel. If you consider the “F” you will find that man's linguistic instinct places an “E” in front of it: e-F. Here the opposite occurs: an E is set before it. Through the foregoing you will perceive that when man utters an “H” he makes a greater effort to uncover through speech the spiritual in the external object; when he utters an “F” his effort is directed more towards reexperiencing the spiritual within himself. Therefore the manner in which the consonant arises is entirely different, according to whether the vowel tinges the consonant from the front or from the back, if I may use this manner of expression in respect to the nature of consonantal articulation. This you will find conveyed in the form you have observed. Perhaps Miss Wolfram will do the “H” once again. H: here you have an energetic unfolding in the outer world, one doesn't wish to remain in oneself, one wants to go out and live in the external. F: you see the decided effort to avoid entering into the outer world too sharply, to remain in the inner. Now when one takes this into consideration, one can carry on from here to form a mental picture of various matters which, although they must become part of eurythmy, were, to begin with, unnecessary as far as we have been concerned with eurythmy as art, but which will become necessary the more this art is extended to other languages. The moment one says not “ef” but “fi”, in that moment it is a different matter; in that moment one attempts to embrace the external with the sound as well. This is indicative of an important historical fact: In ancient Greece people attempted to grasp the external even in those things in respect to which modern man has become inward. You see how one can follow into the outermost fringes of man's experience what I have expressed for example, in The Riddles of Philosophy:1 this going out and taking hold in the external world of what man today already experiences entirely inwardly in his ego. The reason why spiritual science is not accepted on the grounds of such things is solely that the people of our civilization are in general too lazy. They have to take too many things into account in order to come to the truth, and they want to make it easier for themselves. But that just won't do. They want to make everything easier for themselves; and that won't do. That, for the present, in respect to one element which flowed into the formation of the consonants. If we want to understand the formation of consonants in the field of eurythmy, then we should consider a second element which I believe people pay less attention to nowadays in teaching, even in physiology, speech physiology, than the third element which we will come to in a moment. In order to form an impression, I will ask you to compare once again. Here it is important that one form a contemplative picture. Naturally, one cannot penetrate to the very end of that which one has in such a picture, to the concept. Perhaps Mrs. Baumann will be so good and make the H again, and once the tone has faded away, Mrs. Baumann will make a D for us. One must pay attention in this case to the following: When you contemplate the H, you will find the movement for it deviates greatly to begin with from what takes place in speaking it; since—in respect to the characteristic of which I am thinking at the moment—the eurythmic element must be polar to the actual process in speech. You know that the speech process as I presented it the day before yesterday is a reflecting back from the larynx. The eurythmic process must express this outwardly. It expresses it in movement. In certain instances one must go over to the exactly opposite pole. This is particularly characteristic of H and D; in the case of other consonants this element must be toned down. Now, what sort of a sound is H? H is esentially a breath sound. The H is actually brought into being through blowing. In the case of H you have a decided shoving thrust2 in eurythmy where you have to blow. When you utter “D” you have this thrusting effect in the pronunciation. We must polarize this by transforming it into the characteristic movement that was present in D. Thus the thrusting quality of speech is lamed when one conveys the sound through movement. So you see that precisely this characteristic must be taken into particular account, when one has either a breath sound or a plosive sound. Now sounds are not only either breath or plosive sounds. But by what reason are they one or the other? You see, when one has a decided breath sound, one expresses by means of the blowing the fact that one really wants to go out of oneself; in the thrusting, that this going out of oneself is difficult, that one would like to remain within. For this reason the eurythmic transposition of the sound must take place in the manner you have seen. Now one also has sounds that carefully connect the inward with the outward; sounds that are actually physiologically so constituted that with them one states that one is bringing to a standstill, arresting, that in which one would like to be active in such a manner that the inward would immediately become outward, where one would enter into the movement immediately with the whole human being. This is decidedly evident in only one sound in our language: the R, which is, however, for this reason the most inclusive sound; one would like to run after the speech organism with every limb, as I would like to express it, when one says R. Actually with R one strives to bring this pursuit to rest. The lips want to follow when they pronounce the labial R, and bring this running-after to a halt, the tongue wants to follow when it speaks the lingual R, and finally the palate wants to follow when the palatal R sounds. These three R's are distinctly different from one another, but are nevertheless one; in eurythmy they are expressed thus (Mrs. Baumann: R). The bringing-in-swing of what one usually brings to a standstill is expressed. Thus it is precisely the running after the movement of the sound that comes to expression in the R. And when one wants to bring the other element to expression, one can express the labial R by carrying the movement further downwards; the lingual R can be made more in the horizontal and the palatal R rather more upwards. By this means one can modify the R-sound in the eurythmic movement. But you see that the form is determined by leaving the vibrations of the R in the background and bringing the “running-after” to expression. A similar sound where one has, not a vibrating, but a sort of wave in the movement is the L (Miss Wolfram: L). You sec that there is something of the same movement in it as in the R; but the running-after is mild and comes to rest. It is a wave rather than a vibration that comes to expression. That is what is connected innerly, physiologically, with the shading through the vowel element of the consonantal sound, and with the shading through feeling, which already leads to a greater extent into the physical. One arrives at the outermost division of the sounds by considering the organs; if we compare once again the respective movements we will arrive at the most extreme, the most external principles of division through our contemplative picture. (Mrs. Baumann: B) That is a B, and now we will continue directly perhaps with a T. (Mrs. Baumann: I). Now you can see from the position—which as the third element must be taken into account and which makes itself quite apparent to the sensible-super-sensible contemplation—that in the case of B we have to do with a labial sound and in the case of T with a dental sound. (Miss Wolfram: K) K: here one starts with the position and the essential lies in the movement. Isere we have to do with a palatal sound which in its pronounciation, in the tone in which it is spoken is the quietest, but which is transformed in movement into its polar opposite when performed outwardly in eurythmy. The consonants overlap in respect to their characteristics; one division extends into another. The following may serve as an aid. Take the labial sounds—I'll write out only the most distinctive of them: V, B, P, F, M. You can determine to what extent the vowel colouring is involved by pronouncing the sounds; I don't need to indicate that. Let us take the dental sounds D, T, S, Sh, L, the English Th, and N. And now the palatal sounds: G, K, Ch, and the French Ng, more or less. We will have to write the R in everywhere, since it has its nuances everywhere: Labial sounds: V, B, P, F, M R Dental sounds: D, T, S, Sh, L, (Th), N R Palatal sounds: G, K, Ch, Ng R Considering the process of division from the other point of view now, I will underline with white where we have to do with a definite breath sound: V, F, S, Sh and Ch as well, more or less. These would be the decided breath sounds. I will underline in red where we have to do with what are clearly plosive sounds: B, P, M, D, T, N, and then perhaps G and K. The vibratory sound is R. We have to do with a distinct undulent sound—which, because of the soft transformation in the movement, must be in a sense of an inward character—fundamentally only in the case of L. These three organizational principles—the vowel colouring, the blowing, thrusting, vibrating and undulating, and all that which has to do with the external division (into dental labial and palatal sounds; the ed.)—all this comes to expression in the forms given for eurythmy. It must be clear to you, of course, to what degree these principles of division affect each other, however. When we have to do with L, for example, we have to do with a distinct dental sound which must have all the characteristics of a dental sound, and then we have to do with a gliding sound, with an undulant sound, which must have the characteristics of a wave. Apart from that, it has a strong connection to the inward. We have to do with a colouring from within outwards, at least in our language. We don't say “le”, but “el”; here we have the transition from older forms in which people reached yearningly into the exterior world and where as a result a word was used in order to express such an event, in order to bring this going over into the external to proper expression. Thus in each of the letters we have to do with a likeness of that which is taking place inwardly. Before we consider the consonants individually, let us contemplate the following. Yesterday we were able to show that A—which we also studied in its metamorphosis—has to do with all those forces in man that make him greedy, which organize him according to animal nature: the A in fact lies nearest to the animal nature in man, and in a certain sense one can say that when the A is pronounced it sounds out of the animality of man. And certainly as spiritual investigation confirms A is the sound which was the very earliest to appear in the course of both the phylogenetic evolution as well as the ontogenetic evolution of man. In ontogenetic evolution it is somewhat hidden of course; there is a false evolution as well, as you know. The A was the first sound to appear in the evolution of mankind, however, resounding to begin with entirely out of the animal nature. And when we tend towards A with the consonants, we are still calling on what are animal forces in man. As you could see yesterday, the whole sound is actually formed accordingly. If we use the sound therapeutically in the manner in which it presented itself to our souls yesterday we can combat that which makes children, and grown-ups too, into smaller and larger animals. With such exercises we can have very respectable results in the de-animalization of man. And now let us go on to the sound U, for example. We said yesterday that this is the sound we use therapeutically when a person cannot stand. You saw hat yesterday. It is the sound which in a certain respect expresses its physiologic-pathologic connection already in the manner in which it is formed in speech. The U is spoken with the mouth and the openings between the teeth constricted to the greatest degree and with the lips somewhat extended, in such a way, however, that the mouth opening is narrowed and the lips can vibrate. You can see that in speaking one seeks an essentially outward movement with the U. In the pronounciation of U the attempt to characterize something moving predominates. Thus with the eurythmic U the physiologic opposite occurs: the ability to hold one's stand is called forth. This is present in the U in artistic eurythmy as well, at least as a suggestion. If you now take a look at the other vowels you will find a progressive internalization. In the case of the O you have the lips pushed together towards the front and the opening of the mouth reduced in size—there is at least an attempt to reduce the size. This is transformed into the polar opposite in the encompassing gesture of the 0-movement in eurythmy. Precisely in such things the natural connections are to be perceived. In the manner in which O is employed in speech certain forces are present. And in languages in which O predominates one will find that the people have the greatest propensity to become obese. That may really be taken as a guideline for the study of the physiologic processes connected with speech. If one were to develop a language consisting principally of modifications of O, where people had to carry out the characteristic mouth and lip formation of the O continuously, they would all become pot-bellied. If with the O, on the one hand, one has this propensity to become big-bellied, as I would like to call it, it is easy to understand why when reversed the O represents on the other hand that which combats this obesity when it is carried out eurythmically and in the metamorphosis demonstrated yesterday. The state of affairs is different with E, for example. A language that is rich in E will engender skinny people, weaklings. And that is related to what I said yesterday about the treatment of thin people, and thus of weaklings, in relation to the significance of E. You will remember that I said that in the case of weaklings particularly the E-movement with its given modification is to be applied. Now in respect to all these matters it is necessary to take one thing into account, however: if one considers the forms outwardly one does not come to the truth of the matter; one must grasp them inwardly in the process of their becoming. One must concentrate less on what comes to outward expression and more on the tendency involved. The tendency to become fat can be combated by means of the O and the tendency to remain thin by the E. Attention must be drawn to these matters because when eurythmy is used for therapeutic purposes, it is necessary to take the forces that are present in the upper man and tend to a widening, and the forces present in the lower man tending to the linear, more into consideration. Thus I must say that when man utters the O he actually broadens the living element. [IMAGE REMOVED FROM PREVIEW] You see, when I draw it roughly, the head of man is in a way a sphere and spiritual-scientifically it is a proper reproduction of the earth sphere. It is a copy of all those forces that are centralized in the sphere of the earth and it is developed by that which lies in the forces of the moon. This latter builds it up in such a manner that it becomes a sort of earth-sphere. Of course, this is all actually connected with cosmology, cosmogeny. As the earth-phase proceeded out of the moon-phase, so out of the forces that are so powerfully at work in building up the human head—which of itself, of course, intends to become a sphere and is modified only by the breast and the other part of the body being attached to it and altering the spherical form—so out of the moon-building forces the head is formed. If it were left to itself the head would become a proper sphere. That is not the case because the other two parts of the human organism are connected with the head and influence its shape. [IMAGE REMOVED FROM PREVIEW] When one pronounces the O one tries to bring that which finds its expression in the spherical form of the head to expression in the entire etheric head. One makes the effort to form a second head for oneself (see the violet in the drawing) and one can really say that in uttering the O man puffs himself up like his head—he puffs himself up, he blows himself out and awakens thereby the forces that give him at the other pole the tendency to become fat. These things can really be taken pictorially as well. His inflating of his own head gives him the tendency to become fat. When one wants to counteract this tendency to become, etherically speaking, a fat-head—not really a fat-head, but etherically a fat head—to become a big head, then one must attempt to round it off from the other side, to take it back into oneself. And that is the protest of the fathead. Therefore an O is fanned at the opposite pole. All the individual sounds have a nuance of feeling, namely, which is deeply established in the organism, because it lies in the unconscious; hence the import of the inner being of the sound. For the person who looks at the matter in a super-sensible manner the frog who would like to blow himself up into an ox, you see, is the one from whom a cannon-like O tone would continuously proceed if he were able to fulfill his intention. That is the peculiarity of it—one must explain by means of such things if one wishes to understand these matters inwardly. With the E it is distinctly the reverse. In E one wants to take hold of oneself inwardly, wants to contract together inwardly. For that reason there is the touching of oneself in the eurythmy, this becoming aware of oneself: you become aware of yourself, simply, when you place the right arm upon the left, just as when you feel an object outside yourself, when you take a hold of it, you become aware of yourself. It would be even more clearly expressed if you simply grasped the right arm with the left hand—in art only an indication of all these things can be given—when you grasp the right arm with the left hand you are feeling yourself. This contacting oneself has come to expression especially in the eurythmic E. And this touching oneself is carried out throughout the whole human organism. You can study this touching of oneself simply by studying the relationship of the nerve Process in the human back, those that ordinary physiology mistakenly call the motory nerves and those that are called sensory. Here where the motor nerve, which is basically a sensory nerve too, comes together with the sensory nerve, a similar sort of clasping occurs. The fact is that the nerve-strands on the human back continually form an E. In this forming of the E lies the way in which man's inward perception of himself which is factually differentiated, in the brain, comes into being. Yesterday we attempted to reproduce this E-building which actually takes place in a plane; you will find that what we attempted to reproduce shows through the outward movement and the position of the movement how this inward E-making in man sums itself up into the vertical. As the head puffs itself out and wants to become a horn-blowing cherub, this E-process, this pulling-oneselftogether-in-points, sums itself up in the vertical, in the upright line. It is a continuous and successive fastening together of E's which stand one above another; that expresses clearly what one observes taking place in weaklings. They have the tendency to continuously stretch their etheric bodies. They want to extend the etheric body rather than to pull it together into a point, which would be the real antithesis to the activity of the head. That is not the case however: they try to stretch the etheric body thereby making a repetition of the point. And this extension which makes its appearance in people who are becoming weak—not the extension in the physical, but in the etheric body—will be counteracted by shaping that E of which we spoke yesterday. So I believe you will see now how there is an inward connection between the eurythmic element involved and the human formative tendencies, how what is present in him as formative tendencies has been drawn out of the human being. The fact is that these formative tendencies which express themselves first in growth, in the forming of man, in his configuration, become specialized and localized once again in the development of the speech organism, this special organism. There these formative tendencies—which are otherwise spread out over the entire person—are to an ex-tent accumulated. In developing eurythmy we turn and go back again. We proceed from the localized tendency to the whole man, thus placing in opposition to the specialization of the human organization in the speech organism another specialization, the specialization in the will-organism. The whole human being is indeed an expression of his volitional nature insofar as he is metabolic and limb organism throughout. One can move this or that part of the head too, and therefore the head is also in a certain sense limb-organism. That can be demonstrated by those people who are capable in this respect of a hit more than others. People who can wiggle their ears and so on, they can show very clearly how the principle of movement of the limbs, how the limb-nature extends into the organization of the head. The whole human being is in this respect an expression of the volitional. When we go on to eurythmy we express that once again. Before we proceed to working out the sounds particularly, to the special manner of forming them and further to the combinations of sounds tomorrow, I would like to speak in closing of something historical. The movement of the will and the movement of the intellect, you see, constitute two sorts of evolution of power which proceed in man at different velocities. Man's intellect develops quickly in our age, volition slowly, so that as part of the whole evolution of mankind we have already surpassed our will with our intellect. In our civilization it is generally manifest that the evolution of the intellect has overtaken the evolution of the will. The people of today are intensely intellectual, which precisely does not imply that they can do much with their intellect; they are strongly intellectual, but they hardly know what to do with their intellect; for that reason they know so little intellectually. But what they do know intellectually they treat in such a manner as though within it they could function with a certain certainty. Will develops slowly. And to practise eurythmy is, apart from everything else, an attempt to bring the will back into the whole evolution of mankind again. If eurythmy is to appear as a therapy the following must be pointed out: It must be said that the over-development of the intellect expresses itself particularly in the organic side effects of the evolution of speech as well. Our speech development today in our modern civilization is actually already something which is becoming inhuman through its superhuman qualities insofar as we learn languages today in such a manner that we have so little living feeling left for what lies in the words. The words are actually only signs. What sort of feeling do people still have for that which lies in words? I would like to know how many people go through the world and become aware in the course of learning the German language for example, that the rounded form which I have just drawn is expressed in the word “Kopf” (Head), which has a connection with “Kohl” (cabbage), and for which reason one also says “Kohlkopf” (cabbagehead), which is actually only a repetition; the rounding is metamorphosed according to the situation. That is what is expressed here. In the Romance languages, “testa, testieren”, is expressed more what comes from within, the working of the soul through the head. People have no more feeling for the distinctions within language; language has become abstract. When you walk, you walk with you feet. Why do we say “Füsse” (feet)? You see, that is a metamorphosis of the word “Furche” (furrow) which came about because it was seen that one traces something like a furrow when one walks. The pictorial element in language has been completely lost; if one wishes to bring this pictorial element back into language, then one must turn to eurythmy. Every word that is experienced unpictorially is actually an inward cause of illness; I am speaking in coarse words now—but then we have only coarse words—of something which expresses itself in the finer human organism. Civilized mankind suffers chronically today from the effects which learning to speak abstractly, which the failure to experience words pictorially, has upon it. The results are so far-reaching that the accompanying organic side effects express themselves as a very strong tendency towards irregularities in the rhythmic system and a refusal to function of the metabolic system in those people who have made their language abstract. However, we can actually do something about what is being spoilt in man today through language, which he acquires of course in early childhood, and which, if it is acquired in an unpictorial way, really produces conditions leading later on to all kinds of illnesses. We can actually do something about overcoming this with the help of therapeutic eurythmy. Thus curative eurythmy may be introduced in a thoroughly organic manner into the course of therapy as a whole. It is truly so: the person who understands that developing oneself spiritually has always something to do with becoming ill—we must take becoming ill in the course of spiritual development into the bargain—must also taken into consideration that one can fight, not alone through outward physical studies, but also by outward means, this process of becoming ill which is due to our civilization. We put soul and spirit into the movements of eurythmy and combat thereby what, on the other side, soul and spirit do themselves, though often in earliest childhood, in such a manner that the effect of their activity when it develops in later life must be felt to be the cause of illness.
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323. Astronomy as Compared to Other Sciences: Lecture VII
07 Jan 1921, Stuttgart Translator Unknown |
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But we must make a yet more subtle distinction. It is true that self-consciousness or Ego-consciousness, such as we have it in our ordinary life today, is only kindled in us in the moment of awakening. |
323. Astronomy as Compared to Other Sciences: Lecture VII
07 Jan 1921, Stuttgart Translator Unknown |
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You will have seen how we are trying in these lectures to prepare the ground for an adequate World-picture. As I have pointed out again and again, the astronomical phenomena themselves impel us to advance from the merely quantitative to the qualitative aspect. Under the influence of Natural Science there is a tendency, in modern scholarship altogether, to neglect the qualitative side and to translate what is really qualitative into quantitative terms, or at least into rigid forms. For when we study things from a formal aspect we tend to pass quite involuntarily into rigid forms, even if we went to keep them mobile. But the question is, whether an adequate understanding of the phenomena of the Universe is possible at all in terms of rigid, formal concepts. We cannot build an astronomical World-picture until this question has been answered. This proneness to the quantitative, abstracting from the qualitative aspect, has led to a downright mania for abstraction which is doing no little harm in scientific life, for it leads right away from reality. People will calculate for instance under what conditions, if two sound-waves are emitted one after the other, the sound omitted later will be heard before the other. All that is necessary is the trifling detail that we ourselves should be moving with a velocity greater than that of sound. But anyone who thinks in keeping with real life instead of letting his thoughts and concepts run away from the reality, will, when he finds them incompatible with the conditions of man's co-existence with his environment, stop forming concepts in this direction. He cannot but do so. There is no sense whatever in formulating concepts for situations in which one can never be. To be a spiritual scientist one must educate oneself to look at things in this way. The spiritual scientist will always want his concepts to be united with reality. He does not want to form concepts remote from reality, going off at a tangent,—or at least not for long. He brings them back to reality again and again. The harm that is done by the wrong kinds of hypothesis in modern time is due above all to the deficient feeling for the reality in which one lives. A conception of the world free of hypotheses, for which we strive and ought to strive, would be achieved far more quickly if we could only permeate ourselves with this sense of reality. And we should then be prepared, really to see what the phenomenal world presents. In point of fact this is not done today. If the phenomena were looked at without prejudice, quite another world-picture would arise than the world-pictures of contemporary science, from which far-fetched conclusions are deduced to no real purpose, piling one unreality upon another in merely hypothetical thought-structures. Starting from this and from what was given yesterday, I must again introduce certain concepts which may not seem at first to be connected with our subject, though in the further course you will see that they too are necessary for the building of a true World-picture. I shall again refer to what was said yesterday in connection with the Ice-ages and with the evolution of the Earth altogether. To begin with however, we will take our start from another direction. Our life of knowledge is made up of the sense-impressions we receive and of what comes into being when we assimilate the sense-impressions in our inner mental life. Rightly and naturally, we distinguish in our cognitional life the sense-perceptions as such and the inner life of ‘ideas’—mental pictures. To approach the reality of this domain we must being by forming these two concepts: That of the sense-perception pure and simple, and of the sense-perception transformed and assimilated into a mental picture. It is important to see without prejudice, what is the real difference between our cognitional life insofar as this is permeated with actual sense-perceptions and insofar as it consists of mere mental picture. We need to see these things not merely side by side in an indifferent way; we need to recognize the subtle differences of quality and intensity with which they come into our inner life. If we compare the realm of our sense-perceptions—the way in which we experience them—with our dream-life, we shall of course observe an essential qualitative difference between the two. But it is not the same as regards our inner life of ideas and mental pictures. I am referring now, not to their content but to their inner quality. Concerning this, the content—permeated as it is with reminiscences of sense-perceptions—easily deludes us. Leaving aside the actual content and looking only at its inner quality and character—the whole way we experience it,—there is no qualitative difference between our inner life in ideas and mental pictures and our life of dreams. Think of our waking life by day, or all that is present in the field of our consciousness in that we open our senses to the outer world and are thereby active in our inner life, forming mental pictures and ideas. In all this forming of mental pictures we have precisely the same kind of inner activity as in our dream-life; the only thing that is added to it is the content determined by sense-perception. This also helps us realize that man's life of ideation—his forming of mental pictures—is a more inward process than sense-perception. Even the structure of our sense-organs—the way they are built into the body—shows it. The processes in which we live by virtue of these organs are not a little detached from the rest of the bodily organic life. As a pure matter of fact, it is far truer to describe the life of our senses as a gulf-like penetration of the outer world into our body (Fig. 1) than as something primarily contained within the latter. Once more, it is truer to the facts to say that through the eye, for instance, we experience a gulf-like entry of the outer world. The relative detachment of the sense-organs enables us consciously to share in the domain of the outer world. Our most characteristic organs of sense are precisely the part of us which is least closely bound to the inner life and organization of the body. Our inner life of ideation on the other hand—our forming of mental pictures—is very closely bound to it. Ideation therefore is quite another element in our cognitional life than sense-perception as such. (Remember always that I am thinking of these processes such as they are at the present stage in human evolution.) [IMAGE REMOVED FROM PREVIEW] Now think again of what I spoke of yesterday—the evolution of the life of knowledge from one Ice-Age to another. Looking back in time, you will observe that the whole interplay of sense-perceptions with the inner life of ideation—the forming of mental pictures—has undergone a change since the last Ice-Age. If you perceive the very essence of that metamorphosis in the life of knowledge which I was describing yesterday, then you will realize that in the times immediately after the decline of the Ice-Age the human life of cognition took its start from quite another quality of experience than we have today. To describe it more definitely; whilst our cognitional life has become more permeated and determined by the senses and all that we receive from them, what we do not receive from the senses—what we received long, long ago through quite another way of living with the outer world—has faded out and vanished, ever more as time went on. This other quality—this other way of living with the world—belongs however to this day to our ideas and mental pictures. In quality they are like dreams. Fro in our dreams we have a feeling of being given up to, surrendered to the world around us. We have the same kind of experience in our mental pictures. While forming mental pictures we do not really differentiate between ourselves and the world that then surrounds us; we are quite given up to the latter. Only in the act of sense-perception do we separate ourselves from the surrounding world. Now this is just what happened to the whole character of man's cognitional life since the last Ice-Age. Self-consciousness was kindled. Again and again the feeling of the “I” lit up, and this became ever more so. What do we come to therefore, as we go back in evolution beyond the last Ice-Age? (We are not making hypotheses; we are observing what really happened.) We come to a human life of soul, not only more dream-like than that of today, but akin to our present life of ideation rather than to our life in actual sense-perception. Now ideation—once again, the forming of mental pictures—is more closely bound to the bodily nature than is the life of the senses. Therefore what lives and works in this realm will find expression rather within the bodily nature than independently of the latter. Remembering what was said in the last few lectures, this will then lead you from the daily to the yearly influences of the surrounding world. The daily influences, as I showed, are those which tend to form our conscious picture of the world, whereas the yearly influences affect our bodily nature as such. Hence if we trace what has been going on in man's inner life, as we go back in time we are led from the conscious life of soul deeper and deeper into the bodily organic life. In other works; before the last Ice-Age the course of the year and the seasons had a far greater influence on man than after. Man, once again, is the reagent whereby we can discern the cosmic influences which surround the Earth. Only when this is seen can we form true ideas of the relations—including even those of movement—between the Earth and the surrounding heavenly bodies. To penetrate the phenomena of movement in the Heavens, we have to take our start from man—man, the most sensitive of instruments, if I may call him so. And to this end we need to know man; we must be able to discern what belongs to the one realm, namely the influences of the day, and to the other, the influences of the year. Those who have made a more intensive study of Anthroposophical Science may be reminded here of what I have often described from spiritual perception; the conditions of life in old Atlantis, that is before the last Ice-Age. For I was there describing from another aspect—namely from direct spiritual sight—the very same things which we are here approaching more by the light of reason, taking our start from the facts of the external world. We are led back then to a kind of interplay between the Earth and its celestial environment which gave men an inner life of ideation—mental pictures—and which was afterwards transmuted in such a way as to give rise to the life of sense-perception in its present form. (The life of the senses as such is of course a much wider concept; we are here referring to the form it takes in present time.) But we must make a yet more subtle distinction. It is true that self-consciousness or Ego-consciousness, such as we have it in our ordinary life today, is only kindled in us in the moment of awakening. Self-consciousness trikes in upon us the moment we awaken. It is our relation to the outer world—that relation to it, into which we enter by the use of our senses—to which we owe our self-consciousness. But if we really analyze what it is that thus strikes in upon us, we shall perceive the following. If our inner life in mental pictures retained its dream-like quality and only the life of the senses were added to it, something would still be lacking. Our concepts would remain like the concepts of fantasy or fancy (I do not say identical with these, but like them). We should not get the sharply outlined concepts which we need for outer life. Simultaneously therefore with the life of the senses, something flows into us from the outer world which gives sharp outlines and contours to the mental pictures of our every-day cognitional life. This too is given to us by the outer world. Were it not for this, the mere interplay of sensory effects with the forming of ideas and mental pictures would bring about in us a life of fantasy or fancy and nothing more; we should never achieve the sharp precision of every-day waking life. Now let us look at the different phenomena quite simply in Goethe's way, or—as has since been said, rather more abstractly—in Kizchhoff's way. Before doing so I must however make another incidental remark, Scientists nowadays speak of a “physiology of the senses”, and even try to build on this foundation a “psychology of the senses”, of which there are different schools. But if you see things as they are, you will find little reality under these headings. In effect, our senses are so radically different from one-another that a “Physiology of the senses”, claiming to treat them all together, can at more be highly abstract. All that emerges, in the last resort, is a rather scanty and even then very questionable physiology and psychology of the sense of touch, which is transferred by analogy to the other senses. If you look for what is real, you will require a distinct physiology and a distinct psychology for every one of the senses. Provided we remember this, we may proceed. With all the necessary qualifications, we can then say the following. Look at the human eye. (I cannot now repeat the elementary details which you can find in any scientific text-book.) Look at the human eye, one of the organs giving us impressions of the outer world,—sense-impressions and also what gives them form and contour. These impressions, received through the eye, are—once again—connected with all the mental pictures which we then make of them in our inner life. Let us now make the clear distinction, so as to perceive what underlies the sharp outline and configuration which makes our mental images more than mere pictures of fancy, giving them clear and precise outline. We will distinguish this from the whole realm of imagery where this clarity and sharpness is not to be found,—where in effect we should be living in fantasies. Even through what we experience with the help of our sense-organs—and what our inner faculty of ideation makes of it—we should still be floating in a realm of fancies. It is through the outer world that all this imagery receives clear outline, finished contours. It is through something from the outer world, which in a certain way comes into a definite relation to our eye. And now look around. Transfer, what we have thus recognized as regards the human eye, to the human being as a whole. Look for it, simply and empirically, in the human being as a whole. Where do we find—though in a metamorphosed form—what makes a similar impression? We find it in the process of fertilization. The relation of the human being as a whole—the female human body—to the environment is, in a metamorphosed form, the same as the relation of the eye to the environment. To one who is ready to enter into these things it will be fully clear. Only translated, one might say, into the material domain, the female life is the life of fantasy or fancy of the Universe, whereas the male is that which forms the contours and sharp outlines. It is the male which transforms the undetermined life of fancy into a life of determined form and outline. Seen in the way we have described in today's lecture, the process of sight is none other than a direct metamorphosis of that of fertilization; and vice-versa. We cannot reach workable ideas about the Universe without entering into such things as these. I am only sorry that I can do no more than indicate them, but after all, these lectures are meant as a stimulus to further work. This I conceive to be the purpose of such lectures; as an outcome, every one of you should be able to go on working in one or other of the directions indicated. I only want to show the directions; they can be followed up in diverse ways. There are indeed countless possibilities in our time, to carry scientific methods of research into new directions. Only we need to lay more stress on the qualitative aspects, even in those domains where one has grown accustomed to a mere quantitative treatment. What do we do, in quantitative treatment? Mathematics is the obvious example; ‘Phoronomy’ (Kinematics) is another. We ourselves first develop such a science, and we then look to find its truths in the external, empirical reality. But in approaching the empirical reality in its completeness we need more than this. We need a richer content to approach it with, than merely mathematical and phoronomical ideas. Approach the world with the premises of Phoronomy and Mathematics, and we shall naturally find starry worlds, or developmental mechanisms as the case may be, phoronomically and mathematically ordered. We shall find other contents in the world if once we take our start from other realms than the mathematical and phoronomical. Even in experimental research we shall do so. The clear differentiation between the life of the senses and the organic life of the human being as a whole had not yet taken place in the time preceding the last Ice-Age. The human being still enjoyed a more synthetic, more ‘single’ organic life. Since the last Ice-Age man's organic life has undergone, as one might say, a very real ‘analysis’. This too is an indication that the relation of the Earth to the Sun was different before the last Ice-Age from what it afterwards became. This is the kind of premise from which we have to take our start, so as to reach genuine pictures and ideas about the Universe in its relation to the Earth and man. Moreover our attention is here drawn to another question, my dear Friends. To what extent is ‘Euclidean space’—the name, of course, does not matter—I mean the space which is characterized by three rigid directions at right angles to each other. This, surely, is a rough and ready definition of Euclidean space. I might also call it ‘Kantian space’, for Kant's arguments are based on this assumption. Now as regards this Euclidean—or, if you will, Kantian—space we have to put the question: Does it correspond to a reality, or is it only a thought-picture, an abstraction? After all, it might well be that there is really no such thing as this rigid space. Now you will have to admit; when we do analytical geometry we start with the assumption that the X-, Y- and Z-axes may be taken in this immobile way. We assume that this inner rigidity of the X, Y and Z has something to do with the real world. What if there were nothing after all, in the realms of reality, to justify our setting up the three coordinate axes of analytical geometry in this rigid way? Then too the whole of our Euclidean Mathematics would be at most a kind of approximation to the reality—an approximation which we ourselves develop in our inner life,—convenient framework with which to approach it in the first place. It would not hold out any promise, when applied to the real world, to give us real information. The question now is, are there any indications pointing in this direction,—suggesting, in effect, that this rigidity of space can not, after all, be maintained? I know, what I am here approaching will cause great difficulty to many people of today, for the simple reason that they do not keep step with reality in their thinking. They think you can rely upon an endless chain of concepts, deducing one thing logically from another, drawing logical and mathematical conclusions without limit. In contrast to this tendency in science nowadays, we have to learn to think with the reality,—not to permit ourselves merely to entertain a thought-picture without at least looking to see whether or not it is in accord with reality. So in this instance, we should investigate. Perhaps after all, by looking into the world of concrete things, there is some way of reaching a more qualitative determination of space. I am aware, my dear Friends, that the ideas I shall now set forth will meet with great resistance. Yet it is necessary to draw attention to such things. The theory of evolution has entered ever more into the different fields of science. They even began applying it to Astronomy. (This phase, perhaps, is over now, but it was so a little while ago.) They began to speak of a kind of natural selection. Then as the radical Darwinians would do for living organisms, so they began to attribute the genesis of heavenly bodies to a kind of natural selection, as though the eventual form of our solar system had arisen by selection from among all the bodies that had first been ejected. Even this theory was once put forward. There is this p to the whole Universe the leading ideas that have once been gaining some particular domain of science. So too it came about that man was simply placed at the latter end of the evolutionary series of the animal kingdom. Human morphology, physiology etc. were thus interpreted. But the question is whether this kind of investigation can do justice to man's organization in its totality. For, to begin with, it omits what is most striking and essential even from a purely empirical point of view. One saw the evolutionists of Haechel's school simply counting how many bones, muscles and so on man and the higher animals respectively possess. Counting in that way, one can hardly do otherwise than put man at the end of the animal kingdom. Yet it is quite another matter when you envisage what is evident for all eyes to see, namely that the spine of man is vertical while that of the animal is mainly horizontal. Approximate though this may be, it is definite and evident. The deviations in certain animals—looked into empirically—will prove to be of definite significance in each single case. Where the direction of the spine is turned towards the vertical, corresponding changes are called forth in the animal as a whole. But the essential thing is to observe this very characteristic difference between man and animal. The human spine follows the vertical direction of the radius of the Earth, whereas the animal spine is parallel to the Earth's surface. Here you have purely spatial phenomena with a quite evident inner differentiation, inasmuch as they apply to the whole figure and formation of the animal and man. Taking our start from the realities of the world, we cannot treat the horizontal in the same way as the vertical. Enter into the reality of space—see what is happening in space, such as it really is,—you cannot possibly regard the horizontal as though it were equivalent or interchangeable with the vertical dimension. Now there is a further consequence of this. Look at the animal form and at the form of man. We will take our start from the animal, and please fill in for yourselves on some convenient occasion what I shall now be indicating. I mean, observe and contemplate for yourselves the skeleton of an mammal. The usual reflections in this realm are not nearly concrete enough; they do not enter thoroughly enough into the details. Consider then the skeleton of an animal. I will go no farther than the skeleton, but what I say of this is true in an even higher degree of the other parts and systems in the human and animal body. Look at the obvious differentiation, comparing the skull with the opposite end of the animal. If you do this with morphological insight, you will perceive characteristic harmonies or agreements, and also characteristic diversities. Here is a line of research which should be followed in far greater detail. Here is something to be seen and recognized, which will lead far more deeply into realty than scientists today are wont to go. It lies in the very nature of these lectures that I can only hint at such things, leaving out many an intervening link. I must appeal to your own intuition, trusting you to think it out and fill in what is missing between one lecture and the next. You will then see how all these things are connected. If I did otherwise in these few lectures, we should not reach the desired end. [IMAGE REMOVED FROM PREVIEW] Diagrammatically now (Fig. 2), let this be the animal form. If after going into an untold number of intervening links in the investigation, you put the question: ‘What is the characteristic difference of the front and the back, the head and the tail end due to?’, you will reach a very interesting conclusion. Namely you will connect the differentiation of the front end with the influences of the Sun. Here is the Earth (Fig. 3). You have an animal on the side of the Earth exposed to the Sun. Now take the side of the Earth that is turned away from the Sun. In one way or another it will come about that the animal is on this other side. Here too the Sun's rays will be influencing the animal, but the earth is now between. In the one case the rays of the Sun are working on the animal directly; in the other case indirectly, inasmuch as the Earth is between and the Sun's rays first have to pass through the Earth (Fig. 3). [IMAGE REMOVED FROM PREVIEW] Expose the animal form to the direct influence of the Sun and you get the head. Expose the animal to those rays of the Sun which have first gone through the Earth and you get the opposite pole to the head. Study the skull, so as to recognize in it the direct outcome of the influences of the Sun. Study the forms, the whole morphology of the opposite pole, so as to recognize the working of the Sun's rays before which the Earth is interposed—the indirect rays of the Sun. Thus the morphology of the animal itself draws our attention to a certain interrelation between Earth and Sun. For a true knowledge of the mutual relations of Earth and Sun we must create the requisite conditions, not by the mere visual appearance (even though the eye be armed with telescopes), but by perceiving also how the animal is formed—how the whole animal form comes into being. Now think again of how the human spine is displaced through right angle in relation to the animal. All the effects which we have been describing will undergo further modification where man is concerned. The influences of the Sun will therefore be different in man than in the animal. The way it works in man will be like a resultant (Fig. 4). That is to say, if we symbolize the horizontal line—whether it represent the direct or the indirect influence of the Sun—by this length, we shall have to say; here is a vertical line; this also will be acting. And we shall only get what really works in man by forming the resultant of the two. [IMAGE REMOVED FROM PREVIEW] Suppose in other words that we are led to relate animal formation quite fundamentally to some form of cosmic movement—say, a rotation of the Sun about the Earth, or a rotation of the Earth about its own axis. If then this movement underlies animal formation, we shall be led inevitably to attribute to the Earth or to the Sun yet another movement, related to the forming of man himself,—a movement which, for its ultimate effect, unites to a resultant with the first. From what emerges in man and in the animal we must derive the basis for a true recognition of the mutual movements among the heavenly bodies. The study of Astronomy will thus be lifted right out of its present limited domain, where one merely takes the outward visual appearance, even if calling in the aid of telescopes, mathematical calculations and mechanics. It will be lifted into what finds expression in this most sensitive of instruments, the living body. The forming forces working in the animal, and then again in man, are a clear indication of the real movements in celestial space. This is indeed a kind of qualitative Mathematics. How, then, shall we metamorphose the idea when we pass on from the animal to the plant? We can no longer make use of either of the two directions we have hitherto been using. Admittedly, it might appear as though the vertical direction of the plant coincided with that of the human spine. From the aspect of Euclidean space it does, no doubt (Euclidean space, that is to say, not with respect to detailed configuration but simply with respect to its rigidity.) But it will not be the same in an inherently mobile space. I mean a space, the dimensions of which are so inherently mobile that in the relevant equations, for example, we cannot merely equate the \(x\)- and the \(y\)-dimensions: \(y = ƒ(x)\). (The equation might be written very differently from this. You will see what I intend more from the words I use than from the symbols; it is by no means easy to express in mathematical form.) In a co-ordinate system answering to what I now intend, it would no longer be permissible to measure the ordinates with the same inherent measures as the abscissae. We could not keep the measures rigid when passing from the one to the other. We should be led in this way from the rigid co-ordinate system of Euclidean space to a co-ordinate system that is inherently mobile. And if we now once more ask the question: How are the vertical directions of plant growth and of human growth respectively related?—we shall be led to differentiate one vertical from another. The question is, then, how to find the way to a different idea of space from the rigid one of Euclid. For it may well be that the celestial phenomena can only be understood in terms of quite another kind of space—neither Euclidean, nor any abstractly conceived space of modern Mathematics, but a form of space derived from the reality itself. if this is so, then there is no alternative; it is in such a space and not in the rigid space of Euclid that we shall have to understand them. Thus we are led into quite other realms, namely to the Ice-Age on the one hand and on the other to a much needed reform of the Euclidean idea of space. But this reform will be in a different spirit than in the work of Minkowski and others. Simply in contemplating the given facts and trying to build up a science free of hypotheses, we are confronted with the need for a thoroughgoing revision of the concept of space itself. Of these things we shall speak again tomorrow. |
307. Education: Memory, Temperaments, Bodily Culture and Art
16 Aug 1923, Ilkley Translated by Harry Collison |
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I have already said that during this period of life physical body, etheric body, astral body and Ego-organization are working in unison. The way in which the child works out by imitation everything he unconsciously observes around him has the effect of stimulating, even in the physical body itself, the forces underlying the development of memory. |
307. Education: Memory, Temperaments, Bodily Culture and Art
16 Aug 1923, Ilkley Translated by Harry Collison |
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There are two sides to be considered in teaching and education. One is connected with the subject-matter of the lessons and the other with the child whose faculties it is our task to unfold in accordance with what we learn from a true observation of the human being. If we adopt the methods described in these lectures, our teaching will always appeal to the particular faculties that should be unfolded during the different life-periods. Very special attention, however, must be paid to the development of the child's memory and here it must be realized that on account of a deficient understanding of the being of man our predecessors have been prone to burden the memories of children and, as I said yesterday in another connection, there has been a reaction from this to the very opposite extreme. The tendency in the most modern systems of education is to eliminate memory almost entirely. Now both methods are wrong. The point really is that the memory ought to be left alone up to the time of the change of teeth, when in the ordinary way the child is sent to school. I have already said that during this period of life physical body, etheric body, astral body and Ego-organization are working in unison. The way in which the child works out by imitation everything he unconsciously observes around him has the effect of stimulating, even in the physical body itself, the forces underlying the development of memory. During these years of life therefore the memory must be left to develop without interference. On the other hand, from the time of the change of teeth, when the nature of soul and spirit is in a certain sense released from the body, systematic training of the memory is of the greatest importance. Through the whole of a man's life the memory makes claims on his physical body. Unless there is an all-round development of the physical body the memory will be impaired in some way. Indeed it is well known to-day that any injury to the brain at once results in defective memory. When we are dealing with children, it is not enough to notice how in illness an element of soul is involved. As teachers, we must always be on the alert for every little intimate effect that is being produced on the bodily nature of the child by the soul and spirit. An undue development of memory will injure the child for the whole of life, will even injure his physical body. How then can we rightly unfold the faculty of memory? Above all we must realize that abstract concepts, concepts built up by the rationalizing intellect, are a load on the memory in the period of life between the change of teeth and puberty. Perceptions of a living nature, plastic ideas conveyed to the child in his art lessons on the other hand call forth those living forces which play down even into the physical body and allow the memory to unfold in the right way. The best foundation for the full development of memory is laid when the whole teaching during the Elementary School period is informed with artistic quality. Art rightly taught leads to perfect control of bodily movement. If we are able to stimulate the child to self-activity in art, if as he paints, writes or draws, his bodily nature bestirs itself together with his qualities of spirit, we shall rightly unfold the forces that must proceed from the soul and come to the aid of memory in the physical body. In tomorrow's lecture I will explain how this is achieved in Eurhythmy. We must not fall into the error of believing that a complete elimination or an insufficient feeding of memory can ever be of benefit to the child. There are three golden rules for the development of memory: Concepts load the memory; Concrete artistic activity builds it up; activities of will strengthen it. We have splendid opportunities for applying these three golden rules if we teach nature-study and history in the way I have been indicating during these lectures. Arithmetic too may be used for the same end, for in arithmetic we ought always to begin with an artistic understanding of things. But when the children thoroughly understand the more simple operations with numbers up to ten or twenty, let us say, we need not be afraid of working upon the memory afterwards. It is not more right to overload the child with too many concrete pictures than it is to put too great a strain on his powers of memory, for concepts carried too far into complexity have the same effect. We must therefore carefully observe how the memory is unfolding in the case of each individual child. Here we see how necessary it is for the teacher and educationalist to have some understanding of tendencies to health and disease in the human being. Strange experiences have often come one's way in this connection. A gentleman whose whole life is concerned with education once came to visit the Waldorf School and I tried to explain the spirit underlying the teaching there. After a little while he said: “Yes, but if you work on those lines the teachers will have to know a great deal about medicine.” It seemed to him quite impossible that they could understand medicine to the extent necessary in such a school. I said that even though this would arise naturally out of a knowledge of the nature of man, a certain amount of medical instruction ought to form part of the training course for teachers. Questions concerning health ought not to be left entirely to the school doctor. I think we are particularly fortunate at the Waldorf School in that our school doctor himself is on the staff of the College of Teachers. Dr. Eugen Kolisko is a doctor by profession and besides looking after the children's health, he is also a member of the teaching staff. In this way everything connected with the bodily health of the children can proceed in fullest harmony with their education. This, in effect, is necessary: our teachers must learn to understand matters connected with health and sickness in the child. To give an example: a teacher notices a child growing paler and paler. Another child may lose his natural colour because his face begins to be excessively red. The teacher will find, if he observes accurately, that the latter child is showing signs of restlessness and peevishness. We must be able to connect all such symptoms in the right way with the spiritual nature. Abnormal pallor, or even the mere tendency to it, is the result of over-exertion of the memory. The memory of such a child has been overstrained and one must put a stop to this. In the case of a child with an abnormally high colour, the memory has not been given enough to do. This child must be given things to memorize and then we must make sure that he has retained them in his mind. The memory of a child who grows paler and paler must therefore be relieved, whereas in the case of a child with excessive colour, we must set about developing the memory. We only approach the whole human being if we are thus able to handle his nature of soul and spirit in intimate harmony with his physical body. In the Waldorf School, the child, the growing human being, is handled according to his qualities of spirit, soul and body, above all according to his particular temperament. In the classroom itself we arrange the children in a way that enables the various temperaments—choleric, sanguine, melancholic or phlegmatic—to be expressed and adjusted among themselves. The very best way is to make the choleric children or again the melancholic children sit together, for then they tone each other down. One must of course know how to judge and then deal with the different temperaments, for this in turn affects the very roots of bodily development. Take the case of a sanguine child, inattentive in his lessons. Every impression coming from the outer world immediately engages his attention but passes away again as quickly. The right treatment for such a child will be to reduce the quantity of sugar in his food, not unduly, of course. The less sugar he absorbs, the more will the excessively sanguine qualities be modified and a harmonised temperament take their place. In the case of a melancholic child who is always brooding, just the opposite treatment is necessary. More sugar must be added to his food. In this way we work right down into the physical constitution of the liver, for the action of the liver differs essentially according to whether a large or small quantity of sugar is taken. In effect, every activity of outer life penetrates deeply into the physical organism of man. At the Waldorf School we take the greatest care that there shall be an intimate contact between the teaching staff and the parents of the children. A really intimate contact of course is only possible to a certain degree, for it depends on the amount of understanding possessed by the parents. We try however to the greatest possible extent to induce the parents to come to the different teachers to obtain advice as to the most suitable diet for the individual children. This is just as important as what is taught in the classroom. We must not imagine in a materialistic sense that the body does everything, for obviously a child with no hands cannot be taught to play the piano. The role of the body is to be a suitable instrument. Just as one cannot teach a child with no hands to play the piano, one cannot rid a child whose liver is over-active, of melancholy, no matter what physical measures are employed by abstract systems of education. If, however, the action of the liver is regulated by increasing the quantity of sugar in the child's diet, he will be able to use this bodily organ as a fit instrument. Then only and not till then will spiritual measures begin to be effective. People often imagine that reforms can be introduced into education by the reiteration of abstract principles. All the world knows what is desirable in teaching and how education ought to proceed. Yet true education demands an understanding of the human being that can only be acquired little by little, and so, although I neither attack nor belittle the knowledge possessed by nearly everyone on the subject of education, I say that it is of no practical use. This kind of knowledge seems to me just like someone who says: “I want a house built; it must look nice, be comfortable and weather-proof ...” And then off he goes to someone who knows quite well that the house must have all these qualities and thinks he can set about building. But to know these things is of no practical use. That is approximately as much as people in general know about the art of education and yet they think they can bring about reforms. If I want a house properly built, I must go to an architect who knows in detail how the plans must be drawn, how the bricks are to be laid, how massive the girders must be to bear the weight upon them and so on. The essential thing is to know in detail how the human being is constituted, and not to speak vaguely about human nature in general as one speaks about a house being weatherproof, comfortable and beautiful to look at. The civilized world must realize that technique, a spiritualized technique of course, is necessary in every detail of the art of education. If it becomes general, this realization will indeed be a boon to all the very praiseworthy efforts in the direction of educational reform that are making themselves felt to-day. *** The significance of these principles is revealed above all when we come to consider the very different individualities of children. It has become the practice in schools not to allow children who cannot keep up with the work in a particular class to go on to the next. Now in an art of education where the child is taught in accordance with his particular age of life, it must gradually become out of the question to leave a child behind in a class, for then he will fall out of the sequence of the kind of teaching that is suited to his years. In the Waldorf School, of course, each class consists of children of one particular age. If therefore, a child who ought to go up to the fourth class is left behind in the third, the inner course of his education comes into variance with his age. As far as we can we avoid this in the Waldorf School. Only in very exceptional cases does it happen that a child stays behind in his class. We make every effort to handle each child individually in such a way that it will not be necessary for him to stay behind. Now as you all know, there are children who do not develop normally, who are in some way abnormal. At the Waldorf School we have instituted a special ‘helping’ class for these children. This helping class provides for children whose faculties of thinking, feeling and willing are under-developed and it has become very dear to our hearts. A child whom we cannot have in a class because of a weakness of some power of soul is taken into this separate class. And it is really delightful at the Waldorf School to find a kind of competition among the staff of teachers arising round a child when it is found necessary to move him from his normal class into the helping class. After all I have been saying, you will realize that there is the greatest harmony between the members of the teaching staff at the Waldorf School, but there is always a certain struggle when such a thing has to be done. It means that Dr. Karl Schubert to whom, on account of his wonderful qualities, the helping class has been entrusted has to face a regular onset! The teachers never like giving up a child to him. The children too feel it rather against the grain to have to leave their normal class and the teacher whom they love to go into the helping class. But again it is a blessing that before very long they do not want to leave the helping class because they have such a love for Dr. Schubert. He is extraordinarily well-fitted to have charge of this helping class on account of his qualities of character, temperament and his great capacity of love. This capacity of love, devotion and unselfishness—and they are really the foundation of the art of teaching—are specially needed when it is a matter of bringing on children in an isolated class of this kind to a point where they can again return to the class corresponding to their age; and this is the goal we set ourselves with the aid of the helping class. True knowledge of the nature of man brings the following facts to light. It is really nonsense to speak of abnormalities or disease of the spiritual part of man's being, although of course in colloquial language and for the purposes of everyday life there is no need to be fanatical and pedantic about such matters. Fundamentally speaking the spirit and the soul are never ill. Illness can only occur in the bodily foundation and what then passes over from the body into the soul. Since however in earthly existence the being of soul and spirit can only be approached through the instrument of the body, it is above all necessary in the treatment of so-called abnormal children to know that the body, precisely through its abnormality, makes this approach to the soul and spirit impossible. As soon as we overcome a defect of body or of body and soul in the child and are able to approach his nature of soul and spirit, we have done what is necessary. In this connection therefore our constant aim must be to perceive the delicate and intimate qualities and forces of the bodily nature of man. If we observe that a child is slow of apprehension, that something hampers him from connecting concepts and ideas, we must always realize that there is some irregularity in the nervous system. Individual treatment will do much in such a case, perhaps by going more slowly in the teaching or particularly in rousing the will and the like. When a child is abnormal, our treatment must always be individual and we shall do infinite good by such measures as I have indicated, perhaps by teaching slowly or stimulating the element of will into greater activity. Great attention of course must be paid to bodily training and culture in the case of such a child. Let me explain certain principles by giving you a simple example. Suppose it is difficult for a child to put together ideas. We shall achieve much by giving the child physical exercises in which his own body, his whole organic system is made to act in accordance with an activity in his soul. We may tell him for, instance, to touch the lobe of his left ear with the third finger of the right hand and make him quickly repeat the exercise. Then we may tell him to touch the top of his head with the little finger of the left hand. Then we may alternate the first and second exercises quickly, one after the other. The organism is brought into movement in such a way that the child's thoughts must flow swiftly into the movements he makes. Thus by stimulating the nervous system we make it into a good foundation for the faculty which the child must exercise when it is a question of connecting or separating ideas. In such ways we can experience how the spiritual nature of the child may be stimulated by the culture of the body. Suppose, for example, a child returns again and again to one fixed idea. This tendency is obviously a great weakness in his soul. He simply cannot help repeating certain words or returning over and over again to the same ideas. They take a deep hold of his being and he cannot get rid of them. If we observe such a child closely, we shall generally find that he walks too much on his heels and not with the toes and the front part of the foot. (All these symptoms of course take an individual form in each child and that is why a true knowledge of the human being, by means of which one can make individual distinctions, is so necessary.) Such a child needs exercises in which he must pay attention to every step he takes and these must be repeated until they gradually become a habit. And then, if it is not too late—in fact a great deal can be achieved in this direction between the seventh and twelfth years—we shall see an extraordinary improvement in the inner condition of the child's soul. We should, for example, understand too how movement of the fingers of the right hand influences the speech organism, and how movement of the fingers of the left hand works upon all that which comes to the help of thinking out of the speech organism. We must know too how walking on the toes or walking on the heels reacts upon the faculties of speech and thought, and specially on the will. The art of Eurhythmy, working as it does with normal forces, teaches us a great deal when we come to deal with the abnormal. The movements of Eurhythmy also, although they are founded upon that which is normal, are extremely valuable where the abnormal is concerned. For while for the normal human being they are artistic in their nature, for abnormality they can be adapted for therapeutic use. Since the movements are derived from laws of the human organism itself, the faculties of spirit and soul, which always need stimulus during the period of growth, are given an impulse that proceeds from the bodily nature. This proves how very necessary it is to realize the unity between spirit, soul and body when we have to deal with abnormal children at school. The excellent course of teaching that is being developed by Dr. Schubert in this branch of work at the Waldorf School is achieving really splendid results. A great power of love and unselfishness is of course necessary when it is a matter of individual treatment in every case. These qualities are absolutely essential in the helping class. In many cases, too, resignation is required if any results at all are to be achieved, for one can only work with what is there or can be brought out of the human being. If only a quarter or a half of what would make the child absolutely normal is attained, the parents are apt not to be quite satisfied. But the essential thing in all human action that is guided and directed by the spirit is to be independent of outer recognition and to become more and more deeply aware of the sustaining power that grows from a sense of inner responsibility. This power will increase step by step in an art of education that perceives in these intimate details of life the harmony between the child's spirit, soul and body. Insight, perception, observation, these are what the teacher needs; if he has these qualities, speech itself will come to life in his whole being. Quite instinctively he will carry over into his practical teaching, what he has learnt from observation of the human being. At a certain age, as I told you yesterday, the child must be led on from the plant- and animal-lore which he grasps more with his faculties of soul, to mineral-lore, to physics and chemistry, where greater claims are made on his conceptual faculties and intellect, but it is all-important that these subjects shall not be taught too soon. During this period of life when we are conveying the idea of causality to the child and he learns of cause and effect in nature, it is essential to balance the inorganic, lifeless elements in nature-study by leading him into the domain of art. If we are to introduce art to the child in the right way, not only must all our teaching be artistic from the beginning, but art itself must play its proper part in education. That the plastic-pictorial arts are to be cultivated you can see if only from the fact that the writing lessons begin with a kind of painting. Thus, according to the Waldorf School principle, we begin to give painting and drawing lessons at a very tender age of childhood. Modelling too is cultivated as much as possible, albeit only from the ninth or tenth year and in a primitive way. It has a wonderfully vitalizing effect on the child's physical sight and on the inner quality of soul in his sight, if at the right age he begins to model plastic forms and figures. So many people go through life without even noticing what is most significant in the objects and events of their environment. Learning to see is what we must learn, if we are to stand rightly in the world. And if the child is to learn to observe aright, it is a very good thing for him to begin as early as possible to occupy himself with modelling, for what his head and eyes perceive is thus guided into the movements of fingers and hand. In this way we shall not only awaken the child's taste for the artistic around him, in the arrangement of a room perhaps, and distaste for the inartistic, but he will begin to observe those things in the world which ought to flow into the heart and soul of man. By beginning musical instruction with song, but leading on more and more to instrumental playing, we develop the element of will in the human being. This musical instruction is not only a means of unfolding his artistic qualities, but also his purely “human” qualities, especially those of the heart and will. We must of course begin with song, but we must pass on as soon as possible to an understanding of instrumental music in order that the child may learn to distinguish the pure element of music, rhythm, measure, melody from everything else, from imitative or pictorial qualities of music and the like. More and more he must begin to realize and experience the purely musical element. By leading the child into the sphere of art, by building a bridge from play to life through art, we can begin, between the eleventh and twelfth years, and that is the proper time, to teach him to understand art. In the principles of education which it is the aim of the Waldorf School to realize, it is of vital importance for the child to acquire some understanding of art at the right age. At the age when the child must realize that Nature is ruled by abstract law, by natural law to be grasped by the reason, when he must learn in physics the link between cause and effect in given cases, we must promote an understanding of art as a necessary counterpoise. The child must realize how the several arts have developed in the different epochs of human history, how this or that motif in art plays its part in a particular epoch. Only so will those elements which a human being needs for all-round development of his nature be truly stimulated. In this way too, we can unfold the qualities which are essential in moral instruction. If he acquires an understanding of art, the relation of the human being to his fellow-men will be quite different from what it could be without such understanding. For what is the essence of the understanding of the world, my dear friends? It is to be able at the right moment to reject abstract concepts in order to attain insight into and true understanding of the affairs of the world. The mineral kingdom and also the domain of physics can be understood in the light of cause and effect. When we come to the plant-world, however, it is impossible to grasp everything through logic, reason and intellect. The plastic principle of man's being must here come into play, for concepts and ideas have to pass into pictures. Any plastic skill that we develop in the child helps him to understand the formations contained in the plants. The animal kingdom can only be comprehended if the ideas for its understanding are first implanted and developed in us by moral education. This alone will activate such inner powers as enable us to understand the forces building up the animal structure from the invisible world. How few people, how few physiologists to-day know whence the form of an animal is derived! Indeed the origin of the animal form is the structure of organs which, in man, become the organs of speech and song. That is the origin of the organic forms and structure of the animal. The animal does not come to the point of articulate speech; it only comes to the point of song as we know it in the birds. In speech and song, form-giving forces stream outwards, giving shape to the air-waves, and sound arises. That which in the organism of speech and song develops from out of a vital principle passes back into the form of the animal. It is only possible to understand the form of an animal if we realize that it develops, musically as it were, from organs which at a later stage are metamorphosed in the human being into the organic structures connected with the element of music. To understand man we need an all-round conception of art, for the faculty of reason can only comprehend the inorganic constituents of man's being. If at the right moment we know how to lead over the faculty of mental perception to artistic feeling, then and only then is a true understanding of man possible. This understanding of man's being must be awakened by the teaching we give on the subject of art. If the teacher himself is possessed of true artistic feeling and can introduce the child to Leonardo's “Last Supper” or Raphael's “Sistine Madonna” at the right age, not only showing the definite relations between the various figures, but how colour, inner perspective and so forth were treated in the time of Leonardo or Raphael, in short, if nature and history alike are imbued with an inner quality of soul through teaching that conveys an understanding of art then we are bringing the human element into all education. Nothing must be left undone in the way of imbuing the child with artistic feeling at the right age in life. Our civilization will never receive an impulse of ascent until more art is introduced into schools. Not only must the whole teaching be permeated with art, but a living understanding of art, called into being by the teacher's own creative power, must set up a counterpoise to prosaic conceptions of nature and of history. We deem this an all-essential part of Waldorf School education. True indeed it is, and every artist has felt the same, that art is not a mere discovery of man but a domain wherein the secrets of nature are revealed to him at a level other than that of ordinary intelligence, a domain in which he gazes into the mysteries of the whole universe. Not until the moment when man realizes the world itself to be a work of art and regards Nature as a creative artist, not until then is he ready for a deepening of his being in the religious sense. There is profound meaning in these words of a German poet: ‘Only through the dawn gates of beauty canst thou pass into the realm of knowledge.’ It is so indeed; when we understand the whole being of man through art, we generate in others too an all-embracing conception of the world. That is why our aim in education should be to add to what is required by prosaic culture and civilization, the purely human element. To this end, not only must cur teaching itself be full of artistic feeling, but an understanding of art must be awakened in the children. Art and science will then lead on to a moral and religious deepening. But as a preliminary to religious and moral progress, education and teaching must set up this balance: in the one scale lie all those things that lead into prosaic life, that bind men to the earth; in the other scale lie the counterbalancing factors leading to art, factors that enable man at every moment of his life to sublimate and raise to the spirit what must first be worked out in the ‘prose’ of life. |
294. Practical Course for Teachers: On the Rhythm of Life and Rhythmical Repetition in Teaching
27 Aug 1919, Stuttgart Translated by Harry Collison |
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I have even had to see Hamlet, for instance, a pure work of art, explained in terms of theosophical cant like this: “This is Manas, this is the Ego—that is the astral body. This character represents one thing—that one another.” Such explanations were particularly in favour. |
294. Practical Course for Teachers: On the Rhythm of Life and Rhythmical Repetition in Teaching
27 Aug 1919, Stuttgart Translated by Harry Collison |
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You will not only have to be teachers and educators at the Waldorf School, but if things go well you will also have to be protagonists of the whole Waldorf School system. For, of course, you will know far more exactly what the Waldorf School really means than can be conveyed to the neighbouring or more distant outside world. But to be the true protagonists of the aims of the Waldorf School and of its aims for civilization in general you will have to be in a position to conduct your defence against prevailing opinion wherever this shows itself antagonistic or even merely demurring. Consequently, I must introduce into these pedagogical-didactic reflections a chapter which will quite naturally connect with what we have already so far analysed in our discussions on method. You know that in the sphere of educational theory, as well as other spheres, much is expected at the present time from the so-called experimental psychology. Experiments are carried out on people to determine an individual's gift for forming ideas, for memorizing, even for willing, although this can naturally only be ascertained by a detour. The will fulfils itself in sleep, and the electrical apparatus in the psychological laboratory can only indirectly discover an individual's experiences during sleep, just as these cannot be observed directly by way of experiment. Such experiments, indeed, are carried out. Do not imagine that I object to such experiments as a whole. They can be valuable as tendrils of science, as offshoots of science. All kinds of interesting things can be learnt from such experiments and I have decidedly no desire to condemn them, lock, stock, and barrel. I should like everyone who is attracted to work of this kind to have the means of acquiring such psychological laboratories and of carrying out their experiments there. But we must consider for a moment the rise of this experimental psychology in the form in which it is especially recommended by the educationist, Meumann,1 who is really one of the Herbartian school. Why is experimental psychology practised to-day? Because people have lost the gift of studying man directly. They can no longer rely on the forces which inwardly bind one man to another—or, to the child. So they try to discover by external devices, by external experiments, what should be done with the growing child. Clearly our principles and methods of teaching take a much more inward course. This is, moreover, urgent and vital for the present day and the immediate future of mankind. Granted, then, on the one hand, the urge to experimental psychology, on the other hand, as a result of this experimental psychology, we get the misconstruction of certain simple facts of life. Let me illustrate this by an example. These experimental psychologists and educationists have lately been particularly interested in what they call the process of comprehension; for instance, the process of comprehension in reading, in the reading of a given passage. In order to ascertain this process of comprehension they have tried to work with “subjects,” as they are called. If we summarize the steps taken in great detail, this is the procedure. A “subject,” a child or an adult, is given a reading passage, and the investigation is now directed as to which is the most effective method for the child, for instance, to adopt, in order to arrive at the most rapid comprehension. It is discovered that the most effective method is first to “dispose” the reader to the reading passage, that is, first to introduce the person concerned to the meaning of such a reading passage. Then, after numerous tests, the “subject” carries out what is called “passive comprehension.” After having dealt with the meaning, by making “scheme” or plan, it is supposed to be passively comprehended. For through this passive assimilation of a reading passage there should occur what is called “learning to anticipate”: repeating once more in free spiritual activity what has just been worked out in scheme or plan and then passively assimilated. And then follows, as fourth act to this drama, the filling in of all that until now has remained uncertain, that is, of all that has not penetrated completely into the life of the human spirit and soul. If you let the subject carry out, in correct succession, first the process of familiarizing himself with the meaning of a reading passage, then of passive assimilation, then of learning to anticipate, then of returning to the as yet incompletely assimilated parts, you then see that a given reading passage is most effectively grasped, read, and remembered. Do not misunderstand me: I mention this procedure because it must be mentioned in view of the fact that people talk to-day so much at cross-purposes, for they may want to imply the same thing with diametrically opposed words. Accordingly, the experimental psychologists will say: “A scrupulously faithful method like this reveals exactly what should be done in education.” But those who have a profounder understanding of the life of the whole being know that this is not the way to true education—any more than you can put together again a living beetle from its separate parts after it has been dissected. It cannot be done. Nor can it be done by trying anatomy on the human soul-activity. It is interesting, of course, and in another connection it can be extremely valuable for science, to practise anatomy on the activity of the human soul—but it does not make educators. For this reason there can proceed from this experimental psychology no new true building up of education; this can only proceed from an inner understanding of man. I had to say this for fear lest you should misunderstand me when I make a statement which will naturally cause annoyance to a supporter of modern opinion. The statement is one-sided in its way, and its one-sidedness must, of course, be counterbalanced. What do the experimental psychologists get, when they have split up into atoms like this the soul of their subject and have made a martyr of him—this process is not pleasant if it is inflicted on you—what good do they get out of it? According to them they have obtained an extraordinarily valuable result, which is constantly being impressed by italics in educational textbooks as a conclusion arrived at. This statement, translated into decent German, runs roughly like this: You can remember a reading passage better when you have understood the meaning than when you have not understood the meaning. It has been “determined by research”—to use scientific jargon—that it is useful firstly to understand the meaning of a reading passage if you want to learn it easily. And here I must make the heretical declaration that, in as far as this theory is correct, I could have known it before, for I should like to know what person with a normal human intelligence does not know for himself that a reading passage can be remembered better when its meaning has been understood than when this has not been understood. Every single one of the conclusions of experimental psychology is an appalling platitude. The platitudes printed in the textbooks of experimental psychology are sometimes of such a kind that only those people can have anything to do with them who have already trained themselves in the pursuit of science to submit to intense boredom for an occasional striking point. You are easily trained to do this by the drill of the school-system—for even the elementary school has this defect, although it is less conspicuous here than at the universities. This heretical statement is meant particularly for the educationist: It is to some extent self-evident that one must first understand the meaning of a thing which is to be remembered. But there is this to consider: that what has been assimilated by understanding the meaning, only affects the observation, only affects thought-perception, and that this elevation of the human being to the level of sense-comprehension educates him one-sidedly to a mere observation of the world, to a thought-perception. And if we teach simply and solely in accordance with this theory we shall get nothing but weak-willed people. The statement, then, is in a sense correct—and yet not conclusively correct. It ought, as a matter of fact, to be further expressed in these terms: If you want to do the best possible thing for the thinking perception of the individual you can do it by analysing the meaning of everything that he absorbs. And, in fact, if we were to analyse merely the meaning of things, we could go very far in educating human observation of the world. But we should never educate a man's will—volitional man—for the will cannot be forced by simply throwing the light on the meaning of a thing. The will likes to sleep, and it does not wish to be fully awakened by what I should like to call the perpetual unchaste laying bare of the meaning. And the point is, that the very inevitability of life breaks in upon this simple truth of the value of revealing meanings, so that with the child, too, we must study subjects which do not lay bare the meaning. Then we shall educate his will. The mischievous effects of the one-sided application of the principles of explaining the meanings have been particularly active in movements like the Theosophical Movement. You know how much I have protested for years against a certain mischievous influence in Theosophical circles. I have even had to see Hamlet, for instance, a pure work of art, explained in terms of theosophical cant like this: “This is Manas, this is the Ego—that is the astral body. This character represents one thing—that one another.” Such explanations were particularly in favour. I protested against them because it is a sin against human life to interpret symbolically what is meant to be taken directly, in its elements, as art. It leads to a mischievous reading of a meaning into things, and this is dragged to the level of mere observation to which it should not be dragged. This all arises from the fact that the actual Theosophical Movement is a decadent movement. It is the furthest-flung offshoot of a declining culture; in its entire attitude it has nothing to do with Anthroposophy. Anthroposophy aims at being the opposite: at being an ascending movement, the beginning of an ascent. That is a radical difference. That is why so much is written in the field of Theosophy which is really an extreme symptom of decadence. But that there exist people at all who contrive to interpret Hamlet symbolically, character by character, is the result of the appalling way in which we have been educated only to look for meanings. Human life makes it indispensable that we should not only be educated in terms of the meaning, but from what the will experiences in the sleeping life: by rhythm, measure, melody, harmony of colours, repetition, in fact all spontaneous activity which does not seek to comprehend. When you let the child repeat sentences which he is far from understanding because of his tender age, when you encourage the child to take in these sentences just by memory itself, you certainly do not influence his comprehension—because you are unable to enter into their meaning, for that must only dawn later—but you influence his will, and that is what you should do; that is what you must do. You must try first of all to acquaint the child with things which are first and foremost artistic: music, drawing, plastic art, etc.; but on the other hand you must also give the child things which can have some abstract form of meaning in such a way that he does not, it is true, understand this at once, but only later in life. Then he will understand it because he has assimilated it by repetition, and can remember, and later understand, with his greater maturity, what he could not understand before. There you have worked upon his will. And quite especially you have worked upon his feeling—and you should not forget this. Just as feeling—this can be observed of the soul as well as of the spirit—lies between willing and thinking, so does the education of feeling lie midway between the methods of educating the thinking and those of willing. For the thinking knowledge or thinking perception we must definitely practise subjects concerned with revealing meanings: reading, writing, etc.; for action inspired by will we must cultivate everything which does not aim at a mere interpretation of meanings but at a direct impression through the whole being, for instance, of artistic subjects. What lies midway between the two (i.e. thought and will) will chiefly influence the development of feeling, the formation of its disposition. You can produce a strong effect on the education of the feeling nature when the child is made to assimilate something first of all only by rote, uncomprehended, without tampering with its meaning. For only after some time, when he has matured through other processes, and remembers it, can he understand what he absorbed earlier. This is a subtlety of education which must absolutely be respected, if we are to educate people with inner feelings. For feeling plays a peculiar role in life. In this sphere, too, people should make observations. But they do not observe rightly. I will indicate an observation which you can easily, with a little industry, make for yourselves. Suppose you are trying to get a clear idea of the state of Goethe's soul in 1790. You can do this by studying a selection of the works composed by Goethe in the year 1790. You find, of course, at the end of every edition of Goethe a chronological index of his poems, in their order of composition; so you take out the poems written in 1790 and the plays written in 1790 and study them. You remember that in precisely this year he finished the beautiful essay, Die Metamorphose der Pflanzen (“The Metamorphosis of Plants”); you recall that just at that time he conceived the first idea of the Farbenlehre (“Theory of Colour”); you imagine from all this the state of his soul in 1790 and ask yourselves: “What were the influences active on Goethe's psychic life in 1790?” You will only be able to answer this question if you cast a critical glance on all Goethe's previous experiences from 1749 to 1790 and on what followed after this year—of which Goethe at the time was still unaware, but which you now know—during the period from 1790 to 1832, that is, to his death. Then there emerges the remarkable realization that the actual state of his soul in the year 1790 was a combination of what was to come later, the conquests remaining for the individual to make, and those he had already experienced. This is an extraordinarily significant discovery. People only avoid it because it leads into provinces which they quite naturally do not like to enter for observations of this kind. Try to extend your observations in this way to the soul-life of an individual who died recently and whom you have known for some time. If you train yourself to a more careful study of the soul you will then find this: A man, a friend of yours, died, let us say, in 1918. You have known him for some time, so that you can ask yourselves: “What was the state of his soul in 1912?” If you consider everything that you know of him you will find that the state of his soul in 1912 was such that the preparation for his approaching death was unconsciously reflected in his psychic disposition at that time; it was unconsciously reflected in his feelings. Taken as a whole I call the life of the feelings the psychic disposition, “Mood of Soul” (Seelenstimmung). A man who is soon to die has a quite different inner disposition from one who has still long to live. You will now understand that people do not like to study these things, for it would create a very unpleasant impression—to put it mildly—if we were to observe the signs of approaching death in people's psychic disposition. These, however, can be observed. But in everyday life it is not wise for people to notice these things. That is why they are usually hidden from this life just as the will is withdrawn, as a sleeping power, even when we are awake, from the waking consciousness. But the educator must, after all, take up a position outside ordinary life to some extent. He must not be afraid to take up his stand detached from his usual life and to absorb truths for his teaching which are rather disturbing, rather tragic, for everyday life. In this connection there is lost ground to cover in the educational system of Central Europe. You know that especially the teachers in the universities in the early decades of this Central European system of education and teaching were people on whom the actual man of the world rather turned up his nose in scorn. Unworldly, pedantic fellows, who could not adapt themselves properly to the world, who always wore long, black frock-coats and never evening dress; these were the former educators of youth, especially the teachers of more mature youth. In these days things have changed. The university professors have begun to wear correct evening dress and to adapt themselves to worldly custom, and it is considered a great mark of progress that their former state is at last a thing of the past. It is a good thing. But it must be a thing of the past in other senses, too; it must in future be a thing of the past to the extent that the detachment from life does not merely consist, as it did formerly, in the teacher's wearing the invariable long pedantic frock-coat when other people did not. The detachment from life can remain to some extent, but it must be bound up with a profounder conception of life than that of people who wear evening dress for dinner. I am only speaking figuratively, of course, for I have nothing against “evening dress.” An educator must be able to study life more profoundly, otherwise he will never give appropriate and fruitful attention to the growing child. Consequently, he will have to accept, among others, such truths as I have just mentioned. Life itself, to a certain extent, demands the presence of mysteries. We need no diplomatic secrets in the near future. But for education we need the knowledge of certain mysteries of life. The old Mystery teachers withheld such secrets of life esoterically because these could not be revealed directly to life. But in a certain degree every teacher must know truths which he cannot impart directly to the world, because the world would be confused in normal progress, if it had access to such truths all the time. But you do not fully understand how to treat the growing child if you cannot estimate the influence on him of something imparted in such a way that he does not fully understand it at the time. He will understand when it is returned to later, and when he is told, not only what he then realizes, but what he had assimilated earlier. This makes a profound impression on the feelings and disposition. For this reason the custom should be followed in every school as faithfully as possible—wherever possible—of the teacher retaining his same pupils; of taking them over for the first form, of keeping them the next year in the second form, of going up with them again in the third year, etc., as far as this is possible in conjunction with outside regulations. The teacher, after finishing with the eighth class, should then begin anew with the first class. For one must sometimes be able to come back years later in a positive way to what was instilled into the children's souls years before. In any case, the formation of the disposition or feeling life suffers greatly when the children are passed every year to a fresh teacher who cannot himself develop what he instilled into children in earlier years. It is part of the teaching method itself that the teacher should go up with his own pupils through the different school-stages. Only in this way can we enter into the rhythm of life. And in the most comprehensive sense life has a rhythm. This manifests itself even in everyday decisions, in the rhythm of day to day itself. If you have accustomed yourself, for instance, only for a week, to eat a buttered roll every day at half-past ten in the morning, you will probably feel hungry for the buttered roll at the same time in the second week. The human organism conforms as closely as this to a rhythm. But not only the external organism, but the whole being, is rhythmically organized. For this reason, too, it is a good thing throughout life as a whole—and that is what we are concerned with when we educate and teach children—to be able to attend to rhythmical repetition. For this reason we do well to think that even every year is not too often to return to quite definite educational themes. Therefore select subjects for the children, make a note of them, and come back to something similar every year. Even in more abstract things this method can be followed. You teach, let us say, in a way suited to the child's disposition, addition in the first school year; you come back to addition in the second, and teach more about it, and in the third year you return to it in the same way, so that the same act takes place repeatedly, but in progressive repetition. To enter like this into the rhythm of life is of quite particular importance for all education and teaching—far more important than continuously repeating: Do build up your lessons according to the principle of meaning—thus inartistically pulling to bits whatever you deal with. You can only divine what is demanded here by gradually developing a feeling for life itself. But you will then part company very markedly, precisely as educationists, from the external experimental aims so frequent to-day even in education. Again, not to condemn, but to correct, certain tendencies which have proved detrimental to our spiritual culture, do I emphasize these things. You can embark on modern textbooks of education where the results are worked out which have been obtained through experiments on memory. The “subjects”—people experimented upon—are treated in a strange way. Tests are made on them to show how they can remember something of which they have understood the meaning; then they are given words written one after the other with no connecting sense, and they have to learn these, etc. These experiments for ascertaining the laws of the memory are practised very extensively to-day. Again a result has been obtained which is committed to formulae in scientific form. Just as, for instance, in physics, the Law of Gay-Lussac, among others, is formulated, people are anxious to formulate such laws in experimental education or psychology. You find, for example, very learnedly expounded, the gist of conclusions about a certain scientific yearning which is quite justified, namely, to prove the existence of types of memory. Firstly, the quickly or slowly assimilating memory; secondly, the quickly or slowly reproducing memory. So a “subject” is tormented to furnish evidence for the fact that there are people who memorize easily and people who memorize with difficulty; then other “subjects” are tormented to prove that there are people who can call back to mind easily, and people who can call back to mind only with difficulty, what they have once learnt. Now it has been determined by research that there are such types of memory; those showing a rapid or a slow assimilation, and those showing an easy or painful recollection or reproduction of what was assimilated. Thirdly, there are also types of memory which can be called “true and exact;” fourthly, there is a comprehensive memory; fifthly, a retentive and reliable memory, in opposition to the type which easily forgets. This answers very satisfactorily to the craving of modern science to systematize. The scientific result has now been obtained. We can ask: “What has been discovered scientifically in exact psychology about the types of memory?” And we learn: firstly, there is a type of memory which assimilates easily or laboriously; secondly, a type which reproduces easily or laboriously; thirdly, there is a true or exact memory; fourthly, a comprehensive memory, that is, there are people who can remember great passages of prose in contrast to those who can only remember short ones; fifthly, a retentive memory, which has perhaps remembered things from years ago, in contrast to the kind which forgets quickly. This scientific method of observation scrupulously and very conscientiously maltreats innumerable victims, and sets to work most ingeniously to obtain results, in order that education, too, after having tested the children in experimental psychology, may know what various types of memory are to be differentiated. But with all due respect for such a science, I should like to make the following objection. Anyone endowed with a little sound common sense must know that there are people who commit things to memory easily or with difficulty; there are also those who easily or laboriously recall things once known, and again there are people who can recount things truly and accurately, in contrast to those who muddle everything they try to tell. There are people with an extensive memory, who can remember a long story, in contrast to those who can only remember a short one; and there are also people who can remember a thing for a long time, even years, and people who have forgotten everything in a week! It is part, in fact, of the fairly ancient wisdom of sound common sense, but it is discovered again in a science which inspires us with respect, because the methods which it applies are so ingenious. There are two conclusions to be drawn from this: firstly, let us, above all, prefer to cultivate sound common sense in education and teaching, rather than expend it on such experimenting, which will, it is true, develop ingenuity very considerably, but which will not bring the teacher in touch with the quality of individuality in the child. But we can also draw a second conclusion: our age is actually in a sorry plight if we have to assume that the people who are going to become our teachers and educators have so little healthy human intelligence that they can only learn in this roundabout way that there are the different kinds of memory which we have just mentioned. Moreover, these things must undoubtedly be considered symptoms of the state of our present spiritual standard. I had to draw your attention to these things. For people will say to you: “Well, you have let yourself be appointed at this Waldorf School. It is only a dilettante institution; the people there don't even want to know anything about the greatest conquest of our time: about the methods of experimental psychology. The study of this experimental psychological method is for experts, but the methods of the Waldorf School are quackery in comparison!” You will have to realize that you will sometimes have to acknowledge the connection of science—which must not be respected any the less for that—with what remains to be built up by us on an inner educational theory and method, but which, compared with the external relations which are set up by experiment, inspires an inner loving attentiveness towards the child. Certainly this quality has not completely disappeared; it prevails even more than is realized. But it definitely prevails in opposition to the ever-encroaching aims of scientific educational theory. To a certain extent it is true that the pursuit of science can destroy a good deal in modern life, but it has not the power to drive out all healthy human intelligence. This healthy human intelligence or sound common sense should be our starting-point, and when this is properly cultivated it will produce an inner connection with the ideals of teaching. We must realize, of course, that we live at the beginning of a new age, and we must completely master this fact. Down to the middle of the fifteenth century the surviving traditions of the Greek and Latin-Roman times were preserved. After the middle of the fifteenth century these are only the clattering after traditional repetition. But the people whose life is in this “clattering” still feel, in certain sub-regions of their consciousness, the craving to return to the Graeco-Latin age, which we can admire profoundly in its place, of course, but whose persistence into our age is no longer a living thing. Just think for a moment how self-satisfied the person is in these days, who has learnt something and can descant on it in the following terms: “A good teacher must not merely bring out the rhythm, and the rhyme in a poem; he must comment technically on the text; he must introduce the meaning, and only when he has unravelled the meaning will the pupils absorb it as an inner activity.” After such a person has long held forth on the importance of starting with the meaning, he concludes with: “As the old Latin said: rem tene, verba sequuntur, if you have understood the question, words will follow of themselves.” These are tactics which you will frequently find in people who imagine that they have learnt a great deal, that they have gone far beyond dilettantism in enunciating something first as a piece of sublime contemporary wisdom, and then following it up with, “as the old Latin said. ...” And, of course, he has only to say it in Greek for people to believe implicitly that it is something quite extraordinary. For the fourth post-Atlantean period of civilization, this attitude was desirable; it is unbecoming in our age. The Greek did not introduce his children, first of all, to old grammar schools where they could learn, let us say, ancient Egyptian; he made them learn Greek. But to-day we begin by introducing people to ancient tongues before their own. That is a fact which must be realized.
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294. Practical Course for Teachers: The Teaching in the Ninth Year — Natural History — the Animal Kingdom
28 Aug 1919, Stuttgart Translated by Harry Collison |
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When the child begins to move his limbs a little more consciously than before and to walk about, even if it is unsteadily, when he begins to move his arms and hands with a purpose, he is just beginning to be partially aware of his Ego, and will later be able to remember as far back as this moment, but no further. If you notice how normally (there are individual exceptions) the human being begins at this age to say “I,”—or perhaps a little later, because the activity of speech, that is, the will-element, must first have developed—you can see that the emergence in man of self-consciousness is distinctly perceptible at this stage, whereas the change is not so evident which takes place in the human consciousness round about the ninth year. |
294. Practical Course for Teachers: The Teaching in the Ninth Year — Natural History — the Animal Kingdom
28 Aug 1919, Stuttgart Translated by Harry Collison |
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In these circumstances you will often have to rely on your gift for invention. You will have to fall back on many a simple device where the average town schools have abundant resources. That may, indeed, animate your teaching, but it will also make the teaching of some subjects thoroughly distasteful. You will feel this particularly when you have brought the children to the end of their ninth year and can really only continue your teaching provided you have adequate materials for it. You will then have to use drawing, and simple elementary painting, as a substitute for many a thing which, in ideal conditions, you would not convey by drawing or by painting, but by a study of the thing itself. I have made this preliminary observation because I should like to speak to you to-day about the transition in method which must be attended to just when the children have passed their ninth year. We shall only understand the curriculum at this point if we have trained ourselves in method so far that we have realized the nature of each individual child between seven and fifteen years. I should like to explain to you, as teachers, what you will have to make clear to children (in a rather different, more elementary way), just when they are between their ninth and tenth year. In some children this stage is reached even before the ninth year, with some it only occurs later, but on an average what I have to tell you to-day begins with the ninth year. When we approach this period in their lives we shall have to feel the need to introduce natural history into the timetable in addition to the other things. Before this the children have grown familiar with natural history in narrative form, in the same way as I took in our training class1 the relations of the animal world and the vegetable world to man. The method so far used to familiarize the child with natural history has been chiefly narrative, descriptive. But with actual natural history, before the Rubicon of the ninth year has been crossed you will hardly have started. Now here it is of great importance to know that the development to be aimed at in the child by means of natural history teaching is radically defeated unless the teaching of natural history starts with an exposition of man. You may say with justice: “The child at nine years of age can be told little natural history about man.” But be it never so little, the little that a child can be taught about man should be taught as a preparation for all other teaching in natural history. You must know, in the meantime, that in man we have, as it were, a synthesis, a compendium, of all three natural kingdoms, that the other three natural kingdoms merge in man on a higher plane. You will not need to tell the child this, but by the course of your teaching you will have to awaken in him the feeling that man is this consummation of all other kingdoms of nature. You will succeed in this if, in speaking of man, you lay sufficient emphasis on him; if, from your manner of referring to man, you produce in the child an impression of the importance of man within the entire world-order. You will perhaps start, when the child is nine, to describe the human form in its external aspect. You will draw his attention to the principal division of man into head, trunk, and limbs, but in so doing you will be more concerned with the outer appearance, with the outward form. You will be wise to use the drawing already practised to produce in the child, even at this early age, an idea of the most outstanding features of the human form: that the head is spherical, that it is slightly flattened underneath and rests on the trunk at the flattened spot, that is, that it is a sphere poised on the trunk. It is well to give the child this idea. It awakens simultaneously the elements of feeling and will, for the child starts by seeing the head artistically, as spherical. This is important. In this way you compass the whole human being, not merely the intellect. Then you try to arouse in the child the idea that the trunk is in a sense a fragment of the head. And then, for the limbs, you awaken the idea that they are appended to the trunk and affixed to it. There is much that the child will not be able to understand, but at least call up a vivid picture that the limbs are “fixed into” the human organism. At this point you must not go any further, for the limbs are continued internally in the morphological constitution of the human being, and are there connected with the digestive and sexual organs, which are simply a continuation, in an inward direction, of the limbs. But you evoke the clear idea in the children that the limbs are affixed to the organism from outside. This gives the child a first conception of the human form. Try further to excite in the child a first, if still elementary, primitive conception, that our gazing on the world is bound up with the spherical head. You can say to him: “You have your eyes, your ears, your nose, your mouth, in your head. You see with your eyes, you hear with your ears, you smell with your nose, you taste with your mouth. Most of what you know about the outside world you know through your head.” If you develop this thought further the child derives from it a conception of the formation and function of the head. Then you try to produce in him a conception of the trunk by saying: “What you taste with your tongue enters your trunk as food; what you hear with your ears goes into your trunk as sound.” It is well with children to evoke an idea of the organic system of the whole being. If you then suggest to the child that he has the respiratory organs in the chest and breathes through these, that in the lower part of the body he has the stomach with which he digests food, it is an excellent plan. And it is moreover a good thing to let the child reflect on how the human limbs serve, as feet for walking on, and as hands for free movement and work. It is well at the same time to awaken in the child an understanding for the different services rendered to the human body by the feet, which carry it and make it possible for the human being to work in the different places where he has to live—and, in contrast to this, by the arms and hands, with which the human being does not need to carry his own body but can work freely. While his feet stand on the ground, his hands can be extended in the air to work. In short, the child's attention must be clearly directed to the essential difference between human legs and feet, and human arms and hands. The difference between the service performed by the feet and legs, in carrying the human body, and that performed by the hands and arms in working, not for the human body but for the world—this difference between the egoistical service of the feet and the selfless service of the hands in labouring for the human world outside, ought to be impressed on the child early and through the feelings. Thus we ought to teach the child, by evolving ideas from form, as much as possible about man from natural history. Only then should you go on to the rest of natural history, and first of all to the animal kingdom. Here it would be a good plan to bring to the lesson—you will have to contrive this in some way or other—a cuttle-fish, a mouse, a lamb, or even a horse, something or other from the mammals, and then, in addition, perhaps, an example of a human being—now you ought to have enough specimens of human beings: you need only present one of the pupils to the others as a human object! You must be clear as to how to proceed. You will try to familiarize the class first of all with the cuttle-fish. You will tell them how it lives in the sea; you will describe, by studying or drawing it, its appearance; in a word, you will make the children acquainted with the cuttle-fish. They will feel, while you describe the cuttle-fish to them, that you are describing it in a particular way. Perhaps only later, when, for instance, you describe the mouse, the children will notice how differently you treat the subject of the mouse from that of the cuttle-fish. You must try to develop this artistic feeling in the children, which, from your different procedure in describing the cuttle-fish and the mouse, will be at the same time a feeling of the difference between these two creatures. With the cuttle-fish you must suggest how it feels its immediate surroundings: if it scents danger in its surroundings it at once emits its dark juice and envelops itself in an aura, to divert the attention of the approaching enemy. You can tell the child many things which help him to understand that the cuttle-fish, when protecting itself from its enemies, or, too, when feeding, always acts like the human being when he eats or looks at something. When the human being eats, he has a taste—a feeling which is conveyed to him through his tongue, through his taste-organ. Again, the human eye feels the constant need to look into light, and, when it does so, can adjust itself to light. Because the taste-organs of the human being desire to taste, they absorb what serves to nourish him. So describe the cuttle-fish in such a way that the child feels from your description the sensitiveness of the cuttle-fish, its fine perception of things surrounding it. You will have to work out for yourself an artistic description of the cuttle-fish so that the children really grasp it in this artistic description. Then describe the mouse. Describe how it has a pointed snout, how on this pointed snout there can be seen very strong whiskers, how, besides, you can see the gnawing-teeth protruding from the lower and upper jaws; describe the disproportionately large ears of the mouse, then come to its cylindrical body and to the fine velvety growth of hair. Then go on to describe the limbs, the smaller forefeet, the slightly larger hind-feet, which enable the mouse to leap. Then notice its tail, covered with scales, scurf, and less hairy. At the same time show the child that when the mouse is climbing or grasping something by its fore-feet, it supports itself on its tail, which it can use very skilfully because it is not hairy but scurfy, and therefore inwardly more sensitive. In a word, you again try to describe the mouse to the child by building up its physical form artistically. And you will succeed in this artistic construction if you evoke in the child a notion of how, for all the functions for which the cuttle-fish does not need limbs grown on to the body, the mouse needs limbs grown on. The cuttle-fish is sensitive in itself, in its own body; consequently, it does not need such big ears as the mouse. Its relation to its surroundings allows it to imbibe nourishment without the help of the pointed snout which the mouse has. Nor does it need such large grown-on limbs as the mouse, because it can use its own body to propel itself forward in the water. Sum up in artistic form what you are trying to show the child: that the cuttle-fish expresses itself less through its limb-organs than through its body. I have to describe all this to you first so that you can translate it into teaching, for you must first be conscious of what you must later introduce less consciously into artistically prepared lessons. In short, describe the mouse so that you gradually produce in the child the feeling that the mouse is completely adapted to serve the life of its trunk through its limbs. Then, too, make clear to the child that, after all, the lamb is so organized that its limbs serve its body, and the horse, when it lives wild, is organized so that with its limbs it can serve its body. For instance, show clearly why the mouse has such very pointed teeth; these teeth have to be sharp and pointed, or else the mouse would not be able to gnaw at objects, as it must, to nourish itself, and even to bore holes, in which it then lives. But in this way it is constantly wearing away its teeth. But the teeth of the mouse are arranged—like our nails—always to grow new again from inside, and the tooth-substance is constantly being renewed. Here you see, particularly with the teeth, which are, of course, also organs appended to the rest of the organism, that they are designed to enable the body of the mouse to live. In this way you have given the child a profound, if only rudimentary impression, through the feelings, of the cuttlefish, and you have also evoked in him a clear idea of the structure of the mouse. And now you return to the structure of the human being. You make clear to the child that if we now look for the ways in which man most resembles a cuttlefish, curiously enough we are brought to the human head. The part of man which most resembles the cuttle-fish is the head. It is prejudice which causes people to imagine that the head is their most perfect organ. The head is indeed very complex in formation, but it is really only a transformed cuttle-fish—I mean, a transformed lower animal, for the relation of the human head to its surroundings is that of the lower animals to theirs. It is in his trunk that man most resembles the higher animals: the mouse, lamb, horse. But, whilst the cuttle-fish can maintain its entire existence by means of its head, man cannot do this. The head must be poised on the trunk and rest upon it; it cannot move freely. But the cuttle-fish, which is really all head and nothing else, can move freely in the water. You must at least succeed in giving the children a feeling of how the lower animals are heads which can move freely, though they are not so perfect as the human head. And you must awaken in the children a feeling for the fact that the higher animals are chiefly trunk, and are endowed by nature with refined organs chiefly for the satisfaction of the needs of the trunk, which is much less true of man; as far as his trunk goes he is more imperfectly formed than the higher animals. You must then awaken in the child a feeling of the external feature in which man is the most perfect of all creatures. That is, his limbs. If you trace the higher animals up to the ape, you will find that the front limbs are not so very different from the hind limbs, and that the four limbs as a whole serve essentially to bear the trunk, to propel it forwards, etc. The wonderful differentiation of the limbs into feet and hands, into legs and arms, occurs for the first time in man, and is marked by the tendency to stand upright in his carriage and even in his structure. No animal species is so perfectly formed as man, from the point of view of the inter-organization of the limbs. Then introduce a quite graphic description of the human arms and hands: how they have been relieved of the weight of carrying the body, how the hands do not come in contact with the earth for the purposes of the body, but how they are transformed so as to be able to grasp objects, so as to perform labour. And then go on to the will-aspect, to the moral aspect. Produce in the child, through the feelings, not theoretically, this vivid idea: for instance, you take up chalk to write with; you can only take up the chalk because your hand is designed to perform labour, because it no longer has to carry the body. The animal cannot be lazy with its arms because it cannot really be said to have any. When people talk of apes as being four-handed it is only an incorrect way of talking, for the ape actually has four legs and feet shaped like arms, and not four “hands.” For when, after all, animals are formed to climb, their climbing is a function which serves the body, and their feet are shaped like hands so that they can support the body in climbing. For the human body, hands and arms are freed from the task of supporting it, expressing thus the most beautiful symbol of human freedom. In fact, no more beautiful symbol could exist for it than our hands and arms. Man can both work with his hands and arms for others and for the support of his own body. By this description of the cuttle-fish, the mouse, the lamb, the horse, and the human being himself, you gradually awaken in the child, by way of the feelings, a clear conception that the lower animals have the character of head, the higher animals of trunk, and the human being of the limbs. It only inculcates man with conceit to teach him perpetually that he is the most perfect creature in the world by virtue of his head. On hearing this he instinctively derives the notion that man is perfect through idleness, through laziness. For the human being knows instinctively that his head is a lazy-bones, that it rests on his shoulders, that it does not want to move itself through the world, that it lets itself be carried by the limbs. It is not true that man is the most perfect creature because of his head, because of his lazy-bones of a head, but because of his limbs, which are a part of the structure and work of the world. You make man in his inmost heart more moral if you do not teach him that he is perfect through his lazy head, but through his active limbs. For the creatures which are only head, like the lower animals, have to propel their own heads, and the creatures which only use their limbs in the service of the trunk are, compared with man, the less perfect creatures because their limbs are less fashioned for free use than are those of the human being. They are burdened from the start by a certain purpose; they invariably serve the body. In man, one pair of limbs, his hands, is completely liberated into the sphere of human freedom. You will only give man a sound experience of the world if you awaken in him the idea that he is perfect on account of his limbs, not on account of his head. You can do this very well by the comparative description of the cuttle-fish, the mouse or the lamb or the horse, and the human being. At the same time you will notice that you should never really omit the human being in describing anything in the natural kingdom, for in man you see all the activities of nature combined. We should always have man in the background when we are describing anything in nature. That is why, after reaching the child's ninth year, and going on to teach natural history, we should take man as our starting-point. In the study of childhood it is found that something happens just between the ninth and tenth year, though it is not so evident as at an earlier stage. When the child begins to move his limbs a little more consciously than before and to walk about, even if it is unsteadily, when he begins to move his arms and hands with a purpose, he is just beginning to be partially aware of his Ego, and will later be able to remember as far back as this moment, but no further. If you notice how normally (there are individual exceptions) the human being begins at this age to say “I,”—or perhaps a little later, because the activity of speech, that is, the will-element, must first have developed—you can see that the emergence in man of self-consciousness is distinctly perceptible at this stage, whereas the change is not so evident which takes place in the human consciousness round about the ninth year. At this point self-consciousness increases; you notice that the child understands much more intelligently what is said to him about the difference between man and the world. Before the Rubicon of the ninth year the child is far more merged in his surroundings than after this age. He then finds himself more separated from his surroundings. For this reason you can now begin to talk to the child a little about things of the soul, for which he would have shown little understanding before he reached the age of nine. When he is nine his self-consciousness both deepens and increases. Anyone with a feeling for such things will observe that at this age the child begins to use words much more inwardly than before, to become much more aware that words arise from his inner nature. Nowadays, when people are much more concerned with outer than inner nature, far too little attention is shown to this sudden change in the ninth or tenth year. But the teacher must pay attention to it. For his reason you will be able to address the child from a quite different background of feeling when you introduce him—not before this stage has been reached—to natural history, which must always compare man with the other kingdoms of nature. Whereas before, when the individual was more merged in nature, you could only speak to the child of the things of natural history in the form of stories, now that he is past nine years of age you can show him the cuttle-fish, the mouse, the lamb, or the horse, and the human being, and talk with him of their relationship to each other and to man. Before this stage you would stumble on something quite unintelligible to the child if you were to connect the functions of the head with the cuttle-fish, or the functions of the trunk with the mouse, or if you were to seek the distinguishing perfection of man in the human limbs. And now you are to use the very material offered to you by the child's age, for when you teach natural history in the way I have described, you plant in the child's soul moral concepts which are firm and strong. Moral concepts are not instilled into the child's soul by appealing to the reason, but by appealing to the feelings and the will. But you will be appealing to the feeling and the will in directing the child's thoughts and feelings to the way in which he himself is only fully human if he employs his hands in work for the world, and how this makes him the most perfect creature; further, how the human head is related to the cuttle-fish, and the human trunk to the mouse, sheep, or horse. Through feeling himself duly placed like this in the natural order the child absorbs feelings by which he will later know himself to be fully man. You can implant in the child's soul this quite particularly important moral element if you take pains to arrange your teaching of natural history so that the child has no suspicion that you intend to teach him anything moral. But you will never implant so much as a trace of morality in the children if your teaching of natural history is independent of man and describes the cuttle-fish for itself, the mouse or the lamb or the horse for itself, and even man for himself; these descriptions would simply be verbal-definitions. You can only describe man if you build him up from all other organisms and activities of nature. Schiller admired in Goethe his naive conception of nature, in the light of which he considered the human being composed of all the single entities of nature, as Schiller states in the beautiful letter which he wrote to Goethe at the beginning of the nineties in the eighteenth century. I have again and again brought this to your notice because it contains something which should permeate our civilization and our culture: the consciousness of the synthesis of all nature in man. Goethe is repeatedly expressing it like this: “Man is placed at the summit of nature and feels there that he is a whole nature;” or again: “The whole world reaches within man its own consciousness.” If you go through my writings you will find such utterances of Goethe's quoted again and again. I have not quoted them because they struck me as pleasing, but because such ideas should become part of the consciousness of our age. That is why I am always so grieved that one of the most important of educational writings has really remained quite unknown, or at least unfruitful in the actual sphere of education. Schiller, as a matter of fact, learnt good educational theory from Goethe's naive self-education, and introduced this educational theory into his work Briefe über die ästhetische Erziehung des Menschen (“Letters on the Aesthetic Education of Man”). These letters contain a tremendous wealth of educational theory; one only has to think out its implications to their logical conclusion. Schiller arrived at his discoveries, remember, through Goethe's vision. Just recall how Goethe, a product of civilization and yet rooted in nature, from his very earliest childhood opposed the educational principles in force around him. Goethe could never isolate the human being from his surroundings. He always took man in his setting of nature and felt himself, as a human being, one with nature. That is why, for instance, he took no pleasure in piano lessons as long as they were given to him in no kind of connection with the human being. He only began to take an interest in piano lessons when he was shown the function of the different fingers, when he heard: “That is the thumb; that is the index-finger, etc.,” and when he knew how the thumb and the index-finger are applied in playing the piano. He always wanted to see the whole being rooted in the whole of nature. And again—I have mentioned this before, too—at the age of seven he built his own altar to nature, taking for the purpose his father's music desk, laying minerals upon it, and plants from his father's rock-garden, and on top putting a little fumigating candle; then he caught up the beams of the morning sun in a burning-glass and offered a sacrifice to the great God of nature—a rebellion against what people wanted him to learn. Goethe was always a person who wanted to be educated as people ought to be educated now. And because Goethe was like this, after first struggling hard with himself towards that end, he won Schiller's great admiration and inspired in Schiller's Aesthetic Letters on education what you know to be the contents of these letters. My old friend and teacher, Schröer, once told me that he had to sit on a school commission to examine prospective teachers, but he had not been able to prepare the work demanded of the future teachers in the examination. So he questioned them on Schiller's Aesthetic Letters. They had learnt from A to Z everything about Plato and all else that was to be known, but when Schröer began to question them on Schiller's Aesthetic Letters they revolted! And all over Vienna the tale spread: Schröer had tried to examine the teachers on Schiller's Aesthetic Letters, while obviously no one on earth can make anything of them. But if we wish to turn to many a healthy and sound, if rudimentary suggestion, we have to go back to Schiller's Letters on Aesthetic Education, and also to Jean Paul's educational doctrines in Levana. This, too, contains very many practical hints for teaching. In recent times there have been many improvements, but it cannot be said that the potential influence of Schiller's Aesthetic Letters and Jean Paul's educational doctrines have really entered the educational system of our days. Things are often turned according to personal points of view. I have now tried to give you an idea of how it is possible to learn from a certain age in childhood, roughly the ninth year, the educational methods which ought to be adopted at this age. In the next lecture we shall see how the child's fourteenth and fifteenth years should be employed to give the child what satisfies the needs of his nature at that age. In this way we shall come near to winning insight into how the whole world appears to children between seven and fifteen years of age and into the obligations of the educator and teacher. From this insight will arise our curriculum. In these days people ask abstractly: “How are we to develop the child's latent possibilities?” But we must first know them, if all the oft-repeated phrases about teaching according to the “development of the child's possibilities” are to have any concrete meaning.
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276. The Arts and Their Mission: Lecture VIII
20 May 1923, Oslo Translated by Lisa D. Monges, Virginia Moore |
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If you wish to understand phantasy, study the living force in plant forms, and in the marvelous inner configuratons of the organism as created by the ego; study everything creative in the wide universe, everything molding and fashioning and growing in the subsconscious regions of the cosmos; then you will have a conception of what remains over when man has advanced to a point in the elaborating of his own organism when he no longer needs the full quota of his power of growth and formative force. |
276. The Arts and Their Mission: Lecture VIII
20 May 1923, Oslo Translated by Lisa D. Monges, Virginia Moore |
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The day before yesterday I tried to show that the anthroposophical knowledge which accompanies an inner life of the soul does not estrange one from artistic awareness and creation. On the contrary, whoever takes hold of Anthroposophy with full vitality opens up within himself the very source of such activity. And I indicated how the meaning of any art is best read through its own particular medium. After discussing architecture, the art of costuming, and sculpture, I went on to explain the experience of color in painting, and took pains to show that color is not merely something which covers the surface of things and beings, but radiates out from them, revealing their inner nature. For instance, I pointed out that green is the image of life, revealing the life of the plant world. Though it has its origin in the plant's dead mineral components, it is yet the means whereby the living shows forth in a dead image. It is fascinating that life can thus reveal itself. In that connection, consider how the living human figure appears in the dead image of sculpture; how life can be expressed through dead, rigid forms. In green we have a similar case in that it appears as the dead image of life without laying claim to life itself. I shall repeat still other details from the last lecture in order to show how the course of the world moves on, then returns into itself; and shall do this by presenting the colors which make up its various elements: life, soul, spirit. I said I would draw this complete circle of the cosmic in the world of color. As I told you before, green appears as the dead image of life; in green life lies, as it were, concealed. [IMAGE REMOVED FROM PREVIEW] If we take the flesh color of Caucasian man, which resembles spring's fresh peach-blossom color, we have the living image of the soul. If we contemplate white in an artistic way, we have the soul image of the spirit. (The spirit as such conceals itself.) And if, as artists, we take hold of black, we have the spiritual image of death. And the circle is closed. I have apprehended green, flesh color, white and black in their aesthetic manifestation; they represent the self-contained life of the cosmos within the world of color. If, artistically, we focus attention upon this closed circle of colors, our feeling will tell us of the need to use each of them as a self-contained image. Naturally, in dealing with the arts I must concern myself not with abstract intellect, but aesthetic feeling. The arts must be recognized artistically. For that reason I cannot furnish conceptual proof that green, peach-blossom, white and black should be treated as self-contained images. But it is as if each wants to have a contour within which to express itself. Thus they have, in a sense, shadow natures. White, as dimmed light, is the gentlest shadow; black the heaviest. Green and peach-blossom are images in the sense of saturated surfaces; which makes them, also, shadowlike. Thus these four colors are image or shadow colors, and we must try to experience them as such. The matter is quite different with red, yellow and blue. Considering these colors with unbiased artistic feeling, we feel no urge to see them with well-defined contours on the plane, only to let them radiate. Red shines toward us, the dimness of blue has a tranquil effect, the brilliance of yellow sparkles outward. Thus we may call flesh color, green, black and white the image or shadow colors, whereas blue, yellow and red are radiance or lustre colors. To put it another way: In the radiance, lustre and activity of red we behold the element of the vital, the living; we may call it the lustre of life. If the spirit does not wish merely to reveal itself in abstract uniformity as white, but to speak to us with such inward intensity that our soul can receive it, then it sparkles in yellow; yellow is the radiance or lustre of the spirit. If the soul wishes to experience itself inwardly and deeply, withdrawing from external phenomena and resting within itself, this may be expressed artistically in the mild shining of blue, the lustre of the soul. To repeat: red is the lustre of life, blue the lustre of the soul, yellow the lustre of the spirit. Colors form a world in themselves and we understand them with our feelings if we experience the lustre colors red, yellow, blue, as bestowing a gleam of revelation upon the image colors, peach-blossom, green, black and white. Indeed, we become painters through a soul experience of the world of color, through learning to live with the colors, feeling what each individual color tries to convey. When we paint with blue we feel satisfied only if we paint it darker at the edge and lighter toward the center. If we let yellow speak its own language, we make it strong in the center and gradually fading and lightening toward the periphery. By demanding this treatment, each reveals its character. Thus forms arise out of the colors themselves; and it is out of their world that we learn to paint sensitively. If we wish to represent a spiritually radiant figure, we cannot do otherwise than paint it a yellow which decreases in strength toward its edge. If we wish to depict the feeling soul, we can express this reality with a blue garment—a blue which becomes gradually lighter toward its center. From this point of view one can appreciate the painters of the Renaissance, Raphael, Michelangelo even Leonardo, for they still had this color experience. In the paintings of earlier periods one finds the inner or color-perspective of which the Renaissance still had an echo. Whoever feels the radiance of red sees how it leaps forward, how it brings its reality close, whereas blue retreats into the distance. When we employ red and blue we paint in color-perspective; red brings subjects near, blue makes them retreat. Such color-perspective lives in the realm of soul and spirit. During the age of materialism there arose spatial perspective, which takes into account sizes in space. Now distant things were painted not blue but small; close things not red but large. This perspective belongs to the materialistic age which, living in space and matter, prefers to paint in those elements. Today we live in an age when we must find our way back to the true nature of painting. The plane surface is a vital part of the painter's media. Above everything else, an artist, any artist, must develop a feeling for his media. It must he so strong that—for instance—a sculptor working in wood knows that human eyes must be dug out of it; he focuses on what is concave; hollows out the wood. On the other hand, a sculptor working in marble or some other hard substance does not hollow out; he focuses his attention on, say, the brow jutting forward above the eye; takes into consideration what is convex. Already in his preparatory work in plasticine or clay he immerses himself in his material. The sculptor in marble lays on; the woodcarver takes away, hollows out. They must live with their material; must listen and understand its vital language. The same is true of color. The painter feels the plane surface only if the third spatial dimension has been extinguished; and it is extinguished if he feels the qualitative character of color as contributing another kind of third dimension, blue retreating, red approaching. Then matter is abolished instead of—as in spatial perspective—imitated. Certainly I do not speak against the latter. In the age which started with the fifteenth century it was natural and self-evident, and added an important element to the ancient art of painting. But today it is essential to realize that, having passed through materialism, it is time for painting to return to a more spiritual conception, to return to color-perspective. In discussing any art we must not theorize but (I repeat) abide, feelingly, within its own particular medium. In speaking about mathematics, mechanics, physics, we must kill our feeling and use only intellect. In art, however, real perception does not come by way of intellect, art historians of the nineteenth century notwithstanding. Once a Munich artist told me how he and his friends, in their youth, went to a lecture of a famous art historian to find out whether or not they could learn something from him. They did not go a second time, but coined an ironical derogatory phrase for all his theorizing. What can be expressed through the vital weaving of colors can also be expressed through the living weaving of tones. But the world of tones has to do with man's inner life (whereas the sculptor in three-dimensional space and the painter on a two-dimensional plane express what manifests etherically in space). With the musical element we enter man's inner world, and it is extremely important to focus attention upon its meaning within the evolution of mankind. Those of my listeners who have frequently attended my lectures or are acquainted with anthroposophical literature know that we can go back in the evolution of mankind to what we call the Atlantean epoch when the human race, here on earth, was very different from today, being endowed with an instinctive clairvoyance which made it possible to behold, in waking dreams, the spiritual behind the physical. Parallel to this clairvoyance man had a special experience of music. In those ancient days music gave him a feeling of being lifted out of the body. Though it may seem paradoxical, the people of those primeval ages particularly enjoyed the chords of the seventh. They played music and sang in the interval of the seventh which is not today considered highly musical. It transported them from the human into the divine world. During the transition from the experience of the seventh to that of the pentatonic scales, this sense of the divine gradually diminished. Even so, in perceiving and emphasizing the fifth, a feeling of liberating the divine from the physical lingered on. But whereas with the seventh man felt himself completely removed into the spiritual world, with the fifth he reached up to the very limits of his physical body; felt his spiritual nature at the boundary of his skin, so to speak, a sensation foreign to modern ordinary consciousness. The age which followed the one just described—you know this from the history of music—was that of the third, the major and minor third. Whereas formerly music had been experienced outside man in a kind of ecstasy, now it was brought completely within him. The major and minor third, and with them the major and minor scales, took music right into man. As the age of the fifth passed over into that of the third man began to experience music inwardly, within his bounding skin. We see a parallel transition: on the one hand, in painting the spatial perspective which penetrates into space; on the other, in music, the scales of the third which penetrate into man's etheric-physical body; which is to say, in both directions a tendency toward naturalistic conception. In spatial perspective we have external naturalism, in the musical experience of the third “internal” naturalism. To grasp the essential nature of things is to understand man's position in the cosmos. The future development of music will be toward spiritualization, and involve a recognition of the special character of the individual tone. Today we relate the individual tone to harmony or melody in order that, together with other tones, it may reveal the mystery of music. In the future we will no longer recognize the individual tone solely in relation to other tones, which is to say according to its planal dimension, but apprehend it in depth; penetrate into it and discover therein its affinity for hidden neighboring tones. And we will learn to feel the following: If we immerse ourselves in the tone it reveals three, five or more tones; the single tone expands into a melody and harmony leading straight into the world of spirit. Some modern musicians have made beginnings in this experience of the individual tone in its dimension of depth; in modern musicianship there is a longing for comprehension of the tone in its spiritual profundity, and a wish—in this as in the other arts—to pass from the naturalistic to the spiritual element. Man's special relationship to the world as expressed through the arts becomes clear if we advance from those of the outer world, that is architecture, art of costuming, sculpture and painting, to those of the inner world, that is to music and poetry. I deeply regret the impossibility of carrying out my original intention of having Frau Dr. Steiner illustrate, with declamation and recitation, my discussion of the poetic art. Unfortunately she has not yet recovered from a severe cold. During this Norwegian lecture course my own cold forces me to a rather inartistic croaking, and we did not want to add Frau Dr. Steiner's. Rising to poetry, we feel ourselves confronted by a great enigma. Poetry originates in phantasy, a thing usually taken as synonymous with the unreal, the non-existent, with which men fool themselves. But what power expresses itself through phantasy? To understand that power, let us look at childhood. The age of childhood does not yet show the characteristics of phantasy. At best it has dreams. Free creative phantasy does not yet live and manifest in the child. It is not, however, something which, at a certain age in manhood, suddenly appears out of nothingness. Phantasy lies hidden in the child; he is actually full of it. What does it do in him? Whoever can observe the development of man with the unbiased eye of the spirit sees how at a tender age the brain, and indeed the whole of his organism, is still, as compared with man's later shape, quite unformed. In the shaping of his own organism the child is inwardly the most significant sculptor. No mature sculptor is able to create such marvelous cosmic forms as does the child when, between birth and the change of teeth, it plastically elaborates his organism. The child is a superb sculptor whose plastic power works as an inner formative force of growth. The child is also a musical artist, for he tunes his nerve strands in a distinctly musical fashion. To repeat: power of phantasy is power to grow and harmonize the organism. When the child has reached the time of the change of teeth, around his seventh year, then advances to puberty, he no longer needs such a great amount of plastic-musical power of growth and formation as, once, for the care of the body. Something remains over. The soul is able to withdraw a certain energy for other purposes, and this is the power of phantasy: the natural power of growth metamorphosed into a soul force. If you wish to understand phantasy, study the living force in plant forms, and in the marvelous inner configuratons of the organism as created by the ego; study everything creative in the wide universe, everything molding and fashioning and growing in the subsconscious regions of the cosmos; then you will have a conception of what remains over when man has advanced to a point in the elaborating of his own organism when he no longer needs the full quota of his power of growth and formative force. Part of it now rises up into the soul to become the power of phantasy. The final left-over (I cannot call it sediment, because sediment lies below while this rises upward)—the ultimate left-over is power of intellect. Intellect is the finely sifted-out power of phantasy, the last upward-rising remainder. People ignore this fact. They see intellect as of greater reality. But phantasy is the first child of the natural formative and growth forces; and because it cannot emerge as long as there is active growing, does not express direct reality. Only when reality has been taken care of does phantasy make its appearance in the soul. In quality and essential nature it is the same as the power of growth. In other words, what promotes growth of an arm in childhood is the same force which works in us later, in soul transformation, as poetic, artistic phantasy. This fact cannot be grasped theoretically; we must grasp it with feeling and will. Only then will we be able to experience the appropriate reverence for phantasy, and under certain circumstances the appropriate humor; in brief, to feel phantasy as a divine, active power in the world. Coming to expression through man, it was a primary experience for those human beings of ancient times of whom I spoke in the last lecture, when art and knowledge were a unity, when knowledge was acquired through artistic rites rather than the abstractions of laboratory and clinic; when physicians gained their knowledge of man not from the dissecting room but from the Mysteries where the secrets of health and disease, the secrets of the nature of man, were divulged in high ceremonies. It was sensed that the god who lives and weaves in the plastic and musical formative forces of the growing child continues to live in phantasy. At that time, when people felt the deep inner relationship between religion, art and science, they realized that they had to find their way to the divine, and take it into themselves for poetic creation; otherwise phantasy would be desecrated. Thus ancient poetic drama never presented common man, for the reason that mankind's ancient dramatic phantasy would have considered it absurd to let ordinary human beings converse and carry out all kinds of gestures on the stage. Such a fact may sound paradoxical today, but the anthroposophical researcher—knowing all the objections of his opponents—must nevertheless state the truth. The Greeks prior to Sophocles and Aeschylus would have asked: Why present something on the stage which exists, anyhow, in life? We need only to walk on the street or enter a room to see human beings conversing and gesturing. This we see everywhere. Why present it on a stage? To do so would have seemed foolish. Actors were to represent the god in man, and above all the god who, rising out of terrestrial depths, gave man his will power. With a certain justification our predecessors, the ancient Greeks, experienced this will-endowment as rising up out of the earth. The gods of the depths who, entering man, endow him with will, these Dionysiac gods were to be given stage presentation. Man was, so to speak, the vessel of the Dionysiac godhead. Actors in the Mysteries were human beings who received into themselves a god. It was he who filled them with enthusiasm. On the other hand, man who rose to the goddess of the heights (male gods were recognized as below, female gods in the heights), man who rose in order that the divine could sink into him became an epic poet who wished not to speak himself but to let the godhead speak through him. He offered himself as bearer to the goddess of the heights that she, through him, might look upon earth events, upon the deeds of Achilles, Agamemnon, Odysseus and Ajax. Ancient epic poets did not care to express the opinions of such heroes; opinions to be heard every day in the market place. It was what the goddess had to say about the earthly-human element when people surrendered to her influence that was worth expression in epic poetry. “Sing, oh goddess, the wrath of Achilles, son of Peleus”: thus did Homer begin the Iliad. “Sing, oh goddess, of that ingenious hero,” begins the Odyssey. This is no phrase; it is a deeply inward confusion of a true epic poet who lets the goddess speak through him instead of speaking himself, who receives the divine into his phantasy, that child of the cosmic forces of growth, so that the divine may speak about world events. After the times had become more and more materialistic, Klopstock, who still had real artistic feeling, wrote his Messiade. Inasmuch as man no longer looked up to the gods, he did not dare to say: Sing, oh goddess, the redemption of sinful man as fulfilled here on earth by the Messiah. He no longer dared to do this in the eighteenth century, but cried instead: “Sing, oh immortal soul, of sinful man's redemption.” In other words, he still possessed something which was lifted above the human level. His words reveal a certain bashfulness about what was fully valid in ancient times: “Sing, oh goddess, the wrath of Achilles, son of Peleus.” Thus the dramatist felt as if the god of the depths had risen, and that he himself was to be that god's vessel; the epic poet as if the Muse, the goddess, had descended into him in order to judge earthly conditions. The ancient Greek actor avoided presentation of the individual human element. That is why he wore high thick-soled shoes, cothurni, and used a simple musical instrument through which his voice resounded. He desired to lift the dramatic action above the individual-personal. I do not speak against naturalism. For a certain age it was right and inevitable. For when Shakespeare conceived his dramatic characters in their supreme perfection, man had arrived at presenting, humanly, the human element. Quite a different urge and artistic feeling held sway at that period. But the time has come when, in poetic art also, we must find our way back to the spiritual, to presenting dramatic figures in whom man himself, as a spiritual as well as bodily being, can move within the all-permeating spiritual events of the world. I have made a first weak attempt in my Mystery dramas. There human beings converse not as people do in the market place or on the street, but as they do when higher spiritual impulses play between them, and their instincts, desires and passion are crossed by paths of destiny, of karma, active through millennia in repeated lives. It is imperative to turn to the spiritual in all spheres. We must make good use of what naturalism has brought us; must not lose what we have acquired by having for centuries now held up, as an ideal of art, the imitation of nature. Those who deride materialism are bad artists, bad scientists. Materialism had to happen. We must not look down mockingly on earthly man and the material world. We must have the will to penetrate into this material world spiritually; nor despise the gifts of scientific materialism and naturalistic art; must—though not by developing dry symbolism or allegory—find our way back to the spiritual. Symbolism and allegory are inartistic. The starting point for a new life of art can come only by direct stimulation from the source whence spring all anthroposophical ideas. We must become artists, not symbolists or allegorists, by rising, through spiritual knowledge, more and more into the spiritual world. It can be attained quite specially if, in the art of recitation and declamation, we transcend naturalism. In this connection we should remember how genuine artists like Schiller and Goethe formed their poems. In Schiller's soul there lived an indefinite melody, and in Goethe's an indefinite picture, a form, before ever they put down the words of their poems. Often, today, the chief emphasis in recitation and declamation is placed on prose content. But that is only a makeshift. The prose content of a poem, what lies in the words as such, is of little importance; what is important is the way the poet shapes and forms it. Ninety-nine percent of those who write verse are not artists. In a poem everything depends on the way the poet uses the musical element, rhythm, melody, the theme, the imaginative element, the evocation of sounds. Single words give the prose content. The crux is how we treat that prose content; whether, for instance, we choose a fast or slow rhythm. We express joyful anticipation by a fast rhythm. If we say: The hero was full of joyful anticipation, we have prose even if it occurs in a poem. It is essential, in such an instance, to choose a rapidly moving rhythm. When I say: The woman was deeply sad, I have prose, even in a poem. But when I choose a rhythm which flows in soft slow waves, I express sorrow. To repeat, everything depends on form, on rhythm. When I say, The hero struck a heavy blow, it is prose. But if the poet speaks in fuller, not ordinary tones, if he offers a fuller u-tone, a fuller o-tone, instead of a's and e's, he expresses his intention in the very formation of speech. In declamation and recitation one has to learn to shape language, to foster the elements of melody, rhythm, beat, not prose content. One has also to gauge the effect of a dull sound upon a preceding light sound, and a light sound upon the following dark one, thus expressing a soul experience in the treatment of the speech sounds. Words are the medium of recitation and declamation: a little-understood art which we have striven to develop. Frau Dr. Steiner has given years to it. When we return to artistic feeling on a higher level we return to speech formation as contrasted with the modern emphasis on prose content. Nothing derogatory shall be said against prose content. Having achieved it through the naturalism which made us human, we must keep it. At the same time we must again become imbued with soul and spirit. Word-content can never express soul and spirit. The poet is justified in saying: “If the soul speaks, alas, it is no longer the soul that speaks.” For prose is not the soul's language. It expresses itself in beat, rhythm, melodious theme, image, and the formation of speech sounds. The soul is present as long as the poem expresses rising and falling inner movements. I make a distinction between declamation and recitation: two separate arts. Declamation has its home in the north; and is effective primarily through the weight of its syllables: chief stress, secondary stress. In contrast, the reciting artist has always lived in the south. In recitation man takes into account not the weight but the measure of the syllables: long syllable, short syllable. Greek reciters, presenting their texts concisely, experienced the hexameter and pentameter as mirrors of the relationship between breathing and blood circulation. There are approximately eighteen breaths and seventy-two pulse-beats per minute. Breath and pulse-beat chime together. The hexameter has three long syllables, the fourth is the caesura. One breath measures four pulse beats. This one-to-four relation appearing in the measure and scanning of the hexameter brings to expression the innermost nature of man, the secret of the relation of breath and blood circulation. This reality cannot be perceived with our intellect; it is an instinctive, intuitive-artistic experience. And beautifully illustrated by the two versions of Goethe's Iphigenie when spoken one after the other. We have done that often and would have done so today if Frau Dr. Steiner were not indisposed. Before he went to Italy, Goethe wrote his Iphigenie as Nordic artist (to use Schiller's later word for him), in a form which can be presented only through the art of declamation, chief stress, secondary stress, when the life of the blood preponderates. In Italy he rewrote this work. It is not always noticed, but a fine artistic feeling can clearly distinguish the German from the Roman Iphigenie. Because Goethe introduced the recitative element into his Northern declamatory Iphigenie, this Italian, this Roman Iphigenie asks for an altered reading. If one reads both versions, one after the other, the marvelous difference between declamation and recitation becomes strikingly clear. Recitation was at home in Greece where breath measured the faster blood circulation. Declamation was at home in the North where man lived in his inmost nature. Blood is a quite special fluid because it contains the inmost human element. In it lives the human character. That is why the Northern poetic artist became a declamatory artist. As long as Goethe knew only the North he was a declamatory artist and wrote the declamatory German Iphigenie; but transformed it when he had been softened to meter and measure through seeing the Italian Renaissance art which he felt to be Greek. I do not wish to spin theories, I wish to describe feelings which anthroposophists can kindle for the world of art. Only so shall we develop a true artistic feeling for everything. One more point. How do we behave on a stage today? Standing in the background we ponder how we would walk down a street or through a drawing-room, then behave that way on the stage. It is all right if we introduce this personal element, but it does lead us away from real style in stage direction, which always means taking hold of the spirit. On the stage, with the audience sitting in front, we cannot behave naturalistically. Art appreciation is largely immersed in the unconsciousness of the instincts. It is one thing if with my left eye I see somebody walk by, passing, from his point of view, from right to left, while, from mine, from left to right. It is quite another thing if this happens in the opposite direction. Each time I have a different sensation; something different is imparted. We must relearn the spiritual significance of directions, what it means when an actor walks from left to right, or from right to left, from back to front, or vice versa; must feel the impossibility of standing in the foreground when about to start a long speech. The actor should say the first words far back, then gradually advance, making a gesture toward the audience in front and addressing both the left and right. Every movement can be spiritually apprehended out of the general picture, and not merely as a naturalistic imitation of actions on the street or in the drawing-room. Unfortunately people no longer wish to make an artistic study of all this; they have become lazy. Materialism permits indolence. I have wondered why people who demand full naturalism—there are such—do not adopt a stage with four walls. No room has three. But with a four-wall set how many tickets would be sold? Through such paradoxes we can call attention to the great desideratum: true art in contrast to mere imitation. Now that naturalism has followed the grand road from naturalistic stage productions to the films (neither philistine nor pedant in this regard, I know how to value something for which I do not care too much) we must find the way back to presentation of the spiritual, the genuine, the real; must refind the divine-human element in art by refinding the divine-spiritual. Anthroposophy would take the path to the spirit in the plastic arts also. That was our intention in building the Goetheanum at Dornach, this work of art wrested from us. And we must do it in the new art of eurythmy. And in recitation and declamation. Today people do breathing exercises and manipulate their speech organism. But the right method is to bring order into the speech organism by listening to one's own rhythmically spoken sentence, which is to say, through exercises in breathing-while-speaking. These things need reorientation. This cannot originate in theory, proclamations and propaganda; only in spiritual-practical insight into the facts of life, both material and spiritual. Art, always a daughter of the divine, has become estranged from her parent. If it finds its way back to its origins and is again accepted by the divine, then it will become what it should within civilization, within world-wide culture: a boon for mankind. I have given only sketchy indications of what Anthroposophy wishes to do for art, but they should make clear an immense desire to unfold the right element in every sphere. The need is not for theory—art is not theory. The need is for living, fully living, in the artistic quality while striving for understanding. Such an orientation leads beyond discussion to genuine appreciation and creation. If art is to be fructified by a world-conception, this is the crux of the matter. Art has always taken its rise from a world-conception, from inner world-experience. If people say: Well, we couldn't understand the art forms of Dornach, we must reply: Can those who have never heard of Christianity understand Raphael's Sistine Madonna? Anthroposophy would like to lead human culture over into honest spiritual world-experience. |