310. Human Values in Education: Stages of Childhood
19 Jul 1924, Arnheim Translated by Vera Compton-Burnett Rudolf Steiner |
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It might appear that this is an external organisation, but in the course of these lectures we shall see how inward it can be. In addition to this man still has his ego-organisation, which is not to be found in the animal world and which he alone possesses among earthly beings. |
310. Human Values in Education: Stages of Childhood
19 Jul 1924, Arnheim Translated by Vera Compton-Burnett Rudolf Steiner |
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You will have gathered from the remarks I have made during the last two days that there is a fundamental change in the inner constitution of the human being at every single stage of his life. Today, certainly, modern psychologists and physiologists also take this into account. They too reckon with these changes which take place in the course of life, firstly up to the change of teeth, then up to puberty, and again from puberty into the twenties. But these differences are more profound than can be discovered by means of the methods of observation customary today, which do not reach far enough, however excellent they may be. We must take a further step and examine these differences from aspects demanded by spiritual science. You will hear many things that are already familiar to you, but you must now enter more deeply into them. Even when the child enters this world from the embryo condition, that is, to take an external characteristic, when he adapts himself to the outer process of breathing, even then, physiologically speaking, he is not yet received directly by the outer world, for he takes the natural nourishment of the mother's milk. He is not nourished as yet by what comes from the outer world, but by what comes from the same source as the child himself. Now today people study the substances they meet with in the world more or less according to their external, chemical, physical properties only and do not consider the finer attributes which they possess through their spiritual content. Nowadays everything is considered in this way. Such methods are not to be condemned; on the contrary they should be recognised as justified. Nevertheless because the time came when man was concerned only with the outer aspects of things, aspects which could not be so regarded in earlier civilisations, he has now reached a point of extreme externalisation. If I may make a comparison, things are observed today in some such way as this. We say: I look upon death, upon dying; plants die, animals die, human beings die. But surely the question arises as to whether dying, the passing away of the various forms of life with which we come in contact, is in all three kinds of living beings the same process, or whether this only appears outwardly to be so. We can make use of the following comparisons: If I have a knife there is a real difference whether I cut my food with it, or whether I use it for shaving. In each case it is a knife, but the properties of “knife” must be further differentiated. Such differentiation is in many cases not made today. No differentiation is made between the dying of a plant, an animal or a man. We meet the same thing in other domains too. There are people who in a certain way want to be philosophers of nature, and because they aim at being idealistic, even spiritual, they assert that plants may well have a soul; and they try to discover in an external way those characteristics of plants which seem to indicate that they have certain soul qualities. They make a study of those plants which, when they are approached by insects, tend to open their petals. The insect is caught, for it is attracted by the scent of what is in the plant. Such a plant is the Venus Flytrap. It closes its petals with a snap and the insect is trapped. This is considered to be a sort of soul quality in the plant. Well, but I know something else which works in the same way. It is to be found in all sorts of places. The mouse, when it comes near, feels attracted by the smell of a dainty morsel; it begins to nibble, and—hey presto! snap goes the mousetrap. If one were to make use of the same thought process as in the case of a plant, one might say: the mousetrap has a soul. This kind of thinking, however, although quite legitimate under certain conditions never leads to conclusions of any depth, but remains more or less on the surface. If we wish to gain a true knowledge of man we must penetrate into the very depths of human nature. It must be possible for us to look in a completely unprejudiced way at things which appear paradoxical vis-à-vis external methods of observation. Moreover it is very necessary to take into consideration everything which, taken together, makes up the entire human organisation. In man we have, to begin with, the actual physical organism which he has in common with all earthly beings and particularly with the mineral kingdom. In man, however, we have clearly to distinguish between his physical organism and his etheric organism. The latter he has in common only with the plant world, not with the minerals. But a being endowed only with an etheric organism could never experience feeling, never attain to an inner consciousness. For this again man has his astral organism, which he has in common with the animal world. It might appear that this is an external organisation, but in the course of these lectures we shall see how inward it can be. In addition to this man still has his ego-organisation, which is not to be found in the animal world and which he alone possesses among earthly beings. What we are here considering is in no sense merely an external, intellectual pattern; moreover, in speaking, for instance, of an etheric or life-body, this has no connection whatever with what an outmoded natural science once called “life-force,” “vital-force” and so on. On the contrary, it is the result of observation. If, for instance, we study the child up to the age of the change of teeth, we see that his development is primarily dependent on his physical organism. The physical organism must gradually adapt itself to the outer world, but this cannot take place all at once, not even if considered in the crudest physical sense. This physical body, just because it contains what the human being has brought with him out of the spiritual world in which he lived in pre-earthly existence, cannot forthwith assimilate the substances of the outer world, but must receive them specially prepared in the mother's milk. The child must, so to say, remain closely connected with what is of like nature with himself. He must only gradually grow into the outer world. And the conclusion of this process of the physical organism growing into the outer world is indicated by the appearance of the second teeth at about the seventh year. At approximately this age the child's physical organism completes the process of growing into the world. During this time, however, in which the organisation is chiefly concerned with the shaping and fashioning of the bony system, the child is only interested in certain things in the outer world, not in everything. He is only interested in what we might call gesture, everything that is related to movement. Now you must take into account that at first the child's consciousness is dream-like, shadowy; to begin with his perceptions are quite undefined, and only gradually do they light up and gain clarity. But fundamentally speaking the fact remains that during the time between birth and the change of teeth the child's perception adheres to everything in the nature of gesture and movement and does so to such an extent, that in the very moment when he perceives a movement he feels an inner urge to imitate it. There exists a quite definite law of development in the nature of the human being which I should like to characterise in the following way. While the human being is growing into the physical, earthly world, his inner nature is developing in such a way that this development proceeds in the first place out of gesture, out of differentiation of movement. In the inner nature of the organism speech develops out of movement in all its aspects, and thought develops out of speech. This deeply significant law underlies all human development. Everything which makes its appearance in sound, in speech, is the result of gesture, mediated through the inner nature of the human organism. If you turn your attention to the way in which a child not only learns to speak, but also learns to walk, to place one foot after the other, you can observe how one child treads more strongly on the back part of the foot, on the heel, and another walks more on the toes. You can observe children who in learning to walk tend to bring their legs well forward; with others you will see that they are more inclined to hold back, as it were, between two steps. It is extraordinarily interesting to watch a child learning to walk. You must learn to observe this. But it is more interesting still, although much less attention is paid to it, to see how a child learns to grasp something, how he learns to move his hands. There are children who, when they want something, move their hands in such a way that even the fingers are brought into movement. Others keep their fingers still, and stretch out their hands to take hold without moving the fingers. There are children who stretch out their hand and arm, while keeping the upper part of the body motionless; there are others who immediately let the upper part of the body follow the movement of arm and hand. I once knew a child who, when he was very small and his high-chair was placed at a little distance from the table on which stood some dish he wished to get at, proceeded to “row” himself towards it; his whole body was then in movement. He could make no movements at all without moving his whole body. This is the first thing to look out for in a child; for how a child moves reveals the most inward urge of life, the primal life impulse. At the same time there appears in the child's movement the tendency to adapt himself to others, to carry out some movement in the same way as his father, mother or other member of the family. The principle of imitation comes to light in gesture, in movement. For gesture is what appears first of all in human evolution, and in the special constitution of the physical, soul and spiritual organism of man gesture is inwardly transformed; it is transformed into speech. Those who are able to observe this know without any doubt that a child who speaks as though the sentences were hacked out of him is one who sets his heels down first; while a child who speaks in such a way that the sentences run one into the other tends to trip on his toes. A child who takes hold of things more lightly with his fingers has the tendency to emphasise the vowel element, while a child who is inclined to stress the consonants will bring his whole arm to his aid when grasping something. We receive a very definite impression of a child's potentialities from his manner of speaking. And to understand the world, to understand the world through the medium of the senses, through the medium of thought, this too is developed out of speech. Thought does not produce speech, but speech thought. So it is in the cultural development of humanity as a whole; human beings have first spoken, then thought. So it is also with the child; first out of movement he learns to speak, to articulate only then does thinking come forth from speech. We must therefore look upon this sequence as being something of importance: gesture, speech, thought, or the process of thinking. All this is especially characteristic in the first epoch of the child's life, up to the change of teeth. When little by little the child grows into the world during the first, second, third and fourth years of life, he does so through gesture; everything is dependent on gesture. Indeed, I would say that speaking and thinking take place for the most part unconsciously; both develop naturally out of gesture, even the first gesture. Therefore speaking approximately we can say: From the first to the seventh year gesture predominates in the life of the child, but gesture in the widest sense of the word, gesture which in the child lives in imitation. As educators we must keep this firmly in mind for actually up to the change of teeth the child only takes in what comes to him as gesture, he shuts himself off from everything else. If we say to the child: Do it like this, do it like that, he really does not hear, he does not take any notice. It is only when we stand in front of him and show him how to do it that he is able to copy us. For the child works according to the way I myself am moving my fingers, or he looks at something just as I am looking at it, not according to what I tell him. He imitates everything. This is the secret of the development of the child up to the change of teeth. He lives entirely in imitation, entirely in the imitation of what in the widest possible sense comes to meet him from outside as gesture. This accounts for the surprises we get when faced with the education of very young children. A father came to me once and said, “What shall I do? Something really dreadful has happened. My boy has been stealing.” I said, “Let us first find out whether he really steals. What has he done?” The father told me that the boy had taken money out of the cupboard, had bought sweets with it and shared them with the other boys. I said “Presumably that is the cupboard out of which the boy has often seen his mother taking money, before going shopping; he is quite naturally imitating her.” And this proved to be the case. So I said further, “But that is not stealing; that lies as a natural principle of development in the boy up to the change of teeth. He imitates what he sees; he must do so.” In the presence of a child therefore we should avoid doing anything which he should not imitate. This is how we educate him. If we say: You should not do this or that, it does not influence the child in the slightest degree up to the change of teeth. It could at most have some effect if one were to clothe the words in a gesture, by saying: Now look, you have just done something that I would never do!—for this is in a way a disguised gesture. It comes to this: with our whole manhood we should fully understand how up to the change of teeth the child is an imitating being. During this time there is actually an inner connection between the child and his environment, between all that is going on around him. Later on this is lost. For however strange and paradoxical it may sound to people today, who are quite unable to think correctly about the spirit, but think always in abstractions, it is nevertheless true that the whole relationship of the child to gesture and movement in his surroundings has an innate religious character. Through his physical body the child is given over to everything in the nature of gesture; he cannot do otherwise than yield himself up to it. What we do later with our soul, and still later with our spirit, in that we yield ourselves up to the divine, even to the external world, as again spiritualised, this the child does with his physical body when he brings it into movement. He is completely immersed in religion, both with his good and his bad qualities. What remains with us as soul and spirit in later life, this the child has also in his physical organism. If therefore the child lives in close proximity with a surly, “bearish” father, liable to fall into rages, someone who is often irritable and angry, expressing uncontrolled emotions in the presence of the child, while the inner causes of such emotions are not as yet understood by the child, nevertheless what he sees, he experiences as something not moral. The child perceives simultaneously, albeit unconsciously, the moral aspects of these outbreaks, so that he has not only the outer picture of the gesture, but also absorbs its moral significance. If I make an angry gesture, this passes over into the blood organisation of the child, and if these gestures recur frequently they find expression in his blood circulation. The child's physical body is organised according to the way in which I behave in his presence, according to the kind of gestures I make. Moreover if I fail in loving understanding when the child is present, if, without considering him I do something which is only suitable at a later age, and am not constantly on the watch when he is near me, then it can happen that the child enters lovingly into something which is unfitted for his tender years, but belongs to another age, and his physical body will in that case be organised accordingly. Whoever studies the whole course of a man's life from birth to death, bearing in mind the requirements of which I have spoken, will see that a child who has been exposed to things suitable only to grown-up people and who imitates these things will in his later years, from the age of about 50, suffer from sclerosis. One must be able to examine such phenomena in all their ramifications. Illnesses that appear in later life are often only the result of educational errors made in the very earliest years of childhood. This is why an education which is really based on a knowledge of man must study the human being as a whole from birth until death. To be able to look at man as a whole is the very essence of anthroposophical knowledge. Then too one discovers how very strong the connection is between the child and his environment. I would go as far as to say that the soul of the child goes right out into his surroundings, experiences these surroundings intimately, and indeed has a much stronger relationship to them than at a later period of life. In this respect the child is still very close to the animal, only he experiences things in a more spiritual way, in a way more permeated with soul. The animal's experiences are coarser and cruder, but the animal too is related to its environment. The reason why many phenomena of recent times remain unexplained is because people are not able to enter into all the details involved. There is, for instance, the case of the “calculating horses” which has made such a stir recently, where horses have carried out simple arithmetical operations through stamping with their hooves. I have not seen the famous Elberfelder horses, but I have seen the horse belonging to Herr von Osten. This horse did quite nice little sums. For instance Herr von Osten asked: How much is 5 + 7? And he began to count, beginning with 1, and when he got to 12 the horse stamped with its foot. It could add up, subtract and so on. Now there was a young professor who studied this problem and wrote a book about it which is extremely interesting. In this book he expounds the view that the horse sees certain little gestures made by Herr von Osten, who always stands close to the horse. His opinion is that when Herr von Osten counts 7 + 5 up to 12 and the horse stamps when the number 12 is reached, this is because Herr von Osten makes a very slight gesture when he comes to 12 and the horse, noticing this, duly stamps his foot. He believes that it can all be traced back to something visible. But now he puts a question to himself: “Why,” he says, “can you not see this gesture which Herr von Osten makes so skilfully that the horse sees it and stamps at the number 12?” The young professor goes on to say that these gestures are so slight that he as a human being cannot see them. From this the conclusion might be drawn that a horse sees more than a professor! But this did not convince me at all, for I saw this wonder of an intelligent horse, the clever Hans, standing by Herr von Osten in his long coat. And I saw too that in his right-hand pocket he had lumps of sugar, and while he was carrying out his experiments with the horse he always handed it one lump after another, so that feeling was aroused in the horse associating sweet things with Herr von Osten. In this way a sort of love was established between Herr von Osten and the horse. And only when this is present, only when the inner being of the horse is, as it were, merged into the inner being of Herr von Osten through the stream of sweetness that flows between them, only then can the horse “calculate,” for it really receives something—not through gesture, but through what Herr von Osten is thinking. He thinks: 5 + 7 = 12, and by means of suggestion the horse takes up this thought and even has a distinct impression of it. One can actually see this. The horse and his master are in a certain way merged in feeling one into the other: they impart something to one another reciprocally when they are united through the medium of sweetness. So the animal still has this finer relationship to its environment, and this can be stimulated from outside, as, in this case, by means of sugar. In a delicate way a similar relationship to the outer world is still present in children also. It lives in the child and should be reckoned with. Education in the kindergarten should therefore never depend on anything other than the principle of imitation. The teacher must sit down with the children and just do what she wishes them to do, so that the child has only to copy. All education and instruction before the change of teeth must be based on this principle. After the change of teeth all this becomes quite different. The soul life of the child is now completely changed. No longer does he perceive merely the single gestures, but now he sees the way in which these gestures accord with one another. For instance, whereas previously he only had a feeling for a definite line, now he has a feeling for co-ordination, for symmetry. The feeling is awakened for what is co-ordinated or uncoordinated, and in his soul the child acquires the possibility of perceiving what is formative. As soon as this perception is awakened there appears simultaneously an interest in speech. During the first seven years of life there is an interest in gesture, in everything connected with movement; in the years between seven and fourteen there is an interest in everything connected with the pictorial form, and speech is pre-eminently pictorial and formative. After the change of teeth the child's interest passes over from gesture to speech, and in the lower school years from seven to fourteen we can work most advantageously through everything that lies in speech, above all through the moral element underlying speech. For just as the child before this age has a religious attitude towards the gesture which meets him in the surrounding world, so now he relates himself in a moral sense—his religious feeling being gradually refined into a soul experience—to everything which approaches him through speech. So now, in this period of his life, one must work upon the child through speech. But whatever is to work upon him in this way must do so by means of an unquestioned authority. When I want to convey to the child some picture expressed through speech, I must do so with the assurance of authority. I must be the unquestioned authority for the child when through speech I want to conjure up before him some picture. Just as we must actually show the little child what we want him to do, so we must be the human pattern for the child between the change of teeth and puberty. In other words, there is no point whatever in giving reasons to a child of this age, in trying to make him see why we should do something or not do it, just because there are well-founded reasons for or against it. This passes over the child's head. It is important to understand this. In exactly the same way as in the earliest years of life the child only observes the gesture, so between the change of teeth and puberty he only observes what I, as a human being, am in relation to himself. At this age the child must, for instance, learn about what is moral in such a way that he regards as good what the naturally accepted authority of the teacher, by means of speech, designates as good; he must regard as bad what this authority designates as bad. The child must learn: What my teacher, as my authority, does is good, what he does not do is bad. Relatively speaking then, the child feels: When my teacher says something is good, then it is good; and if he says something is bad, then it is bad. You will not attribute to me, seeing that 30 years ago I wrote my Philosophy of Freedom a point of view which upholds the principle of authority as the one and only means of salvation. But through the very fact of knowing the true nature of freedom one also knows that between the change of teeth and puberty the child needs to be faced with an unquestioned authority. This lies in the nature of man. Everything is doomed to failure in education which disregards this relationship of the child to the unquestioned authority of the personality of the teacher and educator. The child must be guided in everything which he should do or not do, think or not think, feel or not feel, by what flows to him, by way of speech, from his teacher and educator. At this age therefore there is no sense in wanting to approach him through the intellect. During this time everything must be directed towards the life of feeling, for feeling is receptive to anything in the nature of pictures and the child of this age is so constituted that he lives in the world of pictures, of images, and has the feeling of welding separate details into a harmonious whole. This is why, for instance, what is moral cannot be brought to the child by way of precept, by saying: You should do this, you should not do that. It simply doesn't work. What does work is when the child, through the way in which one speaks to him, can feel inwardly in his soul a liking for what is good, a dislike of what is bad. Between the change of teeth and puberty the child is an aesthete and we must therefore take care that he experiences pleasure in the good and displeasure in what is bad. This is the best way for him to develop a sense of morality. We must also be sincere, inwardly sincere in the imagery we use in our work with the child. This entails being permeated to the depths of our being by everything we do. This is not the case if, when standing before the child we immediately experience a slight sense of superiority: I am so clever—the child is so stupid. Such an attitude ruins all education; it also destroys in the child the feeling for authority. Well then, how shall I transform into a pictorial image something that I want to impart to the child? In order to make this clear I have chosen the following example as an illustration. We cannot speak to the child about the immortality of the soul in the same way as to a grown-up person; but we must nevertheless convey to him some understanding of it. We must however do so in a pictorial way. We must build up the following picture and to do this may well take the whole lesson. We can explain to the child what a butterfly's chrysalis is, and then speak in some such words as these: “Well, later on the finished butterfly flies out of the chrysalis. It was inside all the time only it was not yet visible, it was not yet ready to fly away, but it was already there inside.” Now we can go further and tell him that in a similar way the human body contains the soul, only it is not visible. At death the soul flies out of the body; the only difference between man and butterfly is that the butterfly is visible and the human soul is invisible. In this way we can speak to the child about the immortality of the soul so that he receives a true picture of immortality and one suited to his age. But in the presence of the child we must on no account have the feeling: I am clever, I am a philosopher and by no means of thought can I convince myself of the truth of immortality; the child is naive, is stupid, and so for him I will build up the picture of the butterfly creeping out of the chrysalis. If one thinks in this way one establishes no contact with the child, and then he gets nothing whatever from what he is told. There is only one possibility. We must ourselves believe in the picture, we must not want to be cleverer than the child; we must stand in the presence of the child as full of belief as he is. How can this be done? An anthroposophist, a student of spiritual science knows that the emergence of the butterfly from the chrysalis is actually a picture of the immortality of the human soul placed into the world by the gods. He can never think otherwise than that the gods inscribed into the world this picture of the emerging butterfly as an image of the immortality of the human soul. In all the lower stages of the process he sees the higher processes which have become abstract. If I do not get the idea that the child is stupid and I am clever, but if I stand before the child conscious that this actually is so in the world and that I am leading him to believe in something which I too believe with all my heart, then there arises an imponderable relationship between us, and the child makes real progress in his education. Then moral imponderabilia continually enters into our educational relationship. And this is the crux of the matter. When we are quite clear about this we shall, out of the whole nexus of our studies, come to see how we can find the right approach to an instruction which is truly educational, an education which really instructs. Let us take an example. How must the child learn to read and write? There is actually a great deal more misery connected with this than one usually imagines, though human intellectualism is far too crude to perceive it. One recognises that learning to read and write is a necessity, so it follows that the child must at all costs be drilled into learning reading and writing. But just consider what this means for a child! When they are grown-up, people have no inclination to put themselves in the child's place, to imagine what he undergoes when he learns to read and write. In our civilisation today we have letters, a, b, c and so on; they are there before us in certain definite forms. Now the child has the sound a (ah, as in father). When does he use it? This sound is for him the expression of an inner soul experience. He uses this sound when he is faced with something which calls up in him a feeling of wonder, of astonishment. This sound he understands. It is bound up with human nature. Or he has the sound e (eh, as in they). When does he use this? He uses it when he wants to show he has the feeling: “Something has come up against me; I have experienced something which encroaches on my own nature.” If somebody gives me a blow, I say e (eh).1 It is the same with the consonants. Every sound corresponds to some expression of life; the consonants imitate an outer, external world, the vowels express what is experienced inwardly in the soul. The study of language, philology, is today only approaching the first elements of such things. Learned scholars, who devote themselves to research into language, have given much thought to what, in the course of human evolution, may have been the origin of speech. There are two theories. The one represents the view that speech may have arisen out of soul experiences in much the same way as this takes place in the animal, albeit in its most primitive form—“moo-moo” being the expression of what the cow feels inwardly, and “bow-wow” what is experienced by the dog. And so, in a more complicated way, what in man becomes articulated speech arises out of this urge to give expression to inner feelings and experiences. In somewhat humorous vein this is called the “bow-wow theory.” The other point of view proceeds from the supposition that in the sounds of speech man imitates what takes place in the outer world. It is possible to imitate the sound of a bell, what is taking place inside the bell: “ding-dong—ding-dong.” Here there is the attempt to imitate what takes place in the outer world. This is the basis for the theory that in speech everything may be traced back to external sounds, external event. It is the “ding-dong theory.” So we have these two theories in opposition to one another. It is not in any way my intention to make fun of this, for as a matter of fact, both are correct: the “bow-wow” theory is right for the vowel element in speech, the “ding-dong” theory for the consonantal element. In transposing gestures into sounds we learn by means of the consonants to imitate inwardly outer processes; and in the vowels we give form to inner experiences of the soul. In speech the inner and the outer unite. Human nature, itself homogeneous, understands how to bring this about. We receive the child into the primary school. Through his inner organisation he has become a being able to speak. Now, suddenly he is expected to experience—I say experience deliberately weighing my words, not recognise, experience—a connection between astonishment, wonder, (ah) and the demonic sign a. This is something completely foreign to him. He is supposed to learn something which he feels to be utterly remote, and to relate this to the sound “ah.” This is something outside the sphere of a young child's comprehension. He feels it as a veritable torture if at the very outset we confront him with the forms of the letters in use today. We can, however, remember something else. The letters which we have today were not always there. Let us look back to those ancient peoples who had a picture writing. They used pictures to give tangible form to what was uttered, and these pictures certainly had something to do with what they were intended to express. They did not have letters such as we use, but pictures which were related to their meaning. Up to a certain point the same could be said of cuneiform writing. These were times when people still had a human relationship to things, even when these were fixed into a definite form. Today we no longer have this, but with the child we must go back to it again. We must of course not do so in such a way that we study the cultural history of ancient peoples and fall back on the forms which were once used in picture writing; but we must bring all our educational fantasy into play as teachers in order to create the kind of pictures we need. Fantasy, imagination [The German phantasie is often more equivalent to the English imagination than to fantasy. In this lecture the latter is probably more appropriate.] we must certainly have, for without it we cannot be teachers or educators. And so it is always necessary to refer to the importance of enthusiasm, of inspiration, when dealing with some characteristic feature of anthroposophy. It never gives me any pleasure, for instance, when I go into a class in our Waldorf School and notice that a teacher is tired and is teaching out of a certain mood of weariness. That is something one must never do. One simply cannot be tired, one can only be filled with enthusiasm. When teaching, one must be absolutely on the spot with one's whole being. It is quite wrong to be tired when teaching; tiredness must be kept for some other occasion. The essential thing for a teacher is that he learns to give full play to his fantasy. What does this mean? To begin with I call up in the child's mind something that he has seen at the market, or some other place, a fish for example. I next get him to draw a fish, and for this I even allow him to use colours, so that he paints as he draws and draws as he paints. This being achieved I then let him say the word “Fish,” not speaking the word quickly, but separating the sounds, “f-i-ssh.” Then I lead him on so that he says only the beginning of the word fish (f...) and gradually I transfer the shape of the fish into a sign that is somewhat fish like, while at the same time getting the child to say f ... And there we have it, the letter “f!” ![]() Or I let the child say Wave (W-a-v-e) showing him at the same time what a wave is (see sketch). Once again I let him paint this and get him to say the beginning of the word—w—and then I change the picture of a wave into the letter w. ![]() ![]() Continuing to work in the same way I allow the written characters gradually to emerge from the painting-drawing and drawing-painting, as indeed they actually arose in the first place. I do not bring the child into a stage of civilisation with which as yet he has nothing in common, but I guide him in such a way that he is never torn away from his relationship to the outer world. In order to do this there is no necessity to study the history of culture—albeit the writing in use today has arisen out of picture-writing—one must only give free play to one's fantasy, for then one brings the child to the point at which he is able to form writing out of this drawing and painting. Now we must not think of this only as an ingenious and clever new method. We must value the fact that the child unites himself inwardly with something that is new to him when his soul activity is constantly stimulated. He does not “grow into it” when he is pushed, so that he is always coming into an unfamiliar relationship with his environment. The whole point is that we are working on the inner being of the child. What is usually done today? It is perhaps already somewhat out-of-date, but not so long ago people gave little girls “beautiful” dolls, with real hair, dolls that could shut their eyes when one laid them down, dolls with pretty faces and so on. Civilisation calls them beautiful, but they are nevertheless hideous, because they are inartistic. What sort of dolls are these? They are the sort which cannot activate the child's fantasy. Now let us do something different. Tie a handkerchief so that you have a figure with arms and legs; then make eyes with blobs of ink and perhaps a mouth with red ink as well; now the child must develop his fantasy if he is to imagine this as having the human shape. Such a thing works with tremendous living force on the child, because it offers him the possibility of using his fantasy. Naturally one must do this first oneself. But the possibility must be provided for the child, and this must be done at the age when everything is play. It is for this reason that all those things which do not stimulate fantasy in the child are so damaging when given as toys. As I said, today these beautiful dolls are somewhat out-dated, for now we give children monkeys or bears. To be sure, neither do these toys give any opportunity for the unfolding of a fantasy having any relationship to the human being. Let us suppose that a child runs up to us and we give him a bear to cuddle. Things like this show clearly how far our civilisation is from being able to penetrate into the depths of human nature. But it is quite remarkable how children in a perfectly natural, artistic way are able to form imaginatively a picture of this inner side of human nature. In the Waldorf School we have made a transition from the ordinary methods of teaching to what may be termed a teaching through art, and this quite apart from the fact that in no circumstances do we begin by teaching the children to write, but we let them paint as they draw, and draw as they paint. Perhaps we might even say that we let them splash about, which involves the possibly tiresome job of cleaning up the classroom afterwards. I shall also speak tomorrow about how to lead over from writing to reading, but, quite apart from this painting and drawing, we guide the child as far as possible into the realm of the artistic by letting him practise modelling in his own little way, but without suggesting that he should make anything beyond what he himself wants to fashion out of his own inner being. The results are quite remarkable. I will mention one example which shows how something very wonderful takes place in the case of rather older children. At a comparatively early age, that is to say, for children between ten and eleven years old, we take as a subject in our curriculum the “Study of Man.” At this age the children learn to know how the bones are formed and built up, how they support each other, and so on. They learn this in an artistic way, not intellectually. After a few such lessons the child has acquired some perception of the structure of the human bones, the dynamic of the bones and their interdependence. Then we go over to the craft-room, where the children model plastic forms and we observe what they are making. We see that they have learned something from these lessons about the bones. Not that the child imitates the forms of the bones, but from the way in which he now models his forms we perceive the outer expression of an inner mobility of soul. Before this he has already got so far as to be able to make little receptacles of various kinds; children discover how to make bowls and similar things quite by themselves, but what they make out of the spontaneity of childhood before they have received such lessons is quite different from what they model afterwards, provided they have really experienced what was intended. In order to achieve this result, however, these lessons on the “Knowledge of Man” must be given in such a way that their content enters right into the whole human being. Today this is difficult. Anyone who has paid as many visits to studios as I have and seen how people paint and model and carve, knows very well that today hardly any sculptor works without a model; he must have a human form in front of him if he wishes to model it. This would have had no sense for a Greek artist. He had of course learned to know the human form in the public games, but he really experienced it inwardly. He knew out of his own inner feeling—and this feeling he embodied without the aid of a model—he knew the difference between an arm when it is stretched out or when, in addition, the forefinger is also extended, and this feeling he embodied in his sculpture. Today, however, when physiology is taught in the usual way, models or drawings of the bones are placed side by side, the muscles are described one after another and no impression is given of their reciprocal relationship. With us, when the children see a vertebra belonging to the spinal column, they know how similar it is to the skull-bone, and they get a feeling for the metamorphosis of the bones. In this way they enter livingly right into the different human forms and so feel the urge to express it artistically. Such an experience enters right into life; it does not remain external. My earnest wish, and also my duty as leader of the Waldorf School, is to make sure that wherever possible everything of a fixed nature in the way of science, everything set down in books in a rigid scientific form should be excluded from class teaching. Not that I do not value science; no one could value science more highly. Such studies can be indulged in outside the school, if so desired; but I should be really furious if I were to see a teacher standing in front of a class with a book in his or her hand. In teaching everything must come from within. This must be self-understood. How is botany taught today for instance? We have botany books; these are based on a scientific outlook, but they do not belong to the classroom where there are children between the change of teeth and puberty. The perception of what a teacher needs in the way of literature must be allowed to grow gradually out of the living educational principles I shall be speaking about here. So we are really concerned with the teacher's attitude of mind, whether in soul, spirit and body he is able to relate himself to the world. If he has this living relationship he can do much with the children between the change of teeth and puberty, for he is then their natural and accepted authority. The main thing is that one should enter into and experience things in a living way and carry over into life all that one has thus experienced. This is the great and fundamental principle which must form the basis of education today. Then the connection with the class will be there of itself, together with the imponderable mood and feeling that must necessarily go with it. Answers to a QuestionQuestion: There are grown-up people who seem to have remained at the imitative stage of childhood. Why is this? Dr. Steiner: It is possible at every stage of human development for someone to remain in a stationary condition. If we describe the different stages of development, adding to today's survey the embryonic stage, and continuing to the change of teeth, and on to puberty, we cover those epochs in which a fully developed human life can be formed. Now quite a short time ago the general trend of anthroposophical development brought it about that lectures could be held on curative education, with special reference to definite cases of children who had either remained backward or whose development was in some respect abnormal. We then took the further step of allowing certain cases to be seen which were being treated at Dr. Wegmann's Clinical-Therapeutic Institute. Among these cases there was one of a child of nearly a year old, about the normal size for a child of this age, but who in the formation of his physical body had remained approximately at the stage of seven or eight months embryo. If you were to draw the child in outline with only an indication of the limbs, which are somewhat more developed, but showing exactly the form of the head, as it actually is in the case of this little boy, then, looking cursorily at the drawing, you would not have the faintest idea that it is a boy of nearly a year old. You would think it an embryo, because this boy has in many respects kept after his birth the embryonic structure. Every stage of life, including the embryonic, can be carried over into a later stage; for the different phases of development as they follow one after the other, are such that each new phase is a metamorphosis of the old, with something new added. If you will only take quite exactly what I have already said in regard to the natural religious devotion of the child to his surroundings up to the change of teeth, you will see that this changes later into the life of soul, and you have, as a second attribute the aesthetic, artistic stage. Now it happens with very many children that the first stage is carried into the second, and the latter then remains poorly developed. But this can go still further: the first stage of physical embodiment can be carried over into each of the others, so that what was present as the original stage appears in all the later stages. And, for a superficial observation of life, it need not be so very obvious that an earlier stage has remained on into a later one, unless such a condition shows itself particularly late in life. Certain it is however that earlier stages are carried over into later ones. Let us take the same thing in a lower kingdom of nature. The fully grown, fully developed plant usually has root, stalk, with it cotyledon leaves, followed by the later green leaves. These are then concentrated in the calyx, the petals, the stamen, the pistil and so on. There are however plants which do not develop as far as the blossom, but remain behind at the stage of herbs and other plants where the green leaves remain stationary, and the fruit is merely rudimentary. How far, for instance, the fern has remained behind the buttercup! With the plant this does not lead to abnormality. Man however is a species for himself. He is a complete natural order. And it can happen that someone remains his whole life long an imitative being, or one who stands in need of authority. For in life we have not only to do with people who remain at the imitative stage, but also with those who in regard to their essential characteristics remain at the stage that is fully developed between the change of teeth and puberty. As a matter of fact there are very many such people, and with them this stage continues into later life. They cannot progress much farther, and what should be developed in later years can only do so to a limited extent. They remain always at the stage where they look for the support of authority. If there were no such people, neither would there be the tendency, so rife today, to form sects and such things, for sectarian associations are based on the fact that their adherents are not required to think; they leave the thinking to others and follow their leaders. In certain spheres of life, however, most people remain at the stage of authority. For instance, when it is a question of forming a judgment about something of a scientific nature people do not take the trouble to look into it themselves, but they ask: Where is the expert who must know about this, the specialist who is a lecturer at one of the universities? There you have the principle of authority. Again in the case of people who are ill the principle of authority is carried to extremes, even though here it may be justifiable. And in legal matters, for instance, nobody today will think of forming an independent judgment, but will seek the advice of a solicitor because he has the requisite knowledge. Here the standpoint is that of an eight or nine year old child. And it may well be that this solicitor himself is not much older. When a question is put to him he takes down a lawbook or portfolio and there again you have an authority. So it is actually the case that each stage of life can enter into a later one. The Anthroposophical Society should really only consist of people who are outgrowing authority, who do not recognise any such principle but only true insight. This is so little understood by people outside the Society that they are continually saying: “Anthroposophy is based on authority.” In reality the precise opposite is the case; the principle of authority must be outgrown through the kind of understanding and discernment which is fostered in anthroposophy. The important thing is that one should grasp every scrap of insight one can lay hold of in order to pass through the different stages of life.
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310. Human Values in Education: Three Epochs of Childhood
20 Jul 1924, Arnheim Translated by Vera Compton-Burnett Rudolf Steiner |
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At about 9⅓ years old the time has come which I have already characterised, when the ego begins to differentiate itself from the outer world. Then we can make a more realistic approach in our teaching about plants and animals. |
310. Human Values in Education: Three Epochs of Childhood
20 Jul 1924, Arnheim Translated by Vera Compton-Burnett Rudolf Steiner |
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Arising out of yesterday's lecture a further question has been put to me in connection with our subject and I should like to deal with it here. The question is this: “With reference to the law of imitation in a child's movements I regard as important an explanation of the following fact. My grandfather died when my father was between eighteen months and two years old. When he was about forty-five my father visited one of my grandfather's friends who was astonished at the similarity of all my father's movements and gestures with those of my grandfather. What was the cause of this, seeing that owing to my grandfather's early death there could hardly be any question of imitation!” So a man died when his son was between eighteen months and two years old and long afterwards, when the latter was in his 45th year, he heard from this friend, who was in a position to know, that as late as his 45th year he still imitated, or rather had the same gestures as his father. Of course we are dealing here with matters of such a nature that it is scarcely possible to do more than give certain guiding lines, omitting detailed explanations. Unfortunately our courses of lectures are short, and the theme, if it were to be gone into fully, would need many lectures and ample time, six months for instance, or even a whole year. Very many questions are therefore likely to arise, and it may well be possible to answer these if they are brought forward. I must however point out that owing to the limited time at our disposal a certain lack of clarity will inevitably arise and this could only be cleared up if it were possible to enter fully into every detail. With reference to the question which has been put I should like to interpolate the following remarks. If we take the first epoch of a child's life, that is, the time between birth and the change of teeth, the organisation of the child is working and developing in such a way that those predispositions are incorporated into the organism which I described yesterday as consisting of walking, which includes the general orientation of the human being, of speaking and thirdly of thinking. Now this is how things follow one another. Between the first and seventh year of life the child is so organised that he is mainly concerned with gesture; between approximately the seventh and fourteenth year he is concerned with speech, as I explained yesterday; and, again speaking approximately, between his fourteenth and twenty-first year he is so organised that he is mainly concerned with thinking. What thus makes its appearance in the course of twenty-one years is however already taking shape as predisposition in the first period of life, between birth and the change of teeth. In so far as the assimilation of gesture is concerned, and this includes walking freely in space without need of support, so that the arms and also the muscles of the face can move in an expressive way—in other words a general orientation, finding a living relationship with gesture and movement—all this is developed mainly in the first third of these years, that is to say in the first 2⅓ years. The main development of the child during this time lies in the unfolding and building up of gesture. The gestures then continue to develop, but in addition something more intimate and inward is now impressed into the speech organism. Although the child has already uttered a few words nevertheless the experience of speech as predisposition takes place after 2⅓ years. The actual experience and feeling for speech is fully developed between the seventh and fourteenth year, but as predisposition it is there between 2⅓ and 4⅔ years old. Naturally all this must be taken as an average. From then on the child develops the faculty of experiencing inwardly the first beginnings of thought. What unfolds and blossoms later, between the 14th and 21st year is already developing germinally between 4⅔ and 7 years old. The forming of gestures continues of course throughout these years, but other faculties enter in. We see therefore that in the main we have to place the time for the unfolding and forming of gestures right back to the first 2½ years. What is gained during this time lies deepest. This is only natural, for we can well imagine how fundamentally the principle of imitation works in the very first years of life. If you take all this together you will no longer find anything astonishing in what gave rise to the question that has been put here. The grandfather died when the father was between 1½ and 2 years old. Now this is precisely the time in which the forming of gesture is working most deeply. If the grandfather died then, the gestures the child imitated from him made by far the deepest impression. That is in no way altered by what may have been imitated later from other people. So just this particular case is extraordinarily significant when we consider it in detail. We tried yesterday to explain how in the second period of life, between the change of teeth and puberty, the child in the course of his development experiences everything that finds its expression through speech, in which the self-understood authority of the teacher and educator must play its part. The intercourse between teacher and child must be of such a kind that it works in a pictorial, imaginative way. And I pointed out how at this age one cannot approach the child with moral precepts but can only work effectively on his moral nature by awakening in him such feelings as can be awakened by pictures: so that the child receives pictures described by his teacher and educator, who is also his model. These work in such a way that what is good pleases him and what is bad gives him a feeling of distaste. Therefore at this preparatory or elementary school age morality must be instilled in pictorial form by way of the feelings. I explained further how writing must be brought to the child in a pictorial way and I showed how the forms of the letters must be developed out of the drawing-painting and the painting-drawing. Of all the arts this must be cultivated first, for it leads the child into civilisation. Everything which introduces the child at the very outset into the forms of the letters, which are completely strange to him, is quite wrong from an educational point of view; for the finished forms of the letters used in our present day civilisation work on the child like little demons. Now in an education built up on a knowledge of man, learning to write must precede learning to read. If you want to come near to a child of this age, immediately after the change of teeth, you must as far as possible approach the whole being of the child. The child when occupied in writing does at least bring the whole of the upper part of the body into activity; there is an inner mobility which is quite different from when only the head is kept busy learning the forms of the letters. The emancipated, independent faculties of the head can only be made use of at a later age. For this reason we can make a transition by allowing the child also to read what he has written. In this way an impression is made on him. By carrying out our teaching in this way at the Waldorf School it transpired that our children learn to read somewhat later than others; they even learn to write the letters a little later than children in other schools. It is necessary however, before forming a judgment in regard to this to be able really to enter into the nature of man with understanding. With the limited perception and feeling for a knowledge of man usual at the present day, people do not notice at all how detrimental it is for the general development of the human being if, as a child, he learns too early things so remote from him as reading and writing. Certainly nobody will experience any deficiency in his capacity to read and write, whose proficiency in these arts is attained somewhat later than others; on the other hand everyone who learns to read and write too early will suffer in this very respect. An education based on a knowledge of man must from the very beginning, proceed out of this ability to read human evolution and by understanding the conditions of life help the child in furthering the development of his own nature. This is the one and only way to a really health-giving education. To gain deeper insight we must enter somewhat into the being of man. In man we have in the first place his physical body which is most intensively developed in the first epoch of life. In the second epoch the higher, finer body, the etheric body, develops predominantly. Now it is a matter of great importance that in this study of man we should proceed in a truly scientific way, and we must conjure up the same courage as is shown today in other branches of science. A substance showing a definite degree of warmth, can be brought into a condition in which that warmth, hitherto bound up with substance, becomes freed. It is liberated and then becomes “free” warmth. In the case of mineral substances we have the courage to speak scientifically when we say that there is “bound” warmth and “free” warmth. We must acquire the same courage when we study the world as a whole. If we have this courage then the following reveals itself to us in regard to man. We can ask: Where are the forces of the etheric body in the first epoch of life? During this time they are bound up with the physical body and are active in its nourishment and growth. In this first epoch the child is different from what he becomes later. The entire forces of the etheric body are at first bound up with the physical body. At the end of the first epoch they are freed to some extent, just as warmth becomes free from the substances with which it was formerly bound up. What takes place now? Only a part of the etheric body is working after the change of teeth in the forces of growth and nourishment; the freed part becomes the bearer of the more intensive development of the memory, of qualities of soul. We must learn to speak of a soul that is “bound” during the first seven years of life and of a soul that has become free after the 7th year. For it is so. What we use as forces of the soul in the second seven years of life is imperceptibly bound up with the physical body during the first seven years; this is why nothing of a psychic nature becomes body free. A knowledge of how the soul works in the first seven years of life must be gained from observation of the body. And only after the change of teeth can any direct approach be made to what is purely of a soul nature. This is a way of looking at things which leads directly from the physical to the psychological. Just think of the many different approaches to psychology today. They are based on speculation pure and simple. People think things over and discover that on the one hand we have the soul and on the other hand the body. Now the following question arises: Does the body work on the soul as its original cause, or is it the other way round? If they get no further either way, they discover something so extraordinarily grotesque as psychophysical parallelism, the idea of which is that both manifestations run parallel, side by side. In this way no explanation is given for the interaction of one with the other, but one speaks only of parallelism. This is a sign that nothing is known about these things out of experience. Out of experience one would have to say: In the first seven years of a child's life one perceives the soul working in the body. How it works must be learned through observation, not through mere speculation. Anthroposophy as a means of knowledge rejects all speculation and proceeds everywhere from experience, but of course from physical and spiritual experience. So in the second period of life, in the time between the change of teeth and puberty the etheric body of man is our chief concern in education. Both teacher and child need above all those forces which are working in the etheric body, for these release the feeling life of the child, not yet judgment and thought. Deeply embedded in the nature of the child between the change of teeth and puberty is the third member of the human being, the astral body, which is the bearer of all feeling life and sensation. During this second period of life the astral body is still deeply embedded in the etheric body. Therefore, because the etheric body is now relatively free, we have the task to develop it in such a way that it can follow its own tendencies, helped and not hindered by education. When can it be so helped? This can happen when in the widest possible sense we teach and educate the child by means of pictures, when we build up imaginatively and pictorially everything that we wish him to absorb. For the etheric body is the body of formative forces; it models the wonderful forms of the organs, heart, lungs, liver and so on. The physical body which we inherit acts only as a model; after the first seven years, after the change of teeth, it is laid aside, and the second physical body is fashioned by the etheric body. This is why at this age we must educate in a way that is adapted to the plastic formative forces of the etheric body. Now, just as we teach the child by means of pictures, just as, among other things, he learns to write by a kind of painting-drawing—and we cannot introduce the child too early to what is artistic, for our entire teaching must be permeated with artistic feeling—so must we also bear the following in mind. Just as the etheric body is inseparably associated with what is formative and pictorial, so the astral body, which underlies the life of feeling and sensation, tends in its organisation towards the musical nature of man. To what then must we look when we observe the child? Because the astral body between the change of teeth and puberty is still embedded in the physical and etheric bodies every child whose soul life is healthy is inwardly deeply musical. Every healthy child is inwardly deeply musical. We have only to call up this musicality by making use of the child's natural liveliness and sense of movement. Artistic teaching therefore must, from the very beginning of school life, make use both of the plastic and pictorial arts and also of the art of music. Nothing abstract must be allowed to dominate; it is the artistic approach which is all-important, and out of what is artistic the child must be led to a comprehension of the world. But now we must proceed in such a way that the child learns gradually to find his own orientation in the world. I have already said that it is most repugnant to me if I see scientific text books brought into school and the teaching carried out along those lines. For today in our scientific work, which I fully recognise, we have deviated in many respects from a conception of the world which is in accordance with nature. We will now ask ourselves the following question, bearing in mind that in the course of discussion other things may have to be added. At about what age can one begin to teach children about the plant world? This must be done neither too late nor too early. We must be aware that a very important stage in a child's development is reached between the 9th and 10th year. Those who see with the eye of a teacher observe this in every child. There comes a time in which the child, although he does not usually express it in words, nevertheless shows in his whole behaviour that he has a question, or a number of questions, which betray an inner crisis in his life. This is an exceptionally delicate experience in the child and an exceptionally delicate sense for these things is necessary if one is to perceive it. But it is there and it must be observed. At this age the child learns quite instinctively to differentiate himself from the outer world. Up to this time the “I” and the outer world interpenetrate each other, and it is therefore possible to tell the child stories about animals, plants and stones in which they all behave as though they were human beings. Indeed this is the best approach, for we should appeal to the child's pictorial, imaginative sense, and this we do if we speak about the kingdoms of nature in this way. Between the 9th and 10th year however the child learns to say “I” in full consciousness. He learns this earlier of course, but now he does so consciously. These years, therefore, when the consciousness of the child is no longer merged with the outer world, but when he learns to differentiate himself from it, are the time when we can begin, without immediately renouncing the pictorial element, to lead the child to an understanding of the plant world, but to an understanding imbued with feeling. Today we are accustomed to look at one plant alongside of another, we know their names and so on; we do this as though the single plant was there for itself. But when we study the plant in this way, it is just as if you were to pull out a hair, and forgetting that it was on your head examine it for itself, in the belief that you can know something about its nature and life-conditions without considering it as growing out of your head. The hair only has meaning when it is growing on the head; it cannot be studied for itself. It is the same with the plant. One cannot pull it up and study it separately, but one must consider the whole earth as an organism to which the plants belong. This is actually what it is. The plants belong to the entire growth of the earth, in the same way as the hairs belong to our head. Plants can never be studied in an isolated way, but only in connection with the whole nature of the earth. The earth and the world of plants belong together. Let us suppose that you have a herbaceous plant, an annual, which is growing out of the root, shooting up into stalk, leaves and flowers, and developing the fruit which is sown again in the following year. Then you have the earth underneath, in which the plant is growing. But now, think of a tree. The tree lives longer, it is not an annual. It develops around itself the mineralised bark which is of such a nature that pieces of it can be broken off. What is this in reality? The process is as follows: If you were to pile up around a plant the surrounding earth with its inherent forces, if you were more or less to cover it with earth, then you would bring this about in an external, mechanical way, through human activity. Nature however does the same thing by wrapping the tree round with the bark; only in this case it is not completely earth. In the bark there is a kind of hill of earth, the earth heaps itself up. We can see the earth flourishing and growing when we see the growing tree. This is why what surrounds the root of the plant must most certainly be reckoned as belonging to it. We must regard the soil as belonging to the plant. Anyone who has trained himself to observe such things and happens to travel in a district where he notices many plants with yellow flowers will at once look to see what kind of soil it is. In such a case, where specifically many yellow flowers are to be seen, one is likely to find, for instance, a soil which is somewhat red in colour. You will never be able to think about the plant without taking into consideration the earth in which it grows. Both belong together. And one should lose no time in accustoming oneself to this; as otherwise one destroys in oneself a sense for realities. A deep impression was made on me recently, when at the request of certain farmers, I gave an agricultural course, at the end of which a farmer said: Today everybody knows that our vegetables are dying out, are becoming decadent and this with alarming rapidity. Why is this? It is because people no longer understand, as they understood in bygone days, as the peasants understood, that earth and plants are bound together and must be so considered. If we want to foster the well-being of our vegetables so that they flourish again we must understand how to treat them in the right way, in other words, we must give them the right kind of manure. We must give the earth the possibility of living rightly in the environment of the plant roots. Today, after the failure of agricultural methods of development, we need a new impulse in agriculture based on Spiritual Science. This will enable us to make use of manure in such a way that the growth of plants does not degenerate. Anyone as old as I am can say: I know how potatoes looked 50 years ago in Europe—and how they look today! Today we have not only the decline of the West in regard to its cultural life, but this decline penetrates deeply also into the kingdoms of nature, for example, in regard to agriculture. It really amounts to this, that the sense for the connection between the plant and its environment should not be destroyed, that on school outings and similar occasions die plants should not be uprooted and put into specimen containers and then brought into the classroom in the belief that thereby something has been achieved. For the uprooted plant can never exist just for itself. Today people indulge in totally unreal ideas. For instance they look upon a piece of chalk and a flower as having reality in the same sense. But what nonsense this is! The mineral can exist for itself, it can really do this. So the plant also (they say) should have an independent existence; but it cannot, it ceases to be when it is uprooted from the ground. It only has earthly existence when it is attached to something other than itself, and that other only has existence in so far as it is part of the whole earth. We must study things as they are in their totality, not tear them out of it. Almost all our knowledge based on observation teems with unrealities of this kind. This is why Nature Study has become completely abstract, although this is partly justified, as with the theory of relativity. Anyone, however, who can think in a realistic way cannot allow abstract concepts to run on and on, but notices when they cease to have any relationship with what is real. This is something he finds painful. Naturally you can follow the laws of acoustics and say: When I make a sound, the transmission of this sound has a definite speed. When I hear a sound anywhere, at any particular place, I can calculate the exact time its transmission will take. If now I move, no matter at what speed, in the direction the sound is travelling, I shall hear it later. Should my speed exceed the speed of the sound I shall not hear it at all; but if I move towards the sound I shall hear it earlier. The theory of relativity has its definite justification. According to this, however, we can also come to the following conclusion: If I now move towards the sound more quickly than the sound travels, I shall finally go beyond it, so that I shall hear the sound before it is made! This is obvious to anyone able to think realistically. Such a person also knows that logically it is absolutely correct, wonderfully thought out, to say that a clock (to take the famous comparison of Einstein) thrown with the speed of light into universal space and returning from thence, will not have changed in any respect. This can be wonderfully thought out. But for a realistic thinker the question must necessarily arise: What will the clock look like on its return? for he does not separate his thinking from reality, he remains always in the sphere of reality. This is the essential characteristic of Spiritual Science. It never demands a merely logical approach, but one in accordance with reality. That is why people today, who carry abstractions even to the splitting of hairs, reproach us anthroposophists with being abstract, just because our way of thinking seeks everywhere the absolute reality, never losing the connection with reality, although here certainly the spiritual reality has to be included and understood. This is why it is possible to perceive so clearly how unnatural it is to connect plant study with specimens in a container. It is therefore important when introducing the child to plant study that we consider the actual face of the earth and deal with the soil and plant growth as a whole, so that the child will never think of the plant as something detached and separate. This can be unpleasant for the teacher, for now he cannot take the usual botany books into class with him, have a quick glance at them during the lesson and behave as though he knew it all perfectly. I have already said that today there are no suitable botany text-books. But this sort of teaching takes on another aspect when one knows the effect of the imponderable and when one considers that in the child the subconscious works still more strongly than in older people. This subconscious is terribly clever and anyone able to perceive the spiritual life of the child knows that when a class is seated facing the teacher and he walks up and down with his notes and wants to impart the content of these notes to the children, they always form a judgment and think; Well, why should I know that? He doesn't even know it himself! This disturbs the lesson tremendously, for these feelings rise up out of the subconscious and nothing can be expected of a class which is taught by someone with notes in his hand. We must always look into the spiritual side of things. This is particularly necessary when developing the art of education, for by doing so we can create in the child a feeling of standing firmly and safely in the world. For (in lessons on the plant) he gradually grasps the idea that the earth is an organism. And this it actually is and when it begins to become lifeless we must help it by making the right use of manure. For instance, it is not true that the water contained in the air is the same as that in the earth below. The water below has a certain vitality; the water above loses this vitality and only regains it when it descends. All these things are real, absolutely real. If we do not grasp them we do not unite ourselves with the world in a real way. This then is what I wished to say in regard to the teaching about the world of plants. Now we come to the animal world and we cannot consider the animals as belonging to the earth in the same way. This is apparent from the mere fact that the animals can move about; in this respect they are independent. But when we compare the animals with man we find something very characteristic in their formation. This has always been indicated in an older, instinctive science, the after-effects of which still remained in the first third of the 19th century. When however a modern man with his way of looking at things reads the opinions expressed by those philosophers of nature who, following old traditions, still regarded the animal world in its relation to the human world, these strike him as being utterly foolish. I know that people have hardly been able to contain their laughter when in a study circle, during the reading from the nature philosopher, Oken, the following sentence occurred: “The human tongue is a cuttlefish.” Whatever could he have meant? Of course in actual fact this statement of Oken's can no longer be regarded as correct, but it contains an underlying principle which must be taken into account. When we observe the different animal forms, from the smallest protozoa up to the fully developed apes, we find that every animal form represents some part of the human being, a human organ, or an organic system, which is developed in a one-sided way. You need only look at these things quite crudely. Imagine that the human forehead were to recede enormously that the jaw were to jut right out, that the eyes were to look upwards instead of forwards, that the teeth and their whole nexus were also to be formed in a completely one-sided way. By imagining such an exaggerated, one-sided development you could get a picture of a great variety of mammals. By leaving out this or that in the human form you can change it into the form of an ox, a sheep and so on. And when you take the inner organs, for instance those which are connected with reproduction, you come into the region of the lower animals. The human being is a synthesis, a putting together of the single animal forms, which becomes softer, gentler, when they are united. The human being is made up of all the animal forms moulded into one harmonious structure. Thus when I trace back to their original forms all that in man is merged together I find the whole animal world. Man is a contraction of the whole animal world. This way of looking at things places us with our soul life once more in a right relationship to the animal world. This has been forgotten, but it is nevertheless true; and as it belongs fundamentally to the principles of evolution it must again be brought to life. And, after having shown the child how the plant belongs to the earth, we must, in so far as it is possible today, proceed at about the nth year to a consideration of the animal world; and we must do this in such a way that we realise that in its various forms the animal world belongs, strictly speaking, to man himself. Think how the young human being will then stand in his relation to animal and plant. The plants go to the earth, become one with the earth; the animals become one with him! This gives the basis for a true relationship to the world; it places man in a real relationship to the world. This can always be brought to the child in connection with the teaching matter. And if this is done artistically, if we approach the subject in a living way, so that it corresponds with what the child in his inner being is able to grasp, then we give him living forces with which to establish a relationship to life. Otherwise we may easily destroy this relationship. But we must look deeply into the whole human being. What really is the etheric body? Well, if it were possible to lift it out of the physical body and so impregnate it that its form were to become visible—then there would be no greater work of art than this. For the human etheric body through its own nature and through what man creates within it, is at one and the same time both work of art and artist. And when we introduce the formative element into the child's artistic work, when we let him model in the free way I described yesterday, we bring to him something that is deeply related to the etheric body. This enables the child to take hold of his own inner being and thereby place himself as man in a right relationship to the world. By introducing the child to music we form the astral body. But when we put two things together, when we lead what is plastic over into movement, and when we form movements that are plastic, then we have eurythmy, which follows exactly the relationship of the child's etheric body to his astral body. And so now the child learns eurythmy, speech revealing itself in articulated gestures, just as he learned to speak quite naturally in his earlier years. A healthy child will find no difficulty in learning eurythmy, for in eurythmy he simply expresses his own being, he has the impulses to make his own being a reality. This is why, in addition to gymnastics, eurythmy is incorporated into the curriculum as an obligatory subject from the first school years right up into the highest classes. So you see, eurythmy has arisen out of the whole human being, physical body, etheric body and astral body; it can only be studied by means of an anthroposophical knowledge of man. Gymnastics today are directed physiologically in a one-sided way towards the physical body; and because physiology cannot do otherwise, certain principles based on life-giving processes are introduced. By means of gymnastics, however, we do not educate the complete human being, but only part of him. By saying this nothing is implied against gymnastics, only in these days their importance is over-estimated. Therefore in education today eurythmy should stand side by side with gymnastics. I would not go as far as a famous physiologist did, who once happened to be in the audience when I was speaking about eurythmy. On that occasion I said that as a means of education gymnastics are over-rated at the present time, and that a form of gymnastics calling on the forces of soul and spirit, such as is practised in eurythmy side by side with the study of eurythmy as an art, must be introduced in addition to gymnastics as usually understood. At the end of my lecture the famous physiologist came up to me and said: Do you say that gymnastics may have their justification as a means of education because physiologists say so? I, as a physiologist, must say that gymnastics as a means of education are nothing less than barbarism! You would certainly be very astonished if I were to tell you the name of this physiologist. At the present time such things are already apparent to people who have some right to speak; and we must be careful not to advocate certain things in a fanatical way without a full knowledge of what is involved. To stand up fanatically for certain things is utterly out of place in connection with the art of education, because here we are dealing with the manifold aspects of life. When we approach the other subjects which children have to be taught and do so from the various points of view which have here been considered, we come first to the years during which the child can only take in the pictorial through his life of feeling. History and geography, for instance, must be taught in this way. History must be described pictorially; we must paint and model with our words. This develops the child's mind. For during the first two stages of the second main epoch of life there is one thing above all to which the child has no relationship and this is what may be termed the concept of causation. Before the 7th year the child should most certainly not go to school. [i.e. to school as distinguished from a kindergarten.] If we take the time from 7 to 9⅓ years old we have the first subdivision of the second main epoch; from 9⅓ to 11⅔ years old we have the second stage and from 11⅔ until approximately the age of 14 we have the third stage. During the first stage of this second main epoch the child is so organised that he responds immediately to what is pictorial. At this age therefore we must speak as one does in fairy-tales, for everything must still be undifferentiated from the child's own nature. The plants must speak with one another, the minerals must speak with one another; the plants must kiss one another, they must have father and mother, and so on. At about 9⅓ years old the time has come which I have already characterised, when the ego begins to differentiate itself from the outer world. Then we can make a more realistic approach in our teaching about plants and animals. Always, however, in the first years of life history must be treated in fairy-tale, mythical mood. In the second subdivision of this longer epoch, that is to say, from 9⅓ until 11⅔ years old, we must speak pictorially. And only when the child approaches the age of 12 can one introduce him to the concept of causation, only then can one lead over to abstract concepts, whereby cause and effect can be allowed to enter in. Before this time the child is as inaccessible to cause and effect as anyone colour blind is to colours; and as an educator one often has absolutely no idea how unnecessary it is to speak to the child about cause and effect. It is only after the age of 12 that we can speak to him about things which today are taken for granted when looked at from a scientific point of view. This makes it essential to wait until about the 12th year before dealing with anything that has to do with the lifeless, for this involves entering into the concept of causation. And in the teaching of history we must also wait until about this age before passing over from a pictorial presentation to one which deals with cause and effect, where the causes underlying historical events have to be sought. Before this we should only concern ourselves with what can be brought to the child as having life, soul-imbued life. People are really very strange. For instance, in the course of cultural development a concept has arisen which goes by the name of animism. It is maintained that when a child knocks himself against a table he imagines the table to be alive and hits it. He dreams a soul into the table, and it is thought that primitive people did the same. The idea is prevalent that something very complicated takes place in the soul of the child. He is supposed to think that the table is alive, ensouled, and this is why he hits it when he bumps up against it. This is a fantastic notion. On the contrary those who study the history of culture are the ones who do actually “ensoul” something, for they “ensoul” this imaginative capacity into the child. But the soul qualities of the child are far more deeply embedded in the physical body than they are later, when they are emancipated and can work freely. When the child bumps against a table a reflex action is set up without his imagining that the table is alive. It is purely a reflex movement of will, for the child does not yet differentiate himself from the outer world. This differentiation first makes its appearance at about the 12th year when a healthy child can grasp the concept of causation. But when this concept is brought to the child too early, especially if it is done by means of crude external methods, really terrible conditions are set up in the child's development. It is all very well to say that one should take pains to make everything perfectly clear to a child. Calculating machines already exist in which little balls are pushed here and there in order to make the operations of arithmetic externally obvious. The next thing we may expect is that those of the same frame of mind will make moral concepts externally visible by means of some kind of machine in which by pushing something about one will be able to see good and evil in the same way as with the calculating machines one can see that 5 plus 7 equals 12. There are, however, undoubtedly spheres of life in which things cannot be made externally apparent and which are taken up and absorbed by the child in ways that are not at all obvious; and we greatly err if we try to make them so. Hence it is quite wrong to do as is often attempted in educational books and make externally apparent what by its very nature cannot be so treated. In this respect people often fall into really frightful trivialities. In the years between the change of teeth and puberty we are not only concerned with the demonstrably obvious, for when we take the whole of human life into consideration the following becomes clear. At the age of 8 I take in some concept, I do not yet understand it fully; indeed I do not understand it at all as far as its abstract content is concerned. I am not yet so constituted as to make this possible. Why then do I take in the concept at all? I do so because it is my teacher who is speaking, because the authority of my teacher is self-understood and this works upon me. But today we are not supposed to do this; the child is to be shown what is visual and obvious. Now let us take a child who is taught everything in this way. In such a case what a child experiences does not grow with his growth, for by these methods he is treated as a being who does not grow. But we should not awaken in the child ideas which cannot grow with him, for then we should be doing the same thing as if we were to have a pair of shoes made for a three-year-old child and expect him to wear them when he is 12. Everything in the human being grows, including his power of comprehension; and so the concepts must grow with him. We must therefore see to it that we bring living concepts to the child, but this we can only do if there is a living relationship to the authority of the teacher. It is not achieved if the teacher is an abstract pedant who stands in front of the child and presents him with concepts which are as yet totally foreign to him. Picture two children. One has been taught in such a way that he takes in concepts and at the age of 45 he still gives things the same explanation that he learned when he was 8 years old. The concept has not grown with the child; he paid careful attention to it all, and at 45 can still explain it in the same way. Now let us take a second child who has been educated in a living way. Here we shall find that just as he no longer wears the same size shoes as he did when he was 8 years old, so at a later age he no longer carries around with him the same concepts that he learned when he was 8. On the contrary; these concepts have expanded and have become something quite different. All this reacts on the physical body. And if we look at these two people in regard to their physical fitness we find that the first man has sclerosis at the age of 45, while the second has remained mobile and is not sclerotic. How great do you think the differences are which come to light between human beings? In a certain place in Europe there were once two professors of philosophy. One was famous for his Greek philosophy; the other was an old Hegelian, an adherent of the school of Hegel, where people were still accustomed to take in living concepts, even after the age of 20. Both were lecturers at the same university. At the age of 70 the first decided to exercise his right to retire on a pension, he felt unable to continue. The second, the Hegelian professor, was 91 and said: “I cannot understand why that young fellow is settling down to retirement already.” But the conceptual life of this second professor had retained its mobility. People criticised him for this very reason and accused him of being inconsistent. The other man was consistent, but he suffered from sclerosis! There exists a complete unity in the child between the spiritual and the bodily, and we can only deal rightly with him when we take this into consideration. Today people who do not share the views of materialists say that materialism is a bad thing. Why? Many will say that it is bad because it understands nothing of the spiritual. This, however, is not the worst, for little by little people will become aware of this lack, and as a result of the urge to get the better of it they will come to the spiritual. The worst thing about materialism is that it understands nothing of matter! Look into it yourselves and see what has become of the knowledge of the living forces of man in lung, liver and so on under the influences of materialism. Nothing is known about how these things work. A portion is removed from the lung, the liver and so forth and this is prepared and examined, but by means of present-day scientific methods nothing is learned of the spirit working actively in the human organs. Such knowledge can only be gained through spiritual science. The material reveals its nature only when studied from the aspect of spiritual science. Materialism has fallen sick, and the cause of this sickness is above all because the materialist understands nothing of matter. He wants to limit himself to what is material but he cannot penetrate to any knowledge of what is material in a real sense. In saying this I do not mean the “thought-out” material, where so and so many atoms are supposed to dance around a central nucleus: for things of this kind are not difficult to construct. In the earlier days of the Theosophical Society there were theosophists who constructed a whole system based on atoms and molecules; but it was all just thought out. What we have to do now is to approach reality once again. And if one actually does this one has a feeling of discomfort when one is supposed to grasp some concept which is entirely devoid of reality. One experiences pain when, for instance, someone propounds a theory such as this: Fundamentally it is one and the same thing whether I drive my car to a town, or whether the car stands still and the town comes to me. Certainly things of this kind are justified when looked at from a certain point of view. But drawn out to the extent that occurs today among those who hold completely abstract opinions, they impoverish the entire life of the human soul. And anyone who has a sense for such things experiences great pain in regard to much of what people think today, which works so destructively on teaching methods. For instance, I see the tendencies of certain methods applied already to little children in the kindergarten, who are given ordinary cut-out letters and then learn to pick them out of a heap and put them together to form words. By occupying the child in this way at such an early age we are bringing him something to which as yet he has absolutely no relationship. When this happens to him the effect is the same as if in real thinking one were to say: I was once a man who still had muscles, skin and so on; now I am merely a skeleton. So it is today under the influence of this propensity for abstractions in the spiritual life of mankind: one sees oneself suddenly as a skeleton. With such an outlook, however, which is the bare skeleton of reality, we cannot approach the child in education. Because of this I wanted to show today how everything depends on the teacher approaching life in a true and living way. |
333. Freedom of Thought and Social Forces: The Knowledge of the Supersensible Human Nature and the Task for Our Age
22 Jul 1919, Ulm Rudolf Steiner |
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If our memory, our recollection, is disturbed, the ego is disturbed, a terrible mental illness occurs. So that we have to say: just as man, in order to have love, must have limits in his knowledge of nature, so too, in order to have memory, he must be placed in the impossibility of coming to the higher human being through mere inner contemplation. |
333. Freedom of Thought and Social Forces: The Knowledge of the Supersensible Human Nature and the Task for Our Age
22 Jul 1919, Ulm Rudolf Steiner |
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When people see the present distress and misery, they ask what has caused it, and usually they look for the causes in external circumstances. They will first look back at the painful years that have passed, four to five years. Perhaps he will also gradually become aware that what has been so painfully experienced in the last four to five years has been preparing itself over a long period of time, through decades, indeed through centuries of recent human development, just as a thunderstorm prepares itself through the sultriness of the whole day, without its formation being noticed, and then discharges itself. But even those people who look further back in this way to the causes and reasons for our present plight and our misery in this age, they will look more or less at external circumstances. They will also think of appearances when it comes to getting out of the confusion and chaos of this age, of external measures and institutions. To a great extent, this view is correct. I myself have tried to express the extent to which this is the case, in accordance with my own convictions, in the lecture I was allowed to give here in Ulm a few weeks ago on social issues. But there is another side to this way of looking at things. We need only be attentive to what is a significant contemporary phenomenon in our present time with regard to the inner human life, the human soul life. In line with what I just mentioned, we are rightly striving for a more social organization of the external conditions of life than has been granted to humanity in the last three to four centuries. But is it not noticeable that we are striving towards this social organization from a very strange human state of mind? Do we not notice that basically human souls in the present are permeated with antisocial drives, with antisocial instincts, with little possibility of mutual understanding? And it is out of these antisocial states of mind, and all the more so because they are present, that we must strive for a more social organization of external life than that which the antisocial instincts of our present human life had developed during the last three to four centuries. If we consider the question from this point of view, we find that these antisocial tendencies of the present time are actually connected with the fact that we have lost the way to the innermost core of man's being, the way to that innermost core of being that every human being actually senses within himself, even if more or less brightly or only instinctively and obscurely: the supersensible human being. However strange it may sound, people today do not know exactly what their deeper, darker soul craves. It longs for a realization of the supersensible essence of the human being. And in the difficulties that our age in particular is experiencing in advancing to a satisfactory realization of this innermost human nature - in these difficulties lies much of what then expresses itself externally in confusion and chaos, as little as people want to admit this even today. Many people, however, think that the question I am talking about should be answered in a completely different way from the one I will give you tonight. Since I have to discuss this question from the point of view of anthroposophical spiritual science, I will not be able to answer it in the convenient way that is sought by many people today, and which is popular in the broadest circles of humanity. When people today are told about the Mountains of the Moon and how one informs oneself about them through physical instruments and physical measures, they believe that acquiring knowledge about the Mountains of the Moon is a complicated matter. The human being overcomes himself and admits that one cannot penetrate to knowledge of, say, the Moon Mountains or the moons of Jupiter or the like in a completely comfortable way. But when it comes to the supersensible world, when it comes to the spiritual existence of the human being himself, the broadest circles today still behave quite differently. They find it too difficult to speak in the way I will have to speak to you today. Even today the widest circles say: Better than this apparent science is childlike confession or childlike belief in the Bible to enter the supersensible worlds. They insist on that which they find comfortable, on the childlike simplicity of the belief in confession or in the Bible, when it is a matter of the highest thing to which man can aspire on the path of the soul, and they reject that which does not lead man along this path in such a comfortable way. But even today people do not see certain inner connections that exist between this striving for comfortable spiritual paths and between our anti-social instincts and the difficulties of getting out of these anti-social instincts. If people realized the connection between what they have been told and believed from certain quarters: that you can seek the paths to the supersensible through childlike, simple creeds, and if they realized the connection between this assertion and this belief and between what is expressed today in terms of anti-social impulses, then one would certainly learn to think differently about what the widest circles today find to be a 'convenient way into the supersensible worlds'. 'But it is not out of some kind of intellectual quirk that spiritual science shows modern man other ways today, but it shows these ways because it feels it has an obligation to do so in view of the needs and tasks of present-day humanity. If present-day humanity were to recognize itself in its very depths, it would say to itself: With regard to supersensible striving, we can no longer be satisfied with the old ways. This lives today as a longing in many souls, and anthroposophically oriented spiritual science wants to meet this longing. As already mentioned, people today do ask more or less clearly or more or less unconsciously about the relationship between soul and body; if they have not already come so far as to deny everything of a soul nature, because doubt has always arisen in response to this question, doubt that has wearied them. But what does the modern person fundamentally know about soul and body? He observes the body in such a way that he applies his senses, his external physical mind, or, for that which he cannot directly learn through the senses and the mind, he resorts to natural science, which, through its investigations, is supposed to tell him what the laws are, what the inner nature of this human physical body is. On the other hand, man inwardly perceives that which he calls thinking, feeling and willing. This becomes an inner experience for him. To this thinking, feeling and willing he also attaches certain inner longings, desires and hopes, he attaches the belief that this inner life, living in thinking, feeling and willing, has not only the temporary significance for the world that the life of the physical body has. But then the question arises for the human being that gives rise to the great doubts: What is the relationship between what I perceive inwardly as soul in me, as thinking, feeling and willing, and what I see outwardly in myself and in others as the outer physical body, the laws and essence of which science seeks to explain to me? And if the human being cannot explain this relationship between the soul and the body to himself, then he may well turn to those who, based on certain scientific foundations, have the opportunity to investigate this relationship more deeply. And lo and behold, today's man, who is so eager to have everything explained to him by scientific authority, must then realize that in this question he can be helped little by the scientists he so seeks. If he takes anything at hand in which the researchers in this field have expressed themselves, he will usually find that they say about this question just as uncertainly as he carries within himself. All kinds of hypotheses and conjectures can be found. But something that seizes the human being in such a way that, if only they can truly take a position on it without prejudice, they might get a sense of the truth, is rarely found today. The task of anthroposophically oriented spiritual science is to find this. But we cannot advance along the same paths by which we arrive at external science to that which I must now speak of as a spiritual science, as a real spiritual science. Imagine someone telling you about the paths of research they have taken in the chemical or physical laboratory, in the clinic, to research external nature. You would usually hear from such a researcher, who can justifiably believe that he has become an expert in his field, that he has gone his research ways with a certain calm, with a certain inner equanimous soul mood. There is not much excitement to be found on today's research paths. But anyone who wants to tell you about the path he took to his insights into the supersensible human being cannot speak of such calmness, of such an inner, equanimous mood of the soul. If he is to tell you about what he went through to arrive at these insights, he will have to speak of inner struggles, of inner soul-searching, of difficult efforts, of repeatedly standing at the precipice of doubt. He will have to tell you about what he had to overcome in abundance, what he had to go through to arrive at what provides information about the actual supersensible human core of being. For one only really enters upon the path to knowledge of the supersensible human being when one has familiarized oneself with everything I have already indicated: when doubts arise when considering the question of the relationship between body and soul, so that one that can only arise from a certain intellectual modesty – while most people today, in such matters, have not at all intellectual modesty, but on the contrary, terrible intellectual arrogance. But if one really makes an effort with ordinary thinking, with all the ordinary powers of the soul that one otherwise has in life, to approach these questions about the nature of soul and body, then one gradually realizes that one must be modest, that one cannot approach these questions with ordinary human thinking. And gradually, through inner experience, through inner discovery, one comes to realize that with this ordinary human thinking and feeling, one's approach to the supersensible is comparable to the abilities of a five-year-old child when, for example, it is presented with a volume of lyric poetry. This child cannot do anything with the volume of poetry that corresponds to the essence of this volume of poetry. We must first develop his abilities further, then he can do something with the volume of poetry that corresponds to the essence of this volume of poetry. So we must say to ourselves with regard to the thinking abilities that we have for our ordinary lives, with regard to the powers of knowledge that we have for our ordinary lives: you cannot use them to recognize the actual essence of the world and your own existence; you are initially confronted with this essence of the world and this essence of your own existence in such a way that you can do with it as little as a five-year-old child can with a book of poetry. Only when one has developed this mood in one's soul, when one has conquered intellectual modesty so that one says to oneself: You must not remain with the way you can think now, feel and will now - only then does one stand at the starting point of the path into the supersensible worlds. For anyone who has something to say about the supersensible worlds must not only speak about something different from the ordinary external sense world, but must speak in a different way. This means, however, that one can only become a spiritual researcher if one first takes into one's own hands the faculties of thinking and cognition that one has for ordinary, everyday life and for ordinary science. Just as a child is educated by others, and its abilities developed by others, so must one take one's own inner soul abilities, first of all one's thinking ability, into one's own hands and develop them further, from the point of view at which thinking comes naturally in life. In my book “How to Know Higher Worlds” I have described in detail the systematic structure of the thinking process by which man can take his thinking ability into his own hands and develop it further than it has been developed by ordinary life and ordinary science. This evening, due to the limited time, I will only be able to present the fundamentals of the matter. I will only be able to show you how to further develop this thinking, how to take it into your own hands and how to advance it further and further. The following is a prerequisite for this: If you want to educate yourself about the external physical being of a person, as I said earlier, you should turn to natural science. Now, this natural science is not to be disparaged. The spiritual researcher fully recognizes the great triumphs of natural science in modern times, just as the natural scientist can only recognize them himself. He recognizes this natural science as justified; he is all the better a spiritual researcher the better he is able to appreciate the value and significance of natural science. But precisely for this reason the other side must also be stated: if one asks this natural science, it initially presents one with the limits of knowledge. You are all well aware that it is precisely the level-headed natural scientists who speak of such limits of knowledge. Certain concepts, certain ideas are presented to the person who asks about the nature of things, about power, matter, etc. These concepts change from time to time, but certain limits always remain, beyond which the natural scientist says: You cannot go. The natural scientist is right in his field if he stops at these limits. The spiritual researcher cannot do this. But he must not want to go beyond these limits through mere speculation or mere fantasy. When the spiritual researcher approaches that which science cannot recognize and where it has driven the boundary posts for knowledge, there the great inner soul struggles begin for him, for the spiritual researcher. The spiritual researcher must fight inwardly with what the natural scientist presents as fixed boundary concepts. And here this struggle becomes a first great experience. He overcomes these limitations in his inner experience by struggling, and by overcoming them, a realization dawns on him with the experiences, which is important, fundamentally important for everything that is to lead to the knowledge of supersensible human nature. By devoting himself to this struggle with the limitations of natural knowledge, he realizes how peculiarly the human being is adapted to life. For the spiritual researcher must ask himself, from his experience, what prevents him from looking into the inner nature of things in a purely scientific way? There he discovers something most remarkable, I might say, something most distressing. If nature were transparent, if it did not set limits for us, then we human beings would not possess a quality in our life between birth and death that we absolutely need for our social existence in this life. If man could see into the inner nature of nature, he would have to do without the soul power of love! Everything we call love from person to person, what we call love and brotherly feelings from person to person, what glows in the soul when we approach another person socially, we could not have if nature did not set limits for our knowledge of nature. This is a truth that cannot be proven logically. Just as little as one can logically prove that there is a whale or that there is no whale – one can only be convinced by seeing it with one's own eyes – so one cannot prove that one would have to do without love if knowledge of nature had no limits. But as an experience it presents itself to him who really struggles into spiritual knowledge. There you see what secrets our human existence holds. It is such a secret that man must pay for limited knowledge of nature by developing love. And vice versa: he must pay for his ability to love by initially having no unlimited knowledge of nature. But this also shows us what the one who really wants to penetrate into the spiritual world, to which man himself with his innermost core of being belongs, has to overcome. One of the basic principles for the paths up to the supersensible human being and to the supersensible world in general is that one's ability to love, one's devotion to all beings in the world, must be greater than it is in ordinary life between birth and death, so that one does not lose love when one now tries to shape one's thinking more and more so that it becomes different from the way one thinks in ordinary life. It must be a preparation for the spiritual path of knowledge, to make oneself much, much more capable of love than one has to be for the ordinary social life. One gradually realizes that one actually only gets to know the world in one's full human nature as long as one is in the physical body, through love, through no other method of research. But if you want to penetrate into the spiritual world, you must at the same time develop your thinking higher than it develops naturally in human nature. This is achieved by systematically applying certain inner soul activities, which in life are otherwise only applied incidentally, by forcing yourself to do so. Today I can only give you a small excerpt of what you will find described in detail in my book “How to Know Higher Worlds.” But I can at least hint at what this higher development of human thinking is based on. You know that when something from outside stimulates us in some way, we become aware of it. We hear a sound and we are interested in what is happening in the direction of that sound. So being interested in something and turning our attention to it are inner soul activities that are usually stimulated in people from the outside world. What is important when entering the spiritual path of knowledge is that we apply such forces as the forces that lead to attention and interest in us, for example, by meditating on an idea for a very, very long time, as they say, by putting our soul completely into this idea. In the ordinary, natural course of life, attention and interest in this idea are lost. But if you deliberately immerse yourself in such an idea with all your soul, and remain in it, so that you maintain from within the attention that is in danger of fading, that you maintain from within the interest when it is in danger of fading, through the length with which you devote yourself to the idea - and if you keep doing this, then you invigorate your thinking; your thinking becomes something quite different from what it used to be. Then one comes indeed to a thinking that is full of inner activity, but in which one must also exert oneself, as one must exert oneself in an external manual labor. One comes to a thinking that relates to ordinary thinking as ordinary thinking relates to the thinking of a five-year-old child, for example, in relation to lyrical poems. But one comes to a kind of thinking of which one says to oneself: if one has achieved it, then one had to exert an inner strength in order to achieve it, which really took the physical, which also cooperates, so that one feels it like a fatigue from hard external work, to which one has devoted oneself for years. If one learns to recognize that one can work at something in one's soul that costs as much effort as chopping wood costs for me, then one comes to grasp the living thinking in one's soul, while ordinary thinking only accompanies external phenomena, external experiences. Think about how you actually think in ordinary life: you do your work in ordinary life, and your thinking runs along dreamily alongside this outer life. Try to make this thinking more strenuous by reading a difficult book, and you will notice that just when thinking wants to be inwardly active, it must tire, like any other activity. But what is developed from within through this activity must be pushed further and further with the thinking. When it is pushed further and further, one notices that a great change is taking place in thinking. Then one learns to recognize something of which one had no idea before: one learns to recognize that one lives in a thinking of which ordinary thinking is only a reflection, an image: one learns to know a thinking that lives inwardly, a thinking that is completely independent of the tool of the brain, of the tool of the body. However grotesque, however paradoxical, however insane it may appear to present-day humanity, in this way, which you will find described in the book “How to Know Higher Worlds”, the human being can come to know very precisely: by thinking, by developing the soul activity of thinking, you live outside the body with your thinking, while ordinary thinking is tied to the instrument of the body, to the nervous system. But one also learns to recognize exactly how little the inner soul being, which one grasps in one's thinking, is bound to the instrument of the brain. For one does not develop this inner soul being in the first place, but one only gets to know it. I am not talking to you about something that is being developed anew today, but about the knowledge of the supersensible human being. One learns to recognize the great error to which ordinary natural science and external popular opinion about thinking succumb, especially in our materialistic age. Natural scientific thinking says: the brain is the instrument of thinking. But that is an error, just as it would be an error if you were to see wagon tracks or the marks of human footsteps in a muddy country lane and then to reflect – let us assume for the moment – on the forces at work from below, from the earth, that have produced the wagon tracks or the marks of human footsteps. That would, of course, be foolish. You cannot see from the structure of the earth itself how the furrows were formed. You have to realize that a cart has driven there, that people have walked over it with their feet, that this has left an impression. In this way you come to see the error of science with regard to the human soul life when you really get to know thinking that is independent of the body. There you learn that what is in the brain as nerve furrows does not have the forces in the brain itself that produce the soul; rather, you learn that all these furrows are driven in — like furrows in soft earth driven in by carts and footsteps — that these furrows are dug in by soul activity independent of the body. And now you also understand the error that can arise in science. Such traces arise in the brain for everything that is engraved there; you can follow them all; but this did not arise from the body, it is engraved into the body. But it is not always easy to grasp this active being. In order to get even a brief glimpse into this human thinking, which is independent of the body, one needs what could be called presence of mind, because it does not last long, such a glimpse of the spiritual into our ordinary perception. One can prepare oneself well – you will also find something about this in my book 'How to Know Higher Worlds' – by developing in everyday life what can be called presence of mind, rapid orientation in situations and the ability to act quickly in a situation. If we develop this quality more and more, we prepare ourselves to see what can appear out of the spiritual, the supersensible world, and what we otherwise do not see because we do not have time to muster the necessary presence of mind while it occurs; because we do not have time to look at it before it is over. But if you really learn to look into the spiritual world in this way, if you learn to recognize what lives in the human being and can be grasped in this way through developed thinking, then you see not only into the ordinary human life of everyday life, but then a completely different perspective arises. There is one thing that this spiritual knowledge does not have: it is not memorable in the ordinary sense. The one who wants to tell you something from the spiritual world must always create the conditions to see it. He cannot just develop a memory for his earlier spiritual vision. But even if that spiritual insight, I would like to say, passes quickly like a fleeting dream that is soon forgotten, it contains within itself a meaningful memory. And at this point something must be said that will naturally strike the people of the present time as highly peculiar. But it certainly did strike people as peculiar when they were told that there are not just glowing points up there, but countless worlds spread throughout space! Just as men centuries ago were slow to believe it, but became so accustomed to it that today it is a matter of course for them, so what the spiritual researcher presents as his experience through his developed thinking will still seem unusual today, but it will have to be a matter of course for the coming centuries. And one of the tasks of our time will be to develop people's understanding for such an expansion of human knowledge and human perception. In the moment when man has an inwardly living thinking and knows that with this thinking he is independent of the body, he looks back - while he cannot have the ordinary memory in this moment - to the spiritual-soul that he has gone through in a purely spiritual world before he united with the physical human body through birth or conception and thereby descended from a spiritual world into the sensual world. The view expands beyond the life one has been living since birth; life expands into the contemplation of the spiritual world from which we have descended to our physical existence. This also gives a new meaning to our entire social life. In our social life, we relate to this or that person. We quickly develop an affinity for one person, while with another we do not find ourselves so quickly united in sympathy. The most diverse relationships arise with other people here in this life between birth and death. If, as a spiritual researcher, you learn to recognize life as I have just indicated, then you will find that what attracts you to one person and what more or less alienates you to another person – in short, what arises in your relationships with others – is the result of what we have lived through with other souls in another world before we descended to this physical existence. Everything we experience in the physical world is a reflection of experiences in the spiritual world. In this way, human spiritual endeavor in our time will be able to give rise to insight into the spiritual world from this physical world. There may still be many people today who cannot relate to such a view. But one can still think about such people. When the first railroad was built in Germany, a council of physicians and other scholars were called together to decide whether or not to build railroads. These learned gentlemen delivered the verdict that railways should not be built because traveling would be harmful to health and only fools would want to travel in them. In any case, a high board wall would have to be erected so that those along whom the railroad passes would not get concussions. Today there are people who, figuratively speaking, believe that one gets a concussion when the spiritual researcher speaks of the insights of the supersensible world. But the development of time will overcome these prejudices as it has overcome other prejudices. What I have described to you is one way of crossing over from the physical world into the superphysical world. One must struggle with the limitations of knowledge of nature. But one must also come to terms with another limitation if one is to enter the spiritual world and gain insights into the supersensible nature of the human being. Just as one must come to terms with the limitations of knowledge of external nature, one must also come to terms with the limitations of knowledge of one's own being. A great many people despair of finding satisfaction for their inner soul life in their old religious traditions and turn to so-called mysticism, believing that if they delve deeper and deeper into their souls, their inner soul life, their human nature, will become clear to them. Many people believe that what they truly are as human beings can arise mystically. The spiritual researcher must also learn this limit. He must be able to be a mystic, just as he must develop knowledge of nature. But he must not stop with mysticism, just as he must not stop with knowledge of nature. He must learn that mere mysticism leads to nothing but illusions about the supersensible human being, but not to a real knowledge of this supersensible human being. A true spiritual researcher is truly not an illusionist. He does not succumb to any illusions about what he has to recognize as reality. Therefore, unlike the ordinary mystic, he does not set out to conjure up all kinds of fantasies from within himself. No, there he knows one thing again: by struggling with his own inner being, by going through his own personal struggle, he knows that what mystics find is basically nothing other than what has made an impression on their souls since birth. They may have only grasped it dimly, it may not have come to their perception quite clearly, but it has remained in their memory. Scientific research has already made some very interesting observations in this regard. I will briefly share one with you that is recorded in scientific literature, but which could be multiplied a hundredfold, a thousandfold. A natural scientist passes a bookstore window. His eye falls on a book. And as he looks at the title of the book, he has to laugh. Just imagine, a naturalist has to laugh when he sees a serious book title! He cannot explain to himself why he has to laugh. Now he closes his eyes because he thinks he will be able to figure it out more quickly if he is not distracted by the external impression. By closing his eyes, he hears in the distance what he had not heard before, as long as he was distracted: a barrel organ. And by continuing his investigation, he realizes that the organ is playing a melody to which he once danced. At the time, it made no strong impression on him; he was more interested in the dancer, or even in the dance steps. The impression of the melody itself was weak at the time, but still strong enough to resurface in later life when the researcher hears the same melody from the organ! The spiritual researcher is very familiar with such things and their essence, for he has no illusions. He knows that when some mystic speaks of experiencing the divine human within himself, of experiencing something that brings him together with his eternal self, then it is the 'sounds of the barrel organ': he has once taken something in, that has transformed itself – for such things transform themselves – that rises as reminiscence. In the path of ordinary mysticism you find nothing but what you have once absorbed, and you can give yourself up to the most terrible illusions by wanting to be a mere mystic. It is precisely this limitation that the spiritual researcher must overcome. Through experience one comes to know that what cannot be proved “logically” can be attained by the spiritual researcher through direct experience: one learns to recognize that one may not learn to know oneself by looking inwardly. For if one could see through oneself inwardly, one would in turn lack a human soul power that one must have for ordinary life if one could see through oneself inwardly. If one could see through oneself inwardly, one would not have the power of memory in ordinary life. And that this power of memory, the power of memory, is healthy, depends on whether we are healthy at all in our soul life. If our memory, our recollection, is disturbed, the ego is disturbed, a terrible mental illness occurs. So that we have to say: just as man, in order to have love, must have limits in his knowledge of nature, so too, in order to have memory, he must be placed in the impossibility of coming to the higher human being through mere inner contemplation. But one can also ensure that this ability to remember is more firmly rooted in human nature than in ordinary life, which can also be done through exercises such as those I have described in the book mentioned. If you do the exercise every evening of going through your day's experiences, visualizing them very clearly, so that you always have an overview of your day as per the exercise, then everything you remember becomes more firmly rooted in your soul than would otherwise be the case. And then one can try, to put it in trivial terms, to do the exercise that consists of consciously taking control of the discipline of one's habits, the discipline of one's own self. Just consider how we change from eight days to eight days, from month to month, from year to year, from decade to decade! Look at yourself, at your state of mind today, and compare it to how you were ten, twenty years ago. You will see that the human being undergoes a development. But the human being develops unconsciously, life develops him.In the same way that you can move towards consciously elevating your thinking, as I have described, you can also move towards conscious self-discipline by always noticing: You are doing this or that badly, you have to learn from life. In this way, you can take your will development into your own hands, just as you took your thought development into your own hands. When you take your will development into your own hands, something develops that, so to speak, illuminates the otherwise dark will in which you find yourself in ordinary life: you feel everything that you feel as will, interspersed with thoughts. In a sense, you are the spectator of your own will and action. When one comes to be the observer of one's own will and actions in such a tangible, spiritual and soul-like way, then what one receives as a higher willpower coincides with what developed earlier as thought activity. And now another faculty comes into play: one now beholds in one's own human nature something that appears so independent of all physical activity that one knows: What you carry within you, you carry out through death into the spiritual world. Through the culture of the will, one comes to know the spiritual life that a person lives after death, just as one comes to know, through the culture of thought, the spiritual life that a person has experienced before birth or conception. As you can see, spiritual research cannot speak in the usual way about the supersensible human being, but must relate how one experiences being able to look at the life of a person before and after death. By penetrating into the world of one's own human existence in this way, one encounters social life in a new form. One observes how one experiences this or that together with other people, how one enters into relationships with other people, how one becomes friends with other people or is connected or disconnected again through other circumstances in the world. One learns to recognize that everything that takes place in the physical-sensual world is only the beginning of something that develops further as we pass through the gate of death. The relationships of the soul that are formed here between human and human find their continuation when the human being passes through the gate of death. The life that joins death becomes a very concrete reality in that we know that we are connected to those people here through our relationships in the sensual life, even beyond death. These are things that still seem strange to people today, but they must be mastered by the tasks of our time. If they are, then something quite different will come to the fore. Then man will recognize in a completely different light what he today calls his own human development, what he today calls history. If one develops abilities such as those of which I have spoken, then one also looks differently into the historical of humanity than the fable convenue indicates, which is called history today and which must become something completely different in the future. I will give you an example at the end of my discussion to show you how the human being of the future must penetrate into the historical development of humanity itself. We do not usually notice it, but at a certain historical point in recent times, a major turning point occurred in the development of humanity. That was in the middle of the 15th century. We usually say that nature does not make any leaps. It is a saying that is generally believed, although it is false. Nature is constantly making leaps. Consider the development of a plant, how a flower with stamens and pistils develops from a leaf, and finally the fruit! In the same way, historical life also makes leaps. And such a leap occurred in the middle of the 15th century, which we only fail to recognize because we look at history so superficially. The expanded human gaze, which overcomes, as it overcomes the experiences between birth and death, also that which is only presented in external history, in external facts, and it looks into the spirit of historical activity. And so this view shows that we have been living since the middle of the 15th century in the age that will last for a long time, which replaced another age that began in the 8th century BC and lasted until the middle of the 15th century. century. This era, from the 8th century BC to the 15th century AD, encompasses everything that was the magnificent Greek culture, what was Roman culture, and the after-effects of Greek and Roman civilization. And since the middle of the 15th century, we have, as I will characterize it in a moment, our modern culture with modern humanity. How do these two cultures differ? They differ in something that people in the present time do not yet want to see and acknowledge. Before the 15th century, going back to the 8th century BC, man was capable of development in a completely different way than today. I can make this clear to you in the following way. Think about what the human being is like in the years before he changes his teeth around the seventh year, and how that marks a turning point in his life! You can read more about this in the small booklet on 'The Education of the Child from the Point of View of Spiritual Science'. You will see what it actually means for the more precise observer of human nature, what the child goes through with the change of teeth. There is a parallelism between the outer development of the body and the inner development of the soul. Then, in turn, there is a next point of development at the time of sexual maturity, in the fourteenth or fifteenth year. Then the parallelism between body and soul becomes less clear, but for present humanity it continues until about the twenty-seventh year. In the twenty-seventh year, one ceases to feel this connection between spiritual-soul development and bodily development strongly. This remarkable fact that the human being completes his physical development at the age of twenty-seven has only emerged since the middle of the 15th century. It was different in the previous period. What can be recognized here through spiritual research is an infinitely significant human developmental truth. In Greek and Roman times, human beings were at such a stage of development that until the age of thirty-three or thirty-five, there was a parallelism between their physical and spiritual-soul development. The Greeks developed qualities such as these, although not to the same extent, until well into their thirties, as evidenced by the change of teeth and sexual maturity. This is what constituted the remarkable harmony of soul and body in the Greeks. The progression that human history shows is that we have less and less of the years of youth, less and less of what emancipated us from the physical and bodily in our earlier years. But this also requires a completely different position of the soul-spiritual to the world being in the human being. In the long period from the 8th century BC to the 15th century AD, human beings developed more of an instinctive mind and an instinctive emotional life. Everything that lives in this period is permeated by this instinctive life of mind and soul. But since the middle of the 15th century, man has developed a more conscious mental and emotional life and with it the demand to place himself on the level of the free personality. This demand of human nature to place itself on the level of the free personality is only developing in history since the middle of the 15th century. This also explains how the great events in human development fall differently depending on whether they occur in one or the other epoch. In the epoch that preceded our own, in which man remained capable of physical development well into his thirties, the greatest event in the development of the earth occurred in the first third of this epoch: the event that actually gives the development of the earth its true meaning, the event of the Mystery of Golgotha, the founding of Christianity. In the first third of the Greco-Latin era, what is like the central event of the whole human development on earth took place. The way it took place in the human race at that time, it could only be grasped naively by humanity in the age in which instinctive powers of mind and instinctive powers of the soul were present. It was only through these instinctive powers that people were able to relate to the great event in the right way during that period, because they did not yet behave consciously, but naively. They said to themselves: This is not just something that is done by human beings, something superhuman has broken into earthly development. The Christ, the superhuman being, has united with the body of Jesus of Nazareth. What happened at Golgotha is, in its physical facts, only the outer expression of something supersensible that has taken place in the development of the earth. In those days, therefore, it could be grasped instinctively. This has changed since the middle of the 15th century. Since the middle of the 15th century, the instinctive mind, the instinctive power of mind, has been transformed into conscious mind, into conscious powers of mind. This made it possible to develop natural science to the high level it has reached, but also to develop industry, and to develop the materialism of the age, which had to be there as an adjunct to place the free personality at the top. But this materialism must be transcended by seeking the path to the spiritual world in a new way, as I have described it today. The age became materialistic in the epoch in which the consciousness soul of man developed from the earlier instinctive soul. Then, in addition to external materialism, the materialism of theology also emerged. Consider how, in wide circles, even theology, the religious view, has been grasped by materialism; how man of the age of consciousness became incapable of recognizing the supersensible in the event of Golgotha, how he came more and more to drag it down into the sensual; how he finally became proud of it, how even numerous theologians became proud of no longer seeing in the Christ the supersensible entity that descended to earth in the body of a human being, but only seeing the “simple man from Nazareth,” who is indeed somewhat greater than other people, but is nevertheless merely a human being. That in the Mystery of Golgotha, in the death and resurrection of Christ, the greatest fact in the evolution of the world and of humanity is presented to us, has not yet dawned upon the materialistic age. Religion itself has become materialized. Simple religious belief will not be able to stop this materialization of religion. It can only be stopped by the conscious knowledge of the spirit, of which I have spoken today. It will in turn arise from the realization that in Jesus of Nazareth there lived a supermundane, a supersensible being, which since that time has united itself with the evolution of mankind. The Mystery of Golgotha will be placed in the sphere of human contemplation through anthroposophically oriented spiritual science; but now it will be placed in such a way that it will be freed from the narrow-mindedness of the individual denominations. What will develop as the spiritual outlook of the supersensible human being, as I have described it today, will make it possible for it to live in every human being across the whole earth, without distinction of race or nationality. From there, however, the path to the mystery of Golgotha will also be found, and all people across the whole earth will understand this Christ event, learn to comprehend it. In our time people enthuse about the so-called League of Nations; one enthuses about this League of Nations in the utopian way in which it originated in the abstract thinking of Woodrow Wilson. It will not be able to arise in this way. It needs a foundation of reality, and this must proceed from the innermost part of the human soul. That is the task of the present time. Only in this ability of the soul, which leads to the path of knowledge of the supersensible human being and unites people of the whole earth, only through such knowledge, which can look at the Christ event as a supersensible event, only in such an impulse, which works across nations, which works across all borders through nations, lies the real power for a future true League of Nations across the earth. In this way, Christianity must strike its new roots into human culture. This shows you the other side to what I was allowed to say here in the previous lecture. This shows you the side that corresponds to the human inner soul life, which in turn will ignite social instincts in the human being when it fills him. To receive this spiritual science, one does not need to believe in authority as one does to receive the other scientific knowledge that is conveyed, say, from the observatory about astronomy, from medicine about the nature of the physical human being. That must be accepted on authority if one does not want to become an astronomer or a physiologist and so on oneself. But you do not have to believe what the spiritual researcher tells you on authority. You do not have to be a spiritual researcher yourself, just as you do not have to be a painter to find the beauty in a picture. You can absorb spiritual science through your common sense without being a spiritual researcher yourself, if you just sweep away the prejudices that have developed from today's materialism. Because everything in spiritual science is stored in the depths of the human soul, it can be understood without belief in authority. And this understanding, this trust in the revelations of spiritual science, is something that must be lived into the tasks of our age. Then this age will experience a renewal. Then this age will be given the ferment for what, as an external institution of a new structure, will have to play a corresponding role. For what do we see when we really try to understand the nature of the present time? I would say: We see two paths, one on the left and one on the right. One of these offers us the possibility of stopping at the views that mere natural science has brought, and from this view, which natural science has brought, to now also proceed to social views; thus to start from the belief that one can understand social life with the same faculty of thought with which one understands nature. Karl Marx and Frederick Engels did that, and so do Lenin and Trotsky. That is why they arrive at their conclusions. People today do not yet realize that natural science stands on one side, and that its ultimate consequences find expression in social chaos and social decline. The terrible faith that now seeks to destroy all truly human culture in Eastern Europe, this terrible faith of Lenin and Trotsky, arises from the other faith, that the paths of scientific knowledge must also be followed in social life. What has happened under the influence of this newer materialistic-scientific faith? Our entire spiritual life has been mechanized. But because our spiritual life no longer rises to thoughts about the supersensible human being, because it mechanizes itself on the external mechanistic view of nature, at the same time the souls are vegetarianized, made plant-like, sleepy. Thus we see that in addition to the mechanized mind, we have a vegetarianized soul in modern cultural life. But if the soul is not warmed through by the spirit, if the spirit is not suffused with supersensible knowledge, then animal qualities develop in the body. Today these animal qualities live in anti-social instincts and want to become the executioners of culture in Eastern Europe. Then, under the guise of wanting to socialize, the most anti-social thing develops; then the bodily life becomes animalized alongside the mechanized spirit and the vegetated soul. The wildest instincts and drives arise as historical demands. That is the path that leads left. The other way, the right way, is to enter into the view of the supersensible human being, the supersensible world, as presented in today's message. This view also sees the development of the human being in the supersensible light, and penetrates to the truly free spirit. In my book “The Philosophy of Freedom”, I wanted to describe freedom as the basis for human progress, and to show how man can experience his true inner freedom by grasping the spiritual life. Only the spirit that permeates man can truly become free. The spirit that only permeates nature and seeks to shape all social life according to the pattern of modern natural science becomes mechanistically unfree. And the soul, permeated only by this spirit, sleeps like the plant. The soul that is warmed through by the true, pulsating will of spiritual knowledge of supersensible human nature steps forward in social life. It learns to recognize the supersensible human being in the other person. It learns to see the divine in the archetype in every person. It learns social feeling towards every person. It learns how, with regard to this innermost soul, all people here on earth are equal. And in this soul, warmed by the spirit, equality can develop in the other way on the right. And when the bodies are imbued and spiritualized by the supersensible consciousness, when they are warmed through, when they are ennobled by what the soul absorbs, by being awakened by the spirit, not remaining vegetated, then the bodies will not become animalized either; then the bodies become such that they develop what, in the broadest sense, can be called genuine love. Then, then the human being knows that he enters into his earthly body as a supersensible being, that he enters into this body to develop love in this body, to develop love towards the spirit. Then he knows that there must be brotherhood in the earthly body, otherwise the individual cannot be a whole, a full human being in unbrotherly humanity. Thus the continuation of the old way leads us to the mechanization of the spirit, to the vegetarianization of the soul, to the animalization of the body. The path that is to be shown by spiritual science leads us to the true social virtues, but to the social virtues that are permeated by the spirit and warmed by the soul; that are carried out by the ennobled human body. Thus spiritual knowledge of the supersensible human being leads us to found the future on a beautiful new building on earth: freedom in spiritual life. The spiritualized human being will be a free human being. Equality in the soul life warmed by the spirit: the soul that takes in the spirit will perceive and treat the other soul that it encounters in social life as truly equal, as if in a great secret. And the ennobled body, the body ennobled by spirit and soul, will become the vehicle of truest, most genuine human love, of true brotherhood. Thus the social order of man in freedom, equality and brotherhood will be able to take place through the correct understanding of body, soul and spirit. |
319. Anthroposophical Medical Theory and Human Knowledge: Fifth Lecture
15 Nov 1923, The Hague Rudolf Steiner |
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In this way, we not only free the astral body, but, when it comes to blood diseases, the ego organization is also involved. In this way, we come to turn our gaze to the whole of nature. |
319. Anthroposophical Medical Theory and Human Knowledge: Fifth Lecture
15 Nov 1923, The Hague Rudolf Steiner |
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Above all, I thank Dr. Zeylmans and all of you for giving me the opportunity to express some thoughts here about the – if I may say so – medical consequences of the anthroposophical method of research. Of course, it will only be possible to give a few brief hints in the two short hours, and given the deviation of the point of view that I will have to choose from the one in use today, it will also be particularly difficult in the two short hours to get beyond the fact that much of what needs to be said, from today's point of view – from the point of view that one is used to – may seem quite paradoxical, perhaps more than paradoxical. But those present will know how, in the course of the historical development of mankind, we have learned to rethink many things; and so, at least to begin with, there will also be a certain tolerance for the fact that a point of view that arises out of genuine, conscientious research must appear paradoxical. But the first thing I would like to say in the way of an introduction is that the medical consequences of the anthroposophical research method are not about opposing anything that would have to be absolutely “new” to what today's conscientious medicine, built on the natural science that has become customary for centuries, has to say. The research method I am talking about does not want to overthrow, but rather the opposite: by looking at the various things that have emerged from natural science for medicine in recent times from conscientious sensory-empirical methods, it has to take on board the fact that modern medicine points everywhere to an area that is still difficult for it to enter, for the reason that, yes, because the research methods are basically so conscientious has arisen, that modern medicine refers everywhere to an area that is still difficult for it to enter, for the reason that, yes, because the research methods are basically so conscientious, so exact, so exact in relation to the sensory-empirical methods that we are all familiar with. But precisely because of what natural science has become great, because of what has enabled it to provide such a meaningful basis for medicine, precisely because of this, certain paths to knowledge of the human being and thus to healing have been made impossible. And so allow me to start today by mentioning some principles and then to go into the peculiarity of some of our remedies, which are typical, which are characteristic, tomorrow. We did not choose this path from the outset, saying to ourselves: Anthroposophy must know everything, so it must also have something to say about medicine. That is the agitator's method. But we, on truly anthroposophical ground, want to take the standpoint of genuine scientific knowledge, at least in our fundamentals. And so it has come about that this medical movement has arisen within the overall anthroposophical movement, because doctors, especially doctors in Germany, but basically doctors in all countries, have found that current science and medicine raise questions that cannot be answered with the methods in use today, at least not from diagnosis, from pathology, to rational therapy. Then these doctors came and asked whether anthroposophy, with its special kind of knowledge of the human being, might have something to say about medicine, about a knowledge of the human being that can go somewhat deeper into the human being than one is able to do with the methods currently in use. And so, I would say, the challenge, especially from those medical doctors who were dissatisfied or who had fallen into a certain skepticism as a result of their studies and practice, led to the development of what I will be talking to you about today and tomorrow. From the outset, we did not take the view that we could now introduce all kinds of amateurish ideas into a conscientiously conducted field of research that had been put into practice. And when the founding of Kommender Tag in Stuttgart and Futurum in Switzerland suggested that the field of medicine should now also be cultivated, it came about that I said: Certainly, what Anthroposophy has to give can throw light on the preparation of remedies, but one should not simply start from preparing remedies, but everything that is done in this direction should be in the strictest connection with medicine, with real practice. And so our institutes came into being, which are indeed institutes for preparing remedies using the methods I will talk about; but these institutes are connected to clinical institutions, and in the course of time I will often refer to that clinical institute which has now become exemplary in the first place: that of Dr. Wegman in Arlesheim, which is directly connected with the Goetheanum, our anthroposophical university in Switzerland. There it is indeed possible, through constant contact with the sick, to enter into a living connection with regard to therapy, which, through the anthroposophical method of research, is to be cultivated as the great question of our time. But we have not yet been satisfied with that either. We have affiliated actual research institutes to these institutes. And we have affiliated a biological institute and physical institutes, but I will not speak of them for the time being, as they are still in the early stages of their work. At the Biological Research Institute – which I want to mention so that you can see that we want to work with the same exactitude that is otherwise required – we have already recorded two findings. Please don't take it as silly vanity of mine when I express my conviction – oh no, it's important to honestly express what one can be convinced of based on the available results – when I say: Despite some individual methodological objections that one could still make, these two results are such that they can point the way to how we can strive for the same exactitude that is otherwise striven for today in the scientific basis of medicine. The first work to come out of our research institute is a work on the function of the spleen, and since I can only give you two lectures, only suggestions, you will forgive me if I can only point out some of them. In the course of anthroposophical research work, the function of the spleen has become particularly interesting to me, and I will have to speak about what can be called the spiritual scientific method. Through these methods, it has become clear to me how special the spleen function is in the human organism as a whole, which, as you know, is a kind of crux for anthropology. The human being - I can only hint at this now - carries within him the most diverse processes, including those that require rhythm. These processes include not only breathing and blood circulation, but also rhythms of a larger scale, for example, the rhythm of digestion. Now, the rhythm of digestion is something that is demanded by human nature itself, but which, in the way it is demanded by it, can never be maintained. According to the demands of his organism, man should actually eat and drink with an enormous rhythmic regularity. He cannot do this, because even if he organized the times for his meals with great pedantry, this would not yet result in the rhythmicity demanded by the organism actually being able to be maintained. For one day one eats this, the next day something else, and one would have to proceed with an almost immeasurable knowledge of the details if one were to do all this. Breathing and blood circulation have it easier, but the rhythm of digestion is, because we are dependent on our contact with the outside world, something that cannot really be met. Now the functions of the spleen are designed to compensate for and correct those irregularities that necessarily occur in the digestive rhythm, by combining these spleen functions with the entire digestive function in the broadest sense. That is what I realized at the time. Now, at our Biological Research Institute, through methods that are as exact as the clinical methods of today, even if some objections can be raised with regard to the details, this has been fully empirically confirmed by the work on spleen function. It is a work that one would like to believe, if it had been done in an ordinary clinic, would have made a great impression in the field of medical thinking. That this has not happened – and this is not a case of silly vanity, I assure you – and that this work, carried out with such enormous dedication by Dr. Kolisko, is still relatively unknown today, is solely due to the fact that it was created on anthroposophical ground. The second work is such that a scientific-medical “belief” has been made to the extent that it can become an exact science. You will not assume that I want to somehow advocate here for the much-disputed area of homeopathy in its relation to allopathy, it does not occur to me, because I know how much lay and dilettantish there is in ordinary homeopathic thinking. But it cannot be denied that in highly diluted substances, even in the external physical sphere, the most extensive effects may be present. Therefore, it cannot be assumed from the outset that substances in high dilution cannot have effects after all. Just think of the numerous effects that are exerted when inhaling any substances that are present in an extremely fine distribution. We often do not consider that when we have people sit in a bath, it is much more important that they inhale what evaporates, whereby certain substances are in a very strong dilution, that this is much more important than what the bath does externally. But all of this was previously a kind of scientific belief. We have now actually tried to scientifically substantiate this belief – within the limits, of course, in which it is justified; the results must not, of course, become a panacea – by producing dilutions in a ratio of up to one part in a trillion, so that we can really say: it is no longer a matter of the ordinary material effect coming to light, but of the function that lives in the materials, which passes into the medium. In this case, we are dealing with nothing other than the functional form. We have, however, managed to prove that the diluted entities develop rhythmic effects that are astonishing. We used the growth of seeds for this purpose. We were precise and careful in our selection of seeds. We germinated the seeds in metal solutions, using the metal compound in the appropriate dilution, and we were really able to prove how the metal solutions, diluted one to ten, one to twenty, one to fifty, one to one hundred, one to five hundred and so on, affect the growth forces of the plants. The resulting curves are interesting and show a great deal of regularity, so that we can say: At a certain dilution, the vitalizing force is still influenced in a certain way; if you continue to dilute, this influence decreases. If you go further, the greater dilution then has a greater influence on the vitalizing force. This results in a descending and an ascending curve, which then express the effects of highly diluted entities that can be precisely justified. And so the small part, the excerpt of what – I say explicitly – is misused by homeopathy, has been elevated to the rank of an exact field of research. I do not say this in order to attach greater importance to these results in the first place; I say it only to show that we are making every effort not to work in a dilettantish, amateurish way outside of science, but to place ourselves squarely on the ground of current research methods in use in science. But from there we must then go further.It is historically understandable that, given the tremendous successes that have emerged in the last few centuries, at least in the natural sciences, in the 19th century, humanity was, so to speak, hypnotized by what sensual-physical observation and exact experimentation could yield. But as far as knowledge of the human being is concerned, and even in terms of ordinary physical knowledge of the human being, it is not possible to go so far with these research methods that an inner understanding of the nature of the human organization emerges. And this is simply because, on the one hand, great and tremendous progress is being made in our knowledge of the human physical organization, but, on the other hand, precisely because of the exact and fruitful nature of these research methods, a whole part of the human being, which is just as real as the physical human being, is simply being excluded. The greatness of scientific research can also be seen from the fact that it has thrown out of our knowledge of man with tremendous energy that which is the spiritual-soul man, who - as we shall see - must be understood in the medical sense no less as a reality in practice than the physical man. To do this, it is necessary for me to first tell you a few basic principles about the anthroposophical research method in general, especially insofar as it leads to knowledge of the human being. The fact is that today, in all our research, we simply stop at how we have become in our soul constitution, which also includes our cognitive ability, through what culture has already brought up as our school education, as education within the conventional sciences. That is where we stop. We do not say to ourselves: as a two- or three-year-old child, we still look quite unlike our soul mood and constitution in later life. We develop; we become quite different in the course of, say, fifteen years of our human youth. In our eighteenth or nineteenth year, we have abilities that we do not have as a two- or three-year-old child, let alone earlier; these develop from within us. Why should it not be possible to raise the question: Is it not possible for an adult to remain relatively capable of development? Is it possible to arbitrarily, so to speak, complete this development of the soul life? Of course, at first it is a question of inner trial. But anyone who tries, who really tries to go beyond what is today considered the norm of human soul development, to attain other soul abilities, can do it, will succeed! More details about this can be found in my books “How to Know Higher Worlds”, “Occult Science: An Outline” and others. In principle, I will only hint at this, that we are able to develop further what we otherwise have as thinking, what we know from its application not only in ordinary life but also in current science when we experiment and interpret observations. When this is said, people usually start saying: Yes, now he is coming up with a “mystical development.” But if you want to contemptuously point to the mystical development — if you want to use the word — that I am talking about here, then you should also contemptuously point to mathematics and geometry. The essence of mathematics and geometry is this: that one moves in full deliberation from one position to another, that there is absolutely nothing of the subconscious, in which suggestive can play a role. This deliberation, this full awareness, must follow us everywhere in the object, in mathematics and geometry. The same thing that we do inwardly with the object, when we proceed exactly, can be applied to the development of our own soul. Not in that mystical conspiracy, with which one often speaks about mysticism, but in full clarity, the soul can be further developed in relation to its ability to think, but not by brooding within itself, but by proceeding from quite definite, clearly comprehended ideas and from there — just as it happens in mathematics for the object — now taking in nothing but that by which one can pass with full composure from one content of consciousness to another. If this is applied as a truly inwardly exact method of developing the soul for a sufficiently long time — it takes longer for some, shorter for others — then one does indeed gradually come to grasp thinking, not as it is otherwise passive, but in its activity; so that one, while otherwise passively following with one's thoughts what one can observe, comes to experience an inner activity. This inner activity of thinking gives the first real insight into what is supersensible in man, the first stage. I would like to say: if one approaches man from the outside – and one can chart the whole blood dynamics – then in the blood dynamics one has, so to speak, a picture of man, of a part of man, seen from the outside. But by proceeding as I have indicated with regard to thinking, one comes to experience oneself inwardly filled with a second human being, with the human being who is independent of the physical organism. Anyone who thinks that something suggestive is occurring is ignoring the fact that the methods I am referring to here are absolutely exact methods, in which everything is experienced in full composure; so that one can arrive at precisely what might be even the slightest suggestion in the depths of the soul and reject it. The path one follows with this method is exactly the opposite of that which can introduce anything suggestive or autosuggestive into consciousness. But one comes to the following: If one observes the gradual development of the child with the precise observation that one acquires through such a development of thought, then a significant difference arises between the whole constitution of the child up to about the change of teeth, up to the seventh or eighth year, and after that. The difference that exists between the earlier and later stages is such that one must first acquire the ability to pay attention to it. Otherwise one overlooks it, does not pay attention to it, but one must start precisely there, I would say, with the courage to approach the human being and such observations really as precisely as one has otherwise become accustomed to in physics in the course of more recent research. In physics we speak of latent warmth and of warmth that actually occurs. We speak of the fact that through some process a state of warmth that would otherwise remain latent in some substance, that is, within the substance, can come out. Whatever external physical science has arrived at, we must also arrive at. We must be able to have the courage to do this, the courage with regard to the development of the human soul, for example. And if one has this courage to do research, the following emerges: one sees — one only has to understand how to focus one's attention on it — how, in the case of a child who has changed teeth, inner soul forces arise that were not there before. Not even education has progressed so far as to be able to say anything about this, because it is not observed precisely, because the curves do not rise steeply and fall deeply, but because it is a matter of subtleties and these subtleties must be observed with a different, spiritual eye; that is why little attention is paid to them today. But for those who acquire the ability to conduct spiritual research, it turns out that everything we call the ability to remember, for example, is radically changed when the teeth change. The ability to remember is one that, with a certain elementary power, still allows the organism to shoot out what the child presents in their memory. That special kind of memory experience, where one goes back and has the feeling that one is going back to the experience, that only occurs with the change of teeth. So countless things in the mental experience only occur with the change of teeth. They are then there; they did not reveal themselves before in the child's nature. Where were they? They were in the child's nature, just as latent warmth is in a substance; and those organic processes that have only their external symptom in the change of teeth have brought out what was previously in the organism and working on it, just as some physical process brings out the latent warmth from a substance. Today, psychology speaks of psychophysical parallelism and the like; it cannot come to the conclusion that there may be a connection between what we have in psychology today: the soul, thought of in a completely abstract way, and what comes to light anatomically and physiologically, because the two things are such that, if you look at them in such an abstract way, you cannot find a bridge from one to the other. But the human being is, after all, a developing being. If we look at what is present in the soul after the change of teeth, what has emerged in the soul, we can say: the same forces that now confront us as the metamorphosed thinking in the soul were previously organic forces, acting as forces for the growth of organs in the child; so that here we have an empirical relationship between the life of soul and the life of body, which one must seek only at the right time in human development. If we now carry out the mental exercises I have mentioned, we come once more to something similar in this thinking, something that is as strong and active as the thinking still in the organism. That is the second person that one discovers in oneself: it is on a higher level than the ordinary, merely passive thinking, but what we have as a second, etheric body - I ask you not to be offended by the term - thoroughly organized. So it is not a matter of the anthroposophical research method that one now speaks of an imagined etheric body, but that one can in fact - I can only give hints here - empirically show how what one finds through the special methods of knowledge is really active in human nature; because when we look at a child, what we later find in thought is at work. If I want to understand the forces of growth in the child, if I want to know how there is something particularly vitalizing in it, then I have to do it in what I call imaginative knowledge, because that makes it an inner content of consciousness. If, for example, the forces that are growth forces in the child later pass over into the life of the soul, but then work passively, and if there are healing powers in these growth forces, then I can only explore these healing powers if I now, in turn, come to look at and inwardly experience what the vitalizing forces are, using the actual spiritual scientific method. This makes it possible to see in these things not mere fantasy but something that is active in the human organism, and thus to make outer anthropology a real anthroposophy through inner empiricism. And just as one finds this second human being through a special training of thinking, so, if one goes further, within these two humans, the physical and the etheric, a third can still be found. But do not be put off – because terminology is needed everywhere – if I call it the astral human being, anthroposophy already indicates the reasons for this. I will only hint at the constitution of man himself. When one has come so far as to really experience this second, etheric man inwardly independent of the physical man, then one has a content of consciousness. With reference to this, I can say: One feels almost as secure in it as one feels in one's physical body in normal waking consciousness. One already feels this second man. Therefore, the next step, which must follow, is much more difficult inner work: to find out what I have described as the etheric human being. Because you only get the rest by gaining the strength to sucker out this etheric human being. This must now be done very consciously, so that you, as it were, drive out again after driving in. Generally speaking, the preliminary exercise for this is not easy. Ideas that have stuck with you for a long time, that were so present that they occupied your entire consciousness – but again in full consciousness, so that there is nothing suggestive about them – are difficult to switch off, because they work in consciousness with much stronger force than ideas that are fleetingly established in everyday life and from ordinary observation. But once one has practiced freeing one's consciousness in general, in a more conscious way, from whatever may be present in it, then one can also learn to use suggestion to make this figment of one's own imagination disappear and to create an empty consciousness. This consciousness is then exactly in the state in which man would be if, after entering the ordinary dreamless sleep, he were suddenly to perceive around him a different world, if he were to wake up not in the body but outside the body, and also not in the physical world but in a spiritual world. This awakening can be brought about by doing what I have just described: after first energizing the consciousness in the strongest possible way, so that it acquires an etheric content, one then empties it again, has the empty consciousness, the mere awakening, without any of the content one otherwise has in life or in science. To produce empty consciousness – you know how difficult that is in ordinary life, because when you let the sensations of the senses disappear in ordinary life, the person simply falls asleep. But in this way, as I have described it, you come to the empty consciousness that merely watches, but it does not remain so for long. Then the spiritual world enters, above all a third human being, a person who is actually now only an inner function, only inner mobility and activity. The second, etheric human being, is the vitalizing one, the third, astral human being, is mobility, activity. Then there is a fourth human being that makes it possible for us to be human in the fullest sense of the word. Perhaps I will have the opportunity to elaborate on this in the course of the lectures; for now I will only hint that this is the actual I-human being, because what I have described so far is also possessed by the animal: physical body, etheric body and astral body. But the human being also has the possibility of experiencing this combination of his limbs within himself, not in the abstract but in the concrete. If the human being not only produces empty consciousness, thereby grasping the spiritual world, but if he now goes further and energizes the experience of the spiritual world even more, then he comes up to the full conception of the I. In this way, one can form a picture of what gradually becomes the content of the human being through anthroposophically exact methods. This content of the human being is now truly there. Just as warmth, which was first latent and then brought up and became real warmth, manifests itself in its physical effects, so that which is etheric body, astral body and I definitely manifests itself in the human being. And we only understand the human being if we can truly consider this interaction of the four members of his being. Let us look at a single aspect. Let us look at a single aspect so that we can form an idea of how these things can interact, for example the kidneys and kidney function in humans. In every single aspect of the human being, the four aspects of human nature interact to a greater or lesser extent. When we study kidney function, what we can observe in the corpse or otherwise is only the sum of physical effects. However, this sum of physical effects is energized by what I initially called the etheric body, that is, by that part of the etheric body that contains the vital functions for the kidney in particular. But this is again permeated by the astral body, and it is only in the interaction of these members of human nature that we can inwardly comprehend the human being, whether in the case of a single organ or a system of organs. Now let us take the case of detecting some kind of irregularity in kidney function. I need only refer to this in general terms, since you are a professional in this field. And anyone who sees through the whole thing as I have indicated will see that in some way the physical kidney function and the etheric kidney function oppose the astral kidney function. So that is a typical case. One can come to the conclusion that the physical and etheric kidney organization offer resistance to the astral kidney function — which one only gets a view of when one has established empty consciousness. But now it is like this: when a living organ, the kidney, offers resistance through its physical and etheric organization to the astral, then, because otherwise the organ would atrophy, the astral organization must intervene more thoroughly more energetically; and therefore, in special cases, of course (I always relate to specific cases), we have a particular concentration of the part of the astral organization that corresponds to the kidney on the kidney activity. In other words, the astral kidney function becomes much stronger in itself than it is allowed to be called upon to be according to the whole constitution of the human being; so that the one who sees through the kidney function in this way has the picture: Here the astral body is performing work in the kidneys that it withdraws from the totality of the human being in which it must be active; it develops a process in the kidneys that should not actually be there. Due to the particular abnormal developmental aspects in the physical and etheric kidneys, the astral kidneys are overburdened. Now it is a matter of pushing the diagnosis to this point. It is known that the astral part of the kidney now has something to do that it does not actually have to do in the normal functioning of the organism; it performs something that it should not actually perform, but which the kidney, as it is in its diseased, pathological state, or as the etheric kidney, now demands of this astral part. This leads to the first part, to the very first link in a view of the nature of the patient. The disease processes should actually be the greatest mystery for the thinking person, because they are, after all, natural processes. But the normal processes are also natural processes. How do these abnormal processes, these disease processes, come to be in the midst of the normal processes? As long as one regards the human being only as an equally valuable tissue of physical substances and functions, one does not actually arrive at a possible distinction between what is physiological and what is pathological; but one does arrive at it when one knows that the kidney can undergo a metamorphosis in which it develops physical processes that the normal kidney does not develop because in the normal kidney there is a right harmony between the physical, etheric and astral kidneys. This is what one first sees. The question now is: how can this disease process, which must simply be explained in terms of an excessive demand on precisely a supersensible part of human nature, possibly be eliminated? How can we get the astral person to function normally again? In these discussions, I always want to look at something very specific and individual. I do not want to talk about a severe kidney disease, because the principle of the matter can also become clear to us in the case of a mild kidney disease. But just so that I can indicate how to deal with such a kidney, I would like to start from a very specific example. What we know is, first of all, that we must now free the astral body from its work on the kidney, which is deformed in the broadest sense. There is a process going on there that the human astral body should not be doing; we have to get it out of the abnormally running process of the kidney. If we now gain the kind of knowledge that first looks at the human being and then at the world, the following emerges with the method I have described. We turn our gaze from the human being to the outer nature. We come to study the special nature of Equisetum arvense. If we study this horsetail, not so much emphasizing the individual substances it consists of, but rather looking at the process that lives in it, then we come to the following: Today it is common, because materialistic thinking has taken hold of everything, that we state for everything organic: it consists of so much protein, fat and carbohydrates and so on. We look everywhere for what the external chemistry can indicate as the individual components of a substance, and in this way we arrive at the elements, as they were called; but that is not what is of primary importance in what I have in mind here. What interests us most about equisetum is that when we analyze it, that is, when we break down its functions, we find that silicic acid is the main constituent among the substances that remain. It must therefore be present in such a strong way that it predominates, still exerting its silicic acid function in equisetum. In analyzing, we do not recognize the substance as such, but we do recognize what significance the substance has. And that must also be recognized. Equisetum is a plant; in it we do not find an astral body, but we do find a physical body and an etheric body. We study Equisetum arvense and find that silicic acid plays a particularly important role. Of course, there are other plants that contain silicic acid. We also find that certain sulphuric acid salts play a role and finally we find that the most important constituents that still assert their nature, their essence, in Equisetum, are silicic acid — but not the “material”, but the silicic acid function — and the sulphur function. And now we find something very remarkable. If we are able to see through the special kind of connection with the spiritually developed powers, what is around the sulfuric acid salts in connection with the silicic acid, SiO2, we find that there is there is a process, a functional connection that we can now transpose into the human organism, either orally or – in the case of other processes we do not have to choose the oral route – through a bath or by injection. The significance of these individual methods will be discussed later. But if we introduce the equisetum into the human organism in a certain way – but it is better not to use equisetum as such now, and that is the basis of the essential way we prepare our remedies, because although the effects are there, visually, they are not as permanent – if we now study the functional relationship between silica and sulfur and then try to imitate it in the preparation, we have the opportunity, by implementing what can be studied in the case of Equisetum in the more or less inorganic preparation, to develop stronger effects on the human organism than those achieved by using the mere plant as a tea or the like. This is particularly important for the production of our remedies. If I now introduce into the human organism the functional relationship between sulphur and silicic acid in the right way, then simply through the special quality of this functional relationship the following happens: the process that the human astral body has to carry out while the disease is present is now taken from the kidney. If I introduce into the kidney the functioning of sulphur and silicic acid in Equisetum arvense, I relieve the human astral body of what would otherwise have to be done by the deformed kidney (deformed in the widest sense); I let the disease process, so to speak, be done by something that I have introduced into the body. This is the beginning of every healing process. You have to know the disease process. You first have to have a rational pathology, you have to know the disease process and you have to research where in nature something can be found that can exactly reproduce this disease process. For one must not believe that one can always fight the disease process everywhere in a disease, but one must actually catch it. What the disease process is, must be caught by something that is known in its dynamics, as here with Equisetum sulfur and silicic acid. Then one gets out that which, as in this case of kidney disease, used to function as the astral body. And by getting this out, one must also ensure that the person is strengthened internally through diet and so on, so that they can apply all their inner strength more energetically than usual. That is, one must devote some energy to the entire astral body. Then one gets the astral body, which has now been released in its entirety in this way and in the corresponding case, to extinguish the disease by means of the healthy part of the astral body, if one first has the excessive activity of the astral body take over from an external function. This is how one arrives at a rational concept of healing. As a rule, this healing always consists in intercepting the disease process by means of an inserted process from outside and then, by energizing, inducing what is already in the person to overcome the disease process, while one cannot do this as long as — as in this case — the astral body has to turn its activity one-sidedly towards the kidney, which is different from how it should be. What I have just described is the case, or can be the case, with all those disease processes that are based on organ irregularities that - as I would like to call it - have a centrifugal effect, an inward centrifugal effect. The kidney is a secretory organ that first secretes inwards, even if the excretion goes outwards, it secretes inwards. And if you take my point of view, pathological processes must be understood in such a way that the cure consists in inducing a centrifugal process in the kidneys by introducing Equisetum arvense, a process that radiates out from the kidneys. There are other processes that show us the polar opposite of what I have just mentioned. And here I do not wish to mention a serious illness, but rather, to discuss the principle, something that, although it only attracts more or less distant attention compared to the actual deeper illnesses of the human being, is, above all, extremely unpleasant for the patient: that is hay fever, hay fever catarrh. If we want to combat this, we must bear in mind that we are dealing with a very serious constitutional disorder. Ultimately, however, it can be traced back to a weakening of the astral body with its powers, this third, internally mobile human being, which occurs peripherally in the human being. We can trace hay fever back to early childhood, where we have general illnesses that we usually do not pay much attention to, which then specialize into what occurs later in life as hay fever. And if we know that this hay fever is based on the astral body weakening in relation to certain functions, not reaching the physical body and etheric body, then it must be our primary concern to energize this astral body inwardly, to lead it back to its proper functions, so that when we have to deal with more outward-directed centrifugal effects in the pathological, we now counteract them with something else. In the example of kidney disease, we have, as it were, intercepted the disease; we have considered the astral body in such a way that, when it is freed from its abnormal work, we only need to energize it, to strengthen it; then, when we relieve it of what it had to do with the diseased kidney, it will already be working in the direction of health. This is not the case with processes such as hay fever. In such cases we must not try to stop the disease process; instead, we must set in motion a process that is the exact opposite of the disease process. It has been found that we can stimulate the astral body to perform a function that it can no longer perform because it no longer has access to the physical and etheric bodies. This can be done by using certain fruit juices that which have skins, and which actually show centripetal effects within the fruit, and when we prepare the corresponding preparation from these fruit juices, as an ointment for milder cases and as an injection for more severe cases. We drive it back to the physical body and ether body, and in this respect, we can indeed show some very nice successes. Dr. Wegman has injected numerous patients with our hay fever remedy and has had the most wonderful successes in this area. It is entirely possible, from this way of thinking, to bring about a meeting between the astral body, which has become sluggish, and to energize it, so that one can see in this process, which one causes with the injection – these processes then have a certain affinity to particular organs; so if we use a particular fruit juice, it has a particular affinity to particular organs; one then one has to find out the particular points and know the currents in which the affinities express themselves – one can see how those physical functions that occur through that which has become sluggish and inert in the astral body, which would not occur if they were held by the astral body, how these functions really cease to occur when we now intercept the astral body itself. Before, we intercepted the disease process; now we intercept the process in the particular area on which we want to act. Thus, with regard to the preparations we use, we have to distinguish between processes that work more centrifugally, as I described in the case of the kidney process, and healing processes that work more centripetally, as for example in the case of the hay fever remedy. When you consider these things, you might think at first that they are imaginary. Most people in the present day also believe that they are imagined. That is why I attach great importance to the fact that we not only produce such remedies, but that our institutes work in line with this medical way of thinking. Now, when examining these remedies, one is in a different situation than when trying out remedies in a purely empirical way. In the latter case, one is mainly dependent on statistics, which tell us: if the number of cases in which a remedy has helped is very large in relation to those in which it has not helped, then statistics will help us. But if we start from a method such as I have described, we see to a certain extent from our understanding of the disease process what must occur in a particular healing process. Pathology and therapy become one! Because the thing is this: if I recognize through diagnosis what is going on in the diseased kidney, then it is the same process, only on a different level, that I have to apply in therapy: I have to intercept the process; I have to introduce something into the human organism through the combination of sulfur and silicic acid so that I myself produce what presents itself to me as a pathological process. I heal by developing a therapy that is an imitation of the disease process at a different level, and that must be carried out by the astral body. For example, if I introduce the function of equisetum into the human organism, I leave it in the etheric body, and I relieve the astral body of its work on the diseased kidney. In this way what is otherwise juxtaposed and can only be found together by pure empiricism – pathology and therapy, is transformed into an absolute unity. If we recognize the nature of the disease process in this way, we must find in the outer nature how, for example, a particular kidney process is imitated in Equisetum arvense; or if we recognize that the bile secretion process in the liver is really its inner nature in certain forms of the disease, we find this form of disease of the gall secretion process, for example, in Cichorium intybus, then we are able, through the way in which the function proceeds in Cichorium intybus, to relieve the astral body of the liver in the gall secretion process of what it would otherwise have to do. We thus advance in healing in such a way that pathology itself is actually nothing other than therapy. This is how therapy becomes a truly rational science. — If, for example, we are familiar with the wonderful connection that exists between iron and certain mucilaginous plant components and salts of Anisum vulgare, we can see how there is something functional in this aniseed, particularly in the seeds of Anisum [Pimpinella anisum], which is one with certain hyperinflammatory blood disease processes. We can relieve the blood of these disease processes by using a preparation that is modeled on the connection between certain plant mucilages and the iron in aniseed. In this way, we not only free the astral body, but, when it comes to blood diseases, the ego organization is also involved. In this way, we come to turn our gaze to the whole of nature. What is beautiful nature outside is actually nothing but an imitation of disease processes. In the human being, these are disease processes on the inside, while outside it is the wonderfully beautiful nature. But one must understand the connection and know how to bring disease functions into the human being from the wide field of natural processes and thereby relieve the supersensible members of human nature of disease processes. Now one no longer has to rely on statistics! For if one recognizes such a connection by inner insight, and observes how the effects must occur, then it is the same as in a physical experiment carried out correctly in an exact scientific way. There one does not proceed according to statistics either, but one knows, for example from Mariotte-Gay-Lussac's law, that this is an exactly executed experiment which, if it is carried out exactly, is also conclusive. With human beings it is not as simple as with a physical experiment, but it is actually the same if one can see through the process of the illness and say: this or that must work, and then see step by step how it works. What is necessary – and this is precisely what is available to such a high degree in the Clinical-Therapeutic Institute of Dr. Wegman in Arlesheim – is that one really banishes all medical skepticism; because that is actually what continually puts the strongest obstacles in one's way. What Dr. Wegman has is the courage to heal. The courage to heal is part of everything! Then you also come to see the disease process and start to counter it, so to speak, intercepting it. But then it becomes particularly important to see how it all actually happens, if you don't want to be sloppy; but to follow the healing process step by step. And then you also know where something is not in order; then you have to go back and investigate where you have overlooked something. But if you then have the courage to heal in every single case and actually do not presuppose anything else, do not want anything other than healing, than courageously healing the disease processes, then you have that, from which you can feel most strongest stimulus, as a scientific basis for medicine that does not merely want to work out rational therapy from an exact pathology as a consequence, but which already has the healing process in the diagnosis. Then one cannot speak about the disease process other than that one already has the therapy at the same time as the diagnosis. One then describes the kidney disease in such a way that the description is very similar to what happens in Equisetum arvense: one transfers what one sees in the kidney to an external natural process; so that one describes in such a way in the diagnosis that the diagnosis contains the healing process. |
337b. Social Ideas, Social Reality, Social Practice II: The Formation of Social Judgment
16 Aug 1920, Dornach Rudolf Steiner |
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And it has become fully mature, this judging consciousness soul, this conscious soul that enters into a relationship with the world entirely from the ego – this consciousness soul becomes mature at that point. Schiller at 37 was five years younger than 42, Goethe at 47 was five years older than 42. |
337b. Social Ideas, Social Reality, Social Practice II: The Formation of Social Judgment
16 Aug 1920, Dornach Rudolf Steiner |
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Rudolf Steiner: Dear attendees! I would like to introduce this evening's discussion with a few remarks about how a social judgment, on which a new social order must be built, can come about. I should say at the outset that it will not be easy to speak about this subject in a popular way. One should actually recognize the impossibility of speaking about this subject in a popular way from the facts that we now live in. You see, our time is basically in many ways quite opposed to man forming a healthy social judgment. It is true that much is said today about man as a social being, about social conditions and social demands in general. But this talk about social demands is not really based on a deep understanding of what a social being actually is. We need not be surprised at this, because it is only in the present time that we are at the beginning of the time in which humanity is to mature to form a social judgment. In a sense, humanity has not needed to form a social judgment until now. Why? Of course, human beings have always lived in some kind of social circumstances, but basically they have not – not until now – organized these social circumstances out of their social consciousness, out of a real understanding. They have, if I may say so, received them in an ordered way through a kind of instinctive activity. Up to the present form of the state, which, in Europe, is basically no more than three or four hundred years old, people have formed connections more out of their instincts, and it has not actually come to grouping people out of judgment, consideration and understanding. Out of this understanding, out of a truly clear judgment, the threefold social organism wants to tackle the social question. In doing so, it is basically doing something that is still quite unfamiliar to people and that is highly uncomfortable for the vast majority of people today. What has actually happened? The earlier social associations and the present state association have developed from human instincts, and people today simply accept this association, which is still combined with all sorts of national instincts. They grow into this association. Instinctively, they grow into this association and avoid thinking about it – or at least they avoid thinking about it to a certain extent. At most, one thinks about the extent to which one wants to have a say in the affairs of the state, but the framework of the state is accepted. They accept it, even the most radical wing of the socialists; Lenin and Trotsky also accept the state, the state that is put together out of all sorts of things, but instinctively, the state that was ultimately worked on by the old tsars. They accept it and at most wonder how they should shape what they want within this state. The question of whether the state should be left as it is or whether a different structure should be adopted that is based on understanding is not even raised. But you see, this question – how can the instinctive nature of the old social life be transformed into a social life that is born out of the human soul? – is the main question underlying the impulse for the threefold social organism. This question cannot be resolved in any other way than by the emergence of a more thorough knowledge of the human being, more thorough than the knowledge of the human being that has existed in recent centuries and that exists in the present. One can say that the impulse for the threefold social order arose directly from the question: How should man come to a judgment about how he should live together with other people? It arose from a correct observation of what man must demand in the present. But most people do not seriously want to respond to the demands of the present. They would prefer to take the existing situation and make more or less radical improvements here and there. For example, it is probably easier to talk to an Englishman about anything but the threefold social order, since he usually takes it for granted that the unified state of England is an ideal that must not be challenged. Wherever you touch on the subject, you notice this prejudice. But this is nothing more than the persistence of the old human instincts in relation to social coexistence, and we must get beyond them. We must come to a conscious coexistence. This is highly inconvenient for people today, because they do not really want to come to a judgment out of an inner activity, out of an inner activity. They would basically like, as I said, to have a say in what is already there, but they do not really want to think thoroughly about how to deal with what is there and how to rectify what has been led into the absurd by the last catastrophes. This absolutely new aspect of threefolding is something that people basically do not want to see. They are not willing to make the effort of forming a social judgment. You see, the question: how does a social judgment come about? - immediately breaks down into three separate questions when approached in the right spiritual-scientific way. And the sources from which the threefold social organism flows are actually based on this, that the question of how to form a social judgment is immediately divided into three separate questions. It is impossible to arrive at a judgment in the same way in the common spiritual life, in the social spiritual life, as in the legal or state life or in the economic life. Recently an essay appeared in the Berliner Tageblatt entitled 'Political Scholasticism'. In it, a very clever gentleman – journalists are usually clever – makes fun of the fact that in contemporary public life, people strive to separate the political from the economic. He would, of course, also make fun of it and call it a scholastic hair-splitting if one wanted to separate public life into the three parts, the spiritual part, the legal or state part and the economic part, because he has a very special reason, a reason that is so very easy for the man of the present time to understand. He says: Yes, in real life the economic, political and intellectual life is nowhere separated; they flow into each other everywhere, so it is scholastic to separate them. Now, my esteemed audience, I think one could also say that one should not perceive the head and the trunk and the limbs of a person separately, because in real life they belong together. Of course, the three limbs of the social organism also belong together, but one cannot get by if one confuses the one with the other – just as little as nature would get by if it grew a foot or a hand on the shoulders instead of a head, if it were to shape the head into a hand. It is a particular characteristic of these clever people of the present day that they have taken the greatest happiness with the most stupid of our time, because the most stupid today appears to be the most intellectually clever of the great multitude. What matters is that at the moment when humanity is no longer to enter public life instinctively, but more consciously than before, the whole way in which man stands in the spiritual life of culture, how he stands in the life of law and the state, how he stands in the life of economics, is different. It is just as different as the blood circulation is different in the head, in the feet or in the legs, and different in the heart - and yet the three work together in just the right way when they are organized separately in the right way. ![]() And we too, as human beings, have to form our social judgment in various ways in the field of intellectual life, in the field of legal or state life, and in the field of economic life. But we have to find ways to arrive at a truly sound judgment in the three fields. In general, this path - basically there are three paths - is really quite heavily obstructed by the prejudices of the time. Many obstacles must first be removed from the way. In order to arrive at a sound social judgment in spiritual life, it must be clear that today's man is utterly incapable of even posing the question: What does social mean in spiritual life? What does human coexistence mean in spiritual terms? We still do not have a knowledge of man that, I would not even say, provides answers to such questions, but I would just say that it encourages such questions. This knowledge of man must first be created by spiritual science and made popular among mankind. One must raise the question properly and reasonably: What difference does it make whether I am facing a human being or whether I, as a lonely observer of nature, have only nature facing me, thus gaining knowledge of this nature by directly facing nature as an observer? I enter into a certain reciprocal relationship with nature; I allow nature to make impressions on me; I process these impressions, form inner images about these impressions by entering into a reciprocal relationship with nature; I take something in from outside, process it inwardly. That is basically the simple fact. It looks the same on the outside when I listen to a person, that is, enter into a spiritual relationship with him, find in his words the meaning that he puts into them. The words of the person make an impression on me; I process them inwardly into ideas. I enter into interaction with other people. One might think that whether I interact with nature or with other people is basically the same. But it is not. Anyone who claims that it is the same has not even looked at the matter in the right way. You have to pay attention to these things. You see, I would now like to give a specific example. There is a fact in German intellectual life without which this German intellectual life is inconceivable. When one describes the intellectual life of a certain area, then one usually describes – depending on what one has reason to do – either the economic conditions of the time when this intellectual life developed, or one describes individual great personalities who, through their ingenious achievements, have fertilized this intellectual life. But now I want to mention a fact of a quite different nature, without which the special character of German intellectual life in the 19th century is inconceivable. I would like to speak of an archetypal phenomenon of social intellectual coexistence: the ten-year intimate relationship between Goethe and Schiller. One cannot say that Goethe gave Schiller something or that Schiller gave Goethe something and that they worked together. That does not capture the fact that I mean, but it is something else. Schiller became something through Goethe that he would never have become alone. Goethe became something through Schiller that he would never have become alone. And if you only have Goethe and only have Schiller and think about their effect on the German people, you do not get what actually happened. Because if you only have Goethe or only have Schiller and consider the effects that emanate from emanating from both, there is not yet what has become, but a third, quite invisible, but of tremendously strong effect, arises from the confluence of the two (It is drawn on the blackboard). You see, that is an archetypal phenomenon of social interaction in the spiritual realm. What is the actual basis for this? Today's rough science does not study such things, because today's science does not penetrate to the human being at all. Spiritual science will study such things and only through this will it bring light into the social and spiritual life of people. Those of you who have heard something about spiritual science know what I am only briefly hinting at now. Spiritual science shows that the development of the human being is a real, actual fact. It shows that as a person develops, he becomes ever more mature and original, ever bringing forth different and different things from the depths of his being. And if social life suppresses this bringing forth, then that social life is wrong and must be brought into line. Now, Goethe and Schiller were both individuals and personalities who were socially blessed in the highest sense. When did it happen that one can say that Schiller understood Goethe best, and that Goethe understood Schiller best? They were able to converse with each other best, to exchange their ideas best, and to achieve something together, this invisible something, which in turn had an effect and is one of the most significant facts in German intellectual life. I have tried very hard to determine the year of the most intimate period of their lives together, the time when the ideas of one, I would say, most thoroughly penetrated the ideas of the other. I think it was around 1795 or 1796 (written on the board). 1796, there is really something very special about this collaboration between Goethe and Schiller. If one now investigates why Schiller of all people understood Goethe best in this year and why Goethe allowed himself to be understood best by Schiller in this year, one comes to this. Schiller was born in 1759; so he was thirty-seven years old in 1796. Goethe was ten years older; so he was forty-seven years old. Now spiritual science shows us that there are various life junctions in human life; they are not usually taken into account today: the change of teeth - the human being becomes something else by surviving the change of teeth, also in the spiritual-soul relationship -, sexual maturity, later transitions - these are less noticeable, but they are still there in the 28th year, again in the 35th and in the 42nd year. If one is really able to observe this inner human life, then one knows that the beginning of the 40s, I would say on average the 42nd year, when the human being develops inwardly, when he undergoes an inner spiritual life, this 42nd year is something very special. Between the 35th year and the 42nd year, what can be called the consciousness soul matures in the human being. And it has become fully mature, this judging consciousness soul, this conscious soul that enters into a relationship with the world entirely from the ego – this consciousness soul becomes mature at that point. Schiller at 37 was five years younger than 42, Goethe at 47 was five years older than 42. Goethe had passed the 42nd year just as much as Schiller was below it. ![]() Schiller was at the same stage in the development of the consciousness soul, Goethe was beyond it; they were at the same distance from it. What does that mean? In relation to the soul, it means a similar contrast. I know that such comparisons are daring, but our language is also coarse, and therefore one can only use daring comparisons when one has important, fundamental facts to cite. For the soul-spiritual, it means a similar contrast as the male and female for the physical-sexual. In relation to physical development, the sexualities are unevenly developed. Out of courtesy to the ladies, and in order not to make the gentlemen arrogant, I will not say which sexuality is a later development and which sexuality is an earlier development, but they are of a different temporal development. It is not the whole human being, the head does not take part in it, so those whose sexuality must be thought of in an earlier stage of development need not feel offended. But it is not so in relation to the soul; there the earlier can come together with the later, then a very special fertilization arises. Then something arises that can only arise through this different kind of combination at different times. This is, of course, a special case; here, in social life, the interplay of soul to soul is formed in a special way. Whenever people influence each other, something arises that can never arise from the mere interaction of human beings and nature. You see, you get a certain idea of what it actually means to let something that comes not from nature but from another human being take effect on you. This became a very particular problem for me when I immersed myself in Nietzsche, for example. Nietzsche had something that a whole range of people with a similar background to Nietzsche's now also have; it's just that he had it in a particularly radical sense. For example, he looked at philosophers, the ancient Greek philosophers, he looked at Schopenhauer, he looked at Eduard von Hartmann and so on. It can be said that Nietzsche was never really interested in the content of a philosophy. The content of the philosophy, the content of the world view, was actually of no great importance to him; but he was interested in the person. What Thales was thinking as the content of his world view is of no importance to him, but how this person Thales lives his way to his concepts is what interests him. This is what interests him about Heraclitus, not the content of Heraclitus' philosophy. It is precisely that which comes from a human being that has an effect on him, and in this way Nietzsche shows himself to be an especially modern character. But this will become the general constitution of the human soul life. Today people still argue about opinions in many ways. They will have to stop arguing about opinions for the simple reason that everyone must have their own opinion. Just as if you have a tree and photograph it from different sides, it is still the same tree, but the photographs look quite different; so everyone can have their own opinion, depending on - it just depends on the point of view they take. If he is reasonable in today's sense, he no longer argues about opinions, but at most finds some opinions healthy and some unhealthy. He no longer argues about opinions. It would be the same as if someone looked at different photographs and then said: Yes, they are quite different, these are right and those are wrong. At most, one can be interested in how someone arrives at their opinion: whether it is particularly clever or foolish, whether it is low and bears no fruit or whether it is high and beneficial for humanity. Today it is a matter of really clarifying how people relate to each other in their spiritual and social coexistence, and how one person has something to give to another. This is particularly evident when we see what a growing child must receive from the other person who is his or her teacher. There are quite different forces at work than between Goethe and Schiller, even if they are not placed in such a lofty position, but there are more complicated forces at play. What I am developing here now provides a way to find the path to how one can rise to a truly social judgment in the realm of spiritual life. You see, I said before that I cannot speak in a particularly popular way today, because if I want to discuss these questions from the point of view of an as yet unknown human science, at least in wider circles, I have to start from that point of view. In my book 'Von Seelenrätseln' (The Riddle of the Soul) I have pointed out how the human being is a threefold being: he is a head human being or nervous-sensory human being, a rhythmic human being, and a metabolic human being. The nerve-sense human being encompasses everything that is the senses and what the organs of the head are. The rhythmic human being, the trunk human being, could also be said to encompass what is rhythmic in the human being, what is the movement of the heart, the movement of the lungs, and so on. The third, the metabolic human being, encompasses everything else. These three aspects are found in human nature; in a sense they are fundamentally different from each other, but it is difficult to pinpoint their actual differences. In the case of the rhythmic person, the following can be emphasized. You will hear more about the rhythmic in the human being later on this evening when Dr. Boos speaks about the formation of social judgment in legal or state life, which will then make up the second part of the introduction. Dr. Boos will speak about what is particularly close to him, about the formation of social judgment in the second link of the social organism, in legal and state life. But now I would like to emphasize the following: the rhythmic activity in man is particularly evident when we consider how man breathes in the outer air, processes it within himself, how he breathes in oxygen and breathes out carbonic acid. Inhalation – exhalation, inhalation – exhalation: this is one of the rhythms that are active in man. It is a relatively easy process to understand: inhalation – exhalation = rhythmic activity. The other two activities can perhaps only be understood by starting from this rhythmic activity. In a sense, the whole human being is actually predisposed to rhythmic activity. But with ordinary science, we do not recognize the nervous sensory activity, the actual main activity, at all. It cannot be compared with the activity of the lungs and the heart, with rhythmic activity. I can only mention something that may seem paradoxical to those who are less familiar with spiritual science, with anthroposophy, but which will be confirmed by a real science. In the future, what I am saying now will be known to the world as a completely exact scientific fact when the necessary conditions are understood. During inhalation and exhalation, there is a certain equilibrium. This equilibrium that exists could be depicted as a pendulum that goes back and forth. It goes up just as high on one side as on the other. It swings back and forth. There is also an equilibrium between inhalation and exhalation, inhalation and exhalation and so on. ![]() If a person did not live together with other people in a spiritual and soulful way, if a person were lonely and could only observe nature, that is, could only enter into an interrelationship with nature, look at nature and inwardly process it into images, then something very special would happen to that person. As I said, today this seems highly paradoxical to people, but it is nevertheless the case: his head would become too light. By observing nature, we are, after all, engaged in an activity. We are not doing nothing by observing nature; everything in us is engaged in a certain activity. This activity is, so to speak, a sucking activity at the head of man – not at the whole organism, but at the head of man, a sucking activity. And this sucking activity must be balanced, otherwise our head would become too light; we would become unconscious. It is compensated for by the fact that the head, which has become too light, undergoes a metabolism, blood nourishment, and all that is deposited in the head. And so, by observing nature, we continually have a lightening of the head and a subsequent heaviness due to the digestive activity going up into the head. ![]() This balancing must take place. It is a higher rhythmic activity. But this activity would become extremely one-sided if the human being were only in contact with nature. Man would indeed become too light in his head if he were only in contact with nature outside; he would not send enough balancing metabolic activity up into his head from within. He does this to a sufficient extent when he enters into a relationship with his fellow human beings. That is why you feel a certain pleasure when you enter into a relationship with your fellow human beings, when you exchange thoughts or ideas with them, when they teach you or the like. It is one thing to walk through nature alone and quite another to stand face to face with a person who expresses his ideas to you. When you are confronted with a person who expresses his ideas to you – you should just consider this carefully in self-observation – then you have a certain feeling of well-being. And he who can analyze this feeling of well-being will find a similarity between it and the feeling he has when he digests. It is a great similarity, only one feeling goes to the stomach, the other goes up to the head. You see, that is precisely the peculiarity of materialism: these subtle material processes in the human body remain closed to materialism. The fact that a hidden digestive activity takes place in the head precisely because one is sitting opposite a person with whom one is talking, with whom one is exchanging ideas, is something that people do not notice through today's crude science. Therefore, they cannot answer social questions, questions about the human context, even if they are quite trivial. For the spiritual scientist, the anthroposophist, it is quite clear why the coffee sisters are so keen to sit together. They don't just sit together because they like coffee, but because they then digest themselves. The digestion goes to the head, and they feel that as a sense of well-being. And when coffee sister sits next to coffee sister, or even, I can't say coffee brother, but skat brother sits next to skat brother at the twilight drink, and so on, the same thing naturally takes place among men. I don't want to offend anyone, but when people sit together like that, yes, they feel the digestive activity going on behind their heads, and that means a certain sense of well-being. What happens there is really necessary for human life. It is really necessary, but it can be used for higher activity than just for the evening drink and for being a coffee nurse. Just as the blood must not stand still in the human being, so must what happens in the head not stand still. A stunted rhythm would occur in the nervous system if we did not have the right kind of spiritual connection with people outside. Our right humanity, that we become right people, depends on our coming into a reasonable connection with other people. And so one can only form a social judgment when one realizes what is necessary for the human being – just as necessary as being born. When one realizes that the human being must come into a spiritual and soul connection with other human beings, only then can one form a correct social judgment about the way in which the spiritual element of the social organism must be formed. For then one knows that this social life is based on the fact that man must come into a right individual relationship with man, that no abstract state life must intervene there, that nothing must be organized from above, but that everything depends on the fact that the original original in the human being can approach the original in the other human being, that there is real, genuine freedom, direct freedom from individual to individual, be it in the social coexistence of the teacher with his students, be it in social coexistence in general. People wither away when school regulations or regulations about intellectual social life make it impossible for what is in one person to have a fertilizing effect on what is in another. A truly social judgment in the realm of spiritual life can only develop when that which elevates one person above themselves, when that which is more in one person than in another, can have an effect on the other person and when, in turn, that which is more in the other person than in oneself can have an effect on oneself. One can only understand the necessity of freedom in spiritual life when one realizes that this human coexistence can only develop in a spiritual and psychological way if what comes into existence with us through birth and what develops through our abilities can freely influence other people. Therefore, the spiritual element of the social organism must also be administered only within itself. The person who is active in the spiritual life must at the same time be in charge of the administration of the spiritual life. So: self-administration within this spiritual realm. You see, that is what is very special about this spiritual life, which arises from a true understanding of the human being. Dr. Boos will then describe the legal life in more detail from the same point of view. The legal life proceeds as follows: when humanity, through the demands of the present, is increasingly moving towards a democratic state, so that the mature human being is confronted by another mature human being, we are not yet dealing with what works across from one person to another in the way I have described for the spiritual life, where the digestive activity shoots up into the head. In the sphere of right living, where one fully developed human being is confronted with another, no such changes take place as in the spiritual life, but only interactions between human being and human being. In the sphere of right living, the effect flows over in such a way that something new arises in the other person. In the sphere of right living, the effect flows over in such a way that something new arises in the other person. In the sphere of right living, the effect flows over in such a way that something new arises in the other person. In the sphere of right living, the effect flows over in such a way that something new arises in the other person. In the sphere of right living, the effect flows over in such a way that something new arises in the other person. In the sphere of right living, the effect flows over in such a way that something new arises in the other person. In the sphere of right living, the effect flows over in such a way that something new arises in the other person. In the sphere of right living, the effect I will now omit this middle aspect and move on to economic life, to the third link in the social organism. This economic life is not really understood today in such a way that a real social judgment can be formed from this understanding. What, in fact, can be called economic life? You see, you can clearly define economic life when you think of it in terms of the social organism. If we take any kind of animal, we cannot say that it lives in a social community in the human sense, because the animal finds what it desires in nature itself. It takes what it needs to live from the external nature; what is initially outside in nature passes into the animal, the animal processes it and releases it again – another kind of interaction. You see: here we have something that, I would say, is organized into nature. Such an animal species, so to speak, only continues the life of nature within itself. Nothing is changed in nature. The animal takes in what is in nature for its nourishment – just as it is in nature. We can find a complete opposite to this, and this contrast is present in zoo animals, which receive everything they eat through human intervention. Here, human reason supplies the animal with nourishment, and the human organization first assesses what the animals then receive. As a result, the animals are actually completely torn out of nature. Domestic animals are also completely torn out of nature; they are, so to speak, so changed that they not only absorb natural food substances into their inner being, but that food prepared by human reason is grafted into them. Domestic animals become a means of expression of that which, so to speak, has been processed spiritually, but they themselves do nothing to it. Animals are either such that they take in what is in nature unchanged in their own activity, or, when humans feed them something, they cannot contribute anything to it; they do not help to prepare what is fed to them. In the middle, between these two extremes, is human economic activity, insofar as it lives in the social organism, at most not when man is at the lower level of a hunting people, when he still takes what is in nature unchanged, if he enjoys it raw, which he actually no longer does today. But the moment human culture begins in this respect, man takes something that he has already prepared himself, where he changes nature. The animal does not do that, and if it is a domestic animal, something foreign is supplied to it. That is actually economic activity: what man does in communion with nature by supplying himself with changed nature. We can say that all economic activity of man actually lies between these two extremes: between what the animal, which is not yet a social being, takes unchanged from nature, and what the domestic animal takes in, which is now fed entirely in the stable, only with what humans prepare for it. And when man works, he is involved with his economic activity between his inner being and nature. And this economic life that we know in the social organism is actually only a systematic summary of what individuals do in the direction that I have characterized. Let us compare the economic life in a social context with the spiritual life that we have just characterized. The spiritual life is based on the fact that the individual human being, so to speak, has too much. What people possess spiritually, they usually give away very gladly; they are generous in this way and gladly hand it over to others. In contrast to material possessions, people are not as generous in the same sense; they prefer to keep material possessions for themselves. But what they possess spiritually, they are very happy to give away; they are generous in this way. But this is based on a good universal law. Man can indeed go beyond himself in a spiritual sense; and in the way I have just described it, it is beneficial for the other person when man gives him something, even if he in turn does not accept anything from the other. That is to say, when a person enters social life in a spiritual way, I would say that, in his inner being, he has too much judgment, too many ideas; he is compelled to give, he must communicate with others. In economic life, it is exactly the opposite. But one can only come to this conclusion if one starts from experience, not from some kind of theoretical science. In economic life, one cannot arrive at a judgment in the same way as in the life of the spirit, that is, from person to person. Rather, in economic life one can only come to a judgment when one stands as an individual human being or as a human being placed in some association in relation to another association. Therefore, the impulse for the threefold social order demands the associative: people must associate according to their occupations or according to producers, consumers and so on. In the economic sphere, the association will be confronted with the association. Let us compare this to the individual human being, who, for my sake, has a lot of spirit in his head; he can share this spirit with many people. One person may absorb it better, another worse, but he can communicate this spirit that he has to many people. So there is the possibility that a person can give what he has of spirit to many people. In economic life, it is exactly the other way around. At first we have no idea about economic life at all. What I said to some of you yesterday is absolutely true: if you want to judge what is right or wrong, healthy or unhealthy in economic life, and you just want to deduce it from the inner being, then you you are just like that character in a Jean Paul novel who wakes up in the middle of the night in a dark room and thinks about what time it is, who wants to find out what time it is in the dark room where he can't see or hear anything. You can't work out what time it is by thinking about it. You can't come to an economic judgment through thinking or through inner development. You can't even come to an economic judgment when you are negotiating with another person. Goethe and Schiller were good at exchanging spiritual and psychological ideas. Two people together cannot come to an economic judgment. One can only come to an economic judgment when one is faced with a group of people who have had experiences, each in his own field, and when one then takes in as judgment what they, as an association, as a group, have worked out. Just as you have to look at your watch if you want to know what time it is, in order to arrive at an economic judgment, you have to take on board the experiences of an association. And one can hear very beautiful things about the duty of one person towards another, about the rights of one person towards another when they are face to face; but one cannot come to an economic judgment when only one person is confronted with another, but one can only come to an economic judgment if one understands what is laid down in associations, in groups of people, in mutual economic intercourse as economic experience. There, the exact opposite of how one lives together socially, spiritually and soulfully must be present. In the spiritual and soul realm, the individual human being must give to others what he develops within himself. In the economic sphere, the individual must absorb the experiences gained by the association. If I want to form an economic judgment, I can only do so if I have asked associations what experiences they have had with this or that article in production, in mutual dealings, and so on. And this is what it comes down to when forming a social judgment in the economic sphere: that such associations make up the economic body of the threefold social organism and that each individual belongs to such associations. In order to arrive at an economic judgment, from which one can in turn act, the economic experiences of the associations must be available. What we are meant to learn scientifically, cognitively, we must acquire in the free spiritual life through individual experiences. What is to inspire us in our economic will must be experienced by the individual through the experiences handed down to him by associations. Only by uniting with people who are economically active can we ourselves arrive at an economic will. The formation of judgment in the spiritual-mental and economic spheres is radically different. And an economic life cannot flourish alongside a spiritual life if the two spheres receive orders from one and the same place, but only if the spiritual life is such that the individual can freely hand over to another what he has within it. And economic life can flourish only when the associations are such that the economic branches related to one another by production or consumption are united associatively, and thus the economic judgment, which again underlies the economic will, arises. Otherwise, it becomes a muddle, and we end up with the reactionary, liberal or social ideas of modern times, where we never realize how radically different human activities are in the spiritual, economic and, in the middle, legal or state spheres. Basically, it is so difficult for people today to arrive at a sound judgment in this area because they have been led astray by the traditional creeds from seeing the real structure of the human being in body, soul and spirit. Man is said to be only a duality, only body and soul. As a result, everything is mixed up. Only when we divide the human being into spirit, soul and body, only when we know how the spirit is that which we bring into existence through birth, how the spirit is that which brings forth the potential for development within us, which we must bring into the social sphere, only then will we get an idea of how this spiritual part of the social organism must have a separate existence. When we know how everything that springs from the soul, which is intimately connected with our rhythmic life, is the product of human beings living together in circles of duty, work and love, then we can see what must be present in the democratic state as the legal organization of the threefold organism. And when we realize that we cannot arrive at an economic judgment and therefore cannot engage in economic activity without being integrated into a fabric of associations in the threefold social organism, then we come to see how only that which is a special kind of judgment in the economic field can lead to help in the future. It is the task of the present to achieve a true understanding of the human being and, on the basis of this true understanding of the human being, to then arrive at an understanding of what today is striving for a true understanding. Man judges quite differently in the social life in the spiritual realm than in the legal realm, and it is quite different again than in the economic realm. Therefore, if these three very differently structured social contexts are to develop in a healthy way in the future, they must also be administered separately and then work together. Just as in the individual organism it is not possible to form anything other than the shape of a head where the head is to be, nor a hand or foot or heart or liver, so the spiritual organism must not be systematized in the same way as the economic organism or the legal organism. But precisely when they are properly organized in the right place, they work together to form a whole, just as the hand and foot and trunk and head of the human being work together to form a whole. The right unity arises precisely from the fact that each is properly organized in its own way. As you can see, ladies and gentlemen, the idea presented to humanity in the form of the threefold social organism is truly not a frivolous one, but one that has been extracted from a real science. This science must, of course, first be fought for against all the scientific chaos that prevails today. But it is, I might say, not only a wall, it is a thick barrier of prejudices through which one must first fight, first fight with what must underlie the science of man, and then with what emerges from this true science of man as an impulse for a real social reconstruction. One can say: It makes one's heart bleed when one looks today into this chaos of social misconceptions that reigns everywhere, and at the social drowsiness. And one must say: It is indeed not possible for everyone to make a social new order out of what has been taken up by this European humanity as a prejudice from a mistaken science for three to four centuries. It is a terrible thing when people talk about a social order based on a science that can never justify a social judgment because it does not know man. That science, ladies and gentlemen, does not regard man as man, but only as the highest link in the animal series. It does not ask: What is man? - but: What are the animals? It only says: When the animals develop to the highest level, that is precisely the human being. One does not ask what the human being is, but the animals are there, and in the series of animals, the human being is added as the last one, without saying anything different about the human being than what is said about the animal being. Such a science will never create a social reconstruction. What is so distressing is not that people today are not radical enough to say to themselves: We must first demand real knowledge, real science – but that they are more faithful today to external scientific authority than Catholics ever were in the past to papal authority. At that time, at least some still rebelled against this papal authority. Today, however, everything is subjugated to scientific authority, even radical socialists like Lunacharsky; when it comes to defending the old science against a renewal of science, he crawls under scientific authority because he cannot imagine that science itself needs to be transformed if we want to make progress. These things must be taken very seriously and they must be said. And no matter how many social clubs, liberal communities, development communities, women's mobs or women's clubs people join, nothing will come of it if the matter is not approached radically, if one does not start from the point where one can arrive at a real social judgment: And this is only a social human knowledge that can give what today's science cannot give. And only a real spiritual science can give a renewal of science. That is what I wanted to say in introduction to this evening. I now ask Dr. Boos to speak about the second part of the social organism, about the life of rights.
Rudolf Steiner: Taking into account the lateness of the hour, I would just like to add a few words, because a closing word is customary at a discussion. This evening's two topics, the demand for a social reorganization on the one hand and on the other hand the necessity to penetrate to the sources of spiritual science, because only there can the forces be found to do justice to the demands of the day, these two things must always be emphasized again in all seriousness from this point of view. This has often been said, but it cannot be said too often. I began by saying today that people have grown instinctively into the present social orders, and in fact the materialists would also instinctively like to remain in them. They do not want to take into account that today is the time to move on to the activity of judgment, that is, to consciousness, and to create a new social world out of consciousness. But we must penetrate to this consciousness if we do not simply want to continue the disastrous policies of recent years, which have taken hold in such a terrible way and are now being continued within European civilizational life and its appendages. I have already pointed out here how a mind like Oswald Spengler's, which is, after all, ingenious on the one hand but sick on the other, can seriously attempt to prove scientifically that the Occident must have arrived at barbarism, at complete and utter decline, at the beginning of the third millennium. One gets the same pain that I spoke of at the end of my introductory words today when one sees how extraordinarily difficult it is to instill in the minds of the present the sense of the seriousness of the times, and how much more difficult it is to instill the sense of the necessity to carry out a real transformation with the knowledge of the present. My dear audience, do not say that this knowledge of the present is only found in a few scholars or in some contemporary views of people. No, this knowledge is everywhere, only people do not admit it to themselves. What matters is not whether one holds this or that hypothesis, this or that scientific theory, but whether one's whole life of ideas and feelings is moving in a certain direction, which ultimately amounts to this scientific life of the present, which impoverishes and empties the human being. Of course, some people may not be concerned that it is the consequence of contemporary science that the earth originated from a nebula and will end up in some final state of heat in which all life will be destroyed. Perhaps there are even some who say: That may be, but I don't care. — But, my dear audience, that is not the point. Open any chemistry, any physiology, any zoology or any anthropology today, read five lines in it and take these five lines – it says something along those lines. Regardless of whether you open this or that and take this or that, you are in the direction that leads to these views. Of course, today it is convenient when you want to know something about this or that to resort to the usual things and not to think that even something like this needs a thorough transformation. Today it is convenient if you want to learn something about malachite, to go to the encyclopedia, take out the volume with “M”, open “Malachit” and read what is in there. If you accept it uncritically, regardless of what you otherwise think, and if you are not aware that you are living in a serious time of transformation, then you are asleep, then you are not prepared for what is necessary in today's world. Today it is a matter of not just becoming aware of the seriousness at some times when reflecting on the ultimate problems of world view, but today it is a matter of being aware every minute of the day that it is our duty to work on the transformation, because we live in a thoroughly serious time. And just in these days we are again experiencing the tragedy that the most important problems are unfolding, perhaps even more important than during the external years of war, and that people are trying to sleep as much as possible, not even participating with their consciousness in what is actually taking place. To accept anthroposophy as a confession does not mean merely to advocate this or that in theory, to speak of etheric body and astral body, of reincarnation and karma. To accept anthroposophy means to be connected in one's feelings, with one's whole being, to that which is now taking place in the day and now in the great epoch as the impulse of a significant transformation. And when you look into the sleeping people today, your heart bleeds. Because today it depends on waking up. And again and again I would like to say, and I would like to conclude every discussion with it: try to get to the sources of spiritual knowledge, because with the water that comes from these sources, you splash yourself from a real source of consciousness. This knowledge touches one's own personality in such a way that one, I would say, takes it up from the deepest depths of one's earthly nature and into one's human inner being: wake up and fulfill your tasks in the face of the great demands of the time.
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68c. The Story of the Green Serpent and the Beautiful Lily: Lecture One
04 Apr 1904, Berlin Translator Unknown Rudolf Steiner |
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He says, “Self-seeking and Self-will are not permanent, they are driven out by the Ego. Here we must be good.” The Divine Love, which is referred to by Spinoza, and which he wishes to attain through Spiritual Alchemy,—that it is with which man should unite himself, that it is with which man should unite his will. |
68c. The Story of the Green Serpent and the Beautiful Lily: Lecture One
04 Apr 1904, Berlin Translator Unknown Rudolf Steiner |
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If Theosophy were to assert that it has in the last few decades brought any new thing into the world, it could easily and very effectively be contradicted. For it is easy to believe that any particular truth or achievement in a special branch of human knowledge, in man's conception of the world or in his world of thought, might enrich the advancing ages, but not that which concerns his innermost and deepest being—the source and origin of all human wisdom—could appear at any particular time. This in itself could not be believed; hence it is only natural that the belief that Theosophy could bring in or want to bring in anything completely new, must call forth a certain distrust against the movement itself. But ever since Theosophy set out to obtain an influence upon modern civilisation, it has always described itself as possessing the old primeval wisdom, which man has ever sought and endeavoured to acquire in many different forms in the various ages. It is the task of the Theosophical Movement to look for these forms in the various religions and world-conceptions through which the peoples, throughout the ages, have striven to press through to the source of truth. Theosophy has brought to light the fact that in the various ages, even in the most primeval times, that wisdom by which man sought to attain his goal, has always in its really most profound essence been one and the same. That is a truth, Theosophy teaches us to be modest concerning the acquirements of our own times. The well-known statement, which, in its lack of humility, boasts of the progress made in the 19th century, is felt to be particularly limited when we observe life in a deeper sense, extending through hundreds of thousands of years. But I do not wish to lead you back to those primeval ages. I should like to ask you, by means of the example of a great personality of modern times, how he tried to carry out the wisdom-teaching inscribed in the Greek Temples; “Know thyself!” He, who made this saying his own, was really in complete harmony with the teaching and views of Theosophy. This personality is none other than Johann Wolfgang von Goethe. He certainly belongs not only to the German nation, but to many other civilized men of the present age and belongs indeed more or less to us all. Goethe is a spirit who affects us in a very special way. No matter to what part of his life we turn in study, we find, not only the great Poet very pre-eminently there, but, if we go more deeply into the subject, we soon discover in him the Wise One, to whose wisdom we turn back again after long years, always to discover something new. We find that Goethe was one of those spirits who had within him an inexhaustible fund of greatness. And if we have learned to add to our own small stock of wisdom, by turning back to Goethe again and again, we are constantly astonished anew and stand in admiration before that which before was hidden from us, because there was in ourselves no responsive echo of the realm which expressed itself through him. No matter how polished a man may be, no matter how much wisdom he may have discovered in Goethe, if after some years he turns to him again, he will convince himself anew that there is still an infinite fund of what is beautiful and good in the works of Goethe. This experience may come in particular to those who believe profoundly in the evolution of the human soul. It has often been said that in his “Faust,” Goethe produced a sort of Gospel. If this be so, then, besides his Gospel, Goethe also produced a sort of secret Revelation, a sort of Apocalypse. This Apocalypse is concealed within his works, it forms the conclusion to his “Unterhaltung deutscher Ausgewanderten,” and is read only by few. I am always being asked where in Goethe's works this “Märchen” is to be found! Yet it is in all the editions and forms, as I have just said, the conclusion to the above. In this fairy tale, Goethe created a work of art of eternal beauty. The direct, symbolical impression of the work of art will not be interfered with, if I now try to give an interpretation of this fairy tale; Goethe put into this tale his most intimate thoughts and conceptions. In the latter years of his life he said to Eckermann: “My dear friend, I will tell you something that may be of use to you, when you are going over my works. They will never become popular; there will be single individuals who will understand what I want to say, but there can be no question of popularity for my writings.” This referred principally to be the second part of “Faust,” and what he meant was that a man who enjoyed “Faust” might have a direct artistic impression, but that one who could get at the secrets concealed in “Faust” would see what was hidden behind the imagery. But I am not speaking of the second part of “Faust,” but of the “Fairy Tale of the Green Serpent and the Beautiful Lily,” in which Goethe spoke in an even more intimate way than in the former. I shall try to disclose in the course of this lecture the Mysteries concealed in these remarkable pictures, and to explain why Goethe made use of these symbolical images to express his most intimate thoughts. Anyone who is capable of understanding the Fairy Tale knows that Goethe was a Theosophist and a mystic. Goethe was acquainted with that wisdom and conception of the world which we try to give forth in a popular way in Theosophy; and the Fairy Tale itself is a proof of this; only, at the time when Goethe was writing, the endeavour had not yet been made to clothe the highest truths in words and to give them forth in open lectures by the power of reason; these most intimate human psychic truths were not then spoken of openly. Those who gave a hint of them put them into symbolical form, and expressed them by symbols. This was an old custom, dating from the middle ages, when it was thought that it would be impossible to put the highest insight into the abstract form, but that a sort of experience or initiation was necessary. This made it impossible for people to speak of these truths, who believed that a particular sort of mood, a sort of special soul-atmosphere was needed in order to understand such truths; they could not be grasped merely by the intellect. A certain mood was necessary, a certain disposition of the soul, which I will call a psychic atmosphere. The language of reason seemed to them to be too arid, too dry and cold to express the highest truths. Besides which they still retained a sort of conviction that those who were to learn these truths should first make themselves worthy of them. This conviction brought it to pass, that in the olden times, down to the 3rd century A.D.—the truth about the human soul and the human spirit was not given out publicly as it is now, but those who wished to attain to such knowledge had first to be prepared to receive that which was to be given to them in the Sanctuaries of the Mysteries. Therein all that had been preserved of the secrets of nature and of the laws of cycles, was given out as something which, to put it concisely, could not be learned and recognised as dry truths, but which the students had to recognise as living truths and learn to live them. It was not then a question of thinking wisdom, but of living it; not merely a question of permeating wisdom with the glow of the intellect, but of making it the mainspring of life, so that a man is transformed thereby. A certain shyness must possess a man before the Holy of Holies; he had to understand that truth is divine, that it is permeated by the Divine Cosmic Blood, which draws into the personality, so that the divine world lives anew within. The recognition of all this was included in the word “development.” This had to be made quite clear to the Mystic, and this it was which he was to attain through the stages of purification, on the way to the Mysteries, he was to acquire the holy shyness before the Truth, and to be drawn away from the longing for the things of the senses, from the sorrows and joys of life, from all that surrounds us in ever-day life. The Light of the Spirit, which is necessary to us when we withdraw from the profane life, we shall receive when we give up the other. When we are worthy to receive the Light of the Spirit, we shall have become different people; we shall then love with real, earnest sympathy and devotion, that which we are wont to look upon as a shadowy existence, a life in the abstract. We then live the Spiritual life which to the ordinary man is mere thought. But the Mystic learns to sacrifice the Self that clings to the everyday life, he learns not only to penetrate the truth with his thought but has to live it through and through, to conceive it within him as Divine Truth, as Theosophy. Goethe has expressed this conviction in his “West-Ostlichen Divan:”—
This it is that the Mystics of all ages have striven for,—to let the lower nature die out, and to allow that which dwells in the Spirit to spring forth; the extinction of sense reality, that man may ascend to the Kingdom of “Divine Purposes.” “To die in order to become.” If we do not possess this power we do not know of the forces that vibrate into our world, and we are but a “trüber Gast” (gloomy guest) on our Earth. Goethe gave expression to this in his “West-Ostlichen Divan,” and this he tries to represent in all the different parts of the “Fairy Tale” of the “Green Serpent and the Beautiful Lily!” The transition of man from one stage of existence to a higher one. That was the riddle he wanted to solve, the riddle as to how a man who lives in the everyday world,—and who can only see with his eyes, and hear with his ears,—can lay hold of this “dying and becoming!” This was the question for the Mystics of all ages; and this great question was always called “Spiritual Alchemy.” The transmutation of man from the every-day soul to the Spirit-soul, one to whom the things of the Spirit are just as real as the things of this Earth, such as tables and chairs and so on, are to the ordinary man. When the alchemical transmutation had taken place in a man, he was then considered worthy to have the highest truths communicated to him, he was then led into the Holy of Holies. He was then initiated, and supplied with the teachings which instructed him as to the purposes of nature, those purposes which run through the plan of the world. It is an initiation of this kind which is described by Goethe, the initiation into the Mysteries, of one who has been made worthy to receive them. There are two proofs of this—in the first place Goethe himself took a great deal of trouble to become acquainted with the secret which may be called the Secret of Alchemy. Between the studies he made at Leipzig and Strassburg he had already discovered that Alchemy had a Spiritual side, and knew that ordinary Alchemy was nothing but a reflection of the Spiritual, and all that is known of Alchemy consisted only in the symbolical expressions of realities. That is to say, he referred to that Alchemy which is concerned with the forces of the inner life. Alchemists have also left indications of how this could be worked. As they were only able to describe the transmutation of the human forces by means of symbols, they therefore spoke of one substance being transmuted into another. All they related concerning the transmutation of matter, referred to what the human soul-life developed within itself at a higher stage, when it became transmuted spiritually. All that the great Spirits have disclosed about the Spiritual Realms to those men who are still bound to the life of every day, was taken by them as referring to the transmutation of substances and metals in the retorts, and they took great trouble to try and discover by what mysterious methods the transmutation of substances could be brought about. Goethe, in one part of his “Faust,” shows us what he himself understood as to such things. In the first part of “Faust,” in the walk in front of the garden, he points clearly to the false, wrong and petty material conceptions that are held as to Alchemy. He makes fun of those who strive with such feverish efforts to discover these secrets, and who pour forth the lower substances, according to numberless receipts, in company of the Adepts.
The union with the Lily, which is made fun of by Goethe is what he wished to illustrate in his Fairy Tale, of the Green Serpent and the beautiful Lily. The highest transmutation which man can accomplish is illustrated by Goethe in the symbol of the Lily. It is of like significance with what we call the Highest freedom. When a man follows the primal and eternal laws, in accordance with which we have to complete the primal and eternal circuit of our existence, and if he also recognises the primal and eternal evolution of his freedom, he will then find himself at a certain stage of his development which is accomplished by a disposition of the soul, which may be described by the symbol of the Lily. The highest forces of the soul, the highest state of consciousness, in which a man may be free because he will then not misuse his freedom, and will never create a disturbance in the circle of freedom,—this state of soul, which was communicated to the Mystics in the Mysteries, in which they were collectively transmuted,—this was from all time described as the “Lily.” That which Spinoza expresses at the end of his “Ethics,” (dry and mathematical as he was in his other writings)—when he says that man ascended into the higher spheres of existence and penetrated them by means of the laws of nature,—this state of mind may also be described as the Lily, Spinoza describes it as the realm of Divine Love in the human soul, the realm in which man does nothing under compulsion, but in which everything belonging to the domain of human development takes place in freedom, devotion and utter Love, where everything arbitrary is transmuted by that Spiritual Alchemy in which every activity flows into the stream of freedom. Goethe has described that Love as the highest state of Freedom, as the being free from all desires and wishes of our every-day life. He says, “Self-seeking and Self-will are not permanent, they are driven out by the Ego. Here we must be good.” The Divine Love, which is referred to by Spinoza, and which he wishes to attain through Spiritual Alchemy,—that it is with which man should unite himself, that it is with which man should unite his will. Human will active at every stage, is that which in all ages was known as the “Lion,” the creature in which the Will is most strongly developed, and that is why the Mystics have always called the will of man: the “Lion.” In the Persian Mysteries there were seven Initiations; there were the following: first the Raven, then the Occultist, then the Fighter; at the fourth grade the student was already able to look back at his life from the other side, and had really become Man, hence the Persians called one who had overcome the Lion stage a Persian. That was the fifth stage, and a man who had got so far that his actions flowed quickly along, just as the Sun runs its course in the Heavens above, was called a Sun-runner. But he who accomplished all his actions out of absolute and ceaseless love, was looked upon by the Persians as belonging to the grade of the “Father.” At the fourth grade, a man stood at the parting of the ways; he had then, besides his physical body, his etheric double, and that body which is subject to the laws of passions and desires, wishes and instincts; he was now organized for a higher life. These three bodies form, according to Theosophy, the lower part of man. From these the lower man is born. When a man was initiated into this grade and could see this connection the Persians called him a “Lion.” He then stands at the parting of the ways, and that which compelled him to act according to the laws of nature is transmuted into a free gift of Love. When he reaches the eighth stage of Initiation, when he has evolved himself into a free man, one who can allow himself to do, out of free love, what he was formerly driven to do by his own nature, this connection between the Lion and the free loving being, is described in Alchemy as “the mystery of human development.” This is the mystery Goethe represented in his Fairy Tale. First of all he shows us how this man of will stands there, drawn down to the physical world from higher spheres, from spheres of which he himself knows nothing. Goethe is conscious of the fact that man, in so far as his spiritual nature is concerned, comes originally from higher spheres; that he was led into this which Goethe represents as the world of matter, the world of sense-existence, this is the Land on the bank of the River. But in the Tale of the green Serpent and the beautiful Lily, there are two Lands, one on this side of the River, and the other beyond. The unknown Ferryman conducts the man across from the far side into the Land of the sense-world;—and between the Land of spiritual existence and the sense-world there flows the River, the water which divides them. By water, Goethe describes that which the Mystics of all ages have symbolized as water. Even in Genesis the same meaning is applied to this word as we find in Goethe. In the New Testament too we find this expression in the conversation between Jesus and Nicodemus. “He who is not born again of water and the Spirit, cannot enter into the Kingdom of Heaven.” Goethe understood perfectly what was signified by the expression “born again of water.” And we can see in what sense he understood it by his “song of the Spirit.”
The world of humanity, the world of longing and wishes, the world of passions and desires, is a land inserted between our Spirit and our senses. Our senses know neither good nor evil, they cannot err. Anyone who goes into this question, knows that when we study the laws of nature, we cannot speak of good or evil. When we study nature in the animal world, we find that there are objectionable animals and useful ones, but we cannot speak of good and evil ones. Only when man plunges into the water—into the soul-world—does he become capable of good and evil. This world which is inserted between the Spiritual and the world of senses, is the River over which the Spirit passes from the unknown spheres. The innermost of man came across the River of passions and desires—and when he goes through further development he becomes like the Will-o'-the-wisp. Thus man is subject to the laws within him, after he has crossed the River, and before he has received the Divine Spark which will take him across to the other world. He is therefore put ashore by the Ferryman who brings men across the River from the far bank to the near one. Nobody can be guided over by the Ferryman but all can be brought over by him. We feel ourselves being brought over without any action of our own, by the forces lying beneath our consciousness, which go ahead of our actions. By means of these forces we feel ourselves placed in the world of sense,—on the hither side; the Ferryman who brought us across from the Land of the Spirit, has put us into this world and cannot take us back to that country again to which we must however return, the Land of the beautiful Lily. The Will-o'-the-wisps wanted to pay the Ferryman his fare with gold, but he demanded fruits of the Earth, which they did not possess; they had nothing but gold, and he would not be paid with that. Gold coins, said he, were injurious to the River, it cannot bear such gold; which signifies that man can purchase wisdom with the fruits of the Earth. This is a profound wisdom; gold signifies the force of wisdom dwelling in man, and this is his guide through life. This force of Wisdom makes itself felt when a man is placed among the things of sense, as the forces of knowledge and reason. But this wisdom is not the wisdom which furthers his development. When it forms part of a man's nature, it makes him self-seeking and egotistical. If this force of reason and this knowledge were to join forces with what flows in the River, their passions would throw up huge waves; for whenever man does not place his wisdom at the service of selflessness, but simply throws it into the River, when he cultivates (frohmen) his passions, the River throws up great waves. Hence it is impossible to satisfy the River with gold; with that wisdom. So the Ferryman throws back the wisdom which has not yet passed through the stage of selflessness. He throws it back into the chasm, where reigns the profoundest darkness, and there it is buried. We shall hear why this is so. The Ferryman demanded three cabbages, three artichokes, and three onions.—Thus he demands the fruits of the Earth. Now by what means can man attain his development? By ennobling the lower desire-forces of his nature, so that he purifies the sense-nature within him and casts this purified nature into the River, and thereby .................. this it is which Schiller refers to in his letters on the aesthetic education of man. He alone understands freedom who has set his own nature free;—when the outer sense-nature is so ennobled that it seeks for the good and the beautiful because it is no longer misled by passion, when we no longer throw our wisdom into the River, but reward our passions with the fruits of the Earth so that our sense-nature itself is taken up by them, just as the fruits of the Earth would be accepted by the River, we have then attained the first grade of initiation as expressed in the words, “Ye must know that I cannot be paid except with the fruits of the Earth.” Then the Will-o'-the-wisps proceed further on this side of the River, that means that man tries to follow his own way of life further. On this side of the River he meets with the green Serpent, the symbol of human endeavours, of human knowledge. This Serpent had previously had a wonderful experience—the Ferryman had ferried over the piece of gold and concealed it in a cleft of the Earth, and here the Serpent had found it. The wisdom that brings men forward is still a hidden treasure, concealed in the mysteries, hence if a man wishes to find wisdom he must seek it far from all human self-seeking. When a man had made himself worthy to receive it, it will be found in its proper place;—the Serpent, the symbol of human striving after knowledge, permeates itself with the gold; this “self” is entirely permeated with wisdom, and becomes luminous. Then the Serpent desired from the Will-o'-the-wisps that which is a cause of pride to the self-seeking man, when he throws about him and pricks himself with,—this human knowledge which when used in the service of egoism is objectionable and worthless, will be attained when man crawls humbly on the ground as does the Serpent, and strives to recognize the reality piece by piece. If a man stands there, proud and stuck-up, he will never attain it, he can only receive it when like the Serpent, he goes horizontally on the ground and lives in humility,—then the gold of wisdom is in its place. Then the man may venture to permeate himself with wisdom—that too is why the Will-o'-the-wisps call the Serpent their relation, and say “We really are related on the side of light.” Indeed they are related, the wisdom that serves the self is related to the wisdom which serves humility; the Serpent is related to the Will-o'-the-wisps. Now the tale relates further that the Serpent had been under the Earth in the clefts of the rock, and there had met something resembling human forms—the Serpent had reached a temple; this is none other than a symbol of the Mystery Temples of all ages,—this concealed Temple which was in the clefts below the Earth is the symbol of the Sanctuaries of Initiation. In this Temple the Serpent found the three great priests of Initiation; these priests were gifted with the highest forces of human nature, which theosophy calls Atma, Buddhi, Manas. They are called by Goethe the King of Beauty, the King of Wisdom, and the King of Strength or Will;—with these three basic forces of the soul, into which the human soul must be initiated, the Mystic had to be united in the Temple of the Mysteries—and Goethe represents the Serpent, all luminous within, because it had taken in the gold of wisdom, humility. The old man with the lamp is another figure—what does he represent? He has a lamp which has the peculiarity of only shining when another light is there. Because the Serpent is luminous and illuminates the inner Hall of the Mystery Temple with its own radiating light,—Goethe expresses these thoughts in another passage in the words “If the eye were not sensitive to the Sun it could not perceive the light.” Here he expresses in poetic words what he expressed in the fairy tale in pictures; what we in Anthroposophy call “occult knowledge” is expressed by the old man with the lamp,—the light of occult knowledge cannot shine to anyone who had not prepared himself to receive it. It appears to no one who has not worked his way up to that higher stage of development at which his higher self, his selfless nature shines forth from within, bringing light to meet light,—the highest wisdom is called occult, because it only appears when a man brings his own light to meet it. When those two lights, the intuitive light from above, and the light that comes from the personal, shine into one another, they then give that which man experiences in his transmutation as Spiritual Alchemy—then the space around him become light, he then learns to recognise the highest Spiritual forces, the gifts of the three Kings; Wisdom, Beauty, and Strength,—the gift of the golden King is Wisdom, that of the silver King is Beauty or Piety, the gift of the bronze King is Strength or force of Will. Man can only understand his innermost forces, he can only understand himself when he meets with the light of the lamp which can only shine when there is already a light. Then the three Kings appear in their radiance, and at the same time the significance of the fourth King becomes apparent—the King who is composed of the metals of the three others;—he is the symbol of the lower nature, in which the noble forces of Wisdom, Beauty, and Strength work together as disorderly and inharmonious chaos. These three forces that live in a highly developed soul are also to be found in lower natures, though there they are chaotic and inharmonious. This fourth King is the Kingdom of the present world;—the Chaotic mixture of Wisdom, Beauty, and Strength,—the soul-forces which can only attain the highest when they work together harmoniously,—affect one another in a chaotic way in the present age. The old man said of the fourth King “Er wird sich setzen” (here he will sit down)—The Chaotic mixture will have disappeared when that which Goethe so ardently longed for shall have come to pass, that is, that the Temple shall no longer be hidden, but shall be raised to the full light of day, when it shall have ascended from the depths, and all men will be able to serve in the Temple of Initiation, which will be a bridge across which all men may pass to and fro. That will be a time when all men will have made themselves worthy of being influenced by the highest wisdom, piety, and strength and will. The Temple will then have fulfilled its task. It will have raised itself above the river of passions, and the forces of passion will have become so pure and noble that the highest Spiritual can uplift itself in the Temple, in the clear light of day, above the stream of passions and desires. To this end it is necessary that mankind should be filled with the “Stirb und werde” (dying and becoming) which Goethe so distinctly outlined in his “West-Ostlichen Divan.” Goethe was frequently asked for the solution of the riddle and he replied “The solution of the riddle lies in the fairy tale itself, and not in one word alone.” There is a passage during the conversation in the Temple which we take to be the solution of the riddle. The solution is not a thing which can be expressed in words, but in an inner resolve; that was indicated by Goethe in the fairy tale. The Serpent said “I will sacrifice myself, I will purify myself through selflessness.” It is precisely this which must be taken as the profoundest solution of the riddle, it is an act, and not a doctrine. Till now one could only pass across the River in two ways. The one was when at noon the green Serpent laid itself across the River and formed a bridge, so that at the mid-day hour it was possible to go across the River. This means that at the present age there are moments in a man's life when the Sun is at noon for him, when he is ripe to yield himself to the highest Spiritual light; but he is always drawn away again and again from these noon-tide moments of life, into the lower world full of passions. In such noon-tide moments the elect of the Spirit can pass across from the shore of the sense-life to the shore of the Spirit. But there is yet another way to pass over the River, and that is in the evening, when the shadow of the great giant is thrown across the River,—that too can form a bridge, but only in the hour of twilight. What is this shadow of the great giant? Goethe went into this question more deeply with his intimate and trusted friends; with them he spoke about the forces symbolized by him in the “Fairy Tale.” On one occasion when Schiller was planning a journey to Frankfort, Goethe wrote to him: “I am very glad you did not come here, to the West, for the shadow of the giant might have got hold of you unawares.” The meaning of the giant is moreover clearly expressed in the “Fairy Tale” itself, the giant who is weak, can do nothing of himself; but his shadow can form a bridge across to the far side. This giant is the crude mechanical forces of nature. Its shadow is sometimes able, when the light is no longer strong, to conduct the men of crude passions across the River. These are the people who, when their clear day consciousness is extinguished, pass over into the Land of the Spirit in trance, somnambulism, psychic vision, or some of the many similar conditions of the soul. Thus the clear day consciousness was also extinguished in the wild delirious acts by which at that time men tried to push their way into this realm of Freedom. They wanted to penetrate into the realm of the beautiful Lily—But the shadow of the giant can alone reach across. Man is only able to overcome his passions in the twilight of his consciousness, when he is in an almost unconscious state, and not when living in clear consciousness. These are the two ways of reaching the opposite bank: First, in the holy moments of the noon-day hour, by the Serpent; and secondly, in the twilight of the consciousness—by the shadow of the giant. But this one thing must be striven after:—the Serpent must sacrifice itself completely. Not only should it lead men over the River of passions at the noon-day hour, but at all hours of the day it should be ready to form the bridge from one side to the other; so that not only a few may be able to wander across, but that all men should be able to cross backwards and forwards at any time. The Serpent made this resolution, and so did Goethe; Goethe points to an age of selflessness, when man will not put his forces at the service of his lower self but at the service of unselfishness. There are a few other thoughts connected with these basic thoughts about the Fairy Tale. I cannot go into them all today, and will only touch upon a few. We find the wife of the old man with the lamp, she is connected with the representatives of human occult knowledge. She keeps the house of the old man. To her come the Will-o'-the-wisps, they have licked off all the gold from the walls, and had at once given away all the gold which enriched them, so that the living “Mops,” who ate up the gold, had to suffer death. The old man is the force of reason, which brings forth that which is useful. It is only when occult force unites with this which forwards material civilization, when the highest is united with the lowest in the world, that the world itself can follow its proper course of development. Man should not be led away from everyday life, but should purify the everyday civilization. In the world man is surrounded in his dwellings by that which hangs as gold upon the walls. All that is around him is the gold. On the one hand he is a man of knowledge and on the other a useful man. Thus he has around him the two-fold experience of the human race; all the collective experience of humanity has been collected together in human science. Those who strive after this, seek what is written in the scriptures. They lick off the historical wisdom, as it were. This it is which surrounds man in his strivings; this it is with which man must entirely permeate himself. But it can not be of use to that which is alive. The living Mops swallowed the gold and died of it. That wisdom which only rules as the dead wisdom of books, and which has not been made alive by the Spirit, kills everything living. But, when it is once again united with the origin of Wisdom, with the beautiful Lily, then it wakes to life again. That is why the old man gives the dead Mops to his wife, that she may carry it to the beautiful Lily. The Lamp has one great peculiarity, everything dead was made alive through it; and what was alive was purified by it. This transmutation is brought about in man by occult knowledge. Besides this, the old woman is begged by the Will-o'-the-Wisps to pay their debts to the Ferryman. These three fruits represent the human sense for usefulness in material civilization, which is to pay tribute to the passions. For from whence should the actual driving forces of nature come, if not from the technique, from the cultivation of material nature? It is an interesting fact that the shadow of the giant as it comes up from the River, takes one of the fruits of the Earth away with it, so that the old woman only has two left. Now she required three for the Ferryman and so had to renounce the River. Something then happens, something full of significance. She has to plunge her hands into the River, whereby she turns so black that she scarcely remains visible. She is still there, but she is almost imperceptible. That shows us the connection between external civilization and the world of the passions. Material civilization must be placed at the service of the Astral, of the soul. As long as the nature of man is not sufficiently ennobled to offer itself as tribute to the River of the passions, so long does technique remain in debt to the River of man (the soul of man). As long as human endeavours are devoted to human passions, man works invisibly at something of which he cannot perceive the final aim. It is invisible, yet it is there; it can be felt, but is not externally perceptible. Everything man does on the road to the great goal, until he pays his debts to the River or the Soul,—all that he has to throw into the River of passions becomes invisible, like the hand of the wife of the old man with the Lamp. As long as the sense-nature is not fully purified, as long as it is not consumed, as it were, by the fire of the passion it cannot shine, and remains invisible; that is what excites the old lady so much that she can no longer reflect any light of her own. This might be gone into more fully, in greater detail; every single word is fraught with meaning. But it would lead us too far to go into all that to-day. So let us hurry on to the great procession in which we encounter a youth, who tried to capture the beautiful Lily too early, and in so doing crippled all his life forces. Goethe says (in another place): “A man who strives for freedom without having first liberated his own inner self, falls more deeply than before into the bonds of necessity. If he does not set himself free, he will be killed.” A man who has prepared himself, who has been purified in the Mysteries, and the Temple of the Mysteries, so that he may unite himself in a proper way with the Lily, he alone will escape death. One who has died to the lower to be born again in a higher sense, can grasp the Lily. The present time is represented by the crippled youth, who wanted to attain the highest by violence. He complains to all whom he meets that he cannot secure the Lily. He must now make himself ripe enough to do so, and to this aim those forces must be combined which are symbolized by those who took part in the procession. It consisted of the old man with the Lamp, the Will-o'-the-Wisps and the beautiful Lily herself. The procession thus included all the different beautiful forces, and it was led down into the clefts of the Earth to the Temple of Initiation. That too, is a profound feature of the enigmatical Fairy Tale, in that it allows the Will-o'-the-Wisps to open the door of the Temple. The self-seeking wisdom is not without object, it is a necessary stage of transition. Human egoism can be overcome if it is nourished by wisdom and permeated with the gold of true knowledge. This wisdom can then be used to open the Temple. Those who unconsciously serve wisdom in an external sense, will be led to the real sanctuaries of wisdom. Those learned men who only bury themselves in books are nevertheless our guides. Goethe does not undervalue science. He knew that science herself uncloses the Temple of Wisdom; he knew that everything must be proved and accepted by science, and that without her we cannot penetrate the Temple of the highest Wisdom. Goethe himself sought this wisdom everywhere. He only considered himself worthy of recognizing the highest revelation in Spiritual life, in Art, after he had gone through the study of Science. He sought wisdom everywhere, in physics, biology, etc.,—And so, he admits the Will-o'-the-Wisps into the Temple, they who resting on themselves alone occupy a false position towards the others, towards the others who enter through experience and observations, like the Serpent. They cause the Temple to be opened and the procession passes in. Now follows what Goethe intended to apply to the whole of mankind; the whole Temple moves up and ascends through the cleft in the Earth. The Temple can now be set up over the River of the Soul, over the River of passions and desires, because the Serpent sacrificed itself. The Self of man has become selfless, the Serpent is transformed into precious stone, which forms the piles of the bridge. And now men can more freely go to and fro from the world of sense to the world of the Spiritual. The union between sense and spirit is brought about by man, when he becomes selfless, by a sacrifice of himself, such as was made by the Serpent, which offered itself as a bridge over the River of passions. Thus the Temple ascended from the clefts of the Earth and is now accessible to all who cross the bridge, to those who drive over as well as to those who go on foot. In the Temple itself we meet once more with the three Kings; and the youth who had been made pure by having recognized the three soul-forces, is now presented to them. The golden King goes up to him and says “Feed my Sheep,”—in this Goethe gave expression to a thought which was very deeply engraved in his soul, that of uniting beauty with piety. It is the commandment given in the Bible. He applied these words to the youth in the same sense as when in Rome he stood before the statue of a God, and said “Here is necessity (notwendigkeit) it could not be different from what it is, this is a God. I feel that the Greeks worked according to the same Divine Laws that I am seeking.” It is a personal note of Goethe's when he causes the silver King to appear as Beauty and Piety: And then the King of Strength comes to the youth and says “The sword in the left hand, and the right hand free,”—the sword was not to serve for attack but for defence. Harmony was to be brought about, not conflict. After this event the youth was initiated into the three soul-forces; the fourth King has nothing more to say, he subsides into himself. The Temple has risen from its concealment into the clear light of day. Within the Temple there was raised a small silver Temple, which is none other than the transformed hut of the Ferryman. It is a remarkable feature that Goethe transformed the hut of the Ferryman,—he who carries us over into the land of the Spirit,—into pure molten silver so that it becomes a small altar, a small Temple, a Holy of Holies. This hut which represents the holiest in man, the deepest core of his being which he has preserved as a recollection of the land from which he came and to which the Ferryman cannot take him back, represents something which existed before our evolution. It is the memory that we are descended from the Spirit,—the memory of this stands as a Holy of Holies within the Temple.—The giant,—the crude force of nature, which lives in nature without the Spirit, and could not work through itself alone, but only as a shadow,—has been given a remarkable mission. Now this giant stands upright, and now only does he show the time. This is a profound thought—when man has laid aside everything belonging to his lower nature and has become entirely spiritualised, then the lower forces of nature will no longer spring up around him in their original elemental power,—in the form of storms, as they now do—the mechanical crude force of nature will then only perform mechanical service; man will always require these mechanical nature-forces, but they will no longer have power over him, he will use them in his service. His work will be the hour-hand of Spiritual culture, it will be the hour-hand pointing to the regular mechanical necessity, and will go regularly as the course of a clock. The giant himself will then no longer be necessary. We must not interpret the Fairy Tale pedantically, by interpreting every word, but we must feel our way into what Goethe wanted to say, and which he painted in such beautiful pictures. Goethe in his Fairy Tale brought out what Schiller expressed in his Aesthetic Letters;—the union of Necessity with Freedom. What Schiller tried to express in these letters Goethe could not grasp in abstract thought, but gave in the form of a Fairy Tale. “When I want to express these thoughts in all their living force I require pictures and pictures and pictures, such as the ancient priests of Initiation made use of in the Mysteries.” He did not teach his pupils by means of abstract thoughts, but by bringing the whole drama of Dionysos before them, by showing them the great course of the evolution of man, of the resurrection of Dionysos; and he also showed that which went on invisibly in the drama of “Dionysos and Osiris.” Thus Goethe wished to express what lived in him in the form of drama and pictures, so we will not interpret the Fairy Tale in the ordinary way, but as theosophy would teach us to do, as representing the uniting of the lower nature of man with the higher; the union of the physical with the etheric body; the life-force and the passions and desires, with the higher nature of man:—the three purely Spiritual soul forces Atma, Buddhi, Manas, which we represented as the three Kings. This is the course of the evolution of man up to the time when every man will be himself an Initiate. This is what Goethe tried to express in a truly theosophical fashion. Just as those priests of Initiation expressed their wisdom in the form of pictures, so Goethe expressed in pictures in his Apocalypse that which represents the evolution of humanity,—that which will some day become the highest act of man—the transformation of the lower nature into the higher and the transmutation of the lower metals, the lower soul-forces into the gold of wisdom. The transmutation of that which dwells alone in the pure noble metal of wisdom is represented by the King who is embodied in the gold. Goethe wished to express this human alchemy, this Spiritual transmutation, in a somewhat different manner from what he had concealed occultly in the second part of “Faust.” Goethe was in the true sense of the word a Theosophist. He understood what it means that all the transitory things we see with our senses, are nothing but symbols, but he also understood that what man is trying to do is impossible to describe, but can be accomplished by an act, and that the “Unzulängliche” is that which lives among us on this side of the River, and we must experience it if the purpose of human evolution is to be fulfilled. Goethe also expressed this to this end in the “Chorus Mysticus” and included it in the second part of “Faust.” The highest soul-force in man is symbolically represented as the beautiful Lily, and the male principle—the force of Will unites with her. He expresses this in the beautiful and expressive words with which the second part of “Faust” concludes. These final verses are a mystical creed. We can only understand them completely when we see our own intimate life come to life again in the story of the green Serpent and the beautiful Lily. Even before the close of the 18th century, when Goethe passed on to his work on the second part of “Faust,” his nature had already been transmuted and he had attained the vision of a higher world. It is of profound significance if we are able to understand the words written by Goethe in his testament, the second part of “Faust,” when he had completed his course on the Earth. After his death, this second part was found in his writing table, closed and sealed. He put this book as a gospel into the world, as a testament. And this testament closes with his mystical creed: Alles Vergängliche ist nur sin Gleichnis One translation is as follows: All things transitory |
41b. H. P. Blavatsky's, “The Key to Theosophy”: XII. What Is Practical Theosophy?
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By the use of our higher reason, spiritual intuition and moral sense, and by following the dictates of what we call "the still small voice" of our conscience, which is that of our EGO, and which speaks louder in us than the earthquakes and the thunders of Jehovah, wherein "the Lord is not." |
41b. H. P. Blavatsky's, “The Key to Theosophy”: XII. What Is Practical Theosophy?
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DutyEnq. Why, then, the need for re-births, since all alike fail to secure a permanent peace? Theo. Because the final goal cannot be reached in any way but through life experiences, and because the bulk of these consist in pain and suffering. It is only through the latter that we can learn. Joys and pleasures teach us nothing; they are evanescent, and can only bring in the long run satiety. Moreover, our constant failure to find any permanent satisfaction in life which would meet the wants of our higher nature, shows us plainly that those wants can be met only on their own plane, to wit — the spiritual. Enq. Is the natural result of this a desire to quit life by one means or another? Theo. If you mean by such desire "suicide," then I say, most decidedly not. Such a result can never be a "natural" one, but is ever due to a morbid brain disease, or to most decided and strong materialistic views. It is the worst of crimes and dire in its results. But if by desire, you mean simply aspiration to reach spiritual existence, not a wish to quit the earth, then I would call it a very natural desire indeed. Otherwise voluntary death would be an abandonment of our present post and of the duties incumbent on us, as well as an attempt to shirk Karmic responsibilities, and thus involve the creation of new Karma. Enq. But if actions on the material plane are unsatisfying, why should duties, which are such actions, be imperative? Theo. First of all, because our philosophy teaches us that the object of doing our duties to all men and to ourselves the last, is not the attainment of personal happiness, but of the happiness of others; the fulfilment of right for the sake of right, not for what it may bring us. Happiness, or rather contentment, may indeed follow the performance of duty, but is not and must not be the motive for it. Enq. What do you understand precisely by "duty" in Theosophy? It cannot be the Christian duties preached by Jesus and his Apostles, since you recognise neither? Theo. You are once more mistaken. What you call "Christian duties" were inculcated by every great moral and religious Reformer ages before the Christian era. All that was great, generous, heroic, was, in days of old, not only talked about and preached from pulpits as in our own time, but acted upon sometimes by whole nations. The history of the Buddhist reform is full of the most noble and most heroically unselfish acts. "Be ye all of one mind, having compassion one of another; love as brethren, be pitiful, be courteous; not rendering evil for evil, or railing for railing; but contrariwise, blessing" was practically carried out by the followers of Buddha, several centuries before Peter. The Ethics of Christianity are grand, no doubt; but as undeniably they are not new, and have originated as "Pagan" duties. Enq. And how would you define these duties, or "duty," in general, as you understand the term? Theo. Duty is that which is due to Humanity, to our fellow-men, neighbours, family, and especially that which we owe to all those who are poorer and more helpless than we are ourselves. This is a debt which, if left unpaid during life, leaves us spiritually insolvent and moral bankrupts in our next incarnation. Theosophy is the quintessence of duty. Enq. So is Christianity when rightly understood and carried out. Theo. No doubt it is; but then, were it not a lip-religion in practice, Theosophy would have little to do amidst Christians. Unfortunately it is but such lip-ethics. Those who practise their duty towards all, and for duty's own sake, are few; and fewer still are those who perform that duty, remaining content with the satisfaction of their own secret consciousness. It is — ". . . . . . the public voice which is ever uppermost in the minds of the "world renowned" philanthropists. Modern ethics are beautiful to read about and hear discussed; but what are words unless converted into actions? Finally: if you ask me how we understand Theosophical duty practically and in view of Karma, I may answer you that our duty is to drink without a murmur to the last drop, whatever contents the cup of life may have in store for us, to pluck the roses of life only for the fragrance they may shed on others, and to be ourselves content but with the thorns, if that fragrance cannot be enjoyed without depriving some one else of it. Enq. All this is very vague. What do you do more than Christians do? Theo. It is not what we members of the Theosophical Society do — though some of us try our best — but how much farther Theosophy leads to good than modern Christianity does. I say — action, enforced action, instead of mere intention and talk. A man may be what he likes, the most worldly, selfish and hard-hearted of men, even a deep-dyed rascal, and it will not prevent him from calling himself a Christian, or others from so regarding him. But no Theosophist has the right to this name, unless he is thoroughly imbued with the correctness of Carlyle's truism: "The end of man is an action and not a thought, though it were the noblest" — and unless he sets and models his daily life upon this truth. The profession of a truth is not yet the enactment of it; and the more beautiful and grand it sounds, the more loudly virtue or duty is talked about instead of being acted upon, the more forcibly it will always remind one of the Dead Sea fruit. Cant is the most loathsome of all vices; and cant is the most prominent feature of the greatest Protestant country of this century — England. Enq. What do you consider as due to humanity at large? Theo. Full recognition of equal rights and privileges for all, and without distinction of race, colour, social position, or birth. Enq. When would you consider such due not given? Theo. When there is the slightest invasion of another's right — be that other a man or a nation; when there is any failure to show him the same justice, kindness, consideration or mercy which we desire for ourselves. The whole present system of politics is built on the oblivion of such rights, and the most fierce assertion of national selfishness. The French say: "Like master, like man"; they ought to add, "Like national policy, like citizen." Enq. Do you take any part in politics? Theo. As a Society, we carefully avoid them, for the reasons given below. To seek to achieve political reforms before we have effected a reform in human nature, is like putting new wine into old bottles. Make men feel and recognise in their innermost hearts what is their real, true duty to all men, and every old abuse of power, every iniquitous law in the national policy, based on human, social or political selfishness, will disappear of itself. Foolish is the gardener who seeks to weed his flower-bed of poisonous plants by cutting them off from the surface of the soil, instead of tearing them out by the roots. No lasting political reform can be ever achieved with the same selfish men at the head of affairs as of old. The Relations of The T. S. To Political ReformsEnq. The Theosophical Society is not, then, a political organization? Theo. Certainly not. It is international in the highest sense in that its members comprise men and women of all races, creeds, and forms of thought, who work together for one object, the improvement of humanity; but as a society it takes absolutely no part in any national or party politics. Enq. Why is this? Theo. Just for the reasons I have mentioned. Moreover, political action must necessarily vary with the circumstances of the time and with the idiosyncracies of individuals. While from the very nature of their position as Theosophists the members of the T. S. are agreed on the principles of Theosophy, or they would not belong to the society at all, it does not thereby follow that they agree on every other subject. As a society they can only act together in matters which are common to all — that is, in Theosophy itself; as individuals, each is left perfectly free to follow out his or her particular line of political thought and action, so long as this does not conflict with Theosophical principles or hurt the Theosophical Society. Enq. But surely the T. S. does not stand altogether aloof from the social questions which are now so fast coming to the front? Theo. The very principles of the T. S. are a proof that it does not — or, rather, that most of its members do not — so stand aloof. If humanity can only be developed mentally and spiritually by the enforcement, first of all, of the soundest and most scientific physiological laws, it is the bounden duty of all who strive for this development to do their utmost to see that those laws shall be generally carried out. All Theosophists are only too sadly aware that, in Occidental countries especially, the social condition of large masses of the people renders it impossible for either their bodies or their spirits to be properly trained, so that the development of both is thereby arrested. As this training and development is one of the express objects of Theosophy, the T. S. is in thorough sympathy and harmony with all true efforts in this direction. Enq. But what do you mean by "true efforts"? Each social reformer has his own panacea, and each believes his to be the one and only thing which can improve and save humanity? Theo. Perfectly true, and this is the real reason why so little satisfactory social work is accomplished. In most of these panaceas there is no really guiding principle, and there is certainly no one principle which connects them all. Valuable time and energy are thus wasted; for men, instead of co-operating, strive one against the other, often, it is to be feared, for the sake of fame and reward rather than for the great cause which they profess to have at heart, and which should be supreme in their lives. Enq. How, then, should Theosophical principles be applied so that social co-operation may be promoted and true efforts for social amelioration be carried on? Theo. Let me briefly remind you what these principles are — universal Unity and Causation; Human Solidarity; the Law of Karma; Re-incarnation. These are the four links of the golden chain which should bind humanity into one family, one universal Brotherhood. Enq. How? Theo. In the present state of society, especially in so-called civilized countries, we are continually brought face to face with the fact that large numbers of people are suffering from misery, poverty and disease. Their physical condition is wretched, and their mental and spiritual faculties are often almost dormant. On the other hand, many persons at the opposite end of the social scale are leading lives of careless indifference, material luxury, and selfish indulgence. Neither of these forms of existence is mere chance. Both are the effects of the conditions which surround those who are subject to them, and the neglect of social duty on the one side is most closely connected with the stunted and arrested development on the other. In sociology, as in all branches of true science, the law of universal causation holds good. But this causation necessarily implies, as its logical outcome, that human solidarity on which Theosophy so strongly insists. If the action of one reacts on the lives of all, and this is the true scientific idea, then it is only by all men becoming brothers and all women sisters, and by all practising in their daily lives true brotherhood and true sisterhood, that the real human solidarity, which lies at the root of the elevation of the race, can ever be attained. It is this action and interaction, this true brotherhood and sisterhood, in which each shall live for all and all for each, which is one of the fundamental Theosophical principles that every Theosophist should be bound, not only to teach, but to carry out in his or her individual life. Enq. All this is very well as a general principle, but how would you apply it in a concrete way? Theo. Look for a moment at what you would call the concrete facts of human society. Contrast the lives not only of the masses of the people, but of many of those who are called the middle and upper classes, with what they might be under healthier and nobler conditions, where justice, kindness, and love were paramount, instead of the selfishness, indifference, and brutality which now too often seem to reign supreme. All good and evil things in humanity have their roots in human character, and this character is, and has been, conditioned by the endless chain of cause and effect. But this conditioning applies to the future as well as to the present and the past. Selfishness, indifference, and brutality can never be the normal state of the race — to believe so would be to despair of humanity — and that no Theosophist can do. Progress can be attained, and only attained, by the development of the nobler qualities. Now, true evolution teaches us that by altering the surroundings of the organism we can alter and improve the organism; and in the strictest sense this is true with regard to man. Every Theosophist, therefore, is bound to do his utmost to help on, by all the means in his power, every wise and well-considered social effort which has for its object the amelioration of the condition of the poor. Such efforts should be made with a view to their ultimate social emancipation, or the development of the sense of duty in those who now so often neglect it in nearly every relation of life. Enq. Agreed. But who is to decide whether social efforts are wise or unwise? Theo. No one person and no society can lay down a hard-and-fast rule in this respect. Much must necessarily be left to the individual judgment. One general test may, however, be given. Will the proposed action tend to promote that true brotherhood which it is the aim of Theosophy to bring about? No real Theosophist will have much difficulty in applying such a test; once he is satisfied of this, his duty will lie in the direction of forming public opinion. And this can be attained only by inculcating those higher and nobler conceptions of public and private duties which lie at the root of all spiritual and material improvement. In every conceivable case he himself must be a centre of spiritual action, and from him and his own daily individual life must radiate those higher spiritual forces which alone can regenerate his fellow-men. Enq. But why should he do this? Are not he and all, as you teach, conditioned by their Karma, and must not Karma necessarily work itself out on certain lines? Theo. It is this very law of Karma which gives strength to all that I have said. The individual cannot separate himself from the race, nor the race from the individual. The law of Karma applies equally to all, although all are not equally developed. In helping on the development of others, the Theosophist believes that he is not only helping them to fulfil their Karma, but that he is also, in the strictest sense, fulfilling his own. It is the development of humanity, of which both he and they are integral parts, that he has always in view, and he knows that any failure on his part to respond to the highest within him retards not only himself but all, in their progressive march. By his actions, he can make it either more difficult or more easy for humanity to attain the next higher plane of being. Enq. How does this bear on the fourth of the principles you mentioned, viz., Re-incarnation? Theo. The connection is most intimate. If our present lives depend upon the development of certain principles which are a growth from the germs left by a previous existence, the law holds good as regards the future. Once grasp the idea that universal causation is not merely present, but past, present and future, and every action on our present plane falls naturally and easily into its true place, and is seen in its true relation to ourselves and to others. Every mean and selfish action sends us backward and not forward, while every noble thought and every unselfish deed are steppingstones to the higher and more glorious planes of being. If this life were all, then in many respects it would indeed be poor and mean; but regarded as a preparation for the next sphere of existence, it may be used as the golden gate through which we may pass, not selfishly and alone, but in company with our fellows, to the palaces which lie beyond. On Self-SacrificeEnq. Is equal justice to all and love to every creature the highest standard of Theosophy? Theo. No; there is an even far higher one. Enq. What can it be? Theo. The giving to others more than to oneself — self-sacrifice. Such was the standard and abounding measure which marked so pre-eminently the greatest Teachers and Masters of Humanity — e. g., Gautama Buddha in History, and Jesus of Nazareth as in the Gospels. This trait alone was enough to secure to them the perpetual reverence and gratitude of the generations of men that come after them. We say, however, that self-sacrifice has to be performed with discrimination; and such a self-abandonment, if made without justice, or blindly, regardless of subsequent results, may often prove not only made in vain, but harmful. One of the fundamental rules of Theosophy is, justice to oneself — viewed as a unit of collective humanity, not as a personal self-justice, not more but not less than to others; unless, indeed, by the sacrifice of the one self we can benefit the many. Enq. Could you make your idea clearer by giving an instance? Theo. There are many instances to illustrate it in history. Self-sacrifice for practical good to save many, or several people, Theosophy holds as far higher than self-abnegation for a sectarian idea, such as that of "saving the heathen from damnation," for instance. In our opinion, Father Damien, the young man of thirty who offered his whole life in sacrifice for the benefit and alleviation of the sufferings of the lepers at Molokai, and who went to live for eighteen years alone with them, to finally catch the loathsome disease and die, has not died in vain. He has given relief and relative happiness to thousands of miserable wretches. He has brought to them consolation, mental and physical. He threw a streak of light into the black and dreary night of an existence, the hopelessness of which is unparalleled in the records of human suffering. He was a true Theosophist, and his memory will live for ever in our annals. In our sight this poor Belgian priest stands immeasurably higher than — for instance — all those sincere but vain-glorious fools, the Missionaries who have sacrificed their lives in the South Sea Islands or China. What good have they done? They went in one case to those who are not yet ripe for any truth; and in the other to a nation whose systems of religious philosophy are as grand as any, if only the men who have them would live up to the standard of Confucius and their other sages. And they died victims of irresponsible cannibals and savages, and of popular fanaticism and hatred. Whereas, by going to the slums of Whitechapel or some other such locality of those that stagnate right under the blazing sun of our civilization, full of Christian savages and mental leprosy, they might have done real good, and preserved their lives for a better and worthier cause. Enq. But the Christians do not think so? Theo. Of course not, because they act on an erroneous belief. They think that by baptising the body of an irresponsible savage they save his soul from damnation. One church forgets her martyrs, the other beatifies and raises statues to such men as Labro, who sacrificed his body for forty years only to benefit the vermin which it bred. Had we the means to do so, we would raise a statue to Father Damien, the true, practical saint, and perpetuate his memory for ever as a living exemplar of Theosophical heroism and of Buddha- and Christ-like mercy and self-sacrifice. Enq. Then you regard self-sacrifice as a duty? Theo. We do; and explain it by showing that altruism is an integral part of self-development. But we have to discriminate. A man has no right to starve himself to death that another man may have food, unless the life of that man is obviously more useful to the many than is his own life. But it is his duty to sacrifice his own comfort, and to work for others if they are unable to work for themselves. It is his duty to give all that which is wholly his own and can benefit no one but himself if he selfishly keeps it from others. Theosophy teaches self-abnegation, but does not teach rash and useless self-sacrifice, nor does it justify fanaticism. Enq. But how are we to reach such an elevated status? Theo. By the enlightened application of our precepts to practice. By the use of our higher reason, spiritual intuition and moral sense, and by following the dictates of what we call "the still small voice" of our conscience, which is that of our EGO, and which speaks louder in us than the earthquakes and the thunders of Jehovah, wherein "the Lord is not." Enq. If such are our duties to humanity at large, what do you understand by our duties to our immediate surroundings? Theo. Just the same, plus those that arise from special obligations with regard to family ties. Enq. Then it is not true, as it is said, that no sooner does a man enter into the Theosophical Society than he begins to be gradually severed from his wife, children, and family duties? Theo. It is a groundless calumny, like so many others. The first of the Theosophical duties is to do one's duty by all men, and especially by those to whom one's specific responsibilities are due, because one has either voluntarily undertaken them, such as marriage ties, or because one's destiny has allied one to them; I mean those we owe to parents or next of kin. Enq. And what may be the duty of a Theosophist to himself? Theo. To control and conquer, through the Higher, the lower self. To purify himself inwardly and morally; to fear no one, and nought, save the tribunal of his own conscience. Never to do a thing by halves; i. e., if he thinks it the right thing to do, let him do it openly and boldly, and if wrong, never touch it at all. It is the duty of a Theosophist to lighten his burden by thinking of the wise aphorism of Epictetus, who says: "Be not diverted from your duty by any idle reflection the silly world may make upon you, for their censures are not in your power, and consequently should not be any part of your concern." Enq. But suppose a member of your Society should plead inability to practise altruism by other people, on the ground that "charity begins at home"; urging that he is too busy, or too poor, to benefit mankind or even any of its units — what are your rules in such a case? Theo. No man has a right to say that he can do nothing for others, on any pretext whatever. "By doing the proper duty in the proper place, a man may make the world his debtor," says an English writer. A cup of cold water given in time to a thirsty wayfarer is a nobler duty and more worth, than a dozen of dinners given away, out of season, to men who can afford to pay for them. No man who has not got it in him will ever become a Theosophist; but he may remain a member of our Society all the same. We have no rules by which we could force any man to become a practical Theosophist, if he does not desire to be one. Enq. Then why does he enter the Society at all? Theo. That is best known to him who does so. For, here again, we have no right to pre-judge a person, not even if the voice of a whole community should be against him, and I may tell you why. In our day, vox populi (so far as regards the voice of the educated, at any rate) is no longer vox dei, but ever that of prejudice, of selfish motives, and often simply that of unpopularity. Our duty is to sow seeds broadcast for the future, and see they are good; not to stop to enquire why we should do so, and how and wherefore we are obliged to lose our time, since those who will reap the harvest in days to come will never be ourselves. On CharityEnq. How do you Theosophists regard the Christian duty of charity? Theo. What charity do you mean? Charity of mind, or practical charity in the physical plane? Enq. I mean practical charity, as your idea of Universal brotherhood would include, of course, charity of mind. Theo. Then you have in your mind the practical carrying out of the commandments given by Jesus in the Sermon on the Mount? Enq. Precisely so. Theo. Then why call them "Christian"? Because, although your Saviour preached and practised them, the last thing the Christians of to-day think of is to carry them out in their lives. Enq. And yet many are those who pass their lives in dispensing charity? Theo. Yes, out of the surplus of their great fortunes. But point out to me that Christian, among the most philanthropic, who would give to the shivering and starving thief, who would steal his coat, his cloak also; or offer his right cheek to him who smote him on the left, and never think of resenting it? Enq. Ah, but you must remember that these precepts have not to be taken literally. Times and circumstances have changed since Christ's day. Moreover, He spoke in Parables. Theo. Then why don't your Churches teach that the doctrine of damnation and hell-fire is to be understood as a parable too? Why do some of your most popular preachers, while virtually allowing these "parables" to be understood as you take them, insist on the literal meaning of the fires of Hell and the physical tortures of an "Asbestos-like" soul? If one is a "parable," then the other is. If Hell-fire is a literal truth, then Christ's commandments in the Sermon on the Mount have to be obeyed to the very letter. And I tell you that many who do not believe in the Divinity of Christ — like Count Leo Tolstoi and more than one Theosophist — do carry out these noble, because universal, precepts literally; and many more good men and women would do so, were they not more than certain that such a walk in life would very probably land them in a lunatic asylum — so Christian are your laws! Enq. But surely every one knows that millions and millions are spent annually on private and public charities? Theo. Oh, yes; half of which sticks to the hands it passes through before getting to the needy; while a good portion or remainder gets into the hands of professional beggars, those who are too lazy to work, thus doing no good whatever to those who are really in misery and suffering. Haven't you heard that the first result of the great outflow of charity towards the East-end of London was to raise the rents in Whitechapel by some 20 per cent.? Enq. What would you do, then? Theo. Act individually and not collectively; follow the Northern Buddhist precepts: "Never put food into the mouth of the hungry by the hand of another"; "Never let the shadow of thy neighbour (a third person) come between thyself and the object of thy bounty"; "Never give to the Sun time to dry a tear before thou hast wiped it." Again "Never give money to the needy, or food to the priest, who begs at thy door, through thy servants, lest thy money should diminish gratitude, and thy food turn to gall." Enq. But how can this be applied practically? Theo. The Theosophical ideas of charity mean personal exertion for others; personal mercy and kindness; personal interest in the welfare of those who suffer; personal sympathy, forethought and assistance in their troubles or needs. We Theosophists do not believe in giving money (N. B., if we had it) through other people's hands or organizations. We believe in giving to the money a thousandfold greater power and effectiveness by our personal contact and sympathy with those who need it. We believe in relieving the starvation of the soul, as much if not more than the emptiness of the stomach; for gratitude does more good to the man who feels it, than to him for whom it is felt. Where's the gratitude which your "millions of pounds" should have called forth, or the good feelings provoked by them? Is it shown in the hatred of the East-End poor for the rich? in the growth of the party of anarchy and disorder? or by those thousands of unfortunate working girls, victims to the "sweating" system, driven daily to eke out a living by going on the streets? Do your helpless old men and women thank you for the workhouses; or your poor for the poisonously unhealthy dwellings in which they are allowed to breed new generations of diseased, scrofulous and rickety children, only to put money into the pockets of the insatiable Shylocks who own houses? Therefore it is that every sovereign of all those "millions," contributed by good and would-be charitable people, falls like a burning curse instead of a blessing on the poor whom it should relieve. We call this generating national Karma, and terrible will be its results on the day of reckoning. Theosophy For The MassesEnq. And you think that Theosophy would, by stepping in, help to remove these evils, under the practical and adverse conditions of our modern life? Theo. Had we more money, and had not most of the Theosophists to work for their daily bread, I firmly believe we could. Enq. How? Do you expect that your doctrines could ever take hold of the uneducated masses, when they are so abstruse and difficult that well-educated people can hardly understand them? Theo. You forget one thing, which is that your much-boasted modern education is precisely that which makes it difficult for you to understand Theosophy. Your mind is so full of intellectual subtleties and preconceptions that your natural intuition and perception of the truth cannot act. It does not require metaphysics or education to make a man understand the broad truths of Karma and Reincarnation. Look at the millions of poor and uneducated Buddhists and Hindoos, to whom Karma and re-incarnation are solid realities, simply because their minds have never been cramped and distorted by being forced into an unnatural groove. They have never had the innate human sense of justice perverted in them by being told to believe that their sins would be forgiven because another man had been put to death for their sakes. And the Buddhists, note well, live up to their beliefs without a murmur against Karma, or what they regard as a just punishment; whereas the Christian populace neither lives up to its moral ideal, nor accepts its lot contentedly. Hence murmuring, and dissatisfaction, and the intensity of the struggle for existence in Western lands. Enq. But this contentedness, which you praise so much, would do away with all motive for exertion and bring progress to a stand-still. Theo. And we, Theosophists, say that your vaunted progress and civilization are no better than a host of will-o'-the-wisps, flickering over a marsh which exhales a poisonous and deadly miasma. This, because we see selfishness, crime, immorality, and all the evils imaginable, pouncing upon unfortunate mankind from this Pandora's box which you call an age of progress, and increasing pari passu with the growth of your material civilization. At such a price, better the inertia and inactivity of Buddhist countries, which have arisen only as a consequence of ages of political slavery. Enq. Then is all this metaphysics and mysticism with which you occupy yourself so much, of no importance? Theo. To the masses, who need only practical guidance and support, they are not of much consequence; but for the educated, the natural leaders of the masses, those whose modes of thought and action will sooner or later be adopted by those masses, they are of the greatest importance. It is only by means of the philosophy that an intelligent and educated man can avoid the intellectual suicide of believing on blind faith; and it is only by assimilating the strict continuity and logical coherence of the Eastern, if not esoteric, doctrines, that he can realize their truth. Conviction breeds enthusiasm, and "Enthusiasm," says Bulwer Lytton, "is the genius of sincerity, and truth accomplishes no victories without it"; while Emerson most truly remarks that "every great and commanding movement in the annals of the world is the triumph of enthusiasm." And what is more calculated to produce such a feeling than a philosophy so grand, so consistent, so logical, and so all-embracing as our Eastern Doctrines? Enq. And yet its enemies are very numerous, and every day Theosophy acquires new opponents. Theo. And this is precisely that which proves its intrinsic excellence and value. People hate only the things they fear, and no one goes out of his way to overthrow that which neither threatens nor rises beyond mediocrity. Enq. Do you hope to impart this enthusiasm, one day, to the masses? Theo. Why not? since history tells us that the masses adopted Buddhism with enthusiasm, while, as said before, the practical effect upon them of this philosophy of ethics is still shown by the smallness of the percentage of crime amongst Buddhist populations as compared with every other religion. The chief point is, to uproot that most fertile source of all crime and immorality — the belief that it is possible for them to escape the consequences of their own actions. Once teach them that greatest of all laws, Karma and Re-incarnation, and besides feeling in themselves the true dignity of human nature, they will turn from evil and eschew it as they would a physical danger. How Members Can Help the SocietyEnq. How do you expect the Fellows of your Society to help in the work? Theo. First by studying and comprehending the theosophical doctrines, so that they may teach others, especially the young people. Secondly, by taking every opportunity of talking to others and explaining to them what Theosophy is, and what it is not; by removing misconceptions and spreading an interest in the subject. Thirdly, by assisting in circulating our literature, by buying books when they have the means, by lending and giving them and by inducing their friends to do so. Fourthly, by defending the Society from the unjust aspersions cast upon it, by every legitimate device in their power. Fifth, and most important of all, by the example of their own lives. Enq. But all this literature, to the spread of which you attach so much importance, does not seem to me of much practical use in helping mankind. This is not practical charity. Theo. We think otherwise. We hold that a good book which gives people food for thought, which strengthens and clears their minds, and enables them to grasp truths which they have dimly felt but could not formulate — we hold that such a book does a real, substantial good. As to what you call practical deeds of charity, to benefit the bodies of our fellow-men, we do what little we can; but, as I have already told you, most of us are poor, whilst the Society itself has not even the money to pay a staff of workers. All of us who toil for it, give our labour gratis, and in most cases money as well. The few who have the means of doing what are usually called charitable actions, follow the Buddhist precepts and do their work themselves, not by proxy or by subscribing publicly to charitable funds. What the Theosophist has to do above all is to forget his personality. What a Theosophist Ought Not to DoEnq. Have you any prohibitory laws or clauses for Theosophists in your Society? Theo. Many, but, alas! none of them are enforced. They express the ideal of our organization, — but the practical application of such things we are compelled to leave to the discretion of the Fellows themselves. Unfortunately, the state of men's minds in the present century is such that, unless we allow these clauses to remain, so to speak, obsolete, no man or woman would dare to risk joining the Theosophical Society. This is precisely why I feel forced to lay such a stress on the difference between true Theosophy and its hard-struggling and well-intentioned, but still unworthy vehicle, the Theosophical Society. Enq. May I be told what are these perilous reefs in the open sea of Theosophy? Theo. Well may you call them reefs, as more than one otherwise sincere and well-meaning F.T.S. has had his Theosophical canoe shattered into splinters on them! And yet to avoid certain things seems the easiest thing in the world to do. For instance, here is a series of such negatives, screening positive Theosophical duties: — No Theosophist should be silent when he hears evil reports or slanders spread about the Society, or innocent persons, whether they be his colleagues or outsiders. Enq. But suppose what one hears is the truth, or may be true without one knowing it? Theo. Then you must demand good proofs of the assertion, and hear both sides impartially before you permit the accusation to go uncontradicted. You have no right to believe in evil, until you get undeniable proof of the correctness of the statement. Enq. And what should you do then? Theo. Pity and forbearance, charity and long-suffering, ought to be always there to prompt us to excuse our sinning brethren, and to pass the gentlest sentence possible upon those who err. A Theosophist ought never to forget what is due to the shortcomings and infirmities of human nature. Enq. Ought he to forgive entirely in such cases? Theo. In every case, especially he who is sinned against. Enq. But if by so doing, he risks to injure, or allow others to be injured? What ought he to do then? Theo. His duty; that which his conscience and higher nature suggests to him; but only after mature deliberation. Justice consists in doing no injury to any living being; but justice commands us also never to allow injury to be done to the many, or even to one innocent person, by allowing the guilty one to go unchecked. Enq. What are the other negative clauses? Theo. No Theosophist ought to be contented with an idle or frivolous life, doing no real good to himself and still less to others. He should work for the benefit of the few who need his help if he is unable to toil for Humanity, and thus work for the advancement of the Theosophical cause. Enq. This demands an exceptional nature, and would come rather hard upon some persons. Theo. Then they had better remain outside the T. S. instead of sailing under false colours. No one is asked to give more than he can afford, whether in devotion, time, work or money. Enq. What comes next? Theo. No working member should set too great value on his personal progress or proficiency in Theosophic studies; but must be prepared rather to do as much altruistic work as lies in his power. He should not leave the whole of the heavy burden and responsibility of the Theosophical movement on the shoulders of the few devoted workers. Each member ought to feel it his duty to take what share he can in the common work, and help it by every means in his power. Enq. This is but just. What comes next? Theo. No Theosophist should place his personal vanity, or feelings, above those of his Society as a body. He who sacrifices the latter, or other people's reputations on the altar of his personal vanity, worldly benefit, or pride, ought not to be allowed to remain a member. One cancerous limb diseases the whole body. Enq. Is it the duty of every member to teach others and preach Theosophy? Theo. It is indeed. No fellow has a right to remain idle, on the excuse that he knows too little to teach. For he may always be sure that he will find others who know still less than himself. And also it is not until a man begins to try to teach others, that he discovers his own ignorance and tries to remove it. But this is a minor clause. Enq. What do you consider, then, to be the chief of these negative Theosophical duties? Theo. To be ever prepared to recognize and confess one's faults. To rather sin through exaggerated praise than through too little appreciation of one's neighbour's efforts. Never to backbite or slander another person. Always to say openly and direct to his face anything you have against him. Never to make yourself the echo of anything you may hear against another, nor harbour revenge against those who happen to injure you. Enq. But it is often dangerous to tell people the truth to their faces. Don't you think so? I know one of your members who was bitterly offended, left the Society, and became its greatest enemy, only because he was told some unpleasant truths to his face, and was blamed for them. Theo. Of such we have had many. No member, whether prominent or insignificant, has ever left us without becoming our bitter enemy. Enq. How do you account for it? Theo. It is simply this. Having been, in most cases, intensely devoted to the Society at first, and having lavished upon it the most exaggerated praises, the only possible excuse such a backslider can make for his subsequent behaviour and past short-sightedness, is to pose as an innocent and deceived victim, thus casting the blame from his own shoulders on to those of the Society in general, and its leaders especially. Such persons remind one of the old fable about the man with a distorted face, who broke his looking-glass on the ground that it reflected his countenance crookedly. Enq. But what makes these people turn against the Society? Theo. Wounded vanity in some form or other, almost in every case. Generally, because their dicta and advice are not taken as final and authoritative; or else, because they are of those who would rather reign in Hell than serve in Heaven. Because, in short, they cannot bear to stand second to anybody in anything. So, for instance, one member — a true "Sir Oracle" — criticized, and almost defamed every member in the T. S. to outsiders as much as to Theosophists, under the pretext that they were all untheosophical, blaming them precisely for what he was himself doing all the time. Finally, he left the Society, giving as his reason a profound conviction that we were all (the Founders especially) — FRAUDS! Another one, after intriguing in every possible way to be placed at the head of a large Section of the Society, finding that the members would not have him, turned against the Founders of the T. S., and became their bitterest enemy, denouncing one of them whenever he could, simply because the latter could not, and would not, force him upon the Members. This was simply a case of an outrageous wounded vanity. Still another wanted to, and virtually did, practise black-magic — i.e., undue personal psychological influence on certain Fellows, while pretending devotion and every Theosophical virtue. When this was put a stop to, the Member broke with Theosophy, and now slanders and lies against the same hapless leaders in the most virulent manner, endeavouring to break up the society by blackening the reputation of those whom that worthy "Fellow" was unable to deceive. Enq. What would you do with such characters? Theo. Leave them to their Karma. Because one person does evil that is no reason for others to do so. Enq. But, to return to slander, where is the line of demarcation between backbiting and just criticism to be drawn? Is it not one's duty to warn one's friends and neighbours against those whom one knows to be dangerous associates? Theo. If by allowing them to go on unchecked other persons may be thereby injured, it is certainly our duty to obviate the danger by warning them privately. But true or false, no accusation against another person should ever be spread abroad. If true, and the fault hurts no one but the sinner, then leave him to his Karma. If false, then you will have avoided adding to the injustice in the world. Therefore, keep silent about such things with every one not directly concerned. But if your discretion and silence are likely to hurt or endanger others, then I add: Speak the truth at all costs, and say, with Annesly, "Consult duty, not events." There are cases when one is forced to exclaim, "Perish discretion, rather than allow it to interfere with duty." Enq. Methinks, if you carry out these maxims, you are likely to reap a nice crop of troubles! Theo. And so we do. We have to admit that we are now open to the same taunt as the early Christians were. "See, how these Theosophists love one another!" may now be said of us without a shadow of injustice. Enq. Admitting yourself that there is at least as much, if not more, backbiting, slandering, and quarrelling in the T. S. as in the Christian Churches, let alone Scientific Societies — What kind of Brotherhood is this? I may ask. Theo. A very poor specimen, indeed, as at present, and, until carefully sifted and reorganized, no better than all others. Remember, however, that human nature is the same in the Theosophical Society as out of it. Its members are no saints: they are at best sinners trying to do better, and liable to fall back owing to personal weakness. Add to this that our "Brotherhood" is no "recognised" or established body, and stands, so to speak, outside of the pale of jurisdiction. Besides which, it is in a chaotic condition, and as unjustly unpopular as is no other body. What wonder, then, that those members who fail to carry out its ideal should turn, after leaving the Society, for sympathetic protection to our enemies, and pour all their gall and bitterness into their too willing ears! Knowing that they will find support, sympathy, and ready credence for every accusation, however absurd, that it may please them to launch against the Theosophical Society, they hasten to do so, and vent their wrath on the innocent looking-glass, which reflected too faithfully their faces. People never forgive those whom they have wronged. The sense of kindness received, and repaid by them with ingratitude, drives them into a madness of self-justification before the world and their own consciences. The former is but too ready to believe in anything said against a society it hates. The latter — but I will say no more, fearing I have already said too much. Enq. Your position does not seem to me a very enviable one. Theo. It is not. But don't you think that there must be something very noble, very exalted, very true, behind the Society and its philosophy, when the leaders and the founders of the movement still continue to work for it with all their strength? They sacrifice to it all comfort, all worldly prosperity, and success, even to their good name and reputation — aye, even to their honour — to receive in return incessant and ceaseless obloquy, relentless persecution, untiring slander, constant ingratitude, and misunderstanding of their best efforts, blows, and buffets from all sides — when by simply dropping their work they would find themselves immediately released from every responsibility, shielded from every further attack. Enq. I confess, such a perseverance seems to me very astounding, and I wondered why you did all this. Theo. Believe me for no self-gratification; only in the hope of training a few individuals to carry on our work for humanity by its original programme when the Founders are dead and gone. They have already found a few such noble and devoted souls to replace them. The coming generations, thanks to these few, will find the path to peace a little less thorny, and the way a little widened, and thus all this suffering will have produced good results, and their self-sacrifice will not have been in vain. At present, the main, fundamental object of the Society is to sow germs in the hearts of men, which may in time sprout, and under more propitious circumstances lead to a healthy reform, conducive of more happiness to the masses than they have hitherto enjoyed. |
281. Poetry and the Art of Speech: Lecture II
06 Oct 1920, Dornach Translated by Julia Wedgwood, Andrew Welburn Rudolf Steiner |
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And in the nineteenth century, too, all feeling had been completely lost for what Homer meant to convey – that when I reveal myself in poetry, it is really something higher that is revealed in me: my “I” withdraws, my ego withdraws, so that other powers make use of my speech-organism; divine-spiritual powers make use of this speech-organism in order to reveal themselves. |
In this nightmare, this Alp, we have the last atavistic traces of what is indicated in the Nibelungenlied, when it says: “To us in olden maeren is many a marvel told…”; something is here related which does not come out of normal day-time ego-consciousness, but from a kind of perception which proceeds in the manner of the consciousness we possess in an especially vivid dream such as the nightmare, the maeren. |
281. Poetry and the Art of Speech: Lecture II
06 Oct 1920, Dornach Translated by Julia Wedgwood, Andrew Welburn Rudolf Steiner |
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Our present age, inartistic as it is, shows little awareness of the fact that recitation stands midway between speaking, or reading, which are not artistic, and artistically developed singing. In many circles there is a feeling that really anyone can recite – and this, of course, is not unconnected with the fact that in these same circles everyone flatters himself that he can also write poetry. It would not so easily enter anyone's head that someone could be a musician, or a painter, without having previously undergone any sort of artistic training. When we consider current views on the art of recitation, we are obliged to admit that, just as in people's ideas about the real nature of poetry, there is also a certain lack of clarity as to the nature of the art of recitation. As to how this art of recitation must use its instrument – the human voice in connection with the human organism – even for this there is no clear understanding. This is undoubtedly connected with the fundamental absence, in our present age, of any earnest feeling for the true nature of poetry. There is no doubt that poetry stands in a relationship with the whole being of man quite different to that of ordinary prose, of whatever kind this may be; everything that man must recognize as that higher world to which he belongs with the soul and spiritual parts of his being poetry must also stand in a certain connection with all this. Along with the lack of clarity which gradually invaded ideas concerning man's relationship with the super-sensible world, there also came about another partial lack of clarity, concerning man's relationship with that world which is expressed in the art of poetry. I should like to draw attention to two facts – things which resound to us from ancient times, though from quite different peoples, with quite differently evolved characters. One fact, though one which today is passed over so lightly, is something to which Homer, the great writer of Greek epic, draws our attention at the beginning of both his poems: namely, that what he wished to convey to the world as his poetry did not come from himself.
‘Sing, O Muse, of the anger of Peleus' son Achilles ...’
It is not Homer, but the Muse who is singing. Our age can no longer take this seriously – for the understanding that lies hidden behind the opening of the Homeric poem had, in fact, already been extinguished by the eighteenth century, with its intellectual conceptions. When Klopstock began his Messiah, he did indeed look at the beginning of the Homeric poems; but in this respect he lived entirely in abstract ideas, intellectualistic ideas, and these could only lead him to say: the Greeks still believed in gods, in the Muses – modern man can replace this only by his own immortal soul. Thus, Klopstock begins with the words:
‘Sing, immortal soul, of sinful man's redemption.’
Now this opening of the Messiah, for anyone who can see into these things, is a document of the very greatest significance. And in the nineteenth century, too, all feeling had been completely lost for what Homer meant to convey – that when I reveal myself in poetry, it is really something higher that is revealed in me: my “I” withdraws, my ego withdraws, so that other powers make use of my speech-organism; divine-spiritual powers make use of this speech-organism in order to reveal themselves. One must, therefore, regard what Homer placed at the opening of his two poetic creations as something worthy of more serious consideration than is usually accorded to such things today. It is remarkable how something similar, and yet quite different, resounds to us from a certain period in the development of Central Europe, a period to which the Nibelungenlied points – although it was not written down until a later date. This begins in a manner similar to, yet quite different from Homer:
‘To us in olden maeren is many a marvel told’
“In olden maeren” – what are maeren, for those who still have a living feeling and perception for such things? I cannot go into all this in detail, but I need only allude to the real meaning of this expression, maer – Nachtmar (nightmare): for this same expression is used to describe certain dreams which are caused by being oppressed, as it were, by an Alp – by a nightmare. In this nightmare, this Alp, we have the last atavistic traces of what is indicated in the Nibelungenlied, when it says: “To us in olden maeren is many a marvel told…”; something is here related which does not come out of normal day-time ego-consciousness, but from a kind of perception which proceeds in the manner of the consciousness we possess in an especially vivid dream such as the nightmare, the maeren. Here again our attention is directed not to ordinary consciousness, but to something which is revealed, through ordinary consciousness, from super-sensible spheres. Homer says: “Sing, O Muse, of the anger of Peleus' son Achilles ...”; and the Nibelungenlied says: “To us in olden maeren is many a marvel told.” What is referred to in the first instance? To that which is, in reality, brought forth by the Muse, when she makes use of the human organism, begins to speak through the human organism, to vibrate musically; our attention is directed to something musical which permeates the human being, and which speaks from greater depths than are reached by his ordinary consciousness. And when the Nibelungenlied says: “To us in olden maeren is many a marvel told …” – it is something which permeates human consciousness as a perception similar to seeing, as something like visual perception, to which we are referred. The Nibelungenlied indicates something plastic and formative, something imaginative; in the Homeric epic we are given something musical. Both, however, from different sides, show us what wells up in poetry from the profounder depths of human nature, something which takes hold of the human being and finds utterance through him. One must have a feeling for this, if one is to experience the way in which true declamation gives expression in poetry, and takes hold of the human instrument of speech – though, as we shall see later, this involves the entire human organism. The manner, the whole way in which a human being is built up is an outcome of the forces of the spiritual world. And again, the whole manner in which a human being is able to bring his organism into movement when he declaims or recites poetry – this, too, must be the result of a spiritual force holding sway in the human organism. One must learn to trace this working of the spirit in the human organism when the art of poetry is expressed through recitation or declamation. Declamation then becomes what the human organism can be, when it is tuned in the most various ways. In order to gain a practical, artistic realization of these things in some detail, we would now like to show you what must live in declamation when something more of the nature of folk-poetry, or folk-song, is taken into consideration; we shall then proceed to something which is more definitely art – poetry. We hope to show you how fundamentally different the effect of declamation must be, depending on whether it sounds forth from those depths of human nature from which earnestness, or tragedy, resound; or whether it comes from those surface realms of the human organization from which gaiety, satire and humour emanate. Only when we have learned to apprehend these things quite concretely today will I permit myself to give certain intimations of the connection between poetry and recitation and declamation. From these, we will then show how there results an exact method of educating oneself in artistic recitation and declamation. We will ask Frau Dr. Steiner to declaim a poem of Goethe: a folk-poem in its whole tone and mood – Goethe's “Heidenröslein”. HEIDENRÖSLEIN
Sah ein Knab' ein Röslein stehn, Röslein auf der Heiden, War so jung und morgenschön, Lief er schnell, es nah zu sehn, Sah's mit vielen Freuden. Röslein, Röslein, Röslein rot, Röslein auf der Heiden.
Knabe sprach: Ich breche dich Röslein auf der Heiden, Röslein sprach: Ich steche dich, Dass du ewig denkst an mich, Und ich will's nicht leiden. Röslein, Röslein, Röslein rot, Röslein auf der Heiden.
Und der wilde Knabe brach 's Röslein auf der Heiden; Röslein wehrte sich und stach, Half ihm doch kein Weh und Ach, Musst' es eben leiden. Röslein, Röslein, Röslein rot, Röslein auf der Heiden. Johann Wolfgang von Goethe. [Comparable in English in many respects is: MY HEART'S IN THE HIGHLANDS My heart's in the Highlands, my heart is not here; My heart's in the Highlands a-chasing the deer; Chasing the wild deer, and following the roe; My heart's in the Highlands, wherever I go. – Farewell to the Highlands, farewell to the North; The birth-place of Valour, the country of Worth: Wherever I wander, wherever I rove, The hills of the Highlandsfor ever I love. – Farewell to the mountains high cover'd with snow; Farewell to the straths and green valleys below: Farewell to the forests and wild-hanging woods; Farewell to the torrents and loud-pouring floods. – My heart's in the Highlands, my heart is not here; My heart's in the Highlandsa-chasing the deer: Chasing the wild deer, and following the roe; My heart's in the Highlands, wherever I go. – Robert Burns (1759-1796.]
We will now ask Frau Dr. Steiner to recite to us “Erlkönigstochter”, which gives opportunity for a quite special style in the rendering of folk-poems. Herr Oluf reitet spät und weit, Zu bieten auf seine Hochzeitleut': Da tanzten die Elfen auf grünen Land, Erlkönigs Tochter reicht ihm die Hand. ‘Willkommen, Herr Oluf, was eilst von hier? Tritt her in den Reihen und tanz mit mir.’ – ‘Ich darf nicht tanzen, nicht tanzen ich mag, Frühmorgen ist mein Hochzeittag.’ – ‘Hör’ an, Herr Oluf, tritt tanzen mit mir, Zwei güldne Sporen schenk' ich dir; Ein Hemd von Seide, so weiss und fein, Meine Mutter bleicht's im Mondenschein.’ – ‘Ich darf nicht tanzen, nicht tanzen ich mag, Frühmorgen ist mein Hochzeittag.’ – ‘Hör’ an, Herr Oluf, tritt tanzen mit mir, Einen Haufen Goldes schenk' ich dir.’ – ‘Einen Haufen Goldes nahm’ ich wohl; Doch tanzen ich nicht darf, noch soll.’ ‘Und willt, Herr Oluf, nicht tanzen mit mir, Soll Seuch' und Krankheit folgen dir.’ – Sie tät einen Schlag ihm auf sein Herz, Noch nimmer fühlt er solchen Schmerz. Sie hob ihn bleichend auf sein Pferd: ‘Reit heim zu deinem Bräutlein wert.’ Und als er kam vor Hauses Tiir, Seine Mutter zitternd stand dafür. ‘Hör’ an, mein Sohn, sag’ an mir gleich, Wie ist dein' Farbe blass und bleich?’ – ‘Und sollt’ sie nicht sein blass und bleich? Ich traf in Erlenkönigs Reich.’ – ‘Hört an, mein Sohn, so lieb und traut, Was soll ich nun sagen deiner Braut?’ – ‘Sagt ihr, ich sei im Wald zur Stund’, Zu proben da mein Pferd und Hund.’ – Frühmorgen als es Tag kaum war, Da kam die Braut mit der Hochzeitschar. Sie schenkten Met, sie schenkten Wein. ‘Wo ist Herr Oluf, der Bräutigam mein?’ – ‘Herr Oluf, er ritt in Wald zur Stund’, Er probt allda sein Pferd und Hund.’ – Die Braut hub auf den Scharlach rot, Da lag Herr Oluf, und er war tot. Johann Gottfried Herder (1744-1803). [Comparable in style in English is: LA BELLE DAME SANS MERCI
O, what can ail thee, knight-at-arms, Alone and palely loitering? The sedge has wither'd from the Lake, And no birds sing. O, what can ail thee, knight-at-arms, So haggard and so woe-begone? The squirrel's granary is full, And the harvest's done. I see a lily on thy brow, With anguish moist and fever dew; And on thy cheeks a fading rose Fast withereth too. I met a lady in the meads, Full beautiful – a faery's child, Her hair was long, her foot was light, And her eyes were wild. I made a garland for her head, And bracelets too, and fragrant zone; She look'd at me as she did love, And made sweet moan. I set her on my pacing steed, And nothing else saw all day long; For sidelong would she bend, and sing A faery's song. She found me roots of relish sweet, And honey wild, and manna dew, And sure in language strange she said – ‘I love thee true’. She took me to her elf in grot, And there she wept and sigh'd full sore, And there I shut her wild wild eyes With kisses four. And there she lulled me asleep And there I dream'd – Ah! woe betide! The latest dream I ever dream'd On the cold hill side. I saw pale kings and princes too, Pale warriors, death-pale were they all; Who cried – ‘La Belle Dame sans Merci Hath thee in thrall!’ I saw their starved lips in the gloam, With horrid darning gaped wide, And I awoke and found me here, On the cold hill's side. And this is why I sojourn here Alone and palely loitering, Though the sedge has wither'd from the lake, And no birds sing. John Keats (1795-1821).]
Now we will present Goethe's two poems “Olympos” and “Charon”, where we shall find an opportunity to demonstrate recitation or declamation as the case may be. In the Poem “Olympos”, which is drawn more from the pictorial element, we have the art of declamation; while the more metrical “Charon” is drawn more from the musical element. OLYMPOS
Der Olympos, der Kissavos, Die zwei Berge haderten; Da entgegnend sprach Olympos Also zu dem Kissavos: ‘Nicht erhebe dich, Kissave, Turken – du Getretener. Bin ich doch der Greis Olympos, Den die ganze Welt vernahm. Zwei und sechzig Gipfel zähl ich Und zweitausend Quellen klar, Jeder Brunn hat seinen Wimpel, Seinen Kämpfer jeder Zweig. Auf den höchsten Gipfel hat sich Mir ein Adler aufgesetzt, Fasst in seinen mächt'gen Klauen Eines Helden blutend Haupt.’ ‘Sage, Haupt! wie ist's ergangen? Fielest du verbrecherisch?’ – Speise, Vogel, meine Jugend, Meine Mannheit speise nur! Ellenlänger wächst dein Flügel, Deine Klauen spannenlang. Bei Louron, in Xeromeron So in Chasia, auf'm Olympos Kämpft’ ich bis ins zwölfte Jahr. Sechzig Agas, ich erschlug sie, Ihr Gefild verbrannt’ ich dann; Die ich sonst noch niederstreckte, Türken, Albaneser auch, Sind zu viele, gar zu viele, Dass ich sie nicht Ahlen mag; Nun ist meine Reihe kommen, Im Gefechte fiel ich brav. CHARON Die Bergeshöhn, warum so schwarz? Woher die Wolkenwoge? Ist es der Sturm, der droben kämpft, Der Regen, Gipfel peitschend? Nicht ist's der Sturm, der droben kämpft, Nicht Regen, Gipfel peitschend; Nein, Charon ist's, er saust einher, Entführet die Verblichnen; Die Jungen treibt er vor sich hin, Schleppt hinter sich die Alten; Die Jüngsten aber, Säuglinge, In Reih' gehenkt am Sattel. Da riefen ihm die Greise zu, Die Junglinge, sie knieten: ‘O Charon, halt! halt am Geheg, Halt an beim kühlen Brunnen! Die Alten da erquicken sich, Die Jugend schleudert Steine, Die Knaben zart zerstreuen sich Und pflücken bunte Blümchen.’ Nicht am Gehege halt’ ich still, Ich halte nicht am Brunnen; Zu schöpfen kommen Weiber an, Erkennen ihre Kinder, Die Männer auch erkennen sie, Das Trennen wird unmöglich. Johann Wolfgang von Goethe. [A similar contrast is presented within the work of Donne, between the vivid, declamatory style of “The Sunne Rising” and the more sustained, metrical “Elegie: His Picture”: THE SUNNE RISING Busie old foole, unruly Sunne, Why dost thou thus, Through windowes, and through curtaines call on us? Must to thy motions lovers seasons run? Sawcy pedantique wretch, goe chide Late schoole boyes, and sowre prentices, Goe tell Court-huntsmen, that the King will ride, Call countrey ants to harvest offices; Love, all alike, no season knowes, nor clyme, Nor houres, dayes, moneths, which are the rags of time. Thy beames, so reverend and strong Why shouldst thou thinke? I could eclipse and cloud them with a winke, But that I would not lose her sight so long: If her eyes have not blinded thine, Looke, and to morrow late, tell mee, Whether both the ‘India's of spice and Myne Be where thou leftst them, or lie here with mee. Aske for those Kings whom thou saw'st yesterday, And thou shalt heare, All here in one bed lay. Nothing else is. Princes doe but play us; compar'd to this, All honor's mimique; All wealth alchimie. Thou sunne art halfe as happy’as wee, In that the world's contracted thus; Thine age askes ease, and since thy duties bee To warme the world, that's done in warming us. Shine here to us, and thou art every where; This bed thy center is, these walls, thy spheare. ELEGIE: HIS PICTURE Here take my Picture; though I bid farewell, Thine, in my heart, where my soule dwels, shall dwell. ‘Tis like me now, but I dead, 'twill be more When wee are shadowes both, than 'twas before. When weather-beaten I come backe; my hand, Perhaps with rude oares torne, or Sun beams tann'd, My face and brest of hairecloth, and my head With cares rash sodaine stormes, being o'rspread, My body'a sack of bones, broken within, And powders blew staines scatter'd on my skinne; If rivall fooles taxe thee to 'have lov'd a man, So foule, and course, as, Oh, I may seeme then, This shall say what I was: and thou shalt say, Doe his hurts reach mee? doth my worth decay? Or doe they reach judging minde, that hee Should now love lesse, what hee did love to see? That which in him was faire and delicate, Was but the milke, which in loves childish state Did nurse it: who now is growne strong enough To feed on that, which to disused tasts seemes tough. John Donne (1573-1631).] We will now pass on to a more highly-wrought verse-form – the sonnet; and sonnets by Hebbel and Novalis will now be recited. DIE SPRACHE Als höchstes Wunder, das der Geist vollbrachte, Preist ich die Sprache, die er, sonst verloren In tiefste Einsamkeit, aus sich geboren, Weil sie allein die andern möglich machte. Ja, wenn ich sie in Grund und Zweck betrachte, So hat nur sie den schweren Fluch beschworen, Dem er, zum dumpfen Einzelsein erkoren, Erlegen wäre, eh' er noch erwachte. Denn ist das unerforschte Eins und Alles In nie begrifftnem Selbstzersplitt‘rungsdrange Zu einer Welt von Punkten gleich zerstoben: So wird durch sie, die jedes Wesenballes Geheimstes Sein erscheinen lässt im Klange, Die Trennung vollig wieder aufgehoben! Friedrich Hebbel (1813-1863).
I Du hast in mir den edeln Trieb erregt, Tief ins Gemüt der weiten Welt zu schauen; Mit deiner Hand ergriff mich ein Vertrauen, Das sicher mich durch alle Stürme trägt. Mit Ahnungen hast du das Kind gepflegt, Und zogst mit ihm durch fabelhafte Auen; Hast als das Urbild zartgesinnter Frauen, Des Jünglings Herz zum höchsten Schwung bewegt. Was fesselt mich an irdische Beschwerden? Ist nicht mein Herz und Leben ewig dein? Und schirmt mich deine Liebe nicht auf Erden? Ich darf fier dich der edlen Kunst mich weiten; Denn du, Geliebte, willst die Muse werden, – Und stiller Schutzgeist meiner Dichtung sein. II In ewigen Verwandlungen begrusst Uns des Gesangs geheime Macht hienieden, Dort segnet sie das Land als ew'ger Frieden, Indes sie hier als Jugend uns umfliesst. Sie ist's, die Licht in unsre Augen giesst, Die uns den Sinn für jede Kunst beschieden, Und die das Herz der Frohen und der Müden In trunkner Andacht wunderbar geniesst. An ihrem vollen Busen trank ich Leben: Ich ward durch sie zu allem, was ich bin, Und durfte froh mein Angesicht erheben. Noch schlummerte mein allerhöchster Sinn; Da sah ich sie als Engel zu mir schweben, Und flog, erwacht, in ihrem Arm dahin. Novalis (1772-1801). [The following three poems show some characteristics of the English sonnet: ON THE GRASSHOPPER AND CRICKET The poetry of earth is never dead: When all the birds are faint with the hot sun, And hide in cooling trees, a voice will run From hedge to hedge about the new-mown mead; That is the Grasshopper's – he takes the lead In summer luxury, – he has never done With his delights; for when tired out with fun He rests at ease beneath some pleasant weed. The poetry of earth is ceasing never: On a lone winter evening, when the frost Has wrought a silence, from the stove there shrills The Cricket's song, in warmth increasing ever, And seems to one in drowsiness half lost, The Grasshopper's among some grassy hills. John Keats SONNET O Nightingale, that on yon bloomy Spray Warbl'st at Eve, when all the Woods are still, Thou with fresh hope the Lovers heart dost fill, While the jolly hours lead on propitious May, Thy liquid notes that close the eye of Day, First heard before the shallow Cuckoo's bill, Portend success in love; O if Jove's will Have linkt that amorous power to thy soft lay, Now timely sing, ere the rude Bird of Hate Foretell my hopeless doom in som Grove ny: As thou from year to year hast sung too late For my relief; yet hadst no reason why: Whether the Muse or Love call thee his mate, Both them I serve, and of their train am I. John Milton (1608-1674).
\ My galy charged with forgetfulnes Thorrough sharpe sees in wynter nyghtes doeth pas Twene Rock and Rock; and eke myn ennemy, Alas, That is my lorde, sterith with cruelnes; And every owre a thought in redines, As tho that deth were light in suche a case. An endles wynd doeth tere the sayll apase \ Of forced sightes and trusty ferefulnes. A rayn of teris, a clowde of derk disdain, \ Hath done the wered cordes great hinderaunce; \ Wrethed with errour and eke with ignoraunce. The starres be hid that led me to this pain; \ Drowned is reason that should me consort, And I remain dispering of the port. Sir Thomas Wyatt (1503-1542).] And now, in order to show how another, the very opposite mood must be drawn from quite different realms of the human organization when this serves as the instrument for poetry and declamation, we will end with something humorous and satirical – choosing a poem by Christian Morgenstern. ST. EXPEDITUS Einem Kloster, voll von Nonnen, waren Menschen wohlgesonnen. Und sie schickten, gute Christen, ihm nach Rom die schönsten Kisten: Äpfel, Birnen, Kuchen, Socken, eine Spieluhr, kleine Glocken, Gartenwerkzeug, Schuhe, Schürzen... Aussen aber stand: Nicht stürzen! Oder: Vorsicht! oder welche wiesen schwarzgemalte Kelche. Und auf jeder Kiste stand ‘Espedito’, kurzerhand. Unsre Nonnen, die nicht wussten, wem sie dafür danken mussten, denn das Gut kam anonym, dankten vorderhand nur IHM, rieten aber doch ohn’ Ende nach dem Sender solcher Spende. Plötzlich rief die Schwester Pia eines Morgens: Santa mia! Nicht von Juden, nicht von Christen Stammen diese Wunderkisten – Expeditus, o Geschwister, heisst er und ein Heiliger ist er! Und sie fielen auf die Kniee. Und der Heilige sprach: Siehe! Endlich habt ihr mich erkannt. Und nun malt mich an die Wand! Und sie liessen einen kommen, einen Maler, einen frommen. Und es malte der Artiste Expeditum mit der Kiste. – Und der Kult gewann an Breite. Jeder, der beschenkt ward, weihte kleine Tafeln ihm und Kerzen. Kurz, er war in aller Herzen. II Da auf einmal, neunzehnhundert- fünf, vernimmt die Welt verwundert, dass die Kirche diesen Mann fürder nicht mehr dulden kann. Grausam schallt von Rom es her: Expeditus ist nicht mehr: Und da seine lieben Nonnen längst dem Erdental entronnen, steht er da und sieht sich um – und die ganze delt bleibt stumm. Ich allein hier hoch im Norden fühle mich von seinem Orden, und mein Ketzergriffel schreibt: Sanctus Expeditus – bleibt. Und weil jenes nichts mehr gilt, male ich hier neu sein Bild: – Expeditum, den Gesandten, grüss’ ich hier, den Unbekannten Expeditum, ihn, den Heiligen, mit den Assen, den viel eiligen, mit den milden, weissen Haaren und dem fröhlichen Gebaren, mit den Augen braun, voll Güte, und mit einer grossen Düte, strebt ihr spärlich Los zu lindern. Einen güldnen Heiligenschein geb’ ich ihm noch obendrein den sein Lacheln um ihn breitet, wenn er durch die Lande schreitet. Und um ihn in Engeiswonnen stell’ ich seine treuen Nonnen: Mägdlein aus Italiens Auen, himmlisch lieblich anzuschauen. Eine aber macht, fürwahr, eine lange Nase gar. Just ins ‘Bronzne Tor’ hinein spannt sie ihr klein Fingerlein. Oben aber aus dem Himmel quillt der Heiligen Gewimmel, und holdselig singt Maria: Santo Espedito - sia! Christian Morgenstern (1871-1914). [An excerpt from “The Rape of the Lock” shows the great English satirist in a comparatively rare mood of good humoured and friendly mocking. It comes from Canto II:
But now secure the painted vessel glides, The sun-beams trembling on the floating tides; While melting music steals upon the sky, And soften'd sounds along the waters die; Smooth flow the waves, the Zephyrs gently play, Belinda smil'd, and all the world was gay. All but the Sylph – with careful thoughts opprest, Th' impending woe sat heavy on his breast. He summons strait his Denizens of air; The lucid squadrons round the sails repair: Soft o'er the shrouds aerial whispers breathe, That seem'd but Zephyrs to the train beneath. Some to the sun their insect-wings unfold, Waft on the breeze, or sink in clouds of gold; Transparent forms, too fine for mortal sight, Their fluid bodies half dissolv'd in light. Loose to the wind their airy garments flew, Thin glitt'ring textures of the filmy dew, Dipt in the richest tincture of the skies, Where light disports in ever-mingling dyes, While ev'ry beam new transient colours flings, Colours that change whene'er they wave their wings. Amid the circle, on the gilded mast, Superior by the head, was Ariel plac'd; His purple pinions op'ning to the sun, He rais'd his azure wand, and thus begun. Ye Sylphs and Sylphids, to your chief give ear, Fays, Fairies, Genii, Elves, and Daemons hear! Ye know the spheres and various tasks assign'd By laws eternal to th' aerial kind. Some in the fields of purest Aether play, And bask and whiten in the blaze of day. Some guide the course of wand'ring orbs on high, Or roll the planets thro' the boundless sky. Some less refin'd, beneath the moon's pale light Pursue the stars that shoot athwart the night, Or suck the mists in grosser air below, Or dip their pinions in the painted bowl Or brew fierce tempests on the wintry main, Or o'er the glebe distil the kindly rain. Others on earth o'er human race preside, Watch all their ways, and all their actions guide: Of these the chief the care of Nations own, And guard with Arms divine the British Throne. Our humbler province is to tend the Fair, Not a less pleasing, tho' less glorious care; To save the powder from too rude a gale, Nor let th' imprison'd essences exhale; To draw fresh colours from the vernal Flow'rs; To steal from rainbows e'er they drop in show'rs A brighter wash; to curl their waving hairs, Assist their blushes, and inspire their airs; Nay oft, in dreams, invention we bestow, To change a Flounce, or add a Furbelow. This day, black Omens threat the brightest fair That e'er deserv'd a watchful spirit's care; Some dire disaster, or by force, or slight; But what, or where, the fates have wrapt in night. Alexander Pope (1688-1744)]
Now the art of recitation must undoubtedly follow the poetry. Recitation introduces the human element into poetry, for the human organization itself furnishes the instrument of artistic expression. How this instrument is used in singing and in recitation – that is something which has indeed been much investigated: we have already taken the opportunity here of pointing out, in response to certain questions, how many methods (one method after another!) exist in our present age, to singing and recitation. For in a certain sense we have entirely lost the deeper, inner relationship between poetic utterance or expression and the human organization. I will take as. a starting-point next today something apparently quite physiological – and next time, after our detour through physiology, we shall be able to show you what poetry, as expressed in recitation and declamation, really demands. Let us look first at something which has been frequently mentioned during the lectures of the last few days: the human rhythmic system. The human being is organized into the system of nerves and senses – the instrument for the thought-world, for the world of sense-representations, and so on; the rhythmic system – the instrument for the development of the feeling world, and for all that is mirrored from the feeling-world and plays into the world of mental representations; and the metabolic system – through which the will pulsates, and in which the will finds its actual physical instrument. [Note 4] First, let us look at the rhythmic system. In this rhythmic system, two rhythms interpenetrate each other in a remarkable way. In the first place, we have the breathing-rhythm. This is essentially regular – though everything living is different in this respect, and it varies from individual to individual – so that in the case of healthy people, we are able to observe 16-19 breaths per minute. Secondly, we have the pulse-rhythm, directly connected with the heart. Naturally, when we take into account that in this rhythm we are dealing with functions of a living being, again we cannot cite any pedantic number; but, generally speaking, we may say that the number of pulse-beats per minute, in a healthy human organism, is approximately 72. Hence we can say that the number of pulse-beats is about four times the number of respirations. We can thus represent the course of the breath in the human organism, and how while we take one breath, the pulse intervenes four times. Now let us devote our minds for a moment to this interaction of the pulse-rhythm and the rhythm of the breath to this inner, living piano (if I may so express myself) where we experience the pulse rhythm as it strikes into the course of the breathing-rhythm. Let us picture the following: one breath inhaled and exhaled; and a second inhaled and exhaled; and, striking into this, the rhythm of the heart. Let us picture this in such a way that we can see that in the pulse-rhythm, which is essentially connected with the metabolism, which touches on the metabolic system, the will strikes, as it were, upwards; thus we have the will-pulses striking into the feeling-manifestations of the breath-rhythm. And let us suppose that we articulate these will-pulses, in such a way that we follow the will-pulses in the words, inwardly articulating the words to ourselves. Thus we have, for instance: long, short, short; long, short, short; long, short, short – one breath-stream; then we make a pause, a kind of caesura, we hold back; then, accompanying the next drawing of the breath, we have the heart-rhythm striking into it: long, short, short; long, short, short; long, short, short.
¾ È È ¾ È È ¾ È È || ¾ È È ¾ È È ¾ È È ||
Then, when we allow two breaths to be accompanied by the corresponding pulse-beats, and between them we make a pause, a pause for breath – we have the hexameter. [Note 5] We can ask: what is the origin of this ancient Greek verse metre? It originated from the harmony between blood-circulation and breathing. The Greek wished to turn his speech inward, so that, having suppressed his “I”, he orientated the words according to the pulse-beats, allowing these to play upon the stream of breath. Thus he brought his whole inner organization, his rhythmic organization, to expression in his speech: it was the harmony between heart-rhythm and breath-rhythm that resounded in his speech. To the Greek, this was more musical – as if it resounded up from the will, resounded up from the pulse-beats into the rhythm of the breath. You know that what remained as the last, atavistic remnant of the old clairvoyant images – the Alp, the nightmare – found expression in pictures, and is connected with the breathing-process: and there is still a connection between the pathological form of the Alpdruck and breathing. Now let us assume – for me it is more than an assumption – that in those primaeval times when his experience was more closely connected with the internal processes, man went out more with the breath; the movement was more from above downwards. And then he put into one breath:
¤ ¤ ¤ ‘To us in olden maeren'
Again, three high-tones: three times the perception of how the pulse beats into the breathing, and how this brings to expression an experience that is more visual, finding expression in the light and shade of the language, in the high and low tones. In the Greek we have something metrical long, short, short; long, short, short; long, short, short; whereas in the Nordic verses we have something with more declamatory impetus – high-tone and low-tone:
¤ ¤ ¤ ¤ ¤ ¤ ‘To us in olden maeren is many a marvel told ¤ ¤ ¤ ¤ ¤ ¤ Of praise-deserving heroes, of labours manifold ...'
It is the interaction of the breathing-rhythm and the rhythm of the heart, the rhythm of the pulse. Just as the Greek experienced a musical element and expressed this in metre, so the Nordic man experienced a pictorial element, which he expressed in the light and shade of the words, in the high-tones and low-tones. But there was always the knowledge that one was submerged in a state of consciousness where the “I” yielded itself up to the divine-spiritual being which reveals itself through the human organism – which forms this human organism so that it may be played upon as an instrument through the pulsation of the heart, through the breathing-process, through the stream of exhaled and inhaled breath:
È ¾ È ¾ È ¾ È || ¾ È ¾ È ¾
You know that many breathing-techniques have been discovered, and much thought given to methods of treating the human body to facilitate correct singing or recitation. It is much more to the point, however, to penetrate the real mysteries of poetry and recitation and declamation: for both of these will proceed from the actual, sensible-super-sensible perception of the harmony between the pulse, which is connected with the heart, and the breathing-process. As we shall see next time, each single verse-form, each single poetic form including rhyme, alliteration, and assonance, may be understood when we start from a living perception of the human organism, and what it does when it employs speech artistically. This is why it was quite justified when people who understood such things spoke, more or less figuratively, of poetry as a language of the gods: for this language of the gods does not speak the mysteries of the transient human “I”; it speaks in human consciousness, speaks musically and plastically the cosmic mysteries – it speaks when the super-sensible worlds play, through the human heart, upon the human breath. |
57. Goethe's Secret Revelation: Goethe's Secret Revelation: Esoteric
24 Oct 1908, Berlin Translator Unknown Rudolf Steiner |
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Let it become a bridge for you, and you will wake up in a higher life and be one with the essence of things, when you no longer live in the illusion that, cut off from the higher ego, you can exhaust the essence of things. When Goethe speaks of the sacrifice of the idea and the soul-material, in order to acquire new life in higher spheres, and of the deepest inner love, he likes to think of the words of the mystic Jacob Böhme, who knows from experience this self-surrender of the Snake. |
57. Goethe's Secret Revelation: Goethe's Secret Revelation: Esoteric
24 Oct 1908, Berlin Translator Unknown Rudolf Steiner |
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The objection might easily be raised to an address such as this to-day that symbolic and allegoric meanings are forced out of something which a poet has created in the free play of his imaginative fancy. The day before yesterday we set ourselves the task to explore the deeper meaning of Goethe's ‘Fairy Tale of the Green Snake and the Beautiful Lily,’ as it was then presented to our eyes. It will always happen that such an analysis or explanation of a work of fantasy will be turned down with the remark: ‘Oh, all sorts of symbols and meanings with profound applications are looked for in the figures of the work.’ Therefore I want to say at once that what I shall say to-day has nothing whatever to do with the symbolic and allegoric interpretations often made by Theosophists about legends or poetic works. And because I know that again and again the objection has been made to similar explanations which I have given: ‘We are not going to be caught by such symbolic meanings of poetic figures,’ I cannot stress the fact sufficiently that what is to be said here must be taken in no other sense than the following. We have before us a poetic work, a work of comprehensive imaginative power or fantasy, that goes to the depths of things: ‘The Fairy Tale of the Green Snake and the Beautiful Lily.’ We may well be allowed the question, whether we may approach the work from any particular point of view, and attempt to find the basic idea, the true content of this so poetic a product. We see the plant before us. Man goes to it and examines the laws, the inner regularity, by which the plant grows and flourishes, by which it unfolds its nature bit by bit. Has the botanist, or even someone who is no botanist, but arranges the growth of the plant in his imagination, the right to do it? Can one object: the plant knows nothing of the laws you are discovering, the laws of its growth and development! This objection against the botanist or the lyric poet who expresses the sensations derived from the plant in his poetry would have the same weight as the objection one could bring against such an explanation of Goethe's story. I do not want things to be taken as if I were to say to you: There we have a Snake, which means this or that, there we have a Golden, a Silver, and a Brazen King, who stand for this or that. I do not intend to expound the story in this symbolic, allegoric sense, but more in such a way that as the plant grows according to laws of which it is itself unconscious, and as the botanist has the right to discover these laws of its growth, one must also say to oneself that it does not follow that the poet Goethe was consciously aware of the explanations which I shall give you. For it is as true that we must consider the inevitability, and the true ideal content of the story as it is that we discover the laws of the plant's growth; that the plant grows in accordance with the same inevitability which originated it, though it is itself unconscious of it. So I ask you to take what I shall say as if it presented the sense and the spirit of Goethe's methods of thought and idea-conception and as if he who, as it were, feels himself called upon to put before you the ideal philosophy of Goethe, were justified—that you might find a way to it—in expounding the product of Goethe's invention, in emphasizing the figures, and in pointing out their correlation—just as the botanist demonstrates that the plant grows in accordance with laws he has discovered. Goethe's psychology or soul-philosophy, namely, what he considers determinative for the nature of the soul, is illustrated in his beautiful Fairy Story of the Green Snake and the Beautiful Lily; and if we are to understand each other in what I have to say it will be a good thing if, in a preliminary study, we make the spirit of his soul-world clear. It has been already pointed out in the previous address that the world-conception represented here starts from the view that human knowledge is not to be looked upon as something stationary once for all. The view is widely held that man is as he is to-day, and being what he is he can give unequivocal judgment on all things; he observes the world with his sense-organs, takes in its phenomena, combines them with his reason, which is bound to his senses, and the result is an absolute knowledge of the world which must be valid for all. On the other side—but only in a certain way—stands the spiritual scientific world-conception which is represented here. This starts from the premise that what is to become our knowledge is continually dependent on our organs and our capacity for knowledge and that we ourselves are, as men, capable of development; that we can work on ourselves, and raise higher such capabilities as we have on a given level of existence. It holds that we can educate them, and they can be developed still further, even as man has developed himself from an imperfect state to his present position, and that we must come to a deeper penetration of things, and a more correct view of the world by rising to higher standards. To put it more clearly, if also more trivially: if we leave out altogether a development of humanity and look only at people as they are around us; and then turn our eyes on those men whom one reckons as belonging to primitive races in the history of civilization, and if we ask ourselves what they can know of the laws of the world around us and compare it with what an average European with some ideas of science can know of the world, we shall see there is a great difference between the two. Take, for instance, an African negro's picture of the world and that, let us say, of an European monist, who has a sense of reality through having absorbed a number of the scientific ideas of the present age: the two are entirely dissimilar. But on the other hand Spiritual Science is far from depreciating the world-picture of the man who takes his stand on pure materialism, and from declaring it invalid. It is more true to say that in these things it is considered that in every case a man's world-picture corresponds to a stage in human evolution, and that man is able to increase the capabilities in him and to discover by means of the increase other new things. It lies thus in the purview of Spiritual Science that man reaches ever higher knowledge by developing himself, and what he experiences in the process is objective world-content, which he did not see before because he was not capable of seeing it. Spiritual Science is therefore different from other one-sided world-conceptions, whether spiritualistic, or materialistic, because it does not recognize an absolute, unchangeable truth, but only a wisdom and truth belonging to a given stage of evolution. Thus it adheres to Goethe's saying: ‘Man has really always only his own truth, and it is always the same.’ It is always the same because what we instil into ourselves through our power of learning, viz., the objective, is the same. Now how does man succeed in developing the capabilities and powers that lie in him? One may say that Spiritual Science is as old as human thought. It always took the view that man has before him the ideal of a certain knowledge-perfection, the object of his aspiration. The principle contained in this was always called the ‘principle of initiation.’ This initiation means nothing other than increasing the powers of man to ever higher stages of knowledge, and thereby attaining deeper insight into the nature of the world around him. Goethe stood completely and all his life long, one may say, on this principle of development towards knowledge, this principle of initiation; which is shown us most particularly in his Fairy Tale. We shall understand each other most easily if we proceed from the view which is held most often and most widely to-day, and which is to a certain extent in opposition to the initiation-principle. To-day one can hear in the widest circles those people who think about such things and believe themselves to have an opinion on them representing, more or less consciously, the point of view that in what concerns truth and objective reality only physical observation, or objects of physical observation can be decisive in formulating ideas. You will constantly hear it: that alone can be Science which is based on the objective foundation of observation, and by this one understands so frequently is meant only the observation of the senses and the application of the human reason and capacity to formulate thoughts to these sense-observations. Every one of you knows that the capacity to formulate ideas and concepts is a capacity of the human soul among other capacities and every one of you also knows that these other capacities of the soul are our feeling and our will. Thus, even with this comparative superficial review, we may say: man is not merely an ideating, but also a feeling and willing being. Now those who think they must put forward the purely scientific point of view will always repeat: in science, only the power of thought may enter, never human feeling, never what we know as will-impulses, for otherwise that which is objective would become clouded, and that which the power of thought might achieve by being kept impersonal, would only be prejudiced. It is correct enough that when a man introduces his feeling, his sympathy or antipathy, into the object of a scientific enquiry, he finds it repulsive or attractive, sympathetic or antipathetic. And where should we be if he were to consider his desire as a source of knowledge, so that he could say about a thing, I want it or I do not want it? Whether it displeases or pleases you, whether you desire it or not, is entirely the same to the thing. As true as it is that he who believes himself able to stand on the firm ground of science can confine himself only to externals, so true it is that the thing itself compels you to say it is red, and that the impression you get concerning the nature of a stone is the correct one. But it does not lie in the nature of the thing that it appears to you ugly or beautiful, that you desire it or not. That it appears to you red has an objective reason; that you do not desire it has no objective reason. In a certain respect modern psychology has got beyond the point of view just described. It is not my task here to speak for or against that tendency of modern psychology which says: ‘When we consider psychic phenomena and the soul-life, we must not confine ourselves only to intellectualism, we must regard man not merely in what concerns the power of conception, we must also consider the influences of the world of feeling and will.’ Perhaps some of you know that this belongs to Wundt's system of philosophy, which takes the will to be the origin of soul-activity. In a way that is in some respects fundamental, whether one agrees with it or not, the Russian psychologist Losski has pointed out the control of the will in human soul-life, in his last book called ‘Intuitivism.’ I could say much to you if I wanted to show how concerned the theory of the soul is to overcome the one-sidedness of intellectualism, and if further, I wanted to show you that the other powers also play a part in human soul-power. If you carry the thought a step further, you will be able to say that this shows how impossible the demand is that the power of formulating ideas, limited as it is to observation, may lead to objective results in science. When science itself shows its impossibility, shows that everywhere Will plays a part, on what grounds would you then establish the purely objective observation of anything? Because you prefer to recognize only matter as objective, subject as you are to the tricks played by the will and your habits of thought, and because you have not the habit of thought and feeling to recognize also the spiritual element in things, therefore you omit the latter altogether in your theories. It is not a question, if we want to understand the world, of what kind of abstract ideals we set before us, but of what we can accomplish in our souls. Goethe belongs to those people who reject the principle most categorically that knowledge is produced only through the thinking capacity, the one-sided capacity to form ideas. The prominent and significant principle expressed more or less clearly in Goethe's nature is that he considers that all the powers of the human soul must function if man is to unravel the riddles of the world. Now we must not be one-sided and unjust. It is quite correct, when the objection is raised that feeling and will are qualities subjected to the personal characteristics of a man, and when it is asked where we should come to if not only what the eyes see and the microscope shows, but also what feeling and will dictate were considered as attributes of things! All the same that is just what we have to say in order to understand someone who, like Goethe, stands for the principle of initiation and development, namely, that, given the average feeling and will in man to-day, they cannot be applied to the acquirement of knowledge, that, in fact they would lead only to an absolute disharmony in their knowledge. One man wants this, the other that, according to the subjective needs of feeling and will. But the man who stands on the ground of initiation is also quite clear that of the powers of the human soul—thinking, representation, feeling, will—the capacity to construct thoughts and to think has advanced furthest, and is most inclined and adapted to exclude the personal element and to attain objectivity. For that soul-power which is expressed in intellectualism is now so advanced that when men rely upon it, they quarrel least, and agree most in what they say. Feeling and will have not had the chance of being developed to this point. We can also justifiably find differences when we examine the region of ideas and their representation. There are regions of the idea-life which give us completely objective truths, which men have recognized as such, quite apart from external experience, and these truths are the same if a million people differ in their opinions about them. If you have experienced in yourself the reasons for it, you are able to assert the truth even if a million people think otherwise. For instance, everyone can find such truths confirmed as those dealing with numbers and space dimension. Everyone can understand that 3 x 3 = 9, and it is so, even if a million people contradict it. Why is this the case? Because regarding such truths such as mathematical truths, most people have succeeded in suppressing their preference and their aversion, their sympathy and their antipathy, in short, the personal factor, and letting the matter speak for itself. This exclusion of the personal in the case of thought and the capacity to formulate ideas has always been called the ‘purification’ of the human soul, and considered the first stage on the way to initiation, or, as one might also say, on the way to higher knowledge. The man who is versed in these things says to himself: It is not only with regard to feeling and the will that people are not yet so far that nothing personal enters into it, and that they can verify objectivity, but also with regard to thought the majority are not yet so far as to be able to give themselves up purely to what the things, the ideas of the things themselves say to him, as everyone can in mathematics. But there are methods of purifying thought to such a point that we no longer think personally, but let the thoughts in us think, as we let mathematical thought do. Thus, when we have cleansed thought from the influences of personality, we speak of purification or catharsis, as it was called in the old Eleusinian mysteries. Hence man must reach the point of purifying his thinking, which then enables him to comprehend things with objective thought. Now, just as this is possible, so is it also possible to eliminate all the personal factor from feeling, so that the appeal of things to the feelings has no longer any say, to the Personal, or to Sympathy and Antipathy; nothing but the nature of the thing is evoked, in so far as it cannot speak to mere concept capacity. Experiences in our souls which have their roots or origin in our feelings, and which therefore lead to inner knowledge, and lead deeper into the nature of a thing, speaking however to other sides of the soul than mere intellectualism, can be purified of the personal element as well as thought, so that feeling can transmit the same objectivity as thought can. This cleansing or development of the feelings is called in all esoteric doctrine ‘enlightenment.’ Every man capable of development, and striving after it in no casual way, (that lies in intention of the personality) must take pains to be stirred only by what lies in the nature of the thing. When he has reached the point where the thing rouses in him neither sympathy nor antipathy, where he allows only the nature of things to speak, so that he says: whatever sympathies or antipathies I have are immaterial and are not to be taken into consideration, then it lies in the nature of the thing that the thought and action of the man assume this or that direction—then it is a declaration of the innermost nature of the thing. In esoteric doctrine this development of the will has been called ‘consummation.’ If a man takes his stand on the ground of spiritual science, he says to himself: ‘If I have a thing in front of me, there is in it a spiritual element, and I can so stimulate my mode of conception, that the essence of the thing is represented objectively through my concepts and ideas. Hence there is present in me the same thing that works externally, and I have recognized the essence of the thing through my mode of conception. But what I have recognized is only a part of the essence.’ There exists in things something which can speak not to thought at all, but only to feeling, and indeed only to purified feeling or to feeling which has become objective. The man who has not yet developed in himself by this cultivation of the feelings such a part of the essence, cannot recognize the essence along these lines. But for the man who says to himself that feeling as well as the capacity to think can provide a basis of knowledge (not the feeling as it is, but as it can become by means of well-founded methods of the teaching of cognition) for such a man it becomes gradually clear that there are things deeper than thought possibilities, things which speak to one's soul and the feelings. There are also things which reach even down to the will. Now Goethe was particularly convinced that this really is the case, and that man really has in him these possibilities of development. He stood firmly on the ground of the principle of initiation, and he has shown us the initiation of man through the development of his soul and the development of the three powers of will, feeling and thought by representing them in his Fairy Tale. The Golden King represents the initiation for the thought-capacity, the Silver King represents the initiation with knowledge capacity of objective feeling, and the Brazen King the initiation for knowledge capacity of the will. Goethe has emphasized that man must overcome certain things if he wishes to receive these three gifts. The Youth in the story represents man in his struggle for the highest. As Schiller in his Æsthetic Letters depicts man's aspiration towards complete humanity, so Goethe depicts in the Youth man's aspiration for the highest, wanting straight away to reach the Beautiful Lily, and attaining then inner human perfection, given him by the three Kings. How that happens is pointed out in the course of the story. You remember that in the subterranean Temple, into which the Snake looks because of the earth's power of crystallization, one King was in each of the four corners. In the first was the Golden, in the second the Silver, in the third the Brazen King. In the fourth was the King who was a mixture of the other three metals, in whom, therefore, the three composite parts were so welded that one could not distinguish them. In this fourth King, Goethe depicts for us the representative of that stage of human development in which will, thought and feeling are mixed together. In other words he stands for that human soul which is governed by will, thought and feeling, because it is itself not master of these three capacities. On the other hand in the Youth, after he receives the three gifts from the three Kings separately, so that they are no longer chaotically mixed, that stage of knowledge is represented which does not allow itself to be ruled by thought, feeling and will, but which, on the contrary, rules over them. Man is ruled by them as long as they flow chaotically and intermingled in him, as long as they are not pure and independent in his soul. Until man has reached this separation, he is not capable of being effective through his three knowledge-capacities. When he has reached this point, however, he is no longer the subject of Chaos, but on the contrary himself controls his thought, his feeling and his will, when each is as pure and unalloyed as the metal of the respective Kings: his mode of Conception, pure as the Golden King (for nothing is mixed in him); his mode of Feeling, where nothing is added or mixed, but pure as the Silver King; and so too the Will, pure as the brass of the Brazen King; Concepts and Feelings no longer govern him, for he stands, in his nature, free; he is capable, in a word, of comprehension by means of thought, of feeling and will as required, making use of each separately. He can grasp according to necessity and the nature of things either by means of thinking, feeling or willing. Then he has advanced so far that the whole pure knowledge-capacity which we see in thought, feeling and will, leads him to a deeper insight, and he really steeps himself in the current of events, in the inner nature of things. Of course only experience can teach that this is possible. Now it will not be difficult to agree, after what I said just now, that if Goethe makes the Youth represent striving mankind, we may see in the Beautiful Lily another soul-condition, namely, that soul-condition which man attains when the beings lying in things spring forth in the soul, and he thereby raises his existence by blending the things in himself with the nature of things in the external world. What man experiences in his soul by growing out of himself, by becoming master of the powers of the soul, victor over the chaos in his soul; what man then experiences, that inner blessedness, that unity with things; their awakening in him, is shown us by Goethe in his representation of the union with the Beautiful Lily. Beauty here is not merely aesthetic beauty, but a quality of man brought to a certain stage of perfection. So that we shall also now find it easy to understand why Goethe makes the Youth proceed in his effort to reach the Beautiful Lily, in such a way that all his powers at first disappear. Why is this? We understand Goethe's presentation of such a scene if we hold fast to a thought he once expressed: ‘Everything which gives us mastery over ourselves without liberating us, leads us into error.’ Man must first be free, he must reach the point of being master of his inner soul-powers, and then he can attain union with the highest soul-condition, with the Beautiful Lily. But if he sets out to attain it unprepared, with still immature powers, they are lost and his soul is shrivelled. Hence Goethe points out that the Youth seeks this liberation which will make him captain of his soul. The moment his soul-powers are no longer chaotic, but are purified, cleansed and ordered, he is ready to reach that condition of soul which is symbolized by his union with the Beautiful Lily. So we see that Goethe constructs these figures in free creative fantasy, and if we look upon them as representing soul-powers, we see that they permeate and work in his whole soul. If we look upon them like this, if we are as sensitive to these figures as in a way Goethe was—Goethe who unlike a second-rate didactic poet was not content to say what this or that soul-quality meant, but used it to express what he felt himself, then we shall realize what is expressed in these poetic figures. And therefore the various figures stand in the same personal relationship to each other as the soul-powers of a man stand to each other. It cannot be clearly enough insisted upon that there is no question of the characters meaning this or that. That is certainly not the case. Rather is it that Goethe felt this or that in this or that soul-activity and transformed his feelings in connection with one or the other soul-activity into one or the other figures. Thus he created the sequence of the story's events, which is still more important than the figures themselves. We see the Will-o'-the-Wisps and the Green Snake, and that the former cross over from the other side of the river and reveal quite peculiar qualities. They absorb the gold greedily, even lick it from the walls of the Old Man's room, and then throw it about prodigally. The same gold which in the Will-o'-the-Wisps is a sign of worthlessness, as we are also shown by the fact that the Ferryman has to refuse it—otherwise the river would surge up1—the Ferryman may take only fruits in payment—this gold—what effect does it have in the body of the Green Snake? The Snake, after taking it, becomes internally luminous! And the plants and other things round her are also lit up because she takes into herself what in the case of the Will-o'-the-Wisps is a symbol of worthlessness. But a certain importance is ascribed even to them. You know that the Old Man at the critical moment calls upon the Will-o'-the-Wisps to open the Temple gates, so that the whole train can enter in. Precisely the same thing which happens here in the case of the Green Snake, is to be found in the human soul, a thing we came across particularly clearly two days ago in the conversation between Goethe and Schiller. We saw that Schiller, as he spoke with Goethe about the way in which nature should be regarded, was still of the opinion that the drawing with a few strokes by Goethe of the proto-plant was an idea, an abstraction, which one receives when one omits the differentiating features and puts together the common ones. And we saw that Goethe thereupon said that if that was an idea, then he saw his ideas with his eyes. At this moment there were two quite different realities in opposition. Schiller trained himself completely to take Goethe's way of looking at things; so that it shows no lack of honour to Schiller if he is taken as an example of that human soul which moves in abstractions, and preferably in those ideas of things which are comprehended by the mere reason. That is a particular inclination of the soul, which, if a man wishes to attain a higher development, can, in certain circumstances, play a very dangerous part. There are people whose inclination lies in the direction of the abstract. Now when they combine this abstraction with something they come across as soul-power, this is, as a rule, the concept of unproductivity. These people are sometimes very acute, they can draw fine distinctions, and connect this or that concept wonderfully. But you also often find with such a soul-condition, that the spiritual influences, inspirations, are excluded. This soul-condition, characterized by unproductivity and abstraction, is represented to us in the Will-o'-the-Wisps. They take up the gold wherever they find it; they lack any inventive faculty, are unproductive and can grasp no ‘ideas.’ These ideas are alien to them. They have not the will unselfishly to yield themselves up to things, or to stick to facts or to use concepts only as far as they are interpreters of facts. All they care about is to stuff their reasons full of concepts, and then scatter them about prodigally. They are like a man who goes to libraries, collects wisdom there, and takes it in and then gives it out again correspondingly. These Will-o'-the-Wisps are typical of that soul-capacity which is never able to grasp a single literary thought, or feeling, but which can nevertheless grasp in beautiful forms what creative spirits have produced in literature. I do not mean to say anything against this kind of soul. If a man did not have it nor cultivated it when he was insufficiently endowed with it, he would lack something which must be present when it comes to the real capacity for knowledge. In his picture of the Will-o'-the-Wisps, in the whole circumstances in which they appear and act, Goethe shows the manner in which such a soul-type functions, in relation to other soul-types, how it harms and benefits. In truth, if someone wanted to climb to higher stages of knowledge and had not this faculty of soul, there would not be the means to open the Temple for him. Goethe shows the advantages equally with the drawbacks of this soul-condition. What he gives us in the Will-o'-the-Wisps represents a soul-element. The moment it wants to lead an independent life in one direction or another, it becomes harmful. This abstraction leads to a critical faculty which makes men learn everything indeed, but incapable of further development, because the productive element is missing in them. But Goethe also clearly shows how far there is value in what the Will-o'-the-Wisps represent. What they contain can become something valuable; in the Snake the Will-o'-the-Wisps' gold turns to something valuable in so far as she illumines the objects round about her. What lives in the Will-o'-the-Wisps, when worked out in another way, will become extremely fruitful in the human soul. When man strives so to regard his experiences of concepts and ideas and ideal creations not as something abstract in themselves, but as capable of leading to and interpreting the realities round him, so that he thinks as selflessly and willingly of his observations as of the abstract quality of the concepts, then he is as regards this soul-power in the same position as the Green Snake: then he can produce light and wisdom out of the purely abstract concepts. Then he is not brought to be in the vertical line which loses all connection and relation to the horizontal plane. The Will-o'-the-Wisps are the Snake's relatives, but of the vertical line. The gold-pieces fall through the rocks, are absorbed by the Snake which thereby becomes inwardly luminous. He who approaches the things themselves with these concepts absorbs wisdom. Goethe gives us also an example of how one is to work on the conceptions (Begriffe). He has the conception of the proto-plant. Primarily it is an abstract conception, which, were it worked out in the abstract, would become an empty picture, killing all life, as the gold, thrown down by the Will-o'-the-Wisps, killed the Pug-dog. But just think what Goethe does with the conception of the proto-plant. If we follow him on his Italian journey, we see that this conception is only the ‘leit-motif’ going from plant to plant, from being to being. He takes the conception, goes from it over to the plant, and sees how this is made in one or another shape, taking on quite different shapes, in lower or higher places, and so on. Now he follows from step to step how the spiritual reality or form creeps into every physical form. He himself creeps about like the Snake in the crevices of the earth. Thus for Goethe the conception-world is nothing else but that which can be spun into objective reality. The Snake for him is the representative of that soul-power which does not struggle upward selfishly to higher regions of existence in an attempt to raise itself above everything, but which continually and patiently lets the conception be verified by observation, patiently goes from experience to experience. When man not merely theorizes, not merely lives in the conceptions, but applies them to life and experience, then he is as far as this soul-power is concerned, in the position of the Snake. This is so in a very wide sense. He who takes philosophy not as a theory, but as what it is meant to be, he who regards the conceptions of spiritual science as exercises for life, knows that just such conceptions, even the highest, are meant to be applied in such a way that they merge into life and are verified by daily experience. The man who has learnt a few conceptions but is incapable of applying them to life is like a man who has learned a cooking-book by heart, but cannot cook. As the gold is a means to throw light on things, so Goethe illuminates the things round him by means of his ideas. This is the instructive and grand thing about Goethe's attitude to Science, and his every effort, that his ideas and conceptions have reality and have the effect of lighting up all objects round him. The day before yesterday special importance was laid on the universality in Goethe which gives the reason why we never have the feeling: that is Goethe's ‘meaning.’ He stands there, and when we see him, we find only that we understand things better which before were not so clear. For this reason he was capable of becoming the point of agreement between two hostile brethren, as we saw the day before yesterday. If we wanted to discuss every feature in this fairy tale and characterize every figure in it, I should have to speak not for three hours but for three weeks on it. So I can give you only the deeper principles contained in the story. But every feature shows us something of Goethe's method of thought and his opinion of the world. Those soul-powers which are represented in the Will-o'-the-Wisps, in the Green Snake and in the Kings, are on one side of the River. On the other side lives the Beautiful Lily, the ideal of perfect knowledge and perfect life and work. We heard from the Ferryman that he can bring the people (gestalten, forms) from the other side to this, but can take no one back again. Let us apply this to our whole soul-mood or soul-condition and our improvement. We find ourselves on earth as beings with souls. These or the other soul-capacities work upon us as talents, as more or less developed soul-powers. They are in us; but we have also something else in us. In us human beings if we take ourselves properly there is the feeling, the knowledge that the powers of our soul, which finally interpret the nature of things to us, are closely related to the elemental spirits (grundgeister) of the world, with the Creative, Spiritual forces. The longing for these creative forces is the longing for the Beautiful Lily. Thus we know that everything derived on one hand from the Beautiful Lily, strives on the other to return to her. Unknown forces unmastered by us have brought us from the world on the other side over the river-boundary to this side. But these forces, characterized by the Ferryman, and working in the depths of unconscious nature, cannot take us back again, for otherwise man would return, without his work and co-operation, to the kingdom of the divine, precisely as he came over. The forces which as unconscious nature-forces have brought us over into the kingdom of struggling humanity, may not lead us back again. For this other forces are required; and Goethe is aware of it. But he wants to show also how man must set about being able to re-unite with the Beautiful Lily. There are two ways. One leads over the Green Snake; we can cross by it and gradually find the kingdom of the spirit. The other way goes across the Giant's shadow. We are shown that the Giant, otherwise without strength, stretches out his hand at dusk, and its shadow falls across the River. The second road leads over this shadow. Whoever wishes therefore to cross by clear daylight to the kingdom of the spirit must use the way provided by the Snake; and whoever wishes to cross at dusk can use the way leading across the Giant's shadow. Those are the two ways to reach a spiritual picture of the world. The man who aspires to the spiritual world—not with human concepts and ideas, not with those forces which are symbolized by the worthless gold (as spirits of bare sophistry) and the Will-o'-the-Wisps—but by proceeding patiently and selflessly from experience to experience, succeeds in reaching the other bank in full sunlight. Goethe knows that real research does not stop at material things, but must lead over beyond the boundary; beyond the river which separates us from the spiritual. But there is another way, a way for undeveloped people, who do not want to take the road of knowledge, but a way represented by the Giant. He himself is powerless, only his shadow has a certain strength. Now what is powerless in a true sense? Take all the conditions possible to man when his consciousness is reduced, as in hypnotism, somnambulism and even dream-conditions; everything by which the clear consciousness of day is subdued, whereby man is subject to lower soul-power than in clear consciousness, belongs to this second way. Here the soul, by surrendering its ordinary daily functional power of the soul, is led into the real kingdom of the spirit. The soul, however, does not itself become capable of crossing into the spiritual kingdom, but remains unconscious and is carried across like the Shadow into the kingdom of spirit. Goethe includes in the forces represented by the Giant's shadow everything which functions unconsciously and from habit, without the soul-powers which are active during clear consciousness taking part. Schiller, who was initiated into Goethe's meaning, once, at the time of the great upheavals in Western Europe, wrote to Goethe: ‘I rejoice that you have not been roughly caught in the shadow of the giant.’ What did he mean? He meant that had Goethe travelled further West, he would have been caught in the revolutionary forces of the West. Then we see that the objects of man's quest, the height of knowledge, is represented in the ‘Temple.’ The Temple represents a higher stage of man's evolution. Goethe nowadays would say that if the Temple is something hidden, it is under the narrow crevices of the earth. Such an aspiring soul-force as is represented in the Snake can feel the shape of the Temple only dimly. By absorbing the ideal, the gold, she can illumine this shape, but fundamentally the Temple can be there to-day only as a subterranean secret. But though Goethe leaves the Temple as something subterranean for external culture, he points out that to a further-developed man this secret must be unlocked. In this he indicates the current of Spiritual Science which to-day has already caught up wide masses of people, which in a comprehensive sense seeks to make popular the content of Spiritual Science, of the principle of initiation, and of the Temple's secret. The Youth is therefore to be regarded in this truly free Goethean sense as the representative of aspiring mankind. Therefore the Temple is to rise beyond the River, so that not only a few individuals who seek illumination can cross and re-cross, but so that all people can cross the River by the bridge. Goethe, in the Temple of Initiation above the earth puts before us a future state, which will have arrived when man can go from the kingdom of the senses into the kingdom of the spiritual, and from the kingdom of the spiritual into the kingdom of the senses. How is this attained in the Fairy Tale? Because the real secret of it is fulfilled. The solution of the story is to be found in the story itself, says Schiller, but he has also pointed out that the word that solves it is inserted in a very remarkable way. You remember the Old Man with the Lamp, which illuminates only where there is already light? Now, who is this Old Man, and what is the Lamp? What is its curious light? The Old Man stands above the situation. His lamp has the peculiar quality of changing things, wood into silver, stone into gold. It has also the quality of shining only where there is already a receptivity, a definite kind of light. As the Old Man enters the subterranean Temple he is asked how many secrets he knows. ‘Three,’ he replies. To the Silver King's question, ‘Which is the most important,’ he answers: ‘The open one.’ And when the Brazen King asks whether he would tell it them also, he says: ‘As soon as I know the fourth.’ Whereupon the Snake whispers something in his ear and he says at once:
The solution of the riddle is what the Snake whispered in the Old Man's ear, and we have to find out what that is. It would lead us too far to say at length what the three secrets mean. I shall only hint at it. There are three Kingdoms which in evolution are so to speak stationary: the mineral, the vegetable and the animal Kingdoms, which are completed, as compared with progressive man, who is still developing. The inner development of man is so vehement and important that it cannot be confused with the development of the other three nature kingdoms. What the secret of the Old Man contains is the fact that one Kingdom of nature has arrived at the present point of a full-stop, and this is what explains the laws of the mineral, vegetable and animal kingdoms. But now comes the fourth kingdom, that of man, the secret which is to be revealed in the human soul. The secret which the Old Man must first discover, is of this kind. And how must he discover it? He knows of what it consists, but the Snake has to tell him first. This indicates to ns that man has still to go through something special, if he wants to attain the goal of evolution as the three other kingdoms have done. What this is the Snake whispers to the Old Man. She tells how a certain soul-power must be developed, if a higher stage is to be reached; she says that she has the will to sacrifice herself for this, and she does in fact sacrifice herself. Hitherto she has made a bridge when here and there someone wished to cross; but now she will become a permanent bridge, by falling in pieces, so that man will have a lasting connection between this side and that, between the spiritual and the physical. That the Snake has the will to sacrifice herself must be taken as the condition of revealing the fourth secret. The moment the Old Man hears that the Snake will sacrifice herself, he can even say: ‘The time is at hand!’ It is that soul-power which adheres to the external. And the way to be trodden is not to make this soul-force and inner science the ultimate end but self-surrender. That really is a secret, even if it is called an ‘open secret,’ that is, when any who will can know it. What is regarded in a wide circle as end in itself—everything we can learn in natural science, in political science of civilization, in history, in mathematics and all other sciences can never be an absolute end. We can never come to a true insight into the depths of the world, if we consider them as ends in themselves. Only if we are at all times ready to absorb them and regard them as means, which we offer as a bridge to let us cross over, do we come to real knowledge. We bar ourselves off from the higher, true knowledge unless we are also ready to sacrifice ourselves. Man will get an idea of what initiation is only when he ceases to carve for himself a world-conception out of external-physical concepts. He must be all feeling, with all-attuned soul, such a soul as Goethe describes in his ‘Westöstlichen Divan’ as the highest acquisition of man:
Death and Birth! Learn to know what life can offer, go through with it, but surpass, transcend yourself. Let it become a bridge for you, and you will wake up in a higher life and be one with the essence of things, when you no longer live in the illusion that, cut off from the higher ego, you can exhaust the essence of things. When Goethe speaks of the sacrifice of the idea and the soul-material, in order to acquire new life in higher spheres, and of the deepest inner love, he likes to think of the words of the mystic Jacob Böhme, who knows from experience this self-surrender of the Snake. Perhaps Jacob Böhme has pointed out just this to him and made it so clear to him that a man can live, even in the physical body, in a world which otherwise he would tread only after death, in the world of the eternal, the spiritual. Jacob Böhme knew also that it depends on the man, whether he can, in the higher sense, slide over into the spiritual world. He shows it in the saying: ‘Who dies not before he dies, is ruined when he dies.’ A significant saying! Man, who does not die before he dies, that is, who does not develop in himself the eternal, the inner kernel of being, will not be in a position, when he dies, to find again the spiritual kernel in himself. The eternal is in us. We must develop it in the body, so that we may find it outside the body. ‘Who dies not before he dies, is ruined when he dies.’ So it is also with the other sentence: ‘And so death is the root of all life.’ Thus we see that the things of the soul can only illumine a place where light already is: the Lamp of the Old Man can only shine where there is already light. Once more our attention is directed to those special soul-powers, of devotion and religious self-surrender, which for hundreds and thousands of years have brought the message of spiritual worlds to those who could not seek the light by way of Science or otherwise. The light of the different religious revelations is represented in the Old Man, who has this light. But to him who does not bring an inner light to meet the sense of religion, the Lamp of Religion gives no light. It can shine only where light already is and meets it. It is the Lamp which has transfigured man, which has led all mortality across to a life of soul. And then we see that the two Kingdoms are united through the Snake's sacrifice. After it goes, so to say, through incidents symbolic of what man has to go through in his higher development in an esoteric sense, we see how the Temple of Knowledge is brought by means of all the three human soul-powers across the river, how it rises and each soul-power performs its service. This is meant to show that the soul-powers must be in harmony, since we are told: the single personality can achieve nothing; but when all work together at a favourable moment, when the strong and the weak co-operate in the right relationship, then the soul can acquire the ability to reach the highest state, the union with the Beautiful Lily. Then the Temple moves out of the hidden crevices up to the surface for all who strive in truth after knowledge and wisdom. The Youth is endowed with the knowledge-powers of thought by the Golden King: ‘Know and recognize the highest.’ He is endowed with the knowledge-powers of feeling by the Silver King, which Goethe expresses beautifully with the words: ‘Tend the sheep!’ In feeling are rooted art and religion, and for Goethe both were a unity—already at the time when he wrote on his Italian journey concerning Italy's works of art: ‘There is necessity, there is God!’ But there is also the doing—when man does not apply it to the struggle for existence, but when he makes it into a weapon for gaining beauty and wisdom. This is contained in the words spoken by the Brazen King to the Youth: ‘The Sword in the left hand, the right free!’ There is a whole world in these words. The right hand free to work the self out of human nature. And what happens with the Fourth King, in whom all three elements are mingled together? This mixed King melts into a grotesque figure. The Will-o'-the-Wisps come and lick what gold there is off him: man's soul-powers here still want to examine what sort of stages of human development, now overcome, there once were. Let us take yet another feature: namely, when the Giant comes staggering in and then stands there like a statue, pointing to the hours: when man has brought his life into harmony, then the subordinate has a meaning for what is intended to be methodical order. It ought to express itself like a habit. The unconscious itself will then receive a valuable meaning. Hence the Giant is depicted like a clock. The Old Man with the Lamp is married to the Old Woman. This Old Woman represents to us nothing else but the healthy, understanding human soul-power, which does not penetrate into high regions of spiritual abstractions, but which handles everything healthily and practically, as, for instance, in religion, represented by the Old Man with the Lamp. She is the one to bring the Ferryman his pay: three heads of cabbage, three onions and three artichokes. Such a stage of development has not passed beyond the contemporary. That she is so treated by the Will-o'-the-Wisps is no doubt a reflected picture of how abstract minds look down with a certain amount of scorn on people who take things in directly by instinct or intuition. Every point, every turn of this story is of deep significance, and if we enter into one more explanation, it must be of an esoteric kind, and you will find that one can really only give the method of explanation. Bury yourselves in the story, and you will discover that a whole world is to be found there, very much more than it has been possible to indicate to-day. I should like to show you in two examples how much Goethe's spiritual world-view runs through his whole life, how in things of spiritual knowledge he stands in agreement in extreme old age with what he had written earlier. While Goethe wrote ‘Faust’ he adopted a certain attitude which harks back to a symbol of a deeper evolution-path of nature. When Faust speaks of his father, who was an alchemist, and had taken over the old doctrines credulously, but had misunderstood them, he says that his father also made
That is what Faust says, without knowing its significance. But such a saying can become a ladder leading to high stages of development. In the Fairy Tale Goethe shows in the Youth the human being striving for the highest bride, and that with which he is to be united he calls the Beautiful Lily. You notice this Lily is to be found already in the first parts of ‘Faust.’ And, again, the very nerve of Goethe's philosophy which found expression in his Fairy Tale, is to be found also in ‘Faust:’ in Part II, in the Mystic Chorus, where Faust confronts the entry into the spiritual world, where Goethe sets down his avowal of a spiritual world-conception in monumental words. He shows there how the ascent on the road of knowledge follows in three successive stages, namely, the purification of the thought, the illumination of feeling and the working out of will. What man attains through the purification of the thought leads him to recognize the spiritual behind everything. The physical becomes a symbol of the spiritual. He goes deeper still, in order to grasp what is unattainable to thought. He then reaches a state at which he no longer regards things by means of thought, but is directed into the thing itself, where the essence of it, and what one cannot describe become accomplished fact. And that which one cannot describe, that which, as you will hear in the course of the winter addresses, must be thought of in another way, that whereby one must advance to the secrets of the will, he labels simply ‘the indescribable.’ When man has completed the threefold road through thought, feeling and will, he is united with what is called ‘eternal womanhood’ in the Chorus Mysticus, the goal of the human soul's development, the ‘Beautiful Lily’ of the Fairy Tale. Thus we see that Goethe utters his deepest conviction, his secret revelation there also, where he brings his great confessional poem to an end, after rising up through thought and feeling and will to union with the Beautiful Lily, up to that state which finds its expression in the passage of the Chorus Mysticus, which expresses the same thing as Goethe's philosophy and spiritual science, as well as the Fairy Tale:
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57. Goethe's Secret Revelation: The Riddle in Faust: Esoteric
12 Mar 1909, Berlin Translator Unknown Rudolf Steiner |
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Then, when the Homunculus has entered upon the physical world, he loses his qualities, the ego becomes his master! ‘But struggle not to higher orders: Once Man, within the human borders, Then all is at an end with thee.’ |
57. Goethe's Secret Revelation: The Riddle in Faust: Esoteric
12 Mar 1909, Berlin Translator Unknown Rudolf Steiner |
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One idea Goethe had for his ‘Faust’ was that at the end of Part II, Act 3, Mephistopheles, who in this Act had worn the mask of Phorkyas, should step in front of the curtain, take off the mask, descend from the Kothurni and deliver a kind of Epilogue. The idea, as the now meaningless stage instruction tells us, was that this Epilogue was to indicate the manner in which the final figure of Faust was to be taken. The words Mephistopheles was to speak as Commentator are not in ‘Faust,’ but they have been preserved on a single sheet among Goethe's literary remains. Through the mouth of Mephistopheles Goethe seeks to tell the public in a not unhumorous way what attitude to adopt towards his Faust. These words are worthy of notice, and in a certain respect to-day's study is to be conducted in their spirit. They refer to Euphorion who was born in some spirit fashion, and jumps and hops about immediately after his birth and utters ‘a tender word.’ In this way these words refer to him:
Thus all such explanations as rest on a basis of old traditions are to be straightway excluded. On the contrary, an explanation is demanded drawn from the depths of spirit-life. Therefore also Mephistopheles says: ‘We say it also, and the true disciple of the newer symbolism will agree.’ If you read carefully Part II of ‘Faust,’ you will know that Goethe is rich in word-construction in this poem, and that we must not therefore cavil at what appears to be ungrammatical. Here in this sentence is clearly expressed that the man who understands Faust rightly in Goethe's sense, also sees that deeper things lie behind. But everything that rests on study or might lead to a merely symbolic explanation is discouraged. The demand is that the explanation of Faust is to depend on the faithful discipleship which is aware of the spiritual experience which we may call ‘experience in the sense of the new Spiritual Science.’ ‘The true disciple of the newer symbolism’ is the commentator of Faust in Goethe's sense. Thus it is to be done by drawing direct from spirit-life; and Goethe no doubt here betrays that he has put something into it which made it possible for him to get away from old symbols and to coin new and independent symbols out of direct spirit-life. If we want to compare the presentation of the spiritual world in the two parts of ‘Faust,’ we might say that Part I presents to a large extent the fruits of knowledge—the outer influences on one who has dim ideas of the spiritual world, and who tries to enter it through reading all kinds of things and conducting all kinds of experiments. Part I contains this studied view of the supernatural world. Part II contains experience, living experience, and if you understand rightly, you know that it can derive only from a personality which has learnt to know the reality of the spiritual, supernatural worlds behind the physical world. Truly, Goethe was consistent in his presentation, although some things in Part II are so dissimilar from Part I. What he had learnt in Part I, he experienced in Part II, he has seen it. He was in the spiritual, supernatural world: he indicates this, too, clearly enough, where in Part I he makes Faust say:
Goethe can point—from personal knowledge—to what he sees who ‘bathes his breast in morning-red,’ in order to await the rising of the spiritual sun. We find in the whole of Part I—no doubt you realize it from yesterday's discourse—an energetic upward-striving of Faust the student, to this dawn, but we also find clearly indicated that the path is nowhere traversed in a satisfactory way. Now how does Part II begin? Is the advice of the wise man, ‘to bathe the breast in morning-red,’ carried out in one respect? We find Faust ‘bedded on flowery turf, fatigued, restless, endeavouring to sleep,’ surrounded by spiritual beings. We find him withdrawn from all physical vision, veiled in sleep. Beings from the spiritual world are busy with his spirit, which is withdrawn from the physical world. Marvellously and forcefully we are told what direction Faust's soul takes in order to grow into the spiritual world. Then we are shown how his soul really does grow into that world which is described as the spiritual world in the ‘Prologue in Heaven,’ in Part I. Goethe says from deep experience what was always told the pupil in the School of Pythagoras, that he who enters the spiritual world is met by the secret music of the universe:
This must be the music from the worlds of the spiritual life, if they are to be depicted as they are. What is said here of the ‘music of the spheres’ is not a poetic image, nor a metaphor, but a truth, and Goethe remains consistent to it, in that Faust, withdrawn from the physical world, now proceeds to grow, like an initiate, into that world from which this music comes. Therefore, in the scene where at the beginning of Part II Faust is withdrawn into the spiritual world, it is written again:
Would that those people who think that they can understand a poem only if they can say ‘Such things must be taken as the poet's images, created by right of poetic licence’—would that they would cease to call these things realistic. The physical sun makes no sound! It is the spiritual sun behind the physical which sounds in the ears of him who is entering the spiritual life. They are spiritual, not physical sounds. In this passage, again, we hear the sounds of thousands of years harmonizing. Unconsciously he who can follow the course of the human spirit through thousands of years will be reminded in this passage of some great words spoken thousands of years ago; words spoken by one who through his initiation knew that what appears to us as the physical sun is the expression of the sun-spirit and the sun-soul, as the physical human body is the expression of the human spirit and the human soul. He looked up to the spiritual sun and called it ‘Ahura Mazdao,’ ‘The great sun-aura.’ We are reminded of Zarathustra, who, looking thus at the sun, and feeling the world full of spirit, spoke the great and powerful words: ‘I want to speak! Listen to me, all ye who from far or near, desire to listen: Mark well, for He will be revealed. No more shall the False Teacher destroy the world—he who has professed evil faiths with his tongue. I shall speak of what is the highest in the world, what He, the Great, Ahura Mazdao, has taught me. Whosoever will not hear His Words, as I speak them, will suffer misery when the Earth-Cycle is fulfilled!’ Before the spiritual sun rises in the soul, the learner must bathe in the dawn which precedes it. Hence the words of the Wise Man: ‘Disciple, up! untiring hasten to bathe thy breast in morning-red!’ Does Faust, the disciple, do this? After the spiritual beings which surrounded him had been busy with him while his soul was for a time withdrawn from his body, he awakes as a changed man. The soul has entered the body, so that he has a dim idea, or he bathes in the morning-red, of the rising sun of the spirit:
Faust now feels also that he has awakened in that world, into which he has been translated during his unconsciousness, and he bathes his earthly breast in the morning-red. But it is only the beginning of the journey. He feels that he is at the gate of initiation, and thereupon he cannot yet bear the direct vision of the spiritual sun:
Wherefore he sees at first the world of the spiritual—but still, as we shall see in a moment, as a symbol.
This is Faust bathing his earthly breast in the morning-red, in order to prepare himself to look straight at the spiritual sun, which rises at initiation. Now Faust is to go into the great world with the gifts he has received as one approaching illumination. It might be thought remarkable that Faust is now transplanted to the Imperial Court, when he is in the midst of all kinds of masques and revels. All the same, these masques and pranks contain deep truths and are everywhere significant. It is not possible to enter upon this significance to-day. It will be in any case the task of this study to bring out only a few moments from the whole content of Part II of ‘Faust’ Many lectures would have to be given, if we wanted to throw light on everything. We shall say only this about the general idea of these Masque scenes: For a man who surveys human life with an enlightened eye, certain words will have a different meaning from what they have in ordinary external life. Such a man, steeping himself in the whole great course of human evolution, knows that such words as ‘Folk spirit’ (Volksgeist), ‘Time-spirit’ (Zeitgeist), are not mere abstractions. He sees in the spiritual world the true and real beings corresponding to what one ordinarily calls abstractly ‘Folk spirit and Time-spirit.’1 Thus, since he has the vision, it is made clear to Faust as he enters the great world where decisions affecting the world are made from a Court, that in all these happenings there are supernatural powers at work. Outside in the physical world one can observe only individual people and the laws they have. In the spiritual world there are beings behind all that. Whereas people are under the impression that what they do is prompted by their own souls, and that they make their own resolutions, human acts and human thoughts are really pervaded and permeated by beings from the supernatural world—national spirits, time-spirits, and so on. People think they are free to make resolves, to think and to form ideas, but they are guided by spiritual beings behind the physical world. What men call their understanding, by which they believe they can control the course of time, is the expression of spiritual beings behind. Thus, the whole Masque, which is to have some meaning, becomes for Faust the expression of the fact that one can realize how in the course of world-events a part is played by powers originating in those beings which Faust met already in Part I, originating, in short, in Mephistopheles. Man is surrounded by such spiritual beings, towering above him. Thus Mephistopheles appears at the turn of the modern age as that being which prompts the human intellect to the discovery of paper money. And Goethe presents the whole affair with a certain humour: how the same spirit, the same intellect which in man is bound to the physical instrument of the brain, when inspired by the related spirit which lets nothing count but the physical, gives rise to such phenomena as can control the world—phenomena however which have an importance only for the physical world. In this way the deeper sense of development is indicated precisely in this Masque and mummery. But we are soon led out of the world which lies before us, where we are shown the part played by supernatural powers, and into the really spiritual world. After it has been made rich, the Court wishes to be amused by the presentation of figures from ancient history. Paris and Helena are to be conjured up from the past. Mephistopheles, who belongs to those powers of the spiritual world which inspired the discovery of paper money, cannot penetrate to the worlds which give rise to the whole deeper development of men. Faust carries in him the soul and spirit which can penetrate these spiritual worlds. For he is the disciple who has bathed the earthly breast in the morning-red, and we are shown how Faust has already experienced something which can be looked upon as the first stage of clairvoyance—the stage completed by the clairvoyant when he has put his soul through the appropriate exercises. There are certain exercises which the student has to perform, in meditation, concentration, and so on, which are set him in occult-scientific symbols, in which he steeps himself, whereby the soul, withdrawing from the physical and etheric body, is transfigured in the night, as it at first becomes clairvoyant in the spiritual world. What is it that the student experiences here, when he has received the effect of those exercises? The first stage of clairvoyance is something which can bring people to a condition of great confusion. We shall see best why this is if we look at what are sometimes called the ‘dangers of initiation.’ Living in the physical world of the senses, one sees the objects round one in sharp contours, outlined in space, and the human soul makes halt at or attaches itself to these firm outlines, which one finds everywhere, filling the soul when it gives itself to sense-phenomena. Now just imagine for a moment all these objects round you becoming misty, losing their contours, merging into each other, becoming like cloud-pictures. It is something like this in the world into which the clairvoyant enters after the first exercises have taken effect. For he arrives at what is behind the whole sense-world, what lies behind all matter, what gives rise to the sense-world. He arrives at the stage where the spiritual world first approaches him. If you think how, in the mountains, crystals form themselves out of their mother-substances into their shapes and lines, so is it, roughly, when the clairvoyant human being comes into the spiritual world. At first it all appears confusing if the student is not sufficiently prepared. But the figures of the physical world grow out of this chaotic world, like the crystal shapes out of their mother-substance. At first the spiritual world is experienced like the mother-substances of the physical world. Into this realm man enters by the gates of death. The images, indeed, will take on other, fixed shapes, when the clairvoyant is further developed, shapes which are interwoven with those outlines which exist in the spiritual world, and which resound with what we have called in the spiritual sense, the music of the spheres. The clairvoyant experiences this after a time, but at first it is all confusing. Still, into this realm enters man. Now if the images of Helena and Paris are to be brought up, it must be from this world. Faust alone, who has bathed the earthly breast in the morning-red, and found the entrance to the spiritual world, can step into this world, Mephistopheles cannot. He can achieve only what the world of reason can achieve. He can go as far as the key that opens the spiritual realm. But Faust has the confidence and certainty that he will find there what he seeks: the everlasting, the permanent residue when the physical form of man is dissolved at death into its elements. Now it is wonderful how we are told the way in which Faust is to descend into the spiritual realm. The introduction already shows us that the man who depicts it is well acquainted with the facts—as well as with the perceptions and feeling which come over anyone who really knows these things and does not merely play at them. It all stood in grand manner before Goethe's soul—all that exists of this world of feeling when the seed for initiation, described yesterday, was opened by a particular event. He read a passage in Plutarch, where is described how the city of Engyium seeks an alliance with Carthage. Nicias, the friend of the Romans, is to be arrested. But he poses as a man possessed. The pro-Carthaginians want to seize him, but they hear these words from his mouth: ‘The Mothers, the Mothers press hard on me!’ That was a cry which in old times one heard only from a man who was in a condition of clairvoyance and withdrawn from the physical world. Nicias could be regarded either as a fool, as one possessed, or as a clairvoyant. But how could this be known? Because he said what those who had some knowledge of the spiritual world recognized. At the utterance of: ‘It is the Mothers who press hard on me!’ the citizens realize that he is not possessed, but inspired; that he can say something as a real witness which can be learnt in the spiritual world—and so he remains unmolested. On reading this scene, there is released in Goethe's soul something which had been sown as the kernel of initiation already during his Frankfort period. He knew what it meant to penetrate into the spiritual world. Hence also the words put into the mouth of Faust, when Mephistopheles speaks of the ‘Mothers,’ Faust shudders. He knows what it means—that lie touches on a holy but forbidden kingdom, forbidden, that is, for him who is not sufficiently prepared. Mephistopheles, indeed knows also of this realm, that he may not enter it unprepared. Hence the words: ‘Unwilling I reveal a loftier mystery.’ Still, Faust must descend into this kingdom in order to bring to pass what has to be brought to pass—into this kingdom where one sees what is otherwise firm and solid in transfigurations of eternal being. Here the spiritual sense catches sight behind the physical forms of the sense-world of what penetrates into this sense-world to maintain in it its sharp outlines. And then Mephistopheles says, describing this realm as it appears to all who step into it:
One cannot depict more vividly a real experience of a man truly initiated. The things ‘long ere this dissipated’ will be found in this world, when it is presented thus. ‘To shapeless forms of liberated spheres,’ i.e., into that realm where the forms of the sense-world are no more, where they do not exist, which is ‘liberated’ from them—there where ‘what long ere this was dissipated’ does exist—into this realm Faust is to betake himself. And when one reads ‘There whirls the press, like clouds on clouds unfolding,’ one recognizes again something which is characteristic in the highest degree. Let us think of the entry into the supernatural world as a gate. Before one enters, the soul has to be prepared by means of worthy symbols. One of these is taken from the appearance of the rising sun, and completes the image of bathing the earthly breast in the morning-red: the sun making a particular triangle round itself. The soul goes through this symbol and experiences its after-effects when it has passed through the gate, when it is within, in the spiritual world. Hence these effects: ‘There whirls the press, like clouds on clouds unfolding.’ Every word would be a living proof of what this scene is meant to be: Faust's penetration to the first stages of the supernatural world, which you find called the ‘imaginative world.’ When Goethe presented this, he was not obliged to compound a picture of the spiritual world from old Indian or Egyptian descriptions; he was able to put down quite realistically what he himself had experienced; and this he did. Now Faust brings up the ‘glowing tripod,’ round which the Mothers sit, the sources of existence in the spiritual world. With its help Faust is able to conjure up Paris and Helena before men, and to present pictures from the spiritual world. It would lead too far to explain in detail the important symbol of the glowing tripod. We are concerned to show how a kind of initiation is really depicted in Part II of ‘Faust.’ But we see how carefully and correctly Goethe proceeds by the fact that he shows us the way into the spiritual world which he only who is worthy can tread slowly and with resignation. He shows us that Faust is not even yet worthy enough. Only he is worthy to enter the spiritual world who has put off everything that is connected with narrow personality so that no wishes or desires, arising from it, any longer exist. This is apparently to say little, but in truth it is saying a great deal. For usually between what is sought and what is to be achieved by the cancellation of all personal wishes and desires, there lies not only one human life, but many. Goethe shows with the certainty of knowledge that Faust is not yet worthy. Desire awakes in him; he wants to embrace Helena from a personal desire. Whereupon the whole thing collapses—it vanishes. He has committed a sin against the spiritual world. He cannot hold her. He must penetrate further into the spiritual world. And so we see him in the course of Part II going further on his way. We see him after being ‘paralysed by Helena’ again in another state of consciousness, withdrawn from the physical body and fallen into sleep; and how something happens around him which as it were clambers from the sense-world into the supersense-world. What this is shows us nothing other than that Faust, once again withdrawn from the physical world, experiences something which can only with full consciousness be experienced in the supersense-world. What he has now to go through is the complete growth of man. He must go through those mighty events which take place behind the scenes of the stage of the physical world, so that he really can behold what he wants to behold. Helena must be brought back again into the physical world, she must be reincarnated into a new body. When he brings back the merely imaginative image from the spiritual world the whole thing breaks down. He must go deeper. We see him now overcoming a second stage. In this state in which he is put we now see how the consciousness gradually lives upward from the sense-world into the supersense-world. This is done in a poetically masterly way. It is not a case of marvelling at the reality of it, for that is explained simply by the fact that Goethe depicts Part II of ‘Faust’ from his own experience. But the way is masterly in which Goethe represents the secret of Helena's becoming mortal, it is also poetic. Whoever is acquainted with the elementary truths of Spiritual Science, knows that man, in assuming life on our earth, brings with him an eternal, spiritual part from quite other realms, that this spiritual part is combined below with the physical hereditary line, taken from the physical-sense-world and bequeathed finally by father and mother. On the whole—taking the various parts of man altogether without entering more precisely upon human nature—we may say that in man are combined something eternal and something earthly. The eternal part, going on from life to life, which descends from the spiritual world to be embodied in a physical form—this we call ‘spirit.’ And in order that this spirit can combine with physical matter, there must be an intermediate part, and this in terms of Spiritual Science is the soul. Thus spirit, soul and body are combined in the formation of a human being. Now Faust with his increased consciousness is to experience how these parts of human nature combine. The spirit descends from spiritual spheres, gradually surrounds itself with the soul which is derived from the psychic world, and then draws the physical covering round itself in accordance with the laws of the physical world. If one knows the principle which attaches itself as ‘soul’ around the spirit, and often called by us the ‘astral body,’ if one knows what is between spirit and body, one has that intermediate member, which as it were binds together spirit and body. The spirit Faust finds in the realm of the Mothers. He knows already where to look for it, whence it comes, when it betakes itself into a new embodiment. But he has yet to learn how the tie is formed, when the spirit comes into the physical world. And now we are shown in that remarkable scene, how, starting from the sense-world and touching the boundary of the supersense-world, the ‘Homunculus’ is produced in Wagner's laboratory. Mephistopheles himself has a hand in it, and we are told in spirited words that only the conditions of his creation are provided by Wagner. Thus this remarkable figure, the Homunculus comes into being, assisted as it were by the spiritual world. Much thought has been spent on this Homunculus. But thinking and speculating on such things lead nowhere. The problem who he is can be solved only by real creation out of Spiritual Science. To those who spoke of him in the Middle Ages he was no other than a definite form of the astral body. This scene is not to be pictured in the sphere of sense—but in such a way that it must be thought of as quite removed into the spiritual world. You must follow all the events in Faust's condition of consciousness. The way in which the Homunculus is described in the subsequent scenes shows him to be really the representative of the astral body.
That is the characteristic of the astral body, and he says of himself:
an astral figure, which cannot stay still, compelled to live in continuous activity. He must be taken away to those spheres, where he can actually combine spirit and body. And now we see the creation of man, which Faust experiences, represented to us in the ‘Classical Walpurgis-Night.’ There we are shown the sum of all the powers and beings which are active behind the physical-sense-world, and spirits from the physical world are continually being interspersed, which have trained their souls so far that they have grown together with the spiritual world, and that they are at the same time conscious in the spiritual world. The two great philosophers Anaxagoras and Thales are figures of this kind. The Homunculus wishes to find out from them how one can come to be, how one can proceed to a physical form, when one is spiritual. All the figures which we see in this ‘Classical Walpurgis-Night’ are there to assist—figures of the realization of the astral body which is ready to enter the material, physical world. If one could follow it all exactly, every detail would be a proof of its meaning. The Homunculus seeks information from Proteus and Nereus as to how he can enter the physical world. He is shown how he can wrap himself in the elements of matter, and how the spiritual qualities are in him—viz., how the soul gradually betakes itself into the physical-sense elements—through that which has played its part in the realms of nature kingdoms. We are shown how the soul has to traverse again the states of the mineral, the plant and the animal realms, in order to rise to human shape:
that is, in the mineral realm; then you must go through the plant realm. Goethe, indeed, invents an expression for it, which does not otherwise exist. He makes the Homunculus say: ‘Es grunelt so:’2
It is pointed out to him what road he has to take till a physical body is formed by degrees round him. Finally comes the moment of love. Eros will complete the whole. Thales gives the advice:
Then, when the Homunculus has entered upon the physical world, he loses his qualities, the ego becomes his master!
So says Proteus—i.e., at an end with the astral body which has not yet penetrated into the human realm. Goethe's whole theory of nature, with its relationship between all life, and its metamorphosic development from the incomplete to the complete appears here in the picture. The spirit can at first be only like a seed in the world. It must pour itself into matter, into the elements, and dive below in them, in order to assume from them a higher form. The Homunculus is shattered on Galatea's shell-chariot. He dissolves into the elements. It is a marvellous presentation of the moment when the astral body has enwrapped itself in a body of physical matter—and can now live as man. These are experiences Faust goes through while he is in another state of consciousness, a condition outside the body. He is becoming gradually ready to behold the secrets lying behind physical-material existence. And now he is able to behold the spirit of Helena, from the realm of things ‘long ere this dissipated’ appearing in bodily shape before him. We have in Act 3 of Part II the re-embodiment of Helena. Goethe represents the idea of re-incarnation cryptically—as he had to in his day; how spirit, soul and body unite from the three realms, to form a human being—and before us stands the re-incarnated Helena. We must of course remember that, since he is a poet, Goethe presents in pictorial form the experience of the clairvoyant consciousness. Wherefore we must not rush in with heavy-fisted criticism and ask: ‘Is Helena now really re-incarnated?’ We must keep in mind that a poet is speaking of what he has himself experienced in spiritual worlds. In this way Faust, after having conquered a new stage of life, is able to experience harmony with what is ‘long ere this dissipated,’ the union with Helena. We see now how a being springs from the union of the human soul with the spiritual when the soul has raised itself up into higher worlds; a child of the spirit, subject not to the laws of the sense-world, but to the laws of the spiritual world: Euphorion. We shall understand what springs from the union of the raised spirit with the sense-world if we remember the previously-quoted passage from the proposed Epilogue of Mephistopheles-Phorkyas at the end of Act III, and if we realize that Goethe has in ‘Euphorion’ put in traits which belong to Byron, whom he much honoured. In doing so he may, after all, apply the laws of the spiritual world to it, since he is concerned with events in the spiritual world. And so Euphorion, though scarce conceived, may be already born and at once jump about and stir himself and say spirited things. Once more we see how strictly and conscientiously Goethe takes the entry into the spiritual world. In his aspiration for supernatural worlds, Faust is far beyond his present experiences. But even so he is not free from those powers from which he must liberate himself, if his soul is to unite completely with the spiritual world. He is not free from what Mephistopheles mixes into these spiritual experiences. Faust is what one calls a mystic, who—in the Helena-Euphorion scene—lives and moves completely in the spiritual world. But because he has not yet scaled the necessary step which makes him capable of being absorbed entirely by the spiritual world, so, once more, what he can experience in it escapes him: viz., Helena and Euphorion. What he had brought by his experience from the spiritual world eludes him yet again. He has become capable of living in the spiritual world, of experiencing Euphorion, the child of the spirit, who springs from the marriage between the human soul and the world-spirit—but it escapes him again and vanishes. Now there sounds from the depths a remarkable call. He is now like a mystic, stumbling for a time, one who has had a glimpse into the spiritual world and knows what it is like, but could not remain, and sees himself suddenly cast out again into the material world: he feels his soul to be the mother of what was born from the spiritual world, but what he has born sinks again into the spiritual world, and it is as if it were to call out to the soul itself:
as if the human soul had to follow into the realm which has once more disappeared. Faust retains nothing more than Helena's robe and veil. The man who goes deeper into the meaning of such things, knows what Goethe meant with the ‘robe and veil;’ it is so exactly what remains when one has once peeped into the spiritual world and has then had to withdraw. There remains with one what is nothing else but the abstraction, the ideas, which stretch from epoch to epoch—nothing else but robe and veil of spiritual powers which endure from age to age. So the mystic is again thrust out for a time and confined to his thoughts, like the intelligent historian, with everywhere robe and veil which carry him from age to age. These ideas are not unfruitful; for him who is limited to the sense-world, they are very much of a necessity. For him, who has already a feeling and an experience of the spiritual world, they contain another importance. They stand out dry and abstract for the man who in any case is an abstractionist, but the man who has once been touched by the spiritual world—even if he grasps only these abstract ideas—is carried by them through the world into quite another age, in which he can again experience something of the effect of the powers throughout the great world. Faust is transplanted again into the world he once before experienced at the Court. He sees again how the beings, in whose deeds man is only embedded, play the chief part. He sees again how supernatural threads are spun, and how the same power which he knows as Mephistopheles helps to spin them. So his life passes once more from the sense-world into the super-sense—he learns how powers worm themselves into our sense-world which we see out there in the world of nature, how Mephistopheles leads, as it were, the spirits behind the forces of nature on to the battlefield: ‘Hill-folk,’ he calls them. The powers behind the material world are represented as if the hills themselves bring their people into the war. But here is a life that stands on a subordinate plane. This participation of a world that lies below the realm of man, though directed by spiritual forces, is here plainly depicted. There follows, grandly shown, the description of the part played by the historical forces, which are real forces for the spiritual spectator. Out of the old armouries and storerooms where lie the old helmets, come those beings of whom the abstractionist would say they are ‘historical ideas’—of whom, however, he who can look into it knows that they live in the spiritual world. And we see how Faust in his higher state of consciousness is led to the great powers in history, we see these powers of history arise and being led into the field. Faust's consciousness is to be raised still higher. The whole world must appear to him spiritualized—all the events we see around us, which the ordinary abstractionist describes only with his understanding, for being limited to a physical brain, he imagines he has done everything when he describes the externals. But all this is connected, and is guided and directed by supernatural beings and forces. When man's life is carried in this way to spiritual heights, he discovers the whole might of that which is to drag him down again into the material world. He gets to know in a remarkable manner him whom he has not quite got to know before. So it is now with Faust. He stands now at an important point in his inner development: he has to complete the journey: Mephistopheles is involved in everything he has seen up to now. He can be free from Mephistopheles—from those spiritual forces which bind man to the sense-world, and try to prevent his liberation—only when he accosts Mephistopheles as the Tempter. There where the world with its realms, nature and history with its spirituality confront Faust, he experiences something in which the man who understands these things can without difficulty recognize from what depths Goethe spoke. The ‘Tempter,’ who would drag man down when he has risen a certain way into the spiritual world, comes to man and tries to give him false feelings and sensations concerning what he sees in the supernatural world. The approach of the Tempter to man is presented in the grand manner. He is the same who came to the Christ and promised him all the kingdoms of the world and their glories. Something like this happens to the man who has entered into the spiritual world. He is promised by the Tempter the world with all its glories. What does this mean? Nothing else than that he may not believe that anything of this world could still belong to his narrow egoism. That all personality with its egoistic wishes and desires must be thrust away, that the ‘Tempter’ must be overcome, Goethe points out through Mephistopheles in such a way that it may be a touchstone for us of what his meaning is:
One might say that Goethe points out with these words, more than clearly enough for those who refuse to understand, what he really intends, in order to represent also this important stage in the spiritual growth of man. Then Faust succeeds in so far overcoming the egoism of persona! wish and desire, that he dedicates all his activity to that piece of land with which he has been enfeoffed. He does not desire possession of this land—he does not desire fame—nothing of all that—he wants only to devote himself to work for other people:
We must take these words to mean that personal egoism gradually departs from the human soul. For no one who has not overcome this personal egoism, can really reach the last stage, which Goethe still wants to depict. So he shows Faust at the point where the garments of human personal egoism fall away like scales, where Faust gives himself absolutely to the spiritual, where in fact all the frippery of fame and external honours in the world are nothing more to him. But one thing Faust has not even yet overcome. And again we see from a spiritual point of view deep, deep into Goethe's heart, as he now describes what happens next. Faust has become a selfless man up to a point. He has learnt what it means to say: ‘The act is all, the glory is nothing.’ He has learnt to say: ‘I desire to be active. My activity must flow out into the world—I will have nothing as reward for this activity!’ But in one small incident it is revealed that his egoism has not completely disappeared. On his wide territories there stands an old cottage on rising ground, in which lives an old couple, Philemon and Baucis. In all things Faust's egoism has disappeared, except with regard to this cottage. Here there is a last remnant of egoism which speaks in his soul. What he could do with this rising ground! He could stand up there and survey at a glance the fruits of his labour—and rejoice at what he had accomplished! That is a last bit of egoism, the enjoyment in a physical survey. Gratification in a commanding material view, that remains to him still. He must get beyond. Nothing of desire and comfort, i.e., of direct surrender to the outer world, with which egoism is connected, may remain in his soul. And once more we see Faust in touch with spiritual forces. In the ‘Midnight’ scene, enter four Grey Women. They come up near to him. Three of them, Want, Guilt and Necessity cannot do anything to him, but now something emerges which belongs to the experiences of the Way of Initiation. Along the Way of Initiation there is a secret connection between all that a man's egoism can make him do and that attitude of soul which is expressed by the word ‘Care.’ In that man who is far enough to look selflessly into the spiritual world, there is no care. Care is the companion of egoisms. And as little as some can perhaps believe that when Care is present, egoism has not disappeared, so true is it that on the long, self-denying path into the spiritual world, egoism must completely vanish. If man steps into the spiritual world and brings with him into it any trace of egoism, Care comes and reveals itself as a disturbing power. Here we have something of the dangers of initiation. In the material world, the kindly powers of the spiritual world take care to see that the power of Care cannot thus come near human beings. But the moment they grow together with the spiritual world, and learn to know powers which are at play there, such things as Care become disturbing forces. Some things may have been overcome by means of the keys which lead into the spiritual world, but Care slips through all key-holes. To be sure, if man is far enough, and faces Care bravely, Care becomes a power that can remove from him this last remnant of egoism. Faust goes blind. Why? He goes blind because the power of the last bit of egoism remaining in him is cancelled by the power of Care. The last possibility of personal enjoyment is removed. It gets darker and darker all round. Now his soul feels the last remnant of egoism when he has ordered the cottage to be pulled down, from whose site the selfish pleasure of satisfaction in his work could have been derived.
Now Faust's soul belongs to that world over which Care and all the disturbing elements which vex the body have no power, and he experiences what those about to be initiated into the spiritual world experience. He takes part as an outside observer, in events which he does not experience in the physical world, his own death and burial. He looks down from the spiritual world upon the physical world and upon all that happens to him as if it were another. The events concern now only those powers which are in the physical world. It would take us far to explain how Goethe now makes the ‘Lemures’ appear, which consist only of sinews and bones, so that they have no soul; they represent man at the stage before he has received a soul. But Faust himself is carried into the spiritual world. We see Mephistopheles fighting a last battle for Faust's soul—a significant and remarkable battle. If one were to divide this battle up into its details one would see what a deep knowledge of the spiritual world Goethe had. There lies the dying Faust. Mephistopheles fights for the soul. He knows that this soul can leave the body at several places. Here there is much to be learnt by those who read in one or other handbook how the soul leaves the body. Goethe is further. He knows that it is not always the same place, but that the soul's departure from the body in death depends entirely on the state of development of the person. He knows that the soul, while in the body, receives a shape corresponding to the body only because of the elastic power of love. Mephistopheles believes Faust's soul to be ready for the Kingdom of darkness. In that case it could have only the shape he describes as a ‘hideous worm.’ When a soul has given itself to its own powers, it can have only a shape expressing its virtues or vices. If Faust's soul were ripe for the Kingdom of darkness, its shape would have been as Mephistopheles thought. But now it is developed and is carried away, because its virtues are such as correspond to the spiritual world and spiritual worlds take possession of it. Next we meet those people who are, so to speak, the connecting units between the physical and the spiritual world, who stand as initiates in the physical world and range with their spirit into the spiritual world: supernatural men of experience and observers—so they are introduced to us. Goethe tells in his poem that he has inscribed as ‘Symbolum’ how two voices resound out of the spiritual world:
Here also Goethe is consistent with his knowledge. He represents the spirits which are not incarnate in the material world. But first he represents those to whom the name ‘Masters’ is often applied, who are incarnate in the material world. He represents them in the garb which was the handiest in his day, as ‘Pater Ecstaticus,’ ‘Pater Seraphicus,’ and ‘Pater Profundus.’ Concerning this he said to Eckermann: ‘In any case you will allow that the ending, where the rescued soul rises to heaven, was very difficult to do, and that I might have easily lost myself in vagueness with such supernatural, scarcely guessable things, unless I gave my poetic intentions a delimiting form and firmness by means of the sharply-outlined, ecclesiastical figures and ideas.’ Whoever heard here the lectures on ‘Christian Initiation’ will recognize again to what extent Goethe was initiated into those things. Thus Faust's soul rises through the regions, through which those souls have passed which have grown accustomed to the spiritual world and are active in it, and assist in bringing other souls into it. And then we see how Goethe lays down, so to speak, his ‘credo’—that ‘credo’ which marks him as a member of that spiritual-scientific stream, which has also so often been spoken of here, especially in the lecture ‘Where and how does one find the Spirit’3 in which an example was given of how man ‘lives’ himself into the spiritual world. There was mentioned the ‘black Cross with the red roses.’ Powers are awakened in the soul when man yields himself to this ‘Cross of roses,’ which represents in the black cross the sinking down of the sense world and in the red roses the blossoming up of the spiritual world. It represents what the abstract words say:
What man attains through spiritual understanding, through the power of the red roses, Goethe was well aware, and he confesses it: the red roses fall down from the spiritual world, as the immortal part of Faust is taken up. And so we see how Goethe really shows us the path of the human soul into the spiritual world. Some things could be presented only sketchily. For there is something peculiar about this ‘Faust’ of Goethe: it becomes deeper and even deeper, the more one grows into it, and only then one learns what Goethe can become for humanity. One learns to recognize what he will one day become, if Spiritual Science or Anthroposophy will illuminate Goethe's esoteric poetry, where he speaks of the spiritual world from his own experiences. Goethe depicts realistically what he knows to be facts of the spiritual world. This second Part of Faust is a realistic Poem—closed of course to those who do not know that the spiritual worlds are realities.4 What we have are not ‘symbols,’ but only a poetic clothing up of quite realistic, albeit supernatural events, such as the soul experiences when it becomes one with the world that is its original home; when it feels itself possessed, not of knowledge which is only an abstraction, a growing together with sense observation or abstract understanding, but of knowledge which is a real fact of the spiritual world. Certainly one will for a long time yet be far from an understanding of Goethe's ‘Faust;’ for one will first have to learn the language of ‘Faust’ if one wants to get inside it. One can take up commentary after commentary: not only once are the words explained by otherwise quite clever people. As Wagner sees the ‘Homunculus’ sprouting in the retort, he says—(you can read in commentaries what his words are supposed to mean):
I say it as wrongly as all those since Goethe have said, who make it mean that Wagner has the conviction that the Homunculus will come into being: ‘The conviction in Wagner is working clearer!’ And the explainers of ‘Faust’ imagine they can ladle out the whole of its depth with such trivialities! Certainly our age, which has also another word coined by Goethe in its mouth, viz. ‘superman,’ without grasping its deeper meaning, could not explain these words otherwise. Their true meaning, however, is this: that which is conceived in the physical world is a ‘conception’ (‘Zeugung ‘); that which is conceived here in the astral world is a ‘super-conception,’ (Uberzeugung—conviction). One has first to learn how to read Goethe, when like all great minds, he makes his own words. Then one will be able to measure the whole earnestness, out of which the Faust arose. Then one will, above all, not commit the triviality of understanding the final words of Faust to mean by ‘eternal-feminine,’ something which has to do with the feminine in the sense-world. The ‘eternal-feminine’ is that power in the soul which lets itself be fertilized by the spiritual world, and thereby grows together in its clairvoyant and magical deeds with the spiritual world. What can be fertilized there is this ‘eternal-feminine’ in every human being, which draws him up to the spheres of the eternal; and Goethe has depicted in Faust this course of growth of the eternal feminine into spiritual worlds. Look round in the physical world: we really see everything properly for the first time, when we see in it, not the true reality, but a symbol of eternity. This eternity is experienced by the soul when it passes the gates into the spiritual world. There it experiences what can be explained in matter-of-fact sense terms, if they are used in a quite special way. On this point Goethe has also expressed himself—and as a great warning for all who of set opinion insist in abstractions concerning something or other. In two successive poems Goethe has expressed, like a great exhortation to mankind, that when someone speaks of a thing in the spiritual world, he can express it in diametrically opposite views. In the first poem he says:
While he here gives utterance to the thought of his ‘eternal flux’ philosophy, he says immediately afterwards in the next poem:
While the opposite thoughts of the sense-world are used as the contrasted reflexions of the super-sense world, the latter cannot be described in terms of the former. Material words are always insufficient when used in a special sense. So we see how Goethe, while representing the ‘indescribable’ from the most diverse sides, causes it to be done before the eyes of the spirit. What is ‘unattainable’ for the material world is within the reach of spiritual vision, if the soul schools itself in that part which can be developed by means of the powers which Spiritual Science can give it. It is not for nothing that Goethe makes that work in which he has exposed the most exquisite and richest of his experiences, ring forth in a ‘Chorus Mysticus,’ which of course must contain nothing trivial. For in this Chorus Mysticus he points out to us how that which is indescribable in material words is done, when the language of imagery is used: how the soul, by means of the eternal womanhood in it is drawn into the spiritual world.
In such words could Goethe speak of the way to the spiritual world. In such words could he speak of the powers of the soul, which when developed, lead mankind step by step into the spiritual world.
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