34. From the Contents of Esoteric Classes III: 1913–1914: Theosophical Congress in Amsterdam
Rudolf Steiner |
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It must be the nature of the spirit to express itself through other instruments in a different way. Experimental science has thus confirmed the fundamental truth of all deeper religious world views that the spirit in human day-consciousness has only one of its revelations. |
The science of the intellect can only recognize the outside of the world. It speaks of forces and laws. The occultist sees behind these forces and laws. And he then perceives that these are only the outer shell for living entities, just as man's body is the shell for soul and spirit. |
It was interesting to hear these discussions about the way in which the human being can be integrated into the general laws of the world. A paper by Bhagavän Däs (Benares) on the “Relationship between Self and Non-Self” was read out. |
34. From the Contents of Esoteric Classes III: 1913–1914: Theosophical Congress in Amsterdam
Rudolf Steiner |
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From June 19 to 21, 1904, the Federation of European Sections of the Theosophical Society held its congress in Amsterdam. The members of the Dutch section were tasked with taking care of all the work to be done at the meeting location. And they took on this truly difficult task in a way that must ensure them the full recognition and warmest thanks of the European sections, who were their guests this time. They organized the three-day proceedings in the most dignified and meaningful way, interspersing the actual Theosophical meetings with artistic performances that included musical and declamatory performances. These performances were not organized with outside artists, but by the members of the Dutch section themselves. It is only with heartfelt satisfaction that one can look back on what was offered there. It has testified to the tireless work and successful propaganda of the great spiritual movement in Holland. It already has almost eight hundred members there. The proceedings of the congress will now be outlined in a few strokes. — Annie Besant chaired the meeting. She returned to Europe a few weeks ago from an eighteen-month stay in India. It was good that she was able to lead the proceedings. Everyone who understands the true meaning of the important spiritual movement embodied in the Theosophical movement knows this. After the death of H.P. Blavatsky, the spiritual leadership of the Society passed to Annie Besant. This must be counted as a good karma for the Society. In everything that comes from this woman lives the power by which the Society must be guided if it is to fulfill its mission. This mission consists in elevating present-day civilization to a spiritual life. This civilization has achieved untold intellectual and material cultural work. It has enormously expanded humanity's outlook and outer work and will continue to expand it even further. The spiritual deepening was bound to suffer. The nineteenth century lacked the spiritual direction, it lacked the spiritual life that gave impulses to earlier great epochs of human development. That was the necessary fate of cultural development. For when man's energy is particularly expressed in one direction, it must withdraw its activity somewhat in the other. At present, however, we have again reached the point where spiritual life must be added to our culture if it is not to become completely externalized, and if humanity is not to lose touch with spiritual experiences. This mission of the Theosophical Society is now expressed completely in everything Annie Besant does and says. The highest task of our time is the innermost impulse of her own soul. Knowledge and will, insight and ideal of our time are united in Annie Besant, to be fertilized by her own highly developed spiritual life as a force emanating from her and to communicate as such to her fellow human beings. Where she speaks, the spirit of the audience is raised to the heights of divine knowledge and their hearts are filled with enthusiasm for the spiritual currents of humanity. And so it was when she gave her magnificent opening address at the Amsterdam Congress. She set out the conditions under which the work of the Society must be carried out. The question of the “why” and “wherefore” of the gathering was answered by her in broad strokes. She described the theosophical movement as part of the great spiritual movement that is taking hold of the whole world today. The spiritualization of the whole civilization must be achieved. A glance at this civilization teaches this. In the material, this civilization lives itself out. In a science that seeks to understand the material, in an industry and technology that serves the outer life, in a traffic that makes the material interests of the whole earth more and more common. But all this lacks the spiritual. Our knowledge is a mind knowledge, our commercial prosperity promotes external well-being. But this science on the one hand and material prosperity on the other are only an external form of culture, not its inner life. To everything we have conquered, the heart and the life must be added. We must again include the divine ideal in our will; then all externals will no longer be an end in themselves, but only the outer garment, only the form of civilization. The spirit must fill the body of our civilization if it is to endure. And to fill this body with the spirit is the purpose for which the Theosophical movement has been called into being. It starts from the most ancient thoughts of mankind, from that wisdom which in primeval times raised our race to its present level of consciousness, and which has always been effective in all great progress. These thoughts, this wisdom are essentially as old as humanity. Only their forms must change according to the different needs of different times. Theosophy does not ascribe the origin of wisdom to an external, random development. Rather, it derives it from the brotherhood of the great leaders of humanity. These are the beings who have already achieved the high degree of perfection in the past that the average human being will strive for in the future. Such advanced brothers of the human race use their degree of perfection to help the rest of humanity to progress. Their work is done in secret. It must be done in secret because it is too high to be understood by the masses. They are the custodians of the divine ideals. From time to time they send their emissaries into the world to give it great cultural impulses. The great world religions owe their origin to such impulses; all cultural achievements owe their foundations to them. One such impulse has been sent into the world in recent times, leading to the founding of the Theosophical Society by H.P. Blavatsky and H.S. Olcott. Its aim is to remind mankind that thought is greater than expression, spirit greater than form. It seeks to show that science must regain its knowledge not only of the sensual but also of the supersensible worlds, that the heart should not cling only to material goods but should open itself to the divine ideal. Above and beyond the material gain that each individual can derive from our present means of culture stands the general spiritual uplift of the whole of mankind. All the prosperity that humanity strives for should be sought only in order to build a dwelling for the spirit on this earth. And this dwelling is worthy only if it is suffused with beauty. But beauty is only possible when it emanates from the spirit. Our material culture cannot have true art unless it conquers true faith again. From the art of the Middle Ages, the faith of medieval humanity shines out to us. Its painters allowed themselves to be inspired by the religious feeling that lived in their hearts. The content of faith gave meaning and significance to the lines and colors of the artists. A new content of thought, appropriate to the imagination of contemporary humanity, is what Theosophy seeks to bring to bear. And the new content of thought will be the creator of a new art. This is a task of our time. All nobler spirits feel this. The striving towards it is noticeable everywhere. The Theosophical Society wants to be a leader, a vanguard in this movement. It wants to inspire individual men and women for this goal, which is currently felt so clearly. And in this way it unites the striving for tolerance and universal love of humanity. These have always been the forces from which the great advances of humanity have emerged. What individual cultural movements strive for, the theosophical current seeks to form into a great unity. It seeks to overcome narrow-mindedness and intolerance. For only in united striving can humanity today achieve its goal. The Theosophical Society does not exist for the selfish pursuit of its members. It is a mistake to join it for the purpose of one's own advancement. It wants to be there for humanity, it wants to work in its service. One should become a member of the Society only to be a channel through which flows a knowledge that promotes human progress. The Society does not grow when its membership increases daily, but when these members grow in confidence and insight into their lofty task with each passing day. The justification of the Society lies in the change that has taken place in human thinking over the last thirty years. Today, people no longer look down on those who no longer focus solely on the material side of culture. The heart begins to expand, and people have an appreciation again for those who strive for the spiritual. Our materialism became so powerful because our devotion had become so weak. But the person who is unable to ascend to spiritual heights in adoration closes himself off. But devotion opens the heart and mind. We rise to that which we behold in devotional love and high esteem. The call for such deepening has gone out to those who have united in the “Theosophical Society”; they shall be good helmsmen for the path that is mapped out for the present civilization. The individual sections were represented by their general secretaries: the English section by Bertram Keightley, the Dutch section by W. B. Fricke, the French section by Dr. Th. Pascal, and the German section by Dr. Rudolf Steiner. Unfortunately, the general secretary of the Italian section, Decio Calvari, could not be present. Johan van Manen conducted the business of the congress and also gave his report at the meeting on June 19, 1904. His work deserves special mention. He had an enormous workload during the preparations for the meeting and during the meeting itself. One could only admire the willingness to make sacrifices, the prudence and energy of this member of the Theosophical Society. On the evening of June 19, a public lecture was held. Annie Besant spoke on “the new psychology”. She outlined the change that has taken place in the last forty years in the prevailing views on the nature of the mind. Forty years ago, materialism, in the form of men like Büchner and Vogt, could claim that the brain secretes thoughts like the liver secretes bile. Since that time, people have abandoned the belief that the nature of the mind can be known by studying the mechanism of the brain. Today we know that such a process would be the same as trying to penetrate the secrets of a Mozart or Beethoven creation by studying the hammers and keys of a piano. The phenomena of dream life have been studied, and those manifestations of consciousness that occur in abnormal states of the physical body have been studied in depth. This has led to the conviction that the spiritual is an independent entity in man, and that the way in which it manifests itself in the ordinary state is only one of its forms. Only this form, this mode of expression, is conditioned by the physical structure of the human senses and the human brain. It must be the nature of the spirit to express itself through other instruments in a different way. Experimental science has thus confirmed the fundamental truth of all deeper religious world views that the spirit in human day-consciousness has only one of its revelations. It has shown that through certain processes (in trance, etc.) forms of consciousness arise in man in which he is quite different from his so-called normal consciousness. Thus it is also scientifically justified not to seek the truth only through the form of consciousness that comes to us in everyday life, but to rise to higher forms of consciousness in order to get to know the higher worlds. The other works of the congress were dealt with in such a way that departments were formed according to the subject matter, in which corresponding lectures were held. It became clear how Theosophy has already extended its work to all branches of modern spiritual life and to social ideals. Theosophists seek to bring the suitability of their goals to bear in all branches of culture, and they also seek to integrate their thoughts and ideals into the endeavors of the present everywhere. The individual departments were as follows: 1. Science; 2. Comparative Religion; 3. Philology; 4. Human Brotherhood; 5. Occultism; 6. Philosophy; 7. Theosophical Method of Work; 8. Art. In the scientific section, a paper by Dr. Pascal on the “Nature of Consciousness” was read. The author had subtly combined the basic tenets of Theosophy with modern ideas. This was followed by a suggestion from Ludwig Deinhard (Munich). He pointed out the various experimentally determined states of consciousness (multiplex personality), explained them lucidly, and called on those who had developed higher states of consciousness within themselves to also put their experiences at the service of the theosophical basic views (reincarnation and karma). This was followed by a stimulating discussion of the “Development of a Second Personality” by Alfred R. Orage (Leeds). The two presentations followed on nicely from what Annie Besant had presented in her lecture on “the new psychology”. From the proceedings of this section, it can only be stated that Emilio Scalfaro (Bologna), Arturio Reghini (Italy) and Mrs. Sarah Corbett (Manchester) presented papers on important questions of space, matter and other topics. The wealth of material presented cannot be covered in a short summary, especially since lectures were held in different rooms at the same time and it was only possible for individuals to attend a part of each. The works will also be published in a detailed congress report (yearbook of the congress) and will thus be accessible to everyone. Therefore, only a few things will be reported here. In the section on comparative religion, the following was available: “The Religion of the Future - a View of Vaishnavism” by Purnendu Narayana Sinha (India). In the section on “human brotherhood”, there was a treatise on community life among so-called primitive peoples by Mme Emma Weise (Paris). Works of this kind are important for the theosophist because they point to conditions in which the principle of brotherhood was effective as a natural law of the soul in human tribes. Progress had to lead necessarily to separation and to egoism. But this is only a transitional epoch. Seclusion must give way to selfless devotion, to ethical brotherhood, again, at a higher level, to what was once innate in man at a lower level. The social coexistence of people was the subject of the lectures by D. A. Courmes (Paris) and S. Edgar Aldermann (Sacramento, Cal.). In the “Occultism” section, Annie Besant spoke about the “Nature of Occultism”. She pointed out H.P. Blavatsky's saying that occultism is the study of the universal world spirit in all of nature. The occultist recognizes that everything that can be perceived in the world is based on a universal spirit; and that the world of appearances only gives the forms, the expressions of this hidden (occult) world spirit. This conviction is expressed in all great world religions, and occultists find the real foundations of religions confirmed by their own experience. The science of the intellect can only recognize the outside of the world. It speaks of forces and laws. The occultist sees behind these forces and laws. And he then perceives that these are only the outer shell for living entities, just as man's body is the shell for soul and spirit. From the lower forms that hide behind the forces of nature, to the exalted world spirits, whom he addresses as Logoi, the occultist pursues the spiritual realm according to his ability. But in order to recognize this world as a reality, he must go through a careful training. He must achieve two things. First, he must expand his consciousness so that it can embrace higher worlds, just as the ordinary conscious mind dominates the physical world. Second, he must develop the higher senses, which can perceive in these worlds as eyes and ears perceive in the physical world. The first goal, the expansion of consciousness, depends on man learning to control his thoughts. In ordinary life, man is controlled by his thoughts. They come and go, dragging the consciousness hither and thither. The occultist must be master of the course of his thoughts. He regulates their course. It is in his power to decide which thoughts he will allow to enter and which he will reject. This goal can only be achieved through the most diligent self-education. Once you have prepared yourself in this way, you can begin to develop the higher senses. As long as a person is still under the influence of his passions, desires and instincts, the possession of higher senses can only be harmful to him. A pure, selfless life is a matter of course for the occultist. The personal desires he harbors of his own accord take shape in the higher worlds. Man himself is the author of these forms. If he begins to see these forms, he is exposed to the danger of mistaking his own personal creations of desire and longing for objective realities. These products of his body of desire and longing are hidden from the average person. If they are not to become the source of serious errors and illusions for the developed higher senses, they must fade from view. The occultist must personally be without desire. There is a further danger that man may mistake the fragments of higher worlds that present themselves to his open eyes for exhaustive realities. The occultist must learn to recognize all this. What particularly hinders the development of occult abilities is the haste and rush with which some disciples want to advance. These arise from personal impatience and restlessness. But the occultist must develop complete inner calm and patience. He must be able to wait until the right time for inspiration has come. He must wait patiently until he is given what he should not take in greed. He must do everything to enable the voices from the spiritual world to speak to him at the right moment; but he must not have the slightest belief that he can force these voices to come. He who is proud because he believes he knows more than others cannot become an occultist. This is why occultists speak of the heresy of separatism. If a person wants something for himself, if he does not want to possess everything in community, then he is immature for occultism. Every separation, every striving for personal self-interest, even if it is of the highest spiritual nature, kills the occult senses. The dangers of the occult path are great. Only patience and selflessness, willingness to make sacrifices and true love can make the occultist. One of Leadbeater's letters, which was intended for this section, included some interesting remarks about the astral forms that are evoked by musical works of art. A sonata by Beethoven or a piano piece by Mozart can be characterized by the architecture that the clairvoyant can perceive in the astral space. In the “Philosophy” section, Dr. Rudolf Steiner gave a lecture on “Mathematics and Occultism”. He assumed that Plato demanded a mathematical education from his students, that the Gnostics referred to their higher wisdom as mathesis and that the Pythagoreans saw the basis of all being in number and form. He explained that they all had not the abstract mathematics in mind, but that they meant the intuitive vision of the occultist, who perceives the laws in the higher worlds with the help of a spiritual sensation that presents in the spiritual that which music is for our ordinary sensual world. Just as air, through vibrations that can be expressed in numbers, arouses musical sensations, so the occultist, if he prepares himself by knowing the secrets of numbers, can perceive spiritual music in the higher worlds, which, with particularly high development of the human being, intensifies to the sensation of the music of the spheres. This music of the spheres is not a figment of the imagination; it is a real experience for the occultist. By incorporating the arithmetics into his own being, by permeating his astral and mental body with the intimate sense that is expressed in the numerical relationships, the human being prepares himself to let hidden world phenomena have an effect on him. In more recent times, the occult sense has withdrawn from the sciences. Since Copernicus and Galileo, science has been concerned with conquering the physical world. But it is in the eternal plan of human development that physical science, too, should find access to the spiritual world. In the age of physical research, mathematics has been enriched by Newton and Leibnitz's analysis of the infinite, by differential and integral calculus. Those who seek not only to understand in the abstract but to experience inwardly what a differential really represents will gain a view that is free of sensuality. For in the differential, the sensual view of space is overcome even in the symbol; for moments, human cognition can become purely mental. To the clairvoyant, this reveals itself in that the thought form of the differential is open to the outside, in contrast to the thought forms that a person receives through sensual observation. These are closed to the outside. Thus, through the analysis of the infinite, one of the paths is opened through which the higher senses of the human being open to the outside. The occultist knows what happens to the chakra (lotus flower) between the eyebrows when he develops the spirit of the differential within himself. If the mathematician is a selfless person, he can lay what he has achieved in this way on the general altar of human brotherhood. And the seemingly driest science can become an important source for occultism. In the same section, Gaston Polak (Brussels) spoke about symmetry and rhythm in man. It was interesting to hear these discussions about the way in which the human being can be integrated into the general laws of the world. A paper by Bhagavän Däs (Benares) on the “Relationship between Self and Non-Self” was read out. Since this paper will soon be available in book form, a summary can be dispensed with here, which would also be rather difficult due to the subtle form of the train of thought. In the section on the “Method of theosophical work”, the remarks of Ms. Ivy Hooper (London) were of great importance. She emphasized that the essential thing for the theosophist is not the dogmatic forms in which the spirit, the spiritual life is expressed, but this spirit, this life itself. It is commendable that this has been said with such clarity. We can express the spirit with Christian as well as with oriental symbols, if only we preserve this spirit. Where Christian symbolism is better understood, the Theosophist may make use of it. For one can be a good Theosophist without knowing anything about the dogmas in which spiritual wisdom was necessarily taught in the beginning. The Theosophical Society is supposed to be the bearer of this wisdom; but it should change the forms according to necessity. Buddhist formulas and oriental dogmas must not be confused with the theosophical spirit. Theosophy has no dogmatics. It only wants to be spiritual life. A section on “Art” showed how the Theosophical worldview can also bring light to this area. Jean Delville (Brussels), for example, developed something spiritual in his lecture on the “Mission of Art.” Ludwig Deinhard (Munich) took this opportunity to present a treatise by the German painter Fidus, in which the latter expresses his Theosophical view of the secrets of art. On Tuesday afternoon, the congress concluded with a short address by Annie Besant and expressions of thanks to our Dutch Theosophists from the attending general secretaries. That evening, there was another public lecture by Dr. Hall on the human aura, illustrated with slides. An exhibition of works of art of particular interest to Theosophists had been organized and could be viewed during the entire duration of the congress. London was chosen as the venue for next year's congress. |
185. From Symptom to Reality in Modern History: Symptomatology of Recent Centuries
19 Oct 1918, Dornach Tr. A. H. Parker Rudolf Steiner |
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The soul of this epoch is comprised in three words (fraternity, liberty and equality), but they are not understood. It is unable therefore at first to find social embodiment and this leads to untold confusion. It cannot find any external social embodiment, but significantly, is present as the ‘demanding soul,’ a soul in search of embodiment. |
‘The materialist conception of history starts from the principle that production, and with production the exchange of its products, is the basis of every social order ... the ultimate causes of all social change and political revolutions are to be sought not in the minds of men ... but in changes in the mode of production and exchange’ (Marx: Anti-Dühring). ‘The mode of production of the material means of existence conditions the whole process of social, political and intellectual life. It is not the consciousness of men that determines their existence, but it is their social existence which determines their consciousness’ (Marx: Preface to the Critique of Political Economy). |
185. From Symptom to Reality in Modern History: Symptomatology of Recent Centuries
19 Oct 1918, Dornach Tr. A. H. Parker Rudolf Steiner |
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Yesterday I attempted to sketch in broad outline the symptoms of the recent historical evolution of mankind and finally included in this complex of symptoms—at first not pursuing this in greater detail, for we shall have time for that later on, but confining ourselves more to the general characteristics—the strange figure of James I, King of England, at the beginning of the seventeenth century. This enigmatic figure appeared on the stage of history midway between the beginning of the fifth post-Atlantean epoch and the nineteenth century, a century that was important and decisive. It is not my task today—we can discuss this later—to speak of the many mysteries associated with the personality of James I. I must, however, draw your attention to the strange part, strange in a symptomatic manner, which James I plays in contemporary history. He was a man who was a bundle of contradictions and yesterday I attempted to show two contradictory aspects of his character. One can point to his virtues or his defects, according to one's point of view. James's whole environment, the framework of the political and social conditions which developed out of the conditions I have described to you—his reign which saw the emergence of the idea of the state born of the national impulse and witnessed the rise of the parliamentary system of government or at least of a democratic system tending towards liberal ideas—this world was wholly alien to him, it was a world in which he was never really at home. If we look a little more closely at what characterizes the entire post-Atlantean epoch from the point of view of the birth of the Consciousness Soul, we shall have a clearer understanding of James I. We then see him as a personality who exhibits that radical contradiction that we so easily associate with personalities of the era of the Consciousness Soul. In the epoch of the Consciousness Soul the personality lost the value it owed in former times to the instinctive life, because it had not yet fully developed self-awareness. In earlier epochs the personality expressed itself with elemental force—and I hope I shall not be misunderstood if I say this—with brute force, with an animal force that was nonetheless endowed with soul and human attributes. The personality expressed itself instinctively, it had not yet emerged from the group soul. And now it had to break free, to become self-sufficient and stand on its own feet. Consequently the personality was faced with a strange and paradoxical situation. On the one hand, everything that had formerly existed for the purposes of personal satisfaction was sloughed off, the instincts were blunted and henceforth the soul had gradually to become the seat of the personality. In brief, the soul had to take full command. That a contradiction exists is evident from what I said yesterday. Whereas in earlier times, when the personality had not developed self-consciousness, men had been creative and had assimilated the creative forces of their culture, these creative energies were now exhausted and the soul had become sterile. And yet the soul occupies the central place in man's being; for the essence of the personal element is that the self-sufficient soul becomes the focal point of man's being. Consequently great personalities of antiquity such as Augustus, Julius Caesar, Pericles—and I could mention many others—will never be seen again. The dynamic, elemental energy of the personality declines and there emerges what is later called the democratic outlook which, with its egalitarian doctrine, standardizes the personality. And it is precisely in this egalitarian process that the personality seeks to manifest itself—truly a radical contradiction! Now everyone's station in life is determined by his Karma. It was the karmic destiny of James I to occupy the throne. In the epoch of the Persian Kings, of the Mongol Khans and even in the century when the Pope crowned the Magyar Istwan I1 with the sacred crown of St. Stephen, the personality counted for something in a position of authority, he regarded himself as the natural heir to his position. In the position he occupied, even in his position as Sovereign, James I resembled a man dressed in an ill-fitting garment. One could say that in relation to the duties and responsibilities that devolved upon him he was, in every respect, like a man dressed in a garment that ill became him. As a child he had been brought up as a Calvinist; later he was converted to Anglicanism, but fundamentally he was indifferent to both confessions. In his heart of hearts he felt all this to be a masquerade which was foreign to him. He was called upon to rule as sovereign in the coming age of parliamentary liberalism which had already been in existence for some time. In conversation with others he was intelligent and shrewd, but nobody really understood what he wanted because all the others wanted something different. He came of an old Catholic family, the Stuarts. But when he ascended the throne of England the Catholics were the first to realize that they had nothing to hope for from him. In 1605 a group of Catholics drew up plans to blow up the Houses of Parliament when the King and his chief ministers were present. They planted twenty barrels of gunpowder in the cellar beneath the parliamentary building. This was the famous Gunpowder Plot. The conspiracy failed because a Catholic fellow-conspirator betrayed the plot, otherwise James I would have been blown up together with his parliament. James I was a misfit because he was a personality, and the personality has something singular, something unusual in its make-up. It is characterized by a certain detachment, a certain self-sufficiency. But in the era of the personality everyone wishes to be a personality and that is the inherent contradiction of this epoch. We must always bear this in mind. It is not that one rejects the idea of king or pope; it is not a question of suppressing these offices, but simply that if a king or a pope already exists, everyone would like to be pope, everyone would like to be king. Thus papacy, royalty and democracy would be realized at the same time. All these things come to mind when we consider the symptom typified by this strange personality, James I. He was in every respect a man of the new age and was involved in this age with all the contradictions latent in the personality. As I mentioned yesterday those who characterized him from the one angle were mistaken, and those who characterized from the other angle were equally mistaken; and the picture of him which we derive from his writings is also misleading. For even what he himself wrote does not give us any clear insight into his soul. Thus, if we do not consider him from an esoteric point of view he remains a great enigma on the threshold of the seventeenth century, occupying a position which, from a certain point of view, revealed in the most radical fashion the dawn of the impulse of modern times. I spoke yesterday of the developments in Western Europe and of the difference between the French and English character. This differentiation began to show itself in the fifteenth century, and this turning point was signalized by the appearance of Joan of Arc in 1429. And we saw how, in England, the emancipation of the personality was associated with the aspiration to extend the principle of the personality to the whole world, how in France the emancipation of the personality—in both countries originating in the national idea—was associated with the aspiration to lay hold of the inner life as far as possible and to make it autonomous. This was the situation in which James I found himself at the beginning of the seventeenth century, a personality who typified all the contradictions inherent in the personal element. In characterizing symptoms one must never seek to be over scrupulously explicit, one must always leave room for something unexplained, otherwise one makes no headway. And this is why I prefer not to provide you with a neatly finished portrait of James I, but to leave something to the imagination, something to reflect upon. A radical difference between the English and French make-up became increasingly evident. Out of the chaos of the Thirty Years' War there developed in France an increasing emphasis upon what may be called the idea of the state. If one wishes to study the consolidation of the state idea one need only take the example, though the example is somewhat unusual, of the French national state and its rise to power and splendour under Louis XIV and its subsequent decline. We see how within this national state the first shoots then develop into that widespread emancipation of the personality which is the legacy of the French Revolution. The French Revolution brought to the fore three impulses of human life which are fully justified—the desire for fraternity, liberty and equality. But I have already indicated on another occasionT1 how, within the framework of the French Revolution, this triad, fraternity, liberty and equality, conflicted with the genuine evolution of mankind. When dealing with the evolution of mankind one cannot speak of fraternity, liberty and equality without relating them in some way to the tripartite division of man. In relation to the community life at the physical level mankind must gradually develop fraternity in the epoch of the Consciousness Soul. It would be the greatest misfortune and a sign of regression in evolution if, at the close of the fifth post-Atlantean epoch, the epoch of the Consciousness Soul, mankind had not developed fraternity at least to a large extent. But we can only fully understand fraternity if we think of it in connection with community life, the physical bond between man and man. Only at the level of the psychic life is it possible to speak of liberty. It would be a mistake to imagine that liberty can be realized in the external, corporeal life of the community; liberty, however, can be realized between individuals at the psychic level. One must not envisage man as a hybrid unity and then speak of fraternity, liberty and equality. We must realize that man is divided into body, soul and spirit, that men only attain to liberty when they seek to become inwardly free, free in their soul life, and can only be equal in relation to the spirit. That which lays hold of us spiritually is the same for all. Men strive for the spirit because the fifth post-Atlantean epoch, the era of the Consciousness Soul, strives for the Spirit Self. And in this aspiration to the spirit all men are equal, just as in death all men are equal, as the popular adage says. But if one does not apportion fraternity, liberty and equality rightly amongst these three different vehicles of man, but simply assigns them indiscriminately, saying: man shall live fraternally on earth, he shall be free and equal—then only confusion results. Considered as a symptom, the French Revolution is extraordinarily interesting. It presents—in the form of slogans applied haphazardly and indiscriminately to the whole human being—that which must gradually be developed in the course of the epoch of the Consciousness Soul, from 1413 to the year 3573, with all the spiritual resources at man's disposal. The task of this epoch is to achieve fraternity on the physical plane, liberty on the psychic plane and equality on the spiritual plane. But without any understanding of this relationship, confusing everything indiscriminately, this quintessence of the fifth post-Atlantean epoch appears in the French Revolution in the form of slogans. The soul of this epoch is comprised in three words (fraternity, liberty and equality), but they are not understood. It is unable therefore at first to find social embodiment and this leads to untold confusion. It cannot find any external social embodiment, but significantly, is present as the ‘demanding soul,’ a soul in search of embodiment. All the inner soul life which must inform this fifth post-Atlantean epoch remains uncomprehended and cannot find any means of expression. And here we are confronted with a symptom of immense importance. When that which is to be realized in the course of the coming epoch manifests itself almost violently at first, we are far removed from that state of equilibrium which man needs for his development, far removed from those forces which are innate in men through their connection with their own particular hierarchies. The beam of the balance dips sharply to one side. In the interplay between the Luciferic and Ahrimanic influences it dips sharply to the side of Lucifer as a result of the French Revolution. This provokes a reaction. I am here speaking more than figuratively, I am speaking imaginatively. You must not read too much into the words; above all you must not take them literally. In what appeared in the French Revolution we see, to some extent, the soul of the fifth post-Atlantean epoch without social embodiment, without corporeal existence. It is abstract, purely emotional, a soul in search of embodiment ... and this can only be realized in the course of millennia, or at least in the course of centuries. But because in the course of evolution the balance inclines to one side, it provokes a reaction and swings to the other pole. In the French Revolution everything is in a state of ferment, everything runs counter to the rhythm of human evolution. Because the balance inclines to the opposite pole a situation now arises where everything (no longer in a state of equilibrium, but alternating between the Luciferic and Ahrimanic poles) is once again fully in accordance with the human rhythm, with the impersonal claims of the personality. In Napoleon there appears subsequently a figure who is fashioned entirely in conformity with the rhythm of the personality, but with a tendency to the opposite pole. Seven years of sovereignty, fourteen years of imperial splendour and harassment of Europe, the years of his ascent to power, then seven years of decline, the first years of which he spent once again in disrupting the peace of Europe—all in accordance with a strict rhythm: seven years, then twice seven years and then again seven years, a rhythm of septennia. I have been at great pains (and I have alluded to this on various occasions) to trace the soul of Napoleon. It is possible, as you know, to undertake these studies of the human soul in divers ways by means of spiritual scientific investigation. And you will recall no doubt how investigations were undertaken to discover the previous incarnations of Novalis.2 I have been at great pains to follow the destiny of Napoleon's soul in its journey after his death. I have been unable to find it and do not think I shall ever be able to find it, for it is probably not to be found. And this no doubt accounts for the enigma of Napoleon's life that unfolds with clockwork precision in seven-year rhythms. We can best understand this soul if we regard it as the complete antithesis of a soul such as that of James I, or again as the antithesis of the abstraction of the French Revolution: the Revolution all soul without body, Napoleon all body without soul, but a body compounded of all the contradictions of the age. In this strange juxtaposition of the Revolution and Napoleon lies one of the greatest enigmas of contemporary evolution. One has the impression that a soul wanted to incarnate in the world, appeared without a body, clamoured for incarnation amongst the revolutionaries of the eighteenth century, but was unable to find a body ... and that only externally a body offered itself, a body which for its part could not find a soul, i.e. Napoleon. In these things there are more than merely ingenious allusions or characterizations, they harbour important impulses of historical development. They must of course be regarded as symptoms. Here, amongst ourselves, I use the terminology of spiritual science. But what I have just said could equally well be said anywhere if clothed in slightly different terminology. When we attempt to pursue further the symptomatology of recent times we see the English character unfolding in successive stages in relative peace. Up to the end of the nineteenth century it developed fairly uniformly, it shaped the ideal of liberalism in relative peace. The development of the French character was more tempestuous, so much so that when we follow the thread of events in the history of France in the nineteenth century we never really know how a later event came to be associated with the previous event; they seem to follow each other without motivation so to speak. The major feature of the historical development of France in the nineteenth century is this absence of motivation. No reproach is implied here—I am speaking quite dispassionately. I merely wish to characterize. We shall never be able to understand the whole symptom-complex of contemporary history if we do not perceive, as I mentioned yesterday, that in everything that takes place, both on the external plane or on the plane of the inner life, something else to be at work which I would like to characterize as follows. Even before the dawn of the fifth post-Atlantean epoch, the epoch of the Consciousness Soul, one already sensed its approach. Certain sensitives had a prophetic intimation of its advent and they felt its true character. They felt that the epoch was approaching when the personality was destined to emancipate itself, that in a certain respect it would be an unproductive era, an era without creative energy, that especially in the cultural field which fertilizes both the historical and the social life, it would be compelled to live on the legacy of the past. This is the real motive behind the Crusades which preceded the epoch of the Consciousness Soul. Why did the people of Europe take up arms in order to recover the Holy Land and the City of Jerusalem with the Holy Sepulchre? Because they were neither able, nor willing, in the era of the Consciousness Soul, to search for a new mission, for an idea that was new and original; they endeavoured to recover the true form and substance of the ancient traditions. ‘To Jerusalem’ was the watchword—in order to rediscover the past and incorporate it in evolution in a form different from that of Rome. People sensed that the Crusades marked the dawn of the era of the Consciousness Soul with its characteristic sterility. And it was in connection with the Crusades that there was founded the Order of the TemplarsT2 which was suppressed by Philip the Fair. With this Order the oriental mysteries were introduced into Europe and left their impress on European culture. It is true that Philip the Fair had the members of the Order executed as heretics and their wealth confiscatedT3 but the Templar impulses had penetrated into European life through various channels and continued to exercise an influence through the medium of numerous occult lodges which then began to work exoterically and so gradually built up opposition to Rome. On the one side stood Rome, alone at first; then she allied herself with the Jesuits. On the other side was ranged—closely connected with the Christian element and completely alien to Rome—everything that of necessity had to stand in opposition to Rome and which even Rome felt, and still feels, to be a powerful body of opposition. How is one to account for the fact that, in the face of what I described yesterday as the suggestive power of this universalist impulse which emanated from Rome, people in the West came to accept and adopt gnostic teachings, ideas, symbols and rites which were of oriental provenance? What was the deeper underlying impulse behind this phenomenon? If we look into this question we shall be able to discover the real motive behind it. The Consciousness Soul was destined to emerge. As a bulwark against the Consciousness Soul Rome wished to preserve, and still preserves today, a culture based on suggestionism, a culture that is calculated to arrest man's progress towards the development of the Consciousness Soul and keep him at the level of the Rational or Intellectual Soul. This is the real battle which Rome wages against the tide of progress. Rome wishes to cling to an outlook which is valid for the Rational Soul at a time when mankind seeks to progress towards the development of the Consciousness Soul. On the other hand, in progressing towards the Consciousness Soul mankind in effect finds itself in a most unhappy position which for the vast majority of people during the first centuries of the era of the Consciousness Soul and up to our own time was felt at first to be rather disturbing. The epoch of the Consciousness Soul demands that man should stand on his own feet, be self-sufficient and, as personality, emancipate himself. He must abandon the old supports. He can no longer allow himself to be persuaded into what he should believe; he must work out for himself his own religious faith. This was felt to be a dangerous precedent. When the epoch of the Consciousness Soul dawned it was instinctively felt that man was losing his former centre of gravity ... and must find a new one. But on the other hand if he remains passive, what are the possibilities before him? One possibility is simply to give him a free hand in his search for the Consciousness Soul, to set him free to develop in his own way. A second possibility is that, if left to himself, Rome then assumes great importance and may exercise considerable influence upon him, if it should succeed in curbing his efforts to develop the Consciousness Soul in order to keep him at the stage of the Rational Soul. And the consequence of that would be that man could attain neither to the Consciousness Soul nor to the Spirit Self and would therefore sacrifice his possibility of future development. This would be only one of the paths by which future evolution might be imperilled. A third possibility is to proceed in a still more radical fashion. In order that man may not be caught between the striving for the Consciousness Soul and the limitations of consciousness imposed upon him by Rome, attempts were made to stifle his aspiration for the Consciousness Soul, to undermine this aspiration even more radically than Rome. This is achieved by emasculating the progressive impulses and substituting for their dynamism the dead hand of tradition which had been brought over from the East, though originally the Templars, who had been esoterically initiated, had had a different object in view. But after the leaders had been massacred, after the suppression of the Templar Order by Philip the Fair, something of this culture which had been brought over from the East survived, not amongst isolated individuals, but in the field of history. What the Templars had brought over gradually infiltrated into Europe through numerous channels (as I have already indicated), but to a large extent was divested of its spiritual substance. What the Templars transmitted was, in the main, the substance of the third post-Atlantean epoch ... Catholicism transmitted the substance of the fourth epoch. And that from which spiritual substance had been extracted like the juice from a lemon, that which was transmitted in the form of exoteric freemasonry in the York and Scottish Lodges and pervaded especially the false esotericism of the English speaking peoples—this squeezed out lemon which contained the secrets of the Egypto-Chaldaean epoch, the third post-Atlantean epoch, now served as a means of implanting desiccated impulses into the life of the Consciousness Soul. Thus there arises a situation which is a travesty of the future course of evolution. Recall for a moment what I said to you on a former occasionT4 when speaking of the seven epochs of evolution. We start from the Atlantean catastrophe; then follow the post-Atlantean epochs with their corresponding relationships. 1=7, 2=6, 3=5, 4. The fourth epoch constitutes the centre without any corresponding relationship. The characteristics of the third epoch are repeated at a higher level in the fifth epoch, those of the second epoch at a higher level in the sixth epoch and those of the old Indian epoch reappear in the seventh epoch. These overlapping correlations occur in history. Isolated individuals were conscious of this. For example, when Kepler attempted in the fifth post-Atlantean epoch to explain after his own fashion the harmony of the Cosmos by his three laws saying, ‘I offer you the golden vessels of the Egyptians ...’ etcetera—he was aware that in the man of the fifth post-Atlantean epoch there is a revival of the substance of the third epoch. In a certain sense, when one takes over the esotericism, the rites of the Egypto-Chaldaean epoch, one creates a semblance of what is destined to be realized in the present epoch. But what one takes over from the past can be used not only to suppress the autonomy of the Consciousness Soul by the power of suggestion, but also to blunt, even to paralyse its dynamic energy. And in this respect a large measure of success has been achieved; the incipient Consciousness Soul has been anaesthetized to a large extent.
Rome—I am now speaking figuratively—makes use of incense and induces a condition of semi-consciousness by evoking a dreamlike state. But the movement to which I am now referring lulls people to sleep (i.e. the Consciousness Soul) completely. Moreover as history bears witness, this condition penetrated also into contemporary evolution. Thus on the one hand we have what is created through the tempestuous emergence of fraternity, liberty and equality, whilst on the other hand the impulse already exists which prevents mankind in the course of the fifth post-Atlantean epoch from perceiving clearly how fraternity, liberty and equality are to lay hold of man; for they can only perceive this clearly when they are able to make use of the Consciousness Soul in order to arrive at true self-knowledge, i.e. when they awake in the Consciousness Soul. And when men awake in the Consciousness Soul they become aware of themselves in the Body, the soul and the spirit; and this is precisely what must be prevented. We have therefore two streams in contemporary history: on the one hand, since the impulse towards the Consciousness Soul already exists, there is the chaotic search for fraternity, liberty and equality. On the other hand we see the efforts on the part of widely differing Orders to suppress this awakening in the Consciousness Soul for their own ends. These two currents interact throughout the whole history of modern times. Now as the new era bursts upon the eighteenth century and the early years of the nineteenth century, something new is being prepared. Up to the middle of the nineteenth century we see at first a powerful urge towards the emancipation of the personality because, when so many currents are active, the new development does not unfold gradually and smoothly, but ebbs and flows. And we see developing, on a basis of nationalism, and in response to the other impulses I have already mentioned in connection with the West of Europe, that which tends towards the emancipation of the personality, that which seeks to overcome nationality and to attain to the universal-human. But this impulse cannot really develop independently on account of the counter-impulse from those Orders which, especially in England, contaminate the whole of public life much more than people imagine. And so we see strange personalities appear, such as Richard Cobden and John Bright,3 who were ardent advocates of the emancipation of the personality, of the triumph of the personality over nationalism the world over. They went so far as to touch upon something which could be of the greatest political significance if it should ever find its way into modern historical evolution! Differentiated according to the different countries, this principle of non-intervention in the affairs of others became the fundamental principle of English liberalism, and these two personalities of course defined it in terms of their own country. It was something of great significance, and scarcely had it been formulated before it was stifled by that other aspiration which stemmed from the impulse of the third post-Atlantean epoch. Thus up to the middle of the nineteenth century there emerged what is usually called liberalism, liberal opinion ... soon to be called free-thinking according to one's taste. I am referring to that outlook which, in the political sphere, expressed itself most clearly in the eighteenth century in the form of political enlightenment, in the nineteenth as the struggle for political liberalism4 which gradually lost momentum and died out in the last third of the century. The liberal element which was still prevalent everywhere in the sixties gradually ceased to be a vital force in the life of the country and was replaced by something else. We now touch upon significant symptoms of recent history. For a time the impact of the Consciousness Soul was such that it threw up a wave of liberalism. But a flood tide is followed by an ebb tide (blue). And this ebb tide is the counter-thrust to liberalism (arrow pointing downwards). Let us look at this more closely. Liberalism was born of self-discipline; its representatives tried to free themselves from constraint. They cast off the fetters of narrow prejudice and conventional ideas; they cut their moorings, if I may use the nautical expression, and refused to allow their ship to he boarded. They were imbued with universal, human ideals, but socialism was active in the preparation of the new age and gradually attracted to itself these so-called liberal ideas which found so little support. By the middle of the nineteenth century there was no political future for liberal ideas, for their representatives in later years give more or less the impression of casualties of political thinking. The latter-day liberal parties were simply stragglers, for, after the middle of the nineteenth century, the effect of what emerged from the Orders and secret societies of the West began to make its influence increasingly felt, namely, the anaesthetization, the stifling of the Consciousness Soul. Under these circumstances spirit and soul are no longer active, and only the forces of the phenomenal or sensible world are operative. And so from the middle of the nineteenth century these forces manifested in the form of socialism of every kind, a socialism that was conscious of itself, of its power and importance. But this socialism is only possible if imbued with spirit, not with pseudo-spirit, with the mask of spirit, with mere rationalism that can only apprehend the inorganic, i.e. dead forms. It was with this ‘dead’ knowledge that Lassalle5 first wrestled, but it was Marx and Engels who elaborated it. Thus, in socialism which endeavoured to translate theory into practice, and in practice was a total failure because it was too theoretical, there appeared one of the most important symptoms of the recent historical evolution of mankind. I now propose to examine a few characteristic features of this socialism. Modern socialism is characterized by three tenets or three interrelated tenets—the materialist conception of history, the theory of surplus value and the theory of the class struggle.6 In the main these convictions are held by millions today. In order to have a clear understanding of these symptoms which will form the basis of our study tomorrow, let us first attempt to establish what we mean by the materialist conception of history. The materialist conception of history believes that the course of evolution is determined by economic factors. Men must eat and drink, acquire the necessities of life from various sources. They must trade, exchange goods and produce what nature does not produce unaided without man's intervention. This constitutes the driving force of evolution. How is one to explain, for example, the appearance of men such as Lessing in the eighteenth century? Since the sixteenth century, and especially in the eighteenth century, the introduction of the mechanical loom and spinning-jenny has created a sharp division—and the first signs were already apparent—between the bourgeoisie and the rising proletariat. The proletariat hardly existed as yet, but it was already smouldering beneath the surface. In the course of recent economic development the bourgeoisie had gained in strength at the expense of the former estates. Through his mode of life which entailed the employment of labour, through his refusal to recognize the former estates, through his control over the production, distribution and manufacture of commodities, the bourgeois developed a certain way of thinking that was peculiar to his class and which was simply an ideological superstructure covering his methods of production, manufacture and distribution. And this determined his particular mode of thought. The peasant, by contrast, who is surrounded by nature and lives in communion with nature has a different outlook. But his way of thinking too is only an ideology. What matters is the way in which he produces and markets his merchandise. The middle classes have a different outlook from the peasant because they are crowded together in towns; they are urbanized, no longer bound to the soil, are indifferent to nature, and their relationship to nature is abstract and impersonal. The bourgeois becomes a rationalist and thinks of God in general and abstract terms. This is the consequence of his mercantile activity—an extreme view perhaps, hut nonetheless it contains a grain of truth. Because of the way in which goods have been manufactured and marketed since the sixteenth century, a way of thinking developed which was reflected in a particular way in Lessing. He represents the bourgeoisie at its apogee, whilst the proletariat lags behind in its development. In the same way Herder and Goethe are explained as the products of their environment, by their bourgeois mentality which is merely a superstructure. To the purely materialist outlook only the fruits of economic activities, the production, manufacture and marketing of goods, are real. Such is the materialist conception of history. It accounts for Christianity by showing how, at the beginning of our era, the conditions of commercial exchange between East and West had changed, how the exploitation of slaves and the relationship between masters and slaves had been modified and how then an ideological superstructure—Christianity had been erected upon this play of economic interests. And because men were also under the necessity of producing what they ate and what they had to sell in order to provide for their sustenance in a different way from formerly, they developed in consequence a different way of thinking. And because a radical change occurred in the economic life at the beginning of our era, a radical change also occurred in the ideological superstructure which is characterized as Christianity. This is the first of those tenets which have found their way into the hearts of millions since the middle of the nineteenth century. The entrenched bourgeoisie has no idea how firmly the materialist conception of history has taken hold of wide sections of the population. Of course the professors who expatiate on history, on the darker face of history, find a ready audience. But even amongst the professors a few have recently felt secretly drawn towards Marxism. But they have no following amongst the broad masses of the people. That is what we have come to in the epoch of the Consciousness Soul ... meanwhile the impulse of the Consciousness Soul continues to operate. People are beginning to wake up in so far as they are permitted to do so. On the one hand attempts are made to lull them to sleep; on the other hand, however, they would like to wake from their sleep. Since they are familiar only with the purely phenomenal world they have developed a materialist conception of history. Here is the origin of those strange symptoms. Schiller, one of the noblest and most liberal of minds, was greatly admired and for years homage was paid to his memory. In 1859 monuments were erected everywhere to commemorate the centenary of his birth. In my youth there lived in Vienna a man called Heinrich Deinhardt who, in a beautiful book, tried to introduce people to the fundamental ideas which Schiller expressed in his Letters on the aesthetic education of man. The entire edition was pulped. The author had the misfortune to be caught, I believe, by a passing tram. He fell down in the street and broke his leg. Although he suffered only a minor fracture it refused to heal because he was badly undernourished. He never recovered from the accident. That is only a symptom of the treatment reserved in the nineteenth century for those who sought to interpret Schiller to the public, to awaken the consciousness of the time to the nobility of Schiller's ideas! Of course, you will say—others will say: do we not meet with noble aspirations in all spheres? Undoubtedly, and we will speak of them later, but for the most part they only lead into a blind alley. Such is the first of the socialist tenets; the second is the theory of surplus value. It can be summarized roughly as follows: as a result of the new method of production, the man who is employed in the production and manufacture of goods must sell his labour-power as a commodity like other commodities. Thus two classes are created—the entrepreneurs and the workers. The entrepreneurs are the capitalists who control the means of production—factories, machinery, everything concerned with the means of production. The other class, the workers, have only their labour-power to sell. And because the capitalist who owns or controls the means of production can purchase on the open market the labour power of the worker, he is in a position to pay him a bare subsistence wage, to reduce to a minimum the remuneration for the commodity labour-power. But the commodity labour power, when put to use, creates a greater value than its own value. The difference between the value of labour and its product, i.e. the surplus value, goes into the pocket of the capitalist. Such is the Marxist theory of surplus value and it has the support of millions. And this situation has arisen simply through the particular economic structure of the social life in recent times. Ultimately this leads to the class struggle, to exploiters and exploited. Fundamentally these are the tenets which, since the middle of the nineteenth century, have increasingly won over limited circles at first, then political groups and parties, and finally millions of men to the idea of a purely economic structure of society. One may easily conclude from an extension of the ideas sketched here that the individual ownership of the means of production therefore means the end of man's future evolution, that there must be common ownership and common administration of the means of production by the workers.—Expropriation of the means of production has become the ideal of the working class. It is most important not to become the prisoner of fixed ideas which are unrelated to reality, ideas which are still held by many members of the bourgeoisie who have been asleep to recent developments. For many of the dyed-in-the wool representatives of the bourgeoisie who are oblivious of the developments of recent decades still imagine that there are communists and social democrats who believe in sharing, in joint ownership, etcetera. They would be astonished to learn that millions of people have a carefully elaborated and clear-cut idea of how this is to be realized and must be realized, namely, by eliminating surplus value and bringing the means of production under common ownership. Every socialist agitator of today, every socialist ‘stooge’ laughs at the bourgeois who talks to them of communist and social-democratic aims, for he realizes that the central issue is the socialization of the means of production, the collective administration of the means of production. For, in the workers' eyes the source of slavery lies in the ownership of the means of production by isolated individuals, because he who is without the means of production is defenceless against the industrial employer who controls them. The social struggle of modern times, therefore, is fundamentally the struggle for the ownership of the means of production. This struggle is inevitable since ‘the history of all hitherto existing societies is the history of class struggles’ (Marx in the Communist Manifesto). This is the third of the social-democratic tenets. The rise of the bourgeoisie was achieved at the expense of the feudal aristocracy. The rising proletariat in its turn will take over the control and administration of the means of production and finally eliminate the bourgeoisie, just as the bourgeoisie had eliminated the aristocracy. History is the history of class struggles; the progress of mankind is determined by the victory of one class over another. These three ideals—first, that material impulses alone determine the progress of mankind and the rest is simply ideological superstructure; secondly that the real evil is surplus value which can only be overcome by the collective ownership and administration of the means of production; and thirdly that the bourgeoisie must be overthrown, in the same way as the bourgeoisie had overthrown the old feudal aristocracy, in order that the means of production may become common property ... these are the three socialist doctrines which have gradually spread throughout the civilized world. And a significant Symptom of recent years is this: the surviving members of the aristocracy and of the bourgeoisie have opted out, have picked up at most a few cliches such as ‘sharing of goods’, ‘communism’—those cliches which are sometimes commented upon at length at the back of history books, though rarely is there a word about them in the text! People were oblivious of what had really happened; they were asleep whilst events took their course. And finally with great difficulty, under the compulsion of circumstances, under the influence of what has happened in the last four years (i.e. 1914–1918) a few people have begun to open their eyes. It is inconceivable how unaware people would have been but for the war, unaware that with every year thousands upon thousands were won over to the cause of socialism, never realizing that they were sitting on a volcano! It is disconcerting to have to admit that one is sitting on a volcano; people prefer to bury their heads in the sand. But that does not prevent the volcano from erupting and burying them alive. I have here described a further symptom of contemporary history. This socialist conviction belongs to the symptoms of our time. It is a fact and not merely some vague theory. It is efficacious. I do not attach any importance to the solid body of the Lassallean and Marxist theory, but I attach great importance to the fact that millions of men have chosen as their ideal to realize, as far as possible, what is advocated in the three tenets I have mentioned. This however is something which is radically opposed to the national element which, as I indicated earlier, was in some respect the founding father of modern history. Many things have developed out of this national element. Now the programme of the proletariat was first proclaimed in 1848 in the closing words of the Communist Manifesto, workers of the world unite’. There was scarcely a socialist meeting throughout the world that did not close with three cheers for international revolutionary socialism, republican social democracy. It was an international practice. And thus, alongside the internationalism of the Roman Church with its universalist idea there arose the Socialist International. That is a fact, and these countless numbers of socialists are a fact. It is important to bear this in mind. In order to conclude tomorrow—at least provisionally—this symptomatology of recent times we must pay close attention to the path which will enable us to follow the symptoms until they reveal to us to some extent the point where we can penetrate to the underlying reality. In addition to this we must recognize the fact that others have also created insoluble problems—you must feel how things develop, how they come to a head and end as insoluble problems! We saw how, in the nineteenth century, the trend towards a more liberal form of parliamentary government developed relatively peacefully in England; in France amidst political ferment and turmoil, or rather without motivation. And the further we move eastwards, the more we find that the national element is something imported, something transmitted from outside ... and this gives rise to insoluble problems. And that too is a symptom! The naive imagine that there is a solution to everything. Now an insoluble problem of this nature (insoluble not to the abstract intellect, but insoluble in reality), was created 1870/71 between Western, Central and Eastern Europe—the problem of Alsace. The pundits of course know how to solve it—one state conquers the territory of its neighbour and the problem is solved. This has been tried by the one side or the other in the case of Alsace. Or if that solution is excluded, one can resort to the ballot box and the majority decides! That is simple enough. But those who are realists, who see more than one standpoint, who are aware that time is a real factor and that one cannot achieve in a short space of time what lies in the bosom of the future—in short, those who stand four square on the earth were aware that this was an insoluble problem. Read, for example, what was written, thought and said upon this problem in the seventies by those who attempted to throw light upon the future course of European evolution. They saw that what had happened in Alsace strangely anticipated later conditions in Europe, that the West would feel impelled to appeal to the East. At that time there were a few who were aware that the world would be confronted by the Slav problem because the West and Central Europe held different views upon the solution of this question. I only want to point out that this situation is an obvious Symptom like that of the Thirty Years' War which I mentioned yesterday in order to show you that in history it is impossible to demonstrate that subsequent effects are the consequence of antecedent causes. The Thirty Years' War shows that the situation at the beginning, and before the outbreak of the war in 1618 was identical with the situation at the end of the war. The consequences of the war were unrelated to the antecedent causes; there can be no question therefore of cause and effect here (i.e. in the case of the Thirty Years' War). We have a characteristic Symptom, and the same applies not only to the Alsatian problem, but also to many questions which have arisen in recent times. Problems are raised which do not lead to a solution, but to ever new conflicts and end in a blind alley. It is important to bear this in mind. These problems lead to such total deadlock that men cannot agree amongst themselves; opinions must differ because men inhabit different geographical regions in Europe. And it is a characteristic feature of the symptoms of recent history that men contrive to create situations that are incapable of solution. We are now familiar with a whole series of features that are characteristic of the recent evolution of mankind—its sterility, the birth, in particular, of collective ideas which have no creative pretensions, such as the national impulse, for example. And in the midst of all this the continuous advance of the Consciousness Soul. We see everywhere problems that end in blind alleys, a characteristic feature of modern times. For what is discussed today, the measures undertaken by men today are to a large extent simply the revolving of the squirrel's cage. And a further characteristic is the attempt to damp down the consciousness, especially in relation to the Consciousness Soul which has to be developed. Nothing is more characteristic of our time than the lack of awareness amongst the educated section of the population of the real situation of the proletariat. They do not look beyond the external facade. Housewives complain that maidservants are unwilling to undertake certain duties; they seem unconcerned that not only factory workers, but also maidservants are saturated with Marxist theory. People are gradually beginning to talk of universal ideas of humanity in every shape and form. But if we show no concern for the individual and his welfare this is merely empty talk. For we must become aware of the important developments in evolution and we must take an active part in events. I have felt compelled to draw your attention to this Symptom of socialism, not in order to expound some particular social theory, but in order to present to you characteristic features of recent historical development. We will continue our investigations tomorrow in order to round off this subject and to penetrate to the reality in isolated cases.
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32. Collected Essays on Literature 1884-1902: Ludwig Jacobowski's Bright Days
19 May 1900, Rudolf Steiner |
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This diversion of the individual experience into the general is a fundamental trait of Jacobowski's personality. It works in him like a natural process of life in the human organism. |
The way in which an artist who is capable of such things relates to life phenomena that appear new and “modern” in his time is evident in the part of “Leuchtende Tage” entitled “Großstadt” (Big City). Here, a spirit speaks of the social life of our day that does not see it in the perspective of the moment, but rather in the perspective that arises from the contemplation of the great laws of the world. |
The serious play of the imagination will seek eternal laws even where they do not impose themselves in reality. But it is precisely this universality that prevents symbolism from being exaggerated in a one-sided way. |
32. Collected Essays on Literature 1884-1902: Ludwig Jacobowski's Bright Days
19 May 1900, Rudolf Steiner |
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Recently, Ludwig Jacobowski 1 with his “Loki” a narrative poem that depicts in symbolic acts the heavy, hot struggles that take place at the bottom of every human soul that does not merge into the hustle and bustle of everyday life, but leads a deeper life. Those who immerse themselves in this “novel of a god” will be captivated by the poet's deep insight into the workings of the soul and his powerful sense of everything that shakes, elevates and plunges the human heart into abysses. Now Jacobowski has followed up this creation with his “New Poems”*. Through them we can look into the depths of his own soul, into the experiences of his inner life, into everything that has lifted him up to the high vantage point from which he surveys the world and its mysteries in “Loki”. The great, free worldview that we encounter in the novel is deeply rooted in the poet's nature. Two character traits are inherent in this nature, which, in their harmonious interaction, always determine the significant personality: a fine, receptive sense for all the individual things that confront us in life, and a mind that grasps the great connections between the details in their true significance. We owe the fresh, rich colors that shine out at us from Jacobowski's poems to his receptive senses; and it is through his mind that the poet always points out to us what “holds the world together at its core”. In the “Shining Days” we never miss the great view of the essence of the world that lies behind the eternal flow of appearances. Rather, these poems constantly direct our feelings and our imagination towards this essence. One always has the feeling that this poet draws from the eternal source from which the best content of life flows to us. For those whose spirit is directed in such a way, life is not easy. For every step means a test for them. The world has many secrets to reveal to them. But nature does not give anything away voluntarily. It wrings everything from us in a hard struggle. It paves the way to every goal with suffering and deprivation. But the essence to which it ultimately always leads us is that which satisfies the heart and mind. The mists of existence dissolve; and the sun of life smiles upon us. The true artist shows us this sun. Because it is the sun that, as a spiritual bond, causes the connection of things. All genuine art is therefore “cheerful”. And a sunny cheerfulness, a cheerfulness born out of the difficult struggle of life: these are the things that flow from Jacobowski's poems to us.
Jacobowski introduces the collection with this poem, as if with an artistic gospel, and he ends it with the confession:
The liberating keynote that resounds throughout the book is expressed in these verses. However powerful the individual experiences may be that inspire the poet, his mind always pushes him towards the heights of existence, towards those bright regions for which the transience of everyday life is only a metaphor. Just as every individual experience becomes a symbol of the eternal ideas of world events for the philosopher, so for the true lyricist every individual feeling, every particular mood becomes a symbol of the entire fate of the soul. And Jacobowski is a true lyricist in this highest sense. See how in the following verses ($. 56) a single feeling comes to life in a universal one.
This diversion of the individual experience into the general is a fundamental trait of Jacobowski's personality. It works in him like a natural process of life in the human organism. He does not seek depth anywhere, he does not strive beyond the individual. This lives in his soul in an immediate way, as the individual plant appears before us as a representative of its entire species. One need only compare his poetry with that of Richard Dehmel to grasp the immediacy of his universal feelings. In Dehmel's work, the path from the individual experience to the great world connections always leads through the idea, through abstraction. In Jacobowski's work, this is not necessary. For he feels universally. He does not need the world of imagination to rise to the primal facts of the soul; every experience of the soul has for him the character of the eternally significant. This trait in Jacobowski is inextricably linked to another, without which greatness in the human soul is not possible. This is the feeling for the great, simple lines in the world. Everything great in the world is simple; and if someone does not feel the simple greatness of the simple, but seeks the significant in the strange, in the so-called secrets of existence, this only proves that he has lost the sense of the great that meets us at every moment of life. The sins of some modern poets, who seek salvation in random, remote moods because they lack a sense of the simple, the “simple-minded”, are far removed from Jacobowski. Just as in a folk song, an everyday event can trigger a gigantic strength of feeling, so in Jacobowski's work a simple event becomes great because he transports it into the sphere of his mind. It is the simplest thing in the world; and at the same time it is one of the deepest experiences that can happen to a person, as is shown in the poem “The Old Woman” (p. 207): The old woman I
The following lines will describe the outstanding place that Jacobowski occupies among contemporary poets and present the character of his lyrical creations in detail. II Looking back on the “Shining Days” as a whole, after enjoying the individual poems, a unified, self-contained work of art stands before the soul. All the lyrical creations form a stylish harmony. The circle of human soul life passes before us. The feelings that are aroused in us by the sublimity and perfection of the whole world, the relationship of the soul to the world, human nature in various forms, the joys and sorrows of love, the pain and happiness of knowledge, the social conditions and their repercussions on the human mind, the mysterious paths of fate: all these elements of the life organism find expression. Nothing is alien to the personality that lives itself out in this book; it is at home on the heights and in the depths of existence. And one has the feeling that in this personality every feeling is given the right measure, the right degree. None pushes itself forward at the expense of the others. A harmonious universality, radiating from the central interests of life, is Jacobowski's essence. And his feelings are driven by these interests in life with a warmth and strength that have a personal and immediate effect in the most beautiful sense of the word. What moves all of humanity becomes, in a truly lyrical way, a matter of its own for this poet. We do not need to put ourselves in the place of a single individual in order to understand his creations; he guides us to our own inner selves. He expresses in his own way what moves us all. He has the magic wand to strike poetic sparks from life everywhere, and therefore does not need to look for peculiarities. Sentimentalism is as foreign to him as delicate sensitivity is his own; he is not a dreamer, but a powerful grabber. A rare confidence in his spiritual direction, a sure, firm feeling of the fruitfulness of his striving speaks from his poems. There is something pithy and delicate at the same time in his nature; he is like a tree that is exposed to strong storms, but is firmly rooted in the ground. He knows that he can abandon himself to life, to the everyday, because he finds treasures everywhere, even on the most trodden paths. Compare Jacobowski with contemporary poets of note. How many believe that they will only find what is valuable if they search for the shells and extract rare, precious pearls from them. Jacobowski is not looking for shiny pearls; the seed that he reaches for, the common flower at the edge of the meadow, is enough for him. If one wants to name contemporary poets who, after having delighted us with his “Shining Days”, now stand with him in the front row, then only two names will come to mind: Detlev von Liliencron and Otto Erich Hartleben. The differences between the three poets are, however, great. And it is difficult for us to assess them when they are still in the prime of their lives, still stirring up new feelings in us every day. We can only give a provisional and very subjective judgment. Otto Erich Hartleben, the lyricist, seems to me like Goethe's description of the artist in “Winckelmann”. With his admirable taste and his cult of beauty, he communicates something to us that flows over us like ancient art. In this respect, he stands so much alone that we would rather isolate him than compare him. Detlev von Liliencron is the lyrical master of detail. His eye sees every thing in the light of the eternal. But his mind knows nothing of this eternity; that is why he tells us nothing about it. With Liliencron, it is as if we had to hear a second voice if we are to understand the coherence of his images. We must have a kind of second sight with this poet: then we will see what he gives us in the light of the eternally meaningful. Jacobowski has this second sight himself. And with it he achieves something that only poets achieve who create from a worldview, and what I must regard as the hallmark of the true poet: that the philosopher must call him a “brother poet” and at the same time that the simplest mind finds itself in him. The simplest nature and the highest spirit that can be drawn from this nature are one and the same. Jacobowski's poetry will pass the highest test there is for a poet: to be equally appealing to the man who goes to work in the morning and can only use the festive moments on Sundays to let the serene realm of art work its magic on him, and to the true philosopher who is on familiar terms with the eternal riddles of existence. Like the philosopher, Jacobowski is a world thinker. See how he translates the great idea of Indian wisdom, that everything in the world is only an illusion and therefore need not touch us, into a very individual feeling:
In a poem like this, the highest wisdom seems like the most charming naivety; the three most monumental forms of the soul reveal their innermost relationship: the childlike, the artistic and the philosophical. Because Jacobowski unites these three forms in the most original way, I believe that as a poet he surpasses his contemporary Dehmel. He is a complete poet; Dehmel is half poet and half thinker. And two such halves make as little of a whole as a half lens and a half bean. In Dehmel's work, you will look in vain for a poem as simple as the following, which could almost serve as a motto for many of the greatest philosophical creations:
In a beautiful psychological study in “Pan” (1898, 3rd [issue, 4th year]), the brilliant Lou Andreas-Salome hit the nail on the head when she said: “In our time, many, and not the worst, turn away from the whole outer life and even despise it as a mere occasion for personal activity and self-realization, because they feel themselves hemmed in and robbed of their individual existence by the entire cultural conditions in which we live. [...] There is a search and longing for solitude in the most advanced people, in all those who carry something within themselves that cannot be born on the market, in all those who carry hope and future within themselves and secretly fear that these could be desecrated. They know full well that the great works that stride across the earth with brazen steps of victory and ringing music, century after century, arise from full contact with the full breadth and depth of real life, but until then – they also know this – many other, quieter works must precede them in white robes, with shy buds in their hair, and testify that there are human souls that are festively dressed and willing and ready for a new beauty in their lives.” On the other hand, it is safe to say that in the future, people with white robes and shy buds in their hair will be interesting symptoms of the end of the nineteenth century, people who will be studied for their peculiarity, but that the real signature of this period will be the spirits with healthy senses, with developed blossoms in their hair, who love fresh colors and not the pale, sickly white. We count Jacobowski among them. Our healthy thinking has given rise to Darwinism and all its consequences in the second half of the century; on the paths along which this healthy thinking and healthy feeling walks, we also meet poets like Jacobowski. Alienated from the world, lost in aesthetic and philosophic-mystical quirks, we encounter poets with white robes and shy buds in their hair. Artificial poetic forms are of little value, as are bizarre, ingenious ideas. Both, however, always arise in times of powerful spiritual struggle. However, they never appear in the case of strong, original, independent minds, but rather in the case of weak, dependent minds that cannot produce original content from their souls, that have to extract everything from themselves with pliers and pumps, but that would still like to participate. Such minds are not equal to the demands and tasks of the time. They do not know any simple, straightforward answers to the questions that are buzzing around us. That is why they seek the abstruse, the sophisticated. The profound connoisseur of the workings of nature, Galileo, spoke the wise words that the true is not hard and difficult, but simple and easy, and that in all its works nature uses the closest, simplest and easiest means. Only the mind that knows how to use the simplest and easiest means, just like nature, truly lives in harmony with nature. Jacobowski appears as such a mind among the host of contemporary poets. Dehmels' artificial forms and artificial feelings seem like a departure from natural simplicity. III What a mistake it is for individual contemporaries to seek the salvation of poetry in formlessness and to believe that the “old” forms have been used up is best shown by contrasting the creations of these enthusiasts of formlessness with poems such as those of Jacobowski. The philosopher Simmel has written an interesting essay about a follower of formlessness, Paul Ernst. According to Simmel, this formlessness represents progress in that the artist no longer seeks the higher, the divine in art through artificialization, through the manipulation of immediate natural phenomena, but rather sees a divine significance in every experience that takes place before our senses, a significance that deserves to be captured in this immediacy. On the basis of such views, poetry that is nothing more than prose divided into verses is considered “modern” today. Those who hold such views live in the mistaken belief that the “old” forms are something that the artist arbitrarily adds to the phenomena of nature from his subjective essence. He does not realize what Goethe repeatedly explained in the most illuminating way, that the external course of events is only one side of natural existence, the surface, and that for those who look deeper, higher laws of form are expressed in nature itself, which they recreate in their artistic forms. There is a “higher nature” in nature. What Goethe has the Lord say to the angels in “Faust”: “But you, the true sons of the gods, rejoice in the living, rich beauty! That which is becoming, which eternally works and lives, embrace with the love of gentle boundaries, and what floats in a wavering appearance, fasten with lasting thoughts,” expresses the artist's mission. Only the “shaky appearance” presents itself in formlessness; the eternal becoming is full of form; it is inwardly, through its essence, bound to form. The rejection of form is nothing more than an expression of the inability to see the “higher nature” in nature, to find the subjective, stylish expression for its innermost harmony. In the face of all such aberrations of the time, Jacobowski, out of an inner necessity of his artistic sensibility, takes the safe path of the artist. One can see what he achieves with the proven “old” forms in a poem like “The Four Robbers”, which forms the conclusion of “Shining Days”. In this legend, simple simplicity is combined with symbolic allusions to the deep connections of world events and with a noble, closed form. What I said at the beginning of this essay about Jacobowski's poetry, that this poet draws from the eternal source from which the best content of life comes, is the reason why he stands out as such a pleasing, refreshing poet from other fellow poets. These others, however, only know derived sources. They are driven by a purpose in life that is unable to fulfill them. At best, they see branches and shoots, but they are unable to penetrate to the fertile, constructive elements of the life organism. Only those who direct their gaze to these fertile beings will find life's higher justification. When it is so often said that spiritual greatness leads to loneliness, one must reply that the proud, necessary loneliness that arises from the feeling of the eternal in the world has nothing to do with the accidental loneliness that arises from someone withdrawing into some isolated corner of existence. If he sees nothing in this corner but “what lives in a fluctuating appearance”, then his report cannot captivate us, even though he speaks of things that are hidden from the everyday eye. The cultural content of the world is not enriched by adding isolated phenomena to the old stock, but by leading the eternal becoming to a new stage of development. The way in which an artist who is capable of such things relates to life phenomena that appear new and “modern” in his time is evident in the part of “Leuchtende Tage” entitled “Großstadt” (Big City). Here, a spirit speaks of the social life of our day that does not see it in the perspective of the moment, but rather in the perspective that arises from the contemplation of the great laws of the world. The singers of social passions and conflicts often see only a few steps ahead. The light that falls on contemporary phenomena when they are placed in the context of a world view is what gives our feelings about these phenomena the right nuance. Modern big-city life, for example, is given such a nuance in Jacobowski's poem “Summer Evening”:
The poet experiences a “modern” situation; he portrays it in the context of the whole world. We do not see the city scene in isolation, but in such a way that the rest of the world plays into it. In this sense, “The Soldier, Scenes from the Big City” is a truly modern creation, in which the fate of a person transplanted from the countryside to the big city is described. Moving images pass before our soul, and from them we see the suffering of a man who is caught in the snares of eternal, gigantic fate, with the part of unreason that is in the world, and crushed. A poem like this teaches us how much a person's attitude, such as Jacobowski's, can deepen their feelings about modern life:
IV Jacobowski's ability to see the deeper connections of existence in the individual experience makes it possible for him to also poetically shape what reveals itself to us in life as chance, as blind necessity. In such poetic creation, the senseless approximation then appears as the expression of a meaningful guidance in world events. The kind of poetry that arises from such a view is usually called symbolist. A versatile nature like Jacobowski's will always push towards the symbolic representation of certain experiences. The serious play of the imagination will seek eternal laws even where they do not impose themselves in reality. But it is precisely this universality that prevents symbolism from being exaggerated in a one-sided way. For the harmonious personality always feels more or less what Goethe felt when he saw the Greek works of art in Italy: that the true artist proceeds according to the same laws as nature itself when creating its creatures. When the imagination of such a poet works symbolically, it does not do so in the obtrusive way in which many contemporary symbolists would like to force their subjective and arbitrary ideas on us as revelations, but with that spiritual chastity that allows nature itself to speak in the symbol, without distorting or contorting the inner truth of its expressions. In this beautiful sense, Jacobowski's “Frau Sorge” is a symbolizing poem:
Jacobowski's imagination has a similar symbolic effect on the phenomena of nature. This is also evident in his prose stories. It appears so enchanting in his “Loki”. The spiritual in him grows out of the natural, as it were; it reflects its soul-stirring power back onto nature and receives from it a firm basis in reality. In the “Shining Days”, this trait is particularly evident in the section “Sun”. I will quote the poem “Shining”:
And the poem “Maienblüten” seems to me like a bond that nature and the soul form in the imagination – in the best sense of a symbolist inspiration of nature:
If we let the various currents of modern poetry pass us by, we are sure to encounter many a magnificent blossom. But we see only too often that beauty in the individual must be paid for with one-sidedness. It is harmonious universality that makes Jacobowski significant. He knows no poetic dogma; he knows life, and his interests end where life ends.
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4. The Philosophy of Freedom (1964): The Idea of Freedom
Tr. Michael Wilson Rudolf Steiner |
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[ 35 ] Acting out of freedom does not exclude the moral laws; it includes them, but shows itself to be on a higher level than those actions which are merely dictated by such laws. |
Thou kindly and human name, thou that dost comprise all that is morally most lovable, all that my manhood most prizes, and that makest me the servant of nobody, thou that settest up no mere law, but awaitest what my moral love itself will recognize as law because in the face of every merely imposed law it feels itself unfree.” |
For the laws of the state, one and all, just like all other objective laws of morality, have had their origin in the intuitions of free spirits. |
4. The Philosophy of Freedom (1964): The Idea of Freedom
Tr. Michael Wilson Rudolf Steiner |
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[ 1 ] For our cognition, the concept of the tree is conditioned by the percept of the tree. When faced with a particular percept, I can select only one particular concept from the general system of concepts. The connection of concept and percept is determined by thinking, indirectly and objectively, at the level of the percept. This connection of the percept with its concept is recognized after the act of perceiving; but that they do belong together lies in the very nature of things. [ 2 ] The process looks different when we examine knowledge, or rather the relation of man to the world which arises within knowledge. In the preceding chapters the attempt has been made to show that an unprejudiced observation of this relationship is able to throw light on its nature. A proper understanding of this observation leads to the insight that thinking can be directly discerned as a self-contained entity. Those who find it necessary for the explanation of thinking as such to invoke something else, such as physical brain processes or unconscious spiritual processes lying behind the conscious thinking which they observe, fail to recognize what an unprejudiced observation of thinking yields. When we observe our thinking, we live during this observation directly within a self-supporting, spiritual web of being. Indeed, we can even say that if we would grasp the essential nature of spirit in the form in which it presents itself most immediately to man, we need only look at the self-sustaining activity of thinking. [ 3 ] When we are contemplating thinking itself, two things coincide which otherwise must always appear apart, namely, concept and percept. If we fail to see this, we shall be unable to regard the concepts which we have elaborated with respect to percepts as anything but shadowy copies of these percepts, and we shall take the percepts as presenting to us the true reality. We shall, further, build up for ourselves a metaphysical world after the pattern of the perceived world; we shall call this a world of atoms, a world of will, a world of unconscious spirit, or whatever, each according to his own kind of mental imagery. And we shall fail to notice that all the time we have been doing nothing but building up a metaphysical world hypothetically, after the pattern of our own world of percepts. But if we recognize what is present in thinking, we shall realize that in the percept we have only one part of the reality and that the other part which belongs to it, and which first allows the full reality to appear, is experienced by us in the permeation of the percept by thinking. We shall see in this element that appears in our consciousness as thinking, not a shadowy copy of some reality, but a self-sustaining spiritual essence. And of this we shall be able to say that it is brought into consciousness for us through intuition. Intuition is the conscious experience—in pure spirit—of a purely spiritual content. Only through an intuition can the essence of thinking be grasped. [ 4 ] Only if, by means of unprejudiced observation, one has wrestled through to the recognition of this truth of the intuitive essence of thinking will one succeed in clearing the way for an insight into the psyche-physical organization of man. One will see that this organization can have no effect on the essential nature of thinking. At first sight this seems to be contradicted by patently obvious facts. For ordinary experience, human thinking makes its appearance only in connection with, and by means of, this organization. This form of its appearance comes so much to the fore that its real significance cannot be grasped unless we recognize that in the essence of thinking this organization plays no part whatever. Once we appreciate this, we can no longer fail to notice what a peculiar kind of relationship there is between the human organization and the thinking itself. For this organization contributes nothing to the essential nature of thinking, but recedes whenever the activity of thinking makes its appearance; it suspends its own activity, it yields ground; and on the ground thus left empty, the thinking appears. The essence which is active in thinking has a twofold function: first, it represses the activity of the human organization; secondly, it steps into its place. For even the former, the repression of the physical organization, is a consequence of the activity of thinking, and more particularly of that part of this activity which prepares the manifestation of thinking. From this one can see in what sense thinking finds its counterpart in the physical organization. When we see this, we can no longer misjudge the significance of this counterpart of the activity of thinking. When we walk over soft ground, our feet leave impressions in the soil. We shall not be tempted to say that these footprints have been formed from below by the forces of the ground. We shall not attribute to these forces any share in the production of the footprints. Just as little, if we observe the essential nature of thinking without prejudice, shall we attribute any share in that nature to the traces in the physical organism which arise through the fact that the thinking prepares its manifestation by means of the body.1 [ 5 ] An important question, however, emerges here. If the human organization has no part in the essential nature of thinking, what is the significance of this organization within the whole nature of man? Now, what happens in this organization through the thinking has indeed nothing to do with the essence of thinking, but it has a great deal to do with the arising of the ego-consciousness out of this thinking. Thinking, in its own essential nature, certainly contains the real I or ego, but it does not contain the ego-consciousness. To see this we have but to observe thinking with an open mind. The “I” is to be found within the thinking; the “ego-consciousness” arises through the traces which the activity of thinking engraves upon our general consciousness, in the sense explained above. (The ego-consciousness thus arises through the bodily organization. However, this must not be taken to imply that the ego-consciousness, once it has arisen, remains dependent on the bodily organization. Once arisen, it is taken up into thinking and shares henceforth in thinking's spiritual being.) [ 6 ] The “ego-consciousness” is built upon the human organization. Out of the latter flow our acts of will. Following the lines of the preceding argument, we can gain insight into the connections between thinking, conscious I, and act of will, only by observing first how an act of will issues from the human organization.2 [ 7 ] In any particular act of will we must take into account the motive and the driving force. The motive is a factor with the character of a concept or a mental picture; the driving force is the will-factor belonging to the human organization and directly conditioned by it. The conceptual factor, or motive, is the momentary determining factor of the will; the driving force is the permanent determining factor of the individual. A motive for the will may be a pure concept, or else a concept with a particular reference to a percept, that is, a mental picture. Both general concepts and individual ones (mental pictures) become motives of will by affecting the human individual and determining him to action in a particular direction. But one and the same concept, or one and the same mental picture, affects different individuals differently. They stimulate different men to different actions. An act of will is therefore not merely the outcome of the concept or the mental picture but also of the individual make-up of the person. Here we may well follow the example of Eduard von Hartmann and call this individual make-up the characterological disposition. The manner in which concept and mental picture affects the characterological disposition of a man gives to his life a definite moral or ethical stamp. [ 8 ] The characterological disposition is formed by the more or less permanent content of our subjective life, that is, by the content of our mental pictures and feelings. Whether a mental picture which enters my mind at this moment stimulates me to an act of will or not, depends on how it relates itself to the content of all my other mental pictures and also to my idiosyncrasies of feeling. But after all, the general content of my mental pictures is itself conditioned by the sum total of those concepts which have, in the course of my individual life, come into contact with percepts, that is, have become mental pictures. This sum, again, depends on my greater or lesser capacity for intuition and on the range of my observations, that is, on the subjective and objective factors of experience, on my inner nature and situation in life. My characterological disposition is determined especially by my life of feeling. Whether I shall make a particular mental picture or concept into a motive of action or not, will depend on whether it gives me joy or pain. These are the elements which we have to consider in an act of will. The immediately present mental picture or concept, which becomes the motive, determines the aim or the purpose of my will; my characterological disposition determines me to direct my activity towards this aim. The mental picture of taking a walk in the next half-hour determines the aim of my action. But this mental picture is raised to the level of a motive for my will only if it meets with a suitable characterological disposition, that is, if during my past life I have formed the mental pictures of the sense and purpose of taking a walk, of the value of health, and further, if the mental picture of taking a walk is accompanied in me by a feeling of pleasure. [ 9 ] We must therefore distinguish (1) the possible subjective dispositions which are capable of turning certain mental pictures and concepts into motives, and (2) the possible mental pictures and concepts which are in a position to influence my characterological disposition so that an act of will results. For our moral life the former represent the driving force, and the latter, its aims. [ 10 ] The driving force in the moral life can be discovered by finding out the elements of which individual life is composed. [ 11 ] The first level of individual life is that of perceiving, more particularly perceiving through the senses. This is the region of our individual life in which perceiving translates itself directly into willing, without the intervention of either a feeling or a concept. The driving force here involved is simply called instinct. The satisfaction of our lower, purely animal needs (hunger, sexual intercourse, etc.) comes about in this way. The main characteristic of instinctive life is the immediacy with which the single percept releases the act of will. This kind of determination of the will, which belongs originally only to the life of the lower senses, may however become extended also to the percepts of the higher senses. We may react to the percept of a certain event in the external world without reflecting on what we do, without any special feeling connecting itself with the percept, as in fact happens in our conventional social behaviour. The driving force of such action is called tact or moral good taste. The more often such immediate reactions to a percept occur, the more the person concerned will prove himself able to act purely under the guidance of tact; that is, tact becomes his characterological disposition. [ 12 ] The second level of human life is feeling. Definite feelings accompany the percepts of the external world. These feelings may become the driving force of an action. When I see a starving man, my pity for him may become the driving force of my action. Such feelings, for example, are shame, pride, sense of honour, humility, remorse, pity, revenge, gratitude, piety, loyalty, love, and duty.3 [ 13 ] The third level of life amounts to thinking and forming mental pictures. A mental picture or a concept may become the motive of an action through mere reflection. Mental pictures become motives because, in the course of life, we regularly connect certain aims of our will with percepts which recur again and again in more or less modified form. Hence with people not wholly devoid of experience it happens that the occurrence of certain percepts is always accompanied by the appearance in consciousness of mental pictures of actions that they themselves have carried out in a similar case or have seen others carry out. These mental pictures float before their minds as patterns which determine all subsequent decisions; they become parts of their characterological disposition. The driving force in the will, in this case, we can call practical experience. Practical experience merges gradually into purely tactful behaviour. This happens when definite typical pictures of actions have become so firmly connected in our minds with mental pictures of certain situations in life that, in any given instance, we skip over all deliberation based on experience and go straight from the percept to the act of will. [ 14 ] The highest level of individual life is that of conceptual thinking without regard to any definite perceptual content. We determine the content of a concept through pure intuition from out of the ideal sphere. Such a concept contains, at first, no reference to any definite percepts. If we enter upon an act of will under the influence of a concept which refers to a percept, that is, under the influence of a mental picture, then it is this percept which determines our action indirectly by way of the conceptual thinking. But if we act under the influence of intuitions, the driving force of our action is pure thinking. As it is the custom in philosophy to call the faculty of pure thinking “reason”, we may well be justified in giving the name of practical reason to the moral driving force characteristic of this level of life. The dearest account of this driving force in the will has been given by Kreyenbuehl4. In my opinion his article on this subject is one of the most important contributions to present-day philosophy, more especially to Ethics. Kreyenbuehl calls the driving force we are here discussing, the practical a priori, that is, an impulse to action issuing directly from my intuition. [ 15 ] It is clear that such an impulse can no longer be counted in the strictest sense as belonging to the characterological disposition. For what is here effective as the driving force is no longer something merely individual in me, but the ideal and hence universal content of my intuition. As soon as I see the justification for taking this content as the basis and starting point of an action, I enter upon the act of will irrespective of whether I have had the concept beforehand or whether it only enters my consciousness immediately before the action, that is, irrespective of whether it was already present as a disposition in me or not. [ 16 ] Since a real act of will results only when a momentary impulse to action, in the form of a concept or mental picture, acts on the characterological disposition, such an impulse then becomes the motive of the will. [ 17 ] The motives of moral conduct are mental pictures and concepts. There are Moral Philosophers who see a motive for moral behaviour also in the feelings; they assert, for instance, that the aim of moral action is to promote the greatest possible quantity of pleasure for the acting individual. Pleasure itself, however, cannot become a motive; only an imagined pleasure can. The mental picture of a future feeling, but not the feeling itself, can act on my characterological disposition. For the feeling itself does not yet exist in the moment of action; it has first to be produced by the action. [ 18 ] The mental picture of one's own or another's welfare is, however, rightly regarded as a motive of the will. The principle of producing the greatest quantity of pleasure for oneself through one's action, that is, of attaining individual happiness, is called egoism. The attainment of this individual happiness is sought either by thinking ruthlessly only of one's own good and striving to attain it even at the cost of the happiness of other individuals (pure egoism), or by promoting the good of others, either because one anticipates a favourable influence on one's own person indirectly through the happiness of others, or because one fears to endanger one's own interest by injuring others (morality of prudence). The special content of the egoistical principles of morality will depend on the mental pictures which we form of what constitutes our own, or others', happiness. A man will determine the content of his egoistical striving in accordance with what he regards as the good things of life (luxury, hope of happiness, deliverance from various evils, and so on). [ 19 ] The purely conceptual content of an action is to be regarded as yet another kind of motive. This content refers not to the particular action only, as with the mental picture of one's own pleasures, but to the derivation of an action from a system of moral principles. These moral principles, in the form of abstract concepts, may regulate the individual's moral life without his worrying himself about the origin of the concepts. In that case, we simply feel that submitting to a moral concept in the form of a commandment overshadowing our actions, is a moral necessity. The establishment of this necessity we leave to those who demand moral subjection from us, that is, to the moral authority that we acknowledge (the head of the family, the state, social custom, the authority of the church, divine revelation). It is a special kind of these moral principles when the commandment is made known to us not through an external authority but through our own inner life (moral autonomy). In this case we hear the voice to which we have to submit ourselves, in our own souls. This voice expresses itself as conscience. [ 20 ] It is a moral advance when a man no longer simply accepts the commands of an outer or inner authority as the motive of his action, but tries to understand the reason why a particular maxim of behaviour should act as a motive in him. This is the advance from morality based on authority to action out of moral insight. At this level of morality a man will try to find out the requirements of the moral life and will let his actions be determined by the knowledge of them. Such requirements are
[ 21 ] The greatest possible good of mankind will naturally be understood in different ways by different people. This maxim refers not to any particular mental picture of this “good” but to the fact that everyone who acknowledges this principle strives to do whatever, in his opinion, most promotes the good of mankind. [ 22 ] The progress of civilization, for those to whom the blessings of civilization bring a feeling of pleasure, turns out to be a special case of the foregoing moral principle. Of course, they will have to take into the bargain the decline and destruction of a number of things that also contribute to the general good. It is also possible, however, that some people regard the progress of civilization as a moral necessity quite apart from the feeling of pleasure that it brings. For them, this becomes a special moral principle in addition to the previous one. [ 23 ] The principle of the progress of civilization, like that of the general good, is based on a mental picture, that is, on the way we relate the content of our moral ideas to particular experiences (percepts). The highest conceivable moral principle, however, is one that from the start contains no such reference to particular experiences, but springs from the source of pure intuition and only later seeks any reference to percepts, that is, to life. Here the decision as to what is to be willed proceeds from an authority very different from that of the foregoing cases. If a man holds to the principle of the general good, he will, in all his actions, first ask what his ideals will contribute to this general good. If a man upholds the principle of the progress of civilization, he will act similarly. But there is a still higher way which does not start from one and the same particular moral aim in each case, but sees a certain value in all moral principles and always asks whether in the given case this or that principle is the more important. It may happen that in some circumstances a man considers the right aim to be the progress of civilization, in others the promotion of the general good, and in yet another the promotion of his own welfare, and in each case makes that the motive of his action. But if no other ground for decision claims more than second place, then conceptual intuition itself comes first and foremost into consideration. All other motives now give way, and the idea behind an action alone becomes its motive. [ 24 ] Among the levels of characterological disposition, we have singled out as the highest the one that works as pure thinking or practical reason. Among the motives, we have just singled out conceptual intuition as the highest. On closer inspection it will at once be seen that at this level of morality driving force and motive coincide; that is, neither a predetermined characterological disposition nor the external authority of an accepted moral principle influences our conduct. The action is therefore neither a stereotyped one which merely follows certain rules, nor is it one which we automatically perform in response to an external impulse, but it is an action determined purely and simply by its own ideal content. [ 25 ] Such an action presupposes the capacity for moral intuitions. Whoever lacks the capacity to experience for himself the particular moral principle for each single situation, will never achieve truly individual willing. [ 26 ] Kant's principle of morality—Act so that the basis of your action may be valid for all men—is the exact opposite of ours. His principle means death to all individual impulses of action. For me, the standard can never be the way all men would act, but rather what, for me, is to be done in each individual case. [ 27 ] A superficial judgment might raise the following objection to these arguments: How can an action be individually made to fit the special case and the special situation, and yet at the same time be determined by intuition in a purely ideal way? This objection rests upon a confusion of the moral motive with the perceptible content of an action. The latter may be a motive, and actually is one in the case of the progress of civilization, or when we act from egoism, and so forth, but in an action based on pure moral intuition it is not the motive. Of course, my “I” takes notice of these perceptual contents, but it does not allow itself to be determined by them. The content is used only to construct a cognitive concept, but the corresponding moral concept is not derived by the “I” from the object. The cognitive concept of a given situation facing me is at the same time a moral concept only if I take the standpoint of a particular moral principle. If I were to base my conduct only on the general principle of the development of civilization, then my way through life would be tied down to a fixed route. From every occurrence which I perceive and which concerns me, there springs at the same time a moral duty: namely, to do my little bit towards seeing that this occurrence is made to serve the development of civilization. In addition to the concept which reveals to me the connections of events or objects according to the laws of nature, there is also a moral label attached to them which for me, as a moral person, gives ethical directions as to how I have to conduct myself. Such a moral label is justified on its own ground; at a higher level it coincides with the idea which reveals itself to me when I am faced with the concrete instance. [ 28 ] Men vary greatly in their capacity for intuition. In one, ideas just bubble up; another acquires them with much labour. The situations in which men live and which provide the scenes of their actions are no less varied. The conduct of a man will therefore depend on the manner in which his faculty of intuition works in a given situation. The sum of ideas which are effective in us, the concrete content of our intuitions, constitutes what is individual in each of us, notwithstanding the universality of the world of ideas. In so far as this intuitive content applies to action, it constitutes the moral content of the individual. To let this content express itself in life is both the highest moral driving force and the highest motive a man can have, who sees that in this content all other moral principles are in the end united. We may call this point of view ethical individualism. [ 29 ] The decisive factor of an intuitively determined action in any concrete instance is the discovery of the corresponding purely individual intuition. At this level of morality one can only speak of general concepts of morality (standards, laws) in so far as these result from the generalization of the individual impulses. General standards always presuppose concrete facts from which they can be derived. But the facts have first to be created by human action. [ 30 ] If we seek out the rules (conceptual principles) underlying the actions of individuals, peoples, and epochs, we obtain a system of ethics which is not so much a science of moral laws as a natural history of morality. It is only the laws obtained in this way that are related to human action as the laws of nature are related to a particular phenomenon. These laws, however, are by no means identical with the impulses on which we base our actions. If we want to understand how a man's action arises from his moral will, we must first study the relation of this will to the action. Above all, we must keep our eye on those actions in which this relation is the determining factor. If I, or someone else, reflect upon such an action afterwards, we can discover what moral principles come into question with regard to it. While I am performing the action I am influenced by a moral maxim in so far as it can live in me intuitively; it is bound up with my love for the objective that I want to realize through my action. I ask no man and no rule, “Shall I perform this action?”—but carry it out as soon as I have grasped the idea of it. This alone makes it my action. If a man acts only because he accepts certain moral standards, his action is the outcome of the principles which compose his moral code. He merely carries out orders. He is a superior automaton. Inject some stimulus to action into his mind, and at once the clockwork of his moral principles will set itself in motion and run its prescribed course, so as to result in an action which is Christian, or humane, or seemingly unselfish, or calculated to promote the progress of civilization. Only when I follow my love for my objective is it I myself who act. I act, at this level of morality, not because I acknowledge a lord over me, or an external authority, or a so-called inner voice; I acknowledge no external principle for my action, because I have found in myself the ground for my action, namely, my love of the action. I do not work out mentally whether my action is good or bad; I carry it out because I love it. My action will be “good” if my intuition, steeped in love, finds its right place within the intuitively experienceable world continuum; it will be “bad” if this is not the case. Again, I do not ask myself, “How would another man act in my position?”—but I act as I, this particular individuality, find I have occasion to do. No general usage, no common custom, no maxim applying to all men, no moral standard is my immediate guide, but my love for the deed. I feel no compulsion, neither the compulsion of nature which guides me by my instincts, nor the compulsion of the moral commandments, but I want simply to carry out what lies within me. [ 31 ] Those who defend general moral standards might reply to these arguments that if everyone strives to live his own life and do what he pleases, there can be no distinction between a good deed and a crime; every corrupt impulse that lies within me has as good a claim to express itself as has the intention of serving the general good. What determines me as a moral being cannot be the mere fact of my having conceived the idea of an action, but whether I judge it to be good or evil. Only in the former case should I carry it out. [ 32 ] My reply to this very obvious objection, which is nevertheless based on a misapprehension of my argument, is this: If we want to understand the nature of the human will, we must distinguish between the path which leads this will to a certain degree of development and the unique character which the will assumes as it approaches this goal. On the path towards this goal the standards play their rightful part. The goal consists of the realization of moral aims grasped by pure intuition. Man attains such aims to the extent that he is able to raise himself at all to the intuitive world of ideas. In any particular act of will such moral aims will generally have other elements mixed in with them, either as driving force or as motive. Nevertheless intuition may still be wholly or partly the determining factor in the human will. What one should do, that one does; one provides the stage upon which obligation becomes deed; one's own action is what one brings forth from oneself. Here the impulse can only be wholly individual. And, in truth, only an act of will that springs from intuition can be an individual one. To regard evil, the deed of a criminal, as an expression of the human individuality in the same sense as one regards the embodiment of pure intuition is only possible if blind instincts are reckoned as part of the human individuality. But the blind instinct that drives a man to crime does not spring from intuition, and does not belong to what is individual in him, but rather to what is most general in him, to what is equally present in all individuals and out of which a man works his way by means of what is individual in him. What is individual in me is not my organism with its instincts and its feelings but rather the unified world of ideas which lights up within this organism. My instincts, urges and passions establish no more than that I belong to the general species man; it is the fact that something of the idea world comes to expression in a particular way within these urges, passions and feelings that establishes my individuality. Through my instincts and cravings, I am the sort of man of whom there are twelve to the dozen; through the particular form of the idea by means of which I designate myself within the dozen as “I”, I am an individual. Only a being other than myself could distinguish me from others by the difference in my animal nature; through my thinking, that is, by actively grasping what expresses itself in my organism as idea, I distinguish myself from others. Therefore one cannot say of the action of a criminal that it proceeds from the idea within him. Indeed, the characteristic feature of criminal actions is precisely that they spring from the non-ideal elements in man. [ 33 ] An action is felt to be free in so far as the reasons for it spring from the ideal part of my individual being; every other part of an action, irrespective of whether it is carried out under the compulsion of nature or under the obligation of a moral standard, is felt to be unfree. [ 34 ] Man is free in so far as he is able to obey himself in every moment of his life. A moral deed is my deed only if it can be called a free one in this sense. We have here considered what conditions are required for an intentional action to be felt as a free one; how this purely ethically understood idea of freedom comes to realization in the being of man will be shown in what follows. [ 35 ] Acting out of freedom does not exclude the moral laws; it includes them, but shows itself to be on a higher level than those actions which are merely dictated by such laws. Why should my action be of less service to the public good when I have done it out of love than when I have done it only because I consider serving the public good to be my duty? The mere concept of duty excludes freedom because it does not acknowledge the individual element but demands that this be subject to a general standard. Freedom of action is conceivable only from the standpoint of ethical individualism. [ 36 ] But how is a social life possible for man if each one is only striving to assert his own individuality? This objection is characteristic of a false understanding of moralism. Such a moralist believes that a social community is possible only if all men are united by a communally fixed moral order. What this kind of moralist does not understand is just the unity of the world of ideas. He does not see that the world of ideas working in me is no other than the one working in my fellow man. Admittedly, this unity is but an outcome of practical experience. But in fact it cannot be anything else. For if it could be known in any other way than by observation, then in its own sphere universal standards rather than individual experience would be the rule. Individuality is possible only if every individual being knows of others through individual observation alone. I differ from my fellow man, not at all because we are living in two entirely different spiritual worlds, but because from the world of ideas common to us both we receive different intuitions. He wants to live out his intuitions, I mine. If we both really conceive out of the idea, and do not obey any external impulses (physical or spiritual), then we cannot but meet one another in like striving, in common intent. A moral misunderstanding, a clash, is impossible between men who are morally free. Only the morally unfree who follow their natural instincts or the accepted commands of duty come into conflict with their neighbours if these do not obey the same instincts and the same commands as themselves. To live in love towards our actions, and to let live in the understanding of the other person's will, is the fundamental maxim of free men. They know no other obligation than what their will puts itself in unison with intuitively; how they will direct their will in a particular case, their faculty for ideas will decide. [ 37 ] Were the ability to get on with one another not a basic part of human nature, no external laws would be able to implant it in us. It is only because human individuals are one in spirit that they can live out their lives side by side. The free man lives in confidence that he and any other free man belong to one spiritual world, and that their intentions will harmonize. The free man does not demand agreement from his fellow man, but expects to find it because it is inherent in human nature. I am not here referring to the necessity for this or that external institution, but to the disposition, the attitude of soul, through which a man, aware of himself among his fellows, most clearly expresses the ideal of human dignity. [ 38 ] There are many who will say that the concept of the free man which I have here developed is a chimera nowhere to be found in practice; we have to do with actual human beings, from whom we can only hope for morality if they obey some moral law, that is, if they regard their moral task as a duty and do not freely follow their inclinations and loves. I do not doubt this at all. Only a blind man could do so. But if this is to be the final conclusion, then away with all this hypocrisy about morality! Let us then simply say that human nature must be driven to its actions as long as it is not free. Whether his unfreedom is forced on him by physical means or by moral laws, whether man is unfree because he follows his unlimited sexual desire or because he is bound by the fetters of conventional morality, is quite immaterial from a certain point of view. Only let us not assert that such a man can rightly call his actions his own, seeing that he is driven to them by a force other than himself. But in the midst of all this framework of compulsion there arise men who establish themselves as free spirits in all the welter of customs, legal codes, religious observances, and so forth. They are free in so far as they obey only themselves, unfree in so far as they submit to control. Which of us can say that he is really free in all his actions? Yet in each of us there dwells a deeper being in which the free man finds expression. [ 39 ] Our life is made up of free and unfree actions. We cannot, however, think out the concept of man completely without coming upon the free spirit as the purest expression of human nature. Indeed, we are men in the true sense only in so far as we are free. [ 40 ] This is an ideal, many will say. Doubtless; but it is an ideal which is a real element in us working its way to the surface of our nature. It is no ideal just thought up or dreamed, but one which has life, and which announces itself clearly even in the least perfect form of its existence. If man were merely a natural creature, there would be no such thing as the search for ideals, that is, for ideas which for the moment are not effective but whose realization is required. With the things of the outer world, the idea is determined by the percept; we have done our share when we have recognized the connection between idea and percept. But with the human being it is not so. The sum total of his existence is not fully determined without his own self; his true concept as a moral being (free spirit) is not objectively united from the start with the percept-picture “man” needing only to be confirmed by knowledge afterwards. Man must unite his concept with the percept of man by his own activity. Concept and percept coincide in this case only if man himself makes them coincide. This he can do only if he has found the concept of the free spirit, that is, if he has found the concept of his own self. In the objective world a dividing line is drawn by our organization between percept and concept; knowledge overcomes this division. In our subjective nature this division is no less present; man overcomes it in the course of his development by bringing the concept of himself to expression in his outward existence. Hence not only man's intellectual but also his moral life leads to his twofold nature, perceiving (direct experience) and thinking. The intellectual life overcomes this two-fold nature by means of knowledge, the moral life overcomes it through the actual realization of the free spirit. Every existing thing has its inborn concept (the law of its being and doing), but in external objects this concept is indivisibly bound up with the percept, and separated from it only within our spiritual organization. In man concept and percept are, at first, actually separated, to be just as actually united by him. One might object: At every moment of a man's life there is a definite concept corresponding to our percept of him just as with everything else. I can form for myself the concept of a particular type of man, and I may even find such a man given to me as a percept; if I now add to this the concept of a free spirit, then I have two concepts for the same object. [ 41 ] Such an objection is one-sided. As object of perception I am subjected to continual change. As a child I was one thing, another as a youth, yet another as a man. Indeed, at every moment the percept-picture of myself is different from what it was the moment before. These changes may take place in such a way that it is always the same man (the type) who reveals himself in them, or that they represent the expression of a free spirit. To such changes my action, as object of perception, is subjected. [ 42 ] The perceptual object “man” has in it the possibility of transforming itself, just as the plant seed contains the possibility of becoming a complete plant. The plant transforms itself because of the objective law inherent in it; the human being remains in his incomplete state unless he takes hold of the material for transformation within him and transforms himself through his own power. Nature makes of man merely a natural being; society makes of him a law-abiding being; only he himself can make of himself a free man. Nature releases man from her fetters at a definite stage in his development; society carries this development a stage further; he alone can give himself the final polish. [ 43 ] The standpoint of free morality, then, does not declare the free spirit to be the only form in which a man can exist. It sees in the free spirit only the last stage of man's evolution. This is not to deny that conduct according to standards has its justification as one stage in evolution. Only we cannot acknowledge it as the absolute standpoint in morality. For the free spirit overcomes the standards in the sense that he does not just accept commandments as his motives but orders his action according to his own impulses (intuitions). [ 44 ] When Kant says of duty: “Duty! Thou exalted and mighty name, thou that dost comprise nothing lovable, nothing ingratiating, but demandest submission,” thou that “settest up a law ... before which all inclinations are silent, even though they secretly work against it,”5 then out of the consciousness of the free spirit, man replies: “Freedom! Thou kindly and human name, thou that dost comprise all that is morally most lovable, all that my manhood most prizes, and that makest me the servant of nobody, thou that settest up no mere law, but awaitest what my moral love itself will recognize as law because in the face of every merely imposed law it feels itself unfree.” [ 45 ] This is the contrast between a morality based on mere law and a morality based on inner freedom. [ 46 ] The philistine, who sees the embodiment of morality in an external code, may see in the free spirit even a dangerous person. But that is only because his view is narrowed down to a limited period of time. If he were able to look beyond this, he would at once find that the free spirit just as seldom needs to go beyond the laws of his state as does the philistine himself, and certainly never needs to place himself in real opposition to them. For the laws of the state, one and all, just like all other objective laws of morality, have had their origin in the intuitions of free spirits. There is no rule enforced by family authority that was not at one time intuitively grasped and laid down as such by an ancestor; similarly the conventional laws of morality are first of all established by definite men, and the laws of the state always originate in the head of a statesman. These leading spirits have set up laws over other men, and the only person who feels unfree is the one who forgets this origin and either turns these laws into extra-human commandments, objective moral concepts of duty independent of man, or else turns them into the commanding voice within himself which he supposes, in a falsely mystical way, to be compelling him. On the other hand, the person who does not overlook this origin, but seeks man within it, will count such laws as belonging to the same world of ideas from which he, too, draws his moral intuitions. If he believes he has better intuitions, he will try to put them into the place of the existing ones; if he finds the existing ones justified, he will act in accordance with them as if they were his own. [ 47 ] We must not coin the formula: Man exists only in order to realize a moral world order which is quite distinct from himself. Anyone who maintains that this is so, remains, in his knowledge of man, at the point where natural science stood when it believed that a bull has horns in order to butt. Scientists, happily, have thrown out the concept of purpose as a dead theory. Ethics finds it more difficult to get free of this concept. But just as horns do not exist for the sake of butting, but butting through the presence of horns, so man does not exist for the sake of morality, but morality through the presence of man. The free man acts morally because he has a moral idea; he does not act in order that morality may come into being. Human individuals, with the moral ideas belonging to their nature, are the prerequisites of a moral world order. [ 48 ] The human individual is the source of all morality and the centre of earthly life. State and society exist only because they have arisen as a necessary consequence of the life of individuals. That state and society should in turn react upon individual life is no more difficult to comprehend than that the butting which is the result of the presence of horns reacts in turn upon the further development of the horns of the bull, which would become stunted through prolonged disuse. Similarly, the individual would become stunted if he led an isolated existence outside human society. Indeed, this is just why the social order arises, so that it may in turn react favourably upon the individual.
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28. The Story of My Life: Chapter XVII
Tr. Harry Collison Rudolf Steiner |
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It seems obvious that in a materialistic age one ought only to approve an effort in the direction of a deepening of ethical life. But this effort arose from a fundamental conception that aroused in me the profoundest objections. [ 2 ] The leader of this movement said to himself: “One stands to-day in the midst of the many opposing conceptions of the world and of life as regards the life of thought and the religious and social feelings. |
Where will it lead if those who feel differently in matters religious and social, or who differ from one another in the life of thought, shall also express their diversity in such a way as thus to determine also their moral relationships with respect to those who think and feel differently. |
[ 12 ] This was then the nature of my loneliness in Weimar, where I had such an extensive social relationship. But I did not ascribe to these persons the fact that they condemned me to such loneliness. |
28. The Story of My Life: Chapter XVII
Tr. Harry Collison Rudolf Steiner |
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[ 1 ] At this time there was established in Germany a branch of the Ethical Culture Society which had originated in America. It seems obvious that in a materialistic age one ought only to approve an effort in the direction of a deepening of ethical life. But this effort arose from a fundamental conception that aroused in me the profoundest objections. [ 2 ] The leader of this movement said to himself: “One stands to-day in the midst of the many opposing conceptions of the world and of life as regards the life of thought and the religious and social feelings. In the realm of these conceptions men cannot be brought to understand one another. It is a bad thing when the moral feelings which men ought to have for one another are drawn into the sphere of these opposing opinions. Where will it lead if those who feel differently in matters religious and social, or who differ from one another in the life of thought, shall also express their diversity in such a way as thus to determine also their moral relationships with respect to those who think and feel differently. Therefore one must seek for a foundation for purely human ethics which shall be independent of every world-concept, which each one can recognize no matter how he may think in reference to the various spheres of existence.” [ 3 ] This ethical movement made upon me a profound impression. It had to do with views of mine which I held to be most important. For I saw before me the deep abyss which the way of thinking characteristic of the most recent times had created between that which occurs in nature and the content of the moral and spiritual world. [ 4 ] Men have come to a conception of nature which would represent the evolution of the world as being without moral or spiritual content. They think hypothetically of a purely material primal state of the world. They seek for the laws according to which from this primal state there could gradually have been formed the living, that which is endued with soul, that which is permeated with spirit in the form characteristic of this present age. If one is logical in such a way of thinking – so I then said to myself – then the spiritual and moral cannot be conceived as anything other than a result of the work of nature. Then one faces facts of nature which are from the spiritual and moral point of view quite indifferent, which in their own process of evolution have brought forth the moral as a by-product, and which finally with moral indifference likewise bury it. [ 5 ] I could, of course, perceive clearly that the sagacious thinkers did not draw these conclusions; that they simply accepted what the facts of nature seemed to say to them, and thought in regard to these matters that one ought simply to allow the world-significance of the spiritual and moral to rest upon its own foundation. But this view seemed to me of little force. It made no difference to me that people said: “In the field of natural occurrences one must think in a way that has no relation to morality, and what one thus thinks constitutes hypotheses; but in regard to the moral each man may form his own ideas.” I said to myself that whoever thinks in regard to nature even in the least detail in the manner then customary, such a person cannot ascribe to the spiritual-moral any self existent, self-supporting reality. If physics, chemistry, biology remain as they are – and to all they seem to be unassailable – then the entities which men in these spheres consider to be reality will absorb all reality; and the spiritual-moral could be nothing more than the foam arising from this reality. [ 6 ] I looked into another reality – a reality which is spiritual and moral as well as natural. It seemed to me a weakness in the effort to attain knowledge not to be willing to press through to that reality. I was forced to say to myself according to my spiritual perception: “Above the natural occurrences, and also the spiritual-moral, there is a veritable reality, which reveals itself morally but which in moral activity has at the same time the power to embody itself as an occurrence which attains to equal validity with an occurrence in nature.” I thought that this seemed indifferent to the spiritual-moral only because the latter had lost its original unity of being with this reality, as the corpse of a man has lost its unity of being with that in man which is endued with soul and with life. [ 7 ] To me this was certain; for I did not merely think it: I perceived it as truth in the spiritual facts and beings of the world. In the so-called “ethicists” there seemed to me to have been born men to whom such an insight appeared to be a matter of indifference; they revealed more or less unconsciously the opinion that one can do nothing with conflicting philosophies; let us save the principles of ethics, in regard to which there is no need to inquire how they are rooted in the world-reality. Undisguised scepticism as to all endeavour after a world-concept seemed to me to manifest itself in this phenomenon of the times. Unconsciously frivolous did any one seem to me who maintained that, if we let world-concepts rest on their own foundations, we shall thus be able to spread morality again among men. I took many a walk with Hans and Grete Olden through the Weimar parks, during which I expressed myself in radical fashion on the theme of this frivolity. “Whoever presses forward with his perception as far as is possible for man,” I said, “will find a world-event out of which there appears before him the reality of the moral just as of the natural.” In the recently founded Zukunft I wrote a trenchant article against what I called ethics uprooted from all world-reality, which could not possess any force. The article met with a distinctly unfriendly reception. How, indeed, could it be otherwise, when these “ethicists” themselves had been obliged to come forward as the saviours of civilization? [ 8] To me this matter was of immeasurable importance. I wished to do battle at a critical point for the confirmation of a world-concept which revealed ethics as firmly rooted along with all other reality. Therefore, I was forced to battle against this ethics which had no philosophical basis. [ 9 ] I went from Weimar to Berlin in order to seek for opportunities to present my view through the press. [ 10 ] I called on Herman Grimm, whom I held in high honour. I was received with the greatest possible friendliness. But it seemed to Herman Grimm very strange that I, who was full of zeal for my cause, should bring this zeal into his house. He listened to me rather unresponsively, as I talked to him of my view regarding the ethicists. I thought I could interest him in this matter which to me seemed so vital. But I did not in the least succeed. When, however, he heard me say “I wish to do something,” he replied, “Well, go to these people; I am more or less acquainted with the majority of them; they are all quite amiable men.” I felt as if cold water had been thrown over me. The man whom I so highly honoured felt nothing of what I desired; he thought I would “think quite sensibly” when I had convinced myself by a call on the “ethicists” that they were all quite congenial persons. [ 11 ] I found in others no greater interest than in Herman Grimm. So it was at that time for me. In all that pertained to my perceptions of the spiritual I had to work entirely alone. I lived in the spiritual world; no one in my circle of acquaintances followed me there. My intercourse consisted in excursions into the worlds of others. I loved these excursions. Moreover, my reverence for Herman Grimm was not in the least diminished. But I had a good schooling in the art of understanding in love that which made no move toward understanding what I carried in my own soul. [ 12 ] This was then the nature of my loneliness in Weimar, where I had such an extensive social relationship. But I did not ascribe to these persons the fact that they condemned me to such loneliness. Indeed, I perceived that unconsciously striving in many people was the impulse toward a world-concept which would penetrate to the very roots of existence. I perceived how a manner of thinking which could move securely while it had to do only with that which lies immediately at hand yet weighed heavily upon their souls. “Nature is the whole world” – such was that manner of thinking. In regard to this way of thinking men believed that they must find it to be correct, and they suppressed in their souls everything which seemed to say one could not find this to be correct. It was in this light that much revealed itself to me in my spiritual surroundings at that time. It was the time in which my Philosophy of Spiritual Activity, whose essential content I had long borne within me, was receiving its final form. [ 13 ] As soon as it was off the press, I sent a copy to Eduard von Hartmann. He read it with close attention, for I soon received back his copy of the book with his detailed marginal comments from beginning to end. Besides, he wrote me, among other things, that the book ought to bear the title: Erkenntnistheoretischer Phänomenalismus und ethischer Individualismus.1 I He had utterly misunderstood the sources of the ideas and my objective. He thought of the sense-world after the Kantian fashion even though he modified this. He considered this world to be the effect produced by reality upon the soul through the senses. This reality, according to his view, can never enter into the field of perception which the soul embraces through consciousness. It must remain beyond consciousness. Only by means of logical inferences can man form hypothetical conceptions regarding it. The sense-world, therefore, does not constitute in itself an objective existence, but is merely a subjective phenomenon existing in the soul only so long as this embraces the phenomenon within consciousness. [ 14 ] I had sought to prove in my book that no unknown lies behind the sense-world, but that within it lies the spiritual. And concerning the world of human ideas, I sought to show that these have their existence in that spiritual world. Therefore the reality of the sense-world is hidden from human consciousness only so long as the soul perceives by means of the senses alone. When, in addition to the sense-perceptions, the ideas are also experienced, then the sense-world in its objective reality is embraced within consciousness. Knowing does not consist in a copying of a real but the soul's living entrance into that real. Within the consciousness occurs that advance from the still unreal sense-world to the reality of this world. [ 15 ] In truth is the sense-world also a spiritual world; and the soul lives together with this known spiritual world while it extends its consciousness over it. The goal of the process of consciousness is the conscious experience of the spiritual world, in the visible presence of which everything is resolved into spirit. [ 16 ] I placed the world of spiritual reality over against phenomenalism. Eduard von Hartmann thought that I intended to remain within the phenomena and abandon the thought of arriving from these at any sort of objective reality. He conceived the thing as if by my way of thinking I were condemning the human mind to permanent incapacity to reach any sort of reality, to the necessity of moving always within a world of appearances having existence only in the conception of the mind (as a phenomenon). Thus my endeavour to reach the spirit through the expansion of consciousness was set over against the view that “spirit” exists solely in the human conception and apart from this can only be “thought.” This was fundamentally the view of the age to which I had to introduce my Philosophy of Spiritual Activity. The experience of the spiritual had in this view of the matter shriveled up to a mere experience of human conceptions, and from these no way could be discovered to a real (objective) spiritual world. [ 17 ] I desired to show how in that which is subjectively experienced the objective spiritual shines and becomes the true content of consciousness; Eduard von Hartmann opposed me with the opinion that whoever maintains this view remains fixed in the sensibly apparent and is not dealing at all with an objective reality. [ 18 ] It was inevitable, therefore, that Eduard von Hartmann must consider my “ethical individualism” dubious. [ 19 ] For what was this based upon in my Philosophy of Spiritual Activity? I saw at the centre of the soul's life its complete union with the spiritual world. I sought so to express this fact that an imaginary difficulty which disturbed many persons might resolve itself into nothing. That is, it is supposed that, in order to know, the soul – or the ego – must differentiate itself from that which is known, and therefore must not merge itself with this. But this differentiation is also possible when the soul swings, like a pendulum, as it were, between the union of itself with the spiritual real on the one hand and the sense of itself on the other. The soul becomes “unconscious” in sinking down into the objective spirit, but with the sense of itself it brings the completely spiritual into consciousness. [ 20 ] If, now, it is possible that the personal individuality of men can sink down into the spiritual reality of the world, then in this reality it is possible to experience also the world of moral impulses. Morality becomes a content which reveals itself out of the spiritual world within the human individuality; and the consciousness expanded into the spiritual presses forward to the perception of this revelation. What impels man to moral behaviour is a revelation of the spiritual world in the experiencing of the spiritual world through the soul. And this experience takes place within the individuality of man. If man perceives himself in moral behaviour as acting in reciprocal relation with the spiritual world, he is then experiencing his freedom. For the spiritual world works within the soul, not by way of compulsion, but in such a way that man must develop freely the activity which enables him to receive the spiritual. [ 21 ] In pointing out that the sense-world is in reality a world of spiritual being and that man, as a soul, by means of a true knowledge of the sense-world is weaving and living in a world of spirit – herein lies the first objective of my Philosophy of Spiritual Activity. In characterizing the moral world as one whose being shines into the world of spirit experienced by the soul and thereby enables man to arrive at this moral world freely – herein lies the second objective. The moral being of man is thus sought in its completely individual unity with the ethical impulses of the spiritual world. I had the feeling that the first part of The Philosophy of Spiritual Activity and the second part form a spiritual organism, a genuine unity. Eduard von Hartmann was forced, however, to feel that they were coupled together quite arbitrarily as phenomenalism in the theory of knowledge and individualism in ethics. [ 22 ] The form taken by the ideas of the book was determined by my own state of soul at that time. Through my experience of the spiritual world in direct perception, nature revealed itself to me as spirit; I desired to create a spiritual natural science. In the self-knowledge of the human soul through direct perception, the moral world entered into the soul as its entirely individual experience. [ 23 ] In the experience of spirit lay the source of the form which I gave to my book. It is, first of all, the presentation of an anthroposophy which receives its direction from nature and from the place of man in nature with his own individual moral being. [ 24 ] In a certain sense The Philosophy of Spiritual Activity released from me and introduced into the external world that which the first period of my life had brought before me in the form of ideas through the destiny which led me to experience the natural-scientific riddles of existence. The further way could now consist in nothing else than a struggle to arrive at ideal forms for the spiritual world itself. [ 25 ] The forms of knowledge which man receives through sense-perception I represented as inner anthroposophical experience of the spirit on the part of the human soul. The fact that I had not yet used the term anthroposophic was done to the circumstance that my mind was always striving first to attain perception and scarcely at all after a terminology. My task was to form ideas which could express the human soul's experience of the spiritual world. [ 26 ] An inner wrestling after the formation of such ideas comprises the content of that episode of my life which I passed through between my thirtieth and fortieth years of age. At that time fate placed me usually in an outer life-activity which did not so correspond with my inner life that it could have served to bring this to expression.
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54. The Situation of the World
12 Oct 1905, Berlin Tr. Unknown Rudolf Steiner |
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It should make us practical, by leading us to the deeper forces which lie at the foundation of life and throwing light upon everything from these deeper forces, and by guiding our actions so that they are in harmony with the great laws of the universe. We are able to achieve something in the world and we can influence its course of events only if we act in accordance with the great laws of the universe. |
We thus have great theories in national economy, in the conceptions of social life, theories which look upon the struggle for existence as something quite justified which cannot be severed from the development of humanity. |
Huxley said: If we survey the animals in Nature, their struggle for existence resembles a fight of gladiators—and this is a law of Nature. And if we turn our attention from the higher animals to the lower species in keeping with the course of world-development, we find that the facts prove everywhere that we live in the midst of a general struggle for existence, You see, this idea could be expressed, it could be accepted as a general law of the universe. |
54. The Situation of the World
12 Oct 1905, Berlin Tr. Unknown Rudolf Steiner |
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Spiritual investigation cannot meddle with the immediate events of the day. But at the same time, one should not believe that spiritual science floats in the clouds above every reality and that it has nothing to do with practical life. To-day we shall not speak of the events that are stirring the world just now, events of the kind: described in the daily newspapers, nor do we belong to those who prefer to be blind and deaf to the occurrences that move the human heart. The spiritual-scientific investigator must always thread his way between two rocks; he never loses himself in the ruling opinions and views of the day, and on the other hand he never becomes involved in empty abstractions and authoritative concepts. On many occasions I had the opportunity to tell you that spiritual science should make us practical; far more practical than is generally believed to be the case by the men of daily practical life. It should make us practical, by leading us to the deeper forces which lie at the foundation of life and throwing light upon everything from these deeper forces, and by guiding our actions so that they are in harmony with the great laws of the universe. We are able to achieve something in the world and we can influence its course of events only if we act in accordance with the great laws of the universe. After these introductory words, let me begin by pointing out a few facts for the sole purpose of calling up in your mind the importance of present-day problems, I might say the actuality of these problems. One, fact which everyone may perhaps remember is that on the 24th of August 1898 the Czar's authorised representative sent a circular to all the accredited foreign representatives at St. Petersburg, containing among other things the following words: The maintenance of peace and thee diminution of armaments that weigh upon the nation constitute an ideal of modern civilisation, an ideal upon which the governments of all nations should turn their attention. My sovereign completely dedicated his strength to this task. Hoping that this, may be in keeping with the desire of most of the other lowers, the Imperial Government holds that it is now the best moment to ensure peace upon the basis of international discussion and to put an end to the present uninterrupted arming. This document also contains the following: Since the financial means required for armaments are constantly rising, capital and labour are deviated from their true paths and are devoured unproductively. The armaments consequently correspond less and less to the purpose allotted to them by the respective governments. The document concludes by saying that a Conference with God's aid would be a good omen for the new century. To be sure, this is not exactly a new resolution, for we can go back many centuries, and in the l6th/17th century we come across a ruler, Henry IVth of France, who then advanced the idea of holding such a universal Peace Conference. Seven of the sixteen nations of that time had already given their consent, when Henry IVth was murdered. No one continued his work. If necessary, it would be possible to trace intentions and plans having this aim and flowing from such quarters, much further back still. This is one sequence of facts. The other one is: the Conference of The Hague. You all know the name of that praiseworthy person who pursues her ideals with such rare devotion and with such a good knowledge of the facts: Bertha von Suttner. One year after the Conference at The Hague she collected the acts into a book in which she recorded speeches which were sometimes very beautiful. She also wrote an introduction to this book. Please bear in mind that one year passed by since Bertha von Suttner envisaged this book about the Peace Conference. At this point there is an interruption in the text.) War has now broken out, in diametrical opposition to these ideas, war due to refusal of intermediation—the cruel Transvaal war. If we now look around in the world, we find that very noble-hearted men are lighting for the ideal of Peace and the love for universal peace lives in the hearts of high- minded idealists—nevertheless so much blood has never before been shed on earth as during this short time. This is an earnest very earnest matter for everyone who is also interested in the great problems of the soul. On the one hand we have the devoted apostles of Peace and their untiring activity, we have the excellent books of Bertha von Suttner who knew how to set forth the terrors of war with such rare skill—but do not let us forget the other side. Do not let us forget that many clever men who belong to the other side assure us again and again that war is necessary for human progress, that it steels the forces. The strength increases by having to face opposition. The scientific investigator who attracted so many thinkers to his side, often said that he desired war, that only a fierce war could advance the forces in Nature.1 Perhaps he did not express himself so radically, nevertheless many people harbour these thoughts. Even within our spiritual-scientific Movement some people voiced the view that it would be a weakness, nay a sin against the spirit of national strength, if any objection were raised against the war which had led to national honour, national power. In any case, the opinions in this sphere are still strongly opposed. But the Conference at The Hague brought with it one thing. It brought to our notice the views of many people who are at the head of public life. Many representatives of Governments at that time agreed that the Conference at The Hague should take place. One might think that a cause which had gained the support of such high quarters, would be highly successful. - In order to. view things in the way in which they have to be viewed from the aspect of a spiritual conception of the world and of life, we must penetrate more deeply into the whole subject. When we study the problem of peace as an ideal problem and see how it developed in the course of time, but at the same time observe the facts of battle and strife, we must say that perhaps the way in which this ideal of peace has been pursued, calls for a closer investigation and claims our attention. You see, even the hearts of many soldiers are filled with pain and abhorrence for the consequences and effects of war. Such things, may indeed induce us to ask: Do wars arise through anything which can be eliminated from the world by principles and opinions? These who look more deeply into the souls of men know that two quite distinct and separate directions produce that which leads to war. One direction is what we designate as power of judgment and understanding, what we name idealism; the other direction is human passion, the human inclinations, man's sympathies and antipathies. Many things would be different in the world if it were possible, without further ado, to control desires and passions in accordance with the principles of the heart and of the understanding. For this is not possible, the very opposite has so far always been the case in human life. The understanding, the heart itself, provide in idealism the mask for what is pursued by passion and desire. And if you study the history of human development, you may again and again ask, whenever you come across certain principles, whenever you see idealism flashing up: What are the passions and desires which lurk in the background? You see, if you bear this in mind, it is quite possible that with the best principles one cannot as yet achieve anothing; perhaps something else will be required, because the human, passions, instincts and desires are not sufficiently developed to follow the idealism of individual men. The problem has, as you see, a deeper root and we must grasp it more deeply. If we wish to judge the whole matter rightly, we must cast a glance into the human soul and its fundamental forces. We do not always survey the course of development to a sufficient extent, generally we only survey a short space of time,—so that an encompassing conception of the world must open our eyes, giving us on the one hand a deep insight and on the other a survey of larger epochs of time, in order that we may form a judgment of the forces which are to lead us into the future. Let us consider the human soul, where we can study it deeply and thoroughly. Let us consider from another aspect something which we mentioned eight days ago.2 We have, a natural-scientific theory, the so-called Darwinism. There is one idea which plays an important part in this natural-scientific conception. It is the idea designated as the “STRUGGLE FOR EXISTENCE,” the “BATTLE OF LIFE.” Our whole natural science, our whole conception of life stood under the sign of this struggle for existence. The scientists declared: In the world the beings that can best assert themselves in the battle of life, that can gain the greatest advantage over their fellow-creatures, are those who survive, whereas the others perish! Consequently, we need not be surprised that we are surrounded by beings, who adapted themselves best of all, for they developed throughout millions of years. The fittest survived and the unfit perished. The struggle for existence has become the watchword of scientific research. From where did this struggle come? It has not been taken from Nature. Darwin himself, though he sees it in a greater style than his followers, took it from a conception of Malthus,3 spreading over the history of human development, a conception according to which the earth produces food in a progression rising in a far more reduced measure than the increase of the population. Those who versed in these questions will know that one says: The increase in food is in accordance with arithmetic progression, whereas the increase in the population is in accordance with geometrical progression. This produces a struggle for existence, a war of all against all. Setting out from this idea, Darwin placed the struggle for existence also at the beginning of the life of mature. This conception is not only in keeping with a mere idea, but with the modern ways of living. This battle of life has become reality reaching as far as the conditions of individual existence, as expressed in the form of general economic competition. This battle of life was observed at close quarters, it was looked upon as something natural in the kingdom of man, and then it was taken over by natural science. Ernst Haeckel set out from these ideas, and in warlike activities, in war itself, he even saw a lever of civilisation, Battle strengthens, the weak must go under,—civilisation demands that the weak should perish. National economy then applied this struggle to the human sphere. We thus have great theories in national economy, in the conceptions of social life, theories which look upon the struggle for existence as something quite justified which cannot be severed from the development of humanity. With these principles, not with prejudices, one went back to the remotest times, and one tried to study the life of the wild barbaric peoples; one believed that it was possible to listen to the development of human culture and thought to discover in it the wildest principle of war. Huxley said: If we survey the animals in Nature, their struggle for existence resembles a fight of gladiators—and this is a law of Nature. And if we turn our attention from the higher animals to the lower species in keeping with the course of world-development, we find that the facts prove everywhere that we live in the midst of a general struggle for existence, You see, this idea could be expressed, it could be accepted as a general law of the universe. Those who realise that no words can be uttered which are not deeply rooted in the human soul, must say to themselves that the feelings, the soul-constitution even of our best people are still based upon the idea that war, battle, in the human race as well as in Nature, constitutes a law, something from which we cannot escape. Now you can say: These scientists were perhaps very humane, perhaps in their deepest idealism they longed for peace, for harmony. But their profession, their science convinced them that this was not so, and perhaps they wrote down their theories with a bleeding heart. This might stand as an objection, if something quite different had not arisen. We can say that the above-mentioned theory was universally accepted by all those who believed that they were sound thinkers, scientifically and economically, in the sixties and seventies of the 19th-century. generally accepted was- the view that war and strife were, a law of Nature, from which one could not escape. The old conception of Rousseau4 had been disposed of completely—so people thought—for Rousseau held that only man's wickedness had brought battle and strife into the general peace of Nature, opposition and disharmony into its harmony. At the end of me l9th century the Rousseau atmosphere was still prevalent, according to which a glance into the life of Nature which is still uninfluenced by man's super-culture, reveals everywhere harmony and peace. It is man, with his arbitrariness and culture, who brought strife and battle into the world. This was still Rousseau's idea and during, the last third of the 19th century the scientists assured us: it would be fine if this were true, but this is not the case: the facts show us a different state of things. Nevertheless, let us ask ourselves earnestly: Has human feeling expressed a verdict, or the facts themselves? ... It would be difficult to raise any objection if the facts themselves spoke in this way. But a strange man appeared in the year 1880, who gave a lecture in St. Petersburg in Russia, during the Congress of Scientists of 1880. This lecture is of profoundest significance for all who are really interested in this problem. This man is the zoologist Kessler.5 He died soon after. His lecture dealt with the principle of mutual help in Nature. All those who earnestly deal with such questions, will find in the research and scientific maturity contained in this lecture a completely new impulse. Nor the first time in our modern epoch facts were collected from the whole of Nature proving that all the former theories on the struggle for existence are not in keeping with reality. You see, this lecture expounds and proves by facts that the animal species, the groups of animals, do not develop through the battle of life, in reality, a struggle for existence only exists exceptionally between two different species, but not within the same species, for the individuals belonging to it on the contrary help each other. Those species are the fittest, where the individuals belonging to it are most inclined to this mutual help. Long existence is guaranteed not by a struggle for existence, but by mutual help. This opened out a new aspect, by a strange coincidence and chain of circumstances in modern scientific research, this subject was continued by a man who adopted the most extraordinary standpoint, by Prince Kropotkin: He was able to prove in the case of animals and certain tribes, by bringing forward innumerable sound facts, the great significance of this principle of mutual help, both in Nature and in human life. I would advise everyone to read his took.6 It brings a number of ideas and concepts which are a good school for an ascent to a spiritual outlook. But these facts can be grasped in the right way only if they are considered in the light of a so-called esoteric conception, if we gain insight into these facts upon the foundation of spiritual science. I might adduce many facts which speak very clearly, but you can read them in the above-mentioned book. The principle of mutual help in Nature declares that those in whom this principle is developed in the highest measure are those who advance furthest. Consequently, the facts speak clearly and will speak more and more clearly for us. When we speak of a single animal-species in the theosophical conception, we speak of it in the same way in which we speak of man's single individuality. An animal species is upon a lower sphere the same as the single human individuality upon a higher sphere. I already explained before that there is one fact which, we must clearly envisage in order to grasp the difference which exists between man and the whole animal kingdom. This contrasting difference may be expressed in the words: Man has a biography, but the animal has no biography. In the case of an animal it suffices to describe its species. Father, grandfather, grandson and son—these distinctions do not count in the case of a lion; we do not need to describe each one in particular. Certainly I knew that many objections can be raised: I know that those who love a dog or a monkey think that they can write a biography of the dog or of the monkey. But a biography should not contain what another person knows of the being that is the subject of a biography, but what that being himself knew. Self-consciousness is essential for a biography, and in this meaning, only the HUMAN BEING has a biography. This would correspond to a description of a whole animal-species. That each group of animals has a group-soul, is the external expression for the fact that each individual human being bears a soul within him. I was able to explain to you here that a hidden world is immediately connected with our physical world; it is the astral world which does not consist of the objects and beings that can be perceived through the senses, but which are woven of the same substance of which our passions and desires are woven. If you examine the human being you can see that he led down his soul as far as the physical world, the physical plane. But the animal has no individual soul upon the physical plane,—you find instead the animal's individual soul upon the so-called astral plane, in the astral world that lies concealed behind our physical world. The groups of animals have individual souls in the astral world. You see, here you have the difference between man and the animal kingdom. If we now ask ourselves: What is really waging battle, when we observe the struggle for existence in the animal kingdom? We must reply: In truth, the astral battle of the soul's passions and instincts stands behind this struggle of the different species in the animal kingdom, the battle of soul-passions and instincts which is rooted in the double souls, or in sex. But if we were to speak of a struggle for existence WITHIN the same species in the animal kingdom, this would be the same as if the human soul were to wage war upon itself in its different parts. This is a very important truth: We cannot accept the rule that a struggle exists within the same animal species, but a struggle for existence can only take place between different species; for the soul of one whole species is the same for all the animals belonging to it ... and because of this it must control the single members. In the animal species we can observe mutual help and assistance, which is simply the expression for the uniform activity of the species or of the group-soul. And if you consider all the examples mentioned in the above-named interesting book, you will obtain a beautiful insight into the way in which these group-souls work. We find, for example, that when a specimen of a certain species of crab has accidentally fallen on its back, so that it cannot turn around alone, a number of animals in its neighbourhood come along and help it to get on its legs again. This mutual support comes from the soul-organ which the animals have in common. Follow the way in which beetles help each other when they have to protect a brood, or tackle a dead mouse, etc., how they unite and carry out their work together, there you can observe the activity of the group-soul. It is possible to observe this right up to the highest animal-species. Indeed, those who have some understanding for this mutual support and assistance among animals, also obtain insight into the activity of the group-souls and an idea of how they work—and just there they can develop a spiritual vision. The eye acquires sun-like qualities. In the case of man, we have an individualized group-soul. Such a group-soul dwells in each single human being. We must therefore apply to the human beings what must be applied to the different animal species, so that in the case of man it is possible that one human being fights, against another human being; an individual strife is possible. But let us now consider the purpose of strife, whether battle exists in the development of the world for the sake of battle. For what has become of the struggle of existence among the species? The species that supported each other most of all survived, and those who fought against each other perished. This is a law of Nature. Consequently, we must say that in external Nature development progresses through the fact that peace replaces the struggle. Where Nature reached a definite point, where it arrives at the great turning point, we really find harmony; the peace which is the final outcome of the whole struggle, can really be found there. Consider, for instance, that the plants, as species, are also engaged in a struggle for existence. But consider at the same time how wonderfully the vegetable kingdom and the animal kingdom support each other in their common process of development: for the animal breathes in oxygen and breathes out nitrogen, whereas the plant breathes in nitrogen and breathes out oxygen. Thus peace is possible in the universe. What Nature thus produces through its forces, is destined to be produced by man consciously, out of his individual nature. Man progressed gradually and what we designate as the self-consciousness of our individual soul unfolded little by little. We must look upon the present situation of the world as the result of a course of development, and then follow its tendency towards the future. Go back into the past; there you will find group-souls at the beginning of human development. These group-souls were active within small tribes and families, so that we also come across group-souls in the human beings. The further back you look into the development of the world, the more compact you will find the structure of human life, the people will appear to you harmoniously united. One spirit seemed to pervade the old village communities; which afterwards became the primitive State. You can study that when Alexander the Great led his armies into battle, it was a different thing from leading modern armies into war, with their far more developed individualized will-forces. This must be seen in a true light. The progressive course of civilisation consists in the fact that the human beings became more and more individualized, more and more independent and self-conscious. The human race developed out of groups and small communities. Even as there are group-souls that guide and control the single animal-species, so the different nations were guided by the great group-souls. By his progressive education, the human being more and more emancipates himself from the guidance of the group-soul and becomes more and more independent. Whereas formerly he confronted his fellow-men with more or less hostility, his independence brought him to the point of standing in the midst of a battle of life which now takes hold of the whole of humanity. This is the present situation of the world, and this is the. destiny particularly of our epoch or race, that is to say, of the immediate present. Spiritual science distinguishes in the present development of the world five great races, the so-called sub-races. The first sub-race developed in ancient times, in distant India. This sub-race was to begin with filled by a culture of priests. It is this culture of priests which gave our present race its first impulses. It had come over from the Atlantean culture; this developed in a region which is now the bottom of the Atlantic Ocean. The leading note was given by this race and it was followed by the others; now we live within the fifth sub-race. This subdivision is not taken from anthropology or from some racial theory, but will be explained more in detail in my 6th lecture (of the 9th of November 1905: FUNDAMENTAL IDEAS OF THEOSOPHY). The fifth race is the one which made us progress furthest of all in our individual existence, in our individual consciousness. Christianity was in fact a preparation for the attainment of this individual consciousness; man had to attain to this individual consciousness. If you go back to the time before Christ, to ancient Egypt where the gigantic pyramids were built, you will find there an army of slaves who carried out tasks so difficult and fatiguing that it is hardly possible to conceive this to-day. But for the greater part of the time these workmen built the immense pyramids as a matter of course and they were filled by an immense peacefulness. They submitted to their work because at that time the teaching of reincarnation and of karma was a natural thing. No books tell you about this, but if you penetrate into spiritual science this will be quite clear to you. Each slave who toiled until his hands were sore and who lived in pain and misery, knew: This is one of many lives, and what I am suffering now must be borne as the consequence of what I prepared for myself in my former lives! If this is not the case, I shall experience the effect of this life in my next; and the one who now orders me about, once stood upon the same stage on which I am standing now, or he will do so one day. With such a mentality, however, it would have been impossible to develop a self-conscious earthly life, and the High Powers that lead human destiny as a whole, knew what they were doing, when for a time—which lasted many thousands of years—they blotted out the consciousness of Karma and of Reincarnation. This disappearance was brought about by the great course of development of Christianity, up to the present time; it eliminated the power to look up to another world which brought a harmonising influence, and drew attention instead to the immense importance of this life upon the earth. Though this might have gone too far in its radical application, it was never the less necessary, for the world's course of development does not follow logic, but quite different laws. From earthly life people deduced an eternity of punishment, and although this is nonsense, the tendency of human development led to this. Humanity thus learned to grow conscious of this one earthly existence and the earth, the physical plane, thus assumed an immense importance for the human being. This had to come, the earth had to acquire this great significance. Everything that takes place to-day in the form of a material conquest of the earthly globe, could only grow out of a mentality based upon an education cut out for this earth and emitting the idea of Reincarnation and Karma. We now see the result of such an education: man came down completely to the physical plane during his earthly life; for the individual soul could only unfold upon the physical plane, where it is isolated, enclosed within the body and where it can only look out into the world through the senses, as an isolated individual existence. This brought human competition into the human race, in an ever-growing measure, and the effects of such an isolated existence. We must not be surprised that to-day the human race is not by a long way ripe enough to eliminate once more what was thus drawn in. We saw that the present species of animals reached their state of perfection by mutual help and that the struggle for existence only exists between the species, passing from species to species. But if the human individuality is upon a higher stage the same as the group-soul of the animals, then the human soul will only be able to attain self-consciousness by passing through the same struggles through which the animal-species passed in Nature. This struggle will last until the human being will have developed complete independence. But he is called upon to reach this consciously; consciously he must attain what exists outside upon the. physical plane. Along the stages of consciousness pertaining to his own sphere, he will be guided towards mutual help and support, because the human race is one species. The absence of struggle which exists in the animal kingdom must be attained for the whole human race in the form of an all-embracing, complete peace. It is not struggle, but mutual help and support that led the single animal-species, to their present state of development. The group-soul that lives in the animal-species as an individual soul is at peace within itself and a uniform soul. Only man's individual soul has a special structure within its isolated physical existence. You see, the great acquisition which spiritual development can bring to our soul is to recognise truly the one soul that, fills the whole human race, the unity with humanity as a whole. We do not receive this as an unconscious gift, but we must conquer it for ourselves consciously. It is the task of the spiritual- scientific world-conception to develop really and truly this uniform soul that lives within the whole human race. This is expressed in our first fundamental principle, to establish a brotherly league throughout the world, independently of race, sex, colour, etc. This implies the recognition of the SOUL that lives in the whole of humanity. The purification enabling us to discover the same soul also in our fellow-men must go as far as our passions. In physical life we are separated, but in the life of the soul we are one with the Ego of the human race. This can only be grasped in real life; true life alone can lead us to this. Consequently, only the development of spiritual life can permeate us with the breath of this one Soul. Not the people of the present, but those of the future who will more and more unfold the consciousness of this One Soul, shall lay the foundation of a new human race that will devote itself entirely to mutual help. Our first principle therefore means something quite different than is generally supposed. We do not fight; but we also do not oppose war or any other thing, because opposition and battle do not lead to a higher development. Each animal-species developed into a special race by coming out of the struggle for existence. Let us leave fighting to the bellicose who are not yet mature enough to go in search of the common Soul of the Human Race in spiritual life. A real Society of Peace is one that strives after a knowledge of the Spirit, and the spiritual-scientific current is the true Peace Movement, it is the Peace Movement in the only form in which it can exist in practical life, because it envisages what lives within the human being and what will unfold in the future. Spiritual life always developed as a stream that came from the East. The East is the region where spiritual life was fostered. And here in the West we have the region where the external. materialistic civilisation was unfolded. That is why we see in the East the land where people dream and sleep. But who knows what is going on in the souls of those whom we call dreamers or sleepers, when they rise up to worlds which are quite unknown to the peoples of the West? We must now come out of our materialistic civilisation, and yet bear in mind everything that surrounds us in the physical world. We must ascend to the spiritual with everything which we conquered upon the physical plane. It is more than symbolically significant that in England Darwinism should have found a new representative in Huxley who deemed it necessary to state out of his western conception: Nature shows us that the human apes fought against each other and the strongest remained on the field ... whereas from the East came the watchword: Support, mutual help, this is the guarantee for the future! Here in Central Europe we have a special task: It would be of no use to use to be one-sidedly Oriental, or one-sidedly English. We must unite the morning dawn of the East with the. physical science of the West so that they become a great harmony. Then we shall be able to grasp how the idea of the future may be connected with the idea of the struggle for existence. It is more than a coincidence that in one of the fundamental books of Theosophy those who penetrate more deeply into spiritual life will find light upon the path, for the second chapter significantly closes with a sentence which coincides with this idea. “Light upon the Path” does not contain it as a phrase, for spiritual development will lead us to a point where we shall recognise that the beautiful words at the end of the 2nd chapter in “Light upon the Path” harmonize with the One Soul that enters the individual human soul, flashing up and coming to life within it. Those who immerse themselves in this beautiful little book—which does not only fill the soul with a content that makes us feel inwardly devout and good and that gradually gives man real clairvoyance by the power of its words—will discover in the single individual this harmony, when they experience what is written in every chapter. The final words, “Peace be with you,” will then descend into the soul. In the end this will be experienced by the whole of humanity, for the most significant words will then be: “Peace be with you.” This opens out to us the true perspective. Then we must not only speak of peace, not only envisage it abstractly as an ideal, make treaties or long for the verdicts of a court of arbitration, but we must cultivate spiritual life, the Spiritual. We then awaken within us the strength which will be poured out over the whole human race as the source of mutual help and support. We do not oppose, we do something else: we foster love, and we know that by fostering love, every opposition must disappear. We do not set up struggle against struggle. We set up love against struggle by developing and fostering love. This is something positive. By pouring out love we work upon ourselves and we establish a society based upon love. This is our ideal. If this livingly penetrates into our souls, we shall realize an old saying in a new way, and this will be in accordance with Christianity. And a new Christianity, or rather the Christianity of the past, will arise again for a new humanity. Buddha gave his people a motto which envisages this. But Christianity contains even more beautiful words on the unfolding: of love, words which should be grasped in the right way: Not by strife we overcome strife, not by hatred we overcome hatred, but strife and hatred can in reality be overcome by love alone.
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204. Materialism and the Task of Anthroposophy: Lecture XII
01 May 1921, Dornach Tr. Maria St. Goar Rudolf Steiner |
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From this earlier characterization, the fundamental difference between the soul condition of the Roman-Latin segment of Europe's population and that of the Anglo-Saxon part will have become clear. |
They cling to this tenet just as modern scientists adhere to the law of gravity or something like that. Despite the fact that the existence of this view of life is of fundamental significance particularly for the present, people today do not wish to pay any heed to something like this. |
He sensed this clericalism that pulsed up from everything in the art of social experimentation during the first half of the nineteenth century. It lived in Napoleon III; it was something even the Commune16 had to struggle against. |
204. Materialism and the Task of Anthroposophy: Lecture XII
01 May 1921, Dornach Tr. Maria St. Goar Rudolf Steiner |
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Yesterday I tried to outline the various preparations of different nations for the significant point in humanity's development in the middle of the nineteenth century that then, in a sense, flowed from that time on into our present age. All this can be illustrated through descriptions of the connections between external phenomena and the inner spiritual course of development. Today, we shall bring together several facts that can throw some light on the actual underlying history of the nineteenth century. After all, it is true that the middle of that century is the point when intellectual activity completely turned into a function, an occupation, of the human physical body. Whereas this activity of the intellect was a manifestation of the etheric body during the whole preceding age; from the eighth century B.C. until the fifteenth century A.D., it has increasingly become an activity of the physical body since that time. This process reached a culmination in the middle of the nineteenth century. Along with this, the human being has in fact become more spiritual than was previously the case. The insights into the spiritual world that had come about earlier and had diminished since the beginning of modern times were derived, after all, from the more intensive union of the physical body with the etheric body. Simply because they were now in a position to carry out something completely nonphysical with their physical body, namely, intellectual activity, human beings thus became completely spiritual beings in regard to their activity. But as I already pointed out yesterday, they denied this spirituality. People related what they grasped mentally only to the physical world. And as I attempted to characterize it yesterday, the different nations were prepared in different ways for this moment in the development of modern civilization. From this earlier characterization, the fundamental difference between the soul condition of the Roman-Latin segment of Europe's population and that of the Anglo-Saxon part will have become clear. A radical difference does indeed exist in regard to the inner soul constitution. This radical difference can best be characterized if certain spiritual streams that have run their course in humanity's evolution since ancient times and have been recognized long ago are juxtaposed to the contrast between France, Spain, Italy, and the inhabitants of the British Isles and their American descendants. This can be characterized in the following way. Everything that was part of the Ahura-Mazdao cult in the ancient Persian culture, mankind's looking up to the light, encountered in a diminished form in the Egypto-Chaldean civilizations and, even more diminished, in Greek culture, finally became abstract in the Roman culture. All this left residual traces in what has been preserved throughout the Middle Ages and the modern era in the Romance segment of the European population. The last offshoot of the Ormuzd or Ahura-Mazdao culture has remained behind, as it were, whereas, on the other hand, the stream that was considered the ahrimanic one in the ancient Persian world view emerges as modern culture. Indeed, like Ormuzd and Ahriman, these two cultures confront each other in recent times. We find poured into this Ormuzd stream everything that comes from the Roman Church. The forms Christianity assumed by enveloping itself with the Roman-juristic forms of government, by turning into the papal church of Rome, are the last offshoots. We have indicated much else from which these forms originated, but together with all these things they are the last offshoots of the Ormuzd cult. These last traces can still be detected in the offering of the Mass and all that is present in it. A proper understanding of what lies at the basis of these traces will be attained only if less value is placed on insignificant aspects as compared to the great streams of humanity, only if in studying these matters the true value is sought in the forms of thought and feeling that hold sway. In regard to external civilization, modern impulses came to expression in a tumultuous way in the French Revolution at the end of the eighteenth century. As I indicated yesterday, there lived in it though in abstractions, the appeal addressed to the individual, the conscious human being. We might actually say, like a counterblow against what continued to survive in Romanism, these abstractions of freedom, equality, and brotherhood came into being out of the world of ideas. We must distinguish between what found its way into the Roman forms of thought and feeling out of ancient spiritual streams, and the element that originated from human nature. After all, we must always distinguish the essence of a single nationality from the ongoing stream of humanity in general. We shall see how a light that clearly points to the characteristic moment in humanity's evolution in that century also takes shape precisely in the French civilization later on in the nineteenth century. But the national element in the French, Spanish, and Italian cultures contains in itself the continuation of the Ormuzd element in those times in which this element—naturally transformed through the Catholicity of Christianity—appears as a shadow of an ancient civilization. Therefore, we see that despite all aspirations towards freedom Romanism became and has remained the bearer of what the Roman Church in its world dominion represents. You really do not understand much of the course of European development, if you do not clearly realize in what sense Roman ecclesiasticism continues to live in Romanism to this day. Indeed even the thought forms employed in the struggle against the institutions of the Church are in turn themselves derived from this Roman Catholic thinking. Thus, we have to distinguish between the general stream of humanity's evolution, which has assumed abstract character and flows through the French Revolution, and the particular national, the Roman-Latin stream, which is actually completely infected with Roman Catholicity. Out of this stream of Roman Catholicity, a remarkable phenomenon arises in the beginning of the nineteenth century. This phenomenon and its significance for the development in Europe is given far too little attention. Most people who spend their lives being asleep to the phenomena of civilization know nothing of what has been living in the depths of European culture since the beginning of the nineteenth century and is still fully grounded in Roman Catholicity. All this is concentrated, I should say, in the first third of the nineteenth century in the activities of a certain personality, namely, de Maistre.1 De Maistre is actually the representative of the Catholicity borne by the waves of Romanism, Catholicity that has the aspiration to lead the whole of Europe back into its bosom. With de Maistre, a personality of the greatest imaginable genius, of compelling spirituality but Roman Catholic through and through, appears on the scene. Let us now give some consideration to something that is completely unfamiliar to those who think along Protestant lines, yet is present in a relatively large number of people in Europe. It is not commonly known that a spiritual stream does in fact exist that is quite unknown to what has otherwise developed since the beginning of the fifteenth century, but that is itself well-acquainted with the effects of this new mentality of the fifth post-Atlantean epoch. Let us try to characterize the world view in the minds of those for whom de Maistre was a brilliant representative in the first third of the nineteenth century. He himself has long since died, but the spirit that inspired him lives on in a relatively large number of people in Europe. Our present is the time in which it is coming to life again, assuming new forms and seeking to gain larger and larger dimensions. We shall characterize the world view at its roots in a few sentences. This view holds that since the beginning of the fifteenth century the course of human life on earth is going downhill. Since that time, only dissipation, godlessness, and vapidity have proliferated in European civilization; the mere intellect focusing on usefulness has gripped humanity. Truth, on the other hand, which is identical with the spirituality of the world, expresses something different since time immemorial. The problem is that modern man has forgotten this ancient, sacred truth. This primordial, sacred truth implies that man is a fallen creature. The human being has cause to appeal to his conscience and remorse in his soul so that he can lift himself up, so that his soul will not fall prey to materiality. But inasmuch as European humanity utilizes materiality since the middle of the fifteenth century, the European civilization is falling into ruin and with it the whole of mankind. That is the world view whose main exponent is de Maistre. According to this view all of humanity falls into two categories, one representing the kingdom of God, the other representing the kingdom of this world. The followers of this view look upon the earth's population and distinguish those who they say belong to the kingdom of God. They are the ones who still believe in the ancient truths, who, in fact, have vanished in their true form since the beginning of the fifteenth century. Their noblest aftereffects can still be detected in the views of Augustine,2 who also differentiates between human beings who are predestined to salvation and those predestined to damnation. The adherents of de Maistre claim that when one encounters a person in this world, he either belongs to the kingdom of God, or to the kingdom of this world. It only appears as though human beings were all mixed together. In the eyes of the spiritual world they are strictly separated from one another, and they can be distinguished from one another. In antiquity, those who belonged to the kingdom of the world, worshiped superstition, that is, they fashioned for themselves false images of the deity; since the beginning of the fifteenth century, they cling to unbelief. That is what de Maistre and his followers say. They know very well what the majority of the European population has slept through, namely, the new age that has in fact dawned since the beginning of the fifteenth century. They indicate this point in time; they indicate it as that moment in time when humanity forgot the source, the actual source of divine truth. The put it like this: Through sole use of the shadowy intellect, human beings found themselves in a position where the connecting link between them and the source of eternal truth was severed. Since that time, Providence no longer extends mercy to mankind, only justice, and this justice will hold sway on the day of Judgment. If one relates something like this, it is like telling people a fairy tale; nevertheless, there are those in Europe who cling to this view that since the beginning of the fifteenth century divine world rule has assumed a quite different position in regard to earth humanity. They cling to this tenet just as modern scientists adhere to the law of gravity or something like that. Despite the fact that the existence of this view of life is of fundamental significance particularly for the present, people today do not wish to pay any heed to something like this. De Maistre sees the most pronounced defection from ancient truth in the French Revolution. He does not view it in the way we considered it, namely, as the arising in abstract form of what is supposed to direct human beings to the consciousness soul. Instead, he views this Revolution as the fall into unbelief, the worst thing that could have happened to modern humanity. The French Revolution in particular signifies to him that the seal has now been set on the fact that the divine world power no longer has any obligation to extend mercy in any form on the human being but merely justice, which will be sure to prevail on the Day of Judgment. It is assumed in these circles that those who will fall prey to the powers of doom are already predestined, and also already preordained are those who are the children of the Kingdom of God, who are destined to save themselves because they still cling to ancient wisdom that enjoyed its special bloom in the fourth century A.D. Such an impulse pervades the text Observations About France de Maistre wrote in 1796 when he still lived in Piermont. Already then he reproached France, the France of the Revolution, for its long list of sins. Already then, he referred to the foundations of Romanism that still retain what has come down from ancient times. This sentiment is expressed even more strongly in de Maistre's later writings, and the latter are connected with the whole mission in world history de Maistre ascribed to himself.3 After all, he chose Petersburg as the setting for his activity; his later writings proceeded from there. De Maistre had the grandiose idea to tie in with Russianism, particularly with the element that had found its way since ancient times from Asia into the Orthodox Catholic, Russian religion. From there, he wished to create a connection to Romanism. He tried to bring about the great fusion between the element living in the Oriental manner of thinking in Russian culture, and the element coming from Rome. The article he wrote in Petersburg in 1810, ”Essay Concerning the Creative Principle of Political Constitutions,” is already imbued with this view. We can discern from this text how de Maistre refers back to what Christianity was in regard to its metaphysical view prior to the scholastic age, what it was in the first centuries and what was acceptable to Rome. De Maistre aimed for Roman, for Catholic, Christianity as a real power, but in a certain sense he even rejected what the Middle Ages had already produced as an innovation on the basis of Aristotle's philosophy. In a certain sense, de Maistre tried to exclude Aristotle, for the latter was to him already the preparation for what has appeared since the fifteenth century in the form of the modern faculty of reason. Through human faculties other than logic, de Maistre wanted to attain to a relationship with spirituality. The essay he wrote in the second decade of the nineteenth century, “Concerning the Pope,” moves particularly strongly in the direction of this concept of life. We might say that it is a text that exudes a classic spirit in its composition, a spirit that belongs, in a manner of speaking, to the finest times of French culture under Louis XIV. At the same time, it had as penetrating an effect as any inspired writing. The Pope is presented as the rightful ruler of modern civilization, and it is significant that this is being stated in Petersburg. The manner of presentation is such that one is supposed to distinguish between the temporal, namely, the corruption that has come into the world through a number of Popes, the objectionable elements in regard to some of the Popes, and the eternal principle of Roman Papacy. In a sense, the Pope is represented as incarnation of the spirit of the earth that is to rule over this earth. One is moved to say: All the warmth that lives in this essay about the Pope is the shining forth of Ormuzd's spirit that very nearly sees Ahura-Mazdao himself incarnated in the Roman Pope and therefore makes the demand that the Roman Catholic Church in its fusion with all that found its way from the Orient into Russia—for this is implied in the background—will rule supreme, that it will sweep away all that the intellectual culture has produced since the beginning of the fifteenth century. De Maistre was really brilliantly effective in this direction. In 1816, his translation of Plutarch was published.4 In it he tried to demonstrate the sort of power that Christianity possessed; a power, so he thought, that had insinuated itself as thought form into Plutarch's dissertations although the latter was still a pagan. Finally, the last work from de Maistre's pen, again proceeding from Petersburg, Twilight Hours in St. Petersburg, was published in two volumes.5 First of all, everything I have already characterized appears in them in an especially pronounced form; in particular he depicts the radical struggle of Roman Catholicism against what appears on the British Isles as its counterpart. If, on the one hand, we see how Roman Catholicism crystallizes in all this in a certain direction, if we note what is connected in the form of Roman Catholicism with personalities like Ignatius of Loyola,6 Alfonso di Liguori,7 Francis Xaverius,8 and others and relate this to the brilliant figure of de Maistre; if we observe everything that is present here, then, in a manner of speaking, we see the obsolete, archaic light of Ormuzd. On the other hand, we note what de Maistre sees arising on the British Isles and what he then assails cuttingly with the pungent acid of his penetrating mind. This struggle by de Maistre against the true essence of the Anglo-Saxon spirit is one of the most grandiose spiritual battles that has ever taken place. In particular, he aims at the personality of the philosopher Locke9 and sees in him the very incarnation of the spirit that leads mankind into decline. He opposes Locke's philosophy brilliantly to excess. We need only recall the significance of this philosophy. In the background, on the one hand, we must note the Roman principles of initiation that express themselves like a continuing Ormuzd worship. We must be aware of everything that flowed into this from somebody like Ignatius of Loyola,10 and in such grand manner from de Maistre himself. On the other hand, in contrast to everything that has its center in Roman Catholicism in Rome itself, yet is based on initiation and, I might say, is certainly the newest phase of the Ormuzd initiation, we have to observe all the secret societies that spread from Scotland down through England and of which English philosophy and politics are an expression. From a certain, different viewpoint, I have described that on another occasion. De Maistre is just as well informed about what makes itself felt out of an ahrimanic initiation principle as he is knowledgeable about what he is trying to bring to bear as the Ormuzd initiation in the new form for European civilization. De Maistre knows how to evaluate all these things; he is intelligent enough to recognize them esoterically, inasmuch as he attacks the philosopher Locke who in a sense is an offspring, an outward, exoteric offspring, of this other, ahrimanic initiation. He is attacking an important personality, the one who made his appearance with the epochal book Concerning Human Reason, which then greatly influenced French thinking. Subsequently, Locke was indeed revered by Voltaire.11 His influence was such that Madam de Sevigne12 remarked concerning an Italian writer who made Locke palatable in a literary sense for Italy, that the latter would have liked to consume Locke's rhetorical embellishments in every bowl of boullion. Now de Maistre took a close look at Locke and said: It is impossible that Voltaire, for example, and other Frenchmen could have even read this Locke! In his book Twilight Hours in St. Petersburg de Maistre discusses in detail how writers actually gain world fame. He demonstrates that it is quite possible that Voltaire had never read Locke; he really could not have read him, otherwise he would have been smart enough not to defend Locke as he did. Even though de Maistre sees a veritable devil in Voltaire, he still does him justice by saying this of him. And in order to substantiate this, he offers long essays on how individuals like Locke are written and spoken about in the world, individuals who are viewed as great men. This is notwithstanding the fact that in reality people are not concerned with gaining firsthand knowledge about them, but instead familiarize themselves with such individuals by means of secondary sources. It is as if humanity were imprisoned in error—this is how Locke affects these people. The whole modern way of thinking that, according to de Maistre's view, then led to the catastrophe of the French Revolution actually proceeds from Locke; in other words Locke is the exponent, the symptom, the historical symptom for this. From the point from which Locke proceeded, this way of thinking dominates the world. De Maistre scrutinizes Locke, and he says that there were few writers who had such an absolute lack of a sense of style as did Locke, and he demonstrates this in detail. He tries to prove in every instance that Locke's statements are so trivial, so matter of fact, that one need not reckon with them at all, that it is quite unnecessary to trouble one's thoughts with them. He states that Voltaire said Locke always clearly defined everything, but, asks de Maistre, what are these definitions by Locke? Nothing but truisms, “nonsensical tautologies,” to use a modern term, and ridiculous. According to him, all of Locke's pen pushing is supposedly a joke without style, without brilliance, full of tautologies and platitudes. This is how de Maistre characterized something that became most valuable for modern mankind, namely, that people today see greatness in platitude, in popular style, in the lack of genius and style, in what can be found in the streets but passes itself off as philosophy. Yet, de Maistre is actually a person who in all instances pays attention to the deeper spiritual principles, to the spiritually essential. It is most difficult for matters such as these encountered here to be made comprehensible to a person today. For the way a personality like de Maistre thinks is really quite foreign to present day human beings who are accustomed to the shadowy intellect. De Maistre not only observes the individual person; he sees the spiritual element working through that individual. What Locke wrote must be characterized in de Maistre's sense in the way I have just described it. However, de Maistre expresses this with extraordinary brilliance and geniality. At the same time, he says: If, in turn, I consider Locke as a person he was indeed a quite decent fellow; one can have nothing against him as a person. He is the corrupter of Western European humanity, but he is a decent person. If he would be born again today and would have to watch how human beings make use of this triviality that he himself recognized as such after death, he would cry bitter tears over the fact that people have fallen for his platitudes in this manner. All this is expressed by de Maistre with tremendous forced and plausible emphasis. He is imbued with the impulse thus to annihilate what appears to him as the actual adversary of Roman Catholicism and what, according to his view, thrives especially on the other side of the Channel. I would like to read to you one passage verbatim from the “Petersburg Twilight Conversations,” where he speaks of the—to his view wretched—effect of Locke on politics: “These dreadful seeds”—so he says—“perhaps would not have come to fruition under the ice of his style; animated in the hot mud of Paris, they have produced the monster of the Revolution that has engulfed Europe.” After having uttered such words against the spirit working through Locke, he again turns to Locke as a person. This is something that is so difficult to impress on people of our age who constantly confuse the external personality with the spiritual principle that expresses itself through that human being and see it as a unit. De Maistre always distinguishes what reveals itself as actual spirituality from the external human being. Now he turns again to the outward personality and says: He is actually a man who had any number of virtues, but he was gifted with them about as well as was that master of dance who, according to Swift,13 was so accomplished in all the skills of dance and had only one fault—he limped. Thus, says de Maistre, Locke was gifted with all virtues. Yet, de Maistre truly sees him as an incarnation of the evil principle—this is not my figure of speech, de Maistre himself uses this expression—that speaks through Locke and holds sway supersensibly since the beginning of the fifteenth century. One really gains some respect for the penetrating spirituality that imbued de Maistre. One must also be aware, however, that there really exist people who are gaining influence today and are on the verge now of winning back their influence over European civilization, who are definitely inspired by that spirituality that de Maistre represented on the highest level. De Maistre still retained something of the more ancient, instinctive insights into the relationship between world and man. This is particularly evident from his discourse about the Sacrifice Offering and the ritual of the Sacrifice. He had somewhat of an awareness of the fact that what is linked to the physical body in regard to the consciousness soul must make itself felt independently in the human being and that it is embodied in the blood. Basically, it was de Maistre's view that the divine element had only been present in human evolution up to the fourth Christian century. He did not wish to acknowledge the Christ Who works on continuously. Above all, he tried to extinguish everything existing since the fifteenth century. He longed to return to ancient times. Thus, he acquired his particular view of the Christ, a view that possessed something of the ancient Yahweh, indeed of the old pagan gods, for he really went back to the cult of Ormuzd. And he gathered from this viewpoint that the divine element can only be sought far beyond the human consciousness soul, hence, beyond the blood. Based on such profound depths of his world view de Maistre expressed the thought that the gods—namely the gods of whom he spoke—have a certain distaste for the blood, and in the first place have to be appeased by the blood sacrifice. The blood has to offer itself up in sacrifice.14 It goes without saying that this is something the supremely enlightened modern human being laughs at. Yet it is something that has passed on from de Maistre to those who are his followers and who represent a segment of humanity that must be taken seriously, but who are also intimately connected with everything proceeding today from Roman ecclesiasticism. We must not forget that in de Maistre we confront the finest and most brilliant representative of what infused France from Romanism and what indeed has come to expression in French culture, I would say, in an ingenious but folk-oriented form. It is this that lives in French culture and has constantly brought it about that clericalism played a significant role in everything motivating French politics throughout the whole nineteenth century. In France, the abstract impulses of freedom, equality, and brotherhood clashed with what existed there as Roman Catholicism. Actually, we must vividly feel what imbued a person such as Gambetta15 when, at a decisive moment, the deep sigh escaped from him: “Le clericalisme, voila l'ennemi!” (“Clericalism, that is the enemy!”). He sensed this clericalism that pulsed up from everything in the art of social experimentation during the first half of the nineteenth century. It lived in Napoleon III; it was something even the Commune16 had to struggle against. It was an element that survived into17 of the 1880's and the conflicts around the personality of Dreyfus;18 it is something that is alive even today. An element is present in France that stands in an inner, spiritual, and absolutely radical difference to all that exists on the other side of the Channel in Great Britain and is basically embodied in the elements that remained behind from something else, from the various Masonic orders and lodges. Whereas, on the one hand, we are dealing with initiated Roman Catholicism, on the other hand we encounter the movements of secret societies, which I have already characterized here from another viewpoint and which represent the ahrimanic stream. There is a tremendous difference in the way the modern question of one person's individual status is expressed, say, in the elections to Parliament in France, or over in Great Britain. In France, everything proceeds from a certain theory, from certain ideologies. In England, everything emerges directly from the practical relationships of commercial and industrial life and collides, as I pointed out yesterday, with the ancient patriarchal conditions that prevailed particularly in the landowners' lifestyle. Just look at the way things take place in France. You find everywhere what you might call spiritual battles. There are struggles for freedom, for equality and brotherhood; people fight for the separation of school and church. People struggle to push the church back. But it is not possible to do so, for the church dwells in the depths of the soul's existence. Everything runs its course, in a manner of speaking, in the domain of certain dialectics, of certain arguments. Over in England, these matters run their course as questions of power. There, we find a certain spiritual movement that is typical of the Anglo-Saxon people. I have often pointed out that as the middle of the nineteenth century approached, certain people came to the conclusion that things could not be allowed to go on in the same way any longer; human beings had to be made aware of the fact that a spiritual world does exist. The merely shadowlike intellect did not suffice. Yet people could not make up their minds to bring this inclination towards the spirit to the attention of the world in a manner other than through something that is “super-materialistic,” namely, through spiritism. This spiritism, which in turn has a greater impact than one would think, has its origins there. Spiritism, out to grasp the spirit externally, so to speak, just as one grasps matter, is therefore super-materialistic, is more materialistic than materialism itself. Locke lives on, so to say, in this super-materialism. And this element that in a sense, dwells in the inner sphere of the modern cultural development, expresses itself outwardly. It is certainly again and again the same phenomenon. We encounter a tendency toward that spiritual stream de Maistre opposes so radically in the 1840's across the Channel: The tendency to comprehend everything by means of material entities. Locke basically referred to the intellect in such a manner that he deprived the intellect of its spiritual nature. He made use of the most spiritual element in the human being in order to deny the spirituality in the human being, indeed, in order to direct human beings only to matter. Similarly people in the nineteenth century referred to the spirit and tried to demonstrate it through all sorts of material manifestations. The intention was to make the spirit comprehensible to human beings through materialism. The element, however, that imbued the initiates of the various fraternities then passed over into the external social and political conditions. One is inclined to say: By fighting for the abolition of the grain tariff in 1846 and succeeding in that endeavor, the cotton merchant Cobden and the Quaker Bright19 were the outward agents of the inner spiritual stream in the political life in the same way as the two most inept individuals who ever existed in politics, Asquith and Grey in the year 1914.20 Certainly, Cobden and Bright were not as blind as Asquith and Grey, but basically it is the same symptom, presented to the world in outward phenomena such as the abolition of the grain tariff in 1846 when industry was victorious over the ancient patriarchal system, only on a new stage. Yesterday, I listed the other stages preceding this one. Then we can observe, so to speak, stage following upon stage. We see the workers organizing themselves. We note that the Whigs increasingly become the party concerned with industry, that the Tories turn into the party of the landowners, of the old patriarchal system. But we also see that this ancient patriarchal element could no longer resist the abrupt clash with modern technology—I characterized the manner of that yesterday—and that, all at once, modern industrialism pushed its way in. Thus, centuries, indeed millennia, were skipped, and England's mental condition that dated back to pre-Christian eras and existed well into the nineteenth century simply merged with what has developed in recent times. Then we see the right to vote increasingly extended, the Tories calling for the support of a man, who only a short while ago certainly would not have been counted among them, Disraeli, Lord Beaconsfield, who was of Jewish extraction, an “outsider.”21 We watch the Upper House finally becoming a shadow and the year 1914 approaching in which a quite new England emerges. Only future historiography will be able to evaluate this emergence of the new England correctly. You see, this is the course of the major events in the development of the nineteenth century. We see the various moments flashing up, indicating how significant a point in humanity's evolution has actually appeared. Only the most enlightened minds, however, can discern the light flashes that are the most important. I have frequently called attention to a phenomenon that is highly significant for the comprehension of the development in the nineteenth century. I have called attention to the moment in Goethe's house in Weimar when, having heard of the July revolution in France, Eckermann appeared before Goethe and Goethe said to him: “In Paris, unheard-of things have occurred, everything is in flames!” Naturally, Eckermann believed that Goethe was referring to the July revolution. That was of no interest at all to Goethe; instead, he said: “I don't mean that; that is not what interests me. Rather, in the academy in Paris, great controversy between Cuvier and Geoffroy de Saint-Hilaire has broken out concerning whether the individual types of animals are independent or whether the one type passes over into the next.” Cuvier claimed the first, namely, that one is dealing with firm, rigid types that cannot evolve into other types. Geoffroy held that one has to view a type as being changeable, that one type passes over into the next.22 For Goethe, this was the major world event of modern times! In fact, this was true. Goethe, therefore, had a profound, tremendously alive sensitivity. For what did Geoffroy de Saint-Hilaire argue against Cuvier? The former sensed that when human beings look into their inner being, they can animate this shadowy intellect, that it is not merely logic, which is passively concerned with the external world, but that this logic can discover something like living truth about the things in this world within itself. In what imbued Geoffroy de Saint-Hilaire, Goethe sensed the assertion of the living intellect, something that arose, I might say, in the occult development of modern humanity and reached its culmination in the middle of the nineteenth century. Goethe really sensed something of great significance. Cuvier, the great scholarly scientist, claimed that one had to be able to differentiate between the individual species and had to place them side by side. He stated that it was impossible to transform one type into the next, least of all, for example, the bird species into that of the mammals, and so on. Geoffroy de Saint-Hilaire, on the other hand, claimed that it was possible to do so. What sort of confrontation was that? Ordinary truth and sublime error? Oh no, that is not the case. With ordinary, abstract logic, with the shadow-intellect, one can just as easily prove the correctness of what Cuvier claims as of what Geoffroy de Saint-Hilaire has stated. On the basis of ordinary reason, which still prevails in our science today, this question cannot be resolved. This is why it has come up again and again; this is why we see Geoffroy de Saint-Hilaire confront Cuvier in Paris in 1830 and in a different manner Weissmann23 and others confront Haeckel.24 These questions cannot be determined by way of this external science. For here, the element that has turned into the shadowlike intellect since the beginning of the fifteenth century, something that de Maistre detests so much, is really aiming at abolishing spirituality itself. De Maistre pointed to Rome, even to the fact that the Pope—except for the temporal, passing papal personalities—sits in Rome as the incarnation of what is destined to rule over modern civilization. The culmination point of these discourses by de Maistre was reached in the year 1870, when the dogma of the Pope's infallibility was proclaimed. By way of the outmoded Ormuzd worship, the element that should be sought in spiritual heights was brought down into the person of the Roman Pope. What ought to be viewed as spirituality became temporalized matter; the church was turned into the secular state. This was subsequent to the fact that the church had already for a long time been successful in fitting the secular states into the form it had assumed itself when it had turned into the state religion under Constantine. Therefore, in Romanism, we have on the one hand something that turns into the modern state inasmuch as the legal principle itself rebels and brings about its own polarity, so to speak, in the French Revolution; on the other hand, we have the outdated Ormuzd worship. Then we confront the element arising from the economic sphere, for all the measures that are taken on the other side of the English Channel originate from that sphere. In de Maistre we encounter the last great personality who tries to imprint spirituality into the judicial form of the state, who tries to carry the spirit into earthly materiality. This is what anthroposophically oriented spiritual science has to oppose. It wishes to establish super-sensible spirituality. It tries to add to the prolonged Ormuzd worship, to the ahrimanic worship, something that will bring about a balance, it wishes to make the spirit itself the ruler of the earth. This cannot be accomplished other than in the following manner. If, on the one hand, the earthly element is imprinted into the structure of political laws and, on the other hand, into the economic form, this spiritual life, in turn, is established in such a way that it does not institute the belief in a god who has become secular but rather inaugurates the reign of the spirit itself that flows in with each new human being incarnating on earth. This is the free spiritual life that wishes to take hold of the spirit that stands above all that is earthly. Once again, the intention is t bring to bear what one might call the effusion of the Spirit. In A.D. 869, during the general ecumenical council, the view of the spirit was toned down in order to prevent human beings from arriving at the acknowledgment of the spirit that rules the earth from heaven, at the beginning of the fifteenth century, in order to make possible the appearance of a man such as de Maistre as late as the nineteenth century. This is what is important: Rather than appealing to the spirit believed to be incarnated in an earthly sense, a Christ-being believed to be living on in an earthly church, we must appeal to the spiritual entity that is indeed connected with the earth, yet must be recognized and viewed in the spirit. But since everything human beings must attain in the earthly domain has to be acquired within the social order, this cannot come about in any other way but by acknowledging the free right of the spirit descending with each new human life in order to acquire the physical body, the spirit that can never become sovereign in an earthly personality and dwells in a super-sensible being. The establishment of the dogma of infallibility is a defection from spirituality; the last point of what had been intended with that council of 869 had been reached. We must return to the acknowledgment, belief in, and recognition of the spirit. This, however, can only come about if our social order is permeated with the structure that makes possible the free spiritual life alongside other things—the earth-bound political and economic life. This is how the insight human beings must acquire today places itself into the course of civilization. This is how it has to be experienced within the latter. If we fail to do that, we cannot arrive at the essence of what is actually trying to come to expression in the “Threefold Social Organism,” of what tries to work for the salvation of a civilization that otherwise must fall victim to decline in the manner described by Spengler.
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303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Education Based on Knowledge of the Human Being II
25 Dec 1921, Dornach Tr. Roland Everett Rudolf Steiner |
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Spencer had already formulated his most important and fundamental ideas before Darwinism spread. So-called Darwinism aptly demonstrates how scientific, intellectualistic thinking approaches questions and problems that result from a deep-seated longing in the human soul. |
One can truly say that Darwin observed the data offered to his sense perceptions with utmost exactitude; that he searched for the underlying laws in a very masterly way; and he considering everything that such observations could bring to his powers of comprehension. |
Can we walk this path without damaging our personal life, on the one hand, and shunning a social life with others, on the other? Anthroposophy has the courage to say that, with the ordinary established naturalistic approach, it is impossible to attain suprasensory knowledge. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Education Based on Knowledge of the Human Being II
25 Dec 1921, Dornach Tr. Roland Everett Rudolf Steiner |
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If you take what was presented to you yesterday and study it in greater depth, you will find that today’s interpretation of the world cannot lead to a real understanding of the human being. And if you go into further detail in your study of what could be only briefly described here and relate it to specific problems of life, you will find confirmation of all that was postulated in yesterday’s lecture. Now, strangely, exponents of the modern worldview seem unaware of what it means that they cannot reach the specifically human sphere. Nor are they willing to admit that, in this sense, their interpretation of the universe is incomplete. This fact alone is more than enough to justify all the efforts made by spiritual scientific research. We can understand this all the more clearly by observing characteristic examples. When quoting Herbert Spencer, I did not intend to prove anything but only wanted to illustrate modern thinking. Spencer had already formulated his most important and fundamental ideas before Darwinism spread. So-called Darwinism aptly demonstrates how scientific, intellectualistic thinking approaches questions and problems that result from a deep-seated longing in the human soul. Charles Darwin’s Origin of the Species, published in 1859, certainly represents a landmark in modern spiritual life. His method of observation and the way he draws conclusions are exemplary for a modern conceptual discipline. One can truly say that Darwin observed the data offered to his sense perceptions with utmost exactitude; that he searched for the underlying laws in a very masterly way; and he considering everything that such observations could bring to his powers of comprehension. Never did he allow himself to be deflected, not to the slightest degree, by his own subjectivity. He developed the habit of learning from the outer world in a way commensurate with the human intellect. Observing life in this way, Darwin found links between the simplest, least developed organisms and the highest organism on earth—humankind itself. He contemplated the entire range of living organisms in a strictly natural scientific way, but what he observed was external and not part of the essential nature of human beings. Neither the true human being nor human spiritual aspirations were the object of his enquiry. However, when Darwin finally had to face an impasse, his reaction was characteristic; after having formulated his excellent conclusions, he asked himself, Why would it have pleased the Divine Creator any less to begin creation with a small number of relatively undeveloped and primitive organic forms, which would be allowed to develop gradually, than to miraculously conjure fully developed forms right at the beginning of the world? But what does such a response imply? It shows that those who have made the intellectual and naturalistic outlook their own, apply it only as far as a certain inner sensing will allow and then readily accept these newly discovered boundaries without pondering too much over whether it might be possible to transcend them. In fact, they are even prepared to fall back on traditional religious concepts. In a subsequent book, The Descent of Man, Darwin did not fundamentally modify his views. Apart from being typical of the time, Darwin’s attitude reveals certain national features, characteristic of Anglo American attitudes and differing from those of Central Europe. If we look at modern life with open eyes, we can learn a great deal about such national traits. In Germany, Darwinism was initially received with open enthusiasm, which nevertheless spread to two opposite directions. There was, first of all, Ernst Haeckel, who with youthful ardor took up Darwin’s methods of observation, which are valid only in nonhuman domains. But, according to his Germanic disposition, he was not prepared to accept given boundaries with Darwin’s natural grace. Haeckel did not capitulate to traditional religious ideas by speaking of an Almighty who had created some imperfect archetypes. Using Darwin’s excellent methods (relevant only for the non-human realm) as a basis for a new religion, Ernst Haeckel included both God and the human being in his considerations, thus deliberately crossing the boundary accepted by Darwin. Du Bois-Reymond took up Darwinism in another way. According to his views, naturalistic intellectual thinking can be applied only to the non-human realm. He thus remained within its limits. But he did not stop there, unquestioning and guided by his feelings; he made this stopping point itself into a theory. Right there, where Darwin’s observations trail off into vagueness, Du Bois-Reymond postulated an alternative, stating that either there are limits or there are no limits. And he found two such limits. The first limit occurs when we turn our gaze out into the world, and we are confronted with matter. The second is when we turn our gaze inward, toward experiences of our consciousness and find these also finally impenetrable. He thus concluded that we have no way of reaching the supra-sensory, and made this into a theory: one would have to rise to the level of “supernaturalism,” the realm where religion may hold sway, but science has nothing to do with what belongs to this religious sphere. In this way, Du Bois-Reymond leaves everyone free to supplement, according to personal needs, everything confirmed by natural science with either mystical or traditionally accepted forms of religious beliefs. But he insists that such supernatural beliefs could never be the subject of scientific scrutiny. A characteristic difference between the people of Central Europe and those of the West is that the latter lean naturally toward the practical side of life. Consequently, they are quite prepared to allow their thoughts to trail off into what cannot be defined, as happens in practical life. Among Central Europeans, on the other hand, there is a tendency to put up with impracticalities, as long as the train of thought remains theoretically consistent, until an either/or condition has been reached. And this we see particularly clearly when fundamental issues about ultimate questions are at stake. But there is still a third book by Darwin that deals with the expression of feeling. To those who occupy themselves with problems of the soul, this work seems to be far more important than his Origin of the Species and Descent of Man. Such people can derive great satisfaction from this book—so full of fine observations of the human expression of emotions—by allowing it to work in them. It shows that those who have disciplined themselves to observe in a natural scientific way can also attain faculties well suited for research into the soul and spiritual sphere of the human being. It goes without saying that Darwin advanced along this road only as far as his instinct would allow him to go. Nevertheless, the excellence of his observations shows that a training in natural scientific observation can also lead to an ability to go into the supra-sensory realm. This fact lies behind the hope of anthroposophic work, which, in any task that it undertakes, chooses not to depart by a hair’s breadth from the disciplined training of the natural scientific way of thinking. But, at the same time, anthroposophy wishes to demonstrate how the natural scientific method can be developed, thus transcending the practical limits established by Darwin, crossed boldly by Haeckel’s naturalism, and stated as a theory by Du Bois-Reymond. It endeavors to show how the supra-sensory world can be reached so that real knowledge of the human being can finally be attained. The first step toward such higher knowledge does not take us directly into the world of education, which will be our central theme during the coming days. Instead, we will try to build a bridge from our ordinary conceptual and emotional life to suprasensory cognition. This can be achieved if—using ordinary cognition—we learn to apprehend the basic nature of our sense-bound interpretation of the world. To do this, first I would like you to assume two hypotheses. Imagine that, from childhood on, the world of matter had been transparent and clear to our understanding. Imagine that the material world around us was not impermeable to our sight, but that with ordinary sensory observation and thinking we could fully penetrate and comprehend its nature. If this were the situation, we would be able to comprehend the material aspect of the mineral kingdom. We would also be able to understand the physical aspect of human nature; the human body would become completely transparent to our sight. If such a hypothesis were reality, however, you would have to eliminate something from your mind that real life needs for its existence; you would have remove from your thinking all that we mean when we speak of love. For what is the basis of love, whether it is love for another person, for humankind in general, or for spiritual beings? Our love depends on meeting the other with forces that are completely different from those that illuminate our thinking. If transparent or abstract thoughts were to light up as soon as we met another being, then even the very first seeds of love would be destroyed immediately. We simply would be unable to engender love. You need only to remember how in ordinary life love ceases when the light of abstract thought takes over. You need only to realize how correct we are to speak of abstract thoughts as cold, how all inner warmth ceases when we approach the thinking realm. Warmth, revealing itself through love, could not come into being if we were to meet outer material life only with the intellect; love would be extinguished from our world. Now imagine that there is nothing to prevent you from looking into your own inner structure; that, when looking inward, you could perceive the forces and weaving substances within you just as clearly as you see colors and hear tones in the outer world. If this were to happen, you would have the possibility of continuously experiencing your own inner being. However, in this case, too, you would have to eliminate something from your mind that human beings need to exist in the world as it is. What is it that lights up within when you turn your sight inward? You see remembered imagery of what you have experienced in the outer world. In fact, when looking inward, you do not see your inner being at all. You see only the reflection, or memory, of what you have experienced in the world. On the one hand, if you consider that, without this faculty of memory, personal life would be impossible, and, on the other, consider that to perceive your own inner life you would have to eliminate your memory, then you realize the necessity of the built-in limits in our human organization. The possibility of clearly perceiving the essence of outer matter would presuppose a person devoid of love. The possibility of perpetually perceiving one’s own inner organization would presuppose a human being devoid of memory. Thus, these two hypotheses help us to realize the necessity of the two limits placed on ordinary human life and consciousness. They exist for the development of love and because human beings need personal memories for an inner life. But, if there is a path beyond these boundaries into the suprasensory world, an obvious question arise. Can we walk this path without damaging our personal life, on the one hand, and shunning a social life with others, on the other? Anthroposophy has the courage to say that, with the ordinary established naturalistic approach, it is impossible to attain suprasensory knowledge. At the same time, however, it must ask, Is there any way that, when applied with the strict discipline of natural science, will enable us to enter suprasensory worlds? We cannot accept the notion that crossing the threshold into the supernatural world marks the limit of scientific investigation. It is the goal of anthroposophy to open a path into the suprasensory, using means equally as exact as those used by ordinary science to penetrate the sensory realm. In this way, anthroposophy merely continues along the path of modern science. Anthroposophy does not intend to rebel against present achievements, but it endeavors to bring something that is needed today and something contemporary life cannot provide from its own resources. If we look at Darwin’s attitude as I have presented it, we might be prompted to say, If science can deal only with what is perceptible to the senses, then we have to fall back on religious beliefs to approach the suprasensory, and we simply have to accept the situation as inevitable. Such a response, however, cannot solve the fundamental, urgent human problems of our time. In this context, I would like to speak about two characteristics of contemporary life, because, apart from supplementing what has been said, they also illuminate educational matters. They may help to illustrate how modern intellectual thinking—which is striving for absolute lucidity—is nevertheless prone to drift into the dark unconscious and instinctive domains. If you observe people’s attitudes toward the world in past ages, you will find that ancient religion was never seen as mere faith—this happened only in later times—but that religions were based on direct experience and insight into spirit worlds. Knowledge thus gained was considered to be as real as the results of our modern natural scientific research. Only in subsequent ages was knowledge confined to what is sense perceptible, and suprasensory knowledge was, consequently, relegated to the religious realm. And so, the illusion came about that anything pertaining to metaphysical existence had to be a matter of faith. Yet, as long as religions rested on suprasensory knowledge, this knowledge bestowed great power, affecting even physical human nature. Modern civilization cannot generate this kind of moral strength for people today. When religion becomes only a matter of faith, it loses power, and it can no longer work down into our physical constitution. Although this is felt instinctively, its importance is unrecognized. This instinctive feeling and the search for revitalizing forces have found an outlet that has become a distinctive feature of our civilization; it is a part of all that we call sports. Religion has lost the power of strengthening the human physical constitution. Therefore an instinctive urge has arisen in people to gain access to a source of strength through outward, Education Based on Knowledge of the Human Being 39 physical means only. As life tends toward polarity, we find that people instinctively want to substitute the loss of invigoration, previously drawn from his religious experiences, by cultivating sports. I have no wish to harangue against sports. Neither do I wish to belittle their positive aspects. In fact, I feel confident that these activities will eventually develop in a healthy way. Nevertheless, it must be said that sports will assume a completely different position in human life in the future, whereas today it is a substitute for religious experience. Such a statement may well seem paradoxical, but truth, today, is paradoxical, because modern civilization has drifted into so many crosscurrents. A second characteristic of our intellectual and naturalistic civilization is that, instead of embracing life fully, it tends to lead to contradictions that destroy the soul. Thinking is driven along until it becomes entangled in chaotic webs of thought and contradictions, and the thinker remains unaware of the confusion created. For example, a young child in a certain sense will go through the various stages than humankind has passed through, from the days of primitive humanity up to our present civilization, and this fills certain naturalistic intellectuals with admiration. They observe the somewhat turned-up nostrils of a young child and the position of the eyes, which lie further apart than in later life. They observe the formation of the forehead with its characteristic curvature and also the shape of the mouth. All these features remind people of those found in primitive tribes, and so they see young children as “little savages.” Yet, at the same time, sentiments such as those expressed by Rousseau are trying to rise to the surface—sentiments that completely contradict what has just been said. When contemplating educational aims, some people prefer to “return to nature,” both from a physical and a moral aspect. But, being under the influence of an intellectual atmosphere, they soon aim at arranging educational ideas according to the principles of logic, for intellectuality will always lead to logic in thinking. Observing many illogical features in education today, they want to base it on principles of logic, which, in their eyes, are entirely compatible with a child’s natural development. Logic, however, does not meet the needs of children at all. One close look at primitive races will make one quickly realize that members of such tribes hardly apply logical thinking to their ways of life. And so some reformers are under the illusion that they are returning to nature by introducing a logical attitude in educating the young, who are supposed to be little savages, an attitude that is completely alien to a child. In this way, adherents of Rousseau’s message find themselves caught in a strange contradiction with an intellectualistic attitude; striving toward harmony with nature does not fit with an intellectualistic outlook. And, as far as the education of the will is concerned, the intellectualistic thinker is completely out of touch with reality. According to this way of thinking, a child should above all be taught what is useful in life. For example, such people never tire of pointing out the impracticability of our modern mode of dress, which does not satisfy the demands of utility. They advocate a return to more natural ways, saying that we should concentrate on the utilitarian aspects of life. The education of girls is especially subjected to sharp criticism by such reformers. So now they are faced with a paradox; did primitive human beings—the stage young children supposedly recapitulate—live a life of utility? Certainly not. According to archeologists, they developed neither logical thinking nor utilitarian living. Their essential needs were satisfied through the help of inborn instincts. But what captivated the interest of primitive people? Adornment. They did not wear clothing for practical reasons, but through a longing for self-adornment. Whatever the members of such tribes chose to wear—or not to wear, in order to display the patterns on their skin—was not intended for utility, but as an expression of a yearning for beauty as they understood it. Similar traits can be found in the young child. Those who perceive these contradictions and imperfections in modern life will be ready to look for their causes. They will increasingly recognize how lopsided and limited the generally accepted intellectualistic, naturalistic way of thinking is, which does not see the human being as a whole at all. Usually only our waking state is considered, whereas in reality the hours spent in sleep are just as much part of human life as those of daytime consciousness. You may object by saying that natural science has closely examined the human sleeping state as well, and indeed there exist many interesting theories about the nature of sleep and of dreams. But these premises were made by people while awake, not by investigators who were able to enter the domains of sleep. If people who are interested in education think in rational and logical ways and in terms of what is practical and useful in life, and if, on the other hand, they feel pulled in the direction of Rousseau’s call to nature, they will become victims of strange contradictions. What they really do is pass on to children all that seems of value to themselves as adults. They try to graft onto the child something that is alien to the child’s nature. Children really do seek for beauty—though not in the ways suggested by Rousseau—which for them expresses neither goodness nor utility, but simply exists for its own sake. In the waking state, human beings not only have consciousness but also experience an inner life and actively participate in life. During sleep, on the other hand, people loses their ordinary consciousness, and consequently they examine sleep while awake. A proper study of this phenomenon, however, requires more than abstract theories. Entering sleep in full consciousness is essential for understanding it. By experiencing both wonder and astonishment when studying the phenomena of sleep, a serious and unbiased investigator is not likely to advance in ways that, for example, Greek philosophy considered important. According to an ancient Greek adage, every philosophy—as a path toward cognition—begins with wonder. But this indicates only the beginning of the search for insight. One must move on. One must progress from wonder to knowledge. However, the first step toward suprasensory knowledge must be taken not with the expectation of being able to enter the spiritual world directly, but with the intent of building a bridge from the ordinary sensory world to suprasensory knowledge. One way of achieving this is to apply the discipline we use to observe the phenomena of the sensory world to the phenomena we encounter from the realms of sleep and dreams. Modern people have certainly learned to observe accurately, but in this case it is not simply a matter of observing accurately. To gain insight, one must be able to direct observations toward specific areas. I would like to give you an example of how this can be done when studying dream phenomena, which infiltrate our waking life in strange and mysterious ways. Occasionally one still encounters people who have remained aware of the essential difference between waking and sleeping, but their awareness has become only a dim and vague feeling. Nevertheless, they are aware that an awake person is an altogether different from one who is asleep. Therefore, someone tells them that sleep is a waste of time and sleepers are idle and lazy, these simple minds will say that, as long as we sleep, we are free from sin. Thus, they try to say that people, whom they consider sinful while awake, are innocent while asleep. A good instinctive wisdom is hidden in this somewhat naive attitude. But to reach clarity, we need to train our own observation. I would like to give you an example. Surely there are some here—perhaps every one of you—who have had dreams reminiscent of what might have happened to you in daily life. For example, you may have dreamed that you were taken to a river and that you had to get across somehow. So you searched for a boat, which, after a great deal of trouble, you managed to get hold of. Then you had to work hard to row across. In your dream you might have felt the physical exertion of plying the oars, until at last you managed to get across, just as you might have in ordinary life. There are many such kinds of dreams. Their contents are definite reminiscences of our physical, sensory lives. But there are also other kinds of dreams that do not echo waking life. For instance, someone again may dream that it is necessary to get across a river. Wondering how this urge could possibly be fulfilled, the dreamer is suddenly able to spread wings and—presto!—simply fly across and land safely on the opposite bank. This sort of dream is certainly not a memory of something that could happen in waking life, because, to my knowledge, this is hardly the way ordinary mortals transport themselves across a river in real life. Here we have something that simply does not exist in physical life. Now, if we accurately observe the relationship between sleep and being awake, we discover something very interesting; we find that dreams in which we experience the toil and exhaustion of waking life, which reflect waking life, cause us to awake tired. On waking, our limbs feel heavy and tiredness seems to drag on throughout the day. In other words, if strains and pains of a life of drudgery reappear in our dreams, we awake weakened rather than refreshed. But now observe the effects of the other kind of dream; if you managed to fly—weightless and with hearty enthusiasm, with wings you do not possess in ordinary life—once you have flown across your river, you awake bright and breezy, and your limbs feel light. We need to observe how these differing dreams affect the waking life with the same accuracy we use to make observations in mathematics or physics. We know quite well that we would not get very far in these two subjects without it. Yet dreams do not generally become the object of exact observations and, consequently, no satisfactory results are achieved in this field. And such a situation hardly encourages people to strive for greater powers of insight into these somewhat obscure areas of life. This is not just a case of presenting isolated glimpses of something that seems to confirm previous indications. The more we ponder over the relevant facts, the more the reciprocal links between sleep and waking life become evident. For example, there are dreams in which you may see some very tasty food that you then enjoy with a hearty appetite. You will find that usually, after having thus eaten in your dreams, you wake up without much appetite. You may not even eat during the following day, as though there were something wrong with your digestion. On the other hand, if in your dream you had the experience of speaking to an angel, and if you entered fully into a dialogue, you will awake with a keen edge to your appetite, which may persist during the whole day. Needless to say, partaking of food in one’s dream represents a memory from waking life, for in the spiritual world one neither eats nor drinks. Surely you will accept this without further proof. Therefore, enjoying food in a dream is a reminiscence of physical life, whereas speaking to an angel—an event unlikely to occur to people these days—cannot be seen as an echo of daily life. Such an observation alone could show even an abstract thinker that something unknown happens to us in sleep—something that nevertheless plays into our daily lives. It is wrong to surmise that it is impossible to gain exact and clear concepts in this realm. Is it not a clear discovery that dreams echoing earthly reality—the kind so popular among naturalistic poets, ever eager to imitate earthly life, never ready to enter the suprasensory realms—have an unhealthy effect on our waking lives? If impressions from ordinary life reappear in dreams, these dreams have an injurious effect upon our health. On the other hand, if unrealistic dream images appear—the kind scornfully dismissed as mystical rubbish by an intellectualistic philistine—they make us feel bright and fresh upon awaking in the morning. It is certainly possible to observe the strange interplay and the reciprocal effects between dreaming and sleeping. And so we can say that something independent of the human physical condition must be happening during sleep, the effects of which we can observe in the person’s physical organism. Dreams cause astonishment and wonder to ordinary consciousness, because they elude us in our waking state. The more you try to collect such examples, the more you will find a real connection between the human sleeping and waking state. You only need to look closely at dreams to see that they are different from our experiences during waking life. When awake, we are able to link or separate mental images at will, but we cannot do this when dreaming. Dream images are woven as objective appearances beyond the influence of our will. In dreams, the activities of the soul become passive, numb, and immobile. If we study dreams from yet another aspect, we find that they can reveal other secret sides of human existence. Observe, for instance, your judgment of people with whom you may have a certain relationship. You might find that you keep your full inner feelings of sympathy or antipathy from arising to consciousness, and that your judgment of people is colored by various facts, such as their titles or positions in social life. However, when you dream about such a person, something unexpected may happen; you may find yourself giving someone a good beating. Such behavior, so completely at odds with your attitude in waking life, allows you to glimpse the more hidden regions of your sympathies and antipathies, some of which you would never dare admit, even to yourself, but which the dream conjures up in your soul. Subconscious images are placed before the dreaming soul. They are relatively easy to watch, but if you deeply investigate someone’s inexplicable moods of ill temper or euphoria that seem unrelated to outer circumstances, you find that they, too, were caused by dreams, completely forgotten by those concerned. Experiences in sleep and the revelations of dreams work into the unconscious and may lead to seemingly inexplicable moods. Unless we consider this other side of life, the hidden domain of our sleep life, by making exact investigations, we cannot understand human life in its wholeness. All these reciprocal effects, however, happen without human participation. Yet it is possible to lift what happens subconsciously and involuntarily into a state of clear consciousness equal to that of someone engaged in mathematics or other scientific investigations. When achieving this, one’s powers of observation are enhanced beyond the indeterminate relationship between waking and sleeping to the fully conscious states of imagination, inspiration, and intuition. Only through these three capacities is it possible to attain true knowledge of the human being. What life vaguely hints at through the phenomenon of sleep can be developed in full consciousness by applying methods given by anthroposophy, which strive toward a real knowledge of the universe and the human being. |
35. Collected Essays on Philosophy and Anthroposophy 1904–1923: Theosophy in Germany a Hundred Years Ago
04 Jun 1906, Paris Rudolf Steiner |
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Schiller would also like to make this “aesthetic state” the model for social coexistence. He regards as unfree a social relationship in which people base their mutual relationships only on the desires of the lower self, of egoism. |
He who is not yet at peace with himself on this point does not understand fundamental philosophy, and does not need it. Nature, of which he is a machine, will guide him without any effort of his own in all the business he has to carry out. |
Just as the world is harmoniously structured according to the mathematical laws that the soul finds within itself, so he thought this could be applied to all the ideas underlying the world. |
35. Collected Essays on Philosophy and Anthroposophy 1904–1923: Theosophy in Germany a Hundred Years Ago
04 Jun 1906, Paris Rudolf Steiner |
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Those who describe the intellectual life of Germany from the end of the eighteenth and the beginning of the nineteenth century usually see, alongside the high point of art in Lessing, Herder, Schiller, Goethe, Mozart, Beethoven and others, only an epoch of purely speculative thought in Kant, Fichte, Schelling, Hegel, Schopenhauer and a few less important philosophers. It is widely believed that the latter personalities should be recognized merely as workers in the field of thought. It is admitted that they have done extraordinary work in the speculative field, but one is all too easily inclined to say that these thinkers were quite remote from actual occult research, from real spiritual experience. And so it happens that the theosophically striving person expects little profit from delving into their works. Many who attempt to penetrate the thought-web of these philosophers give up the work after a time, because they find it unproductive. The scientific investigator says to himself: These thinkers have lost the solid ground of experience under their feet; they have built up in the nebulous heights the chimeras of systems, without any regard to positive reality. And for those interested in occultism, they lack the truly spiritual foundations. He comes to the conclusion: They knew nothing of spiritual experiences, of supersensible facts, and merely devised intellectual constructs. As long as one stops at merely observing the outer aspects of the spiritual development, one will not easily come to a different opinion. But if one penetrates to the underlying currents, then the whole epoch presents itself in a different light. The apparent airy constructs of mere thought can be recognized as the expression of a deeper occult life. And Theosophy can then provide the key to understanding what these sixty to seventy years of spiritual life mean in the development of humanity. In Germany at this time, there are two sets of facts, one of which represents the surface, but the other must be regarded as a deeper foundation. The whole thing gives the impression of a flowing stream, on the surface of which the waves ripple in the most diverse ways. And what is presented in the usual literary histories is only these rising and falling waves; but what lives in the depths and from which the waves actually draw their nourishment is ignored. This depth contains a rich and fertile occult life. And this is none other than that which once pulsated in the works of the great German mystics, Paracelsus, Jakob Böhme and Angelus Silesius. Like a hidden power, this life was contained in the worlds of thought that Lessing, Herder, Schiller, Goethe, Fichte, Schelling and Hegel found there. The way in which, for example, Jakob Böhme had expressed his great spiritual experiences was no longer at the forefront of the prevailing literary discussion, but the spirit of these experiences continued to live on. One can see how, for example, this spirit lived on in Herder. Public discussion led Herder, like Goethe, to the study of Spinoza. In the work which he called “God,” Herder sought to deepen the conception of God in Spinozism. What he contributed to Spinozism was nothing other than the spirit of German mysticism. One could say that, unconsciously to himself, Jakob Böhme and Angelus Silesius were his guides. It is from such hidden sources that we can explain how, in the “Education of the Human Race”, a rationalist spirit such as Lessing was, could have incorporated ideas about reincarnation. The term “unconscious” is, however, only half accurate, because such ideas and intuitions may not have been on the surface of literary discussion in Germany, but they certainly lived a full life in the most diverse “occult societies” and “fraternities”. But of the above, only Goethe can be considered as having been initiated into the most intimate life of such “fraternities”; the others had only a more superficial connection with them. Much of it found its way into their lives and work as inspiration, without their being fully aware of the real sources. In this respect, Schiller represents an interesting phenomenon of intellectual development. We cannot understand the real intellectual nerve of his life if we do not delve into his youthful works, which can be found in his writings as “Correspondence between Julius and Raphael”. Some of the material contained in it was written by Schiller while he was still at the Karls School in Stuttgart, while some of it was only written in 1785 and 1786. It contains what Schiller calls the “theosophy of Julius” and by which he refers to the sum of ideas to which he had risen at that time. It is only necessary to cite the most important thoughts from this “theosophy” to characterize the way in which this genius assembled his own edifice of ideas from the rudiments of German mysticism that were accessible to him. Such essential thoughts are, for example, the following: “The universe is a thought of God. After this ideal image of the spirit had passed over into reality and the born world fulfilled the design of its creator – allow me this human conception – so the vocation of all thinking beings is to seek out in this existing whole the first drawing, the rule in the machine, the unity in the composition, the law in the phenomenon, and to transfer the building backwards to its ground plan... The great composition that we call the world now remains strange to me only because it exists, symbolically describing to me the manifold expressions of that being. Everything in and outside of me is only a hieroglyph of a force that is similar to me. The laws of nature are the ciphers that the thinking being puts together to make itself understood to the thinking being – the alphabet by means of which all spirits negotiate with the most perfect spirit and with themselves... A new experience in this realm of truth, gravity, the discovery of blood circulation, the Linnaean system of nature, mean to me originally just what an antique, excavated in the Herculaneum - both only a reflection of a spirit, a new acquaintance with a similar being to me ... There is no longer any wilderness for me in all of nature. Where I discover a body, I sense a spirit. Where I perceive movement, I divine a thought... We have concepts of the wisdom of the supreme being, of his goodness, of his justice – but none of his omnipotence. To describe his omnipotence, we help ourselves with the piecemeal notion of three successions: Nothing, His Will, and Something. It is waste and dark – God calls: Light – and there is Light. If we had a real idea of His active omnipotence, then we would be creators, like He is... Such were the ideas of Schiller's theosophy when he was in his early twenties. And from this basis he rises to the comprehension of human spiritual life itself, which he places in the context of cosmic forces: “Love, therefore, - the most beautiful phenomenon in the creation of the soul, the almighty magnet in the spiritual world, the source of devotion and the loftiest virtue – love is only the reflection of this one power, an attraction of excellence, based on an instantaneous exchange of personality, a confusion of beings. When I hate, I take something away; when I love, I become richer by what I love. Forgiveness is the recovery of a lost possession—hatred of men is prolonged suicide; selfishness is the greatest poverty of a created being.” From there, Schiller then seeks a God idea that corresponds to his feelings, which he presents in the following sentences: “All perfection in the universe is united in God. God and nature are two forces that are completely equal... It is a truth that, like a fixed axis, runs through all religions and systems - ‘Draw near to God, you who believe’.” If we compare these statements of the young Schiller with the teachings of the German mystics, we will find that the latter have sharply defined thought contours that appear in his work as the exuberant expression of a more general world of feeling. Paracelsus, Jakob Böhme, Angelus Silesius have as a definite view of their intuitive mind what Schiller has in mind in the vague presentiment of feeling. What comes to light in such a characteristic way in Schiller is also present in other of his contemporaries. Intellectual history only has to describe it in his case, because in his epoch-making works it has become a driving force for the nation. One can say that in Schiller's time, the spiritual world of facts of German mysticism as intuition, as direct experience of spiritual life, was hidden as if under a veil; but it lived on in the realm of feeling, in intuitive perceptions. People had retained devotion and enthusiasm for that which they no longer directly saw with the “spiritual senses.” We are dealing with an epoch in which spiritual vision was veiled, but in which feeling and intuitive sensing of this world were not. All this process is now based on a certain lawful necessity. What entered into seclusion as spiritual vision emerged as artistic life in this period of German intellectual life. In occultism, one speaks of successive cycles of involution and evolution. Here we are dealing with such a cycle on a small scale. The art of Germany in the epoch of Schiller and Goethe is nothing more than the evolution of German mysticism in the realm of outer sensuous form. But in the creations of the German poets, the deeper insight recognizes the intuitions of the great mystical age of Germany. The mystical life of the past now takes on an entirely aesthetic, artistic character. This is clearly expressed in the writing in which Schiller reached the full height of his world view, in his “Letters on the Aesthetic Education of Man”. The occult dogmatist will perhaps find nothing in these Letters either but the brilliant speculations of a fine artistic mind. In reality, however, they are dominated by the endeavour to give a guide to a different state of consciousness from the ordinary one. They describe one stage on the way to the “higher self”. The state of consciousness that Schiller describes is indeed far removed from the astral or devachanic life of experience; but it does represent something higher than our everyday life. And if we approach it with an open mind, we can very well recognize in what can be called the 'aesthetic state', according to Schiller, a preliminary stage of those higher forms of intuition. Schiller wants to lead people beyond the standpoint of the 'lower self'. This lower self is characterized by two qualities. Firstly, it is necessarily dependent on the influences of the sensual world. Secondly, it is subject to the demands of logical and moral necessity. It is thus unfree in two directions. The sensual world prevails in its drives, instincts, perceptions, passions and so on. In his thinking and in his morality, the necessity of reason prevails. But only the person who has ennobled his feelings, drives, desires, wishes, and so on, so that only the spiritual is expressed in them, and who, on the other hand, has so completely absorbed the necessity of reason in himself that it is the expression of his own being, is free in Schiller's sense. A life led in this way can be characterized as one in which a harmonious balance has been achieved between the lower and higher selves. Man has ennobled his desire nature to such an extent that it is the embodiment of his “higher self”. Schiller sets this high ideal in these “Letters”, and he finds that in artistic creation and in pure aesthetic devotion to a work of art, there is an approach to this ideal. Thus, for him, life in art becomes a genuine means of educating the human being in the development of his “higher self”. For him, the true work of art is a perfect harmony of spirit and sensuality, of higher life and outer form. The sensual is only a means of expression; but the spiritual only becomes a work of art when it has found its expression entirely in the sensual. Thus the creative artist lives in spirit, but he lives in it in a completely sensual way; through him, everything spiritual becomes perceptible through the senses. And the person who immerses himself aesthetically perceives through his external senses; but what he perceives is completely spiritualized sensuality. So we are dealing with a harmony between spirit and sensuality; the sensual appears ennobled to the spirit, the spiritual comes to revelation to the point of sensual vividness. Schiller would also like to make this “aesthetic state” the model for social coexistence. He regards as unfree a social relationship in which people base their mutual relationships only on the desires of the lower self, of egoism. But a state in which mere legislation of reason is called upon to rein in the lower instincts and passions seems no less unfree to him. As an ideal, he posits a social constitution within which the individual feels the 'higher self' of the whole to be so strong as his own being that he acts 'selflessly' out of his innermost urge. The “individual ego” should come to the point where it becomes the expression of the “total ego”. Schiller perceives social action that is driven by such impulses as the action of “beautiful souls”; and such “beautiful souls”, which bring the spirit of the “higher self” to revelation in their everyday nature, are for Schiller also the truly “free souls”. He wants to lead humanity to “truth” through beauty and art. One of his core sayings is: Only through the dawn of the beautiful does man enter the land of knowledge. Thus, from Schiller's world view, art is assigned a high educational mission in the evolutionary process of humanity. One could say that what Schiller presents here is the aesthetic-artistic mysticism of the earlier period of German intellectual life. It might now appear that it is difficult to build a bridge from Schiller's aestheticism to another personality of the same period, but who is no less to be understood as coming from an occult undercurrent, namely Johann Gottlieb Fichte. On superficial examination, Fichte will be seen as a mere speculative thinker, as an intellectual. It is true that his domain is that of thought, and that those who want to seek out spiritual heights that lie above the world of thought will not find them with Fichte. Those who want a description of “higher worlds” will look for them in vain with him. Fichte has no experience of an astral or mental world. According to the content of his philosophy, he is concerned only with ideas that belong to the physical world. But the matter presents itself quite differently when one looks at his treatment of the world of thought. This treatment is by no means a merely speculative one. It is one that corresponds entirely to occult experience. Fichte only considers thoughts that relate to the physical world; but he considers these as an occultist would. Therefore, he himself is quite aware of leading a life in higher worlds. One need only see how he expresses himself in the lectures he gave in Berlin in 1813: “Imagine a world of the blind-born, to whom only those things and their relationships are known that exist through the sense of touch. Stand among them and speak to them of colors and the other qualities that are perceived only through the light of sight. Either you speak to them of nothing, and this is fortunate if they say so; for in this way you will soon notice the error and, if you are unable to open their eyes, you will stop talking to no avail... Or, for some reason, they want to give your teaching reason after all: so they can understand it only in terms of what they know through touch: they will want to feel light and colors and the other relationships of visibility, assume they feel it, contrive something within the feeling and lie to themselves about what they call color. Then they misunderstand, distort, and misinterpret.” At another time, Fichte says directly that for him his contemplation of the world is not merely a speculation about that which the ordinary senses give, but that a higher sense, reaching beyond these, is necessary for it: ”The new sense is is the sense for the spirit; for the one who is only spirit and absolutely nothing else, and to whom even the other, the given being, takes on the form of the spirit and is transformed into it, to whom therefore being in its own form has indeed disappeared... This sense has been seen in this way since the beginning of time, and everything great and excellent in the world, which alone makes humanity endure, comes from the visions of this sense. But that this sense should have seen itself in its difference and contrast to the other ordinary sense was not the case. The impressions of the two senses merged, and life disintegrated into these two halves without a unifying bond.” These last words are extremely characteristic of Fichte's place in the world of spiritual life. For the merely external (exoteric) philosophical striving of the West, it is indeed true that the sense of which Fichte speaks “did not see itself”. In all mystical currents of spiritual life that are based on occult experience and esoteric contemplation, it is clearly expressed; but, as already mentioned, the deeper basis for this was unknown in the prevailing literary and scholarly discussions of Fichte's time. In the terminology of contemporary German philosophy, Fichte was indeed the scout and discoverer of this higher meaning. That is why he started from something quite different than other philosophers. As a teacher he demanded of his students, and as a writer of his readers, that they should first of all perform an inner deed of the soul. He did not want to impart knowledge of anything outside of themselves, but he did make the demand that they perform an inner act. And through this inner act they were to ignite the true light of self-awareness within themselves. Like most philosophers of his time, he started from Kant's philosophy. Therefore, he expressed himself in the form of Kant's terminology, just as Schiller did in his mature years. But in terms of the height of inner, spiritual life, he surpassed Kantian philosophy very far, just as Schiller did. If one attempts to translate Fichte's demands on his listeners and readers from the difficult philosophical language into a more popular form, it might be expressed something like this: Every thing and every fact perceived by man imposes its existence on him. It is there without any action on the part of man, as far as his deepest inner being is concerned. The table, the flower, the dog, a light phenomenon and so on are there through something foreign to man; and it is only for man to determine the existence that has come about without him. For Fichte, the situation is different with the “I” of man. It is only there in so far as it attains being itself through its own activity. Therefore the sentence “I am” means something quite different from any other sentence. Fichte demanded that one should become conscious of this self-creative process as the starting point for any spiritual contemplation of the world. In every other realization, man can only be receptive; in the case of the “I” he must be creative. And he can perceive his “I” only by looking at himself as the creator of this “I. Thus Fichte demands a completely different way of looking at the ‘I’ than at all other things. And he is as strict as possible in this demand. He says, ”Most people would be more easily persuaded to consider themselves a piece of lava in the moon than an I...” He who is not yet at peace with himself on this point does not understand fundamental philosophy, and does not need it. Nature, of which he is a machine, will guide him without any effort of his own in all the business he has to carry out. To philosophize requires independence: and this one can only give oneself. - We should not want to see without the eye; but we should not claim that the eye sees either." This very sharply delineates the boundary between ordinary experience and the occult. Ordinary perception and experience extend no further than the organs of perception that are objectively built into the human being. The occult begins where man begins to build higher organs of perception for himself through the dormant powers within him. Within ordinary experience, man can only feel himself to be a creature. When he begins to feel himself as the creator of his being, he enters the realm of the so-called occult life. The way Fichte characterizes the “I am” is entirely in line with occultism. Even though he remains in the realm of pure thought, his contemplation is not mere speculation, but true inner experience. But for this very reason it is also all too easy to mistake his world view for mere speculation. Those who are driven by curiosity into the higher worlds will not find what they are looking for by delving into Fichte's philosophy. But for those who want to work on themselves, to discover the abilities slumbering in their souls, Fichte can be a good guide. He will realize that what matters is not the content of his teachings or dogmas, but the power that grows in the soul when one devotedly follows Fichte's thought paths. One might compare this thinker to the prophet who did not enter the promised land himself, but led his people to a summit from which they could see its glories. Fichte leads thinking to the summit from which entry into the land of the occult can be made. And the preparation that one acquires through him is as pure as can be imagined. For it completely transcends the realm of sense perception and the realm of that which originates from the desire and covetousness of man (from his astral body). Through Fichte, one learns to live and move in the very pure element of thought. One retains nothing of the physical world in the soul except what has been implanted from higher regions, namely thoughts. And these form a better bridge to spiritual experiences than the training of other psychic abilities. For thought is the same everywhere, whether it occurs in the physical, astral or mental world. Only its content is different in each of these worlds. And the supersensible worlds remain hidden from man only as long as he cannot completely remove sensual content from his thoughts. When the thought becomes free of sensuality, then only one step remains to be taken, and the supersensible world can be entered. The contemplation of one's own self in Fichte's sense is so significant because, with regard to this “self”, man remains without all thought content if he does not give himself such from within. For all the rest of the world, for all perception, feeling, will and so on, which make up the content of ordinary existence, the outer world fills the human being. He needs - in Fichte's words - basically to be nothing more than the “machine of nature”, which “manages its business without his intervention”. But the “I” remains empty, no outer world fills it with content if it does not come from within. Therefore, the realization “I am” can never be anything other than man's most intimate inner experience. Thus, there is something speaking in this sentence within the soul that can only speak from within. But the way this seemingly empty affirmation of one's own self occurs is how all higher occult experiences take place. They become richer in content and more vital, but they retain the same form. Through the experience of the I, as presented by Fichte, one can get to know the type of all occult experiences, at least in the purely mental sphere. It is therefore correct to say that with the “I am” God begins to speak in man. And it is only because this happens in a purely mental form that so many people do not want to recognize it. But now, precisely with the keenest minds, which walked in such ways as Fichte, a limit of knowledge had to occur. Pure thinking is namely only an activity of the personality, not of the individuality, which passes through the various personalities in recurring reincarnations. The laws of even the highest logic never change, even if in the stages of re-embodiments the human individuality ascends to the stage of the highest sage. The spiritual perception increases, the perceptive faculty expands when an individuality that was highly developed in one incarnation is re-embodied, but the logic of thought remains the same even for a higher level of consciousness. Therefore, that which goes beyond the individual incarnation can never be grasped by any experience of thought, no matter how subtle, even if it rises to the highest levels. This is the reason why Fichte's way of looking at things, and also that of his contemporaries who followed in his footsteps, could not bring them to a realization of the laws of reincarnation and karma. Although various indications can be found in the works of the thinkers of this epoch, they arise more from a general feeling and are not necessarily and organically connected with their thought-structures. It may be said that the mission of these personalities in the history of thought was to present pure thought experiences as they can take place within an incarnation, excluding everything that reaches beyond this one embodiment of the human being. The evolution of the human spirit proceeds in such a way that in certain epochs portions of the original esoteric wisdom are transferred into the consciousness of the people. And at the end of the eighteenth and the beginning of the nineteenth century, it fell to the German national consciousness to shape the spiritual life of pure thought in its relationship to the individual personal existence. If we consider what has already been said in connection with Schiller's personality, that at this time art was to be placed at the center of intellectual life, then we will find the emphasis on the personal point of view all the more understandable. Art is, after all, the living out of the spirit in sensuous, physical forms. But the perception of these forms is conditioned by the organization of the individual personality living within the one incarnation. What projects beyond the personality into the supersensible realm will no longer be able to find expression in art directly. Art does reflect the supersensible, but this reflection is only carried over as the fruit of artistic creation and experience by the abiding essence of the soul from one reincarnation to another. That which enters into existence directly as art and aesthetic experience is bound to the personality. Therefore, in the case of a personality from the characterized epoch, a theosophical world view in the most eminent sense also has a thoroughly personal character. This is the case with Friedrich von Hardenberg, who as a poet bears the name Novalis. He was born in 1772 and died as early as 1801. What lived in this soul, which was entirely permeated by theosophical sentiment, is contained in a few poems and a series of poetic-philosophical fragments. From every page of his creations, this attitude flows towards the reader; but everything is such that the highest spirituality is coupled with an immediate sensual passion, with very personal drives and instincts. A truly Pythagorean way of thinking lives in this young nature, which was further nourished by the fact that Novalis worked his way up to become a mining engineer through a thorough mathematical and scientific education. The way in which the human mind develops the laws of pure mathematics out of itself, without the help of any sensory perception, became for him the model for all supersensible knowledge in general. Just as the world is harmoniously structured according to the mathematical laws that the soul finds within itself, so he thought this could be applied to all the ideas underlying the world. That is why man's relationship to mathematics took on an almost devotional, religious character for him. Sayings like the following reveal the peculiarly Pythagorean nature of his disposition: “True mathematics is the actual element of the magician. ... The highest life is mathematics... The true mathematician is an enthusiast per se. Without enthusiasm, there is no mathematics. The life of the gods is mathematics. All divine messengers must be mathematicians. Pure mathematics is religion. One can only attain to mathematics through a theophany. Mathematicians are the only happy people. The mathematician knows everything. He could do it even if he didn't know it... In the East, true mathematics is at home. In Europe, it has degenerated into mere technique. He who does not grasp a mathematical book with reverence and read it as the word of God does not understand it... Miracles as unnatural facts are amathematical – but there is no miracle in this sense, and what is called a miracle is precisely understandable through mathematics, because there is nothing miraculous about mathematics." In such sayings, Novalis has in mind not merely a glorification of the science of numbers and spatial magnitudes, but the idea that all inner soul experiences should relate to the cosmos as the pure, sensuality-free, mathematical construction of the mind relates to the outer, numerically and spatially ordered harmony of the world. This is beautifully expressed when he says: “Humanity is, as it were, the higher meaning of our planet, the eye that it raises to heaven, the nerve that connects this limb to the upper world.” The identity of the human ego with the essence of the objective world is the leitmotif in all of Novalis's work. Among his “fragments” is the saying: “Among people, one must seek God. In human affairs, in human thoughts and feelings, the spirit of heaven reveals itself most brightly.” And he expresses the unity of the ‘higher self’ in all of humanity in the following way: ”In the I, in the point of freedom, we are all in fact completely identical - only from there does each individual separate. I is the absolute total place, the central point.” In Novalis, the position that the consciousness of the time assigned to art and artistic feeling is particularly evident. For him, art is something through which man grows beyond his narrowly defined “lower self” and through which he relates to the creative forces of the world. In the creative artistic imagination, he sees a reflection of the magical forces of action. Thus he can say: “The artist stands on man as the statue stands on the pedestal.” “Nature will be moral when, out of true love for art, it surrenders to art and does what art wills; art, when, out of true love for nature, it lives for nature and works for nature. Both must do it at the same time, of their own choosing, for their own sake, and of the other's choosing, for the sake of the other... When our intelligence and our world are in harmony, we are equal to God.” Novalis's lyric poems, especially his ‘Hymns to the Night,’ are imbued with such sentiments, as are his unfinished novel ‘Heinrich von Ofterdingen’ and the little work ‘The Apprentices at Sais,’ which is rooted entirely in mystical thinking and feeling. These few personalities show how German poetry and thought in that period was based on a theosophical-mystical undercurrent. The examples could be multiplied by numerous others. Therefore, it is not even possible to attempt to give a complete picture here, but only to characterize the basic note of this spiritual epoch with a few lines. It will not be difficult to see, however, that individual mystical and theosophical natures with a spiritual-intuitive mind found the theosophical basic ideas themselves in part in their own way from this whole life. Thus, theosophy shines out beautifully for us from the creations of some personalities of this epoch. Many could be cited where this is the case. Lorenz Oken could be mentioned, who founded a natural philosophy that, on the one hand, points back to Paracelsus and Jakob Böhme through its mystical spirit, and, on the other hand, is a forerunner of the justified parts of Darwinism through ingenious conceptions about evolution and the connection between living beings. Steffens could be cited, who sought in the processes of the development of the earth reflections of a cosmic spiritual life. One could refer to Eckartshausen (1752-1803), who sought to explain the abnormal phenomena of nature and soul life in a theosophical-mystical way. Ennemoser (1787-1854) with his “History of Magic”, Gotthilf Heinrich Schubert with his works on dream phenomena and the hidden facts in nature and the spirited explanations of Justinus Kerner, and Karl Gustav Carus are also rooted in the same school of thought. Schelling went from pure Fichteanism more and more to theosophy, and then in his “Philosophy of Mythology” and “Philosophy of Revelation,” which were not published until after his death, traced the developmental history of the human spirit and the connection between religions to their starting point in the mysteries. Hegel's philosophy should also be viewed in theosophical light, and then one would see how wrong it is in the history of philosophy to consider this profound spiritual experience of the soul to be mere speculation. All this requires, if it is to be treated exhaustively, a detailed work. Here, however, only a little-known personality is to be mentioned, who, in the focus of his mind, combined the rays of theosophical world-view and created a structure of ideas that in many respects completely coincides with the thoughts of theosophy that are being revived today. It is J. P. V. Troxler, who lived from 1780 to 1866 and whose works include, in particular, “Glimpses into the Essence of Man”, published in 1812. Troxler objects to the usual division of human nature into soul and body, which he finds misleading because it does not exhaust nature. He initially distinguishes between four elements of human nature: spirit, higher soul, soul (which he considers the lower soul) and body. One need only see this classification in the right light to recognize how close it is to the one commonly found in theosophical books today. The body as he understands it coincides completely with what is now called the physical body. The lower soul, or what he, in contrast to the body, calls the body, is nothing other than the so-called astral body. This is not something that has been inserted into his world of thought, but he himself says that what is subjectively the lower soul should be characterized objectively by resorting to the term astral body used by the ancient researchers. “There is therefore,” he explains, ”necessarily something in man which the sages of ancient times sensed and proclaimed as a σῶμα αστροειδες (Soma astroeides) and οὐρανόν σῶμα (Uranion soma), or as a σχῆμα πνευματικόν (schema pneumatikon), and what is the substrate of the middle sphere of life, the bond of the immortal and the mortal life?” Among the poets and philosophers who were Troxler's contemporaries, theosophy was alive as an undercurrent; but Troxler himself became keenly aware of this theosophy in the intellectual world around him and developed it in an original way. Thus, he comes to many of the ancient wisdom teachings through his own efforts. It is all the more appealing to delve into his thought processes, since he does not directly build on old traditions, but rather creates something like an original theosophy out of the thinking and attitudes of his time. |
51. The History of the Middle Ages: Lecture IV
08 Nov 1904, Berlin Tr. Unknown Rudolf Steiner |
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Together with the land, the jurisdiction and the police authority would be transferred. King's law and the law of the small vassal came into being. As the result of this innovation we see the development of a powerful official class, not on a basis of stipend, but of land owning. |
Thus we see the accomplishment of important spiritual and social changes. This alone, however, would not have led to an event which proved to be of the greatest importance, a material revolution: the founding of cities. |
The spiritual content of Mohammedanism is, essentially, based on simple monotheistic ideas confined to a divine fundamental Being, whose nature and form is not closely investigated, but to whose will men surrender, because they have faith. |
51. The History of the Middle Ages: Lecture IV
08 Nov 1904, Berlin Tr. Unknown Rudolf Steiner |
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A common prejudice is expressed in the maxim: Human evolution moves forward in regular succession, the unfolding of historical events makes no leaps. This is connected with another prejudice; for we are also told that Nature makes no leaps. This is repeated over and over again; but it is untrue both for Nature and for History. We never see Nature making mighty progress without leaps. Her progress is not gradual; on the contrary, small processes are followed by important results, and the most important of all result from leaps. Many cases could be enumerated in which Nature advances in such a way, that we can observe a transition of forms into their exact opposite. In History this is particularly important, because there we have two significant occurences, which gradually prepared, but then ebbed away, only to make their eventual advance in a forward leap:
History moves very quickly forward at the change from the 11th to the 12th century. New forms of society evolve from old ones. From the fact that many men left their homes, to settle in the cities, sprang up—throughout Germany, France, England, Scotland, and as far as Russia and Italy—cities with new conditions of life, new organisations, laws and constitutions. At the end of the Middle Ages we find the great discoveries, the voyages to India, America, etc., and the world-wide invention of printing. All this shows us what a radical change has been affected through the birth of the new spirit of Science—through Copernicus. Two incisions were made by this; and if we are to study the Middle Ages thoughtfully, these two occurances must be place in the right light. They appear as leaps, but such an event is gradually prepared, until with the force of an avalanche it breaks forth, and rushes forward in a flood. If we pursue them step by step, it will become clear that these two events had been prepared in the life of the Germani. We shall see through what circumstances it was that such great power was given to the Franks, such influence over the configuration of European relationships. For this purpose we must understand the character of that race, the necessary metamorphosis of industrial relationships, and the powerful penetration of Christianity in the 4th century. These two things indicate the alteration in the life of the Germani. They condition the evolution of the Middle Ages. It would be useless to follow all the wanderings of the Germani, to see how Odoacer dethroned the last West Roman Emperor, how the Goths were driven out of Italy by the Emperor Justinian, how the Longobards seized possession of Northern Italy—we see the same circumstances enacted over and over again. In the southern regions, where the Gemani found political and industrial conditions already firmly established, the idiosyncrasies of their own tribes disappeared; they lost all significance. We hear nothing more of the Goths, Gepidae, etc., they have vanished, even to their names. In contrast to this, the Franks had arrived at free, not yet fixed, condition, where serious appropriation was as yet non-existent, and through this political configuration, the Franks became the ruling race. Now we must see how these developed in the empire of the Franks, that which we call the Merovingian kingdom. It was actually nothing but many small kingdoms, formed in the most natural way. The Merovingians remained as victors, after they had overcome the others who were originally their equals. All these kingdoms had been formed in the following way: some little tribe wandered in, subjugated the inhabitants and divided the land in such a way that all the members received small or large properties. Thus all dominion was based on land ownership. The most powerful received the largest domain. For the tilling of these properties, a great number of people were employed, some taken from the inhabitants, but part were prisoners of war, made into workers. Simply through this difference between the ownership of less of more land, were power relationships developed. The largest landowner was the king. His power was based on his property—that is the characteristic trait. Out of these powerful relationships, the relationships of rights were formed, and it is interesting to observe how this came about. Certainly we find among the Germanic tribes, laws founded on customs evolved in ancient times, before we have any knowledge of them. Among the smaller tribes all the people assembled to administer justice; later, the members of the tribe only came together on March 1st, to take counsel about their concerns. But now the great landowner was not responsible to the others for what he did on his own property. True, we find a conservative clinging to the old prescriptive laws among the different tribes. We find them preserved for long periods among the Saxons, Thuringians and Frisians, also among the Cheruscans, whose tribe kept them longer than has been generally believed. It was different where large landowning had developed, because the proprietor, absolute in his own domain, became also irresponsible. This irresponsibility gave rise to a new legal position, in which the jurisdiction of power, the authority of the police, was exercised. If another man committed an offence, he was called to account for it; if the irresponsible one did it, the same offence was looked upon as lawful. What was illegal among those without power, was legal among the powerful. They were able to change might into right. Now, in this way the Franks could farther extend their power, and, especially in the northeast, could conquer great territories. At a time when war followed war, the less powerful were dependent on the protection of the mightier. Thus arose the fief and vassal system, which called forth a selection of powerful men. Then an arrangement for transferring certain rights by means of contracts sprang up. The great landed property, the king's estate, required special legal conditions, which could be transferred to others by the king or the owner. Together with the land, the jurisdiction and the police authority would be transferred. King's law and the law of the small vassal came into being. As the result of this innovation we see the development of a powerful official class, not on a basis of stipend, but of land owning. Such justiciaries were the highest judges. In the beginning, when they still had to take into consideration the rights of powerful tribes, they were bound to respect ancient laws. Gradually, however, their position became that of an absolute judicature, so that, in course of time, side by side with the kingdom, there was formed in France a kind of official aristocracy which grew to be a rival of the kingship. Thus in the 6th century, a rivalry developed between the sovereign and the new nobility, and this attained the greatest significance. The original governing race, which sprang from the Merovingians, the large land owners, was succeeded by the Carlovingians who had originally belonged to the official aristocracy. They had been mayors of the palace to the ruling race, which had been overthrown by the rivalry of the aristocratic officials. Essentially, therefore, it was the possession of large property that was the basis of power relations; and the strongest moral current of the church, had to initiate its rule in this roundabout way through the large land owner. It was the characteristic feature of the Frankish Church that, to begin with, it represented nothing but a number of large land owners; we see the rise of bishoprics and abbacies, and of vassals who placed themselves under the protection of the Church, in order to receive fiefs from it. Thus, side by side with the large, worldly land owners, clerical proprietors also arose. This is the reason why we see so little depth, and why the spiritual element which we find in Christianity is essentially due to foreign influence. It was not the Frankish race, but men of the British Isles who succeeded in creating those mighty currents which then flowed out eastwards. In the British Isles, many learned men and pious monks were deeply engaged in work. Real work was being done, as we may see, in particular, by the resumption of Platonism and its alliance with Christianity. We see mysticism, dogmatism, but also enthusiasm and pathos, issuing from here. From here come the first missionaries: Columba, Gallus and Winfried-Boniface, the converter of the Germans. And because these first missionaries had nothing in their mind but the spiritual side of Christianity they were not inclined to conform to the conditions of the Frankish tribes. Theirs was the healing virtue, and they found, especially through Boniface, their chief influence exercised among the East Germani. For this reason, Rome acquired an increasing influence at this time in the empire of the Franks. Two heterogenous elements combined together: the rugged force of the Germani and the spiritual strength of Christianity. They fitted in to each other in such a way that it seems wonderful how these tribes submitted to Christianity, and how Christianity itself modified its nature, to adapt itself to the Germani. These missionaries worked differently from the Frankish kings, who spread Christianity by force of arms. It was not forced into their souls as something alien; their places of worship and sacred customs were preserved; their practices and personalities so respected that old institutions were made use of to diffuse the new content. It is interesting to notice how what is old becomes the garment, what is new becomes the soul. From the Saxon tribe we possess an account of the Life of Jesus: all the details concerning the figure of Jesus were clothed in Germanic dress. Jesus appears as a German duke; his intercourse with the disciples resembles a tribal assembly. This is how the life of Jesus is presented in Heiland. Ancient heroes were transformed into saints; ancient festivals and ritual customs became Christian. Much of what appears today as exclusively Christian was transferred at that time from heathen customs. In the Frankish empire, on the contrary, we see in ecclesiastical Christianity a means of consolidating power; a Frankish code of law begins with an invocation to “Christ, Who loves the Franks above all other peoples.” In the days when the British missionaries represented the moral influence of Christianity, the influence of the Roman Church also increased considerably. The Frankish kings sought alliance with the papacy. The Longobards had seized possession of Italy, and harassed the bishop of Rome, in particular. They were Aryan Christians. That was why the Roman bishop turned first to the Franks for help, at the same time tendering his influence to the Franks. So the Frankish king became the protector of the pope; and the pope anointed the king. Hence the Frankish kings derived their exalted position, their dignity, from this consecration by the pope. It was an enhancement of what the Franks saw in Christianity. All this took place in the west, in the 7th centure. This alliance between the papacy and the Frankish authority, formed a gradual preparation for the subsequent rule of Charlemagne. Thus we see the accomplishment of important spiritual and social changes. This alone, however, would not have led to an event which proved to be of the greatest importance, a material revolution: the founding of cities. For something was lacking in the Frankish Christian culture, although it had efficiency, intellect and depth. That which we call Science, purely external Science, did not exist for them. We have followed a merely material and moral movement. What Science there was among them had remained at the same level as at their first contact with Christianity. And just as the Frankish tribes took no interest in the improvement of their simple agriculture, and never thought of developing it economically, similarly the Church only sought to build up its moral influence. Primitive tillage offered no special difficulties, such as, in Egypt, have led to the evolution of physics, geometry and technical science. Everything here was simpler, more primitive; thus the financial trading, which was already in use, gave place again to barter. So European culture needed a new stimulus, and cannot be understood without taking this stimulus into account. Out of Asia, form the far East, whence Christianity once came, came now this new culture, from the Arabs. The religion founded there by Mahomet is, in its content, simpler than Christianity. The spiritual content of Mohammedanism is, essentially, based on simple monotheistic ideas confined to a divine fundamental Being, whose nature and form is not closely investigated, but to whose will men surrender, because they have faith. Hence this religion produces proud confidence in this will, a confidence which leads to fatalism, to a complete self-surrender. This is how it became possible for these tribes to extend Arabian rule, in a few generations, over Syria, Mesopotamia and North Africa, as far as to the realm of the Visigoths in Spain, so that, as early as the turn of the 7th to the 8th century, Moorish rulers were established there, and implanted their own culture in place of that of the Visigoths. Thus something quite new, of an entirely different nature, flowed into European culture. The spirit of Arabism culture was not filled with dogma concerning angels and demons, etc., but precisely with that which was lacking in the Christian Germanic tribes namely, with external science. Here we find all such sciences—medicine, chemistry, mathematical thinking—well developed. The practical spirit brought over from Asia to Spain found employment now in seafaring, etc. It was brought over at a moment when an unscientific spirit had established its kingdom there The Moorish cities became centers of serious scientific work; we see here a culture which cannot fail to be admired by all who know it. Humboldt says of it: “This depth, this intensity, this exactitude of knowledge is unexampled in the history of culture.” The Moorish intellectuals had width of outlook and depth of thought; and not only did they, like the Germani, embrace Greek science, they developed it farther. Aristotle also contiuned to live among them, but with the Arabs, it was the true Aristotle who was honoured, with a wide outlook, as the father of Science. It is interesting to see how the Alexandrine culture, started in Greece, continued its existence here, and with this we tough upon one of the most remarkable currents in the human mind. The Arabs laid the foundations of Objective Science. From them, this flowed, in the first place, into the Anglo-Saxon monasteries in England and Ireland, where the old energetic Celtic blood now dwelt. It is strange to see what active intercourse had been introduced between them and Spain, and how, where profundity of mind and capacity to think were present, Science revived through the medium of the Arabs. And it is a remarkable phenomenon that the Arabs who, to begin with, took possession of the whole of Spain, were soon outwardly conquered by the Franks under Charles Martel a the Battle of Poiters in 732. By this victory the physical strength of the Franks overcame the physical strength of the Moors. But the spiritual strength of the Arabs remained invincible; and just as, once, Greek culture rose triumphant in Rome, so Arab culture conquered the West, in opposition to the victorious Germani. Now, when the science which was needed to extend the horizon of trade and world intercourse, when city culture, arose, we see that it was Arab influence which made themselves felt here. Quite new elements flowing in sought to adapt themselves to the old. We see expressed by Walther von der Vogelweide the perplexity which may assail anyone who follows, with an open mind, the conflicting currents of the Middle Ages. The poet saw how the Germanic tribes were striving for power, and how an opposing current was flowing from Christianity. That which flowed through the Middle Ages was transmuted by Walther von der Vogelweide into feeling, in the following sorrowful description:
We shall see shortly how difficult it was for the man of the Middle Ages to combine these three things in their heart, and how these three gave rise to the great struggles which rent that age asunder |