9. Theosophy (1965): Thought-forms and the Human Aura
Tr. Mabel Cotterell, Alan P. Shepherd Rudolf Steiner |
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In persons with more delicate emotions there appear in the same places tones of brighter reddish-yellow and green. It is noticeable that as intelligence increases the green tones become more and more frequent. People who are very intelligent, but who give themselves up to the satisfying of their animal impulses, show much green in their aura. |
The brownish and reddish tones recede, and different shades of green become prominent. In strenuous thinking the aura shows a pleasing green undertone. These natures know how to find their bearings in every condition of life. |
Bright yellow mirrors clear thinking and intelligence; green is the expression of understanding of fife and the world. Children who learn easily have a great deal of green in this part of the aura. |
9. Theosophy (1965): Thought-forms and the Human Aura
Tr. Mabel Cotterell, Alan P. Shepherd Rudolf Steiner |
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[ 1 ] It has been said that the formations of any one of the three worlds can have reality for a man only when he has the faculties or the organs for perceiving them. Man perceives certain processes in space as light-phenomena only because he has a properly formed eye. It depends on the receptivity of a being how much of reality reveals itself to that being. Therefore a man may never say that only what he can perceive is real. There can be much that is real, for the perception of which he has no organs. Now the soul-world and the spirit-world are just as real as the sensible world, indeed they are real in a much higher sense. No physical eye can see feelings and ideas; but they are real. And as by means of his outer senses man has the corporeal world before him as an object of perception, so do feelings, instincts, thoughts, and so forth, become objects of perception for his spiritual organs. Exactly as processes in space can be seen with the sensible eye as colour-phenomena, so can the above-named soul and spiritual processes become, by means of the inner senses, perceptions which are analogous to the sensible colour-phenomena. To understand fully in what sense this is meant is only possible for one who has trodden the path of knowledge to be described in the following chapter and has thereby developed his inner senses. For such a one the soul-phenomena in the soul-region around him and the spiritual phenomena in the spiritual region become supersensibly visible. Feelings which he experiences in other beings ray out from them as light-phenomena for him; thoughts to which he directs his attention flow through spiritual space. For him, the thought of one man about another is not an imperceptible but a perceptible process. The content of a thought lives as such only in the soul of the thinker; but this content activates effects in the spirit-world. These are the perceptible processes for the eyes of spirit. The thought streams out as an actual reality from one human being and flows to the other. And the way in which this thought works on the other person is experienced as a perceptible process in the spiritual world. Thus the physically perceptible human being is only part of the whole man for one whose spiritual senses have unfolded. This physical man becomes the centre of soul and spiritual outpourings. It is impossible to do more than faintly indicate the richly varied world which reveals itself here to the seer. A human though*, which otherwise lives only in the understanding mind of the listener, appears, for example, as a spiritually perceptible colour-phenomenon. Its colour tallies with the character of the thought. A thought which springs from a sensual impulse in a man has a different colour from a thought conceived in the service of pure knowledge, noble beauty, or the eternal good. Thoughts which spring from the sensual life course through the soul-world in shades of red colour.6 A thought which springs from devoted and unselfish love rays out in glorious rose-red. And just as the content of a thought comes into expression in its supersensibly visible form, so also does its greater or lesser definition. The precise thought of a thinker appears itself as a formation with definite outlines; a confused idea appears as a wavering, cloudy formation. [ 2 ] In this way the soul and spirit of man appear as the supersensible part of the whole human being. [ 3 ] The colour effects perceptible to the eyes of spirit which ray out round the physical man when observed in his activity, and which envelop him like a cloud (somewhat in the form of an egg) are a human aura. The size of this aura differs in different people. But an idea can be formed of it by picturing that the whole man appears on an average twice as tall and four times as broad as the physical man. [ 4 ] The most varied tones of colour ebb and flow in the aura. And this ebb and flow is a true picture of the inner life of the man. As this changes, so do the colour-tones change. But certain permanent qualities such as talents, habits, traits of character, express themselves also in permanent and basic colour-tones. [ 5] In people who for the time being are remote from the experiences of the “Path of Knowledge” described in a later chapter of this book, misunderstandings may arise with regard to the nature of what is here described as “Aura.” It would be possible to arrive at the idea that the “colours” here described came before the soul just as a physical colour comes before the eye. But such a “soul colour” would be nothing but an hallucination. With impressions that are “hallucinatory,” spiritual science has nothing whatever to do. And in any case they are not what is meant in the description now before us. We reach a right conception if we keep the following in mind. The soul experiences in a physical colour not only the sense impression; it has an actual experience. This experience is different when the soul—through the eye—perceives a yellow surface from what it is when it perceives a blue one. This experience may be called “living in yellow” or “living in blue.” Now the soul that has trodden the path of knowledge has a similar “experience in yellow” when observing the active soul-experiences of other beings; an “experience in blue” when observing devotional moods of soul. The essential point is, not that in the thought of another soul the seer sees “blue,” just as he sees blue in the physical world, but that he has an experience which justifies him in calling the thought “blue,” just as the physical man calls, for instance, a curtain “blue.” And further, it is essential that the “seer” should be conscious that this is an experience free from the body, so that it is possible for him to speak about the value and the meaning of soul-life in a world the perception of which is not mediated through the human body. Although this meaning of the description must in all cases be taken into account, it is entirely a matter of course that the seer should speak of “blue,” “yellow,” “green,” etc., in the “aura.” [ 6 ] The aura varies greatly according to the different temperaments and dispositions of human beings; it varies also according to the stages of spiritual development. A man who yields altogether to his animal impulses has a completely different aura from one who lives much in the world of thought. The aura of a religiously disposed nature differs essentially from one that is immersed in the trivial experiences of the day. In addition, all changing moods, all inclinations, joys and sufferings find their expression in the aura. [ 7 ] The auras of different soul-experiences must be compared with each other in order to learn to understand the meaning of the colour tones. Take, to begin with, soul-experiences permeated with strongly marked emotions. They may be divided into two kinds: those when the soul is chiefly impelled to such feelings by the animal nature, and those when these emotions take a more delicate form, when they are strongly influenced by reflection. In the first kind of experiences mainly brown and reddish-yellow streams of colour stream through the aura in definite places. In persons with more delicate emotions there appear in the same places tones of brighter reddish-yellow and green. It is noticeable that as intelligence increases the green tones become more and more frequent. People who are very intelligent, but who give themselves up to the satisfying of their animal impulses, show much green in their aura. But this green will always have a stronger or weaker admixture of brown or brownish-red. In unintelligent people a great part of the aura is permeated by brownish-red or even by dark blood-red streams. [ 8 ] The auras of quiet, deliberate, thoughtful moods of soul are essentially different from those of other conditions. The brownish and reddish tones recede, and different shades of green become prominent. In strenuous thinking the aura shows a pleasing green undertone. These natures know how to find their bearings in every condition of life. [ 9 ] Blue tones of colour appear in intensely devotional moods of soul. The more a man places his Self in the service of a cause the more pronounced become the blue shades. Here too there are two quite different kinds of people. There are natures who are not in the habit of exerting their power of thought, passive souls, who as it were have nothing to throw into the stream of events in the world but their “good feeling.” Their aura glimmers with beautiful blue. This is also the appearance of many religious and devotional natures. Compassionate souls and those who find pleasure in giving themselves up to a life of benevolence have a similar aura. If such people are intelligent in addition, green and blue currents alternate, or the blue itself may assume a greenish shade. The peculiarity of the active souls in contrast to the passive is that their blue is pervaded from within with bright colour tones. Richly inventive natures, those that have fruitful thoughts, radiate bright tones of colour as if from an inner point. This is the case in the highest degree with persons whom one calls “wise,” and especially with those who are full of fruitful ideas. Generally speaking, everything that indicates spiritual activity takes more the form of rays which spread out from within; while everything that arises from the animal life has the form of irregular clouds which stream through the aura. [ 10 ] The colourings of formations in the aura differ according to whether the ideas and conceptions which arise from the activity of the soul are placed at the service of the person's own animal impulses or of idealistic interest. An inventive person, who applies all his thoughts to the satisfaction of his sensual passions, shows dark blue-red shades; he, on the contrary, who places his thoughts selflessly at the service of an outside interest, shows light reddish-blue colour tones. A spiritual life combined with noble devotion and capacity for sacrifice shows rose-pink or light violet colours. [ 11 ] Not only does the fundamental disposition of the soul show its colour streaming in the aura but transient emotions, passions, moods and other inner experiences do the same. Violent anger that breaks out suddenly creates red streams; feelings of injured dignity which suddenly well up appear in dark green clouds. Colour phenomena do not however appear only in irregular cloud-like forms, but also in defined, regularly shaped figures. If we observe a fit of terror in a man we see this in the aura from top to bottom as undulating stripes of blue colour, suffused with a bluish-red shimmer. In a person in whom we observe how he is expecting with anxiety some particular event, we can see red-blue stripes like rays constantly streaming through the aura from within outwards. [ 12 ] Every sensation that is induced in a man from outside can be observed by one who has developed the faculty of exact spiritual perception. People who are greatly excited by every external impression show a continuous flickering of small reddish-blue spots and flecks in the aura. In people who do not feel intensely, these flecks have an orange-yellow or even a beautiful yellow colouring. In so-called “absentmindedness” bluish flecks more or less changing in form play over into green. [ 13 ] A still more highly developed spiritual “vision” can distinguish three kinds of colour phenomena in the aura, radiating and surging round a man. First, there are colours which have more or less the character of opaqueness and dullness. Certainly if we compare them with those that our physical eyes see they appear, in comparison, fugitive and transparent. But in the supersensible world itself they make the space which they fill comparatively opaque; they fill it like clouds. Colours of a second kind consist of those which are as it were light itself. They light up the space which they fill so that it becomes, through them, a shining space. Colour-phenomena of the third kind are quite different from these two. They have a raying, sparkling, glittering character. They fill space not merely with light but with glistening, glittering rays. There is something active, inherently mobile, in these colours. The others are quiet, lacking in brilliance. These on the contrary continuously produce themselves out of themselves, as it were. By the first two kinds of colours the space is filled with a delicate fluidity which remains quietly in it; by the third it is filled with a life constantly kindling itself anew in never resting activity. [ 14 ] These three kinds of colours are not ranged as it were alongside each other in the human aura; they are not each enclosed in a separate section of space, but they interpenetrate each other in the most varied ways. All three kinds can be seen playing through each other in one region of the aura, just as a physical body such as a bell can be heard and seen simultaneously. The aura thereby becomes an exceedingly complicated phenomenon: for we have as it were to do with three auras within each other and interpenetrating each other. The difficulty can be overcome however by directing attention to the three kinds alternately. We then do in the super-sensible world something similar to what we do in the sensible, for example, when we close our eyes in order to give ourselves up fully to the impression of a piece of music. The “seer” has as it were three different organs for the three kinds of colours. And in order to observe undisturbed, he can open or close any one of the organs to impressions. As a rule only the one kind of organ can at first be developed by a “seer,” namely, that for the first kind of colours. A person at this stage can see only the one aura; the other two remain invisible to him. In the same way a person may be accessible to impressions from the first two but not from the third. The higher stage of the “gift of seeing” consists in a person's being able to see all three auras and for the purpose of study to direct his attention to the one or the other. [ 15 ] The threefold aura is the supersensibly visible expression of the being of man. The three members: body, soul and spirit, come to expression in it. [ 16 ] The first aura is a mirror of the influence which the body exercises on the soul of man; the second characterises the life of the soul itself, the soul that has raised itself above what affects the senses directly, but is not yet dedicated to the service of the eternal; the third mirrors the dominion which the eternal spirit has won over the transitory man. When descriptions of the aura are given, as here, it must be emphasised that these things are not only difficult to observe but above all difficult to describe. No one therefore should see in a description like this anything more than a stimulus to thought. [ 17 ] Thus for the seer the particular character of the life of soul expresses itself in the nature of the aura. When he encounters a soul-life that is given up entirely to passing impulses, passions and momentary external incitements, he sees the first aura in the loudest tones of colour; the second, on the contrary, is only slightly developed. He sees in it only scanty colour formations; while the third is barely indicated. Only here and there, a small, glittering spark of colour shows itself, indicating that even in such a soul-mood the Eternal lives as a seed, but that it is driven into the background by the effect of the sensuous as has been indicated. The more the man casts away his lower impulses, the less obtrusive becomes the first part of the aura. The second part then grows larger and larger, filling the colour-body within which the physical man lives, more and more completely with its illuminating force. And the more a man proves himself to be a “Servant of the Eternal,” the more does the wonderful third aura reveal itself, that part which bears witness to how far the human being has become a citizen of the spiritual world. For the divine Self radiates out through this part of the human aura into the earthly world. In so far as human beings reveal this aura, they are the flames through whom the Divine illumines this world. They show through this part of the aura how far they know how to live not for themselves but for the eternally True, the nobly Beautiful and Good; how far they have wrung from their narrower self the power to offer themselves upon the altar of the great World Process. [ 18 ] Thus what the man has made of himself in the course of his incarnations comes to expression in the aura. [ 19 ] All three parts of the aura contain colours of the most varied shades. But the character of these shades changes with the stage of development reached by the man. In the first part of the aura can be seen undeveloped life of impulse in all shades from red to blue. These shades have a dull, muddy character. The obtrusive red shades point to the sensual desires, the fleshly lusts, the passion for the enjoyments of the palate and the stomach. Green shades appear to be found especially in inferior natures tending to obtuseness and indifference, greedily giving themselves up to every enjoyment, but nevertheless shunning the exertions necessary to bring them to satisfaction. Where the desires are passionately bent on any goal beyond the reach of the capacities already acquired, brownish-green and yellowish-green auric colours appear. Certain modern modes of life breed this kind of aura. [ 20 ] A personal conceit which is entirely rooted in unworthy inclinations, thus representing the lowest stage of egotism, shows itself in muddy yellow to brown shades. Now it is clear that even the animal life of impulse can take on a pleasing character. There is a purely natural capacity for self-sacrifice, a striking degree of which is to be found in the animal kingdom. This development of an animal impulse finds its most beautiful consummation in natural mother love. These selfless natural impulses come to expression in the first aura in fight reddish to rose-red shades of colour. Cowardly fear and terror of external provocations show themselves in the aura in brown-blue and grey-blue colours. [ 21 ] The second aura again shows the most varied grades of colours. Brown and orange coloured formations point to strongly developed conceit, pride and ambition. Inquisitiveness also betrays itself through red-yellow flecks. Bright yellow mirrors clear thinking and intelligence; green is the expression of understanding of fife and the world. Children who learn easily have a great deal of green in this part of the aura. A green-yellow in the second aura betokens a good memory. Rose-red indicates a benevolent affectionate nature; blue is the sign of piety. The nearer piety comes to being religious fervour, the more does blue pass over into violet. Idealism and an earnest view of life in a higher sense, are seen as indigo blue. [ 22 ] The basic colours of the third aura are yellow, green and blue. Bright yellow appears here if the thinking is filled with lofty, far-reaching ideas that comprehend the details as part of the whole of the divine World Order. If the thinking is intuitive and also completely purified from all sensory conceptions, the yellow has a golden brilliance. Green expresses love for all beings; blue is the sign of a capacity for selfless sacrifice for all beings. If this capacity for sacrifice rises to the height of strong willing which devotes itself actively to the service of the world, the blue brightens to light violet. If pride and desire for honour as last remnants of personal egotism are still present, despite a more highly developed soul-nature, there appear beside the yellow shades others verging on orange. It must however be remarked that in this part of the aura the colours are very different from the shades one is accustomed to see in the world of the senses. It displays to the seer a beauty and a sublimity with which nothing in the ordinary world can be compared. This description of the aura cannot be rightly judged by anyone who does not attach the chief weight to the fact that “seeing the aura” implies an extension and enrichment of what is perceived in the physical world: an extension indeed that aims at knowing that form of soul-life which has spiritual reality apart from the world of the senses. This presentation has nothing whatever to do with a reading of character or of a man's thoughts from an aura perceived in an hallucinatory manner. It seeks to expand knowledge in the direction of the spiritual world and will have nothing to do with the questionable art of reading human souls from their auras.
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266-II. From the Contents of Esoteric Classes II: 1910–1912: Esoteric Lesson
19 May 1910, Hamburg Tr. Unknown Rudolf Steiner |
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Now we know that all colors produce their counter color in us, which for red is green. So the sight of the black cross awakens the white, radiant sunlight of Christ in us, and the red roses stimulate a force so that green life can sprout out of the Christ-force's bright light. |
One would be able to see that the soul is then immersed in green … Living, sprouting, shooting green is the working of the Christ-spirit in the earth. The earth is permeated with it, as it were, and it's literally true that we on earth are walking on Christ's body. And the green is his etheric body. By meditating the rose cross, it also becomes light in us, and the Christ-force will awaken the working of green in our soul, which was also awakened in the earth by this same force. |
266-II. From the Contents of Esoteric Classes II: 1910–1912: Esoteric Lesson
19 May 1910, Hamburg Tr. Unknown Rudolf Steiner |
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Before we begin today's esoteric study, let's direct a prayer at the Spirit of Thursday. For an esoteric should increasingly acquire real modesty and humility so that he doesn't turn to the highest Godhead with his affairs, but consider that between it—which we can't get an inkling of with the greatest human intellect—and us, all the great hierarchies are present. Great embracing Spirit, Great embracing Spirit We'll elucidate our meditations from another side today. An esoteric wants to try to approach the Christ Spirit more intensively and to connect himself more closely with him through his meditations than he could through exoteric Christianity. The entry of the Christ principle into our earth evolution was such an incisive event even for outer history that we calculate our division of time in accordance with it. Back when Zoroaster saw the figure of the approaching Sun Spirit in the sun he gathered pupils around him to make them into servants of the great Ahura Mazdao, and he prepared himself ever more to take this Sun Spirit into himself. When the earth with all of its beings looks up to the sun, it must tell itself that it can't do what the sun can, namely, send out light. It would be a dark, black body if the sun's light didn't permeate it and it couldn't reflect it. Since the Christ became the spirit of the planet earth through the Event of Golgotha, he's in the force that sprouts up through the earth's cover of green plants. The masters of wisdom and of the harmony of feelings give us the great world truths in symbols, and here it's mainly the rose cross which—when it's reflected in us—can awaken and strengthen the power of the Christ-spirit in us. In our last esoteric class, we saw that a red cross brings a feeling of shame to expression in its red color. Now we know that all colors produce their counter color in us, which for red is green. So the sight of the black cross awakens the white, radiant sunlight of Christ in us, and the red roses stimulate a force so that green life can sprout out of the Christ-force's bright light. If we imagine a rose cross with this feeling and let it live in us like this, we share in one part of our earth's force, of our earth spirit, of the Christ-spirit. As esoterics, we must always try to think good thoughts about things that seem to be maya to us. We must be permeated by the feeling that a spark of this force slumbers in everything, which can break forth at some point to outshine all evil things. We should also have the complete trust that all good and positive things on earth will and must be victorious. Notes B, extract: The cross is the highest of all symbols. One can get the whole of world history out of it, and even natural science could be built up out of it … In my essay The Education of the Child, it was pointed out that red has a calming effect inwardly. One would be able to see that the soul is then immersed in green … Living, sprouting, shooting green is the working of the Christ-spirit in the earth. The earth is permeated with it, as it were, and it's literally true that we on earth are walking on Christ's body. And the green is his etheric body. By meditating the rose cross, it also becomes light in us, and the Christ-force will awaken the working of green in our soul, which was also awakened in the earth by this same force. And when this force works in us, we'll then feel a great confidence growing in us that pure love must overcome all evil and that truth can be found. For us this lies in the words: In pure rays of light … |
276. The Arts and Their Mission: Lecture III
02 Jun 1923, Dornach Tr. Lisa D. Monges, Virginia Moore Rudolf Steiner |
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Picture to yourselves that I hold in my left hand a red sheet, in my right a green one, and that with these colored sheets I carry out certain movements. First I cover the red with the green, then the green with the red, making these motions alternately; and in order to give them more character do something additional: move the green upward, the red downard. |
And inasmuch as our eye is an organ imbued with phantasy, we cannot perceive a green gem in any other way than that in which, in the immeasurably distant past, it was spiritually constructed out of the green color of the spiritual world. The moment we confront a green precious stone, we transport our eye back into ages long past, and green appears because at that time divine-spiritual beings created this substance through a purely spiritual green. |
276. The Arts and Their Mission: Lecture III
02 Jun 1923, Dornach Tr. Lisa D. Monges, Virginia Moore Rudolf Steiner |
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Yesterday I tried to show how the anthroposophical world-conception stresses, more intensively than is possible under the influence of materialism, the artistic element; and how Anthroposophy feels about architecture, about the art of costuming (though this may call forth smiles), and about sculpture as dealing artistically with the form of man himself, whose head, in a certain sense, points to the whole human being. Let us review the most important aspects of this threefold artistic perception of the world. In architectural forms we see what the human soul expects when it leaves the physical body at death or otherwise. During earth life the soul is (so I said) accustomed to enter into spatial relations with its environment through the physical body, and to experience spatial forms. But these are only outer forms. When at death the human soul leaves the physical world, it tries, as it were, to impress its own form on space; looks for the lines, planes and forms which can enable it to grow out of space and into the spiritual world. These are the forms of architecture insofar as they are artistic. Thus, if we would understand architecture's artistic element we must consider the soul's space-needs after it has left the three-dimensional body and three-dimensional world. The artistic element in costuming represents something else; and I have described the joy of primitive people in their garments, and their sense—on dipping down into the physical body—of finding in it a sheath which did not harmonize with what they had experienced during their sojourn in the spiritual world; and how out of this deprivation there arose an instinctive longing to create clothes which in color and pattern corresponded to their memory of pre-earthly existence. The costumes of primitive peoples represent what might be called an unskillful copying of the astral nature of man as it existed before he entered earthly life. Thus a contrast. Whereas architecture shows the human soul's striving on its departure from the body, the art of costuming shows the human soul's striving after descent into the physical world. Which brings us to a consideration of sculpture. If we feel, intimately, the significance of the formation of man's head (my last point yesterday) as a metamorphosis of his entire body formation minus head, during his previous incarnation; if we see it as the work of the higher hierarchies on the force relationship of a previous life, then we understand the head, especially its upper part. If, on the other hand, we see correctly the middle of man's head, his nose and lower eyes, then we understand how this part is adapted to his chest formation, for the nose is connected with the chest's breathing. And if we see correctly the lower head, mouth and chin, then we understand that, even in the head, there is a part adapted to the purely earthly. In this way we can understand the whole human form. Furthermore, the super-sensible human being manifests himself directly in the arching of the upper skull, and the protrusion or recession of the lower skull, the facial parts. For an intimate connection exists between the vaulting of the head and the heavens; also an inner connection between the middle of the face and everything circling the earth as air and ether; also between mouth and chin and man's limb and metabolic system, the last an indication of how man is fettered to earth. In this way we can understand the whole human form as an imprint of the spiritual on the immediate present; which means seeing man artistically. To sum up: in sculpture we behold, spiritually, the human being as he is placed into the present; in architecture we behold something connected with his departure from the body; and in the art of costuming something connected with his entrance into that body. Which means a sharp contrast: whereas architecture begins with the erection of tombs, sculpture shows how man, through his earthly form's direct participation in the spiritual, constantly overcomes the earthly-naturalistic element, how, in every detail of his form and in its entirety, he is an expression of the spiritual. Thus we have considered those arts which are concerned with spatial forms and which illustrate the different ways in which the human soul is related to the world through the physical body. If we approach a step nearer the spaceless, we pass from sculpture to painting, an art experienced in the right way only if we take into full account its special medium. Today, in the fifth post-Atlantean age, painting has assumed a character leading to naturalism. Its prime manifestation is the loss of a deeper understanding for color. The intelligence employed in contemporary painting is a falsified sculptural one. Painters see even human beings this way. The cause is space-perspective, an aspect of painting developed only after the fifth post-Atlantean period. Painters express through lines the fact that something lies in the background, something in the foreground; their purpose being to conjure up on canvas an impression of spatially formed objects. But in doing so they deny the first and foremost attribute of their special medium. A true painter does not create in space, but on the plane, in color, and it is nonsense for him to strive for the spatial. Please, do not believe me so fantastic as to object to a feeling for space; in the evolution of mankind the development of spatial perspective on the plane was a necessity; that fact is self-evident. But it must now be overcome. This does not mean that in the future painters should be blind to spatial perspective, only that, while understanding it, they should return to color-perspective, employ color-perspective. To accomplish this we must go beyond theoretic comprehension; the artistic impulse does not spring from theory; it requires something more forceful, something elemental. Fortunately it can be provided. For that purpose I suggest that you look again at some words of mine about the world of color as reported excellently by Albert Steffen in the weekly Das Goetheanum.1 (The report reads better than the original lectures.) This is the first aspect. I shall now deal with the second problem. In nature we see objects which can be counted, weighed and measured; in short, objects dealt with in physics. They appear in various colors. Color, however—this should have become perfectly clear to anthroposophists—color is something spiritual. Now we do see colors in certain natural entities which are not spiritual; that is, in minerals. Recent physicists have made matters easier for themselves by saying that colors cannot inhere in dead substances because colors are mental; they exist within the mind only; outside, material atoms vibrating in dead matter affect eye, nerve, and something else undetermined; as a result of which colors arise in the soul. This explanation shows physicists at a loss in regard to the problem of color. To throw light on it, let us consider from a certain aspect the colorful dead mineral world. As pointed out, we do see colors in purely physical things which can be counted, measured, weighed on scales. But what is perceived in physics does not give us colors. We may employ number, measure and weight to our heart's content: we will not arrive at color. That is why physicists say that colors exist only in the mind. I would like to explain by way of an image. Picture to yourselves that I hold in my left hand a red sheet, in my right a green one, and that with these colored sheets I carry out certain movements. First I cover the red with the green, then the green with the red, making these motions alternately; and in order to give them more character do something additional: move the green upward, the red downard. Say I have today carried out this maneuvre. Now let three weeks pass, at which time I bring before you not a green and red sheet, but two white sheets, and repeat the movements. You immediately remember that, contrary to my present use of white sheets, three weeks ago I produced certain visual impressions with a red and a green sheet. For politeness' sake let us assume that all of you have such a vivid imagination that, in spite of my moving white sheets, you see before you, through recollecting phantasy, the colored phenomenon of three weeks ago, forget all about the white sheets and, because I carry out the same motions, see the same color harmonies called forth, three weeks ago, with the red and green. Because I carry out the same gestures, by association you see what you saw three weeks ago. The case is similar when we see in nature, for instance, a green precious stone. Only, the jewel is not dependent on this moment's soul-phantasy; it appeals to a phantasy concentrated in our eye, for this human eye with its blood and nerve fibers is in truth constructed by phantasy; it is the result of an effective imagination. And inasmuch as our eye is an organ imbued with phantasy, we cannot perceive a green gem in any other way than that in which, in the immeasurably distant past, it was spiritually constructed out of the green color of the spiritual world. The moment we confront a green precious stone, we transport our eye back into ages long past, and green appears because at that time divine-spiritual beings created this substance through a purely spiritual green. The moment we see green, red, blue, yellow, or any other color in a precious stone, we look back into an infinitely distant past. For (to repeat for emphasis) in beholding colors, we do not merely perceive what is contemporary, we look back into distant time-perspectives. Thus it is quite impossible to see a colored jewel merely in the present, just as it is impossible, while standing at the foot of a mountain, to see in close proximity the ruin at its top; being removed from it, we have to see it in perspective. In confronting a topaz, say, we look back into time-perspective; look back upon the primal foundation of earthly creation, before the Lemurian epoch of evolution, and see this precious stone created out of the spiritual; that is why it appears yellow. Physics (I have characterized a recent stand) does something absurd. It places behind the world swirling atoms which are supposed to produce colors within us, when all the time it is divine-spiritual beings, creative in the infinitely distant past, who call forth, through colored minerals, a living memory of primeval acts of creativity. And we can press on to the plant world. Every spring, when a green carpet of plants is spread over the earth, whoever is able to understand this emergence of greenness sees not merely the present, but also the ancient Sun existence when the plant world was created out of the spiritual, in greenness. We see both mineral and plant colors in the right way when they stimulate us to see in nature the gods' primeval creative activity. This requires an artistic living with color, which involves experiencing the plane as such. If someone covers the plane with blue, we should sense a retreat, a drawing back; if with red or yellow, we should feel an approach, a pressing forward. In other words, we acquire color-perspective instead of linear perspective: a sense for the plane, for the withdrawal and surging forward of color. In painting, the linear perspective which tries to create an impression of something essentially sculptural upon the plane falsifies; what must be acquired is a sense for the movement of color: intensive rather than extensive. Thus, if a true painter wishes to depict something aggressive, something eager to jump forward, he uses yellow-red; if something quiet, something retreating into the distance, blue-violet. Intensive color-perspective! A study of the old masters reveals that some early Renaissance painters still had what belonged to all pre-Renaissance painters: a feeling for color-perspective. Only with the advent of the fifth post-Atlantean period did linear perspective displace color-perspective. It is through color-perspective that painting gains a relationship to the spiritual. Strange that today painters chiefly ask themselves: Can we by rendering space more spatial transcend space? Then they try to depict, in a materialistic manner, a fourth dimension. But the fourth dimension can exist only through annihilation of the third, somewhat as debts annihilate wealth. For we do not, on leaving three-dimensional space, enter a four-dimensional space; or, better said, we enter a four-dimensional space which is two-dimensional, because the fourth dimension annihilates the third; only two remain as reality. If we rise from matter's three dimensions to the etheric element, we find everything oriented two-dimensionally, and can understand the etheric only if we conceive of it so. Now you may demur: Yes, but in the etheric I move from here to there, which is to say three-dimensionally. Very well, but the third dimension has no significance for the etheric, only the other two dimensions. The third dimension expresses itself through red, yellow, blue, violet, in the way explained; for in the etheric it is not the third dimension which changes, but color. Regardless of where the plane is placed, the colors change accordingly. Only then can we live with and in color; live two-dimensionally; rise from the spatial arts to those which, like painting, are two-dimensional. We overcome the merely spatial. Our feelings have no relation to the three space-dimensions; only our will. By their very nature, feelings are bound within two dimensions. That is why they are best represented by two-dimensional painting. You see, we have to struggle free from three-dimensional matter if we would advance from architecture, costuming as an art, and sculpture. Painting is an art which man can experience inwardly. Whether he creates as a painter or just lives in and enjoys a painting, it is a soul event. He experiences inner by outer; experiences color-perspective. We cannot say, as in the case of architecture, that the soul is striving to create the forms it needs when it gazes back into the body; nor, as in the case of sculpture, that the soul is trying to depict man's shape in such a way that it is placed into space full of present meaning. None of this concerns painting. It makes no sense in painting to speak of anything as inside or outside; of the soul as inside or outside. In experiencing color the soul is within the spiritual. Really, what is experienced in painting—despite the imperfections of pigments—is the soul's free moving about in the cosmos. With music it is different. Now we do not merge inner with outer, but enter directly into that which the soul experiences as the spiritual or psycho-spiritual; leave space entirely. Music is line-like, one-dimensional; is experienced one-dimensionally in the line of time. In music man experiences the world as his own. Now the soul does not assert something it needs upon descending into or leaving the physical; rather it experiences something which lives and vibrates here and now, on earth, in its own soul-spirit nature. Studying the secrets of music, we can discover what the Greeks, who knew a great deal about these matters, meant by the lyre of Apollo. What is experienced musically is really man's hidden adaptation to the inner harmonic-melodic relationships of cosmic existence out of which he was shaped. His nerve fibers, ramifications of the spinal cord, are marvelous musical strings with a metamorphosed activity. The spinal cord culminating in the brain, and distributing its nerve fibers throughout the body, is the lyre of Apollo. Upon these nerve fibers the soul-spirit man is “played” within the earthly sphere. Thus man himself is the world's most perfect instrument; and he can experience artistically the tones of an external musical instrument to the degree that he feels this connection between the sounding of strings of a new instrument, for example, and his own coursing blood and nerve fibers. In other words, man, as nerve man, is inwardly built up of music, and feels it artistically to the degree that he feels its harmonization with the mystery of his own musical structure. Thus, in devoting himself to the musical, man appeals to his earth-dwelling soul-spirit nature. The discovery by anthroposophical vision of the mysteries of this nature will have a fructifying effect, not just on theory, but upon actual musical creation. In discussing the various arts I have not been theorizing. It is not theorizing when I say: In beholding the lifeless material world in color we stir cosmic memory: and through anthroposophical vision learn to understand how in precious stones, in colored objects of all kinds, we call to mind the creative acts of the primordially active gods; and feel, therefore, the enthusiasm which only an experience of the spiritual kindles. This is no theorizing; this permeates the soul with inner force. Nor does any theory of art emerge therefrom. Only artistic creation and enjoyment are stimulated. For true art is an expression of man's search for a relationship with the spiritual, whether the spiritual longed for when his soul leaves the body, or the spiritual which he desires to remember when he dips down into a body, or the spiritual to which he feels more related than to his natural surroundings, or the spiritual as manifested in colors when outside and inside lose their separateness and the soul moves through the cosmos, freely, swimming and hovering, as it were, experiencing its own cosmic life, existing everywhere; or (our last consideration) the spiritual as expressed in earth life, in the relationship between man's soul-spirit and the cosmic, in music. Which summary brings us to the world of poetry and drama. Often in the past I have called attention to the way poetry was felt in ancient times when man still had a living relationship to the spirit-soul world, when poetry, including poetic dramas, by reason of that fact, was artistic through and through. Yesterday I pointed out that in artistic ages it would not have been considered sensible for playwrights to copy on the stage the way Smith and Jones move in the market place of Gotham or at home, inasmuch as their movements and conversation, there, are much richer than in any stage representation; that it would have seemed absurd, for instance, to the Greeks of the classical age; they never could have understood naturalism's strange attempt to imitate nature right down to “realistic” stage sets. Just as it would not be true painting if we tried to project color into three-dimensional space instead of honoring its own dynamics, so it is not stage art if we have no artistic feeling for its own particular medium. Actually a thorough-going naturalism would preclude a stage room with three walls and an audience in front of it. There are no such rooms; in winter we would freeze to death in them. To act entirely naturalistically one would have to close the stage with a fourth wall and play behind it. But how many people would buy tickets to a play enacted on a stage closed on four sides? Though speaking in extremes, I refer to a reality. Now I must draw your attention again to the way Homer begins his Iliad: “Sing, oh Goddess, the wrath of Achilles, Son of Peleus.” This is no mere phrase. Homer experienced in a positive way the need to raise himself up to the level of a super-earthly divine-spiritual being who would make use of his body in artistic creation. Epic poetry points to the upper gods, those considered female because they transmitted fructifying forces: the Muses. Homer had to offer himself up to these upper gods in order to bring to expression, in the events of his great poem, the thought element of the cosmos. Epic poetry always means letting the upper gods speak; means putting one's person at their disposal. Homer begins his Odyssey this way: “Tell me, oh Muse, of that ingenious hero who wandered afar,” meaning Odysseus. Never would it have occurred to him to impose upon the people something which he himself had seen or thought out. Why do what everybody can do for himself? Homer put his organism at the disposal of the upper divine-spiritual beings that they might express through him how they perceived earthly human relationships. Out of such a collaboration arises epic poetry. And the art of the drama? It originated—we need only to think of the period prior to Aeschylus—from a presentation of the god Dionysus working up out of the depths. At first it was Dionysus alone, then Dionysus and his helpers, a chorus grouped around him as a reflection of what is carried out, not by human beings, but by the subterranean gods, gods of will, making use of human beings to bring to manifestation not the human but divine will. Only gradually, in Greece, as man's connection with the spiritual fell into oblivion, did the divine action depicted on the stage turn into purely human action. The process took place between the time of Aeschylus, when divine impulses still penetrated human beings, and the time of Euripides, when men appeared on the stage as men, though still bearing super-earthly impulses. Real naturalism became possible only in modern times. In poetry and drama man must find his way back to the spiritual. Thus we may say in summary: Epic poetry turns to the upper gods, drama to the lower gods. True drama shows the divine world lying below the earth, the chthonic world, rising up onto the earth for the reason that man can make himself into an instrument for the action of this netherworld. In contrast, epic poetry sees the upper spiritual world sink down; the Muse descends and, making use of man through his head, proclaims man's earthly accomplishments or else those out in the universe. In drama the subterranean will of the gods rises up from the depths, making use of human bodies in order to give free reign to their wills. One might say: Here we have the fields of earthly existence: out of the clouds descends the divine Muse of epic art; out of earthly depths there rise, like vapor and smoke, the Dionysian, chthonic divine-spiritual powers, working their way upward through men's wills. We have to penetrate earth regions to see how the dramatic element rises like a volcano, and the epic element sinks down from above, like a blessing of rain. And it is right here on this same plane with ourselves that the cosmic element is enticed and made gay, joyous, full of laughter, through nymphs and fire spirits; right here that the messengers of the upper gods cooperate with the lower: right here in the middle region that man becomes lyrical. Now man does not feel the dramatic element rising up from below, nor the epic element sinking down from above; he experiences the lyrical element living on the same plane as himself: a delicate, sensitive, spiritual element, which does not rain down upon forests nor erupt like volcanoes, splitting trees, but, rather, rustles in leaves, expresses joy through blossoms, wafts gently in wind. In whatever on our own plane lets us divine the spiritual in matter, stretching hearts, pleasantly stimulating breath, merging our souls with outer nature, as symbol of the soul-spiritual world—in all this there lives and weaves a lyrical element which looks up, with happy countenance, to the upper gods, and down, with saddened countenance, to the gods of the underworld. The lyrical can tense up into the dramatic-lyrical or quiet itself down into the epic-lyrical. For the hallmark of the lyrical, whatever its form, is this: man experiences what lives and weaves in the far reaches of the earth with his middle nature, his feeling nature. You see, if we really enter the spirituality of world phenomena, we gradually transform dead abstract concepts into a living, colorful, form-bearing weaving and being. Because what surrounds us lives in the artistic, mere intellectual activity can, almost unnoticed, be transformed into artistic activity. That is why we constantly feel a need to enliven impertinently abstract conceptual definitions—physical body, ether body, astral body, all such concepts, these impertinently rigid, philistine and horribly scientific formulations—into artistic color and form. This is an inner, not merely outer, need of Anthroposophy. Therefore the hope may be expressed that all mankind will extricate itself from naturalism, drowned as it is in philistinism and pedantry through everything abstract, theoretical, merely scientific, practical without being really practical. Man needs a new impetus. Without this impulse, this swing, Anthroposophy cannot thrive. In an inartistic atmosphere it goes short of breath; only in an artistic element can it breathe freely. Rightly understood, it will lead over to the genuinely artistic without losing any of its cognitional character.
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354. Nutrition and Health: Lecture I
31 Jul 1924, Dornach Tr. Gladys Hahn Rudolf Steiner |
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So, gentlemen, we reach the interesting fact—and we must grasp it quite clearly: that of all things the two most essential for human life are the green sap in the green leaves and blood. The green in the sap of a plant is called chlorophyll. Chlorophyll is contained in the green leaf. |
And the plant could do nothing with the carbon dioxide if it did not have its green sap, the chlorophyll. This green sap of the plant, gentlemen, is a magician. It holds the carbon back inside the plant and lets the oxygen go free. |
But now let us think how it is when someone eats green stuff, the stems and leaves of a plant. When he eats green stuff he is getting fats from the plants. |
354. Nutrition and Health: Lecture I
31 Jul 1924, Dornach Tr. Gladys Hahn Rudolf Steiner |
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Rudolf Steiner: Good morning, gentlemen! Has someone thought of a question during the last weeks? Question: Sir, I would like to ask about various foods—beans and carrots, for instance: what effect they have on the body. You have already spoken about potatoes; perhaps we could hear something about other foodstuffs. Some vegetarians won't eat things that have hung in the air, like beans or peas. And when one looks at a field of grain, one wonders how the various grains differ—for apparently all the peoples of the earth cultivate some grain or other. Dr. Steiner: So—the question is about the relation of various foods to the human body. Well, first of all we should gain a clear idea of nutrition itself. One's immediate thought of nutrition is that when we eat something, it goes through the mouth down into the stomach, then it is deposited farther in the body and finally we get rid of it; then we must eat again, and so on. But the process is not as simple as that. It is much more complicated. And if one wants to understand how the human being is really related to various foods, one must first be clear about the kinds of food one definitely needs. Now the very first thing one needs, the substance one must have without fail, is protein. Let us write all this on the board, so that we have it complete. So, protein, as it is in a hen's egg, for instance—but not just in eggs; protein is in all foods. One needs protein without fail. The second thing one needs is fats. These too are in all foods. Fats are even in plants. The third thing has a name that will be less familiar to you, but one needs to know it: carbohydrates. Carbohydrates are found particularly in potatoes, but they are also found in large quantity in all other plants. The important fact about carbohydrates is that when we eat them, they are slowly turned into starch by the saliva in our mouth and the secretions in our stomach. Starch is something we need without fail, but we don't eat starch; we eat foods that contain carbohydrates, and the carbohydrates are turned into starch inside us. Then they are converted once again, in the further process of digestion, into sugar. And we need sugar. So you see, we get the sugar we need from the carbohydrates. But we still need something else: minerals. We get them partly by adding them to our food, for example in the form of salt, and partly they are already contained in all our foodstuffs. Now when we consider protein, we must realize how greatly it differs in animals and human beings from what it is in plants. Plants contain protein too, but they don't eat it, so where do they get it from? They get it out of the ground and out of the air, From the mineral world; they can take their protein from lifeless, mineral sources. Neither animal nor man can do that. A human being cannot use the protein that is to be got from lifeless elements—he would then only be a plant—he must get his protein as it is already prepared in plants or animals. Actually, to be able to live on this earth the human being needs the plants. But now this is the amazing fact: the plants could not live on the earth either if human beings were not here! So, gentlemen, we reach the interesting fact—and we must grasp it quite clearly: that of all things the two most essential for human life are the green sap in the green leaves and blood. The green in the sap of a plant is called chlorophyll. Chlorophyll is contained in the green leaf. And the one other essential thing is blood. Now this brings us to something very remarkable. Think how you breathe: that is also a way of taking in nourishment. You take oxygen in from the air; you breathe it in. But there is carbon spread through your entire body. If you go down into the earth where there are coal deposits, you've got black coal. When you sharpen a pencil, you've got graphite. Coal and graphite: they're both carbon. Your whole body is made of carbon (as well as other substances). Carbon is formed in the human body. You could say, a man is just a heap of black coal! But you could also say some thing else. Because—remember the most expensive thing in the world? a diamond—and that's made of carbon; it just has a different form. And so, if you like the sound of it better, you could say you're made of glittering diamonds. The black carbon, that graphite in the pencil, and the diamonds: they are all the same substance. If someday the coal that is dug out of the earth can by some process be made transparent, you'll have diamonds. So we have diamonds hidden in our body. Or we are a coal field! But now when oxygen combines with carbon in the blood, you have carbon dioxide. And you know carbon dioxide quite well: you only have to think of Seltzer water with the bubbles in it: they are the carbon dioxide. It is a gas. So one can have this picture: A human being inhales oxygen from the air, the oxygen spreads all through his blood; in his blood he has carbon, and he exhales carbon dioxide. You breathe oxygen in, you breathe carbon dioxide out. In the course of the earth's evolution, gentlemen, which I have recently been describing to you, everything would long ago have been poisoned by the carbon dioxide coming from the human beings and animals. For this evolution has been going on for a long time. As you can see, since long, long ago there could have been no human kingdom or animal kingdom alive on the earth unless plants had had a very different character from those kingdoms. Plants do not take in oxygen: they take in the carbon dioxide that human beings and animals exhale. Plants are just as greedy for the carbon dioxide as human beings are for oxygen. Now if we look at a plant [see drawing]—root, stem, leaves, blossoms: the plant absorbs carbon dioxide in every part of it. And now the carbon in the carbon dioxide is deposited in the plant, and the oxygen is breathed out by the plant. Human beings and animals get it back again. Man gives carbon dioxide out and kills everything; the plant keeps back the carbon, releases the oxygen and brings everything to life again. And the plant could do nothing with the carbon dioxide if it did not have its green sap, the chlorophyll. This green sap of the plant, gentlemen, is a magician. It holds the carbon back inside the plant and lets the oxygen go free. Our blood combines oxygen with carbon; the green plant-sap separates the carbon again from the carbon dioxide and sets the oxygen free. Think what an excellent arrangement nature has made, that plants and animals and human beings should complement one another in this way! They complement one another perfectly. But we must go on. The human being not only needs the oxygen that the plant gives him, but he needs the entire plant. With the exception of poisonous plants and certain plants which contain very little of these substances, the human being needs all plants not only for his breathing but also for food. And that brings us to another remarkable connection. A plant consists of root, if it is an annual plane (we won't consider the trees at this moment)—of root, leaf and stem, blossom and fruit. Now look at the root for a moment. It is in the earth. It contains many minerals, because minerals are in the earth and the root clings to the earth with its tiny fine rootlets, so it is constantly absorbing those minerals. So the root of the plant has a special relation to the mineral realm of the earth. And now look here, gentlemen! The part of the human being that is related to the whole earth is the head. Not the feet, but actually the head. When the human being starts to be an earth-man in the womb, he has at first almost nothing but a head. He begins with his head. His head takes the shape of the whole cosmos and the shape of the earth. And the head particularly needs minerals. For it is from the head that the forces go out that fill the human body with bones, for instance. Everything that makes a human being solid is the result of the way the head has been formed. While the head itself is still soft, as in the womb, it cannot form bones properly. But as it becomes harder and harder itself, it gives over to the body the forces by which both man and animal are able to form their solid parts, particularly their bones. You can see from this that we need roots. They are related to the earth and contain minerals. We need the minerals for bone-building. Bones consist of calcium carbonate, calcium phosphate; those are minerals. So you can see that the human being needs roots in order to strengthen his head. And so, gentlemen, if—for instance—a child is becoming weak in his head—inattentive, hyperactive—he will usually have a corresponding symptom: worms in his intestines. Worms develop easily in the intestines if the head forces are too weak, because the head does not then work down strongly enough into the rest of the body. Worms find no lodging in a human body if the head forces are working down strongly into the intestines. You can see how magnificently the human body is arranged!—everything is related. And if one's child has worms, one should realize the child has become weak in his head. Also—whoever wants to be a teacher has to know these things—if there are persons who at a later age are weak-minded, one can be sure they have had worms when they were young. And so what must one do if one observes this in the child? The simplest remedy is to give him carrots to eat for a while—with his other food, of course; naturally, one couldn't just feed him on carrots alone. Carrots are the root of the plant. They grow down in the earth and have a large quantity of minerals. They have the forces of the earth in them, and when they are taken into the stomach, they are able to work up through the blood into the head. Only substances rich in minerals are able to reach the head. Substances rich in minerals, root substances, give strength to a human being by way of the head. That is extraordinarily important. It is through carrots that the uppermost parts of the head become strong—which is precisely what the human being needs in order to be inwardly firm and vigorous, not soft. If you look at the carrot plant, you can't help seeing that its strength has gone particularly into the root. It is almost entirely root. The only part of the plant one is interested in is the root. The rest of it, the green part, is of no importance, it just sits there up above. So the carrot is particularly good as a food substance to maintain the human head. And if sometimes you yourselves feel empty-headed, dull, can't think properly, then it's fine if you too will eat carrots for a while! Naturally, they will help children the most. But now if we compare a potato to a carrot—well, first of all it looks quite different. Of course, the potato plant has a green part. And then it has the part we eat, what we call the tubers, deep down in the earth. Now if we would think superficially, we could say those tubers are the roots. But that is not correct; the tubers are not roots. If you look carefully down into the soil, you can see the real roots hanging on the tubers. The real roots are tiny rootlets, root hairs, that hang on the tubers. They fall away easily. When you gather up the potatoes, the hairs have already fallen away. Only in the first moment when you are lifting a potato loose from the soil, the hairs are still all over it. When we eat a potato, we are really eating a piece of swollen, enlarged stem. It only appears to be a root; in reality it is stem. The leaves are metamorphosed. The potato is something down there between the root and the stem. Therefore it does not have as much mineral content as the carrot; it is not as earthy. It grows in the earth, but it is not so strongly related to the earth. And it contains particularly carbohydrates; not so many minerals, but carbohydrates. So now, gentlemen, you can say to yourselves: When I eat carrots, my body can really take it easy, for all it needs is saliva to soften the carrot. All it needs is saliva and stomach secretions, pepsin and so forth for all the important substance of the carrot to reach the head. We need minerals, and minerals are furnished by any kind of root, but in greatest amounts by such a root as the carrot. But now, when we eat potatoes, first they go into the mouth and stomach. There the body has to exert strength to derive starch from them. Then the digestive process goes further in the intestines. In order that something can go into the blood and also reach the head, there must be more exertion still, because sugar has to be derived from the starch. Only then can it go to the head. So one has to use still greater forces. Now think of this, gentlemen: when I exert my strength upon some external thing, I become weak. This is really a secret of human physiology: that if I chop wood, if I use my external bodily strength, I become weak; but if I exert an inner strength, transforming carbohydrates into starch and starch into sugar, I become strong. Precisely through the fact that I permeate myself with sugar by eating potatoes, I become strong. When I use my strength externally, I become weak; if I use it internally, I become strong. So it is not a matter of simply filling oneself up with food, but of the food generating strength in our body. And so one can say: food from roots—and all roots have the same effect as carrots although not to the same degree: they all work particularly on the head—so, food from roots gives the body what it needs for itself. Foods that lean toward the green of the plant and contain carbohydrates provide the body with strength it needs for work, for movement. I have already spoken about the potato. While it requires a terribly large expenditure of strength, it leaves a man weak afterwards, and does not provide him with any continuing strength. But the principle I have just given you holds good even for the potato. Now to the same extent that the potato is a rather poor foodstuff, all the grains—wheat, rye, and so on—are good foodstuffs. The grains also contain carbohydrates, and of such a nature that the human being forms starch and sugar in the healthiest possible way. Actually, the carbohydrates of the grains can make him stronger than he can make himself by any other means. Only think for a moment how strong people are who live on farms, simply through the fact that they eat large quantities of their own homemade bread which contains the grain from their fields! They only need to have healthy bodies to start with, then if they can digest the rather coarse bread, it is really the healthiest food for them. They must first have healthy bodies, but then they become quite especially strong through the process of making starch and sugar. Now a question might be raised. You see, human beings have come in the course of their evolution—shall I say, quite of their own accord—to eating the grains differently from the way animals eat them. A horse eats his oats almost as they grow. Animals eat their kernels of grain raw, just as they come from the plant. The birds would have a hard time getting their seed if they had to depend upon someone cooking it for them first! But human beings have come of themselves to cooking the grains. And now, gentlemen, what happens when we cook the grain? Well, when we cook the grain, we don't eat it cold, we eat it warm. And it's a fact, that to digest our food we need inner warmth. Unless there is warmth we can't transform our carbohydrates into starch and the starch into sugar: that requires inner heat. So if we first apply external heat to the foodstuffs, we help the body: it does not have to provide all the warmth itself. By being cooked first, the foods have already begun the fire process, the warmth process. That's the first result. The second is, that they have been entirely changed. Think what happens to the grain when I make flour into bread. It becomes something quite different. And how has it become different? Well, first I have ground the seeds. What does that mean? I have crushed them into tiny, tiny pieces. And you see. what I do there with the seeds, grinding them, making them fine, I'd otherwise have to do later within my own body! Everything I do externally, I'd otherwise have to do internally, inside my body; so by doing those things, I relieve my body. And the same with the baking itself: all the things I do in cooking, I save my body from doing. I bring the foods to a condition in which my body can more easily digest them. You have only to think of the difference if someone would eat raw potatoes instead of cooked ones. If someone were to eat his potatoes raw, his stomach would have to provide a tremendous amount of warmth to transform those raw potatoes—which are almost starch already. And the extent to which it could transform them would not be sufficient. So then the potatoes would reach the intestines and the intestines would also have to use a great amount of energy. Then the potatoes would just stay put in the intestines, for the subsequent forces would not be able to carry them farther into the body. So if one eats raw potatoes, either one just loads one's stomach with them and the intestines can't even get started on them, or one fills up the intestines; in either case there is no further digestion. But if the potatoes undergo a preparatory stage through cooking or some other means, then the stomach does not have so much to do, or the intestines either, and the potatoes go over properly into the blood and right up into the head. So you see, by cooking our foods, especially those that are counted among the carbohydrates, we are able to help our nutrition. You are certainly acquainted with all the new kinds of foolishness in connection with nutrition—for instance, the raw food faddists, who are not going to cook anything anymore, they're going to eat everything raw. How does this come about? It's because people no longer know what's what from a materialistic science, and they shy away from a spiritual science, so they think a few things out on their own. The whole raw food fad is a fantasy. For a time someone living on raw food can whip the body along—in this situation the body has to be using very strong forces, so it has to be whipped—but then it will collapse all the more completely. But now, gentlemen, let us come to the fats. Plants, almost all of them, contain fats which they derive from the minerals. Now fats do not enter the human body so easily as carbohydrates and minerals. Minerals are not even changed. For example, when you shake salt into your soup, that salt goes almost unchanged up into your head. You get it as salt in your head. But when you eat potatoes, you don't get potatoes in your head, you get sugar. The conversion takes place as I described to you. With the fats, however, whether they're plant fats or animal fats, it's not such a simple matter. When fats are eaten, they are almost entirely eaten up by the saliva, by the gastric secretions, by the intestinal secretions, and they become something quite different that then goes over into the blood. The animal and the human being must form their own fats in their intestines and in their blood, with forces which the fats they eat call forth. You see, that is the difference between fats and sugar or minerals. The human being still takes his salt and his sugar from nature. He has to derive the sugar from the potato and the rye and so on, but there is still something of nature in it. But with the fats that man or animal have in them, there is nothing anymore of nature. They have formed them themselves. The human being would have no strength if he did not eat; his intestines and blood need fats. So we can say: Man himself cannot form minerals. If he did not take in minerals, his body would never be able to build them by itself. If he did not take in carbohydrates, if he did not eat bread or something similar from which he gets carbohydrates, he would never be able to form sugar by himself. And if he could not form sugar, he would be a weakling forever. So be grateful for the sugar, gentlemen! Because you are chock-full of sweetness, you have strength. The moment you would no longer be full to the brim with your own sweetness, you would have no strength, you would collapse. And you know, that holds good even in connection with the various peoples. There are certain peoples who consume very little sugar or foodstuffs that produce sugar. These peoples have weak physical forces. Then there are certain peoples who eat many carbohydrates that form sugar, and they are strong. But the human being doesn't have it so easy with the fats. If someone has fats in him (and this is true also of the animals), that is his own accomplishment, the accomplishment of his body. Fats are entirely his own production. The human being destroys whatever fats he takes in, plant fats or animal fats, and through their destruction he develops strength. With potatoes, rye, wheat, he develops strength by converting the substances. With the fats that he eats, he develops strength by destroying the substances. If I destroy something outside of myself, I become tired and exhausted. And if I have had a big fat beefsteak and destroy that inside myself, I become weak in the same way; but my destruction of the fat beefsteak or of the plant fat gives me strength again, so that I can produce my own fat if my body is predisposed to it. So you see, the consumption of fat works very differently in the human body from the consumption of carbohydrates. The human body, gentlemen, is exceedingly complicated, and what I have been describing to you is tremendous work. Much must take place in the human body for it to be able to destroy those plant fats. But now let us think how it is when someone eats green stuff, the stems and leaves of a plant. When he eats green stuff he is getting fats from the plants. Why is it that sometimes a stem is so hard? Because it then gives its forces to leaves that are going to be rich in carbohydrates. And if the leaves stay green—the greener they are, the more fats they have in them. So when someone eats bread, for instance, he can't take in many fats from the bread. He takes in more, for example, from watercress—that tiny plant with the very tiny leaves—more fats than when he eats bread. That's how the custom came about of putting butter on our bread, some kind of fat. It wasn't lust for the taste. And why country people want bacon with their bread. There again is fat, and that also is eaten for two reasons. When I eat bread, the bread works upon my head because the root elements of a plant work up into the stem. The stem, even though it is stem and grows above the ground in the air, still has root forces in it. The question is not whether something is above in the air, but whether it has any root forces. Now the leaf, the green leaf, does not have root forces. No green leaf ever appears down in the earth. In late summer and autumn, when the sun forces are no longer working so strongly, the stem can mature. But the leaf needs the strongest sun forces for it to unfold; it grows toward the sun. So we can say, the green part of the plant works particularly on heart and lungs, while the root strengthens the head. The potato also is able to work into the head. When we eat greens, they give us particularly plant fats; they strengthen our heart and lungs, the middle man, the chest man. That, I would say, is the secret of human nutrition: that if I want to work upon my head, I have roots or stems for dinner. If I want to work upon my heart or my lungs, I make myself a green salad. And in this case, because these substances are destroyed in the intestines and only their forces proceed to work, cooking is not so necessary. That's why leaves can be eaten raw as salad. Whatever is to work on the head cannot be eaten raw; it must be cooked. Cooked foods work particularly on the head. Lettuce and similar things work particularly on heart and lungs, building them up, nourishing them through the fats. But now, gentlemen, the human being must not only nurture the head and the middle body, the breast region, but he must nurture the digestive organs themselves. He needs a stomach, intestines, kidneys, and a liver, and he must build up these digestive organs himself. Now the interesting fact is this: to build up his digestive organs he needs protein for food, the protein that is in plants, particularly as contained in their blossoms, and most particularly in their fruit. So we can say: the root nourishes the head particularly [see drawing above]; the middle of the plant, stem and leaves, nourishes the chest particularly; and fruit nourishes the lower body. When we look out at our grain fields we can say, Good that they are there! for that nourishes our head. When we look down at the lettuce we've planted, all those leaves that we eat without cooking because they are easily digested in the intestines—and it's their forces that we want—there we get everything that maintains our chest organs. But cast an eye up at the plum and apples, at the fruits growing on the trees—ah! those we don't have to bother to cook much, for they've been cooked by the sun itself during the whole summer! There an inner ripening has already been happening, so that they are something quite different from the roots, or from stalks and stems (which are not ripened but actually dried up by the sun). The fruits, as I said, we don't have to cook much—unless we have a weak organism, in which case the intestines cannot destroy the fruits. Then we must cook them; we must have stewed fruit and the like. If someone has intestinal illnesses, he must be careful to take his fruit in some cooked form—sauce, jam, and so forth. If one has a perfectly healthy digestive system, a perfectly healthy intestinal system, then fruits are the right thing to nourish the lower body, through the protein they contain. Protein from any of the fruits nourishes your stomach for you, nourishes all your digestive organs in your lower body. You can see what a good instinct human beings have had for these things! Naturally, they have not known in concepts all that I've been telling you, but they have known it instinctively. They have always prepared a mixed diet of roots, greens and fruit; they have eaten all of them, and even the comparative amounts that one should have of these three different foods have been properly determined by their instinct. But now, as you know, people not only eat plants, they eat animals too, the flesh of animals, animal fat and so on. Certainly it is not for anthroposophy ever to assume a fanatical or a sectarian attitude. Its task is only to tell how things are. One simply cannot say that people should eat only plants, or that they should also eat animals, and so on. One can only say that some people with the forces they have from heredity are simply not strong enough to perform within their bodies all the work necessary to destroy plant fats, to destroy them so completely that then forces will develop in their bodies for producing their own fat. You see, a person who eats only plant fats—well, either he's renounced the idea of becoming an imposing, portly fellow, or else he must have an awfully good digestive system, so healthy that it is easy for him to destroy the plant fats and in this way get forces to build his own fat. Most people are really unable to produce their own fat if they have only plant fats to destroy. When one eats animal fat in meat, that is not entirely destroyed. Plant fats don't go out beyond the intestines, they are destroyed in the intestines. But the fat contained in meat does go beyond, it goes over into the human being. And the person may be weaker than if he were on a diet of just plant fats. Therefore, we must distinguish between two kinds of bodies. First there are the bodies that do not like fat, they don't enjoy eating bacon, they just don't like to eat fatty foods. Those are bodies that destroy plant fats comparatively easily and want in that way to form their own fat. They say: “Whatever fat I carry around, I want to make myself; I want my very own fat.” But if someone heaps his table with fatty foods, then he's not saying, “I want to make my own fat”; he's saying, “The world has to give me my fat.” For animal fat goes over into the body, making the work of nutrition easier. When a child sucks a candy, he's not doing that for nourishment. There is, to be sure, something nutritious in it, but the child doesn't suck it for that; he sucks it for the sweet taste. The sweetness is the object of his consciousness. But if an adult eats beef fat, or pork fat, or the like, well, that goes over into his body. It satisfies his craving just as the candy satisfies the child's craving. But it is not quite the same, for the adult feels this craving inside him. The adult needs this inner craving in order to respond to his inner being. That is why he loves meat. He eats it because his body loves it. But it is no use being fanatic about these things. There are people who simply cannot live if they don't have meat. A person must consider carefully whether he really will be able to get on without it. If he does decide he can do without it and changes over from a meat to a vegetarian diet, he will feel stronger than he was before. That's sometimes a difficulty, obviously: some people can't bear the thought of living without meat. If, however, one does become a vegetarian, he feels stronger—because he is no longer obliged to deposit alien fat in his body; he makes his own fat, and this makes him feel stronger. I know this from my own experience. I could not otherwise have endured the strenuous exertion of these last twenty-four years! I never could have traveled entire nights, for instance, and then given a lecture the next morning. For it is a fact, that if one is a vegetarian one carries out a certain activity within one that is spared the non-vegetarian, who has it done first by an animal. That's the important difference. But now don't get the idea that I would ever agitate for vegetarianism! It must always be first established whether a person is able to become a vegetarian or not; it is an individual matter. You see, this is especially important in connection with protein. One can digest protein if one is able to eat plant protein and break it down in the intestines. And then one gets the forces from it. But the moment the intestines are weak, one must get the protein externally, which means one must eat the right kind of protein, which will be animal protein. Hens that lay eggs are also animals! So protein is something that is really judged quite falsely unless it is considered from an anthroposophical point of view. When I eat roots, their minerals go up into my head. When I eat salad greens, their forces go to my chest, lungs, and heart—not their fats, but the forces from their fats. When I eat fruit, the protein from the fruit stays in the intestines. And the protein from animal substances goes beyond the intestines into the body; animal protein spreads out. One might think, therefore, that if a person eats plenty of protein, he will be a well-nourished individual. This has led to the fact in this materialistic age that people who had studied medicine were recommending excessive amounts of protein for the average diet: they maintained that one hundred and twenty to one hundred and fifty grams of protein were necessary—which was ridiculous. Today it is known that only a quarter of that amount is necessary. And actually, if a person does eat such enormous and unnecessary amounts of protein—well, then something happens as it once did with a certain professor and his assistant. They had a man suffering from malnutrition and they wanted to build him up with protein. Now it is generally recognized that when someone is consuming large amounts of protein—it is, of course, converted in him—his urine will show that he has had it in his diet. So now it happened with these two that the man's urine showed no sign of the protein being present in his body. It didn't occur to them that it had already passed through the intestines. The professor was in a terrible state. And the assistant was shaking in his boots as he said timidly: “Sir—Professor—perhaps—through the intestines?” Of course! What had happened? They had stuffed the man with protein and it was of no use to him, for it had gone from the stomach into the intestines and then out behind. It had not spread into the body at all. If one gulps down too much protein, it doesn't go over into the body at all, but into the fecal waste matter. Even so, the body does get something from it: before it passes out, it lies there in the intestines and becomes poisonous and poisons the whole body. That's what can happen from too much protein. And from this poisoning comes then very frequently arteriosclerosis—so that many people get arteriosclerosis too early, simply from stuffing themselves with too much protein. It is important, as I have tried to show you, to know these things about nutrition. For most people are thoroughly convinced that the more they eat, the better they are nourished. Of course it is not true. One is often much better nourished if one eats less, because then one does not poison oneself. The point is really that one must know how the various substances work. One must know that minerals work particularly on the head; carbohydrates—just as they are to be found in our most common foods, bread and potatoes, for instance—work more on the lung system and throat system (lungs, throat, palate and so on). Fats work particularly on heart and blood vessels, arteries and veins, and protein particularly on the abdominal organs. The head has no special amount of protein. What protein it does have—naturally, it also has to be nourished with protein, for after all, it consists of living substances—that protein man has to form himself. And if one over-eats, it's no use believing that in that way one is getting a healthy brain, for just the opposite is happening: one is getting a poisoned brain. Protein: abdominal organs Fats: heart and blood vessels Carbohydrates: lungs, throat, palate Minerals: head Perhaps we should devote another session to nutrition! That would be good, because these questions are very important. So then, Saturday at nine o'clock. |
354. The Evolution of the Earth and Man and The Influence of the Stars: The relation of foodstuffs to man. Raw food. Vegetarianism
31 Jul 1924, Dornach Tr. Gladys Hahn Rudolf Steiner |
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So, gentlemen, we reach the interesting fact—and we must grasp it quite clearly: that of all things the two most essential for human life are the green sap in the green leaves and blood. The green in the sap of a plant is called chlorophyll. Chlorophyll is contained in the green leaf. |
And the plant could do nothing with the carbon dioxide if it did not have its green sap, the chlorophyll. This green sap of the plant, gentlemen, is a magician. It holds the carbon back inside the plant and lets the oxygen go free. |
But now let us think how it is when someone eats green stuff, the stems and leaves of a plant. When he eats green stuff, he is getting fats from the plants. |
354. The Evolution of the Earth and Man and The Influence of the Stars: The relation of foodstuffs to man. Raw food. Vegetarianism
31 Jul 1924, Dornach Tr. Gladys Hahn Rudolf Steiner |
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Rudolf Steiner: Good morning, gentlemen! Has someone thought of a question during the last weeks? Question: Sir, I would like to ask about various foods—beans and carrots, for instance: what effect they have on the body. You have already spoken about potatoes; perhaps we could hear something about other foodstuffs. Some vegetarians won't eat things that have hung in the air, like beans or peas. And when one looks at a field of grain, one wonders how the various grains differ—for apparently all the peoples of the earth cultivate some grain or other. Dr. Steiner: So—the question is about the relation of various foods to the human body. Well, first of all we should gain a clear idea of nutrition itself. One's immediate thought of nutrition is that when we eat something, it goes through the mouth down into the stomach, then it is deposited farther in the body and finally we get rid of it; then we must eat again, and so on. But the process is not as simple as that. It is much more complicated. And if one wants to understand how the human being is really related to various foods, one must first be clear about the kinds of food one definitely needs. Now the very first thing one needs, the substance one must have without fail, is protein. Let us write all this on the board, so that we have it complete. So, protein, as it is in a hen's egg, for instance—but not just in eggs; protein is in all foods. One needs protein without fail. The second thing one needs is fats. These too are in all foods. Fats are even in plants. The third thing has a name that will be less familiar to you, but one needs to know it: carbohydrates. Carbohydrates are found particularly in potatoes, but they are also found in large quantity in all other plants. The important fact about carbohydrates is that when we eat them, they are slowly turned into starch by the saliva in our mouth and the secretions in our stomach. Starch is something we need without fail, but we don't eat starch; we eat foods that contain carbohydrates, and the carbohydrates are turned into starch inside us. Then they are converted once again, in the further process of digestion, into sugar. And we need sugar. So you see, we get the sugar we need from the carbohydrates. But we still need something else: minerals. We get them partly by adding them to our food, for example in the form of salt, and partly they are already contained in all our foodstuffs. Now when we consider protein, we must realize how greatly it differs in animals and human beings from what it is in plants. Plants contain protein too, but they don't eat it, so where do they get it from? They get it out of the ground and out of the air, from the mineral world; they can take their protein from lifeless, mineral sources. Neither animal nor man can do that. A human being cannot use the protein that is to be got from lifeless elements—he would then only be a plant—he must get his protein as it is already prepared in plants or animals. Actually, to be able to live on this earth the human being needs the plants. But now this is the amazing fact: the plants could not live on the earth either if human beings were not here! So, gentlemen, we reach the interesting fact—and we must grasp it quite clearly: that of all things the two most essential for human life are the green sap in the green leaves and blood. The green in the sap of a plant is called chlorophyll. Chlorophyll is contained in the green leaf. And the one other essential thing is blood. Now this brings us to something very remarkable. Think how you breathe: that is also a way of taking in nourishment. You take oxygen in from the air; you breathe it in. But there is carbon spread through your entire body. If you go down into the earth where there are coal deposits, you've got black coal. When you sharpen a pencil, you've got graphite. Coal and graphite: they're both carbon. Your whole body is made of carbon (as well as other substances). Carbon is formed in the human body. You could say, a man is just a heap of black coal! But you could also say something else. Because—remember the most expensive thing in the world? a diamond—and that's made of carbon; it just has a different form. And so, if you like the sound of it better, you could say you're made of glittering diamonds. The black carbon, that graphite in the pencil, and the diamonds: they are all the same substance. If someday the coal that is dug out of the earth can by some process be made transparent, you'll have diamonds. So we have diamonds hidden in our body. Or we are a coal field! But now when oxygen combines with carbon in the blood, you have carbon dioxide. And you know carbon dioxide quite well: you only have to think of Seltzer water with the bubbles in it: they are the carbon dioxide. It is a gas. So one can have this picture: A human being inhales oxygen from the air, the oxygen spreads all through his blood; in his blood he has carbon, and he exhales carbon dioxide. You breathe oxygen in, you breathe carbon dioxide out. In the course of the earth's evolution, gentlemen, which I have recently been describing to you, everything would long ago have been poisoned by the carbon dioxide coming from the human beings and animals. For this evolution has been going on for a long time. As you can see, since long, long ago there could have been no human kingdom or animal kingdom alive on the earth unless plants had had a very different character from those kingdoms. Plants do not take in oxygen: they take in the carbon dioxide that human beings and animals exhale. Plants are just as greedy for the carbon dioxide as human beings are for oxygen. Now if we look at a plant [see drawing]—root, stem, leaves, blossoms: the plant absorbs carbon dioxide in every part of it. And now the carbon in the carbon dioxide is deposited in the plant, and the oxygen is breathed out by the plant. Human beings and animals get it back again. Man gives carbon dioxide out and kills everything; the plant keeps back the carbon, releases the oxygen and brings everything to life again. And the plant could do nothing with the carbon dioxide if it did not have its green sap, the chlorophyll. This green sap of the plant, gentlemen, is a magician. It holds the carbon back inside the plant and lets the oxygen go free. Our blood combines oxygen with carbon; the green plant-sap separates the carbon again from the carbon dioxide and sets the oxygen free. Think what an excellent arrangement nature has made, that plants and animals and human beings should complement one another in this way! They complement one another perfectly. But we must go on. The human being not only needs the oxygen that the plant gives him, but he needs the entire plant. With the exception of poisonous plants and certain plants which contain very little of these substances, the human being needs all plants not only for his breathing but also for food. And that brings us to another remarkable connection. A plant consists of root, if it is an annual plant (we won't consider the trees at this moment)—of root, leaf and stem, blossom and fruit. Now look at the root for a moment. It is in the earth. It contains many minerals, because minerals are in the earth and the root clings to the earth with its tiny fine rootlets, so it is constantly absorbing those minerals. So the root of the plant has a special relation to the mineral realm of the earth. And now look here, gentlemen! The part of the human being that is related to the whole earth is the head. Not the feet, but actually the head. When the human being starts to be an earth-man in the womb, he has at first almost nothing but a head. He begins with his head. His head takes the shape of the whole cosmos and the shape of the earth. And the head particularly needs minerals. For it is from the head that the forces go out that fill the human body with bones, for instance. Everything that makes a human being solid is the result of the way the head has been formed. While the head itself is still soft, as in the womb, it cannot form bones properly. But as it becomes harder and harder itself, it gives over to the body the forces by which both man and animal are able to form their solid parts, particularly their bones. You can see from this that we need roots. They are related to the earth and contain minerals. We need the minerals for bone-building. Bones consist of calcium carbonate, calcium phosphate; those are minerals. So you can see that the human being needs roots in order to strengthen his head. And so, gentlemen, if—for instances—a child is becoming weak in his head—inattentive, hyperactive—he will usually have a corresponding symptom: worms in his intestines. Worms develop easily in the intestines if the head forces are too weak, because the head does not then work down strongly enough into the rest of the body. Worms find no lodging in a human body if the head forces are working down strongly into the intestines. You can see how magnificently the human body is arranged!—everything is related. And if one's child has worms, one should realize the child has become weak in his head. Also—whoever wants to be a teacher has to know these things—if there are persons who at a later age are weak-minded, one can be sure they have had worms when they were young. And so what must one do if one observes this in the child? The simplest remedy is to give him carrots to eat for a while—with his other food, of course; naturally, one couldn't just feed him on carrots alone. Carrots are the root of the plant. They grow down in the earth and have a large quantity of minerals. They have the forces of the earth in them, and when they are taken into the stomach, they are able to work up through the blood into the head. Only substances rich in minerals are able to reach the head. Substances rich in minerals, root substances, give strength to a human being by way of the head. That is extraordinarily important. It is through carrots that the uppermost parts of the head become strong—which is precisely what the human being needs in order to be inwardly firm and vigorous, not soft. If you look at the carrot plant, you can't help seeing that its strength has gone particularly into the root. It is almost entirely root. The only part of the plant one is interested in is the root. The rest of it, the green part, is of no importance, it just sits there up above. So the carrot is particularly good as a food substance to maintain the human head. And if sometimes you yourselves feel empty-headed, dull, can't think properly, then it's fine if you too will eat carrots for a while! Naturally, they will help children the most. But now if we compare a potato to a carrot—well, first of all it looks quite different. Of course, the potato plant has a green part. And then it has the part we eat, what we call the tubers, deep down in the earth. Now if we would think superficially, we could say those tubers are the roots. But that is not correct; the tubers are not roots. If you look carefully down into the soil, you can see the real roots hanging on the tubers. The real roots are tiny rootlets, root hairs, that hang on the tubers. They fall away easily. When you gather up the potatoes, the hairs have already fallen away. Only in the first moment when you are lifting a potato loose from the soil, the hairs are still all over it. When we eat a potato, we are really eating a piece of swollen, enlarged stem. It only appears to be a root; in reality it is stem. The leaves are metamorphosed. The potato is something down there between the root and the stem. Therefore it does not have as much mineral content as the carrot; it is not as earthy. It grows in the earth, but it is not so strongly related to the earth. And it contains particularly carbohydrates; not so many minerals, but carbohydrates. So now, gentlemen, you can say to yourselves: When I eat carrots, my body can really take it easy, for all it needs is saliva to soften the carrot. All it needs is saliva and stomach secretions, pepsin and so forth for all the important substance of the carrot to reach the head. We need minerals, and minerals are furnished by any kind of root, but in greatest amounts by such a root as the carrot. But now, when we eat potatoes, first they go into the mouth and stomach. There the body has to exert strength to derive starch from them. Then the digestive process goes further in the intestines. In order that something can go into the blood and also reach the head, there must be more exertion still, because sugar has to be derived from the starch. Only then can it go to the head. So one has to use still greater forces. Now think of this, gentlemen: when I exert my strength upon some external thing, I become weak. This is really a secret of human physiology: that if I chop wood, if I use my external bodily strength, I become weak; but if I exert an inner strength, transforming carbohydrates into starch and starch into sugar, I become strong. Precisely through the fact that I permeate myself with sugar by eating potatoes, I become strong. When I use my strength externally, I become weak; if I use it internally, I become strong. So it is not a matter of simply filling oneself up with food, but of the food generating strength in our body. And so one can say: food from roots—and all roots have the same effect as carrots although not to the same degree: they all work particularly on the head—so, food from roots gives the body what it needs for itself. Foods that lean toward the green of the plant and contain carbohydrates provide the body with strength it needs for work, for movement. I have already spoken about the potato. While it requires a terribly large expenditure of strength, it leaves a man weak afterwards, and does not provide him with any continuing strength. But the principle I have just given you holds good even for the potato. Now to the same extent that the potato is a rather poor foodstuff, all the grains—wheat, rye, and so on—are good foodstuffs. The grains also contain carbohydrates, and of such a nature that the human being forms starch and sugar in the healthiest possible way. Actually, the carbohydrates of the grains can make him stronger than he can make himself by any other means. Only think for a moment how strong people are who live on farms, simply through the fact that they eat large quantities of their own homemade bread which contains the grain from their fields! They only need to have healthy bodies to start with, then if they can digest the rather coarse bread, it is really the healthiest food for them. They must first have healthy bodies, but then they become quite especially strong through the process of making starch and sugar. Now a question might be raised. You see, human beings have come in the course of their evolution—shall I say, quite of their own accord—to eating the grains differently from the way animals eat them. A horse eats his oats almost as they grow. Animals eat their kernels of grain raw, just as they come from the plant. The birds would have a hard time getting their seed if they had to depend upon someone cooking it for them first! But human beings have come of themselves to cooking the grains. And now, gentlemen, what happens when we cook the grain? Well, when we cook the grain, we don't eat it cold, we eat it warm. And it's a fact, that to digest our food we need inner warmth. Unless there is warmth we can't transform our carbohydrates into starch and the starch into sugar: that requires inner heat. So if we first apply external heat to the foodstuffs, we help the body: it does not have to provide all the warmth itself. By being cooked first, the foods have already begun the fire process, the warmth process. That's the first result. The second is, that they have been entirely changed. Think what happens to the grain when I make flour into bread. It becomes something quite different. And how has it become different? Well, first I have ground the seeds. What does that mean? I have crushed them into tiny, tiny pieces. And you see, what I do there with the seeds, grinding them, making them fine, I'd otherwise have to do later within my own body! Everything I do externally, I'd otherwise have to do internally, inside my body; so by doing those things, I relieve my body. And the same with the baking itself: all the things I do in cooking, I save my body from doing. I bring the foods to a condition in which my body can more easily digest them. You have only to think of the difference if someone would eat raw potatoes instead of cooked ones. If someone were to eat his potatoes raw, his stomach would have to provide a tremendous amount of warmth to transform those raw potatoes—which are almost starch already. And the extent to which it could transform them would not be sufficient. So then the potatoes would reach the intestines and the intestines would also have to use a great amount of energy. Then the potatoes would just stay put in the intestines, for the subsequent forces would not be able to carry them farther into the body. So if one eats raw potatoes, either one just loads one's stomach with them and the intestines can't even get started on them, or one fills up the intestines; in either case there is no further digestion. But if the potatoes undergo a preparatory stage through cooking or some other means, then the stomach does not have so much to do, or the intestines either, and the potatoes go over properly into the blood and right up into the head. So you see, by cooking our foods, especially those that are counted among the carbohydrates, we are able to help our nutrition. You are certainly acquainted with all the new kinds of foolishness in connection with nutrition—for instance, the raw food faddists, who are not going to cook anything anymore, they're going to eat everything raw. How does this come about? It's because people no longer know what's what from a materialistic science, and they shy away from a spiritual science, so they think a few things out on their own. The whole raw food fad is a fantasy. For a time someone living on raw food can whip the body along—in this situation the body has to be using very strong forces, so it has to be whipped—but then it will collapse all the more completely. But now, gentlemen, let us come to the fats. Plants, almost all of them, contain fats which they derive from the minerals. Now fats do not enter the human body so easily as carbohydrates and minerals. Minerals are not even changed. For example, when you shake salt into your soup, that salt goes almost unchanged up into your head. You get it as salt in your head. But when you eat potatoes, you don't get potatoes in your head, you get sugar. The conversion takes place as I described to you. With the fats, however, whether they're plant fats or animal fats, it's not such a simple matter. When fats are eaten, they are almost entirely eaten up by the saliva, by the gastric secretions, by the intestinal secretions, and they become something quite different that then goes over into the blood. The animal and the human being must form their own fats in their intestines and in their blood, with forces which the fats they eat call forth. You see, that is the difference between fats and sugar or minerals. The human being still takes his salt and his sugar from nature. He has to derive the sugar from the potato and the rye and so on, but there is still something of nature in it. But with the fats that man or animal have in them, there is nothing anymore of nature. They have formed them themselves. The human being would have no strength if he did not eat; his intestines and blood need fats. So we can say: Man himself cannot form minerals. If he did not take in minerals, his body would never be able to build them by itself. If he did not take in carbohydrates, if he did not eat bread or something similar from which he gets carbohydrates, he would never be able to form sugar by himself. And if he could not form sugar, he would be a weakling forever. So be grateful for the sugar, gentlemen! Because you are chock-full of sweetness, you have strength. The moment you would no longer be full to the brim with your own sweetness, you would have no strength, you would collapse. And you know, that holds good even in connection with the various peoples. There are certain peoples who consume very little sugar or foodstuffs that produce sugar. These peoples have weak physical forces. Then there are certain peoples who eat many carbohydrates that form sugar, and they are strong. But the human being doesn't have it so easy with the fats. If someone has fats in him (and this is true also of the animals), that is his own accomplishment, the accomplishment of his body. Fats are entirely his own production. The human being destroys whatever fats he takes in, plant fats or animal fats, and through their destruction he develops strength. With potatoes, rye, wheat, he develops strength by converting the substances. With the fats that he eats, he develops strength by destroying the substances. If I destroy something outside of myself, I become tired and exhausted. And if I have had a big fat beefsteak and destroy that inside myself, I become weak in the same way; but my destruction of the fat beefsteak or of the plant fat gives me strength again, so that I can produce my own fat if my body is predisposed to it. So you see, the consumption of fat works very differently in the human body from the consumption of carbohydrates. The human body, gentlemen, is exceedingly complicated, and what I have been describing to you is tremendous work. Much must take place in the human body for it to be able to destroy those plant fats. But now let us think how it is when someone eats green stuff, the stems and leaves of a plant. When he eats green stuff, he is getting fats from the plants. Why is it that sometimes a stem is so hard? Because it then gives its forces to leaves that are going to be rich in carbohydrates. And if the leaves stay green—the greener they are, the more fats they have in them. So when someone eats bread, for instance, he can't take in many fats from the bread. He takes in more, for example, from watercress—that tiny plant with the very tiny leaves—more fats than when he eats bread. That's how the custom came about of putting butter on our bread, some kind of fat. It wasn't just for the taste. And why country people want bacon with their bread. There again is fat, and that also is eaten for two reasons. When I eat bread, the bread works upon my head because the root elements of a plant work up into the stem. The stem, even though it is stem and grows above the ground in the air, still has root forces in it. The question is not whether something is above in the air, but whether it has any root forces. Now the leaf, the green leaf, does not have root forces. No green leaf ever appears down in the earth. In late summer and autumn, when the sun forces are no longer working so strongly, the stem can mature. But the leaf needs the strongest sun forces for it to unfold; it grows toward the sun. So we can say, the green part of the plant works particularly on heart and lungs, while the root strengthens the head. The potato also is able to work into the head. When we eat greens, they give us particularly plant fats; they strengthen our heart and lungs, the middle man, the chest man. That, I would say, is the secret of human nutrition: that if I want to work upon my head, I have roots or stems for dinner. If I want to work upon my heart or my lungs, I make myself a green salad. And in this case, because these substances are destroyed in the intestines and only their forces proceed to work, cooking is not so necessary. That's why leaves can be eaten raw as salad. Whatever is to work on the head cannot be eaten raw; it must be cooked. Cooked foods work particularly on the head. Lettuce and similar things work particularly on heart and lungs, building them up, nourishing them through the fats. But now, gentlemen, the human being must not only nurture the head and the middle body, the breast region, but he must nurture the digestive organs themselves. He needs a stomach, intestines, kidneys, and a liver, and he must build up these digestive organs himself. Now the interesting fact is this: to build up his digestive organs he needs protein for food, the protein that is in plants, particularly as contained in their blossoms, and most particularly in their fruit. So we can say: the root nourishes the head particularly [see drawing earlier]; the middle of the plant, stem and leaves, nourishes the chest particularly; and fruit nourishes the lower body. When we look out at our grain fields we can say, Good that they are there! for that nourishes our head. When we look down at the lettuce we've planted, all those leaves that we eat without cooking because they are easily digested in the intestines—and it's their forces that we want—there we get everything that maintains our chest organs. But cast an eye up at the plums and apples, at the fruits growing on the trees—ah! those we don't have to bother to cook much, for they've been cooked by the sun itself during the whole summer! There an inner ripening has already been happening, so that they are something quite different from the roots, or from stalks and stems (which are not ripened but actually dried up by the sun). The fruits, as I said, we don't have to cook much—unless we have a weak organism, in which case the intestines cannot destroy the fruits. Then we must cook them; we must have stewed fruit and the like. If someone has intestinal illnesses, he must be careful to take his fruit in some cooked form—sauce, jam, and so forth. If one has a perfectly healthy digestive system, a perfectly healthy intestinal system, then fruits are the right thing to nourish the lower body, through the protein they contain. Protein from any of the fruits nourishes your stomach for you, nourishes all your digestive organs in your lower body. You can see what a good instinct human beings have had for these things! Naturally, they have not known in concepts all that I've been telling you, but they have known it instinctively. They have always prepared a mixed diet of roots, greens and fruit; they have eaten all of them, and even the comparative amounts that one should have of these three different foods have been properly determined by their instinct. But now, as you know, people not only eat plants, they eat animals too, the flesh of animals, animal fat and so on. Certainly it is not for anthroposophy ever to assume a fanatical or a sectarian attitude. Its task is only to tell how things are. One simply cannot say that people should eat only plants, or that they should also eat animals, and so on. One can only say that some people with the forces they have from heredity are simply not strong enough to perform within their bodies all the work necessary to destroy plant fats, to destroy them so completely that then forces will develop in their bodies for producing their own fat. You see, a person who eats only plant fats—well, either he's renounced the idea of becoming an imposing, portly fellow, or else he must have an awfully good digestive system, so healthy that it is easy for him to destroy the plant fats and in this way get forces to build his own fat. Most people are really unable to produce their own fat if they have only plant fats to destroy. When one eats animal fat in meat, that is not entirely destroyed. Plant fats don't go out beyond the intestines, they are destroyed in the intestines. But the fat contained in meat does go beyond, it goes over into the human being. And the person may be weaker than if he were on a diet of just plant fats. Therefore, we must distinguish between two kinds of bodies. First there are the bodies that do not like fat, they don't enjoy eating bacon, they just don't like to eat fatty foods. Those are bodies that destroy plant fats comparatively easily and want in that way to form their own fat. They say: “Whatever fat I carry around, I want to make myself; I want my very own fat.” But if someone heaps his table with fatty foods, then he's not saying, “I want to make my own fat”; he's saying, “The world has to give me my fat.” For animal fat goes over into the body, making the work of nutrition easier. When a child sucks a candy, he's not doing that for nourishment. There is, to be sure, something nutritious in it, but the child doesn't suck it for that; he sucks it for the sweet taste. The sweetness is the object of his consciousness. But if an adult eats beef fat, or pork fat, or the like, well, that goes over into his body. It satisfies his craving just as the candy satisfies the child's craving. But it is not quite the same, for the adult feels this craving inside him. The adult needs this inner craving in order to respond to his inner being. That is why he loves meat. He eats it because his body loves it. But it is no use being fanatic about these things. There are people who simply cannot live if they don't have meat. A person must consider carefully whether he really will be able to get on without it. If he does decide he can do without it and changes over from a meat to a vegetarian diet, he will feel stronger than he was before. That's sometimes a difficulty, obviously: some people can't bear the thought of living without meat. If, however, one does become a vegetarian, he feels stronger—because he is no longer obliged to deposit alien fat in his body; he makes his own fat, and this makes him feel stronger. I know this from my own experience. I could not otherwise have endured the strenuous exertion of these last twenty-four years! I never could have traveled entire nights, for instance, and then given a lecture the next morning. For it is a fact, that if one is a vegetarian one carries out a certain activity within one that is spared the non-vegetarian, who has it done first by an animal. That's the important difference. But now don't get the idea that I would ever agitate for vegetarianism! It must always be first established whether a person is able to become a vegetarian or not; it is an individual matter. You see, this is especially important in connection with protein. One can digest protein if one is able to eat plant protein and break it down in the intestines. And then one gets the forces from it. But the moment the intestines are weak, one must get the protein externally, which means one must eat the right kind of protein, which will be animal protein. Hens that lay eggs are also animals! So protein is something that is really judged quite falsely unless it is considered from an anthroposophical point of view. When I eat roots, their minerals go up into my head. When I eat salad greens, their forces go to my chest, lungs, and heart—not their fats, but the forces from their fats. When I eat fruit, the protein from the fruit stays in the intestines. And the protein from animal substances goes beyond the intestines into the body; animal protein spreads out. One might think, therefore, that if a person eats plenty of protein, he will be a well-nourished individual. This has led to the fact in this materialistic age that people who had studied medicine were recommending excessive amounts of protein for the average diet: they maintained that one hundred and twenty to one hundred and fifty grams of protein were necessary-which was ridiculous. Today it is known that only a quarter of that amount is necessary. And actually, if a person does eat such enormous and unnecessary amounts of protein—well, then something happens as it once did with a certain professor and his assistant. They had a man suffering from malnutrition and they wanted to build him up with protein. Now it is generally recognized that when someone is consuming large amounts of protein—it is, of course, converted in him—his urine will show that he has had it in his diet. So now it happened with these two that the man's urine showed no sign of the protein being present in his body. It didn't occur to them that it had already passed through the intestines. The professor was in a terrible state. And the assistant was shaking in his boots as he said timidly: “Sir – Professor—perhaps—through the intestines?” Of course! What had happened? They had stuffed the man with protein and it was of no use to him, for it had gone from the stomach into the intestines and then out behind. It had not spread into the body at all. If one gulps down too much protein, it doesn't go over into the body at all, but into the fecal waste matter. Even so, the body does get something from it: before it passes out, it lies there in the intestines and becomes poisonous and poisons the whole body. That's what can happen from too much protein. And from this poisoning comes then very frequently arteriosclerosis-so that many people get arteriosclerosis too early, simply from stuffing themselves with too much protein. It is important, as I have tried to show you, to know these things about nutrition. For most people are thoroughly convinced that the more they eat, the better they are nourished. Of course it is not true. One is often much better nourished if one eats less, because then one does not poison oneself. The point is really that one must know how the various substances work. One must know that minerals work particularly on the head; carbohydrates—just as they are to be found in our most common foods, bread and potatoes, for instance—work more on the lung system and throat system (lungs, throat, palate and so on). Fats work particularly on heart and blood vessels, arteries and veins, and protein particularly on the abdominal organs. The head has no special amount of protein. What protein it does have—naturally, it also has to be nourished with protein, for after all, it consists of living substances—that protein man has to form himself. And if one overeats, it's no use believing that in that way one is getting a healthy brain, for just the opposite is happening: one is getting a poisoned brain.
Perhaps we should devote another session to nutrition? That would be good, because these questions are very important. So then, Saturday at nine o'clock. |
91. Cosmology and Human Evolution. Color Theory: The Theory of Color and Light II
03 Aug 1903, Berlin Rudolf Steiner |
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And it does so in such a way that red emits the most heat, which gradually decreases towards yellow. In the middle between yellow and green is the light band (the part with the strongest light effect). The blue shades, with purple being the strongest, produce chemical effects. |
If the eye perceives a red object on a white background and now looks away, the same object will appear as the illusion of green on a white background. The eye that has seen red demands green. Yellow demands indigo, yellow-green demands violet. |
91. Cosmology and Human Evolution. Color Theory: The Theory of Color and Light II
03 Aug 1903, Berlin Rudolf Steiner |
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When the Sun's rays are refracted by a prism and caught on an opposite wall, the circle of the Sun's disk is stretched in length, yielding at its edges all the colors of the solar spectrum from red to violet. This spectrum exerts a threefold effect: as heat, light and chemical effect. And it does so in such a way that red emits the most heat, which gradually decreases towards yellow. In the middle between yellow and green is the light band (the part with the strongest light effect). The blue shades, with purple being the strongest, produce chemical effects. If rays pass through a glass sphere containing an alum solution, the spot of light obtained at the other end will probably shine, but will not give off heat, because the alum solution has absorbed it and let the light through. Iodine dissolved in carbon disulfide would make the light spot appear as a dark spot, but one that contains heat and can ignite substances. Thus, this solution would have retained the light and given off the heat. This proves that matter is an entity endowed with determinate properties and freely attracts and repels. A prism with rock salt solution or made of rock salt would show that the strongest heat emission still goes beyond the red, thus providing evidence that there are still other rays that we cannot perceive with our eyes. These invisible warmth rays are the infrared ones. Beyond the purple, the chemical effects still reveal invisible ultraviolet rays. So a spectrum would be composed of these three different fields of forces. From one side, the warmth line, which decreases toward the center; and from there, the rise of the chemical force line, which is strongest in the ultraviolet. Into the center of both projects the line of light. The eye perceives colors because it is constructed to produce colors. If the eye perceives a red object on a white background and now looks away, the same object will appear as the illusion of green on a white background. The eye that has seen red demands green. Yellow demands indigo, yellow-green demands violet. These colors that demand to be complemented are called complementary colors. They are colors that together make white—they demand each other. An eye that cannot produce blue colors would see the forest as yellow, and violet would appear red to it. Every color demands its counterpart, and complementary colors exert an aesthetic effect. |
276. The Arts and Their Mission: Lecture VII
18 May 1923, Oslo Tr. Lisa D. Monges, Virginia Moore Rudolf Steiner |
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In truth we cannot imagine the plants in a living way without the green. The plant produces the green out of itself. But how? Embedded in it are dead earth-substances thoroughly enlivened. |
In observing how life works its way through dead particles to create thereby the plant image, we recognize green as the dead image of life. Everywhere that we look into green surroundings we perceive, not life itself, but its image. In other words, we perceive plants through the fact that they contain dead substances; this is why they are green. That color is the dead image of life ruling on earth. Green is thus a kind of cosmic word proclaiming how life weaves and has its being in plants. |
276. The Arts and Their Mission: Lecture VII
18 May 1923, Oslo Tr. Lisa D. Monges, Virginia Moore Rudolf Steiner |
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We must emphasize again and again that the anthroposophical world-conception fosters a consciousness of the common source of art, religion and science. During ancient periods of evolution these three were not separated; they existed in unity. The Mysteries which fostered that unity were a kind of combination art institute, church and school. For what they offered was not a one-sided sole dependence upon language. The words uttered by the initiate as both cognition and spiritual revelation were supported and illustrated by sacred rituals unfolding, before listening spectators, in mighty pictures. Thus alongside the enunciation of earthly knowledge, religious rituals imaged forth what could be divined and perceived as events and facts of the super-sensible worlds. Religion and cognition were one. Moreover, the beautiful, the artistic, had its place within the Mysteries; ritual and image, acting together, produced a high art. In other terms, the religiously-oriented rituals which fired man's will and the knowledge-bearing words which illumined him inwardly had, both, a strong ally in the beautiful, the artistic. Thus consciousness of the brotherly unity of religion, science and art must today be ever-present in anthroposophical world-research; an interlinkage brought about not artificially, but in a self-evident, natural way. Modern intellectualistic-materialistic science tries to grasp the world in thoughts. As a result, certain ideas give conceptual form to the phenomena of nature and its creatures. We translate natural laws into thoughts. During the recent materialistic age it was characteristic of those preoccupied with cognition that they gradually lost artistic sensibility. Acceptance of modern science means yielding to dead thoughts and looking for them in nature. Natural history, that proud achievement of our science, consists of dead thoughts, corpses of what constituted our soul before we descended from super-sensible into sensory existence. Anyone looking at the corpse of a human being can see by his form that he could not have achieved this state through any mere laws of nature as we know them; he had first to die. A living person became a corpse by dying. Similarly anyone with real cognition knows that his thoughts are corpses of that vital soul-being within which he lived before incarnation. Our earth-thoughts are actually corpses of our pre-earthly soul-life. And they are abstract precisely because they are corpses. As people during the last few centuries became more and more enamored of abstractions, of these thoughts which insinuated themselves into practical life, they came more and more to resemble them in their higher soul-life. Especially people with a scientific education. This estranged them from art. The more one surrenders to purely abstract thoughts, dead thoughts, the more one becomes a stranger to art. For art desires and is centered on the living. A soul seriously occupied with anthroposophical cognition enters the opposite state. Whereas intellectuality approaches everything from the standpoint of logic, and tries to explain even the arts according to logical rules, in anthroposophical thinking there arises at a certain moment a great longing for art. For this different type of cognition leads to a realization that thoughts are not the whole living reality; something else is needed. Since the entire soul life now remains living instead of being killed by dead thoughts, one comes to need to experience the world artistically. For if one lives in abstract dead thoughts, art is only a luxury formed out of man's dreams and illusions; an addition to life. But—to repeat—the anthroposophical method of knowledge brings one to a realization that thoughts are not the living reality; they are dead gestures which merely point to that reality; and at a certain stage one feels that, to attain reality, one must begin to create; must pass over to art. Ideas alone simply cannot present the world in its rich full content. Thus Anthroposophy prepares the soul for artistic feeling and creating. Abstract thoughts deaden artistic phantasy. Becoming more and more logical, one takes to writing commentaries on works of art. This is a terrible product of a materialistic age: scholars write commentaries on art. But these academic explanations, Faust commentaries, Hamlet commentaries, learned descriptions of the art of Leonardo, Raphael, Michelangelo, are coffins in which genuine artistic feeling, living art, lie buried. If one picks up a Faust or Hamlet commentary, it is like touching a corpse. Abstract thoughts have murdered the work of art. Anthroposophy, on the other hand, tries to approach art out of the living spirit—as I did in speaking of Goethe's Fairy Tale of the Green Snake and the Beautiful Lily. I did not write a commentary, I let the living lead me into the living. During an inartistic age there appear many scholarly treatises on art, works on aesthetics. They are non-art, counter-art. Savants may reply: To take hold of the world artistically is to move away from reality; it is not scientific; if reality is to be seized, phantasy has to be suppressed, imagination eliminated; one must confine oneself to the logical. This may be demanded. But consider: If reality, if nature herself were an artist, then it would be of no avail to demand that everything be grasped solely through logic; something vital in it would elude logical understanding. And nature is indeed an artist; a truth discovered by anthroposophical cognition at a certain point in its development. Therefore, in order to grasp nature, especially the highest in nature, man's physical form, one must cease to live exclusively in ideas and begin to “think” in pictures. No anatomy, no physiology, can ever grasp the physical human being in his forms. Understanding is achieved only by living cognition that has been given wings by artistic feeling. Thus it was inevitable that the idea to build a Goetheanum flowed over into artistic creation. Anthroposophical ideas flowered into artistic forms. The same ideas manifested in a different manner. This is the way true art always develops in the world. Goethe who was able to feel artistically has coined the following beautiful words: “Art a manifestation of secret laws of nature which, without it, would remain forever hidden.” He felt what anthroposophists must feel. If one has attained to a cognitional comprehension of the world, there arises a vital need not just to continue forming ideas but to create artistically in sculpture, painting, music, poetry. But then an unfortunate thing may happen. If one tries, as I tried in my four Mystery dramas, to present what cannot be expressed in ideas concerning the essential nature of man, there spring up sympathetic but not fully comprehending people who try to explain everything in ideas, who write commentaries. This—I repeat—is an appalling thing. It happens because the deadening element of abstract thought is often carried even into the anthroposophical movement. Actually, within this movement there should be a continual quickening of abstract thoughts. What can no longer be experienced intellectually can be enjoyed through living dramatic characters as they move before and confront us. Beholding them we let them act upon us as real figures instead of trying to explain them abstractly. Genuine Anthroposophy leads, inevitably, at a certain point, into art because, far from thought-killing, it inspires us; permits the artistic spring in the human soul to gush forth. Then one is not tempted to form ideas symbolically or allegorically, but to let all ideas flow to a certain point and to follow the purely artistic form. Thus the Goetheanum architecture rose completely idea-less (if I may use that odd expression) as a result of feeling the forms out of the spirit. It should be seen, not explained. When I had the honor of conducting guests through the Goetheanum, I usually made introductory remarks something like this: “You naturally expect me to explain the building, but this is uncongenial. During the next half hour, while guiding you, I must do something I very much dislike, for the Goetheanum is here to be seen, not explained.” This I emphasized over and over, for the edifice standing there should live as image, not in abstract deadening thoughts. Explanations being unavoidable, I tried to make mine not abstract but imbued with the feelings embodied in the building's own forms, pictures, colors. One can be spiritual in forms, colors, tones, as well as words. Indeed, only then does one experience the really artistic. For here in our sense world art is always an influx of the super-sensible. We can perceive this truth in any work of art which presents itself in forms having their origin in human nature. Take the art of architecture which, to a large degree, today serves utilitarian purposes. To understand architectural forms, one must feel the human form itself artistically. This is necessarily accompanied by a feeling that man has foresaken the spiritual worlds to which he rightfully belongs. A bear in its fur or a dog in its pelt shows itself well cared for by the universe; one senses a totality. If, on the other hand, one looks artistically at man, one realizes that, seen merely from the viewpoint of the senses, he lacks something. He has not received from the universe what the well-coated bear and dog received. In sense appearance he stands, as it were, naked to the world. The need is to see, by means of a purely artistic approach, man's physical body clothed by an imaginative-spiritual sheath. Today, in architecture, this reality does not manifest clearly. But take the pinnacle reached by architecture when it created protective covers for the dead. As noted earlier, the monuments erected above graves at the starting point of architecture had great meaning. Primeval instinctive clairvoyance perceived that, after forsaking its physical body, its earthly prison, the naked soul shrinks from being released into cosmic space without first being enveloped by those forms by which it wants to be received. People held that the soul must not simply be turned loose into the chaotically interacting weather currents; they would tear it apart. The soul desires to expand into the universe through regular spatial forms. For this reason it must be surrounded by tomb-architecture. It cannot find its bearings in the storms of weather and wind which rush toward it; only in the artistic forms of the monument above the grave. Here paths into the cosmic reaches are formed. An enveloping sheath such as man, unlike plants and animals, never receives through sensory-natural elements, is given the soul out of the super-sensible. Thus one can say: Originally architecture expressed the manner in which man wants to be received by the cosmos, In a house the forms should be similarly artistic. The planes, the lines: why are they there? Because the soul wishes to look out into space in those directions, and to be protected from inrushing light. If one considers the relation of the soul to the spatial universe, if one recognizes how that universe welcomes the soul of man, one arrives at the right architectural forms. Fine architecture has a counterpart. When man leaves his physical body at death, his soul spreads into spatial forms. Architecture strives to reveal this relation of man to visible cosmic space. At birth he possesses an unconscious memory of his own pre-earthly existence. Modern man's consciousness retains nothing of this. But in unconscious feeling, especially when naively artistic, the down-plunging soul knows that previously it was quite different. And now it does not wish to be as it finds itself on dipping down into the body. It longs to be as it was before. This desire shows up in primitive people. Because they feel artistically how they would prefer to live in their body, they first decorate and then clothe themselves, the colors of their garments displaying how they would—while in the body—present their souls. Corporeality does not suffice them, through color they would place themselves in the world in a way that harmonizes with what they feel themselves as souls. Whoever views with artistic sense the colorful clothes of primitive people sees a manifestation of the soul in space; and in like manner, in architectural forms, the disappearing of the soul into space. Here we have the impulses at work in two arts: architecture and costuming. This art of costuming merges with the other arts. It is not without meaning that in ages with more artistic feeling than ours, say the Italian Renaissance, painters gave Mary Magdalene a color of gown different from that of Mary. Compare the yellow so often used in the robes of Mary Magdalene with the blue and red in those of Mary, and you see the soul-difference perceived by a painter living wholly in his medium. We who love to dress grey in grey simply show the world the deceased image of our soul. In our age we not only think abstractly, we dress abstractly. And (this is said parenthetically) if we do not dress abstractly, then we show in the way we combine colors how little we retain the living thinking of the realms through which we passed before descending to earth. If we do not dress abstractly, we dress without taste. In our civilization it is precisely the artistic element that needs improvement. Man must again place himself vitally-artistically into the world: must perceive the whole cosmic being and life artistically. It will not suffice to use the well-known apparatus of research institutes for determining the angle of a face and measuring abstractly racial peculiarities; we must recognize the form through a sensitive qualitative immersion in the human being. Then in a marvelous way we shall recognize in the human head, in its arching of forehead and crown, a copy—not just as allegory but inward reality—of the heavenly dome dynamically overarching us. An image of the universe is shaped by forehead and upper head. Similarly, an image of our experience in circling the sun, in turning round it with our planet in a horizontal circling, this participation in cosmic movement is felt artistically in the formation of nose and eyes. Imagine: the repose of the fixed stars shows in the tranquil vault of brow and upper head; planetary circling in the mobile gaze of the eye, and in what is inwardly experienced through nose and smell. As for the mouth and chin of man, we have here an image of what leads deeply into his inner nature. The mouth with the chin represents the whole human being as he lives with his soul in his body. To repeat, the human head mirrors the universe artistically. In forehead and the arching crown of the head we see the still vault of the heavens; in eye, nose and upper lip, planetary movement; in mouth and chin, a resting within oneself. If all this is beheld as living image, it does not remain in the head as abstraction. If we really feel what I have just described, then a certain sensation arises and we say to ourselves: you were quite a clever man who had pretty ideas, but now, suddenly, your head becomes empty; you cannot think at all; you feel the true significance of forehead, crown, eye, nose, upper lip, mouth, lower lip, even while thoughts forsake you. Now the rest of man becomes active. Arms and fingers begin to act as tools of thinking. But thoughts live in forms. It is thus that a sculptor comes into being. If a person would become a sculptor, his head must cease to think. It is the most dreadful thing for a sculptor to think with his head. It is nonsense; impossible. The head must be able to rest, to remain empty; arms and hands must begin to shape the world in images. Especially if the human image is to be recreated, the form must stream out of the fingers. Then one begins to understand why the Greeks with their splendid artistry formed the upper part of Athene's head by raising a helmet which is actually part of that head. Her helmet gives expression to the shaping force of the reposing universe. And one understands how, in the extraordinary shaping of the nose, in the way the nose joins the forehead in Greek profiles, in the whole structure, the Greeks expressed a participation in circling cosmic motion. Oh, it is glorious to feel, in the artistic presentation of a Greek head, how the Greeks became sculptors. It is thus a spiritual sensing and beholding of the world, rather than cerebral thinking, which leads to art, and which receives an impulse from Anthroposophy. For the latter says to itself: There is something in the world which cannot be tackled by thought; to enter it at all you must start to become an artist. Then materialistic-intellectualistic scholarship appears like a man who walks around things externally and describes them logically, but still only skirts them from outside, whereas the anthroposophical way of thinking demands that he immerse himself in the not-himself, and recreate, with living formative force, what the cosmos created first. Thus gradually one realizes the following: If as anthroposophist you acquire a real understanding of the physical body which falls away from cosmic space-forms to become a corpse, if you acquire an understanding of the way the soul wishes to be received by spatial forms after death, you become an architect. If you understand the soul's intention of placing itself into space with the unconscious memories of pre-earthly life, then you become an artist of costuming: the other pole from the architectural. One becomes a sculptor if one feels one's way livingly into the human form as it is shaped by and emerges from the cosmos. If one understands the physical body in all its aspects one becomes, artistically, an architect. If one really grasps the etheric or formative-force body (as it is called in Anthroposophy) in its inner vitality, in its living and weaving, in the way it arches the forehead, models the nose, lets the mouth recede, one becomes a sculptor. The sculptor does nothing more nor less than imitate the form of the etheric body. If now one looks at soul-life in all its weaving and living, then the manifold world of color becomes a universe; then one gradually acquaints oneself with an “astral” experience of the world. What manifests in color becomes a revelation of the realm of soul. Let us look at the greenness of plants. We cannot consider this color a subjective experience, cannot think of vibrations as causing the colors, the way a physicist does, for if we do so we lose the plant. These are abstractions. In truth we cannot imagine the plants in a living way without the green. The plant produces the green out of itself. But how? Embedded in it are dead earth-substances thoroughly enlivened. In the plant are iron, carbon, silicic acid, all kinds of earth-substances found, also, in minerals. But in the plant they are woven through and through with life. In observing how life works its way through dead particles to create thereby the plant image, we recognize green as the dead image of life. Everywhere that we look into green surroundings we perceive, not life itself, but its image. In other words, we perceive plants through the fact that they contain dead substances; this is why they are green. That color is the dead image of life ruling on earth. Green is thus a kind of cosmic word proclaiming how life weaves and has its being in plants. Now look at man. The color which comes closest to a healthy human flesh color is that of fresh peach blossoms in spring. No other color in nature so resembles this skin color, this flush. The inner health of man comes to expression in this peach-blossom-like color; and in it we can learn to apprehend the vital health of man when properly endowed by soul. If the flesh color tends toward green, he is sickly; his soul cannot find right access to his physical body. On the other hand, if the soul in egotistical fashion takes hold of the physical body too strongly, as in the case of a miser, the human being becomes pallid, whitish; also if the soul experiences fear. Between whitish and greenish tones lies the healthy vital peach-blossom flesh-tint. And just as we sense in green the dead image of life, so we can feel in the peach-blossom color of the healthy human being the living image of the soul. Now the world of color comes to life. The living, through the dead, creates the picture green. The soul forms its own image on the human skin in the peach-blossom-like shade. Let us look further. The sun appears whitish, and we feel that this whitish color is closely related to light. If we wake in pitch darkness, we know that this is not an environment in which we can fully experience our ego. For that we need light between us and objects; need light between us and the wall, for instance, to allow the wall to act on us from the distance. Then our sense of self is kindled. To repeat: if we wake in light, in what has a relation to white, we feel our ego; if we wake in darkness, in what is related to black, we feel strange in the world. Though I say “light,” I could just as well take another sense impression. You may find a certain contradiction because those born blind never see light. But the important matter is not whether or not we see light directly; it is how we are organized. Even if born blind, man is organized for the light, and the hindrance to ego energy present in the blind is so through absence of light. White is akin to light. If we experience light-resembling white in such a way that we feel how it kindles the ego in space by endowing it with inner strength, then we may express living, not abstract, thought by saying: White is the soul-appearance of spirit. Now let us take black. When our spirit encounters darkness on waking, we feel paralyzed, deadened. Black is felt as the spiritual image of death. Imagine living in colors. You experience the world as color and light if you experience green as the dead image of life; peach-blossom color, human flesh-color, as the living image of the soul; white as the soul-image of spirit; black as the spiritual image of death. In saying this I describe a circle. For just note what I said: Green, dead image of the living—it stops at “living.” Peach-blossom color, flesh-color, living image of the soul—it stops at “soul.” White, soul-image of the spirit—having started with soul I rise to the spirit. Black, spiritual image of death—I start with spirit and rise to death; but have at the same time returned, since green was the dead image of life. Returning to what is dead I close the circle. If I drew it on a blackboard you would see that this living weaving in color (in the next lecture I shall speak of blue) becomes a real artistic experience of the astral element in the world. If one has this artistic experience, if death, life, soul and spirit show forth, as it were, in the wheel of life as one passes from the dead back to the dead through life, soul, spirit; if death, life, soul and spirit appear through light and color as described, then one realizes that one cannot remain in three-dimensional space, one must adopt the plane surface; solve the riddle of space on the plane; lose the space concept. Just, as sculptors, we abandoned head thinking, so now we lose the concept of space. When everything wants to change into light and color we become painters. The very source of painting opens up. With great inner joy we lay one color alongside another. Colors become revelations of life, death, soul, spirit. By overcoming dead thought we attain to the point where we no longer feel impelled to speak in words, no longer to think in ideas, no longer to mould in forms, but use color and light to represent life and death, spirit and soul, as they have their being in the universe. In this way Anthroposophy stimulates creation; instead of weaning us away from life as does abstract, idealistic-empirical cognition, it gives us back to life. But so far we have remained outside man, considering his surface: his healthy peach-blossom tones, his pale-whitish color when his spirit plunges too deeply into the physical body, and his greenish shade when, because of sickness, his soul cannot fill that body. We have remained on the surface. If we now enter man's inner nature, we find something set against the external world-configuration: a marvelous harmony between the breath rhythm and blood rhythm. The rhythm of breathing—a normal human being breathes eighteen times per minute—is transferred to man's nerves, becomes motion. Physiology knows very little about this process. The rhythm of breathing is contained, in a delicate psycho-spiritual manner, in the nerve system. As for the blood rhythm, it originates in the metabolic system. In a normal adult, four pulse beats correspond to one breath rhythm; seventy-two pulse beats per minute. What lives in the blood, that is, the ego, the sunlike nature in man, plays upon the breathing system and, through it, upon the nervous system. If one looks into the human eye, one finds there some extremely fine ramifications of blood vessels. Here the blood pulsation meets the currents of the visual nerve spread through the eye. A marvelously artistic process takes place when the blood circulation plays upon a visual nerve that moves four times more slowly. Now look at the spinal cord, its nerves extending in all directions, observe the blood vessels, and become aware of an inward playing of the whole sun-implanted blood system upon the earth-given nervous system. The Greeks with their artistic natures were aware of this interrelation. They saw the sun-like in man, the playing of the blood system upon the nervous system, as the God Apollo; and the spinal cord with its wonderful ramification of strings, upon which the sun principle plays, as Apollo's lyre. Just as we meet architecture, sculpture, the art of costuming and painting when we approach man from the external world, so we meet music, rhythm, beat, when we approach the inner man and trace the marvelous artistic forming and stirring which take place between blood and nerve system. Compared to external music, that performed between blood and nerve system in the human organism is of far greater sublimity. And when it is metamorphosed into poetry, one can feel how, in the word, this inward music is again released outward. Take the Greek hexameter with its initial three long syllables followed by a caesura, and how the blood places the four syllable lengths into the breath. To scan the first half of an hexameter line properly is to indicate how our blood meets, impinges on, the nervous system. In relation to declamation and recitation, we must try to solve the riddle of the divine artist in man. I shall consider this more explicitly in the next lecture. But, having studied man's nature from without through architecture, sculpture and painting, we now penetrate into his inner nature and arrive at the arts of music and poetry; a living comprehension of world and man passes over into artistic feeling and the stimulus to artistic creation. If at this point man feels that here on earth he does not fulfil what lies in his archetype, with its abode in the heavens, then there arises in him an artistic longing for some outer image of that archetype. Whereupon he can gain the power to become an instrument for bringing to expression the true relation of man to the world by becoming a eurythmist. The eurythmist says: All the movements which I ordinarily carry out here on earth do less then justice to the mobile archetype of man. To present the ideal human archetype I must begin by finding a way to insert myself into its motions. These motions, through which man endeavors to imitate in space the movements of his heavenly archetype, constitute eurythmy. Therefore it is not just mimicry, nor mere dancing, but stands midway between. Mimic art is chiefly a support for the spoken word. If the need is to express something for which words do not suffice, man supplements word with gesture; thus arises mimic art. It expresses the insufficiency of the words standing alone. Mimic art is indicative gesture. The art of dancing arises when language is forgotten altogether, when the will manifests so strongly it forces the soul to surrender and follow the movement-suggesting body. The art of the dance is sweeping ecstatic gesture. We may say: mimic art is indicative gesture; art of dance, sweeping ecstatic gesture. Between the two stands the visible speech of eurythmy which is neither indicative nor sweeping but expressive gesture, just as the word itself is expressive gesture. For a word is really a gesture in air. When we form a word, our mouth presses the air into a certain invisible gesture, imbued with thought, which, by causing vibrations, bejcomes audible. Whoever is able with sensory-supersensory vision to observe what is formed by the speaking mouth sees, in air, the invisible gestures being made there as words. If one imitates these gestures with the whole body, one has eurythmy, an expressive visible gesture. Eurythmy is the transformation of an air gesture into a visible expressive gesture of the limbs. I shall touch on all this in my coming lecture on Anthroposophy and poetry. Today I wished chiefly to indicate how anthroposophical, in contrast to intellectualistic-materialistic, knowledge does not kill with its thoughts; does not turn a person into a commentator on art who thereby buries it, but, rather, causes an artistic spring, a fountain of phantasy, to well up. Turns him into an enjoyer or creator of art; verifies what must be emphasized over and over again, namely, that art, religion and science are sisters who once upon a time became estranged, but who must again enter into a sisterly relationship if man is to function as a complete human being. Thus scholars will cease haughtily to acknowledge a work of art only if they can write a commentary on it and otherwise reject it, but will say: What I interpret as thought engenders a need to fashion it artistically by means of architecture, sculpture, painting, music, poetry. Goethe's saying that art is a kind of knowledge is true, because all other forms of knowledge, taken together, do not constitute a complete world knowledge. Art—creativity—must be added to what is known abstractly if we are to attain to world knowledge. This union of art and science will produce a religious mood. Because our Dornach building strove for this balance, friends of nationalities other than German petitioned to call it the “Goetheanum,” for it was Goethe who said:
For if true art and true science flow together livingly, the result is a religious life. Conversely religion, far from denying science or art, must strive toward both with all possible energy and vitality. |
136. Spiritual Beings in the Heavenly Bodies and in the Kingdoms of Nature: Lecture I
03 Apr 1912, Helsinki Tr. Unknown Rudolf Steiner |
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When the trees are bursting into leaf and the meadows are filled with green, let us fix our gaze upon the green which in the most varied manner covers the earth or meets us in the trees; and again we will do this in such a way as to forget all the external impressions which can affect our souls, and simply devote ourselves to that which in external nature meets us as green. If once more we are so circumstanced that we can yield ourselves to that which springs forth as the reality of green, we can carry this so far that the green disappears for us, in the same way as previously the blue as blue disappeared. |
The green of the plant tells me how I ought to feel within myself, when my soul is blessed with the power to think thoughts, to cherish ideas.” |
136. Spiritual Beings in the Heavenly Bodies and in the Kingdoms of Nature: Lecture I
03 Apr 1912, Helsinki Tr. Unknown Rudolf Steiner |
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When our friends here gave me a warm invitation to come to them, they requested me to speak about the spiritual beings we find in the realms of nature and in the heavenly bodies. Our theme will compel us to touch upon a realm that is very far removed from all the knowledge given to man today by the external world, the intellectual world. From the very beginning we shall have to allude to a domain, the reality of which is denied by the external world of today. I shall only take for granted one thing, namely, that as a result of the studies you have hitherto made in spiritual science, you meet me with a feeling and perception for the spiritual world; in respect to the manner in which we shall name things, we shall come to a mutual understanding in the course of the lectures. All the rest will, in certain respects, come of itself when, as time goes on, we acquire an understanding born of feeling and of perception for the fact that behind our sense world, behind the world which we as men experience, there lies a world of spirit—a spiritual world; and that just as we penetrate into the physical world through regarding it not only as a great unity, but as specified into individual plants, animals, minerals, peoples, persons—so can we specify the spiritual world into different classes of individual spiritual beings. So that in spiritual science we do not merely speak of a spiritual world, but of quite definite beings and forces standing behind our physical world. What then do we include in the physical world? First let us be clear about that. As belonging to the physical world we reckon all that we can perceive with our senses, see with our eyes, hear with our ears, all that our hands can grasp. Further, we reckon as belonging to the physical world all that we can encompass with our thoughts in so far as these thoughts refer to external perception, to that which the physical world can say to us. In the physical world we must also include all that we, as human beings, do within it. It might easily make us pause and reflect when it is said that all that we, as human beings do in the physical world forms part of that world, for we must admit that when we act in the physical world, we bring down the spiritual into that world. People do not act merely according to the suggestions of physical impulses and passions, but also according to moral principles; our conduct, our actions, are influenced by morals. Certainly when we act morally, spiritual impulses play a part in our actions; but the field of action in which we act morally is, nevertheless, the physical world. Just as in our moral actions there is an interplay of spiritual impulses, even so do spiritual impulses permeate us through colors, sounds, warmth, and cold and through all sense impressions. The spiritual is in a sense always hidden from external perception, from that which external man knows and can do. It is the characteristic of the spiritual, that man can only recognize it when he takes the trouble, at least to a small extent, to become other than he has been hitherto. We work together in our groups and gatherings; not only do we hear there certain truths which tell us that there are various worlds—that man consists of various principles or bodies, or whatever we like to call them, but by allowing all this to influence us, although we may not always notice it, our soul will gradually change to something different, even without our going through an esoteric development. What we learn through spiritual science makes our soul different from what it was before. Compare your feelings after you have taken part in the spiritual life of a working group for a few years, the way in which you feel and think, with the thoughts and feelings you had before, or with the way in which people think and feel who are not interested in spiritual science. Spiritual science does not merely signify the acquisition of knowledge; it signifies most pre-eminently an education, a self-education of our souls. We make ourselves different; we have other interests. When a man imbues himself with spiritual science, the habits of attention for this or for that subject which he developed during previous years, alter. What interested him before, interests him no longer; that which had no interest for him previously, now begins to interest him in the highest degree. One ought not simply to say that only a person who has gone through esoteric development can attain to a connection with the spiritual world; esotericism does not begin with occult development. The moment we make any link with spiritual science with our whole heart, esotericism has already begun; our souls begin at once to be transformed. There then begins in us something resembling what would arise, let us say, in a being who had previously only been able to see light and darkness, and who then through a special and different organisation of the eyes, begins to see colors. The whole world would appear different to such a being. We need only observe it, we need only realise it, and we shall soon see that the whole world begins to have a different aspect when we have for a time gone through the self-education we can get in a spiritual science circle. This self-education to a quite definite feeling with regard to the spiritual world, this self-education to a perception of what lies behind the physical facts is a fruit of the spiritual scientific movement in the world, and is the most important part of spiritual understanding. We should not believe that we can acquire a spiritual understanding by mere sentimentality, by simply repeating continually that we wish to permeate all our feelings with love. Other people, if they are good, wish to do that too; this would only be giving way to a sort of pride. Rather should we make it clear to ourselves how we can educate our feelings by letting the knowledge of the facts of a higher world influence us, and transforming our souls by means of this knowledge. This special manner of training the soul to a feeling for a higher world is what makes the spiritual scientist. Above all we need this understanding if we intend to speak about the things which are to be spoken about in this course of lectures. He who, with trained occult sight, is able to see behind the physical facts, finds at once behind all that is spread out as color, sound, as warmth, cold, all that is embodied in the laws of nature—beings, which are not revealed to the external senses, to the external intellect, but which lie behind the physical world. Then, as he penetrates further and further, he discovers, so to say, worlds with beings of an ever higher order. If we wish to acquire an understanding of all that lies behind our sense-world, then, in accordance with the special task that has been ascribed to me here, we must take as our real starting-point what we encounter first of all behind our sense-world, as soon as we raise the very first veil which our sense perception spreads over spiritual happenings. As a matter of fact, the world which reveals itself to the trained occult vision as the one lying next to us, presents the greatest surprise to the present-day understanding, to the present power of comprehension. I am speaking to those who have to some extent accepted spiritual science, consequently I may take it for granted that you know that behind that which meets us externally as the human being, behind what we see with our eyes, touch with our hands, and grasp with our understanding in ordinary anatomy or physiology concerning man—behind what we call the physical human body, we recognize a super-sensible human principle coming immediately next to it. This first super-sensible principle of man we call the etheric, or life-body. We will not today speak of still higher principles of human nature, but will only be clear that occult sight is able to look behind the physical body and to find there the etheric or life-body. Now occult sight can do something similar with regard to Nature around us. Just as we can investigate man occultly to see if there is not something more than his physical body, and then find the etheric body—so we can look with occult vision at external nature in her colors, forms, sounds, and kingdoms—in the mineral, the plant, the animal and the human kingdoms, in so far as they meet us physically. We then find that just as behind the physical body of man there is a life-body, so we can also find a sort of etheric or life-body behind the whole of physical nature. Only there is an immense difference between the etheric body of all physical nature and that of man. When occult vision is directed to the etheric or life-body of man, it is seen as unity, as a connected structure, as one connected form or figure. When the occult vision penetrates all that external nature presents as color, form, mineral, plant, or animal structures, it is discovered that in physical nature the etheric body is a plurality—something infinitely multiform. That is the great difference; there is a single unitary being as etheric or life-body in man—while there are many varied and differentiated beings behind physical nature. Now I must show you in what way we arrive at such an assumption as that just made, namely that there is an etheric or life-body—strictly speaking an etheric or life-world—a plurality, a multiplicity of differentiated beings, behind our physical nature. To express how we can arrive at this, I can clothe it in simple words:, we are more and more able to recognize the etheric or life-world behind physical nature when we begin to have a moral perception of the world lying around us. What is meant by perceiving the whole world morally? What does this imply? First of all, looking away from the earth, if we direct our gaze into the ranges of cosmic space, we are met by the blue sky. Suppose we do this on a day in which no cloud, not even the faintest silver-white cloudlet breaks the azure space of heaven. We look upwards into this blue heaven spread out above us—whether we recognize it in the physical sense as something real or not, does not signify; the point is the impression that this wide stretch of the blue heavens makes upon us. Suppose that we can yield ourselves up to this blue of the sky, and that we do this with intensity and for a long, long time; that we can so do it that we forget all else that we know in life and all that is around us in life. Suppose that we are able for one moment to forget all the external impressions, all our memories, all the cares and troubles of life, and can yield ourselves completely to the single impression of the blue heavens. What I am now saying to you, can be experienced by every human soul if only it will fulfil these necessary conditions; what I am telling you can be a common human experience. Suppose a human soul gazes in this way at nothing but the blue of the sky. A certain moment then comes, a moment in which the blue sky ceases to be blue—in which we no longer see anything which can in human language be called blue. If at that moment when the blue to us ceases to be blue, we turn our attention to our own soul, we shall notice quite a special mood in it. The blue disappears, and as it were, an infinity arises before us, and in this infinity a quite definite mood in our soul; a quite definite feeling, a quite definite perception pours itself into the emptiness which arises where the blue had been before. If we would give a name to this soul perception, to that which would soar out there into infinite distances, there is only one word for it; it is a devout feeling in our soul, a feeling of pious devotion to infinity. All the religious feelings in the evolution of humanity have fundamentally a nuance which contains within it what I have here called a pious devotion; the impression of the blue vault of the heavens which stretches above us has called up a religious feeling, a moral perception. When within our souls the blue has disappeared, a moral perception of the external world springs to life. Let us now reflect upon another feeling by means of which we can in another way attune ourselves in moral harmony with external nature. When the trees are bursting into leaf and the meadows are filled with green, let us fix our gaze upon the green which in the most varied manner covers the earth or meets us in the trees; and again we will do this in such a way as to forget all the external impressions which can affect our souls, and simply devote ourselves to that which in external nature meets us as green. If once more we are so circumstanced that we can yield ourselves to that which springs forth as the reality of green, we can carry this so far that the green disappears for us, in the same way as previously the blue as blue disappeared. Here again we cannot say, “a color is spread out before our sight,” but (and I remark expressly that I am telling you of things that everyone can experience for himself if he fulfils the requisite conditions) the soul has instead a peculiar feeling, which can be thus expressed: “I now understand what I experience when I think creatively, when a thought springs up in me, when an idea strikes me: I understand this now for the first time, I can only learn this from the bursting forth of the green all around me. I begin to understand the inmost parts of my soul through external nature when the outer natural impression has disappeared and in its place a moral impression is left. The green of the plant tells me how I ought to feel within myself, when my soul is blessed with the power to think thoughts, to cherish ideas.” Here again an external impression of nature is transmuted into a moral feeling. Or again we may look at a wide stretch of white snow. In the same way as in the description just given of the blue of the sky and the green of earth's robe of vegetation, so this too can set free within us a moral feeling for all that we call the phenomenon of matter in the world. And if, in contemplation of the white snow mantle, we can forget everything else, and experience the whiteness, and then allow it to disappear, we obtain an understanding of that which fills the earth as substance, as matter. We then feel matter living and weaving in the world. And just as one can transform all external sight-impressions into moral perceptions, so too can one transform impressions of sound into moral perceptions. Suppose we listen to a tone and then to its octave, and so attune our souls to this dual sound of a tonic note and its octave that we forget all the rest, eliminate all the rest and completely yield ourselves to these tones, it comes about at last that, instead of hearing these dual tones, our attention is directed from these and we no longer hear them. Then again we find that in our soul a moral feeling is set free. We begin then to have a spiritual understanding of what we experience when a wish lives within us that tries to lead us to something, and then our reason influences our wish. The concord of wish and reason, of thought and desire, as they live in the human soul, is perceived in the tone and its octave. In like manner we might let the most varied sense perceptions work upon us; we could in this way let all that we perceive in nature through our senses disappear, as it were, so that this sense-veil is removed; then moral perceptions of sympathy and antipathy would arise everywhere. If we accustom ourselves in this way to eliminate all that we see with our eyes, or hear with our ears, or that our hands grasp, or that our understanding (which is connected with the brain) comprehends—if we eliminate all that, and accustom ourselves, nevertheless, to stand before the world, then there works within us something deeper than the power of vision of our eyes, or the power of hearing with our ears, or the intellectual power of our brain-thinking; we then confront a deeper being of the external world. Then the immensity of Infinity so works upon us that we become imbued with a religious mood. Then does the green mantle of plants so work upon us that we feel and perceive in our inner being something spiritually bursting forth into bloom. Then does the white robe of snow so work upon us that by it we gain an understanding of what matter, of what substance is in the world; we grasp the world through something deeper within us than we had hitherto brought into play. And therefore in this way we come into touch with something deeper in the world itself. Then, as it were, the external veil of nature is drawn aside, and we enter a world which lies behind this external veil. Just as when we look behind the physical body of man we come to the etheric or life-body, so in this way we come into a region in which, gradually, manifold beings disclose themselves—those beings which live and work behind the mineral kingdom, the plant kingdom, and the animal kingdom. The etheric world gradually appears before us, differentiated in its details. In Occult Science, that which thus gradually appears before man in the way described, has always been called the Elemental World; and those spiritual beings which we meet with there, and of which we have spoken, are the Elemental Spirits that lie hidden behind all that constitutes the physical-sense-perceptible. I have already said that whereas the etheric body of man is a unity, that which we perceive as the etheric world of nature is a plurality, a multiplicity. How then can we, since what we perceive is something quite new, find it possible to describe something of what gradually impresses itself upon us from behind external nature? Well, we can do so, if by way of comparison, we make a connecting link with what is known. In the whole multiplicity that lies behind the physical world, we first find beings which present self-enclosed pictures to occult vision. In order to characterize what we first of all find there I must refer to something already known. We perceive self-enclosed pictures, beings with definite outline, of which we can say that they can be described according to their form or shape. These beings are one class of those which we first of all find behind the physical-sense world. A second class of beings which we find there, we can only describe if we look away from that which shows itself in set form, with a set figure, and employ the word metamorphosis—transformation. That is the second phenomenon that presents itself to occult vision. Beings that have definite forms belong to the one class; beings which actually change their shape every moment, which, as soon as we meet them and think we have grasped them, immediately change into something else, so that we can only follow them if we make our souls mobile and receptive—belong to this second class. Occult vision actually only finds the first class of beings, which have quite a definite form, when (starting from such conditions as have already been described), it penetrates into the depths of the earth. I have said that we must allow all that works on us in the external world to arouse a moral effect, such as has been described. We have brought forward by way of example, how one can raise the blue of the heavens, the green of the plants, the whiteness of the snow., into moral impressions. Let us now suppose that we penetrate into the inner part of the earth. When, let us say, we associate with miners, we reach the inner portion of the earth, at any rate we enter regions in which we cannot at first so school our eyes that our vision is transformed into a moral impression. But in our feeling we notice warmth, differentiated degrees of warmth. We must first feel this—that must be the physical impression of nature when we plunge into the realms of the earthly. If we keep in view these differences of warmth, these alternations of temperature, and all that otherwise works on our senses because we are underground, if we allow all this to work upon us, then thus through penetrating into the inner part of the earth, and feeling ourselves united with what is active there, we go through a definite experience. If we then leave out of count everything that produces an impression, if we exert ourselves while down there to feel nothing, not even the differences of warmth which were only for us a preparatory stage, if we try to see nothing, to hear nothing, but to let the impression so affect us that something moral issues from our soul—then there arises before our occult vision that class of creative nature-beings which, for the occultist, are really active in everything belonging to the earth, especially in everything of the nature of metal, and which now present themselves to his imagination, to his imaginative knowledge, in sharply defined forms of the most varied kind. If, having had an occult training, and having at the same time a certain love of such things—it is especially important to have this here—a man makes acquaintance with miners and goes down into the mines, and below there, can forget all external impressions, he will then feel rising up before his imagination, the first class, as it were, of beings which create and weave behind all that is earthy, and especially in all that pertains to metals. I have not yet spoken to-day of how popular fairy tales and folk-legends have made use of all that, in a sense, is actually in existence; I should like first to give you the dry facts which offer themselves to occult vision. For according to the task set me, I must first go to work empirically—that is, I must give an account, first of all, of what we find in the various kingdoms of nature. This is how I understand the subject which was put before me. Just as with occult vision we perceive in our imagination clearly outlined nature-beings, and in this way can have before us beings with settled form, for which we see outlines that we could sketch, so it is also possible for occult vision to have an impression of other beings standing immediately behind the veil of nature. If, let us say, on a day when the weather conditions are constantly changing, when, for instance., clouds form and rain falls, and when perhaps a mist rises from the surface of the earth; if on such a day we yield to such phenomena in the way already described, so that we allow a moral feeling to take the place of a physical one—we may again have quite a distinct experience. Especially is this the case if we devote ourselves to the peculiar play of a body of water tossing in a waterfall and giving out clouds of spray; if we yield ourselves to the forming and dissolving mist and to the watery vapor filling the air and rising like smoke, or when we see the fine rain coming down, or feel a slight drizzle in the air. If we feel all this morally there appears a second class of beings, to which we can apply the word metamorphosis, transformation. This second class of beings we cannot draw, just as little as we can really paint lightning. We can only note a shape present for a moment, and the moment after everything is again changed. Thus there appear to us as the second class of beings, those which are ever changing form, for which we can find a symbol for the imagination in the changing formations of the cloud. But as occultists we become acquainted in yet another way with these beings. When we observe the plants as they come forth from the earth in spring-time, just when they put forth the first green shoots—not later, when they are getting ready to bear fruit—the occultist perceives that those same beings which he discovered in the pulverizing, drifting, gathering vapors, are surrounding and bathing the beings of the budding plants. So that we can say that when we see the plants springing forth from the earth, we see them everywhere bathed by such ever-changing beings as these. Then occult vision feels that that which weaves and hovers unseen over the buds of the plants is in some way concerned with what makes the plants push up out of the ground, draw forth from the ground. You see, ordinary physical science recognizes only the growth of the plants, only knows that the plants have an impelling power which forces them up from below. The occultist, however, recognizes more than this in the case of the blossom. He recognizes around the young sprouting plant, changing, transforming beings which have, as it were, been released from the surrounding space and penetrate downwards; they do not, like the physical principle of growth, merely pass from below upwards, but come from above downwards, and draw forth the plants from the ground. So, in spring, when the earth is robing herself in green, to the occultist it is as though nature-forces, descending from the universe, draw forth that which is within the earth, so that the inner part of the earth may become visible to the outer surrounding world, to the heavens. Something which is in unceasing motion hovers over the plant and what is characteristic is, that occult vision acquires a feeling that that which floats round the plants is the same as is present in the rarefied water, tossing itself into vapor and rain. That, let us say, is the second class of nature-forces and nature-beings. In the next lecture we shall pass on to the description of the third and fourth classes, which are much more interesting; and all this will become clearer. When we set about making observations such as these, which lie so far from the present consciousness of man, we must keep well in mind that “All that meets us is physical, but permeated by the spiritual.” As we have to think of the individual man as permeated by what appears to occult sight as the etheric body, so must we think of all that is living and weaving in the world as permeated by a multiplicity of spiritual living forces and beings. The course to be followed in our considerations shall be such that we shall first describe simply the facts that an occultly-trained vision can experience in the external world; facts which are evident to us when we look into the depths of the earth or the atmosphere, into that which happens in the different realms of nature, and in the heavenly spaces filled by the fixed stars. And only at the end shall we gather the whole together in a kind of theoretical knowledge, able to enlighten us as to that which lies, as spirit, at the foundations of our physical universe and its different realms and kingdoms. |
46. Atomism and its Refutation
Tr. Ruth Hofrichter Rudolf Steiner |
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If a series of ether particles, swinging 589 billion times a second, reach my eye and stimulate the optic nerve, it is true that I have the sensation green. But the ether waves as paper and written symbols for the telegram in the example above are only the carriers of “green”, which is real on the body. |
As wire and electricity for the telegram, so the swinging ether is here used as mediator. But just because we apprehend “green” by means of the swinging ether, we cannot say: “green” is simply the same as the swinging ether. This coarse mistaking of the mediator for the content that is carried to us, lies at the root of all current sciences. We must assume “green” as a quality of bodies. This “green” causes a vibration of 589 billion vibrations per second, this vibration comes to the optic nerve which is so constructed that it knows: when 589 billion vibrations arrive, they can only come from a green surface. |
46. Atomism and its Refutation
Tr. Ruth Hofrichter Rudolf Steiner |
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ATOMISM AND ITS REFUTATIONFirst, we will call to mind the current doctrine of sense impressions, then point to contradictions contained in it, and to a view of the world more compatible with the idealistic understanding. Current (1890) natural science thinks of the world-space as filled with an infinitely thin substance called ether. This substance consists of infinitely small particles, the ether atoms. This ether does not merely exist where there are no bodies, but also in the pores (pertaining) to bodies. The physicist imagines that each body consists of an infinite number of immeasurable small parts, like atoms. They are not in contact with each other, but they are separated by small interstices. They, in the turn, unite to larger forms, the molecules, which still cannot be discerned by the eye. Only when an infinite number of molecules unite, we get what our senses perceived as bodies. We will explain this by an example. There is a gas in nature, called hydrogen, and another called oxygen. Hydrogen consists of immeasurable small hydrogen atoms, oxygen of oxygen atoms. The hydrogen atoms are given here as red circlets, the oxygen ones as blue circlets. So, the physicist would imagine a certain quantity of hydrogen, like a figure 1, a quantity of oxygen like figure 2. (See table) Now we are able, by special processes, not interesting us here, to bring the oxygen in such a relation to the hydrogen that two hydrogen atoms combine with one oxygen atom, so that a composite substance results which we would have to show as indicated in figure 3. Here, always two hydrogen atoms, together with one oxygen atom form one whole. And this still invisible, small formation, consists of two kinds of atoms, we call a molecule. The substance whose molecule consists of two hydrogen atoms, plus one oxygen atom is water. It also can happen that a molecule consists of 3, 4, 5 different atoms. So one molecule of alcohol consists of atoms of carbon, hydrogen and oxygen. But we also see by this that for modern physics each substance (fluid, solid, and gaseous) consists of parts between which there exist empty spaces (pores). Into these pores, there enter the ether atoms which fill the whole cosmos. So, if we draw the ether atoms as dots, we have to imagine a body like figure 4. (The red and blue circlets are substance atoms, the black dots are ether atoms.) Now we have to imagine that both the substance-atoms and the ether-atoms are in a state of constant motion. The motion is swinging. We must think that each atom is moving back and forth like the pendulum of a clock. Now in A (see figure 5) we imagine a body, the molecules of which are in constant motion. This motion is transferred also to the ether-atoms in the pores, and from there, to the ether outside of the body of B, e.g. to C. Let us assume in D a sense-organ e.g. the eye, then, the vibrations of the ether will reach the eye, and through it, the nerve N. There, they hit, and through the nerve-conduit L, they arrive at the brain G. Let us assume for instance that the body A is in such a motion that the molecule swings back and forth 461 billion times a second. Then, each ether-molecule also swings 461 billion times, and hits 461 billion times against the optic nerve (in H). The nerve-conduit L transfers these 461 billion vibrations to the brain, and here, we have a sensation: in this case high red. If there were 760 billion vibrations I could see violet, at 548 billion yellow, etc. To each color sensation there corresponds, in the outside world, a certain motion. This is even simpler in the case of the sensations of sound. Here also the body-molecules vibrate. The medium transferring this to our ear is not the ether but the air. At 148 vibrations per second we perceive the tone D, at 371 the tone F sharp, etc. Thus we see to what this whole interpretation leads: whatever we perceive in the world with our senses, colors, tones, etc., is said not to exist in reality, but only to appear in our brain when certain vibratory forms of motion are present in the outer world. If I perceive heat, I do so only because the ether around me is in motion, and because the ether atoms hit against the nerves of my skin; when I sense light, it is because the same ether atoms reach the nerve of my eye, etc. Therefore, the modern physicist says: in reality, nothing exists except swinging, moving atoms; everything else is merely a creation of my brain, formed by it when it is touched by the movement in the outer world. I do not have to paint how dismal such a view of the world is. Who would not be filled with the saddest ideas if for example, Hugo Magnus, who is quite caught in that way of thinking, exclaims, “This motion of the ether is the only thing which really and objectively exists of color in creation. Only in the human body, in the brain, these ether movements are transformed into images which we usually call red, green, yellow, etc. According to this, we must say: creation is absolutely colorless ... Only when these (colorless) ether movements are led to the brain by the eye, they are transformed to images which we call color.” (Hugo Magnus, Farben und Schöpfung, 8 lectures about the relation of color to man and to nature, Breslau, 1881, p. 16f.) I am convinced that everyone whose thinking is based on sound ideas, and who has not been subjected from early youth to these strange jumpy thoughts, will consider this state of affairs as simply absurd. This matter, however, has a much more dubious angle. If there is nothing in the real world except swinging atoms, then there cannot be any true objective ideas and ideals. For when I conceive an idea, I can ask myself, what does it mean outside of my consciousness?—Nothing more than a movement of my brain molecules. Because my brain molecules at that moment swing one way or another, my brain gives me the illusion of some idea. All reality in the world then is considered as movement, everything else is empty fog, result of some movement. If this way of thinking were correct, then I would have to tell myself: man is nothing more than a mass of swinging molecules. That is the only thing in him that has reality. If I have a great idea and pursue it to its origin, I will find some kind of movement. Let us say I plan a good deed. I only can do that if a mass of molecules in my brain feels like executing a certain movement. In such a case, is there still any value in “good” or “evil”? I can't do anything except what results from the movement of my brain molecules. From these causes came the pessimism of delle Grazie. She says: For what purpose is this illusionary world of ideas and ideals when they are nothing but movements of atoms. And she believes that current science is right. Because she could not transcend science, and could not, as apathetic people do, disregard the misery of this belief; she succumbed to pessimism. (See Rudolf Steiner and Marie delle Grazie, Nature and Our Ideals, published by Mercury Press.) The error underlying the theories of this science is so simple that one cannot understand how the scientific world of today could have succumbed to it. We can clarify the issue by a simple example. Let us suppose someone sends me a telegram from the place A. When it reaches me, I get nothing but paper and lettering. But if I know how to read, I receive more than merely paper and printed signs, that is, a certain content of thought. Can I say now: I have created this content of thought only in my brain, and paper plus lettering are the only reality? Certainly not. For the content which is now in me is also present in the place A in the same manner. This is the best example one can choose. For in a visible way, nothing at all has come to me from A. Who could maintain that the telegraph wires carry the thought from one place to the other? The same is true about our sense impressions. If a series of ether particles, swinging 589 billion times a second, reach my eye and stimulate the optic nerve, it is true that I have the sensation green. But the ether waves as paper and written symbols for the telegram in the example above are only the carriers of “green”, which is real on the body. The mediator is not the reality of the matter. As wire and electricity for the telegram, so the swinging ether is here used as mediator. But just because we apprehend “green” by means of the swinging ether, we cannot say: “green” is simply the same as the swinging ether. This coarse mistaking of the mediator for the content that is carried to us, lies at the root of all current sciences. We must assume “green” as a quality of bodies. This “green” causes a vibration of 589 billion vibrations per second, this vibration comes to the optic nerve which is so constructed that it knows: when 589 billion vibrations arrive, they can only come from a green surface. The same holds true for all other mental representations. If I have a thought, an idea, an ideal, it of course must be present in my brain as a reality. That is only possible if the brain particles move in a certain way, for an entity existing in space cannot suffer any changes except by motions. But we would be deadly mistaken about the content of the idea as compared to the way it appears in the body, if we were to say: the motion itself is the idea. No—the motion only provides the possibility for the idea to gain form and spatial existence. But there is another aspect. For us men, there is nothing [in] which we are completely present as in our ideas, our ideals and mental representations. For them we live, we weave. When we are alone in the dark, in complete silence, so that we have no sense impressions,—of what are we totally and fully conscious?—Our thoughts and ideas! After these comes everything we can experience through the senses. That is given to me when I open my sense organs to the outer world and keep them receptive. Aside from ideas, ideals and sense impressions, nothing is given to me. Everything else can only be derived as existing and ideas on the basis of our sense impressions. Can I make such an assumption about moving atoms? If motion occurs, there must be something that moves. By what do I recognize motion? Only by seeing that the bodies change their place in space. But what I see before me are bodies with all qualities of color, etc. So what does the physicist want to explain? Let us say color. He says: it is motion. What moves? A colorless body. Or, he wants to explain warmth. He again says: it is motion. What moves? A body without warmth. In short: if we explain all qualities of bodies by motion, we finally have to assume that the moving objects have no qualities, as all qualities originate in motion. To recapitulate. The physicist explains all sense-perceivable, all sense-perceptible qualities by motion. So, what moves cannot yet have qualities. But what has no qualities cannot move at all. Therefore, the atom assumed by physicists is a thing that dissolves into nothing if judged sharply. So, the whole way of explanation falls. We must ascribe to color, warmth, sounds, etc., the same reality as to motion. With this, we have refuted the physicists, and have proved the objective reality of the world of phenomena and of ideas.
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53. Goethe's Secret Revelation
02 Mar 1905, Berlin Rudolf Steiner |
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The human reason, the present consciousness, as we have got to know it in the Fairy Tale of the Green Snake in the wife of the old man, designs pictures of the whole big world, pictures on the small scale. |
If the human being has achieved to live no longer in his narrow stubbornness, if he feels linked in sympathy with the whole world, if he feels like merging in the universe, this state of the human soul is signified in esotericism with a nuance of green, with a bright green colour. This is the colour which shows the human soul in the aura if the single consciousness pours out itself in the whole world. |
He receives an oriental garment which he likes. Besides, he notices three green little ropes, any tied in a special way, so that it seems to be a tool to just not very desired use. |
53. Goethe's Secret Revelation
02 Mar 1905, Berlin Rudolf Steiner |
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In the two preceding talks I tried to explain the basic symbols in Goethe's profound fairy tale. We have seen, how Goethe, how the mystics of all times have given the truths which they counted among the deepest ones in characteristic coloured symbols. Today you allow to me to add two other fairy tales: The New Melusine and The New Paris. It may seem that something unnatural, something worked out is in these fairy tales, but you will see, if you delve in these pictures that also here only an esoteric, mystic interpretation enables us to give an explanation. Goethe inserted the fairy tale The New Melusine at a typical passage of Meister Wilhelm's Journeyman Years (1807, 1821, 1829). Who penetrates into Goethe's mind will never abandon himself to the superficial view that Goethe deals only with putting pictures next to each other like in a kaleidoscope, that it concerns a mere play with pictures. But he realises that Goethe expressed his most profound inside. A man relates it who wants to develop his soul to higher capacities and, hence, “refrains from speaking as far as speech expresses something ordinary or accidental, however, another talent of speech has developed to him that has a intentionally prudent and pleasant effect.” Like this man, also Wilhelm Meister deals with secret societies, is directed by mysterious guides. The man repeats and arranges the rich experiences of his life calmly. Imagination combines with it and gives life and movement to the events. He is a philosopher who speaks in this fairy tale to us, and at the moment when in the end of the story he gets the longing for developing his soul to a higher condition, he also understands the ideals of the philosophers. Let now the fairy tale of The New Melusine pass our souls in its main trains which deeply lead us into Goethe's nature. A young man gets to know a strange woman in an inn who deeply impresses him. He sees her carrying a small box and keeping it carefully. He asks whether he cannot do anything for her, to oblige her. She asks him to continue the journey with the small box instead of her because she has to stay here some days. However, he should always take a special room for the small box and close it with a special key, so that the door cannot be opened with any other key. He departs. On the way his money runs out; the lady appears and helps him. Again he spends the money; he believes that in the small box something could be that may be sold for money. He discovers a crack in the small box, looks into it, something bright gleams in it. He sees a chamber with many dwarfs, a girl among them. It exists in double figure (as lady and as dwarfish girl), outside in a big, inside in a small size. He is deeply horrified; the lady appears again, and he receives explanation about the small box. The lady says that her true figure is that of the dwarfish girl. This race of dwarfs has been there long before the human beings, when the earth was still in the igneous state. It had not been able to hold their ground because a race of dragons waged war on them. To save the dwarfs a race of giants is created, however, these soon position themselves on the side of the dragons. Hence, for the protection of the dwarfs who withdrew into the mountains still a new race of the knights or the race of heroes as it is called in the original version had to originate. With it dragons and giants, on the one hand, dwarfs and heroes, on the other hand, face each other. However, the dwarfs become smaller and smaller, so that it became necessary that every now and then somebody of them comes to the upper world to get new force from the realm of the human beings. The young man wants to combine with the lady, and after some other adventures she says to him that he himself must become a dwarf. She slips a ring on his finger, the young man becomes small like a dwarf and enters into the world which he has seen in the small box. Now he is united with the lady. But longing for the land of the human beings soon awakes in him, he gets a file, saws through the ring, shoots up suddenly and is a human being again. Goethe makes an interesting remark at the end of the fairy tale when in the young man the longing awakes for being a human being again. This remark is important to understand the fairy tale. He lets the young man say: “now I understood for the first time what the philosophers might understand by their ideals by which the human beings are supposed to be tormented so strongly. I had an ideal of myself, and appeared to myself sometimes in the dream as a giant!” We want to see now what Goethe wanted to say with this fairy tale. The race of dwarfs, created before dragons, giants and human being, leads us to the track. The people of the dwarfs “is still active and busy since time immemorial. But, in olden times, their most famous works were swords which pursued the enemy if one threw them to him, invisibly and mysteriously binding chains, and impenetrable shields. Now, however, they occupy themselves chiefly with things of comfort and finery.” There it is pointed to that which the mystics call the “sparklet” in the human soul, to the self of the human being, which God sank in the human body. This self of the human being had magic powers, secret magic forces once; now it serves to make the earth in all cultural works subject to the human being; in all that the human mind, the self works. What is the small box? A world, a small world, indeed, but an entire world. The human being is a microcosm, a small world in a big one. The small box is nothing but a picture of the human soul. The human reason, the present consciousness, as we have got to know it in the Fairy Tale of the Green Snake in the wife of the old man, designs pictures of the whole big world, pictures on the small scale. What is summarised in the human soul as the sum of the thoughts? It is the spiritual spark. If we saw into the human soul, we would discover the spiritual spark with the seeds of the future stages. This spark was enkindled in distant past in the human being who was only gifted with a vague dream consciousness. This spiritual spark which smoulders in the human soul preceded all physical states. Compared with the future size, with the perfection of the human being is that which lives today in him only seed, only something dwarfish. There were other human races once; before our age the Atlanteans and the Lemurians lived et etcetera In the middle of the third, the Lemurian race the endowment with the spiritual spark, with the consciousness occurred. The self is in the human being the seed of the eternal which is able to rise by development of the human being to self-conscious life. This consciousness came from another world, preceded the origin of the human being and was there earlier than the other components of the human being (kama manas). This self-consciousness is paired with passion even today. The true philosopher strives for freeing the divine in the human being from the sensuous, so that it realises its divine origin; manas is released from kama. Then this released manas develops buddhi from itself, the consciousness of being in the divine world to strive then to atma. We know that this spiritual entity of the human being experienced the most different forms. One of these stages is called that of the dragons. Also in the Secret Doctrine by H. P. Blavatsky we hear of igneous dragons as symbols of the time in which the human being descended from his higher spirituality . The way through the raw physical figure is shown with the giants. The human being must be refined, he rises up to finer and finer figures, he becomes the hero, the knight. These spiritual knights have always tried to form an alliance with the ideal of true humanity; they should live with the dwarfs in good harmony. “And it is found that afterwards giants and dragons, as well as the knights and dwarfs have always held together.” Now the woman tells “that everything that has been big once must become small and decrease; thus we are also in the case that we always decrease since the creation of the world and become smaller, above all the royal family.” Hence, a princess of the royal house must be sent “every now and then to the country to get married with an honourable knight, so that the race of dwarfs would be refreshed again and saved from total expiration.” For the later-born brother has been so small, “that the attendants have lost him even from the nappies and one does not know where he has got to.” Now a ring is brought the ring is always a symbol of the personality and by this ring the dwarf becomes a human being and combines with the spiritual knight. In what way does the race of dwarfs develop? It goes through the physical humanity, through the different states of consciousness. In what way does the present consciousness develop? By the law of the karmic human development. We consider it at an example at first. The child learns to read and write; the efforts, the exercises which it does, all that passes; what has remained is the ability to read and to write. The human being has taken up the fruit of his efforts. What was outside at first, in the physical nature, has become a part of his. “You are tomorrow what you think and act today” or as the Bible (Galatians 6:7) expresses it: “everyone reaps what he sows.” We are the products of past times. Our soul would be empty if it did not collect experience from the external world. The soul would die away if it did not take up the lessons from the outside world. If we want to make the things which we experience really our own, we must process them. This is the law of evolution and involution by which we increase our being. We have to collect force from the surroundings. We collect experiences in the outside world to make them our spiritual property. Then the mind processes the experience, which he has collected to return over and over again to the outside world, in the hours of leisure. Our concepts would atrophy if we withdrew from the outside world. It is a spiritual respiratory process, a “giving and taking.” We develop our inside world outwardly, we soak up the outside world. Goethe showed this evolution and involution process in this fairy tale in important way. The words of the young man concerning the ideals point to it. Ideals are what is not yet, what should be realised in future. What the human beings lifts out above all is the possibility that he puts ideals, is the possibility to approach a higher future. Because the human being gives reality the possibility to grow into a higher future, he cares for idealism. Goethe also nicely expressed this truth in the fairy tale The New Paris. In this fairy tale Goethe speaks of himself. You find it in the outset of Poetry and Truth. Shortly before, in Poetry and Truth, the young child Goethe tries “to approach the great God of nature, the creator and preserver of heaven and earth” setting up an altar. “Natural products should represent the world allegorically, about these a flame should burn and signify the human soul longing for its creator.” The boy lights the flame of the little aromatic candles in the light of the rising sun. But he damages some things, and concludes that “it is generally dangerous to want to approach God on such ways.” It was a certain fact to Goethe that one can approach the divinity only if the human being awakes the abilities slumbering in him as we could show that in the Fairy Tale of the Green Snake and the Beautiful Lily. Also in The New Paris he points to this way. In the outset of the fairy tale, Goethe describes how the god Mercury appears to him as boy at Whitsun Sunday in the dream and gives him three nice apples, a red, a yellow and a green one. They change in his hand into precious stones and he sees three female figures in them for which he should select three worthy young men at Mercury's behest. While he admires them, they disappear from him; the fourth female being appears, dances on his hand and gives him a slap on the forehead, because he wants to catch it, so that he loses consciousness. When he awakes, he dresses himself festively to make visits and comes before the gate where he finds a strange gate in the wall. It has no key. A man with a long beard opens from within; he resembles an Oriental, however, he crosses himself and shows in such a way that he is a Christian. He shows the marvellous garden to the boy. From the bushes the birds shout quite clearly: “Paris, Paris”, then again “Narcissus, Narcissus.” The new Paris now sees an even more marvellous garden behind a kind of living wall. He asks whether he is allowed to enter. The old man permits it, after he has taken off hat and sword. Led by the hand of the old man, he sees even more marvellous things. He sees behind a fence of swords and partisans an even nicer garden, surrounded by a canal. Now he must put on another robe; he receives a kind of oriental costume. Three strange ropes are shown to him as warning. Now the swords and partisans put themselves over the water and form a golden bridge, and he enters. Over there the girl meets him that he has had dancing on his hand and which has escaped from him. It leads him to the three young ladies from the apples who are dressed here in suitable garments and play certain instruments. The girl who he has recognised as belonging to him refreshes him with fruits. He delights in marvellous music. Then he and the girl begin a game with little warriors. Against the warning he and the girl gets in zeal; he destroys her fighters; they hurl themselves into the water, this foams, the bridge bursts on which the play took place, and the boy finds himself sodden and thrown out on the other side. The old man comes, threatens with the three ropes which should punish that who betrays his trust. The boy escapes, while he says that he is chosen to find three worthy young men for the three young ladies. Now he is politely led out of the door. The old man shows him different marks to find the gate again. The significance of their positions to each other points to the medieval astrology/astronomy. When the boy returns, the gate is no longer there, the three objects, plate, well and trees are differently positioned to each other. However, he believes to note that after some time they have changed their positions a little bit, and he hopes that once all marks will coincide. He closes typically: “Whether I can tell to you what takes place further on, or whether it is expressly forbidden to me, I cannot say.” The fairy tale, which is written in 1811, shows in every line that we have to search something deeper in it. Not without reason Goethe tied it on the legend of Paris, changed it in such a way not without reason. The legend of Paris and Helena, of the Trojan War, is known. Paris has to pass the apple to the most beautiful one of three goddesses; in return he wins Helena. Goethe reversed the matter, three, later four young women are there for whom the new Paris should choose the young men. The boy is led into a kind of mystery that is triply enclosed, he must always meet new conditions. A kind of war game develops, an image not a real war. Let us now pursue the fairy tale step by step. While Goethe says that the contents of the fairy tale come from the god Mercury, he points to the fact that he perceives that which he experiences in this fairy tale as a message of the divinity. Mercury says to the young man that he were sent by the gods to him with an important order. Goethe always wants to represent the states of human consciousness by women. In this fairy tale are also four young women who meet the young man immediately in the beginning, as sent from the god Mercury. Significantly, Mercury gives him apples at first. The apples change into wonderful precious stones, namely a red, a yellow, and a green one. Then the three precious stones become three beautiful young women whose clothes have the colours of the precious stones. However, they waft away from the young man when he wants to retain them. But instead of theirs a fourth young woman appears who then becomes his guide. Also in The Fairy Tale of the Green Snake and the Beautiful Lily Goethe points to four states of consciousness of the human soul using four female figures. In The New Paris these four women are characterised even more intimately by the mystic colours which they wear. If we want to understand the nature of these women closer as well as the colours which they wear, we have to look at states of consciousness which the human being has presently, and those which he can acquire to himself developing his soul forces. Today, humanity lives on the earth in the mineral cycle; the human being is related to the mineral by means of his physical body. All substances that are found in the physical human body in chemical compounds may they be salts, sorts of lime, metals et etcetera-, are also found outside in nature. The human soul lives within this physical body. From incarnation to incarnation the human soul lives a life between birth and death again and again in a body that it receives at birth or already at conception. In every incarnation, the human soul has to go through a plenty of experiences. It thereby becomes richer and richer. One can also say that it thereby becomes purer and purer, because the soul living originally in raw desires and impulses appears then within a cultural world in a new body again, lives differently in this cultural world than, for example, within a body that belongs to a savage tribe. The human soul lives now in kama-manas, that is in a spirituality that is still used, indeed, to satisfy the impulses and passions of the human being. But more and more the longing also arises in the human soul to ascend to a higher spirituality. This soul state is expressed in esotericism with the red colour which shines through from within no dead red colour , a bright one, illuminated from within. The red colour signifies the consciousness for the astral world in the initiatory knowledge. If the human being takes his soul contents, his inner soul-life less and less from the physical surroundings, if he kindles an internal, spiritual life in his soul, this life of the human soul is signified yellow, again a bright, beaming yellow colour. If the human being has achieved to live no longer in his narrow stubbornness, if he feels linked in sympathy with the whole world, if he feels like merging in the universe, this state of the human soul is signified in esotericism with a nuance of green, with a bright green colour. This is the colour which shows the human soul in the aura if the single consciousness pours out itself in the whole world. Thus these women who are also precious stones, are signs of that which the young man should make of his soul. The present consciousness that leads us to all knowledge produces the connection with these soul conditions. It is symbolised by the fourth figure, by the small figure that “steps dancing to and fro“ on the finger points of the young man. This is the usual reason. The human being penetrates to something higher with the help of his present consciousness, it is the guide in the sanctum. Only the fourth state of consciousness that is represented by the girl already exists; the other three exist only as rudiments, are to be developed. There is something that appears like remembrance in the soul; something lives in the soul that points back to former states. At especially ceremonious moments the human being penetrates into these former soul conditions. The young man has got a particular order from Mercury. Goethe points here to his mission. He remembers former initiations. In the fairy tale it is now told how the young man is led in miraculous way to a place that he has not entered up to now nay, at which he has never looked in the surroundings well-known to him. An old man meets him, leads him in the inside of a nice garden; at first he leads him within the garden in the round of an external circle. Birds call to the young man, the chatty starlings in particular; “ Paris! Paris!” the ones call and “Narcissus! Narcissus!” the others. The young man would also like to penetrate into the inside of the garden, he asks the old man for it; this accepts his request only on condition that he takes off his hat and sword and leaves them behind. After it the old man leads him closer to the centre of the garden. There he finds a golden lattice. Behind it he sees a gently flowing water which shows a big number of golden and silver fish in its clear depths. He wants to go further to find out the state of the centre of the garden. The old man accepts it, but only on new conditions: the young man must change. He receives an oriental garment which he likes. Besides, he notices three green little ropes, any tied in a special way, so that it seems to be a tool to just not very desired use. On his question for the meaning of the ropes the old man says that it is for those who betray his confidence which one would be ready to give them here. Now the old man leads him to the golden lattice; these are two rows of golden spits, an external one and an internal one; both fall mutually, so that a bridge originates on which the young man comes now into the centre. Music sounds from a temple, and when he enters it, he sees three female figures sitting in a triangle; the miraculous music sounds from their instruments. Also the little guide is there again and takes care of the young man. These are three fields of existence in which the boy is gradually introduced by the old man. He enters into the first region, the astral world, coming from the world of the everyday life; there he finds the animals who call to him. But he wants to go further into the centre of existence. Something in his soul pushes him that he should develop higher and higher. He brings the disposition of this rise with him since his birth; there he has come from a world, in which he was a psychic-spiritual being, into the darkening of his psycho-spiritual being caused by the physical world. But the urge for the spirit has remained awake in his soul it points the soul to the fact that there is something that it remembers at solemn moments of life. There also the memory of former stages of existence appears and that from these a mission results for the present stage of existence. The boy feels that this mission is based on experiences of his former incarnations. “I once received the initiation,” he has brought this initiation from former stages of existence with him. The memory of a previous initiation appears in him he got in a previous life. There the master took him also with the hand and led him from stage to stage. There he also had to perform the symbolic action: taking off the hat and sword. He had to take off everything that connects him with everyday things of life in the physical world. Somebody who ascends to a chela, to a spiritual student has always to do that; in his inside he has to do it. This is why he/she is called a “homeless human being;” he has put away what the usual human being calls his home. This does not mean tearing out from life; he/she stands firmly on his/her position, but his/her own life is lifted out from the surrounding world. When he wants to be led by the master further on, he gets to the second stage; he has to completely get changed to put away all clothes of his present existence. He is fitted with a new set of oriental clothes. This is an indication that all impulses to attain new wisdom have come from the East to humankind. (Ex Oriente lux.) The boy in his oriental clothes is endowed with the ancient wisdom which the old man with the lamp represents in the Fairy Tale of the Green Snake and the Beautiful Lily; he is endowed with a soul capacity remembering ancient initiatory states. He is led to the river that the soul world separates from the real spiritual world. The river of passions, the astral world, does not rage and roar, it is the “gently running waters which let see a big number of golden and silvery fish in its clear depths which gently moved to and fro, partly single ones, partly shoals of them.” This is an image how the human being can find valuable knowledge instead of raging passions if he has quietened down the astral world in himself. Swords tilt downwards across the river separating the astral world from the internal, the spiritual realm. The human being has to sacrifice what he has, otherwise, for his protection. He has to sacrifice his personal ego; it has to become the bridge to the spiritual realm. He has to experience the “dying and growing.” Two rows of swords, an internal and an external row, tilt downwards and form the bridge which the boy crosses. This is an image of the fact that a lower and a higher ego-consciousness must join with each other to make the transition into the spiritual world possible to the human being. Now we can also see why this fairy tale bears the name: The New Paris. It is Paris about whom the Greek mythology tells that before his birth the parents were scared by the prophecy that the fire of the boy, who is born, consumes everything. Hence, he is abandoned after his birth; a bearess nurses him for five days. He grows up and after various adventures he is recompensed, he got married to Helena. However, Helena is synonymous with Selene the daughter of the light of wisdom. Selene is the symbol of the moon. Thus the Greek mythology shows the union of the human being with the consciousness which should lead him to higher and higher stages in the marriage of Paris with Helena. Narcissus is the other word which the chatty starlings called to the boy. About Narcissus it is told that he is the son of the river god Kephissos and a nymph. So Narcissus is not of earthly, but of supernatural origin. One tells also that he once saw his image in the mirror of a spring. This delighted him so much that he always stared at himself only. He rejected all temptations of a nymph, approaching him, and he completely sank into his own image. Narcissus is a symbol of the human ego which wants to insist on its separate existence, on its own self. If the human being remains concluded in his ego, hardens in his ahamkara, if he is not able to get out of his own little human being, if he looks always only into himself, has fallen in love with his own ego, then he does not get beyond himself, then he loses the consciousness that his ego has its real home in a spiritual world, then he cannot ascend to his spiritual home, he remains “a dull guest on the dark earth.” Then he cannot develop the higher consciousness in himself which leads him upwards, he must pine away. Only somebody who can combine with the higher female principle in his soul will thereby ascend. Paris gets married to the daughter of the light, to Selene-Helena. However, Narcissus fell in love with his own nature and rejects the union with the spiritual being, which approaches him as a nymph. While the birds call the boy: “Paris – Narcissus,” he finds himself faced with the choice: what do you want to bear in yourself, the Paris nature or the Narcissus nature? This question is put to everybody who wants to become a chela, a spiritual student. Everybody must choose the way himself which his soul has to go. The boy chooses the way of Paris, according to the urge working from a former incarnation in his soul; he wants to become the “new Paris.” Hence, he must also get to know the so-called threats of initiation if he chooses the way of initiation. They are shown symbolically with three ropes. In the initiatory schools, the ropes, which lie around the neck of the neophyte, show different symbols. Among other things, they represent the threefold nature of the human being in the world. What is due to this threefold nature of the human being laces itself around his neck if he breaks the confidence which is put in him with the initiation. In the image which now the boy experiences is expressed what the human being can experience if he has attained the stage of initiation. The human being is able there to receive messages from higher worlds. Then the human spirit learns to adapt itself in the sphere-harmony, it learns to regard itself as a member of the spiritual world, as a sound that resonates in the world symphony. Then the human being gains the green stone; this represents the woman in green pictorially. You read in the fairy tale about this woman in green: “she was that who seemed to care mostly for me and to turn her play to me; however, I was not able to figure her out ..., she could behave howsoever, she gained little from me, because my small neighbour ... had completely taken me in for herself ... and although I saw the sylphids of my dream and the colours of the apples quite clearly in those three ladies, I probably understood that I would have no cause to retain them.” Although the boy gets insight in those lofty realms by initiation, he feels that he has hard to work for the life in them. At first he must still dispute with his small guide, the fourth woman, the human reason. This happens by a war game. You read in the fairy tale: the little one led the boy to the golden bridge; there the war game should take place. They put up their armies. Against the warning he and the girl get into zeal, the boy overcomes the troops of the little lady, “which running forth and back disappeared toward the wall finally, I do not know how.” The Paris of the Greek mythology is the cause of the Trojan War, in which symbolically the decline of a human race and the rise of the new race is shown in which the ego of the single human being has to show its effectiveness. “The new Paris” is victorious in a fight which is, actually, a game that is only the image of a fight, which is nothing that has external reality. This war game between the human reason and that in the human being which carries the consciousness that issues from the divine is not anything that has external reality; it is something that lives only in spirit that is in such a way that it takes place like in the mirror image of spiritual events in the human soul. Goethe should announce the higher things which he beheld not in life but in the art. He should speak in mental pictures, in images. After the fight, the boy meets the old man again, his first guide, and now the consciousness of his own deepest nature is kindled within him with such certainty that he can call the words to the old man which should live from now on in his inside. “I am a darling of the gods!” he calls. But he still wants to live with that what he requests from the old man as reward: he wants his guide, the small creature. He wants to lead his life as a human being striving for knowledge in such a way that the good human reason becomes his guide at first. Then he is outdoors. The old man “indicated some objects at the wall, beyond the way, at the same time pointing backward to the little gate. I understood him well; he wanted that I memorise the objects to find the little gate again which shut behind me all of a sudden. I noticed thoroughly what faced me. Above a high wall, I saw the branches of ancient walnut-trees. ... The branches reached up to a flagstone; however, I could not read the inscription on it. It rested on a corbel; a niche in which an artificially worked well poured forth water from bowl to bowl... that disappeared in the ground. The well, the inscription, and the walnut-trees stood vertically about each another.” The young man stands outdoors; looking back he remembers the experiences of his previous incarnation, and at the same time he looks at a moment in future. A second initiation follows after this one which he remembers; once the spiritual initiation followed the initiation of wisdom. In the image of the tree, the flagstone with the inscription, the well from which the water flows, a symbol of knowledge is dressed which found its expression in mediaeval times in old astrological mysticism. It gives the boy the view to the future: if the same constellation of the stars happens again which allowed you to find the place where the human being is initiated, if the constellation of the stars in the future recurs for you, the gate is opened to you again, and then the initiation on higher level is repeated for you. He looks at a moment of reality where he will live through what he has experienced as a prelude with the initiation. He looks at a distant future in which he appears on the scene and explains what he has experienced in former incarnations. A certain constellation existed at the moment when he was initiated. These signs must recur if on a higher level the initiation is possible. Then the gate is visible again, and it depends on the permission, whether one is able to tell more about the future events. One must take into consideration this fine mood, the intimate forces which play a role there speaking about this fairy tale. As we see, Goethe also depicts the evolution of the human soul in these both fairy tales. On the one side, he expressed his conviction of soul development in his Fairy Tale of the Green Snake and the Beautiful Lily in coloured pictures which is valid to all human beings, on the other side, he puts the initiation of the higher secrets before our souls in these both fairy tales, The New Melusine and The New Paris, a Fairy Tale of a Boy, as it was commensurate with his own nature. An individual way of his own soul development is represented by Goethe in these two fairy tales. His whole later soul striving adequate to Goethe's attitude is included in the Fairy Tale of a Boy in particular. In a fragment, The Journey of Megaprazon's Sons it was begun in 1792, but was not continued , Goethe likewise wanted to show a developmental way of the human soul. Also this fragment indicates the greatness of what he had to say, also here he points to a constellation. “Venus” and “Mars” are the last words of it which are kept to us. A father sends his seven sons on a far journey in foreign countries that are not discovered by others. These are the seven basic members of the human being which theosophy refers to. The father gives his sons the wish with them: “happiness and welfare, good courage and glad use of the forces.” Every son has received own talents from nature; now he should apply them and seek his happiness and perfection by means of them, every brother in his way. In this fragment, The Journey of Megaprazon's Sons, the journey to the spiritual land of ancient wisdom should be shown that the human being can attain if he develops that from the basic members of his nature which is predisposed as rudiments in them; if he attains higher states of consciousness by this development. A found piece of the plan of the spiritual journey shows how Goethe wanted to depict this voyage. So we have done some looks only at Goethe's most intimate inside and have discovered more and more profundities which shine through his marvellous poems. So it is comprehensible if his contemporaries looked up at him like to a signpost to unknown worlds. Schiller and some others, they have recognised or, nevertheless, have anticipated what lived in him. However, many have passed without understanding him. The German still has a lot to do to exhaust what is manifested in his great spirits. But the words can apply to them only too well, which Lessing (1729–1781 expressed about Klopstock (1724–1803, German poet):
Our great spirits want to be recognised, and then they lead to intense spiritual deepening. They also lead to the world view which theosophy represents. Wilhelm von Humboldt, one of those who anticipated what lived in Goethe's soul welcomed the first translation of the Bhagavad Gita (1823) with the deepest understanding. “It is worthwhile”, he says “to have lived so long to take these treasures up in oneself.” Thus those human beings who learnt from Goethe were prepared for the theosophical world view. Oh, a lot can still be learnt from Goethe! |