295. Discussions with Teachers: Discussion Nine
30 Aug 1919, Stuttgart Tr. Helen Fox, Catherine E. Creeger Rudolf Steiner |
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And the whole is a dandelion! First it has leaves—green ones; then it presents its blossoms, and after that, it gets its fruit. “How does all this happen? |
When the green leaves grow out of the earth it is not yet the hot part of the year. Warmth does not yet have as much effect. But what is around the green leaves? You know what it is. It is something you only notice when the wind passes by, but it is always there, around you: the air. |
295. Discussions with Teachers: Discussion Nine
30 Aug 1919, Stuttgart Tr. Helen Fox, Catherine E. Creeger Rudolf Steiner |
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Speech exercise.
Rudolf Steiner: This sentence is constructed chiefly to show the break in the sense, so that it runs as follows: First the phrase “Deprive me not of what,” and then the phrase “pleases you,” but the latter is interrupted by the other phrase, “when I give it to you freely.” This must be expressed by the way you say it. You must notice that the emphasis you dropped on the word “what” you pick up again at “pleases you.”
Weekly verse from The Calendar of the Soul:
RUDOLF STEINER: Now we arrive at the difficult task before us today. Yesterday I asked you to consider how you would prepare the lessons in order to teach the children about the lower and higher plants, making use of some sort of illustration or example. I have shown you how this can be done in the case of animals—with a cuttlefish, a mouse, a horse, and a person—and your botany lessons must be prepared in the same spirit. But let me first say that the correct procedure is to study the animal world before coming to terms with the natural conditions of the plants. In the efforts necessary to characterize the form of your botany lessons—finding whatever examples you can from one plant or another—you will become clear why the animal period must come first. Perhaps it would be a good idea if we first ask who has already given botany lessons. That person could speak first and the others can follow. Comment: The plant has something like an instinctive longing for the Sun. The blossoms turn toward the Sun even before it has risen. Point out the difference between the life of desire in animals and people, and the pure effort of the plant to turn toward the Sun. Then give the children a clear idea of how the plant exists between Sun and Earth. At every opportunity mention the relation of the plant to its surroundings, especially the contrast between plants and human beings, and plants and animals. Talk about the outbreathing and in-breathing of the plant. Allow the children to experience how “bad” air is the very thing used by the plant, through the power of the Sun, to build up again what later serves as food for people. When speaking of human dependence on food you can point to the importance of a good harvest, and so on. With regard to the process of growth it should be made clear that each plant, even the leaf, grows only at the base and not at the tip. The actual process of growth is always concealed. RUDOLF STEINER: What does it actually mean that a leaf only grows at the base? This is also true of our fingernails, and if you take other parts of the human being, the skin, the surfaces of the hands, and the deeper layers, the same thing applies. What actually constitutes growth? Comment: Growth occurs when dead matter is “pushed out” of what is living. RUDOLF STEINER: Yes, that’s right. All growth is life being pushed out from inside, and the dying and gradual peeling off of the outside. That is why nothing can ever grow on the outside. There must always be a pushing of substance from within outward, and then a scaling off from the surface. That is the universal law of growth—that is, the connection between growth and matter. Comment: Actually the leaf dies when it exposes itself to the Sun; it sacrifices itself, as it were, and what happens in the leaf also happens at a higher level in the flower. It dies when it is fertilized. Its only life is what remains hidden within, continuing to develop. With the lower plants one should point out that there are plants—mushrooms, for example—that are similar to the seeds of the higher plants, and other lower plants resemble more particularly the leaves of the higher plants. RUDOLF STEINER: Much of what you have said is good, but it would also be good in the course of your description to acquaint your students with the different parts of a single plant, because you will continually have to speak about the parts of the plant—leaf, blossom, and so on. It would therefore be good for the pupil to get to know certain parts of a plant, always following the principle that you have rightly chosen—that is, the study of the plant in relation to Sun and Earth. That will bring some life to your study of the plants; from there you should build the bridge to human beings. You have not yet succeeded in making this connection, because everything you said was more or less utilitarian—how plants are useful to people, for example—and other external comparisons. There is something else that must be worked out before these lessons can be of real value to the children; after you have made clear the connection between animal and human being, you must also try to show the connection between plant and human being. Most of the children are in their eleventh year when we begin this subject, and at this point the time is ripe to consider what the children have already learned—or rather, we must keep in mind that the children have already learned things in a certain way, which they must now put to good use. Then too you must not forget to give the children the kind of image of the plant’s actual form that they can understand. Comment: The germinating process should be demonstrated to the children—for example, in the bean. First the bean as a seed and then an embryo in its different stages. We could show the children how the plant changes through the various seasons of the year. RUDOLF STEINER: This should not really be given to your students until they are fifteen or sixteen years old. If you did take it earlier you would see for yourself that the children who are still in the lower grades cannot yet fully understand the germinating process. It would be premature to develop this germinating process with younger children—your example of the bean and so on. That is foreign to the child’s inner nature. I only meant to point out to the children the similarity between the young plant and the young animal, and the differences as well. The animal is cared for by its mother, and the plant comes into the world alone. My idea was to treat the subject in a way that would appeal more to the feelings. RUDOLF STEINER: Even so, this kind of presentation is not suitable for children; you would find that they could not understand it. Question: Can one compare the different parts of the plant with a human being? The root with the head, for example? RUDOLF STEINER: As Mr. T. correctly described, you must give plants their place in nature as a whole—Sun, Earth, and so on—and always remember to speak of them in relation to the universe. Then when you give the proper form to your lesson you will find that the children meet what you present with a certain understanding. Someone described how plants and human beings can be compared—a tree with a person, for example: human trunk = tree trunk; arms and fingers = branches and twigs; head = root. When a person eats, the food goes from above downward, whereas in a tree the nourishment goes from below upward. There is also a difference: whereas people and animals can move around freely and feel pleasure and pain, plants cannot do this. Each type of plant corresponds to some human characteristic, but only externally. An oak is proud, while lichens and mosses are modest and retiring. RUDOLF STEINER: There is much in what you say, but no one has tried to give the children an understanding of the plant itself in its various forms. What would it be like if, for example, you perhaps ask, “Haven’t you ever been for a walk during the summer and seen flowers growing in the fields, and parts of them fly away when you blow on them? They have little ‘fans’ that fly away. And you have probably seen these same flowers a little earlier, when summer was not quite so near; then you saw only the yellow leaf shapes at the top of the stem; and even earlier, in the spring, there were only green leaves with sharp jagged edges. But remember, what we see at these three different times is all exactly the same plant! Except that, to begin with, it is mainly a green leaf; later on it is mainly blossom; and still later it is primarily fruit. Those are only the fruits that fly around. And the whole is a dandelion! First it has leaves—green ones; then it presents its blossoms, and after that, it gets its fruit. “How does all this happen? How does it happen that this dandelion, which you all know, shows itself at one time with nothing but green leaves, another time with flowers, and later with tiny fruits? “This is how it comes about. When the green leaves grow out of the earth it is not yet the hot part of the year. Warmth does not yet have as much effect. But what is around the green leaves? You know what it is. It is something you only notice when the wind passes by, but it is always there, around you: the air. You know about that because we have already talked about it. It is mainly the air that makes the green leaves sprout, and then, when the air has more warmth in it, when it is hotter, the leaves no longer remain as leaves; the leaves at the top of the stem turn into flowers. But the warmth does not just go to the plant; it also goes down into the earth and then back again. I’m sure that at one time or another you have seen a little piece of tin lying on the ground, and have noticed that the tin first receives the warmth from the Sun and then radiates it out again. That is really what every object does. And so it is also with warmth. When it is streaming downward, before the soil itself has become very warm, it forms the blossom. And when the warmth radiates back again from the earth up to the plant, it is working more to form the fruit. And so the fruit must wait until the autumn.” This is how you should introduce the organs of the plant, at the same time relating these organs to the conditions of air and heat. You can now go further, and try to elaborate the thoughts that were touched on when we began today, showing the plants in relation to the outer elements. In this way you can also connect morphology, the aspect of the plant’s form, with the external world. Try this. Someone spoke about plant-teaching. RUDOLF STEINER: Some of the thoughts you have expressed are excellent, but your primary goal must be to give the children a comprehensive picture of the plant world as a whole: first the lower plants, then those in between, and finally the higher plants. Cut out all the scientific facts and give them a pictorial survey, because this can be tremendously significant in your teaching, and such a method can very well be worked out concerning the plant world. Several teachers spoke at length on this subject. One of them remarked that “the root serves to feed the plant.” RUDOLF STEINER: You should avoid the term serves. It’s not that the root “serves” the plant, but that the root is related to the watery life of earth, with the life of juices. It is however not what the plant draws out of the ground that makes up its main nourishment, but rather the carbon from the air. Children cannot have a direct perception of a metamorphosis theory, but they can understand the relationship between water and root, air and leaves, warmth and blossoms. It is not good to speak about the plants’ fertilization process too soon—at any rate, not at the age when you begin to teach botany—because children do not yet have a real understanding of the fertilization process. You can describe it, but you’ll find that they do not understand it inwardly. Related to this is the fact that fertilization in plants does not play as prominent a part as generally assumed in our modernday, abstract, scientific age. You should read Goethe’s beautiful essays, written in the 1820s, where he speaks of pollination and so on. There he defends the theory of metamorphosis over the actual process of fertilization, and strongly protests the way people consider it so terribly important to describe a meadow as a perpetual, continuous “bridal bed!” Goethe strongly disapproved of giving such a prominent place to this process in plants. Metamorphosis was far more important to him than the matter of fertilization. In our present age it is impossible to share Goethe’s belief that fertilization is of secondary importance, and that the plant grows primarily on its own through metamorphosis; even though, according to modern advanced knowledge, you must accept the importance of the fertilization process, it still remains true, however, that we are doing the wrong thing when we give it the prominence that is customary today. We must allow it to retire more into the background, and in its place we must talk about the relationship between the plant and the surrounding world. It is far more important to describe the way air, heat, light, and water work on the plant, than to dwell on the abstract fertilization process, which is so prominent today. I want to really emphasize this; and because this is a very serious matter and particularly important, I would like you to cross this Rubicon, to delve further into the matter, so that you find the proper method of dealing with plants and the right way to teach children about them. Please note that it is easy enough to ask what similarities there are between animal and humankind; you will discover this from many and diverse aspects. But when you look for similarities between plants and humankind, this external method of comparison quickly falls apart. But let’s ask ourselves: Are we perhaps on the wrong path in looking for relationships of this kind at all? Mr. R. came closest to where we should begin, but he only touched on it, and he did not work it out any further. We can now begin with something you yourselves know, but you cannot teach this to a young child. Before we meet again, however, perhaps you can think about how to clothe, in language suited to children, things you know very well yourselves in a more theoretical way. We cannot just take human beings as we see them in life and compare them with the plant; nevertheless there are certain resemblances. Yesterday I tried to draw the human trunk as a kind of imperfect sphere.2 The other part that belongs to it—which you would get if you completed the sphere—indeed has a certain likeness to the plant when you consider the mutual relationship between plants and human beings. You could even go further and say that if you were to “stuff ” a person (forgive the comparison—you will find the right way of changing it for children) especially in relation to the middle senses, the sense of warmth, the sense of sight, the sense of taste, the sense of smell, then you would get all kinds of plant forms.3 If you simply “stuffed” some soft substance into the human being, it would assume plant forms. The plant world, in a certain sense, is a kind of “negative” of the human being; it is the complement. In other words, when you fall asleep everything related to your soul passes out of your body; these soul elements (the I and the actual soul) reenter your body when you awaken. You cannot very well compare the plant world with the body that remains lying in your bed; but you can truthfully compare it with the soul itself, which passes in and out. And when you walk through fields or meadows and see plants in all the brightness and radiance of their blossoms, you can certainly ask yourselves: What temperament is revealed here? It is a fiery temperament! The exuberant forces that come to meet you from flowers can be compared to qualities of soul. Or perhaps you walk through the woods and see mushrooms or fungi and ask: What temperament is revealed here? Why are they not growing in the sunlight? These are the phlegmatics, these mushrooms and fungi. So you see, when you begin to consider the human element of soul, you find relationships with the plant world everywhere, and you must try to work out and develop these things further. You could compare the animal world to the human body, but the plant world can be compared more to the soul, to the part of a human being that enters and “fills out” a person when awaking in the morning. If we could “cast” these soul forms we would have the forms of the plants before us. Moreover, if you could succeed in preserving a person like a mummy, leaving spaces empty by removing all the paths of the blood vessels and nerves, and pouring into these spaces some very soft substance, then you would get all kinds of forms from these hollow shapes in the human body. The plant world is related to human beings as I have just shown, and you must try to make it clear to the children that the roots are more closely related to human thoughts, and the flowers more related to feelings—even to passions and emotions. And so it happens that the most perfect plants—the higher, flowering plants—have the least animal nature within them; the mushrooms and the lowest types of plant are most closely akin to animals, and it is particularly these plants that can be compared least to the human soul. You can now develop this idea of beginning with the soul element and looking for the characteristics of the plants, and you can extend it to all the varieties of the plant world. You can characterize the plants by saying that some develop more of the fruit nature—the mushrooms, for example—and others more of the leaf nature, such as ferns and the lower plants, and the palms, too, with their gigantic leaves. These organs, however, are developed differently. A cactus is a cactus because of the rampant growth of its leaves; its blossom and fruit are merely interspersed among the luxuriant leaves. Try now to translate the thought I indicated to you into language suited for children. Exert your fantasy so that by next time you can give us a vivid description of the plant world all over the Earth, showing it as something that shoots forth into herb and flower, like the soul of the Earth, the visible soul, the soul made manifest. And show how the different regions of Earth—the warm zone, the temperate zone, and the cold zone—each has its prevailing vegetation, just as in a human being each of the various spheres of the senses within the soul make a contribution. Try to make it clear to yourself how one whole sphere of vegetation can be compared with the world of sound that a person receives into the soul, another with the world of light, yet another with the world of smell, and so on.Then try to bring some fruitful thoughts about how to distinguish between annuals and perennials, or between the flora of western, central, and eastern European countries. Another fruitful thought that you could come to is about how the whole Earth is actually asleep in summer and awake in winter. You see, when you work in this way you awaken in the child a real feeling for intimacy of soul and for the truth of the spirit. Later, when the children are grown, they will much more easily understand how senseless it is to believe that human existence, as far as the soul is concerned, ceases every evening and begins again each morning. Thus they will see, when you have shown them, that the relationship between the human body and soul can be compared to the interrelationship between the human world and the plant world. How then does the Earth affect the plant? Just as the human body works, so when you come to the plant world you have to compare the human body with the Earth—and with something else, as you will discover for yourselves. I only wanted to give you certain suggestions so that you, yourselves, using all your best powers of invention, can discover even more before next time. You will then see that you greatly benefit the children when you do not give them external comparisons, but those belonging to the inner life.
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276. The Arts and Their Mission: Lecture VIII
20 May 1923, Oslo Tr. Lisa D. Monges, Virginia Moore Rudolf Steiner |
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I said I would draw this complete circle of the cosmic in the world of color. As I told you before, green appears as the dead image of life; in green life lies, as it were, concealed. Figure 1 If we take the flesh color of Caucasian man, which resembles spring's fresh peach-blossom color, we have the living image of the soul. |
And the circle is closed. I have apprehended green, flesh color, white and black in their aesthetic manifestation; they represent the self-contained life of the cosmos within the world of color. |
White, as dimmed light, is the gentlest shadow; black the heaviest. Green and peach-blossom are images in the sense of saturated surfaces; which makes them, also, shadowlike. |
276. The Arts and Their Mission: Lecture VIII
20 May 1923, Oslo Tr. Lisa D. Monges, Virginia Moore Rudolf Steiner |
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The day before yesterday I tried to show that the anthroposophical knowledge which accompanies an inner life of the soul does not estrange one from artistic awareness and creation. On the contrary, whoever takes hold of Anthroposophy with full vitality opens up within himself the very source of such activity. And I indicated how the meaning of any art is best read through its own particular medium. After discussing architecture, the art of costuming, and sculpture, I went on to explain the experience of color in painting, and took pains to show that color is not merely something which covers the surface of things and beings, but radiates out from them, revealing their inner nature. For instance, I pointed out that green is the image of life, revealing the life of the plant world. Though it has its origin in the plant's dead mineral components, it is yet the means whereby the living shows forth in a dead image. It is fascinating that life can thus reveal itself. In that connection, consider how the living human figure appears in the dead image of sculpture; how life can be expressed through dead, rigid forms. In green we have a similar case in that it appears as the dead image of life without laying claim to life itself. I shall repeat still other details from the last lecture in order to show how the course of the world moves on, then returns into itself; and shall do this by presenting the colors which make up its various elements: life, soul, spirit. I said I would draw this complete circle of the cosmic in the world of color. As I told you before, green appears as the dead image of life; in green life lies, as it were, concealed. If we take the flesh color of Caucasian man, which resembles spring's fresh peach-blossom color, we have the living image of the soul. If we contemplate white in an artistic way, we have the soul image of the spirit. (The spirit as such conceals itself.) And if, as artists, we take hold of black, we have the spiritual image of death. And the circle is closed. I have apprehended green, flesh color, white and black in their aesthetic manifestation; they represent the self-contained life of the cosmos within the world of color. If, artistically, we focus attention upon this closed circle of colors, our feeling will tell us of the need to use each of them as a self-contained image. Naturally, in dealing with the arts I must concern myself not with abstract intellect, but aesthetic feeling. The arts must be recognized artistically. For that reason I cannot furnish conceptual proof that green, peach-blossom, white and black should be treated as self-contained images. But it is as if each wants to have a contour within which to express itself. Thus they have, in a sense, shadow natures. White, as dimmed light, is the gentlest shadow; black the heaviest. Green and peach-blossom are images in the sense of saturated surfaces; which makes them, also, shadowlike. Thus these four colors are image or shadow colors, and we must try to experience them as such. The matter is quite different with red, yellow and blue. Considering these colors with unbiased artistic feeling, we feel no urge to see them with well-defined contours on the plane, only to let them radiate. Red shines toward us, the dimness of blue has a tranquil effect, the brilliance of yellow sparkles outward. Thus we may call flesh color, green, black and white the image or shadow colors, whereas blue, yellow and red are radiance or lustre colors. To put it another way: In the radiance, lustre and activity of red we behold the element of the vital, the living; we may call it the lustre of life. If the spirit does not wish merely to reveal itself in abstract uniformity as white, but to speak to us with such inward intensity that our soul can receive it, then it sparkles in yellow; yellow is the radiance or lustre of the spirit. If the soul wishes to experience itself inwardly and deeply, withdrawing from external phenomena and resting within itself, this may be expressed artistically in the mild shining of blue, the lustre of the soul. To repeat: red is the lustre of life, blue the lustre of the soul, yellow the lustre of the spirit. Colors form a world in themselves and we understand them with our feelings if we experience the lustre colors red, yellow, blue, as bestowing a gleam of revelation upon the image colors, peach-blossom, green, black and white. Indeed, we become painters through a soul experience of the world of color, through learning to live with the colors, feeling what each individual color tries to convey. When we paint with blue we feel satisfied only if we paint it darker at the edge and lighter toward the center. If we let yellow speak its own language, we make it strong in the center and gradually fading and lightening toward the periphery. By demanding this treatment, each reveals its character. Thus forms arise out of the colors themselves; and it is out of their world that we learn to paint sensitively. If we wish to represent a spiritually radiant figure, we cannot do otherwise than paint it a yellow which decreases in strength toward its edge. If we wish to depict the feeling soul, we can express this reality with a blue garment—a blue which becomes gradually lighter toward its center. From this point of view one can appreciate the painters of the Renaissance, Raphael, Michelangelo even Leonardo, for they still had this color experience. In the paintings of earlier periods one finds the inner or color-perspective of which the Renaissance still had an echo. Whoever feels the radiance of red sees how it leaps forward, how it brings its reality close, whereas blue retreats into the distance. When we employ red and blue we paint in color-perspective; red brings subjects near, blue makes them retreat. Such color-perspective lives in the realm of soul and spirit. During the age of materialism there arose spatial perspective, which takes into account sizes in space. Now distant things were painted not blue but small; close things not red but large. This perspective belongs to the materialistic age which, living in space and matter, prefers to paint in those elements. Today we live in an age when we must find our way back to the true nature of painting. The plane surface is a vital part of the painter's media. Above everything else, an artist, any artist, must develop a feeling for his media. It must he so strong that—for instance—a sculptor working in wood knows that human eyes must be dug out of it; he focuses on what is concave; hollows out the wood. On the other hand, a sculptor working in marble or some other hard substance does not hollow out; he focuses his attention on, say, the brow jutting forward above the eye; takes into consideration what is convex. Already in his preparatory work in plasticine or clay he immerses himself in his material. The sculptor in marble lays on; the woodcarver takes away, hollows out. They must live with their material; must listen and understand its vital language. The same is true of color. The painter feels the plane surface only if the third spatial dimension has been extinguished; and it is extinguished if he feels the qualitative character of color as contributing another kind of third dimension, blue retreating, red approaching. Then matter is abolished instead of—as in spatial perspective—imitated. Certainly I do not speak against the latter. In the age which started with the fifteenth century it was natural and self-evident, and added an important element to the ancient art of painting. But today it is essential to realize that, having passed through materialism, it is time for painting to return to a more spiritual conception, to return to color-perspective. In discussing any art we must not theorize but (I repeat) abide, feelingly, within its own particular medium. In speaking about mathematics, mechanics, physics, we must kill our feeling and use only intellect. In art, however, real perception does not come by way of intellect, art historians of the nineteenth century notwithstanding. Once a Munich artist told me how he and his friends, in their youth, went to a lecture of a famous art historian to find out whether or not they could learn something from him. They did not go a second time, but coined an ironical derogatory phrase for all his theorizing. What can be expressed through the vital weaving of colors can also be expressed through the living weaving of tones. But the world of tones has to do with man's inner life (whereas the sculptor in three-dimensional space and the painter on a two-dimensional plane express what manifests etherically in space). With the musical element we enter man's inner world, and it is extremely important to focus attention upon its meaning within the evolution of mankind. Those of my listeners who have frequently attended my lectures or are acquainted with anthroposophical literature know that we can go back in the evolution of mankind to what we call the Atlantean epoch when the human race, here on earth, was very different from today, being endowed with an instinctive clairvoyance which made it possible to behold, in waking dreams, the spiritual behind the physical. Parallel to this clairvoyance man had a special experience of music. In those ancient days music gave him a feeling of being lifted out of the body. Though it may seem paradoxical, the people of those primeval ages particularly enjoyed the chords of the seventh. They played music and sang in the interval of the seventh which is not today considered highly musical. It transported them from the human into the divine world. During the transition from the experience of the seventh to that of the pentatonic scales, this sense of the divine gradually diminished. Even so, in perceiving and emphasizing the fifth, a feeling of liberating the divine from the physical lingered on. But whereas with the seventh man felt himself completely removed into the spiritual world, with the fifth he reached up to the very limits of his physical body; felt his spiritual nature at the boundary of his skin, so to speak, a sensation foreign to modern ordinary consciousness. The age which followed the one just described—you know this from the history of music—was that of the third, the major and minor third. Whereas formerly music had been experienced outside man in a kind of ecstasy, now it was brought completely within him. The major and minor third, and with them the major and minor scales, took music right into man. As the age of the fifth passed over into that of the third man began to experience music inwardly, within his bounding skin. We see a parallel transition: on the one hand, in painting the spatial perspective which penetrates into space; on the other, in music, the scales of the third which penetrate into man's etheric-physical body; which is to say, in both directions a tendency toward naturalistic conception. In spatial perspective we have external naturalism, in the musical experience of the third “internal” naturalism. To grasp the essential nature of things is to understand man's position in the cosmos. The future development of music will be toward spiritualization, and involve a recognition of the special character of the individual tone. Today we relate the individual tone to harmony or melody in order that, together with other tones, it may reveal the mystery of music. In the future we will no longer recognize the individual tone solely in relation to other tones, which is to say according to its planal dimension, but apprehend it in depth; penetrate into it and discover therein its affinity for hidden neighboring tones. And we will learn to feel the following: If we immerse ourselves in the tone it reveals three, five or more tones; the single tone expands into a melody and harmony leading straight into the world of spirit. Some modern musicians have made beginnings in this experience of the individual tone in its dimension of depth; in modern musicianship there is a longing for comprehension of the tone in its spiritual profundity, and a wish—in this as in the other arts—to pass from the naturalistic to the spiritual element. Man's special relationship to the world as expressed through the arts becomes clear if we advance from those of the outer world, that is architecture, art of costuming, sculpture and painting, to those of the inner world, that is to music and poetry. I deeply regret the impossibility of carrying out my original intention of having Frau Dr. Steiner illustrate, with declamation and recitation, my discussion of the poetic art. Unfortunately she has not yet recovered from a severe cold. During this Norwegian lecture course my own cold forces me to a rather inartistic croaking, and we did not want to add Frau Dr. Steiner's. Rising to poetry, we feel ourselves confronted by a great enigma. Poetry originates in phantasy, a thing usually taken as synonymous with the unreal, the non-existent, with which men fool themselves. But what power expresses itself through phantasy? To understand that power, let us look at childhood. The age of childhood does not yet show the characteristics of phantasy. At best it has dreams. Free creative phantasy does not yet live and manifest in the child. It is not, however, something which, at a certain age in manhood, suddenly appears out of nothingness. Phantasy lies hidden in the child; he is actually full of it. What does it do in him? Whoever can observe the development of man with the unbiased eye of the spirit sees how at a tender age the brain, and indeed the whole of his organism, is still, as compared with man's later shape, quite unformed. In the shaping of his own organism the child is inwardly the most significant sculptor. No mature sculptor is able to create such marvelous cosmic forms as does the child when, between birth and the change of teeth, it plastically elaborates his organism. The child is a superb sculptor whose plastic power works as an inner formative force of growth. The child is also a musical artist, for he tunes his nerve strands in a distinctly musical fashion. To repeat: power of phantasy is power to grow and harmonize the organism. When the child has reached the time of the change of teeth, around his seventh year, then advances to puberty, he no longer needs such a great amount of plastic-musical power of growth and formation as, once, for the care of the body. Something remains over. The soul is able to withdraw a certain energy for other purposes, and this is the power of phantasy: the natural power of growth metamorphosed into a soul force. If you wish to understand phantasy, study the living force in plant forms, and in the marvelous inner configuratons of the organism as created by the ego; study everything creative in the wide universe, everything molding and fashioning and growing in the subsconscious regions of the cosmos; then you will have a conception of what remains over when man has advanced to a point in the elaborating of his own organism when he no longer needs the full quota of his power of growth and formative force. Part of it now rises up into the soul to become the power of phantasy. The final left-over (I cannot call it sediment, because sediment lies below while this rises upward)—the ultimate left-over is power of intellect. Intellect is the finely sifted-out power of phantasy, the last upward-rising remainder. People ignore this fact. They see intellect as of greater reality. But phantasy is the first child of the natural formative and growth forces; and because it cannot emerge as long as there is active growing, does not express direct reality. Only when reality has been taken care of does phantasy make its appearance in the soul. In quality and essential nature it is the same as the power of growth. In other words, what promotes growth of an arm in childhood is the same force which works in us later, in soul transformation, as poetic, artistic phantasy. This fact cannot be grasped theoretically; we must grasp it with feeling and will. Only then will we be able to experience the appropriate reverence for phantasy, and under certain circumstances the appropriate humor; in brief, to feel phantasy as a divine, active power in the world. Coming to expression through man, it was a primary experience for those human beings of ancient times of whom I spoke in the last lecture, when art and knowledge were a unity, when knowledge was acquired through artistic rites rather than the abstractions of laboratory and clinic; when physicians gained their knowledge of man not from the dissecting room but from the Mysteries where the secrets of health and disease, the secrets of the nature of man, were divulged in high ceremonies. It was sensed that the god who lives and weaves in the plastic and musical formative forces of the growing child continues to live in phantasy. At that time, when people felt the deep inner relationship between religion, art and science, they realized that they had to find their way to the divine, and take it into themselves for poetic creation; otherwise phantasy would be desecrated. Thus ancient poetic drama never presented common man, for the reason that mankind's ancient dramatic phantasy would have considered it absurd to let ordinary human beings converse and carry out all kinds of gestures on the stage. Such a fact may sound paradoxical today, but the anthroposophical researcher—knowing all the objections of his opponents—must nevertheless state the truth. The Greeks prior to Sophocles and Aeschylus would have asked: Why present something on the stage which exists, anyhow, in life? We need only to walk on the street or enter a room to see human beings conversing and gesturing. This we see everywhere. Why present it on a stage? To do so would have seemed foolish. Actors were to represent the god in man, and above all the god who, rising out of terrestrial depths, gave man his will power. With a certain justification our predecessors, the ancient Greeks, experienced this will-endowment as rising up out of the earth. The gods of the depths who, entering man, endow him with will, these Dionysiac gods were to be given stage presentation. Man was, so to speak, the vessel of the Dionysiac godhead. Actors in the Mysteries were human beings who received into themselves a god. It was he who filled them with enthusiasm. On the other hand, man who rose to the goddess of the heights (male gods were recognized as below, female gods in the heights), man who rose in order that the divine could sink into him became an epic poet who wished not to speak himself but to let the godhead speak through him. He offered himself as bearer to the goddess of the heights that she, through him, might look upon earth events, upon the deeds of Achilles, Agamemnon, Odysseus and Ajax. Ancient epic poets did not care to express the opinions of such heroes; opinions to be heard every day in the market place. It was what the goddess had to say about the earthly-human element when people surrendered to her influence that was worth expression in epic poetry. “Sing, oh goddess, the wrath of Achilles, son of Peleus”: thus did Homer begin the Iliad. “Sing, oh goddess, of that ingenious hero,” begins the Odyssey. This is no phrase; it is a deeply inward confusion of a true epic poet who lets the goddess speak through him instead of speaking himself, who receives the divine into his phantasy, that child of the cosmic forces of growth, so that the divine may speak about world events. After the times had become more and more materialistic, Klopstock, who still had real artistic feeling, wrote his Messiade. Inasmuch as man no longer looked up to the gods, he did not dare to say: Sing, oh goddess, the redemption of sinful man as fulfilled here on earth by the Messiah. He no longer dared to do this in the eighteenth century, but cried instead: “Sing, oh immortal soul, of sinful man's redemption.” In other words, he still possessed something which was lifted above the human level. His words reveal a certain bashfulness about what was fully valid in ancient times: “Sing, oh goddess, the wrath of Achilles, son of Peleus.” Thus the dramatist felt as if the god of the depths had risen, and that he himself was to be that god's vessel; the epic poet as if the Muse, the goddess, had descended into him in order to judge earthly conditions. The ancient Greek actor avoided presentation of the individual human element. That is why he wore high thick-soled shoes, cothurni, and used a simple musical instrument through which his voice resounded. He desired to lift the dramatic action above the individual-personal. I do not speak against naturalism. For a certain age it was right and inevitable. For when Shakespeare conceived his dramatic characters in their supreme perfection, man had arrived at presenting, humanly, the human element. Quite a different urge and artistic feeling held sway at that period. But the time has come when, in poetic art also, we must find our way back to the spiritual, to presenting dramatic figures in whom man himself, as a spiritual as well as bodily being, can move within the all-permeating spiritual events of the world. I have made a first weak attempt in my Mystery dramas. There human beings converse not as people do in the market place or on the street, but as they do when higher spiritual impulses play between them, and their instincts, desires and passion are crossed by paths of destiny, of karma, active through millennia in repeated lives. It is imperative to turn to the spiritual in all spheres. We must make good use of what naturalism has brought us; must not lose what we have acquired by having for centuries now held up, as an ideal of art, the imitation of nature. Those who deride materialism are bad artists, bad scientists. Materialism had to happen. We must not look down mockingly on earthly man and the material world. We must have the will to penetrate into this material world spiritually; nor despise the gifts of scientific materialism and naturalistic art; must—though not by developing dry symbolism or allegory—find our way back to the spiritual. Symbolism and allegory are inartistic. The starting point for a new life of art can come only by direct stimulation from the source whence spring all anthroposophical ideas. We must become artists, not symbolists or allegorists, by rising, through spiritual knowledge, more and more into the spiritual world. It can be attained quite specially if, in the art of recitation and declamation, we transcend naturalism. In this connection we should remember how genuine artists like Schiller and Goethe formed their poems. In Schiller's soul there lived an indefinite melody, and in Goethe's an indefinite picture, a form, before ever they put down the words of their poems. Often, today, the chief emphasis in recitation and declamation is placed on prose content. But that is only a makeshift. The prose content of a poem, what lies in the words as such, is of little importance; what is important is the way the poet shapes and forms it. Ninety-nine percent of those who write verse are not artists. In a poem everything depends on the way the poet uses the musical element, rhythm, melody, the theme, the imaginative element, the evocation of sounds. Single words give the prose content. The crux is how we treat that prose content; whether, for instance, we choose a fast or slow rhythm. We express joyful anticipation by a fast rhythm. If we say: The hero was full of joyful anticipation, we have prose even if it occurs in a poem. It is essential, in such an instance, to choose a rapidly moving rhythm. When I say: The woman was deeply sad, I have prose, even in a poem. But when I choose a rhythm which flows in soft slow waves, I express sorrow. To repeat, everything depends on form, on rhythm. When I say, The hero struck a heavy blow, it is prose. But if the poet speaks in fuller, not ordinary tones, if he offers a fuller u-tone, a fuller o-tone, instead of a's and e's, he expresses his intention in the very formation of speech. In declamation and recitation one has to learn to shape language, to foster the elements of melody, rhythm, beat, not prose content. One has also to gauge the effect of a dull sound upon a preceding light sound, and a light sound upon the following dark one, thus expressing a soul experience in the treatment of the speech sounds. Words are the medium of recitation and declamation: a little-understood art which we have striven to develop. Frau Dr. Steiner has given years to it. When we return to artistic feeling on a higher level we return to speech formation as contrasted with the modern emphasis on prose content. Nothing derogatory shall be said against prose content. Having achieved it through the naturalism which made us human, we must keep it. At the same time we must again become imbued with soul and spirit. Word-content can never express soul and spirit. The poet is justified in saying: “If the soul speaks, alas, it is no longer the soul that speaks.” For prose is not the soul's language. It expresses itself in beat, rhythm, melodious theme, image, and the formation of speech sounds. The soul is present as long as the poem expresses rising and falling inner movements. I make a distinction between declamation and recitation: two separate arts. Declamation has its home in the north; and is effective primarily through the weight of its syllables: chief stress, secondary stress. In contrast, the reciting artist has always lived in the south. In recitation man takes into account not the weight but the measure of the syllables: long syllable, short syllable. Greek reciters, presenting their texts concisely, experienced the hexameter and pentameter as mirrors of the relationship between breathing and blood circulation. There are approximately eighteen breaths and seventy-two pulse-beats per minute. Breath and pulse-beat chime together. The hexameter has three long syllables, the fourth is the caesura. One breath measures four pulse beats. This one-to-four relation appearing in the measure and scanning of the hexameter brings to expression the innermost nature of man, the secret of the relation of breath and blood circulation. This reality cannot be perceived with our intellect; it is an instinctive, intuitive-artistic experience. And beautifully illustrated by the two versions of Goethe's Iphigenie when spoken one after the other. We have done that often and would have done so today if Frau Dr. Steiner were not indisposed. Before he went to Italy, Goethe wrote his Iphigenie as Nordic artist (to use Schiller's later word for him), in a form which can be presented only through the art of declamation, chief stress, secondary stress, when the life of the blood preponderates. In Italy he rewrote this work. It is not always noticed, but a fine artistic feeling can clearly distinguish the German from the Roman Iphigenie. Because Goethe introduced the recitative element into his Northern declamatory Iphigenie, this Italian, this Roman Iphigenie asks for an altered reading. If one reads both versions, one after the other, the marvelous difference between declamation and recitation becomes strikingly clear. Recitation was at home in Greece where breath measured the faster blood circulation. Declamation was at home in the North where man lived in his inmost nature. Blood is a quite special fluid because it contains the inmost human element. In it lives the human character. That is why the Northern poetic artist became a declamatory artist. As long as Goethe knew only the North he was a declamatory artist and wrote the declamatory German Iphigenie; but transformed it when he had been softened to meter and measure through seeing the Italian Renaissance art which he felt to be Greek. I do not wish to spin theories, I wish to describe feelings which anthroposophists can kindle for the world of art. Only so shall we develop a true artistic feeling for everything. One more point. How do we behave on a stage today? Standing in the background we ponder how we would walk down a street or through a drawing-room, then behave that way on the stage. It is all right if we introduce this personal element, but it does lead us away from real style in stage direction, which always means taking hold of the spirit. On the stage, with the audience sitting in front, we cannot behave naturalistically. Art appreciation is largely immersed in the unconsciousness of the instincts. It is one thing if with my left eye I see somebody walk by, passing, from his point of view, from right to left, while, from mine, from left to right. It is quite another thing if this happens in the opposite direction. Each time I have a different sensation; something different is imparted. We must relearn the spiritual significance of directions, what it means when an actor walks from left to right, or from right to left, from back to front, or vice versa; must feel the impossibility of standing in the foreground when about to start a long speech. The actor should say the first words far back, then gradually advance, making a gesture toward the audience in front and addressing both the left and right. Every movement can be spiritually apprehended out of the general picture, and not merely as a naturalistic imitation of actions on the street or in the drawing-room. Unfortunately people no longer wish to make an artistic study of all this; they have become lazy. Materialism permits indolence. I have wondered why people who demand full naturalism—there are such—do not adopt a stage with four walls. No room has three. But with a four-wall set how many tickets would be sold? Through such paradoxes we can call attention to the great desideratum: true art in contrast to mere imitation. Now that naturalism has followed the grand road from naturalistic stage productions to the films (neither philistine nor pedant in this regard, I know how to value something for which I do not care too much) we must find the way back to presentation of the spiritual, the genuine, the real; must refind the divine-human element in art by refinding the divine-spiritual. Anthroposophy would take the path to the spirit in the plastic arts also. That was our intention in building the Goetheanum at Dornach, this work of art wrested from us. And we must do it in the new art of eurythmy. And in recitation and declamation. Today people do breathing exercises and manipulate their speech organism. But the right method is to bring order into the speech organism by listening to one's own rhythmically spoken sentence, which is to say, through exercises in breathing-while-speaking. These things need reorientation. This cannot originate in theory, proclamations and propaganda; only in spiritual-practical insight into the facts of life, both material and spiritual. Art, always a daughter of the divine, has become estranged from her parent. If it finds its way back to its origins and is again accepted by the divine, then it will become what it should within civilization, within world-wide culture: a boon for mankind. I have given only sketchy indications of what Anthroposophy wishes to do for art, but they should make clear an immense desire to unfold the right element in every sphere. The need is not for theory—art is not theory. The need is for living, fully living, in the artistic quality while striving for understanding. Such an orientation leads beyond discussion to genuine appreciation and creation. If art is to be fructified by a world-conception, this is the crux of the matter. Art has always taken its rise from a world-conception, from inner world-experience. If people say: Well, we couldn't understand the art forms of Dornach, we must reply: Can those who have never heard of Christianity understand Raphael's Sistine Madonna? Anthroposophy would like to lead human culture over into honest spiritual world-experience. |
34. Essays on Anthroposoph from Lucifer and Lucifer-Gnosis 1903-1908: The Human Aura
Rudolf Steiner |
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In those with more refined affects, tones of lighter red and green appear in the same places. It can be observed that the green tones become more frequent with increasing intelligence. Very intelligent people who are completely absorbed in satisfying their animal instincts have a lot of green in their aura. However, this green will always have a stronger or weaker touch of brown or brown-red. |
Bright yellow reflects clear thinking and intelligence; green is the expression of an understanding of life and the world. Children who are quick to grasp things have a lot of green in this part of their aura. |
34. Essays on Anthroposoph from Lucifer and Lucifer-Gnosis 1903-1908: The Human Aura
Rudolf Steiner |
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[ 1 ] A saying by Goethe that delicately explains the relationship between humans and the world is this: “We actually undertake in vain to express the essence of a thing. We become aware of effects, and a complete history of these effects would probably encompass the essence of that thing. We strive in vain to describe the character of a person; on the other hand, if we put together his actions, his deeds, we will be confronted with a picture of his character. Colors are deeds of light, deeds and suffering... Colors and light are in the most exact relationship to each other, but we must think of both as belonging to the whole of nature: for it is the whole of nature that wants to reveal itself to the eye in this way. In the same way, the whole of nature reveals itself to another sense... Thus nature speaks downwards to other senses, to known, unrecognized, unknown senses; thus it speaks to itself and to us through a thousand phenomena. To the attentive, it is never dead or mute.» [ 2 ] To fully appreciate the significance of this statement, , one need only consider how very differently the world must reveal itself to the lowest forms of life, which have only a kind of sense of touch or feeling spread over the entire surface of their bodies. Light, color and sound cannot be present for them in the same way that they are present for beings that are endowed with eyes and ears. The air vibrations that a shot from a gun causes may also have an effect on them if they are hit by them. An ear is necessary for these air vibrations to be perceived as a bang. And that certain processes, which reveal themselves in the fine substance called ether as light and color, require an eye. In this sense, the philosopher Lotze's statement applies: “Without a light-sensitive eye and a sound-sensitive ear, the whole world would be dark and silent. There would be no light or sound in it, just as a toothache would be impossible without a tooth nerve that can feel pain.» [ 3 ] The poet Robert Hamerling says in his philosophical book («Atomistik des Willens») about this insight: «If this does not make sense to you, dear reader, and if your your mind bends before this fact like a shy horse, then do not read another line; leave this and all other books that deal with philosophical matters unread; for you lack the necessary ability to take in a fact without prejudice and to hold it in your thoughts.» [ 4 ] But a conclusion necessarily follows from this fact. Goethe expresses it beautifully: “The eye owes its existence to light. From indifferent animal auxiliary organs, light calls forth an organ that becomes its equal; and so the eye is formed by light for light, so that the inner light may confront the outer.” This means nothing other than that the external processes that man perceives through the eye as light would be there even without the eye; this however creates the sensation of light from them. Man must never say that only that which he perceives exists; he must recognize that of all that exists, he can only perceive that for which he has organs. And with each new organ, the world must reveal new aspects of its nature. The naturalist Tyndall aptly describes this: “The effect of light in the animal kingdom seems to be only a change in chemical composition, as occurs in the leaves of plants. Gradually this effect is localized in individual pigment cells that are more sensitive to light than the surrounding tissue. The eye begins. It is initially able to reveal the differences between light and shadow that are produced by very close objects. Because the interruption of light is almost always followed by contact with the opaque nearby object, it must be concluded that seeing is a kind of anticipated feeling. The adaptation continues (in higher animals). A slight swelling of the skin forms above the pigment cells; a lens begins to form, and through an infinite number of adaptations, the sense of sight achieves a sharpness that ultimately reaches the perfection of the hawk or eagle eye. It is the same with the other senses.“ [ 5 ] How much of what is real is revealed to a being through sensation depends on the organs that have developed in it. Man must never say that only that which he can perceive is real. There may be many things that are real, but which he has no organs to perceive. And a man who declared only that which is ordinarily perceptible to the senses to be real would be like a lower animal that declared the unreality of colors and sounds, since it cannot perceive them. [ 6 ] Now every man knows of a real world which he cannot perceive with his ordinary senses. That is his own inner world. His feelings, impulses, passions and thoughts are real. They live in him. But no ear can hear them; no eye can see them. They are “dark and silent” for another, as Lotze says in the above quotation, “without a light-sensitive eye and without a sound-sensitive ear, the whole world would be dark and silent.” And this world ceases to be “dark and silent” as soon as there are sensitive eyes and ears. Only such a being can know that the world of colors and sounds arises from this “mute and dark” world, that it experiences this latter world by means of the eye and ear. Only direct experience can decide this. [ 7 ] Can someone who cannot perceive the real inner world of man as a sensation claim that it is impossible to perceive it? Anyone who recognizes the significance of the facts presented will do so. He will have to say to himself: whether this is possible is for those who have such a perception to decide, not for those who do not. For the eye-gifted, not the eyeless being, can give an account of the reality of the world of colors. This thought must be followed by the following, which Hamerling brilliantly summarizes in what he has to say in this direction: “Our sensory world is the world of effects. The active element in every being produces the idea in others, as a touch on the strings produces the sound. Every being is a harpist on foreign strings and, at the same time, a harp for foreign fingers.» [ 8 ] Just as external nature transforms the “indifferent animal organs” into the eye, in the sense of Goethe, so man can develop within himself the organs through which feelings, drives, instincts, passions, thoughts, etc. become a world of senses, a world of effects, just as air vibrations become sound perception through the ear, and ether vibrations become color perception through the eye. The paths that the soul must take to develop these senses will be discussed in a later issue of this journal. Here, we will say a few words about the perceptions of these “spiritual senses” themselves. [ 9 ] It is clear that only a part of a person is visible to the external eye. It is the part that is referred to as the physical body. This physical body consists of the same components as the external natural objects. And the physical and chemical forces that are also active in minerals are active in it. Now every thinking person will admit that the life of the soul can never be explained by these substances and their processes. The natural scientist Du Bois-Reymond expresses himself on this subject as follows: “It may seem, at a superficial glance, that by knowing the material processes in the brain, we could understand certain mental processes and dispositions. I include in this the memory, the flow and association of ideas, the consequences of practice, specific talents and the like. The slightest reflection teaches that this is an illusion. We would only be informed about certain inner conditions of the mental life, which are more or less equivalent to the outer conditions set by the sensory impressions, but not about the origin of the mental life through these conditions. What conceivable connection exists between certain movements of certain atoms in my brain on the one hand, and on the other hand the original, indefinable, undeniable facts for me: I feel pain, I feel pleasure, I taste sweetness, I smell the scent of roses, I hear the sound of an organ, I see red, and the equally immediate certainty that follows from this: So I am? It is simply inconceivable, forever and ever, that a number of carbon, hydrogen, nitrogen, oxygen, etc. atoms should not be indifferent to how they lie and move, how they lay and moved, how they lie and will move.” – Du Bois-Reymond is certainly wrong with what he concludes from this, but not with the fact itself. (Compare my book “Welt-und Lebensanschauungen im neunzehnten Jahrhundert”, Berlin, Siegfr. Cronbach, second volume, page 78 ff.) - It must be made clear what facts underlie such a statement. The natural scientist uses the external senses for his investigations. He does indeed strengthen their power by means of instruments, and he combines the facts they supply with his understanding, and determines their proportions by calculation; but the basis for everything he determines is external, sensuous observation. Now, this can indeed determine processes in the material world; or where these are too small to be perceived directly, they can be supplemented by hypotheses: but it can never perceive anything spiritual or mental. Du Bois-Reymond is therefore saying nothing other than that where the material process passes over into the mental, external sensory observation ceases. How carbon, oxygen, etc. atoms lie and move can be imagined in such a way because it is similar to perceivable material processes. “I feel pain, I feel pleasure, etc.” can no longer be grasped by the external senses. — A higher faculty of perception must intervene, just as the higher faculty of perception of the eye must intervene when the world of tactile sensations of the lower animal is to be supplemented by the world of color. - And for such a higher faculty of perception, a transition also takes place between physical processes and the “facts that cannot be denied: I feel pain, I feel pleasure, I smell the scent of roses, etc.” as between the movement of a rolling ivory ball and the state of the other, which, as a result of the impact of the first, passes from rest into motion. For this higher perceptive faculty, the physical human body is only the middle part of a larger body, in which the former is enveloped as in a cloud. And just as the physical eye perceives the ether vibrations emitted by the physical body as the colors of this body, so the spiritual eye perceives, through a corresponding mediation, the feelings, drives, passions and ideas, which are just as “undeniable facts” as the movements of carbon, hydrogen, etc. in the brain, [ 10 ] Through a special process of transformation, which will be described later, the inner world of causes of the human being presents itself to the “spiritual eye” as a world of effects in colors in the same way as the physical processes in the body present themselves to the external eye as color effects. The color effects that can be perceived by the “spiritual eye”, which radiate around the physical human being and envelop him like a cloud (perhaps in the shape of an egg), are called the human aura. It must be considered as much a part of the human being as the physical body. The size of this aura differs from person to person. But on average, one can imagine that the whole person is twice as long and four times as wide as the physical one. [ 11 ] A wide range of colors now floods this aura. And this flooding is a true reflection of inner human life. The individual colors are as varied as this. But certain permanent characteristics are expressed in the basic colors: talents, habits, character traits. [ 12 ] The aura is very different according to the various temperaments and dispositions of people; it also varies according to the degree of spiritual development. A person who gives himself completely to his animal instincts has a completely different aura than one who lives much in thought. The aura of a person with a religious disposition differs significantly from that of someone who is absorbed in the trivial events of the day. In addition, all changing moods, inclinations, joys and pains find expression in the aura. [ 13 ] The auras of different types of people must be compared with each other in order to understand the meaning of the color tones. First, take people who have strongly developed affects. They can be divided into two different types. Those who are driven to these affects primarily by their animal nature, and those in whom the same affects take on a more refined form, where they are, so to speak, strongly influenced by reflection. In the first type of person, brown and brown-red color currents of all shades flow through the aura in certain places. In those with more refined affects, tones of lighter red and green appear in the same places. It can be observed that the green tones become more frequent with increasing intelligence. Very intelligent people who are completely absorbed in satisfying their animal instincts have a lot of green in their aura. However, this green will always have a stronger or weaker touch of brown or brown-red. Unintelligent people show a large part of the aura flooded with brown-red or even dark blood-red currents. [ 14 ] The aura of calm, thoughtful people is very different from that of such emotional natures. The brownish and reddish tones recede; and various shades of green come to the fore. In thinkers, the aura shows a pleasant green undertone. This is how those people look who can be said to know how to find their way in every situation in life. [ 15 ] The blue color tones appear in devoted natures. (I would like to expressly note that I am happy to be corrected by other researchers. Observations in this field are, of course, uncertain. And this uncertainty cannot be compared with that which is possible in the physical field, although this is also very great, as researchers know. For comparison with my statements, I would like to draw your attention to the book by C. W. Leadbeater: “Man visible and invisible”, which was published in London in 1902 by the Theosophical Publishing Society. The more a person places his self in the service of a cause, the more significant the blue nuances become. In this respect, too, one encounters two quite different types of people. There are natures of little mental power, passive souls, who, as it were, have nothing to throw into the stream of world events except their “good nature”. Their aura glows in a beautiful blue. This is also the case with many devotional, religious natures. Compassionate souls and those who like to live out their existence in a state of well-being have a similar aura. If such people are also intelligent, green and blue currents alternate, or the blue itself may even take on a greenish nuance. It is the peculiarity of active souls, in contrast to passive ones, that their blue is imbued with bright colors from within. Inventive natures, those who have fruitful thoughts, radiate bright colors from an inner point, as it were. In general, everything that indicates mental activity has more the form of rays that spread from within; while everything that comes from animal life has the form of irregular clouds that flood the aura. [ 16 ] The color formations show different shades depending on whether the ideas that arise from an active soul are used to serve one's own animal instincts or ideal, objective interests. The inventive mind that uses all its thoughts to satisfy its sensual passions shows dark blue-red nuances; on the other hand, the one who selflessly puts his fertile thoughts into a factual interest shows light red-blue color tones. A life in the spirit, coupled with noble devotion and a capacity for self-sacrifice, reveal pink or light violet colors. [ 17 ] Not only the basic state of the soul, but also temporary emotions, moods and other inner experiences show their color waves in the aura. A sudden outburst of violent anger produces red waves; offended honor, which is expressed in a sudden outburst, can be seen appearing in dark green clouds. — But the color phenomena do not only occur in irregular cloud formations, but also in certain limited, regularly shaped figures. For example, a sudden attack of fear is shown by the aura from top to bottom by wavy stripes in blue color, which have a reddish shimmer. In a person who is waiting with tension for a certain event, one can see continuous red-blue stripes radiating from the inside outwards through the aura. [ 18 ] For an accurate spiritual perception, every sensation that a person receives from the outside must be noticed. People who are strongly stimulated by every external impression show a continuous flickering of small reddish spots and flecks in the aura. In people who do not feel vividly, these spots have an orange-yellow or even a beautiful yellow color. So-called “distracted” people show bluish spots of more or less changing shape. [ 19 ] The following is intended to show to what extent this aura, as characterized here, is a very composite phenomenon. It should also be shown how it is the expression of the whole being of the human being. The explanations given here should be considered as an introduction. [ 20 ] In the foregoing, the auric cloud within which the physical body of the human being is located has been described in some general terms. — For a more highly developed “spiritual vision,” three types of color phenomena can be distinguished within this “aura” that surrounds and radiates around the human being. First, there are colors that have more or less the character of opacity and dullness. However, when we compare these colors with those that our physical eye sees, they appear lively and transparent in comparison. Within the supersensible world itself, however, they make the space they fill comparatively opaque; they fill it like fog. — A second type of color is that which is, as it were, completely light. They illuminate the space they fill. This space itself becomes a space of light. The third type of colored appearance is quite different from these two. These have a radiant, sparkling, glittering character. They not only illuminate the space they fill, they also shine and radiate through it. There is something active, inherently mobile about these colors. The others have something in them that is at rest, immobile. These, on the other hand, generate themselves out of themselves, as it were, continually. - Through the first two types of color, space is filled as if with a fine liquid that remains calm in it; through the third, it is filled with a constantly fanning life, with never-resting activity. [ 21 ] These three color types are not located next to each other in the human aura; they are not located in separate parts of space; instead, they partially penetrate each other. At one point in the aura, all three types can be seen mixed together, just as a physical body, for example a bell, can be seen and heard at the same time. This makes the aura an extraordinarily complicated phenomenon. For, as it were, one has to deal with three auras that are located within each other and interpenetrate. (Aura of a higher order is not considered here.) But one can get a clear picture by directing one's attention alternately to one of these three auras. In the supersensible world one does something similar to what one does in the sensible world, for example, when one closes one's eyes to fully enjoy the impression of a piece of music. The “seer” has three kinds of organs for the three color types. And in order to observe one undisturbed by the others, he can open one or the other type of organ to the impressions and close the others. — In the beginning, a “seer” can only have developed one type of organ, that for the first type of color. Such a person can only see one aura; the other two remain invisible to him. Likewise, someone may be able to perceive the first two types, but not the third. — The higher level of the “gift of seeing” then consists in a person being able to observe all three auras and to direct his attention alternately to one or the other for the purpose of study. [ 22 ] The triple aura is the supersensory visible expression of the human being. For this being is composed of three members: the body, soul and spirit. The body is the transitory part of man; that which is born and dies. The spirit is the immortal part. After the death of the body, it experiences various states and conditions in realms that are not accessible to the external senses, in order to be reborn in a new body after a shorter or longer period of time. (More detailed information on the conditions between death and a new incarnation can be found in the essay “How Karma Works.”) The link between the perishable body and the imperishable spirit is the soul. One has to imagine that the impressions of the sensual external world are first received by the soul and then passed on to the spirit. The ear, for example, as a physical organ, receives an impression through an air vibration. The soul transforms this air vibration into the sensation of sound. Only through this experience does the human being inwardly — as a sensation — experience that which would otherwise be a mute process in the external air. — And within the human being, the spirit again perceives the sensation. In this way, it receives information about the sensuous, earthly world from the soul. The spirit cannot communicate directly with the sensuous world. The soul is its messenger. Through the soul, the immortal spirit of man enters into communication with the earthly world. (Those who seek more precise information about the relationship between spirit, soul and body will find it in my forthcoming book, “Theosophy.”) The soul is thus the actual bearer of what man experiences within himself between birth and death. The spirit preserves these experiences and carries them over from one embodiment to another. [ 23 ] The soul is influenced by two sides in man. The body influences it to convey the sensual-physical impressions. The spirit influences it from the other side, in order to impress upon it the eternal laws that are its own. The soul is connected, on the one hand, with the body, and on the other with the spirit. Therefore, in the living human being, one has to distinguish between a threefold inner life. The first includes everything that continually flows from the body to the soul; the second are the processes in the soul itself. The third are the influences that the soul experiences from the spirit. A simple example can make it clear how these three forms of human inner life differ. Let us assume that a person has not eaten for a long time. As a result, certain processes take place in the body that are not beneficial to his physical life. This has an effect on the soul as a feeling of hunger. [ 24 ] This feeling is a process in the soul; but the cause of it lies in the body. - Let us further assume that a person passes a person in need. He supports him. The cause for this lies in the realization of the spirit that man must help others. The soul carries out the action; the spirit gives the order. The soul feels compassion. This compassion is again a process in the soul. The cause for this lies in the spirit. Between these two types of soul experiences there is now a third. It is the one in which neither body nor spirit are directly involved. At first, the immediate stimulus of hunger repeatedly prompts a person to eat. But when he begins to reflect on the connection between hunger and his way of life, he regulates this way of life through thinking. He uses thinking, as it were, to take into account the needs of his sensuality. In this way, he makes his spiritual life independent of the immediate stimuli of sensual corporeality. The more undeveloped a person is, the more he will surrender to sensual stimuli. With higher development, he will increasingly place his inner life at the service of thinking, but in doing so, he will also become increasingly receptive to the influences of spirituality. An undeveloped person who must surrender to every stimulus of his body will be insensitive to the eternal laws of truth and goodness that come from the spirit. He will be completely absorbed in what his body demands of him. The more independent a person becomes of these influences, the more will that which is imperishable, eternally true and eternally good, shine forth in him. And he will ultimately recognize that he is there to place his powers, his abilities, all his actions at the service of the eternal. The first is that which is dependent on the bodily causes; the second is that part of the life of the soul which, to a certain extent, has made itself independent of every external stimulus through reflection, but which still absorbs itself in the satisfaction of the outer life; the third part, finally, is that which places its own life in the service of the eternal. In the undeveloped human being, the first part is predominant; in the more highly developed, the third comes to the fore. The average human being holds the middle between the two. [ 25 ] These three parts of the human inner life find expression in the triple aura in a way that is visible to the supernatural. The extent to which the soul is dependent on the body, and is influenced by its processes, is expressed in the dull, opaque color phenomena. A person who lives entirely according to his physical nature has this part of the aura particularly vividly developed. — Everything that has become independent of the direct influences of the body through education, through reflection, in short, through external culture, is expressed in the colors that illuminate the space in transparent brightness. And all the true spirituality of man, the selfless devotion to the true and good, in other words the treasures that man collects for eternity, appear in the sparkling, radiant color phenomena of the aura. [ 26 ] The first aura is a reflection of the influence that the body exerts on the soul of man; the second characterizes the soul's independent life, which has risen above the immediately sensuous, but is not yet dedicated to the service of the eternal; the third reflects the dominion that the eternal spirit has gained over the mortal human being. [ 27 ] For the “seer”, the degree of a person's development can be judged from the nature of their aura. If he meets an undeveloped person who is completely devoted to the respective sensual impulses, desires and momentary external stimuli, he will see the first aura in the most glaring colors; the second, on the other hand, is only weakly developed. Only sparse color formations can be seen in it; the third, however, is hardly indicated. Here and there a glimmering spark of color appears, indicating that the eternal also lives in this person as a predisposition, but that it will still need a long course of development – through many embodiments – before it will gain an outstanding influence on the outer life of this bearer. The more a person strips off his instinctive nature, the less conspicuous the first part of the aura becomes. The second part grows larger and larger and fills the color body, within which the physical human being lives, more and more completely with its luminous power. And the “servants of the Eternal” show the wondrous third aura, that part which testifies to the extent to which the human being has become a citizen of the spiritual world. For the divine itself radiates through this part of the human aura into the earthly world. People in whom this aura is developed are the flames through which the deity illuminates this world. They have learned to live not for themselves but for the eternal truth and good; they have wrested it from their narrow self, sacrificing themselves on the altar of the great world work. [ 28 ] Thus, the aura expresses what a person has made of himself in the course of his incarnations. [ 29 ] All three parts of the aura contain colors of the most diverse nuances. However, the character of these nuances changes with the degree of development of the human being. In the first part of the aura of the undeveloped instinctive human being, one can see all the nuances from red to blue. In him, these nuances have a dull, dirty character. The obtrusive red nuances indicate sensual desires, carnal lusts, and an addiction to the pleasures of the palate and stomach. Green nuances seem to be found primarily in those of a lower nature who tend towards dullness and indifference, who greedily indulge in every pleasure, but who nevertheless shy away from the efforts that would bring them to it. It is not a pleasant sight to see the sluggish street loafers in our big cities loitering around in their dirty green clouds. Certain modern professions, however, breed this kind of aura. A personal sense of self that is rooted entirely in base inclinations, that is, the lowest level of egoism, is manifested in dirty yellow to brown tones. Now it is clear that the animalistic life of the instincts can also take on a pleasing character. There is a purely natural capacity for self-sacrifice, which is found to a high degree in the animal kingdom. In the natural love of a mother, this development of an animalistic instinct finds its most beautiful completion. These selfless natural instincts are expressed in the first aura in shades of light red to pink. Cowardly timidity, nervousness in the face of obvious stimuli is shown by brown-blue or grey-blue colors in the aura. [ 30 ] The second aura again shows the most diverse color gradations. Brown and orange structures indicate a highly developed sense of self, pride and ambition. Bright yellow reflects clear thinking and intelligence; green is the expression of an understanding of life and the world. Children who are quick to grasp things have a lot of green in this part of their aura. Greenish yellow in the second aura seems to indicate a good memory. Rose-red indicates a benevolent, loving nature; blue is the sign of piety here. The more piety approaches religious fervor, the more the blue turns to violet. Idealism and a serious approach to life in a higher sense are seen as indigo blue. [ 31 ] The basic colors of the third aura are yellow, green and blue. Yellow appears here when the thinking is filled with high, comprehensive ideas that grasp the individual from the whole of the divine world order. This yellow then has a golden glow when the thinking is intuitive and it is given complete purity of sensual imagining. Green indicates love for all beings; blue is the sign of selfless willingness to sacrifice oneself for all beings. If this willingness to sacrifice oneself increases to the point of strong will, which actively places itself in the service of the world, then the blue lightens to light violet. If pride and the craving for honor still exist in a highly developed person, as the last remnants of personal egoism, then shades of yellow appear alongside those that play towards orange. It should be noted, however, that in this part of the aura the colors are quite different from the shades that a person is accustomed to seeing in the world of the senses. A beauty and sublimity confront the “seer” here, with which nothing in the ordinary world can be compared. [ 32 ] In the following, it will be shown how the various fundamental components of the human being are expressed through the auras described here. [ 33 ] The human aura can be understood by observing the human being. As a physical body, the human being is composed of the same substances that are found in the mineral world. And the forces that are active in this world are also active in him. The oxygen that the human being acquires through the breathing process is the same as that found in the air, in the liquid and solid components of the earth. And so it is with the substances that man takes in with his food. These substances and their powers can be studied in man as they are studied in other natural bodies. If we look at man in this way, we recognize him as a member of the mineral world. Furthermore, we can look at man in so far as he is a living being. He shows how the substances and forces of the mineral world build up an organism that takes the form of limbs, that grows and reproduces, whose parts work together in common activity. This way of being has in common with everything that lives. The question arises for anyone who devotes himself to such contemplation: how does a being live? A certain school of modern natural science makes it easy to answer this question. It simply says that the action of mineral substances and forces in a living organism is exactly the same as in inorganic nature, only much more complicated. According to this school, an organism has been understood when the complicated physical and chemical processes that take place within it have been understood. This view denies that there are special causes that transform the mineral substances and forces in the organism into life processes. A lively struggle developed in the nineteenth century against the advocates of a special life force. Clear thinking should have prevented this struggle. For just as no one should dispute that one understands a clock once one has grasped the mechanism of its parts, so too a clear-thinking representative of the life force could not object to the claim that one understands the organism in this sense scientifically if one knows the effectiveness of its substances and forces. But can anyone deny that the clock, which is completely comprehensible in mechanical terms, could not come into being without the clockmaker? Anyone who can really distinguish between the comprehensibility of an organism as a physical fact and the conditions of its origin cannot be in any doubt that the above comprehensibility affects the existence of special causes of life just as little as the existence of the watchmaker is affected by the mechanical comprehensibility of the watch. And just as the mechanic who wants to make the clock understandable does not need to describe the clockmaker, so the purely physical researcher does not need to take into account the special causes of life. But for those who delve deeper into the essence of phenomena, it becomes clear that the entities that make the physical organism appear physically comprehensible are not sufficient for the realization of the physical organism. That is why the perceptive speak of special causes of life. Life is something that is added to the physical effect in the organism and that eludes the senses and the intellect, which only adheres to the sensory facts. Life is the object of a special perception, just as the watchmaker is the object of a special perception. One must observe the organism with the “eyes of the spirit”, then the special causes of life, which elude sensory observation, reveal themselves. Those who observe with the “eyes of the spirit” have therefore called the natural builder of organisms “prana” (power of life). For them, the “life force” cannot be disputed, because for them it is a perception. And everything that is said against these defenders of a life force is only a fight against windmills. It will only be said as long as one misunderstands what they mean. In their sense, prana or the life force should be attributed to man, insofar as he is an organism, as the second link of his being, next to the physical-mineral body. [ 34 ] In sensation, one has given something that goes beyond mere life. Through life, a being builds its organism. Through sensation, it opens itself to the outside world. It is different when I say: I live, and it is different when I say: I perceive the world of colors around me. In order to become a sentient being, the organism must give its organs properties that go beyond their ability to sustain life and to reproduce life through it. What makes the living organism a sentient organism is what the researcher who sees with “spiritual eyes” calls the sentient body, or, as has become common among theosophists, the astral body. This name “astral”, which means “star-like”, comes from the fact that the supersensory image of it appears in the aura, the luminosity of which has been compared to that of the stars. Here, this part of the human being shall be called the sensory body, as the third limb of the human being. Within this sentient body, the individual life of a person appears. It expresses itself in pleasure and displeasure, joy and pain, in inclinations and aversions, etc. With a certain justification, everything that belongs to this is called the inner life of a being. The starry sky is outside in space, my living organism belongs to the same space. This organism is connected to the starry sky in its sensory organs. I experience the joy and the feeling of admiration for the starry sky within myself. I carry this within me, even when the starry sky has long since withdrawn from my sensory eye. What I confront as myself in relation to the outside world, what leads a life within itself, is the soul. And insofar as this soul appropriates the sensations, insofar as it appropriates processes that are given to it from the outside and transforms them into a life of its own, it may be called the sentient soul. This sentient soul fills the sentient body as it were; it transforms everything that it takes in from the outside into an inner experience. In this way, it forms a whole with the sentient body. This is why, in theosophical writings, it is referred to as the astral body. However, a thorough understanding will have to distinguish between the two. In the aura, the two can also be distinguished in that each color tone of the astral body is subject to two influences. One will depend on how the organs of the human being are formed, the other on how his soul, according to its inner nature, responds to external impressions. A person can have a good or bad eye. The picture he receives of an external object depends on this; he can be more or less sensitive in his soul, and this determines the feeling he experiences in his inner being through this picture. [ 35 ] Man does not stop at the impressions he receives from the outside world and the feelings he experiences through these impressions. He connects these impressions. In this way, overall images of what he perceives are formed in his soul. A person sees a stone fall; afterwards he sees that a cavity has formed in the ground at the place where the stone fell. He connects the two impressions. He says: the stone has hollowed out the earth. In this connection, thinking is expressed. Within the sentient soul, the thinking, intellectual soul comes to life. Only through it does the soul, through the influences of the outside world, create an image of this outside world that is regulated by itself. The soul continually carries out this regulation of its external impressions. And what it thus produces is a description of what it perceives, determined by its nature. That it is determined by its nature can be seen by comparing such a description with what is described. Two people can have the same object in front of them; their descriptions will be different according to the inner nature of their souls. They combine their impressions in different ways. [ 36 ] But descriptive thinking also leads man beyond his own life. He acquires something that extends beyond his soul. It is a matter of course for him that his descriptions of things are related to these things themselves. He orients himself in the world by thinking about it. He thereby experiences a certain correspondence between his own life and the order of the facts of the world. The rational soul thereby creates harmony between the soul and the world. In his soul, man seeks truth; and through this truth, not only does the soul express itself, but also the things of the world. What is recognized as truth through thinking has an independent significance, not merely one for the human soul. With my delight in the starry sky, I live alone in myself; the thoughts that I form about the paths of the heavenly bodies have the same significance for the thinking of every other person as for mine. It would be pointless to speak of my delight if I did not exist; but it is not pointless in the same way to speak of my thoughts even without reference to myself. For the truth that I think today was also true yesterday, and will also be true tomorrow, although I am only concerned with it today. If a realization gives me pleasure, this pleasure is only of significance as long as I experience it; the truth of this realization has its significance quite independently of this pleasure. In connection with the truth, the soul grasps something that carries its value within itself. And this value does not disappear with the soul's own experience; nor did it arise with it. There is an essential difference between descriptions in which the intellectual soul merely leaves itself to its combinations, and thoughts in which it submits to the laws of truth. A thought that acquires a significance beyond the inner life by being imbued with these laws of truth can only be regarded as knowledge. When truth shines into the intellectual soul, it becomes the conscious soul. Just as there are three parts to the body: the physical body, the life body and the sentient body, so too there are three parts to the soul: the sentient soul, the intellectual soul and the conscious soul. [ 37 ] The threefold aura is to be understood from these three members of the soul. For through these three members it becomes understandable that the inner life of man suffers influences from two sides. As a sentient soul, this inner life is dependent on the sentient body. The interplay between the sentient soul and the sentient body is expressed in the first of the three auras described. The combining intellectual soul, which lives in itself and in its experiences is completely subject to its nature, is expressed in the second aura; and the consciousness soul receives its supersensible-visible expression in the third, brightest aura. [ 38 ] In order to fully understand the nature of these auras, it is necessary to consider a fact that, when properly interpreted, opens up an understanding of the human being. — In the course of childhood development, a moment occurs in the life of a human being when he or she feels for the first time as an independent being in relation to the whole other world. For people with a fine sensibility, this is a significant event. The poet Jean Paul tells in his autobiography: “I will never forget the phenomenon in me, which I have never told anyone about, where I stood at the birth of my self-awareness, of which I know the place and time. One morning, as a very young child, I was standing under the front door and looking to the left at the woodpile when, suddenly, the inner vision, I am an I, came to me like a flash of lightning from heaven and has remained shining ever since: that was the first time my I had seen itself and forever. Deceptions of memory are hardly conceivable here, since no foreign narrative could mix with additions to an event that occurred only in the veiled sanctum of man, the novelty of which alone gave it permanence in such everyday circumstances.» — In his self-awareness, man has given what makes him an independent being. Self-awareness must therefore shed light on his entire being. From this starting point, one will therefore only be able to fully understand the meaning of the body and the soul. More about this at the end of this article. [ 39 ] There is a veiled holy of holies in man, which is designated by his self-consciousness. Anyone who realizes this will see that this word actually expresses the meaning of human existence. Self-consciousness is the ability to know oneself as an “I”. The following fact seems simple, but it contains an infinitely significant meaning: “I” is the only word that anyone can say only to himself. No one else can say it to the person; and he cannot say it to anyone else. Anyone else can use any other word in the same sense as I myself. What makes a person independent, separate from everything else, and with which he can only be with himself: that is what he calls his “I”. — This fact corresponds to a very specific phenomenon in the aura: no healer can see anything in the part of the aura that corresponds to the “I”. The consciousness of the “I” is indicated in the aura by a dark oval, a completely dark area. If one could look at this oval by itself, it would appear completely black. But one cannot do that. For one sees it through what has been called the first and second aura in the two previous essays. That is why it appears blue. The “I” of the completely undeveloped human being appears as a small blue oval. As the human being develops, it grows larger and larger; and in the average person of the present day it is about the same size as the rest of the aura. Within this blue oval, a special radiation now begins to emanate. All the other parts of the aura only reflect in a certain way what comes to the human being from outside. But the radiation mentioned is the expression of what the human being makes of himself. The first aura expresses that which works in man from the animal; the second that which he experiences in himself through the impressions of the world of sense; the third is an expression of the knowledge which he acquires from this world of sense. But that which begins to shine within the dark aura of the self is that which man acquires through his work on himself. No sensory world can give him the strength to do this. It must therefore flow to him from elsewhere. It flows to him from the spirit. The more the spirit flows to the human ego, the more it shines in the aura. And in contrast to the transient phenomena of the sensory world, the spirit is eternal, immortal. That which lives out itself in the other auras is also transient in the human being; that which shines in the aura of the I is the expression of his eternal spirit. It is the permanent in him that reappears in each subsequent embodiment (incarnation). We have recognized the consciousness soul as the third part of the soul. And within the consciousness soul, the “I” awakens. In the “I”, the eternal spirit of the human being awakens again. Like the body and the soul, the spirit is also tripartite. The highest part is the actual spiritual being (called “Atma” in theosophical literature). Just as the physical body is built from the substances and forces of the external physical world, so the spiritual being is built from those of the general spiritual world. He is a part of it, just as the physical body is a part of the physical world. And just as the physical body becomes a physical living being through the physical life force, so the spiritual being becomes a life spirit through the spiritual life force (called Budhi in theosophical literature). — And just as the physical body acquires knowledge of the physical world through the senses, so the spiritual being acquires knowledge of the spiritual world through the spiritual senses, which are called intuition. The sensory body of the physical world is therefore matched by a special sensory spirit in this higher realm. Just as the lower self-life begins with sensation, so does the higher with intuition. This spiritual self-life is therefore called the spirit self (in theosophical literature it is called the “higher manas”). [ 40 ] Man is therefore composed of the following parts: 1. The physical body, consisting of the physical body, the life body (the life force) and the sentient body; 2. < em>The soul, consisting of the sentient soul, the rational soul, and the consciousness soul, in which the “I” awakens; and 3. The spirit, consisting of the spirit self, the life spirit, and the spiritual human being. The sentient soul fills the sentient body and merges with it to form a whole. This becomes clear when one imagines the following: the fact that an impression of the external world evokes the color “red” is based on an activity of the sentient body. That the soul experiences this “red” within itself is due to the fact that the sentient soul is directly linked to the sentient body, and immediately makes the effect received from the outside its own. In the same way, the consciousness soul and the spirit self merge into a whole through the activity of the “I” itself. (Those who wish to learn more about all this will find information in my recently published book, Theosophy.) — Man's being is therefore rightly divided into the following seven parts (we have put the terms used in theosophical literature in brackets): 1. the physical body (Sthula sharira), 2. the life body (Linga sharira), 3. the sentient body connected with the sentient soul (astral body, Kama rupa), 4. the mind soul (lower Manas, Kama manas), 5. the spirit-filled consciousness soul that gives birth to the “I” (higher higher manas), 6. the life spirit (spiritual body, Budhi), 7. the spirit man (Atma). [ 41 ] It is clear from the above that the radiant spiritual aura is only very weakly indicated in the undeveloped human being and develops more and more the more perfect the human being becomes. Just as the three auras described correspond to the bearers of the “I”, so the I-aura itself becomes the bearer of the eternal spirit. Through the “I”, the human being becomes an independent, separate being. This develops the content of the spirit within itself; it fulfills itself with it. But this means that the “I” gives itself to the eternal All-Spirit. The stages that the “I” reaches in this devotion to the All-Spirit are expressed by the color nuances of the higher spirit aura. These nuances cannot be compared to physical colors in their radiant brilliance. A description of them cannot be given here. [ 42 ] For the sake of completeness, a part of the aura that has not yet been discussed should be mentioned. It is the part that corresponds to the life body. It fills approximately the same space as the physical body. The clairvoyant can only observe it if he has the ability to completely imagine away (suggerate away) the physical body. Then the life body (Linga sharira) appears as a complete double image of the physical body in a color that is reminiscent of that of the apricot blossoms. In this life body, a continuous inflow and outflow can be observed. The life force contained in the universe flows in, is consumed by the life process and flows out again. [ 43 ] This concludes the preliminary indications that can be given here about the human aura. Should anyone take offense at the fact that some of what has been said here seems to be at odds with what is otherwise expressed in theosophical literature, I would ask him to take a closer look. Behind the apparent differences, he will find a deeper harmony. However, it is better if each person describes exactly what he has to say. In this area, only good can come from weighing the statements of the individual observers against each other and mutually supplementing each other. We will not get anywhere by merely repeating the theosophical dogmas. However, the individual must be aware of his great responsibility with regard to his statements. On the other hand, it must be noted that at these heights of observation, errors in the details are quite possible; indeed, they are certainly much more likely here than in scientific observations in the sensory world. The writer of these remarks therefore asks for the appropriate indulgence from all those who have something to say in this field. |
134. The World of the Senses and the World of the Spirit: Lecture II
28 Dec 1911, Hanover Tr. Unknown Rudolf Steiner |
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Let us suppose that a man who has developed this feeling, this attitude of surrender, in a rather high degree, looks out over the fresh bright green of a meadow. At first sight he cannot distinguish the colours of any individual plants; the whole presents a general appearance of fresh green. |
You know that a green leaf, as it grows gradually higher and higher up in the plant, turns at last into the coloured flower-leaf or petal. |
So when the student beholds the leaf he sees that it is not yet finished, that it is trying to grow out beyond itself; he sees, in short, more than the green leaf gives him. The green leaf stimulates him to feel within him something of a budding and sprouting life. |
134. The World of the Senses and the World of the Spirit: Lecture II
28 Dec 1911, Hanover Tr. Unknown Rudolf Steiner |
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Yesterday we were considering the successive moods of soul that have to be attained if human thinking—if what is ordinarily called knowledge—is to enter the realm of reality, and we came to a condition of soul that we named surrender. In other words, a thinking that has risen to the conditions of soul we described before—a thinking, that is, which has become possessed of wonder, and has then learned what we called reverent devotion to the world of reality and finally what we called knowing oneself to be in wisdom-filled harmony with the phenomena of the world—if such a thinking be not able then to rise still further and enter the region we have described as a condition of surrender, it cannot come to reality. Now this surrender is only to be attained by making the resolute endeavour again and again to face for ourselves the inadequacy of mere thought. We have to take pains to stimulate and strengthen within us a mood that may be expressed as follows. It must be as though we were constantly saying to ourselves: I ought not to expect that my thinking can give me knowledge of the truth, I ought rather solely to expect of my thinking that it shall educate me. It is of the utmost importance that we should develop in us this idea, namely, that our thinking educates us. If you will really take this point of view as a practical rule of life you will find that there are many occasions when you are led to quite different conclusions from those that seem at first sight to be inevitable. I daresay there are not many of you who have made a thorough study of the philosopher Kant. It is not necessary. I only want here to refer to the fact that in Kant's most important and revolutionary work, “The Critique of Pure Reason,” you will always find proofs adduced both for and against a proposition in question. Take, for example, a statement such as the following. “The world once had a beginning in time.” You will find that Kant puts, perhaps on the other side of the same page, the statement: “The world has always existed, from all eternity.” And then he proceeds to adduce valid proofs for both statements, notwithstanding that the one obviously expresses the very opposite of the other. That is to say, Kant proves in the same manner that the world has had a beginning and that it has had no beginning. He calls this method of reasoning “Antinomy” and thinks it is itself an evidence that the human faculty of knowledge has boundaries, seeing that man is forced thereby to arrive at contradictory conclusions. And, of course, he is right, so long as one expects by thinking to come to conformity with some objective reality. So long as we give ourselves up to the belief that by thinking or by the elaboration of concepts or, let us say, by the elaboration in thought of experiences we have in the world, we can come to reality, so long are we indeed in desperate case, if someone comes forward and shows us that a particular statement and its exact opposite can equally well be proved. For if this is so, how are we ever to arrive at Truth? If, however, we have learned that where the situation demands a decisive pronouncement, thinking can come to no conclusion about reality, if we have persistently educated ourselves instead to look upon thinking as a means to become wiser, as a means to take in hand our own self-education in wisdom, then it does not disturb us at all that at one time one thing can be proved and at another time its opposite can be proved. For we very soon make the following discovery. The fact that the elaboration of concepts does not, so to say, expose us in the least to the onset of reality, is the very reason why we are able to work with perfect freedom within the sphere of concepts and ideas and to carry on our own self-education by this means. If we were perpetually being corrected by reality, then the elaboration of concepts would not afford us a means of educating ourselves in this manner in perfect freedom. I would like to ask you to give careful consideration to this fact. Let me repeat it. The elaboration of concepts affords us a means of effective and independent self-education, and it can only do so because we are never disturbed in the free elaboration of concepts by the interference of reality. What do I mean when I say we are not disturbed? What sort of disturbance could reality make in the free elaboration of concepts? We can picture to ourselves a little what such a disturbance would be like if we contrast—purely hypothetically for the moment, though, as we shall see later, it does not need to remain entirely in the realm of hypothesis—our human thinking with divine thinking. For we can say, can we not, that it is impossible to conceive of divine thinking as having nothing to do with reality. When we try to picture the thinking of the Gods, we can only conceive of it—still speaking for the moment purely hypothetically—as intervening in reality, as influencing reality. And this leads inevitably to the following conclusion. When a human being makes a mistake in his thinking, then it is a mere logical mistake, it is nothing worse. And when, later on, he comes to see that he has made a mistake he can correct it; and he will at the same time have accomplished something for his self-education, he will have grown wiser. But now take the case of divine thinking. When divine thinking thinks correctly, then something happens; and when it thinks falsely, then something is destroyed, something is annihilated. So that if we had a divine thinking, then with every false concept we should call forth a destructive process, first of all in our astral body, then in our etheric body and thence also in our physical body. If we had active divine thinking, if our thinking had something to do with reality, then a false concept would have the result that we should, as it were, stimulate inside us a drying up process in some part or other of our body, a hardening process. You will agree, it would be important to make as few mistakes as possible; for it might not be long before we had made so many mistakes that our body would have become quite dried up and would fall to pieces. We should, in fact, soon find it crumble away if we transformed into reality the mistakes in our thinking. We actually only maintain ourselves in real existence through the fact that our thinking does not work into reality, but that we are protected from the penetration of our thinking into reality. Thus we can make mistake after mistake in our thinking. If later we correct these mistakes we have thereby educated ourselves, we have grown wiser, and we have not at the same time committed devastation with our mistakes. As we strengthen ourselves more and more with the moral force of such a thought as this we learn to know the nature of the “surrender” of which I spoke and we come at last to a point where we do not at critical moments of life, turn to thinking, in the hope to gain knowledge and understanding of external things. That sounds strange, I know, and at first sight it seems as though it would be quite impossible. How can we refuse to have recourse to thinking? And yet, although it is impossible to take such a line absolutely, we can take it under certain conditions. Constituted as we are as human beings in the world, we cannot on every occasion suspend judgment on the things of the world. We have to judge and form opinions—we shall see in the course of these lectures why that is so—we have to act in life and cannot always wait to penetrate to the depths of reality. We must judge—but we should educate ourselves to exercise caution in accepting as finally true the judgments and opinions we form. We should, as it were, be continually looking over our own shoulder and reminding ourselves that where we are applying our keenest intellect, just there we are treading on very uncertain ground and are perpetually liable to make mistakes. That is a hard saying for cocksure people! They think they will never get anywhere at all if they are to doubt whether the opinion they form on some event is conclusive. Observe a little and you will see that very many people, when some statement is made, think it necessary at once to say: “But what I think is this”—or when they see something, to say: “I don't like that!” or “I like it!” This kind of attitude must be given up by anyone who does not rest content to go through life with easy self-assurance; it must be given up if we want to set the course of our inner life in the direction of reality. What we have to do is to cultivate an attitude of mind which may be characterised in the following words: “Obviously I have, of course, to live my life, and this means I must form judgments and conclusions. I will, therefore, employ my power of judgment in so far as the practice of life makes this necessary, but I will not use it for the recognition of truth. For that I will be for ever looking cautiously over my shoulder, I will always receive with some degree of doubt every judgment that I happen to make.” But how are we then to arrive at any thought about truth, if not by forming judgments in the ordinary way? We have already indicated yesterday the right attitude of mind, when we said that we ought to let the things speak, let the things themselves tell their secrets. We have to learn to adopt a passive attitude to the things of the world, and let them speak out their own secrets. A great deal of error would be avoided if men would do this. We have a wonderful example in Goethe, who, when he wants to investigate truth, does not allow himself to judge but tries to let the things themselves utter their own secrets. Let us suppose we have two men, one who judges and the other who lets the things tell their own secrets. We will select a very clear and simple example. One man sees a wolf and describes it. He finds that there are other animals besides which look like this wolf, and he arrives in this manner at the general concept “wolf.” And now he can go on to form the following conclusion. He can say to himself: In reality there are many individual wolves; the general concept of “wolf” which I make in my mind, wolf as such, does not exist; only individual wolves exist in the world. Such a man will easily state it as his opinion that we have really only to do with individual wolf beings, and the general concept of wolf which one holds as an idea is not anything real. There you have a striking example of a man who merely judges and forms opinions. This is the kind of conclusion he develops. And how about the man, on the other hand, who lets reality speak for itself? How will he think of that invisible quality of wolf which is to be found in every single wolf and which characterises all wolves alike? He will look at it in this way. He will say to himself: Let me consider a lamb and compare it with a wolf. I am not going to formulate any judgment on the matter, I am simply going to let the facts speak. And now, let us imagine this man has the opportunity to see with his own eyes how the wolf eats up the lamb. He sees the event take place before him. Then he would have to say to himself: “The substance which before was running about as lamb is now inside the wolf, it has been absorbed into the wolf.” It needs no more than the perception of this fact to see how real the wolf nature is! For if we were to rely on what we can follow with our external senses we might easily be led to the conclusion that if a wolf were deprived of all other food and were to eat nothing but lamb he must gradually—for the metabolism that goes on inside him will produce this result—he must gradually come to have in him nothing but lamb substance. As a matter of fact, however, he never becomes a lamb, he remains always a wolf. That shows quite unmistakably, if one judges the matter rightly, that the material part of the wolf has been quite erroneously assumed to constitute “wolf” as such. When we let ourselves be taught by the external world of facts, then it shows us that besides what we have before us as material substance in the wolf there is something else, something we cannot see and that yet is real in the highest degree. And this it is which brings it about that when the wolf eats nothing but lamb he does not become lamb but remains wolf. All of him that is merely perceptible to the senses has come from lambs. It is difficult sometimes to draw a sharp line of demarcation between judging and letting ourselves be taught by reality. When, however, the difference has once been grasped and when judgment is only employed for the ends of practical life, while for an approach to reality the attitude is taken of allowing ourselves to be taught by the things of the world, then we gradually arrive at a mood of soul which can reveal to us the true meaning of “surrender.” Surrender is a state of mind which does not seek to investigate truth from out of itself, but which looks for truth to come from the revelation that flows out of the things, and can wait until it is ripe to receive the revelation. An inclination to judge or form opinions wants to be continually arriving at truth at every step; surrender, on the other hand, does not set out to force an entrance, as it were, into this or that truth, rather do we seek to educate ourselves and then quietly wait until we attain to that stage of maturity where the truth flows to us from the things of the world, coming to us in revelation and filling our whole being. To work with patience, knowing that patience will bring us further and further in wise self-education—that is the mood of surrender. And now we must go on to consider the fruits of this surrender. What do we attain when we have gone forward with our thinking from wonder to reverence, thence to feeling oneself in wisdom-filled harmony with reality and finally to the attitude of surrender—what do we attain? We come at last to this. As we go about the world and observe the plants in all their greenness and admire the changing colours of their blossoms, or as we contemplate the sky in its blueness and the stars with their golden brilliance—not forming judgments but letting the things themselves reveal to us what they are—then if we have really succeeded in learning this “surrender,” all things in the world of sense become changed for us, and something is revealed to us in the world of the senses, for which we can find no other word than a word taken from our own soul life. Suppose this line (a—b) represents the world of the senses as it shows itself to our view. Suppose you are standing here (c) and you behold the world of the senses spread out before you like a veil. This line (a—b) is intended to represent the tones that work upon your ear, the colours and forms that work upon your eye, the smells and tastes that work upon your other organs, the hardness and softness, etc., etc.—in short, the whole world of the senses. In ordinary life we stand in the world of the senses and we apply to it our faculty of judgment. How else do all the sciences arise? Men approach the world of the senses and by many kinds of methods they investigate the laws that prevail there. You will, however, have gathered from all that we have been saying that such a procedure can never lead one into the world of reality, because judgment is not a leader at all; it is only by educating one's thinking, it is only by following the path of wonder and of reverence, etc., that one can ever penetrate to the world of reality. Then the world of the senses changes and becomes something entirely new. And it is important that we should make discovery of this if we would gain any knowledge of the real nature of the sense world. Let us suppose that a man who has developed this feeling, this attitude of surrender, in a rather high degree, looks out over the fresh bright green of a meadow. At first sight he cannot distinguish the colours of any individual plants; the whole presents a general appearance of fresh green. Such a man, if he has really brought the attitude of surrender to a high degree of development, will perforce feel within him at the sight of the meadow an inner sense of balance; he cannot help being moved to feel this mood of balance—a balance that is not dead but quick with life, we might compare it to a gentle and even flow of water. He cannot help but conjure up this picture before his soul. And it is the same with every taste, every smell and every sense-perception; they inevitably call up in his soul a feeling of inner movement and activity. There is no colour and no tone that does not speak to him; everything says something, and says it in such a way that he feels bound to give answer with inner movement and activity—not with judgment or opinion but with movement, active, living movement. In short, a time comes for such a man when the whole world of the senses flings off, as it were, its disguise and reveals itself to him as something he cannot describe with any other word than will. Everything in the world of the senses is will, strong and powerful currents of will. I want you to mark this particularly. The man who has attained in any high degree to surrender, discovers everywhere in the world of the senses ruling will. Hence it is that a man who has developed in himself even a small measure of this quality of surrender, feels pain if he suddenly sees a person coming towards him wearing some startling new fashion of colour. He cannot help experiencing this inner movement and activity in response to what approaches him from outside; he is sensible of will in everything and he feels united with the whole world through this will. The world of the senses thus becomes, as it were, a sea of infinitely differentiated will. And this means that while other-wise we only feel it as spread out around us, this world of the senses begins to have for us a certain thickness or depth. We begin to look behind the surface of things, we begin to hear behind the surface of things—and what we see and hear is will, flowing will. For the interest of those who have read Schopenhauer I will here remark that Schopenhauer divined this ruling will in a one-sided way in the world of sound; he described music as differentiated workings of will. But the truth is that for the man who has learned surrender, everything in the world of the senses is Ruling Will. And now when a man has learned to detect everywhere in the world of the senses this ruling will he can go further, he can penetrate to secrets that lie hidden behind the world of the senses and that are otherwise inaccessible to him. If we would understand aright the nature of the next step we must ask ourselves the question: How is it we gain any knowledge at all of the sense world? The answer is simple: By means of our senses. By means of the ear we acquire knowledge of the world of sound, by means of the eye knowledge of the world of colour and form, and so on. We know the sense world through the medium of our sense organs. A man who confronts this world of the senses in an ordinary everyday manner receives impressions of it and then forms his judgments. The man who has learned surrender receives impressions in the first place through his senses; and then he feels how there streams across to him from the objects active, ruling will; he feels as if he were swimming, together with the objects, in a sea of ruling will. And when a man has come to this point and feels the presence and sway of will in the objects before him, then his own evolution drives him on of itself to the next higher stage. For then, having experienced all the previous stages leading up to surrender—the stages we have called feeling oneself in harmony with the wisdom of the world, and before that reverence, and before that wonder—then, through the penetration of these conditions into the last gained condition of surrender, he learns how to grow together with the objects with his etheric body also, which stands behind the physical body. He grows together with the objects with his physical body, that is with his sense organs, in the active ruling will. When we see, hear, smell, etc., then as men of surrender we feel the ruling will streaming into us through our eyes and ears, we feel ourselves in true correspondence with the objects. But behind the physical eye is the etheric body of the eye, and behind the physical ear is the etheric body of the ear. We are filled through and through with our etheric body. And just as the physical body grows together with the objects of the sense world when man penetrates to the ruling active will, so too can the etheric body. And when this takes place man finds that he has an altogether new way of beholding the world. The world has undergone a still greater change for him than was the case when he penetrated through sense appearance to the ruling will. When our etheric body grows together with the objects of the world, then we have the impression that we cannot let these objects remain as they are in our ideas and in our conceptions and thoughts. They change for us as soon as we come into relation with them. Suppose a man who has already experienced the mood of surrender in his soul is looking at a green leaf, full of sap. He turns the eye of his soul upon the object before him, and at once he finds he cannot leave it as it is, this juicy green leaf; the moment he beholds it he feels that it grows out beyond itself, he feels how it has in it the possibility to become something quite different. You know that a green leaf, as it grows gradually higher and higher up in the plant, turns at last into the coloured flower-leaf or petal. The whole plant is really no more than a transformed leaf. You may learn this from Goethe's researches into nature. So when the student beholds the leaf he sees that it is not yet finished, that it is trying to grow out beyond itself; he sees, in short, more than the green leaf gives him. The green leaf stimulates him to feel within him something of a budding and sprouting life. Thus he grows together—quite literally—with the green leaf, feeling in himself, too, a budding and a sprouting of life. But now suppose he is looking at the dry and withered bark of a tree. If he is to grow together with that he cannot do otherwise than be overcome with a feeling of death. In the withered bark he sees—not more, but less than is there in reality. If anyone looks at the bark from the point of view of external appearance alone he can admire it, it can give him pleasure, in any case he does not see in the dead bark something that shrivels him, piercing him, as it were, in the soul and filling it with thoughts of death. There is nothing in the whole world that does not, when the etheric body grows together with it, give rise to feelings either of growing, sprouting, becoming, or of decaying and passing away. Everything shows itself in one or other aspect. Suppose, for example, a man who has attained to surrender and has then progressed a further step turns his attention to the human larynx. He will have a strange impression. The larynx will appear to him to be an organ that is quite in the beginning of its evolution and has a great future before it. From what the larynx itself tells, he will feel that it is like a seed, not at all like a fruit or like a withered object, but like a seed. He knows quite clearly from what the larynx itself brings to expression that a time must come in human evolution when the larynx will be completely transformed, when it will be of such a nature that whereas now man only utters the word, he will one day give birth to man. The larynx is the future organ of birth, the future organ of procreation. Now man brings forth the word by means of the larynx, but the larynx is the seed that will in future times develop to bring forth the whole human being—that is, when man is spiritualised. The larynx expresses this quite directly when one lets it tell what it is. Other organs of the human body show us that they have long ago passed their zenith, and we see that they will in future times be no longer present in the human organism. Such a vision is compelled to behold everywhere on the one hand a growing, a coming into being, and on the other hand a dying away. It sees both as processes going on into the future. Budding, sprouting life—death and decay; those are the two things that we find intermingled with one another all around us when we attain to this union of our etheric body with the world of reality. In connection with this power of vision man has to undergo, when he is a little further on, a very hard test. For with each single being that he meets and that makes itself known to him he will always find that while some parts of the being arouse in him the feeling of budding and sprouting life, other contents or parts give him the feeling of death. Everything that we see behind the world of the senses makes itself known to us as proceeding from one or other of these two fundamental forces. In occultism what we behold in this way is called the world of coming into existence and of passing away. And so, when we confront the world of the senses we are looking into the world of arising and passing away, and what lies behind is Ruling Wisdom. Behind Will is Wisdom! I say expressly ruling wisdom, for the wisdom man brings into his ideas is as a rule not active at all, but a wisdom that is merely thought. The wisdom man acquires when he looks behind the active will is united with the objects; and in the kingdom of objective things, wherever wisdom rules, it does really rule and the effects of its working find actual expression. When it, so to speak, withdraws from reality, then begins the dying process; where it flows into reality, there you find a coming into existence, there you find budding, sprouting life. We can mark off these worlds in the following way (see diagram 1). We look at the sense world and we see it first as A, and then we look at B which is behind the sense world—the world of ruling wisdom. From out of this world is taken the substance of our own etheric body, what we behold outside us as ruling wisdom—that we behold, too, in our etheric body. And in our physical body we behold, not merely what sense appearance shows, but also ruling will, for everywhere in the sense world we see ruling will. Yes, the strange thing is that if we have attained to surrender, then when we meet another man and look at him, his colour, whether it be inclined to red or yellow or green, does not seem to us merely red or yellow or green, but we grow together for example, with the rosy-cheekedness of his countenance. We feel the ruling will there, and all that lives and weaves in him, as it were, shoots across to us through the medium of the colour in his cheeks. People who are naturally inclined to observe and note rosy cheeks will say that a rosy-cheeked person is alone healthy. We approach our fellow-man in such a way as to see in him the ruling will. And we may now say, turning to our diagram, that our physical body, which we will denote by this circle here, is taken from the world A, the world of ruling will. Our etheric body, on the other hand, which I will denote with this second circle, is taken from the world of ruling wisdom, the world B. Here you have, then, the connection between the world of ruling wisdom that is spread around us, and our own etheric body—and the world of ruling will that is spread around us, and our own physical body. Now in ordinary life man does not know of these connections, the power to do so is taken from him. The connections are there all the time, but they are, as it were, withheld from man, he can have no influence upon them. How is this? As a matter of fact there are opportunities in life where our thoughts and whatever we develop in the way of judgments and opinions are not so harmless for our own reality as they are in everyday existence. In the ordinary everyday waking condition, good Gods have seen to it that our thoughts have not too bad an influence on our own reality; they have withheld from us the power our thoughts might otherwise exercise upon our physical body and etheric body; and it would really go very hardly with us in the world if it were not so If thoughts—let me emphasise once more—were to signify in the world of man what the thoughts of the Gods do in reality signify, then man would evoke inside him with every error in thought a slight death process, and little by little he would be quite dried up. And as for an untruth! If with every lie he told man had to burn up the corresponding bit of his brain—as would have to happen if man had power to work into the world of reality—then we should soon see how long his brain lasted! Good Gods have withheld from our soul the power over our etheric body and physical body. But that cannot be so all the time. For were we never to exercise any influence from our soul upon our physical and etheric body then we should quickly come to an end of the forces that are in these bodies, we should have a very short life. For in our soul, as we shall see in the course of these lectures, are contained the forces that must flow ever and again into the physical and etheric body, the forces we need in our etheric body. This inflow of forces takes place at night when we are asleep. In the night there flow to us from the universe, coming to us by way of our ego and astral body, the currents that we need to dispel fatigue. There you have in actual fact the living connection between the worlds of will and of wisdom and the physical and etheric bodies of man. For into these worlds vanish during sleep the astral body and ego. They enter into these worlds and build there centres of attraction for substances which have then to flow out of the world of wisdom into the etheric body and out of the world of will into the physical body. This must go on in the night. For if man were present in his consciousness, this instreaming could not happen rightly. If ordinary man were conscious during sleep, if he were present with all his errors and vices, with all the bad things he has done in the world, then this would create a strange apparatus of attraction in those other worlds for the forces that are to stream in. Then tremendous disturbances would be set up in the physical and etheric bodies by the forces man's ego and astral body would send into them out of the world of ruling wisdom and the world of ruling will. Therefore have good Gods made provision that we cannot be present when the right forces must stream into our physical and etheric body by night. For the good Gods have dulled the consciousness of man during sleep, that he may not be able to spoil what he undoubtedly would spoil by his thoughts were he conscious. It is on this account that we have to undergo great pain when we are on the path of knowledge and are making the ascent into the higher worlds; if we are in real earnest it must necessarily bring us great pain. You will find in my book, Knowledge of the Higher Worlds and Its Attainment, a description of how the life of man by night, the sleeping life, is, so to speak, made use of, to help man to rise from the world of external reality into higher worlds. When man begins from out of the world of Imagination to light up his sleep consciousness, when he begins to lighten it with knowledge and experiences, then it is important for him to make sure that he himself gets out of the way and so shuts out of his consciousness all that might cause disturbance to his physical and etheric bodies. It is an absolute necessity, in making the ascent into higher worlds to get to know oneself thoroughly and exactly. When we really know ourselves we cease as rule to love ourselves. Self-love comes to an end when we begin to have self-knowledge; and this self-love—which is always present in a man who has not attained to self-knowledge, for it is an illusion to imagine we do not love ourselves; we love ourselves more than anything else in the world—this self-love must have been overcome if we are to be able to shut ourselves out of our consciousness. We must, in actual fact, come to the point where we say to ourselves: As I am now, I must eliminate myself. We have already gone a long way in this direction in that we have attained to self-surrender. But we must now not love ourselves at all. We must have the possibility at every moment to feel—I must put myself right on one side; for if I do not shut out completely all those things in me that otherwise I quite like to feel in me, errors, trivialities, prejudices sympathies, antipathies—if I do not put these right away then my ascent into higher worlds cannot be made aright. Because of these errors, disturbing forces will mix with the inflowing stream from higher worlds that has to enter into me to make clairvoyance possible. And these forces will stream into my physical and etheric bodies, and as many as are the errors, etc., so many will be the disturbing processes set up. As long as we are not conscious in sleep, as long as we are not capable of rising into the world of clairvoyance, so long do good Gods protect us and not let these currents from the world of will and the world of wisdom flow into our physical and etheric bodies. But when we carry up our consciousness into the world of clairvoyance, then no Gods are protecting us—for the protection they give consists in the very fact that they take away our consciousness—then we must ourselves lay aside all prejudice, all sympathy, all antipathy, etc. All these things we must put right away from us; for if we have anything left of self-love, or of desires that cling to the personal in us, or if we are still capable of making any judgment on personal grounds, then all such things can work harm to our health—namely, to our physical body and etheric body—when we follow the path of development into higher worlds. It is exceedingly important that we should be clear about these things. And it is easy to perceive the significance of the fact that in ordinary day life man is deprived of all influence upon his physical and etheric body, his thoughts, in the manner in which he grasps them when he is within these bodies have nothing whatever to do with reality, they are quite ineffective and consequently unable to form any judgment about what is real. By night they would be able to do so. Every false thought would work destructively on the physical and etheric bodies. If we were conscious in the night we should see before us what I have just been describing to you. The world of the senses would appear to us as a sea of ruling will, and behind it would appear the wisdom—the wisdom that builds the world, beating through this will, as it were lashing it up and down into great waves, and with every beat of the waves evoking continually processes of coming into existence and of passing away, processes of birth and of death. That is the true world, into which we have ultimately to look, the world of ruling will and the world of ruling wisdom, and the latter is also the world of perpetual births and perpetual deaths. That is the world that is our world, and it is of immense importance for us to recognise it. For if we once recognise it we begin to discover in very truth a means for attaining to a greater and greater height of surrender; because we feel ourselves interwoven in perpetual births and perpetual deaths, and we know that with every deed we do we connect ourselves in some way with a coming into existence or with a passing away. And “good” will begin to be for us not merely something of which we say: That is good, I like it, it fills me with sympathy. No, we begin to know that the good is something that is creative in the World-All, something that always and everywhere belongs to the world that is arising and coming into being. And of the “bad” we begin to feel how it shows itself everywhere as an outpouring of a process of death and decay. And here we shall have made an important transition to a new world-conception, where one will not be able to think of evil in any other way than as the destroying angel of death, who goes striding through the world, nor of good in any other way than as the creator of continual cosmic births, in great and small. And it is for Spiritual Science to awaken in man a sense of how through this spiritual world-conception he can deepen his whole outlook on life, as he begins to feel that the world of good and the world of bad are not merely as they appear to us in external maya, where we stand before them with our power of judgment and find only that the one is pleasing to us and the other displeasing; no, the world of good is the creative world and the bad is the destroying angel who goes through the world with his scythe. And with every bad thing we do we become a helper of the destroying angel, we ourselves take his scythe and share in the processes of death and decay. The ideas that we receive from a spiritual foundation have a strengthening influence upon our whole outlook on life. This strength is what men should now be receiving that they may carry it into the evolution of the future; for indeed they will need it. Hitherto good Gods have taken care of man but now the time has come in our fifth Post-Atlantean epoch when destiny, and good and evil will more and more be given over into his own hands. Therefore it is necessary to know what good and evil mean, and to recognise them in the world—the one as a creative and the other as a death-dealing principle. |
22. Goethe's Standard of the Soul: Goethe's Standard of the Soul, as Illustrated in his Fairy Story of “The Green Snake and the Beautiful Lily.”
Tr. Dorothy S. Osmond Rudolf Steiner |
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He answers, “the revealed,” and when asked if he will not divulge this secret, replies, “When I have learnt the fourth.” This fourth secret, however, is known to the Green Snake, who whispers it in the Old Man's ear. There can be no doubt that this secret concerns the condition for which all the figures in the fairy tale are longing. |
As a result of this, the soul's relationship to the supersensible,—the kingdom of the Lily,—and to the material,—the kingdom of the Green Snake, is so regulated that in experience and in action it is freely receptive to impulses from both regions. |
They must not be stunted by a predestined end. This soul-power is personified in the Green Snake. It devours the gold,—the wisdom derived from life and science, which must be so worked upon by the soul that wisdom and soul become one. |
22. Goethe's Standard of the Soul: Goethe's Standard of the Soul, as Illustrated in his Fairy Story of “The Green Snake and the Beautiful Lily.”
Tr. Dorothy S. Osmond Rudolf Steiner |
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[ 1 ] About the time of the beginning of his friendship with Goethe, Schiller was occupying himself with the ideas which found expression in his Letters on the Aesthetic Education of Man.1In 1794, he elaborated these letters, which were originally written for the Duke of Augustenberg, for Die Horen. The direction of thought in the verbal discussions and the correspondence which took place at that time between Goethe and Schiller approximated again and again to the orbit of ideas contained in these letters. Schiller's thoughts encountered this question: “What condition of the human soul forces corresponds in the best sense of the word to an existence worthy of man?” “It may be urged that every individual bears within himself, at least in adaptation and destination, a purely ideal man. The great problem of his existence is to bring all the incessant changes of his outer life into conformity with the unchanging unity of this ideal. Thus writes Schiller in the fourth letter. It is Schiller's aim to build a bridge from man as he is in immediate reality, to the ideal man. There exist in human nature two impulses which hold it back from idealistic perfection when they develop in an unbalanced way—the impulses of the senses and of reason. If the sense impulse has the upper hand man is the servant of his instincts and passions. In action that is irradiated by human consciousness is mingled a force that clouds this consciousness. His acts become the result of an inner necessity. If the reason impulse predominates man strives to suppress the instincts and passions and to give himself up to an abstract necessity that is not sustained by inner warmth. In both cases man is subject to coercion. In the first his sense nature subdues the spiritual; in the second his spiritual nature subdues that of the senses. Neither the one nor the other gives man in the kernel of his being which lies between the material and the spiritual, full and complete freedom. Complete freedom can only be realised in harmonisation of the two impulses. The material sense nature must not be subdued, but ennobled; the instincts and passions must be permeated with spirituality in such a way that they themselves come to be the fulfilment of the spiritual element that has entered into them. And reason must lay hold of the soul nature in man in such a way that it imparts its power to what is merely instinctive and passional, causing man to fulfil its counsels as a matter of course from out of his instinct and with the power of passion. “When we have desire for someone who is worthy of our disdain, we have painful experience of the constraint of Nature. When we are antagonistic to another who merits our respect, we have painful experience of the constraint of the intellect. As soon, however, as he interests our affections and wins our respect, the coercion of feeling and the coercion of reason both disappear, and we begin to love him. A man whose material nature manifests the spiritual qualities of reason, and whose reason manifests the basic power of passion, is a free personality.” Schiller would like to found harmonious social life in human society upon the basis of free personalities. For him the problem of an existence really worthy of man was allied to the problem of the formation of man's social life. This was his answer to the questions facing man-kind at the time when he expressed these thoughts, as a result of the French Revolution (27th Letter). [ 2 ] Goethe found deep satisfaction in such ideas. On 26th October, 1794, he writes to Schiller on the subject of the Aesthetic Letters as follows: “I read the manuscript sent to me with the very greatest pleasure; I imbibed it at one draught. These letters pleased and did me good in the same way as a delicious drink that suits our nature is easily imbibed and shows its healthy effects on our tongue through a pleasant humour of the nervous system. How could it be otherwise, since I found such a coherent and noble exposition of what I have long recognized to be true, partly experiencing it, partly longing to experience it in life. [ 3 ] Goethe found that Schiller's Aesthetic Letters expressed all that he longed to experience in life in order to become conscious of an existence that should be really worthy of man. It is therefore comprehensible that in his soul also, thoughts should be stimulated which he tried in his own way to elaborate in Schiller's direction. These thoughts gave birth to the composition that has been interpreted in so many different ways,—namely the enigmatical fairy tale at the end of the narrative which appeared in Die Horen under the title of Conversations of German Emigrants. The fairy tale appeared in this paper in the year 1795. These conversations, like Schiller's Aesthetic Letters, had as their subject the French Revolution. This concluding fairy tale cannot be explained by bringing all sorts of ideas from outside to bear upon it, but only by going back to the conceptions which lived in Goethe's soul at that time. [ 4 ] Most of the attempts to interpret this composition are recorded in the book entitled Goethe's Wonder Compositions by Friedrich Meyer von Waldeck Heidelberg (Karl Wintersche Universitätsbuchhandlung). Since the publication of this book new attempts at explanation have of course been made. [ 5 ] I have tried to penetrate into the spirit of the fairy tale, taking as my starting point the hypothesis of the Goethean school of thought from the ninetieth year of the eighteenth century onwards, and I first gave expression to what I had discovered in a lecture delivered on 27th October, 1891, to the Goethe Society of Vienna. What I then said has expanded in all directions. But everything that I have since allowed to be printed or that I have said verbally about the fairy tale, is only a further elaboration of the thoughts expressed in that Lecture and my Mystery Play, The Portal of Initiation, published in 1910, is also a result. We must look for the embryonic thought underlying the fairy tale in the Conversations of which it formed the conclusion. In the Conversations Goethe tells of the escape of a certain family from regions devastated by war. In the conversations between the members of this family there lives all that was stimulated in Goethe's conceptual world as a result of his interchange of ideas with Schiller. The conversations revolve around two central points of thought. One of them governs those conceptions of man which make him believe in the existence of some connection between the events of his life,—a connection which is impermeable to the laws of material actuality. The stories told in this connection are in part phantom, and in part describe experiences which seem to reveal a “Wonder” element in contrast to natural law. Goethe did not write these narratives as the result of a tendency towards superstition, but from a much deeper motive. That soothing, mystical feeling which many people have when they hear of something that cannot be explained by the limited reason directed to the facts of natural law, was quite alien to Goethe. But again and again he was faced by the question: does there not exist for the human soul a possibility of emancipating itself from conceptions emanating from mere sense perception and of apprehending a supersensible world in a purely spiritual mode of conception? The impulse towards this kind of activity of the faculty of cognition may of course be a natural human aspiration based on a connection with this supersensible world,—a connection that is hidden from the senses and the understanding bound to them. And the tendency towards experiences which appear to sever natural connections may be only a childish aberration of this justifiable longing of man for a spiritual world. Goethe was interested in the peculiar direction of the soul's activity when giving way to this fondness for the sweets of superstition rather than for the actual content of the tales and stories to which these tendencies give birth in unsophisticated minds. [ 6 ] From the second central point of thought flow conceptions concerned with man's moral life, the stimulus for which is derived not from material existence, but from impulses which raise man above the impacts of material sense existence. In this sphere a supersensible world of forces enters into the soul life of man. [ 7 ] Rays which must ultimately end in the supersensible proceed from both these central points of thought. And they give rise to the questions about the inner being of man, the connection of the human soul with the sense world on the one side and with the supersensible on the other. Schiller approached this question in a philosophical attitude in his Aesthetic Letters; the abstract philosophical path was not Goethe's. He had to give a picture form to what he wrote, as in the case of the fairy tale of The Green Snake and the Beautiful Lily. In Goethe's imagination the different human soul powers assumed the form of figures in the fairy tale, and the whole soul life and soul striving of man was personified in the experiences and the lives of these figures. When anything of this kind is said one has to be prepared for the objection which will come from certain quarters that in this way a composition is lifted out of the realer of imagination, of phantasy, and made into an inartistic, symbolical representation of abstract concepts; the figures are removed from real life and transformed into symbols or even allegories that are not of the nature of art. Such an objection is based on the notion that nothing but abstract ideas can live in the human soul as soon as it leaves the realm of sense materiality. It ignores the fact that there is a living supersensible mode of perception as well as one that is of the senses. And in the fairy tale Goethe moves with his figures in the realm of supersensible perceptions and not of abstract concepts. What is here said about these figures and their experiences is not in any sense a statement that this figure means one thing, and that another. Such symbolical interpretation is as far removed as it could possibly be from the standpoint of this Essay. For it, the Old Man with the Lamp and the Will-o'-the-Wisps in the fairy tale are nothing more nor less than the phantasy figures as they appear in the composition. It is absolutely necessary, however, to look for the particular thought impulses which stimulated the imagination of the poet to create such figures. Goethe's consciousness did not of course lay hold of these thought-impulses in abstract form. He expressed himself in imaginative figures because to his genius any abstract form of thought would have been too lacking in content. The thought-impulse holding sway in the substrata of Goethe's soul had as its outcome the imaginative figure. Thought, as the intermediate stage, lives only subconsciously in his soul and gives the imagination its direction. The student of Goethe's fairy tale needs the thought content, for this alone can enable his soul to follow the course of Goethe's creative phantasy in re-creative imagination. The process of growing into the content of this thought involves nothing more nor less than the adaptation of organs enabling us to live in the atmosphere that Goethe breathed spiritually when he created the fairy tale. This means that we focus our gaze upon the same soul world as Goethe. As a result of Goethe's control of this soul world, living, spiritual forms—not philosophical ideas, burst forth before him. What lives in these spiritual forms lives also in the human soul. [ 8 ] The mode of conception which permeates the fairy tale is also present in the Conversations. In the discussions narrated there, the human soul turns to the two world spheres between which man's life is placed—the material and the supersensible. The deeper nature of man strives to establish a right relationship to both these spheres for the purpose of attaining a free soul understanding that is worthy of man, and of building a harmonious social life. Goethe felt that what he brought to light in the narratives did not come to expression fully in the Conversations. In the all-embracing picture of the fairy tale he had to bring those human soul problems upon which his gaze was directed, nearer to the immeasurably rich world of spiritual life. The striving towards the condition truly worthy of man to which Schiller refers and which Goethe longs to experience, is personified in the Young Man in the fairy tale. His marriage with the Lily, who embodies the realization of the world of Freedom is the union with those forces which slumber in the human soul and when awakened lead to the true inner experience of the free personality. [ 9 ] The “Old Man with the Lamp” plays an important part in the development of the fairy tale. When he comes with his lamp into the clefts of the rocks, he is asked which is the most important of the secrets known to him. He answers, “the revealed,” and when asked if he will not divulge this secret, replies, “When I have learnt the fourth.” This fourth secret, however, is known to the Green Snake, who whispers it in the Old Man's ear. There can be no doubt that this secret concerns the condition for which all the figures in the fairy tale are longing. This condition is described at the end of the tale. A picture portrays the way in which the soul of man enters into union with the subterranean forces of its nature. As a result of this, the soul's relationship to the supersensible,—the kingdom of the Lily,—and to the material,—the kingdom of the Green Snake, is so regulated that in experience and in action it is freely receptive to impulses from both regions. In union with both the soul is able to fulfil its true being. It must be assumed that the Old Man knows this secret; for he is the only figure who is always master of the circumstances; everything is dependent on his guidance and leadership. What then can the Snake say to the Old Man? He knows that the Snake must be offered up in sacrifice if the longed-for goal is to be attained. But this knowledge of his is not unconditional. He must wait until the snake from out of the depths of her nature is ripe to make the sacrifice. Within the compass of man's soul life is a power which bears the soul's development on to the condition of free personality. This power has its task on the way to the attainment of free personality. When this is achieved the task is over. This power brings the human soul into connection with the experiences of life. It transforms into inner wisdom all that science and life reveal, and makes the soul ever riper for the desired spiritual goal. This attained, it loses meaning, for it establishes man's relation to the outer world. At the goal, however, all external impulses are changed into inner impulses of the soul, and there this power must sacrifice itself, must suspend its functions; it must, without separate existence of its own, live on now in the transformed man as the ferment permeating the rest of soul life. Goethe's spiritual outlook was particularly concerned with this power in human life. He saw it working in the experiences of life and of science. He wanted to see its application without the outcome of preconceived ideas or theories of an abstract goal. This goal must be a result of the experiences themselves. When the experiences are mature they must themselves give birth to the goal. They must not be stunted by a predestined end. This soul-power is personified in the Green Snake. It devours the gold,—the wisdom derived from life and science, which must be so worked upon by the soul that wisdom and soul become one. This soul-power will be sacrificed at the right time; it will bring man to his goal, will make him a free personality. The Snake whispers to the Old Man that it will sacrifice itself. It confides to him a mystery that is revealed to him, but of which he can make no use so long as it is not fnlfllled by the free resolve of the Snake. When this soul power in man speaks to him as the Snake speaks to the Old Man, “the time has come” for the soul to realise life experience as life wisdom; harmony between the material and the supersensible is re-established. The Young Man has had premature contact with the supersensible world, and has been paralysed, deadened. Life revives in him and he marries the Lily when the Snake,—the soul experience, is offered up in sacrifice. [ 10 ] Thus the longed for consummation is attained. The time has now also come when the soul is able to build a bridge between the nether and the further regions of the river. This bridge is built of the Snake's own substance. From now on, life experience has no separate existence; it is no longer directed merely to the outer sense world as before. It has become inner soul power which is not consciously exercised as such, but which only functions in the reciprocal illumination of the material and super-sensible life of man's inner being. This condition is brought about by the Snake. Yet the Snake by itself cannot impart to the Young Man the gifts whereby he is able to control the newly fathomed soul kingdom. These gifts are bestowed on him by the Three Kings. From the Brazen King he receives the sword with the command: “Take the sword in your left hand and keep the right hand free.” The Silver King gives him the sceptre with the words: “Feed my sheep.” The Golden King sets the Crown of Oak on his head, saying, “Acknowledge the Highest.” The fourth King, who is formed of a mixture of the three metals, Copper, Silver and Gold, sinks lifelessly to the ground. In the man who is on the way to become a free personality there are three soul forces in alloy:—Will (Copper), Feeling (Silver), Knowledge (Gold). In the course of existence the revelations of life experience give all that the soul assimilates from the operation of these three forces. Power, through which virtue works is made manifest in Will: Beauty (beautiful appearance) reveals itself in Peeling; Wisdom, in Knowledge. Man is separated from the state of “free personality” through the fact that these three forces work in his soul in alloy; he will attain free personality to the degree in which he assimilates the gifts, each of the three in its specific nature, in full consciousness and unites them in free conscious activity in his own soul. Then the chaotic alloy of the gifts of Will, Feeling and Knowledge which has previously controlled him, falls asunder. [ 11 ] The Wisdom King is of Gold. Gold personifies Wisdom in some form. The operation of Wisdom in the life experience that is finally sacrificed has already been described. But the Will-o'-the-Wisps too, seize upon the Gold in their own way. In man there exists a soul quality,—(in many people it develops abnormally and seems to fill their whole being)—by which he is able to assimilate all the wisdom that life and science bestow. But this soul quality does not endeavour to unite wisdom wholly to the inner life. It remains one-sided know-ledge, as an instrument of dogma or criticism; it makes a man appear brilliant, or helps to give him a one-sided prominence in life. It makes no effort to bring about a balance through adjustment with the yields of external experience. It becomes superstition as described by Goethe in the Wonder Tales of the Emigrants, because it does not try to harmonise itself to Nature. It becomes learning before it has become life in the inner being of the soul. It is that which false prophets and sophists like to bear through life. All endeavour to assimilate the Goethean life-axiom: “Man must surrender his existence if he would exist” is alien to it. The Snake, the selfless life-experience that has developed for love's sake to conscious wisdom, surrenders its existence in order to build the bridge between material and spiritual existence. [ 12 ] An irresistible desire presses the Young Man onward to the kingdom of the Beautiful Lily. What are the characteristics of this kingdom? Although men have the deepest longing for the world of the Lily, they can only reach it at certain times before the bridge is built. At noon the Snake, even before its sacrifice, builds a temporary bridge to the supersensible world. And evening and morning man can pass over the river that separates sense-existence from supersensible existence on the Giant's Shadows—the powers of imagination and of memory. Anyone who approaches the ruler of the supersensible world without the necessary inner qualification must do harm to his life like the Young Man. The Lily also desires the other region. The Ferryman who conveyed the Will-o'-the-Wisps over the river can bring anyone back from the supersensible world, but can take no one to it. [ 13 ] A man who desires contact with the supersensible world must first have developed his inner being in the direction of this world through life experience, for the supersensible world can only be grasped in free spiritual activity. The Prose Aphorisms express Goethe's opinion of this goal: “Everything that sets our spirit free without giving us mastery over ourselves, is harmful.” Another aphorism is: “Duty, when a man loves the commands he gives to himself.” The kingdom of pure supersensible activity—Schiller's “Reason Impulse,” is that of the Lily; the kingdom of pure sense-materiality—Schiller's “Sense Impulse” is the home of the Snake before its sacrifice. The Ferryman can bring anyone to the realm of sense but cannot convey them to the realm of spirit. All men have involuntarily descended from the supersensible world. But they can only re-establish a free union with this supersensible world when they have the will to pass over the bridge of sacrificed life-experience. It is a union independent of “Time,” of all involuntary conditions of soul. Before this free union has taken place there exist two involuntary conditions of soul which enable man to attain to the supersensible world—the kingdom of the free personality. One such condition is present in creative imagination or phantasy which is a reflection of supersensible experience. In Art man links sense existence to the supersensible. In Art he manifests also as free creative soul. This is depicted in the crossing which the Snake makes possible at noon. The Snake typifies life-experience not yet ready for supersensible existence. The other condition of soul sets in when the conscious soul of man—of the Giant in man who is an image of the macrocosm—is dimmed, when conscious cognition is obscured and blunted in such a way that it becomes superstition, hallucination, mediumistic trance. The soul power existing in this way in obscured consciousness is for Goethe one with that power that is prone by force and despotism to lead men to the state of freedom in a revolutionary sense. In revolutions the urge towards an ideal state lives obscurely; it is like the shadow of the Giant which lies over the river at twilight. What Schiller writes to Goethe on 16th October, 1794, is also evidence of the accuracy of this idea of the Giant. Goethe was on a journey which it was his intention to extend to Frankforton-the-Main. Schiller writes: “I am indeed glad to know that you are still far away from the commerce of the Main. The shadow of the Giant might well lay rough hands upon you.” The result of caprice, the unregulated “laissez faire” of historical events, is personified in the Giant and his shadow, by the side of the obscured consciousness of man. The soul impulses leading to such happenings are certainly associated with the tendency towards superstition and chimerical ideology. The “Old Man's” lamp has the quality of only being able to give light where another light already is. One cannot but be reminded here of the saying of an old Mystic, quoted by Goethe: “If the eye were not of the nature of the light it could never see the sun; if God's own power were not within us, how could Divinity delight us?” [ 14 ] Just as the lamp does not give light in the darkness, so the light of wisdom, of knowledge, does not shine in the man who does not bring to it the appropriate organ, the inner light. What the lamp denotes will become still more intelligible if we take heed of the fact that it can in its own way shed light upon what is developing as a resolution in the Snake, but that there must first be knowledge of the Snake's willingness to make this resolution. There is a kind of human know-ledge which is at all times a concern of the highest endeavour of man. It has arisen from the inner experience of souls in the course of the historical life of mankind. But the goal of human endeavour to which it points can only be attained in concrete reality out of the sacrificed life-experience. All that the consideration of the historical past teaches man, all that mystical and religious experience enables him to say about his connection with the supersensible world,-all this can find its ultimate consummation only by the sacrifice of life-experience. The Old Man can change everything by his lamp in such a way that it assumes a new life-serving form, but actual development is dependent upon the ripening of the life-experience. [ 15 ] The wife of the Old Man is she whose body is pledged to the river for the debt which she has come to owe it. This woman personifies the human powers of perception and conception as well as humanity's memory of its past. She is an associate of the Old Man. By her aid he has possession of the light that is able to illumine what is made evident already by external reality. But the powers of conception and of remembrance are not united in life with the concrete forces active in the evolution of the individual man and in the historical life of humanity. The power of conception and of remembrance cleaves to the past; it conserves the things of the past so that they make their claims upon all that is becoming and evolving in the present. The conditions—maintained by memory—in which the individual and the human race are always living, are the crystallisation of this power of the soul. Schiller writes of them in the third of the Aesthetic Letters: “He (man) was introduced into this state by the power of circumstances, before he could freely select his own position. Before he could adjust it according to the Laws of Reason, necessity has done so according to Natural Laws.” The river divides the two kingdoms, of free spiritual activity in supersensible existence and of necessity in material life. The unconscious soul powers, the Ferryman, transport man, whose origin is in the supersensible kingdom, into the material world. Here in the first place he finds himself in a realm wherein the powers of conception and remembrance have created conditions in which he has to live. But they separate him from the supersensible world; he feels himself beholden to them when he must approach the power (the Ferryman) that has brought him unconsciously out of the supersensible world into the material sense world. He can only break the power which these conditions have over him, and which is revealed in the deprivation of his freedom, when with the “Fruits of the Earth” that is to say, with self-created life wisdom, he frees himself from the obligation imposed upon him by the conditions, from coercion. If he cannot do this, these conditions—the water of the river—take his individual wisdom away from him. He is swallowed up into his soul being. [ 16 ] On the river stands the Temple in which the marriage of the Young Man with the Lily takes place. The “marriage” with the supersensible, the realisation of the free personality, is possible in a human soul whose forces have been brought into a state of regularity that in comparison with the usual state is a transformation. The life experience previously acquired by the soul is so far mature that the force directed to it is no longer exhausted in adapting man to the world of sense. This force becomes the content of what is able to stream into man's inner being from the supersensible world in such a way, that, acts in the material sense world become the fulfilment of supersensible impulses. In this condition of soul, those spiritual powers of man which previously flowed along mistaken or one-sided channels, assume their new significance in the character as a whole,—a significance adequate for a higher state of consciousness. The wisdom of the Will-o'-the-Wisps, for example, which has broken loose from the sense world and has wandered into superstitution or chaotic thought, serves to open the door of the Palace, that is the personification of the soul condition wherein the chaotic alloy of Will, Feeling and Cognition holds man in chain within a constricted inner life shut off from the supersensible world. [ 17 ] In the wonder pictures of the composition Goethe approached the panoramic evolution of the human soul before his spiritual vision in that frame of mind which is conscious of estrangement in face of the supersensible until it attains those heights of consciousness where life in the sense world is permeated by the supersensible, spiritual world to such an extent that the two become one. This process of transformation was visible to Goethe's soul in delicately woven figures of phantasy. Through the Conversations of German Emigrants shines the problem of the relation of the physical world to a world of supersensible experience free of every element of sense with its consequences for the communal life of man. This problem finds a far-reaching solution at the end of the fairy tale in a panorama of poetic pictures. This Essay merely indicates the path leading to the realm where Goethe's imagination wove the fabric of the fairy tale. Living understanding of all the other details can be developed by those who realise the fairy tale to be a picture of man's soul life as it strives towards the supersensible world. Schiller realised this fully. He writes: “The fairy tale is full of colour and humour and I think that you have given most charming expression to the ideas of which you once spoke, namely, in reference to the reciprocal interplay of the powers and their reaction on each other.” [ 18 ] For even when it is objected that this reciprocal interaction of the powers refers to powers of different men, we can plead the well-known Goethean truth that although the soul powers from one point of view are distributed among different human beings, they are nothing but the divergent rays of the collective human soul. And when different human natures work together in a common existence we have in this mutual action and reaction nothing more nor less than a picture of the multifarious forces and powers constituting in their reciprocal relationships the one collective individual being, Man.
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29. Collected Essays on Drama 1889–1900: The Old and the Young
02 Mar 1890, Tr. Automated Rudolf Steiner |
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When a school of thought and artistic movement has lived out its full potential, when it has brought to fruition all the secret seeds slumbering within it, then it steps away from the stage of history of its own accord, then it gives birth to the new from within itself. It is downright outrageous when the green youth take credit for this "greenness", when they claim it as an advantage, as something special. No, dear "young gentlemen", young people have always been green, but never as cheeky as they are today. Twenty-year-old boys have always written poems and the like, but it has never occurred to them to proclaim themselves the bearers of entirely new epochs. |
What we would like to shout to the gentlemen of "Modern Poetry", "Society" and the other representatives of the "Green" principle is: learn something! Nothing is more dangerous than judging before one has reached spiritual maturity. |
29. Collected Essays on Drama 1889–1900: The Old and the Young
02 Mar 1890, Tr. Automated Rudolf Steiner |
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Anyone who has come to a view of how peoples and ages have achieved great and significant things through contemplation of the historical past cannot help but feel bitter when he looks around him today and sees the spiritual goings-on in the world. It looks rather old-fashioned, the lament into which we are breaking out here, we know that. But we give ourselves up to the hope that there is still enough sense for the natural development of peoples and people to find a hearing for these laments. These are not the complaints of the "old", who no longer want to and can no longer understand the "young" because they cannot get out of their historically inherited prejudices, but rather the complaints of a "young" who could never gain the conviction that "greenness", ignorance and lack of education are worth more than a mind schooled in the great examples of the past. Recently, one of the "young" gave us the wise advice: we could get along after all. Young people leave their French tutors, salon ladies and so on to old people; they should just leave their worn-out waitresses, modest pimps and drunkards to them. We don't quite understand this peace proposal. For we have never had any desire for the used waitresses and so on; so they remain with the "young gentlemen". But when complete immaturity puts forward such aesthetic drivel in order to justify its insane filthy writing as a direction equal to dignified art, then we reject such an insult to the German national spirit. The German nation must never again tolerate people in its midst giving themselves the honorary title of poet who, in their writings and rhymes, deal with things that, when read, produce nothing in us but the suggestion of a disgusting smell. We wouldn't pay any further attention to the pundits in question, we would simply leave them to one side as the scribbling rabble, if we hadn't recognized an eminent danger in their appearance. In few periods of time has there been such an aversion to thoroughness and depth as there is today. Where there is a need for spiritual contemplation, a serious engagement with problems, modern man turns away. This is probably because liberalism has exerted its "educational and progressive influence" over many decades! When these intellectually inert people, who are indifferent to idealistic interests, are offered such banal fare as, for example, recently in "Modern Poetry" and similar magazines, and with the pretension that this means just as much as those difficult intellectual tasks of a better age, then their self-confidence, which is based on nothing, grows. She thinks her narrow-mindedness is greatness. In our view, this "modernity" is nothing but the delusional drivel of the immature sex, acting without the aspiration of maturity. These "moderns" despise the old not out of knowledge, for deeper reasons, but out of ignorance. And this ignorance is the fruit of that laziness that has never wanted to learn anything proper. Only those who have become masters of the old, who have absorbed it and allowed themselves to be saturated by it, have the right to speak of a longing for the new. When a school of thought and artistic movement has lived out its full potential, when it has brought to fruition all the secret seeds slumbering within it, then it steps away from the stage of history of its own accord, then it gives birth to the new from within itself. It is downright outrageous when the green youth take credit for this "greenness", when they claim it as an advantage, as something special. No, dear "young gentlemen", young people have always been green, but never as cheeky as they are today. Twenty-year-old boys have always written poems and the like, but it has never occurred to them to proclaim themselves the bearers of entirely new epochs. We appreciate youth because we love strength. We also understand the Sturm und Drang that overshoots the mark, but we firmly reject youthful, powerless, rabble-rousing megalomania. It must fill us with melancholy when we hear judgments about Shakespeare, Goethe, Schiller, Grillparzer from this side. Without even the slightest hint of a sense of spiritual depth, hollowness takes center stage, without any awareness of the fact that it is unconscionable of the most disgusting kind to pass judgment on a product of the mind that one does not understand. What we would like to shout to the gentlemen of "Modern Poetry", "Society" and the other representatives of the "Green" principle is: learn something! Nothing is more dangerous than judging before one has reached spiritual maturity. Anyone who sits in the critical judgement seat too early in the face of a spiritual phenomenon makes it impossible for them to allow it to have the proper effect on them. We do not want to go into the details here. For whether Conrad writes a novel in which things are told that are otherwise done in secluded rooms in order to spare the sense of smell, or whether Hermann Bahr writes a "critical article" in which he announces that the "great death" of the ideal has finally begun and the age of dirt has arrived, or whether a third party sings about the eyes "with the black rim", we are basically indifferent. However, we would like to make a different suggestion to the recent proposal made by the "young" to the "old". Keep the used waitresses, we'll even let you keep the modest pimps; but keep all the riff-raff. For we do not wish to use our noses for aesthetic pleasure even when they are pleasant, let alone when they are touched unpleasantly. For we stick to our old aesthetics to the extent that only the higher senses are aesthetic. We know well what will be said about these lines in the circles concerned: this is written by a person who is still afflicted by the "old" view of art, who still believes in this garbage of aesthetics and so on, a person who lacks any understanding of the spirit of the age. But my dear "young ones", only believe this: if anything is easy to understand, it is you. For the rest of us need only remember what we understood before we learned anything, then we can grasp you. We are not impressed by such shallowness, by such immaturity. But if one of "our own" should ask us why we have written this, since more serious people should hardly be interested in dealing with such things, we will answer him: we have written with the feelings of a person who, out of sanitary considerations, feels moved to speak a word when unhealthy elements all around threaten to pollute the air of life. |
196. The History and Actuality of Imperialism: Lecture III
22 Feb 1920, Dornach Tr. Frank Thomas Smith Rudolf Steiner |
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We say today—I beg you to pay special attention to this, let's take something quite banal, quite common: “The tree is green.” This is a manner of speaking which is common to the second stage of human development. Perhaps you will understand me better if you imagine that we try to paint this opinion—that “the tree is green.” You cannot paint it! There will be some white surface and green will be added, but nothing about the tree has been painted. And when something of the tree is painted which isn't green all you do is disturb the effect even more. |
As we still have no idea of how everything in the world is alive, and how to express ourselves about what is alive, we form such judgments as “The tree is green,” which presupposes that a relationship exists between something and the color green, whereas the color green is itself the creative element, the force which acts and lives. |
196. The History and Actuality of Imperialism: Lecture III
22 Feb 1920, Dornach Tr. Frank Thomas Smith Rudolf Steiner |
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When you consider what has been said here during the past two days you will see that what belongs to the essence of imperialism is that in an imperialistic community something that was felt to be part of a mission—not necessarily justified, but understandable—later continued on as an automatism, so to speak. In the history of human development things are retained—simply due to indolence—which were once justified or explicable, but no longer are. If a community is obliged to defend itself for a period of time, then it is surely justified to create certain professions for that purpose: police and military professions. But when the danger against which defense was necessary no longer exists, the professions continue to exist. The people involved must remain. They want to continue to exercise their professions and therefore we have something which is no longer justified by the circumstances. Something develops which, although perhaps originating due to the necessity for defense, takes on an aggressive character. It is so with all empires, except the original imperialism of the first human societies, of which I spoke yesterday, in which the people's mentality considered the ruler to be a god and thus justified in expanding his domain as far as possible. This justification was no longer there in all the subsequent empires. Let us now consider once again from definite viewpoints what is apparent in the historical evolution of mankind. We find that in the oldest times the will of the individual who was seen as divine was the indisputable power factor. In public life there was in reality nothing to discuss in such empires; but this impossibility of discussion was grounded in the fact that a god in human form walked the earth as the ruler. That was, if I may say so, a secure foundation for public affairs. Gradually all that which was based on divine will and was thus secure passed over to the second stage. In that stage the things which can be observed in physical life, be they persons, be they the persons' insignias, be they the deeds of the governing or ruling persons, it was all symbols, signs. Whereas during the first phase of imperialism here in the physical world the spirit was considered directly present, during the second stage everything physical was thought of as a reflection, as an image, as a symbol for what is not actually present in the physical world, but only illustrated by the persons and deeds in the physical world. Such times, when the second stage appeared, was when it first occurred to people that a possibility for discussion of public affairs was possible. What we today call rights can hardly be considered as existing during the first stage. And the only political institution worth mentioning was the phenomenon of divine power exercised by physical people. In social affairs the only thing that mattered was the concrete will of a physical person. To try to judge whether this will was justified or not makes no sense. It was just there. It had to be obeyed. To discuss whether the god in human form should or should not do this or that made no sense. In fact it was not done during those times when the conditions I have described really existed. But if one only saw an image of the spiritual world in physical institutions, if one spoke of what Saint Augustine called the “City of God”—that is, the state which exists here on earth, but which is really an image of heavenly facts and personalities, then one can hold the opinion that what the person does who is a divine image is right, is a true image: someone else could object and say that it is not a true image. That's when the possibility of discussion originated. The person of today, because he is accustomed to criticize everything, to discuss everything, thinks that to criticize and discuss was always present in human history. That is not true. Discussing and criticizing are attributes of the second stage, which I have described for you. Thus began the possibility to judge on one's own, that is, to add a predicate to a subject. In the oldest forms of human expression this personal judging was not at all present in respect to public affairs. During the second stage what we call today parliament for example was in preparation; for a parliament only makes sense when it is possible to discuss public affairs. Therefore, even the most primitive form of public discourse was a characteristic of the second stage. Today we live in the third stage, insofar as the characteristic form of the western countries more or less spreads over the world. This is the stage of platitudes. This stage of platitudes, as I characterized it to you yesterday, is the one in which the inner substance has also disappeared from discussion and therefore everyone can be right, or at least think that they are right, when it can't be proved that they are wrong, because basically within the world of platitudes everything can be affirmed. Nevertheless, previous stages are always retained within the next stages. Therefore the inner impulse to imperialism exists. People observe things very superficially. When the previous German Kaiser wrote in a book that was opened out to write in: “The king's will is sublime law”—what did it mean? It meant that he expressed himself in the age of platitudes in a manner that only had meaning for the first stage. In the first stage it was really the case that the ruler's will was highest law. The concept of rights, which includes the right of free speech, and involves lawyers and courts, is essentially a characteristic of the second stage, and can only be grasped in its reality from the viewpoint of the second stage. Whoever has followed how much discussion has taken place about the origin and character of rights will have noticed that there is something shimmering in the rights concept as such, because it is applicable to the symbolic stage, where the spiritual shimmers through the material, shines, so that when only the external signs, the legal aspects and words appear, one can argue and discuss what are rights and the legal system in public discourse. In the age of the platitudes, however, understanding of what is necessary for rights in society is completely lost: that the spiritual kingdom shines through into the physical kingdom. And then one arrives at such definitions as I described yesterday using the example of Woodrow Wilson. I will now read to you a definition of the law that Woodrow Wilson gave so you can see how this definition consists of nothing but platitudes. He said: “The law is the will of the state in respect to those citizens who are bound by it.” So the state unfolds a will! One can well imagine that someone who is embedded so strongly in abstract idealism, not to mention materialism—for they are practically the same—can claim that the state is supposed to have a will. He would have to have lost all sense of reality to even conceive of such a thing let alone write it down. But it is in the book I spoke to you about yesterday—the codex of platitudes: The State, Elements of Historical and Practical Politics. There are other interesting things in it. Only in parenthesis I would like to draw your attention to what Wilson says in this book about the German Empire after he describes how the efforts to found it were finally successful in 1870/71. He describes this with the following sentences: “The final incentive for achievement of complete national unity was brought about by the German-French war of 1870/71. Prussia's brilliant success in this struggle, fought in the interest of German patriotism against French impertinence, caused the cool restraint of the central states towards their powerful neighbor in the northern end; they united with the rest of Germany and the German Empire was founded in the royal palace at Versailles on January 18, 1871.” The same man wrote that who a short time later in Versailles united with those whose impertinence had once been the motivation for the founding of the German Empire. Much of present day public opinion derives from the fact that people are so terribly superficial and pay no attention to the facts. If you decide to decide according to objective information, then things look quite different from what is propounded in public and accepted by thousands upon thousands of people. It wouldn't have hurt one bit if when Woodrow Wilson arrived in Paris in glory, praised from all sides, these remarks had been held up to him. That is what must be striven for, to take the facts into account, which means also the truth. So the second stage is when discussion arises, which is what makes the civil rights concept possible. The third stage is when economic life is the essential reality. And yesterday we showed how this [present] age of platitudes is absolutely necessary in the course of historical evolution in order that the platitude, which is empty, can open people's eyes to the fact that the only reality is economic life and how it is therefore so necessary to propagate spirituality, the new spirituality in the world. People have quite a skimpy idea about this new spiritual life. And it is therefore understandable that it is burdened with the most ridiculous misunderstandings. For this new spirituality must penetrate into the depths of human life. And although those secret societies, about which I spoke yesterday, only traditionally preserve the old forms, the slogan “brothers,” meaning not to let social class or an individual's religion play a part in the lodges, in a certain sense does prepare for it in the right way. We say today—I beg you to pay special attention to this, let's take something quite banal, quite common: “The tree is green.” This is a manner of speaking which is common to the second stage of human development. Perhaps you will understand me better if you imagine that we try to paint this opinion—that “the tree is green.” You cannot paint it! There will be some white surface and green will be added, but nothing about the tree has been painted. And when something of the tree is painted which isn't green all you do is disturb the effect even more. If you try to paint “The tree is green,” you are painting something dead. The way we combine subject and predicate in our speech is only useful for our view of the dead, of the non-living in the world. As we still have no idea of how everything in the world is alive, and how to express ourselves about what is alive, we form such judgments as “The tree is green,” which presupposes that a relationship exists between something and the color green, whereas the color green is itself the creative element, the force which acts and lives. The transformation of human thinking and feeling will have to take place within the innermost life of the soul. This will take a long time to accomplish, but when it does it will affect social conditions and how people relate to each other. Today we are only at the beginning of all this. But it is necessary to know which paths lead to the light. I have said that it is meaningful when people get together and each one's subjective beliefs play no role. And consider it from this viewpoint—really think about it—the way in which anthroposophy is described. It is not described through definitions or ordinary judgments. We try to create images, to present things from the most varied sides, and it is senseless to try and nail down something meant in a spiritual-scientific sense with a mere yes or no opinion. People today always want to do that, but it isn't possible. It happens ever more frequently—because we are growing out of the second stage and into the third—that someone asks: What is good for me in order to counter this or that difficulty in life? Advice is given. Aha! The person concerned says, so in this or that situation in life one must do this or that. They generalize. But it has only a limited meaning, for judgments given from the spiritual world always have only an individual meaning, are only applicable to one case. This way of generalizing, which we have become accustomed to in the second stage, must not continue into the third stage. People today are very much inclined to carry things over from the past into the future. One can become disinclined towards the things which are pernicious for the soul by seeing clearly what is happening. Yesterday I indicated to you that in many respects the Catholic Church harks back to the first stage. It contains something like a sham or a shadow of the first stage of human evolution, which sometimes solidifies into a kind of spiritual imperialism, as for example in the 11th century when the Monks of Cluny really ruled over Europe more than is thought. From their ranks the powerful, imperialistic Pope Gregory VII emerged. Therefore Roman Catholic dogma enables the priest to feel greater than Christ, because he can force him to be present at the altar. This clearly shows that the institution of the Catholic Church is a relic, a shadow-image of what existed in the very first imperialism. You know that a great enmity existed between the Catholic Church and the secret societies which used Freemasonry in the west—a certain form of Freemasonry at least—as their instrument. It would go too far in this lecture to describe in detail how this enmity has gradually increased over time. But one thing can be said, how in these secret societies the opinion is very strong that the Catholic Church is a relic of the first stage of imperialism. The Holy Roman Empire used this framework to have Charlemagne and the Otto's crowned by the pope, thereby using the imperialism of the soul as the means of mundane anointment. They took what still remained from older times and poured it into the new. Thus the imperialism of the second stage was poured into the framework of the first imperialism. Now we have arrived at the third stage, which shows itself to be economic imperialism, especially in the west. This economic imperialism is connected to a background culture of secret societies, which are sated with empty symbols. But while it has become clear that the social constitution of the Church is a shadow-image of what once existed and no longer has meaning, it is still not understood that in the second stage the statesmen of the west still suffer under a great illusion. Woodrow Wilson would no longer speak of the will of the Church, but he speaks of the will of the State as being self-evident. But the state only had the importance attributed to it during the second stage of human development. Whereas during the oldest, the first stage the Church was all-powerful, in the second stage the state contains everything that was attributed to the Church in the first stage. Thus the economic imperialism of Great Britain and even a certain idea of freedom has been poured into the state. And those who were educated in Great Britain see in the state something that can well have a will of its own. But we must perceive that this concept of the state must take the same road the concept of the Church has traveled. It must be realized: If we retain this concept of the state for the entire social organism, a mere rights institution, and force everything else into this rights institution, we are propagating a shadow just as the Church has propagated a shadow—recognized as such by the secret societies. There is little awareness of this though. Think of all the public affairs that people are enthusiastic about which are pressed into the concept of the political state. There are nationalists, chauvinists and so forth; everything we call nation, national , chauvinism, it's all incorporated into the framework of the state. Nationalism is added and the concept of the “nation-state” is construed. Or we may have a certain opinion about, say socialism, even radical socialism: the framework of the state is used. Instead of nationalism, socialism is incorporated. But then we have no concept; it can only be a shadow-image, as the constitution of the Church has become. In some Protestant circles the idea has arisen that the Church is only the visible institution, that the essence of religion must take root in people's hearts. But this degree of human development has not yet arrived in respect to the political state, otherwise we wouldn't be trying to squeeze all kinds of nationalisms into the political boundaries which exist as the result of the war [First World War—trans.] All this neglects to take one thing into consideration—the fact that what occurs in the historical development of humanity is life and not mechanism. And a characteristic of life is that it comes and goes. The imperialistic approach is different however. According to this approach one does not think about the future. This is part of the present-day approach to public affairs, that people have no living thoughts, only dead ones. They think: Today we instituted something, it is good, therefore it must remain forever. The feminist movement thinks like this, as do the socialists and the nationalists. We have founded something, it begins with us, everything waited for us until we became clever enough. And now we have discovered the cleverest that exists and it will continue to exist forever. It's as though I have brought up a child until he is eighteen years old and I say: I have brought him up correctly, and he will stay as he is. But he will get older, and he will also die, as does everything in the course of human evolution. Now I come to what I mention before about what must accompany the principle of indifference to one's religious beliefs and fraternity. What must accompany them is the awareness that life on earth includes death and that we are aware that the institutions we create must of necessity also cease to exist, because the death principle already resides in them and they therefore have no wish to exist forever, do not consider being permanent. Of course under the influence of the thinking characteristic of the second stage this is not possible . But if the feeling of shame of which I spoke yesterday arises, when we realize that we are living in the kingdom of platitudes under which only economic imperialism glimmers—then will we call for the spirit, invisible but real. We will call for a knowledge of the spirit, one which speaks of an invisible kingdom, a kingdom which is not of this world in which the Christ-impulse can actually gain a foothold. This can only happen when the social order is tripartite, threefold: The economy is auto- administered, the political state is no longer the absolute, all-inclusive entity, but is exclusively concerned with rights alone, and spiritual/cultural life is truly free, meaning that here in reality a free spiritual sector can be organized. The spiritual life of humanity can only be free if it is dependent only upon itself and when all the institutions responsible for cultivating the spirit, that is, cultural life, are dependent only upon themselves. What do we have then, when we have this tripartite organism, this social organism? We have an economy in which the living physical earth is predominant. In this sector the economic forces of the economy itself are active. I doubt anyone will think that if the economy is organized as described in my book Towards Social Renewal—Basic Issues of the Social Question some kind of super-sensible forces will be present. When we eat, when we prepare our food, when we make our clothing, it is all reality. Esthetics may be symbolically present, but the actual clothing is the reality. When we look at the second sector of the future social organism [the rights sector], we don't have a symbolism like the second stage, where the political state constituted the totality, but we have what is valid for one person being equally valid for the other. And the third sector will be neither symbol nor platitude, but a spiritual/cultural reality. The spirit will possess the possibility of really living within humanity. The inner social order can only be built through a transition to inner truthfulness. In the age of platitudes this will be especially difficult though. For during the age of platitudes people acquire a certain ingenious cleverness, which is, however, nothing more than a play on words of the old concepts. Just consider for a moment a characteristic example. Suddenly from the imperialism of platitudes comes the idea that it would be good if the queen of England also has the title “Empress of India.” One can invent the most beautiful reasons for this, but if it didn't happen, nothing would have changed. The Emperor of Austria, who now belongs to the deposed royalty, before he was chased out carried around along with his other titles a most unusual one: Franz Joseph I, Emperor of Austria, Apostolic King of Hungary, King of Bohemia, Dalmatia, Croatia, Slovenia, Galizia, Lodomeria, Illyia and so on. Among all these titles was also “King of Jerusalem!” The Austrian Emperor also carried, until he was no longer emperor, the title “King of Jerusalem.” It came from the crusades. It would be impossible to give a better example of meaninglessness than this. And such meaninglessness plays a much greater role than you imagine. It is a question of whether we can arise to a recognition of the present-day platitudes. It is made difficult because those who live in platitudes are the verbal representatives of the old concepts that stagger around in their brains imitating thoughts. But one can only achieve real thinking again when the inner soul-life is filled with substance and that can only come from knowledge of the spiritual world, of spiritual life. Only by being relieved by the spirit can one become a complete person, after having been constipated with platitudes. What I described yesterday as a feeling of shame will result in the call for the spirit. And the propagation of the spirit will only be possible if the spiritual/cultural sector is allowed to develop independently. Otherwise we will always have to take advantage of loopholes, as was the case with the Waldorf School because the Württemberg Province education law had such a loophole which made it possible to establish a Waldorf school only according to spiritual laws, according to spiritual principles, something which in practically no other place on earth would be possible. But one can only organize the things concerning the spiritual life from the spirit itself if the other two sectors do not interfere, if everything is taken directly from the spiritual sector itself. At present the tendency is the reverse. But this tendency does not reckon with the fact that with every new generation a new spiritual/cultural life appears on earth. It's immaterial whether a dictatorship or a republic is established, if it is not understood that everything which appears is subject to life and must be continuously transformed, must pass through death and be formed anew, pass through metamorphoses, then all that will be accomplished is that every new generation will be revolutionary. Because only what is considered good for the present will be established. A fundamental concept for the western areas which are so mired in platitudes must be to see the social organism as something living. And one sees it as living only when it is considered in its threefold nature. It is just those whose favorable economic position allows them to spread an [economic] imperialism over practically the whole world who have the terrible responsibility of recognizing that the cultivation of a true spiritual life must be poured into this imperialism. It is ironic that an economic empire which spread over the whole world was founded on the British Isles and then when they were seeking mystical spirituality turned to those whom they had economically conquered and exploited. [India—Tr.] The obligation exists to allow one's own spiritual substance to flow into the social organism. That is the awareness which our British friends should take with them, that now, in this worldwide important historic moment, in all the world's economic institutions where English is spoken, the responsibility exists to introduce true spirituality into the exterior economic empire. It's an either/or situation: Either efforts remain exclusively oriented towards the economy—in which case the fall of earthly civilization is the inevitable result—or spirit will be poured into this economic empire, in which case what was intended for earthly evolution will be achieved. I would like to say: Every morning we should bear this in mind very seriously and all activities should be organized according to this impulse. The bell tolls with extreme urgency at present—with terrible urgency. In a certain sense we have reached the climax of platitudes. In an age when all content has been squeezed out of platitudes, content which came to humanity previously but which no longer has any meaning, we must absorb real substantial content into our psychological and social life. We must be clear about the fact that this either/or must be decided by each individual for him or her self and that each must participate in this decision with his most inner force of soul. Otherwise he does not participate in the affairs of humanity. But the attraction for illusion is especially strong in the age of platitudes. We wish so to sweep away the seriousness of life. We avoid looking at the truth inherent in our evolution. How could people let themselves be deceived by Wilsonian ideas if they really had the intense desire for truthful clarity? It must come. The desire for truth must grow in humanity. Above all, the desire for the liberation of spiritual/cultural life must grow along with the knowledge that nobody has the right to call himself a Christian who has not grasped the saying: “My kingdom is not of this world.” This means that the kingdom of Christ must become an invisible kingdom, a truly invisible empire, an empire of which one speaks as of invisible things. Only when spiritual science gains in importance will people speak of this empire. Not some church, not some state, not some economic empire can create this empire. Only the will of the individual who lives in a liberated spiritual/cultural life can create this empire. It is difficult to believe that in the lands in which people are downtrodden much can be done to free spiritual life. Therefore it must be done in those lands where the people are not downtrodden politically, economically and, obviously, not spiritually downtrodden. Above all it must be realized that we have not arrived at the day when we say: Until now things have gone downhill, they will go uphill again! No, if people do not act for this objective out of the spirit, things will not go uphill again, but will continue downhill. Humanity does not live today from what it has produced—for to produce again a spiritual impulse is necessary—humanity lives today from reserves, from old reserves, and they are being used up. And it is childish and naïve to think that a low point is reached some day and things will get better then, even with our hands in our laps. That's not how it is. And I would like to see that the words spoken here kindle a fire in the hearts of those who belong to the anthroposophical movement. I would hope that the specter which perhaps haunts those who find their way to this anthroposophical movement be overcome by the spirit meant here. It is certainly true that someone who finds his way to such a movement often seeks something for himself, for his soul. Of course he can have that, but only in order to stand with his soul in the service of the whole. He should advance, certainly, for himself, but only so mankind can advance through him. I cannot say that often enough. It should be added to those things I said should be thought about every morning. If we had really taken the inner impulse of this movement seriously, we would have been much farther along. But perhaps what is done in our circles does not help advance towards the future, but is often a hindrance. We should ask ourselves why this is so. It is very important. And above all we should not think that the sharpest powers of opposition are not active from all sides against what strives for the well-being of humanity. I have already indicated to you what is being done in the world in opposition to our movement, what hostility is activated against us. I feel myself obliged to make these things known to you, so that you should never say to yourself: We have already refuted this or that. We have refuted nothing, because these opponents are not interested in the truth. They prefer to ignore as much as possible the facts and simply aim slanderous accusations from all corners. I would like to read part of a letter to you which arrived recently from Oslo. “One of our anthroposophical friends works in a so-called people's college in Oslo together with a certain Schirmer. This Mr. Schirmer is in a certain sense quite a proficient teacher, but is also a fanatical racist and a sworn anti-Semite. At a people's meeting where three of us gave lectures about the Threefold Society, he talked against us, or rather against Dr. Steiner's Towards Social Renewal, although without much success. The guy has a certain influence in teachers' circles and he works in his own way in the sense of the social triformation in the school insofar as he is for freedom, but on the other hand he works against the social triformation and Dr. Steiner for the simple reason that he suspects that Dr. Steiner is a Jew. That is perhaps not so bad. We must expect and overcome more serious opposition. But now he has received confirmation of his suspicion. He turned to an ‘authority,’ namely the editor of the political anthropological monthly, Berlin-Steglitz. This purely anti-Semitic magazine wrote to him that Dr. Steiner is a Jew through and through. He is associated with the Zionists. And the editor added that they, the anti-Semites, have had their eye on you [Dr Steiner] for a long time. Mr. Schirmer also says that a persecution of the Jews is beginning now in Germany, and that all the Jews on the anti-Semites' blacklist should be simply shot down or, as they say, rendered harmless.” and so on. You see, this has nothing to do with anti-Semitism as such, that's only on the face of it. They choose slogans in these situations, with which they try to accomplish as much as possible with people who listen to slogans. But such things clearly indicate what most people don't want to see, what they want to ignore more and more. It is today much more serious that you think, and we should not ignore the seriousness of the times, but should realize that we are only at the beginning of these things which are opposed to everything that is intended to advance human progress. And that we should never, without neglecting our responsibilities, divert our attention from what is a radical evil within humanity, what manifests as a radical evil within humanity. The worst that can happen today is paying attention to mere slogans and platitudes, and believing that outdated concepts somehow have roots in human reality today—if we do not initiate a new reality from the sources of the spirit itself. That, my dear friends, was what I wanted to tell you today, first of all to all of you, but especially to those whose visit has pleased us greatly—especially to our English friends, so that when they return to their own country, where it will be so important, they will have something on which to base their activities. You will have seen that I have not spoken in favor or against anyone, nor have I flattered anyone. I only speak here in order to say the truth. I have known theosophists who when they speak to members of a foreign nation begin to talk about what an honor it is to be able to spread the teachings about the spiritual life in a nation which has accumulated so much glory. Such things cannot be said to you here. But I believe that you have come here to hear the truth and I think that I have best served you by really trying to tell the unvarnished truth. You will have learned during your trip that telling the truth nowadays is not a comfortable thing, for the truth calls forth opposition now more than ever. Do not be afraid of opposition, for they are one and the same: to have enemies and to tell the truth. And we will understand each other best when our mutual understanding is based on the desire to hear the unvarnished truth. Before I leave for Germany, this is what I wanted to say to you today, and especially to our English friends. |
53. Goethe's Gospel
26 Jan 1905, Berlin Rudolf Steiner |
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In his Faust Goethe shows the development of the human being from the lower to the higher soul forces and as we will still see also in the Fairy Tale of the Green Snake and the Beautiful Lily. His view was: only somebody who has passed the stages of development, who has felt attracted to the divine, who has passed doubts, has the full conviction, has gained the confidence and has brought himself from disharmony to harmony. |
Goethe expressed this view even deeper in The Fairy Tale of the Green Snake and the Beautiful Lily. Goethe himself said of the last passages of Faust in the conversations with Eckermann that he wanted to show Faust ascending the Montserrat. |
Note: Es grünelt so: the verb “grüneln” is a nonce word: being or becoming something that reminds of green; the translation of this sentence reads: “the air smells fresh and green.” |
53. Goethe's Gospel
26 Jan 1905, Berlin Rudolf Steiner |
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In this lecture, I want to give a picture of the theosophical world view that is completely free of any dogmatism, while I want to show its characteristics with the help of some phenomena of our Central European cultural life. It is not a matter of importing any foreign oriental world view but of showing that theosophy is life and must become life. It is no new Gospel, but the renewal of sensations deeply rooted in the human soul. We have to be interested most of all how geniuses, affiliated to us, are filled with the theosophical world view. Thus Lessing believed in reincarnation. In Herder's writings, we find ideas of reincarnation. We find them with Schiller in his Philosophical Letters (1786), in the Letters from Raphael to Julius (Christian Gottfried Körner in Schiller's Thalia) and in On the Aesthetic Education of the Man in a Series of Letters (1793/94). Novalis also believed in it. In particular, we find a theosophical world view in the later works of Goethe. Indeed, this can surprise at first, but who occupies himself with the study of Goethe, especially with the profound Faust drama, immerses himself more and more into that which I try to explain. What I try to tell now has arisen very easily to me. Goethe was a theosophist according to his whole nature, to the innermost sense of his life, because he did never accept any limit of his knowledge and work. Goethe was determined by his whole disposition to the world view we represent here. He was convinced that the human being is deeply connected with the world, and that this world is nothing material, but active, creative spirit; his world view was not an uncertain pantheism, but he believed that we can attain a living relation to God. As a seven-year-old boy he collected the sunbeams and enkindled a little candle; he wanted to enkindle a sacrificial service by the fire of nature. In Poetry and Truth he says: if we oversee the different religions, we find a common core of truth in them. The sages of all times always showed the swing of a pendulum between the higher and lower self, When Goethe had returned home after his Leipzig study and after a severe illness, he devoted himself to mystic studies. He decided to express what took place in him, the whole urging, in the Faust drama; in the legend in which the Middle Ages wanted to describe the fight between the old and the new world views. The 16th century did not think that one could progress to redemption by the own soul force; it let Faust perish. However, Goethe did it. After he had represented Faust as a striving human being, in the first version of Faust, he put him on a new basis in the nineties of the 18th century. In his Faust Goethe shows the development of the human being from the lower to the higher soul forces and as we will still see also in the Fairy Tale of the Green Snake and the Beautiful Lily. His view was: only somebody who has passed the stages of development, who has felt attracted to the divine, who has passed doubts, has the full conviction, has gained the confidence and has brought himself from disharmony to harmony. His Faust is a song of human perfection. We need not to seek for the way to perfection in the Bhagavad Gita. We find the big problem also in the Faust. Goethe sets himself the task in his Faust to uncover the secret of evil. Goethe uses the Prologue in Heaven to show the intention of his drama. The physical world is a reflection of force relations of the super-sensible world. With the words of the Prologue in Heaven Goethe describes the world of devachan, the sounding world. He represents it in the picture of the Pythagorean music of the spheres:
Who says there that it concerns a superficial picture only says something superficial. He also says at the end of the Ariel scene:
Goethe always speaks of the sounding of the spiritual world. Theosophy speaks of three worlds: of the dream world, of the astral or soul world and of the mental or spiritual world. The emergence of the spiritual eye produces immense changes in the dream life first. If the new beholding, the new world becomes accessible, it is very regular. Of course, one must not found any science on what the human being experiences there. The student or chela has to learn to take this consciousness of the astral world along with him from the dream into his day consciousness. Later then he experiences the spiritual world in the dreamless sleep. The consciousness of the astral world expresses itself in pictures, the consciousness of the spiritual world in spiritual hearing. The Pythagoreans called it the music of the spheres. Still an important principle of the human being appears in the Prologue: the principle of karma. Who knows that Goethe knew the mystics of the Middle Ages thoroughly, does not speak of external pictures if Goethe says:
Dawn or “aurora” is an expression which is familiar to the mystics. Jacob Böhme's first work was called: Aurora or the Rising of Dawn. From the start, Faust strives beyond the limits of the physical life. The portrayal of the earth spirit is completely given in technical-mystic terms, a wonderful portrayal of the astral body of the earth, of the imperishable soul cover spiritually created from the fruits of life. The earth spirit is no symbol; Goethe considers him as a real being. He supposed that in the planet planetary beings are and have their bodies, like we have our bodies of flesh. Goethe's creed was: the earth spirit taught him not only to consider but to feel and sense the uniform being of stone, plant, and animal up to the human being. He taught him the brotherliness of everything created up to the human being, the crown of creation. He also expressed his creed as 35-, 36-year-old man in The Secrets. A pilgrim walks to a cloister. He sees a rose cross at the gate. The rose cross is the symbol of the realms of nature; stone, plant, animal = cross, roses = love. Goethe himself says later that each of the twelve personalities represents a great world view or world religion in The Secrets. The aim of the pilgrim was to seek for the true core of the world religions. In the first part, we see the young Faust being full of sensation and disharmony. With the help of the tempter Faust has to lead his lower self through all mistakes. In Mephistopheles Goethe created the picture of an ancient idea that is included in any profound wisdom. He tried to solve the problem of evil. Evil is the sum of those forces which oppose the progress of human perfection. If truth consists of the further development, any obstacle is a lie. Mephistopheles is called the spoiler, mephiz, the liar tophel in Hebrew. He leads through all kinds of experience of the lower self. At the end of the first part, Faust stands differently before the earth spirit; he attains the insight that it is possible to really recognise the self. After he has finished the errors, he gets to the spiritual world by purification. Faust dies at an old age, and there he becomes a mystic. In the conversations with Eckermann (Johann Peter E., 1792–1854) Goethe says: for the initiate will be soon evident that a lot of profound is to be found in this Faust. The descent to the mothers: in any mysticism the highest psychic is female; cognition is a conception process. The fire on the tripod is the primary matter. The realm of the mothers is the primary source of all things; the spirit comes from there. A moral qualification is necessary to enter the spiritual world devachan in the language of theosophy. The aim of theosophy is to lead the human beings upward. The human being must make himself appropriate and worthy of that. When Faust leads Helena upward for the first time, he breaks out in consuming passion and, hence, Helena disperses. Faust should fathom the profound secret of the human nature, how body, soul and spirit combine. Spirit is the eternal; it was before birth and will be after death; soul is the connection between spirit and body; it tends more to the body first then to the spirit in the course of development, and with the latter to the everlasting. The development of the spiritual eye supports that. In Faust you are now led into the laboratory in which Homunculus is generated; Homunculus becomes wonderfully understandable if he is understood as a soul that has not yet incarnated. Homunculus has to receive a body. Goethe shows the gradual development of the bodily in a magnificent picture at the Classical Walpurgisnight. Proteus is the sage who knows how the physical metamorphoses proceed. Homunculus has to start with the mineral, and then the realm of plants follows. For going through the plant realm Goethe uses the expression “es grünelt so.” [ Note 1 ] Sexuality appears only on a certain stage. Eros combines with Homunculus: The human being comes into being from the connection of the male aspect of the soul and the female one. Faust's loss of sight shows: the physical world dies for him; the internal vision rises in him. A magnificent picture of this process: “And as long you do not have this dying and becoming ...” The mystics express it in such a way: “for death is the root of all life.” And: “who does not die, before he dies perishes, before he dies.” In the final picture of Faust the Chorus mysticus says:
In any mysticism the striving human soul is female. The connection of the soul with the world secret: the spiritual connection is expressed with the mystics as a wedding of the lamb. Goethe expressed this view even deeper in The Fairy Tale of the Green Snake and the Beautiful Lily. Goethe himself said of the last passages of Faust in the conversations with Eckermann that he wanted to show Faust ascending the Montserrat. In the poem The Secrets it is indicated. Parzival, the traveller through the valley. When Faust lost his eyesight, he got the possibility to quickly develop. There he came to the higher regions, to the devachan, we would say. However, Goethe also needed Catholic ideas. Thus he let Doctor Marianus appear in the “neatest cell.” This indicated: the release from anything sexual, being above man and woman. That is why he also added the female name with masculine ending to him. Now asexuality takes the place of uni-sexuality. He had completely awoken in buddhi. Buddhi, the sixth member, had got the upper hand over all the other members.
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14. Four Mystery Plays: The Soul's Awakening: Scene 5
Tr. Harry Collison Rudolf Steiner |
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For then thou bearest to them on thy rays That which in pictures fashioneth powers for me. Lucifer: (Bluish-green glittering under-garment, reddish outer-garment, shaped like a mantle and gleaming brightly, which extends into wing-like outlines; his upper part is not an aura but he wears a mitre of deep red bordered with wings; on his right wing a blue shape having the appearance of a sword; a yellow shape, like the ball of a planet (Venus), is supported by his left wing. |
Strader's Soul: (Toward the left of the stage; only his head is visible; it is in a yellowish-green aura with red and orange stars. At this moment on Strader's immediate left appears the soul of Capesius. |
Below, his robe, becoming broader, shades into blue-green; around his head is an aura of red, yellow and blue; the blue blends into the blue-green of the entire robe. |
14. Four Mystery Plays: The Soul's Awakening: Scene 5
Tr. Harry Collison Rudolf Steiner |
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The Spirit Realm. The scene is set in floods of significant colour, reddish deepening into fiery red above, blue merging into dark blue and violet below. In the lower part there is a globe symbolising the earth. The figures that appear seem to blend into a complete whole with the colours. On the left of the stage the group of gnomes as in Scene 2, page 173, in front of them Hilary, and in the immediate foreground the soul-forces. Felix Balde's Soul: (Seated at the extreme right of stage, having the form of a penitent, but arrayed in a light violet robe girdled with gold.) I thank thee, Spirit, wise to govern worlds, Lucifer: (Bluish-green glittering under-garment, reddish outer-garment, shaped like a mantle and gleaming brightly, which extends into wing-like outlines; his upper part is not an aura but he wears a mitre of deep red bordered with wings; on his right wing a blue shape having the appearance of a sword; a yellow shape, like the ball of a planet (Venus), is supported by his left wing. He stands somewhat behind and to the right, towering over Felix Balde's soul.) My servant, such activity as thine Felix Balde's Soul: (Gazing at the group of gnomes. From this moment, the gnomes becoming conscious, keep swaying up and down, slightly raising and lowering themselves, as if the group was breathing from above.)
Hilary's Soul: (With the figure of a steel-blue-grey elemental spirit modified to resemble a man's; the head less bowed, and the limbs more human.) The mist of wishes doth reflect the light Felix Balde's Soul: (The gnomes cease their movement.) Ahriman: Strader's Soul: (Toward the left of the stage; only his head is visible; it is in a yellowish-green aura with red and orange stars. At this moment on Strader's immediate left appears the soul of Capesius. Similarly only his head is to be seen. It is in a blue aura with red and yellow stars.) I hear a word which sounds and sounds again. The Other Philia: (Arrayed like a copy of Lucifer, though the radiance is lacking. Instead of the sword she has a kind of #8224, and in place of the planet a red ball like a fruit.) It travels onward in its search for weight Unto the place where radiant being fades Philia: (Figure like an angel, yellow merging into white, with wings of a bright violet, a lighter shade than Maria has later.—All three soul figures and the Other Philia are near Strader's soul and stand in the centre of the stage.) The mist-creations I will tend for thee Astrid: (Figure like an angel, robed in bright violet, with blue wings.) I beam forth clear and wondrous life of stars Luna: (Figure like an angel, robe of blue and red, with orange wings.) The weighty beings, who with toil create, Strader's Soul: Capesius' Soul: Luna: Capesius' Soul: Astrid: The Other Philia: Capesius' Soul: Philia: Capesius' Soul: Lucifer: (The souls of Benedictus and Maria appear in the middle of the region. Benedictus, in dress and in figure, is a microcosmic counterpart of the entire scenic effect. Below, his robe, becoming broader, shades into blue-green; around his head is an aura of red, yellow and blue; the blue blends into the blue-green of the entire robe. Maria on his right is an angelic figure; yellow shading into gold, without feet and with bright violet wings.) Benedictus' Soul: Maria's Soul: Felix Balde's Soul: Strader's Soul: Dame Balde's Soul: (Figure of a penitent with white coif, like that of a nun; robe yellow-orange, with silver girdle; she appears quite close to Maria; on her right and near Felix Beide.) Ye souls now summoned up by Lucifer! Capesius' Soul: The Guardian: (Enter the Guardian of the Threshold, like an angel, symbolically arrayed, to the side of the souls of Maria and Benedictus.) Ye souls who now at Lucifer's demand |
183. Occult Psychology: Lecture II
18 Aug 1918, Dornach Tr. Unknown Rudolf Steiner |
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We get the other pole when we can perhaps incorporate in the following way what, adjoining the universal soul-spiritual here, is swimming and hovering towards the human physical face: yellow, green, orange; green running into the blue. Figure 3 Here you get from the right side what I might call the side view of the normal aura of man. |
His being, what he himself is, is here represented in the aura by what I nave made run from bright green into blue violet (see diagram 2). But by passing over into blue-violet it leaves off being man and becomes the encircling cosmos. |
What is red here (diagram 2) runs into things and is changed; again, what is green and blue is also changed. Actually, things all intermix with one another: in spite of this, however, the sketch is correct in the main and corresponds with the facts. |
183. Occult Psychology: Lecture II
18 Aug 1918, Dornach Tr. Unknown Rudolf Steiner |
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Today I should like to start by giving a kind of sketch of the human soul, as this human soul stands in relation to the world and to itself. I should like to give this sketch in such a way that it can be said: we are looking at the profile of man as a soul being. So that we understand ourselves just as if we were to look at the physical man—not the soul-being (see Head in diagram 1)—not perhaps seeing him full-face but, let us say, from the right in profile. Let us observe him thus. If we try to sketch in outline anything like this we must naturally always keep in mind that we have to do with imaginative knowledge, that the reality behind the matter therefore is being given in picture form. The picture refers to the matter and is given, too, in such a way that it correctly indicates the matter. Naturally, however, we may not have the same idea of a drawing, a sketch, meant to represent something of a soul and spirit nature as we do of anything that in a naturalistic way is copied from an external perceptible reality. One must be conscious all the time of what I am now saying. I shall therefore omit all that concerns the physical and lower etheric organism of man and try to sketch only what is soul—soul-and-spirit (see diagram 2). As you know from the various descriptions that have been given, the soul-and-spirit stands in a more direct connection with the world of soul-and-spirit than physical man stands in connection with his physical environment. Towards his physical perceptible environment physical man is rather an isolated being; one might even say that physical man of the senses is really shut up within his actual skin. It is not so where what can be called the men of soul-and-spirit is concerned. There we have to think of a continual crossing of the currents pulsating in the inner depths of man's soul-and-spirit—of all the movements and currents existing in the general, universal world of soul-and-spirit. If I want first of all to describe from the one side the kind of relation the human soul-and-spirit has to what is of soul-and-spirit in the cosmic environment, I should have perhaps to do it in this way. I should, first of all, have to paint what enters in a soul-spiritual way from the universal, from the infinity of space, like this. Naturally I should have to paint the whole space in a way... but that is not really necessary. I shall only paint man's immediate environment. Thus it is now what we may understand as the surrounding world. (see blue in diagram 2). Now imagine in this picture form of the soul-spiritual that into which man is placed. Man indeed is not yet there, but indicated in this blue is only the edge of the environment. Imagine this like a surging blue sea filling space. (When I say ‘blue’ sea this must naturally be taken as I have often described it in books available to you, namely, colours are to be grasped in the description of the aura, of the soul-spiritual.) Borne like a wave, swimming, I might say, or hovering, so nothing else is borne up which is of soul-and-spirit. This is what I should now have to represent perhaps in the following way. Thus, if we pass from the cosmic environment to man, we may be able to think of ourselves and what belongs to the human spirit-and-soul as perhaps hovering in this red. There we should have first of all part of the soul-spiritual; and if we would make the sketch in accordance with reality it is only the upper part we should have to give in a kind of violet, in lilac graduating into red. This could only be given correctly by toning down the red into violet. Thus, you see, with this I have given you first what might be called the one pole of man's spirit-and-soul nature. We get the other pole when we can perhaps incorporate in the following way what, adjoining the universal soul-spiritual here, is swimming and hovering towards the human physical face: yellow, green, orange; green running into the blue. Here you get from the right side what I might call the side view of the normal aura of man. I say expressly a normal aura seen from the right side. What is presented to the view in this figure shows how man is placed into his environment of soul-and-spirit. But t also describes where man, the soul-and-spirit in man, stands in relation to itself. When everything represented by this figure is studied, it can clearly be seen how man is a being bounded an two sides. These two sides where man has his limits are always observed in life; but they are not indicated correctly nor considered in the right way—at least they are not understood. You know how in external science it is said that when man observes the world, when with his science he wishes to gain knowledge of the world, he comes to definite limits. We have often spoken of these limits, of the famous ignorabimus (“we shall never know”) which holds good with scientists and many philosophers. It is said that man comes indeed to certain limits in his cognition, in his conception, of the external world. I have certainly already quoted to you du Bois-Reymond's famous statement that in his seventieth year he made to the Scientific Congress in Leipzig; Human cognition will never penetrate into the regions haunted by matter—this is roughly what he said at the time. Perhaps the more correct way of speaking about the limits to human knowledge would be the following. In observing the world it is necessary for man to hold fast certain concepts which he penetrates neither with his scientific cognition nor with his ordinary philosophical cognition, we need only consider such concepts as that of the atom. The atom, however naturally has meaning only when we cannot actually speak of it, when we cannot say what it is. For the moment we were to begin describing the atom, it would no—longer be an atom. It is simply something unapproachable. And it is thus already matter, actual substance. Certain concepts have to be maintained that can never be approached. It is the same with knowledge of the external world; inaccessible concepts like matter, force and so on, must be maintained. That they should have to be maintained, depends here simply upon the inner light of man's soul-and-spirit stretching out into the darkness. What is stated to be the limit of knowledge can, I might say, actually be seen clearly in the aura. Here lies a boundary in front of man. His being, what he himself is, is here represented in the aura by what I nave made run from bright green into blue violet (see diagram 2). But by passing over into blue-violet it leaves off being man and becomes the encircling cosmos. There with his being, which is the inner force of his world outlook, man comes to a boundary; there in a sense he reaches nothingness and he has to hold fast to concepts having no content—concepts such as matter, atom, substance, force. This lies in the human organization, it lies in man's connection with the whole cosmos. Man's connection with the whole cosmos actually stands out in front of him. If we describe this boundary in accordance with the ideas of spiritual science, we can do so by saying (diagram 3): this boundary allows man with his soul to come into contact with the universe. If we indicate the direction of the universe in one loop of a lemniscate we can with the other loop show what belongs to man, only what proceeds from man goes out into the universe, into the infinite. Therefore we must make the line of the loop, the lemniscate, open on one side, closed on the other, and draw it like this—here the line of the loop is closed and here it goes out into infinity. It is the same line that I drew there, only here the arm goes out at this end into infinity (see diagram 4 of lemniscate open to the outside). What I have here drawn as an open lemniscate, as an open loop, is not just something thought out, but something you can actually look upon as flashing in and out of a gentle, very slow movement as the expression of man's relation to the universe. The currents of the universe continually approach man; he draws them towards him, they become intermingled in his vicinity and proceed outward again. Thus this kind of thing streams towards man, interweaves and then goes out again; man is permeated by these currents belonging to the universe, which stop short in front of him. As you may imagine, through this man is surrounded by a kind of wave-like aura; these currents enter from the universe, form a whirlpool here, and by making this whirlpool in front of him, as it were, salute man. So that here he is surrounded by a kind of auric stream. This is essentially an expression of man's relation to the cosmos, to the surrounding world of soul-and-spirit. You can, however, find all that you actually experience as lying in your consciousness represented here as a mixture of blue, green and yellow running into orange towards the inside. But that pushes up against here; within the soul part of man this yellow-orange collides with what waves on the blue sea as the soul-and-spirit of the lower man, of the man below. What I have shown here in red passing into orange, belongs to the subconscious part of man, and corresponds to those processes in the physical that take place principally in the activity of the digestion and so forth, where consciousness plays no part. What is connected with the consciousness would be described, where the aura is concerned, in the bright parts that I have applied here. (see diagram 2) Just as here the soul-spiritual of man meets the soul-spiritual of the surrounding world, so what is within man as his soul and spirit meets his subconscious—that actually also belongs to the universe. I shall have to draw this meeting of the currents so that one of the streams goes out into the infinite; within man I must draw this meeting differently. Here I must also draw a loop line but this must be done so that it runs towards the inside. Now please notice that I am keeping entirely to a looped line but I take the under loop and turn it around so that it goes thus (diagram 6). Thus, I turn the lower loop around. In contrast to the above diagram 5, where I have made one loop run out to infinity, widen out into the infinite, I now turn back the lower loop; with this I have shown diagrammatically the obstacles, dams, that arise where the spirit and soul here in the inside enter the subconscious spirit-and-soul and therefore also that of the cosmos. I must therefore describe these obstacles if I draw them as corresponding to what arises in man, in the following way; seven lemniscates with turned back loops—those are the obstacles that correspond to an inner wave in man (diagram 7). If you wish actually to follow up this inner wave, its main direction—but only its main direction—would perhaps take the course of running along beside the junction of man's wrongly named but so-called sensory and motor nerves. This is only said by the way for today I am going to describe the matter chiefly in its soul-spiritual aspect. By this you can see the strong contrast existing in man's relation to the spirit and soul environment and to himself, namely, to that bit he takes in out of the spirit-soul environment as his subconscious, and what I have had to sketch as the red wave swimming on the universal blue sea of the spirit-soul universe. We said that this wave here (see right of diagram 2) corresponds to the barrier against which man pushes if he wishes to know about the external world. But there is a limit here too (see left of diagram 2); within men himself there is a barrier. Did this limit, this barrier, not exist you would always be looking down into what is within you, my dear friends. Everyone would look within himself. In the same way that man would look into the external world were the barrier (on the right) not there, if the boundary on the left were not present he would look into himself. If man looked into himself in this present cycle of evolution this would indeed give him little joy, because what he would see there would be a most imperfect, chaotic seething upheaval in man's inner nature—something that certainly could not arouse joy in him. It is, however, that into which imaginative mystics believe they are able to link when they speak of the mysticism that is full of fantasy. All that the mystics of fantasy very largely look upon as a goal worthy of their striving, what, particularly in the case of many such mystics who really believe that in looking within themselves they are able to learn about the universe, what figures with them as mysticism—all that is concealed, entirely concealed, from men by just this dam.1 Man cannot look into himself. what is formed inside this region (left) is dammed up and reflected, it can t be reflected back into itself; and the expression of this, reflection is memory—remembrance. Every time a thought or an impression that you have received comes back in memory it does so because this damming process begins to work. If you had not this stemming wave, every impression received from outside, every thought you grasp and which permeates you, would be unable to remain with you and would go out into the rest of the soul-spiritual universe. It is only because you have this obstructing wave that you can preserve the impressions you receive. Through certain processes still to be described you are in a position to call back your impressions. And this is expressed in the functioning of recollection, of memory. You can therefore picture to yourself that you have in you something that here in this diagram is drawn in profile (for so it is drawn; there is in you just such a flat surface); There we find thrown back what should not penetrate. When you are awake you remain united with the external world, otherwise in the waking condition everything would go through you. You would actually know nothing of impressions; you would nave impressions but be unable to keep them. This is what memory signifies. And the surface of this dam that brings about our memory conceals what the imaginative mystic would like to look at, within himself. One could say of what is underneath that for those who really know these things, the saying holds good that man should never be curious to see what the beneficent Godhead has covered with night and obscurity, but the mystics are fantastic and wish to look down into it. All the same, they cannot do so, however, for they would so bore into and destroy the normal consciousness that the waves of memory would not be thrown back. All that produces our memory, all that is so necessary for external life, conceals from us what the fantastic mystic would like to see but men should not look upon. Beneath recollection, beneath what causes recollection, beneath the surface of recollection, lies an essential part of man. Just like the back of a mirror, the mercury being a mirror, what is in front, what is thus in your consciousness works; it does not go inside but is thrown back and is therefore able to continue there as memory. In this way our whole life is reflected as a memory. And what we call the life of our ego is essentially reflection in memory. Thus you see that we actually live our conscious life between this wave (right of Diagram 2) and this other wave (left). We should be mere funnels, therefore, letting everything flow through us; had we not this dam as the basis of memory, and we should see into the secrets beyond our boundary of knowledge were we not obliged to place ourselves outside the sphere of perceptible concepts for which we have no content. We should be funnels were we not so organised that we could not produce this dam, organised so that we should not be obliged to set up before us concepts as it were without a content, obscure concepts, we should become loveless beings, empty of love, with dry, stony natures. Nothing, in the world would please us and we should be so many Mephistopheles. Because we are organised so that we are unable to approach what is of soul-and-spirit in our environment with our abstract concepts, with our intellectual powers—to this we owe our capacity to love. For we are not meant to approach what we should love by analysing it in the ordinary sense of the term, nor by tearing it to pieces and treating it as chemicals are treated by the chemist in a laboratory. We do not love when we analyse like a chemist or synthesise chemically. The power of memory, the capacity to love—these are two capacities that correspond at the same time to two boundaries of human nature. The boundary towards within, corresponds to the power of memory; what lies beyond the memory zone is the subconscious within man. The other zone corresponds to the power of love, and whet lies beyond this zone corresponds to what is of the nature of soul-and-spirit in the universe. The unconscious part of man's nature lies beyond this zone as far as what is within man reaches; the soul-spiritual of the universe goes out boundlessly from the other zone into the wide space. We can therefore speak of the zone of love and the zone of memory and can include man's soul-and-spirit in these zones. We must however seek beyond the one zone above (see right of diagram 2) whet is unconscious, and because it remains unconscious is on that account very closely connected with the bodily nature of man, with his bodily organisation. Naturally things are not in reality so simple as they must be in any representation, because everything is interwoven. What is red here (diagram 2) runs into things and is changed; again, what is green and blue is also changed. Actually, things all intermix with one another: in spite of this, however, the sketch is correct in the main and corresponds with the facts. But from this we see that for physical life here on earth the spiritual is both strong and conscious. Here (left) the spiritual that actually merges into the universe is unconscious. These two parts of man are very clearly differentiated. The spiritual here (in the middle) is for this reason above all for earthly life a very finely woven spiritual element. Everything here (yellow) is what might be called finely woven light. Were I obliged to show where this finely woven light is in man, I should have to go to what I have been so minutely describing—the human head. What I have thus described, what I have sketched in yellow, yellow-green, yellow-orange, on the other side, is what I might cell the finely woven spirit light. This has no very strong connection with earthly matter; it has as little connection with earthly matter as is possible. And because it has so little connection it cannot well unite with matter, and thus, for the greater part, remains unconnected with it; to this part matter is given that actually always comes from time to time from man's previous incarnation, and there is but a loose connection between this finely woven soul-spiritual element and what belongs to the body, what has actually been held together out of the foregoing incarnation. Your physiognomy, in its arrangement and characteristics, you carry over, my dear friends, from your previous incarnation. And those who are thoroughly able to explain man actually look through the physiognomy of the head; not through what has its origin in the luciferic within men, but more through the manner in which he adapts himself to the universe. The physiognomy must be looked upon as though it were stamped into man, not to the extent of being the product of this stamping, but rather one has to see in it the negative of the soul; it is this that is seen in the negative of the face. If you were to make an impression of any face you would actually see there the physiognomy that relentlessly betrays what has been made of the last incarnation. On the other hand, all that I have sketched down there as being only connected with the surging sea of the world of soul and spirit, all that is to be understood as corresponding to man's subconscious or unconscious, is closely related to the bodily nature; it permeates the bodily nature. The bodily nature is united with the spiritual in such a way that the spiritual is wholly incapable of appearing as such. For this reason were we to look down we should see this seething and merging of the spiritual and the bodily behind the threshold of memory. It is this that pares the head of the next incarnation and seeks to transform what will take definite material form only in the future and will not become head until the next incarnation. For man's head is something that outstrips his stage of development. The head in its development therefore—as you may remember from lectures previously held here—has actually come to an end by man's twenty-seventh, twenty-eighth year. (See NSL 122-123 Historical Necessity and Free Will and R-LII Ancient Myths and Their Meaning). In the form of the head there is already our development of man. But, strange as it may seem, the rest of man is also a head only it is not so far advanced as the other head. If you picture to yourself a decapitated man, what remains is another head but at a more primitive stage. When further developed it become head, whereas what you have as the human head is the rest of the organism of a previous incarnation. If you picture what in your present organism is discarnated, free of the body, if you think away the head of your present organism, the organism that will become head in the next incarnation (and this organism is but an image, everything physical being an image of something spiritual), if you imagine the spiritual element of what in its external form has not yet appeared in man, then you see this in the Group in our luciferic figure—there you have it! Now imagine compressed into the human head all the soul-spiritual that is merged into man, and held back in you from the head, all that forms a barrier, that is to say, which man cannot penetrate (see right in diagram 2); then man will not have the old dignified head that he ordinarily has; he will have a bony head, and will be altogether bony, like the figure of Ahriman in our Group. (see Der Baugedanke des Goetheanum.) What I have here been explaining to you has not only great significance for understanding man, but also great significance for understanding what is going on spiritually in mankind's evolution. If we have not a fundamental comprehension of these things we shall never understand how Christianity and the Christ-impulse have entered human evolution. Neither shall we understand what part is played by the Catholic Church, what part is played by the Jesuits and similar currents, what functions belong to the East, what to the West, if all this cannot be considered in connection with these things. I shall take upon myself to tell you something of these currents tomorrow, currents such as those of East and West, Jesuitism, and the tendency to put everything into terms of mathematics, which really can only be rightly understood if we take into consideration what lies at the basis of soul-spiritual man.
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