28. The Story of My Life: Chapter III
Tr. Harry Collison Rudolf Steiner |
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1 I had got so far with my reading of Kant that I could form a notion, even though immature, of the advance which Fichte wished to make beyond Kant. |
7 The history of philosophy by Thilo of the school of Herbart broadened my view of the evolution of philosophical thought from the period of Kant onward. I fought my way through to Schelling, to Hegel. The opposition between the thought of Herbart and of Fichte passed before my mind in all its intensity. |
If this is granted, then one must not, after the fashion of Kant, observe the present state of human consciousness and investigate whether this can enter into the true beings of things. |
28. The Story of My Life: Chapter III
Tr. Harry Collison Rudolf Steiner |
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[ 1 ] My father had been promised by the management of the Southern Railway that he would be assigned to a small station near Vienna as soon as I should have finished at the Realschule and should need to attend the Technische Hochschule. In this way it would be possible for me to go to Vienna and return every day. So it happened that my family came to Inzersdorf am Wiener Berge. The station was at a distance from the town, very lonely, and in unlovely natural surroundings. [ 2 ] My first visit to Vienna after we had moved to Inzersdorf was for the purpose of buying a greater number of philosophical books. What my heart was now especially devoted to was the first sketch of Fichte's Wissenschaftslehre.1 I had got so far with my reading of Kant that I could form a notion, even though immature, of the advance which Fichte wished to make beyond Kant. But this did not greatly interest me. What interested me then was to express the living weaving of the human mind in a sharply outlined mental picture. My strivings after conceptions in natural science had finally brought me to see in the activity of the human ego the sole starting-point for true knowledge. When the ego is active and itself perceives this activity, man has something spiritual in immediate presence in his consciousness – thus I said to myself. It seemed to me that what was thus perceived ought now to be expressed in clear, vivid concepts. In order to find a way to do this, I devoted myself to Fichte's Theory of Science. And yet I had my own opinions. So I took the volume and rewrote it, page by page. This made a lengthy manuscript. I had previously striven to find conceptions for the phenomena of nature from which one might derive a conception of the ego. Now I wished to do the opposite: from the ego to penetrate into the nature's process of becoming. Spirit and nature were present before my soul in their absolute contrast. There was for me a world of spiritual beings. That the ego, which itself is spirit, lives in a world of spirits was for me a matter of direct perception. But nature would not pass over into this spirit-world of my experience. [ 3 ] From my study of the Theory of Science I conceived a special interest in Fichte's treatises Über die Bestimmung des Gelehrten2 and über das Wesen des Gelehrten.3 In these writings I found a sort of ideal toward which I myself would strive. Along with these I read also the Reden an die Deutsche Nation.4 This took hold of me much less at that time than Fichte's other works. [ 4 ] But I wished now to come also to a better understanding of Kant than I had yet been able to attain. In the Critique of Pure Reason this understanding refused to be revealed to me. So I attacked the problem with the Prolegomena zu einer jeden Künftigen Metaphysik.5 Through this book I thought I recognized that a thorough penetration into all the questions which Kant had raised among thinkers was necessary for me. I now worked more consciously to the end that I might mould into the forms of thought the immediate vision of the spiritual world which I possessed. And while I was occupied with this inner work I sought to get my bearings with reference to the roads which had been taken by the thinkers of Kant's time and the succeeding epoch. I studied the dry, bald Transcendentalen Synthetismus6 of Traugott Krug just as eagerly as I entered into the tragedy of knowledge by which Fichte was possessed when he wrote his Bestimmung des Menschen.7 The history of philosophy by Thilo of the school of Herbart broadened my view of the evolution of philosophical thought from the period of Kant onward. I fought my way through to Schelling, to Hegel. The opposition between the thought of Herbart and of Fichte passed before my mind in all its intensity. [ 5 ] The summer months of 1879, from the end of my Realschule period until my entrance into the Technische Hochschule, I spent entirely in such philosophical studies. In the autumn I was to decide my choice of studies with reference to my future career. I decided to prepare to teach in a Realschule. The study of mathematics and descriptive geometry would have suited my inclination. But I should have to give up the latter; for the study of this subject required a great many practice hours during the day in geometrical drawings, but in order to earn some money I had to have leisure to devote to tutoring. This was possible while attending lectures whose subject-matter, when it was necessary to be absent from lectures, could afterwards be taken up in readings, but not possible when one had to spend hours assigned for drawing regularly in the school. [ 6 ] So I had myself enrolled for mathematics, natural history, and chemistry. [ 7 ] Of special import for me, however, were the lectures which Karl Julius Schröer gave at that time in the Hochschule on German literature. He lectured during my first year on “Literature since Goethe” and “Schiller's Life and Work.” From the very first lecture he impressed me. He developed a survey of the life of the spirit in Germany in the second half of the eighteenth century and placed in dramatic contrast with this Goethe's first appearance and its effect upon this spiritual life. The warmth of his manner of treating the subject, the inspiring way in which he entered into the selections read from the poets, introduced us through an inner process into the nature of poetry. [ 8 ] In connection with these lectures he had the habit of requiring “practice in oral and written lectures.” The students had then to deliver orally or read what they themselves had prepared. Schröer would give informal suggestions during these student performances as to style, manner of delivery, and the like. My first discussion dealt with Lessing's Laokoon. Then I undertook a longer paper. I worked up the theme: “To what extent is man in his actions a free being?” In connection with this paper I drew much upon Herbart's philosophy. Schröer did not like this at all. He had not shared in the enthusiasm for Herbart which then prevailed in Austria both in philosophical circles and also in pedagogy. He was devoted completely to Goethe's type of mind. So everything which was derived from Herbart seemed to him pedantic and prosaic, although he recognized the discipline of thought to be had from this philosopher. [ 9 ] I was now able to attend also certain lectures at the university. I took great satisfaction in the Herbartian, Robert Zimmermann. He lectured on “Practical Philosophy.” I attended that part of his lectures in which he developed the ground principles of ethics. I alternated, generally attending his lecture one day and the next that of Franz Brentano, who at the same period lectured on the same field. I could not keep this up very long, for I missed too much of the courses in the Hochschule. [ 10 ] I was deeply impressed by learning philosophy in this way, not merely out of books, but from the lips of the philosophers themselves. [ 11 ] Robert Zimmermann was a notable personality. He had an extraordinarily high forehead and a long philosopher's beard. With him everything was measured, reduced to style. When he entered through the door and mounted to his seat, his steps seemed to be studied, and all the more so because one felt: “With this man it is obviously natural to be like that.” In posture and movement he was as if he had formed himself thus through long discipline according to the aesthetic principles of Herbart. And yet one could entirely sympathize with all this. He then slowly sat down on the chair, cast a long glance through his spectacles over the auditorium, then slowly and precisely took off his glasses, looked once more for a long time without spectacles over the circle of auditors, and finally began to lecture, without manuscript but in carefully formed, artistically spoken sentences. There was something classic in his speech. Yet, owing to the long periods, one easily lost the thread of his discourse. He expounded Herbart's philosophy in a somewhat modified form. The close logic of his teaching impressed me. But it did not impress the other hearers. During the first three or four periods the great hall in which he lectured was full. “Practical Philosophy” was required for the law students in the first year. They needed the signature of the professor on their cards. From the fifth or sixth lecture on, most of them stayed away; while one listened to the classical philosopher, one was in a very small group of auditors on the farthest benches. [ 12 ] To me these lectures afforded a powerful stimulus, and the difference between the views of Schröer and Zimmermann interested me deeply. The little time I did not spend in attendance at lectures or in tutoring I utilized either in the Hofbibliothek8 or the library of the Hochschule. Then for the first time I read Goethe's Faust. In truth, until my nineteenth year, when I was inspired by Schröer, I had never been drawn to this work. Then, however, it won a strong claim upon my interest. Schröer had already begun his lectures on the first part. It happened that after only a few of the lectures I became better acquainted with Schröer. He then often took me to his home, told me this or that in amplification of his lectures, gladly answered my questions, and sent me away with a book from his library, which he lent me to read. In addition he said many things about the second part of Faust, an annotated edition of which he was already preparing. This part also I read at that time. [ 13 ] In the library I spent my time on Herbart's metaphysics through Zimmermann's Aesthetic als Formwissenschaft9 which was written from Herbart's point of view. Together with this I made a thorough study of Haeckel's Generelle Morphologie.10 I may say that everything which I felt to be entering into me through the lectures of Schröer and Zimmermann, as well as the reading I have mentioned, became a matter of the deepest mental experience. Riddles of knowledge and of world conception shaped themselves within me from these things. [ 14 ] Schröer was a spirit who cared nothing for system. He thought and spoke out of a certain intuition. Besides, he gave the greatest possible care to the manner in which he clothed his views in language. For this reason he almost never lectured without manuscript. He needed to write things down undisturbed in order himself to give the requisite attention to the bodying forth of this thought in appropriate words. Then he read a lecture in such a way as to bring into prominence its true inner meaning. Yet once he spoke extemporaneously about Anastasius Grün and Lenau. He had forgotten his manuscript. In the next period, however, he treated the whole topic again, reading from his manuscript. He was not satisfied with the form he had been able to give to the matter extemporé. [ 15 ] From Schröer I learned to understand many concrete examples of beauty. Through Zimmermann there came to me a developed theory of beauty. The two did not agree well. Schröer, the intuitive personality with a certain scorn for the systematic, stood before my mind side by side with Zimmermann, the rigidly systematic theorist of beauty. [ 16 ] Franz Brentano, whose lectures also on “Practical Philosophy” I attended, particularly interested me through his personality. He was a keen thinker and at the same time given to reverie. In his manner of lecturing there was something ceremonious. I listened to what he said, but I had also to observe every glance, every movement of his head, every gesture of his expressive hands. He was the perfect logician. Each thought must be absolutely complete and linked up with many other thoughts. The forms of these thought-series were determined by the most scrupulous attention to the requirements of logic. But I had the feeling that these thoughts did not come forth from the loom of his own mind; never did they penetrate into reality. And such also was the whole attitude of Brentano. He held the manuscript loosely in his hand as if at any moment it might slip from his fingers; with his glance he merely skimmed along the lines. And this was the action suited to a merely superficial touch upon reality, not for a firm grasp of it. I could understand his philosophy better from his “philosopher's hands” than from his words. [ 17 ] The stimulus which came from Brentano worked strongly upon me. I soon began to study his writings, and in the course of the following years read most of what he had published. [ 18 ] I felt in duty bound at that time to seek through philosophy for the truth. I had to study mathematics and natural science. I was convinced that I should find no relationship between these and myself unless I could place under them a solid foundation of philosophy. But I perceived a spiritual world, none the less, as a reality. In clear vision the spiritual individuality of every one revealed itself to me. This found in the physical body and in action in the physical world merely its manifestation. It united itself with that which came down as a physical germ from the parents. Dead men I followed farther on their way in the spiritual world. After the death of a schoolmate I wrote about this phase of my spiritual life to one of my former teachers, who had been a close friend of mine during my Realschule days. He wrote back to me with unusual affection; but he did not deign to say one word about what I had written regarding the dead schoolmate. [ 19 ] And this is what happened to me always at that time in this manner of my perception of the spiritual world. No one would pay any attention to it. From all directions persons would come with all sorts of spiritistic stuff. With this I in turn would have nothing to do. It was distasteful to me to approach the spiritual in such a way. [ 20 ] It then chanced that I became acquainted with a simple man of the plain people. Every week he went to Vienna by the same train that I took. He gathered medicinal plants in the country and sold them to apothecaries in Vienna. We became friends. With him it was possible to talk about the spiritual world as with one who had his own experience therein. He was a personality of inner piety. He was quite without schooling. He had read very many mystical books, but what he said was not at all influenced by this reading. It was the outflowing of a spiritual life which was marked by its own quite elementary creative wisdom. It was easy to perceive that he read these books only because he wished to find in others what he knew for himself. He revealed himself as if he, as a personality, were only the mouthpiece for a spiritual content which desired to utter itself out of hidden fountains. When one was with him one could get a glimpse deep into the secrets of nature. He carried on his back his bundle of medicinal plants; but in his heart he bore results which he had won from the spirituality of nature in the gathering of these herbs. I have seen many a man smile who now and then chanced to make a third party while I walked through the streets of Vienna with this “initiate.” No wonder; for his manner of expression was not to be understood at once. One had first in a certain sense to learn his spiritual dialect. To me also it was at first unintelligible. But from our first acquaintance I was in the deepest sympathy with him. And so I gradually came to feel as if I were in company with a soul of the most ancient times who – quite unaffected by the civilization, science, and general conceptions of the present age – brought to me an instinctive knowledge of earlier eras. [ 21 ] According to the usual conception of “learning,” one might say that it would be impossible to “learn” anything from this man. But, if one possessed in oneself a perception of the spiritual world, one might obtain glimpses very deep into this world through another who had a firm footing there. [ 22 ] Moreover, anything of the nature of mere dreams was utterly foreign to this personality. When one entered his home, one was in the midst of the most sober and simplest family of country folk. Above the entrance to his home were the words: “With the blessing of God, all things are good.” One was entertained just as by other village people. I always had to drink coffee there, not from a cup, but from a porridge bowl11 which held nearly a litre; with this I had to eat a piece of bread of enormous dimensions. Nor did the villagers by any means look upon the man as a dreamer. There was no occasion for jesting at his behaviour in his village. Besides, he possessed a sound, wholesome humour, and knew how to chat, whenever he met with young or old of the village folk, in such fashion that the people liked to hear him talk. There was no one who smiled like those persons that watched him and me going together through the streets of Vienna, and these persons simply perceived in him some thing quite foreign to themselves. This man always continued to be, even after life had taken me again far away from him, very close to me in soul. He appears in my mystery plays in the person of Felix Balde. [ 23 ] It was no light matter for my mental life at that time that the philosophy which I learned from others could not in its thought be carried all the way to the perception of the spiritual world. Because of the difficulty that I experienced in this respect, I began to fashion a form of “theory of knowledge” within myself. The life of thought in men came gradually to seem to me the reflection radiated into physical man from that which I experienced in the spiritual world. Thought experience was to me the thing itself with a reality into which – as something actually experienced through and through – doubt could find no entrance. The world of the senses did not seem to me so completely a matter of experience. It is there; but one does not lay hold upon it as upon thought. In it or behind it there might be an unknown reality concealed. Yet man himself is set in the midst of this world. Therefore, the question arises: Is this world, then, a reality complete in itself? When man from within weaves into this world of the senses the thoughts which bring light into this world, does he then bring into this world something foreign to it? This does not accord at all with the experience that man has when the world of the senses stands before him and he breaks into it by means of his thought. Thought then appears to be that by means of which the world of the senses expresses its own nature. The further development of this reflection was at that time a weighty part of my inner life. [ 24 ] But I wished to be prudent. To follow a course of thought too hastily to the extent of building up a philosophical view of one's own appeared to me a risky thing. This drove me to a thorough-going study of Hegel. The manner in which this philosopher set forth the reality of thought was distressing to me. That he made his way through only to a thought world, even though a living thought-world, and not to the perception of a world of concrete spirit – this repelled me. The assurance with which one philosophizes when one advances from thought to thought drew me on. I saw that many persons felt there was a difference between experience and thought. To me thought itself was experience, but of such a nature that one lived in it, not such that it entered from without into men. And so for a long time Hegel was very helpful to me. [ 25 ] As to my required studies, which in the midst of these philosophical interests had naturally to be cramped for time, it was fortunate for me that I had already occupied myself a great deal with differential and integral calculus and with analytical geometry. Because of this I could remain away from many lectures in mathematics without losing my connection. Mathematics was very important for me as the foundation under all my strivings after knowledge. In mathematics there is afforded a system of percepts and concepts which have been reached independently of any external sense impressions. And yet, said I to myself constantly at that time, one carries over these perceptions and concepts into sense-reality and discovers its laws. Through mathematics one learns to understand the world, and yet in order to do this one must first evoke mathematics out of the human mind. [ 26 ] A decisive experience came to me just at that time from the side of mathematics. The conception of space gave me the greatest inner difficulty. As the illimitable, all-encompassing vacuity – the form in which it lay at the basis of the dominant theories of natural science – it could not be conceived in any definite manner. Through the more recent (synthetic) geometry, which I learned by means of lectures and in private study, there came into my mind the perception that a line which should be prolonged endlessly toward the right hand would return again from the left to its starting-point. The infinitely distant point on the right is the same as the point infinitely distant on the left. [ 27 ] It came over me that by means of such conceptions of the newer geometry one might form a conception of space, which otherwise remained fixed in vacuity. The straight line returning upon itself like a circle seemed to be a revelation. I left the lecture at which this had first passed before my mind as if a great load had fallen from me. A feeling of liberation came over me. Again, as in my early boyhood, something satisfying had come to me out of geometry. [ 28 ] Behind the riddle of space stood at that period of my life the riddle of time. Might a conception be possible here also which would contain within itself in idea a return out of the past by way of an advance into the infinitely distant future? My happiness over the space conception caused a profound unrest over that of time. But there was then visible no way out. All efforts of thought led only to the realization that I must beware especially of applying the clear conception of space to the problem of time. All clarification which the striving for understanding could bring was frustrated by the riddle of time. [ 29 ] The stimulus which I had received from Zimmermann toward the study of aesthetics led me to read the writings of the famous specialist in aesthetics of that time, Friedrich Theodor Vischer. I found in a passage of his work a reference to the fact that more recent scientific thought rendered necessary a change in the conception of time. There was always a sense of joy aroused in me when I found in others the recognition of any cognitional need which I had conceived. In this case it was like a confirmation in my struggle toward a satisfying concept of time. [ 30 ] The lectures for which I was enrolled in the Technische Hochschule I always had to finish with a corresponding examination. For a scholarship had been granted me, and I could draw my allowance only when I showed each year the results of my studies. [ 31 ] But my need for understanding, especially in the sphere of natural science, was but little aided by these required studies. It was possible then, however, in the technical institutes of Vienna both to attend lectures as a visitor and also to carry on practical courses. I found everywhere those who met me half-way when I sought thus to foster my scientific life, even so far as to the study of medicine. [ 32 ] I may state positively that I never allowed my insight into the spiritual world to become a disturbing factor when I was engaged in the endeavour to understand science as it was then developed. I applied myself to what was taught, and only in the background of my thought did I have the hope that some day the blending of natural science with the knowledge of the spirit would be granted me. Only from two sides was I disturbed in this hope. [ 33 ] The sciences of organic nature were then – wherever I could lay hold of them – steeped in Darwinian ideas. To me Darwinism appeared in its leading ideas as scientifically impossible. I had little by little reached the stage of forming for myself a conception of the inner man. This was of a spiritual sort. And this inner man I thought of as a member of the spiritual world. He was conceived as dipping down out of the spiritual world into nature, uniting with the organism of nature in order thereby to perceive and to act in the world of the senses. [ 34 ] The fact that I felt a certain respect for the course of thought characterizing the evolutionary theory of organisms did not render it possible for me to sacrifice anything from the conception. The derivation of higher out of lower organisms seemed to me a fruitful idea, but the identification of this idea with that which I knew as the spiritual world appeared to me immeasurably difficult. [ 35 ] The studies in physics were penetrated throughout by the mechanical theory of heat and the wave theory of the phenomena of light and colour. [ 36] The study of the mechanical theory of heat had taken on for me the charm of a personal colouring because in this field of physics I attended lectures by a personality for whom I felt quite extraordinary respect. This was Edmund Reitlinger, the author of that beautiful book, Freie Blicke.12 [ 37 ] This man was of the most captivating lovableness. When I became his student, he was already very seriously ill with tuberculosis. For two years I attended his lectures on the theory of heat, physics for chemists, and the history of physics. I worked under him in the physics laboratory in many fields, especially in that of spectrum-analysis. [ 38 ] Of special importance for me were Reitlinger's lectures on the history of physics. He spoke in such a way that one felt that, on account of his illness, every word was a burden to him. And yet his lectures were in the best possible sense inspiring. He was a man of a strongly inductive method of research. For all methods in physics he liked to cite the book of Whewel on inductive science. Newton marked for him the climax of research in physics. The history of physics he set forth in two parts: the first from the earliest times to Newton; the second from Newton to recent times. He was an universal thinker. From the historical consideration of problems in physics he always passed over to the perspective of the general history of culture. Indeed, quite general philosophic ideas would appear in his discussions of physics. In this way he treated the problems of optimism and pessimism, and spoke most impressively about the legitimacy of setting up scientific hypotheses. His exposition of Kepler, his characterization of Julius Robert Mayers, were masterpieces of scientific discussion. [ 39 ] I was then stimulated to read almost all the writings of Julius Robert Mayers, and I was able to experience the truly great pleasure of talking face to face with Reitlinger about the content of these. [ 40 ] I was filled with a deep sorrow when, only a few weeks after I had passed my final examination on the mechanical theory of heat under Reitlinger, my beloved teacher succumbed to his grievous illness. Just a short while before his death he had given me as his legacy a testimonial of personal qualifications which would enable me to secure pupils for private tutoring. This had most fortunate results. No small part of what came to me in the following years as means of livelihood I owed to Reitlinger after his death. [ 41 ] Through the mechanical theory of heat and the wave theory of light and of electric phenomena, I was impelled to a study of theories of cognition. At that time the external physical world was conceived as motion-events in matter. The sensations appeared to be only subjective experiences, as the effects of pure motion-events upon the senses of men. Out there in space occurred the motion-events in matter; if these events affected the human heat-sense, man experienced the sensation of heat. There are outside of man wave-events in the ether; if these affect the optic nerve, light and colour sensations are generated within man. [ 42 ] These conceptions met me everywhere. They caused me unspeakable difficulties in my thinking. They banished all spirit from the objective external world. Before my mind there stood the idea that even if the observations of natural phenomena led to such opinions, one who possessed a perception of the spiritual world could not arrive at these opinions. I saw how seductive these assumptions were for the manner of thought of that time, educated in the natural sciences, and yet I could not then resolve to oppose a manner of thought of my own against that which then prevailed. But just this caused me bitter mental struggles. Again and again must the criticism I could easily frame against this manner of thinking be suppressed within me to await the time in which more comprehensive sources and ways of knowledge should give me a greater assurance. [ 43 ] I was deeply stirred by the reading of Schiller's letters concerning the aesthetic education of man. His statement that human consciousness oscillates, as it were, back and forth between different states, afforded me a connection with the notion that I had formed of the inner working and weaving of the human soul. Schiller distinguished two states of consciousness in which man evolves his relationship to the world. When he surrenders himself to that which affects him through the senses, he lives under the compulsion of nature. The sensations and impulses determine his life. If he subjects himself to the logical laws and principles of reason then he is living under a rational compulsion. But he can evolve an intermediate state of consciousness. He can develop the “aesthetic mood,” which is not given over either on the one side to the compulsion of nature, or on the other to the necessities of the reason. In this aesthetic mood the soul lives through the senses; but into the sense-perception and into the action set on foot by sense-stimuli the soul brings over something spiritual. One perceives through the senses, but as if the spiritual had streamed over into the senses. In action one surrenders oneself to the gratification of the present desire; but one has so ennobled this desire that to him the good is pleasing and the evil displeasing. Reason has then entered into union with the sensible. The good becomes an instinct; instinct can safely direct itself, for it has taken on the character of the spiritual. Schiller sees in this state of consciousness that condition of the soul in which man can experience and produce works of beauty. In the evolution of this state he sees the coming to life in men of the true human being. [ 44 ] These thoughts of Schiller's were to me very attractive. They implied that man must first have his consciousness in a certain condition before he can attain to a relationship to the phenomena of the world corresponding to man's own being. Something was here given to me which brought to greater clarity the questions which presented themselves before me out of my observation of nature and my spiritual experience. Schiller spoke of the state of consciousness which must be present in order that one may experience the beauty of the world. Might one not also think of a state of consciousness which would mediate to us the truth in the beings of things? If this is granted, then one must not, after the fashion of Kant, observe the present state of human consciousness and investigate whether this can enter into the true beings of things. But one must first seek to discover the state of consciousness through which man places himself in such a relationship to the world that things and facts reveal their being to him. [ 45 ] And I believed that I knew that such a state of consciousness is reached up to a certain degree when man not only has thoughts which conceive external things and events, but such thoughts that he himself experiences them as thoughts. This living in thoughts revealed itself to me as quite different from that in which man ordinarily exists and also carries on ordinary scientific research. If one penetrates deeper and deeper into thought-life, one finds that spiritual reality comes to meet this thought life. One then takes the path of the soul into the spirit. But on this inner way of the soul one arrives at a spiritual reality which one also finds again within nature. One gains a deeper knowledge of nature when one then faces nature after having in living thoughts beheld the reality of the spirit. [ 46 ] It became clearer and clearer to me how, through going forward beyond the customary abstract thoughts to these spiritual perceptions – which, however, the calmness and luminousness of the thought serve to confirm – man lives himself into a reality from which customary consciousness bars him out. This customary state has on one side the living quality of the sense-perception; on the other the abstractness of thought-conceiving. The spiritual vision perceives spirit as the senses perceive nature; but it does not stand apart in thought from the spiritual perception as the customary state of consciousness stands in its thoughts apart from the sense-perceptions. Spiritual vision thinks while it experiences spirit, and experiences while it sets to thinking the awakened spirituality of man. [ 47 ] A spiritual perception formed itself before my mind which did not rest upon dark mystical feeling. It proceeded much more in a spiritual activity which in its thoroughness might be compared with mathematical thinking. I was approaching the state of soul in which I felt that I might consider that the perception of the spiritual world which I bore within me was confirmed before the forum of natural scientific thought. [ 48 ] When these experiences passed through my mind I was in my twenty-second year.
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35. Philosophy and Anthroposophy
17 Aug 1908, Stuttgart Rudolf Steiner |
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In the first place, man would have achieved an inwardly sound theory of knowledge; secondly (and this is of great importance), the great philosophers who lived and worked after Kant would not have been so completely misunderstood in accepted philosophical circles. Kant was succeeded by Fichte, Schelling, and Hegel; what are they to the man of today? |
People will only by degrees ripen an understanding of all that Hegel has given to the world; only when they have east off this hampering web of theories and cognitional phantoms. |
Little or no weight can be laid on the objections raised against this statement of Kant in certain quarters.3. The author is well acquainted with certain modern philosophic works in which reference is made to Fichte, Schelling, and Hegel with a view to obtaining direction from the utterances of these thinkers. |
35. Philosophy and Anthroposophy
17 Aug 1908, Stuttgart Rudolf Steiner |
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PREFATORY NOTE
PHILOSOPHY AND ANTHROPOSOPHYThe human soul, under normal conditions of life and development, is liable to encounter two obstacles which must be overcome if the soul would avoid being swept like a rudderless ship on the waves of life. A drifting of this nature produces, in time and by degrees, an inner insecurity eventually culminating in some form of distress, or it may rob a man of the power of rightly disposing himself in the order of the world according to the true laws governing life, thus causing him to disturb and not promote this order. Knowledge in respect of the human self—that is, self-knowledge—is one of the means of ensuring inner security and our true alignment in the order of life's development. The impulse to self-knowledge is found in every soul; it may be more or less unconscious, but it is always present. It may vent itself in quite indefinite feelings which, welling up from the depths of the soul, create an impression of dissatisfaction with life. Such feelings are often wrongly explained, and their alleviation sought in the outer circumstances of life. Though we are often unconscious of its nature, fear of these feelings obsesses us. If we could overcome this anxiety we should realize that no external measures, but only a thorough knowledge of the human being, can prove helpful. But this thorough knowledge requires that we should really feel the resistance of the two obstacles which human knowledge is liable to encounter when it would enter more deeply into the knowledge of the human being. They consist of two illusions, towering as two cliffs, between which we cannot advance in our pursuit of knowledge until we have experienced their true nature. These two obstacles are: Natural Science and Mysticism. Both these forms of knowledge appear in a natural way upon the path of human life. But they must be inwardly experienced if they are to prove helpful. Whether or not we can acquire a knowledge of humanity depends upon our developing the strength to reach, indeed, both obstacles, but not to remain stationary before them. When confronted by them, we must still retain sufficient detachment to be able to say to ourselves: neither method can lead our soul whither we would go. But this insight can only result from a true inner experience of their cognitive value. We must not shrink from really experiencing their nature; in order to realize thereby that we endow them with their true value by first advancing beyond them. We must seek access to both methods of knowledge; once we have found them, the way of escape from them becomes apparent. The belief that true reality is grasped by Natural Science is revealed, to an unprejudiced insight, to be an illusion. A normal feeling of our own human reality produces quite a definite experience. The latter is intensified the more we tend to apply Natural Science to the comprehension of our own human self. Man as a natural product consists of a sum of natural operations. It may become an ideal of knowledge to comprehend man in the light of the operative forces observed in the realm of Nature. With genuine Natural Science this ideal is justifiable. It may also be admitted that an incalculably distant future will reveal the method of development according to natural law of the miraculous human organization. Efforts in this direction must be accepted as the rightful ideal of Natural Science. Yet it is essential that we should, in the face of this rightful ideal, press forward to an insight promoted by a sound feeling of reality. We must inwardly experience how the results offered us by Natural Science become increasingly foreign to all our inner experience of reality. The more perfect the results, the more foreign are they felt to be to our inner life, with its thirst for knowledge. True to its ideal, Natural Science is bound to offer us material substances; yet, if inwardly unbiased, we cannot avoid finally encountering the difficulty experienced by Du Bois-Reymond, when he asserted, in his famous lecture on the “Boundaries of Natural Science,” that human knowledge would never grapple with the phenomenon haunting space in the guise of matter. To devote all suitable faculties to the pursuit of Natural Science is a sound experience, but we should at the same time feel that the distance between ourselves and reality is not thereby lessened, but increased. The results of Natural Science should give us occasion to make this experience. We must observe that they do not result from comprehension or feeling, and we shall reach the point of admitting that we do not, in truth, devote ourselves to Natural Science in order to draw nearer to reality; we believe this to be the case in our conscious self, but the unconscious origin of our efforts must have an altogether different significance—a significance for human life, into which we must inquire. Knowledge of true reality does not coincide with knowledge of Nature. This insight can prove a turning point in the life of our soul. The knowledge is brought home to us through inner experience that we were bound to follow the course of Natural Science, but that we were disappointed in the expectations raised by our diligent pursuit. This recognition is the final result of genuine experience and insight into the natural processes. We then abandon the belief that Natural Science, however perfect its future development, can supply us with the knowledge of the human being. Not to have reached this standpoint and still to cherish the hope that ideal natural scientific knowledge can enlighten us concerning our own being, is a sign that we have not sufficiently advanced in the experiences that are possible within the scope of Natural Science itself. This is the first obstacle against which we strike in our effort to attain knowledge of the human being. Many a thinker has felt the thrust on this side, and has faced about towards Mysticism and mystical immersion in the inner self. A certain progress can also be made in this direction, in the belief that actual reality, or something in the nature of unity with the primordial fount of all Being, can be inwardly experienced. If, however, we press on far enough to destroy the force of illusion, we become aware that however deep the immersion in the inner self, this experience leaves us helpless in the face of reality. With however powerful a grip we may be induced to feel that we have seized primal being, this inner experience finally proves to be some effect of an unknown being; we remain incapable of laying hold on true reality and retaining it. The mystic pursuing this path discovers that he has inwardly abandoned the true reality which he seeks and cannot draw near it again. The natural scientist reaches an outer world which illudes his inner life. The mystic, while seeking to grasp an outer world reaches an inner life which sinks into the void. Our experiences, on the one hand with Natural Science and on the other with Mysticism, proved to be no fulfillment of our efforts to find reality, but merely the starting-point of our path, for we are shown the chasm that yawns between material occurrence and the inner life of the soul; we are led to see this chasm and to gain the insight that, in respect of true and genuine knowledge, neither Natural Science nor mere Mysticism is capable of bridging it. The perception of this chasm leads us to seek an insight into reality by filling the gap with cognitional experiences which are not yet forthcoming in ordinary consciousness, but must be developed. With true experience of Natural Science and Mysticism, we must admit that another form of knowledge must be sought in addition to these—a knowledge that brings the material outer world nearer to our inner life, and at the same time immerses our inner life more deeply into the real world than this can be the case with Mysticism. A cognitional method of this nature can be called anthroposophical, and the knowledge of reality thereby attained, Anthroposophy; for at the outset, true and genuine Man (anthropos) is held to be concealed behind the “man” revealed by Natural Science and the inner life of everyday consciousness. This true and genuine Man makes his presence felt in dim feelings, in the more unconscious life of the soul. Anthroposophical research raises him into consciousness. Anthroposophy does not lead away from reality to an unreal imaginary world; it embodies the search for a cognitional method in response to which the real world will reveal itself. With due experience of Natural Science and the Mysticism confined to ordinary consciousness, Anthroposophy presses forward to the perception that a new consciousness must be developed, issuing from ordinary consciousness as, for instance, waking from the dull dream consciousness. Thus the cognitional process becomes for Anthroposophy a real inner occurrence extending beyond ordinary consciousness, whereas Natural Science is nothing but logical judgment and inference within the confines of ordinary consciousness, on the basis of outwardly given material reality, and Mysticism only a deepened inner life which, however, remains within the pale of ordinary consciousness. In calling attention, at the present day, to the fact that an inwardly real cognitional process and an anthroposophical knowledge exist, habits of thought are encountered whose origin is due, on the one hand, to Natural Science with its wonderful achievements and great expansion, and to certain mystical prejudices on the other. Thus Anthroposophy is repudiated upon the one side for supposedly not doing justice to Natural Science, while upon the other it appears superfluous to the mystically inclined, who believe they can themselves take their stand upon true reality. Others, who aim at keeping “genuine” knowledge free from everything that extends beyond ordinary consciousness, hold that Anthroposophy disowns the true scientific character which philosophy, for instance, and its knowledge of the world should retain, and therefore lapses into dilettantism. The following exposition will prove how little this reproach of dilettantism (especially at the hands of philosophy) is justified. A short sketch of its development will show how often philosophy has estranged itself from true reality, through not perceiving the very two cognitional obstacles alluded to above, and how an unconscious impulse is at the root of all philosophical effort to steer between these obstacles and strive for Anthroposophy. (I have dealt at greater length with this tendency of all philosophy towards Anthroposophy in my book Die Rätsel der Philosophie. Philosophy is generally regarded by those concerned therewith as something absolute, and not as something which was bound to come into existence, under particular conditions, in the course of the development of mankind, and be subject to transformation. Many an erroneous view of its true nature is current. It is however precisely when dealing with philosophy that we are in a position to name the period when it originated (and must have originated) in the course of human development—not merely through inner experience, but also on the basis of external historical documents. Most exponents of the history of philosophy, especially of the older school, have estimated this period fairly correctly. In all such presentations we find that a beginning is made with Thales, and the course of philosophy traced from him onwards in continuity down to our times. Some modern writers on the history of philosophy, aiming at unusual comprehensiveness and perspicacity, have placed the beginning of philosophy in still earlier times, drawing upon the various teachings of ancient wisdom. This, however, is only due to a particular form of dilettantism wholly ignorant of the fact that all the teachings of Indian, Egyptian, and Chaldean wisdom were entirely different, both in respect of method and origin, from purely philosophical thought with its leaning towards the speculative. The latter developed in the world of Greece, and there the first thinker to be considered in this sense is, in fact, Thales. We need not describe at length the characteristics of the various Greek philosophers, beginning with Thales; we need not dwell on Anaxagoras, Heraclitus, Anaximenes, or yet on Socrates and Plato. We may begin at once with that personality who appears as the very first philosopher in the narrowest sense, the philosopher par excellence—Aristotle. All other philosophies were in reality but abstractions inspired by the wisdom of the Mysteries; in the case of Thales and Heraclitus, for instance, this could easily be shown.1 Neither Plato nor Pythagoras is a philosopher in the real sense of the word, seership being the source from which both of them draw. The chief interest in a characterization of philosophy as such does not centre round the fact that someone or other expresses himself in ideas, but round the question where the sources from which he draws are to be found. Pythagoras drew from the wisdom of the Mysteries, which he translated into concepts and ideas. He was a seer, only he expressed his experiences as seer in philosophic form; and the same was the case with Plato. But the essential characteristic of the philosopher, manifested for the first time in Aristotle, is the fact that he necessarily rejects all other sources (or has no access to them), and works exclusively with the technique of ideas. And since this may be said for the first time of Aristotle, it is not without good historical reason that it should be precisely this philosopher who founded logic and the science, of thought. All other efforts in this direction had been of a precursory nature only. The way and the manner in which concepts and judgments are formed and conclusions drawn this entire range of mental activity was discovered by Aristotle as a kind of natural history of subjective thought, and everything we meet within him is closely connected with this inauguration of the technique of thought. As we shall revert to certain points in connection with Aristotle which are of fundamental importance for all later aspects of the subject, this short historical indication will suffice to characterize in a few words the point from which we depart. Aristotle remains the representative philosopher for later times also. His achievements were not only embodied in the post-Aristotelian period of antiquity, up to the founding of Christianity, but he was regarded most especially in the first Christian period and onward into the Middle Ages as that philosopher in whom direction was to be sought in all efforts to formulate a conception of the universe. By this we do not mean that men had Aristotle's philosophy before them as a system, as a collection of dogmas—especially in the Middle Ages, when the original texts were not obtainable; but thinkers had become familiar with the process of applying the technique of pure thought and thereby ascending step by step to knowledge, up to the point where thought encompasses the fundamental problems of life. Aristotle became to an increasing extent the Master of Logic. The medieval thinkers would say to themselves: whatever be the source of the knowledge of positive facts, be it due to man's investigation of the outer world by means of his senses, or be it due to revelation by means of divine Grace, as through Christ Jesus, these things have simply to be accepted, on the one hand as the deposition of the senses, and on the other as revelation. But if any matter, however given, is to be substantiated by a purely conceptual process, this must be done with that technique of thinking which Aristotle discovered. And, in fact, the inauguration of the technique of thinking was achieved by Aristotle in so signal a fashion that Kant was but right in declaring that, since Aristotle, logic had not advanced by so much as a single sentence.2 Indeed, this statement is in all essentials true of the present day; the fundamental teachings embodying a logical system of thought will be found today almost unaltered, if compared with what Aristotle set down. The additions made today are due to a somewhat mistaken attitude, prevalent even in philosophical circles, towards the conception of logic. Now it was not merely the study, of Aristotle, but above all the assimilation of his technique of thinking, that became the standard of the central period of the Middle Ages, or the early Scholastic period, when Scholasticism was at its prime—a period which came to a close with St. Thomas Aquinas in the thirteenth century. When mention is made of this early Scholasticism, it should be clearly understood that no philosophical judgment is possible at the present time in this connection, unless we are unhampered by all authority and dogmatic belief. It is indeed almost more difficult nowadays to speak of these things purely objectively, than disparagingly; for if we speak of Scholasticism with disparagement, we run no risk of being charged with heresy by the so-called freethinkers; but if we speak purely objectively, it is highly probable we shall be misunderstood, because a positive and most intolerant ecclesiastical movement of the present day often bases—its appeal upon totally misunderstood Thomism. There is no question of discussing here what is accepted by orthodox Catholic philosophy; neither should we be intimidated by the possible reproach of being concerned with what is professed and determined in dogmatic quarters. Let us rather be undisturbed by what may be asserted on the right and on the left, and simply seek to characterize what Scholasticism in its prime felt of science, the technique of thinking and supernatural revelation. Early Scholasticism does not bear the character attributed to it in a ready-made modern definition. Far from being dualistic in nature, as many imagine, it is pure Monism. It sees the world's primal source as an undoubted unity; only the Scholastic has a particular feeling with regard to the perception of this primal being. He says: there exists a certain fund of supersensible truth, a store of wisdom which was revealed to mankind; human thought with all its technique falls short of penetrating, of itself, into those regions which embody the content of the highest revealed wisdom. The early Scholastic appealed to a certain fund of wisdom which transcends the technique of thinking; that is, it is only in so far attainable as thought is capable of elucidating the wisdom which has been revealed. This portion of the Wisdom must be accepted by the thinkers as revelation, and the technique of thinking merely applied for its elucidation. What man can evolve from his inner self has its being only in certain subordinate regions of reality, and here the Scholastic applies active thought for the personal investigation of man. He presses forward up to a certain boundary where revealed wisdom meets him. Thus the content of personal research and revelation becomes united in an objective, unified, and monistic conception of the universe. That a kind of dualism, owing to human limitations, is associated with the matter is only of secondary importance; this is a dualism in cognition and not a dualism in the world whole. The Scholastic, therefore, pronounces the technique of thinking to be suitable for the rational elaboration of the material gathered by empirical science in sense-observation; further, it may press forward a stage, even up to spiritual truth. Here the Scholastic, in all humility, presents a portion of wisdom as Revelation, which he cannot himself discover, but which he is called upon to accept. Now this special technique of thinking, as applied by the Scholastics, sprang entirely from the soil of Aristotelian logic. There was, in fact, a twofold necessity for the early Scholastics (whose period drew to its close in the thirteenth century) to concern themselves with Aristotle. The first necessity was provided by historical evolution. Aristotelianism had become a permanency. The second arose from the fact that, as time went on, an enemy to Christianity sprang up in another quarter. The teachings of Aristotle did not expand to Western countries only, but also to the East; and everything that had been brought by the Arabs into Europe by way of Spain was, in respect of thought technique, saturated with Aristotelianism. It was a certain form of philosophy, in particular of Natural Science, extending into Medicine, which had been brought over, and which was eminently saturated with Aristotelian technique of thinking. Now the belief had grown in that quarter that nothing but a kind of Pantheism could be the consistent outcome of Aristotelianism—a Pantheism which, particularly in philosophy, had evolved from a very vague Mysticism. There was, therefore, in addition to the fact that Aristotle's influence was still paramount in the technique of thinking, yet another reason for men to concern themselves with his teachings, for in the interpretation placed upon him by the Arabs, Aristotle is made to appear as the opponent and foe of Christianity. It had to be admitted that if the Arabian interpretation of Aristotelianism were true, the latter could provide a scientific basis adapted for the refutation of Christianity. Now let us imagine what the Scholastics felt in this extremity. Upon the one side they adhered firmly to the truth of Christianity, yet upon the other they were bound by all their traditions to acknowledge that the logic and the thought technique of Aristotle were alone right and true. Placed in this dilemma, the Scholastics were faced by the task of proving that Aristotle's logic could be applied and his philosophy professed, and that it was exactly he, Aristotle, who provided the very instrument by means of which Christianity would be really conceived and understood. It was a task imposed by the trend of historical development. Aristotelianism had to be handled in such a way as to make it evident that the teaching brought by the Arabs was not Aristotle's, but only a mistaken conception thereof; that, in short, one had but to interpret Aristotle correctly in order to find in his teaching a basis for the conception of Christianity. This was the task Scholasticism set itself, to the achievement of which the writings of St. Thomas Aquinas were largely devoted. Now, however, something else happened. When the day of Scholasticism had drawn to its close, there occurred in course of time a complete rupture along the whole line of logical and philosophical thought-evolution. No criticism is here intended of this fact; we do not wish even to suggest that it could have happened otherwise; the actual course taken was necessarily such as it was, and we merely put the case hypothetically when we say that the most natural thing would have been to have increasingly expanded the technique of thinking, so that ever higher and higher portions of the supersensible world should have been grasped by thought. But the next development was not of this nature. The fundamental conceptions, which, with St. Thomas Aquinas for instance, were applicable to the highest regions, and which could have received such development that the boundaries restricting human research would have receded ever farther and upwards into the supersensible regions—this body of thought was robbed of its power and possibility, and survived only in the conviction that the highest spiritual truths transcend altogether the activity of human thought and are beyond elaboration by concepts which man can evolve from himself. By such means a break in man's spiritual life occurred. Supersensible knowledge was pronounced to be entirely beyond the compass of human thought and to be unattainable by subjective cognitional nets; it must have its roots in faith. There had always been a tendency in this direction, but it ran to extremes towards the close of the Middle Ages. Pains were taken to accentuate the breach between faith on the one hand, which must be attained by objective conviction, and, on the other hand, whatever logical activity can elaborate as the basis of a sound judgment. Once this chasm was opened, it was only natural that knowledge and faith should be increasingly thrust asunder and that Aristotle and his technique of thinking should also become the victims of this breach occasioned by historical development. This was more especially the case at the beginning of the modern era. It was maintained on the scientific side (and we may consider many of the statements as well founded) that no progress could be made in the search for empirical truth by merely spinning out what Aristotle had placed on record. Furthermore, the trend of historical events was such that it became inadvisable to make common cause with the Aristotelians; and as the era of Kepler and Galileo drew near, mistaken Aristotelianism had become the very bane of knowledge. It repeatedly happens that the adherents and followers of some particular philosophy of the universe corrupt an uncommon amount of the teaching which the founders themselves presented in the right way. Instead of looking to Nature herself, instead of exercising the faculty of observation, it was found easier at the end of the Middle Ages to have recourse to the old books of Aristotle and base all academic dissertations on his written word. It was characteristic of the epoch that when an orthodox Aristotelian was invited to convince himself by inspecting a dead body, that the nerves do not proceed from the heart, as he had mistakenly gathered from Aristotle, but that the nervous system has its centre in the brain the Aristotelian replied: “Observation certainly shows me that this is actually the case, but Aristotle states the reverse, and I have greater faith in him.” The followers of Aristotle had, in fact, become a grievance; empirical science was bound to make a clearance of this false Aristotelianism, basing its authority on pure experience, and we find a particularly strong impulse in the direction given by the great Galileo. On the other side we see an entirely different development. An aversion to the technique of thinking was felt by those who, so to speak, sought to save their faith from this invasion of independent thought. They were of the opinion that this technique of thinking was powerless when faced by the fund of wisdom acquired through revelation. When the worldly empirics invoked the book of Aristotle, their opponents confronted them with arguments gathered from a different but equally misunderstood book—namely, the Bible. This was more particularly the case at the beginning of the modern era, as we may gather from Luther's hard words; “Reason is deaf and purblind fool” that should have naught to do with spiritual truths, adding further that pure faith by conviction can never be kindled by reason in a thought founded upon Aristotle, whom he calls “hypocrite, sycophant, and stinking goat.” These are, indeed, hard words; but when considered from the standpoint of the new era, they may be better understood. A deep chasm had opened between reason and its technique of thinking on the one hand, and supersensible truth on the other. A final expression of this break is found in a philosopher through whose influence the nineteenth century has become entangled in a web from which it can only with difficulty extricate itself. This philosopher is Kant. He is, virtually, the last representative thinker whose methods can be traced to that division which occurred in the Middle Ages. He differentiates sharply between faith and that knowledge which man may claim to attain. Externally the Critique of Pure Reason is associated with the Critique of Practical Reason, and Practical Reason seeks to handle the problem of Knowledge from the standpoint of rational faith. On the other hand Kant asserts most emphatically of Theoretical Reason that it is incapable of comprehending the Actual, the “thing-in-itself.” Man receives impressions from the thing-in-itself, but he is circumscribed by his own ideas and conceptions. We could not describe Kant's fundamental error without going deeply into the nature of his philosophy and its history; but this would lead too far from the present subject, moreover the reader will find the question adequately treated in my Truth and Science. What is of far greater interest to us at the present moment is this web in the meshes of which the philosophical thought of the nineteenth century has become entangled. Let us examine how this came about. Kant was especially alive to the necessity of demonstrating to what extent something absolute was given us in thought, something in which there could be no uncertainty, as against the uncertainty, according to him, of everything which proceeds from experience. Our judgment can only derive certainty from the fact that a portion of knowledge does not originate with external things, but with ourselves. In the Kantian sense, we see external things as through a coloured glass; we receive them into ourselves, grouping them according to lawful connections which we ourselves evolve. Our cognition has certain forms—the forms of space, time, the categories of cause and effect, and so on. These are immaterial for the thing-in-itself, at least we cannot know whether the thing-in-itself has any existence in space, time, or causality. The latter are forms created by the subjective mind of man and imposed upon the thing-in-itself the moment of its appearing; the thing-in-itself remains unknown. Thus when man finds the thing-in-itself before him, he endows it with the forms of space and time, and finds an apparent association of cause and effect, thus enveloping the thing-in-itself with a self-made network of concepts and forms. For this reason man may claim a certain security of knowledge, since, as long as he is as he is, time, space, and causality possess actual significance for him. And whatever man thrusts into the things he must also extract from them. Of the thing-in-itself, however, he can have no knowledge, for he remains ever a captive of the forms of his own mind. This view was finally expressed by Schopenhauer in his classical formula; “The world is my conception.” Now this entire process of reasoning has been transmitted to almost the entire thought of the nineteenth century; not only to the theory of knowledge, but also, for instance, to the theoretical principles of Physiology. Here philosophical speculation was amplified by certain experiences. If we consider the doctrine of the specific energies of the senses, there would seem to be a corroboration of the Kantian theory. At all events that is how the matter was recorded during the nineteenth century. “The eye perceives the light”; yet, if the eye be affected by some other means, say by pressure or by electric current, a perception of light is also recorded. Hence it was said: the perception of the light is generated by the specific energy of the eye and transferred to the thing-in-itself. It was Helmholtz in particular who laid this down in the crudest manner as a physiological-philosophical axiom, declaring that not even a pictorial resemblance can be claimed between our perceptions and the objects exterior to ourselves. A picture resembles its prototype, but in so called sense-perception the resemblance to the original cannot be so close as even in a picture. The only designation, therefore, we can find for the experience within ourselves is “symbol” of the thing-in-itself, for a symbol need have no resemblance to the thing it expresses. Thus the philosophical thought of the nineteenth century, until the present day, became thoroughly impregnated with elements which had long been in preparation, so that the relation of human cognition to reality could not be conceived except in the sense of the ideas given above. I often recall a conversation I had the privilege of having years ago with a highly esteemed philosophical thinker of the nineteenth century, with whose views, however, on the theory of knowledge I could by no means agree. To qualify human conceived thought as purely subjective was, I urged, a cognitional assertion which should not be assumed a priori. He replied that one need only bear in mind the definition of the word “conception,” which pronounces the latter to exist only in the soul; but since reality is only given us by means of conceptions, it follows that we have no reality in the act of cognition, but only a conception thereof. This truly ingenious thinker had allowed a preconceived opinion to condense to a definition (which, for him, was indisputable), to the effect that conceptual thought reaches only as far as the boundary of the thing-in-itself, and is, therefore, subjective. This habit of thought has become so predominant in the course of time that all writers on the theory of cognition who pride themselves on understanding Kant, consider every man a dullard who will not agree with their definition of conceptual thought and the subjective nature of apprehension. All this has resulted from the split which I have described as occurring in the spiritual development of mankind. Now a real understanding of Aristotle enables us to find that an entirely different principle and theory of cognition might have resulted from a direct, that is, from an undistorted, development of his teaching. In the matter of the theory of knowledge, Aristotle already admitted ideas to which man today can but slowly and gradually ascend through the intellectualistic undergrowth which is the outcome of Kant's influence. We must, above all things, realize that Aristotle, by means of his technique of thinking, was able to elaborate true concepts capable of transcending those limits which were imposed upon knowledge in the way described above. We need only concern ourselves with a few of Aristotle's fundamental conceptions in order to recognize this. It is entirely in conformity with him to say: Our initial knowledge of the things which we apprehend around us is provided by our sense-perception. Sense presents to us the individual thing. When we, however, begin to think, the things group themselves; we gather diverse things into a unit of thought. Here Aristotle finds the right connection between this unity of thought and an objective reality (which, leads to the thing-in-itself), in showing that if we think consistently we must conceive the world of experience around us as composed of “matter” and what he terms “form”—two concepts which he genuinely differentiates in the only true and possible sense. It would entail a lengthy exposition to treat exhaustively of these concepts and all they involve; some elementary notions, however, in this connection will help us to understand Aristotle's teaching of “matter” and “form” as differentiated by him. He clearly realizes that, in respect of our cognition, it is essential that we should grasp the “form” of all things which constitute our world of experience, since it is the form which is the vital principle of things, and not matter. There are even in our day personalities endowed with a true comprehension of Aristotle. Vincent Knauer, who in the 'eighties was lecturer at the University of Vienna, was in the habit of explaining to his hearers the difference between form and matter by means of an illustration which may, perhaps, appear grotesque, but is none the less pertinent. “Think,” he said, “how a wolf, after eating nothing but lambs for a part of his life, consists, strictly speaking, of nothing but lamb—and yet this wolf never becomes a lamb!” This argument, if only rightly followed up, gives the difference between matter and form. Is the wolf a wolf by reason of matter? No! His being is given him by his form, and we find this “wolf-form” not only in this particular wolf, but in all wolves. Thus we find form by means of a concept expressing a universal, in contradistinction to the thing grasped by the senses, which is always particular and single. Our thought moves altogether along Aristotelian lines, if we, like the Scholastics, exert ourselves to conceive the nature of form by dividing the universal into three kinds. The universal, as essence of the form, is conceived by the Scholastics, firstly as pre-existent to all operation and life of the form in the single thing; secondly as permeating the single thing with life and activity; thirdly, they found that the human soul, by observing the things inwardly, endows the universal form with life in a manner consistent with its (the soul's) nature. The philosophers, accordingly, differentiated the universal that lives in the thing and comes to expression in human cognition, in the following way: 1. Universalia ante rem: the essence of the form before its incorporation in the single thing. 2. Universalia in re: the essential forms existent in the things. 3. Universalia post rem: these essential forms abstracted from the things and appearing in cognition as an inner experience of the soul, through the reciprocal relation of the soul to the things. Until we approach this threefold difference, no genuine insight is possible, in this connection, into what is here of importance. For only consider for a moment what is involved. The insight is involved that man, in so far as he remains within the universalia post rem, is confined to a subjective element. Further (and this is especially important), that the concept in the soul is a “representation” of universally existent real forms (Entelechies). The latter (universalia in re) have incorporated themselves in the things, thanks to their having previously existed as universalia ante rem. A purely spiritual form of existence must be attributed to the universal essences before their incorporation in the single things. The conception of such essential universalia ante rem will naturally appear as a fanciful abstraction in the eyes of those for whom only the world of sensible objects is real. But it is of essential importance that an inner experience should induce us to accept this conception. That experience is meant, thanks to which the general concept “wolf” is not merely regarded as a condensation, effected by the intellect, of all the various single wolves, but is perceived as a spiritual reality extending beyond the single thing. This spiritual reality enables us to recognize difference between animal and man in a genuinely spiritual sense. What is inherent in the species “wolf” does not find its realization in the single wolf, but in the totality of these single wolves. In man, an entity of soul and spirit is immediately revealed in the individual, whereas, in animals, only through the species, in the totality of the individuals. Or, in Aristotelian terminology with individual man the “form” finds its immediate expression in the physical human being; in the animal world the “form,” as such, remains in a supersensible region and extends itself along the line of development comprising all the individuals of the same “form.” It is permissible, in the sense of Aristotelianism, to speak of “group-souls” (the souls of kind or species) in the case of animals, and of individual souls in the case of man. If we succeed in acquiring an inner experience in the light of which the above distinction becomes equivalent to a perceived reality, we have advanced one step farther on the path of knowledge, along which Aristotelianism and Scholasticism had only progressed as far as the technique of concepts and ideas. Anthroposophical Spiritual Science seeks to prove that the above experience can be acquired. The “forms” are then not merely the outcome of conceptual differentiation, but the object of supersensible vision. The group-souls of the animals and the individual souls of men are perceived as beings of similar kind. This entire process is perceived as physical reality is perceived by the senses. The method by which Anthroposophical Spiritual Science seeks to acquire this experience will be indicated in the course of this treatise. At this point the writer's intention was to show how ideas within the range of Aristotelian doctrine can be found to corroborate Anthroposophy. There is, however, in addition to all that we have met with in Aristotle, something which finds less and less favour in modern times. We are required to exert ourselves to think in concise, finely chiseled concepts, in concepts which we have first carefully prepared. It is necessary that we should have the patience to advance from concept to concept, and above all things cultivate clarity and keenness of thought; that we should be aware of what we are speaking when we frame a conception. If, for instance, we speak, in the Scholastic sense, of the relation of a concept to that which it represents, we are required in the first place to work our way through lengthy definitions in the Scholastic writings. We must understand what is meant when we find it stated that the concept is grounded “formally” in the subject and “fundamentally” in the object; the particular form of the concept is derived from the subject and its content from the object. That is but a small, quite a small, example. The study of Scholastic works involves labouring through massive volumes of definitions most unpleasant task for the scientist of today; for this reason he looks upon the Scholastics as learned pedants and condemns them downright. He is totally unaware that true Scholasticism is naught but the detailed elaboration of the art of thinking, in order that thought may provide a foundation for the genuine comprehension of reality. It is of course far easier to bring a few ready-made conceptions to bear upon everything that confronts us in the nature of higher reality—far easier than to construct a firm foundation in the sphere of thought. But what are the consequent results? Philosophic books of the present day leave one with a dubious impression: men no longer understand each other on higher questions; they are not clear in their own minds as to the nature and scope of their conceptions. This could not have happened in the days of the Scholastics, for thinkers of that period were necessarily acquainted with the aspect of every concept they used. A way of penetrating to the depths of a genuine thought-method was clearly in existence, and, had this path been duly pursued, no entanglement in the web of Kant's “thing-in-itself,” and the (supposedly subjective) conception thereof, would have been possible. On the contrary, two results would have been attained. In the first place, man would have achieved an inwardly sound theory of knowledge; secondly (and this is of great importance), the great philosophers who lived and worked after Kant would not have been so completely misunderstood in accepted philosophical circles. Kant was succeeded by Fichte, Schelling, and Hegel; what are they to the man of today? They are held to be philosophers who sought to fashion a world from purely abstract concepts. This was never their intention.3 But Kant's principles of thought were the dominating influence and prevented the greatest philosopher in the world being understood. People will only by degrees ripen an understanding of all that Hegel has given to the world; only when they have east off this hampering web of theories and cognitional phantoms. Yet this would be so simple! No more is necessary than the effort to think naturally and without constraint, rejecting the set habits of thought which have developed under the questionable influence of the Kantian school. The question must clearly be settled whether man (as proceeding from the subject) encompasses the object with a conception which he himself constructs within that subject. But does it necessarily follow that man is unable to penetrate into the “thing-in-itself?” Let me give a simple example. Imagine, for instance, that you have a seal bearing the name of Miller. Now press the seal on some sealing-wax and again remove it. There can be no doubt, I take it, that the seal being, let us say, of brass, no property of the brass will pass over into the wax. Were the sealing-wax to exercise the function of cognition in the Kantian sense, it would say: “I am entirely wax; no brass passes over into me, there is therefore no connection whereby I may learn the nature of that which has approached me.” And yet the point in question has in this case been entirely neglected—namely, the fact that the name “Miller” remains objectively imprinted upon the sealing-wax, without any portion of the brass having adhered to it. So long as people cling to the materialistic principle of thought that no connection is possible unless matter passes over from one to the other, they will in theory maintain: “I am sealing-wax and the other is brass-in-itself, and since none of the brass-in-itself can enter me, therefore the name of Miller can be no more than a sign. But the thing-in-itself which was in the seal and which has impressed itself upon me so that I can read it, this thing-in-itself remains forever unknown to me.” With this final formula the argument is clenched. Continuing the illustration, we might say: “Man is all wax (conception). The thing-in-itself is all seal (that which is exterior to the conception). Now since I, being wax (the subject conceiving), can but attain to the outer surface of the seal (the thing-in-itself), I remain within myself and nothing passes into me from the thing-in-itself.” So long as Materialism is allowed to encroach upon the theory of knowledge, no understanding is possible of what is here of importance.4 It is true that we are limited by our own conception, but the element that reaches us from outer reality is of purely spiritual nature, and is not dependent upon the transmission of material atoms. What passes over into the subject is not of material but of spiritual nature, as truly as the name Miller passes into the wax. This must be the starting-point of a sound theory and investigation of knowledge, and it will soon become apparent to what extent Materialism has gained a footing even in philosophical thought. An unbiased review of the state of affairs leaves us no alternative but to conclude that Kant could only conceive the “thing-in-itself” as matter, however grotesque this may seem at first sight. For the sake of a complete survey of the subject we must new touch upon another point. We have explained how Aristotle distinguished between “form” and “matter” in all things within our range of experience. Now if the process of cognition allows us to approach the “form” in the manner indicated above, the question arises to what extent is a similar approach possible in the direction of “matter.” It must be noted that, for Aristotle, matter was not synonymous with material substance, but comprised the spiritual element underlying the world, of physical reality. It is therefore possible not only to comprehend the spiritual element that reaches us from external things,* but also to seek immediate access to the things and identify ourselves with matter. This question is also of importance for the theory of knowledge, and can be answered only by one who has gone deeply into the nature of thought, that is, of pure thought. The concept of “pure thought” is one which we must be at pains to acquire. Following Aristotle, we may look upon pure thought as an actual process. It is pure form and, in its initial mode of existence, void of content as far as the single, individual things of the external physical world are concerned. Why? Let us make it clear how pure conception comes into being in contradistinction to perception through the senses. Let us imagine we wish to form the conception of a circle. We can, for this purpose, put out to sea until we see nothing but water around: this perception can provide the conception of a circle. There is another way, however, of arriving at the conception of a circle without appealing to the senses. I can construct, in thought, the sum of all places which are equidistant from one particular spot. No appeal to the senses is necessary for this exclusively internal thought-process; it is unquestionably pure thought in the Aristotelian sense; pure actuality. And now a further significant fact presents itself. Pure thought thus conceived harmonizes with experience; it is indispensable for the comprehension of experience. Imagine Kepler evolving, by means of pure constructive thought, a system in which the elliptical courses of the planets are shown, with the sun in the focus, and then observation, by means of the telescope, subsequently confirming an effort of pure thought conceived in advance of experience. Pure thought is thus shown to possess significance for reality—for it harmonizes therewith. Kepler's method affords a practical illustration of the theories which Aristotelianism founded upon the science of knowledge. The universalia post rem are grasped, and, upon nearer approach, it is found that they became united with the things in a previous form, as universalia ante rem. Now if these universals are not perverted in the sense of a false theory of knowledge, if they are not made to appear as subjective notions, but are found to exist objectively in the things, it follows that they must first have become united with that “form” conceived by Aristotle as the underlying foundation of the world. Thus the discovery is made that the apparently most subjective activity (when something is determined independently of all experience) provides the very means for attaining reality in the most objective manner possible. Now what is the reason why human thought, in so far as it is subjective, cannot at first find free access to the world? The reason is that it finds its way obstructed by the “thing-in-itself.” When we construct a circle we live in the process itself, if only formally to begin with. Now the next question is: To what extent can subjective thought lead to the attainment of any permanent reality? As we have pointed out, subjective thought is, in the first place, expressly constructed by ourselves; it is of merely formal nature and, as far as the objective world is concerned, has the appearance of an extraneous addition. We are indeed justified in claiming that it is a matter of complete indifference to any existing circle or sphere whether our thought concerns itself therewith or not. My thought is brought externally to bear upon reality, and is of no concern to the world of experience around me. The latter exists in its own accord irrespective of my thought. It can therefore follow that our thought may possess objectivity for ourselves, yet be of no moment for the things. What is the solution of this apparent contradiction? Where is the other pole to which we must now have recourse? Can a way be found, within pure thought to create not only form, but together with form its material reality? As soon as the possibility is given of a simultaneous creation of form and matter a point of security is reached upon which the theory of knowledge may build. When we, for instance, construct the circle, we may claim that whatever we assert concerning this circle is objectively true; but the question whether our assertions are applicable to the things will depend upon the things themselves eventually showing us to what extent they are subject to the laws which we construct and apply to them. When the totality of forms resolves itself in pure thought, some residue (Aristotle's “matter”) must remain, where it is not possible by the process of pure thought to reach reality. Fichte may at this point supplement Aristotle. A formula along Aristotelian lines may be reached to the effect that everything about us, including all things belonging to the invisible worlds, necessarily call for a material reality to correspond with form-reality. To Aristotle the idea of God is a pure actuality, a pure act, that is, an act in which actuality (the formative element) possesses the power to produce its own reality; it does not stand apart from matter, but by reason of its own activity fully and immediately coincides with reality. The image of this pure actuality is found in man himself, when by the process of pure thought he attains to the idea of the “I.” Upon this level (in the “I”) he is within the sphere of what Fichte calls “deed-act.” He has inwardly arrived at something which not only lives in actuality, but together with this actuality produces its own “matter.” When we grasp the “I” in pure thought we are in a centre where pure thought produces its own essential “matter.” When we apprehend the “I” in thought, a threefold “I” is at hand; a pure “I” belonging to the universalia ante rem; an “I” wherein we ourselves are, belonging to the universalia in re; and an “I” which we comprehend and which belongs to the universalia post rem. But here we must especially note that, in this case, when we rise to a true apprehension of the “I,” the threefold “I” becomes merged into one. The “I” lives within itself; it produces its own concept and lives therein as a reality. The activity of pure thought is not immaterial to the “I,” for pure thought is the creator of the “I.” Here the “creative” and the “material” coincide, and we must but acknowledge that, whereas in other processes of cognition we strike against a boundary, this is not the case with the “I” which we embrace in its inmost being when we enfold it in pure thought. The following fundamental axiom may therefore be formulated in the sense of the theory of cognition: “In pure thought a particular point is attainable wherein the complete convergence of the 'real' and the 'subjective' is achieved, and man experiences reality.” If we now set to work at this point, if we cultivate our thought so that it shall bear fruit and issue from itself—we then grasp the things of the world from within. In the “I,” therefore, grasped in pure thought and thereby also created, something is given whereby we may break down the barrier which, in the case of all other things, must be placed between “form” and “matter.” A well-founded and thoroughgoing theory of cognition may thus advance to the point of indicating a way into reality by means of pure thought. If this path be pursued, it will be found that it must eventually lead to Anthroposophy. Very few philosophers, however, have any understanding of this path. They are mostly entangled in their self-made web of notions; arid since they cannot but regard the concept as something merely abstract, they are incapable of grasping the one and only point where it is a creative archetype, and equally incapable of finding a bond of union with the “thing-in-itself.” For a knowledge of the “I” as an instrument whereby the human soul's immersion in the fullest reality may be clearly perceived, we are required to distinguish most carefully between the real “I” and the “I” of ordinary consciousness. A confusion of these might lead us to assert, with the philosopher Descartes: “I think, therefore I am”; in this case, however, reality would refute us during every sleep, when we “are” though we do not “think.” Thought does not vouch for the reality of the “I.” On the other hand, it is equally true that an experience of the true “I” is not possible except by means of pure thought. As far as ordinary human consciousness is concerned, the true “I” extends into pure thought, and into pure thought alone. Mere thinking only leads us to a thought (conception) of the “I”; experience of all that may be experienced within pure thought provides our consciousness with a content of reality in which “form” and “matter” coincide. Apart from this “I,” ordinary consciousness can know of nothing which carries both “'form” and “matter” into thought. All other thoughts do not image full reality. Yet by acquiring experience of the true “I” in pure thought we become acquainted with full reality; moreover, we may advance from this experience to other regions of true reality. Anthroposophy attempts this advance. It does not remain stationary on the level of the experiences of ordinary consciousness, but strives to achieve an investigation of reality through the agency of a transformed consciousness. With the exception of the “I” experienced in pure thought, ordinary consciousness is excluded for the purpose of this investigation. A new consciousness takes its place, whose activity in its widest range is commensurate with the activity of ordinary consciousness at such moments when the latter can rise to the experience of the “I” in pure thought. To achieve this purpose, our soul most acquire the strength to withdraw from the apprehension of all external things and from all conceptions with which we are inwardly so familiar that we can recall them in our memory. Most seekers after the knowledge of reality deny the possibility of the above; they deny it without trial. Indeed, the only method of trial is the accomplishment of those inner processes which lead to the above-mentioned transformation of consciousness. (A detailed description of these processes will be found in my book, among others, Knowledge of the Higher Worlds and Its Attainment.) An attitude of denial in this matter effectively hinders the attainment of true reality. Only the main points in connection with these processes can here be given; the subject is treated in detail in the author's above-mentioned and other books. The soul forces which in ordinary life and science are devoted to the perception of things and to the activity of such thought as can be recalled in memory—these forces can be applied to the perception and experience of a supersensible world. Our initial experience in this way is the perception of our supersensible being. The reason why we cannot attain this supersensible being if we remain within the limits of ordinary consciousness becomes conspicuous to us. (Though we attain it at that one point of the true “I,” as explained above, we are unable immediately to recognize it in its state of isolation.) Ordinary consciousness is produced when man's physical, bodily nature, as it were, engulfs his spiritual being and acts in its place. In the ordinary apprehension of the physical world we have an activity of the human organism which is maintained by the transformation of man's supersensible being into a sensible (physical) being. The activity of ordinary thought originates in the same way, with the difference that apprehension is ensured by the reciprocal relation of the human organism to the outer world, whereas thought evolves within the organism itself. An insight into these facts is conditional to all true knowledge of reality. The seeker after knowledge must make the attainment of this insight the object of inner, spiritual exertion. The habits of thought prevalent in our day tend to a confusion of this spiritual exercise with all manner of nebulous, mystical amateurishness. Nothing can be more irrelevant. The effort is entirely in the direction of the fullest clarity of soul. Strictly logical thought is both the point of departure and the standard of exercise, to the exclusion of all experiences deficient in such inner clarity. But this purely logical thought is related to the inner exercise in question, as a shadow to the object which casts it. The exercise of the inner faculties strengthens the soul to such an extent that the struggle towards knowledge becomes fraught with more than the experience of mere abstract thought; the experience of spiritual realities is achieved. Knowledge is kindled in the soul, of which a non-transformed consciousness can have no conception. This development of consciousness has nothing to do with any form of visionary or other diseased condition of soul. These are inseparable from a debasement of the soul below the sphere in which clear, logical thought is active; anthroposophical research, however, transcends this sphere and leads into the spiritual. In the above-mentioned conditions of soul the physical body is always implicated; anthroposophical research strengthens the soul to such an extent that activity in the spiritual sphere is possible independently of the physical body. The attainment of this strengthened condition of soul requires, to begin with, exercise in “pictorial thought.” Consciousness is made to centre upon such clear and pregnant conceptions as are otherwise only formed under the influence of external apprehension. An inner activity is thus experienced of such intensity as only external tone or colour or another sense-perception can otherwise evoke. In this case, however, the activity is purely the result of strong inner effort. It is of the nature of thought; not such thought as accompanies sense-perception with abstract concepts, but thought which becomes intensified to the point of (inner) visibility such as ordinarily is only evident in the imagery of sense-perception. The importance does not lie in “what” we think but in the consciousness of an activity not undertaken in ordinary consciousness. We thus learn to experience ourselves in the supersensible being of our “I” which, in ordinary life, is concealed by the manifestations of the physical, bodily organization. A consciousness thus transformed becomes the instrument for the perception of supersensible reality. For this purpose, however, further exercise in respect of feeling and willing is necessary, in addition to the above-mentioned exercise, which is only concerned with the transformed faculties of perceiving and conceiving. In ordinary life, feeling and willing are associated with beings or processes external to the soul. To bring supersensible reality within the range of cognition, the soul must give vent to the same activity which, in the case of feeling and willing, is outwardly directed; this activity, however, must now apprehend the inner life itself. For the purpose of and during supersensible investigation, feeling and will must be entirely diverted from the outer world; they must solely grasp what the transformed faculties of perceiving and conceiving create within the soul. We “feel,” and we permeate with “will” solely what we inwardly experience as consciousness transformed through thought intensified to the point of inner visibility. (A more detailed account of this transformation of feeling and willing will be found in the books mentioned above.) The life of the soul thus becomes completely transformed. It becomes the life of a spiritual being (our own) experienced in a real supersensible, spiritual world—as man, within ordinary consciousness, experiences his “self” in a sensible, physical world through his senses and the faculty of conceptual thought connected therewith. The knowledge of true reality is the goal of human effort, and the first step towards its realization consists of the insight that neither Natural Science nor ordinary mystical experience can provide this knowledge; for between them there yawns an abyss (as was shown at the outset) which must be bridged. This is effected through the transformation of consciousness as outlined in these pages. The knowledge of true reality can never be attained unless we first realize that the usual instruments of knowledge are inadequate for this purpose, and that the requisite instrument must first be developed. Man feels that something more is slumbering within him than his own consciousness can encompass in ordinary life and with ordinary science. He instinctively yearns for a knowledge which is unattainable for this consciousness. For the purpose of attaining this knowledge he must not shrink from transforming the faculties which in ordinary consciousness are directed towards the physical world, so that they shall apprehend a supersensible world. Before true reality can be apprehended, a condition of soul appropriate for the spiritual world must first be established! The range of ordinary consciousness is dependent upon the human organization, which is dissolved by death. Hence it is conceivable that the knowledge resulting from this consciousness falls short of being knowledge of the spiritual and eternal in man. Only the transformation of this consciousness ensures a perception of that world in which man lives as a supersensible being, that is, as a being which remains unaffected by the dissolution of the physical organism. The acceptance of this transmutability of consciousness and, hence, of a possible investigation of reality, is alien to the habits of thought of the present day. More so, perhaps, than the physical system of Copernicus to the men of his time. But as this system, in spite of all obstacles, found its way to the human soul—so, too, anthroposophical Spiritual Science will find its way. An understanding of anthroposophy is also difficult for contemporary philosophy, for the latter derives its origin from a mode of thought which failed to fructify the germs of an unprejudiced technique of thought which were implanted in Aristotelianism. This shortcoming, as was shown above, was followed by the seclusion of thought and investigation, through an artificial web of concepts, from true reality, which became a “thing-in-itself.” Owing to this fundamental tendency, contemporary philosophy cannot but refuse to accept anthroposophy. In the light of the philosophical conception of scientific method, anthroposophy cannot but appear as dilettantism, and this reproach is easily conceivable if the essentials of the question are kept in view. The origin of this reproach has here been explained. These pages will possibly have made clear what must necessarily occur before the philosophers can undertake to agree that anthroposophy is no dilettantism. It is necessary that philosophy, with its conceptual system, should work its way to an unprejudiced recognition of its own fundamental basis. It is not the case that anthroposophy is at variance with sound philosophy, but that a modern theory of knowledge, accepted by science, is itself at variance with the deeper foundation of true philosophy. This theory of knowledge is wandering in false tracks and must relinquish these if it would develop an understanding of anthroposophical world-comprehension.
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74. The Philosophy of Thomas Aquinas: Thomism in the Present Day
24 May 1920, Dornach Tr. Harry Collison Rudolf Steiner |
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To-day we can, of course, give only a sketch of Kant; we need only point out what is important in him for us. I do not think that anyone who really studies Kant can find him other than as I have tried to depict him in my small paper Truth and Knowledge. |
This accounts for the rapid reaction against Kant which for example, Fichte, and then Schelling, and then Hegel produced, and other thinkers of the nineteenth century. |
Thus we have a real world-content instead of something which remained for Kant merely a faith-content. For Kant the acquisition of knowledge is something formal, for the The Philosophy of Spiritual Activity, it is something real. |
74. The Philosophy of Thomas Aquinas: Thomism in the Present Day
24 May 1920, Dornach Tr. Harry Collison Rudolf Steiner |
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Yesterday I endeavoured at the conclusion of our consideration of Scholasticism to point out how in a current of thought the most important things are the problems which presented themselves in a quite definite way to the human soul, and which, when you think of it, really all culminated in the desire to know: How does man attain the knowledge which is essential to his life, and how does this knowledge join up with that which at the time governed the dispositions of men in a social aspect? How does the knowledge which can be won join up with the contents of faith of the Christian Church in the West? The militant Scholiasts had to deal first of all with human individuality which, as we have seen, emerged more and more, but which was no longer in a position to carry the experience of knowledge up to the point of real, concrete, spirit-content, as it still flickered in the course of time from what survived of Neoplatonism, of the Areopagite, of Scotus Erigena. I have also pointed out that the impulses set in motion by Scholasticism still continued in a certain way. They continued, so that one can say: The problems themselves are great, and the manner in which they were propounded (we saw this yesterday) had great influence for a long time. And, in point of fact—and this is to be precisely the subject of to-day's study—the influence of what was then the greatest problem—the relationship of men to sensory and spiritual reality—is still felt, even if in quite a different form, even if it is not always obvious, and even if it takes to-day a form entirely contrary to Scholasticism. Its influence still lives. It is still all there to a large extent in the spiritual activities of to-day, but distinctly altered by the work of important people in the meantime on the European trend of human development in the philosophical sphere. We see at once, if we go from Thomas Aquinas to the Franciscan monk who originated probably in Ireland and at the beginning of the fourteenth century taught at Paris and Cologne, Duns Scotus, we see at once, when we get to him, how the problem has, so to speak, become too large even for all the wonderful, intensive thought-technique which survived from the age of the real master-ship in thought-technique—the age of Scholasticism. The question that again faced Duns Scotus was as follows: How does the psychic part of man live in the physical organism of man? Thomas Aquinas' view was still—as I explained yesterday—that he considered the psychic as working itself into the physical. When through conception and birth man enters upon the physical existence, he is equipped by means of his physical inheritance only with the vegetative powers, with all the mineral powers and with those of physical comprehension; but that without pre-existence the real intellect, the active intellect, that which Aristotle called the “nous poieticos” enters into man. But, as Thomas sees it, this nous poieticos absorbs as it were all the psychic element, the vegetative-psychic and the animal-psychic and imposes itself on the corporeality in order to transpose that in its entirety—and then to combine living for ever with what it had won, from the human body, into which it had itself entered, though without pre-existence, from eternal heights. Duns Scotus cannot believe that such an absorption of the whole dynamic system of the human being takes place through the active understanding. He can only imagine that the human bodily make-up exists as something complete; that the vegetative and animal principles remain through the whole of life in a certain independence, and are thrown off with death, and that really only the spiritual principle, the intellectus agens, enters into immortality. Equally little can he imagine the idea which Thomas Aquinas toyed with: the permeation of the whole body with the human-psychic-spiritual element*. Scotus can imagine it as little as his pupil William of Occam, who died at Munich in the fourteenth century, the chief thing about him being that he returned to Nominalism. For Scotus the human understanding had become something abstract, something which no longer represented the spiritual world, but as being won by reflection, by observation of the senses. He could no longer imagine that Reality was the product only of the universals, of ideas. He fell back again into Nominalism, and returned to the view that what establishes itself in man as ideas, as general conceptions, is conceived only out of the physical world around him, and that it is really only something which lives in the human spirit—I might say—for the sake of a convenient comprehension of existence—as Name, as words. In short, he returned again to Nominalism. That is really a significant fact, for we see: Nominalism, as for instance Roscelin expounds it—and in his case the Trinity itself broke in pieces on account of his Nominalism—is interrupted only by the intensive thought activity of Albertus Magnus, Thomas Aquinas, and others, and then Europe soon relapses again into the Nominalism which is really the incapacity of human individuality, ever struggling to rise higher and higher to comprehend as a spiritual reality something which is present in its spirit in the form of ideas; so to comprehend it as something which lives in man and in a certain way also in things. Ideas, from being realities, become again Names, merely empty abstractions. You see the difficulties which European thought encountered in greater and greater degree when it opened up the quest of knowledge. For in the long run we human beings must acquire knowledge through ideas—at any rate, in the first stages of knowledge we are bound to make use of ideas. The big question must always crop up again: How do ideas enable us to attain reality? But, substantially, an answer becomes impossible if ideas appear to us merely as names without reality. And these ideas, which in Ancient Greece, or, at any rate, in initiated Greece were the final demonstration, coming down from above, of a real spirit world, these ideas became ever more and more abstract for the European consciousness. And this process of becoming abstract, of ideas becoming words, we see perpetually increasing as we follow further the development of Western thought. Individuals stand out later, and for example Leibnitz, who actually does not touch upon the question whether ideas lead to knowledge. He is still in possession of a traditional point of view and ascribes everything to individual world-monads, which are really spiritual. Leibnitz towers over the others because he has the courage to expound the world as spiritual. Yes, the world is spiritual; it consists of a multitude of spiritual beings. But I might say that that particular thing which in a former age, with, it is true, a more distinctive knowledge not yet illuminated by such a logic as Scholasticism had, that moreover which meant in such an age differentiated spiritual individuals, was for Leibnitz a series of graduated spiritual points, the monads. Individuality is saved, but only in the form of the monads, in the form, as it were, of a spiritual, indivisible, elemental point. If we exclude Leibnitz, we see in the whole West an intensive struggle for certainty concerning the origins of existence, but at the same time an incapacity everywhere really to solve the Nominalism problem. This is particularly met with in the thinker who is rightly placed at the beginning of the new philosophy, in the thinker Descartes, who lived at the opening or in the first half of the seventeenth century. We learn everywhere in the history of philosophy the basis of Cartesian philosophy in the sentence: Cogito ergo sum; I think, therefore I am. There is something of Augustine's effort in this sentence. For Augustine struggles out of that doubt of which I have spoken in the first lecture, when he says: I can doubt everything, but the fact of doubt remains and I live all the same while I doubt. I can doubt the existence of concrete things round me, I can doubt the existence of God, of clouds and stars, but not the existence of the doubt in me. I cannot doubt what goes on in my soul. There is something certain, a certain starting point to get hold of. Descartes takes up this thought again—I think, therefore I am. In such things one is, of course, exposed to grave misunderstandings, if one has to set something simple against something historically recognized. But it is necessary. Descartes and many of his followers—and in this respect he had innumerable followers—considers the idea: if I have a thought-content in any consciousness, if I think, I cannot get over the fact that I do think. Therefore, I am, therefore my existence is assured through my thinking. My roots are, so to speak, in the world-existence, as I have assured my existence through my thought. So modern philosophy really begins as Intellectualism, as Rationalism, as something which wants to use thought as its instrument, and to this extent is only the echo of Scholasticism, which had taken the turning towards Intellectualism so energetically. Two things we observe about Descartes. First, there is necessarily the simple objection: Is my existence really established by the fact that I think? All sleep proves the contrary. We know every morning when we awake that we must have existed from the evening before to the morning, but we have not been thinking. So the sentence: I think, therefore I am—cogito ergo sum—is in this simple way disproved. This simple fact, which is, I might say, a kind of Columbus' egg, must be set against this famous sentence which found an uncommon amount of success. That is one thing to say about Descartes. The other is the question: What is the real objective of all his philosophic effort? It is no longer directed towards a view of life, or receiving a cosmic secret for the consciousness, it is really turned towards something entirely intellectualistic and concerned with thought. It is directed to the question: How do I gain certainty? How do I overcome doubt? How do I find out that things exist and that I myself exist? It is no longer a material question, a question concerned with the continual results of observing the world, it is a question rather that concerns the certainty of knowledge. This question arises out of the Nominalism of the Schoolmen, which only Albertus and Thomas suppressed for a certain time, but which after them appeared again. And so these people can only give a name to what is hidden in their souls in order to find somewhere in them a point from which they can make for themselves, not a picture or conception of the world, but the certainty that not everything is deception and untruth; that when one looks out upon the world one sees a reality and when one looks inward upon the soul one also sees a reality. In all this is clearly noticeable what I pointed to yesterday in conclusion, namely, that human individuality has arrived at intellectualism, but has not yet felt the Christ-problem. The Christ-problem occurs for Augustine because he still looks at the whole of humanity. Christ begins to dawn in the human soul, to dawn, I might say, on the Christian Mystics of the Middle Ages; but he does not dawn clearly on those who sought to find him by that thought which is so necessary to individuality—or by what this thought would produce. This process of thought as it comes forth from the human soul in its original condition is such that it rejects precisely what ought to have been the Christian idea for the innermost part of man; it rejects the transformation, the inner metamorphosis; it refuses to take the attitude towards the life of knowledge in which one would say: yes, I think and I think first of all concerning myself and the world. But this kind of thought is still very undeveloped. This thought is, as it were, the kind that exists after the Fall. It must rise above itself. It must be transformed and be raised into a higher sphere. As a matter of fact, this necessity has only once clearly flashed up in one great thinker, and that is in Spinoza, follower of Descartes. Spinoza really did make a deep impression on people like Herder and Goethe with good reason. For Spinoza, although he is still completely buried apparently in the intellectualism which survived or had survived in another form from the Scholiasts, still understands this intellectualism in such a way that man can finally come to the truth—which for Spinoza is ultimately a kind of intuition—by transforming the intellectual, inner, thinking, soul-life, not by being content with everyday life or the ordinary scientific life. And so Spinoza reaches the point of saying to himself: This thought replenishes itself with spiritual content through the development of thought itself.. The spiritual world, which we learned to know in Plotinism, yields again, as it were, to thought, if this thought tends to run counter to the spirit. Spirit replenishes thought as intuition. And I consider it is very interesting that this is what Spinoza says: If we survey the existence of the world, how it continues to develop in its highest substance, in spirit, how we then receive this spirit in the soul by raising ourselves by thought to intuition, by being so intellectualistic that we can prove things as surely as mathematics, but in the proof develop ourselves at the same time and continue to rise so that the spirit can come to meet us, if we can rise to this height, then, from this angle of vision we can comprehend the historic process of what lies behind the evolution of mankind. And it is remarkable that the following sentence stands out from the writings of the Jew Spinoza: The highest revelation of divine substance is given in Christ. In Christ intuition has become Theophany, the incarnation of God, and the voice of Christ is therefore in truth the voice of God and the path to salvation. In other words, the Jew Spinoza comes to the conclusion that man can so develop himself by his intellectualism, that the spirit comes down to him. If he is then in a position to apply himself to the mystery of Golgotha, then the filling with the spirit becomes not only intuition, that is, the appearance of the spirit through thought, but intuition changes into Theophany, into the appearance of God Himself. Man is on the spiritual path to God. One might say that Spinoza was not reticent about what he suddenly realized, as this expression shows. But it fills what he had thus discovered from the evolution of humanity with a kind of tune, a kind of undercurrent of sound, it completes his Ethics. And once more it is taken up by a sensitive human being. We can realize that for somebody who could also certainly read between the lines of this Ethics who could sense in his own heart the heart that lives in this Ethics, in short, that for Goethe this book of Spinoza's became the standard. These things should not be looked at so purely abstractly, as is usually done in the history of philosophy. They should be viewed from the human standpoint, and we must look at the spark of Spinozism which entered Goethe's soul. But actually what can be read between Spinoza's lines did not become a dominating force. What became important was the incapacity to get away from Nominalism. And Nominalism next becomes such that one might say: Man gets ever more and more entangled in the thought: I live in something which the outer world cannot comprehend, a something which cannot leave me to sink into the outer world and take upon itself something of its nature. And so it is that this feeling, that one is so isolated, that one cannot get away from oneself and receive something from the outer world, is already to be found in Locke in the seventeenth century. Locke's formula was: That which we observe as colours, as tones in the outer world is no longer something which leads us to reality; it is only the effect of the outer world on our senses; it is something in which we ourselves are wrapped also, in our own subjectivity. That is one side of the question. The other side is seen in such minds as that of Francis Bacon in the sixteenth and seventeenth centuries, where Nominalism becomes such a penetrating philosophy that it leads him to say: one must do away with man's false belief in a reality which is, in point of fact, only a name. We have reality only when we look out upon the world of the senses, which alone supply realities through empiric knowledge. By the side of these, those realities on which Albertus and Thomas have built up their theory of rational knowledge play no longer a really scientific part. In Bacon the spiritual world has, so to speak, evaporated into something which can no longer well up from man's inmost heart with the certainty and safety of a science. The spiritual world becomes the subject of faith, which is not to be touched by what is called knowledge and learning. On the contrary, knowledge is to be won only by external observation and by experiment, which is, after all, only a more spiritual kind of external observation. And so it goes on till Hume, in the eighteenth century, for whom the connection between cause and effect becomes something which lives only in human subjectivity, which men attribute to things from a sort of external habit. We see that Nominalism, the heir of Scholasticism, weighs down humanity like a mountain. What is primarily the most important sign of this development? The most important sign is surely this, that Scholasticism stands there with its hard logic, that it arises at a time when the sum of reason is to be divided off from the sum of truth concerning the spiritual world. The Scholiast's problem was, on the one hand, to examine this sum of truth concerning the spiritual world, which, of course, was handed down to him through the faith and revelation of the Church. On the other hand, he had to examine the possible results of man's own human knowledge. The point of view of the Scholiasts overlooked at first the change of front which the course of time and nothing else had made necessary. When Thomas and Albertus had to develop their philosophies, there was as yet no scientific view of the world. There had been no Galileo, Giordano Bruno, Copernicus or Kepler; the forces of human understanding had not yet been directed to external nature. At that time there was no cause for controversy between what the human reason can discover from the depth of the soul and what can be learned from the outer empiric sense-world. The question was only between the results of rational thought and the spiritual truths as handed down by the Church to men who could no longer raise themselves through individual development to this wisdom in its reality, but who saw it in the form handed down by the Church simply as tradition, as Scripture, etc. Does not the question now really arise: What is the relation between the rationalism, as developed by Albertus and Thomas in their theory of knowledge, and the teaching of the natural scientific view of the world? We may say that from now on the struggle was indecisive up to the eighteenth century. And here we find something very remarkable. When we look back into the thirteenth century and see Albertus and Thomas leading humanity across the frontiers of rational knowledge as contrasted with faith and revelation, we see how they show step by step that revelation yields only to a certain part of rational human knowledge, and remains outside this knowledge, an eternal riddle. We can count these riddles—the Incarnation—the filling with the Spirit at the Sacraments, etc.—which lie on the further side of human knowledge. As they see it, man stands on one side, surrounded as it were by the boundaries of knowledge, and unable to look into the spiritual world. This is the situation in the thirteenth century. And now let us take a look at the nineteenth century. We see a remarkable fact: in the seventies, at a famous conference of Natural Scientists at Leipzig, Dubois-Raymond gave his impressive address on the boundaries of Nature-Knowledge and soon afterwards on the seven world-riddles. What has the problem now become? There is man, here is the boundary of knowledge; but beyond the boundary lies the material world, the atoms, everything of which Dubois-Raymond says: We do not know what this is that moves in space as material. And on this side lies that which is evolved in the human soul. Even if, compared with the imposing work which shines as Scholasticism from the Middle Ages, this contribution of Dubois-Raymond, which we find in the seventies is a trifle, still it is the real antithesis: there the search for the riddles of the spiritual world, here the search for the riddles of the material world; here the dividing line between human beings and atoms, there between human beings and angels and God. We must examine this gap of time if we want to see all this that crops up as a consequence, immediate or remote, of Scholasticism. From this Scholasticism the Kantian philosophy comes into being, as something important at best for the history of the period. This philosophy, influenced by Hume, still has to-day a hold on philosophers, since after its partial decline, the Germans raised the cry in the sixties, “Back to Kant!” And from that time an uncountable number of books on Kant have been published, and independent Kantians like Volkelt, Cohen, etc.—one could mention a whole host—have appeared. To-day we can, of course, give only a sketch of Kant; we need only point out what is important in him for us. I do not think that anyone who really studies Kant can find him other than as I have tried to depict him in my small paper Truth and Knowledge. At the end of the sixties and beginning of the seventies of the eighteenth century Kant's problem is not the content-problem of world-philosophy in full force, not something which might have appeared for him in definite forms, images, concepts, and ideas concerning objects, but rather his problem is the formal knowledge-question: How do we gain certainty concerning anything in the outer world, concerning the existence of anything? Kant is more worried about certainty of knowledge than about any content of knowledge. One feels this surely in his Critic. Read his “Critic of Pure Reason,” his “Critic of Practical Reason,” and see how, after the chapter on Space and Time, which is in a sense classic, you come to the categories, enumerated entirely pedantically, only, we may say, to give the whole a certain completeness. In truth the presentation of this “Critic of Pure Reason” has not the fluency of someone writing sentence on sentence with his heart's blood. For Kant the question of what is the relation of what we call concepts, of what is in fact, the whole content of knowledge to an external reality, is much more important than this content of knowledge itself. The content he pieces together, as it were, from everything philosophic which he has inherited. He makes schemes and systems. But everywhere the question crops up: How does one get certainty, the kind of certainty which one gets in mathematics? And he gets such certainty in a manner which actually is nothing else than Nominalism, changed, it is true, and unusually concealed and disguised—a Nominalism which is stretched to include the forms of material nature, space and time, as well as universal ideas. He says: that particular thing which we develop in our soul as the content of knowledge has nothing really to do with anything we derive from things. We merely make it cover things. We derive the whole form of our knowledge from ourselves. If we say event A is related to event B by the principle of causation, this principle is only in ourselves. We make it cover A and B, the two experiences. We apply causality to things. In other words, paradoxical though it sounds—though it is paradoxical only historically in face of the vast following of Kant's philosophy—we shall have to say: Kant seeks the principle of certainty by denying that we derive the content of our knowledge from things and assuming that we derive it from ourselves and then apply it to things. This means—and here is the paradox—we have truth, because we make it ourselves, we have subjective truth, because we produce it ourselves. And it is we who instil truth into things. There you have the final consequence of Nominalism. Scholasticism strove with universals, with the question: What form of existence do the ideas we have in ourselves, have in the outer world? It could not arrive at a real solution of the problem which would have been completely satisfactory. Kant says: All right. Ideas are merely names. We form them only in ourselves but we see them as names to cover things; whereby they become reality. They may not be reality by a long way, but I push the “name” on to the experience and make it reality, for experience must be such as I ordain by applying to it a “name.” Thus Kantianism is in a certain way the expansion of Nominalism, in a certain way the most extreme point and in a certain way the extreme collapse of Western philosophy, the complete bankruptcy of man in regard to his search for truth, despair that one can in any way learn truth from things. Hence the saying: Truth can exist only in things if we ourselves instil it into them. Kant has destroyed all objectivity and all man's possibility of getting down to the truth in things. He has destroyed all possible knowledge, all possible search for truth, for truth cannot exist only subjectively. This, ladies and gentlemen, is a consequence of Scholasticism, because it could not acquiesce in the other side, where there appeared another boundary to be crossed. Just because there emerged the age of Natural Science, to which Scholasticism did not adapt itself, Kantianism came on the scene, which ended really as subjectivity, and then from subjectivity in which it extinguished all knowledge, sprouted the so-called Postulates—Freedom, Immortality, and the Idea of God. We are meant to do the good, to obey the categoric imperative, and so we must be able to. That is, we must be free, but as we live here in the physical body, we cannot be. We do not attain perfection so that we may carry out the categoric imperative, till we are clear of the body. Therefore, there must be immortality. But even then we cannot realize it as human beings. Everything we are concerned with in the world, if we do what we ought to, can be regulated only by a Godhead. Therefore, there must be a Godhead. Three postulates of faith, whose source in Reality it is impossible to know—such is the extent of Kant's certainty, according to his own saying: I had to annihilate knowledge in order to make room for faith. And Kant now does not make room for faith-content in the sense of Thomas Aquinas, for a traditional faith-content, but for an abstract one: Freedom, Immortality, and the Idea of God; for a faith-content brought forth from the human individual dictating truth, that is, the appearance of it. So Kant becomes the fulfiller of Nominalism. He is the philosopher who really denies man everything he could have which would enable him to get down to any kind of Reality. This accounts for the rapid reaction against Kant which for example, Fichte, and then Schelling, and then Hegel produced, and other thinkers of the nineteenth century. You need only look at Fichte and see how he was necessarily urged on to an experience of the soul that became more intensive and, one might say, ever more and more mystical in order to escape from Kantianism. Fichte could not even believe that Kant could have meant what is contained in the Kantian Critics. He believed at the beginning, with a certain philosophic naïveté that he drew only the final conclusion of the Kantian philosophy. His idea was that if you did not draw the “final conclusions,” you would have to believe that this philosophy had been pieced together by a most amazing chance, certainly not by a thoughtful human brain. All this is apart from the movement in Western civilization caused by the growth of Natural Science, which enters upon the scene as a reaction in the middle of the nineteenth century. This movement takes no count at all of Philosophy and therefore degenerated in many thinkers into gross materialism. And so we see how the philosophic development goes on, unfolding itself into the last third of the nineteenth century. We see this philosophic effort coming completely to nothing and we see then how the attempt came about, from every possibility which one could find in Kantianism and similar philosophies, to understand something of what is actually real in the world. Goethe's general view of life which would have been so important, had it been understood, was completely lost for the nineteenth century, except among those whose leanings were toward Schelling, Hegel and Fichte. For in this philosophy of Goethe's lay the beginning of what Thomism must become, if its attitude towards Natural Science were changed, for he rises to the heights of modern civilization, and is, indeed, a real force in the current of development. Thomas could get no further than the abstract affirmation that the psychic-spiritual really has its effect on every activity of the human organism. He expressed it thus: Everything, even the vegetative activities, which exists in the human body is directed by the psychic and must be acknowledged by the psychic. Goethe makes the first step in the change of attitude in his Theory of Colour, which in consequence is not in the least understood; in his Morphology, in his Theory of Plants and Animals. We shall, however, not have a complete fulfilment of Goethe's ideas till we have a spiritual science which can of itself provide an explanation of the facts of Natural Science. A few weeks ago I tried here to show how our spiritual science is seeking to range itself as a corrective side by side with Natural Science—let us say with regard to the theory of the heart. The mechanico-materialistic view has likened the heart to a pump, which drives the blood through the human body. It is the opposite; the blood circulation is living—Embryology can prove it, if it wishes—and the heart is set in action by the movement of the blood. The heart is the instrument by which the blood-activity ultimately asserts itself, by which it is absorbed into the whole human individuality. The activity of the heart is a result of blood-activity, not vice-versa. And so, as was shown here in detail in a Course for Doctors we can show with regard to each organ of the body, how the realization of man as a spirit-being really explains his material element. We can in a way make real the thing that appeared dimly in abstract form to Thomism, when it said: The spiritual-psychic permeates all the physical body. That becomes concrete, real knowledge. The Thomistic philosophy, which in the thirteenth century still had an abstract form, by rekindling itself from Goethe continues to live on in our day as Spiritual Science. Ladies and gentlemen, if I may interpose here a personal experience, it is as follows: it is meant merely as an illustration. When at the end of the eighties I spoke in the “Wiener Goethe-Verein” on the subject “Goethe as the Father of a New Aesthetic,” there was in the audience a very learned Cistercian. I can speak about this address, for it has appeared in a new edition. I explained how one had to take Goethe's presentation of Art, and then this Father Wilhelm Neumann, the Cistercian, who was also Professor of Theology at Vienna University, made this curious remark: “The germ of this address, which you have given us to-day, lies already in Thomas Aquinas!” It was an extraordinarily interesting experience for me to hear from Father Wilhelm Neumann that he found in Thomas something like a germ of what was said then concerning Goethe's views on Aesthetics; he was, of course, highly trained in Thomism, because it was after the appearance of Neo-Thomism within the Catholic clergy. One must put it thus: The appearance of things when seen in accordance with truth is quite different from the appearance when seen under the influence of a powerless nominalistic philosophy which to a large extent harks back to Kant and the modern physiology based on him. And in the same way you would find several things, if you studied Spiritual Science. Read in my Riddles of the Soul which came out many years ago, how I there attempted as the result of thirty years' study, to divide human existence into three parts, and how I tried to show there, how one part of the physical human body is connected with the thought and sense organization; how the rhythmic system, all that pertains to the breathing and the heart activity, is connected with the system of sensation, and how the chemical changes are connected with the volition system: the attempt is made, throughout, to recover the spiritual-psychic as creative force. That is, the change of front towards Natural Science is seriously made. After the age of Natural Science, I try to penetrate into the realm of natural existence, just as before the age of Scholasticism, of Thomism—we have seen it in the Areopagite and in Plotinus—human knowledge was used to penetrate into the spiritual realm. The Christ-principle is dealt with seriously after the change of front—as it would have been, had one said: human thought can change, so that it really can press upwards, if it discards the inherited limitation of knowledge and develops through pure non-sensory thought upward to the spiritual world. What we see as Nature can be penetrated as the veil of natural existence. One presses on beyond the limit of knowledge, which a dualism believed it necessary to set up, as the Schoolmen set up the limit on the other side—one penetrates into this material world and discovers that this is in fact the spiritual world, that behind the veil of Nature there are in truth not material atoms, but spiritual beings. This shows you how progressive thought deals with a continued development of Thomism in the Middle Ages. Turn to the most important abstract psychological thoughts of Albertus and Thomas. There, it is true, they do not go so far as to say concerning the physical body, how the spirit or the soul react on the heart, on the spleen, on the liver, etc., but they point out already that the whole human body must be considered to have originated from the spiritual-psychic. The continuation of this thought is the task of really tracing the spiritual-psychic into each separate part of the physical organization. Philosophy has not done this, nor Natural Science: it can only be done by a Spiritual Science, which does not hesitate to bring into our time thoughts, such as those of the high Scholiasts which are looked upon as great thoughts in the evolution of humanity, and apply them to all the contributions of our time in Natural Science. It necessitates, it is true, if the matter is to have a scientific basis, a divorce from Kantianism. This divorce from Kantianism I have attempted first in my small book Truth and Science, years ago, in the eighties, in my Erkenntnistheorie der Goetheschen Weltanschauung, and then again in my The Philosophy of Spiritual Activity. Quite shortly and without consideration for the fact that things, when they are cursorily presented appear difficult, I should like to put before you the basic ideas to be found in these books. They start from the thought that truth cannot directly be found, at any rate in the observed world which is spread round about us. We see in a way how Nominalism infects the human soul, how it can assume the false conclusions of Kantianism, but how Kant certainly did not see the point with which these books seriously deal. This is, that a study of the visible world, if undertaken quite objectively and thoroughly leads to the knowledge that this world is not a whole. This world emerges as something which is real only through us. What, then, caused the difficulty of Nominalism? What gave rise to the whole of Kantianism? This, the visible world is taken and observed and then we spread over it the world of ideas through the soul-life. Now there we have the view, that this idea-world is to reproduce external observations. But the idea-world is in us. What has it to do with what is outside? Kant could answer this question only thus: By spreading the idea-world over the visible world, we make truth. But it is not so. It is like this. If we consider the process of observation with an unprejudicial mind, it is incomplete, it is nowhere self-contained. I tried hard to prove this in my book Truth and Science, and afterwards in aThe Philosophy of Spiritual Activity. As we have been placed in the world, as we are born into it, we split the world in two. The fact is that we have the world-content, as it were, here with us. Since we come into the world as human beings, we divide the world-content into observation, which appears to us from outside, and the idea-world which appears to us from the inner soul. Anyone who regards this division as an absolute one, who simply says: there is the world, here am I—such a one cannot cross at all with his idea-world to the external world. The matter is this: I look at the visible world, it is everywhere incomplete. Something is wanting everywhere. I myself have with my whole existence arisen out of the world, to which the visible world also belongs. Then I look into myself, and what I see thus is just what is lacking in the visible world. I have to join together through my own self, since I have entered the world, what has been separated into two branches. I gain reality by working for it. Through the fact that I was born arises the appearance that what is really one is divided into two branches, outward perception and idea world. By the fact that I am alive and grow, I unite the two currents of reality. I work myself to reality by my acquiring knowledge. I should never have become conscious if I had never, through my entry into the world, separated the idea-world off from the outer world of perception. But I should never find the bridge to the world, if I did not bring the idea-world, which I have separated off, into unity again with that which, without it, is no reality. Kant seeks reality only in outer perception and does not see that the other half of this reality is in us. The idea-world which we have in us, we have first torn from external reality. Nominalism is now at an end, for now we do not spread Space and Time and ideas, which are only “Nomina” over our external perception, but we return to it in our knowledge what we took from it on entering into our earth existence. Thus is revealed to us the relation of man to the spiritual world in a purely philosophical form. And he who reads my The Philosophy of Spiritual Activity, which rests entirely on the basis of this knowledge-theory of the nature of reality, of this transference of life into reality through human knowledge, he who takes up this basis, which is expressed already in the title of Truth and Science, that real science unites perceptions and the idea-world and sees in this union not only an ideal but a real process; he who can see something of a world-process in this union of the perception and idea-worlds—is in a position to overthrow Kantianism. He is also in a position to solve the problem which we saw opening up in the course of Western civilization, which produced Nominalism and in the thirteenth century threw out several scholastic lights but which finally stood powerless before the division into perception and idea-world. Now one approaches this problem of individuality on ethical ground, and hence my The Philosophy of Spiritual Activity has become the philosophy of reality. Since the acquisition of knowledge is not merely a formal act, but a reality-process, ethical, moral behaviour appears as an effluence of that which the individual experiences in a real process through moral fantasy as Intuition; and there results, as set forth in the second part of my The Philosophy of Spiritual Activity, the Ethical Individualism, which in fact is built upon the Christ-impulse in man, though this is not expressed in the book. It is built upon the spiritual activity man wins for himself by changing ordinary thinking into what I called “pure thinking,” which rises to the spiritual world and there produces the stimulus to moral behaviour. The reason for this is that the impulse of love, which is otherwise bound to the physical man, becomes spiritualized, and because the moral ideals are borrowed from the spiritual world through the moral phantasy, they express themselves in all their force and become the force of spiritual love. Therefore, the Philistine-Principle of Kant had to be resisted. Duty! thou exalted name, that knowest nothing of flattery, but demandest strict obedience—against this Philistine-Principle, against which Schiller had already revolted, the The Philosophy of Spiritual Activity had to set the “transformed Ego,” which has developed up into the spheres of spirituality and up there begins to love virtue, and therefore practises virtue, because it loves it of its own individuality. Thus we have a real world-content instead of something which remained for Kant merely a faith-content. For Kant the acquisition of knowledge is something formal, for the The Philosophy of Spiritual Activity, it is something real. It is a real process. And therefore the higher morality is linked to a reality—but a reality to which the “Wertphilosophen” like Windelband and Rickert do not attain at all, because they do not see how what is morally valuable is implanted in the world. Naturally those people who do not regard the process of knowledge as a real process, also fail to provide an anchorage for morality in the world, and arrive, in short, at no kind of Reality-Philosophy. The philosophical basic principles of what we call here Spiritual Science have really been drawn from the whole course of Western philosophical development. I have to-day tried really to show you how that Cistercian Father was not altogether wrong, and in what way the attempt lies before us to reconcile the realistic elements of Scholasticism with this age of Natural Science through a Spiritual Science, how we laid stress on the transformation of the human soul and with the real installation of the Christ-impulse into it, even in the thought-life. The life of knowledge is made into a real factor in world-evolution and the scene of its fulfilment is the human consciousness alone—as I explained in my book, Goethe's Philosophy. But this, which is thus fulfilled is at the same time a world-process, it is an occurrence in the world, and it is this occurrence that brings the world, and us within it, forward. So the problem of knowledge takes on quite another form. Now our experience becomes a factor of spiritual-psychic development in ourselves. Just as magnetism functions on the shape of iron filings, so there functions on us that which is reflected in us as knowledge; it functions at the same time as our form-principle, and we grow to realize the immortal, the eternal in ourselves, and the problem of knowledge ceases to be merely formal. This problem used always, borrowing from Kantianism, to be put in such a way that one said: How does man come to see a reproduction of the external world in this inner world? But knowledge is not in the least there for the purpose of reproducing the external world, but to develop us, and such reproduction of the external world is a secondary process. In the external world we suffer a combination in a secondary process of what we have divided into two by the fact of our birth, and with the modern problem of knowledge it is exactly as when a man has wheat or other products of the field and examines the food value of the wheat in order to study the nature of the principle of growth. Certainly one can become a food-analyst, but what function there is in wheat from the ear to the root, and still further, cannot be known through the chemistry of food values. That investigates only something which follows the continuous growth which is inherent in the plant. So there is a similar growth of spiritual life in us, which strengthens us, and has something to do with our nature, just like the development of the plant from the root through the stem, through the leaf to the bloom and the fruit, and thence again to the seed and the root. And just as the fact that we eat it must not affect the explanation of the nature of plant growth, so also the question of the knowledge-value of the growth-impulse we have in us may not be the basis of a theory of knowledge; rather it must be clear that what we call in external life knowledge is a secondary result of the work of ideas in our human nature. Here we come to the reality of that which is ideal; it works in us. The false Nominalism and Kantianism arose only because the problem of knowledge was put in the same way as the problem of the nature of wheat would be from the point of view of bio-chemistry. Thus we can say: when you once realize what Thomism can be in our time, how it springs up from its most important achievement in the Middle Ages, then you see it springing up in its twentieth century shape in Spiritual Science, then it re-appears as Spiritual Science. And so a light is already thrown on the question: How does it look now if one comes and says: We must go back to Thomas Aquinas, he must be studied, possibly with a few critical comments, as he wrote in the thirteenth century. We see what it means sincerely and honestly to take our place in the chain of development which started with Scholasticism, and also what it means to put ourselves back into the thirteenth century, and to overlook everything that has happened since then in the course of European civilization. This is, after all, what has really happened as a result of the Papal Encyclical of 1879, which enjoins the Catholic clergy to regard the philosophy of Thomas Aquinas as the official one of the Catholic Church. I will not here discuss the question: Where is Thomism? for one would have to discuss, ladies and gentlemen, the question: Is the rose which I have before me, best seen if I take no notice of the bloom, and only dig into the earth, to look at the roots, and overlook the fact that from this root something is already sprung—or if I look at everything which is sprung from this root? Well, ladies and gentlemen, you can answer that for yourselves. We experience all that which is of value among us as a renewal of Thomism, as it was in the thirteenth century, by the side of all that which contributes honestly to the development of Western Europe. We may ask: Where is Thomism to be found to-day? One need only put the question: What was Thomas Aquinas' attitude to the Revelation-content? He sought a relationship with it. Our need is to adapt ourselves to the revelation-content of Nature. Here we cannot rest on dogma. Here the dogma of experience, as I wrote already in the eighties of last century, must be surmounted, just as on the other side must the dogma of revelation. We must, in fact, revert to the spiritual-psychic content of man, to the idea-world which contains the transformed Christ-principle, in order again to find the spiritual world through the Christ in us, that is, in our idea-world. Are we then to rest content to leave the idea-world on the standpoint of the Fall? Is the idea-world of the Redemption to have no part? In the thirteenth century the Christian principle of redemption could not be found in the idea-world; and therefore the idea-world was set off against the world of revelation. The advance of mankind in the future must be, not only to find the principle of redemption for the external world, but also for human reason. The unredeemed human reason alone could not raise itself into the spiritual world. The redeemed human reason which has the real relationship with Christ, this forces itself upward into the spiritual world; and this process is the Christianity of the twentieth century,—a Christianity strong enough to enter into the innermost recesses of human thinking and human soul-life. This is no Pantheism; this is none of those things for being which it is to-day calumniated. This is the most serious Christianity, and perhaps you can see from this study of Thomas Aquinas' philosophy, even if in certain respects it was bound to digress into the realm of the abstract, how seriously Spiritual Science concerns itself with the problems of the West, how Spiritual Science always will stand on the ground of the Present, and how it can stand on no other, whatever else can be brought against it. These remarks have been made to demonstrate that a climax of European spiritual evolution took place in the thirteenth century with High Scholasticism, and that the present age has every reason to study this climax, that there is a vast amount to be learnt from such a study, especially with regard to what we must call in the highest sense the deepening of our idea-life; so that we may leave all Nominalism behind, so that we may find again the ideas that are permeated with Christ, the Christianity which leads to the spiritual Being, from whom man is after all descended; for if man is quite honest and open with himself, nothing else can satisfy him but the consciousness of his spiritual origin. |
1. Goethean Science: Goethe as Thinker and Investigator
Tr. William Lindemann Rudolf Steiner |
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The period of oriental theosophy, the period of Plato and Aristotle, and then the period of Descartes and Spinoza are the representatives, in previous epochs of world history, of a similar inner deepening. Goethe is not thinkable without Kant, Fichte, Schelling, and Hegel. If these thinkers possessed above all a vision into the depths and an eye for the highest, his gaze rested upon the things of immediate reality. |
But then the other two have a quite definite and different significance than this first one. Kant was quite wrong in his assumption when he conceived of space as the whole (totum), instead of as an entity conceptually determinable in itself. |
Space is therefore a way of grasping the world as a unity. Space is an idea. Not, as Kant believed, an observation (Anschauung). 6. Goethe, Newton, and the Physicists [ 71 ] As Goethe began his consideration of the being of colors, it was essentially an interest in art that brought him to it. |
1. Goethean Science: Goethe as Thinker and Investigator
Tr. William Lindemann Rudolf Steiner |
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1. Goethe and Modern Natural Science[ 1 ] If it were not a person's duty to state the truth without reserve once he believes he has come to know it, the following exposition would certainly have remained unwritten. I have no doubts about the judgment that the specialists will pass on it, given the dominant trend in natural science today. One will regard it as someone's dilettantish attempt to speak for something upon which judgment has long since been passed by all “discerning” people. When I picture to myself the scorn of all those who consider themselves the only ones qualified today to speak on natural-scientific questions, I must admit to myself that there is nothing tempting, in any ordinary sense, about this undertaking. But I could not let myself be deterred by these anticipated objections. For I can raise all these objections myself and know therefore how poorly they stand up. It is not difficult, indeed, to think “scientifically” in the sense of modern natural science. Not too long ago, in fact, we experienced an interesting case in point. Eduard von Hartmann appeared with his Philosophy of the Unconscious. The gifted author of this book himself would be the last one today to deny its imperfections. But the direction of thought we encounter there is a penetrating one, which gets to the bottom of things. It therefore made a powerful impression on all those minds that had a need for deeper knowledge. But it ran counter to the paths of the natural scientists who were feeling their way along on the surface of things. They were all against the book. After various attacks from their side had proven rather ineffective, a book appeared by an anonymous author, The Unconscious from the Standpoint of Darwinism and the Theory of Evolution,71 which brought forward with the greatest possible critical acuity everything against the newly founded philosophy that could be said against it from the standpoint of modern natural science. This book caused a stir. The adherents of the current trend were satisfied by it to the highest degree. They publicly acknowledged that the author was one of them and proclaimed his views as their own. What a disillusionment they had to suffer! When the author actually revealed himself, it was Eduard v. Hartmann. This proved one thing convincingly, however: Ignorance about the findings of natural science, dilettantism, is not the reason why it is impossible for certain minds, who are striving for a deeper insight, to join that school of thought which wants to establish itself today as the dominant one. The reason, however, is their knowledge that this school is not on the right path. It is not difficult for philosophy hypothetically to take the standpoint of the present-day view of nature. In what he did, Eduard v. Hartmann showed this irrefutably to anyone who wants to see. I bring this as confirmation of my above assertion that it is also not difficult for me to raise the objections myself that someone else can make against what I bring. [ 2 ] Indeed, anyone is considered a dilettante today who takes philosophical reflection about the essential being of things at all seriously. Having a world view is regarded as an idealistic quirk by our contemporaries of a “mechanical,” or even by those of a “positivistic,” persuasion. This view becomes understandable, to be sure, when one sees the helpless ignorance in which these positivistic thinkers find themselves when they make themselves heard on the subject of the “being of matter,” of “the limits of our knowing,” of “the nature of the atom,” or of other such things. In connection with these examples, one can make real studies of dilettantish treatment of decisive questions of science. [ 3 ] One must have the courage to admit all this to oneself with respect to the natural science of the present day, in spite of the tremendous and remarkable achievements that this same natural science has to show in the realm of technology. For, these achievements have nothing to do with our real need for knowledge of nature. We have indeed experienced—precisely in those contemporaries to whom we owe inventions whose significance for the future we cannot for a long time even begin to imagine—that they lack a deeper scientific need. It is something entirely different to observe the processes of nature in order to place its forces in the service of technology, than to seek, with the help of these processes, to look more deeply into the being of natural science. True science is present only where the human spirit seeks to satisfy its needs, without any external purpose. [ 4 ] True science, in the higher sense of the word, has to do only with ideal objects; it can only be idealism. For, it has its ultimate foundation in needs that stem from the human spirit. Nature awakens questions in us, problems that strive for solution. But nature cannot itself provide this solution. Through our capacity for knowledge a higher world confronts nature; and this fact creates higher demands. For a being who did not possess this higher nature, these problems would simply not arise. These questions can therefore also not receive an answer from any authority other than precisely this higher nature. Scientific questions are therefore essentially a matter that the human spirit has to settle with itself. They do not lead the human spirit out of its element. The realm, however, in which the human spirit lives and weaves as though within its primally own, is the idea, is the world of thoughts. To solve thought-questions with thought-answers is the scientific activity in the highest sense of the word. And all other scientific procedures are there, ultimately, only in order to serve this highest purpose. Take scientific observation, for example. It is supposed to lead us to knowledge of a law of nature. The law itself is purely ideal. The need to find a lawfulness holding sway behind the phenomena already stems from the human spirit. An unspiritual being would not have this need. Now let us proceed to the observation! What do we actually want to achieve by it? In response to the question created in our spirit, is something supposed to be provided from outside, by sense observation, that could be the answer to that question? Never. For why should we feel ourselves more satisfied by a second observation than by the first? If the human spirit were satisfied at all by an observed object, then it would have to be satisfied right away by the first. But the actual question is not at all one about any second observation, but rather about the ideal foundation of the observations. What does this observation admit as an ideal explanation; how must I think it so that it appears possible to me? Those are the questions that come to us with respect to the sense world. I must seek, out of the depths of my spirit itself, what I lack when confronted by the sense world. If I cannot create for myself the higher nature for which my spirit strives when confronted by sense-perceptible nature, then no power in the external world will create it for me. The results of science therefore can come only from the human spirit; thus they can only be ideas. No objections can be raised against this necessary reflection. The ideal character of all science, however, is established thereby. [ 5 ] Modern natural science, in accordance with its whole being, cannot believe in the ideal character of knowledge. For, it does not regard the idea as that which is primary, most original, and creative, but rather as the final product of material processes. But in doing so, it is not at all aware of the fact that these material processes belong only to the sense-perceptible, observable world that, however, grasped more deeply, dissolves completely into idea. The process under consideration presents itself to observation, namely, in the following way: We perceive facts with our senses, facts that run their course according to the laws of mechanics, then phenomena of warmth, of light, of magnetism, of electricity, and finally of life processes, etc. At the highest level of life, we find that life raises itself up to the forming of concepts and ideas, whose bearer, in fact, is the human brain. We find our own “I” springing from just such a sphere of thoughts. The “I” seems to be the highest product of a complicated process that is mediated by a long series of physical, chemical, and organic occurrences. But if we investigate the ideal world of which the content of that “I” consists, we find in that world essentially more than merely the end product of that process. We find that the individual parts of that world are connected to each other in a completely different way than the parts of that merely observed process are. As one thought arises in us, which then demands a second, we find that there is an ideal connection between these two objects in an entirely different way than if I observe the colour of a substance, for example, as the result of a chemical agent. It is of course entirely obvious that the successive stages of the brain process have their source in organic metabolism, even though the brain process itself is the bearer of those thought-configurations. But the reason as to why the second thought follows from the first: this I do not find within this metabolism, but do indeed find within the logical thought-connection. Thus, in the world of thoughts, there holds sway, besides organic necessity, a higher ideal necessity. But this necessity, which the human spirit finds within its world of ideas, this it also seeks in the rest of the universe. For this necessity arises for us, indeed, only through the fact that we not only observe, but also think. Or in other words, the things no longer appear in a merely factual connection, but rather as joined by an inner, ideal necessity, if we grasp them not merely through observation but rather through thoughts. [ 6 ] With respect to this, one cannot say: What good is it to grasp the phenomenal world in thoughts, when the things of this world perhaps do not, according to their nature, allow of any such grasp? Only someone who has not grasped the core of this whole matter can ask such a question. The world of thoughts rises up within our inner being; it confronts the objects observable to the senses; and then asks: What relationship does the world confronting me there have to myself? What is it with respect to me? I am here with all my ideal necessity, which hovers above everything transitory; I have the power within me to explain myself. But how do I explain what confronts me? [ 7 ] It is here that a significant question is answered for us that Friedrich Theodore Vischer, for example, has raised repeatedly and declared to be the pivotal point of all philosophical reflection: the question as to the connection between the human spirit and nature. What kind of a relationship exists between these two things, which to us always appear separated from each other? If one asks this question correctly, then its answer is not as difficult as it appears to be. What meaning can this question actually have then? The question is not in fact asked by some being that stands above nature and human spirit as a third entity and which investigates that connection from this standpoint, but rather it is asked by one of the two beings themselves, by the human spirit. The latter asks: What connection exists between me and nature? But that again means nothing other than: How can I bring myself into a relationship with the nature confronting me? How can I express this relationship in accordance with the needs living in me? I live in ideas; what kind of an idea corresponds to nature; how can I express, as idea, that which I behold as nature? It is as though we have often obstructed our own path to a satisfactory answer by putting the question wrongly. A correct question, however, is already half an answer. [ 8 ] The human spirit seeks everywhere to go beyond the succession of facts, as mere observation provides him with them, and to penetrate to the ideas of the things. Science, indeed, begins at the place where thinking begins. In the findings of science there lies, in the form of ideal necessity, that which appears to the senses only as a succession of facts. These findings only seem to be the final product of the process described above; the truth is that they are that which we must regard, in the whole universe, as the foundation of everything. Where these findings then appear for observation is a matter of indifference; for, as we have seen, their significance does not in fact depend upon that. They spread the net of their ideal necessity out over the whole universe. [ 9 ] No matter where we take our start, if we have enough spiritual power, we will finally meet up with the idea. [ 10 ] Through the fact that modern physics completely fails to recognize this, it is led into a whole series of errors. I want to point to only one such error here, as an example. [ 11 ] Let us take the definition of inertia, which in physics is usually included among the “general characteristics of bodies.” This is usually defined in the following way: Without an external cause, no body can change the state of motion in which it finds itself. This definition gives rise to the picture that the concept of a body, inert in itself, is abstracted from the world of phenomena. And John Stuart Mill, who nowhere goes into the matter itself, but who, for the sake of an arbitrary theory, stands everything on its head, would not hesitate for a moment also to explain the matter in this way. But this is after all completely incorrect. The concept of an inert body arises purely through a conceptual construction. In designating as “body” what has extension in space, I can picture to myself a kind of body whose changes stem from external influences, and a kind whose changes occur out of its own impulse. If I now find something in the outer world that corresponds to the concept I have formed of a “body which cannot change itself without an outer influence,” I then call this body inert or subject to the law of inertia. My concepts are not abstracted from the sense world, but rather are constructed freely out of the idea, and with their help I only first find my way rightly in the sense world. The above definition could only take this form: A body that out of itself cannot alter its state of motion is called an inert body. And when I have recognized a body to be of this kind, I can then apply to it everything that is connected with an inert body. 2. The “Archetypal Phenomenon”[ 12 ] If we could follow the whole series of processes that occur with respect to some sense perception or other from the peripheral nerve endings of the sense organs all the way into the brain, we would in fact nowhere arrive at a point where the mechanical, chemical, and organic—in short, the temporal-spatial processes—end and that appears which we actually call sense perception; for example, the sensation of warmth, of light, of sound, etc. One cannot find a place where the causal motion supposedly goes over into its effect, the perception. But can we then speak at all of the two things as standing in a relationship of cause and effect? [ 13 ] Let us just examine the facts, quite objectively. Let us assume that a particular sensation appears within our consciousness. It appears at the same time in such a way that it directs us to some object or other from which it stems. When I have the sensation “red,” I generally associate with it, by virtue of the content of this mental picture, a particular place, i.e., a location in space, or the surface of a thing, to which I ascribe what this sensation expresses. This is not the case only where, through an external influence, the sense organ itself responds in its own characteristic way, as when I have a sensation of light from a blow to the eye. Let us disregard such cases in which, what is more, the sensations never arise with their usual definiteness. As exceptions, they cannot in fact teach us about the nature of things. If I have the sensation “red” along with a particular location, then I am at first directed to something or other in the outer world as the bearer of this sensation. I can very well ask myself now what spatial-temporal processes are taking place in this thing while it is appearing to me as though possessed of the colour red. I shall then discover that mechanical, chemical, or other processes offer themselves as an answer to my question. I can go further now and investigate the processes that have occurred on the way from that thing to my sense organ to mediate the sensation of the colour “red” for me. There again, in fact, nothing other than processes of motion or electrical currents or chemical changes can present themselves to me as such mediators. The result would be the same for me if I could investigate the further mediation from the sense organ to the center of the brain. What is mediated on this whole path is the perception “red” that we are discussing. How this perception manifests in a particular thing lying on the path from the stimulus to the perception depends solely upon the nature of this thing. The sensation is present at every point, from the stimulator to the brain, but not as such, not explicitly, but rather in a way corresponding to the nature of the object existing at each point. [ 14 ] A truth results from this, however, that is qualified to shed light upon the entire theoretical foundation of physics and physiology. What do I experience from the investigation of a thing caught up in a process that appears in my consciousness as sensation? I experience no more than the way that thing responds to the action which issues from the sensation, or, in other words the way a sensation expresses itself in some object or other of the spatial-temporal world. It is far from the truth to regard such a spatial-temporal process as the cause, as that which causes the sensation in me; something quite different is the correct view: The spatial-temporal process is the effect of the sensation within a thing that has extension in space and time. I could insert as many things as I wanted into the path from the stimulator to the organ of perception: only that will occur in each one of them that can occur in it by virtue of its nature. But it is still the sensation, therefore, that expresses itself in all these processes. [ 15 ] One should therefore regard the longitudinal vibrations of the air in the mediating of sound or the hypothetical oscillation of the ether in the mediating of light to be nothing other than the way the sensations in question can appear in a medium that, in accordance with its nature, is capable only of rarification and densification or of oscillating motion, as the case may be. I cannot find the sensation as such in this world, because it simply cannot be there. But in those processes I am absolutely not given what is objective about the processes of sensation, but rather a form of their manifestation. [ 16 ] And now let us ask ourselves: What is the nature of those mediating processes themselves? Do we then investigate them by any means other than with the help of our senses? Can I in fact investigate my senses? Is the peripheral nerve ending, are the convolutions of the brain given to me by anything other than by sense perception? All this is both subjective and objective at the same time, if this distinction can be considered to be justified at all. Now we can grasp the matter still more exactly. By following the perception from its stimulus to the organ of perception, we are investigating nothing other than the continuous transition from one perception to the other. The “red” is present before us as that for whose sake we are undertaking the whole investigation at all. It directs us to its stimulator. In the latter we observe other sensations as connected with this “red.” These are processes of motion. The latter then appear as further processes of motion between the stimulator and the sense organ, and so on. But all of these are likewise perceived sensations. And they represent nothing more than a metamorphosis of processes that, insofar as they come into consideration at all for sense observation, break down entirely into perceptions. [ 17 ] The perceived world is therefore nothing other than a sum total of metamorphosed perceptions. [ 18 ] For the sake of convenience, we had to use an expression that cannot be brought into complete harmony with our present conclusions. We said that each thing which is inserted into the space between the stimulator and the organ of perception brings a sensation to expression in a way which is in accordance with the nature of that thing. But strictly speaking the thing is nothing more than the sum total of those processes as which it appears. [ 19 ] The objection might now be raised that this kind of conclusion eliminates any enduring element in the ongoing world process, that we, like Heraclitus, are making the flux of things, in which nothing is abiding, the one and only world principle. Behind the phenomena, there must be a “thing-in-itself”; behind the changing world there must be an “enduring matter.” But let us in fact investigate more exactly what the case really is with this “enduring matter,” with what “endures amidst change.” [ 20 ] When I confront my eye with a red surface, the sensation “red” arises in my consciousness. In connection with this sensation, we must now distinguish beginning, duration, and end. Over against the transitory sensation there supposedly now stands an enduring objective process that as such is itself objectively limited in time i.e.. has beginning, duration, and end. This process, however is supposedly occurring in connection with a matter that is without beginning or end, that is therefore indestructible, eternal. This matter is supposedly what actually endures within the changing processes. This conclusion would perhaps have some justification if the concept of time had been correctly applied to the sensation in the above manner. But must we not then distinguish strictly between the content of the sensation and the appearing of the sensation? In my perception, to be sure, they are one and the same. For, the content of the sensation must after all be present in the perception or the sensation would otherwise not come into consideration for me at all. But is it not a matter of complete indifference for this content, taken purely as such, that it enters my consciousness now at this particular moment and then, after so and so many seconds, leaves it again? That which constitutes the content of the sensation, i.e., that which alone comes objectively into consideration, does not depend at all upon that. But now that which is a matter of complete indifference to the content of something cannot, after all, be regarded as an essential determining factor for the existence of that something. [ 21 ] But our application of the time-concept is also not correct for an objective process that has a beginning and an end. When a new characteristic arises in a particular thing, maintains itself for a time in different states of development, and then disappears again, there also we must regard the content of this characteristic as what is essential. And what is essential has absolutely nothing as such to do with the concepts of beginning, duration, and end. By “essential” we mean that by which a thing actually is precisely what it presents itself to be. What matters is not the fact that something arises at a certain moment in time, but rather what arises. The sum total of all the traits expressed by this “what” makes up the content of the world. But this “what” exists in the most manifold traits, in the most diverse forms. All these forms are in a relationship to each other; they determine each other reciprocally. Through this, they enter into a relationship of separation according to space and time. But it is only to a completely mistaken understanding of the concept of time that the concept of matter owes its existence. One believes that one would rarefy the world into a semblance without being, if one did not picture, as underlying the changeable sum total of occurrences, something that endures in time, something unchangeable, that abides while its traits are varying. But time is not after all a container within which the changes occur; it is not there before the things are, nor outside of them. Time is the sense-perceptible expression of the situation that the facts, in their content, are mutually dependent upon each other sequentially. Let us imagine we have to do with the perceivable complex of facts \(a_1\), \(b_1\), \(c_1\), \(d_1\), and \(e_1\). Another complex, \(a_2\), \(b_2\), \(c_2\), \(d_2\), and \(e_2\), depends with inner necessity upon the first complex; I understand the content of the second complex when I derive it ideally from the first one. Now let us imagine that both complexes make their appearance. For, what we discussed earlier is the entirely non-temporal and non-spatial essential being (Wesen) of these complexes. If \(a_2\), \(b_2\), \(c_2\), \(d_2\), and \(e_2\) is to come to outer manifestation, then \(a_l\), \(b_1\), \(c_1\), \(d_1\), and \(e_1\) must likewise be outer phenomena, in such a way, in fact, that \(a_2\), \(b_2\), \(c_2\), \(d_2\), and \(e_2\) also appear in their dependency upon the first complex. This means that the phenomenon \(a_l\), \(b_1\), \(c_1\), \(d_1\), and \(e_1\) must be there and make room for the phenomenon \(a_2\), \(b_2\), \(c_2\), \(d_2\), and \(e_2\) to appear. We see here that time first arises where the essential being of something comes to outer manifestation (Erscheinung). Time belongs to the phenomenal world. It does not yet have anything to do with the essential being itself. This essential being can only be grasped ideally. Only someone who cannot manage, in his train of thought, to go back from the phenomenon to the essential being will hypothesize time as something preceding the facts. Then, however, he needs a form of existence that endures beyond the changes. He conceives indestructible matter to be just such an existence. He has thereby created for himself a thing to which time supposedly can do nothing, something that abides amidst all change. Actually, however, he has only shown his inability to press forward, from the temporal phenomenon of the facts, to their essential being, which has nothing to do with time. Can I therefore say of the essential being of a fact that it arises or passes away? I can only say that one fact's content determines another and that this determining influence then appears as a sequence in time. The essential being of a thing cannot be destroyed; for, it is outside of all time and itself determines time. With this, we have shed light upon two concepts at the same time for which but little understanding is still to be found: upon essential being (Wesen) and outer manifestation (Erscheinung). Whoever grasps the matter correctly in our way cannot look for proof of the indestructibility of the essential being of something, because destruction includes within itself the time-concept, which has nothing to do with essential being. [ 22 ] In the light of these discussions, we can say: The sense-perceptible world picture is the sum total of metamorphosing perceptual contents without an underlying matter. [ 23 ] But our considerations have also shown us something else. We have seen that we cannot speak of a subjective character of perceptions. When we have a perception, we can follow the processes from the stimulator to our central organ: nowhere is there a point to be found where the jump can be demonstrated from the objectivity of the non-perceived to the subjectivity of the perception. This refutes the subjective character of the world of perception. The world of perception stands there as a content founded upon itself, which, for the moment, still has absolutely nothing to do with subject and object. [ 24 ] Our discussion, of course, applies only to that concept of matter upon which physics bases its observations and which it identifies with the old, equally incorrect substance-concept of metaphysics. Matter, as the actually real element underlying phenomena, is one thing; matter, as phenomenon, as outer manifestation, is something else. Our exposition applies solely to the first concept. The second one remains untouched by it. For if I call what fills space “matter,” that is merely a word for a phenomenon to which no higher reality is ascribed than to other phenomena. I must only keep this character of matter always in mind. [ 25 ] The world of what presents itself to us as perceptions—i.e., extension, motion, state of rest, force, light, warmth, colour, sound, electricity, etc.—this is the object of all science. [ 26 ] If now the perceived world picture were of such a kind that, in the way it arises before us for our senses, it could express itself in accordance with its nature, unobscured; or in other words, if everything that arises in outer manifestation were a complete, undisturbed image of the inner being of things, then science would be the most unnecessary thing in the world. For, the task of knowledge would already be fully and totally fulfilled in the perception. Indeed, we would not then be able to differentiate at all between essential being and outer manifestation. The two would completely coincide as identical. [ 27 ] This, however, is not the case. Let us imagine that element \(A\), contained in the factual world, stands in a certain relationship to element \(B\). Both elements, of course, according to our expositions, are nothing more than phenomena. Their relationship also comes to manifestation as a phenomenon. Let us call this phenomenon \(C\). What we can now determine within the factual world is the relationship of \(A\), \(B\), and \(C\). But now, besides \(A\), \(B\), and \(C\), there also exist infinitely many other such elements in the perceptible world. Let us take some fourth element or other \(D\); it enters in, and at once everything presents itself in a modified form. Instead of \(A\), in conjunction with \(B\), resulting in \(C\), an essentially different phenomenon, \(E\), will arise from the entering of \(D\). [ 28 ] That is the important point. When we confront a phenomenon, we see it determined by many factors. We must seek out all the interrelationships if we are to understand the phenomenon. But these relationships differ from each other; some are more intimate, some more distant. The fact that a phenomenon \(E\) confronts me is due to other phenomena that are more intimately or more distantly related. Some are absolutely necessary if such a phenomenon is to arise at all; other phenomena, by their absence, would not at all keep such a phenomenon from arising, but do cause it to arise in precisely this or that way. We see from this that we must differentiate between necessary and coincidental determining factors of a phenomenon. Phenomena that arise in such a way that only the necessary determining factors bring them about can be called primary, and the others derivative. When, from their determining factors, we understand the primary phenomena, we can then also understand the derivative ones by adding new determining factors. [ 29 ] Here the task of science becomes clear to us. It has to penetrate far enough through the phenomenal world to seek out the phenomena that are dependent only upon necessary determining factors. And the verbal-conceptual expression for such necessary relationships is laws of nature. [ 30 ] When a person is confronting a sphere of phenomena, then, as soon as he has gone beyond mere description and registering of these, he must therefore first of all ascertain those elements which determine each other necessarily, and present them as archetypal phenomena. One must then add those determining factors which stand in a more distant relationship to those elements, in order to see how they modify those primary phenomena. [ 31 ] This is the relationship of science to the phenomenal world: within the latter, the phenomena absolutely do arise as derivative ones and are therefore incomprehensible from the very beginning; in science, the archetypal phenomena arise in the forefront with the derivative ones following, whereby the whole connection becomes comprehensible. The system of science differentiates itself from the system of nature through the fact that in the system of science the interrelationships of the phenomena are ascertained by the intellect and are rendered comprehensible thereby. Science never has to bring something in addition to the phenomenal world, but rather has only to disclose the hidden interrelationships of this world. All use of the intellect must be limited only to this latter work. By taking recourse to something that does not manifest in order to explain the phenomena, the intellect and any scientific activity are exceeding their powers. [ 32 ] Only someone who sees the absolute correctness of our findings can understand Goethe's colour theory. Any reflection about what a perception like light or colour might be in addition to the entity as which it manifests was completely foreign to Goethe's nature. For he knew what the powers of intellectual thinking were. Light was given to him as sensation. When he then wanted to explain the connection between light and colour, that could not occur through speculation, but only through an archetypal phenomenon, by his seeking out the necessary determining factor that must join light in order for colour to arise. Newton also saw colour arise in connection with light, but he then only thought speculatively about how colour arises out of light. It lay in his speculative way of thinking to do so; but not in Goethe's way of thinking, which was objective and rightly understood itself. Therefore, Newton's assumption that “light is composed of colored lights” had to appear to Goethe as the result of unrightful speculation. He considered himself justified only in expressing something about the connection between light and colour when some determining factor joins in, and not in expressing something about the light itself by bringing in a speculative concept. Therefore his statement: “Light is the simplest, most undivided, most homogeneous being that we know. It is not a composite.” Any statements about the composition of light are, indeed, only statements of the intellect about one phenomenon. The powers of the intellect, however, extend only to statements about the connection of phenomena. [ 33 ] This reveals the deeper reason why Goethe, as he looked through the prism, could not accept Newton's theory. The prism would have had to be the first determining factor for the coming about of colour. But another determining factor, the presence of something dark, proved to be more primary to its coming about; the prism proved to be only the second determining factor. [ 34 ] With this exposition, I believe I have removed any hindrances that might lie in the way of readers of Goethe's colour theory. [ 35 ] If this difference between the two colour theories had not always been sought in two mutually contradictory forms of explanation that one then wanted simply to examine as to their validity, then the value of the Goethean colour theory, in all its great scientific significance, would have been recognized long ago. Only someone who is filled with such fundamentally wrong mental pictures—such as that, through intellectual thinking, one must go from the perceptions back to the cause of the perceptions—can still raise the question in the way present-day physics does. But someone who has really become clear about the fact that explaining the phenomena means nothing other than observing them in a connection established by the intellect must accept the Goethean colour theory in principle. For, it is the result of a correct way of looking at the relationship of our thinking to nature. Newton did not have this way of looking at things. Of course, it would not occur to me to want to defend every detail of the Goethean colour theory. It is only the principle that I want to uphold. But it can also not be my task here to derive from his principle the phenomena of colour theory that were still unknown in his day. If I should ever have the good fortune to possess the time and means for writing a colour theory in Goethe's sense that is entirely on the high level of modern achievements in natural science, that would be the only way to accomplish such a task. I would consider that as belonging to my finest life tasks. This introduction could extend only to the scientifically strict validation of Goethe's way of thinking in his colour theory. In what follows, light is also still to be shed upon the inner structure of this theory. 3. The System of Natural Science[ 36 ] It could easily seem as though, in our investigations that attribute to thinking only a power whose goal is to connect perceptions, we ourselves were now calling into question the independent significance of concepts and ideas for which we stood so energetically at first. [ 37 ] Only an inadequate interpretation of this investigation can lead to this view. [ 38 ] What does thinking accomplish when it carries out the connecting of perceptions? [ 39 ] Let us look at two perceptions \(A\) and \(B\). These are given to us at first as entities without concepts. I cannot, through any conceptual reflection, transform into something else the qualities given to my sense perception. I can also find no thought-quality by which I could construct what is given in sense-perceptible reality if I lacked the perception. I can never create a mental picture of the quality “red” for someone blind to red, even though I paraphrase it conceptually for him by every conceivable means. The sense-perception therefore has a something that never enters into the concept, that must be perceived if it is to become an object of our knowledge at all. What kind of a role does the concept play, therefore, that we connect with some sense perception or other? The concept must obviously bring to the perception a completely independent element, something new, which does belong to the sense perception, to be sure, but which does not come into view in the sense perception. [ 40 ] But it is now certain, indeed, that this new “something” which the concept brings to the sense perception is that which first expresses what can meet our need for explanation. We are first able to understand some element or other in the sense world when we have a concept of it. We can always simply point to what sense-perceptible reality offers us, and anyone who has the possibility of perceiving precisely this element to which we are referring knows what it is all about. Through the concept, we are able to say something about the sense world that cannot be perceived. [ 41 ] From this, however, the following immediately becomes clear. If the essential being of the sense perception consisted only in its sense-perceptible qualities, then something completely new, in the form of the concept, could not join it. The sense perception is therefore not a totality at all, but rather only one side of a totality. And it is that side, in fact, which can be merely looked upon. Through the concept it first becomes clear to us what we are looking at. [ 42 ] What we developed methodologically in the previous chapter can now be expressed in terms of the significance of its content. Through our conceptual grasp of something given in the sense world, the “what” of that which is given to our view first comes to manifestation. We cannot express the content of what we look at, because this content consists only in the “how” of what we look at, i.e., in the form of its manifestation. Thus, in the concept, we find the “what,” the other content of that which is given in the sense world in an observed form. [ 43 ] The world first gains its full content, therefore, in the concept. But now we have discovered that the concept points us beyond the individual phenomenon to the interrelationship of things. Thus that which appears in the sense world as separated, isolated, presents itself to the concept as a unified whole. And so our natural-scientific methodology gives rise to a monistic natural science as its final goal; but it is not an abstract monism that already presupposes the unity and then forcibly includes in it the individual facts of concrete existence, but rather it is a concrete monism that, piece by piece, shows that the seeming manifoldness of sense existence proves ultimately to be only an ideal unity. The multiplicity is only a form in which the unified world content expresses itself. The senses, which are not in a position to grasp this unified content, hold fast to the multiplicity; they are born pluralists. Thinking, however, overcomes the multiplicity and thus, through a long labour, returns to the unified world principle. [ 44 ] The manner, now, in which the concept (the idea) expresses itself within the sense world constitutes the differences among the realms of nature. If a sense-perceptibly real entity attains only a kind of existence in which it stands totally outside the concept and is only governed in its transformations by the concept as by a law, then we call this entity inorganic. Everything that occurs with such an entity is to be traced back to the influences of another entity; and how the two act upon each other can be explained by a law standing outside them. In this sphere we have to do with phenomena and laws which, if they are primary, can be called archetypal phenomena. In this case, therefore, the conceptual element that is to be perceived stands outside of a perceived manifoldness. [ 45 ] But a sense-perceptible unity itself, in fact, can point beyond itself; it can compel us, if we want to grasp it, to go on to further determining factors than to those perceptible to us. Then, what is conceptually graspable appears as a sense-perceptible unity. The two, concept and perception, are, indeed, not identical, but the concept does not appear outside the sense-perceptible manifoldness as a law, but rather within the manifoldness as a principle. The concept underlies the manifoldness as something that permeates it, as something that is no longer sense-perceptible, as something that we call typus. Organic natural science has to do with this. [ 46 ] But here also the concept does not yet appear in the form particular to it as concept, but still only as typus. Where, now, the concept appears, not merely as typus, as permeating principle, but rather in its own conceptual form, there it appears as consciousness, there, there finally comes to manifestation that which is present at the lower stages only in essence. There the concept becomes a perception. We have to do with the self-conscious human being. [ 47 ] Natural law, typus, and concept are the three forms in which the ideal element expresses itself. The natural law is abstract, standing over the sense-perceptible manifoldness; it governs inorganic natural science. Here idea and reality separate from each other completely. The typus already unites the two within one entity. The spiritual becomes an active entity, but does not yet act as such; it is not there as such, but rather, if it wants to be viewed in accordance with its existence, it must be looked at as something sense-perceptible. This is the situation in the realm of organic nature. The concept is present in a perceptible way. In human consciousness, it is the concept itself that is perceptible. The observed and the idea coincide. It is precisely the ideal element that is observed. Therefore, at this level, the ideal cores of existence of nature's lower levels can also come to manifestation. With human consciousness the possibility is given that what, at the lower levels of existence, merely is, but does not manifest, now becomes also manifesting reality. 4. The System of the Colour Theory[ 48 ] Goethe worked at a time when human spirits were filled by a powerful striving for an absolute knowledge that would find its satisfaction within itself. Man's activity of knowing once again dared, with holy fervor, to investigate every means of knowledge in order to draw nearer to a solution of the highest questions. The period of oriental theosophy, the period of Plato and Aristotle, and then the period of Descartes and Spinoza are the representatives, in previous epochs of world history, of a similar inner deepening. Goethe is not thinkable without Kant, Fichte, Schelling, and Hegel. If these thinkers possessed above all a vision into the depths and an eye for the highest, his gaze rested upon the things of immediate reality. But in his gaze there lies something of that depth itself. Goethe exercised this vision in looking at nature. The spirit of that time is poured out like a fluid over his contemplations of nature. Hence their power, which, in contemplating the details, always maintains the broad outlines. Goethe's science always goes after what is central. [ 49 ] We can see this in Goethe's colour theory more than anywhere else. It alone, besides his attempts relative to the metamorphosis of the plant, was brought to a completed whole. And what a strictly complete system it does represent, such as is demanded by the nature of the thing itself! [ 50 ] Let us now consider this edifice according to its inner structure. [ 51 ] In order that something founded in the being of nature may come to manifestation, the necessary prerequisite is that a causal opportunity, an organ, be present in which this something can present itself. The eternal, iron laws of nature would, in fact, hold sway even if they never presented themselves within a human spirit, but their manifestation as such would not then be possible. They would then be present merely in essence and not in manifestation. This would also be the case with the world of light and colour if no perceiving eye confronted them. Colour, in its essential being, cannot be traced back in Schopenhauer's manner to the eye; but the possibility for colour to manifest must very definitely be shown to lie within the eye. The colour is not conditional upon the eye, but the eye is the cause of its manifestation. [ 52 ] Here is where colour theory must therefore take its start. It must investigate the eye, must disclose its nature. This is why Goethe places physiological colour theory at the beginning. But even there his conception is essentially different from what one usually understands this part of optics to be. He does not want to explain the functions of the eye by its structure, but wants rather to observe the eye under various conditions in order to arrive at a knowledge of its capacities and abilities. Here also his procedure is essentially an observational one. What happens when light and darkness act upon the eye; what happens when defined images enter into relationship with it, etc.? He does not ask, to begin with, what processes occur within the eye when one or another perception comes about, but rather he seeks to fathom what can come about through the eye in the living act of seeing. For his purpose, that is to begin with the only important question. That other question does not belong, strictly speaking, to the realm of physiological colour theory, but rather to the science of the human organism, i.e., to general physiology. Goethe has to do with the eye only insofar as it sees, and not with the explanation of seeing that comes from the perceptions we can have of the dead eye. [ 53 ] From there, he then goes over to the objective processes that bring about the phenomena of colors. And here it is important to bear in mind that Goethe, with these objective processes, is by no means thinking of hypothetical processes of matter or of motion that are no longer perceptible, but rather that he absolutely remains within the perceivable world. His physical colour theory, which constitutes the second part, seeks the conditions that are independent of the eye and are connected to the arising of the colors. But these conditions are still always perceptions. Here, with the help of the prism, of lenses, etc., he investigates how colors arise in connection with light. But for the time being, he does not go beyond tracing colour as such in its development and observing how, in itself, separated from objects, it arises. [ 54 ] Only in a separate chapter on chemical colour theory does he go on to colors that are fixed, that are connected with objects. If, in the physiological colour theory, the question is answered as to how colors can come to manifestation at all, and, in the physical colour theory, the question as to how the colors come about under external conditions, so Goethe responds here to the problem of how the corporeal world manifests as colored. [ 55 ] In this way, Goethe advances from contemplation of colour as an attribute of the phenomenal world to this world itself as manifesting with that attribute. He does not stop there, but goes on finally to contemplate the higher relationship of the colored corporeal world to the human soul in that chapter on “The sense-perceptible and moral Effect of Colour.” (“Sinnlichsittliche Wirkung der Farbe”) [ 56 ] This is the strict, complete path of a science: from the subject as determining factor, back again to the subject as the being who satisfies himself in and with his world. [ 57] Who will not recognize here again the impulse of the time—from subject to object and back into the subject again—that led Hegel to the architectonics of his whole system. [ 58 ] In this sense then, the Sketch of a Colour Theory,72 appears as the actual optical main work of Goethe. The two essays, Contributions to Optics73 and The Elements of Colour Theory74 must be considered as preliminary studies. The Exposure of Newton's Theory75 is only a polemical addition to his work. 5. The Goethean Concept of Space[ 59 ] Since a complete understanding of Goethe's work in physics is possible only for someone with a view of space that is entirely consonant with his, let us describe this view here. Whoever wants to arrive at this view must have gained the following convictions from our considerations until now: 1. The things that confront us in experience as separate have an inner relationship to each other. They are, in truth, held together by a unified world bond. There lives in them all one common principle. 2. When our spirit approaches the things and strives to encompass what is separate with a spiritual bond, then the conceptual unity that our spirit establishes is not outside of the objects but rather is drawn from the inner being of nature itself. Human knowledge is not a process taking place outside of the things, not a process springing from mere subjective arbitrariness, but rather: what arises there in our spirit as a law of nature, what expresses itself within our soul, that is the heartbeat of the universe itself. [ 60 ] For our present purposes, let us take under consideration the most external of all relationships that our spirit can establish between the objects of experience. Let us consider the simplest case in which experience summons us to a spiritual activity. Let us assume that two simple elements of the phenomenal world are given. In order not to complicate our investigation, let us take something as simple as possible—two luminous points, for example. Let us completely disregard the fact that in each of these luminous points themselves we perhaps have before us something that is already immensely complicated, that sets our spirit a task. Let us also disregard the quality of the concrete elements of the sense world we have before us, and take into consideration purely and simply the fact that we have before us two separate elements, i.e., two elements that appear to the senses as separated. Two factors, each of which is able to make an impression upon our senses—that is all we presuppose. Let us assume further that the existence of one of these factors does not exclude that of the other. One organ of perception can perceive both. [ 61 ] If we assume, namely, that the existence of the one element is in any way dependent upon that of the other, we are then facing a different problem than our present one. If the existence of \(B\) is of such a kind that it excludes the existence of \(A\) and yet, in its being, is dependent upon it, then \(A\) and \(B\) must stand in a temporal relationship. For the dependency of \(B\) upon \(A\) requires—if one pictures to oneself at the same time that the existence of \(B\) excludes that of \(A\)—that \(A\) precedes \(B\). But that is a separate matter. [ 62 ] For our present purposes, let us not assume any such relationship. Our presupposition is that the things with which we are dealing are not mutually exclusive in their existence, but rather are co-existing entities. When we disregard every relationship that their inner natures demand, then there remains only the fact that a relationship exists between the two separate qualities, that I can go from the one over to the other. I can move from the one element of experience over to the second one. No one can have any doubts about what kind of a relationship it is that I establish between things when I disregard their character and nature themselves. Whoever asks himself what transition can be found from one thing to another, if the thing itself remains a matter of indifference thereby, must absolutely give the answer: space. Every other connection must be based upon the qualitative character of that which appears as separate in world existence. Only space takes absolutely nothing else into consideration except the fact that the things are indeed separated. When I reflect that \(A\) is above and \(B\) is below, it is a matter of complete indifference to me what \(A\) and \(B\) are. I join no other mental picture to them at all other than that they are, indeed, separate factors of the world I grasp with my senses. [ 63 ] What our spirit wants to do when it confronts experience is this: it wants to overcome the separateness; it wants to show that, within the particular thing, the power of the whole is to be seen. In its spatial view, the human spirit does not want to overcome anything else except the separateness as such. It wants to establish the most general relationship of all. What the spatial way of looking at things states is that A and B are not each a world in itself, but rather belong to something in common. That is what being beside one another (Nebeneinander) means. If each thing were an entity in itself, then there would be no being beside one another. I could not establish any relationship at all between one entity and another. [ 64 ] Let us now investigate what else follows from this establishing of an outer relationship between two separate entities. I can think of two elements in only one way in this kind of relationship. I think of \(A\) as beside \(B\). I can now do the same thing with two other elements of the sense world, \(C\) and \(D\). I have thereby determined a concrete relationship between \(A\) and \(B\), and the same one between \(C\) and \(D\). Let us now entirely disregard the elements \(A\), \(B\), \(C\), and \(D\) and only relate the two concrete relationships to each other again. It is clear that I can relate these, as two particular entities, to each other in exactly the same way as I did with \(A\) and \(B\) themselves. What I am here relating to each other are concrete relationships. I can call them \(a\) and \(b\). If I now go a step further, I can again relate \(a\) and \(b\). But now I have already lost all particularity. When I look at \(a\), I no longer find any particular \(A\) and \(B\) that are being related to each other; and just as little when I look at \(b\). In both, I find nothing else at all except that a relationship was made. But this conclusion is exactly the same for \(a\) and for \(b\). What made it possible for me still to keep \(a\) and \(b\) apart was the fact that they pointed to \(A\), \(B\), \(C\), and \(D\). If I leave out its remaining elements of particularity and then relate only \(a\) and \(b\) to each other—i.e., relate together only the facts that relationships were being made at all (not the fact that something specific was being related)—then I have again arrived quite generally at the spatial relationship from which I took my start. I can go no further. I have achieved what I was striving for previously: space itself stands before my soul. [ 65 ] Herein lies the secret of the three dimensions. In the first dimension I relate two concrete phenomenal elements of the sense world to each other; in the second dimension I relate these spatial relationships themselves to each other. I have established a relationship between relationships. I have stripped away the concrete phenomena; the concrete relationships remain for me. I now relate these themselves spatially to each other. This means: I entirely disregard the fact that these are concrete relationships; then, however, I must find exactly the same thing again in the second relationship that I found in the first. I establish relationships between similar entities. Now the possibility of relating ceases because the difference ceases. [ 66 ] What I earlier took as the point of view for my considerations—the completely external relationship—I have now achieved again myself as a sense picture; from my spatial consideration, after I have carried out the operation three times, I have arrived at space, i.e., at my starting point. [ 67 ] Therefore space can have only three dimensions. What we have undertaken here with respect to the mental picture of space is actually only a specific case of the method always employed by us when we confront things in observation. We regard concrete objects from one general point of view. Through this, we gain concepts about the particulars; we then regard these concepts themselves again from the same point of view, so that we then have before us any longer only the concepts of the concepts; if we still join these also, then they fuse into that ideal unity which cannot any longer be brought under one point of view with anything other than itself. Let us take a specific example. I become acquainted with two people, \(A\) and \(B\). I look at them from the point of view of friendship. In this case I will arrive at a quite specific concept, \(a\), of the friendship between the two people. I now look at two other people, \(C\) and \(D\), from the same point of view. I arrive at another concept, \(b\), of this friendship. Now I can go further and relate these two concepts of friendship to each other. What remains for me, when I disregard the concrete element I have gained, is the concept of friendship in general. But I can arrive at this in an even more real way, when I look at two other people, \(E\) and \(F\), from the same point of view, and likewise two people \(G\) and \(H\). In this, as in innumerable other cases, I can obtain the concept of friendship in general. But all these concepts, in their essential nature, are identical to each other; and when I look at them from the same point of view, it then turns out that I have found a unity. I have returned again to where I took my start. [ 68 ] Space, therefore, is a view about things, a way in which our spirit draws them together into a unity. The three dimensions relate to each other thereby in the following way. The first dimension establishes a relationship between two sense perceptions. It is therefore a concrete mental picture. The second dimension relates two concrete mental pictures to each other and thus passes over into the region of abstraction. The third dimension, finally, establishes in addition only the ideal unity between the abstractions. It is therefore completely incorrect to take the three dimensions of space as though they were altogether of equal significance. The nature of the first dimension depends, of course, upon the perceived elements. But then the other two have a quite definite and different significance than this first one. Kant was quite wrong in his assumption when he conceived of space as the whole (totum), instead of as an entity conceptually determinable in itself. [ 69 ] Now we have hitherto spoken of space as a relationship, a connection. But the question now arises: Is there then only this relationship of “being beside one another”? Or is there an absolute place-determination for every thing? This last question is of course not touched upon at all by our above explanations. But let us consider whether there is, indeed, any such place-relationship, any quite specific “there.” What am I actually indicating when I speak of such a “there”? Nothing else, in fact, than that I am referring to an object that is in immediate proximity to the actual object under consideration. “There” means in proximity to some object indicated by me. With this, however, the absolute place-indication is brought back to a space relationship. Our investigation is thus cancelled. [ 70 ] Let us now raise the question quite definitely: According to the preceding investigations, what is space? Nothing more than a necessity, lying within the things, of overcoming their separateness in an entirely outer way and without entering into their nature, and of joining them into a unity, even though of just such an outer kind. Space is therefore a way of grasping the world as a unity. Space is an idea. Not, as Kant believed, an observation (Anschauung). 6. Goethe, Newton, and the Physicists[ 71 ] As Goethe began his consideration of the being of colors, it was essentially an interest in art that brought him to it. His intuitive spirit soon recognized that the use of colour in painting is subject to a deep lawfulness. Wherein this lawfulness consisted he could not discover as long as he only moved about theoretically in the realm of painting, nor could trained painters give him any satisfactory information about this. These painters knew very well, in a practical sense, how to mix and apply the colors, but could not express themselves in concepts about the matter. When Goethe, then, was confronted in Italy not only by the most sublime works of art of this kind, but also by the most magnificent colors of nature, the urge awoke in him with special force to know the natural laws of the being of colour. [ 72 ] Goethe himself, in the History of Colour Theory76, gives a detailed account of the historical aspect. Let us deal here only with the psychological and factual aspects. [ 73 ] Goethe's study of colour began right after his return from Italy. This study became particularly intensive in the years 1790 and 1791, and then occupied the poet continuously until the end of his life. [ 74 ] We must picture to ourselves where the Goethean world view stood at this time, at the beginning of his study of colour. By this time he had already grasped his magnificent thoughts about the metamorphosis of organic entities. Through his discovery of the intermaxillary bone, a view had already arisen in him of the unity of all natural existence. Each individual thing appeared to him as a particular modification of the ideal principle that holds sway in the whole of nature. In his letters from Italy he had already stated that a plant is only a plant through the fact that it bears within itself the “idea of the plant.” This idea was something concrete for him; it was the unity, filled with spiritual content, in all particular plants. It could not be grasped by the bodily eyes, to be sure, but could very well be grasped by the eye of the spirit. Whoever can see it, sees it in every plant. [ 75 ] Thus the whole realm of the plants and, with the further elaboration of this view, the whole realm of nature, in fact, appears as a unity that the human spirit can grasp. [ 76 ] But no one is able to construct, from the idea alone, the manifoldness that arises before the outer senses. The intuitive spirit is able to know the idea. The particular configurations are accessible to him only when he directs his senses outward, when he observes, looks. The reason why a modification of the idea arises in sense-perceptible reality in precisely this and not in another way cannot be thought up, but rather must be sought in the realm of reality. [ 77 ] This is Goethe's individual way of looking at things and can best be designated as empirical idealism. It can be summarized with the words: Underlying the things of a sense-perceptible manifoldness, insofar as they are of a similar kind, there is a spiritual unity that brings about their similar nature and relatedness. [ 78 ] Taking his start from this point, Goethe was confronted by the question: What spiritual unity underlies the manifoldness of colour perceptions? What do I perceive in every modification of colour? And there it soon became clear to him that light is the necessary basis for every colour. No colour without light. But the colors are the modifications of light. And now he had to seek that element within reality that modifies, specializes the light. He found that this element is lightless matter, active darkness—in short, that which is the opposite of light. Thus each colour became for him light that is modified by darkness. It is completely incorrect to believe that with light Goethe meant the concrete sunlight that is usually called “white light.” Understanding of the Goethean colour theory is hindered only by the fact that one cannot free oneself from this picture of light and regards this sunlight, which is composed (zusammengesetzt) in such a complicated way, as the representative of light in itself. Light, as Goethe apprehends it, and as he contrasts it to darkness as its opposite, is a purely spiritual entity, is simply what all colour sensations have in common. Even though Goethe has nowhere clearly expressed this, still his whole colour theory is applied in such a way that it can only be interpreted thus. If he did experiment with sunlight in order to develop his theory, his only reason for doing so was that sunlight, in spite of its being the result of such complicated processes as those that occur in the body of the sun, does after all present itself to us as a unity that holds its parts within itself only in a state of abeyance. What we achieve for colour theory with the help of sunlight is after all only an approximation of reality, however. One cannot apprehend Goethe's theory to mean that, according to it, light and darkness are contained in an outwardly real way in every colour. No, it is rather that the outwardly real that confronts our eye is only a particular nuance of colour. Only the human spirit is able to take this sense-perceptible fact apart into two spiritual entities: light and non-light. [ 79 ] The outer arrangements by which this occurs, the material processes in matter, are not affected in the least by this. That is a completely different matter. I am not disputing that a process of oscillation occurs in the ether while “red” arises before me. But what brings about a perception in an outwardly real way, has, as we have already shown, nothing at all to do with the essential nature of its content. [ 80 ] Someone may object: But it can be proven that everything about the sensation is subjective and only the process of motion that underlies it really exists outside of our brain. Then one could not speak at all about a physical theory of perceptions, but only about a physical theory of the underlying processes of motion. The state of affairs with respect to this proof is about as follows: If someone in location A sends a telegram to me in location \(B\), then everything given into my hands as this telegram, without exception, has come into existence in \(B\). The telegraph operator is in B; he writes on paper that has never been in \(A\), with ink that has never been in \(A\); he himself does not know location \(A\) at all, and so on; in short, it can be proven that absolutely nothing from \(A\) has entered into what I now have before me. Accordingly, everything that comes from \(B\) is a matter of no significance for the content, for the essential nature, of the telegram; what matters to me is only communicated by \(B\). If I want to explain the essential nature of the content of the telegram, I must entirely disregard what comes from \(B\). [ 81 ] The state of affairs is the same with respect to the world of the eye. Thinking consideration must encompass what is perceptible to the eye and must seek the interrelationships within this area. The material, spatial-temporal processes might be very important for the coming about of the perceptions; but they have nothing to do with the essential nature of perceptions. [ 82 ] The state of affairs is the same with respect to the question often discussed today as to whether or not one and the same form of motion in the ether underlies the various phenomena of nature such as light, heat, electricity, etc. Hertz, for example, has shown recently that the transmission of electrical effects in space is subject to the same laws as the transmission of light effects. One can infer from this that waves, such as those that are the bearers of light, also underlie electricity. One has also already assumed before now, indeed, that within the solar spectrum only one kind of wave motion is active which, according to whether it falls upon reagents sensitive to heat, light, or chemicals, produces heat, light or chemical effects. [ 83 ] But this is, in fact, clear from the very beginning. If one investigates what is occurring in that which has extension in space, while the entities we are discussing are being communicated, then one must arrive at a homogeneous motion. For, a medium in which only motion is possible, must react to everything with motion. And all the communicating that it must take over, it will also accomplish with motion. If I then investigate the forms of this motion, I do not then experience what the communicated element is, but rather how it was brought to me. It is simply nonsense to say that heat or light are motion. Motion is only the reaction to light of a matter that is capable of motion. [ 84 ] Goethe himself had already heard of the wave theory and had seen nothing in it that could not be brought into harmony with his convictions about the essential nature of colour. [ 85 ] One must only free oneself of the picture that, for Goethe, light and darkness are real entities, and regard them, rather, as mere principles, as spiritual entities; then one will gain a completely different view of his colour theory than one usually forms of it. If, as Newton does, one understands light to be only a mixture of all the colors, then any concept of the concrete entity “light” disappears. “Light” then evaporates completely into an empty general mental picture, to which nothing in reality corresponds. Such abstractions were foreign to the Goethean world view. For him every mental picture had to have a concrete content. But for him, the “concrete” did not cease with the “physical.” [ 86 ] Modern physics actually has no concept at all for “light.” It knows only specific lights, colors, that in particular mixtures evoke the impression “white.” But even this “white” cannot be identified with light in itself. “White” is actually also nothing other than a mixed colour. Modern physics does not know “light” in the Goethean sense, any more than it knows “darkness.” Thus Goethe's colour theory moves in a realm that makes no contact at all with what the physicists determine conceptually. Physics simply does not know any of the basic concepts of the Goethean colour theory. Therefore, from its standpoint, it cannot judge this theory at all. Goethe, in fact, begins where physics ends. [ 87 ] It demonstrates a completely superficial grasp of the matter when one speaks continuously of the relationship of Goethe to Newton and to modern physics, and in doing so is completely unaware of the fact that two entirely different ways of looking at the world are being indicated. [ 88 ] We are convinced that someone who has grasped our expositions on the nature of sense impressions in the right sense can gain no other impression of the Goethean colour theory than the one described. To be sure, someone who does not accept these considerations of ours that prepare the ground will remain at the standpoint of physical optics and will therefore also reject Goethe's colour theory.
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70b. Ways to a Knowledge of the Eternal Forces of the Human Soul: The World View Of German Idealism. A Consideration Regarding Our Fateful Times
28 Nov 1915, Munich Rudolf Steiner |
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What was he basically concerned with? It is easy to say that Kant would have tried to make human knowledge doubt any kind of true reality around 1780 – that is, around the time when Goethe had that feeling, when Kant's “Critique of Pure Reason” was published. |
Kant does not believe that in this way the human being can enter into the true sources of being. Therefore, Kant does not fight knowledge, but rather, by seemingly fighting knowledge, he is actually fighting doubt. |
One is tempted to say that what was later expressed by the most German of German philosophers, Fichte, already lives in Kant; that what has become so dear to the German world view, especially from the eighteenth century onwards, already lives in Kant. |
70b. Ways to a Knowledge of the Eternal Forces of the Human Soul: The World View Of German Idealism. A Consideration Regarding Our Fateful Times
28 Nov 1915, Munich Rudolf Steiner |
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Dear attendees! In the time of the tremendous struggle for existence in which the German people find themselves, it may perhaps be possible to take a look at what lies within the German soul, within the German spirit, from the point of view, that is, from the perspective of the way of feeling of a spiritual-scientific world view, as the content of the most sacred and highest spiritual task of this soul, of this spirit. I believe, however, that in so doing I am not going beyond the scope of actual spiritual science, because it has become clear from the various observations I have been privileged to make here over the years how closely I must regard a spiritual-scientific world view as connected with what the German spirit, what the German national soul, will and has always strive for by its very nature, by its innermost nature. And so, while tomorrow's lecture will also be directed towards what moves us so deeply in our present time, in a narrower sense it will be devoted to a purely spiritual-scientific theme. Today's lecture serve more as a reflection on what has been thought of the unique character of the development of the German nation by all those who have reflected in a deeper sense on this unique character of the development of the German nation and on its task in the overall development of the German spirit. I believe it would not be German to imitate the methods which are now often used by the enemies of the German people, those methods which are born of hatred, of annoyance or of the desire to justify in some way an undertaking for which one does not want to seek the real reasons for the time being and perhaps cannot immediately seek in the present. So let the starting point be taken not from something that could push towards a characterization of German idealism from the immediate present, but rather let the starting point be taken from a thought of a German personality who, in relatively quiet times, in memory of great, significant experiences with one of the greatest German minds, wanted to give an account of the German character. The starting point is taken from the words that Wilhelm von Humboldt inserted in 1830, when he wrote down his reflection on Schiller, at that time this reflection on German nature - from those words in which Wilhelm von Humboldt, one of the best Germans, wanted to characterize how German nature, when it works spiritually, in all spheres of human activity from the center of the human soul, the human spirit, from the deepest inwardness of the human , of the human spirit; how German nature cannot think of man in a fragmented way in his spiritual connection with poetry and philosophy and science, but how German nature wants to grasp man in his all-encompassing way and, in summarizing all the forces that express themselves in the great minds of the last century, always wants to bring to revelation that which, in the totality of the human being, moves the soul in its innermost being. It was in this spirit that Wilhelm von Humboldt, Schiller's great friend, sought to characterize the German essence in 1830. He said:
Such minds have always sought to fathom what Germanness is by trying to delve into the center of the German character. And they never wanted to fall into the trap of elevating German character at the expense of other characters. If we now seek a characteristic feature of the intellectual development of mankind that also relates to such words as those just quoted, we find it in what is called idealism; a term that can literally only be understood to refer to the German world view. This is not to say that idealism is something that is only found within the German people; that would, of course, be a ridiculous assertion. Human nature everywhere strives out of the external sensory life into the realm of ideals, and this universal trait of idealism has been emphasized by no one more strongly than by the most German of Germans. But it is another matter entirely when one gains insight into the fact that, within German development, idealism is connected not only with the individual striving of the individual, with that by which the individual stands out from the totality of the people, but when one sees that idealism is something that is connected with the innermost nature of the German people, and gains insight into the fact that German idealism blossoms out of the German national character itself. Today, we will reflect on this and on the fact that, in a very unique way, this German idealism has elevated the German worldview to the realm of ideas, and it can rightly be said – as many of the best of the Germans have stated as their conviction – that life in the realm of ideas in such a way is a distinctly German peculiarity! How little is needed to disparage anything else when this German idiosyncrasy is mentioned is confirmed in this consideration itself by the fact that the starting point is now taken, perhaps from a comparison of German feeling and German creativity with other feelings and other creations in a field where, from a certain point of view, even foreign feelings and foreign creativity can be given absolute priority. I would like to start with an image, with a conflicting image. Imagine yourself in front of the painting that everyone knows, at least in reproduction, that Michelangelo created in the Sistine Chapel – the painting of the “Last Judgment”. And compare the experience you can have in front of this painting with the one you can have when you look at the painting “The Last Judgment” by the German artist Cornelius in the Ludwigskirche in Munich. You stand in front of Michelangelo's painting and you have the impression of having a great, powerful sense of humanity's riddle in a comprehensive way. And by looking at the painting, you completely forget yourself. You absorb every detail of this image, you empathize with every line, every color scheme, and when you walk away from this image, you have the feeling, the desire, to be able to stand in front of this image again and again. The impression you take away with you is this: You can only experience this painting if you recreate it in your mind, forgetting all the details and allowing your imagination to run free, so that you see the figures and colors vividly before you. And if one then imagines the relationship of the human soul to the painting that Cornelius created here for the church in Munich, one will not receive the same dazzling impression of the design, and perhaps will not feel the soul as if one were being drawn into the eye, and the eyes, in turn, with their activity resting in what the painter has created; but one will nevertheless feel transported in the holy realms of an artistic fantasy before the painting, and have an experience that does not go hand in hand with what one sees in the same way as with Michelangelo's painting, but which lives in the soul like a second soul experience alongside what the eyes see – stirring all the deepest and highest feelings through which man is connected to the course of the world. And much that cannot be seen in the picture forces its way out of the depths of the soul, and a wealth of thoughts connects us with those impulses from which the artist created, which comes to life through what he has created, but which perhaps does not lie directly in his picture. And one leaves the picture with a sense of longing to visualize this image again and again through the elevation of sensuality into the imagination, as it is painted on the outside; but one feels transported through the image with one's soul into a living connection with the workings of the world spirit; one feels: not only has the work of artistic imagination, but that what can be experienced by man on the stage of thought, if he is able to enter this stage of thought in such a way that he feels and experiences what connects the soul with the riddles of the world, what connects the soul with the beginning and end of all becoming of the sensual and moral, of the sensual and world events. One must go from the image of Cornelius to the scene of the thoughts, and that is because Cornelius, who is one of the most German painters, had to paint in a German way according to his whole disposition, his whole nature, that is to say: He could not help but go to the scene of the thoughts in art as well. As I said, one may place the Cornelius painting far, far below that of Michelangelo in the absolute artistic sense. That is not the point, but rather that each people has its task in the world, and that even in art - when it is so connected with the German national spirit, as was the case with Cornelius - that even art rises to the arena of thought. From this image, we will move on to another, one that may also illustrate how one of the most German of Germans moves from the arena of thought to that which affects him from the world around him. We will follow Goethe as he stands in front of the Strasbourg Cathedral. We know from Goethe's own biography how he felt an infinite deepening of his soul when he stood before the Strasbourg Cathedral. What did he feel at that time? What he felt at that time must be characterized, if one wants to characterize it more precisely, by showing the contrast. It may be said that Goethe's German Weltanschauung was then confronted in a natural, elemental way by the way in which the French Weltanschauung appeared to him at that time, which he, Goethe, certainly least of all wanted to belittle in its value for general development. A whole wealth of historical impulses were at work in what Goethe felt in his soul at the time at the sight of Strasbourg Cathedral, at the place where German nature had to fight so hard against French nature, at the place where German blood has to be shed again today to defend German nature against French nature. The following consideration may perhaps illustrate the historical impulses unconsciously at work in Goethe at that time. When the newer peoples in the last centuries - one might say - emerged from the twilight of human spiritual development with the qualities that have given these peoples their present character, there, in that time, we find a French mind that shows us so clearly what the innermost impulse is in the French world view, insofar as it does not arise from the individual but from the individuality of the people. I am referring to Descartes, who lives on from the sixteenth to the seventeenth century. Descartes also lifts humanity onto the stage of thought from the French essence. As a lonely thinker, emerging entirely from what the education of his people of his time could give him, Descartes stands at the dawn of newer spiritual development with the question: How can one attain certainty about the true reasons for existence? What is really true within that which appears to man in the stream of phenomena before his eyes and soul? The French spirit from which Descartes emerged had, after all, produced one of the greatest and most significant doubters, Montaigne, who had made doubt almost the content of healthy, true human feeling. Only a soul, he believes, over which doubt is poured out, is a wise soul, a soul that says to itself: “The revelations of the external world of space and time appear to my senses; but who dares to say that the senses do not deceive?” Within me, the thoughts that want to prove themselves appear to me, emerging from this inner self. But if you look more closely, as Montaigne says, then for every proof there arises the necessity to find a new proof. There is no source of truth, neither outside nor within. Unwise is he who believes unconditionally in any truth. Only he is wise who approaches everything with doubt, because doubt alone is appropriate to that which can develop as a relationship of the thinking and seeing human being to the world. And it was out of this doubt, as an intense fighter for the attainment of a certainty of truth, that Descartes developed his thinking. He started from doubt. Now, is there no point to which one can hold when this sea of doubt is poured out? - he asked. He found only one thing in the wide sea of doubt in which the soul initially swims when it enters the world: the certainty of one's own thinking; for we do this ourselves, we can always conjure it up. Therefore, we can believe in thinking; only to that extent are we when we think. Thus, in his own way, Descartes raised humanity to the level of thinking. But now there is something peculiar about this – and I really don't want to make a one-sided, disparaging criticism – that is peculiarly French about Descartes's world view, that Descartes now experiences in his soul everything that this certainty of one's own thinking can give, that he seeks to show everything in the soul that the soul can get from the certainty of its own thinking, how the soul itself finds God from thinking. But from this point of certainty, Descartes cannot arrive at what holds sway as truth in the nature surrounding man. He does raise humanity to the scene of thoughts; but he limits the scene of thoughts to the boundaries of the soul's experiences. And it is characteristic, very characteristic, that Descartes, in his quest to explore everything that thinking can find, becomes entangled with this thinking in the merely human inner being, cannot escape from this inner being and, starting from the soul, cannot find a way to what lives and exists in nature. Even animals are, as paradoxical as it may seem to people today, only walking machines for Descartes. A soul can only be attributed to that which thinks; but thinking cannot go beyond the soul, cannot penetrate into that which lives and exists in nature. The animals are mechanisms, the plants too, everything is nothing more than clockwork, because the soul spins itself into itself. But this had consequences, and led to France becoming the classic land of the purely materialistic world view in more recent times, which had broken in when Goethe felt he was part of it. At that time, the French world view was dominated by the inability to see anything but mechanism in the things that surround us in the world and uplift and delight us. Thus was born that materialistic philosophy which so permeates and underlies Voltaire's outlook; that materialistic philosophy which confronted Goethe and of which he says: “If it, in spite of being so barren and desolate, would only make an attempt to explain from the moving atoms something that the human eye beholds.” But not even an attempt has been made. In place of the all-pervading Nature, there is set up a dry, barren, mechanical fabric. That was how Goethe felt. That was the feeling that settled in his soul when he allowed the world view, which had so characteristically emerged from the French national sentiment at the time, to take effect on him, and it was this that he unconsciously felt weighing on his soul when, with his soul's feeling, he . from the Germanic nature, he turned his eyes to the sky-scraping spire of the Strasbourg Cathedral and felt in his soul, in external spatial forms, the human spirit that strives from space into the spaceless-timeless spiritual-soul. One would like to say: In the Strasbourg Cathedral, Goethe's living worldview of Germanic culture stood out against the mechanical worldview that was pressing against him in the background, weighing on his soul as the then newest French materialism. And now, in that period, we see precisely within German development the urge of the soul, from the contemplation of nature and of humanity, to push forward out of the depths of the German soul, out of its innermost being – as we shall characterize it in a moment – to push forward to the realm of thought; but not on the scene of thought in such a way that it would be so restricted for the human soul that it could no longer find its way into the great, wide reality of nature, but in such a way that the soul feels the living possibility of immersing itself in everything that creates and lives and works and is in nature. Two minds within the German development should be emphasized, which show especially in that time how German nature is in relation to the search for a worldview at the innermost core of being. One of these minds, who as an external personality places himself in the striving for a worldview, and another who actually does not stand as an external personality, but is again created out of German nature as an ideal figure. One of them is called Kant. Let us try to imagine Kant, especially in the period of German history when this image, which was created in connection with Goethe, emerged in the course of German development. What was he basically concerned with? It is easy to say that Kant would have tried to make human knowledge doubt any kind of true reality around 1780 – that is, around the time when Goethe had that feeling, when Kant's “Critique of Pure Reason” was published. In truth, whoever delves to the innermost nerve of Kant's endeavor also finds in him the opposite of the innermost nature of Descartes' endeavor. Kant does not assume that the human soul is separate from the innermost source of the world and the world spirit. Kant only stands before the world by asking himself: How can we discover the secrets of the world? Through that which the human being develops in the sensory observation of the world. Kant does not believe that in this way the human being can enter into the true sources of being. Therefore, Kant does not fight knowledge, but rather, by seemingly fighting knowledge, he is actually fighting doubt. In order to divert doubt from the human soul, doubt about that which must be most important to this soul, Kant seeks access to the sources through a different path than that which can be reached through ordinary knowledge. Therefore, the words were spoken from deep within Kant's soul: He had to dethrone knowledge in order to make room for faith. But for him, faith is the inflow into the human soul of the conceptual world of the spirit, of ideas and ideals that come from the divine. And in order for these to live in the human soul, so that they are not disturbed by external knowledge, so that the human soul may have an inner certainty, Kant dethrones external knowledge, ascribing to it only the possibility of arriving at a revelation, not at true reality. And, we may say, Kant made it difficult for himself to conquer the validity of ideas and ideals for the human soul. Before he began his critique of reason, he dealt with the spiritualist Swedenborg. What Swedenborg had attained as a spiritual vision of what lies behind the sensual world, Kant examined with the intention of gaining an insight into whether there is another way through the gates of nature to the sources of nature and spiritual existence than that which external intellectual knowledge can conquer. And from the contemplation of the spiritualist Swedenborg, Kant emerged with what he had in mind: to expand the arena of thoughts for ideas and ideals by dethroning knowledge that can only deal with the external world of appearances. Deepened and individualized, this Kantian striving now appears – I would say – in an ideal figure, in the ideal figure that for many people is rightly one of the greatest poetic and artistic creations of human existence to date, in the form of Goethe's Faust. And by looking at Goethe's Faust as Goethe presents him to us, we directly see the path of German idealism to the arena of thought. What does Goethe's Faust actually look like? It is certainly well known how Goethe has his Faust strive for the sources of existence, and it seems almost superfluous to say anything more about Goethe's Faust. But perhaps it is worth reminding ourselves that two traits of human spiritual life are inseparably linked with Goethe's Faust creation, which show in a very special way a kind of human spiritual life that, when examined closely, emerges from the immediate nature of the German character. What two traits, then, are inextricably linked with Goethe's Faust creation, regardless of one's personal opinion of these traits? One may, so to speak, scoff at these two traits if one regards them separately from this work from the standpoint of a particularly high-minded materialistic worldview. But these two traits are so seriously connected with Goethe's world view and with what Goethe feels is the German world view that one must think of them nevertheless as directly connected with what Goethe felt was at the core of the impulse for a world view, despite the often trivial way in which the materialistic world view dwells on these two traits. The one is the way Faust faces the pursuit of knowledge of nature. And connected with this is the fact that Faust, after feeling unsatisfied by all external sense and intellectual knowledge, reaches for what is called magic. Superstitious notions associated with this word may be dismissed. How does this magical striving present itself to us? It presents itself to us in such a way that we can say: Faust relates to nature in such a way that he feels: Faust feels at one with everything that can be perceived directly by the human being, and with what can be intellectually grasped on the basis of sensory impressions. But he also feels excluded from the secrets of nature; he feels the necessity to develop something that is not present in the human being, who only directly places himself in the world, but which must first be developed out of the innermost depths of nature. The human being must be expanded in such a way that something germinates within it, which creates living links from within into living nature itself: an expansion of the human being beyond what one finds what is given by the senses, and what lives in thinking, to which Descartes pointed out humanity; make this human nature more alive than it is placed by its own immediate formative power. Thus, what the senses offer is, for Faust, only a crust that appears to cover the true essence of nature. This crust must be penetrated, and under this crust there must be something within nature that works and lives in it in a soul-spiritual way, just as the soul-spiritual in man himself works and lives. Thus Faust stands as a living protest against what Descartes describes as the scene of thoughts. And in that Faust seeks the spirit that “rolls up and down in the floods of life”, shaping, working and living everywhere, in that Faust seeks “all power of action and seed”, he is the very opponent of that Cartesian world view, which, quite consistently and out of its own nature and its folklore, looks at nature and, through its folkloric nature, de-animates and de-souls it, turning it into a mechanism. That which could never be found by following the path of Descartes is, for Faust, the direct starting point at a certain point in his life. And with this trait, which we can describe as magical, which does not seek concepts, ideas, thoughts in nature, but through these seeks that which lives and works in nature as the soul lives and works in us — with this trait, there is directly connected another in the Faust legend, which, in turn, can be ridiculed if viewed separately from the Faust legend. Directly connected with this is something that can be described as a special regard of the human soul for evil, which we encounter in the character of Mephisto in the Faust story. This evil in the Faust story is not something that merely enters the human world view conceptually, or is regarded as a mere law, such as a law of nature. Rather, this evil is not in the usual anthropomorphic way, but in the way it consciously emerges from human struggles – this evil is personalized, made into a being that dramatically confronts man. Just as Faust strives on the one hand out of what is provided by the senses and the intellect, as he seeks to pierce the cortex to seek the living, so he must break through what appears to be mere moral legitimacy, to pierce through to what is experienced in living spirituality behind the surface of mental experiences like a personality, like a being. Thus, on the one hand, Faust strives towards the living behind the sensory world in contrast to nature; on the other hand, Faust strives towards a relationship between the human soul and evil, which now also penetrates – I would say – the shell that rises above the deeper soul than the everyday soul. In both these respects Faust seeks a way out of the straitjacket into which, for example, Descartes and his philosophy have confined the human soul: out into nature, into the spiritual depths of the soul! And that this striving for a relationship to evil, not as a conceptual idea but as a positive experience, is deeply rooted in the spiritual development of the German character can be seen from the fact that in 1809 a German philosopher, Schelling, who was much inspired by Goethe, , Schelling, in 1809 in his treatise “Philosophical Investigations into the Essence of Human Freedom and the Related Objects”, was deeply concerned with the question of the origin of human evil. So that, by raising the question: To what extent is that which enters our world as evil compatible with the wise divine world order and divine goodness? - comes to the answer: In order to recognize evil, one must not only proceed to the very foundations of existence, but one must proceed to what Schelling, in harmony with other minds at the time, called the “unfounded grounds of existence”. Thus the power of evil came to life, so vividly within the German world view that the tragic struggle of the human soul with evil could be understood in its vitality, not from mere concepts. And if we connect what Goethe embodied in his Faust out of German feeling with what Goethe sometimes said when he wanted to characterize the course of his own mind, we are repeatedly referred back to that wonderful prose hymn by Goethe to nature, written in the 1880s:
then the wonderful words in it:
This means: Goethe is clear about one thing: weaving a mechanical network of concepts over nature does not provide an understanding of nature. Only such a deeper search in the existence of nature creates knowledge of nature, through which the human soul finds in the depths of this natural existence that which is related to what it can find in the depths of its own being when it penetrates into them. We may now ask: Is such striving, as it can be characterized by Kant, can be characterized by the ideal figure of Goethe's Faust -, is this striving an isolated, a merely individual one, or does it have anything to do with the overall striving of the German national spirit, the German national soul? Even if one considers Kant, the abstract philosopher, who hardly ventured a few miles beyond Königsberg and spent his whole life in abstract thought, one finds it clear and obvious, precisely in the way he works his way from his earlier world view to his later one, everywhere that he, despite his reclusiveness, develops out of from all that in the German national spirit strives for certainty, and how, by virtue of this national spirit, he did not actually come to a narrowing of the human soul to the realm of merely human thinking, but was led up to the horizon on which the full range of ideas and ideals appeared to him, which give man impulses in the course of his human development. One is tempted to say that what was later expressed by the most German of German philosophers, Fichte, already lives in Kant; that what has become so dear to the German world view, especially from the eighteenth century onwards, already lives in Kant. This German world view came to value having a view of the world that does not need to be disconcerted by what presents itself to the senses, for the absolute validity of that which is man's duty, love, divine devotion, moral world. When man looks at the world and considers the way in which he is placed in it, he sees himself surrounded by the field of vision of sensual impressions and what he can divine behind them; but he also sees himself placed in such a way that, in the strictest sense, he cannot conceive the value of the world without this second side of the world; he sees himself so placed that behind him, in his soul, the divine ideals are at work, which become his duty and deed, and these ideals do not bear the coarse sensual character that the world of external movement and external revelation has. One would like to say: When the German mind looks at the - symbolically speaking - stiffness and smoothness of natural existence, at the mechanical movement in the unfolding of natural processes, it feels the need to realize: How can one become at home in that which is so indifferent in nature, that which appears in ideals as a demand, as a duty, as a moral life - how can one become at home in that which appears as the highest value of life, as a moral ideal, how does the reality of moral ideals relate to the reality of external nature? This is a question that can be felt so lightly, but which can also be found in tremendous depth, heart-wrenching. And so it was felt in the best German minds at the time when Kant's worldview was forming. Sensuality had to be presented in such a way that it was no obstacle to the moral world flowing through people into the world. Morality must not be a reality that presents itself indifferently and against which moral ideas must rebound. By becoming an act through people, the moral ideas from the spiritual world must not rebound on the stiff materialistic barrier of the sensual world. This must be taken as a deep feeling, then one understands why Kant wants to dethrone ordinary knowledge so that a real source can be thought for the moral idea. Then one understands Johann Gottlieb Fichte, who coined the paradoxical but which arises from deep German striving: All sensuality, everything we can see and feel outside and think about the external world, is only “the sensitized material of our duty”. The true world is the world of the ruling spirit, which lives itself out by being felt by man in ideas and ideals. And these are the true reality, they are what pulses through the world as a current, what only needs something to which it can apply itself, to illustrate it. For Fichte, sensuality has no independent existence, but is the sensitized material for human fulfillment of duty. From a philosophy that seeks to validate everything spiritual, that must seek to do so from an inherent tendency towards idealism, such words emerged; and one may find such words one-sided – that is not the point, the point is not to turn such words into dogma. But to take them as symptoms of an aspiration that lives in a people is what is significant; and to recognize that such minds, which create in the sense of such a word, elevate Germanness to the arena of thought precisely because of the idealistic character of the German national soul. In order to give life to thought, human knowledge and striving must go beyond what Cartesius could merely find. And Goethe's “Faust”, this image of the highest human striving, this image, to understand which one must first struggle through it by allowing many German educational elements to take effect, from what did it emerge? It is truly not something that was thought up or created by an individual; rather, it emerged from the legends and poetry of the people themselves. Faust lived in the people, and Goethe was familiar with the puppet show of “Doctor Faust”; and in the simple folk character, he already saw the traits that he only elevated to the realm of thought. Nothing illustrates as clearly as Goethe's Faust how something supreme can arise from what lives most deeply, most intimately and most elementally in the simple folk being. One would like to say: not Goethe and Goethe's nature alone created Faust, but rather Goethe brought forth Faust like a germ that lay within the German national organism, and gave it his essence, embodied it in a sense so that this embodiment corresponds at the same time to the highest striving of the German spirit for the arena of thought. Not the striving of isolated personalities out of their idiosyncrasy, but precisely when it confronts us in its greatness from the entire national character, then it is the result of German idealism. And how does thought work within this German idealism? One comes to an understanding of how it works precisely by comparing this German idealistic striving of thought with what is also a striving of thought, let us say, for example, in Descartes. In Descartes, thought confines man within the narrowest limits; it works as a mere thought and as such remains confined to the world in which man lives directly with his senses and his mind. Within German Idealism, the personality does not merely seek thought as it enters the soul, but thought becomes a mirror image of that which is alive outside the soul, that which lives and moves through the universe, that which is spiritual outside of man, that which is above and below the spirit of man, of which nature is the outer revelation and the life of the soul is the inner revelation. Thus thought becomes an image of the spirit itself; and by rising to the level of thought, the German seeks to rise through thought to the living spirit, to penetrate into that world which lives behind the veil of nature in such a way that by penetrating this veil, man not only visualizes something, but penetrates with his own life into a life that is akin to his. And again, since man is not satisfied with what he can experience in his soul, he seeks to penetrate into what lies behind thinking, feeling and willing, for which these three are outer shells, for which even the thought is only an inner revelation, in which man lives and works, in which he knows himself as in a living being that creates the scene of thoughts within him. And so we can see how, especially in those times when the German mind, seemingly so divorced from external reality, from external experience, strove for a Weltanschauung, this German mind felt itself entirely dominant and weaving within the arena of thought. And there is first of all Johann Gottlieb Fichte, who regards external nature only as an external stimulus to that which he actually wants to seek, to whom, as already mentioned, the whole of the external sense world has become only the sensitized material of our duty; who wants to live only in that which can penetrate from the depths of the world in a mental way and can be directly realized before the human soul. That is the essence of his world view, that only what emerges in a contemplative way from the deepest depths of the soul and announces itself as emerging from the deepest depths of the world is valid for him. For his follower Schelling, the urge for nature, the Faustian urge, becomes so vivid within that he regards as worthless any knowledge of nature that seeks to express itself only in concepts about nature. Only when the human soul comes to regard the whole of nature as the physiognomy of man, only when nature is regarded in such a way that nature is the physiognomy of the spirit that reigns behind it, only then does one live in true knowledge of nature; but then, by penetrating through the bark, one feels creative in nature. And again, a paradoxical but fitting expression for the essence of Germanness is a saying of Schelling: To recognize nature is actually to create nature! Of course, this is a one-sided saying at first; but a saying that represents a one-sidedness need not remain so; rather, if it is properly recognized, this creative knowledge of nature will lead the mind to reflect inwardly, to awaken slumbering powers within itself that penetrate to the spiritual sources of nature. The source, the germ of that which can be true spiritual science – we can find it precisely within this world view of German idealism! In the third of the German idealistic philosophers, in Hegel – who is difficult to understand and so far removed from many people – this lively character of the arena of thought appears in the same way within German idealism. In our own time, when the abstract is so much decried and mere thought is so little loved, this world-view strikes us as strange. And yet Hegel feels intimately connected with the spirit-seeking aspect of Goethe's nature. The content of his world-view – what is it if not mere thinking, a progression from one thought to another? With his world-view we are presented with a thought organism; necessity is produced for us, so that we stand face to face with a mere thought organism, which we can only produce by creating it, as we would with any other organism through our senses. But behind this presentation of a thought organism there is consciousness, a certain attitude. This is the attitude that when a person strips away their world view, all sensations, all sensory perception, for a few moments of world viewing, when they strip away everything they want and feel as individuals, when they surrender to what is being, as if the thought itself were taking one step after another, that man then immerses himself in a world that is a thinking world - but no longer his thinking world - so that he no longer says to this world, “I think, therefore I am,” but rather, the spirit of the world thinks in me, and I give myself to the spirit of the world as a theater, so that in what I give as soul to the all-pervading spirit of the world, this spirit can develop its thoughts from stage to stage and show me how it bases its thoughts on world-becoming. And the deepest religious impulse is connected with the striving to experience in the soul only what this soul can experience when it surrenders all its own being to the thinking that thinks itself in it. One must also look at this Hegelian philosophy, this so idealistic departure from the German essence, in such a way that one does not take it as a dogma, which one can swear by or not, but as something that can stand before us like a symptom of German striving in a certain time. In the Hegelian world view, the world spirit appears, as it were, as a mere thinker. But as true as it is that much more than thinking alone was needed to shape the world, it is nevertheless true that the path that once led to it, so the logic would have it, is one of those that creates in man an attitude towards the life that reigns behind existence and leads man to the scene not of abstract, intellectual thought, but of living thought, which has world experience in the experience of thought. The three idealists – Fichte, Schelling and Hegel – sought to raise the human spirit to the realm of thought in three different directions: Fichte by trying to shine a light into the depths of the human ego and not saying, like Descartes, “I think, therefore I am!” For if Fichte had only been able to arrive at Descartes' thought, he would have said: I encounter within me a rigid existence, an existence that I have to look at. But that is not an ego. I am only an ego if I can secure my own existence myself at any time. I cannot come to my ego through the act of thought, not through mere thinking, but through an act of action. This is a continuous creative process. It does not rely on looking at its being. It leaves its previous being, but by having the power to create itself again in the next moment, out of the act, it arises again and again in a new way. Fichte does not grasp the thought in its abstract form, but in its immediate life on the scene of the thought itself, where he creates vividly and lives creatively. And Schelling, he tries to understand nature, and with genuinely German feeling he immerses himself in the secrets of nature, even though one can of course, if one wants to take his statements as dogma, present them as fantastic. But he immerses himself in natural processes with his deepest emotions, so that he does not feel merely as a passive observer of nature, as a being that merely looks at nature, but as a being that submerges itself in the plant and creates with the plant in order to understand plant creation. He seeks to rise from created nature to creating nature. He seeks to become as intimate with creating nature as with a human being with whom one is friends. This is an archetypally German trait in Schelling's nature. From his point of view, Goethe sought to approach nature in a similar way, as his Faust expresses it, as to the “bosom of a friend”. Goethe then says – to describe how far removed any abstract observer is from such a contemplation of nature – that he, as an external naturalist in relation to the earth, is a friend of the earth. In Goethe, the German spirit feels so human, so directly alive in the spirit that reigns in nature, in the desire to be scientific, in that he wants to raise science itself to the level of the realm of thought. And Hegelian logic – abstract, cold, sober thought in Hegel – what becomes of it? When one considers how mere logic often appears to man, and compares that with what prevails in Hegelian idealistic world view, then one first gets the right impression of the world significance of this Hegelian idealism. In Hegel, what appears to be the furthest thing from mysticism, the clear, crystal-clear (one might say) crystal-cold thought itself, is felt and experienced in such a way that although the thought prevails in the soul, what the soul experiences in thought is a direct mystical experience; for what Hegel experiences in thought is a becoming one with the divine world spirit, which itself permeates and lives through the world. Thus, in Hegel, the greatest clarity and conceptual sobriety become the warmest and most vibrant mysticism. This magic is brought about by the way in which the German spirit rises from its direct, living idealism to the realm of thought. In doing so, it proves that what matters is not the individual expressions that arise, but the soul's underlying basis for seeking a worldview. Hegel is said to be a dry logician. In contrast to this, one can say: the one who calls Hegel's logic that is only dry and cold himself. The one who is able to confront this logic in the right way can feel how it pulsates out of German idealism; the one who can feel the seemingly abstract thoughts that are spun out of one another in Hegel's work can feel the most lively warmth of soul that is necessary to let all the individuality of man fall away from man and to connect with the divine, so that in Hegel logic and mysticism can no longer be distinguished; that although nothing nebulous prevails in it, but that a mystical basic feature prevails in all its details. Even today, the German mind, even the opponents of German idealism, has endeavored time and again to explore the fundamental idealism of this German essence in its significance as a riddle. And the best German minds, even those who are opponents of Fichte, Schelling, Hegel – if you turn to them, you find that German development consists in absorbing more and more of the basic impulses of this idealism. How these basic impulses can lead to a living experience of the spiritual worlds has been discussed often and will be discussed more often. Attention should only be drawn to how – one might say – German Idealism, after it had reached one of the high points of the German world view, then continued to have an effect on German intellectual life as a different impulse. It was a period within this German intellectual life, and it was lived out in minds of the very, very first order until the middle of the nineteenth century, until the last third of the nineteenth century, when the view was that such creative work as is expressed, for example, in Goethe's Faust, where thought really takes hold of the imagination directly and can unfold dramatic creativity - was the opinion that this was only possible within poetry, but that the development of humanity shows that, for example, music has a different area; that music is, so to speak, the area that does not grasp the highest in man in a roundabout way, as it is sought through such poetry as the poetry of Faust – that music is the area in which sensuality must be grasped directly. One argument, with a certain justification after the experiences that could be had up to that point in the development of humanity, is the contrast between the Don Juan saga and the Faust saga; another is how misguided it is to as the Faust saga; it has been claimed that what this other saga, which shows man completely absorbed in sensual experience, can be correspondingly portrayed only within music that directly gives rise to and seizes sensuality. The way in which the German does not rise to the scene of thought in the abstract, but in a lively way, has also brought the refutation of this view. In Richard Wagner, we have in more recent times the spirit that has triumphed over the merely external element in music, the spirit that sought to deepen the setting of the thoughts so that the thought itself could take hold of the element that was thought to live only in music. To spiritualize music from the standpoint of thought, to show that, was also only possible for German idealism. One can say: Richard Wagner showed that in the most brittle element for thought there is nothing that could resist or resist the strength of life that prevails in German thought. In his philosophy and his view of nature, the German has tried to present nature to the soul in such a way that what appears to be mechanical and externally rigid loses its mechanical quality and what would otherwise appear in a formal way comes to life and moves as soulfully and vividly as the human soul itself. On the other hand, the element which flows in the immediate sensual sequence of tones, is allowed to seek its connection, its marriage with that which leads the human soul to the highest heights and depths in the realm of thought, in Wagner's music, which has thus effected a raising of an artistic-sensual element into an immediately spiritual atmosphere. This aspect of German idealism, which leads to a result that can be characterized as the soul standing on the scene of thought – I wanted to characterize this aspect today with a few strokes. This trait of German idealism, this living comprehension of the otherwise dead thought, is one side of the nature of the German people, but it is a remarkable side. It will appear as a remarkable phenomenon to anyone who is able to place themselves within the German national character through the invigoration of thought within themselves. Indeed, the German cannot arrive at the fundamental trait of his people's character other than by penetrating ever deeper into the self-knowledge of the human being. And this the German may, as it seems to me, feel most keenly in our immediate present, where this German essence really has to defend itself in a struggle forced upon it, where this German essence must become aware of itself by waging a struggle that it feels is befitting to it, arising from the task that appears to it as a sacred one, entrusted to it by the world forces and world powers themselves. And although today, in a different way than in the times of which we have mainly spoken, the German must fight for his world standing, his world importance, it must still come to life before our minds that the German today enters into a world-historical struggle. The deeper connection between the German soul struggling through the course of the world and the bloody events of the day, which, however, bring us bliss out of pain and suffering – a future history will have to establish this deeper connection more and more. I wanted nothing more from today's reflection than to show that the German has no need to speak out of hatred or outrage when he wants to compare his nature with that of other nations. We do not need to point out the nature of the German soul in order to exalt ourselves, but in order to recognize our duties as conferred by world history, we may point this out. And we do not need, as unfortunately happens today in the camp of our enemies, to invent all sorts of things that can serve to belittle the opponent, but we can point out the positive that works in the German national substance. We can let the facts speak, and they can tell us that the German does not want to, but must, according to his abilities, which are inspired by the world spirit, his nature, his abilities - without any arrogance - in comparison to the nature of other peoples. From this point of view, we do not need to fall into what so unfortunately many of our opponents fall into. We look over to the West. We certainly do not need to do as the French do, who, in wanting to characterize German nature in its barbarism, as they think, in its baseness, want to elevate themselves; truly, the French needed, as they believe, a new sophistry to do so. And minds that spoke highly of the German character just before the war, even at famous teaching institutions, can now, as we can see, find the opportunity to advocate the view that, given the nature of his world view, the German cannot help but conquer and , as Boutroux says, to assimilate what is around him; for the German does not want to ascend humbly, as Boutroux thinks, to the sources of existence, but claims that he is connected to these sources, that he carries the deity within himself and must therefore also carry all other peoples within himself. This German world view is certainly profound; but it is not conceived immodestly. Nor perhaps does the German need what is sought today from the British side when German character is to be characterized. The British, in emphasizing the peculiarities of their own national character, have never taken much interest in penetrating the German national character. When the forties in Germany were passing through this development, it was, I might say, the very expression of what the German can experience on the plane of thought. The way in which the disciples of Hegel thought, that of Schelling and his students was felt to be too abstract, too logical, and that on Schelling's side, efforts were made to gain a greater liveliness for the thoughts themselves on the stage of thoughts. While in Hegel one sensed that he allowed one thought to emerge from another with logical rigor, Schelling wanted people to perceive thoughts as active, living things that do not need to be proven in logic, just as what happens from person to person in living interaction cannot be encompassed in logic. He wanted to grasp it in something that is more than logic, wanted to grasp it in a living way, and that is how a great dispute arose on the scene, which the German tries to illuminate with the light he wants to ignite from his living knowledge. The English observed this dispute that arose. A London newspaper wrote what seemed to them a clever article about this dispute, in which it said: These Germans are actually abstruse visionaries. Many are concerned with the question of who is right: Schelling or Hegel. The truth is that Hegel is obscure and Schelling even more obscure; and the one who finds this wisdom, which is roughly equivalent to the point of view of not studying the world when it is illuminated by the sun but in the night when all cats are black or gray, will most easily cope with things. But anyone who today surveys what has been decided in Britain about the necessity of what is happening within the German nation will perhaps be reminded of such “deeply understanding” words, especially when these words are used primarily to conceal what is actually taking place – and what one does not want to admit to oneself either. A new mask is truly what contemporary Britain needs to characterize its relationship to Germanness, a new sophistry is what the [French] philosophers need to disparage Germany – a new sophistry that they have found themselves in just since the outbreak of war. And the Italians? They also need something to reassure them about their own actions at the present time. Without arrogance, the German may say: it will lift him up within the difficult world situation when he thinks precisely of the duty assigned to him by the world spirit, as he gains self-knowledge and this becomes knowledge of the German essence. What he should do flows from the knowledge of the German essence. When D'Annunzio spoke his ringing words before the Italian war broke out, he truly did not delve as deeply into Italian folklore as he could have. But we Germans, who have gladly immersed ourselves in what the Roman spirit has created, do not dare to believe that d'Annunzio's hollow words really come from the deepest essence of Italian culture, but that they come from the motives that d'Annunzio needs to justify himself. The others needed sophistry, a mask, to get the causes of the war off their own ground, so to speak. The Italian needed something else, a justification that we saw coming in the years to come, a strange justification: He needed a new saint, a saint newly appointed right within the profane, “holy egoism”. We see it recurring again and again, and it is to this that we see the representatives of the Italian character repeatedly appealing. A new saint was needed to justify what had been done. Perhaps it will be able to lead the objective, unbiased observer of the German character to a place within today's historical events; for German uniqueness does not arise from such “sophistry”, such “masquerade”, nor from the “appointment of a new saint”, but from human nature, from what this human nature allows to speak through itself, what the best minds have revealed to this people, but also what these spirits hoped for the people, because that is also a peculiarity of this German nature, which can be described by saying: the German always sought to direct a soul's gaze to what was aroused in him from the scene of thoughts, and from this he also wanted to recognize what hope he could harbor for what his people could achieve. And today, when we need to develop love, a great deal of love, for what the ancestors of the German character have established within the German national soul and national strength, in order to place ourselves in today's historical events through this love, today, when we need faith in the strength of the present, today when we need confident hope for the success of that which the German essence must achieve for the future – today we can look in just such a way at what the Germans have always loved, believed, hoped for in the context of their past, present and future. And so let us conclude with the words of a man who is indeed unknown today in the broadest circles, but who, in lonely thought, wanted to fathom the popular and the intellectual of Goethe's Faust in those years of German life in which Germany had not yet produced the German state in its modern form. In those years, which preceded the deeds of German might, in the 1860s, a lonely thinker was pondering the idea that In his imagination, in his soul life, in his idealism, the German wanted to rise to the highest that he could only somehow sense. He had a power to develop that must lie in his nature and that gives us the hope that this power will be realized fruitfully, victoriously in action. A simple German Faust observer, an observer of poetry that truly shows that German character holds future forces, is quoted with his words. By pointing to words that Goethe himself, intuitively projecting himself into the German future, spoke as a sixty-five-year-old old man, he ties his own words to them and says:
And the Faust viewer from the sixties continues:
We believe that in our own day, out of the blood and the creative energy, the courageous deeds of our own day, such hopes as have been expressed by the best among the Germans and arise from the deepest German national feeling may be fulfilled. We believe that in these difficult days the German can develop to his strength, over which the atmosphere of hatred spreads, still another: that he can vividly grasp to strengthen his strength the love for what has been handed down in spirit and strength, in the life and work of his fathers as a sacred legacy, because he can be convinced that he, by permeating himself with this love for the past, he finds the strength in which to believe; because in this faith and this love he may find the hope for those fruits which must blossom for the German character out of blood and suffering, but also out of the blessed deed of the present, which the German performs not out of bellicosity but out of devotion to a necessity imposed on him by history. Thus, in the difficult times we are going through, the following must be part of German life, German work, German feeling and thinking: that which may sustain the German, may uplift him, and may lead him through the difficult struggle in which he finds himself: love for the German past, faith in the German present, confident hope for the German future! |
20. The Riddle of Man: Pictures from the Thought-Life of Austria
Tr. William Lindemann Rudolf Steiner |
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As his writings also attest, this world view would definitely not have arisen through the pure thinking at work in Hegel, but rather through a thinking that resounded with a hearty, contemplative quality; but his thinking would have gone in Hegel's direction. |
Now one could assert that Carneri too has “raised a lasting monument to Hegel in the perfection of expression he acquired through Hegel,” even though he applied this way of expression to a world picture with which Hegel would certainly not have been in agreement. But Darwinism worked upon Carneri with such suggestive power that he included Hegel, along with Spinoza and Kant, among those thinkers of whom he said: “They would have acknowledged the sincerity of his (Carneri's) striving, which would never have dared to look beyond them if Darwin had not rent the curtain that hung like night over the whole creation as long as the theory of purpose remained irrefutable. |
20. The Riddle of Man: Pictures from the Thought-Life of Austria
Tr. William Lindemann Rudolf Steiner |
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[ 1 ] The author would like to sketch several pictures—nothing other than that—and not about the spiritual thought-life of Austria but only from this life. No kind of completeness will be striven for, not even with respect to what the author himself has to say. Many other things might be much more important than what is to be brought here. But this time only a little bit will be indicated from the spiritual life of Austria that is more or less, directly or indirectly, connected in some way with spiritual streams in which the author himself has stood during his youth. Spiritual streams like those meant here can indeed also be characterized, not by presenting mental pictures one has formed of them, but by speaking of personalities, their way of thinking and inclinations of feeling, in whom one believes these streams to express themselves, as though symptomatically. I would like to depict what Austria reveals about itself through several such personalities. If I use the word “I” in several places, please consider that to be based on my point of view at that time. [ 2 ] I would like first of all to speak about a personality in whom I believe in myself able to see the manifestation in a very noble sense of spiritual Austrianness in the second half of the nineteenth century: Karl Julius Schröer. When I entered the Vienna College of Technology in 1879, he was professor of German literary history there. He first became my teacher and then an older friend. For many years now he has not been among the living. In the first lecture of his that I heard, he spoke about Goethe's Götz van Berlichingen. The whole age out of which this play grew, and also how Götz burst into this age became this play grew, and also how Götz burst into this age became alive in Schröer's words. A man was speaking who let flow into every one of his judgments what, out of the world view of German idealism, he had incorporated into all the feeling and willing of his entire spiritualized personality, His following lectures built up a living picture of German poetry since Goethe's appearance on the scene, They did so in such a way that through his depiction of poets and poems one always felt the living weaving of views, within the essential being of the German people, struggling to come into reality. Enthusiasm for the ideals of mankind carried Schröer's judgments along, and this enthusiasm implanted a living sense of self into the view of life that took its start in Goethe's age. A spirit spoke out of this man that wanted to communicate only what had become the deepest experience of his own soul during his observations of man's spiritual life. [ 3 ] Many of the people who got to know this personality did not know him. When I was already living in Germany, I was once at a dinner party, a well-known literary historian was sitting beside me. He spoke of a German duchess, whom he praised highly, except that—according to him—she could sometimes err in her otherwise healthy judgment as, for example, when she “considered Schröer to be a significant person.” I can understand that many a person does not find in Schröer's books what many of his students found through the living influence of his personality; but I am convinced that one could also sense much of this in Schröer's writings if one were able to receive an impression not merely by so-called “rigorous methods” or even by such a method in the style of one or another school of literature, but rather by originality in judging, by the revelations of a view one has experienced oneself. Seen this way, a personality grown mature in the idealism of German world views does in fact speak forth from the much maligned book of Schröer, History of German Poetry in the Nineteenth Century and from others of his works. A certain manner of presentation, in his Faust commentaries, for example, could repel many a supposed free thinker. For there does work into Schröer's presentation something that a certain age believed to be inseparable from the character of what is scientific. Even strong-minded thinkers fell under the yoke of this belief; and one must seek these thinkers themselves in their true nature by penetrating through this husk of their creations that was forced upon them by this yoke. [ 4 ] Karl Julius Schröer lived his boyhood and youth in the light of a man who, like himself, had his roots in spiritual German Austrianness, and who was one of its blossoms: his father, Tobias Gottfried Schröer. It was not so long ago that in the widest circles certain books were known to which many people certainly owed the awakening of a feeling, supported by a view of life in accordance with the spirit, for history, poetry, and art. These books are Letters on Aesthetics' Chief Objects of Study, by Chr. Oeser, The Little Greeks, by Chr. Oeser, World History for Girls' Schools, and other works by the same author. Covering the most manifold areas of human spiritual life from the point of view of a writer for young people, a personality is speaking in these writings who grew up in the way of picturing things of the Goethean age of German spiritual development, and who sees the world with the eye of the soul educated in this way. The author of these books is Tobias Gottfried Schröer, who published them under the name Chr. Oeser. Now, nineteen years after the death of this man, in 1869, the German Schiller Foundation presented his widow with an honorary gift accompanied by a letter in which was stated: “The undersigned Board has heard with deepest regret that the wife of one of the most worthy German writers, of a man who always stood up for the national spirit with talent and with heart, is not living in circumstances appropriate to her status nor to the service tendered by her husband; and so this Board is only fulfilling the duty required of it by the spirit of its statutes when it makes every possible effort to mitigate somewhat the adversity of a hard destiny.” Moved by this decision of the Schiller Foundation, Karl Julius Schröer then wrote an article about his father in the Vienna New Free Press that made public what until then had been known only to a very small circle: that Tobias Gottfried Schröer was not only the author of the books of Chr. Oeser, but also a significant poet and writer of works that were true ornaments of Austrian spiritual life, and that he had remained unknown only because he could not use his own name due to the situation there regarding censorship. His comedy The Bear, for example, appeared in 1830. Karl von Holtei, the significant Silesian poet and actor speaks of it in a letter to the author right after its appearance: “As regards your comedy The Bear: it delighted me. If the conception, the disposition of characters, is entirely yours, then I wish you good luck with all my heart, for you will still write more beautiful plays.” The playwright took all his material from the life of Ivan (the Fourth) Wasiliewitsch and all the characters except Ivan himself are freely created. A later drama, The Life and Deeds of Emerick Tököly and his Comrades in Arms, received warm acclaim, without anyone knowing who the author was. One could read of it in “Magazine for Literary Conversation” (October 25, 1839): “An historical picture of remarkable freshness ... Works offering such a breath of fresh air and with such decisive characters are true rarities in our day ... Each grouping is full of great charm because it is full of great truth; ...The author's Tököly is a Hungarian Götz von Berlichingen and only with it can this drama be compared... From a spirit like this author we can expect anything, even the greatest.” This review is by W. v. Ludemann, who has written a History of Architecture, a History of Painting, Walks in Rome, stories and novellas, works that express sensitivity and great understanding for art. [ 5 ] Through his father's spiritual approach the sun of idealism in German world views had already shone beforehand upon Karl Julius Schröer as he entered the universities of Leipzig, Halle, and Berlin at the end of the 1840s and there could still experience, through much that worked upon him, this idealism's way of picturing things. When he returned to his homeland in 1846, he became director of the Seminar for German Literary History and Language in the Pressburg secondary school for girls that his father had founded in this city. In this position he unfolded an activity that essentially took this form: Through his striving Schröer sought to solve the problem of how to work best in the spiritual life of Austria if one finds the direction of one's strivings already marked out by having received the motive forces of one's own soul from German culture. In a Text and Reading Book (that appeared in 1853 and presents a “History of German Literature”), he spoke of this striving: “Seniors, law students, students of theology ... came together there (in the secondary school) ... I made every effort to present to a circle of listeners like this, in large perspectives, the glory of the German people in its evolution, to stimulate respect for German art and science, and where possible to bring my listeners closer to the standpoint of modern science.” And Schröer describes how he understands his own Germanness like this: “From this standpoint there naturally disappeared from view the one-sided factional passions: one will listen to a Protestant or a Catholic, to a conservative or a subversive enthusiast, or to a zealot of German nationalism only insofar as through them humanity gains and the human race is elevated.” And I want to repeat these words, written almost seventy years ago, not in order to express what was right for a German in Austria at that time, nor even now. I only want to show the nature of one man in whom the German—Austrian spirit expressed itself in a particular way. To what extent this spirit endows the Austrian with the right kind of striving: on this question the adherents of the different parties and nations in Austria will also decide very differently. And in all this one must also remember that Schöer expressed himself in this as a young man still who had just returned from German universities. But the fact is significant that in the soul of this young man—and not for political purposes, but out of purely spiritual thoughts about how to view the world—a German Austrian consciousness formed for itself an ideal for the mission of Austria that Schröer expressed in these words: “If we pursue the comparison of Germany with ancient Greece, and of the Germanic with the Greek tribes, we find a great similarity between Austria and Macedonia. We see the beautiful task of Austria exemplified there: to cast the seeds of Western culture out over the East.” [ 6 ] Schröer later became professor in the University of Budapest and then school director in Vienna; finally, he worked for many years as a professor of German literary history in the Vienna College of Technology. These positions were for him only an outer covering, so to speak, for his significant activity within Austrian spiritual life. This activity begins with an investigation into the soul and linguistic expressions of the German-Austrian folk life. He wants to know what is working and living in the people, not as a dry, prosaic researcher but rather as someone who wants to discover the riddle of the folk soul in order to see what forces of mankind are struggling to come into existence in these souls. Near the Pressburg region, among the farmers, there were living at that time some old Christmas plays. They are performed every year around Christmas time. In handwritten form they are passed down from generation to generation. They show how in the people the birth of Christ, and what is connected with it, lives dramatically in pictures with depth of heart. Schröer collects such plays in a little volume and writes an introduction to them in which he depicts this revelation of the folk soul with most loving devotion, such that his presentation allows the reader to immerse himself in the way the people feel and view things. Out of the same spirit he then undertakes to present the German dialects of the Hungarian mountain regions, of the West-Hungarian Germans, and of the Gottscheer area in Krain. His purpose there is always to solve the riddle of the organism of a people; his findings really give a picture of the life at work in the evolution of language and of the folk soul. And basically the thought is always hovering before him in all these endeavors of learning to know, from the motive forces of its peoples, what determines the life of Austria. A great deal, a very great deal, of the answer to the question, What weaves in the soul of Austria?, is to be found in Schröer's research into dialects. But this spiritual work had yet another effect upon Schröer himself. It provided him with the basis for deep insights into the essential being of the human soul itself. These insights bore fruit when, as director of several schools, he could test how views about education and teaching take form in a thinker who has looked so deeply into the being of the heart of the people as he had through his research. And so he was able to publish a small work, Questions about Teaching, which in my view should be reckoned among the pearls of pedagogical literature. This little book deals brilliantly with the goals, methods, and nature of teaching. I believe that this little volume, completely unknown today, should be read by everyone who has anything to do with teaching within the German cultural realm. Although this book was written entirely for the situation in Austria. the indications there can apply to the whole German-speaking world. What one today might call outmoded about this book, published in 1876, is inconsiderable when compared with the way of picturing things that is alive in it. A way of picturing things like this, attained on the basis of a rich experience of life, remains ever fruitful even though someone living later must apply it to new conditions. In the last decades of his life Schröer's spiritual work was turned almost entirely to immersing itself in Goethe's life's work and way of picturing things. In the introduction to his book German Poetry of the Nineteenth Century, he stated: “We in Austria want to go hand in hand with the spiritual life of the German empire.” He regarded the world view of German idealism as the root of this spiritual life. And he expressed his adherence to this world view in the words: “The world-rejuvenating appearance of idealism in Germany, in an age of frivolity a hundred years ago, is the greatest phenomenon of modern history. Our intellect (Verstand)—focused only upon what is finite, not penetrating into the depths of essential being—and along with it the egoism focused upon satisfying sensual needs, suddenly retreated before the appearance of a spirit that rose above everything common.” (See the introduction to Schröer's edition of Faust). Schröer saw in Goethe's Faust “the hero of unconquerable idealism. He is the ideal hero of the age in which the play arose. His contest with Mephistopheles expresses the struggle of the new spirit as the innermost being of the age; and that is why this play is so great: it lifts us onto a higher level.” [ 7 ] Schröer declares his unreserved allegiance to German idealism as a world view. In his History of German Poetry of the Nineteenth Century there stand the words with which he wants to characterize the thoughts in which the spirit of the German people expresses itself when it does this in the sense of its own primal being: “Within what is perceived experientially, determining factors are everywhere recognizable that are hidden behind what is finite, behind what can be known by experience. These factors must be called the ‘undetermined’ and must be felt everywhere to be what is constant in change, an eternal lawfulness, and as something infinite. The perceived infinite within the finite appears as idea; the ability to perceive the infinite appears as reason (Vernunft), in contrast to intellect, which remains stuck at what is surveyably finite and can perceive nothing beyond it.” At the same time, in the way Schröer declares his allegiance to this idealism, everything is also at work that is vibrating in his soul, which senses in its own being the Austrian spiritual stream. And this gives his world-view-idealism its particular coloring. When a thought is expressed, there is given it a certain coloring that does not allow it to enter right away the realm described by Hegel as the realm of philosophical knowledge when he said, “The task of philosophy is to grasp what is; for, what is reasonable is real, and what is real is reasonable. When philosophy paints its gray on gray then a form of life has become old; the owl of Minerva begins to fly only when dusk is descending.” (See my book Riddles of Philosophy, vol. I.) No, the Austrian, Schröer, does not want to see the world of thoughts gray on gray; ideas should shine in a color that ever refreshes and rejuvenates our deeper heart. And what would have mattered much more to Schröer in this connection than thinking about the bird of evening was to think about the deeper human heart struggling for light, seeking in the world of ideas the sun of that realm in which our intellect, focused upon the finite and upon the sense world, should be feeling the extinguishing of its light. [ 8 ] Herman Grimm, the gifted art historian, had nothing but good to say about the Austrian culptor Heinrich Natter. In his essay on Natter, published in his Fragments (1900), one can also read what Grimm thought about Natter's relation to Austria. “When I meet Austrians, I am struck by their deep-rooted love for the soil of their particular fatherland and by their impulse to maintain spiritual community with all Germans. Let us think now of one such person, Ignaz Zingerles. Natter's statue of Walter von der Vogelweide owes its existence to the unceasing quiet work of Zingerles. He resembled the men of our earlier centuries through the fact that he was hardly conceivable outside the province of his immediate homeland. He was a figure with simple outlines, fashioned out of faithfulness and honesty as though out of blocks of stone. He was a Tyrolean, as though his mountains were the navel of the earth, an Austrian through and through, and at the same time one of the best and noblest Germans. And Natter was also all these: a good German, Austrian, and Tyrolean.” And about the monument to Walter von der Vogelweide in Bozen Herman Grimm says: “In Natter, inwardness of German feeling was united with formative imagination, His Walter von der Vogelweide stands in Bozen as a triumphant picture of German art, towering up in the crest of the Tyrolean mountains at the border country of the fatherland, A manly solid figure.” I often had to think of these words of Hennan Grimm when the memory came alive in me of the splendid figure of the Austrian poet Fercher von Steinwand, who died in 1902. He was “all these: a good German, Austrian, and Carinthian,” although one could hardly say of him that he was “inconceivable outside the province of his immediate homeland.” I learned to know him at the end of the 1880's in Vienna and for a short time associated with him personally. He was sixty years old at the time: a true figure of light, even externally; an engaging warmth shone from his noble features, eloquent eyes, and expressive gestures; through tranquil clarity and self-possession, this soul of an older man still gave the effect of youthful freshness. And when one came to know this soul better, its particular nature and creations, one could see how a feeling life instilled by the Carinthian mountains united in this soul with a contemplative life in the power of the idealism in German world views. This contemplation (Sinnen) was already entirely native to his soul as a poetic world of pictures; this contemplation pointed with this world of pictures into the depths of existence; it confronted world riddles artistically, without the originality of artistic creation paling thereby into thought-poetry; one can observe this kind of contemplation in the following lines from Fercher von Steinwand's Chorus of Primal Dreams:
[ 9 ] The following verses seek to portray how the soul, in thinking-waking daydreams, lives in far-away starry worlds and in immediate reality; then the poet continues:
[ 10 ] Fercher von Steinwand then sings further about the penetrating of thinking, spiritualized to the point of dreaming, into the depths of the world, and about the penetrating of that kind of dreaming which is an awakening out of our ordinary waking state into those depths where the life of what is spiritual in the world can make itself tangible to the soul:
[ 11 ] And then Fercher von Steinwand lets sound forth to the human spirit what the beings of the spirit realm speak to the soul that opens itself to them in inner contemplation:
[ 12 ] In the literary works of Fercher von Steinwand there then follows upon this Chorus of Primal Dreams his Chorus of Primal Impulses:
[ 13 ] Reflecting in this way, the poet's soul enters into an experience of how the ideas of the world-spirit announce the secrets of existence to the spirit of man's soul and of how the spirit of man's soul beholds the shapers of sense-perceptible shapes.—After presenting the observations of the soul within the chorus of primal world impulses in brilliant, ringing pictures, the poet concludes:
In Fercher von Steinwand's Complete Works (published by Theodor Daberkow in Vienna), there are also several indications about his life given by the poet himself when pressed by friends on the occasion of his seventieth birthday, He wrote, “I began life on March 22, 1828 upon the heights of the Steinwand above the banks of the Möll in Carinthia (Kärten); that means, in the midst of a defiant congregation of mountains with their heads held high, beneath whose domineering grandeur burdened human beings seem continuously to grow poorer,” Since, in his Chorus of Primal Impulses, we find the world view of German idealism cast in the form of a poetic creation, it is interesting to see how the poet, on his paths through Austrian spiritual life, receives impulses from this world view already in his youth. He describes how he enters the university in Graz: “With my credentials—which of course consisted only of my report cards—held tight against my chest, I presented myself to the dean. That was Professor Edlauer, a criminologist of high repute. He hoped to see me (he said) industriously present in his lecture course on natural law. Behind the curtain of this innocent title he presented us for the whole semester, in rousing lectures, with those German philosophers who, under the fatherly care of our well-meaning spiritual guardians were banned and kept from us: Fichte, Schelling, Hegel, and so on—heroes, therefore; that means men who founded and fructified all areas of pure thinking, who gave the language and created the concepts for all the other sciences, and who, consequently, are illustrious names shining from our street comers today and seeming almost strange there in their particular diamond clarity. This semester was my vita nuova!” [ 16 ] Whoever learns to know Fercher von Steinwand's tragedy Dankmar, his Countess Seelenbrand, his German Tones from Austria, and other works of his will be able through this to feel many of the forces that were working in the Austrian spiritual life of the second half of the nineteenth century. And everything about Fercher von Steinwand testifies to the fact that one receives out of his soul a picture from this spiritual life in clarity, truth, and genuineness. The amiable Austrian poet in dialect Leopold Hormann felt rightly when he wrote the words:
[ 17 ] Out of the Austrian spiritual life of the second half of the nineteenth century, a thinker arose who brought to expression deeply significant characteristics of the content of modern world views: the moral philosopher of Darwinism, Bartholomaeus von Carneri. He was a thinker who experienced the public life of Austria as his own happiness or suffering; for many years, as a representative in the federal council, he took an active interest in this life with all the power of his spirit. Carneri could only appear at first to be an opponent of a world view in accordance with the spirit. For, all his efforts go to shaping a world picture from only those mental pictures which occur in the train of thought stimulated by Darwinism. But if one reads Carneri with a sense not only for the content of his views but also for what lay beneath the surface of his truth-seeking soul, one will discover a remarkable fact. An almost entirely materialistic world picture takes shape in this thinker, but with a clarity of thought that stems from the deep-lying, idealistic basic impulse of his being. For him as for many of his contemporaries the mental pictures growing from a world view rooted entirely in the soil of Darwinism burst into his thought-life with such overpowering force that he could do no other than incorporate all his consideration of man's spiritual life into this world view. To want to approach the spirit cognitively on any path other than those taken by Darwin seemed to him to rend the unified being that must extend out over all human striving in knowledge. In his view Darwinism had shown how a unified, lawful interrelationship of causes and effects encompasses the development of all the beings of nature up to man. Whoever understands the sense of this interrelationship must also see how the same lawfulness enhances and refines the natural forces and drives in man in such a way that they grow upward to the heights of moral ideals and views. Carneri believes that only man's blind arrogance and misled overestimation of himself can entice his striving for knowledge into wanting to approach the spiritual world by different cognitive means than in approaching nature. Every page of Carneri's writings on the moral being of man, however, shows that he would have shaped his view of life in Hegel's way if, at a particular point of development in his life, Darwinism had not struck like lightning, with irresistible suggestive force, into his thought-world; this occurred in such a way that with great effort he silenced his predisposition toward an idealistically developed world view. As his writings also attest, this world view would definitely not have arisen through the pure thinking at work in Hegel, but rather through a thinking that resounded with a hearty, contemplative quality; but his thinking would have gone in Hegel's direction. As though from hidden depths of Carneri's soul, Hegel's way of picturing things often arises in Carneri's writings, cautioning him as it were. On page 79 of his Fundamentals of Ethics one reads: “With Hegel ... a dialectical movement took the place of the law of causality: a gigantic thought, which, like the Titans all, could not escape the fate of arrogance. His monism wanted to storm Olympus but sank back down to earth; it remained a beacon for all future thought, however, illuminating the path and also the abyss.” On page 154 of the same book, Carneri speaks of the nature of the Greek way and says of it: “In this respect We do not remember the mythical heroic age, nor yet the times of Homer. ... We take ourselves back to the highlight of ages that Hegel depicted so aptly as the youthful age of mankind.” On page 189 Carneri characterizes the attempts that have been made to fathom the laws of thinking, and observes: “The most magnificent example of this kind is Hegel's attempt to let thoughts unfold, so to speak, without being determined by the thinker. The fact that he went too far in this does not prevent an unprejudiced person from acknowledging this attempt (to see one single law as underlying all physical and spiritual evolution) to be the most splendid one on the whole history of philosophy. The services he rendered to the development of German thinking are imperishable, and many an enthusiastic student who later became an embittered opponent of his has unintentionally raised a lasting monument to him in the perfection of expression he acquired through Hegel.” On page 421 one reads: “Hegel has told us, in an unsurpassable manner, how far one can go in philosophizing” with mere, so-called, healthy common sense. Now one could assert that Carneri too has “raised a lasting monument to Hegel in the perfection of expression he acquired through Hegel,” even though he applied this way of expression to a world picture with which Hegel would certainly not have been in agreement. But Darwinism worked upon Carneri with such suggestive power that he included Hegel, along with Spinoza and Kant, among those thinkers of whom he said: “They would have acknowledged the sincerity of his (Carneri's) striving, which would never have dared to look beyond them if Darwin had not rent the curtain that hung like night over the whole creation as long as the theory of purpose remained irrefutable. We have this consciousness, but also the conviction that these men would have left many things unsaid or would have said them differently if it had been granted them to live in our age of liberated natural science...” [ 18 ] Carneri has developed a variety of materialism in which mental sharpness often degenerates into naiveté, and insights about “liberated natural science” often degenerate into blindness toward the impossibility of one's own concepts. “We grasp substance as matter insofar as phenomena—resulting from the divisibility and movement of substance—work corporeally, i.e., as mass, upon our senses. If the divisions or differentiations go so far that the phenomena resulting from them are no longer sense-perceptible but are now only perceptible to thinking, then the effect of substance is a spiritual one” (Carneri's Fundamentals of Ethics, p. 30). That is as if someone were to explain reading by saying: As long as a person has not learned to read, he cannot say what stands upon the written page of a book. For, only the shapes of the letters reveal themselves to his gaze. As long as he can view only these letter shapes, into which the words are divisible, his observation of the letters cannot lead to reading. Only when he manages also to perceive the letter shapes in a yet more divided or differentiated form will the sense of these letters work upon his soul. Of course, an unshakable believer in materialism would find an objection like this absurd. But the difficulty of putting materialism in the right light lies precisely in this necessity of expressing such simple thoughts in order to do so. One must express thoughts that one can scarcely believe the adherents of materialism do not form for themselves. And so the biased charge can easily be leveled against someone trying to clarify materialism that he is using meaningless phraseology to counter a view that rests upon the empirical knowledge of modern science and upon its rigorous principles.1 Nevertheless, the great power of materialism to convince its adherents arises only through the fact that they are unable to feel the weight of the simple arguments that destroy their view. Like so many others, they are convinced not by the light of logical reasons which they have examined, but by the force of habitual thoughts which they have not examined, which, in fact, they feel no immediate need to examine at all. But Carneri does differ from the materialists who scarcely have any inkling of this need, through the fact that his idealism continuously brings this need to his consciousness; he must therefore silence this need, often by quite artificial means. He has scarcely finished professing that the spiritual is an effect of finely split-up substance when he adds: “This conception of the spirit will be unsatisfying to many people who make other claims about the spirit; still, in the further course of our investigations, the value of our view will prove to be significant and entirely able to show the materialism which wants to grasp the phenomena of the spirit corporeally that it cannot go beyond certain bounds” (Fundamentals of Ethics, p. 30). Yes, Carneri has a real aversion to being counted among the materialists; he defends himself against this with statements like the following: “Rigid materialism is just as one-sided as the old metaphysics: the former arrives at no meaning for its configurations; the latter arrives at no configurations for its meaning; with materialism there is a corpse; with metaphysics there is a ghost; and what they are both struggling for in vain is the creative heat of sentient life” (Fundamentals of Ethics, p. 68). But Carneri does feel, in fact, how justified one is in calling him a materialist; for, no one with healthy senses, after all, even if he is an adherent of materialism, will declare that a moral ideal can be “grasped corporeally,” to use Carneri's expression. He will say only that a moral ideal manifests in connection with what is material through a material process. And that is also what Carneri states in his above assertion about the divisibility of substance. Out of this feeling he then says (in his book Sensation and Consciousness): “One will reproach us with materialism insofar as we deny all spirit and grant existence only to matter. But this reproach is no longer valid the moment one takes one's start from this ideal nature of one's picture of the world, for which matter itself is nothing but a concept a thinking person has.” But now take hold of your head and feel whether it is still all there after participating in this kind of a conceptual dance! Substance becomes matter when it is so coarsely split up that it works only “upon the senses as mass”; it becomes spirit when it is split up so finely that it is then “perceptible only to thinking.” And matter, i.e., coarsely split up substance, is after all only “a concept a thinking person has.” When split up coarsely, therefore, substance achieves nothing more than playing the—to a materialist!—dubious role of a human concept; but split up more finely, substance becomes spirit. But then the bare human concept would have to split up even finer. Now such a world view would make that hero, who pulled himself out of the water by his own hair, into the perfect model for reality. One can understand why another Austrian thinker, F. von Feldegg (in the November 1894 edition of “German Words”), would reply to Carneri with these words: “The moment one takes one's start from the ideal nature of one's picture of the world! What an arbitrary supposition, in all the forced wrong-headedness of that thought! Does it indeed depend so entirely on our pleasure whether we take our start from the ideal nature of our picture of the world or, for example, from its opposite—from the reality of our picture of the world in fact? And matter, for this ideal nature, is supposed to be altogether nothing except a concept a thinking person has? This is actually the most absolute idealism—like that of a Hegel, for example—which is meant to render assistance here against the reproach of materialism; but it won't do to turn to someone in the moment of need whom one has persistently denied until then. And how is Carneri to reconcile this idealistic belief with everything else in his book? In fact, there is only one explanation for this state of affairs and that is: Even Carneri is afraid of, yet covets, the transcendental. But that is a half-measure which exacts a heavy toll. Carneri's ‘Monistic Misgivings’ fall in this way into two heterogeneous parts, into a crudely materialistic part and into a hiddenly idealistic part. In the one part, the author's head is correct in the end, because he is undeniably sunk over his head in materialism; but in the other part, the author's deeper heart (Gemüt) resists the clumsy demands of rationalism's modes and conceits; it resists them with all the power of that metaphysical magic from which, even in our crudely sense-bound age, nobler natures are not able to escape entirely.” [ 18 ] And yet, in spite of all this, Carneri is a significant personality of whom one can say (as I indicated in my book Riddles of Philosophy: “This Austrian thinker sought, out of Darwinism, to open wide vistas in viewing the world and in shaping life. Eleven years after the appearance of Darwin's Origin of Species, Carneri came out with his book Morality and Darwinism, in which, in a most comprehensive manner, he turned this new world of ideas into the foundation of an ethical world view. After that he worked ceaselessly to elaborate a Darwinistic ethics. Carneri seeks to find elements in our picture of nature through which the self-conscious ‘I’ can fit into this picture. He wants to think this picture of nature so broadly and largely that it can also comprise the human soul.” By their very character, Carneri's writings seem to me in fact everywhere to challenge us to root everything out of their content that their author had forced himself into by surrendering to the yoke of the materialistic world view; his writings challenge us to look only at that which—like an elemental inspiration of his deeper heart—appears in them as a revelation of a large-scale human being. Just read, from this point of view, what he thinks the task to be for an education toward true humanness: “It is the task of education ... to develop the human being in such a way that he must do the good, that human dignity not suffer from this, but that the harmonious development of a being who by his very nature is happy to do what is noble and great is an ethical phenomenon more beautiful than anything we could imagine. ... The accomplishment of this magnificent task is possible through man's striving for bliss, into which his drive for self-preservation purifies itself as soon as his intelligence develops fully. Thinking is based on sensation and is only the other side of feeling; which is why all thinking that does not attain maturity through the warmth of feeling—and also all feeling that does not illuminate itself with the light of thinking—is one-sided. It is the task of education, through the harmonious development of thinking and feeling, to purify man's striving for bliss in such a way that the ‘I’ will see in the ‘you’ its natural extension and in the ‘we’ its necessary consummation, and egoism will recognize altruism as its higher truth. ... Only from the standpoint of our drive to attain bliss is it comprehensible that a person would give his life for a loved one or to a noble end: he sees precisely in this his higher happiness. In seeking his true happiness, man attains morality, But he must be educated toward this, educated in such a way that he can absolutely do no other. In the blissful feeling of the nobility of his deed he finds his most beautiful recompense and demands nothing more.” (See Carneri's introduction to his book Modern Man.) One can see: Carneri considers our striving for bliss, as he sees it, to be a power of nature lying within true human nature; he considers it to be a power that, under the right conditions, must unfold, the way a seed must unfold when it has the appropriate conditions. In the same way that a magnet, through its own particular being, has the power to attract, so the animal has the drive of self-preservation and man the drive to attain bliss. One does not need to graft anything onto man's being in order to lead them to morality; one needs only to develop rightly their drive to attain bliss; then, through this drive, they will unfold themselves to true morality. Carneri observes in detail the various manifestations of human soul life: how sensation stimulates or dulls this life; how emotions and passions work: and how in all this the drive to attain bliss unfolds. He presupposes this drive in all these soul manifestations as their actual basic power. And through the fact that he endows this concept of bliss with a broad meaning, all the sours wishing, wanting, and doing falls—for him, in any case—into the realm of this concept. How a person is depends upon which picture of his own happiness is hovering before him: One person sees his happiness in satisfying his lower drives; another person sees it in deeds of devoted love and self-denial. If it were said of someone that he was not striving for happiness, that he was only selflessly doing his duty, Carneri would object: This is precisely what gives him the feeling of happiness—to chase after happiness but not consciously. But in broadening the concept of bliss in this way, Carneri reveals the absolutely idealistic basic tenor of his world view. For if happiness is something quite different for different people, then morality cannot lie in the striving for happiness; the fact is, rather, that man feels his ability to be moral as something that makes him happy. Through this, human striving is not brought down out of the realm of moral ideals into the mere craving for happiness; rather, one recognizes that it lies in the essential being of man to see his happiness in the achieving of his ideals. “We are convinced,” says Carneri, “that ethics has to make do with the argument that the path of man is the path to bliss, and that man, in traveling the path to bliss, matures into a moral being.” (Fundamentals of Ethics, p. 423) Whoever believes now that through such views Carneri wants to make ethics Darwinistic is allowing himself to be misled by the way this thinker expresses himself. He is compelled to express himself like this by the overwhelming power of the predominant natural-scientific way of picturing things in his age. The truth is: Carneri does not want to make ethics Darwinistic; he wants to make Darwinism ethical. He wants to show that one need only know man in his true being—like the natural scientist seeks to know a being in nature—in order to find him to be not a nature being but rather a spirit being. Carneri's significance consists in the fact that he wants to let Darwinism flow into a world view in accordance with the spirit. And through this he is one of the significant spirits of the second half of the nineteenth century. One does not understand the demands placed on humanity by the natural-scientific insights of this age if one thinks like those people who want to let all striving for knowledge merge into natural science, if one thinks like those who toward the end of the nineteenth century called themselves adherents of materialism, or even if one thinks like those today who actually are not less materialistic but who assure us ever and again that materialism has “long ago been overcome” by science. Today, many people say they are not materialists only because they lack the ability to understand that they are in fact materialists. One can flatly state that nowadays many people stop worrying about their materialism by pretending to themselves that in their view it is no longer necessary to call themselves materialists. One must nevertheless label them so. One has not yet overcome materialism by rejecting the view of a series of thinkers from the second half of the nineteenth century who held all spiritual experiences to, be the mere working of substance; one overcomes it only by allowing oneself to think about the spiritual in a way that accords with the spirit, just as one thinks about nature in a way that accords with nature. What is meant by this is already clear from the preceding arguments of this book, but will become particularly apparent in the final considerations conceived of as “new perspectives” in our last chapter, But one will also not do justice to the demands placed on humanity by the natural-scientific insights of our age if one sets up a world view against natural science, and only rejects the “raw” mental pictures of “materialism,” Since the achievement of the natural-scientific insights of the nineteenth century, any world view that is in accordance with the spirit and that wishes to be in harmony with its age must take up these insights as part of its thought-world. And Carneri grasped this powerfully and expressed it urgently in his writings. Carneri, who was only taking his first steps on the path of a genuine understanding of modern natural scientific mental pictures, could not yet fully see that such an understanding does not lead to a consolidating of materialism but rather to its true overcoming, Therefore he believed—to refer once more to the words of Brentano (see page 45 of this book)—that no success can be expected from modern science in “gaining certainty about the hopes of a Plato and Aristotle for the continued existence of our better part after the dissolution of the body,” But whoever goes deeply enough into Carneri's thoughts, not only to grasp their content but also to observe the path of knowledge on which this thinker could take only the first steps, will find that through him, in another direction, something similar has occurred for the elaboration of the world view of German idealism as occurred through Troxler, Immanuel Hermann Fichte, and others going in the direction characterized in this book. These spirits sought, with the powers of Hegelian thinking, to penetrate not merely into spirit that has become sense-perceptible but also into that realm of spirit which does not reveal itself in the sense world. Carneri strives, with a view of life in accordance with the spirit, to devote himself to the natural-scientific way of picturing things. The further pursuit of the path sensed by these thinkers can show that the cognitive powers to which they turned will not destroy the “hopes of a Plato and Aristotle for the continued existence of our better part after the dissolution of the body,” but rather will give these hopes a sound basis in knowledge. On the one hand, F.v. Feldegg, whom we have already mentioned (“German Words,” November 1894), is certainly justified when he says—in connection with the conflict in which Carneri was placed toward idealism and materialism:—“But the time is no longer far off in which this conflict will be settled, not merely as one might suppose within the single individual, but within our whole cultural consciousness. But Carneri's ‘Misgivings’ are perhaps an isolated forerunner of completely different and more powerful ‘Misgivings,’ which then, raging toward us like a storm, will sweep away everything about our ‘scientific’ creed that has not yet fallen prey to self-disintegration,” On the other hand, one can recognize that Carneri, by the work he did on Darwinism for ethics, became at the same time one of the first to overcome the Darwinian way of thinking. [ 19 ] Carneri was a personality whose thinking about the questions of existence gave all his activity and work in life their particular stamp. He was not one of those who become “philosophers” by allowing the healthy roots of life reality to dry up within them. Rather, he was one of those who proved that a realistic study of life can create practical people better than that attitude which keeps itself fearfully, and yet comfortably, at a distance from all ideas and which obstinately harps on the theme that the “true” conduct of life must not be spoiled by any dreaming in concepts. Carneri was an Austrian representative in the Styrian provincial diet from 1861 on, and in the federal council from 1870 to 1891. Even now, I often have to think back on the heart-lifting impression he made on me when, from the gallery of the Viennese federal council, as a young man of twenty-five just beginning life, I heard Carneri speak. A man stood down there who had taken up deeply into his thoughts the determining factors of Austrian life and the situation arising from the evolution of Austrian culture and from the life forces of its peoples; this was a man who spoke what he had to express from that high vantage point upon which his world view had placed him. And in all this there was never a pale thought. always tones of heart's warmth, always ideas that were strong with reality, not the words of a merely thinking head; rather, the revelations of a whole man who felt Austria pulsing in his own soul and who had clarified this feeling through the idea: “Mankind will deserve its name wholly, and wholly travel the path of morality only when it knows no other battle than work. no other shield than right, no other weapon than intelligence, no other banner than civilization.” (Carneri, Morality and Darwinism, p. 508) [ 20 ] I have tried to show how a thoughtful idealism constitutes the roots, solidly planted in reality, of Carneri's soul life; but also how—overwhelmed by the materialistic view of the time—this idealism goes its way accompanied by a thinking whose contradictions are indeed sensed but not fully resolved. I believe that this, in the form in which it manifests in Carneri, is based on a particular characteristic that the folk spirit (Volkstum) in Austria can easily impress upon the soul, a characteristic, it seems to me, that can be understood only with difficulty outside of Austria, even by Germans. One can experience it, perhaps, only if one has oneself grown up in the Austrian folk spirit (Volksart). This characteristic has been determined by the evolution of Austrian life during the last centuries. Through education there, one is brought into !:I. different relationship to the manifestations of the immediate folk spirit than in German areas outside Austria. In Austria, what one takes up through one's schooling bears traits that are not so directly a transformation of what one experiences from the folk spirit as is the case with the Germans in Germany. Even when Fichte unfolds his thoughts to their fullest extent, there lives something in them recognizable as a direct continuation of the folk element working in his Central German fatherland, in the house of Christian Fichte, the farmer and weaver. In Austria, what one develops in oneself through education and self-education often bears fewer of such directly indigenous characteristics. The indigenous element lives more indirectly, yet often no less powerfully thereby. One bears conflicting feelings in one's soul; this conflict, in its unconscious working, gives life there its particularly Austrian coloring. As an example of an Austrian with this soul characteristic, let us look at Mission, one of the most significant Austrian poets in dialect. [ 21 ] To be sure, poetry in dialect has also arisen in other Germans out of subterranean depths of the soul similar to those of Mission. But what is characteristic of him is that he became a poet in dialect through the above-mentioned trait existing in the soul life of many Austrians. Joseph Mission was born in 1803, in Mühlbach, in the Lower Austrian district, below Mannhardtsberg; he completed school in Krems and entered the Order of Pious Schools. He worked as a secondary school teacher in Horn, Krems, and Vienna. In 1850 there appeared a pearl of Austrian poetry in dialect written by him: “Ignaz, a Lower Austrian Farmer Boy, Goes Abroad.” It was published in an uncompleted form. The provost Karl Landsteiner, in a beautiful little book, later wrote about Mission and reprinted the uncompleted poem.) Karl Julius Schröer said of it (1875), and quite aptly, in I my opinion: “As small as the poem is and as solitary as it has remained through the fact that Mission published nothing further, it nevertheless deserves special attention. It is of the first order among Austria's poems in dialect. The epic peacefulness that permeates the whole, and the masterful depiction in the details that enthralls us constantly, I astonishing and refreshing us through its truth—these are qualities in Mission that no one else has equaled.” The setting out on his travels of a Lower Austrian farmer boy is what Mission portrays. A direct, truth-sustained revelation of the Lower Austrian folk spirit (Volkstum) lives in this poem. Mission lived in the world of thoughts he had attained through his education and self-education. This life represented the one side of his soul. This was not a direct continuation of the life rooted in his Lower Austrianness. But precisely because of this and as though unconnected to this more personal side of his soul experiences, there arose in his heart (Gemüt) the truest picture of his folk spirit, as though from subterranean depths of the soul, and placed itself there I as the other side of his inner experience. The magic of the direct folk spirit quality of Mission's poem is an effect of the “two souls within his breast.” I will now quote a part of this poem here and then reproduce the Lower Austrian dialect in High German prose as truly and modestly as possible. (In this reproduction, my intentions are only that the sense of the poem emerge fully in a feeling way. If, in such a translation, one simply replaces the word in dialect with the corresponding word in High German, the matter becomes basically falsified. For, the word in dialect often corresponds to a completely different nuance of feeling than the corresponding word in High German.)
[ 22 ] In 1879 Karl Julius Schröer writes the following about this Austrian from whose educated soul there arose so magnificently the life of the peasants and also, as the above section of his poem shows so well, the native philosophy of the peasants: “His talent found no encouragement. Although he wrote much more than the above work, he burned his entire literary output ... and now lives as librarian for the Piaristic faculty of St. Thekla of the Fields in Vienna, isolated from all social intercourse, as he puts it, ‘without joy or sorrow.’” As in the case of Joseph Mission one must seek many personalities of Austrian spiritual life living in obscurity. Mission cannot come into consideration as a thinker among the personalities portrayed in this book. Nevertheless, to picture his soul life gives one an understanding for the particular coloration of the ideas of Austrian thinkers. The thoughts of Schelling, Hegel, Fichte, and Planck shape themselves plastically out of each other like parts of a thought-organism. One thought grows forth from the other. And in the physiognomy of this whole thought-organism one recognizes characteristics of a certain people. In the case of Austrian thinkers one thought stands more beside the other; and each one grows on its own—not so much out of the other—but out of a common soul ground. Therefore the total configuration does not bear the direct characteristics of the people; but, on the other hand, these characteristics are poured out over each individual thought like a kind of basic mood. This basic mood is held back by these thinkers within their heart (Gemüt) in the way natural to them; it sounds forth but faintly. It manifests in a personality like Mission as homesickness for what is elemental in his people. In Schröer, Fercher von Steinwand, Cameri, and even in Hamerling, this basic mood works along everywhere in the fundamental tone of their striving. Through this, their thinking takes on a contemplative character. [ 23 ] In Robert Hamerling one of the greatest poets of modern times has arisen from the lower Austrian district. At the same time he is one of the bearers of the idealism in German world views. In this book I do not intend to speak about the nature and significance of Hamerling's literary works. I wish only to indicate something of the position he took within the evolution of world views in modern times. He did in fact give expression in the form of thoughts to his world view in his work The Atomism of Will. (The Styrlan poet and folk author Adolf Harpf published this book in 1891, after Hamerling's death.) The book bears the subtitle “Contribution to a Critique of Modern Knowledge.” [ 24 ] Hamerling knew that many who called themselves philosophers would receive his “contribution” with—perhaps tolerant—bewonderment. Many might think: What could this idealistically inclined poet undertake to accomplish in a field that demands the strictly scientific approach? And the presentations in his book did not convince those who asked this; for their judgment of him was only a wave rising from the depths of their souls where (in an unconscious or subconscious way) this judgment issued from habits of thought. Such people can be very clever; scientifically they can be very important: and yet the struggles of a truly poetic nature are not comprehensible to them. Within the soul of such a poetic nature there live all the conflicts from which the riddles of the world present themselves to human beings. A truly poetic nature, therefore, has inner experience of these world riddles. When such a nature expresses itself poetically, there holds sway in the foundations of his soul the questioning world order that,without transforming itself in his consciousness into thoughts, manifests itself in elemental artistic creation. To be sure, no inkling of the real being of such true poetic natures is present even in those poets who recoil from a world view as from a fire that might singe their “life-filled originality.” A true poet might never shape thoughts in his consciousness for what actually lives powerfully in the roots of his soul life in the way of unconscious world thoughts: nevertheless, he stands with his inner experience in those depths of reality of which a person has no inkling if, in his comfortable wisdom, he regards as mere dreams the place where sense-perceptible reality is granted its existence from out of the spirit. If now, for once, a truly poetic nature like Robert Hamerling, without dulling his creative poetic power, is able to lift into his consciousness, as a thought-world, what often has remained unconscious in other poets, then, with respect to such a phenomenon, one can also hold the view that, through this, special light is shed from spiritual depths upon the riddles of the world. In the foreword of his Atomism of Will, Hamerling himself tells how he arrived at his thought-world. “I did not suddenly throw myself upon philosophy at some point out of a whim, for example, or because I wanted to by my hand at something different. Moved by the natural and inescapable urge that drives us, after all, to search out the truth and solve the riddles of existence, I have occupied myself since earliest youth with the great questions about human cognition. I have never been able to regard philosophy as a special department of science that one can study or not study—like statistics or forestry—but always as the investigation into what is most immediate important, and interesting to every person. ... For my own part, I could by no means keep myself from following the most primal, natural, and universal of all spiritual drives and from forming a judgment over the course of the years about the fundamental questions of existence and life.” One of the people who valued Hamerling's thought-world highly was Vincenz Knauer, the learned and sensitive Benedictine priest living in Vienna. As guest lecturer at the university in Vienna, he held lectures in which he wanted to show how Hamerling stood in that evolutionary stream of world views that began with Thales in Greece and that manifested in the Austrian poet and thinker in its most significant form for the end of the nineteenth century. To be sure, Vincenz Knauer belonged to those researchers to whom narrow-heartedness is foreign. As a young philosopher he wrote a book on the moral philosophy in Shakespeare's works. (Knauer's lectures in Vienna were published under the title The Main Problems of Philosophy from Thales to Hamerling.) [ 25 ] The basic idealistic mood underlying Hamerling's view of reality also lives in his literary work. The figures in his epic and dramatic creations are not a copy of what spirit-shy observation sees in outer life; they show everywhere how the human soul receives direction and impulses from a spiritual world. Adherents of spirit-shy observation are critical of such creations. They call them bloodless mental products lacking the juice of real life. They are often to be heard belaboring the catch phrase: The characters of this poet are not like the people who walk around in the world; they are schemata, born of abstractions. If the “men of reality” who speak like this could only have an inkling, in fact, how much they themselves are walking abstractions and their belief the abstraction of an abstraction! If they only knew how soulless their blood-filled characters are to someone having a sense not just for pulsing blood but also for the way soul pulses in the blood. From this kind of “reality standpoints” one has said that Hamerling's dramatic work Danton and Robespierre has enriched the shadow folk of bygone revolutionary heros with a number of new schemata. [ 26 ] Hamerling defended himself against such criticisms in his “Epilogue to the Critics” which he appended to the later editions of his Ahasver in Rome. In this epilogue he writes: “... People say that Ahasver in Rome is an ‘allegorical’ work—a word that immediately makes many people break out in goose-bumps.—The poem is allegorical, to be sure, insofar as a mythical figure is woven in whose right to existence is always based only upon the fact that it represents something. For, every myth is an idea brought into picture form by the imagination of the people. But, people will say, Nero is also supposed to ‘represent’ something—the ‘lust for life’! All right, he does represent the lust for life; but no differently than Moliere's Miser represents miserliness and Shakespeare's Romeo love. There are, to be sure, poetic figures that are nothing more at all than allegorical schemata and consist only of their inner abstract significance—comparable to Heine's sick, skinny Kanonikus who finally was composed of nothing but ‘spirit and bandages.’ But, for a poetic figure filled with real life, its inherent significance is not some vampire that sucks out its blood. Does anything actually exist that ‘signifies’ nothing? I would like to know, after all, how a beggar would manage not to signify poverty and a Croesus wealth. ... I believe therefore that Nero, who is thirsting for life, sacrifices Just as little of his reality by ‘signifying’ lust for life when placed next to Ahasver, who is longing for death, as a rich merchant sacrifices of his blooming stoutness by happening to stand beside a beggar and necessarily making visible, in an allegorical group, the contrast between poverty and wealth,” This is how a poet, ensouled by an idealistic world view, repulses the attacks of those who shudder if they catch a scent anywhere of an idea rooted in true reality, in spiritual reality. [ 27 ] When one begins a reading of Hamerling's Atomism of Will, one can at first have the definite feeling that he let himself be convinced by Kantianism that a knowledge of true reality, of the “thing-in-itself,” was impossible. Still, in the further course of the presentations in his book, one sees that what happened for Hamerling with Kantianism was like Carneri with Darwinism. He let himself be overcome by the suggestive power of certain Kantian thoughts; but then the view wins out in him that man—even though he cannot push through to true reality by looking outward with his senses—does nevertheless encounter true reality when he delves down through the surface of soul experience into the foundations of the soul. [ 28 ] Hamerling begins in an entirely Kantian way; “Certain stimuli produce odors in our sense of smell. The rose, therefore, has no fragrance if no one smells it.—Certain oscillations of the air produce sound in our ear. Sound, therefore, does not exist without an ear. A rifle shot, therefore, would not ring out if no one heard it. ... Whoever holds onto this will understand what a naive mistake it is to believe that, besides the perception (Anschauung) or mental picture we call ‘horse,’ there exists yet another horse—and in fact only then the actual real one—of which our perception ‘horse’ is only a copy. Outside of myself there is—let me state this again—only the sum total of those determining factors which cause a perception to be produced in my senses which I call a ‘horse’.” These thoughts work with such suggestive power that Hamerling can add to them the words: “If that is not obvious to you, dear reader, and if your understanding shies away from this fact like a skittish horse, then read no further; leave this and every other book on philosophical matters unread; for you lack the necessary ability to grasp a fact without bias and to retain it in thought.” I would like to respond to Hamerling: “May there in fact be many people whose intellect does indeed shy away from the opening words of his book like a skittish horse but who also possess enough strength of ideas to value rightly the deeply penetrating later chapters; and I am happy that Hamerling did after all write these later chapters even though his intellect did not shy away from the assertion: There in me is the mental picture ‘horse’; but outside there does not exist any actual real horse but only the sum total of those determining factors which cause a perception to be produced in my senses which I call a ‘horse’.” For here again one has to do with an assertion—like that made by Carneri with respect to matter, substance, and spirit—that gains overwhelming power over a person because he just does not see at all the impossible thoughts into which he has spun himself. The whole train of Hamerling's thoughts is worth no more than this: Certain effects emanating from me onto the surface of a coated pane of glass produce my image in the mirror. Nothing occurs through the effects emanating from me if no mirror is there. Outside the mirror there is only the sum total of those determining factors which bring it about that in the mirror an image is produced that I refer to with my name. In imagination I can hear all the declamations against a philosophical dilettantism—carried to the point of frivolity that would dare to dispose of the serious scientific thoughts of philosophers with this kind of a childish objection. I know, in fact, what all has been brought forward by philosophers since Kant in the way of such thoughts. When one speaks as I have just done, one is not understood by the chorus that propounds these thoughts. One must turn to unprejudiced reason, which understands that the way one conducts one's thinking is the same in each case: whether, when confronted by the mental picture of the horse in my soul, I decree the outer horse to be nonexistent, or, when confronted by the image in the mirror, I doubt my existence. One does not even need to enter into certain, supposedly epistemological refutations of this comparison. For, what would be presented there—as the entirely different relationship, after all, of the “mental picture to what is mentally pictured” than of the mirror image to what is mirroring itself—already stands there for certain epistemologists as established with absolute certainty; for other readers, however, the corresponding refutation of these thoughts could in fact be only a web of unfruitful abstractions. Out of his healthy idealism, Hamerling feels that an idea, in order to be justified within a world view, must not only be correct but also in accordance with reality. (Here I must express myself in those thoughts which I introduced in the presentation on Karl Christian Planck in this book.). If Hamerling had been less suggestively influenced by the way of thinking described above, he would have noticed that there is nothing in accordance with reality in such thoughts as those which he feels to be necessary in spite of the fact that “one’s intellect shys away from them like a skittish horse.” Such thoughts arise in the human soul when the soul has been made ill by a mind for abstractions estranged from reality and gives itself over to a continuous spinning out of thoughts that are indeed logically coherent but in which no spiritual reality holds sway in a living way. It is precisely his healthy idealism, however, that guides Hamerling in the further thoughts of his Atomism of Will out of the web of thoughts he presented in the opening chapters. This becomes particularly clear where he speaks of the human “I” in connection with the life of the soul. Look at the way Hamerling relates to Descartes' “I think, therefore I am.” Fichte's way of picturing things (of which we have spoken in our considerations of Fichte in this book) works along like a softly sounding, consonant, basic tone in the beautiful words on page 223 of the first volume of The Atomism of Will: “In spite of all the conceptual hairsplitting that carps at it, Descartes' Cogito ergo sum remains the igniting flash of lightning for all modern speculation. But, strictly speaking, this ‘I think, therefore I am’ is not made certain through the fact that I think, but rather through the fact that I say that I think. My conclusion would have the same certainty even if I changed the premise into its reverse and said ‘I do not think, therefore I am.’ In order to be able to say this, I must exist.” In discussing Fichte's world view, we have said in this book that the statement “I think, therefore I am” cannot maintain itself in the face of man's sleeping state. One must grasp the certainty of the “I” in such a way that this certainty cannot appear to be exhausted in the inner perception “I think.” Hamerling feels this; therefore he says that “I do not think, therefore I am” is also valid. He says this because he feels: Within the human “I” something is experienced that does not receive the certainty of its existence from thinking, but on the contrary gives to thinking its certainty. Thinking is unfolded by the true “I” in certain states; the experiencing of the “I,” however, is of such a kind that through this experience the soul can feel itself immersed into a spiritual reality in which it knows its existence to be anchored even during other states than those for which Descartes' “I think, therefore I am” applies. But all this is based on the fact that Hamerling knows: When the “I” thinks, life-will is living in its thinking. Thinking is by no means mere thinking; it is willed thinking. As a thought, “I think” is a mere fantasy that is never and nowhere present. It is always the case that only the “I think, willing” is present. Whoever believes in the fantasy of “I think” can isolate himself thereby from the whole spiritual world; and then become either an adherent of materialism or a doubter in the reality of the outer world. He becomes a materialist if he lets himself be snared by the thought—fully justified within its own limits—that for the thinking Descartes had in mind the instruments of the nerves are necessary. He becomes a doubter in the reality of the outer world if he becomes entangled in the thought—again justified within certain limits—that all thinking about things is in fact experienced within the soul and that with his thinking, therefore, he can in fact never arrive at an outer world existing in and of itself, even if such an outer world existed. To be sure, whoever sees the will in all thinking can, if he inclines to abstraction, now isolate the will conceptually from thinking and speak in Schopenhauer's style of a will that supposedly holds sway in all world existence and that drives thinking like whitecaps to the surface of life's phenomena. But someone who sees that only the “I think, willing” has reality would no more picture will and thinking as separated in the human soul than he would picture a man's head and body as separated if he wished his thought to portray something real. But such a person also knows that, with his experience of a thinking that is carried by will and experienced, he goes outside the boundaries of his soul and enters into the experience of a world process (Weltgeschehen) that is also pulsing through his soul. And Hamerling is headed in the direction of just such a world view, in the direction of a world view whose adherent knows that with a real thought he has within himself an experience of world-will, not merely an experience of his own “I.” Hamerling is striving toward a world view that does not go astray into the chaos of a mysticism of will, but on the contrary wishes to experience the world-will within the clarity of ideas. With this perspective of the world-will beheld through ideas, Hamerling knows that he now stands in the native soil of the idealism of German world views. His thoughts prove even to himself to have their roots in the German folk spirit (Volkstum) that in Jakob Böhme already was struggling for knowledge in an elemental way. On page 259f. of Hamerling's Atomism of Will one reads: “To make will the highest philosophical principle is what one seems to have overlooked until now—an eminently German thought, a core thought of the German spirit. From the German Naturphilosophen of the Middle Ages up to the classical thinkers of the age of German speculation, and even up to Schopenhauer and Hartmann, this thought runs through the philosophy of the German people, emerging sometimes more, sometimes less, often only at one moment, as it were, then disappearing again into the seething masses of our thinkers' ideas. And so it was also the philosophus teutonicus who was in truth the most German and the most profound of all modern philosophers, and who was the first, in his deeply thoughtful, original, and pictorial language, to grasp the will expressly as the absolute, as the unity. ...” And now, in order to point to yet another German thinker in this direction, Hamerling quotes Jacobi, Goethe's contemporary: “Experience and history teach us that man's action depends far less upon his thinking than his thinking depends upon his action, that his concepts direct themselves according to his actions and only copy them, as it were; that the path of knowledge, therefore, is a mysterious path, not a syllogistic one, nor a mechanical one.” Because Hamerling, out of the prevailing tone of his soul, has a feeling for the fact that the accordance of an idea with reality must be added to its merely logical correctness, he also cannot regard those pessimistic philosophers' views of life as valid which wish to determine—by an abstract conceptual weighing—whether pleasure or pain predominates in life and therefore whether life must be regarded as a good or an evil. No, reflection become theory does not decide this; this is decided in much deeper foundations of life, in depths that have to judge this human reflection, but do not allow themselves to be judged by this reflection. Hamerling says about this: “The main thing is not whether people are correct in wanting to live, with very few exceptions, at any price, no matter whether things are going well or badly for them. The main thing is that they want it and this can by no means be denied. And yet the doctrinaire pessimists do not reckon with this decisive fact. Intellectually and in learned discussions, they always only weigh against each other the pleasure and pain life brings in particular situations; but since pleasure and pain belong to feeling, it is feeling and not intellect that ultimately and decisively draws up the balance between pleasure and pain. And, with respect to all mankind—indeed one can say with respect to everything living—the balance falls on the side of the pleasure of existence. That everything living wants to live, under any circumstances and at any price, this is the great fact; and in the face of this fact all doctrinaire talk is powerless:” In the same way as the thinkers from Fichte to Planck described in this book, Hamerling seeks the path into spiritual reality, except that his striving is to do justice to the natural-scientific picture of the world to a greater degree than Schelling or Hegel, for example, were able to do. Atomism of Will nowhere offends against the scientific picture of the world. But this book is everywhere permeated with the insight that this picture of the world represents only a part of reality. This book is based upon an acknowledgement of the thought that a person is submitting to belief in an unreal world if he refuses to take up the forces of a spiritual world into his thought-world. (I use the word “unreal” here in the sense employed in our discussion of Planck.) [ 29 ] Hamerling's satiric poem “Homunculus” speaks forcibly for the high degree to which his thinking was in accordance with reality. In this work, with great poetic force, he depicts a man who himself becomes soulless because soul and spirit do not speak to his knowledge. What would become of people who really stemmed from a world order such as the natural-scientific way of picturing things sets up as creed when it rejects a world view in accordance with the spirit? What would a man be if the unreality of this way of picturing things were real? In somewhat this way one could formulate the question that finds its artistic answer in “Homunculus.” Homunculism would have to take possession of a mankind that believed only in a world fashioned according to mechanistic natural laws. One can also see in Hamerling how a person striving toward existence's ideas has a healthier sense for practical life than a person who, fearful of the spirit, shies away from the world of ideas and feels himself thereby to be a true “man of reality.” Hamerling's “Homunculus” could help those regain their health who, precisely in the present day, are allowing themselves to be led astray by the opinion that natural science is the only science of what is real. Such people, in their fear of the spirit, say that the idealism of our classical period—which, in their opinion, has been overcome today—brought knowing man (homo sapiens) too much into the foreground. “True science” must recognize that attention should be paid above all to economic man (homo oeconomus) within the world order and in human arrangements. For such people “true science” means solely the science stemming from the natural-scientific way of picturing things. Homunculism arises out of opinions like this. The proponents of these opinions have no inkling of how they are hurrying toward homunculism. With the prophetic eye of the knower, Hamerling has delineated this homunculism. Those who fear that a rightful estimation of homo sapiens in Hamerling's sense might lead to an overestimation of the literary approach will also be able to see from “Homunculus” that this does not occur.
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64. From a Fateful Time: The Setting of Thoughts as a Result of German Idealism
28 Nov 1915, Munich Rudolf Steiner |
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One might say that what was later expressed by the most German of German philosophers, Fichte, already lives in Kant; what has become so dear to the German worldview, especially from the eighteenth century onward, already lives in Kant. |
And Hegelian logic – abstract, cold, sober thought in Hegel – what becomes of it? When one considers how mere logic often appears to man, and compares this with what prevails in Hegel's idealistic world-view, then one gets the right impression of the world-importance of this Hegelian idealism. |
In doing so, it proves that what matters is not the individual expressions that are arrived at, but the soul foundations from which the human soul seeks a worldview. Hegel is said to be a dry logician. In answer to this it may be said: He who calls Hegel's logic by that name is himself dry and cold. |
64. From a Fateful Time: The Setting of Thoughts as a Result of German Idealism
28 Nov 1915, Munich Rudolf Steiner |
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of her dance”; then the wonderful words in it:
That is to say, Goethe is clear about one thing: spinning a mechanical web of concepts about nature does not provide an understanding of nature. Only such a deeper search in the existence of nature creates knowledge of nature, through which the human soul finds in the depths of this natural existence that which is related to what it can seek out in the depths of its own being when it penetrates into them. We may now ask: Is such striving, as it can be characterized by Kant, can be characterized by the ideal figure of Goethe's Faust, - is this striving a solitary, a merely individual one, or does it have anything to do with the overall striving of the German national spirit, the German national soul? Even if we consider Kant, the abstract philosopher, who hardly ventured a few miles beyond Königsberg and spent his whole life in abstract thought, we clearly see, especially in the way he worked his way from his earlier world view to his later one, how he, despite his reclusiveness, developed out of everything all that in the German national spirit aspired after certainty, and how, owing to this national spirit, he did not come to a narrowing of the human soul to the sphere of mere human thinking, but was led up to the horizon on which the whole range of ideas and ideals appeared to him, which give man impulses in the course of his human development. One might say that what was later expressed by the most German of German philosophers, Fichte, already lives in Kant; what has become so dear to the German worldview, especially from the eighteenth century onward, already lives in Kant. This German world view came to value having a view of the world that does not need to be disconcerted by what presents itself to the senses, for the absolute validity of that which is man's duty, love, divine devotion, moral world. overlooks the world and looks at the way in which he is placed in the world, he sees himself surrounded by the field of vision of sensual impressions and what he can divine behind them; but he also sees himself placed in such a way that he world without this second aspect of the world; he sees himself so placed that behind him, in his soul, the divine ideals are at work, which become his duty and deed, and these ideals do not bear the coarse sensual character that the world of external movement and external revelation has. One might say that when the German mind looks at the stiffness and smoothness of natural existence, to speak symbolically, at the mechanical movement in the unfolding of natural processes, it feels the need to recognize: How can we become immersed in that which is so indifferent in nature, that which appears in ideals as a demand, as a duty, as a moral life? How can we become immersed in that which appears as the highest value of life, as a moral ideal? How does the reality of moral ideals relate to the reality of external nature? This is a question that cannot be answered lightly, but which can also be found in tremendous depth, heart-wrenching. And so it was felt in the best German minds at the time when Kant's world view was forming. Sensuality had to be presented in such a way that it was no obstacle to the moral world flowing into the world through human beings. Morality could not be a reality that presents itself indifferently, and against which moral ideas must rebound. When moral ideas from the spiritual world are put into action through human beings, they must not be repelled by the rigid materialistic barrier of the sensory world. This must be taken as a profound insight, then one understands why Kant wants to dethrone ordinary knowledge so that a real source can be thought for the moral idea. Then one understands Johann Gottlieb Fichte, who coined the paradoxical , but which arose from deep German striving: “All sensuality, everything we can see and feel outside and think about the external world, is only the sensualized material of our duty.” The true world is the world of the ruling spirit, which lives itself out as man perceives it in ideas and ideals, and these are the true reality, they are what pulses through the world as a current, what only needs something to which it can apply itself, to illustrate it. Sensuality has no independent existence for Fichte, but is the sensitized material for human fulfillment of duty. From a philosophy that seeks to validate everything spiritual, that must be sought from a natural disposition towards idealism, such words emerged; and one may find such words one-sided, but that does not matter when such words are made into dogma. But to take them as symptoms of a striving that lives in a people, that is the significant thing; and to recognize that such minds, which create in the sense of such a word, precisely because of the idealistic character of the German national soul, elevate Germanness to the arena of thought. In order to give thought its vitality, human knowledge and striving must go beyond what Cartesius could merely find. And Goethe's Faust, this image of the highest human endeavor, this image that one must first struggle to understand by allowing many German cultural elements to take effect, from what did it emerge? — It is truly not invented, did not come about in such a way that a single person created it out of themselves; rather, it emerged from the legends, from the poetry of the people themselves. Faust lived in the people, and Goethe was still familiar with the “puppet show of Dr. Faust”; and in the simple folk character, he already saw the traits that he only elevated to the arena of thoughts. Nothing is more vivid than Goethe's “Faust” to show how something supreme can emerge from what lives most deeply, most elementarily, most intimately in the simple folk being. One would like to say: not Goethe and Goethe's nature alone created Faust, but that Goethe brought Faust forth like a germ that lay within the German national organism, and gave it its essence, embodied it in such a way that this embodiment corresponds at the same time to the highest striving of the German spirit for the arena of thought. Not the striving of isolated personalities out of their own nature, but precisely when it confronts us in its greatness from the whole nation, it is the result of German idealism. And how does thought work within this German idealism? One comes to an understanding of how it works precisely by comparing this German idealistic striving of thought with what is also a striving of thought, let us say, for example, in Descartes. In Descartes, thought confines man within the narrowest limits; it works as a mere thought and remains as such confined to the world in which man lives directly with his senses and his mind. Within German idealism, the personality does not merely encounter the thought as it enters the soul, but the thought becomes a mirror image of that which is alive outside the soul, that which vibrates and permeates the universe, that which is spiritual outside of man, that which is above and below the spirit of man, of which nature is the outer revelation and the life of the soul is the inner revelation. Thus, thought becomes an image of the spirit itself; and by rising to the level of thought, the German wants to rise through thought to the living spirit, wants to penetrate into that world that lives behind the veil of nature in such a way that by penetrating this veil, man not only visualizes something, but penetrates with his own life into a life that is related to him. And again, since man is not satisfied with what he can experience in his soul, he seeks to penetrate into what lies behind thinking, feeling and willing, for which these three are outer shells, for which even the thought is only an inner revelation, in which man lives and works, in which he knows himself as in a living being that creates the scene of thoughts within him. And so we can see how, especially in those times when the German mind, seemingly so detached from external reality, from external experience, strove for a world view, this German mind felt itself entirely dominant and weaving within the arena of thought. And there is first of all Johann Gottlieb Fichte, who regards external nature only as an external stimulus to that which he actually wants to seek, to whom, as already mentioned, the whole of the external sense world has become only the sensitized material of our duty; who wants to live only in that which can penetrate from the depths of the world in a mental way and can be directly realized before the human soul. That is the essence of his world view, that only what emerges in a contemplative way from the deepest depths of the soul and announces itself as emerging from the deepest depths of the world is valid for him. For his successor Schelling, the urge for nature, the Faustian urge, becomes so vivid within him that he considers the knowledge of nature, which only wants to express itself in concepts about nature, as nothing. Only when the human soul comes to regard all of nature as the physiognomy of man, only when nature is regarded in such a way that nature is the physiognomy of the spirit that rules it, only then does one live in true knowledge of nature; but then, by penetrating through the bark, one feels creative in nature. And again, a paradoxical but appropriate word for the essence of Germanness comes from Schelling: To recognize nature is actually to create nature! Admittedly, this is at first a one-sided saying; but a saying that represents a one-sidedness need not remain so; rather, if it is rightly recognized, this creative knowledge of nature will lead the spirit to reflect inwardly, to awaken slumbering powers within itself, which penetrate to the spiritual sources of nature. The source, the germ of that which can be true spiritual science, we can find it precisely within this world picture of German idealism! In the third of the German idealistic philosophers, in Hegel, who is difficult to understand and who is so far removed from many, this lively character of the scene of the thoughts within German idealism appears in the same way. In our own time, when the abstract is so much decried and mere thought is so little loved, this world-view strikes us as strange. And yet Hegel feels himself closely connected with the Goethean direction of nature towards the spirit. The content of his world-view – what is it if not mere thinking, a progression from one thought to another? With his world-view we are presented with a thought organism; necessity is created for us, so that we stand face to face with a mere thought organism, which we can only create by thinking it, as we would with any other organism through our senses. But behind this presentation of a thought organism there is a consciousness, a certain attitude. This attitude consists in stripping away all sense perceptions, all perceptions of the senses, for a few moments of world-gazing, stripping away everything that one wants and feels as an individual, and surrendering to what as if the thought itself were taking one step after another, — that man then immerses himself in a world that is a thinking world, but no longer his thinking world, so that he no longer says to this world: I think, therefore I am! but: “The spirit of the world thinks in me, and I give myself to the spirit of the world as a theater, so that in what I offer as soul to the all-encompassing spirit of the world, this spirit can develop its thoughts from stage to stage and show me how it bases its thoughts on world-becoming. And the deepest religious impulse is connected with the striving to experience in the soul only what that soul can experience when it surrenders all its own being to the thinking that thinks itself within it. One must also see this Hegelian philosophy, this so idealistic excerpt from the German essence, in such a way that one does not take it as a dogmatics, on which one can swear or not, but as something that, like a symptom of German striving in a certain time, can stand before us. In Hegel's philosophy, the world spirit appears as a mere thinker; but while it is true that much more than mere thinking was needed to shape the world, it is nevertheless true that the path that once led to it, to seek logic, is one which produces in man the attitude towards the living that reigns behind existence and which leads man to the scene not of abstract, intellectual thought, but of living thought, which in the experience of thought has experience of the world. The three idealists, Fichte, Schelling and Hegel, sought to elevate the human spirit to the realm of thought in three different directions: Fichte tried to shine a light into the depths of the human ego and did not say, like Descartes, “I think, therefore I am!” For Fichte, if he had only been able to arrive at Descartes' thought, would have said: “There I find within me a rigid existence, an existence to which I must look. But that is not an ego. I am only an ego if I can secure my own existence myself at any time. Not through the act of thought, not through mere thinking can I arrive at my ego, but through an act of action. That is a continuous creative process. It does not depend on looking at its being; it leaves its previous being; but by having the power to create itself again in the next moment, out of the act of doing, it is constantly being reborn. Fichte does not grasp the thought in its abstract form, but in its immediate life on the scene of the thought itself, where he creates vividly and lives creatively. And Schelling, he tries to recognize nature, and with genuinely German feeling he lives into the secrets of nature, even if, of course, his statements, if you want to take them as dogma, can be presented as fantastic. But he immerses himself in natural processes with his deepest emotions, so that he does not feel merely as a passive observer of nature, as a being that merely looks at nature, but as a being that submerges itself in the plant and creates with the plant in order to understand plant creation. He seeks to rise from created nature to creative nature. He seeks to become as intimate with creative nature as with a human being with whom he is friends. This is an archetypally German trait in the Schellingian nature. Goethe sought to approach nature in a similar way from his point of view, as his Faust expresses it, as to the “bosom of a friend”. There Goethe, to describe how far removed every abstract observer is from a contemplation of nature, there he calls what he, as an external naturalist, is to the earth, his friendship with the earth. So human, so directly alive does the German spirit feel itself in Goethe to the spirit that reigns in nature in the striving to be scientific, in that he wants to raise science itself to the arena of thoughts. And Hegelian logic – abstract, cold, sober thought in Hegel – what becomes of it? When one considers how mere logic often appears to man, and compares this with what prevails in Hegel's idealistic world-view, then one gets the right impression of the world-importance of this Hegelian idealism. In Hegel's work, what appears to be the furthest thing from mysticism, the clear, crystal-clear, one might say, crystal-cold thought itself, is felt and experienced in such a way that although the thought , but that what the soul experiences in terms of thought is direct mystical experience; for what Hegel experiences in terms of thought is a becoming one with the divine world spirit, which itself permeates and lives through the world. Thus, in Hegel, the greatest clarity and conceptual sobriety become the warmest and most vibrant mysticism. This magic is brought about by the way in which the German mind rises from its direct and living idealism to the realm of thought. In doing so, it proves that what matters is not the individual expressions that are arrived at, but the soul foundations from which the human soul seeks a worldview. Hegel is said to be a dry logician. In answer to this it may be said: He who calls Hegel's logic by that name is himself dry and cold. He who is able to approach this logic in the right way can feel how it pulsates out of German idealism; he can feel in the apparently abstract thoughts, which in Hegel's system are so spun out of one another, the most living warmth of soul that is necessary to strip away all individuality and to connect with the divine, so that in Hegel logic and mysticism can no longer be distinguished; that although nothing is nebulous in it, a mystical trait prevails in all its details. Even in our time, the German mind, even the opponents of German idealism, has endeavored time and again to fathom the fundamental idealism of this German nature in its significance as a riddle. And the best German minds, even those who are opponents of Fichte, Schelling, Hegel, if we turn our gaze to them, we still find that the development of Germany consists in absorbing more and more of the basic impulses of this idealism. How these fundamental impulses can lead to a living experience of the spiritual worlds has often been discussed and will be discussed more often. Attention should only be drawn to how – one might say – German idealism, after it had reached one of its high points in the German world view, then continued to have an effect on German intellectual life as a different impulse. There was a period in this German intellectual life, and it was lived out in minds of the very, very first order until the middle of the 19th century, until the last third of the 19th century, when the view was that such creative work as is expressed, for example, in Goethe's Faust, where thought really takes hold of the imagination directly and can unfold dramatic creativity, was only possible within poetry; but the development of humanity shows that, for example, in the sphere of natural science, the same process of thinking can be observed that is expressed in Goethe's Faust. example, in Goethe's Faust, where thought takes hold of the imagination directly and can unfold dramatic creation, is only possible within poetry; but the development of humanity shows that, for example, music has a different area; that music is, as it were, the field that does not seek to grasp the highest in man by the detour of a work of fiction such as Faust, but that music is the field in which sensuality must be grasped directly. For example, the contrast between the legend of Don Juan and that of Faust has been cited, with a certain amount of justification after the experiences that could be had within the development of humanity, how mistaken it is to legend on the same level as the Faust legend; it has been asserted that what this other legend, which shows man completely absorbed in sensual experience, can be correspondingly portrayed only within music that directly evokes and seizes sensuality. — The way in which the German does not rise to the scene of thought in the abstract, but in a lively way, has also brought the refutation of this view. In Richard Wagner, we have in modern times the spirit that has triumphed over the merely external, emotional element in music, that has sought to deepen the setting of the thoughts so that the thought itself could take hold of the element that was thought to live only in music. To spiritualize music from the standpoint of the spirit, to show that, was also only possible for German idealism. One can say: Richard Wagner showed that in the most demure element for thought there is nothing that could resist or be opposed to the strength of life that dominates the German spirit. If, through his philosophy and his contemplation of nature, the German has tried to present nature to his soul in such a way that the seemingly mechanical, the seemingly external and rigid loses its mechanical aspect and what would otherwise appear in a formal way comes to life and moves as soulfully and vividly as the human soul itself , on the other hand, the element that flows in the immediate sensual sequence of tones has been allowed to seek its connection, its marriage, with that which leads the human soul to the highest heights and depths in the realm of thoughts, in Wagner's music, which has thus effected an elevation of an artistic-sensual element into a directly spiritual atmosphere. This aspect of German idealism, which leads to a result that can be characterized as the soul standing on the scene of thought – I wanted to characterize this aspect today with a few strokes. This trait of German idealism, this living comprehension of the otherwise dead thought, is one side, but a remarkable side, of the nature of the German people, and will appear as a remarkable phenomenon to anyone who, I might say, is able to place themselves within the German people in a way that revitalizes thought within themselves. Indeed, the German cannot arrive at the fundamental trait of his people's character other than by penetrating ever deeper into the self-knowledge of the human being. And this the German may, as it seems to me, feel so rightly in our immediate present, where this German essence really has to defend itself in a fight imposed on it, where this German essence must become aware of itself by having to wage a fight, which it feels is due to it from the task that appears to it as a sacred one, entrusted to it by the world forces and world powers themselves. And although today, in a different way than in the times of which we have mainly spoken, the German must fight for his world standing, his world importance, it must still come to life before our soul, for which the German today enters into a world-historical struggle. A future history will have to establish more and more the deeper connection between the German soul, struggling through the course of the world, and the bloody events of the times, which, however, bring us bliss out of pain and suffering. I wanted nothing with today's reflection but to show that the German has no need to speak out of hatred or outrage when he wants to compare his nature with that of other nations. We do not need to point out the nature of the German soul in order to exalt ourselves, but in order to recognize our duties as they have been handed down to us by world history, we may point this out. And we do not need, as unfortunately happens today in the camp of our enemies, to invent all sorts of things that can serve to belittle the opponent, but we can point out the positive that works in the German national substance. We can let the facts speak, and they can tell us that the German does not want to, but must, according to his abilities, which are inspired by the world spirit, his nature, his abilities – without any arrogance – in comparison to the nature of other peoples. From this point of view, we do not need to fall into what so unfortunately many of our opponents fall into. We look over to the West. We certainly do not need to do as the French do, who, in wanting to characterize German nature in its barbarism, as they think, in its baseness, want to exalt themselves; truly, the French needed, as they believe, a new sophistry to do so. And minds that spoke highly of the German character just before the war, even at famous teaching institutions, can now, as we can see, find the opportunity to advocate the view that, given the nature of his world view, the German cannot help but conquer and , as Boutroux says, to assimilate what is around him; for the German does not want to ascend to the sources of existence in a modest way, as Boutroux thinks, but claims that he is connected to these sources, that he carries the deity within himself and must therefore also carry all other nations within himself. This German world view is certainly profound; but it is not conceived immodestly. Nor perhaps does the German need what is sought today from the British side when German character is to be characterized. The British, in emphasizing the peculiarities of their own national character, have never taken much interest in penetrating the German national character. When the forties in Germany were passing through a period of development, it seemed to me that the German mind was so fully occupied with the sphere of ideas that the way Hegel's disciples thought was felt by Schelling , who was still alive, and by his students, was felt to be too abstract, too logical, and that on Schelling's side, efforts were made to gain a greater liveliness for the thoughts themselves on the stage of thoughts. Whereas in Hegel one sensed that he allowed one thought to emerge from another through logical rigor, Schelling wanted people to sense the thoughts as active, living things that do not need to be proven in logic, just as what happens from person to person in living interaction cannot be encompassed in logic. He wanted to grasp it in something that is more than logic, wanted to grasp it in a living way, and that is how a great dispute arose on the scene, which the German tries to illuminate with the light he wants to ignite from his living knowledge. The English observed this dispute that arose. A London newspaper wrote what seemed to them a clever article about this dispute, in which it was said: These Germans are actually abstruse visionaries. Many are concerned with the question of who is right: Schelling or Hegel. The truth is only that Hegel is obscure and Schelling even more obscure; and the one who finds this is the one who will most easily come to terms with things—a piece of wisdom that roughly corresponds to the point of view of studying the world not when it is illuminated by the sun but at night, when all cats are black or gray. But anyone who today surveys the British judgment on the necessity of what is happening within the German character will perhaps be reminded of such “deeply understanding” words, especially when these words are used primarily to conceal what is actually taking effect and what one does not want to admit even to oneself. The present-day British really need a new mask to characterize their relationship to the Germans, and the foreign philosophers need a new sophistry to disparage Germany – a new sophistry that they have found since the outbreak of the war. And the Italians? They also need something to reassure them about their own actions at the present time. Without arrogance, the German may say: it will uplift him within the difficult world situation when he thinks of the duty the world spirit has assigned to him, as he gains self-knowledge and this becomes knowledge of the German essence. What he should do will flow to him as realization from the realization of the German essence. When D'Annunzio spoke his resounding words before the Italian war broke out, he truly did not delve as deeply into Italian national character as he could have. But it is not for us Germans, who have gladly immersed ourselves in what the Roman spirit has created, to believe that d'Annunzio's hollow words really come from the deepest essence of Italian culture; but that they come from the motives that d'Annunzio needs to justify himself. The others needed sophistry, masks, to remove the causes of the war from their own soil, so to speak. The Italian needed something else, a justification that we have already seen emerging in recent years, a strange justification: he needed a new saint, a saint appointed from within the ranks of the profane, “holy egoism”. We see it recurring again and again, and it is to this that we see the representatives of Italian character repeatedly appeal. A new saint was needed to justify what had been done. Perhaps it will lead the objective, unbiased observer of the German character to a position within today's historical events; because German character does not arise from such sophistry, such masks, nor from the “appointment of a new saint”, but from human nature, from what this human nature allows to be expressed, from what the national spirit of the German people has revealed to the best minds of this people have revealed to this people, but also what these spirits hoped for the people, because that is also a peculiarity of this German nature, which can be described by saying that the German always sought to direct his soul's gaze to what was aroused in him from the scene of thoughts, and from this he also wanted to recognize what hope he could harbor for what his people could achieve. And today, when we need to develop love, a great deal of love, for what the ancestors of the German character have established within the German national soul and national strength, in order to place ourselves in today's historical events through this love, today, when we need faith in the strength of the present, today when we need confident hope for the success of that which the German character must achieve in the future. Today, we can look at what Germans have always loved, believed, and hoped for in the context of their past, present, and future. And so let us end with the words of a man who is indeed unknown today in the widest circles, but who in lonely thought wanted to fathom the popular and the intellectual of Goethe's Faust in those years of German life in which Germany had not yet produced the German state in its modern form. In those years, which preceded the deeds of the German power, in the sixties, a lonely thinker was concerned with the idea: in imagination, in the life of the soul, in idealism, the German wanted to rise to the highest that can only somehow be sensed by him. He had to develop a strength that must lie in his nature and that gives us hope that this strength will be fruitful, victorious in action. A simple German Faust observer, an observer of poetry that truly shows that German nature holds future forces, is quoted with his words. By pointing to words that Goethe himself, intuitively placing himself in the German future, spoke as a 65-year-old old man, he ties his own words to them and says:
And the Faust viewer from the sixties continues: "Let us add the wish that the Master's word, which looks down on us from better stars with a mild light, may come true in its people, who are seeking their way to clarity in darkness, confusion and urge, but with God's will, with indestructible strength, and that in those higher accounts of God and humanity, which the poet of Faust expects of the coming centuries, German deed too may no longer be a symbolic shadow, but in beautiful, life-affirming reality, may one day find its place and its glorification alongside German thought and German feeling! We believe that such hopes, expressed by the best of Germans from the deepest German national sentiment, may be fulfilled in our own day, out of the blood and the creative energy of our courageous and active people. We believe that in these difficult days the German can develop to his strength, over which the atmosphere of hatred spreads, still another: that he can vividly grasp to strengthen his strength the love for what has been handed down in spirit and strength, in the life and work of his fathers as a sacred legacy, because he can be convinced that he, by permeating himself with this love for the past, he will find the strength to believe; because in this faith and this love he may find the hope for those fruits that must blossom for the German people out of blood and suffering, but also out of the blessed deed of the present, which the German performs not out of bellicosity but out of devotion to a necessity imposed on him by history. Thus, in the present difficult times, what may support, uplift and guide the German through the difficult struggle in which he finds himself is integrated into German life, German work, German feeling and sentiment: love for the German past, faith in the German present, confident hope for the German future. |
20. The Riddle of Man: German Idealism as the Beholding of Thoughts: Hegel
Tr. William Lindemann Rudolf Steiner |
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And it is absolutely not nonsensical to recognize mysticism in Hegel's world view. One must only have a sense for the fact that what they mystic expresses can be experienced in Hegel's works in connection with the ideas of one's reason. |
In Hegel's world view Jakob Böhme's world pictures are meant to arise again as ideas of human reason. Thus the enthusiast of thoughts, Hegel, stands beside the deep mystic, Jakob Böhme, within the evolution of German idealism. Hegel saw in Böhme's philosophizing something truly German, and Karl Rosenkranz, the biographer and independent student of Hegel, wrote a book, Hegel as the German National Philosopher, for the celebration of Hegel's hundredth birthday in 1870, in which these words occur: “One can assert that Hegel's system of thought is the most national one in Germany, and that after the earlier dominion of the Kantian and Schellingtan systems, none has reached so deeply into the national movement, into the furthering of German intelligence, into the elucidation of public opinion, into the encouraging of the will ... as that of Hegel.” |
20. The Riddle of Man: German Idealism as the Beholding of Thoughts: Hegel
Tr. William Lindemann Rudolf Steiner |
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[ 1 ] Through Hegel, the “I think, therefore I am” seems to spring up again in the evolution of German world views like a seed, fallen into the earth, arises as a wide-branching tree. For, what this thinker created as a world view is a comprehensive thought-painting or, so to speak, a many-membered thought-body, consisting of numerous single thoughts that mutually carry, support, move, enliven, and illuminate one another. What is meant here by thoughts does not stem from the sense impressions of the outer world, nor even from the everyday experiences of human feeling life (Gemüt); what is meant is thoughts that reveal themselves in the soul when the soul lifts itself out of its sense impressions and out of the experiences of its feeling life and makes itself into an onlooker of the process by which a thought, free of everything of a non-thought nature, unfolds into further and ever further thoughts. When the soul allows this process to occur within itself, it is then supposedly lifted out of its usual being and interwoven with its activity into the spiritually supersensible world order. Then it is not the soul that thinks; the world-all thinks within the soul; the soul becomes a participant in a happening outside man into which man is merely interwoven; and in this way the soul experiences within itself what works and weaves in the depths of the world. [ 2 ] Looking at this more closely, one can see that Hegel seeks his world view from a completely different viewpoint than from Descartes's “I think, therefore I am.” Descartes wants to draw certainty about the existence of the soul from the soul's thinking. With Hegel it is a matter of saying nothing at first about the thinking of the individual human soul. but of shaping the life of this soul in such a way that its thinking becomes a revelation of world thinking. Then. Hegel believes, what lives as thought in all world existence will reveal itself; and the individual soul finds itself as a part in this thought-weaving of the world. From this point of view the soul must say: The highest and deepest thing that is and lives in the world is the creative reigning of thoughts, and I find myself as one of the ways this reigning element reveals itself. [ 3 ] In this turn away from the individual thoughts of the soul and toward world thoughts above and beyond the soul. there lies the significant difference between Hegel and Descartes; Hegel made this turn; Descartes did not. [ 4 ] If Hegel did in fact remain in the region of thoughts and found himself therefore to be in opposition to Fichte and Schelling, he did so only because he believed he felt, in thoughts themselves, the inner power needed to penetrate into the supersensible realm. Hegel was an enthusiast with respect to the experience man can have when he gives himself over entirely to the primal power of thoughts. In the light of a thought raised to an idea, the soul, for him, extricates itself from its connection with the sense world. One can feel the power lying in this enthusiasm of Hegel when one encounters in his writings—in which for many people there reigns such a repellent, knotty, yes, it seems, horribly abstract language-passages that often show so beautifully the heart's tones he can find for what he experiences with his “abstractions.” Just such a passage, for example, stands at the end of his Phenomenology. There he calls the knowing that the soul experiences when it lets world ideas hold sway within it “absolute knowing.” And at the end of this book he looks back upon those spirits who have striven for the goal of “absolute knowing” in the course of mankind's evolution. Looking back from his era, he finds the following words to say about these spirits: “The goal—absolute knowing, or the spirit knowing itself as spirit—has as its path the memory of spirits, as they are in themselves and as they accomplish the organization of their kingdom. Their preservation of their free existence, on the one hand, appearing in the form of chance happening, is history; but their preservation of their comprehended organization, on the other hand, is the science of manifest knowing; both together—comprehended history—constitute the memory and the Golgotha (Schädelstätte) of the absolute spirit, the reality, truth, and certainty of its throne, without which the absolute spirit would be lifeless and alone; only—
[ 5 ] This inwardly powerful element of a thought-life that wants to overcome itself within itself in order to lift itself into a realm where it is no longer living in itself but where the infinite thought, the eternal idea, is living in it: that is the essential element in Hegel's seeking. Through this, higher striving in knowledge receives a far-reaching character with him that wants to guide toward one goal directions in this striving that are often separated and therefore proceeding one-sidedly. In Hegel one can find a pure thinker who wants to approach the solution to the riddle of the world only through a human reason free of mysticism. One can speak of ice-cold abstract thoughts by which alone he wants to comprehend the world. Thus one will be able to see in him the dry, mathematically inclined man of intellect. But where does living in the ideas of one's reason lead him? It leads him to the surrender of the human soul to the supersensible world powers holding sway in the soul. Living in these ideas becomes a true mystical experience. And it is absolutely not nonsensical to recognize mysticism in Hegel's world view. One must only have a sense for the fact that what they mystic expresses can be experienced in Hegel's works in connection with the ideas of one's reason. It is a mysticism that removes the personal element—which for the mystic of feeling is the main thing, and the only thing he wants to speak about—as in fact a personal matter for the soul itself, and that expresses only that to which mysticism can lift itself when it struggles up out of personal soul darkness into the radiant clarity of the world of ideas. [ 6 ] Hegel's world view has its place in the course of mankind's spiritual evolution through the fact that in it the radiant power of thoughts lifts itself up out of the mystical depths of the soul, and through the fact that in Hegel's seeking, mystical power wants to reveal itself with the power of the light of thought. And this is also how he sees his place in the course of this evolution. Therefore he looked back upon Jakob Böhme in the way expressed in these words (to be found in his History of Philosophy): “This Jakob Böhme, long forgotten and decried as a pietistic visionary, has regained his rightful esteem only in recent times; Leibniz revered him. His public has been greatly reduced by the Age of Enlightenment; in recent times his profundity has been recognized again. ... To declare him a visionary means nothing. For if one wants to, one can call every philosopher so, even Epicurus and Bacon. ... But as to the high esteem to which Böhme has been raised, he owes this particularly to the form of his contemplation and feeling; for, contemplation and inner feeling ... and the pictorial nature of one's thoughts the allegories and so on—are partly considered to be the essential form of philosophy. But it is only the concept, thinking, in which philosophy can have its truth, in which the absolute can be expressed and also is as it is in and for itself.” And Hegel finds these further words for Böhme: “Jakob Böhme is the first German philosopher; the content of his philosophizing is truly German. What distinguishes Böhme and makes him remarkable is ... that he set the intellectual world into his own inner life (Gemüt), and within his own consciousness of himself he beheld, knew, and felt everything that used to be in the beyond. This general idea of Böhme proves on the one hand to be profound and basic; on the other hand, however, he does not achieve clarity and order in all his need and struggle for definition and discrimination in developing his divine views about the universe.” Such words are spoken by Hegel, after all, only from the feeling: In the simple heart of Jakob Böhme there lived the deepest impulse of the human soul to sink itself with its own experience into world experience—the true mystical impulse—but the pictorial view, the parable, the symbol must lift themselves to the light of clear ideas in order to attain what they want. In Hegel's world view Jakob Böhme's world pictures are meant to arise again as ideas of human reason. Thus the enthusiast of thoughts, Hegel, stands beside the deep mystic, Jakob Böhme, within the evolution of German idealism. Hegel saw in Böhme's philosophizing something truly German, and Karl Rosenkranz, the biographer and independent student of Hegel, wrote a book, Hegel as the German National Philosopher, for the celebration of Hegel's hundredth birthday in 1870, in which these words occur: “One can assert that Hegel's system of thought is the most national one in Germany, and that after the earlier dominion of the Kantian and Schellingtan systems, none has reached so deeply into the national movement, into the furthering of German intelligence, into the elucidation of public opinion, into the encouraging of the will ... as that of Hegel.” [ 7 ] With such words Karl Rosenkranz does in fact, to a high degree, speak the truth about a phenomenon of German spiritual life, even though, on the other hand, Hegel's striving had already encountered the most bitter and scornful opposition in the decades before these words were written—an opposition whose beginnings were described in significant words by Rosenkranz himself soon after Hegel's death: “When I consider the fury with which Hegelian philosophy was attacked, I am surprised that Hegel's expression, that ‘the idea in its movement is a circle of circles,’ has not moved people to call his philosophy Dante's funnel into hell, which narrows toward the end and finally brings one up against Satan incarnate” (Rosenkrantz: From My Notebook. Leipzig 1854). [ 8 ] There can be very different viewpoints from which a person seeks to describe the impression he gains of a thinker personality like Hegel. In another place (in his book Riddles of Philosophy) the present author attempted to show the view one can attain about Hegel when one fixes one's eye on his work as a stage in the philosophical evolution of mankind. Here this author would like to speak only of what comes to expression through Hegel as one of the strengths of German idealism in world views. This is trust in the carrying power of thinking. Every page in Hegel's works strengthens this trust which finally culminates in the conviction: When the human being fully understands what he has in his thinking, then he also knows that he can attain entry into a supersensible spiritual world. Through Hegel, German idealism has accomplished the affirmation of the supersensible nature of thinking. And one can have the feeling that Hegel's strengths, and also his weaknesses, are connected with the fact that one time in the course of the world a personality had to stand there for whom all life and work are ensouled by this affirmation. Then one sees in Hegel's world view a source from which to draw what can be gained from this affirmation in the way of strength for life, without perhaps accepting the content of the Hegelian world view in anyone point. [ 9 ] If one relates in such a way to this thinker personality, one can receive a stimulus from him, and along with it the stimulus of one strong element of German idealism; and from this stimulus one can gain the strength to form a completely different picture of the world than that painted by Hegel himself. As strange as it may sound: Hegel is perhaps best understood when one directs the power of cognitive striving that held sway in him onto paths that he himself never took at all. Hegel felt the supersensible nature of thinking with all the power available to man in this direction. But he had to expend so much human strength in conducting this feeling through a complete thinking process for once, that he was not able himself to lead the supersensible nature of thinking up into supersensible realms. The exemplary psychologist, Franz Brentano expresses in his Psychology how modern psychology does indeed investigate the ordinary life of the soul in a strictly scientific way, but, in these investigations, has lost all perspective into the great questions of soul existence. He says: “The laws of mental association, of the development of convictions and opinions, and of the germinating of pleasure and love, all these would be anything but a true compensation for not gaining certainty about the hopes of a Plato and Aristotle for the continued existence of our better part after the dissolution of the body ... if the modern way of thinking really did signify the elimination of the question of immortality, then this elimination would have to be called an extremely portentious one for psychology:” Now one can say that in many people's view not only the scientific approach of psychology but the scientific approach altogether seems to signify the elimination of such questions. Over Hegel's world view there seems to hover like an evil fate the fact that, with its affirmation of the supersensible nature of the thought-world, his world view has walled off the entrance into a real world of supersensible facts and beings. [ 10 ] In someone who is a student of Hegel in the sense Karl Rosenkranz is, for example, this fate seems to work on. Rosenkranz wrote a psychology (Psychology or Science of the Subjective Spirit, 1837; third edition, 1863). There, in the chapter on “Old Age,” one can read (p. 119): “Psychology touches here on the question of immortality, a favorite theme of lay philosophers—often with the preconceived intention of guaranteeing a reunion after death, as one usually expresses it. If the spirit, as a self-conscious idea-entity, is qualitatively different from its organism, then the possibility of immortality makes sense. But as to the how of actual immortality, we are unable to gain the slightest inkling with any objective value. We can see that if we continue to exist as individualities, our being is still unable to change, after all, with respect to having to live within the true, good, and beautiful; but the modality of an existence separated from our organism is a riddle for us. Why should we not then acknowledge here the limits of our knowing? Why should we either flatly deny the possibility of immortality or offer for speculation fantastic dreams of a soul sleep, of a soul body, and of other such dogmas? Where true knowing ceases, faith enters; and we must leave it up to faith to depict a not impossible hereafter.” Rosenkranz airs an opinion like this within a psychology completely permeated with the conviction of having a knowledge about what the supersensible world-thought brings to earthly reality within the being of the human soul. This is a science—wishing to weave entirely within the supersensible—that comes to an immediate halt when it notices the threshold to the supersensible world. One can deal with this phenomenon only if one feels in it something of the destiny that is cast over man's striving in knowledge—and that seems so inextricably interwoven with Hegel's world view—through the fact that, by focussing with all its strength upon the supersensible nature of thinking, and, in order to achieve maximum effect with this focus, his world view loses the possibility of a different focus upon the supersensible. [ 11 ] Hegel at first seeks to find the circumference of all the supersensible thoughts that arise in the human soul when the soul lifts itself up out of all observation of nature and all earthly soul life. He presents this content as his Logic. But this logic contains not one single thought leading out of the region encompassed by nature and earthly soul life. Then Hegel seeks further to present all those thoughts which, as supersensible beings, underlie nature. Nature becomes for him the revelation of a supersensible thought-world that hides its thought-being within nature and presents itself as the opposite of itself, as something of a non-thought kind. But here also there are no thoughts that non-thought kind. But here also there are no thoughts that I do not express themselves within the circumference of the sense world. In his philosophy of the spirit, Hegel depicts how world I ideas are holding sway in the individual human soul, in associations of human souls (peoples, states), in the historical evolution of mankind, in art, religion, and philosophy. Everywhere in his philosophy is also the view that the supersensible thought-world absolutely expresses itself within the soul element as this stands with its being and working within the sense world, and that therefore everything present in the sense realm is of a spiritual nature with respect to its true being. Nowhere, however, is there a start in the direction of penetrating with knowledge into a supersensible region for which no configuration in the sense realm is present. [ 12 ] One can acknowledge all this to oneself and yet not seek to judge the expression of German idealism in Hegel's world view negatively just because Hegel, in spite of his supersensible idealism, remained stuck in observation of the sense world. One can arrive at a positive judgment and can find the essential thing about this world view to lie in the fact that it contains the affirmation: Whoever observes in its true form the world spread out before our senses recognizes that it is in reality a spiritual world. And German idealism has expressed through Hegel this affirmation of the spiritual nature of the sense-perceptible. [ 13 ] Otto Willmann has written an excellent book dealing with The History of Idealism. With a far-reaching knowledge of his field, he points out the weaknesses and one-sidednesses that have come into the evolution of world views in the nineteenth century through the continuing effects of the Kantian formulation of questions and direction in thought. The depictions I gave in this present book sought within the life of the world views of the nineteenth century to find those impulses and streams through which thinkers have freed themselves from Kant's formulation of questions and direction in thought, and through which they have taken paths to which precisely they could do justice who judge the matter according to just such a far-reaching view as that underlying Willmann's book. Many views that wish to attach themselves to Kant in modern times, without sufficient insight into the preceding evolution of world views, revert in fact to views characterized correctly in the following words by Willmann to the effect “that according to Aristotle our knowledge begins with the things of the world and on the basis of sense perceptions only then forms the concept ... that this forming of concepts occurs through a creative act, in which the human spirit grasps the thought-element within the things ... One still always has to indicate to certain sense-bound and banal people that perceiving can never enhance itself to the point of being able to think, that sensations and feelings cannot bunch together into concepts, and that, on the contrary, perceiving and sensing must themselves be constituted by something, and constituted, in fact, on the basis of the thoughts existing in the things; ... only thoughts can grant us any necessitated and universal knowledge.” Someone who thinks in this way—if he frees himself from certain misapprehensions holding sway, understandably, among the adherents of Willmann's kind of thinking—can speak with comprehension and appreciation, even from Willmann's standpoint, of Schelling's and Hegel's direction in thought and of much that, like them, rums away from “sense-bound banality.” A time will also come when Willmann's kind of thinking will be judged with less bias in this direction than is now the case. This kind of thinking will then be just as correct in its appreciation of what, in the evolution of modern world views, has broken free of “sense-bound banality” as it is correct now in condemning views that have fallen prey to this and many other “banalities.”! |
1. Goethean Science: Relationship of the Goethean Way of Thinking to Other Views
Tr. William Lindemann Rudolf Steiner |
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Given reality is determined, according to Kant, by us ourselves; it is as it is because we picture it that way. Kant skips over the real epistemological question. |
Goethe himself says therefore of Kant's adherents: “They certainly heard me but had no answer for me nor could be in any way helpful.” The poet believed that he gained more from Kant's critique of the power of judgment. [ 5 ] Philosophically, Goethe benefited far more from Schiller than from Kant. |
1. Goethean Science: Relationship of the Goethean Way of Thinking to Other Views
Tr. William Lindemann Rudolf Steiner |
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[ 1 ] When one speaks of the influence of earlier or contemporary thinkers upon the development of Goethe's spirit, this cannot be done out of the assumption that he formed his views on the basis of their teachings. The way he had to think, the way he saw the world, were inherent in the whole predisposition of his nature. And it lay in his being, indeed, from his earliest youth. In this respect he then also remained the same his whole life long. It is principally two significant character traits that come into consideration here. The first is his pressing urge to find the sources, the depths of all existence. This is, ultimately, his belief in the idea. Goethe is always filled with an intimation of something higher, better. One would like to call this a deep religious impulse of his spirit. What so many people need to do—to strip things of everything holy and pull them down to their own level—is unknown to him. But he does have the other need: to sense something higher and to work his way up to it. He sought to gain from everything an aspect by which it becomes holy to us. K. J. Schröer has shown this in the most brilliant way with respect to Goethe's attitude toward love. Goethe divests love of everything frivolous, careless, and it becomes for him a devout state. This fundamental trait of his being is expressed most beautifully in his words:
[ 2 ] This side of his being, now, is inseparably connected with another one. He never seeks to approach this higher something directly; he always seeks to draw near to it through nature. “The true is like God; it does not appear directly; we must guess it from its manifestations” (Aphorisms in Prose). Besides his belief in the idea Goethe also has the other one: that we can gain the idea by contemplating reality; it does not occur to him to seek the divinity anywhere else than in the works of nature, but he seeks everywhere to gain from them their divine aspect. When, in his youth, he erects an altar to the great God who “stands in direct connection with nature” (Poetry and Truth), this ritual definitely springs already out of a belief that we gain the highest that we can attain by a faithful fostering of our interrelationship with nature. Thus, that way of looking at things which we have validated epistemologically is innate in Goethe. He approaches reality with the conviction that everything is only a manifestation of the idea, and that we can attain this idea only when we raise sense experience into a spiritual beholding. This conviction was inherent in him, and from his youth up, he looked at the world on the basis of this presupposition. No philosopher could give him this conviction. This is therefore not what Goethe sought from the philosophers. It was something else. Even though his way of looking at things lay deep in his nature, still he needed a language in which to express it. His nature worked in a philosophical way, i.e., in such a way that it can be expressed only in philosophical formulations and can be validated only by philosophical presuppositions. And he looked into the philosophers in order also to bring clearly to consciousness for himself what he was, in order also to know what lay in him as living activity. He sought in them an explanation and validation of his own being. That is his relationship to the philosophers. To this end, he studies Spinoza in his youth and entered later into scientific discourse with his philosophical contemporaries. In his early years, Spinoza and Giordano Bruno seemed to the poet to best express his own nature. It is remarkable that he first learned to know both thinkers from books hostile to them, and, in spite of this fact, recognized how their teachings relate to his nature. We see this substantiated especially in his relationship to Giordano Bruno's teachings. He becomes acquainted with him in Bayle's dictionary, where he is vehemently attacked. And Goethe receives such a deep impression from him that, in those parts of Faust which in their conception stem from the period around 1770 when he was reading Bayle, the language echoes sentences of Bruno. In his daily and yearly notebooks the poet relates that he again occupied himself with Giordano Bruno in 1812. This time also the impression is a powerful one, and in many of the poems written after this year we can recognize echoes of the philosopher of Nola. But all this should not be taken to mean that Goethe borrowed or learned anything from Bruno; he only found in him the formulations in which to express what had lain in his own nature for a long time. He found that he could most clearly present his own inner life if he did so in the words of that thinker. Bruno regarded universal reason as the creator and director of the universe. He calls it the inner artist that forms matter and shapes it from within outward. It is the cause of everything that exists, and there is no being in whose existence it does not take a loving interest. “However small and trifling a thing may be, it still has within it a portion of spiritual substance”, (Giordano Bruno, About the Cause, etc.). That was also Goethe's view, that we first know how to judge a thing when we see how it has been set in its place by universal reason, how it has come to be precisely that which confronts us. Perceiving with the senses does not suffice, for the senses do not tell us how a thing relates to the general world idea, what it means for the great whole. There we must look in such a way that our reason creates an ideal basis on which there can then appear to us what the senses convey to us; we must, as Goethe expresses it, look with the eyes of the spirit. Even for expressing this conviction he found a formulation in Bruno: “For, just as we do not recognize colours and sounds with one and the same sense, so also we do not recognize the substratum of the arts and that of nature with one and the same eye,” because we “see the first with the physical eye and the second with the eye of reason.” And with Spinoza it is no different. Spinoza's teachings are indeed based on the fact that the divinity has merged with the world. Human knowing can therefore aim only to penetrate into the world in order to know God. Any other way of arriving at God must seem impossible to anyone thinking consistently according to Spinoza's way of thinking. For God has given up all existence of His own; outside the world He exists nowhere. But we must seek Him where He is. Any actual knowing must therefore be of such a kind that, in every piece of world knowledge, it conveys to us a piece of divine knowledge. Knowing, at its highest level, is therefore a coming together with the divinity. There we call it knowing in beholding (anschauliches Wissen). We know things “sub specie æternitatis,” that is, as flowing from the divinity. The laws that our spirit recognizes in nature are therefore God in His very being; they are not only made by Him. What we recognize as logical necessity is so because the being of the divinity, i.e., the eternal lawfulness, dwells within it. That was a view which is in accordance with the Goethean spirit. His own firm belief that nature, in all its doings, reveals something divine to us lay before him in Spinoza's writings in the clearest statements. “I am holding firmly and ever more firmly to the atheist's (Spinoza) way of revering God,” he writes to Jacobi when the latter wanted to put the teachings of Spinoza in another light. Therein lies the relatedness of Goethe to Spinoza. And it indicates a superficial judgment of the matter when, with respect to this deep inner harmony between Goethe's nature and Spinoza's teachings, one ever and again emphasizes something purely external by saying that Goethe was drawn to Spinoza because he, like Spinoza, would not tolerate a final cause in explaining the world. The fact that Goethe, like Spinoza, rejected final causes was only one result of their views. But let us put the theory of final causes clearly before us. A thing is explained, in its existence and nature, by the fact that one demonstrates its necessity for something else. One shows that this thing is of such and such a nature because that other thing is like this or that. This presupposes that a world ground exists which stands over and above both beings and arranges them in such a way that they match each other. But if the world ground is inherent in every single thing, then this kind of explanation makes no sense. For then the nature of a thing must appear to us as the result of the principle at work within it. We will seek, within the nature of a thing, the reason why it is as it is and not different than it is. If we hold the belief that something divine is inherent in each thing, then it will not in fact occur to us to seek to explain its lawfulness by any outer principle. The relationship of Goethe to Spinoza should also not be grasped in any other way than that he found in Spinoza the formulations, the scientific language, for expressing the world lying within him. [ 3 ] When we now pass on to Goethe's connection to contemporary philosophers, we must speak above all about Kant. Kant is generally regarded as the founder of present-day philosophy. In his time he called forth such a powerful movement that every educated person needed to come to terms with it. It was also necessary for Goethe to do so. But this did not prove to be a fruitful undertaking for him. For there is a deep antithesis between what the Kantian philosophy teaches and what we have recognized as the Goethean way of thinking. In fact, one can even say that all German thinking runs it course in two parallel streams: one permeated by the Kantian way of thinking and another that is close to Goethean thinking. But as philosophy today draws ever closer to Kant, it is distancing itself from Goethe, and through this the possibility for our age of grasping and appreciating the Goethean world view is being lost more and more. Let us set before us the main postulates of Kant's teachings insofar as they are of interest with respect to Goethe's views. For Kant, the starting point for human thinking is experience, i.e., the world given to the senses (among which is included the inner sense that conveys to us such facts as the psychic, historical, and the like). This world is a manifoldness of things in space and of processes in time. The fact that precisely this thing confronts me or that I experience precisely that process is of no consequence; it could also be different. I can think away the whole manifoldness of things and processes altogether. What I cannot think away, however, are space and time. For me, there can be nothing that is not spatial or temporal. Even if there were some non-spatial or non-temporal thing, I can know nothing about it, for I can picture nothing to myself without space and time. I do not know whether the things themselves partake of space and time; I only know that the things must appear to me in these forms. Space and time are therefore the prerequisites of my sense perception. I know nothing of any thing-in-itself; I only know how it must appear to me if it is to be there for me. With these postulates Kant introduces a new problem. He appears in science with a new way of asking questions. Instead of asking, as earlier philosophers did: What is the nature of things?, he asks: How must things appear to us in such a way that they can become the object of our knowing? For Kant, philosophy is the science of the factors that determine the possibility of the world as a manifestation for human beings. We know nothing about the thing-in-itself. We have not yet fulfilled our task when we arrive at a sense perception of a manifoldness in time and space. We strive to draw this manifoldness together into a unity. This is a matter for the intellect. The intellect is to be understood as a sum of activities whose purpose is to draw the sense world together according to certain forms already sketched out in the intellect. It draws together two sense perceptions by, for example, designating one as the cause and the other as the effect, or the one as substance and the other as attribute, etc. Here also it is the task of the science of philosophy to show under which conditions the intellect succeeds in forming a system of the world. Thus the world, according to Kant, is actually a subjective phenomenon arising in the forms of the sense world and of the intellect. Only one thing is certain: that there is a thing-in-itself; how it appears to us depends upon our organization. It is also obvious now that it makes no sense to ascribe to that world which the intellect has formed in association with the senses any significance other than what it has for our ability to know. This becomes clearest of all where Kant speaks of the significance of the world of ideas. Ideas for him are nothing other than the higher points of view of reason from which the lower entities, which the intellect has created, are understood. The intellect brings soul phenomena, for example, into a relationship; reason, as the faculty for ideas, then grasps this relationship as though everything went forth from one soul. But this has no significance for the thing itself; it is only a means of orientation for our cognitive faculty. This is the content of Kant's theoretical philosophy insofar as it can be of interest to us here. One sees at once that it is the polar opposite of the Goethean philosophy. Given reality is determined, according to Kant, by us ourselves; it is as it is because we picture it that way. Kant skips over the real epistemological question. At the beginning of his Critique of Reason he takes two steps that he does not justify, and his whole edifice of philosophical teachings suffers from this mistake. He right away sets up a distinction between object and subject, without asking at all what significance it has then for the intellect to undertake the separation of two regions of reality (in this case the knowing subject and the object to be known). Then he seeks to establish conceptually the reciprocal relationship of these two regions, again without asking what it means to establish something like that. If his view of the main epistemological question had not been all askew, he would have seen that the holding apart of subject and object is only a transitional point in our knowing, that a deeper unity, which reason can grasp, underlies them both, and that what is attributed to a thing as a trait, when considered in connection with a knowing subject, by no means has only subjective validity. A thing is a unity for our reason and the separation into “thing-in-itself” and “thing-for-us” is a product of our intellect. It will not do, therefore, to say that what is attributed to a thing in one connection can be denied it in other connections. For, whether I look at the same thing one time from this point of view and another time from that: it is after all still a unified whole. [ 4 ] It is an error, running through Kant's entire edifice of teachings, for him to regard the sense-perceptible manifoldness as something fixed, and for him to believe that science consists in bringing this manifoldness into a system. He has no inkling at all that the manifoldness is not something ultimate, that one must overcome it if one wants to comprehend it; and therefore all theory becomes for him merely a supplement that the intellect and reason add onto experience. For him, the idea is not what appears to reason as the deeper ground of the given world when reason has overcome the manifoldness lying on the surface, but rather the idea is only a methodological principle by which reason orders the phenomena in order to have a better overview of them. According to the Kantian view, we would be going totally amiss if we were to regard things as traceable back to the idea; in his opinion, we can only order our experiences as though they stemmed from a unity. According to Kant, we have no inkling of the ground of things, of the “in-itself.” Our knowing of things is only there in connection with us; it is valid only for our individuality. Goethe could not gain much from this view of the world. The contemplation of things in their connection to us always remained for him a quite subordinate one, having to do with the effect of objects upon our feelings of pleasure and pain; he demands more of science than a mere statement as to how things are in their connection to us. In the essay The Experiment as Mediator between Subject and Object, he determines what the task of the researcher is: He should take his yardstick for knowledge, the data for his judgment, not from himself, but rather from the sphere of the things he observes. This one statement characterizes the deep antithesis between the Kantian and the Goethean way of thinking. Whereas with Kant, all judgments about things are only a product of subject and object, and only provide a knowing about how the subject beholds the object, with Goethe, the subject merges selflessly into the object and draws the data for his judgment from the sphere of the things. Goethe himself says therefore of Kant's adherents: “They certainly heard me but had no answer for me nor could be in any way helpful.” The poet believed that he gained more from Kant's critique of the power of judgment. [ 5 ] Philosophically, Goethe benefited far more from Schiller than from Kant. Through him, namely, Goethe was really brought one stage further in the recognition of his own way of viewing things. Up to the time of that first famous conversation with Schiller, Goethe had practiced a certain way of viewing the world. He had observed plants, found that an archetypal plant underlies them, and derived the individual forms from it. This archetypal plant (and also a corresponding archetypal animal) had taken shape in his spirit, was useful to him in explaining the relevant phenomena. But he had never reflected upon what this archetypal plant was in its essential nature. Schiller opened his eyes by saying to him: It is an idea. Only from then on is Goethe aware of his idealism. Up until that conversation, he calls the archetypal plant an experience for he believed he saw it with his eyes. But in the introduction that he later added to his essay on the metamorphosis of the plants he says: “So from now on, I undertook to find the archetypal animal, which means, ultimately, the concept, the idea of the animal.” But we must bear in mind here that Schiller did not provide Goethe with something foreign to him, but rather Schiller, by observing the Goethean spirit, struggled through for the first time to a knowledge of objective idealism. He only found the right term for the way of viewing things that he recognized and marveled at in Goethe. [ 6 ] Goethe experienced but little benefit from Fichte. Fichte moved in a sphere that was much too foreign to Goethean thinking to be of much possible benefit. Fichte founded the science of consciousness in the most brilliant way. In a unique and exemplary way, he traced the activity by which the “I” transforms the world that is given, into a world that is thought. But in doing so, he made the mistake of not merely regarding this activity of the “I” as one that brings the given content into a satisfactory form, that brings the unrelated given into the appropriate relationships; he saw this activity as a creating of everything which takes place within the “I.” Therefore his teachings appear as a one-sided idealism that takes its whole content from consciousness. Goethe, who always devoted himself wholly to what is objective, could find very little to attract him in Fichte's philosophy of consciousness. Goethe lacked understanding for the region where that philosophy is valid; but the lengths to which Fichte carried it (he saw it as the universal science) could only appear to the poet as an error. [ 7 ] Goethe had many more points of contact with the young Schelling. Schelling was a student of Fichte. He did not only carry further the analysis of the activity of the “I,” however, but also investigated this activity within the consciousness by which nature is grasped. What takes place in the “I” when it is knowing nature seemed to Schelling to be at the same time that which is objective about nature, the actual principle within it. External nature was for him only a form of our nature concepts that has become fixed. What lives in us as a view of nature appears to us again outside, only spread out, spatial-temporally. What confronts us from outside as nature is a finished product, is only something already determined, the form of a living principle that has become rigid. We cannot gain this principle through experience from outside. We must first create it within our inner being. “To philosophize about nature means to create nature,” our philosopher says therefore. “We call nature, as a mere product (natura naturata), ‘nature as object’ (all empiricism devotes itself to this alone). We call nature, as productivity (natura naturans), ‘nature as subject’ (all theory devotes itself to this alone).” (Introduction to Schelling's First Sketch of a System of Natural Philosophy)63 “The contrast between empiricism and science rests, indeed, on the fact that empiricism studies its object in existence as something finished and already brought about, whereas science, on the other hand, studies the object in its becoming and as something still to be brought about.” (Ibid.) Through these teachings, with which Goethe became acquainted partly from Schelling's writings and partly from personal encounters with the philosopher, the poet was again brought a stage higher. He now developed the view that his tendency was to proceed from what is finished, the product, to what is becoming, the productive. And, with a definite echo of Schelling, he writes in his essay The Power to Judge in Beholding that his striving was to make himself “worthy, through beholding an ever-creating nature, of participating spiritually in its productions.” [ 8 ] And through Hegel, finally, Goethe received his last help from the side of philosophy. Through him he gained clarity, namely, as to how what he called the archetypal phenomenon fitted into philosophy. Hegel understood the significance of the archetypal phenomenon more deeply than anyone else and characterized it aptly in a letter to Goethe on February 20, 1821 with the words: “The simple and abstract, what you quite aptly call the archetypal phenomenon, this you put first, and then show the concrete phenomena as arising through the participation of yet other influences and circumstances; and you direct the whole process in such a way that the sequence proceeds from the simple, determining factors to the composite ones, and, thus arranged, something complex appears in all its clarity through this decomposition. To seek out the archetypal phenomenon, to free it from other extraneous chance surroundings—to grasp it abstractly, as we call it—this I consider to be the task for a great spiritual sense for nature, just as I consider that procedure altogether to be what is truly scientific in gaining knowledge in this field.” ... “But may I now also speak to you about the particular interest which the archetypal phenomenon, lifted out in this way, has for us philosophers; namely, that we can put something prepared in this way precisely to philosophical use! If, in spite of everything, we have finally led our initially oysterlike, grey, or completely black absolute out toward the air and light, so that it desires them, then we need windows in order to lead it out fully into the light of day; our schemata would disperse into mist if we were to transfer them directly into the colourful, confused society of a resistant world. Here is where your archetypal phenomena now stand us in excellent stead; in this twilight—spiritual and comprehensible through its simplicity, visible or graspable through its sense-perceptibility—the two worlds greet each other: our abstruse existence and the manifest one.” In this way, through Hegel, the thought becomes clear to Goethe that the empirical researcher has to go as far as the archetypal phenomena and that the paths of the philosopher lead on from there. But from this it is also clear that the basic thought of Hegelian philosophy follows from the Goethean way of thinking. The overcoming of human nature, the entering deeply into it in order to ascend from the created to the creating, from the determined to the determining, is fundamental to Goethe, but also to Hegel. Hegel, indeed, wants to present nothing other in philosophy than the eternal process from which everything finite emerges. He wants to know the given as a result of that to which he can grant validity as something undetermined. [ 9 ] Thus for Goethe, acquainting himself with philosophers and with directions in philosophy means an ongoing clarification of what already lay in him. He gained nothing new for his views; he was only given the means of speaking about what he did, about what was going on in his soul. [ 10 ] Thus the Goethean world view offers many points of reference for philosophical elaboration. But these were initially taken up only by the pupils of Hegel. The rest of philosophy took a stand of dignified rejection toward the Goethean view. Only Schopenhauer bases himself in many respects upon the poet, whom he values highly. We will speak in a later chapter about his apologetic of the colour theory. Here it is a matter of describing the general relationship of Schopenhauer's teachings to Goethe.64 In one point the Frankfurt philosopher comes close to Goethe. Schopenhauer rejects, namely, any deriving from outer causes of the phenomena given us and admits the validity only of an inner lawfulness, of a deriving of one phenomenon from another. This seems to be the same as the Goethean principle of taking the data for an explanation from the things themselves; but only seemingly. Schopenhauer wants to remain in the realm of phenomena because he believes we cannot attain in knowledge the “in-itself” lying outside this realm, since all the phenomena given us are only mental pictures65 and our ability to make mental pictures never takes us outside our consciousness; Goethe, on the other hand, wants to remain within the phenomena, because he in fact seeks within the phenomena themselves the data needed for their explanation. [ 11 ] In conclusion, let us still compare the Goethean world view with the most significant scientific phenomenon of our time, with the views of Eduard von Hartmann. This thinker's Philosophy of the Unconscious66 is a work of the greatest historical significance. Taken together with the other writings of Hartmann (which elaborate in all directions what he there sketched out and in fact bring new points of view to that main work in many respects), this book mirrors the entire spiritual content of our age. Hartmann demonstrates a remarkable profundity and an amazing mastery of the material of the individual sciences. He stands today in the vanguard of culture. One does not need to be an adherent of his to have to acknowledge this unreservedly. [ 12 ] His view is not so far from Goethe's as one might believe at first glance. Someone who has access only to the Philosophy of the Unconscious will not, to be sure, be able to see this. For, one sees the definite points of contact between these two thinkers only when one goes into the consequences that Hartmann drew from his principles and which he set down in his later writings. [ 13 ] Hartmann's philosophy is idealism. He does not want to be a mere idealist, it is true. But where, for the purpose of explaining the world, he needs something positive, he does after all seek help from ideas. And the most important thing is that he thinks of the idea as the underlying principle everywhere. His assumption of an unconscious means nothing other, in fact, than that what is present in our consciousness as idea is not necessarily bound to this form of manifestation within our consciousness. The idea is not only present (active), where it becomes conscious, but also in another form. The idea is more than a merely subjective phenomenon; it has a significance founded within itself. It is not merely present within the subject; it is the objective world principle. Even though Hartmann includes will, in addition to the idea, among the principles constituting the world, it is nevertheless incomprehensible that there are still philosophers who regard him as an adherent of Schopenhauer. Schopenhauer carried to extremes the view that all conceptual content is only subjective, is only a phenomenon of consciousness. With him, it is absolutely out of the question for the idea to have participated as a real principle in the constitution of the world. For him, will is the exclusive world ground. Therefore Schopenhauer could never find a way, with any content, of handling the specialized branches of philosophy, whereas Hartmann followed up his principles into all the particular sciences. Whereas Schopenhauer can say nothing more about the extremely rich content of history than that it is a manifestation of will, Eduard von Hartmann knows how to find the ideal core of every single historical phenomenon, and how to incorporate each phenomenon into the total historical development of mankind. The individual entity, the individual phenomenon, cannot be of interest to Schopenhauer, for he knows only one essential thing to say about it: that it is a manifestation of the will. Hartmann takes up each particular entity and shows how the idea is everywhere perceptible. The basic character of Schopenhauer's world view is uniformity; that of von Hartmann is unity. Schopenhauer bases the world upon an empty uniform urge; Hartmann bases it upon the rich content of the idea. Schopenhauer sets an abstract unity as a basis; with Hartmann, we find the concrete idea as principle, whose unity—or rather unifiedness—is only one characteristic of the idea. Schopenhauer would never have been able, as Hartmann was, to create a philosophy of history or a science of religion. When Hartmann says that “reason is the logical form principle of the idea—of the idea that is inseparably united with the will—and as such altogether governs and determines the content of the world process” (Philosophical Questions of the Present Day67), then this presupposition makes it possible for him, in every phenomenon that confronts us in nature and in history, to seek out its logical core, which, although not graspable by the senses, is quite graspable by thinking, and in this way to explain the phenomenon. Whoever does not make this presupposition will never be able to justify his wanting to determine anything at all about the world by reflection in the medium of ideas. [ 14 ] In his objective idealism Eduard von Hartmann stands entirely upon the ground of the Goethean world view. When Goethe says that “everything of which we become aware and about which we are able to speak is only a manifestation of the idea” (Aphorisms in Prose), and when he states that the human being must develop within himself a capacity for knowledge of such a kind that the idea becomes just as observable to him as an outer perception is to his senses, then he stands upon that ground where the idea is not merely a phenomenon of consciousness but is an objective world principle; thinking is the flashing up in consciousness of that which objectively constitutes the world. The essential thing about the idea, therefore, is not what it is for us, for our consciousness, but rather what it is in itself. For, through its own particular being it underlies the world as principle. Therefore thinking is a becoming aware of what exists in and of itself. Therefore, although the idea would not come to manifestation at all if there were no consciousness, still the idea must be grasped in such a way that its characteristic feature consists not of its being conscious but rather of what it is in itself, of what lies within the idea itself; and this is not affected by its becoming conscious. Therefore, according to Eduard von Hartmann, we must base the world upon the idea—without regard to its becoming conscious—as something working and unconscious. That is what is essential for Hartmann: that we must seek the idea in everything unconscious. [ 15 ] But not much is accomplished by this distinguishing between what is conscious and what is unconscious. For that is, after all, only a distinction for my consciousness. But one must grapple with the idea in all its objectivity, in all its fullness of content; one must consider not only that the idea is at work unconsciously, but also what this working element is. If Hartmann had stopped at the fact that the idea is unconscious and if he had explained the world out of this unconscious element—that is, out of a one-sided characteristic of the idea—then he would have added a new uniform system to the many systems that derive the world from some abstract formal principle or other. And one cannot declare his first main work to be entirely free of this uniformity. But Eduard von Hartmann's spirit works too intensively, too comprehensively and penetratingly, for him not to have recognized that the idea cannot be grasped merely as something unconscious; rather, one must in fact go deeply into what one has to address as unconscious, must go beyond this characteristic to its concrete content and derive from it the world of individual phenomena. In this way, Hartmann transformed himself from the abstract monist, which he still is in his Philosophy of the Unconscious, into a concrete monist. And it is the concrete idea that Goethe addresses in the three forms: archetypal phenomenon, typus, and “idea in the narrower sense.” [ 16 ] What we find of Goethe's world view in Eduard von Hartmann's philosophy is the becoming aware of something objective within our world of ideas, and the devotion, arising from this becoming aware, to this objective element. Hartmann was led by his philosophy of the unconscious to this merging with the objective idea. Since he recognized that the being of the idea does not lie in its being conscious, he had to recognize the idea also as something existing in and of itself, as something objective. The fact that he also includes the will among the principles constituting the world does make him differ again from Goethe, to be sure. Nevertheless, where Hartmann is really fruitful, the will motif does not come into consideration at all. That he assumes this motif at all comes from the fact that he regards the ideas as something static which, in order to begin working, needs the impetus of will. According to Hartmann, the will alone can never achieve the creation of the world, for it is the empty, blind urge for existence. If the will is to bring forth something, then the idea must enter in, because only the idea gives the will a content for its working. But what are we to make of this will? It slips away from us when we want to grasp it; for we cannot after all grasp an empty urging that has no content. And so it turns out after all that everything which we actually grasp of the world principle is idea, because what is graspable must in fact have content. We can only grasp what is full of content, not what is empty of content. If therefore we are to grasp the concept will, it must after all arise in the content of the idea; it can appear only in and along with the idea, as the form in which it arises, never independently. What exists must have content; there can only be existence which is full; there cannot be an empty one. Therefore, Goethe pictures the idea as active, as something working, which needs no further impetus. For, something full of content may not and cannot first receive from something empty of content, the impetus to come into existence. The idea therefore, according to Goethe, is to be grasped as entelechy, i.e., as an already active existence; and one must first draw an abstraction from its form as an active existence if one then wants to bring it back again under the name will. The will motif also has no value at all for positive science. Hartmann also does not need it when he confronts the concrete phenomenon. [ 17 ] If we have recognized in Hartmann's view of nature an echo of Goethe's world view, we find an even more significant one in that philosopher's ethics. Eduard von Hartmann finds that all striving for happiness, all pursuing of egoism, is ethically worthless, because we can, after all, never achieve contentment on this path. Hartmann considers acting out of egoism, and trying to satisfy it, to be illusory. We should grasp the task we are set in the world, and act purely for the sake of this task itself, with self-renunciation. We should find our goal in our devotion to the object, without demanding that our subject profit from it in some way. But this forms the basic impulse of Goethe's ethics. Hartmann should not have suppressed the word that expresses the character of his teachings on morality: love.68 Where we claim nothing personally, where we act only because something objective moves us, where we find in the act itself the motive for our action, there we are acting morally. But there we are acting out of love. All self-will, everything personal, must disappear there. It is characteristic of the way Hartmann's powerful and healthy spirit works, that in spite of the fact that he first grasped the idea one-sidedly as unconscious, he still pressed forward to concrete idealism; and that in spite of the fact that he took his start in ethics from pessimism, he was still led by this mistaken standpoint to the ethical teaching of love. Hartmann's pessimism, in fact, does not mean what those people interpret it to mean who like to lament about the fruitlessness of our activity because they hope to find themselves justified by this in folding their hands in their laps and accomplishing nothing. Hartmann does not stop at such lamenting; he raises himself above any such impulse to a pure ethics. He shows the worthlessness of the pursuit of happiness by revealing its fruitlessness. He directs us thereby to our own activity. That he is a pessimist at all is his error. That is perhaps still a remnant from earlier stages of his thinking. From where he stands now, he would have to realize that the empirical demonstration that in the world of reality what is unsatisfying outweighs what is satisfying cannot establish pessimism. For the higher human being cannot wish for anything else at all than that he must achieve his happiness for himself. He does not want it as a gift from outside. He wants his happiness to consist only in his action. Hartmann's pessimism dissolves before (Hartmann's own) higher thinking. Because the world leaves us dissatisfied, we create for ourselves the most beautiful happiness in our own activity. [ 18 ] Thus Hartmann's philosophy is yet another proof of how people starting from different points of departure arrive at the same goal; Hartmann takes his start from different presuppositions than Goethe does, but in his development of them, the Goethean train of thought confronts us at every turn. We have presented this here because we wanted to show the deep inner soundness of the Goethean world view. It lies so deeply founded in the being of the world that we must meet its basic features wherever energetic thinking penetrates to the sources of knowledge. Within Goethe everything was so very original, so totally free from the incidental, fashionable views of the time, that even his opponent must think in his sense. The eternal riddle of the world expresses itself, in fact, in single individuals; in Goethe most significantly of all in recent time; therefore one can even say that the level of a person's view can be measured today by the relationship in which it stands to the Goethean view.
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18. The Riddles of Philosophy: The Radical World Conceptions
Tr. Fritz C. A. Koelln Rudolf Steiner |
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They show most distinctly the direction in which these personalities advance because one can learn from them the change that has been wrought by the time interval that lies between them. Feuerbach went through Hegel's philosophy. He derived the strength from this experience to develop his own opposing view. He no longer felt disturbed by Kant's question of whether we are in fact entitled to attribute reality to the world that we perceive, or whether this world merely existed in our minds. |
[ 4 ] To develop a world conception that was as much the opposite of Hegel's as that of Feuerbach, a personality was necessary that was as different from Hegel as was Feuerbach. |
That thinking is destined to penetrate to the essence of things is a conviction he adopted from Hegel's world conception, but he does not, like Hegel, tend to let thinking lead to results and a thought structure. |
18. The Riddles of Philosophy: The Radical World Conceptions
Tr. Fritz C. A. Koelln Rudolf Steiner |
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[ 1 ] At the beginning of the forties of the last century a man who had previously thoroughly and intimately penetrated the world conceptions of Hegel, now forcefully attacked them. This man was Ludwig Feuerbach (1804–1872). The declaration of war against the philosophy in which he had grown up is given in a radical form in his essay, Preliminary Theses for the Reformation of Philosophy (1842), and Principle of the Philosophy of the Future (1843). The further development of his thoughts can be followed in his other writings, The Essence of Christianity (1841), The Nature of Religion (1845), and Theogony (1857). In the activity of Ludwig Feuerbach a process is repeated in the field of the science of the spirit that had happened almost a century earlier (1759) in the realm of natural science through the activity of Caspar Friedrich Wolff. Wolff's work had meant a reform of the idea of evolution in the field of biology. How the idea of evolution was understood before Wolff can be most distinctly learned from the views of Albrecht von Haller, a man who opposed the reform of this conception most vehemently. Hailer, who is quite rightly respected by physiologists as one of the most significant spirits of this science, could not conceive the development of a living being in any other form than that in which the germ already contains all parts that appear in the course of life, but on a small scale and perfectly pre-formed. Evolution, then, is supposed to be an unfolding of something that was there in the first place but was hidden from perception because of its smallness, or for other reasons. If this view is consistently upheld, there is no development of anything new. What happens is merely that something that is concealed, encased, is continuously brought to the light of day. Hailer stood quite rigorously for this view. In the first mother, Eve, the whole human race was contained, concealed on a small scale. The human germs have only been unfolded in the course of world history. The same conception is also expressed by the philosopher Leibniz (1646–1716):
Wolff opposed this idea of evolution with one of his own in Theoria Generationis, which appeared in 1759. He proceeded from the supposition that the members of an organism that appear in the course of life have not existed previously but come into being at the moment they become perceptible as real new formations. Wolff showed that the egg contains nothing of the form of the developed organism but that its development constitutes a series of new formations. This view made the conception of a real becoming possible, for it showed how something comes into being that had not previously existed and that therefore “comes to be” in the true sense of the word. [ 2 ] Haller's view really denies becoming as it admits only a continuous process of becoming visible of something that had previously existed. This scientist had opposed the idea of Wolff with the peremptory decree, “There is no becoming” (Nulla est epigenesis). He had, thereby, actually brought about a situation in which Wolff s view remained unconsidered for decades. Goethe blames this encasement theory for the resistance with which his endeavors to explain living beings was met. He had attempted to comprehend the formations in organic nature through the study of the process of their development, which he understood entirely in the sense of a true evolution, according to which the newly appearing parts of an organism have not already had a previously concealed existence, but do indeed come into being when they appear. He writes in 1817 that this attempt, which was a fundamental presupposition of his essay on the metamorphosis of plants written in 1790, “was received in a cold, almost hostile manner, but such reluctance was quite natural. The encasement theory, the concept of pre-formation, of a successive development of what had existed since Adam's times, had in general taken possession even of the best minds.” One could see a remnant of the old encasement theory even in Hegel's world conception. The pure thought that appears in the human mind was to have been encased in all phenomena before it came to its perceptible form of existence in man. Before nature and the individual spirit, Hegel places his pure thought that should be, as it were, “the representation of God as he was according to his eternal essence before the creation” of the world. The development of the world is, therefore, presented as an unwrapping of pure thought. The protest of Ludwig Feuerbach against Hegel's world conception was caused by the fact that Feuerbach was unable to acknowledge the existence of the spirit before its real appearance in man, just as Caspar Friedrich Wolff had been unable to admit that the parts of the living organism should have been pre-formed in the egg. Just as Wolff saw spontaneous formations in the organs of the developed organism, so did Feuerbach with respect to the individual spirit of man. This spirit is in no way there before its perceptible existence; it comes into being only in the moment it appears. According to Feuerbach, it is unjustified to speak of an all-embracing spirit, of a being in which the individual spirit has its roots. No reason-endowed being exists prior to its appearance in the world that would shape matter and the perceptible world, and in this way cause the appearance of man as its visible afterimage. What exists before the development of the human spirit consists of mere matter and blind forces that form a nervous system out of themselves concentrated in the brain. In the brain something comes into existence that is a completely new formation, something that has never been before: the human soul, endowed with reason. For such a world conception there is no possibility to derive the processes and things from a spiritual originator because, according to this view, a spiritual being is a new formation through the organization of the brain. If man projects a spiritual element into the external world, then he imagines arbitrarily that a being like the one that is the cause of his own actions exists outside of himself and rules the world. Any spiritual primal being must first be created by man through his fantasy; the things and processes of the world give us no reason to assume its original existence. It is not the original spirit being that has created man after his image, but man has formed a fantasy of such a primal entity after his own image. This is Feuerbach's conviction. “Man's knowledge of God is man's knowledge of himself, of his own nature. Only the unity of being and consciousness is truth. Where God's consciousness is, there is also God's being: it is, therefore, in man” (The Essence of Christianity, 1841). Man does not feel strong enough to rest within himself; he therefore created an infinite being after his own image to revere and to worship. Hegel's world conception had eliminated all other qualities from the supreme being, but it had retained the element of reason. Feuerbach removes this element also and with this step he removes the supreme being itself. He replaces the wisdom of God completely by the wisdom of the world. As a necessary turning point in the development of world conception, Feuerbach declares the “open confession and admission that the consciousness of God is nothing but the consciousness of humanity,” and that man is “incapable of thinking, divining, imagining, feeling, believing, willing, loving and worshipping as an absolute divine being any other being than the human being.” There is an observation of nature and an observation of the spirit, but there is no observation of the nature of God. Nothing is real but the factual.
Indeed, this can be summed up as follows. The phenomenon of thinking appears in the human organism as a new formation, but we are not justified to imagine that this thought had existed before its appearance in any form invisibly encased in the world. One should not attempt to explain the condition of something actually given by deriving it from something that is assumed as previously existing. Only the factual is true and divine, “what is immediately sure of itself, that-which directly speaks for and convinces of itself, that which immediately effects the assertion of its existence, what is absolutely decided, incapable of doubt, clear as sunlight. But only the sensual is of such a clarity. Only where the sensual begins does all doubt and quarrel cease. The secret of immediate knowledge is sensuality.” Feuerbach's credo has its climax in the words, “To make philosophy the concern of humanity was my first endeavor, but whoever decides upon a path in this direction will finally be led with necessity to make man the concern of philosophy.” “The new philosophy makes man, and with him nature as the basis of man, the only universal and ultimate object of philosophy; it makes an anthropology that includes physiology in it—the universal science.” Feuerbach demands that reason is not made the basis of departure at the beginning of a world conception but that it should be considered the product of evolution, as a new formation in the human organism in which it makes its actual appearance. He has an aversion to any separation of the spiritual from the physical because it can be understood in no other way than as a result of the development of the physical.
[ 3 ] Feuerbach drew attention to Georg Christoph Lichtenberg, a thinker who died in 1799 and who must be considered a precursor of a world conception that found expression in thinkers like Feuerbach. Lichtenberg's stimulating and thought-provoking conceptions were less fruitful for the nineteenth century probably because the powerful thought structures of Fichte, Schelling and Hegel overshadowed everything. They overshadowed the spiritual development to such a degree that ideas that were expressed aphoristically as strokes of lightning, even if they were as brilliant as Lichtenberg's, could be overlooked. We only have to be reminded of a few statements of this important person to see that in the thought movement introduced by Feuerbach the spirit of Lichtenberg experiences a revival.
If Lichtenberg had combined such original flashes of thought with the ability to develop a harmoniously rounded world conception, he could not have remained unnoticed to the degree that he did. In order to form a world conception, it is not only necessary to show superiority of mind, as Lichtenberg did, but also the ability to form ideas in their interconnection in all directions and to round them plastically. This faculty he lacked. His superiority is expressed in an excellent judgment concerning the relation of Kant to his contemporaries:
How akin in spirit Feuerbach could feel to Lichtenberg becomes especially clear if one compares the views of both thinkers with respect to the relation of their world conceptions to practical life. The lectures Feuerbach gave to a number of students during the winter of 1848 on The Nature of Religion closed with these words:
Whoever, like Feuerbach, bases all world conception on the knowledge of nature and man, must also reject all direction and duties in the field of morality that are derived from a realm other than man's natural inclinations and abilities, or that set aims that do not entirely refer to the sensually perceptible world. “My right is my lawfully recognized desire for happiness; my duty is the desire for happiness of others that I am compelled to recognize.” Not in looking with expectation toward a world beyond do I learn what I am to do, but through the contemplation of this one. Whatever energy I spend to fulfill any task that refers to the next world, I have robbed from this world for which I am exclusively meant. “Concentration on this world” is, therefore, what Feuerbach demands. We can read similar expressions in Lichtenberg's writings. But just such passages in Lichtenberg are always mixed with elements that show how rarely a thinker who lacks the ability to develop his ideas in himself harmoniously succeeds in following an idea into its last consequences. Lichtenberg does, indeed, demand concentration on this world, but he mixes conceptions that refer to the next even into the formulation of this demand.
Comparisons like this one between Lichtenberg and Feuerbach are significantly instructive for the historical evolution of man's world conception. They show most distinctly the direction in which these personalities advance because one can learn from them the change that has been wrought by the time interval that lies between them. Feuerbach went through Hegel's philosophy. He derived the strength from this experience to develop his own opposing view. He no longer felt disturbed by Kant's question of whether we are in fact entitled to attribute reality to the world that we perceive, or whether this world merely existed in our minds. Whoever upholds the second possibility can project into the true world behind the perceptual representations all sorts of motivating forces for man's actions. He can admit a supernatural world order as Kant had done. But whoever, like Feuerbach, declares that the sensually perceptible alone is real must reject every supernatural world order. For him there is no categorical imperative that could somehow have its origin in a transcendent world; for him there are only duties that result from the natural drives and aims of man. [ 4 ] To develop a world conception that was as much the opposite of Hegel's as that of Feuerbach, a personality was necessary that was as different from Hegel as was Feuerbach. Hegel felt at home in the midst of the full activity of his contemporary life. To influence the actual life of the world with his philosophical spirit appeared to him a most attractive task. When he asked for his release from his professorship at Heidelberg in order to accept another chair in Prussia, he confessed that he was attracted by the expectation of finding a sphere of activity where he was not entirely limited to mere teaching, but where it would also be possible for him to affect the practical life. “It would be important for him to have the expectation of moving, with advancing age, from the precarious function of teaching philosophy at a university to another activity and to become useful in such a capacity.” A man who has the inclinations and convictions of a thinker must live in peace with the shape that the practical life of his time has taken on. He must find the ideas reasonable by which this life is permeated. Only from such a conviction can he derive the enthusiasm that makes him want to contribute to the consolidation of its structure. Feuerbach was not kindly inclined toward the life of his time. He preferred the restfulness of a secluded place to the bustle of what was for him “modern life.” He expresses himself distinctly on this point:
From his seclusion Feuerbach believed himself to be best able to judge what was not natural with regard to the shape that the actual human life assumed. To cleanse life from these illusions, and what was carried into it by human illusions, was what Feuerbach considered to be his task. To do this he had to keep his distance from life as much as possible. He searched for the true life but he could not find it in the form that life had taken through the civilization of the time. How sincere he was with his “concentration on this world” is shown by a statement he made concerning the March revolution. This revolution seemed to him a fruitless enterprise because the conceptions that were behind it still contained the old belief in a world beyond.
Only a personality who is convinced that he carries within him the harmony of life that man needs can, in the face of the deep hostility that existed between him and the real world, utter the hymns in praise of reality that Feuerbach expressed. Such a conviction rings out of words like these:
Only a personality like this could search for all those forces in man himself that the others wanted to derive from external powers. [ 5 ] The birth of thought in the Greek world conception had had the effect that man could no longer feel himself as deeply rooted in the world as had been possible with the old consciousness in the form of picture conceptions. This was the first step in the process that led to the formation of an abyss between man and the world. A further stage in this process consisted in the development of the mode of thinking of modern natural science. This development tore nature and the human soul completely apart. On the one side, a nature picture had to arise in which man in his spiritual-psychical essence was not to be found, and on the other, an idea of the human soul from which no bridge led into nature. In nature one found law-ordered necessity. Within its realm there was no place for the elements that the human soul finds within: The impulse for freedom, the sense for a life that is rooted in a spiritual world and is not exhausted within the realm of sensual existence. Philosophers like Kant escaped the dilemma only by separating both worlds completely, finding a knowledge in the one, and in the other, belief. Goethe, Schiller, Fichte, Schelling and Hegel conceived the idea of the self-conscious soul to be so comprehensive that it seemed to have its root in a higher spirit nature. In Feuerbach, a thinker arises who, through the world picture that can be derived from the modern mode of conception of natural science, feels compelled to deprive the human soul of every trait contradictory to the nature picture. He views the human soul as a part of nature. He can only do so because, in his thoughts, he has first removed everything in the soul that disturbed him in his attempt to acknowledge it as a part of nature. Fichte, Schelling and Hegel took the self-conscious soul for what it was; Feuerbach changes it into something he needs for his world picture. In him, a mode of conception makes its appearance that is overpowered by the nature picture. This mode of thinking cannot master both parts of the modern world picture, the picture of nature and that of the soul. For this reason, it leaves one of them, the soul picture, completely unconsidered. Wolff's idea of “new formation” introduces fruitful thought impulses to the nature picture. Feuerbach utilizes these impulses for the spirit-science that can only exist, however, by not admitting the spirit at all. Feuerbach initiates a trend of modern philosophy that is helpless in regard to the most powerful impulse of the modern soul life, namely, man's active self-consciousness. In this current of thought, that impulse is dealt with, not merely as an incomprehensible element, but in a way that avoids the necessity of facing it in its true form, changing it into a factor of nature, which, to an unbiased observation, it really is not. [ 6 ] “God was my first thought, reason my second and man my third and last one.” With these words Feuerbach describes the path along which he had gone, from a religious believer to a follower of Hegel's philosophy, and then to his own world conception. Another thinker, who, in 1834, published one of the most influential books of the century, The Life of Jesus, could have said the same thing of himself. This thinker was David Friedrich Strauss (1808– 1874). Feuerbach started with an investigation of the human soul and found that the soul had the tendency to project its own nature into the world and to worship it as a divine primordial being. He attempted a psychological explanation for the genesis of the concept of God. The views of Strauss were caused by a similar aim. Unlike Feuerbach, however, he did not follow the path of the psychologist but that of the historian. He did not, like Feuerbach, choose the concept of God in general in its all-embracing sense for the center of his contemplation, but the Christian concept of the “God incarnate,” Jesus. Strauss wanted to show how humanity arrived at this conception in the course of history. That the supreme divine being reveals itself to the human spirit was the conviction of Hegel's world conception. Strauss had accepted this, too. But, in his opinion, the divine idea, in all its perfection, cannot realize itself in an individual human being. The individual person is always merely an imperfect imprint of the divine spirit. What one human being lacks in perfection is presented by another. In examining the whole human race one will find in it, distributed over innumerable individuals, all perfection's belonging to the deity. The human race as a whole, then, is God made flesh, God incarnate. This is, according to Strauss, the true thinker's concept of Jesus. With this viewpoint Strauss sets out to criticize the Christian concept of the God incarnate. What, according to this idea, is distributed over the whole human race, Christianity attributes to one personality who is supposed to have existed once in the course of history.
Supported by careful investigations concerning the historical foundation of the Gospels, Strauss attempts to prove that the conceptions of Christianity are a result of religious fantasy. Through this faculty the religious truth that the human race is God incarnate was dimly felt, but it was not comprehended in clear concepts but merely expressed in poetic form, in a myth. For Strauss, the story of the Son of God thus becomes a myth in which the idea of humanity was poetically treated long before it was recognized by thinkers in the form of pure thought. Seen from this viewpoint, all miraculous elements of the history of Christianity become explainable without forcing the historian to take refuge in the trivial interpretation that had previously often been accepted. Earlier interpretations had often seen in those miracles intentional deceptions and fraudulent tricks to which either the founder of the religion himself had allegedly resorted in order to achieve the greatest possible effect of his doctrine, or which the apostles were supposed to have invented for this purpose. Another view, which wanted to see all sorts of natural events in the miracles, was also thereby eliminated. The miracles are now seen as the poetic dress for real truths. The story of humanity rising above its finite interests and everyday life to the knowledge of divine truth and reason is represented in the picture of the dying and resurrected saviour. The finite dies to be resurrected as the infinite. [ 7 ] We have to see in the myths of ancient peoples a manifestation of the picture consciousness of primeval times out of which the consciousness of thought experience developed. A feeling for this fact arises in the nineteenth century in a personality like Strauss. He wants to gain an orientation concerning the development and significance of the life of thought by concentrating on the connection of world conception with the mythical thinking of historical times. He wants to know in what way the myth-making imagination still affects modern world conception. At the same time, he aspires to see the human self-consciousness rooted in an entity that lies beyond the individual personality by thinking of all humanity as a manifestation of the deity. In this manner, he gains a support for the individual human soul in the general soul of humanity that unfolds in the course of historical evolution. [ 8 ] Strauss becomes even more radical in his book, The Christian Doctrine in the Course of Its Historical Development and Its Struggle with Modern Science, which appeared in the years 1840 and 1841. Here he intends to dissolve the Christian dogmas in their poetic form so as to obtain the thought content of the truths contained in them. He now points out that the modern consciousness is incompatible with the consciousness that clings to the old mythological picture representation of the truth.
These views of Strauss produced an enormous uproar. It was deeply resented that those representing the modern world conception were no longer satisfied in attacking only the basic religious conceptions in general, but, equipped with all scientific means of historical research, attempted to eliminate the irrelevancy about which Lichtenberg had once said that it consisted of the fact that “human nature had submitted even to the yoke of a book.” He continued:
Strauss was discharged from his position as a tutor at the Seminary of Tuebingen because of his book, The Life of Jesus, and when he then accepted a professorship in theology at the University of Zurich, the peasants came to meet him with threshing flails in order to make the position of the dissolver of the myth impossible and to force his retirement. [ 9 ] Another thinker, Bruno Bauer (1809–1882), in his criticism of the old world conception from the standpoint of the new, went far beyond the aim that Strauss had set for himself. He held the same view as Feuerbach, that man's nature is also his supreme being and any other kind of a supreme being is only an illusion created after man's image and set above himself. But Bauer goes further and expresses this opinion in a grotesque form. He describes how he thinks the human ego came to create for itself an illusory counter-image, and he uses expressions that show they are not inspired by the wish for an intimate understanding of the religious consciousness as was the case with Strauss. They have their origin in the pleasure of destruction. Bauer says:
Bruno Bauer is a personality who sets out to test his impetuous thinking critically against everything in existence. That thinking is destined to penetrate to the essence of things is a conviction he adopted from Hegel's world conception, but he does not, like Hegel, tend to let thinking lead to results and a thought structure. His thinking is not productive, but critical. He would have felt a definite thought or a positive idea as a limitation. He is unwilling to limit the power of critical thought by taking his departure from a definite point of view as Hegel had done.
This is the credo of the Critique of World Conception to which Bruno Bauer confesses. This “critique” does not believe in thoughts and ideas but in thinking alone. “Only now has man been discovered,” announces Bauer triumphantly, for now man is bound by nothing except his thinking. It is not human to surrender to a non-human element, but to work everything out in the melting pot of thinking. Man is not to be the afterimage of another being, but above all, he is to be “a human being,” and he can become human only through his thinking. The thinking man is the true man. Nothing external, neither religion nor right, neither state nor law, etc., can make him into a human being, but only his thinking. The weakness of a thinking that strives to reach the self-consciousness but cannot do so is demonstrated in Bauer. [ 10 ] Feuerbach had declared the “human being to be man's supreme being; Bruno Bauer maintained that he had discovered it for the first time through his critique of world conception; Max Stirner (1806–1856) set himself the task of approaching this “human being” completely without bias and without presupposition in his book, The Only One and His Possession, which appeared in 1845. This is Stirner's judgment:
Stirner opposes the view of Feuerbach with his violent contradiction:
The individual human ego does not consider itself from its own standpoint but from the standpoint of a foreign power. A religious man claims that there is a divine supreme being whose afterimage is man. He is possessed by this supreme being. The Hegelian says that there is a general world reason and it realizes itself to reach its climax in the human ego. The ego is therefore possessed by this world reason. Feuerbach maintains that there is a nature of the human being and every particular person is an individualized afterimage of this nature. Every individual is thereby possessed by the idea of the “nature of humanity.” For only the individual man is really existing, not the “generic concept of humanity” by which Feuerbach replaces the divine being. If, then, the individual man places the “genus man” above himself, he abandons himself to an illusion, just as much as when he feels himself dependent on a personal God. For Feuerbach, therefore, the commandments the Christian considers as given by God, and which for this reason he accepts as valid, change into commandments that have their validity because they are in accordance with the general idea of humanity. Man now judges himself morally by asking the question: Do my actions as an individual correspond to what is adequate to the nature of humanity in general? For Feuerbach says:
There are, then, general human powers, and ethics is one of them. It is sacred in and for itself; the individual has to submit to it. The individual is not to will what it decides out of its own initiative, but what follows from the direction of the sacred ethics. The individual is possessed by this ethics. Stirner characterizes this view as follows:
But such a supreme being is also thinking, which has been elevated to be God by the critique of world conception. Stirner cannot accept this either.
Every thought is also produced by the individual ego of an individual, even the thought of one's own being, and when man means to know his own ego and wants to describe it according to its nature, he immediately brings it into dependence on this nature. No matter what I may invent in my thinking, as soon as I determine and define myself conceptually, I make myself the slave of the result of the definition, the concept. Hegel made the ego into a manifestation of reason, that is to say, he made it dependent on reason. But all such generalities cannot be valid with regard to the ego because they all have their source in the ego. They are caused by the fact that the ego is deceived by itself. It is really not dependent, for everything on which it could depend must first be produced by the ego. The ego must produce something out of itself, set it above itself and allow it to turn into a spectre that haunts its own originator.
In reality, no thinking can approach what lives within me as “I.” I can reach everything with my thinking; only my ego is an exception in this respect. I cannot think it; I can only experience it. I am not will; I am not idea; I am that no more than the image of a deity. I make all other things comprehensible to myself through thinking. The ego I am. I have no need to define and to describe myself because I experience myself in every moment. I need to describe only what I do not immediately experience, what is outside myself. It is absurd that I should also have to conceive myself as a thought, as an idea, since I always have myself as something. If I face a stone, I may attempt to explain to myself what this stone is. What I am myself, I need not explain; it is given in my life. Stirner answers to an attack against his book:
Stirner, in an essay written in 1842, The Untrue Principle of Our Education, or Humanism and Realism, had already expressed his conviction that thinking cannot penetrate as far as the core of the personality. He therefore considers it an untrue educational principle if this core of the personality is not made the objective of education, but when knowledge as such assumes this position in a one-sided way.
The personality of the individual human being can alone contain the source of his actions. The moral duties cannot be commandments that are given to man from somewhere, but they must be aims that man sets for himself. Man is mistaken if he believes that he does something because he follows a commandment of a general code of sacred ethics. He does it because the life of his ego drives him to it. I do not love my neighbor because I follow a sacred commandment of neighborly love, but because my ego draws me to my neighbor. It is not that I am to love him; I want to love him. What men have wanted to do they have placed as commandments above themselves. On this point Stirner can be most easily understood. He does not deny moral action. What he does deny is the moral commandment. If man only understands himself rightly, then a moral world order will be the result of his actions. Moral prescriptions are a spectre, an idée fixe, for Stirner. They prescribe something at which man arrives all by himself if he follows entirely his own nature. The abstract thinkers will, of course, raise the objection, “Are there not criminals?” These abstract thinkers anticipate general chaos if moral prescriptions are not sacred to man. Stirner could reply to them, “Are there not also diseases in nature? Are they not produced in accordance with eternal unbreakable laws just as everything that is healthy?” As little as it will ever occur to any reasonable person to reckon the sick with the healthy because the former is, like the latter, produced through natural laws, just as little would Stirner count the immoral with the moral because they both come into being when the individual is left to himself. What distinguishes Stirner from the abstract thinkers, however, is his conviction that in human life morality will be dominating as much as health is in nature, when the decision is left to the discretion of individuals. He believes in the moral nobility of human nature, in the free development of morality out of the individuals. It seems to him that the abstract thinkers do not believe in this nobility, and he is, therefore, of the opinion that they debase the nature of the individual to become the slave of general commandments, the corrective scourges of human action. There must be much evil depravity at the bottom of the souls of these “moral persons,” according to Stirner, because they are so insistent in their demands for moral prescriptions. They must indeed be lacking love because they want love to be ordered to them as a commandment that should really spring from them as spontaneous impulse. Only twenty years ago it was possible that the following criticism could be made in a serious book:
This only proves how easily Stirner can be misunderstood as a result of his radical mode of expression because, to him, the human individual was considered to be so noble, so elevated, unique and free that not even the loftiest thought world was supposed to reach up to it. Thanks to the endeavors of John Henry Mackay, we have today a picture of his life and his character. In his book, Max Stirner, His Life and His Work (Berlin, 1898), he has summed up the complete result of his research extending over many years to arrive at a characterization of Stirner who was, in Mackay's opinion, “The boldest and most consistent of all thinkers.” [ 11 ] Stirner, like other thinkers of modern times, is confronted with the self-conscious ego, challenging comprehension. Others search for means to comprehend this ego. The comprehension meets with difficulties because a wide gulf has opened up between the picture of nature and that of the life of the spirit. Stirner leaves all that without consideration. He faces the fact of the self-conscious ego and uses every means at his disposal to express this fact. He wants to speak of the ego in a way that forces everyone to look at the ego for himself, so that nobody can evade this challenge by claiming that the ego is this or the ego is that. Stirner does not want to point out an idea or a thought of the ego, but the living ego itself that the personality finds in itself. [ 12 ] Stirner's mode of conception, as the opposite pole to that of Goethe, Schiller, Fichte, Schelling and Hegel, is a phenomenon that had to appear with a certain necessity in the course of the development of mode2rn world conception. Stirner became aware of the self-conscious ego with an inescapable, piercing intensity. Every thought production appeared to him in the same way in which the mythical world of pictures is experienced by a thinker who wants to seize the world in thought alone. Against this intensely experienced fact, every other world content that appeared in connection with the self-conscious ego faded away for Stirner. He presented the self-conscious ego in complete isolation. [ 13 ] Stirner does not feel that there could be difficulties in presenting the ego in this manner. The following decades could not establish any relationship to this isolated position of the ego. For these decades are occupied above all with the task of forming the nature picture under the influence of the mode of thought of natural science. After Stirner had presented the one side of modern consciousness, the fact of the self-conscious ego, the age at first withdraws all attention from this ego and turns to the picture of nature where this “ego” is not to be found. [ 14 ] The first half of the nineteenth century had born its world conception out of the spirit of idealism. Where a bridge is laid to lead to natural science, as it is done by Schelling, Lorenz Oken (1779–1851) and Henrik Steffens (1773–1845), it is done from the viewpoint of the idealistic world conception and in its interest. So little was the time ready to make thoughts of natural science fruitful for world conceptions that the ingenious conception of Jean Lamarck pertaining to the evolution of the most perfect organisms out of the simple one, which was published in 1809, drew no attention at all. When in 1830 Geoffroy de St. Hilaire presented the idea of a general natural relationship of all forms of organisms in his controversy with Couvier, it took the genius of Goethe to see the significance of this idea. The numerous results of natural science that were contributed in the first half of the century became new world riddles for the development of world conception when Charles Darwin in 1859, opened up new aspects for an understanding of nature with his treatment of the world of living organisms. |