211. Exoteric And Esoteric Christianity
02 Apr 1922, Dornach Translator Unknown Rudolf Steiner |
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An antagonism to Ahriman exists today only in the teachings like those that stream through Anthroposophy. If Anthroposophy can again make clear to men the independence of the spirit-soul being which is not dependent on the bodily being, Ahriman will have to give up his hopes for the time. |
211. Exoteric And Esoteric Christianity
02 Apr 1922, Dornach Translator Unknown Rudolf Steiner |
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The evolution of mankind is recorded in documents that have been preserved as religious records, or as other documents relating to world-conceptions. But it must be emphasized over and over again that, in addition to these records that have influenced mankind throughout history (and there is, indeed, a deep justification for this exterior influence), there are other records, which we may term esoteric records. When people spoke in a deeper sense of a knowledge of man and of man's conception of the world, they always made a distinction between an exoteric teaching, that gives a more exterior knowledge of things, and an esoteric teaching; only those who had trained their hearts and minds accordingly, were able to penetrate into this teaching. In Christianity, too, especially as far as its central point, the Mystery of Golgotha, is concerned, we must make a distinction between exoteric conceptions and esoteric knowledge. An exoteric contemplation of Christianity, accessible to all the world, is contained in the Gospels. Side by side with this exoteric contemplation, there has always been an esoteric Christianity for those who were willing—as I have said before—to prepare their hearts and minds in an adequate way for the reception of an esoteric Christianity. All that could be gathered of the intercourse of the Christ who had passed through death and had risen from the dead, with those of his disciples who were able to understand him, was of the greatest importance in this esoteric Christianity. You know already that the Gospels contain very little about the intercourse of the risen Christ with his disciples. But what the Gospels tell us concerning this intercourse of the risen Christ with his disciples, can indeed give us an inkling and a foreboding of something very special, that entered the evolution of the earth through the Christ who rose from the dead. But we cannot go beyond such forebodings, without an esoteric knowledge. These inklings of a truth acquire weight and significance if we add to them Paul's utterances. Paul's words acquire a particular meaning, for he assures us that he was able to believe in Christ only from the moment in which the Christ appeared to him through the event at Damascus. This gave him the sure knowledge that Christ had passed through death and that, after his death, he was connected with the evolution of the earth as the living Christ. The event at Damascus gave Paul a knowledge of the living Christ and we should bear in mind what this impiles, when it is said by a man like Paul. Why could Paul not be convinced of the true existence of the Christ-being before the event at Damascus? We must bear in mind what it implied for Paul, initiated to some extent in the Hebrew teachings—that the Being who lived on earth as Christ-Jesus, had been condemned to a shameful death on the cross in accordance with human laws and justice. Paul could not grasp that the old prophecies referred to a Being who had been condemned lawfully to the shameful death through crucifixion. Until the event at Damascus, Paul saw in the shameful crucifixion of Jesus of Nazareth the proof that He could not be the Messiah. Only the experience at Damascus convinced Paul; the vision at Damascus convinced him of the truth of the Mystery of Golgotha. In spite of the fact that Jesus of Nazareth—or better, the Being who was incarnated in Jesus of Nazareth—had undergone the shameful death on the cross, something very deep and great is implied in this confession of Paul's conviction. The traditions that still existed in the first centuries after Christ, no longer exist. They may exist, at the most, in the form of outer historical records kept by some secret society that does not understand them. We must find again, through an anthroposophical spiritual science, that which surpasses the scanty communications concerning the Christ, after the Mystery of Golgotha. This is what we must find again: What did the risen Christ tell to the disciples that were around him, and that are not mentioned in the Gospels? For, what the Gospels say of the apostles who met Christ-Jesus on the way to Emmaeus, and other things recorded of the apostles, are steeped in tradition and refer to simple souls who were unable to advance to an esoteric knowledge. For this reason we must go beyond this and ask: What did the Christ say after his resurrection to the disciples who were really initiated? If we want to understand this, we must begin by taking into consideration the frame of mind in which men of past ages took up the real Mystery of Golgotha and how the Mystery of Golgotha changed their disposition. When we speak of the great truths of the past connected with man's earthly evolution, a modern man finds it very difficult to understand that the first men who lived on the earth did not possess a knowledge of the kind termed “knowledge” by us. The first men who lived on the earth were able to receive the wisdom of gods through atavistic, clairvoyant capacities. This means nothing less than this: Divine beings who descended to the earth from higher worlds could impart their teachings to human beings—in a spiritual way, of course—and these, in their turn, taught other souls. In the ancient past of human evolution on earth, it was a well-known fact that men were taught by the divine beings themselves, who descended to the earth from spiritual worlds. This condition, transcending the earthly one, could be attained especially by those men who had passed through the initiation in the Mysteries, where for the most part, they were outside their bodies with their souls and were able to reveive the communications of the gods in a spiritual way, because they were not dependent on the outer form of speech, or spoken words. They did not receive these communications in a state of mind resembling today's dreaming state, but in a living intercourse with divine beings which took place spiritually, and where they received what these beings considered to be their own particular wisdom. This wisdom at first consisted of communications (if I may call them thus) of the gods concerning the abode of human souls in the divine world before descending into an earthly body. During that state of consciousness which I have just described, the gods taught human beings what the souls experienced before their descent into an earthly body through conception. Then men felt as if they were being reminded of something, and they found that the communications of the gods reminded them of their experiences in the world of the spirit and soul, before birth, i.e. before conception. An echo can still be found in Plato that this was indeed so in ancient times. Today we can look back on a divine spiritual wisdom received here on earth by men who were in the frame of mind just described, a wisdom received—we may indeed say it in the real sense of the word—from the gods themselves. This wisdom was of a special kind: namely, of such a kind, that people—strange as it may seem today—knew nothing of death. It may seem strange to you today, yet it is so: the oldest inhabitants of the earth knew nothing of death, just as the child knows nothing of death. The people who were instructed in the way indicated by me and passed on this instruction to others who still possessed an atavistic clairvoyance, became conscious at once of the fact that their soul-being had come down from divine-spiritual worlds into a body, and that it would leave this body. They considered this an advance in the life of the spirit and of the soul. Birth and death appeared to them as a metamorphosis, as something which is the beginning and end of something. Were we to draw this schematically we might say that people saw the human soul in its progressive evolution and considered life on earth as an interlude. But they did not see in the points “a” and “b” a beginning and an end, they only saw the uninterrupted stream of the life of spirit and soul. They did see, of course, that the people around them died. You will not think that I am comparing these ancient men with animals; for, although their outer aspect resembled that of animals, these oldest of men had a higher soul-spiritual nature. I have already explained this before. But just as an animal knows nothing of death when it sees another animal which is dead, so did these ancient men know nothing of death, for they received only the idea of an uninterrupted stream in the life of soul and spirit. Death was something pertaining to Maya, the great illusion, and it made no great impression on men, for they knew life, only. Although they saw death, they knew nothing of death. For, their spirit-soul life was not ensnared by death. They saw human life only from within. When they looked at birth, human life extended beyond birth, into the spiritual. When they looked at death, the life of spirit and soul again extended beyond death, into the spiritual; birth and death had no meaning for life. Life alone was known—not death. Men gradually came out of this frame of spirit. On tracing the evolution of mankind from the oldest times to the Mystery of Golgotha, one may say: more and more, human beings learnt to know death. They learnt to know death more and more as something that made an impression on them. Their souls became entangled in death, and out of man's feelings arose the question: what happens to the soul when man goes through death? You see, in far distant ages people never contemplated death as an end. Their problem was at the most one dealing with the special nature of metamorphosis involved. They asked whether the breath leaves man and continues streaming, and whether the soul enters thereby into eternity; or else, they had some other conception of the way in which the life of spirit and soul continues. They thought about the nature of this continuation, but they did not think of death as an end. Only with the approach of the Mystery of Golgotha people really felt that death has a meaning and that life on earth is something that ends.This, of course, did not assume the form of a problem formulated in a philosophical or scientific way, but it entered the soul as a feeling. Men on earth had to come to this feeling, for it was necessary for the evolution of mankind that the understanding, or the intellect, should enter life on earth. But the intellect depends on the fact that we are able to die. I have often mentioned this. Man had therefore to become entangled in death. He had to become acquainted with death. The old ages in which man knew nothing of death were all non-intellectualistic. Men received their ideas through inspirations from the spiritual world and did not think about them. There was no intellect. But the intellect had to come. If we express it in a soul-spiritual way, the understanding could come only because man is able to die and carries within him all the time the forces of death. In a physical way, we might say that death can enter because man deposits salts, i.e. solid mineral substances, dead substances, not only in the body, but also in his brain. The brain has the constant tendency to deposit salt—I might say, toward an incomplete ossification. So that the brain contains a constant tendency toward death. This inoculation of death had to enter in mankind. And I might say, that the result of this necessary development—that death began to have a real influence in man's life—was the outward acquaintance with death. If men had remained the same as in the past, where they did not really know death, they would never have been able to develop an intellect, for the intellect is only possible in a world where death holds sway. This is how matters stand, seen from a human aspect. But they can also be contemplated from the aspect of the higher hierarchies, and then they will appear as follows: The higher hierarchies contain in their being the forces that have formed Saturn, the Sun, the Moon and finally the Earth. If the higher hierarchies had expressed their teachings amongst themselves, as it were, up to the Mystery of Golgotha, they would have said: We can form the Earth out of Saturn, Sun and Moon. But if the Earth were to contain only what we have placed into Saturn, Sun and Moon it would never have been able to develop beings who know something about death, and can therefore develop the intellect within them. We, the higher hierarchies, are able to let an Earth proceed out of the Moon, on which there are men who know nothing of death, and on which they cannot develop the intellect. It is not possible for us, higher hierarchies, to form the Earth in such a way that it is able to supply the forces which lead man towards the intellect. We must rely, for this, on an entirely different being, on a being who comes from another direction than our own—The Ahrimanic Being. Ahriman is a being who does not belong to our hierarchy. Ahriman comes into the stream of evolution from another direction. If we tolerate Ahriman in the evolution of the Earth, if we allow him a share in it, he brings us death, and with it, the intellect, and we can take up in the human being death and intellect. Ahriman knows death, because he is at one with the Earth and has trodden paths which have brought him into connection with the evolution of the Earth. He is an initiate, a sage of death, and for this reason he is the ruler of the intellect. The gods had to reckon with Ahriman—if I may express it in this way. They had to say: the evolution cannot proceed without Ahriman. It is only a question of admitting Ahriman into the evolution. But if Ahriman is admitted and becomes the lord of death and, consequently, of the intellect too, we forfeit the Earth, and Ahriman, whose sole interest lies in permeating the Earth with intellect, will claim the Earth for himself. The gods faced the great problem of losing to a certain extent their rule over the Earth in favour of Ahriman. There was only one possibility—that the gods themselves should learn to know something which they could not learn in their godly abodes which were not permeated by Ahriman—namely, that the gods should learn to know death itself, on the Earth, through one of their emissaries—the Christ. A god had to die on earth, and he had to die in such a way that this was not grounded in the wisdom of the gods, but in the human error which would hold sway if Ahriman alone were to rule. A god had to pass through death and he had to overcome death. Thus the Mystery of Golgotha meant this for the gods: a greater wealth of knowledge through the wisdom of death. If a god had not passed through death, the whole Earth would have become entirely intellectual, without ever reaching the evolution which the gods had planned for it from the very beginning. In past ages, people had no knowledge of death. But they learnt to know death. They had to face the feeling that through death, i.e. through the intellect, we enter a stream of evolution which is quite different from the one from which we come. Now the Christ taught his initiates that he came from a world where death was unknown; he learnt to know death, here on earth, and conquered death. If one understands this connection between the earthly world and the divine world, it will be possible to lead the intellect back gain into spirituality. We might express approximately in this way the content of the esoteric teachings given by the Christ to his initiated disciples: it was the teaching of death, as seen from the scene of the divine world. If one wishes to penetrate into the real depths of this esoteric teaching, one must realize that he who understands the entire evolution of mankind knows that the gods have overcome Ahriman by using his forces for the benefit of the Earth, but his power has been broken because the gods themselves learnt to know death in the being of Christ. Indeed, the gods have placed Ahriman into the evolution of the earth, but, in making use of him, they have forced him to come down into the evolution of the earth without completing his own rulership. He who learns to know Ahriman since the Mystery of Golgotha and he who knew him before, knows that Ahriman has waited for the world-historic moment in which he will not only invade the unconscious and subconscious in man, as in the case since the days of Atlantis (you know this through myOccult Science), but will invade also man's consciousness. If we apply human expressions to the willing of gods, we might say that Ahriman has waited with longing for the moment in which to invade human consciousness with his power. His purpose was thwarted because he knew nothing of the divine plan whereby a being—the Christ—was to be sent to the Earth, a being who underwent death. Thus the intervention of Ahriman was possible, but the sharp edge was taken off his rule. Since then, Ahriman uses every opportunity to encourage men in the exclusive use of the intellect. Ahriman has not lost all hope today that he will succeed in inducing men to use only their intellect. What would this imply? If Ahriman would succeed in convincing men against all other convictions that man can live only in his body and that, as a spirit-soul being, he cannot be separated from his body, the idea of death would seize the souls so strongly that Ahriman would be able to realize his plans quite easily. Ahriman hopes for this always. One might say, for instance, that special joy fills the heart of Ahriman—if one can speak of a heart in Ahriman's case, but this is a comparison, for I must always use human expressions in cases where other expressions should really be found—that special joy lives in Ahriman's soul since the period stretching from the forties of the 19th century until about the end of the 19th century; in the predominant sway of materialism Ahriman could cherish new hopes for his rule over the earth. In this time even theology becomes materialistic. I have mentioned already that theology has become unchristian and that the theologian from Basle, Overbeck, wrote a book in which he tried to prove that modern theology is no longer Christian. This gave new hopes to Ahriman. An antagonism to Ahriman exists today only in the teachings like those that stream through Anthroposophy. If Anthroposophy can again make clear to men the independence of the spirit-soul being which is not dependent on the bodily being, Ahriman will have to give up his hopes for the time. The battle of the Christ against Ahriman is again possible. And we can have a foreboding of this in the Temptation described in the Gospel. But a full understanding can be gained only by penetrating into what I have often set forth, namely, that Lucifer plays a greater part in the older evolution of mankind, and that Ahriman began to have an influence on human consciousness since the Mystery of Golgotha. He had an influence also before that time, but not on the consciousness of man. If we look at the human mind and soul we must say that the most important point in mankind's evolution lies where man learns to know that the Christ-impulse contains a living force which enables him to overcome death in himself, when he unites himself with it. Seen from the spiritual world this implies that Ahriman was drawn into the evolution of the earth by the hierarchies belonging to Saturn, Sun, Moon, Earth, etc. But his claims of rulership were hedged in because they were placed at the service of the evolution of the earth. Ahriman has, as it were, been forced to enter the evolution of the earth. Without him, the gods could not have placed intellectualism into mankind and if they had not succeeded in taking off the sharp edge to Ahriman's rule through the Christ event, Ahriman would have rendered the whole earth intellectual from within and material from without. The Mystery of Golgotha is not only an inner mystical event; we must look upon it entirely as an outer event which cannot, however, be set forth according to an outer materialistic, historical investigation. It must be set forth in such a way as to show the entrance of Ahriman into the evolution of the earth, and, at the same time, the overcoming of Ahrimanism, to a certain extent. Thus we have a battle of the gods which was enacted through the Mystery of Golgotha. That a battle of the gods took place on that occasion, is contained also in the esoteric teachings imparted by the Christ to his initiated disciples, after his resurrection. If we are to designate that which existed in the form of an esoteric Christianity, we might say that in past ages of the evolution of the earth people knew of the existence of these worlds through the manifestations that I have characterized a short while ago. But these divine worlds could not tell them anything concerning death, for death did not exist in the worlds of the gods, and it did not exist for man, because he gained knowledge only of the steady uninterrupted progress of the spirit and soul through the spheres of the gods. Man came nearer and nearer to the understanding of death. By yielding himself up to the Christ, he could gain for himself a sure power which enabled him to overcome death. This is man's inner evolution. But the esoteric element which Christ gave to his initiated disciples consisted therein, that He told them: What took place on Golgotha, is the reflection of superterrestial events and of the relationship between the worlds of the gods connected with Saturn, Sun, Moon and the present Earth, and Ahriman. The cross of Golgotha cannot be looked upon as something earthly, but as something having a meaning for the entire universe—this was the content of esoteric Christianity. Perhaps we can awaken a particular feeling in connection with esoteric Christianity: Imagine two esoteric disciples of the Christ, who progress more and more in the acquisition of an esoteric Christianity, and imagine them speaking together while they are still battling with their doubts: One of them would say more or less the following words to the other one: The Christ who is teaching us, has descended from worlds which are known from the past. Gods were known in past ages, but they were gods who could not speak of death. If we had remained with these gods, we would never have learnt anything concerning the nature of death. The gods themselves had first to send down to the earth a divine being, in order to learn something concerning death though one of their own ranks. After His resurrection, Christ teaches us what the gods had to fulfill in order to guide the evolution of the earth to a right end. If we keep to him, we will learn something that men could not learn until then. We learn what the gods did behind the scenes of the worlds's existence in order to further the evolution of the earth in the right way. We learn how they brought in the forces of Ahriman, without allowing them to be of harm to man, but to be of use to him. What the initiated disciples received as the esoteric teaching of the risen Christ was something deeply moving. A disciple, such as the one described above, could only have continued by saying: Today we would know nothing at all concerning the gods, for we would be in the meshes of death had Christ not died and risen, and had He not taught us, after His resurrection, the experiences of the gods concerning death. As human beings, we must immerse ourselves into a period of time in which we can no longer know anything of the gods. The gods found a new way of speaking to us. This way went through the Mystery of Golgotha. The essential knowledge conveyed to the disciples through the Mystery of Golgotha, was that men could again approach the divine worlds which they had left. In the first period of the Christian evolution, the disciples were permeated by this stirring teaching. Many a one, whom history barely mentions, bore within him the knowledge which he could have gained only because in the early times he had enjoyed the teaching of the risen Christ himself, or else because he was connected in some way with the teachers who had been taught by the Christ. Later on, all these things were exteriorized. They were exteriorized to such an extent that the first heralds of Christianity attached great value to the fact of being able to say that they were the disciples of one who had been taught by a disciple of the apostles. It was a continuous development, for he who imparted the teaching, had known one who had seen an apostle, i.e. one who had known the Lord himself, after his resurrection. In the past, some value was still attached to this living development, but the form in which it reached a later mankind was already exteriorized. It had assumed the aspect of an outer historical description. But, essentially, it goes back to what I have just set forth. The incorporation of the intellect, which began already, and particularly, during the fourth and fifth centuries after the Mystery of Golgotha, and underwent a special change in the fifteenth century—the beginning of the fifth post-atlantean epoch—this development of the intellect brought about the loss of the ancient wisdom which enabled man to grasp something of the spiritual truths, whereas the new wisdom was not there. To a certain extent, men forgot for a whole age everything that had an esoteric significance in Christianity. As stated, some records dealing with this esoteric knowledge remained in the keeping of secret societies, the members of which no longer understood the content of these records—in our age, certainly not. These records really refer to the teachings that were imparted by the risen Christ to some of his initiated disciples. Suppose that the ancient Hebrew teaching had not received new life through Christianity—then, Paul's conviction before the event at Damascus would have been justified. For, Paul more or less accepted the view that there is an old traditional teaching, which existed originally as a divine-spiritual revelation given to men in a distant past, in the spiritual form which I have described. Then, this was preserved in written records. Amongst the Hebrews, there were scribes who knew what was contained in the records from out of the ancient wisdom of the gods. The sentence that condemned Christ-Jesus to death came from such scribes. While he was still Saul, Paul looked up to this original divine wisdom of the past and thought that this ancient wisdom was the source of the knowledge which came streaming down even to the scribes of his time. The fact that prominent men took up the calling of a scribe, could, however, bring this divine wisdom only as far as the pronouncing of righteous sentences. Impossible—quite impossible—for an innocent man to be condemned to death through crucifixion! Especially if things took the course they did take during the trial of Christ Jesus. This was the course of Paul's thoughts. Only the Roman Governor, Pontius Pilate, was already entangled instinctively in quite another world-conception and could utter the pregnant sentence: What is Truth? Paul, as Saul, could not possibly imagine that what had taken place according to a righteous judgement, might not be truth. What a conviction had to be gained by Paul? The conviction that there can be error in the truth which used to come streaming down to men from the gods, for men have changed it into error—into an error so strong, that the most innocent of all had to pass through death. The original divine wisdom streams down as far as the wisdom of the scribes, who were the Hebrew contemporaries of the Mystery of Golgotha. This wisdom can only contain truth—thought Saul. But he had to think otherwise. When Paul was still Saul, he used to say: If he, who died on the cross, is indeed the Christ and the Messiah, this current of wisdom must contain error in its truth, and error brought Christ to the cross. That is, man must have turned the old divine wisdom into error. Naturally, only the actual fact that this is so, indeed, could convince Saul. Only Christ himself could convince him, by appearing to him in the event at Damascus. What did this mean for Saul? It meant that a divine wisdom no longer existed, for the Ahrimanic element had entered into it. Thus Paul reached the point of seeing that mankind's evolution had been seized by an enemy and that this enemy is the source of error on earth. In bringing the intellect, he brings also the possibility of error, and, in its greatest aspect, this error is responsible for the death on the cross of the most innocent of all. First, this conviction must be gained—that He who has no stain upon him, died on the cross. This enabled men to see how Ahriman crept into the evolution of humanity and how a super-sensible, superterrestial event existed in the evolution of the Ego, through the enactment of the Mystery of Golgotha. An esoteric fact can never be merely mystical. It is always an enormous mistake to explain mere mysticism as esotericism. The esoteric knowledge is always a knowledge of facts which take place, as such, in the spiritual world, and remain hidden behind the veil of the physical world. For, behind this veil, the adjustment between the divine world and Ahriman takes place, as enacted in the death on the cross of Christ-Jesus. Paul felt that error, leading to the death on the cross, can only enter a world wherein man is seized by the Ahrimanic powers. And when he had understood this, he learnt the truth of esoteric Christianity. Paul was undoubtedly one of those who belonged, in this sense, to the initiates. But initiation gradually died out, through the growing influence of intellectualism. Today we must return to a knowledge of esoteric Christianity: we must know again that Christianity does not only contain what is exoteric, but goes beyond the forebodings that can be awakened through the Gospels. Today very little is said concerning an esoteric Christianity, but humanity must return to this knowledge, which is not based on outer documents. We must learn to fathom what the Christ himself taught to his initiated disciples after his resurrection, and we must take for granted that he could impart such teachings only after having passed through an experience, here on earth, which he could not have had in the divine world—for until the Mystery of Golgotha death did not exist in the divine worlds. No being of the divine worlds had passed through death—Christ is the first-born who passed through death from the world of the hierarchies, connected with the evolution of the Earth that went through Saturn, Sun and Moon. The secret of Golgotha is the inclusion of death into life. Before Golgotha, the knowledge of life did not include death. Now death became known as an essential part of life, as an experience which strengthens life. Humanity went through a weaker form of life when nothing was known of death; humanity must live more forcefully if it wants to pass through death and yet remain alive. Death, in this connection, is also the intellect. Men possessed a comparatively weaker sense of life when they had no need of the intellect. The older people who obtained their knowledge of the divine worlds in the form of images and inner manifestations, did not die inwardly. They always remained alive. They could laugh at death because they remained alive inwardly. The Greeks still relate how happy the ancients were because, when death approached them, they became so dazed within, that they hardly noticed it. This was the last remnant of a world-conception that knew nothing of death. Modern man experiences the intellect. Intellect renders us cold and dead within. It paralyses us. When our intellect is active, we do not really live. We must feel that when we are thinking, we are not really alive, that our life is poured into the empty pictures of our understanding. A strong life is needed in order to experience the living activity contained in the lifeless images formed by our intellect, a creative, living activity inspite of all. A strong life is needed to reach the sphere where moral impulses flow out of the force of pure thinking, and where we learn to understand the freedom in man, through the impulses of pure thinking. This is what I tried to set forth in my Philosophy of Freedom, which is really an ethical conception, and tries to show how dead thoughts can be awakened into life in the form of moral impulses, and thus be led to resurrection. An inner Christianity is undoubtedly contained in this Philosophy of Freedom. With these explanations I wished to place before your souls, from a particular aspect, something concerning an esoteric Christianity. This age, which is so full of disputes concerning the nature of Christianity in an exoteric, historical sense, needs an esoteric Christianity—it is necessary to point out the esoteric teachings of Christianity. I hope that they will not be taken lightly, but with the needed earnestness and responsibility. When speaking of such things, one feels how difficult it is to clothe these experiences in the words of modern speech, which has already become abstract. For this reason, I have tried to attune your souls by describing the inner processes of man in the form of images, in order to form a thread leading from the single human being to that which constitutes, in an esoteric sense, the historical evolution of humanity, which is contained, as something essential, in the Mystery of Golgotha. |
211. Exoteric And Esoteric Christianity
02 Apr 1922, Dornach Translated by Dorothy S. Osmond Rudolf Steiner |
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Opposition to Ahriman really exists to-day only in such teachings as are contained in Anthroposophy. When, through Anthroposophy, man once again realises that the soul and the Spirit are independent of the bodily nature, then Ahriman must begin to abandon hope. |
211. Exoteric And Esoteric Christianity
02 Apr 1922, Dornach Translated by Dorothy S. Osmond Rudolf Steiner |
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The story of the evolution of humanity is preserved in ancient records mostly either of a religious or philosophical character. But it must be emphasised that as well as these records which have had a deep and good influence upon mankind through the ages, there exists what we may call esoteric knowledge. Wherever the deeper aspects of human knowledge and human thought have been studied, a distinction has always been made between exoteric teaching (concerned with the more external side of things) and esoteric teaching which is accessible only to those who have undergone the necessary inner preparation. And so in the case of Christianity itself, especially in respect of the spiritual kernel of Christianity—the Mystery of Golgotha—a distinction must also be made between exoteric and esoteric knowledge. The exoteric teaching is contained in the Gospels and is there for all the world; but side by side with this exoteric teaching there has always been an esoteric Christianity, available to those who have prepared their minds and hearts to receive it. In this esoteric Christianity the teaching of greatest moment is that concerning the communion between the Risen Christ—the Christ Who has passed through death—and those of His disciples who were able to understand Him. The Gospels, as you know, make only brief references to this. What the Gospels say of this communion between Christ after His Resurrection and His disciples does indeed enable them to surmise that something of the deepest import to earthly evolution came to pass through the Resurrection; but unless the step is taken into the realm of esoteric teaching, the words can be little more than indications. The avowal of Paul, of course, is of the greatest importance, for Paul testifies that he was only able to believe in Christ after He had appeared to him at Damascus. Paul knew then, with absolute conviction: Christ had passed through death and in His life now, after death, is united with earthly evolution. We must reflect upon the significance of the testimony which came from Paul when, through the event at Damascus, the reality of the Living Christ was revealed to him. Why was it that before the vision at Damascus Paul or Saul as he then was—could not be convinced of the reality of the Christ? We must understand what it meant to Paul—who to a certain extent had been initiated into the secret doctrines of the Hebrews—to learn that Christ Jesus had been condemned to a death of shame by crucifixion. It was, at first, impossible for Paul to conceive that the old prophecies could have been fulfilled by one who had been condemned by human law to this shameful death. Until the revelation came to him at Damascus, the fact that Jesus of Nazareth had suffered the shame of crucifixion was for Paul conclusive proof that He could not have been the Messiah. It was only after the revelation at Damascus that conviction came to Paul concerning the Mystery of Golgotha, notwithstanding the fact that Jesus of Nazareth, or rather, the Being indwelling the body of Jesus of Nazareth, had experienced a death of shame on the Cross. It was of immeasurable significance that Paul should have proclaimed his conviction of the truth of the Mystery of Golgotha. Traditions that were still extant during the first centuries of Christendom are, of course, no longer available. At most they have survived in the form of fragments in the possession of a few isolated secret societies, where they are not understood. Anything that goes beyond the very sparse traditions concerning Christ after the Mystery of Golgotha must be rediscovered to-day through anthroposophical Spiritual Science. We have again to discover how Christ spoke after the Resurrection. What was the nature of the teaching given by Him to those disciples with whom He was in communion but of whom the Gospels make no mention? The Gospel story concerning the disciples who met Christ on the way to Emmaus, or concerning the host of disciples, has always been clothed in a form of tradition adapted for naive and simple minds incapable of understanding the esoteric truths. Going further, we must ask: What was the teaching given by Christ after the Resurrection to his initiated disciples? Before we can begin to understand this, we must think of the nature of the human soul as it was in very ancient times and of the change brought about by the Mystery of Golgotha. A most important truth concerning the earliest periods in the evolution of earthly humanity and one which it is exceeding difficult for the modern mind to understand, is that the first human beings who lived on the Earth had no knowledge or science in the form familiar to us to-day. Because of their faculties of atavistic clairvoyance, these early men were able to receive the wisdom of the Gods. This means that it was actually possible for humanity to be taught by Divine Beings who descended spiritually to the Earth from the realm of the higher Hierarchies and who then imparted spiritual teaching to the souls of men. Those who received such teaching—for the most part they were men who had been initiated in the Mysteries—were able, through their Initiation, to live in a state of remoteness from earthly affairs; the soul lived to a great extent outside the body. In this state of consciousness men were not dependent upon oral conversation or instruction; they were able to receive communications from the Gods in a spiritual way. Nor did they receive these teachings in a condition of consciousness resembling dream-life as we know it to-day. They entered into living, spiritual communion with Divine Beings, receiving the wisdom imparted by these Beings. This wisdom consisted of teachings given by the Gods to man in regard to the sojourn of the human soul in the Divine-Spiritual world before the descent into an earthly body. The experiences of the soul before descent into a physical body through conception—such was the substance of the teaching imparted to human beings in the state of consciousness I have described. And the feeling arose in these men that they were only being reminded of something. As they received the teachings of the Gods they felt that they were being reminded of what they themselves had experienced before birth, or rather, before conception, the world of soul-and-spirit. In Plato's writings there are still echoes of these things. And so to-day we can look back to a Divine-Spiritual wisdom once received by men on the Earth from the Gods themselves. This wisdom was of a very special character. Strange as it will seem to you to-day, the earliest dwellers on the Earth knew nothing of death—just as a child knows nothing of death. Those men who received the teachings of the Gods and who then passed them on to others also possessing the faculty of atavistic clairvoyance—such men knew quite consciously that their souls had come down from Divine-Spiritual worlds, had entered into physical bodies and would in time pass out of these bodies. They regarded this as the onward flow of the life of soul-and-spirit. Birth and death seemed to them to be a metamorphoses, not a beginning and end. Speaking figuratively, we should say: In those times man saw how the human soul can develop onwards and he felt that earthly life was only a section of the onflowing stream of the life of soul-and-spirit. Two given points within this stream were not regarded as any kind of beginning or end. It is, of course, true that man saw other human beings around him, die. You will not accuse me of comparing these early men with animals, for although their outward appearance was not entirely dissimilar from that of animals, the soul-and-spirit within them was on a very much loftier level.—I have spoken of this many times—As little as an animal to-day understands death when it sees another animal lying dead, as little did the men of those early times understand death, for they could only conceive of an onflowing stream of soul-and-spirit. Death belonged to Maya, to the great Illusion, and made no particular impression on them. They knew life and life only—not death, although it was there before their eyes. In their life of soul-and-spirit they were not involved in death. They saw human life only from within, stretching beyond death into the spiritual world. Birth and death were of no significance to life. They knew only life; they did not know death. Little by little, men emerged from this state of consciousness. Following the evolution and progress of humanity from the earliest epochs to about the time of the Mystery of Golgotha, we may say: men were learning more and more to know the reality of death. Death was something that made an impression upon them. Their souls became entangled with death, and a question arose within them: What becomes of the soul when the human being passes though death? In the very earliest times, men were not faced with the question of death as an ending. At most they enquired about the nature of the change that took place. They asked: Is it the breath that goes out of a man and then streams onwards, bearing the soul to Eternity? Or they formed some other picture of the life of soul-and-spirit in its onward flow. They pondered about this but never about death as an ending. It was only when the epoch of the Mystery of Golgotha drew near that men began, for the first time, to feel that there is a significance in death, that earthly life has indeed an ending. Naturally, this question was not formulated in philosophical or scientific terms; it was more like a feeling, a perceptive experience—an experience necessary in earthly life because reason and intellect were to become an essential part of human evolution. Intellect, however, is dependent upon the fact that the human being can die. It was necessary, then, for the human being to be involved in death, to know death. The ancient epochs, when men knew nothing of death, were all unintellectual. Ideas were inspired from the spiritual world, not ‘thought out.’ There was no intellect as we know it. But intellect had to take root and this is possible only because the human being can die, only because he has within him perpetually the forces of death. In a physical sense we may say: Death can only set in when certain salts, that is to say, certain dead, mineral substances deposit themselves in the brain as well as in the other parts of the human organism. In the brain there is a constant tendency towards the depositing of salts, towards a process of bone-formation that has been arrested before completion. So that all the time the brain has the tendency towards death. Humanity had, however, to be impregnated with death. Outer acquaintance with death, realisation that death plays an important part in human existence, was simply a consequence of this necessity. If human beings had remained as they were in ancient times when they had no real knowledge of death, they would never have been able to develop intellect—for intellect is only possible in a world where death holds sway. So it is when viewed from the standpoint of the human world. But the matter may also be viewed from the side of the higher Hierarchies, and presented in the following way.— The Beings of the higher Hierarchies have within them the forces which fashioned Saturn, Sun and Moon1 and finally the Earth. If the higher Hierarchies had, as it were, been holding council among themselves before the Mystery of Golgotha had taken place on Earth, they would have said: “We have been able to build up the Earth from Saturn, Sun and Moon. But if the Earth were to contain only what we have been able to incorporate from Saturn, Sun and Moon, no beings could develop who, knowing death, are able to unfold intellect. We, the higher Hierarchies, are unable to bring forth an Earth from the Moon embodiment—an Earth on which men know nothing of death and therefore cannot unfold the faculty of intellect. We, the Hierarchies, cannot so fashion the Earth that it will produce the forces necessary for the development of intellect in man. For this purpose we must allow another Being to enter, a Being whose path of development has been different from ours. Ahriman is a Being who does not belong to our hierarchy. He enters the stream of evolution by a different path. If we tolerate Ahriman, if we allow him to participate in the process of the Earth's evolution, he will bring death, and with death, intellect; the seeds of death and of intellect will then be implanted in the being of man ... Ahriman is acquainted with death; he is interwoven with the Earth, because his paths have connected him with earthly evolution. Ahriman is a knower of death; therefore he is also the Ruler of intellect.” The Gods were obliged—if such a word is permissible—to enter into dealings with Ahriman, realising that without Ahriman there could be no progress in evolution. But—so said the Gods—if Ahriman is received into the stream of evolution to become the Ruler of death and therewith also of the intellect, the Earth will fall away from us; Ahriman, whose only interest is to intellectualise the whole Earth, will demand the Earth for himself. The Gods were confronted with this dilemma that their dominion over the Earth might be usurped by Ahriman. There remained only one possibility, namely, that the Gods themselves should acquire knowledge of something inaccessible to them in their own worlds—worlds untouched by Ahriman; that they, the Gods, should learn of death as it takes place on Earth through One sent by them, through the Christ. It was necessary for a God to die upon the Earth, moreover for that death to be the result of the erring ways of men and not the decree of Divine wisdom. Human error would take root if Ahriman alone held sway. It was necessary for a God to pass though death and to be victorious over death. The Mystery of Golgotha signified for the Gods an enrichment of wisdom, an enrichment gained from the experience of death. If no Divine Being had passed through death, the Earth would have been wholly intellectualised without ever entering into the evolution originally ordained for it by the Gods. In very ancient times men had no knowledge of death. But at some point it was necessary for them to face the realisation: death, and intellect together with death, brings us into a stream of evolution quite other than that from which we have proceeded. To His initiated disciples Christ taught that He had come from a world wherein there was no knowledge of death; that He had suffered death upon the Earth and had gained the victory over death. When this connection of the earthly world with the Divine world is understood, intellect can be led back to spirituality. Such, approximately, was the substance of the esoteric teaching given by the Risen Christ to His initiated disciples: it was a teaching concerning death—death as seen from the arena of the Divine world. To have insight into the depths of this esoteric teaching, we must realise that the following is known to one who understands the whole sweep of the evolution of mankind.—The Gods have gained the victory over Ahriman inasmuch as they have made his forces useful to the Earth but have also blunted his power in that they themselves acquired knowledge of death through the Christ. The Gods indeed allowed Ahriman to become part of earthly evolution but in that they have made use of him, they have prevented him from maintaining his dominion to the end. Those who have knowledge of Ahriman as he has been since the Mystery of Golgotha and as he was before that Event, realise that he waits for the moment when he can invade, not only the unconscious, subconscious regions of man's life—which as you know from the book Occult Science, have been open to Ahriman's influence since the time of Atlantis—but also the spheres of man's consciousness. Using words of human language to describe the will of a God, it may be said: Ahriman has waited eagerly for the opportunity to carry his influence into the conscious life of man. It was an astonishment to him that he had not previously known of the resolution of the Gods to send the Christ down to the Earth—the Divine Being who passed through death. Ahriman was not thereby deprived of the possibility of intervention, but the edge of his power was broken. Since then, Ahriman seizes every opportunity of confining man to the operations of the intellect alone. Nor has he yet relinquished the hope that he will succeed. What would this mean? If Ahriman were to succeed in imbuing man with the conviction—to the exclusion of all others—that he can only exist in a physical body, that as a being of soul-and-spirit he is inseparable from his body, then the human soul would be so possessed by the idea of death that Ahriman could easily fulfil his aims. This is Ahriman's constant hope. And it may be said that from the forties to the end of the nineteenth century, his heart rejoiced—although to speak of a ‘heart’ in the case of Ahriman is merely a figure of speech—for in the rampant materialism of that period he might well hope for the establishment of his rulership on Earth. (Please remember that I am using expressions of ordinary language here, although for such themes others should really be found).—A measure of success in this direction was indeed indicated by the fact that during the nineteenth century, Theology itself became materialistic. I have already said that Theology has become ‘unchristian,’ mentioning that Overbeck, a theologian living in Basle, has written a book in which he has tried to prove that modern Theology can no longer truly be called Christian. In this domain, too, there was reason for Ahriman's hopes to rise. Opposition to Ahriman really exists to-day only in such teachings as are contained in Anthroposophy. When, through Anthroposophy, man once again realises that the soul and the Spirit are independent of the bodily nature, then Ahriman must begin to abandon hope. Once again, the battle waged by Christ against Ahriman is possible. An indication is contained in the Gospel story of the Temptation, but these things can only fully be understood when it is realised that the more important rôle in ancient times was played by Lucifer and that Ahriman has only acquired the influence upon human consciousness since the time of the Mystery of Golgotha. He had of course an influence upon humanity before then but not, properly speaking, upon human consciousness. Looking deeply into the human heart, we can only say: The most important point in the evolution of earthly humanity is that at which man learns to know that there is a power in the Christ Impulse through which, if he makes it his own, he can overcome the forces of death within him. And so the Hierarchies belonging to Saturn, Sun, Moon and Earth drew Ahriman into Earth-evolution but restricted his claims for domination in that his forces were used to serve the purposes of evolution. In a sense, Ahriman was forced into the stream of Earth-evolution. Without him the Gods would not have been able to introduce intellectuality into humanity, but if the edge of his dominion had not been broken by the Deed of Christ, Ahriman would have intellectualised the whole Earth inwardly and materialised it outwardly. The Mystery of Golgotha is to be regarded not merely as an inner, mystical experience, but as an external event which must not, however, be presented in the same light as other events recorded in history. The Ahrimanic impulse entered into earthly evolution and at the same time—in a certain sense—was overcome. And so, as a result of the Mystery of Golgotha, we have to think of a war between Gods, and this also formed part of the esoteric teachings communicated by Christ to His initiated pupils after the Resurrection. In describing this early, esoteric Christianity it must be recalled that in ancient times human beings were aware of their connection with the Divine worlds, with the worlds of the Gods. They knew of these worlds through revelations. But concerning death they could receive no communication, because in the worlds of the Gods there was no death. Moreover for human beings themselves there was no death in the real sense, for they knew only of the onward-flowing life of soul-and-spirit as revealed to them in the sacred institutions of the Mysteries. Gradually, however, the significance of death began to dawn upon human consciousness. It was possible for men to acquire the strength to wait for Christ Who was the victor over death.—Such is the inner aspect of the process of evolution. The substance of the esoteric teachings given by Christ to His initiated disciples was that in what came to pass on Golgotha, super-earthly happenings were reflected, namely, the relationships between the worlds of the Gods belonging to Saturn, Sun, Moon and Earth as they had been hitherto, and Ahriman. The purport of this esoteric Christianity was that the Cross on Golgotha must not be regarded as an expression of earthly conditions but is of significance for the whole Cosmos. A picture may help us to feel our way into the substance of this esoteric Christianity.—Suppose that two of Christ's disciples, absorbing more and more of the esoteric teaching and finding all doubt vanishing, were talking together. The one might have spoken to the other as follows.—Christ our Teacher has come down from those worlds of which the ancient wisdom tells. Men knew the Gods but those Gods could not speak of death. If we had remained at that stage, we could never have known anything of the nature of death. The Gods had perforce to send a Divine Being down to the Earth, in order that through one of themselves they might learn the nature of death. The deed which the Gods were obliged to perform in order to lead earthly evolution it its fulfilment—of this we are being taught by Christ after His resurrection. If we cleave to Him we learn of many things hitherto unknown to man. We are being taught of deeds performed by the Gods behind the scenes of world-existence in order truly to further evolution on the Earth. We are taught that the Gods have introduced the forces of Ahriman but by turning these forces to the service of man have averted his destruction. ... The esoteric teaching given by the Risen Christ to His initiated pupils was deeply and profoundly moving. Such pupils might also have said: Interwoven as we now are with death, we should know nothing whatever of the Gods if Christ had not died, and now, since His Resurrection, is telling us how the Gods have come to experience death. We should have passed over into an age when all knowledge of the Gods would have vanished. The Gods have looked for a way by which means they could speak to us again. And this way was through the Mystery of Golgotha ... The great realisation which came to the disciples from this esoteric Christianity was that men have again drawn near to the Divine worlds after having departed from them. In the early days of Christendom the disciples and pupils were permeated through and through with this teaching. And many a man of whom history gives only sparse and superficial particulars was the bearer of knowledge that could only be his because he had either received teaching himself from the Risen Christ or had been in contact with others who had received it.—So it was in the earliest days of the Christian era. As time went on, all this became externalised—externalised in the sense that the earliest messengers of Christianity attached great importance to being able to say that their own teacher had himself been a pupil of a pupil of one of the Apostles. And so it went on. A teacher had meant one who had come into personal contact with an Apostle—with one, therefore, who had known the Lord Himself after the Resurrection. In those earlier centuries, weight was still attached to this living continuity, but in the form in which the tradition came down to a later humanity, it was already externalised, presented as bald, historical data. In essence, however, the tradition leads back to what I have just described. The inculcation of intellectualism—a process which really began about the fourth or fifth century after the Mystery of Golgotha and received its great impulse in the fifteenth century, at the dawn of the Fifth Post-Atlantean epoch—this evolution of intellect entailed the loss of the old wisdom whereby these things could be understood, and the new form of wisdom was still undeveloped. For centuries the essence and substance of esoteric Christianity was, as it were, forgotten by mankind. As I have said, fragments exist in certain secret societies whose members, at any rate in modern times, do not understand to what they refer. In reality, such fragments refer to teachings imparted by the Risen Christ to certain of His initiated pupils. Assume for a moment that there had been no regeneration of the old Hebrew doctrine through Christianity. In that case the conviction held so firmly by Paul before his vision at Damascus would have become universal. Paul was acquainted with the ancient Hebraic doctrine. In its original form it had been Divine revelation, received spiritually by men in very ancient times, and it was then preserved as Holy Writ. Among the Hebrews there were learnéd scribes who knew from this Holy Writ what was still preserved of the old Divine wisdom. From these scribes came the judgment by which Christ Jesus was condemned to death. And so the mind of a man like Paul, while he was still Saul, turned to the ancient Divine wisdom preserved by the learnéd scribes of his day who well knew all that it signified to men. Paul said to himself: The scribes are men of eminence, of great learning; judgment derived on their authority from the Divine wisdom could only be lawful judgment. An innocent man condemned to be crucified ... it is impossible, utterly impossible in all the circumstances leading to the condemnation of Christ Jesus! Such was the attitude of Paul. It was only the Roman Governor, Pontius Pilate, influenced instinctively as he was by an altogether different mentality, who could speak the momentous word: ‘What is Truth?’ While Paul was Saul, it was impossible even to imagine that there might be no truth in the execution of a lawful judgment. The hard-won conviction which was to arise in Paul was that truth once proceeding from the Gods could become error among men, that truth had been turned by men into such flagrant error that One in Whom there was no guilt at all had been crucified. Saul could have no other thought than that the primeval wisdom of the Gods was contained in the wisdom of the Hebrew scribes living at the time of the Mystery of Golgotha. In such wisdom there could only be truth ... . While Paul was still Saul, he argued that if indeed it were Christ, the Messiah, Who suffered death by crucifixion, gross error must have entered into the flow of his primeval wisdom; for only error could have brought about the death of Christ on the Cross. Divine truth must therefore have become error among men. Naturally, Saul could only be convinced by the fact itself. Christ Himself and He alone could convince him, when He appeared to him at Damascus. What did this signify for Saul? It signified that the judgment had not been derived from the wisdom of the Gods but that the forces of Ahriman had found entrance. And so there came to Paul the realisation that the evolution of humanity had fallen into the grip of a foe and that his foe is the source of error on the Earth. In that his foe brings the intellect to man, he also brings the possibility of error which, in its most extreme form, becomes the error responsible for the crucifixion of One Who was without sin. The conviction that the guiltless One could be brought to the Cross had to arise before it was possible for men to understand the path by which Ahriman entered the stream of evolution and to realise that the Mystery of Golgotha is a super-sensible, super-earthly event in the process of the development of the ‘I,’ the Ego, within the human being. Esotericism is by no means identical with simple forms of mysticism. To argue that mysticism and esotericism are one and the same denotes gross misunderstanding. Esotericism is always a recognition of facts in the spiritual world, facts which lie behind the veil of matter. And it is behind the veil of matter that the balance has been established between the Divine world and the realm of Ahriman—established by the death of Christ Jesus on the Cross. Only into a world where the being of man is laid hold of by the Ahrimanic powers can error enter in such magnitude as to lead to the Crucifixion—such was the thought arising in the mind of Paul. And now, having been seized by this conviction, recognition of the truth of esoteric Christianity came to him for the first time. In this sense, Paul was truly an Initiate. But under the influence of intellectualism this Initiation-knowledge gradually faded away and we need to-day to acquire again a knowledge of esoteric Christianity, to realise that there is more in Christianity than the exoteric truths of which the Gospels do indeed awaken perception. Esoteric Christianity is seldom spoken of in our times. But humanity must find its way back to that of which there is practically no documentary evidence and which must be reached through anthroposophical Spiritual Science, namely, the teachings given by Christ Himself after the Resurrection to His initiated disciples—teaching that He could only give after passing through an experience which he could not have undergone in the world of the Gods; for until the time of the Mystery of Golgotha there was no death in the Divine worlds. Until then, no Divine Being had passed through death. Christ is the First-Born, He Who passed through death, having come from the realm of the Hierarchies of Saturn, Sun and Moon who are interwoven with Earth-evolution. The absorption of death into life—that is the secret of Golgotha. Previously, men had known life—life without death. Now they learned to know death as a constituent of life, as an experience which gives strength to life. The sense of life was feebler in times when humanity had no real knowledge of death; there must be inner strength and robustness in life if men are to pass through death and yet live. In this respect, too, death and intellect are related. Before men were obliged to wrestle with intellect, a comparatively feeble sense of life was sufficient. The men of olden times received their knowledge of the Divine world in pictures, in revelations; inwardly they did not die. And because the flow of life continued they could smile at death. Even among the Greeks it was said: The agéd are blessed because with the dulling of their senses they are unaware of the approach of death. This was the last vestige of a view of the world of which death formed no part. We in modern times have the faculty of intellect; but intellect makes us inwardly cold, inwardly dead; it paralyses us. In the operations of the intellect we are not alive in the real sense. Try to feel what this means: when man is thinking he does not truly live; he pours out his life into empty, intellectual forms and he needs a strong, robust sense of life if these dead forms are to be quickened to creative life in that region where moral impulses spring from the force of pure thinking, and where in the operations of pure thinking we understand the reality of freedom, of free spiritual activity. In the book, The Philosophy of Spiritual Activity, I have tried to deal with this subject. The book really amounts to a moral philosophy, indicating how dead thoughts, when filled with life, may be led to their resurrection as moral impulses. To this extent, such a philosophy is essentially Christian. I have tried in this lecture to place before you certain aspects of esoteric Christianity. In these days where there is so much controversy with regard to the exoteric, historical aspect of Christianity, it is more than ever necessary to point to the esoteric teachings. I hope that these things will not lightly be passed over, but studied with due realisation of their significance. In speaking of such matters one is always aware of the difficulty of clothing them in the abstract words of modern language. That is why I have tried rather to awaken a feeling for these things, by giving you pictures of inner processes in the life of human beings, leading on to the esoteric significance of the Mystery of Golgotha in the evolution of mankind as a whole.
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213. Human Questions and World Answers: Twelfth Lecture
21 Jul 1922, Dornach Rudolf Steiner |
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And it is strange that in the present day, this is often defended by saying: Anthroposophy, yes, that is only the pursuit of ideas, and that is not artistic. But in Anthroposophy, the aim is to gain insight, only one must really be prepared for this insight. |
213. Human Questions and World Answers: Twelfth Lecture
21 Jul 1922, Dornach Rudolf Steiner |
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The last lectures here were essentially devoted to an examination of the way in which we have to think about the present time consciousness. I then tried for the last time to reach back into earlier periods and to draw attention to the fact that what now lives in the souls has actually been preparing itself within Western civilization for a very long time. Today I would like to highlight some episodes from the immediate present that may draw your attention to how a spiritual life must necessarily arise out of the general consciousness of the times, simply out of the necessity inherent in the development of humanity. We can say: Wherever we observe man, whether in the West of present civilization, in the Middle or in the East, everywhere, on closer examination of the times, it can become clear to us how, without the onset of a spiritual impulse, things simply can no longer go on. Today, we want to take a look at the last fifty years of Central European spiritual development, so as to prepare for tomorrow and the day after tomorrow, by considering the characteristics of the beginning and the end. I will do this symptomatically. I will characterize some things at the beginning and at the end of these last fifty years. If we go back to the beginning of the 1870s, we find a wide range of spiritual phenomena that indicate the state of the human soul at the time. I will highlight a few of these spiritual phenomena. In 1872 and 1873, for example, there was a sensational novel that was closely related to the trends of the time. These things are actually forgotten for the younger people in our time, but the novel I mean is one that did indeed capture the imagination in an extraordinarily incisive way fifty years ago. I am talking about Paul Heyse's “Children of the World”. Paul Heyse, who was a famous writer of novellas at the time, wanted to use this novel to depict a number of personalities in their lives, all of whom were already imbued with a certain vague religiosity, but who had at the same time fallen away from some religious denomination or other. So, the children of God, whom, I might say, Paul Heyse saw in the traditional terminology of belonging to some denomination, he wanted to contrast with the children of the world, who belonged to no denomination, who, as they were said at the time, were without religious affiliation, but who nevertheless had a certain tendency towards embracing a religious belief. Now I do not want to talk too much about this novel itself, but I would like to draw attention to how such a work, which thus portrays people who are undenominational, made an impression in those days. I have often mentioned my old friend and teacher Karl Julius Schröer before. He had the peculiarity of following intellectual phenomena as they made their impact in broader social life. Karl Julius Schröer characterized the effect of Paul Heyse's “Children of the World” by saying that it was extraordinarily strange how this novel was passed around fifty years ago, how it interested everyone, interested in how this novel actually gave people the idea that they had never thought about before: that they had no connection to any positive religious belief and that their religious search did not stop at any particular religious belief. And Schröer made the extraordinarily interesting comment at the time that people who had previously taken part in the religious practices of their church, who had thus gone along with their old religious practices, the customs of their church, out of habit, that such people said that this work actually expresses their innermost convictions. And then Schröer concludes with a sentence that is actually interesting: that in the face of such an apparition, religious disputes appear as an anachronism, as something that no longer fits into the present – he is referring to the present at the beginning of the 1970s – because people have already moved beyond them in their thinking. But as I said, although all this is true, we must still say: the people who are described there have lost all connection with any of the existing faiths, but there is a certain trait in them that allows them to find some kind of religiosity. They just can't find it. They go through the world without any religious affiliation, unable to find a connection to a spiritual world through religious feeling. If we now look from such a phenomenon, which took place more within the literary-belletristic life, into the lecture halls, we find that it is roughly the same time in which the conviction of an extraordinary number of people within science was expressed by Du Bois-Reymond with the “Limits of Natural Knowledge”, which I have already mentioned frequently. In this famous lecture, which Du Bois-Reymond gave in 1872, it is stated that certain knowledge is only possible if one follows and penetrates the external phenomena of nature through experiment and observation, to a kind of mathematical-mechanical thinking about the structure of the world, to a kind of mechanism, an atomistic mechanism of the world. Science does not go beyond such a comprehension of the world, everything else must be left to faith. But if one had asked the people who spoke in this way at the beginning of the 1970s, such as Du Bois-Reymond in his “Grenzen des Naturerkennens” (The Limits of Natural Knowledge), how people should now seek their way into spiritual worlds in a religious way, no answer would have been forthcoming. There would only have been a comment, very similar to the comments made by the people in Paul Heyse's “Children of the World” who are described as having no religious affiliation. Now it must be said that all those people who took part in the life that one calls educated, who absorbed something of scientific thought, who adopted something from other schools of thought, who lived in that time, were actually all more or less in a certain frame of mind. Whether they continued to practice their old religions or not depended essentially on old habits, on all kinds of prejudices and the like, and not on a strict and rigorous assertion of what the Zeitbewußtsein would have given to souls. In the last fifty years, people have actually lived in an indefinite, fickle relationship to the spiritual world. But we can also find something similar in other areas. A few years before the publication of Heyses “Children of the World” and Du Bois-Reymonds “Limits of Natural Knowledge”, the famous art writer Herman Grimm published “The Invincible Powers”, which is also a novel. In it, the prejudices and differences between social classes that dominate people in Western civilization are presented as invincible powers. And in an interesting way, this novel contrasts the differences in class and rank within Western civilization with what developed from certain, I would say unhistorical, habits in America as a new life, as a life that did not have to struggle in the same way with class differences and class prejudices. And it is interesting how Herman Grimm, at the end of the 1860s, that is, also about half a century ago, describes how, despite everything, European man, despite all his liberalism, despite all his humanism, does not have the strength to truly overcome class differences. These are insurmountable forces for him. If you want to go deeper and ask yourself: Why are such things insurmountable forces for the European man? then one cannot get any other answer than this: because thinking, which in the case of the European has assumed a certain passive character, the thinking that I have characterized when, for example, I spoke about Richard Wahle, that thinking extends only to “events” and does not want to go into the primal factors, that therefore does not want to grasp forces but only wants to grasp appearances, because this thinking has dominated precisely the decisive people in the last fifty years. With such thinking, which has no power in itself, which is actually only a thinking, one might say, in powerless thought images, with such thinking one simply cannot overcome what has arisen in reality as class differences and class prejudices. What was needed was a thinking imbued with reality, a thinking permeated by reality. And this thinking permeated by reality, which once created the differences in social standing, which once created everything socially real, this dynamic thinking, in contrast to mere descriptive thinking, has actually been completely lost to people within European civilization over the last fifty years. It was absent from their science, which was therefore based only on observation and experiment; but it was also absent from their lives, so they continued to reproduce what had arisen from old habits based on old class prejudices. They did not think about it any further. Because if they had wanted to think about it, they would have needed active thinking. And when the proletarian class began to consider class differences, then this weak thinking, which contains no dynamism, was completely abandoned. It was said: these class differences do not come from forces that would have been within human thinking, but only from economic, physical forces. A conclusion was simply drawn. There you have the situation at the starting point of our modern intellectual life fifty years ago. And now I want to present to you a work that was published recently and that is characteristic of our time, namely Werfel's “Mirror Man”. There you have something that has been born out of certain forces of our time, just as the “Children of the World” or the “Invincible Powers” were born out of the time of fifty years ago. So what is the situation for people like Werfel today? In recent decades, this weak and anemic thinking has been at work. People have somehow sought something of a religious context, of a connection with a spiritual world, but nothing has emerged. But human nature cannot remain one-sided in the long run. It can do so in the development of world history for about fifty years, but then a reaction of human nature begins again. In a certain way, it wants to strive for something more powerful – if we stick with the last fifty years – than the powerless and insipid thinking was. Now, quite a few contemporary works already bear witness to this striving for a more powerful grasp of reality, but Werfel's 'Spiegelmensch' is particularly illustrative of this. Werfel's “Mirror Man” compels us to speak about the present in this way: for long enough, people have sought their way in an indefinite, weak and impotent manner to something that makes man a full human being in the first place. Now an indefinite inner feeling asserts itself on the paths that have been taken in the last fifty years and which are actually not paths at all, but slippery passageways on which one continually slips. Nothing can really be achieved on these slippery passageways; one must get some iron into one's blood again. From such a striving for the times, something like this “mirror man” has emerged. Let us sketch with just a few lines what is depicted in this “mirror man”. It is not my intention to sin against the artistic by characterizing what is in this mirror man. But that is not the point at all; rather, we will see immediately afterwards that what I am about to say also touches on the artistic. We see here a half-grown human being who has grown tired of the outer life as it can be led today. He takes leave of this outer life and now actually wants to become human. For he admits to himself that within the ordinary life, as we live it today, both in Asian and European and American civilization, one cannot really become human. You get up in the morning, have breakfast and do something to maintain yourself within the social order, you eat lunch or receive your guests and say things that perhaps need not be said, that ultimately do not aim to achieve much more than to make the lips move, that are not idle; you take your guests for a walk or whatever else you do today. You can't become a person in such company – I'm not quoting verbatim, I'm just characterizing. It is necessary to try a different path if you want to become a person. And so this “hero” – to use the old aesthetic style – tries to become a person by seeking admission to a monastery. But he is told that this is something extraordinarily difficult. I do not want to characterize the details, but only point out what is important to me today. He is therefore informed that it is something extraordinarily difficult and that, above all, he must be clear about the fact that he has to go through three stages of knowledge. In the first stage of knowledge, he would have to become clear about the human being's position in the world, insofar as this position is contained in the human ego itself. So this life in the ego and this striving to overcome the ego as the first level of knowledge. The second view of the world would consist in the fact that, after one begins to shed the ego in a certain sense, one no longer sees the world from one's prejudiced point of view, as one used to do before, when one had not even begun to shed the ego. And the third vision would be where man would truly penetrate into the world and its reality, not as seen by man living in his ego. He is told this. And he is admonished in the appropriate way not to want such an incarnation too urgently. He is made aware of the difficulties. But he does not back down. So he is initiated in the appropriate way. The initiation takes place – I will mention only the essentials – by being led into solitude for the night, into a room where only a monk watches over him. And there, after he has initially abandoned himself to his thoughts, he falls into a brief sleep, from which he very soon believes he will wake up. And now he finds himself in the room whose one wall has a mirror on it. In this mirror he sees himself, and he is amazed at what is meant. It is meant that when one, after a collection of thoughts and after such a strong decision as this person has made, steps in front of his own reflection, one sees oneself in a different way. So it is actually pointed out that the person is only now beginning to see himself. The mirror image looks so similar to him, but yet again somewhat different. And by doing what must follow from such a surprising experience: by striking the mirror, believing that he has wounded himself, the mirror man steps out of the mirror towards him, that is, that of him which, in a certain respect, is himself and yet again not himself. Now the person has arrived at the first step of knowledge. He must get used to not only going through the world as a person without ego consciousness, but also to having that which is himself and yet not completely himself, his mirror-person, accompany him. In the company of this mirror-man, who now tempts him to do all kinds of things in the outer world, lies a new encounter with world phenomena, with his own deeds, in that he finds himself precisely in the presence of his own ego. Now, I do not want to go into the details. The person in question is actually lying in bed, but he goes through what he can go through according to his previous experiences of external world experiences and external actions. These are not always very nice. But how someone describes something like that depends on their own taste. You can see from the way the author describes things how he feels about such a case. People also experience the world according to their tastes. So we are led through the experiences of the world. Just as Mephisto in Faust has something of the driving force, this mirror man is now always the driving force, and he is led from event to event, being made to do many wrongs. Everything appears to him in a new light, because he has looked into the mirror and seen himself. He now sees one thing after another in the world. He sometimes sees things as they appear to him because he is an ego-person, and sometimes as they appear to him after he is already able to see his reflection. He becomes more and more familiar with the phenomena of the world. In the process, he comes out of his ego more and more. The mirror-man, who is rather slight at first, becomes fatter and fatter. This is a polar-parallel phenomenon, which is not uninteresting. And so this person now lives through the world by experiencing in a different way what he could have experienced earlier, now that he has seen his own self. And in the end he has become so entangled in the experiences of the world that he has to become his own judge, condemning himself to death, which is again very characteristic. He finds that he cannot really live in the world. When he entered the monastery, he realized that it is impossible to live in today's society if you want to become a human being. This has increased to such an extent that now, when he has become his own judge, he condemns himself to death. And now he awakens. In a sense, he awakens from the execution of his own death sentence. He is again in the same room where he was. Now he looks at the mirror again. But by looking now, he notices, for example, that the mirror does not reflect a procession of monks passing by. Earlier, when he looked into the mirror, he saw himself and everything in front of the mirror. But now a procession of monks is passing by and is not reflected. He realizes from this that he is not standing in front of a mirror now, but that the mirror has become a window. He looks through it and sees out into the wide world, sees the landscape. He has attained the third vision. Now he sees the world, whereas at the beginning he saw only what the mirror gave. Because he had the mirror man at his side, he saw what he had seen before in a different way. But now, as it were, he sees through the surface of things - that is how it is presented - out into the free reality. It is, of course, implied that he now also sees out into the spiritual reality. So we have a trilogy before us: the first is the mirror, the third is, let us say, the window. The mirror has become the window. So there we have the two polar opposite views of the world. At first, everyone sees in the other 'their own reflection', sees only what they already have within themselves in the other, where they are caught up in their own ego, and thus sees only their own reflection everywhere in their neighbor or in anything they see in nature. Finally, after breaking through the mirror, they no longer see the mirror, but through the surface of things into the spiritual. And in between where the two merge into one another:
Now, I would like to point out two characteristic features of this drama. The first is this: we see that there is a desire to depict a person in the process of rising to a certain religious connection with another world. That the first part, the mirror, is short, one can forgive, because it is very interesting to see how the person lives into an insight into his own ego, so that this ego becomes so concrete to him that it now accompanies him through his experiences in the world. The middle part is quite detailed, and a great many experiences are described. In order to find these appealing at all, one must have a taste, one could even say sometimes, distaste, for them. But as I said, everyone has to do it according to their own taste. In any case, this part, where one looks into the experiences of the world, is very long. But the third part is quite short, and what is seen out there is actually only hinted at, I would say symbolically, by looking through the window; nothing real comes into view. It is quite short, this third part. That is the one peculiarity I would like to emphasize. But the other peculiarity is this: one must recognize that here is the most beautiful expression of the striving to pour strength and energy into thinking. But one also sees that the modern man, of the kind that Werfel is, cannot do that at first. Why? Yes, it is very peculiar. When I had finished reading this drama – and I read with the greatest interest, I must say, because it is extremely significant for our present spiritual life as represented by individual personalities – I had to say the following to myself: the process is as follows: 1. Der Spiegel; 2. Eins ins andere; 3. Das Fenster. But one could also read the whole thing backwards from front to back. Of course, it would have to be rewritten, but one could also read the whole thing backwards from front to back. Because why? It is entirely possible to understand the matter in such a way that one says to oneself: the way a person initially relates to the world is how things appear to him. He is no different from the things. He has not awakened to his sense of self. He stands before the window, looks out into the world. Now we could say that the old monk, to whom he has now come and to whom he says that he can no longer bear it, that everything is always only inside, what he sees through the window, that he wants to find himself – that the old man now says to him: Yes, there are three views to go through. The first view shows us the world without our finding our ego in it. We lose ourselves to the world. The second view allows us to gain something of the ego, and then, gradually, a multitude of beings comes towards us from the world. The world is brought to life, spiritualized. We used to see it as spiritless, now the world is spiritualized. Everywhere, from every being, from plants, animals, clouds and so on, something spiritual comes towards us. Many spiritual beings come towards us in this second part. In the third part, we wake up. We step in front of the window, we look out. But we see everything anew, because now we see the real world for the first time. The window has been transformed into a mirror, the human being has come to himself. He unites all these mirror beings that have come to meet him in the world of plants, animals, clouds; they are in his only self, which has become cosmic to him. And now, by recognizing himself, he actually sees the cosmos for the first time. You could easily describe the whole thing backwards, the last part of the trilogy first, then the middle part, then the part with which it started. That is extremely interesting, because it is precisely this that makes this drama particularly characteristic of the present. What is the peculiarity of intellectualism? Yes, the peculiarity of intellectualism is this: you can start with the idea anywhere and stop anywhere, and you can assert one thing and you can assert another – I have emphasized this many times. In terms of thought, you can prove anything, in terms of thought you can refute anything. Intellectualism, which is nothing more than a system of vapid and feeble thoughts, allows you to start anywhere and go somewhere, but you will stop at a certain point. But you can also start at this latter point and go the other way. Today, one can be a very clever person and a gross materialist, because materialism can be quite well proven in an intellectual way. And if one is purely intellectual, one can, in the way it happened after our anthroposophical congress in Vienna at a meeting, one can, from the standpoint of today's monism, quite intellectually lead the fight against the spirit. One can prove very well that materialism is right. But one can also want to be a spiritualist and prove this just as well. All these things, as long as one lives only in the intellectual, can be proved quite well, and they have the appearance of tremendous cogency, these intellectualistic discussions. And so it is in our time. People do not suspect, as they become entangled in spiritualism, materialism, realism, idealism, that they are becoming entangled in the intellectual spirit. They rightly feel: this can be firmly proven. They are the creatures of intellectualism. Because it is indeed true that things can be proved, that is why it is so dismal when one is obliged today to seriously discuss something based on reality, and then 'free discussion' is set up. One person says this, another says that, a third says something else. Basically, if you are just a little bright, you can say: they are all right. Of course, they are all equally wrong. The whole point of the talk is, after all, that one or the other sees what a tremendous swindle of one's own self it is to live in intellectualism, because with intellectualism, everything can be easily proven. The only thing that matters is that one has immersed oneself long enough in some direction or current, in some sect or party or something else, then one can quite rightly say: Yes, that's all clear; the other one who claims the opposite is an idiot. - Certainly, but the other one can just as easily prove that the first one is an idiot and his own claim is correct. Today, with the configuration that intellectual life has attained, this is perfectly possible and is taken for granted. And so it is a matter of course that one can write such a piece today without arriving at a real spiritual insight. The fact that Werfel is not approached proves that nothing significant is seen through the window; the spiritual insight would only begin if something significant were seen through the window. But if you merely describe three steps, and then, after describing how he woke up and looked out, you do not describe what he sees, if you make so many concessions to the general consciousness that you can write such a “Mirror Man” and still say something reasonable in response to something like “Occult Science in Outline” or “How to Attain Knowledge of Higher Worlds” or the like: If one has to say that one would not be in one's right mind if one accepted it, and if one can only say: Yes, the person in question has arrived at the window, but I am wary of seeing what one sees when looking out through the window, then one is simply not yet ready to immerse oneself in the real spiritual life, then one is simply completely stuck in intellectualism. That is why I was allowed to speak in this way. Of course, one would not have the right to give a philosophical critique of a work of art. But I did not give a philosophical critique at all; what I said is just as much an artistic view. Because it happens to you, you read a trilogy, read it with the utmost interest. Afterwards, when you're done, you suddenly feel upside down! It's an uncomfortable feeling, and to get back on your feet again, you would have to rewrite the whole story from back to front. It would take a very long time before you could finally work your way back to your feet, to your footing. Yes, it is quite true that one is also artistically cheated by becoming aware: in there is the spinning wheel of intellectualism, while the work of art must indeed make a beautiful impression. You cannot reverse that. Try to turn Goethe's “Faust” around, to start writing from the back to the front. You cannot! A work of art cannot be turned around. Here in this work you can, because the intellectualism predominates, because it has not penetrated to the real looking. Intellectualism has indeed received the vague, unconscious feeling that there must be juice and strength in the thoughts, but in reality neither juice nor strength has entered, there is nothing in it. There is only a pattern of a more real inner experience in it. And so we see just from something that is really full of spirit, which is extremely significant in terms of what our time can bring forth, where the path must go. For fifty years it has been the case that people actually feel: they must go in the direction of something spiritual, but they would avoid the real path. So they take something out of all kinds of old traditions, like the three-part path and the like. But it is characteristic that today they take up this three-part path; you can find it in all kinds of books that describe some old atavistic clairvoyant paths. As long as one refrains from accepting what one sees when looking through the window, this story of “mirror” and “one into the other” and “through the window” can very easily still be part of our spiritual life. It is easy to describe if one only has such general ideas about it. But as long as you stop at that, you still can't get out of intellectualism, which holds the people of the present day captive with a tremendous magic. I have pointed out this intellectual element in our time in the most diverse forms. I have pointed out how one could get into all kinds of branches in the Theosophical Society, and there were great schemes, races and rounds, whole world systems and all kinds of things were built up in wonderfully intellectual forms - all intellectual! On the other hand, when it was a matter of characterizing the structure of the human being, there was a scheme: physical man: dense physical matter; etheric body: finer matter; astral body: even finer; kama manas: even finer; manas: even finer, ever finer and finer. Yes, but only from the intellectual point of view! This thinning out did not stop at all! But it is just purely intellectual. Just as you can always turn a wheel, you can, if you just stick to the intellectual, let matter become thinner and thinner. And so we had an intellectualized theosophy, and so we have here an intellectualized poetry that even borders on mysticism and that will certainly be admired by a great many of our contemporaries, and rightly so, because one can see from such poetry how the striving of our time is again turning towards something spiritual. But my judgment is not an unartistic one. When I look at this mirror man who accompanies the hero throughout his entire evolutionary life, this mirror man is something completely different than Mephisto in relation to Faust. There is life in Faust. You know, I once showed how Mephisto is ultimately only the other side of Faust, like Wagner. “You resemble the spirit you comprehend, not me.” You resemble Wagner, you resemble Mephisto, and so on. But there is life in it. But it is not yet life when the self jumps out of the mirror, is initially frail and then becomes fatter and fatter as the person himself grows more and more out of life. In short, what dominates from beginning to end is the inanimate, the abstract. The abstract can always be turned around. And because nowhere in the artistic work can one feel a full-blooded, intense contemplation, but everywhere one sees only thought-patterns blown up into images, one feels an unartistic quality. And it is strange that in the present day, this is often defended by saying: Anthroposophy, yes, that is only the pursuit of ideas, and that is not artistic. But in Anthroposophy, the aim is to gain insight, only one must really be prepared for this insight. One must look through a window and see something. But here, the actual artistic is called something that has not quite hatched, that is just about to hatch from the egg, but is content to remain in the egg. You know what I mean, that the chicken does not really hatch from the egg to live in the world. It is as if man wants to begin a journey of knowledge, but still avoids the spiritual world in all its concreteness and certainty. I don't want to say how the egg feels when the chicken just can't get out! But isn't it true that it is just the same with such intellectual products that don't really get out. This is not to say anything against the value of such things. In the sense of the present I actually see something of the very first order in this mirror-man. But from a higher point of view it must be characterized and placed in the spiritual life, in the whole cultural life of the present, as I have tried to sketch it. |
207. The Seeds of Future Worlds
24 Sep 1921, Dornach Translator Unknown Rudolf Steiner |
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It is lecture 1 of 11 from the lecture series: Anthroposophy as Cosmosophy Vol. I It is also known as: At the Center of Man's Being: II, or Natural Law and Moral Law. |
Needless to say, one cannot set things before the world at large to-day in the way I have described them to you here, for people have not yet been sufficiently prepared by Spiritual Science and Anthroposophy. Yet there are ways in which one can point out even to modern men how they carry in them a centre of destruction, and how in the world outside there is something wherein the Ego of man is as it were submerged, where it cannot hold itself fast—as in earlier times men were told about the Fall and other doctrines of that kind. |
207. The Seeds of Future Worlds
24 Sep 1921, Dornach Translator Unknown Rudolf Steiner |
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Yesterday I spoke of how we find within man a kind of centre of destruction. I showed how as long as we remain within the limits of ordinary consciousness, we retain memories of the impressions made upon us by the world, but that this is as far as we can go. We receive our impressions from the world; we turn them into experience through our senses and through our understanding, through all the manifold effects they have upon our soul; and later we are able to call up again pictures of what we have experienced. We bear these pictures within us; they are for us our inner life. It is indeed as though we had within us a mirror; but one that works differently from the ordinary spatial mirror. For the ordinary mirror reflects what is in front of it in space, whereas the living mirror we carry within us reflects in quite another way. It reflects the sense-impressions we receive, and reflects them in the course of time. Something or other—at some later moment—causes this or that impression to be reflected back again into consciousness, and so we have a memory of a past experience. If we break a mirror that is in space, then we can see behind it; we can look into a realm we cannot see when the mirror is intact. Correspondingly, if we carry out inner exercises of the soul, we come, as I have often suggested, to something like a breaking of the inner mirror. The memories can as it were cease for a time—for how long a time depends upon ourselves—and we can look more deeply into our inner being. As we do this, as we look within behind the memory-mirror, then what I described as a kind of centre and heart of destruction meets our gaze. There must needs be such a centre within us, for only in such a centre can the Ego of man establish itself. It is a centre for the strengthening and hardening of the Ego. But, as I said, if this hardening of the Ego, if this egoism is carried out into social life, then evil ensues, evil in the life and actions of men. You may see from this how complicated is the life into which man is placed. Here you have something which has its good use and purpose within man, for otherwise he would not be able to develop his ego, but something which must never be allowed outside. The bad man carries in into the outer world; the good man keeps it inside him. If it is carried outside, it becomes evil and wrong. If it is kept within, it is the very thing we need to give the Ego its right and proper strength. After all, there is really nothing in the world that would not bring blessing to man, were it only in its right place! We should be thoughtless and unreflecting, if we lacked this centre within us. For this centre enables us to experience in it something we would never be able to experience in the external world. In the external world we see objects in a material sense, and following the custom of present day science we speak of the conservation of matter, the indestructibility of matter. But in this centre of destruction it really happens that matter is destroyed. Matter is thrown back into nothingness, and we have the power within this nothingness to cause the good to arise. We do so, if instead of instincts and impulses, which are bound to work in the direction of egoism, we pour moral and ethical ideals into the centre of destruction. Then, in this very centre of destruction, the seeds of future worlds arise. Then we, as men, take part there in the coming into being of worlds. When we speak, as you may read in my Outline of Occult Science, of how our Earth will one day suffer dissolution, and of how out of all manner of intermediate states of transformation the Jupiter existence will eventually be evolved, then we have to see it in this way. The Jupiter existence will contain nothing but the new creation that is being formed to-day in man within this centre of destruction. It is being formed out of man's moral ideals, but also out of his anti-moral impulses, out of what works as evil from his egoism. Hence the Jupiter existence will be a battle between the good which man, already here and now, is bringing to birth by carrying his moral ideals into his inner chaos, and the unmoral and anti-moral which is due to the presence of egoism. Thus, when we look into our deepest selves, we are gazing upon a region where matter is thrown back into nothingness. I went on to indicate how it is with the other side of human existence, where we are surrounded with sense-phenomena. We behold these phenomena spread around us like a carpet or tapestry, and we apply our intellect to combine and relate them and discover within them laws, which we then call the laws of nature. But with ordinary consciousness we never get beyond this tapestry of the senses. We penetrate it just as little as we penetrate the memory-mirror within. With a developed consciousness, however, we do come through it. Then men of ancient Oriental wisdom penetrated it with a consciousness informed by instinctive vision. And then they looked upon a world where egohood cannot hold its own in consciousness. We enter this world every time we go to sleep. When we fall asleep, the Ego is dulled, and the reason is that beyond the tapestry of the senses lies that world where, to begin with, the ego-power, as it develops for human existence, has no place at all. Hence it is that the ancient Oriental, who had a peculiar longing to live behind the phenomena of the senses, used to speak of Nirvana, of the end and disappearance of egohood. This brings us to the great contradiction between East and West. In times past the Oriental developed a longing to see behind the sense-phenomena, and in so doing acquired a power of vision into a spiritual world which is not composed of atoms and molecules but of spiritual Beings. This world was there in visible actuality for the perception of the ancient Oriental. In our days the Oriental, particularly in Asia but also in other parts of the world, is living in the decadent stages of this yearning to reach the world behind the sense phenomena; while the man of the West has developed his Ego, has allowed that hardening and strengthening to take place within the centre of destruction which we have described. In saying this we are already on the way to seeing what it is that must enter into man's consciousness, now and in the early future. For if the pure intellectualism that has been developing ever since the middle of the 15th century were to continue, mankind would fall into decline; for intellectualism will never help us to pass either behind the memory-mirror or behind the tapestry of the world of the senses. And it is essential that man should acquire once more a consciousness of these worlds. He must do so, if Christianity is again to become a truth for him; it is not a truth for him to-day. We can see this clearly when we look at the modern conception of Christ—if indeed modern times may be said to have any idea of Christ at all. The truth is that we are living in a stage of evolution when man cannot possibly come to an idea of Christ as long as he makes use only of the concepts which he has been developing since the 15th century. In the 19th and 20th centuries he has become incapable of forming a true idea of Christ. Man looks round about him on the world, and uses the combining faculty of his intellect to build up natural laws. Following a line of thought that is perfectly possible for the consciousness of the present day, he comes to the point when he could say: “The world is permeated with thought, for the laws of nature can be apprehended in thoughts; they are in reality the thoughts of the world. If I follow up the laws of nature I am bound eventually to apply them to the coming into existence of man himself as a physical being, and then I have to admit that within the world I survey with my ordinary consciousness, beginning with sense-perception and going on as far as the memory-mirror, a spiritual element lives.” One must needs be ill, pathologically ill, if like the atheistic materialist one is not willing to recognise this spiritual element. We live in this world that is given for ordinary consciousness; we come forth into it as physical man through physical conception and physical birth. But what is observable within the physical world must be inadequately contemplated if one fails to see behind the physical world a universal spiritual element. When we are born as little babies, we are really for external perception not unlike some creature of nature. Then out of this being of nature, that is virtually in a kind of sleep condition, spiritual inner faculties gradually develop. If we learn to trace back these emerging spiritual faculties in the same way that we trace the gradual growth of the limbs, we find that we must look for their source beyond birth and conception. Thus we come to the point of thinking in a living and spiritual way about the world, where before, in our consideration of external nature, we only built up abstract laws. We come, in other words, to an affirmation of what we may call the Father God. Scholasticism held—you will remember—that knowledge obtainable by ordinary rational observation of the world includes knowledge of the Father God. It is indeed true that if anyone sets out to analyse the world as it is given for ordinary consciousness, and does not end by gathering up all the natural laws in what is called the Father God, he must be in some way ill. To be an atheist is to be ill; that is how I put it here once before. With the ordinary consciousness, this is as far as we can go. With the ordinary consciousness we can come to the Father God, but no further. It is symptomatic of our times when a theologian of such standing as Adolf Harnack says that Christ the Son does not really belong in the Gospels; that the Gospels are the message of the Father, and that Christ Jesus has place in the Gospels only in so far as He brought the message of the Father God. Here you may see quite clearly how with a certain inevitability this modern thinking leads men to recognise even in theology only the Father God, and to understand the Gospels themselves as containing no more than the message and tidings of the Father God. Thus in the sense of this theology Christ is of account only as having appeared in the world and brought to men the true teaching concerning the Father God. Two things are implied in this. First, the belief that the message of the Father God cannot be read by a study of the world in the ordinary way. The Scholastics still held that it could. They did not imagine that the Gospels were there to speak of the Father God; they assumed that the Gospels were there to speak of God the Son. That men can come forward with the opinion that the Gospels speak only of the Father God is proof that theology, too, has fallen into that way of thinking which has developed as the peculiarly Western method. For in early Christian times, up to about the third or fourth century, when there was still a good deal of the Oriental wisdom in Christianity, men were occupying themselves intently with the question of the difference between the Father God and God the Son. These fine differences that engaged attention in the early Christian centuries have long ceased to have meaning for modern man, who has been occupied in developing egohood as a result of the influences I have described. A kind of untruth has thus found its way into modern religious consciousness. Through inner experience, through his analysis and synthesis of the world, man comes to the Father God. From tradition, he has God the Son. The Gospels speak of Him, tradition speaks of Him. Man has the Christ, he wants to acknowledge Him—but through inner experience he has Him no longer. Therefore he takes what he should apply only to the Father God and transfers it to the Christ God. Modern theology has not the Christ at all; it has only the Father—but it calls the Father “Christ,” because it has received the tradition of the Christ Being in history and, quite naturally, wants to be Christian. If we were honest, we should simply be unable to call ourselves Christians in modern times. All this is quite changed when we go further East. Even in the East of Europe it is different. Take the Russian philosopher of whom I have frequently spoken—Soloviev. You find in him an attitude of soul that becomes a philosophy and speaks with full justification of a difference between Father and Son. Soloviev is inwardly justified in so speaking because for him both the Father and the Christ are experiences. The man of the West makes no distinction between God the Father and Christ. If you are inwardly honest with yourselves, you will feel that the moment you want to make a distinction between the Father God and the Christ, the two ideas become confused and involved. For Soloviev that would have been impossible. He experiences each separately, and so he has still an understanding for the spiritual conflict that was fought out during the earliest Christian centuries, in the endeavour to realise in consciousness the distinction between the Father God and God the Son. This, however, is the very thing that modern man needs to learn. There must again be truth in calling ourselves Christians. It must not be that we make a pretence of worshipping the Christ and attribute to Him only the qualities of the Father. But to avoid this we must bring forward truths such as I have been indicating to-day. That is the only way we can come to the twofold experience, the experience of the Father and the experience of the Son. It will be necessary to change the whole form of our consciousness. The abstract form of consciousness in which modern man is born and bred, and which does not permit of more than the recognition of the Father God, will have to be replaced by a much more concrete life of consciousness. Needless to say, one cannot set things before the world at large to-day in the way I have described them to you here, for people have not yet been sufficiently prepared by Spiritual Science and Anthroposophy. Yet there are ways in which one can point out even to modern men how they carry in them a centre of destruction, and how in the world outside there is something wherein the Ego of man is as it were submerged, where it cannot hold itself fast—as in earlier times men were told about the Fall and other doctrines of that kind. We in our time have only to find the right form for these truths—a form which would enable them to find their way into ordinary consciousness; they must become part of ordinary consciousness, even as the doctrine of the Fall of man used to give instruction concerning a spiritual foundation of the world, in ways that were different in their effect from our teaching of the Father God. Our modern science will have to become permeated with conceptions such as those we have expounded here. At present it is ready to recognise in man only the laws of nature. But in this centre of destruction of which I have been speaking the laws of nature are united with the moral laws; there, natural law and moral law are one. Within man matter is annihilated, and so are all the laws of nature. Material life, together with all the laws of nature, is thrown back into chaos; and out of the chaos a new nature is able to arise, filled through and through with the moral impulses we ourselves lay into it. As we have said, this centre of destruction is below our memory-mirror. So that when we let our gaze penetrate deep down below this memory-mirror, there at last we observe it, though it is always within us. A man is not changed by knowledge: he merely comes to know what he is like, what his normal condition is. And he must learn to meditate upon these facts. When we are able to penetrate into this inner core of evil in man, and are able also to become conscious of how into this evil, where matter is destroyed and thrown back into chaos, moral impulses can find their way, then we have really found in ourselves the beginning of spiritual existence. Then we perceive the spirit within us in the act of creating. For when we behold moral laws working upon matter which has been thrown back into chaos, we are beholding a real activity of the spirit taking place within us in a natural way. We become aware of the spirit concretely active within us, the spirit that is the seed of future worlds. With what can we compare this finding? We cannot compare it with what our senses tell us of external nature. We can compare it only with a communication made to us by another human being through speech. It is indeed more than a comparison when we say of that which takes place in us, when moral and anti-moral impulses unite with the chaos inside us, that it speaks to us. There we have something that is no mere allegory or symbol, but actual fact. What we can hear externally with our ear is a speech toned down for the earth-world, but within us a speech is spoken that goes out beyond the earth, for it speaks out of that which contains the seeds of future worlds. There we penetrate into what we must call the “inner word.” In the words that we speak or hear in intercourse with other people, hearing and speaking are separate and distinct, but in our inner selves, when we dive down below the memory-mirror into the inner chaos, we are in a region of being where speaking and hearing go on at the same time. Hearing and speaking are once more united. The “inner word” speaks to us, and is heard in us. We have, in fact, entered a realm where it is meaningless to speak of subjective and objective. When you listen to your fellow man, when he speaks words to you that you perceive with your sense of hearing, then you know that his being is outside you, but that you have to give yourself up, to surrender yourself, in order that you may perceive his being in what you hear him saying. On the other hand, you know that the actual word, the audible word, is not merely subjective, but is something placed into the world. Hence we find that even with the toned-down words that we hear and speak in our intercourse with other men, the distinction between subjective and objective loses meaning. We stand with our subjectivity in objectivity; and objectivity works in us when we perceive. It is the same when we dive down to the inner word. It is not only an inner word; it is at the same time something objective. It is not our inner being that speaks: our being is merely the stage whereon speaks the world. It is similar for one who has insight to see behind the tapestry of the senses a spiritual world, a world wherein spiritual Beings of higher Hierarchies work and weave. To begin with, he perceives these Beings by means of Imagination; but for his vision they become permeated with inward life when he hears the “word”, apparently sounding to him through himself, but in reality from out of the world. By means of love and devotion and surrender, accordingly, man presses his way through the tapestry of the senses and sees beyond; and the Beings who reveal themselves to him when he thus offers up his own being in full surrender—these Beings he comes to perceive with the help of what he recognises as “inner word.” The world without begins powerfully to resound when the inner word is awakened. What I have been describing exists to-day in every human being. Only, he has no knowledge of it and so he gives no thought to it. He must grow into this knowledge; must learn to have it in thought and remembrance. When we learn to know the world with the ordinary consciousness that provides us with our intellectual concepts, we really come to know only the passing and the past. What our intellect gives us, if we are able to look at it in the right light, is really a survey of a world in process of passing away. But we know that with the intellect—as I have said—we can find the Father God. What sort of consciousness, then, relates us to the Father God? The consciousness that the Father God is at the foundation of a world which reveals itself to our intellectuality is in course of wearing away. Yes, it is indeed so—since the middle of the 15th century man has developed through his intellect a special faculty for studying and observing all that is dying in the world. We analyse and test the world-corpse with our intellectual scientific knowledge. And theologians such as Adolph Harnack, who hold by the Father God alone, are really expounders of that part of the world which is going down and will pass away with the earth and disappear. They are backward-pointing men. How is it then, in the last resort, with a man who has completely absorbed the modern natural science way of thinking? How is it for him, when this way of thinking has been grafted on to him from early childhood? He learns that out there in the world are phenomena which arise and pass away, but that matter persists, matter is the indestructible thing. The earth may come to an end, but matter will never be destroyed. Certainly (he is told) a time will come when the earth will be one vast cemetery, but the cemetery will be composed of the very same atoms as are already there to-day. A man thus trained in thought centres all his attention on what is passing away, and even when he studies that which is coming into life, he really only studies how the dying plays into it. An Oriental could never do this; we can see this even in the East of Europe, in the subdued philosophical feeling of Solovieff. He does not bring it to expression as clearly as it will have to be expressed in the future, but he shows unmistakably that he has still enough of the Oriental in him to see everywhere, within what is passing away and crumbling into chaos, the springing up of the new, the birth of what shall be in the future. If we would understand how this really is, we must envisage it in the following way. All that we see of our fellow men with our senses will one day no longer exist; whatever makes itself known to eye, ear, and so on, will at some time in the future cease to be. Heaven and earth will pass away. For what we see of the stars by means of our senses—that too belongs to the things that are transient. But the “inner word” that is formed in the inner chaos of man, in the centre of destruction—that will live on after heaven and earth are no longer there; it will live on even as the seed of this year's plant will live on the plant of next year. Within man are the seeds of world-futures. And if into these seeds men receive the Christ, then heaven and earth may pass away, but the Logos, the Christ, cannot pass away. Man bears within him that which will one day be, when all he sees around him will have ceased to be. We must put it to ourselves in this way. I look up to the Father God. The Father God is at the foundation of the world I can see with my senses. The world of the senses is a revelation of Him; but it is none the less a dying, sinking world, and it will drag man down with it if he is completely absorbed in it, if he is able to develop only a consciousness of the Father God. Man would then go back to the Father God; he would not be able to evolve any further. But there is also a new world arising, and it takes its beginning from man himself. When man ennobles his moral ideals through coming to a Christ-consciousness and receiving the Christ Impulse, when he forms and fashions them as they should be formed and fashioned through the fact that the Christ has come to earth, then something comes to life in the chaos within him, seed is sown for the future, a new world dawns within him. We need to develop a keen and sensitive perception for these two worlds—the setting and the rising world. We must feel how there is in nature a perpetual dying. Nature wears, so to speak, a deathlike hue. But over against this there is also in nature a continual glow of new life, a continual coming to birth. This does not reveal itself in any hue visible to the senses; yet if we open our hearts to nature, it can be perceived. We look out into nature and see the colours, all the colours of the spectrum, from the red at one end to the violet at the other, with all the shades between. But if we were now to mix these colours in a certain way—make them “colour” one another—they would receive life. They would together become the so-called flesh colour, Inkarnat, the colour that speaks out of man. When we look at nature, we are looking in a certain sense at the spread-out colours of the rainbow, the sign and symbol of the Father God. But if we look at man, it is the Inkarnat that speaks out of the inner being of man, for in man all the colours interpenetrate, and in such a way as to become alive. But when we turn to a corpse, this power to take on life is entirely absent. There, that which is man is thrown back again into the rainbow, into the creation of the Father God. But for the source of that which makes the rainbow into the Inkarnat, makes it into a living unity, we must look within ourselves. I have tried to lead you, by what may have been at times a rather difficult path, to an understanding of this inner centre of man in its true significance. I have shown you how external matter is thrown back into nothingness, into chaos, so that the spirit may be able to create anew. Let us look at the whole process. The Father God works in matter, bringing it to completion. Matter confronts us in the external world in a great variety of ways, manifesting itself visibly to our senses. But within ourselves this matter is thrown back into nothingness and then permeated with pure spiritual being, filled through and through with our moral or anti-moral ideals. There is the upspringing of new life. We have to see the world in this double aspect. We see first the Father God, creating what is outwardly visible; we see how this outwardly visible comes to an end inside man, and is thrown back into chaos. We need to feel quite intensely how this world, the world of the Father God comes to its end; only then we shall be able to reach an inner understanding of the Mystery of Golgotha. It will become clear to us how the very thing that comes to an end, in the sense of the creation of the Father God, is endowed with life once more by God the Son; a new beginning is made. Everywhere in the Western world we can see how since the 15th century there has been a tendency to study and investigate only the corpse-like part of nature, only what is “setting” and passing away. In truth, this is all that is accessible to the pure intellect on its own account. All our so-called education and culture has been developed under the influence of a science that concerns itself only with what is dead. This kind of culture is directly opposed to real Christianity. Real Christianity must have a perceptive feeling for what is living, and for the distinction between everything that is springing into life and everything that is on the way down. Hence the idea most important for us to connect with the Mystery of Golgotha is the idea of the Risen Christ, the Christ who has vanquished death. Much depends on this. Christianity is not merely a religion of salvation; the Oriental religions were also that. Christianity is a religion of resurrection, a religion that awakens again to life that which would otherwise be nothing but matter crumbling away into nothingness. Out in the cosmos we have the crumbling away of matter in the moon, and in the sun we have a perpetual coming into being, forever new and fresh. When we get beyond ordinary sense-perception and reach the point where Imagination is active, then we can see in the moon something that is for ever splitting up and scattering itself abroad. There, where the moon is situated, its matter splits up and disperses like dust into the world. The matter of the moon is perpetually being collected from its environment and then split up and scattered. If you look at the moon in the consciousness of Imagination, you have a perpetual convergence of matter to the place where the moon is; it collects there, and then it splits up and is scattered like dust into the cosmos. You see the moon like this: first a circle, then a smaller, closer circle, until the circle becomes the moon itself. Then it falls to pieces; it is strewn out over the cosmos. In the moon, matter cannot endure a centre. It concentrates towards the centre of the moon, but cannot endure it; it stops short there and disperses like cosmic dust. It is only to ordinary sense-perception that the moon appears quiet. It is not quiet. It is for ever compressing matter together and scattering it. When we come to the sun, there we find it is all quite different. Through Imagination we are able to see how matter does not collect in this way at all; true, it does approach the centre, but then it begins to receive life in the rays of the sun that stream out from the centre. It does not split up and disperse; it becomes living, and spreads out life from the centre in every direction. And together with this life it develops astrality. In the moon there is no astrality; there is nothing; the astrality is destroyed. But in the sun astrality unites itself with all that streams out. The sun is in reality permeated through and through with inner life. The centre-point is not tolerated, any more than in the moon, but it has a fructifying influence. In the centre of the sun lives the fructifying activity of our cosmos. Thus in the contrast between sun and moon we can see a cosmic manifestation of the two opposite processes: in the moon matter is thrown back into chaos, while in the sun it is perpetually springing and welling up with life renewed. When we dive down into our selves, then we look first into our own inner chaos, into our “moon.” That is the inner moon. Matter is destroyed there, as in the external world it is destroyed at one spot alone—where the moon is. But then comes the influence of the sun, entering through our senses; the sun penetrates into our inner “moon.” The matter which is dissolving there into dust is renewed by the sun. Here, within us, matter is constantly falling under the moon influence, and as constantly absorbing the activity of the sun. Such is the relationship in which we stand to the cosmos. We must become aware of these two opposite activities in the cosmos: the moon-nature directed towards pulverising and scattering, and the quickening, life-giving nature of the sun. In this way we come to behold in that which is dispersing and crumbling to dust the world of the Father God, which had to be there until such times as the world changed into the world of God the Son. The world of God the Son has its physical source in the Sun-nature of the cosmos. Moon-nature and Sun-nature are related to one another as Father Godhead is to Son Godhead. During the early Christian centuries these things were instinctively perceived. Now they must be known again with full consciousness and clarity of thought, if man wants to say of himself in all truth and honesty: I am a Christian. |
176. The Karma of Materialism: Lecture IX
25 Sep 1917, Berlin Translated by Rita Stebbing Rudolf Steiner |
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When difference of opinion is expressed usually a degree of objectivity is exercised, but not when the object of contention is spiritual science or Anthroposophy. When someone like Max Dessoir, a professor at Berlin University, attacks spiritual science, he regales his readers with misrepresentations and falsifications, as I have shown in my book that will be published shortly. |
Today we again find ourselves within two streams, two possibilities, which must of necessity affect one another. On the one hand there is Anthroposophy with the impulse to further human evolution; on the other hand there is all that which has brought about events, similar in nature to those that caused the Thirty Years' War. |
176. The Karma of Materialism: Lecture IX
25 Sep 1917, Berlin Translated by Rita Stebbing Rudolf Steiner |
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A point has been reached in mankind's evolution when the riddle of existence becomes ever more significant for the human soul. Some are aware of the riddle but there is little inclination anywhere to seek ways and means of solving it. Today I would like to point to an aspect of the riddle which many people come up against in everyday life. There are those who ask: Why is it that all over the world there is a discrepancy between man's intellectual and moral development? At present man's intellectual development expresses itself mainly in what could also be called, with more or less justification, scientific development. Most people's view of life is based on natural science. And what things has man not produced thanks to his intellect! I need not enumerate all the external products which make up our materialistic culture. When one thinks of all the ingenious means it has so far produced for destroying human life, for enabling men to slaughter one another, then, leaving aside all moral considerations, one must concede that the intellect has reached a certain high plateau in its development. Just think of all the scientific ingenuity necessary to produce all those instruments of death with which men mangle each other, causing untold suffering. One can think of much that is negative and also of much that is positive in what has come about as a result of man's highly developed intellect. It has certainly progressed with unprecedented speed especially in the last centuries. Occasionally one comes across remarks made by the few who have noticed the glaring contrast between intellect and morality. Already years ago in his famous work The Riddle of the Universe, Ernst Haeckel35 pointed out how man has progressed intellectually but in regard to morality he has in many respects remained at a primitive stage. There are also others who have remarked on this discord which tends to be noticed by persons who are awake and sensitive to what goes on in the world. However, due to modern man's lethargy and love of ease, people fail to become aware that only spiritual knowledge can throw light on these profound problems with their far-reaching consequences for the human soul. If one is to find one's way through the complexities of present-day life no other possibility exists than to attempt to understand them in the light of spiritual science. Anyone with a feeling for reality finds it painful to witness the unease, the unwillingness that exists all over the globe to face openly and courageously the things that are happening both above and below the surface of events. Today people are apt to deplore immoral measures taken in the past. This seems strange in view of the fact that they fail to judge what goes on at present all over the world which is far worse than anything that has happened before in human evolution. Let us for once look at the relationship between man's intellectual and moral development in the light of spiritual knowledge. Our first enquiry must concern what exactly takes place in the human being when he is engaged in intellectual pursuits. What aspects of our being is active when we formulate scientific thoughts; i.e., when we investigate external phenomena? We reflect on the laws of nature to enable us, through understanding them, to form appropriate mental pictures. This activity engages parts of man's being which are the most mature. When we look at what is today the foundation, the tool of the intellect then we are looking at those aspects of man which were developed and incorporated into his being in the course of the ancient Saturn, Sun, Moon and the present Earth evolutions. When on the other hand we seek to understand the foundation of man's moral development we cannot refer to such mature constituents of his being. In regard to his moral evolution we are dealing with comparatively much younger members of human nature. In actual fact only man's 'I' can be said to be moral in the true sense. But, as I have often said: man's 'I' is the baby among the members of his being. Even in regard to the astral body, incorporated into man's being during the ancient Moon evolution, one can speak of moral impulses only insofar as the astral body, being intimately connected with the 'I' during life, may receive moral impulses from the latter. It must also be borne in mind that the 'I' and astral body have a comparatively independent existence; every night when we fall asleep they free themselves from the physical and etheric bodies. They are then in a state of complete unconsciousness and therefore cannot receive moral impulses. The following is of great importance but somewhat difficult for modern man to understand: Every time we awake from sleep we enter, with our ‘I’ and astral body, into our physical and etheric bodies; i.e., into the oldest members of our being. These members, having evolved through the Saturn, Sun and Moon evolutions have attained a certain degree of perfection which makes them pre-eminently suitable tools for the intellect. Their degree of perfection is something that is inborn in them and manifests as intellectual proficiency. If the 'I' and astral body were not added to our physical and etheric bodies we would in a certain sense be thinking machines; we would be scientific automatons. In accordance with their nature our physical and etheric bodies do in fact act automatically in certain ways. It is only because the ‘I’ dwells in them that they are capable of further development on earth. But the ‘I’ could do little towards perfecting the physical and etheric bodies, even in regard to their intellectual ability, if it were not transported every night into sleep. We attain our best forces, also in regard to intellectual development, during sleep. It is because the physical and etheric bodies are perfectly developed tools that the already existing intellectuality can become further developed by what the 'I' has received from the spiritual world during sleep and bestows upon them on waking. During waking life we have in addition our consciousness which we attain by virtue of the physical and etheric bodies. We have at present no comparable consciousness as far as the ‘I’ and astral body are concerned. This should be kept well in mind. Man believes he knows his ‘I,’ but in what sense does he know it? If you have, say, a red surface and cut a hole in it through which you look into darkness; i.e., into nothingness, you will then see the red surface and the hole as a black circle. You look into nothingness. In your inner life you see your ‘I’ the way you see the black circle in the surrounding red. What man believes to be perception of his 'I' is in fact a gap in his soul life. Though nothing is there, or very little, man believes he perceives his ‘I.’ In actual fact all he sees is what his brain reveals to him through his etheric and physical bodies. In the present phase of evolution man has not come very far in perceiving his own ‘I’ while in a physical body between birth and death. We are unconscious during sleep, but during the day, while awake, we are still unconscious as far as our ‘I’ is concerned. Yet morality must be implanted into the ‘I.’ So you see, as far as morality is concerned—compared with his intellectuality—man is very much a baby. That is the deeper reason why it is so difficult for man, during earth evolution, to advance morally, while intellectually he progresses with comparative ease. In a periodical founded during the war entitled The Bell an article recently appeared discussing the discrepancy between intellectual and moral development. Despite its name, The Bell seldom rings out much sense; according to its opinion on this matter, the discrepancy can be traced to the fact that intellectual development has come about under capitalism, in other words during a time when rulership was in the hands of the few, whereas moral development will come about only when socialism has been established. Well, idealists insist that the earth will become paradise when idealism gains the upper hand. Materialists make the same claim for materialism while, according to liberals, paradise comes about when liberalism is generally accepted. So naturally socialists see paradise as the realization of socialism. These views are all incredibly naive. They are in fact so many trite illusions all of which demonstrate that, while modern man is beset by problems, he still will not rouse his thinking—and on thinking it at first depends—to the irksome task of penetrating into the realm of spiritual experience. Anyone who will really think can penetrate to spiritual reality. Our age that prides itself in its thinking knows thinking the least. The discrepancy between intellectual and moral development can only be explained when seen in the greater contexts just outlined. But the article in The Bell comes to the conclusion that as long as there are individuals who are intellectual, intellectuality will continue to develop, whereas moral life will reach a comparable development only when all people are merged within a socialist order. Thus capitalism is supposed to be favourable for intellectuals who are scientifically inclined, while socialism will be favourable for moral development. The reality however, is very different, for interest in the spiritual world must take hold of man if morality is to develop to the same extent as intellectuality has done. Men must become able actually to behold the spiritual forces and impulses that surge and pulsate through the world. There are many reasons why this is highly uncomfortable for modern man. For example, when someone embarks upon developing his thinking, in ways I have often described, his thinking becomes capable of functioning in the spiritual world. This means that in his thinking he experiences the spiritual world as a reality. This leads him of necessity to develop something else which has declined during our materialistic age, namely, an inner feeling of responsibility. People whose view of life is based solely on their natural-scientific knowledge and observations are determined, in the way they think, by external events. Their thinking is as it were attached to the leading strands of the external phenomena and guided by them. The concepts they acquire enable them, up to a point, to understand external events. However, this kind of thinking in no way suffices to recognize moral and social issues in their reality; let alone find solutions to moral and social problems. In order to achieve this one must be in contact with spiritual reality, which however creates in the soul a strong feeling of responsibility for one's thoughts. One will not permit every arbitrary train of thought to go through the soul but only such which are, as it were, fit to be seen by the Beings of the Higher Hierarchies. Proclaiming freedom for nations is not a concept fit to present to spiritual worlds; it illustrates the kind of mistaken concept, generally held today, concerning the individual's relation to his folk. We know from spiritual science that freedom is a concept which is applicable only to human beings as individuals; quite different concepts apply to nations with their group souls. Yet around the world today freedom of nations and the like is being proclaimed, giving voice to Woodrow Wilson's immature ideas. They are even taken seriously! In fact they are also taken seriously within Europe; though we, with centuries of experience should at least be able to produce a few enlightened ideas, ideas that could, in the sense of spiritual science, throw some light on the issues. It is possible to feel responsibility, not only towards people, but towards concepts and ideas; if they are moral ideas they exist entirely in the spiritual world, for they arise in our T or possibly in the astral body. However, one does not have this feeling of responsibility if one lives exclusively in materialistic concepts and ideas; i.e., ideas that relate solely to external phenomena as often happens without awareness. One hears phrases such as: God sent us this war because of our sins and shortcomings. Uttering such phrases does not indicate moral or spiritual ideas; it indicates rather no advance beyond materialism. Such an advance only comes about when one is able to form mental pictures of spiritual reality. Plenty of phrases are coined these days which have no foundation in reality; it happens especially when it comes to discussing this or that political issue. On such occasions one often hears talk of a "new spirit" which does not mean in the least that the person concerned has the slightest inkling of the spirit. If we are to extricate ourselves from the present devastating conditions, the spirit must not remain abstract; it must be grasped in its reality. As already mentioned it is possible to understand this or that external phenomenon with the kind of concepts engendered by simply following the leading strings of physical perception. They do not, however, have the power to influence the intricacies of human life; the latter require concepts and ideas derived from spiritual insight. You may ask how it then comes about that human life is after all influenced occasionally. It is because human beings still rely on old, even ancient ideas though they no longer fit the changed conditions. Our age demands new concepts, new mental pictures, derived from spiritual knowledge. Naturally, these ideas are new only in the sense that they are new to mankind. However, these new ideas are at times found to be unpalatable especially when they relate to human morality seen in the light of spiritual knowledge. It is easy enough to say that good will is a virtue and should be cultivated, or that justice is moral and ought to be established. It is also easy enough to make laws and arrangements accordingly. One can even elect parliaments in which clever people come together to make all kinds of decisions based on good will and justice. But if things are handled the way they have been so far they will result in something similar to the situation we see spread all over the world today, if only people would have the courage to recognize that there is a direct connection between the terrible events taking place at present and the kind of concepts and ideas which preceded them. Good will is certainly a virtue and one can even get a sensuous feeling of pleasure from practicing it. A kind of cathechism of virtues could be devised: Thou shalt have good will, thou shalt be just and so on; one would then possess a list of virtues and no understanding of any of them. It would in fact be comparable to knowing that when a pendulum is at its highest point the law of gravity will bring it down to the lowest, but not knowing that in coming down the pendulum gathers a force that makes it swing equally far up the other side. In regard to physical phenomena these things are easy to recognize because the external phenomena themselves enforce one's thinking to be consistent, but in the sphere of morality there are no such leading strings. If a person develops good will it is certainly an excellent thing. However, just as the pendulum in its downward swing gathers the force that will make it swing upwards, so there develops with the force of good will a tendency to its opposite, a tendency to prejudice, biassed views and the like. No virtue can be cultivated without developing also a disposition towards the opposite vice. These truths are not comfortable but truths they are. In the individual they are less noticeable, but in public life they result in the kind of thing I have indicated. If people in one age one-sidedly cultivate some virtue and pride themselves over much in the fact, then people in the following age, although the connection is not recognized, will exhibit the corresponding vice. Seen in their true light these things point to a deep truth uttered by Christ Jesus but one which people will not acknowledge. At the present time a strange current flows like a current through the world taking hold of souls like an epidemic. It is hard to believe that such views can be held, but they are. It appears that people have come to the conclusion that this war must be continued until an everlasting peace can be won. The war must go on till the impact of the war itself provides an absolute guarantee that there never will be another. Obviously the best way to achieve everlasting peace is to let the war go on forever. Simply by striving, as is done at present, for the ideal of everlasting peace will ensure that the war never ends! We live in a physical body, on the physical plane and the physical plane is not and cannot be perfect. If at one time or another the most perfect conditions possible were established it would only be a matter of a few centuries and they would be imperfect; because evolution progresses in oscillations, not in a straight ascending line. As the pendulum swings up and down, so does evolution move in lines of ascent and descent. If one epoch has developed something perfect, it need only wait and people will come who know of things still more perfect. What matters is not the perfection with which things are arranged on the physical plane, which in any case is an impossibility, an illusion. What matters is man's freedom. Liberalism, socialism, conservatism all want to create paradise on earth; i.e., they want to realize something perfect on the physical plane. Christ said: “The kingdom of God is within you.” To want to make the physical world into a perfect paradise is to want something impossible, for in the physical world there is perpetual oscillation. The Christ Principle is understood rightly only when one strives to permeate the physical world with spirituality and recognizes that man is a participant of the realm of the Gods, the realm of the spirit. Those who want to turn the physical world into a paradise, whether in the socialistic or some other sense, know nothing about reality. If the present unreal ideas are to be replaced with ideas based on reality things must be seen in their wider spiritual context. This can be done only through spiritual science. Today people are apt to be scornful of the vistas opening up through knowledge of the evolutions of Saturn, Sun, Moon, Earth, Jupiter, etc. People are apt to ask why all that is necessary? Yet this knowledge is needed in order to understand even the tiniest aspect of life, for man is truly a microcosm. He bears within him the Saturn, Sun, and Moon evolutions, and if he does not want to know about them he places himself in a situation comparable to denying someone the use of his hands for life by tying them behind his back in early childhood. Similarly man does not make use of his capabilities if he refuses to turn his gaze towards spiritual reality. By this refusal he fails grievously in a sphere where he need not fail. I would like to give you an example which may seem strange to some but which perhaps conveys more exactly what I mean by many of the things which I have only touched on today. I have recently spoken with various people about what is necessary to get mankind out of the present calamities and blind alleys. What must be done can be expressed in a number of practical ideas with which thinking must be quickened when it comes to questions such as—I cannot go into details now—answering the Papal note. Although these ideas are nothing but practical answers to immediate problems, they can neither be attained nor understood unless an impulse towards spiritual knowledge is present. They deal with the kind of thinking, the ways and means, necessary if man is to find a solution to the present confusion concerning how the various peoples and countries are to coexist. They concern arrangements to be made between peoples and countries and how to avoid resorting to illusory, abstract notions which only result in unrealistic declarations about people's freedom, peaceful cooperation between smaller nations and the like. It is indeed possible to work out eminently practical ideas which can lead to salvation from the present miseries. But what kind of thing happens instead? Perhaps you have read in the papers about the new principal of Berlin University being installed. The new principal, Councillor Penck36 has been lecturing on political frontiers based on geological factors. It is impossible to convey the heaviness of heart such occurrences cause one. And why? Because at what should be the most enlightened places for present-day cultural life, the most unenlightened, elementary ideas are presented. If minds had been occupied instead with spiritual knowledge, then comprehensive ideas of truly practical use for life would have emerged. Just think of the present situation: we have on the one hand spiritual science which can work out ideas with practical application for the present problems, ideas of a comprehensive nature which would reveal connections of a higher order between the issues. On the other hand we have the recognized official enquiries, still groping tentatively in the most basic aspect of the problems with no prospect of getting any further. Those to whom people today look up and regard as highest authorities are far removed from any understanding of what is so desperately needed and attainable through spiritual science. That is what makes it difficult to explain what is necessary, especially in relation to the present situation. Official science is concerned with rudiments of a scientific investigation yet that in itself could lead to spiritual science if those concerned did not regard it as so much fantasy which they refuse to consider. One is reminded, without presumption or lack of humility, of how the first Christians in early Roman times had to perform their religious worship down in the catacombs; while up above the old social order continued as before. But a few centuries later what had become of that old order whose treatment of early Christianity we learn from Roman history? Within a few centuries it had dissolved, and what had once existed down in the catacombs was now above and had spread far and wide. If only a sufficient number of people could understand that something similar must come about today even if not of the same magnitude as Christianity itself. What today dominates the world as the customary outlook based on official science cannot endure. It has the same relationship to the needs of the present as ancient Rome to Christianity evolving below in the catacombs. This world issue, this world antithesis must be inwardly experienced. One must enter into it with thoughts and feelings in order to become fully aware of the shallowness, when at present there are declamations about a "new spirit." One must become aware of how futile are the unintelligible ideas about guarantees to be provided by international organizations and courts of arbitration, despite the fact that no one knows who would be able to arbitrate. The time has come when concepts and ideas connected with the great world issues must be related to those of everyday life. Mankind cannot simply say that such concepts and ideas are all very well when it is a question of grasping world events but they do not apply to everyday issues. Either they are so applied or these very issues become meaningless and lose all significance for practical life, not that of a decade hence but for today and tomorrow. When difference of opinion is expressed usually a degree of objectivity is exercised, but not when the object of contention is spiritual science or Anthroposophy. When someone like Max Dessoir, a professor at Berlin University, attacks spiritual science, he regales his readers with misrepresentations and falsifications, as I have shown in my book that will be published shortly. What should be an honest objective discussion becomes a personal attack, personal vilification when the issue is spiritual science. And why? Not because people are able to refute spiritual science, but because they do not want it. The reason they do not is because modern man shuns the irksome task of seeking within himself for his true humanity. People like for example, to rejoice and take pride in their moral concepts, but this is no longer possible when one knows that virtues will of themselves turn into their corresponding vices unless a strict watch is kept over one's life of soul. I have often drawn attention to the question of selflessness. Once in a public lecture I gave as a hypothetical example a society founded for the purpose of cultivating selflessness. The members soon formed the habit of turning to those who managed the society saying: I would like such and such but not for myself; it is for someone else; then the “someone else” would also ask for something not for himself but for the one who first asked. Neither wanted anything for himself! The essential thing is not whether one wants something for oneself or for someone else but whether the request itself is a selfless one. The truth is that when people try to become selfless then after a time the power inherent in selflessness makes them egoistic. The very striving for selflessness makes for egotism. One has to take care when "the pendulum swings down" not to rejoice in one's own selflessness. Luther was very aware of these things, that is why we find in his writing many instances when he seemingly shows little respect for such virtues as selflessness and the like. He knew that selflessness is usually a mask behind which hides a hypocrite. Luther could often be blunt about such matters. For example, he advises Melanchthon not to try to be so frightfully selfless but rather do the bad he felt like doing. For it is better to do the bad when so inclined than be an insincere pharisee who ostensibly does the good while inwardly wanting to do the bad. Luther had a great deal of insight into this polarity in human nature because of his particular kind of spiritual experiences. For example he was in Rome in the year 1510; at that time it was considered virtuous to climb a very high flight of stairs—I do not know the technical Catholic term for so doing. For every stage climbed a certain number of days in purgatory were remitted, if the whole flight of steps were climbed on one's knees without getting up many days of purgatory were remitted. Luther took part in this, for at that period of his life he had the view that by such means one could further one's salvation. However as he was climbing he had an Imagination which conveyed to him: Seek righteousness in faith! It was this kind of experience that made Luther the man he was. He inwardly sensed the contrasting forces that were engendered in his soul by what he was doing. What is needed at the present time above all else is a deeper insight into human life. This means among other things to have the ability to recognize that the repetition of a word does not necessarily mean one has the reality to which it points. Many utter the word “spirit” but it is possible to talk a great deal about spirit and not come anywhere near it. This is not generally noticed. For example there is a man who has written what amounts to a whole library; I should not like to have to count how many times the word spirit appears in his library. People actually believe that this man, Rudolf Eucken,37 is talking about real spirit. In this realm it is essential to differentiate between reality and mere appearance. To do this causes disquiet, it creates fear of spiritual life, even fear of thinking itself. The man of today wants to flee from thinking, he wants to find his own salvation as well as solutions to social and political problems by any means other than thinking. The time is too serious, too grave not to take these things in deep earnestness. It will be a day of blessing when a greater number of people recognize the truth and reality of what I have indicated again today, unfortunately no more than indicated. To go into these things in greater detail would mean speaking about things which cannot be spoken of today. That is why it would be a good thing if you, especially after these lectures, would apply to them some real thinking that is as yet not censored. I said in the last lecture that today people would tear to pieces anyone who spoke openly about the immediate events as seen with supersensible vision. Certain things cannot be mentioned let alone done. Thus many opportunities are lost when one could illustrate how essential it is for present-day man to deepen and strengthen his inner life. Just imagine what would have become of the Lutheran movement had Luther not possessed far greater, stronger and more effective forces than those possessed by most leading figures today. One may ask why people today show so little interest in spiritual knowledge. The real reason is, what I have often referred to, that man finds it disquieting, uncomfortable. The natural-scientific view of the world is based on concepts and ideas which are easier to digest. They are certainly to be admired but all one must do to acquire them is to look at the phenomena and allow the external facts to lead one along. One is not required to rouse oneself inwardly, one does not have to delve into the deepest recesses of one's soul in order to take the next step. Spiritual knowledge does indeed make such demands and one is bound to say that unless a human being is willing to make such efforts he is not man in the true sense. That is also a truth which is not pleasant to hear, especially by someone who, thanks to prevailing conditions, is in a position of authority. That a professor or a privy councilor is not supposed to be a human being in the fullest sense is naturally difficult to understand. However, it is the kind of thing that must be understood if we are to emerge from the miseries we are in at present. In the year 1613 Johann Valentin Andrae38 wrote The Chymical Wedding of Christian Rosenkreutz; the book appeared in 1616. During the years from 1614 to 1617 Valentin Andrae wrote other works in which he expresses the thoughts and feelings of his time. One of his books has as its subtitle: "To the Princes and Heads of States." Andrae wanted to show that what man believes himself to be and what he believes others to be is maya, is a great illusion. He wanted man to have the opportunity to learn to know his true self and that of others. He had in mind a great spiritual movement and had given much thought and preparation to its realization. Two outstanding events were in preparation at that time: the movement Valentin Andrae wanted, and the Thirty Years' War, lasting from 1618 to 1648. The events that led to the Thirty Years' War made impossible the movement which Johann Valentin Andrae wanted to bring about. Much would have to be said if one were to describe the various causes for this failure. Attempts are often made which fail but which later succeed. There was at that time a possibility that it may have succeeded but it did not. Today we again find ourselves within two streams, two possibilities, which must of necessity affect one another. On the one hand there is Anthroposophy with the impulse to further human evolution; on the other hand there is all that which has brought about events, similar in nature to those that caused the Thirty Years' War. It depends upon mankind whether once again what ought to happen is prevented from happening. Lethargy, love of ease might well paralyze the present attempt. Whether things would then take their course as they did when the attempt made by Valentin Andrae was paralyzed is another matter. One should not ask a question such as: Why do the spiritual powers not intervene in the affairs on the physical plane and bring order about? That ought not to be asked because what human beings do is often in direct revolt against the spiritual powers. Very often those in revolt are the very people who are forever talking about spirit, spirit, spirit. I recently read on the cover of a magazine an advertisement of some kind in which the word spirit was repeated ad nauseam. These days spirit dominates everything, it is enough to make one despair! Spirit is supposed to manufacture the germs and gas masks and what not. Everything is called spirit. The question is: do people realize what spirit this is? As you know we distinguish between the spirit of normal evolution and the luciferic and ahrimanic spirit. I drew your attention to Ricarda Huch and how, in her book on Luther she expresses a positive longing for the devil, she means of course for recognition of the devil. Concerning all the proclamations about spirit one could say that people never notice the devil even when they have him on the covers of magazines. There are many things which today I could only hint at, and many I could refer to only in a veiled manner. They will become clear to you if you reflect on what has been said today. One thing you will have noticed: that I have spoken in deep earnest, in bitter earnest which is also the way I must, for the time being, bring these lectures to a close.
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235. Karma: The Single Factor of Karma
01 Mar 1924, Dornach Translated by Henry B. Monges Rudolf Steiner |
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Rudolf Steiner: Psycho-Analysis in the Light of Anthroposophy (in preparation). {It's prepared! - e.Ed}] All these are amateurish interpretations of life. |
On one occasion, in the early stages of our anthroposophical activity, a lady appeared among us who had heard of reincarnation. She liked other things in Anthroposophy very much indeed, but in repeated earth lives she would not participate; one earth life was quite enough for her—with others she would have nothing to do. |
235. Karma: The Single Factor of Karma
01 Mar 1924, Dornach Translated by Henry B. Monges Rudolf Steiner |
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If we speak in detail about karma, we naturally must distinguish, in the first place, between those karmic events of life which come to a human being from outside and those which arise, as it were, within his inner being. A human being's destiny is composed of many and diverse factors. His destiny is dependent on his physical and etheric constitution. It is dependent on what the human being, according to his astral and ego constitution, can bring of sympathy and antipathy toward the outer world, what others, again, according to his constitution can bring to him as sympathy and antipathy. Moreover, the destiny of the human being depends on the most manifold complications and entanglements in which he finds himself involved on the path of life. All of this determines the human being's karmic situation for any given moment of time or as a totality for his whole life. I shall now try to put together the total destiny of man out of these various factors. For that purpose we intend today to take our point of departure from certain inner factors in the human being; we intend to look at that factor which, in many respects, is really of cardinal and decisive importance,—that is to say, his inherent tendency toward health and illness, and that which then becomes effective as the basis for this tendency in his strength of body and soul with which he is able to fulfill his tasks. If we wish, however, to judge these factors correctly, we must be able to see beyond many a prejudice that is contained in modern civilization. We must be able to enter more into the original nature of the human being; we must gain real insight into what it signifies that the human being, as far as his deeper nature is concerned, descends from spiritual worlds into physical earth existence. Now, you know that what is summed up in the concept of heredity has today found its way, for example, even into the realm of art, of poetry. If anyone appears in the world with certain qualities, people inquire first about heredity. Or if, for example, someone appears with a pre-disposition to illness, they ask: “What about the hereditary relationships?” This question is, indeed, at the outset quite justifiable, but in their whole attitude toward these things, people today ignore the real human being; they completely ignore him. They do not observe what his true being is, how his true being unfolds. Naturally, they say in the first place that he is the child of his parents, the descendant of his forebears. Certainly, this can be seen. Even in his outer physiognomy; and still more, perhaps, in his gestures do we see the likeness to his ancestors emerging. But not only this; we see also how the human being has his whole physical organism as a product of what is given to him by his forebears. He carries this physical organism about with him, a fact which is pointed out very forcefully today. People fail, however, to observe the following: When he is born, the human being has most assuredly, at the outset, his physical organism from his parents. But what is this physical organism which he receives from his parents? In that regard the man of modern civilization thinks fundamentally quite falsely. When the human being has reached the time of change of teeth, he not only exchanges his first teeth for others, but this is also the moment in life when the entire human being—as an organization—is renewed for the first time. There is a thorough-going difference between what the human being becomes in his eighth and ninth year of life, and what he was in his third or fourth year. It is a decisive difference. What he was—as an organism—in his third or fourth year, he received through heredity. His parents gave him that. What comes into being in his eighth or ninth year is the result, in the highest degree, of what he himself has brought down from the spiritual world. If we wish to indicate in outline the really fundamental facts, we must do it in the following way—shocking though it may be to modern mankind. We must say, the human being receives as he is being born something like a model of his human form. He receives this model from his forbears; they bestow upon him a model. Then, aided by this model, he develops what he becomes later. What he then develops, however, is the result of what he brings down with him from the spiritual worlds. Shocking as it may be to human beings of today, if they are completely immersed in modern culture, we must, nevertheless, make the following assertion: The first teeth which the human being receives are entirely inherited; they are the products of heredity. They serve him as a model according to which he fashions his second teeth in conformity to the forces he brings with him from the spiritual world. These he elaborates. And as it is with the teeth, so is it with the body as a whole. Only, this question might arise: Why do we human beings need a model? Why can we not do just what we did in earlier phases of earth evolution? Why is it not possible as we descend and draw toward ourselves our ether body—which we do, as you know, with our own forces brought with us from the spiritual world,—why is it not possible likewise simply to gather to ourselves physical matter, and without the help of physical forbears form our own physical body? To the modern human being's way of thinking, this question is obviously an example of monumental stupidity, an example of insanity. But then, we must indeed say that with respect to the insanity of the above statement, the Theory of Relativity holds good, although it is applied today only to movement, postulating, as it does, that we cannot tell from observation whether we are moving together with the body on which we find ourselves or whether it is the nearby body which is moving. (This fact became clearly evident in the exchange of the ancient cosmic theory for the Copernican.) But, although at present the Theory of Relativity is applied only to movement, it holds good—for it has a certain sphere of validity—it holds good also in regard to the aforesaid insanity: namely, here are two people who differ greatly; each one thinks the other crazy; the only question is,—which of the two is actually crazy. Well, in relation to the facts of the spiritual world this question must, nevertheless, be raised: Why does the human being need a model? Older world conceptions have given the answer in their own way. Only in modern times, when morality is no longer included in the cosmic order, but is admitted solely as a human convention, are such questions no longer asked. More ancient world conceptions have not only asked these questions; they have even answered them. Originally, they said, the human being was so constituted that he was able to establish himself on the earth in the following manner: Just as he now draws to himself his ether body out of the general cosmic ether substance, so did he draw to himself the substances of the earth to form his physical body. But he fell a prey to the Luciferic and Ahrimanic influences, and as a result, he lost the faculty of building his physical body out of his own essential being. He must now receive it through heredity. This way of obtaining the physical body is, for the human being, the result of “original sin,” hereditary sin. This is what ancient world conceptions said. This is the fundamental meaning of “original sin,” hereditary in the necessity of inserting oneself into the relationships of heredity. In our age, the concepts must be provided again in order, first, to take such questions seriously, and secondly, in order to find the answers. It is a fact that the human being in his earthly evolution has not remained is strong as was his predisposition before the Luciferic and Ahrimanic influences were present. Therefore, he cannot form his physical body through his own capacities as soon as he enters the earthly conditions, but he needs a model, that model which grows during the first seven years of human life. Since he conforms to this model, it is but natural that something of the model, more or less, remains with him in his later life. The human being who, working on himself, is completely dependent on the model will forget—if I may put it so—what he actually brought down with him and will entirely conform to the model. Another human being who has acquired stronger inner force through his former earth lives will conform less to the model, and it will be possible to see how significantly he changes in the second phase of life, between the change of teeth and puberty. The school will even have the task, if it is a true school, to bring about in the human being the unfoldment of what he has brought into physical earth existence out of the spiritual worlds. Hence, what the human being carries further with him in life contains the inherited characteristics in greater or lesser degree, according as he is able or is not able to overcome them. Now, just remember, my dear friends, that all things have their spiritual aspect. What the human being possesses as his body in the first seven years of life is simply a model to which he conforms. Either his spiritual forces are to some extent submerged in what is forced upon him by the model and he remains quite dependent on the model, or he works into the model during the first seven years of life that which will transform the model. This work, this elaboration, finds expression outwardly. For it is not merely a question that work is done and that this here (see Figure VI) is the original model; but the original model gradually detaches itself, peels off, so to speak, falls away, just as the first teeth fall out. Everything falls away. The matter is as follows: From one side, the forms and forces press upon the model; on the other, the human being wills to express what he has brought down to the earth. That causes a battle during the first seven years of life. Seen from the spiritual standpoint, this battle signifies what comes to outward symptomatic expression in the illnesses of childhood. The diseases of childhood arc the expression of this inward struggle. Figure VI Needless to say, similar forms of illness occur in human beings later in life. That is the case if, for example, someone did not succeed very well in overcoming the model during the first seven years of life. Then the impulse may emerge later in life to get rid of what has thus karmically remained in him. Thus, in his twenty-eighth or twenty-ninth year of life, the human being may suddenly feel inwardly aroused against the model; he will only then collide with it and, as a result, fall prey to some illness of childhood. If one has an eye for it, one can observe how strongly the following appears in many children: they change essentially in physiognomy and gesture after the seventh or eighth year of life. No one knows whence certain things come. Today, when the prevailing view of civilization adheres so strongly to heredity, this has even passed over into our way of speaking. If, in the eighth or ninth year, some feature suddenly emerges in a child which is deeply rooted in the organism, the father may say: “Anyhow, he did not get that from me,” while the mother may say: “Well, most certainly not from me.” All this is due to the common belief which has found its way into the parental consciousness that the children must have inherited everything from their parents. On the other hand, it may often be observed how children grow even more like their parents in this second phase of life than they were previously. Here we must take in full seriousness the way the human being descends into the physical world. Please note that Psycho-Analysis has, indeed, produced many really horrible swamp flowers; among them, for example, is the following—this may be read today everywhere—namely, that in the hidden, subconscious mind, every son is in love with his mother and every daughter with her father, and that this condition causes life conflicts in the subconscious provinces of the soul. [Cf. Rudolf Steiner: Psycho-Analysis in the Light of Anthroposophy (in preparation). {It's prepared! - e.Ed}] All these are amateurish interpretations of life. The truth, however, is that the human being is in love with his parents already before he descends into earthly existence, that he descends because they please him. Only, we must naturally distinguish the judgment which people have here on earth about life from the judgment they have about it outside the earthly life between death and a new birth. On one occasion, in the early stages of our anthroposophical activity, a lady appeared among us who had heard of reincarnation. She liked other things in Anthroposophy very much indeed, but in repeated earth lives she would not participate; one earth life was quite enough for her—with others she would have nothing to do. Now, at that time there were already very well-meaning adherents among us who tried in every possible way to convince the good lady that the idea was, after all, a correct one, and that every human being must participate in repeated earth lives. One friend belabored her from the left, and another from the right. She then departed, but two days later she wrote me a post card to the effect that, after all, she did not intend to be born again on earth! In such a case, the one who wishes simply to tell the truth out of spiritual knowledge must say to people: “Certainly, it may be that, while you are here on earth, it is not at all to your liking that you should come down again to earth in some future life. But that is by no means decisive. Here on earth, you go through the gate of death into the spiritual world. You are willing to do this. Whether or not you wish to descend again depends on the judgment which will be yours when you no longer carry your body about with you. Then you will form quite a different judgment.” The judgments a human being has in physical life on earth are different in every way from those he has between death and a new birth. For there every point of view changes. These are the facts. If you tell a human being here on earth—a young human being, perhaps—that he has chosen his father, he might object under certain circumstances and say: “Do you mean that I chose the father who has beaten me so badly?” Yes, certainly, he chose him; for the youth had quite another point of view before he came down to earth. He then had the point of view that the thrashings would do him much good ... This is, indeed, no laughing matter, it is meant in the deepest earnestness. In the same way a man also chooses his parents according to their form and figure. He has a picture of himself before him—the picture that he will resemble his parents. He does not become like them through heredity, but through his own inner soul and spirit forces, the forces he brings down with him from the spirit world. The moment, therefore, that we come to an all-inclusive opinion out of spiritual science as well as physical science, such wholesale statements are without exception no longer valid, for instance, the assertion: “I have seen children who became more like their parents only in the second phase of their life.” Certainly, that is then just the other case, where these children intended to take on for this earth life the form of their parents. Now it is a fact that the human being, during the whole time between death and a new birth, works in union with other departed souls and with the beings of the higher worlds upon that which makes it possible for him to build his body. You see, we generally underestimate greatly the importance of what a man carries in his subconscious nature. As earth men, we are far wiser in the subconscious than in the conscious nature. It is, indeed, out of a far-reaching, universal, cosmic wisdom that we elaborate that which becomes within the model during the second phase of life the form that we then bear as our own human nature, the one that belongs to us. If, at some future time, we become aware of how little we really absorb, as far as the substance of the body is concerned, from the food we eat, how we take in far more from all that we absorb in a very finely diluted condition from the air and light, then we shall more readily be able to believe that the human being builds up his second body for the second life period quite independently of all hereditary conditions; he builds it entirely out of his environment. The first body is, actually, only a model. That which comes from the parents—as substance as well as the outer bodily forces—is no longer there in the second phase of life. In the second life period the child's relationship to his parents becomes an ethical, a soul relationship. Only in the first period of life, that is, up to the seventh year, is it a physical, hereditary relationship. Now, there are human beings in this earthly life who take a keen interest in all that surrounds them in the visible cosmos. There are men who observe the plants, observe the animal world; they enter with interest into this or that thing in the visible world around them. They take an interest in the majesty of the star-studded heavens. They take part, so to speak, with their souls in the entire physical cosmos. The inner life of a human being who has this warm interest in the physical cosmos differs from the inner life of one who passes the world by with a certain indifference, with a phlegmatic attitude of soul. In this respect, we have a whole scale of human characters. On the one side, for example, there is a man who has taken a very short journey. When we talk to him afterwards, he describes with infinite love the city in which he has been, down to the minutest detail. Through his keen interest we may thus gain a complete picture of the city he had visited. Prom this extreme we can pass to the opposite,—to such as the instance, when I encountered two elderly ladies who had just travelled from Vienna to Pressburg. Pressburg is a beautiful city. They had returned, and I asked them what it was like in Pressburg, how they had liked it. They could tell me nothing except that they had seen two pretty little dachshunds down by the riverside. These they could have seen just as well in Vienna, they need not have gone to Pressburg for that purpose. But they had seen nothing else. Thus do many people go through the world. Between these two extremes of the scale, there lies, indeed, every kind and degree of interest which the human being can have for what is in the physically visible world. Let us suppose someone has little interest for the surrounding physical world. It may be that he just manages to interest himself in the things that immediately concern his bodily life—whether, for instance, one can eat more or less well in this or that district. Beyond that his interests do not go. His soul remains poor. He does not imprint the world on himself. And he carries in his inner life very little of what has radiated toward him from the phenomena of the world through the gate of death over into the spiritual realms. Because of this he finds the work with the spiritual beings, with whom he now comes into contact, very difficult. And, in consequence, he brings back in his soul not strength, not energy, but feebleness, a kind of powerlessness for the upbuilding of his physical body. The model, to be sure, works strongly upon him. The fight with the model finds expression in the manifold illnesses of childhood; but the weakness persists. He forms, so to speak, a frail or sickly body, subject to all manner of illnesses. Thus, our soul-spirit interest from one earth life is transformed karmically into the state of health in the next life. Human beings who are “bursting with health” had a keen interest in the visible world in a former incarnation. And in this regard, the details of life act very powerfully. It is certainly more or less risky nowadays to speak of these things. But we shall understand the relationships of karma only if we are ready to occupy ourselves with the details about it. The art of painting, for example, already existed at a time when human souls, now living, were living in a former earth life; and there were human beings who had no interest at all in painting. Even today there are people who are quite indifferent whether they have some atrocity hanging on the walls of their room, or a well-painted picture. And there were also such people at the time when the souls who are living today were present in former earth lives. Indeed, my dear friends, I have never found a human being with a pleasing face, a sympathetic expression, who did not take delight in the art of painting in a former earth life. The people with an unpleasing expression (which, after all, also plays its part in karma and has its significance for destiny) were always those who had passed by the works of the art of painting with obtuse and phlegmatic indifference. But these things go much farther. There are human beings (and there were also such in former epochs of the earth) who never look up at the stars, who do not know where Leo is, or Aries, or Taurus, who have no interest in anything in this connection. Such people will be born, in a subsequent earth life, with a body that is somehow indolent; or, if through the vigor of their parents they receive a model which carries them beyond this, they become flabby, lacking in energy and vigor in the body which they then build for themselves. And thus, it is possible to trace back the state of health which the human being bears with him in a given earth life to the interest he had taken in the visible world to the widest extent during his former earth life. People, for instance, who in our time take absolutely no interest in music—people to whom music is a matter of indifference—will certainly be born again in a next earth life with asthmatic trouble, or with some disease of the lungs; or, they will be born with a susceptibility to asthma or lung disease. It is an actual fact that the quality of soul which develops in one earth life through the interest we take in the visible world comes to expression in our next earth life in our general bodily disposition in regard to health or illness. Perhaps, someone might now say: “To know of such things may well take away one's taste for the next earth life.” That, again, is a judgment pronounced from the earthly standpoint, my dear friends, which is certainly not the only one; for the life between death and a new birth lasts longer than the earth life. If a man is obtuse to something visible in his environment, he remains incapable of working in certain realms between death and a new birth, and he has passed, let us say, through the gate of death with the consequences of this lack of interest. After death, he proceeds on his way. He cannot get near certain beings; certain beings hold themselves apart from him, for he cannot approach them. Other human souls with whom he was associated on earth remain strangers to him. This would go on forever; there would be something like a punishment in Hell for eternity, if this could not be modified. The only cure, the only compensation, lies in his resolving—between death and a new birth—to come down again into earthly life and feel in a sick body that which is an incapacity in the spiritual world. Between death and new birth he desires this cure, for he lives with awareness of but one thing, namely, that there is something he cannot do; but he feels this in such a way that in the further course of events, when he dies again, and again passes through the time between death and a new birth, that which was earthly pain becomes the impulse to enter into what he missed the last time. Thus, we may say that in all essentials, we carry with our karma health and disease out of the spiritual world down into the physical. And if we bear in mind in this connection that it is not always a karma in course of fulfillment, but also a karma in process of becoming, so that certain things may also appear for the first time, then we shall naturally not relate to the former earth lives of a human being everything he experiences in his physical life as regards health and illness. That which, with its roots in the inner nature, appears in regard to the conditions of health and illness, is, we shall know, karmically determined in the roundabout way I have just characterized. The world becomes explicable only when we are able to look beyond this earthly life. Without this the world is inexplicable; it cannot be explained by means of the earth life. If from the inner conditions of karma, which ensue from the organism, we now pass on to what is external, toward the outer, we may once more—only in order, at the outset, to come in contact with karma, as it were—we may once more proceed from a realm of facts which touches the human being closely. Let us take, for example, that which can be very strongly connected with the general mood of soul health and illness in our relationship with other human beings. I should like to offer the following case: Some one finds a friend in his youth. An intimate friendship of youth is formed; the two friends are very devoted to one another. Life separates them, so that both of them, perhaps—or, perhaps, one especially—look back with a certain sadness to this youthful friendship. But it does not permit of renewal. However often they meet in life, their friendship of youth is not again renewed. If you consider how much in destiny can sometimes depend on such a broken friendship of youth, then you will admit that this sort of thing can profoundly affect a person's karma. We should speak as little as possible about such things out of mere theory. To speak out of theory has very little value. In truth, we should speak of such things only from direct perception or else on the basis of that which we have heard or read in the communications of those who are able to have direct perception, and which appears plausible to us and is comprehensible. There is no value in theorizing about these things. Therefore I say, when you endeavor with spiritual perception to get behind such an event as a broken friendship of youth, the following results: If we go back into a former earth life, we usually find that both individuals who in one life had a friendship in their youth which was afterwards broken, were in an earlier incarnation friends in the later part of their life. Let us assume, for instance, two young people—boys or girls—are friends until their twentieth year. Then the friendship of their youth breaks. If we go back with spiritual cognition into a former earth life, we find there that a friendship also existed, but it had begun around the twentieth year and continued on into later life. That is a very interesting case, which we often find when we follow up things with spiritual science. In the first place, when we examine the case more exactly, it appears that the urge to know a person also as he was in youth with whom we had a friendship in our mature years leads us in the next life to a youthful friendship with him. In a former life we knew him as a mature human being. That brought into our soul the urge to become acquainted with him also in youth. This we could no longer do in that life, so we carry it out in the next life. But that has a great influence if in one or both of these individuals this urge arises, passes through death, and then lives itself out in the spiritual world between death and a new birth. For there is then something present in the spiritual world like a fixed staring at the period of youth. We have this quite special longing to fix our gaze on the time of youth, and we do not develop the urge to become acquainted with our friend once more in his maturity. Thus, the youthful friendship is broken which was predetermined between us by the life we had lived through before we came down to earth. This is decidedly a case which I recount to you out of real life, for what I am now relating is absolutely real. The question, however, arises here: What was the mature friendship really like in the former life, so that it caused this urge to arise to have the human being as a friend again in youth in a new earth life? Now, in order that the impulse to experience this youthful friendship does not, however, increase into a wish to have the friend also in later life, something else must occur. In all the instances of which I am aware, the following has invariably been the case: If these two human beings had remained united in their later life, if their youthful friendship had not been broken, they would have grown tired of each other, bored with one another, because their friendship which occurred in maturity in a former life developed too egotistically. The egotism of friendships in one earth life avenges itself karmically by the loss of these friendships in other earth lives. Figure VII Thus, things are complicated; but we can always find a guiding line if we see the following: It is a fact in many cases that two human beings in one earth life—let us say—go each his own way until their twentieth year, and thenceforward continue on together in friendship (see Figure VII, No. I). In a subsequent earth life, this picture (I) corresponds to another (Figure VII, No. II), the picture of the youthful friendship after which their lives separate. This is very frequently the case. Indeed, it will generally be found that the various earth lives—seen, as it were, according to their configuration—mutually supplement each other. Especially is the following frequently found to be true. If we encounter a human being who has a strong effect upon our destiny—this applies, naturally, only as a general rule; it is not applicable in all cases—but if we meet an individual in the middle period of life in one incarnation, we have had him beside us perhaps at the beginning and at the end of life in a prior incarnation in accordance with destiny. The picture is then as follows: We live through the beginning and the end of one incarnation together with the other human being, and in another incarnation, we live with him neither at the beginning nor at the end, but we only encounter him in the middle period of life. Figure VIII Or again, it may be that as a child we are bound by destiny to another human being; in a former life we were linked to the same individual just before we experienced death. Such reflections occur with extreme frequency in karmic relationships. |
235. Karmic Relationships I: Lecture XI
22 Mar 1924, Dornach Translated by George Adams, Mabel Cotterell, Charles Davy, Dorothy S. Osmond Rudolf Steiner |
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There are, of course, risks in speaking of these matters, but in view of the whole situation of the spiritual life which ought to proceed from Anthroposophy today, I do not think such risks can be avoided. What I am now going to tell you came to my notice several years after I had last seen the person in question, who was a greatly beloved teacher of mine up to my eighteenth year. |
Many of you who know something about the history of Anthroposophy will be familiar with his name. Eugen Heinrich Schmidt first became known in Vienna during the eighties, and it was then that I made his acquaintance. |
235. Karmic Relationships I: Lecture XI
22 Mar 1924, Dornach Translated by George Adams, Mabel Cotterell, Charles Davy, Dorothy S. Osmond Rudolf Steiner |
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Our studies of karma, which have led us lately to definite individual examples of karmic relationships, are intended to afford a basis for forming a judgment not only of individual human connections, but also of more general historical ones. And it is with this end in view that I would like now to add to the examples already given. Today we will prepare the ground, and tomorrow we will follow this up by showing the karmic connections. You will have realised that consideration of the relation between one earth-life and the next must always be based upon certain definite symptoms and facts. If we take these as our starting-point, they will lead us to a view of the actual connections. And in the case of the individualities of whom I have ventured to tell you, I have shown where these particular starting-points are to be found. Today I want, as I said, to prepare the way, placing before you problems of which we shall find the solutions tomorrow. Let me first draw your attention to the peculiar interest that one or another personality can arouse. I shall speak of personalities of historical interest as well as of personalities in ordinary life; the very interest that some persons arouse in us will often urge us to find a clue to their life-connections. Once we know how to look for these clues in the right way, we shall be able to find them. As you will already have noticed from the way in which I have presented the cases, it is all a matter of seeking in the right way. Let us then not be deterred, but proceed boldly. Whatever one's attitude to the personality of Garibaldi may be in other respects, there can be no doubt that he is an interesting figure in the history of Europe; he played, as we all know, a remarkable part in the events of the 19th century. Today, then, we will make a preparatory study of Garibaldi, and to begin with I will bring to your notice certain facts in his life which, as we shall find, are able to lead the student of spiritual science to the connections of which we shall learn tomorrow. Garibaldi is a personality who participated in a remarkable way in the life of the 19th century. He was born in the year 1807 and he held a prominent and influential position on into the second half of the century. This means that the way he expresses himself as a man is highly characteristic of the 19th century. When we come to consider the features of his life, looking especially for those that are important from a spiritual aspect, we find Garibaldi spending his boyhood in Nice as the son of a poor man who has a job in the navigation service. He is a child who has little inclination to take part in what the current education of the country has to offer, a child who is not at all brilliant at school, but who takes a lively interest in all sorts and varieties of human affairs. What he learns at school has indeed the effect of inducing him very often to play truant. While the teacher was trying in his own way to bring some knowledge of the world to the children, the boy Garibaldi much preferred to romp about out-of-doors, to scamper through the woods or play games by the riverside. On the other hand, if he once got hold of some book that appealed to him, nothing could tear him from it. He would lie on his back by the hour in the sunshine, absolutely absorbed, not even going home for meals. Broadly speaking, however, it was the great world that interested him. While still quite young he set about preparing himself for his father's calling and took part in sea voyages, at first in a subordinate, and afterwards in an independent position. He made many voyages on the Adriatic and shared in all the varied experiences that were to be had in the first half of the 19th century, when Liberalism and Democracy had not yet organised the traffic on the sea and put it under police regulations, but when some freedom of movement was still left in the life of man! He shared in all the experiences that were possible in times when one could do more or less what one wanted! And so he also had the experience—I believe it happened to him three or four times—of being seized by pirates. As well as being a genius, however, he was sly, and every time he was caught, he got away again, and very quickly too! And so Garibaldi grew up into manhood, always living in the great world. As I have said, I do not intend to give you a biography but to point out characteristic features of his life that can lead us on to a consideration of what is really important and essential. He lived in the great world, and there came a time when he acquired a very strong and vivid impression of what his own inner relationship to the world might be. It was when he was nearly grown up and was taken by his father on a journey through the country, as far as Rome. There, looking out from Rome as it were over all Italy, he must have been aware of something quite remarkable going through his soul. In his voyages he had met many people who were, in general, quite alive and awake, but were utterly indifferent to one particular interest—they were asleep as regards the conditions of the time; and these people made an impression on Garibaldi that nearly drove him to despair. They had no enthusiasm for true and genuine humanity, such as showed itself in him quite early in life—he had indeed a genius for warm, tender-hearted enthusiasm. As he passed through the countryside and afterwards came to Rome, a kind of vision must have arisen in his soul of the part he was later to play in the liberation of Italy. Other circumstances also helped to make him a fanatical anti-cleric, and a fanatical Republican, a man who set clearly before him the aim of doing everything in his power to further the well-being of mankind. And now, taking part as he did in all manner of movements in Italy in the first half of the 19th century, it happened one day that for the first time in his life, Garibaldi read his name in the newspaper. I think he was about thirty years old at the time. It meant a good deal more in those days than it would do now, to read one's name in the newspaper. Garibaldi had, however, a peculiar destiny in connection with this reading of his name in the newspaper, for the occasion was the announcement in the paper of his death-sentence! He read his name there for the first time when his sentence to death was reported. There you have a unique circumstance of his life; it is not every man who has such an experience. It was not granted to Garibaldi—and it is characteristic of his destiny that it was not, considering that his whole enthusiasm was centred in Italy—it was not granted him at first to take a hand in the affairs of Italy or Europe, but it was laid upon him by destiny to go first to South America and take part in all manner of movements for freedom over there, until the year 1848. And in every situation he showed himself a most remarkable man, gifted with quite extraordinary qualities. I have already related to you one most singular event in his life, the finding of his name in the newspaper for the first time on the occasion of the announcement of his own death-sentence. And now we come to another quite individual biographical fact, something that happens to very few men indeed. Garibaldi became acquainted in a most extraordinary way with the woman who was to be the mainstay of his happiness for many years. He was out at sea, on board ship, looking landwards through a telescope. To fall in love through a telescope—that is certainly not the way it happens to most people! Destiny again made it easy for him to become quickly acquainted with the one whom he had chosen through the telescope to be his beloved. He steered at once in the direction in which he had looked through the telescope, and on reaching land he was invited by a man to a meal. It transpired, after he had accepted the invitation, that this man was the father of the girl he had seen! She could speak only Portuguese, and he only Italian; but we are assured by his biographer, and it seems to be correct, that the young woman immediately understood his carefully phrased declaration of love, which seems to have consisted simply of the words—in Italian of course—“We must unite for life.” She understood immediately. And it really happened so, that from this meeting came a life-companionship that lasted for a long, long time. Garibaldi's wife shared in all the terrible and adventurous journeys he made in South America, and some of the recorded details of them are really most moving. For example, the story is told of how a report got about that Garibaldi had been killed in battle. His wife hurried to the battlefield and lifted up every head to see if it were her husband's. After a long time, and after undergoing many adventures in the search, she found him still alive. It is most affecting to read how on this very journey, which lasted a long time, she gave birth to a child without help of any kind, and how, in order to keep it warm, she bound it in a sling about her neck, holding it against her breast for hours at a time. The story of Garibaldi's South American adventures has some deeply moving aspects. But now the time came, in the middle of the 19th century, when all kinds of impulses for freedom were stirring among the peoples of Europe, and Garibaldi could not bring himself to stay away any longer in South America; he returned to his fatherland. It is well-known with what intense energy he worked there, mustering volunteers under the most difficult circumstances—so much so that he did not merely contribute to the development of the new Italy: he was its creator. And here we come to a feature of his life and character that stands out very strongly. He was, in every relationship of life, a man of independence, a man who always thought in a large and simple way, and took account only of the impulses that welled up from the depths of his own inner being. And so it is really very remarkable to see him doing everything in his power to bring it about that the dynasty of Victor Emmanuel should rule over the kingdom of Italy, when in reality the whole unification and liberation of Italy was due to Garibaldi himself. The story of how he won Naples and then Sicily with, comparatively speaking, quite a small force of men, undisciplined yet filled with enthusiasm, of how the future King of Italy needed only to make his entry into the regions already won for him by Garibaldi, and of how, nevertheless, if truth be told, nothing whatever was done from the side of the royal family or of those who stood near to them to show any proper appreciation of what Garibaldi had accomplished—the whole story makes a deep and striking impression. Fundamentally speaking, if we may put it in somewhat trivial language, the Savoy Dynasty had Garibaldi to thank for everything, and yet they were eminently unthankful to him, treating him with no more than necessary politeness. Take, for example, the entry into Naples. Garibaldi had won Naples for the Dynasty and was regarded by the Neapolitans as no less than their liberator; a perfect storm of jubilation always greeted his appearance. It would have been unthinkable for the future King of Italy to make his entry into Naples without Garibaldi, absolutely unthinkable. Nevertheless the King's advisers were against it. Advisers, no doubt, are often exceedingly short-sighted; but if Victor Emmanuel had not acted on his own account out of a certain instinct and made Garibaldi sit by him in his red shirt on the occasion of the entry into Naples, he himself would most certainly not have been greeted with shouts of rejoicing! Even so, the cheers were intended for Garibaldi and not for him. He would most assuredly have been hissed—that is an absolute certainty. Victor Emmanuel would have been hissed if he had entered Naples without Garibaldi. And it was the same all through. At some campaign or other in the centre of Italy, Garibaldi had carried the day. The commanders-in-chief with the King had come—what does one say in such a case, putting it as kindly as one can?—they had come too late. The whole thing had been carried through to the finish by Garibaldi. When, however, the army appeared, with its generals wearing their decorations, and met Garibaldi's men who had no decorations and were moreover quite unpretentiously attired, the generals declared: it is beneath our dignity to ride side by side with them, we cannot possibly do such a thing! But Victor Emmanuel had some sort of instinct in these matters. He called Garibaldi to his side, and the generals, making wry faces, were obliged to join with Garibaldi's army as it drew up into line. These generals, it seems, had a terribly bad time of it; they looked as though they had stomach-aches! And afterwards, when the entry into a town was to be made, Garibaldi, who had done everything, actually had to come on behind like a rearguard. He and his men had to wait and let the others march in front. It was a case where the regular army had in point of fact done absolutely nothing; yet they entered first, and after them, Garibaldi with his followers. The important things to note are these remarkable links of destiny. It is in these links of destiny that we may find our guidance to the karmic connections. For it has not directly to do with a man's freedom or unfreedom that he first sees his name in print on the occasion of his death-sentence, or that he finds his wife through a telescope. Such things are connections of destiny; they take their course alongside of that which is always present in man in spite of them—his freedom. These are the very things, however—these things of which we may be sure that they are links of destiny—that can give a great stimulus to the practical study of the nature and reality of karma. Now in the case of a personality like Garibaldi, traits that may generally be thought incidental, are characteristic. They are, in his case, strongly marked. Garibaldi was what is called a handsome man. He had beautiful tawny-golden hair and was altogether a splendid figure. His hair was curly and gleaming gold, and was greatly admired by the women! Now you will agree, from what I have told you of Garibaldi's bride—whom he chose, you remember, through a telescope—that only the highest possible praise can be spoken of her; nevertheless, it seems she was not altogether free from jealousy. What does Garibaldi do one day when this jealousy seems to have assumed somewhat large proportions? He has his beautiful hair all cut away to the roots; he lets himself be made bald. That was when they were still in South America. All these things are traits that serve to show how the necessities of destiny are placed into life. Garibaldi became, as we know, one of the great men of Europe after his achievements in Italy, and traveling through Italy today you know how, from town to town, you pass from one Garibaldi memorial to another. But there have been times when not only in Italy but everywhere in Europe the name of Garibaldi was spoken with the keenest interest and the deepest devotion, when even the ladies in Cologne, in Mainz and in many another place wore blouses in Garibaldi's honour—not to mention London, where Garibaldi's red blouse became quite the fashion. During the Franco-Prussian War, in 1870, Garibaldi, now an old man, put himself at the disposal of the French, and an interesting incident took place. His only experience, as we know, had been volunteer fighting, such as he had conducted in Italy and also in South America, yet on a certain occasion in this full-scale war he was the one to capture a German flag from under a pile of men who were trying to protect it with their bodies. Garibaldi captured this flag. But he had such respect for the men who had hurled themselves upon the flag to guard it with their own bodies, that he sent it back to its owners. Strange to relate, however, when he appeared in a meeting at some place or other soon afterwards, he was received with hisses on account of what he had done. You will agree—this is not merely an interesting life, but the life of a man who in very deed and fact is lifted right above all other greatness in evidence in the 19th century! A most remarkable man—so original, so elementary, acting so evidently out of primitive impulses, and at the same time with such genius! Others working with him may perhaps have been better at leading large armies and doing things in an orderly way, but none of them in that deeply materialistic period had such genuine, spontaneous enthusiasm for what they were aiming at. Here, then, is one of the personalities whom I would like to place before you. As I said, I shall give preparatory descriptions today, and tomorrow we will look for the answers. Another personality, very well-known to you by name, is of exceptional interest in connection with investigations into karma. It is Lessing. The circumstances of Lessing's life, I may say, have always interested me to an extraordinary degree. Lessing is really the founder of the better sort of journalism, the journalism that has substance and is really out to accomplish something. Before Lessing, poets and dramatists had taken their subjects from the aristocracy. Lessing, on the other hand, is at pains to introduce bourgeois life, ordinary middle-class life, into the drama, the life concerned generally with the destinies of men as men, and not with the destinies of men in so far as they hold some position in society or the like. Purely human conflicts—that is what Lessing wanted to portray on the stage. In the course of his work he applied himself to many great problems, as for example when he tried to determine the boundaries of painting and of poetry in his Laocoon. But the most interesting thing of all is the powerful impetus with which Lessing fought for the idea of tolerance. You need only take his Nathan the Wise and you will see at once what a foremost place this idea of tolerance has in Lessing's mind and life. In weaving the fable of the three kings in Nathan the Wise, he wants to show how the three main religions have gone astray from their original forms and are none of them really genuine, and how one must go in search of the true form, which has been lost. Here we have tolerance united with an uncommonly deep and significant idea. Interesting, too, is the conversation between Freemasons, entitled Ernst und Falk, and much else that springs from Freemasonry. What Lessing accomplished in the way of critical research into the history of religious life is, for one who is able to judge its significance, really astounding. But we must be able to place the whole Lessing, in his complete personality, before us. And this we cannot do by reading, for example, the two-volume work by Erich Schmidt which purports to be a final and complete study of Lessing. Lessing as he really was, is not portrayed at all, but a picture is given of a puppet composed of various limbs and members, and we are told that this puppet wrote Nathan the Wise and Laocoon. It amounts to no more than an assertion that the man portrayed here has written these books. And it is the same with the other biographies of Lessing. We begin to get an impression of Lessing when we observe, shall I say, the driving force with which he hurls his sentences against his opponents. He wages a polemic against the civilisation of Middle Europe—quite a refined and correct polemic, but at every turn hitting straight home. You must here observe a peculiar nuance in Lessing's character if you want to understand the make-up of his life. On the one hand we have the sharpness, often caustic sharpness, in such writings as The Dramatic Art of Hamburg, and then we have to find the way over, as it were, to an understanding, for example, of the words used by Lessing when a son had been born to him and had died directly after birth. He writes somewhat as follows in a letter: Yes, he has at once taken leave again of this world of sorrow; he has thereby done the best thing a human being can do. (I cannot cite the passage word for word, but it was to this effect.) In so writing, Lessing is giving expression to his pain in a wonderfully brave way, not for that reason feeling the pain one whit less deeply than someone who can do nothing but bemoan the event. This ability to draw back into himself in pain was characteristic of the man who at the same time knew how to thrust forward with vigour when he was developing his polemics. This is what makes it so affecting to read the letter written when his child had died immediately after birth, leaving the mother seriously ill. Lessing had moreover this remarkable thing in his destiny—and it is quite characteristic, when one sets out to find the karmic connections in his case—that he was friends in Berlin with a man who was in every particular his opposite, namely, Nikolai. Of Lessing it can be said—it is not literally true, but it is none the less characteristic—that he never dreamed, because his intellect and his understanding were so keen. On this account, as we shall see tomorrow, he is for the spiritual researcher such an extraordinarily significant personality. But there is something in the very construction of his sentences, something in the home-thrusts with which he lays his opponent in the dust, that really makes every sentence a delight to read. With Nikolai it is just the opposite. Nikolai is an example of a true philistine. Although a friend of Lessing, he was none the less a typical philistine-bourgeois; and he had visions, most strange and remarkable visions. Lessing, genius as he was, had no visions, not even dreams. Nikolai literally suffered from visions. They came, and they went away only after leeches had been applied. Yes, in extremity they actually applied leeches to him, in order that he might not be for ever tormented by the spiritual world which would not let him alone. Fichte wrote a very interesting essay directed against Nikolai. He set out to give a picture of the typical German-bourgeois as shown in the personality of Nikolai. For all that, this same Nikolai was the friend of Lessing. Another thing is very remarkable in Lessing. In his own Weltanschauung, Lessing concerned himself very much with two philosophers, Spinoza and Leibniz. Now it has often attracted me very much, as an interesting occupation for spare hours, to read all the writings in which it is proved over and over again that Lessing was a Leibnizian, and on the other hand those in which it is proved on still more solid ground that he was a Spinozist. For in truth one cannot decide whether Lessing, acute and discerning thinker as he was, was a Leibnizian or a Spinozist, who are the very opposite of each other. Spinoza—pantheist and monotheist; Leibniz—monadist, purely and completely individualistic. And yet we cannot decide whether Lessing belongs to Leibniz or to Spinoza. When we try to put him to the test in this matter, we can come to no conclusive judgment. It is impossible. At the close of his life Lessing wrote the remarkable essay, The Education of the Human Race, at the end of which, quite isolated, as it were, the idea of repeated earth-lives appears. The book shows how mankind goes through one epoch of development after another, and how the Gods gave into man's hand as a first primer, so to speak, the Old Testament, and then as a second primer the New Testament, and how in the future a third book will come for the further education of the human race. And then all at once the essay is brought to a close with a brief presentation of the idea that man lives through repeated earth-lives. And there Lessing says, again in a way that is absolutely in accord with his character (I am not quoting the actual words, but this is the gist of it): Ought the idea of repeated earth-lives to seem so absurd, considering that it was present in very early times, when men had not yet been spoilt by school learning? The essay then ends with a genuine panegyric on repeated earth-lives, finishing with these beautiful words: “Is not all Eternity mine?” One used to meet continually—perhaps it would still be so if one mixed more with people—one used to meet men who valued Lessing highly, but who turned away, so to speak, when they came to The Education of the Human Race. Really it is hard to understand the state of mind of such men. They set the highest estimation on a man of genius, and then reject what he gives to mankind in his most mature age. They say: he has grown old, he is senile, we can no longer follow him. That is all very well; one can reject anything by that method! The fact is, no one has any right to recognise Lessing and not to recognise that this work was conceived by him in the full maturity of his powers. When a man like Lessing utters a profound aphorism such as this on repeated earth-lives, there is, properly speaking, no possibility of ignoring it. You will readily see that the personality of Lessing is interesting in the highest degree from a karmic point of view, in relation to his own passage through different earth-lives. In the second half of the 18th century the idea of repeated earth-lives was by no means a commonly accepted one. It comes forth in Lessing like a flash of lightning, like a flash of genius. We cannot account for its appearance; it cannot possibly be due to Lessing's education or to any other influence in this particular life. We are compelled to ask how it may be with the previous life of a man in whom at a certain age the idea of repeated earth-lives suddenly emerges—an idea that is foreign to the civilisation of his own day—emerges, too, in such a way that the man himself points to the fact that the idea was once present in very early times. The truth is that he is really bringing forward inner grounds for the idea, grounds of feeling that carry with them an indication of his own earth-life in the distant past. Needless to say, in his ordinary surface-consciousness he has no notion of such connections. The things we do not know are, however, none the less true. If those things alone were true that many men know, then the world would be poor indeed in events and poor indeed in beings. This is the second case whose karmic connections we are going to study. There is a third case I should like to open up, because it is one that can teach us a great deal in the matter of karmic relationships. Among the personalities who were near to me as teachers in my youth there was a man to whom I have already referred; today I should like to speak of him again, adding some points that will be significant for our study of karma. There are, of course, risks in speaking of these matters, but in view of the whole situation of the spiritual life which ought to proceed from Anthroposophy today, I do not think such risks can be avoided. What I am now going to tell you came to my notice several years after I had last seen the person in question, who was a greatly beloved teacher of mine up to my eighteenth year. But I had always continued to follow his life, and had in truth remained very close to him. And now at a certain moment in my own life I felt constrained to follow his life more closely in a particular respect. It was when, in another connection, I began to take a special interest in the life of Lord Byron. And at that same time I got to know some Byron enthusiasts. One of them was the poetess, Marie Eugenie delle Grazie, of whom I shall have much to say in my autobiography. During a certain period of her life she was a Byron enthusiast. Then there was another, a most remarkable personality, a strange mixture of all possible qualities—Eugen Heinrich Schmidt. Many of you who know something about the history of Anthroposophy will be familiar with his name. Eugen Heinrich Schmidt first became known in Vienna during the eighties, and it was then that I made his acquaintance. He had just written the prize essay that was published by the Hegel Society of Berlin, on the Dialectics of Hegel. Now he came to Vienna, a tall, slight man filled with a burning enthusiasm, which came to expression at times in very forcible gestures and so on. It was none the less genuine for that. And it was just this enthusiasm of Schmidt's that gave me the required “jerk,” as it were. I thought I would like to do him a kindness, and as he had recently written a most enthusiastic and inspired article on Lord Byron, I introduced him to my other Byron enthusiast, Marie Eugenie delle Grazie. And now began a wildly excited discussion on Byron. The two were really quite in agreement, but they carried on a most lively and animated debate. All we others who were sitting round—a whole collection of theological students from the Vienna Catholic Faculty were there, who came every week and with whom I had made friends—all we others were silent. And the two who were thus conversing about Byron were sitting like this.—Here was the table, rather a long one, and at one end sat delle Grazie and at the other end, Eugen Heinrich Schmidt, gesticulating with might and main. All of a sudden his chair slips away from under him, and he falls under the table, his feet stretching right out to delle Grazie. I can tell you, it was a shock for us all! But this shock helped me to hit upon the solution of a particular problem. Let me tell you of it quite objectively, as a matter of history. All that they had been saying about Byron had made a strong impression upon me, and I began to feel the keenest need to know how the karmic connections might be in the case of Byron. It was, of course, not so easy. But now I suddenly had the following experience.—It was really as if the whole picture of this conversation, with Eugen Heinrich Schmidt being so terribly impolite with his foot!—as if this picture had suddenly drawn my attention to the foot of Lord Byron, who was, as you know, club-footed. And from that I went on to say to myself: My beloved teacher, too, had a foot like that; this karmic connection must be investigated. I have already given you an example, in the affliction of the knee from which Eduard von Hartmann suffered, of how one's search can be led back through peculiarities of this kind. I was able now to perceive the destiny of the teacher whom I loved and who also had such a foot. And it was remarkable in the highest degree to observe how on the one hand the same peculiarity came to view both in the case of Byron and of my teacher, namely, the club-foot; but how on the other hand the two persons were totally different from one another, Byron, the poet of genius, who in spite of his genius—or perhaps because of it—was an adventurer; and the other a brilliant geometrician such as one seldom finds in teaching posts, a man at whose geometrical imagination and treatment of descriptive geometry one could only stand amazed. In short, having before me these two men, utterly different in soul, I was able to solve the problem of their karma by reference to this seemingly insignificant physical detail. This detail it was that enabled me to consider the problems of Byron and my geometry teacher in connection with one another, and thereby to find the solution. I wished to give these examples today and tomorrow we will consider them from the point of view of karma. |
224. The Waking of the Human Soul and the Forming of Destiny: The Need for Understanding The Christ
29 Apr 1923, Prague Translator Unknown Rudolf Steiner |
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Just imagine what the situation would be if, through some kind of accident, all anthroposophical books and other writings should disappear, and that the nature of anthroposophy would have to be adjudged only on the basis of writings by its opponents. Just so much is known today by people who depend upon external documents regarding Gnosis. |
This cannot be found unless we begin to seek for a spiritual knowledge. Spiritual knowledge, as this is sought by anthroposophy, will find again the relation with the Christ. This relation can be found only spiritually. What occurred on Golgotha is not merely an event that has laid hold upon the physical, earthly history of humanity, but also a spiritual event. |
224. The Waking of the Human Soul and the Forming of Destiny: The Need for Understanding The Christ
29 Apr 1923, Prague Translator Unknown Rudolf Steiner |
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The constitution, the entire life, of the human soul we conceive much too simply as we human beings of the present time, of the nineteenth, twentieth century experience this. What we learn from external history is in great measure only outside occurrence, far less the history of the human soul itself. The changes which occur with the soul life of the human being are considered very little. Now, it must be borne in mind that earlier periods did not have the same occasion for giving attention to this history of the human soul life as does the present time. For the present time, which, when we consider it as a long historical epoch, began in the first third of the fifteenth century,—this present epoch presents man with very special responsibilities, such as he can discharge only by means of his consciousness, whereas earlier responsibilities could be discharged by means of certain instinct, even though an instinct humanly formed. We have heard in various ways and perhaps read in cycles, how in ancient times man possessed a kind of instinctive clairvoyance, but how the evolution of humanity has consisted in the loss of this instinctive clairvoyance, and that in its place has appeared the contemporary constitution of soul, which is intellectual in character and has developed primarily the human understanding. I do not say that for this reason the capacities of feeling and volition have not been active in the human being, but what constitutes the greatest thing in our contemporary civilization, what we experience at the present time more than anything else, this calls upon the understanding, upon the capacity for conception. But the present day human being has good reason for asking the question what significance an intellectual civilization possesses for the human soul. This question can be completely answered only if one gives a little attention to that reference to the pre-earthly human life to which attention was directed yesterday in a different connection. As human beings of the present time, we experience concepts as something very abstract, as something that we do not experience in the same degree as that in which concepts were experienced in the time of the ancient instinctive clairvoyance by human beings. And if, from these abstract, intellectualistic concepts, we look at pre-earthly human existence, we find that something entirely different existed in place of what is today abstract thinking. Moreover, since we possessed no body, no organism, in the pre-earthly life, as we still possessed only the soul-spiritual nature, thoughts were something entirely different. Thoughts then still possessed a soul life. We then experienced a thought in such a way that we knew that thoughts are spread everywhere in the entire world, and we draw these out of the world into our own life of soul. Today the view of the human being is that thoughts are something which he creates with his brain. This is just as clever as if a person taking a glass of water to himself should believe that the water comes out of his tongue, is not taken in from without. In reality, thoughts are something active, living, the working forces in the whole world, and we simply draw them out of the world. Our organic system is only the vessel into which we draw the thoughts by means of our ego. But the erroneous idea that we of ourselves create the thoughts, to this error one can surrender oneself only during the earthly life between birth and death. As long as we live in the pre-earthly existence, it is clear that the realm of thought completely fills everything in our surroundings just as air does during our existence between birth and death. We know that, so to speak, we breathe in thoughts and again breathe them out, that they are something active, productive. It is of the utmost importance that we become aware that the forces of thought are something quite different in the pre-earthly life and in the earthly existence. When we come upon a corpse somewhere in the world, we do not say to ourselves that this corpse could have been brought into its present form by any kind of forces which we call forces of nature. We know it is the residue of a living human being. The living human being must necessarily have been in existence there; a force of nature can never give to a corpse the form in which it exists. The corpse can be nothing else than the residue of a living human being. What we are able to observe in regard to the life of thinking in the human being as we possess this in the earthly existence gives us a basis upon which to understand that the forces of thought we develop during the earthly life do not come into existence of themselves in our physical organism, but that they are the residue of living forces we possessed in the pre-earthly existence. With the same certainty with which one says that the corpse is the dead residue of a living person he can say also that abstract thinking such as we have at the present time is the dead residue of what we possessed during the pre-earthly existence in living thought. The living thought dies as we are born—or as we are conceived—and what becomes effective in us as forces of thinking is the corpse of that living thinking which we possessed during the pre-earthly existence. We do not quite rightly understand the earthly thinking until we look upon it as the residue of the pre-earthly thinking, just as we look upon the corpse as the residue of a living person. This awareness of human thinking, which is the residue of a living thinking, must gradually more and more permeate humanity; only then will one look upon oneself in the right way as a human being; then will one look back in the right way to the pre-earthly existence as one looks back from the corpse, in which only the forces of nature are existent, to the living human being, in whom loftier forces are alive. But one considers this entire thing in the right light only when one knows that this thinking, as we possess it at the present time, tending only toward abstraction, we developed first since the fifteenth century. Naturally, it evolved in various ways in the various individual races and groups of human beings, but in general the situation has been such for civilized humanity that humanity has evolved to this dead thinking in the first third of the fifteenth century; that this thinking became ever more and more completely dead until a certain culmination of this condition of deadness came about exactly in the last third of the nineteenth century. Indeed, if we look further back in the course of evolution, we find that in these ancient times the human souls, as they passed through conception and birth, brought over into the earthly existence something out of the pre-earthly life. The living nature of ancient myths, ancient popular legends, the ancient formative forces of the soul which are by no means the same as our present activity in phantasy, could not have developed if something had not streamed in from the living pre-earthly existence, if earthly thinking had already become entirely abstract. Indeed, it can be said in a certain sense that even at present there remains a final residue of pre-earthly thinking in the period of childhood, although this is lost in the course of life. But those human beings of a more ancient time were entirely different from contemporary human beings in their entire life of soul. Just imagine quite truly that we could experience at the present time this living thinking, could experience still such clairvoyance as the human soul possessed in ancient times, that you experienced imaginations, that these imaginations could affect you so powerfully that they would appear to you as revelations of divine-spiritual forces. You would never arrive at a consciousness of freedom. The true feeling of freedom developed for the first time in civilized humanity. The fact that man has been able to become free he owes to the circumstance that living thinking is not active at least in his waking state, but a dead thinking into which he injects whatever he wishes out of his free will. Man does not think as he thought at an earlier time; he himself begins to think. But beginning oneself to think means to inject human will into this thinking, and when man finds a dead thinking he can pour his free will into this thinking. Thus man had to advance to dead thinking in order to become a free being in the course of earthly evolution. You see that, if we consider in the same way the evolution of the human soul life, it becomes clear to us that there is meaning in the formation of the whole human evolution on earth. But we will now once more return to somewhat earlier times. That which occurred as a deadening, an abstracting, an intellectualizing of thinking in the first third of the fifteenth century had been in the course of preparation for a long time very gradually beforehand. Such things do not occur all at once but pass through a preparation, pass through a certain beginning finally to reach the highest point. Now it is clearly to be seen that the first beginning toward this abstract thinking occurred in the fourth Christian century. I mean that in the fourth Post-Christian century there began the first trace becoming dominant in human consciousness that man believed he creates his thoughts. This could not have been thought by a Greek. The Greek was altogether conscious still of a certain living quality of this thinking and was conscious that thoughts exist everywhere within things; that he simply draws them himself out of things. The opinion that man creates his thoughts came about through the fact that thoughts became ever more and more lifeless. And these lifeless thoughts, with which one can, so to speak, do whatever one will, made their appearance for the first time in the fourth Christian century. This proceeded gradually still further until, in the fifteenth century, the consciousness (which we still possess today) clearly took on its form. But what resulted from this in the evolution of humanity? In the fourth Post-Christian century occurred the beginning of an intellectual, abstract thinking. This means, however, nothing else than that the Mystery of Golgotha, the appearance of Christ upon the earth, occurred during a time when the human soul was still filled with living thoughts. In this respect much has been lost to humanity in the matter of its consciousness. It is true that humanity has in this way achieved freedom, but very much, nevertheless, has been lost. When Christ appeared upon the earth he was received by a certain number of human beings who still possessed an inwardly living, active thinking, who still possessed in their thinking a residue of the pre-earthly existence. And these persons related themselves to the Mystery of Golgotha in a manner entirely different from that of the human beings of a later time. Just think for a moment, that till this period, human beings said to themselves—they did not clearly express this; everything was then enveloped in pictures, but the consciousness was there—I am now upon the earth; I have as an earthly human being my thinking; but this directs me backward through birth and conception into the pre-earthly existence, into a different world; it is out of this that I have descended. Man felt himself here as a projection of what he was in the pre-earthly existence. Human beings of that time knew quite clearly that with the earthly existence they were continuing an earlier, pre-earthly existence, even though in that time human beings saw into the pre-earthly existence as if through a glass, darkly. This consciousness, that man is a being descended from the heavens to the earth, disappeared in its essence during the fourth Post-Christian century. From this point of view also was conceived the event of Golgotha. If mention was made to these persons by initiates—who were at that time still in existence, not possessed of such wisdom as were the initiates of the ancient mysteries, but still having at least a residue of the ancient mystery wisdom,—if mention was made by them of the Christ, their answer was that Jesus Christ had been at home previously in the same world in which we also were present before we descended to the earth; there He was also. That was His world; only He had never previously left that world. It is indeed a characteristic of earthly human beings that they had to descend to the earth since very early times; there they went away from the Christ in order to come down to the earth. If, then, mention was made in the ancient mysteries of the Christ—indeed, mention was constantly made of the Christ in the ancient mysteries, although He was not called by the name “Christ”—then thought had to be directed to the pre-earthly existence; it had to be said to human beings: If you wish to know something of the Christ, you must not hold fast to your earthly consciousness, but must look upward to the pre-earthly existence. Indeed, we must introduce something from this pre-earthly existence in order to understand what I wish to bring out today. Standing here upon the earth as earthly human beings, we look up to the sun, we form conceptions of the sun, we even develop hypotheses regarding it: that this sun is a ball of gas or something similar. Indeed, from the earthly point of view it is inevitable that one forms such conceptions; but people believe that this could be the same from all possible points of view. Before we descended to the earth, then also we saw the sun, but out of cosmic spaces, from the other side, as it were. The sun was not then a physical object but a gathering of spiritual Beings, and the most significant among these Beings for humanity before the Mystery of Golgotha was the Christ. Thus one may also make the following statement: when in the pre-Christian time people were initiated into what later was transformed into the Mystery of Golgotha, it became clear to them that human beings beheld the sun in the pre-earthly existence and became aware of the Christ; that, when man then descended to the earth, he saw the sun from the other side, but the Christ was concealed from him: only through mystery wisdom could he be guided to the Christ. This was experienced in the first period of Christian evolution as the nature of Christianity: that the great Sun Spirit now no longer remained the Sun Spirit, but had left through the Mystery of Golgotha those regions through which the human being can pass only outside the physical body, and had come into the earthly existence; that He was the only divine-spiritual Being who had ever entered upon earthly existence. We meet—although only by means of spiritual research—with persons even in the first period of Christian evolution who felt very deeply in their inner being that Christ, came out of the sphere of spirits who did not need to pass through birth and death, for whom birth and death are only a metamorphosis, had descended and passed through birth and death. This descent of Christ to the earth was the entire essential feeling experienced during the first period in Christian evolution. This descent was far more important for human beings of that time than what followed after the descent. The fact that Christ wished to be in a community with human beings, that He desired to share in the two most significant experiences—birth and death—this was felt in circles of the initiates as the genuine religious impulse. This was possible only because man still possessed some degree of inner, living thinking; because until the fourth Christian century thinking had not yet been entirely paralysed, had not become entirely abstract, because it still filled the human being as does breathing at the present time in a physical relation. For this reason it was felt that Christ had carried out the human destiny of the descent, which the other spiritual-divine beings had not done for the reason that being born and dying are not characteristic of the gods, but only of human beings. This is the magnificent element in the belief of initiates in the first Christian centuries: that they felt Christ had really become a human being, had really taken upon himself human destiny; that He is the only one of the divine-spiritual beings who had shared this destiny with man. Now, however, it is necessary that the truth become clear to the human soul that this soul of man, in the degree that it belongs to the world of pre-earthly existence, cannot really die. For this reason has come about what we associate with the resurrection of Christ: the victory of Christ over death, symbolizing the victory of every human soul over death. And the ancient idea, I should like to say, of the state of being unborn has blended with the new idea of resurrection which had previously existed but not with the same intensity. Since the Event of Golgotha has come about, this became in a way the expression for what is most important of all in the earthly evolution of man. While thinking was still living, man felt not the least fear of death; this was not for him an extraordinary occurrence. This is something of the utmost importance in the history of human evolution, that death was viewed by man as something entirely different, something obvious, whereas, as man suffered the loss more and more of the consciousness of a pre-earthly existence, abstract thinking, with the physical body as its instrumentality, brought about more and more fear of death and the belief that death is something final. Ancient humanity had little need for the idea of resurrection, but rather that of the descent to the earth in common with the Christ. As, however, human beings have advanced further and further into abstract thinking, they needed more and more a view out of the earthly existence, a view in the direction of immortality. This outlook is bestowed upon humanity through viewing in the right way the fact of Christ's resurrection. This fact I have set forth in books, lectures, and cycles of lectures many times over. Both facts—the descent of Christ to birth and death and the fact of His resurrection, the fact of victory over death—until the fourth Christian century, this could be clear to humanity in its feeling nature, since living thinking was then still in existence. After the fourth Post-Christian century, as abstract thinking developed further and further, humanity became less and less capable of connecting thoughts with the content of the Mystery of Golgotha. It has actually been the destiny of humanity in its evolution that, during the period in which man achieved through abstract thinking his own freedom, the understanding of Christ Jesus, which had existed during the earliest Christian centuries, had to disappear. That is, because of the fact that those writings designated as the Gnostic, a term which has become almost contemptuous, have been almost utterly eliminated except for a few residues with which very little can be accomplished. What had been thought by those persons in the first centuries who still possessed some knowledge of living thinking was destroyed. This we know only through writings of their opponents. Just imagine what the situation would be if, through some kind of accident, all anthroposophical books and other writings should disappear, and that the nature of anthroposophy would have to be adjudged only on the basis of writings by its opponents. Just so much is known today by people who depend upon external documents regarding Gnosis. That most extraordinary understanding of Christ by Gnosis, enclosed within itself, was lost to humanity. Most of all did that awareness completely disappear that the Christ had something to do with the sun, and that He had descended to the earth and passed on Golgotha through a destiny common with that of humanity. All of these relationships, especially the feelings associated with such things, were lost to humanity. More and more there came about the abstract interpretations, the abstract thoughts. One of those who struggled out of the character of that period toward an understanding of Christianity is to be seen in Augustine. In this Augustine we see a spirit who could no longer understand the ancient form of the conception of nature. You know that Augustine is said to have been a Manichean. Augustine narrates this himself. But all that lies back of these things can no longer be rightly seen through by means of external thinking. What Augustine called Manicheanism, what is called at present the teaching of Mani, is only the degenerate outcome of an ancient teaching which conceived the Spirit only as creative and knew no difference between matter and spirit. No spirit was existent that did not create and what it created was seen by the human being as matter. Just as little conception did these ancient times have of mere matter; on the contrary, spirit existed in everything. This was something that Augustine could not understand. What Gnosis understood, and what was no longer understood later; what our own period does not at all understand,—this is true: no matter exists of itself; this was known by the Manicheans and they beheld the descent of Christ in the light of this view. Augustine could no longer make anything out of this; the time had passed, the possibility of making anything out of it, because the documents had been destroyed and the ancient clairvoyance had been blotted out. Thus Augustine, after long intense superhuman struggle arrived at the decision that he could not of himself attain to truth, but must adjust himself to what the Catholic church prescribed as truth: to submit himself to the authority of the Catholic church. And this mood—consider it at first as a mood—remained, contained alive especially for the reason that thinking became ever more abstract. In reality it was only slowly and gradually that thinking was disabled. And the Scholastics in their greatness—they really are great—still lived within a trace of knowledge that thinking on the earth was derived from a super-earthly thinking, that man lived within a heavenly thinking. Within this evolution however the possibility was gradually more and more completely lost to conceive the Event of Golgotha as something alive. It is actually true that the advanced theology of the nineteenth century, because it desired to be scientific in the modern sense, lost the Christ; that theology was happy to have at last instead “the simple man of Nazareth”. Christ was now “the loftiest human being on earth.” Of the Christ indwelling within Jesus no conception could any longer be formed. Thus the evolution since the fourth Post-Christian century has consisted of a gradual loss of the connection of man with the Christ in that living form as it was conceived by many persons during the first centuries of Christianity. Thus it came about, moreover, that the content of the gospels was less and less understood. You see, the human beings who lived during the first centuries of Christianity would have considered it utterly astonishing to speak of contradictions in the gospels. It is as if some one was familiar with the picture of a human being taken from the front and that a photograph was brought to him taken in profile, and if he should say: “This cannot be a picture of the same person”—thus would it have appeared to persons of the first Christian centuries if one had spoken to them of contradictions in the Gospels. They knew very well that the four Gospels simply present a picture taken from four different points of view. The human being of the present time would say that these are exceptional presentations, that they are from all different sides. In the spiritual world everything is far richer; in the spiritual world photographs would have to be taken from various sides as one has four Gospels. More and more arrived the time in which nothing was known any longer in the ancient sense of the Event of Golgotha. But this Event of Golgotha is of such a nature as can be conceived only from a spiritual point of view. It is indeed interesting that the historians generally slip around the Event of Golgotha. We have now the historian Ranke, considered a distinguished writer of history, who declares actually that one does not mention this, just omits it. If one omits from history the most important thing of all, no history can come into existence. Even if a person has no connection with the spiritual world and thus cannot understand the Mystery of Golgotha, he would still have to admit its tremendous influence. But history is written at the present time without mention of the enormous influence of the Mystery of Golgotha. The capacity has ever more and more disappeared to view the Mystery of Golgotha in the right manner. We can view the matter, however, from entirely different points of view; we can say to ourselves: in the course of evolution humanity arrived at the necessity of having Christ in its midst. Gradually more and more human beings lost the consciousness of their belonging to the pre-earthly existence. This was no longer in their view; finally human beings knew only that they existed after their birth on the earth. Then the Christ came to them, in order to make manifest to them through His descent that there is a pre-earthly existence; in order to bestow upon them an understanding of what no longer lived within their own consciousness. Since human beings no longer possessed this relation in their own consciousness they were to achieve a new connection through their relation to Christ, who had passed through the Event of Golgotha. The Christ had, in a sense, bestowed Himself upon humanity in that period during which the epoch was gradually to arise for humanity to ascend to freedom. As thinking now became more and more abstract there was no longer any possibility to view in thinking the Mystery of Golgotha. But the content of the New Testament history was so enrapturing, so appealing to the human heart, that even by reason of the purely external traditions that which could no longer be grasped by thought still continued to exist for a certain time. If we survey the first period during which Christianity was spreading out, we see that traditions existed which, in the final analysis, were derived from the Gospels, that the child-like heart took possession more and more of the picture of the Palestine events; but we see at the same time how a cognitional experience of the Mystery of Golgotha was being lost. In the same degree in which dead thinking came about, there was overshadowed also the child-like memory of the Palestine time; human beings lost their connection with Christ Jesus and people were happy when the connection with the human being Jesus could still be maintained. And now we are within our own present time; here, in reality—although it is not yet observed—the consciousness of the connection with Christ Jesus has already disappeared. In tradition human beings still hold fast to the doctrines and have no living inner connection with Christ Jesus. One need only observe how external the festivals of the year have become. How external the Easter festival has become for human beings of the present time, whereas this Easter festival was such for human beings of an earlier time that men experienced in deepest inwardness what can be called memory of the Mystery of Golgotha. Christ had given Himself to human beings in a time when humanity had to develop its consciousness of freedom. This had in a certain sense been developed. But this would become merely external if the relation with the Christ could not be found again. This cannot be found unless we begin to seek for a spiritual knowledge. Spiritual knowledge, as this is sought by anthroposophy, will find again the relation with the Christ. This relation can be found only spiritually. What occurred on Golgotha is not merely an event that has laid hold upon the physical, earthly history of humanity, but also a spiritual event. No one can understand the Event of Golgotha who does not understand it in the spirit. Anthroposophical spiritual science, therefore, is at the same time preparation for a new understanding of the Christ and of the Mystery of Golgotha. Indeed, when we consider this fact, we are reminded of the deeply significant Gospel statement: “Lo, I am with you always, even to the end of the world”. And there certainly shines out from this expression that He was not there only when the Event of Golgotha occurred; that he remains with human beings as a spiritual being, who can be found in the spirit. We need not consider as spiritual, therefore, only what radiates out of the Gospels, but we know that Christ is with us, that when at present, provided with spiritual knowledge, we listen to what is manifest concerning Him out of the spiritual world, this is a manifestation of Christ. This is the manifestation of Christ just as much as what we gain when we look into the Gospels. “I have many things still to say unto you but you could not bear them now”,—this is a reference to the time when Christ is again to be seen. And now this time approaches; it is already here. Humanity would lose the Christ if it were not possible again in a new way, in spiritual knowledge, to gain the Christ. In this way must much more become understandable to us which in an earlier time was connected with the Mystery of Golgotha, but has been lost because the spiritual understanding of it has been lost. How people struggle with the present intellectualism with the statement said to have been spoken by Christ that the Kingdom of God had come down to the earth, that an entirely new life was to begin. It is so immensely clever to say at the present time that everything on the earth has remained, after all, such as it was before. This is obviously clever, but the other question must be put in the spirit of this statement of Christ: is one really speaking in a truly Christian, spiritual understanding in supposing that any kind of external spiritual kingdom was to be set up? An external spiritual kingdom would be, of course, physical. This contradiction, you see, is not observed. But it is extremely conspicuous that people have become extraordinarily clever at the present time and still this cleverness cannot be justified even in its own realm. I should like to call your attention to something very interesting, even though this really separates us from our actual theme. The Vienna geologist, Eduard Suess, a distinguished research scientist, says in his book The Countenance of the Earth that this countenance of the earth must have been entirely different, stones much more living than at present, that man is walking at the present time really upon a dead earth. The clods over which we walk belong to a dying world. Geology assumes that the earth was once far more living and has gradually passed over into the dead state. Suess says in regard to an entirely different area what Christ said concerning the spiritual life of the earth. If only this were true, that the earth will fall to pieces in a far distant future time when it will be reduced to dust in the cosmos, if what occurs to the human being did not occur to the earth—that the body becomes dust, but the spirit lives further—then all of us would be included in this turning into dust. With this earth we are beholding what leads over into the Jupiter existence; we look already toward a new earth. With regard to the physical, this view of the turning of the earth into dust is true; with regard to the spirit-soul something different is valid. For the ancient initiates of the time of the Mystery of Golgotha it was quite clear that with the ancient civilization, the ancient mysteries, things had come to an end. The manner in which the ancient human beings had lived with their gods had come to an end; the manner in which they had lived with manifestations of nature had come to an end. But the gods bestow upon human beings the possibility of approaching a future in the spirit. What was acquired in ancient times as knowledge out of the earth belongs to the path; a new time must arrive in which the human being must bring about a kingdom by means of his own will, in which man shall give life again to a dead thinking by means of his own forces. This was a prophecy at the time of the Mystery of Golgotha. This kingdom came about also in an external way, it is to be understood, to be accepted, only by human beings of the present time. At the present time we must feel that the Kingdom of Heaven of which Christ speaks must by seen by us upon the earth as the Christ works upon the earth. This must be the fulfilment upon the earth, and the fulfilment of this Kingdom of Heaven must be earnestly conceived precisely in our present time. We experience in all areas that the human being is beginning to confront the peril of being cut off from the spiritual world and from his own being if he does not find access to the spiritual world. |
273. The Problem of Faust: The Vision of Reality in the Greek Myths
18 Jan 1919, Dornach Translated by George Adams Rudolf Steiner |
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The whole mood and tenor, the whole artistic structure of the Classical Walpurgis-Night shows how clearly Goethe saw that the problem of human nature con only be solved by a knowledge based on investigation pursued, outside the body, by man's soul and spirit.What he wishes to ray forth from his Faust is his conviction that information concerning man can be given only by those who admit the validity of knowledge acquired outside the instrument of the physical body. Hence, true Spiritual Science, true Anthroposophy, alone can lead to the knowledge of man, of Homo; while all the other knowledge dealing with the physical world, can only lead to the idea of Homunculus. |
Faust was to represent for him a man who at last arrives at a real knowledge and comprehension of mankind. Now, in Goethe's time Anthroposophy was not yet, and could not have been, in existence. Hence Goethe tried to associate himself with his contemporary culture, in which thee were still echoes of atavistic spiritual vision. |
273. The Problem of Faust: The Vision of Reality in the Greek Myths
18 Jan 1919, Dornach Translated by George Adams Rudolf Steiner |
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Yesterday I spoke to you of the scene from Part II of Goethe's Faust that had just been performed, and I should like to run over again the main thoughts then under consideration. For in this scene we are dealing with one of the most significant of Goethe's creation, with a scene he added to his Faust after having wrestled with the problem of Faust for about sixty years. Moreover, we have to do here with a scene through which we can look deep into Goethe's soul, in so far as it was dominated by the urge for knowledge—dominated above all by the great seriousness of this urge. While grasping all the knowledge in this poem of Faust we must never forget, however, that everything revealed in it with such lofty wisdom in no way prejudices—as is frequently the case with lesser poets who attempt anything of the same kind—in no way prejudices the purely artistic force of its construction. I have drawn your attention before to what Goethe stressed to Eckermann, namely, that there is much concealed in his Faust, many riddles of man to be recognised by Initiates, but that he had taken trouble to put it all into a form that, regarded merely from the theatrical standpoint, can with its pictorial quality impress even the simplest natured minds. Now let us bring again before our souls just the main points of what was said yesterday about all that is thus concealed, and afterwards go on to what we could not then touch upon. I mean, the conclusion of the scene. I said yesterday that this scene shows clearly how Goethe was following up the problem of man's self-knowledge, man's comprehension of himself. For Goethe, knowledge was never something merely abstract and theoretical; to grasp the truth was for him a scientific urge. Also, for him—as it will increasingly be for future human evolution—what he sought in his soul as knowledge was something that has to be an impulse to experience life in all its fullness, to experience all that life can bring to man in the way of fortune and misfortune, of joy and sorrow, of blows of fate and opportunities of development. But, in addition to this, the urge for knowledge must be related to all the claims life makes on a man, as regards his behaviour towards society as a whole, as regards what he does and creates. Faust is not meant to be represented merely as a man striving after the highest knowledge, but as one bound up in his innermost being with all that life demands and brings. To this end, Goethe seeks knowledge for his Faust, that is, knowledge of man, comprehension of the self, comprehension of the forces at present latent in mankind. But Goethe sees clearly that ordinary knowledge, dependent on the senses and conditioned by the understanding, cannot lead to this self-knowledge. For this reason he introduces into the Classical Walpurgis-Night Homunculus, the product that was supposed to be, for mediaeval research, the copy of a human being that, within external nature, the physical understanding was able to put together out of natural forces and natural laws. All this comes into the idea of Homunculus. Yesterday I went more deeply into what Goethe meant to convey in his Homunculus, apart from any superstition connected with him; but now let us consider his more obvious meaning. In his Homunculus-idea he wished to represent what a man, here in the physical world, can recognise in himself. Whoever makes use only of the knowledge offered him by science, or by the study of physical life, can never gain knowledge and comprehension of man in accordance with Goethe's conception. He will never know Homo, the human being; he will be able to picture in his soul only Homunculus, an elemental spirit who has come to a standstill on the path to becoming man. Goethe wrestles with this as with a problem of knowledge: How can the idea of Homo grow out of the idea of Homunculus? The whole mood and tenor, the whole artistic structure of the Classical Walpurgis-Night shows how clearly Goethe saw that the problem of human nature con only be solved by a knowledge based on investigation pursued, outside the body, by man's soul and spirit.What he wishes to ray forth from his Faust is his conviction that information concerning man can be given only by those who admit the validity of knowledge acquired outside the instrument of the physical body. Hence, true Spiritual Science, true Anthroposophy, alone can lead to the knowledge of man, of Homo; while all the other knowledge dealing with the physical world, can only lead to the idea of Homunculus. As far as possible, during the whole of his life, Goethe was ceaselessly occupied in striving towards this supersensible knowledge. He sought it on various paths, and those paths that opened out to him he endeavoured to portray artistically in his Faust. Faust was to represent for him a man who at last arrives at a real knowledge and comprehension of mankind. Now, in Goethe's time Anthroposophy was not yet, and could not have been, in existence. Hence Goethe tried to associate himself with his contemporary culture, in which thee were still echoes of atavistic spiritual vision. And after showing all that is in the Romantic Walpurgis-Night of the first part of Faust to be inadequate for knowledge of man, his great desire was then to take refute in the Imaginations of the Grecian myths. We have so often spoken of Goethe that we can easily see what lay beneath this idea of his.—Goethe felt and experienced that man is not to be grasped through the concepts of physical understanding. But he had no wish, as yet, to supersede these by his own Imaginations; therefore he sought to give a new form to those of ancient Greece. Thus, if we wish to give a more exact description of the scene just presented, we may say: Goethe wanted to show how a man, Faust, has been approached (from outside, but that is of no importance) by the idea of Homunculus, the only idea to be obtained in this respect in the physical world. He wanted to show how such a man, by his state of consciousness undergoing a change through his leaving the body, will then behave differently. He will behave like a man who, asleep at night outside his body, becomes able to perceive what is around him, all that surrounds him of a soul and spirit nature. Then, if he goes to sleep consciously, as it were, retaining his consciousness in sleep, if, sleeping on, he can take with him into his sleep-knowledge the idea of Homunculus acquired in his physical life, he can so transform it that it seizes hold of human reality. This is what Goethe wished to represent; and to help in the task, he took the pictures of the Grecian myths. He shows often in this scent how far in his feeling he was removed at least form the superstition of the pedant, who sees nothing more in such myths than poetic fiction and creations of fantasy. And I have often told you that, as a result of this superstition, it is claimed that legends, traditions, myths, persisting among simple peoples, are conceptions of nature transformed by fantasy. These superstitious pedants have really no idea how small a part fantasy plays in the creations of simple minds, not how prevalent among them is a certain atavistic power of beholding reality in dreams. Now in the myths developed by the Greek spirit, there is not merely poetry, there is a true vision of reality. And the element Goethe first presented was the one in which all ancient peoples have seen the impulse in the soul that brings about its separation from the body. Connection with the outside world was much closer for the men of old than for the present-day abstract rationalistic man. In olden days when men climbed a mountain, for instance, they did not merely experience a physical, barely perceptible difference in the breathing, a densification of the atmosphere, or a change to the eye in perspective; for them it was a passing from one condition of the soul to another. For a man of those days the ascent of a mountain was a far more living experience than for modern man who has become so abstract. They felt with special vividness, what some sea-farers still experience today in a primitive, less delicate way, that, to a certain degree, soul and spirit actually free themselves from their instrument, the body. The more sensitive sea-faring folk still have this experience. But the men of old felt as a matter of course: “When I sail out on the open sea, and am no longer connected with the solid earth and its definite forms, then my soul frees itself from the body, and I see more of the supersensible than when I am surrounded by earth's rigid outlines.”—This is why, when Homunculus is to be changed into Homo, Goethe introduces a gay festival of the sea, and it is Thales, the man of natural philosophy, who conducts Homunculus thither. And we see the Sirens. I spoke of this yesterday so today I shall not dwell upon the dramatic an pictorial way in which everything here is put into external form. I will, however, point out that the deeper mystery that Goethe would also have us see, the mystery of the Sirens' song, lies in these demonic beings belonging on the one side to the sea, but being able to become living, as demonic beings of the sea, only when the moon shines upon it. The moonlit sea lures forth the Sirens who, in their turn, lure forth man's soul from within him. The state of consciousness in which the supersensible world can be perceived in Imaginations, in pictures, is therefore brought about by the Sirens. Above all they practise their wiles on the Nereids and Tritons, who are on their way to Samothrace, to the sacred Mysteries of the Kabiri. Precisely why does Goethe introduce the Kabiri? This is because his Homunculus is to become Homo, to become man, and because the Initiates of the holy Mysteries of the Kabiri in Samothrace were above all destined to learn the secret of man's becoming. It was this secret that was represented in the Kabiri. Here in the physical world is accomplished physical becoming, but this has its counterpart in the sphere of spirit and soul, a counterpart only to be seen outside the body in Imaginations. Unless the abstract idea of Homunculus is brought into connection with what can be seen here, Homunculus can never become Homo. Thus Goethe believes in all that the Greek felt when thinking of his Kabiri in Samothrace; he believed something was to be found there over and above the abstract idea of Homunculus, through which it might grow to the idea of Homo. Let us without prejudice speak of what this really involves. In what man can experience of himself through ordinary knowledge, that amounts only to what he is as Homunculus, Goethe saw something to be compared with the unfertilised human germ-cell. Considering the unfertilised germ-cell in the human mother, we recognise it as something from which no physical human being can arise. It must first be fertilised; only then can there be a physical human being. And when we think with physical understanding alone, in these thoughts the inner being of man can never be lit up, for this is only what can be produced one-sidedly, and may be compared with what can be produced by the woman one-sidedly. All it is possible to grasp with out physical understanding, must be fertilised by knowledge gained outside the physical body. Half the riddle on man is hidden from the mere physical power of understanding. The atavistic clairvoyance adapted to ancient times wished to point, in the Mystery of the Kabiri, to what, in the spiritual connection of nature, is the other half of man's becoming which in its turn points to the immortal in man. That is why Goethe thought that possible through the impulse of the Kabiri the developing of Homunculus into Homo might be represented. But Goethe, as one who sought knowledge, was not only to a high degree a serious seeker, but, at the same time, something which, my dear friends, is very much rarer in the sphere of knowledge than one might think—a deeply honest soul. He wished to test how far he would get by breathing new life into such a mystery as that of the Kabiri. Those who seek knowledge with less honesty make a few antiquarian studies, perhaps adding a few fantasies founded upon these, and then consider they know something of what is expressed in the Kabiri Mystery. Yes, my dear friends, the honest seeker after knowledge never knows as much as the seeker who is less honest, for he always considers himself more stupid than those who light-heartedly piece together information from here and there, which, easily acquired, is then said to be absolutely complete. Goethe was not one of those who took knowledge thus light-heartedly. He knew that, even if he had striven for it from the year 1749 to the year 1829, in which he wrote this scene just witnessed (a scene written in the most difficult circumstances about two years before his death) even if he has grown old in this striving and has never relaxed, nevertheless, for the honest searcher after knowledge there is always a remaining sting. Perhaps in some direction one ought to have done better.—This is what worked so intensively out of Goethe's very nature—this absolute honesty. This made him recognise, where the riddle of the Kabiri is concerned: As a modern man who can no longer call upon clairvoyance, I cannot know what the Greeks thought about the Kabiri—I cannot know this for certain!—But perhaps that is not of most importance, for Goethe had the feeling that there was a kind of knowledge of the Kabiri Mystery within him, which, however, he could not wholly grasp. It was like a dream that not only immediately fades, but of which one knows that, although it passes away so quickly, it contains something most profound; it hovers so lightly that the understanding, the intellect, does not suffice, the soul-forces do not suffice to give it clear and definite outline. It is precisely in this intimate inner development that there lies the significance of this scene. We do not understand it at all if we wish to explain every detail. For Goethe has called up pictures for the very purpose of showing—“Here I am close to my goal yet cannot reach it.” Thus, he introduces the Kabiri to show how, perhaps not he but someone who fully grasps the Kabiri Mystery, may find the bridge for Homunculus, with the help of that Mystery, to come to Homo. He himself cannot yet succeed in this, and has therefore chosen other paths in the imaginative world. That is why he makes the philosopher Thales conduct Homunculus into the presence of Nereus. Now Goethe thought very highly of Thales, though not to the point of giving him credit for being able to show Homunculus how to become Homo. This Nereus has a great gift of human understanding and knows how to transform the divine into the demonic, thus foreseeing the future, so that it may be supposed he knows something about changing Homunculus into Homo. But here again Goethe wishes to show that this is not the path. For on this path we come to a one-sided development, raising the human critical understanding to a demonic height that not only runs to dull criticism but to actual prophetic criticism holding in mind the good side of human criticism. Nereus, however, a kind of priest among the demons, is not in a position, either, to approach the Homunculus-problem. He does not even want to do so. Goethe has the feeling that, should human understanding be developed to the demonic, should the critical faculty of investigation possessed by man be—shall we say—demonised, he would then lose all interest in this most profound human problem of raising Homunculus to man. Thus nothing is to be gained from Nereus. But he does at least draw attention to the imminent approach of his daughters, the Dorides, sisters of the Nereids, and among them, the most outstanding of them all, Galatea. Yesterday I tried to indicate what is represented in this picture of Galatea. You see, my dear friends, the modern man of research sees everything telescoped into a single moment of life. In the Greek world-conception—by no means confined to what is generally known as classical Philology—what live in the human being was still closely connected with all that lives in the whole of external nature. All that contributes to the becoming of man exists in another form, weaving and pulsing through every process of nature. But we have to be able to discover it. Our present capacity for knowledge is not sensitive enough to penetrate into the regions through which we participate in external nature, in the experiences of the great universe. These experiences are, indeed, concealed in man, in his development from the human germ-cell, from conception, fertilisation, to birth and his appearing as a human being. The same processes that then take place, in concealment within the human being, are going on continuously all around us. It was precisely this which, in the Kabiri Mystery was disclosed to the candidate for initiation—how in nature conception and birth are living. We see the moon rise and set, we see the sun rise and set, feel the warmth the sun sheds around, receive the light it radiates; we see the clouds moving, look upon their changing forms. Within all this weaving and pulsing through the world lies the impulse of becoming. But modern man no longer perceives this; he will perceive it, however, if he develops himself further through Spiritual Science. And formerly he perceived it with an atavistic sense of cognition, with the atavistic perception and conception of olden times. Here we must have recourse to that finer capacity for perception still existing in days of yore. It might be said that what happens when, instead of direct sunlight, moonlight is on the sea, moonlight is reflected on the waves, is experienced half consciously as dreamy presentiment, as the foreshadowing of a dream. Man today looks at the way moonlight is reflected on the waves; and all the physicist can say is that moonlight is polarised light. That is an abstraction that says very little; and the physicist experiences nothing of what is actually happening. We experience it today if someone burns us with red-hot tongs; our capacity for sensitive feeling takes us that far. But in the Greek world-conception it was recognised that something of soul and spirit lives in the rays of the sun, something similar, yet distinct, is living in the rays of the moon, and that something actually happens when the moonlight—that borrowed sunlight—is wedded to the waves of the sea. It knew what was surging there when the pulse of the moonlight throbbed in tune with the waves of the sea. When the moon was thus wedded to the waves, the Greeks perceived in this light-enchanted weaving the impulse surging, pulsing, through the external world which, from conception the birth, pulses and surges in man. Outside in nature the Greek perceived in another form what is present in man when, in the physical sense, the mystery of human becoming is being accomplished. Goethe, by putting into new and artistic form what intimately and delicately the Greeks might have felt, shows clearly how it echoed in his own feeling. He expresses all this by making Thales point to the retinue of the moon approaching on little clouds, accompanying Galatea's shell-chariot. This shell-chariot is the generating force in external nature pulsing through the sea. Goethe associates it with Luna, the Moon-force, the Moon-impulse. Thus, once again he evokes a significant Imagination from the Greek world-conception, in order to draw nearer the process by which, in man's conception, the abstract Homunculus-idea can become that of the Homo. Only when we can with feeling experience the intimate details weaving and surging in Goethe's wonderful pictures, do we really enter into what in this scene was living in Goethe's soul. We shall never go deep into all this scene contains if we try to grasp it with our bald, abstract concepts, and without arousing in ourselves an intimate sympathy with what Goethe was able to experience. Thus, if I may express myself in dull, theoretical fashion, we shall come nearer the solution of the Homunculus-Homo problem if this idea, seen from outside the physical body, is planted into the generative impulse weaving, throbbing, through nature. Even before he brought Homunculus into contact with this generative impulse, Goethe had called in Proteus, the demonic being whose inner bent of soul Goethe regarded as most closely allied to his theory of metamorphosis. He has endeavored in this theory of metamorphosis, to follow up the changes in the living form, from the lowest order of beings up to man, hoping in this way to come nearer the riddle of man's becoming, the riddle of Homunculus-Homo. We know that Goethe had far to go before being able to arrive at the solution. He thought to recognise that the foliage leaf changes into the petal of the flower that, in its turn, becomes the stamen and pistil of the flower. He also believed that the bones of the spinal column are transformed into the skull bones. There he stopped, for he could not press on to the crown of this metamorphosis-idea, that appears for us when we know that a metamorphosis takes place in the forces which, from one incarnation, from one earth-life to another, permeate the human body. What today is my head has its form through the metamorphosis of the rest of the body of the previous incarnation; and what is my present body will be, with the exception of the head, transformed till, in the next incarnation, it becomes my next head. This is the crown of Metamorphosis. But Goethe could only give us the elementary stages of the idea of metamorphosis which flows on into Spiritual Science. He came nearer its further stages when trying to grasp and put into poetic form the problem of Homunculus-Homo. And he set forth with honest doubt all that could be reached through Proteus as the representative of the metamorphosis-idea. Proteus appears in his various forms that exist, however, side by side. Everything that can lead to the birth, the supersensible birth, of the Homunculus-idea is here brought in by Goethe. Now he again comes to a standstill. Then fresh light flashes in. In contrast to all that is demonic, the elemental beings of a spiritual nature, Nereids, Tritons, Dorides, Nereus, Proteus, and so forth, in contrast to all these, there appear the Telchines. These, the oldest artists, as it were, of the earthly world during the fourth post-Atlantean epoch, remind us that Goethe was trying to approach the riddle of man, not only by the path of physical science, but also by another path of the senses—the path of art. As man, Goethe was neither one-sidedly a scientist, nor one-sidedly an artist; in him scientist and artist were consciously combined. Hence, as he stood before works of art in Italy, he said that he saw something there suggesting that the Greeks, in creating their works of art, worked in accordance with the laws nature applied, the same laws that he himself was tracking down. And if you let Goethe's book on Winckelmann work upon you, you will see how Goethe sought to come nearer knowledge of the riddle of man by way of art, how he sought to follow the course of natural phenomena to the point where, as he so beautifully expresses it in this book, nature becomes conscious of herself in man. What can be done here by the artistic conception of nature—seen from the other side, from the standpoint of supersensible knowledge—is made evident to us with the appearance of the Telchines, those ancient artists who first depicted Gods in human form. Goethe intimates that, whereas he generally leads the human consciousness away from the physical to the superphysical, here he is making one look back from the superphysical to the physical; the Telchines are in the superphysical, but what they mean, what they stand for, passes over into the physical. They are portrayed as being in contrast with all the other figures—those dedicated wholly to Luna, to the Moon, and referred to by the Sirens as follows:
Thus they actually belong to the Sun. On the island of Rhodes they erected statue after statue to Apollo. The attempt has been made to solve the Homunculus-Homo problem by looking across to the supersensible world; but that too has been unsuccessful. And Proteus himself energetically denies that anything is to be gained from the Telchines for the transformation of Homunculus into Homo. And what happens next? There now appear the Psylli and the Marsi, kinds of snake-demons, who bring with them the previously described shell-chariots of Galatea. The Psylli and Marsi are demonic snakes, who draw into the spiritual the souls of human beings; at the same time they are servants in the world man inters on leaving his physical body. In that world there is no separation between the purely animal and the purely human, the animal from passes over, merges, into the human. Now after being shown by means of the sailor boys, and the Dorides who represent that world, how difficult it is to put before man the relation of the spiritual world to the world of the senses, we then see the shattering of Homunculus against the shell-chariot of Galatea. There is deep meaning in the Dorides thus ushering in the sailor lads in this scene. The Dorides are demonic beings of the sea, the sailors, human beings. Goethe is wishing to show how man is abel to approach spiritual beings from the other side of existence, and how destiny (we are distinctly told the sailor lads have been saved by the Dorides) brings man into connection with the Gods. But here in physical life this relation is immediately broken down; there is no continuous connection when the superphysical and physical wish to unite—the Gods will not suffer it. Then at the end of this scene we ar confronted by this wonderful picture. After everything ha been tried through majestic Imaginations to turn Homunculus into Homo, there follows, as the highest, nearest, most significant approach to the solution of the riddle of man, the actual plunging of Homunculus into the generative force of nature in so far as it shows itself through the moonlit, moon-enchanted ocean waves. Into these waves Homunculus now plunges. And what do we see at the end of the scene? A flashing-up, a flaming forth, a manifestation of all the elements—earth, water, fire, air, all these elements overpower what is here taking place. And it almost seems to us that sunk with our cognition into sleep, we ourselves learn to know the Imaginations which, in the other side of existence, can alone interpret the riddle of humanity—it seems then, that through the rolling on of the generative forces we are called back into the life we must live out in the body. I told you yesterday that the force underlying impregnation, conception, pregnancy, embryonic life and birth, is only a more extended, more intensive form of the same force as that which lures us back from our nightly sleep, or from the sleep of cognition, to physical waking existence. These forces are identical. Every morning when we wake, the force that wakes us is, though different in intensity, the same as that by which a human being is conceived, carried as embryo, and born. One only of these is seen here on earth, and that merely in its external, not in its deeply mysterious, inner aspect. The other passes over us unperceived. The holy mystery of waking is unperceived in its passing. We sink down into a spiritual world, we are submerged in a spiritual world; we wake up, take possession of our body, and are in the physical world of the senses. There are, nevertheless, even among those who are not clairvoyant, some men who when they are asleep know quite well what is actually living above, and through their sleep dreamily experience the spiritual world in its reality. Then they wake through the same force as the one living in Galatea's shell-chariot—the generative force of nature with which Homo-Homunculus unites himself on his way to becoming man. Some men know this even when not clairvoyant. There is, however, in clairvoyance, a knowledge that is perfectly clear concerning this waking. It may be understood in imagination only as a diving out of the spiritual world, down into the physical world of the senses, the world that lives in the elements of fire, water, earth, air. And on returning to this reality, all we think to have gained above in the other world, towards making a Homo of Homunculus, is dashed to pieces. Faust is to plunge into the reality of ancient Greece; he is to meet Helen in person. And when you turn the page from the mighty finale of this scene where it runs:
When you turn the page, you come to the third act:
Faust is to enter Greek reality, he is to be wakened out of spiritual perception, highest spiritual perception, of the Homunculus-Homo problem, wakened into the Greek world. He is to wake there consciously, as Goethe wished to do; the moment of waking has to be brought about so as to show that what has been perceived in the spiritual world, in the supersensible, concerning the riddle of man, is shattered when the descent is made again into the external, physical reality of the body. That is an external process in nature, when the moon disappears and dawn breaks. But man today experiences this relation at best as something allegorical, symbolic or poetic. The reality underlying it is little recognised. We meet it here in something that is at the same time an embodiment of the problem of knowledge and also of true poetry. Goethe has indeed succeeded in leading Faust into the supersensible world in a noble way, and in making him wake to life in Greek reality. We might remind ourselves here that it was during the eighties of the eighteenth century that Goethe took flight to Italy—for it was indeed a flight. Having studied nature in the north, he then wished to discover, for the benefit of his conception of the riddle of the world, what he believed that art of the south alone could give him. He gained much for we know what Goethe had become by the nineties of the eighteenth century. By then he had grown older, and that means younger in soul, for as a man outwardly ages, in his soul he grows young—youngest of all when he comes to dying. The life of the soul runs backward.—And so we come to about the year 1829. We may trace and experience what Goethe may then have felt: If, when I had the opportunity of really penetrating the art of the south, of making the spirit of Greece alive before my soul, if at that time I had only been able to take the plunge into the spiritual world that I now merely divine, how much richer, more intensive, all my experience would have been.—The characteristic mood of this second part of Goethe's Faust depends on our recognising in it an artistic representation of what has been experienced in life by a soul grown young again, a soul who in thus growing young has been enriched to a very high degree. That is why no philistine will be able to make much of this second part of Faust. And I can perfectly understand it when Schwaben-Vischer, the so-called V-Vischer, in many ways so spiritually minded, and who has said so much that is good about Goethe's Faust, has found that this kind of thing is tedious—the cobbled together patchwork of an old man. But philistinism, my dear friends, however learned and intelligent, can never penetrate into all the poetry, the lofty poetry, of the second part of Faust. No one can enter into this who does not allow his poetic sense to be warmed through, fired, by what spiritual vision gives. Tomorrow, after the performance, we will say more about this scene, in connection with Goethe shown there concerning his own impulses. |
288. The Building at Dornach: Lecture I
23 Jan 1920, Dornach Translator Unknown Rudolf Steiner |
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We shall have, in the near future, to take strong measures in different directions for the benefit of the cause, so that the Dornach Building, the “Goetheanum”, should be made the centre of the movement for Spiritual Science from the point of view of Anthroposophy for which we intend to work. It would be of great importance if the Goetheanum could also be made known to the outer world, so that those who have not at present an opportunity of seeing it, may become acquainted with it. |
If you bear this in mind, you will see, that this is connected with the position Spiritual Science or Anthroposophy claims in the whole development of mankind. The life of modern humanity has become simply intellectual; it has become so because for centuries modern humanity has hardly received any other education than that of thought. |
288. The Building at Dornach: Lecture I
23 Jan 1920, Dornach Translator Unknown Rudolf Steiner |
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[ 1 ] As a sort of episode inserted between the lectures now being given, I should like to-day to bring forwards a few things about our building, so that our friends may find in what will be said, a sort of foundation for their own work. We shall have, in the near future, to take strong measures in different directions for the benefit of the cause, so that the Dornach Building, the “Goetheanum”, should be made the centre of the movement for Spiritual Science from the point of view of Anthroposophy for which we intend to work. It would be of great importance if the Goetheanum could also be made known to the outer world, so that those who have not at present an opportunity of seeing it, may become acquainted with it. The very way in which this building is put before the spiritual culture of the present time may, if brought to the consciousness of our contemporaries in the right manner, work in the direction, which we consider is the needful direction for the age. So to-day, when I have said, I wish to provide a foundation for that which others will carry forth into the world, I will once more give you a little of what I have already expounded here in other connections, so that from what is contained in these episodic lectures, a complete conception of the whole may be formed. [ 2 ] To begin with, it must be stated that the Dornach Building has grown out of the Anthroposophical conception of the world. The Building was able to grow forth from this for the very reason that when this conception is rightly understood, it will itself possess the inner force with which to create its own artistic forms and figures. Once again, I should like to repeat what I have said before in other connections, that if any of the spiritual tendencies of the present, which with their various programmes come before the world to-day, had at any time required a building of their own, some architect or other, and some artist or other would have been approached, who would have built a house in such and such a style, in which the movement it was built for could have been carried on. There would have been an external relation between what went on within it and the building itself, which might be either of the Renaissance period, or of ancient Gothic style. [ 3 ] There must not be any such merely external relation between the conception of the world which is to be given forth at Dornach and that which encloses its activities. The relation between them is to be an inner one. Every detail connected with the housing of our activities, every detail of form and figure had to proceed from the impulses of this world-conception itself. If you bear this in mind, you will see, that this is connected with the position Spiritual Science or Anthroposophy claims in the whole development of mankind. The life of modern humanity has become simply intellectual; it has become so because for centuries modern humanity has hardly received any other education than that of thought. When forms have to be created, people turn to those already existing to some one or other of the old styles of architecture; just as when they wish to make anything artistic or such-like, they do not turn their minds to the conception of the world, but to something which has been substituted in its place. What actually brought this state of things about? [ 4 ] You see, in everything of note in human culture there have always been two streams flowing together. The presence of those two streams can be traced far back in the historical development of mankind. One of these, which has achieved its greatest intellectual development in the last few centuries, can be traced back to what we may call the Old Testament outlook on the world. We must never lose sight of the fact that one of the essential tenets connected with this was the command: “Thou shalt not make to thyself any graven image of the Lord, thy God”. The pictorial representation of that which is of a spiritual nature, was lacking in the one stream of human development. And this still holds good up to the present day in the modern development of this stream. [ 5 ] Many schools of thought and of philosophy, many different sciences and popular conceptions of the world have been built up, but none of these have, of themselves, succeeded in creating artistic forms. All that has been achieved is the establishment relationship with the inartistic element of the present day conception of the world. Our modern age is not concerned with creating new forms, or with giving shape to what is capable of representation. [ 6 ] But really there are two entrances into the world of the spirit; it may be entered in the intellectual way in which it is penetrated by the monotheistic religions, in which case the thought element, the intellectual, is principally developed. By this means great progress can be made along the lines followed in our most recent times. Or, on the other hand, the element which is to be found in the imaginative may be cultivated, the element of vision, of life in course of formation. modern humanity has not much living relation with this latter element. It revives bygone styles, old methods of artistic representation, but never identifies itself with them. Indeed, things have gone so far that, on the one hand those who wished to create artistically had an actual fear of every kind of philosophy, for it is quite reasonable to stand in some sort of fear of the modern world-conception, which is imaginative an intellectual. Put on the other side this has been a great disadvantage in another sense to the development of modern humanity. This disadvantage itself is the sign of decadence of recent times. Some time ago in this very place, I drew attention to the fact that in all the present struggles of humanity there is something of the Jehovah-striving of the Old Testament, that in a sense an endeavor was being made to make each individual people what the Old Helm wanted to make of themselves and that Christianity, as such, has not fully entered the hearts of modern humanity. And so a certain intellectual thinking, an intellectual feeling concerning humanity as a whole, has in a one-sided way grown up round our social life. But man as man, 0r man as a community, can never be understood from a purely intellectual standpoint. [ 7 ] What man is, that in him which enables him to take his place in social life, can only be understood if we rise to imaginative conception. Anyone who is acquainted with the law to which such things are subject, is aware that even the Fairy Tales, the legends and various mythologies contain more wisdom concerning the real nature of man than does modern science, which does not even possess the means of giving man an explanation as to himself. People are afraid of the inpouring of the spiritual, which can only manifest in our human civilisation in the form of pictures; they dread it. But our civilised life will never be raised until men's hearts are once again filled with a conception of the world not only capable of forming from itself thoughts, but of creating forms and permeating the whole of life. We want to make a beginning, yet in its own way it is intended to show all that can be accomplished by a really creative conception of the world at the present time and more especially what it must do in the future. In a sense you see before you, in a picture, all that is characteristic of the conception of the world which is studied here, when you are confronted with that which is meant to be representative of it, when you see the Goetheanum on its hill, at Dornach. [ 8 ] If we wish to describe in a few words the special characteristic of this conception of the world, it is this: The realisation that in this age a new spiritual life must be revealed to man. And as we approach the building which is to stand for the spreading of this new spiritual life, we cannot but feel that a new revelation is to he made. Anyone who draws near to it cannot help feeling that something will reveal itself here, something new in the development of humanity. The very shape of the building impresses you with the sense of something new making its way into the development of man. Two cylinders of circular shape, in neither of which is the circle complete, covered with hemispheres equally incomplete, expresses the duality of that which is revealed and of that which comes to meet it. The very predominance of the two domes conveys an impression to the observer, as he draws near, that something is enclosed herein, something enclosed but which intends to make itself known. [ 9 ] Do not take what I an now saying in a symbolical sense; take it in an artistic sense and you will then develop the right understanding for it. I shall have to speak further about these things, but this evening we will begin by making a survey of the different effects produced by the contours of the building, seen from without. Let us begin by supposing that someone approaches if from the North-East from any point around the hill on which the Goetheanum is erected. He would then see a Building (Picture 1) which could be in no other form. This is the feeling which ought to be experienced, when directly confronting that which stands as the representative of a new world-conception. ![]() ![]() ![]() [ 10 ] It is first of all necessary to study the different forms. It was in 1908 that the thought first occurred to me to erect a building with twin domes. But much of the original plan had to be altered, for it had originally been intended to put it in a city, in Munich, where it would have been surrounded by houses, where the outer architecture would not have had to be so much considered. When the building had to be remodelled to stand upon its present hill, it became of course necessary to so plant the outer architecture that it might produce the right effect from the different points of view in the neighbourhood. Here let us begin by noticing that the building stands on a sort of platform, not absolutely on the ground. ![]() [ 11 ] We now draw rather nearer to the Building and this is a picture of the principal entrance. Kindly observe you begin by entering the substructure and that, as we shall see, the staircase by which we ascend to the auditorium belongs to the substructure of the Building. Having ascended that, we then enter by the main door into the real Inner Hall. The Building stands rather above the level of the actual surface of the ground. It will be apparent to anyone who approaches the Building, especially when he finds himself opposite the main door, that an attempt has here been made to depart from the usual purely mathematical-geometrical-mechanical structure forms, and to discover organic ones. Of course those people who are quite accustomed to the old conception and who believe that the geometrical-dynamic can alone rightly hold a place in the art of building and in architecture will have many objections to bring against this introducing the forms of architecture into organic forms. All these objections are known. But here we have actually dared to make the attempt. [ 12 ] Then, however, we had to think the whole thought of the Building as of a living organism. No one will understand what I mean by this, unless he himself really makes the endeavour—which very few people will do as yet—to turn his feelings away from all that is symbolical and intellectual, from everything merely mechanical and mathematical, and allows himself to be carried into a really organic-artistic, a feeling way of thinking. This does not imply that the form of an organic being is symbolically expressed in the structural forms, it means that in order to understand an organic being we must realise that a quite special sort of intuitive thought-form is necessary. We shall have to become accustomed to these intuitive forms of thought. And we then ought to be able to find these architectural forms even coming of themselves quite originally and elementally, out of the intuitive thinking. [ 13 ] I should like to draw your attention to something of which most people in the present day have no suspicion. It may be said that in nature there are organic forms. Structural forms are made, more or less modelled on some such organic forms in nature, structural forms which in a sense are a symbolical expression of the organic forms of nature. But nothing of that kind has been done. There is no direct prototype in nature of structural forms here. And if a man seeks for such in nature, it only shows that he has failed to understand the whole basic thought of what is in question here. [ 14 ] To be capable of understanding an organism is a very different thing. For when a man really understands a natural organism, he then possesses a kind of thinking which is able to find organic structural forms quite independently of nature. But such forms as these must be discerned in complete independence, they must be created from out of their own form-essence. They will then, if they result from a real living structural thought, bear the nature of the organic. What then is the nature of the organic? Well, take as an example the most complicated organism, man, and then take merely the lobe of his ear; if you have the right intuitive thinking and feeling, you will say that the lobe of the ear, situated where it, is, could be no other than it is; in its place it must be just as it is. It is the right width, the right height, and is properly rounded off, and so on. And this must be so in every single form in this organically conceived Building. Each detail, in that it represents a part of the whole, must make evident in its own form that it is indispensable. The very smallest appendage in the different parts of the Building must be as manifestly indispensable as the lobe of the ear, or an arm or a hand is to the human organism. [ 15 ] Nothing here has been copied from nature. And if these forms remind anyone of this, that or the other, it only shows that he is not judging of the Building from the standpoint of Art, but that his opinions are inartistic. If the forms in the Building remind one of anything—and what is there that people have not been reminded of—human eyebrows and eyes and so on—that only proves that he is judging of each thing on its own merit, especially; whereas each detail in the Building only has a significance in its connection with the whole and must be so understood. The next picture shows the same, a little nearer. ![]() [ 16 ] Below we see the entrance; facing us are the cloakrooms; and to the right and left, where the substructure extends in a circular direction, is the well of the staircase. We then go up the stairs and through the main door, by which we enter the inner building. The motive which we encounter in the main entrance is one if those organic motives to which we have been referring. If you take the various motives that are to be found on the different sides of the Building you will find that they are always formed in accordance with the organic principles of metamorphosis, so that the one always grows forth as a development of the other. For instance, look at the motive here, above the principal entrance. If you can feel it in its forms, you will feel the same form again in the motives of the window of the side-terrace, which you can distinctly see here to the South. (Figure 14) The motives of the windows are apparently quite different. But in studying them you will see that they develop out of that one over the principal Entrance in the same way as, according to Goethe's principle of Metamorphosis, the different organs of the blossom develop from the leaf. It is again a metamorphosis of the same motive. We can only develop a living thought of the Building, if we really inwardly and intuitively grasp the principle of metamorphosis. [ 17 ] In what is attached right and left of the Principal Entrance you can see that the attempt has been made, just as it is in nature itself, to cause one motive to proceed out of another; although there has been no copying of what is organic. In every line and surface you can see that they all proceed from the same principle—like that same principle which causes the cheek to be carried from the temple of the forehead in a human face. The evolving of the cheek from the temple of the forehead might really be taken as a subject of inner study. Only while doing so we must be free from the purely intellectual ideas of the world. We must be able to view the world in forms, without beginning to symbolise. We then shall be able to see how one surface, one form, proceeds out of the other in such a way that they might really have grown forth; and besides that, they really belong to the place where they are. [ 18 ] Now in the whole of this building there is not a single thing that is mere symbol. At the time when our movement still had many people in it who were full of sectarianism and false mysticism—which tendencies indeed I had to fight over and over again—but when there were these tendencies in the different persons who came into our movement from co many different quarters, persons of artistic natures who happened to come among us were often horrified at this tendency to symbolise. These members valued a Rose-Cross, a cross with seven roses, far higher than a really artistic motive. Now in this building we may say that this has been definitely overcome and that what is really creative in a conception of the world has been expressed in forms without any transition though the symbolical. ![]() [ 19 ] I want you to notice that in the forms, (though of course all this is only a beginning) an attempt has been made so to shape the surfaces that they lean towards the corresponding centres of support. (Kräfte-Lagen). For instance, if you go in at the principal entrance of the substructure, you will see the arches. If you study the forms of these arches you will find them so constructed that their lines follow the distribution of weight of the building. Towards the door, where the weight is less, the arch is wider; where the arch curves towards the building it bends inwards, the curve is arrested. Thus the forms of the arches correspond to the distribution of weight. If you can feel the forms in this way, you have grasped a structural thought. ![]() [ 20 ] We now obtain a view of the North side. In the part between the principal entrance and the one wing, you can see the motive of the principal entrance in metamorphosis. There you can study the metamorphosis of the separate forms, which allows for the motive of the side-wall which is to follow. When you go in at the principal entrance the motive meets you, whereas here you pass it by. An organic structural thought should express whether a motive is one that is to meet the eye, or is to he passed by. It is the same motive, in different states of metamorphosis. Similarly that which finishes it above, which overhangs the motive—is only a metamorphosis of that which is the motive of the main portal. it is differently formed, but has only become different in the course of its metamorphosis; it is the motive of the principal entrance. ![]() [ 21 ] Here you have the side-view of the side-terrace. In the motive of these windows, you can study how organic shapes are formed. The motive completing the windows above is precisely the same as that you have just seen over the windows and the motive over the principal entrance, only in an organic growth it is the case that metamorphosis comes about through that which in the one structure is wider and more forceful, becoming contracted and condensed in the other; what in its earlier state as in a more primitive form, extends to more ramifications. It is just in this that metamorphosis consists, and here you can see it carried out. [ 22 ] And I should like to draw attention here to the fact that in the whole building the endeavour has been made to develop structural truth, architectural truth. That is actually very little understood in the world to-day. You can here see the overcoming of the mere Renaissance idea. The setting of windows is not merely decorative, but as you see it arises from below. In the whole building there is not anything to be Nothing in this building lies, whereas in the present-day conception of architecture there is an enormous amount of untruth and deception. In our civilisation there is so much untruth in our forms that it can hardly be wondered at that so much of what men say is untrue too. Here the endeavour has been made that everything shall absolutely and truthfully express what it actually is. This can never be the case in symbolism, which always contains something arbitrary. I want you to take note of this. ![]() [ 23 ] Here we have the facade of the side terrace. You see in metamorphoses that which is above the principal entrance. Of course, you must bear in mind that whatever you see here is nothing but a new beginning. I always say over and over again, to all who will listen, that if I had to construct the building over again, it would be very different. This is just an attempt. But in its different parts you can see what we really intended, how the organic structural thought has been carried out, and how, for instance, the merely mathematical-geometrical-dynamic column formation has been developed into the organic, so that nowhere is the principle, merely of support or of burden in evidence, but everywhere the principle of growth can be seen, the coming forth of one from another. And as we shall see tomorrow, there is a marked effort to carry out this idea in the architecture of the interior. ![]() This is the juncture seen from the side, seen from the corner. ![]() [ 24 ] The model of the building. Here you have the picture of my original model. I wanted first of all to give you a conception of the idea one receives in approaching the building. I wanted to show you the effect it ought to produce when you walk round it. now show you the inner part, in my original model, carried out in wood and wax. This model was the basis of the whole building. You see it here cut in two through the centre. You can thus see under the great cupola.the seven columns which, in succession, encircle and enclose the auditorium. Here in the middle is the place of the Drop-Scene, and here beneath the smaller cupola you see 6 of the 12 columns which encircle that space. As here seen, the building is divided from West to East. In the East will stand the principal Group: the Representative of Humanity, in the midst of the Luciferic and Ahrimanic elements. Concerning the principle by which these columns with their capitals and architraves were constructed, I shall steak tomorrow. ![]() [ 25 ] Here we have the ground-plan of the building, the principal entrance with the staircase on either side, the auditorium, and the space beneath the small cupola, the place in which the Mystery-plays and the Eurythmic-representations and so on, will be given. These two spaces will be divided by the curtain. On the line dividing the two will be the speaking-desk, on both sides of this dividing line are the two side-alleys, for the use of those engaged in the representations, and their dressing-rooms and so on. [ 26 ] This ground-plan will show you that certain things were indispensable to the building. Whenever I refer to this ground-plan I am always anxious lest the actual structural thought should be misunderstood. I once gave a lecture in Dornach on this ground-plan and its form, drawing a comparison between it and the human form. Some of my listeners jumped to the conclusion that the building was a symbolical image of the human form. That is absolutely not the case; but if a man is able really to understand the human form and how on the one hand it is an instrument for thinking and on the other hand for willing and that both these are held together by the power of feeling; if he understands the whole human structure, the formation of the head, and limbs and the trunk, with the heart system as the centre, he then would also be able to construct other organic forms. And this is one of these other organic forms. On this account when one sees this and the organic form of man together, it is possible to find a certain relation between them. But there is absolutely no question of the one being modelled on the other, for the Building here is in its organic architectural form constructed from out of that which is organically creative in nature and from cosmic activity itself. You will be able to see the same in the transverse section that I will now show you. ![]() [ 27 ] The small cupola, as connected with the great cupola. This cut through the centre from East to West. The whole Building has but one axis of symmetry and everything is arranged in accordance with that. That necessitates the structural thought being a living one, for the more highly evolved organism develops along a certain axis. Certain lower organic forms alone evolve from the centre; and we may take it, that as a result of the attempt that has been made here, certain more perfect forms of building than the centrally constructed (Zentralbauten) ones, will be developed, because a first beginning has been made to follow the principle of organic growth along an axis. ![]() [ 28 ] Here you have the vestibule into which one enters through the door of the substructure; and this is the stairway by which one ascends to the terrace. You see that, forming part of and attached to the balustrade of the stairs is a remarkable structure. What this actually is can perhaps only be completely grasped by one who is able to look away from everything merely intellectual, in order to see only the artistic. When this form was about to be made, I said to myself: anyone going up these stairs must have some sort of halting-place, to bring about in him the right frame of mind. Now just look at these three directions of space. But it will not suffice to look at them, you must notice how they droop over and bulge out, how weighty they are, bending over with their own weight. If you take the whole form into your feeling, they will be to you,the expression of the mood which it would be desirable for you to have when you ascend these stairs. Anyone who goes up them will have a premonition that here, in this Goetheanum Building, he will find something which will give firmness, security and strength to his life, which will give him something to his balance. One ought to have that feeling here, for simply from that feeling did the form arise. I might say that besides this, one should feel that the form must be what it is, for although it is not slavishly copied from them, it does resemble the three semi-circular canals which form the small auditory bone of the human ear. If this organ of the human ear is injured a man falls, he loses his balance. It is an organ of balance in the human organism, a diminutive organ of balance. [ 29 ] Now one cannot help feeling that there must be something here to help us to enter the Hall in a properly balanced frame of mind. This is no puzzled-out idea, it has been really felt. If one takes it as a thought-out thing, it will be his own fault, for it shows he has begun by reflecting and digging down and speculating. There should be no question of speculating or puzzling out, but of feeling the heavy pressure of the overhanging weight of feeling the form and in so doing, of arousing the mood that may come over one while mounting these stairs. [ 30 ] Here is one of those vaulted arches which can only be understood by organic structural thinking. If you stand here in the Building and feel the Building, that is, feel how you come in or out there, and how you go up the stairs, meeting all the weighty pressure of the whole Building, you will then feel this curve is expressed exactly as it should be: while at the same time you will feel what the whole structure means. The attempt has here been made to give over to the organic the work that is generally done by columns or pillars. There is nothing in this but the feeling for form that comes when one intuitively feels the supporting strength, which this particular form must convey. If anyone is reminded of an elephant or a horse's hoof he may be so but, that only shows that he does not consider it from an artistic point of view, but merely an imitative one. What is important here is the being able to feel that weight has to be supported, while that which is to bear it grows into this form, develops into it, and that this arch could curve in any other direction but this. It is not a question of copying anything, but of trying to feel the weight-carrying, weight-bearing forces, and of moulding such forces as are able to bear weight. [ 31 ] In the ordinary-structural-conception the geometrical-mechanical-dynamic weight-bearing and carrying, is the only feeling one has. But here in every surface and line should he expressed in the structures, the beginning of the feeling for life. If the things I have mentioned do away with all that is merely speculation, you will have understood the subject in the right way. [ 32 ] To-morrow we will continue and pass from the outer to the inner architecture. I believe that when all that underlies the conception of our Building is made known to the world, and it is shown that here something really new in the way of artistic forms is growing out of the Anthroposophical conception, we shall be able to arouse a feeling for all that is being done not only in this line, but also in regard to the social question. |