316. Course for Young Doctors: Christmas Course V
06 Jan 1924, Dornach Tr. Gerald Karnow Rudolf Steiner |
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It has only been in two spheres that we have been able to achieve what is necessary, namely, in the sphere of General Anthroposophy and in the sphere of Eurythmy and the Art of Speech. But the independent, inner activity that has developed in these spheres must be developed in all the Sections now to be formed. |
316. Course for Young Doctors: Christmas Course V
06 Jan 1924, Dornach Tr. Gerald Karnow Rudolf Steiner |
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I have now studied your questions, which are all connected with the matters of which we spoke yesterday. A first category of questions has arisen out of a certain uneasiness. Single questions will find their answer in the course of the lectures: in the case of others which are fundamentally similar, it will not be possible to give theoretical answers—the answers will only emerge as a result of the whole course of lectures. Fundamentally, the trend of all these questions is: How can those who are attending this course develop their medical work in association with Dornach? The true development of the impulse of which I spoke in the esoteric sense yesterday and shall speak of again tomorrow—this true and real development of our work is the foundation of everything, although, naturally, such matters can only be inadequately dealt with in so few lectures. To begin with, I will make certain general remarks in connection with what was said yesterday. Little is accomplished, my dear friends, if we simply direct a person's general attention, or if he does this himself, from the material world to the spiritual world. In every sphere of life—and most strongly of all in the medical sphere and for the physician—this general indication towards the spiritual does correspond with an innermost need of the soul. But in many respects this need requires much greater definition and clarity and also possibly most important of all—a greater inner strength than that with which it usually arises. It is a striving in you, my dear friends, but a definite path must be taken. The impulse towards this path can, in the first place, be given by me, but having received this impulse you yourselves must continue to work in association with Dornach—definitely those of you who have set yourselves this task. It is not enough to strive, in a general way, towards the spiritual; this striving towards the spiritual must be concrete and real in every domain of life. We must enter into a real communion with the being of the world, with the being and reality of the external cosmos. Man has no experience of the cosmos today and because he does not experience the cosmos, he does not experience spirituality, for spirituality can only be acquired by way of the cosmos. In its external form, medical science yields no spiritual knowledge concerning existence. It is only by being able to place things in their whole cosmic connection that we learn to see through the veil of nature to the spiritual forces behind her. For more than twenty years now within the Anthroposophical movement, it has been possible to study and to get a very exact knowledge of the difficulties that may arise in the pursuit of the spiritual life. And it may sound rather trivial when one describes, in a few brief words, in what these difficulties have consisted. They have consisted simply in the fact that those who were striving for esotericism in some domain or other wished to make things too easy, too comfortable for themselves. The esoteric path is either difficult or it is no path at all! Esoteric development is not to be obtained along an easy or comfortable path. We must take in complete and solemn earnestness the general and often repeated statement that it is a matter of overcoming difficulties, of man growing out of and beyond himself. From now onwards, from the time that began with our Dornach Christmas Foundation Meeting, a kind of change must take place in our whole conception of the anthroposophical movement. This change must also take place in the individual sections of the work. And you who are seeking to find your path in the medical sphere, must, from the very beginning, share in this essential change. There can be no question of regarding the esoteric path as a mere adjunct to life; one's path of life must be completely filled with esoteric impulses. The help that can be given will be given in the lectures. But, as I shall say at the end of this lecture, something else must be added as well. Let us first consider one particular detail. For if you have not the will to enter into details in spiritual studies, you will not be able to find the way to the spiritual. Let it not be imagined that one can really find the spiritual as a dreamer, or as a person who gives himself up to all kinds of vague inspirations and the like. The spiritual must be attained today by the most intensely earnest, inner striving. And it can only be attained through the knowledge that comes from the spiritual world. I have already said that much can be learned from the world of the plants. And now let us think of a plant. People study plants today by looking at the root, stem, leaves, flowers, pistil, stamens, seed. The seed develops in the ovary, and then people describe what they thus see in the plant more or less as they would describe an armchair, adding that they often sit in one! This, more or less, is the way in which a plant is described. We are told how the roots are set in the soil, how they draw in physical and chemical forces and substances, how the saps rise up through capillary action, or the like. To speak of a spiral arrangement of the leaves is considered an error, an aberration. At any rate, it is not known that this spiral arrangement is connected with the cosmos. So far as the blossoms and flowers are concerned, the most that can be said is that botanists picture some kind of force in connection with the colors and substances of the flowers, or with fertilization. The whole thing is described entirely from the external point of view, just as one describes how a person sits in an armchair. Yes, but the reality that must be grasped simply cannot be grasped by these methods. In studying a plant we must realize that a wonderful mystery is indicated as it stands there with its root sunk in the soil. The stem with the leaves points to another mystery and the processes in the blossom to yet another mystery. Think of it, my dear friends—the root, sinking into the soil, represents the end of the plant existence in the direction of the solid earth. But this root could receive nothing from the soil if the soil of the earth had not first come under the influence of the cosmic environment. The cosmic environment, not only the warmth and light of the sun but also those forces which proceed from the rest of the planetary system belonging to the earth, influence the earth from the surface a little way inwards. And the forces that are quickened in this way in the earth's substances make it possible for the root to be within the earth. Now in the human head we find the same forces that play around the roots of plants, but in the human head we find them in quite a different form from that in which they exist around the roots of plants in the soil. Inner perception of these things will never unfold if we go no further than what can be learned today from natural science. Many of your questions speak of this as the chaotic knowledge given you by contemporary natural science. What is necessary is to understand, out of real experience, the nature of what was once called the earthy, the watery, the airy, the fiery. For if you simply go on speaking about hydrogen, oxygen, carbon, nitrogen, sulfur, phosphorus, in the way modern chemistry speaks, these things will always remain something quite external. You will never be able to think in any other way than that you stand there as a human being and somewhere outside there is oxygen or nitrogen. What modern physiology or chemistry tells you about oxygen or nitrogen is something quite direct. Physiology tells you that nitrogen exists in the organism, but you do not experience nitrogen in the organism. What is necessary is to take one's start from what can be experienced. And things that can be experienced must be deeply united with our whole being, if it is our aim to place ourselves in the service of the shaping of the world. And that is what we are doing when we heal. Now so far as one of the elements of antiquity is concerned, everyone can know that he experiences it. This element is warmth, warmth as a quality of nature. We experience warmth, for we feel warm, or we feel cold. We are not as external to warmth as we are to oxygen and nitrogen. It was characteristic of ancient study of nature that it took as its fundamental element something that could actually be experienced, something in which a man can be, not something that he must remain outside of. Let us first take this element of warmth, of fire, because here it is easiest to grasp the factor of actual experience. We know that as human beings we experience warmth. Now what is, for the plant, the earth—the earthy element is, for the human head, warmth. Suppose you have here the earth, and 'think away' from it what appears to you as the earthy element; also think away the fluid and the airy, but let the warmth remain, so that you have a kind of ‘soil’ of warmth. You can picture this quite easily. Now take the whole thing (See Illustration I on the next page) and turn it round, so that what was formerly below is now above (See Illustration I on the next page)—it is a polar opposite. You can now say: I behold the root of the plant, it is within the earthy soil; I behold the human head, it is in the 'warmth' soil, but the soil is in the reverse position. That is because what happens here (See Illustration I on the next page) lies four stages further back than this. (See Illustration I on the next page) If you speak of what goes on in the plant root as an earth happening, you must speak of what goes on in the human head, out of the warmth, as a Saturn happening. Between them are Sun and Moon happenings. And now 'think away' from the human head everything that came into it at later stages. Think away the earthy, the watery, the airy, and picture merely the warmth working in the human head, the warmth that provides the rest of the organism with differentiated warmth—and then you have the human head as it is today, a miniature Saturn. In the human head today you have the old Saturn organization. And if you understand the connection, then you say to yourselves: In the cosmos, untold millennia ago, there was a structure that anticipated everything that exists today as warmth in the human head. And the plant root in the earthy element today creates an image of the condition that thus preceded it. There you have a connection. You behold ancient Saturn in the warmth organization of the human head. But if this act of beholding is to be true, it must be connected not merely with theoretical ideas but with inner, moral impulses. Looking at the human head must be an experience that moves us inwardly; we feel that the human head is the living, embodied remembrance of a very ancient evolutionary period of the cosmos, of the old Saturn period. Try, for once, to let this feeling permeate you. I am a human being who has reached a certain age. My childhood stands before me; the remembrance of childhood rises up. As one who has grown older, I sink myself into the remembrances of my childhood. This in itself gives rise to a certain inner experience which we can confront with moral power. And now expand this feeling to the point where you say to yourselves: “As a human being I was present during the old Saturn period. If, in this present time I understand my head truly, it is like a living remembrance of a primeval evolutionary period of the cosmos.” All that takes shape through the remembrances of childhood is infinitely multiplied when contemplation of the living head leads us back to the time of Old Saturn. Such knowledge is only of value when it is steeped in moral feeling, when one can really be filled with awe by the fact that our own activity leads us into a real experience of the cosmos. Meditation, above all for the physician, does not consist in merely brooding over thoughts; meditation consists in actually bringing such interrelationships before the soul and having, in regard to them, manifold feelings through which one may experience all kinds of inner shocks and emotions. Suppose I meet a human being whom I have not seen for, say, forty years. As he comes before me in his present form, the picture of his childhood stands before my soul. I see him before me as a child. This gives rise to certain inner emotion or shock. I look at the root nature of the plant, I acquire the capacity to relate this root nature to the human head, and the human head leads me back to the time of Old Saturn. Meditation must penetrate to the very soul; it must quicken a deep inward life. This is an indication of how, after the foundation has been laid by a course of exoteric study, everything in the esoteric domain must aim at promoting intuitive experience of the cosmos in connection with the whole being of man. For just as the Old Saturn existence can arise within you when you study the connection between the human head and the root of a plant, so too can the Old Sun existence arise within you when you study the connection between the human heart and the development of the stem and leaves of a plant. The stem and leaf development in the plant is, again, a remembrance that has now become living, of the Old Sun existence. The flower in which the seed is produced is connected with the human metabolic system, the limb-metabolic system. And when we study what goes on in the flower in connection with the metabolic or limb system in man, a remembrance of the Old Moon period arises. And if you have this inner experience, if in deepest meditation you feel these connections inwardly, then you experience still more. Something of great significance is experienced. If with this deepened feeling you turn your soul to the root of the plant, you will begin to feel as if no plant root were really still, but as if it were moving. You learn to recognize this movement. I can only give an outline of these things. I can only point to an impulse, to the way in which inner experience must be built up and how knowledge of nature becomes a real wisdom. You will experience this movement in the root of the plant. And contemplating it, you will feel as if, together with the root, you were moving through cosmic space. Through this very experience, in which you seem to be in the chariot which travels with you through the cosmos with the swiftness of the plant root, you will discover that what you are really experiencing is the movement of the planetary system through cosmic space. In the root of the plant you experience the movement of the whole planetary system through cosmic space. And if then, in the same way, you experience the growth of the leaves, again you experience a movement in which you yourselves participate. And this is the true movement, the inwardly experienced movement of the earth.
What the Copernican system has to say about the revolution of the earth around the sun is nothing but a series of constructions. The true movement of the earth becomes an inner experience when we deepen ourselves in the connection which exists between stem and leaves. In your contemplation of stem and leaves you move, together with the earth, in the wake of the sun, so that the earth really seems to be doing what the Copernican system describes. But the movement is, in reality, a much more complicated one. If you contemplate the processes in the blossom around the stamens and the pistil deeply enough, you will experience the movement which the moon carries out around the earth. In experiencing the flower you experience the movement of the moon—a movement that is already separate from the earth. The planetary system as a whole is experienced in the root of the plant, the earth's movement in the stem and leaves; the moon's movement which has been separated off, is experienced in the generation of the seed in the plant. I say this to you, my dear friends, in the first place, in order that you may learn to have insight into things of which ordinary science takes no account at all, because it considers that such matters are neither knowable nor worth knowing. But they must be known—otherwise nothing of reality can be known. And I tell you all this for yet another reason. I do not think that, in the ordinary way, anybody gets a shock or feels emotion from what he learns about the plants. It causes him no inner concern—he simply assimilates it. And he experiences nothing at all, in reality. But in a second medical course such as that of which we spoke, if you begin to know the planets' movements, the earth's movement, the moon's movement from your contemplation of the plants, the minerals, (though here things are rather different) and also of the human being—then these things will not leave you indifferent. It is essential for us today, my dear friends, to bring activity of knowledge into these things. The heart feels that these are the ways which knowledge should take. But what is offered to the heart is something that is merely didactic, containing nothing of the realities. People think they have the realities in what is nothing more than a tiny fragment. What is the attitude of science today? It always seems to me to be rather like this—suppose someone were to go to Dresden and were looking at the Sistine Madonna. A scientist might come up to him and say: This Sistine Madonna is, after all, nothing but an external impression which comes to you from outside. Then he might proceed to take the Madonna out of the frame and break it up into fragments getting smaller and smaller until they were mere atoms. And then he might say: Now you have real knowledge of this Madonna. But this is all wrong. If we want to have a real understanding of the Sistine Madonna we must first be able to enter into the aims of religion, then into all that poured into this Madonna figure from Raphael's spirituality, then into many other things too, but this is the first: we must try to enter into the intentions of the Gods, of the Divine Spiritual Beings behind the physical world. This would have to form part of the second medical course of which I have spoken. Only in such ways is it possible to bring people near to reality. If you will take what I have just said as a stimulus, you will understand the two meditations which will awaken the power of medical understanding within you. In this meditation you may proceed as follows: First of all you can deepen yourselves in contemplation of the external phenomenon of fire, of fire that gives warmth, realizing in this contemplation that this external manifestation of fire is Maya, semblance, illusion. Behind the fire there is something quite different. Behind the fire there is working, active will. You may ask: Yes, but how do I get to know that there is active, working will behind the fire? All true esoteric instruction addresses itself to the powers in the pupils themselves. If you will allow what I have said today really to enter into your hearts, there will arise within you the realization that wherever there is fire, there, too, is active working will—just as when you see the form of a human countenance, a human figure, you realize that here there is spirit and soul. Wherever you have fire, even in the tiniest match, there is active, working will. In order that you may also be able to penetrate the other substances of nature, you must reach the point where a burning match is no longer merely the external phenomenon that would be described today, but where you actually see it as active, working will. When you are able in this way to transform your minds and hearts, you will find that your soul learns to experience quite differently, to have quite a different attitude to the environment in which you find yourselves. You will find that your own working, active will is akin to fire. You will live out into the world from your own inner being and you will have a much more subtle and delicate perception of fire than before, because you realize its kinship with your own will. You will find this kinship wherever there is fire. You must learn to realize: I am really within this fire, for it is active, working will; it belongs to me, just as my own finger belongs to me. Air must be encouraged in you as courage. Wherever wind blows, you will experience it in your own soul as courage. What you see in outer nature as air—this is courage. Courage is air. This must be an experience in your soul. Water is the outer manifestation of feeling. In feeling there is the same inner activity as is present in the external world, in water. Water is feeling. Earth, solid earth, is the same as thought. In thought, life freezes. If you can grasp these four points in meditation; if you can learn to think of fire as active, working will—if you can take the external appearance of fire as manifestations of this active will—if you see in the fire this active will just as you see spirit and soul in the form of a human being—if you can feel that the external form of the fire is maya—if you can feel that the blowing wind and the clouds are phenomena which are a revelation of courage—if you can see water as an expression of feeling, and the earth as something that resembles your own thoughts—then you will discover that this organic process, which arises in your own being as an earthly going out from the head and stretching downwards, is a continuation of the earth formation, the uniting of a substance of earth formation which has weight, and this is the nature of thought. If you then pass to the breathing and feel how, in the breathing the aeriform nature of the human being is circulating, then you will recognize, in the activity of man's aeriform nature, everything that may be called activity in the human being, that takes him into the outer world, in order that he may assert himself within this outer world. And you will try to learn from the study of many phenomena in outer nature, what it is that happens to the air in the human being. And you will know that the watery organism of man, the fluid organism with its inner mobility, is the seat of feeling, the feeling that flows in the centrifugal and centripetal directions. You will know that the movement of air is a semicircular movement, from above downwards. You will know that what lives in the fluid nature has a centrifugal and centripetal movement in man and strives everywhere to hold the balance. Thus, from observation of what exists outside in nature, you will find the transition to what happens with these elements in the human being. The essential point is that we shall not rest content with observation of the ordinary kind, for this makes us earthy ourselves, dried up and rigid, and we lose our mobility. Much has been given in what I have sketched today. Intermediary stages have been left out because it would take too long to give you every detail. I can only give suggestions. You will have realized from what I have said that the whole method, the whole way of medical study must become different. And now see to it that what I have told you here really bears fruit within you. Many of the questions which you have put with heavy hearts and which I have read with a heavy heart because they point so tellingly to what is needed in our times, will be answered if you always remain in connection with the Goetheanum. If you do this, your medical studies, wherever they may be, will constantly be enriched. It is, of course, essential that you should realize the necessity of earnest striving, earnest learning. You must work seriously and earnestly. And you must have a second feeling which arises in you in all sincerity—you must decide whether you will follow this feeling, or whether you will not. This feeling must be that the enrichment of medical study is to proceed, in future, from Dornach; in Dornach we shall try to give the enrichment that is so needed today. You must choose the path you are going to take in medicine. For one thing, there will be the problem of karma. In the nature of things, those who want to heal must have an intimate understanding of karma in the world. I shall speak of this again. In healing, one cannot run counter to karma; one can only heal in accordance with karma. But where karma is concerned one cannot say superficially: When someone is ill, it is his karma to remain ill; and when he is well again, his karma has given him health. It is not right to speak thus. The question of how karma works in human life needs a real, fundamental deepening, a cosmic deepening. These things will be taken care of in Dornach for those who seek them. I have already said that in the future, impulses will be given from esoteric sources, for account must be taken of the realities which exist and which were reckoned with in the foundation of the General Anthroposophical Society at the Christmas Meeting. As I said yesterday, the question of others copying the remedies causes me no anxiety, if in Dornach, it is really understood that esoteric medical study must be carried on in a much deeper connection with Dornach. To this end it will be necessary to carry out this medical work in the same way as other branches of the spiritual life in Dornach. In the life of the Anthroposophical Society it was always the case that those who wanted to become esotericists did not pay enough heed to the inner conditions of the esoteric life. And so the years went by. It has only been in two spheres that we have been able to achieve what is necessary, namely, in the sphere of General Anthroposophy and in the sphere of Eurythmy and the Art of Speech. But the independent, inner activity that has developed in these spheres must be developed in all the Sections now to be formed. And to this end you must really submit to the conditions that will be made; you must submit to them in full confidence and trust. One of these conditions is that I shall carry out everything connected with the medical sphere in association with Dr. Wegman, who in the course of years within the anthroposophical movement has prepared herself for medicine and whose place in this medical movement is such that it will be led by her in association with me. And so those who join Dr. Wegman with confidence will get help from Dornach as they go along. An arrangement will have to be made that those who want to remain permanently connected with the Section for the renewal of medicine shall address themselves, with their requests, to Dr. Wegman, in complete confidence. Periodically—perhaps about every month—we will answer, in a circular letter, the questions of those who, at the end of this lecture course, want to become pupils at the Goetheanum. It will be the same in all the sections. This circular letter will answer the questions put by individuals and all those who are members of the corresponding section will receive the answers. But unless there is inner confidence, there will be no success. A real link will be created by these means, and all your human and medical needs will be satisfied. This is how things will be arranged to begin with, until we can take further steps. The great failing that has existed in the esoteric life hitherto is that people have been arrogant enough to think that they should always receive their esoteric exercises from me. They all wanted to come to me, not to others. That is where the esotericism has foundered hitherto. For inner, occult reasons, the only possible way is for what lives in the well-spring of esotericism to be led and guided by the personalities who are suited for this work. This leadership by persons who are destined for it by fate—this is part of esotericism. It is a principle that has been rejected because people were immodest. If this principle is not adopted we shall not make progress, even in the newly founded Anthroposophical Society. Thus I have sketched, and I will still further develop, how the true esotericism must work on into the future. Tomorrow I will try to answer the greater part of the questions which have been put and will all amount to this: How can I find my way into a training that has its center in Dornach? You will be able to find the way, but you must have confidence. It is not a matter of belief in authority but of an intelligent building upon an inner foundation, and an acceptance of conditions that are created by destiny.
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316. Course for Young Doctors: Easter Course V
25 Apr 1924, Dornach Tr. Gerald Karnow Rudolf Steiner |
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Healthy human intelligence can acquire everything that proceeds from Anthroposophy. When things begin that are not to be understood by healthy human intelligence, then it is right for this intelligence to work only so far as that boundary, and no farther. |
316. Course for Young Doctors: Easter Course V
25 Apr 1924, Dornach Tr. Gerald Karnow Rudolf Steiner |
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I should still like to add something to what we have been studying, and afterwards to consider the more general theme to which certain of your questions relate. I want to speak now of something that it is well to consider only after we have listened to what has been given here in the last few days. It is not well to give the general truths first but only to pass on to them when certain things have already been learned. Only so can general truths receive their proper coloring. We will now picture to ourselves that each of the four members of man's being—physical body, etheric body, astral body, and ego has its own special structure. The structure of physical body and etheric body is one of space and time. The structure of astral body and ego is purely spiritual. A purely spiritual structure is not governed by space and time. It is possible, nonetheless, to make a picture of the spiritual structure so that we can have a conception of it. This can be done in imaginative consciousness. Hold it firmly in your minds, my dear friends, that on the one side we have to do with a physical etheric structure which in the sleeping human being is separated from the structure of spirit and soul, and, on the other side, with the structure of spirit and soul. In the sleeping human being we have a physical etheric structure which has sent out the ego and astral body, and again we have the structure of spirit and soul that is separated from physical body and etheric body. These two structures are very different from each other. The physical-etheric structure is differentiated into the single organs, as an organism that has, so to speak, driven out the single organs from the center of life. The astral body and ego structure have, however, been driven inwards from outside—it is as though space and time had been left free by this process. The essential thing is that the physical-etheric structure and the structure of spirit and soul are fundamentally different from one another. In the human being as he stands in the physical world in waking consciousness, the spirit and soul (astral body and ego) are inserted into the physical-etheric organization—to use a form of expression that is not absolutely accurate but enables us to visualize the state of things. To a certain degree they permeate each other. So that every physical organ that is warmed through and irradiated by the etheric body is also filled with life, inasmuch as the cosmos works through the etheric body, and in every physical organ ego organization and astral organization are working, when the human being is in waking consciousness. And now think of the following: Suppose that astral organization and ego organization impress their own structure upon some organ or system of organs. In other words, something that ought to maintain its physical and etheric structure receives a spiritual structure, becomes an image of the astral and ego organization. This, speaking quite generally, is the cause of physical illnesses. Speaking generally, the cause of physical illnesses is that the body of the human being is becoming too spiritual, in some parts or as a whole. Hence, as was well-known in olden times, real and devoted study of the sick human being throws tremendous light upon knowledge of man as a being of spirit. In ancient times quite a different idea prevailed of man's nature. Therefore I do not say the following in any sense for the purpose of suggesting that this conception should be re-adopted or made the basis for modern methods. In olden times, when conceptions of the human being were more robust, a man who held heretical views was burned, if such a fate was deemed necessary for the salvation of his soul. These heretics were burned for the salvation of their souls—so at least it was alleged. They were burned in order that they might be freed from what, after their death, would cause them the most terrible sufferings. This procedure was, in earlier times, the outcome of a form of vision; later on, of course, it assumed a really brutal form. Views about the human being were more robust and so it might happen that a certain preparation of melissa (balm mint) would be given to someone who might be regarded as healthy. When he took melissa that had been prepared in a certain way, his consciousness would become slightly dreamy. He became more dreamy than he was before taking the melissa preparation. In this condition, faint imaginations entered into his consciousness. If, for instance, a man was treated in a certain way with henbane (Hyoscyamus niger) he became very susceptible to inspirations. Such investigations revealed that if the solar plexus was stimulated by means of henbane, it was permeated with spirit; in such a case, astral body and ego organization take firm hold of the solar plexus. Or it was noticed that the whole blood supply of the cerebrum became stronger—to a slight extent, but the effect was very significant—by the administration of melissa juice, because the ego organization takes a firm hold by way of the cerebrum. And so the whole human being was tested for the purpose of finding out how he could become spiritual and of perceiving how the single organs could become more spiritual. It is a preconceived notion to imagine that we think with the head. This is simply not true. We think with legs and with arms and the head beholds what is going on in the arms and legs and receives it into the pictures of thought. I said at Christmas that man would never have learned the law of angles if he had never walked. He would never have learned the mechanical laws of equilibrium if he had had no experience of them through his own center of gravity which lies in his subconsciousness. When we come to the astral body which unfolds these things in the subconsciousness, the human being appears to us to be extraordinarily wise, even if he is often a fool in the physical world, because the geometry that comes to expression in walking, for instance, is all known—if I may put it so—in the subconsciousness, and then perceived by the brain. Now when the organization of spirit and soul takes too strong a hold of the physical-etheric organization, physical illness ensues. In former times, therefore, the spirit in the physical organs was investigated because everything that can be spoken of as a gift from above is spiritual, of the nature of spirit and soul. But a distinction has to be made here. What the human being received, in a purely spiritual way, as a gift from above, was called a gift and retained this name. But now take a substance like belladonna for example. Whereas in ordinary plants the physical and etheric principles are at work, there are others where the cosmic astrality works very strongly from outside, where the spiritual element—either the astral or what corresponds in the cosmos to the ego organization—works upon plants or animals. Poisons are then produced instead of the gifts bestowed by the spirit. But the poisons are a true correlate of the spiritual because, in plants and animals, they are the element of cosmic astrality which transcends the plant nature proper. By administering henbane we lead over the astral contained in the warmth mantle of the earth (which marks the boundary of the atmosphere) into the solar plexus and thereby into the diaphragm of the human being. Melissa, which is not a poison in the real sense, produces a gentle working of the spiritual which shows itself only in a form of slight stupor. In melissa, the poisoning process is in statu nascendi. This leads to the principle: physical illness arises when the physical organism or its parts are becoming too strongly spiritual. But a different condition may set in. It may happen that when a human being is in waking consciousness, the soul-spiritual structure of his astral body or ego organization is transferred with too much strength into some physical organ. But instead of impressing itself upon the physical organism the physical organism forces physical structure upon the structure of spirit and soul, so that when he is asleep the human being becomes, in his astral body and ego, an image of his physical and etheric body. He takes the physical structure into his astral body and ego. Here we have the difference in the two forms of irregularities which may appear. Even to observation they differ quite essentially. When a human being is ill, the sick organ is, strange to say, spiritualized. It becomes clearer. As though from outside, from its surface inwards, it is laid hold of by spirituality. Long before any definite traces are noticeable in the color of the skin and the like, a sick man appears transparent—shall I say—to occult sight and the spirit and soul is pressing into the transparency. We notice the opposite condition, where the organization of spirit and soul is taking on the structure of the physical and etheric, when a man in his life of soul and spirit is really asleep. Then he becomes a ghost, a fleeting, wavering ghost of his physical body. He remains like his physical body. He truly becomes a specter of his physical body, and all the crude experiments that are made by spiritualists in connection with manifestations, as they are called, are due to the fact that the spirit and soul in the medium is weakened. That is indeed obvious. In some hidden way, this is what happens. In a dark room the weakened astral body and ego can take on the forms of the organs to the point of visibility. The manifestations are real, but illicit. Now all so-called mental diseases are due to the spirit and soul—astral body and ego organization—assuming the physical and etheric structure. All so-called mental illnesses are due to this. We may therefore say: Physical illnesses are due to the physical organism or its parts becoming spiritual. Mental illnesses are due to the astral body or ego organization, or one of their parts, taking form in the physical or etheric sense. This universal truth is a very good guiding principle. These things have a bearing, too, upon questions put by individuals about the connection between medicine and pedagogy, for in the child's organism we have before us every grade between these two extremes. The astral and ego organization in one child will tend to make the physical and etheric body spiritual. In another child the tendency of the astral and ego organization will be to allow the physical and etheric to give them form. Between these two extremes there are all kinds of intermediate stages. This fundamental principle also comes to expression in the temperament. When the astral body and ego organization have a vehement tendency (not as in insanity but of a kind that is controllable) to assume forms belonging to the physical and etheric body, we have the melancholic temperament. When the astral body and ego organization have the tendency to impress their structure on the physical and etheric body, we have to do with the choleric temperament. The phlegmatic and sanguine temperaments lie in between. In the phlegmatic temperament the astral body and ego organization have a tendency, but only in a certain sense, to assume the structure of the physical and especially of the etheric body In the sanguine temperament, the vital principle in the etheric body is strongly influenced by the astral body. So this principle also comes to expression in the temperaments. What, in radical cases, is the guiding principle for the physician, namely, knowledge of how the spirit and soul and physical-etheric are interlinked in the waking consciousness of a human being, is also a guiding principle for educators, although they have to deal with latent conditions. Pedagogy and medicine are mutual continuations, the one of the other. Now what you have to do, my dear friends, is to strive with might and main to attain imagination in your conception of man's being. I should therefore like, in this connection, to give you a few fundamental indications. The form of the human being in the embryonic state is familiar to you as a picture—or at any rate can become so. We know today what the embryo looks like in its earliest stages and the form it takes later on, and from this you can make a connected picture of the human being in the embryonic state. You can also form a connected picture of the human being during childhood. You must try to make both the first and second pictures as intense as possible, as though your thinking were actually touching them, so that it seems as if the embryo were tangible to your thinking and you were inwardly following its forms. Then, in your thoughts, expand the embryo to the size of the child in an equally intense mental picture which you can look at and observe. Then, inwardly metamorphosing the mental picture of the embryo, let it pass into the picture of the child. If you really carry this out, you will be aware of certain difficulties. You will feel: If I enlarge the head of the embryo to the size of a child's head, it becomes very big. I must compress it. I must also inwardly crystallize, as it were, all that in the embryo is still watery and fluid, being part of the fluid man so that it becomes the embryonic brain. Then you will have to stretch and give shape to the limbs in the embryonic state. Inwardly you will have to carry out an act of plastic activity by letting the unplastic limbs of the embryo pass over to become the limbs of the child. It is an extraordinarily interesting inner occupation to let the embryo pass over into childhood in inner contemplation. Then, going further, you can make the same experiment with the child and the grown-up person. Here there will be greater difficulty. The differences between embryo and child are very considerable and you will have to be extremely active inwardly if you are to succeed. But when you compare childhood with the prime of life, the differences will not be so great. The difficulty will be to fit the one into the other. But if you succeed in this, the imagination of the human etheric body will actually come to birth within you, and comparatively soon.
Here you have a guiding principle which you can use just as well as the others I have given during these lectures. But you must fully realize that the acquisition of imaginative consciousness demands effort. It is not to be attained by mere beckoning but only by strenuous work. Now you can go still further. You can try to picture an old, sclerotic man—old men are, to a certain extent, sclerotic—feeling that you are touching him and in this act of spiritual touching you get the impression that he is really hollow. The impression you get when you touch an old, sclerotic man spiritually is not as if he were more solid, harder, but, on the contrary, as if he were sucking at you. In this spiritual touching the feeling is as if, in the physical world, you were to run a moistened finger along the foam of a breaking wave or along the surface of clay. This, as you know, gives the impression of suction. So it is, spiritually, with a sclerotic old man. You must develop this experience of touch in your visual picture of the old man. This applies not only to the visual act but to any one of the twelve senses, also to the sense of life (Lebenssinn). So you have a picture of age, with its density, which seems to exercise suction. And now just as in the first instance you let the picture of the embryonic period pass on into the picture of childhood and then into that of the prime of life, maturity—now let the picture of old age pass backwards. Picture the mature human being and let your touch experience of the aged man pass back into the picture of man in the prime of life, who does not seem to suck but stands in the world full of vigor. When you let the picture of the embryonic structure pass over into the structure of childhood, you carried out a spatial metamorphosis—what happens now is that with old age you have the impression of a being who has been hollowed out, who sucks all the time, and this hollow being seems to be filled with force and energy when you let the picture pass back into the age of maturity. Whereas the first picture of abounding strength is connected with an experience of being very slightly paralyzed, when the picture of the old man is let pass backwards, vigor seems again to come into his bones and into the whole structure of his solid organism. More care must be taken when this inner process is being carried out. And then the picture of the prime of life must be carried back to that of youth. This is an easier thing to do. We picture a man who already has one or two wrinkles and then let him be merged into the picture of a young, chubby-faced person. When we succeed in doing this, we get the impression of the etheric body being animated, beginning to ring and sound. This gives us an impression of the astral nature of the human being. And so you have a guiding principle for the ascent to inspiration.
You will realize from what I have told you that guiding lines for meditation are not given out as a commandment but are based upon things that can be understood. When a human being is guided to meditation in the proper way, conditions are not as they once were in the ancient East, when both the upbringing of children and the development of old age rested upon quite different foundations. When somebody is given meditations today, they are of such a form that he realizes and understands what he is doing with himself. In the East the child was under the guidance of his Dada. This meant that the child was taught and brought up according to the Dada's mode of life. The child learned no more than he was able to learn by watching the Dada. When a grown-up man wished to make progress, he had his Guru. And the Guru taught in no other way than: thus it is and thus it shall be done. The difference in our Western civilization is that an appeal is always made to the free spiritual activity of the human being, so that he is fully aware of what he is doing. He also has insight into how inspiration arises. If with the powers of healthy human intelligence we have grasped how physical illness and spiritual illness work—and the things I have told you today can be understood by healthy human intelligence—if we go on to realize what we should achieve in meditation, we have reached, with the powers of healthy human intelligence, the boundary of what can be attained. Healthy human intelligence can acquire everything that proceeds from Anthroposophy. When things begin that are not to be understood by healthy human intelligence, then it is right for this intelligence to work only so far as that boundary, and no farther. It is like standing by an lake—a boundary is there, too. We look towards it from the shore. Truly, the healthy human intelligence leads right up to this boundary. No criticism ought to be leveled at you for spreading an obscure, mystical view of the world, for it should be one that is attainable by all healthy human intelligence. When I once said the same thing in Berlin, an article that was written about the lecture, said: Healthy human intelligence can comprehend nothing whatever about the spiritual world and a form of intelligence which does grasp something about the spiritual world is ill; it is not healthy. This was what was held up against me. I want still to say something else. Your medical studies oblige you to look very intimately into the whole nature and being of man and as young men and women you are in a special position. In all seriousness we must take the fact that the Kali Yuga has passed, that we have entered a new Age of Light although for the reason that the old continues through inertia, humanity is still living in the darkness. From the spiritual universe, light is shining in; as human beings, we are entering an Age of Light; only we must make ourselves fit to realize the intentions of this Age of Light. Young people are especially predestined for this and if with the necessary earnestness they unfold a definite consciousness of why they have been born precisely at the beginning of the Age of Light, it will be possible for them to adjust themselves to what is really demanded in the sense of the true evolution of humanity. And what is demanded now is that we shall look into the human being if we want to explain the world, just as formerly men looked at nature in order to see how the human being is built up out of the forces and processes of nature. Man and his being will have to be understood and the single nature processes as specializations, one-sided processes of what is going on within the human being. When this point is reached a certain inward quality in all the activities of human feeling and the human mind will arise—a quality that has been sought for, although in a rather tumultuous fashion. Think only of how youth began to deify nature when the Youth Movement of the Age of Light began. It was all abstract, however vitally the impulse may have been felt. The true path of spiritual development for the young man or woman today must lead to the unfolding of intimate feelings for his connection, as a human being, with the world—there must be intimate, tender feelings and what the young absorb spiritually must no longer be a science for the intellect. In that he remains cold—it has always been so. Science must take a form in which every stage that is reached means that one becomes a different human being in feeling and in mind, and acquainted with something that has been forgotten. We also learned to know nature before we came down into the physical world. But then, nature had a different appearance. When a young human being today is led to a coarse, robust, external way of looking at things, the deathblow is struck at what he experienced in pre-earthly existence. If we could succeed in feeling that an old acquaintance of pre-earthly life had entered into our external, material way of looking at things, then feeling would flow into knowledge and understanding. And like a bloodstream, a spiritual bloodstream, this must go through the whole of scientific life, above all through the whole education and teaching of the human being. It is this intimacy with reality that must be acquired in science. Truly the modern age was lacking in understanding in this respect. Comparatively early in my life I tried to show how the human being, when he confronts the outer world of sense, really has only the half reality, and how he only reaches the whole reality when he unites what arises within him with the outer, material reality. And to begin with, because the times were quite different then—things have always to be prepared—I had to present it in terms of a theory of knowledge. When you read my little book Truth and Science (Mercury Press, 1993), try to let the spiritual rise up into the mind and heart, the spiritual that wells forth from within. Thereby the first step is taken towards this “making inward” of science, especially towards a heart-filled receptivity to world reality. The physician has particular opportunities for this intimate experiencing of reality and therefore the physician, just because he is a physician, can be the person who can make the abstractness prevalent in the other Youth Movement composed of those who are not destined to be physicians, more concrete, more full of heart. A young person today who has some real knowledge of medicine has the advantage when he comes together with someone else who knows nothing but jurisprudence and is, consequently, to be pitied. Medicine can be deepened as we are deepening it here, but with law this is quite impossible. Even up to the beginning of the eighteenth century, something of the spirit still remained in medicine; in jurisprudence spirituality ceased far away in the Middle Ages, when men no longer even dreamed of the spirit and had nothing but recorded statutes. The physician who from the very beginning comes to grips with the most concrete facts of life can have an extraordinarily good effect upon the rest of the youth. It would be good if you, as physicians, would interest yourselves, too, when opportunity arises, in the educational work that is being done in the Anthroposophical movement. There would be nothing to prevent this if you are in real earnest. The information contained in the Waldorf School Seminary courses cannot be given to everyone, but when somebody shows genuine interest there is nothing against your getting these courses if you really study them from the medical point of view, remembering the close relationship that existed in ancient times between healing and education. In these days we have quite got away from the conception of man as a being who comes into earthly life burdened with sin, because the modern mind simply does not know what sin really is. What is it that took form as the notion of sin? It is what I have spoken of here as the law of heredity—this is the inherited sin. Individual sin, too, is something that the human being has to overcome in the second half of his life. He has to overcome the sinful model, which comes from heredity. We can also say the sick model, according to ancient conceptions. If the human being were to retain, as his body, what works in his model up to the change of teeth, he would carry it within him his whole life long and at nine years of age he would be a man—how shall I put it?—the whole of his skin would be covered with a kind of moist eczema and if the condition continued he would get little cavities all over his body, would look like a leper, and if he lived on at all the flesh would fall away from his bones. Man is born as a sick being into the world and to educate him, that is to say, to understand and guide what is working according to the model, is the same thing as a mild healing process. Within the Youth Movement and when speaking of education, you should consider yourselves as healers. You can indicate the remedies—which in the first place, of course, remain a spiritual matter—but can certainly be applied physically when a child's condition becomes pathological. In pedagogy, too, there is an art of healing, only it is on another level, another plane. On the other hand, when a patient gives no help at all by working with any guiding principle we may give him for his own subjective consciousness, for the understanding of his illness, for pessimism or optimism in his conception of life—when we simply cannot work educationally—it is exceedingly difficult to help him medically. If the patient—I do not say that he must have blind faith in the remedy for that would be an exaggeration—but if the patient, simply through the individuality of the physician, is brought to a point where he feels the physician's will-to-heal, the reflex action in him is that he will be filled with the will to become healthy. This interplay of the will-to-heal and the will to be healthy plays a tremendous part in the therapeutic process. We can therefore say that there is a reflection of education in healing, and in education a reflection of healing. Very much depends today upon human beings in the world coming together in the right consciousness. If, therefore, medical youth comes together with the other youth in the right consciousness, the result will certainly be that the medical youth can work very fruitfully on the others. But what is so necessary is to sharpen the consciousness in both directions. These are the things that I would fain have laid into your souls and hearts, now that you have come here again. I hope they have helped to strengthen still more the bonds between your souls and the Goetheanum and that even in such a concrete domain as that of medicine, the Goetheanum will find human beings who carry out into the world those things that can be found here. You will think rightly about this if you will also feel yourselves as part of the Goetheanum and will often turn your thoughts to what the Goetheanum desires for the world and the growth of civilization. And so the ties of heart that you can form with the Goetheanum may be a very great help to you in the tasks before you. This is what I have had in mind in giving these more intimate addresses and I believe that we shall be able to achieve much if, after what must be the last lecture now, you will carry this feeling out into the world. Thereby we shall also remain together and the Goetheanum will feel itself a center with a definite task. Then the Goetheanum will be a real Goetheanum and you, true Goetheanists. And at the same time, out yonder in the world you will be the supporting pillars which the Goetheanum needs. If things go on in this way, everything will be well. |
206. Humanity, World Soul and World Spirit II: Lecture II
13 Aug 1921, Dornach |
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They can no longer be stored so easily next to each other: I, astral body, etheric body and physical body. This is convenient when you are presenting anthroposophy to groups of anthroposophists who want to get quite calm, gentle presentations that can be easily absorbed while sitting on armchairs. |
206. Humanity, World Soul and World Spirit II: Lecture II
13 Aug 1921, Dornach |
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Yesterday we looked at the way in which a person functions in his various limbs – physical body, etheric body, astral body and I-bearer – by taking into account what is actually going on in these limbs from the human soul. You have seen that we had to attach particular importance, on the one hand, to the consideration of sensory perception and how the human being, according to his or her ego, lives in this sensory perception. On the other hand, remembering has led us more into the inner being of the human being itself. Here we have something that must be carefully considered, and I must ask you today to follow me into what may be difficult-to-grasp areas, because only through such an understanding is a serious comprehension of what is actually connected with the nature of the human being possible. Let us once again bring to mind some of what was said yesterday. For ordinary consciousness, the I lives in sensory perception. As far as our sense perceptions reach, so far reaches this ordinary I-consciousness. I do not say the I, I say the I-consciousness. And we tie in with what we experience as I and sense perception, our imaginative experiences. With these imaginative experiences we live in our astral body. Let us visualize the situation again schematically. We have sensory perception in the realm of I-consciousness, so we have activated our I in this sensory perception, and then, so to speak, extended this activity through our astral body and are experiencing the perceptions there. We have then seen that through the activity of our etheric body, memories arise. And in the physical body — as I said yesterday — all images are formed. Now we are trying to bring something to consciousness that can already be brought to consciousness through subtle introspection. If you, so to speak, cast your spiritual gaze over the field of sensory perception and become imbued with how the sense of self unfolds within it, then you will say to yourself: for sensory perception we are stimulated from the outside. So, if I want to draw a schematic representation of the human being's relationship to his or her sensory perceptions, I actually have to draw it in such a way that I say: if there is an outside world, then the sensory perceptions are stimulated by the outside world (see drawing, blue), but within these sensory perceptions, which are stimulated, the I lives (orange). So it is quite clear that we should not actually say: Our I is, insofar as we become aware of it, within us — but rather: we experience it from the outside in. Just as we experience sensory experiences from the outside in, we experience our I from the outside in. So it is actually an illusion to speak of our I being within us. We breathe in, so to speak, the I with our sense perceptions, if we think of the grasping of sense perceptions as a finer breathing. So that we have to say to ourselves: This I, which actually lives in the external world and fills us through the sense perceptions, then continues to fill us by attaching to the sense perceptions (orange), penetrating to the astral body, the perceptions (yellow). So you see: if you want to imagine this relationship of the I to what is usually called a human being and what you think of as being limited within the skin, then you actually have to imagine – if I first draw the eye as a representative of sensory perception here – that the I is not inside, but that the I lives here outside and penetrates inwards through the senses. We usually succumb to the illusion that our ego lies within what we call our physical organism. But the ego is actually situated in relation to this physical organism in the outer world and, as it were, extends its tentacles into our inner being, first in our imagination, after the astral body, or up to the astral body. Let us now take a closer look at the world of memories. Memories are propelled upwards from what we call our inner being. As they are propelled upwards, they initially represent an activity in the etheric body, and this in turn stimulates perceptions in the astral body; but these now come in reverse (see diagram on page 135, arrows). But ultimately they must come from what are the images in the physical body. Now you can see that, starting from the physical body, the arousal flows to the etheric body, which underlies the memory, and because the I is in it, the I is also here. So I have to draw the thing in such a way that I not only think schematically of the ego here on the outside, but that the ego is also in the physical body (reddish) and stimulates the memories (green) from the physical body, which then become perceptions (yellow). So you see, I cannot actually get by with the scheme I have drawn. I would have to draw differently. I would have to say: I, astral body, etheric body, physical body. But if I consider the memory, then I would have to put that which is up there as I, also into the physical body. At the same time it is separate from itself, and on the other hand it also fills the physical body. You see, through the careful knowledge of what is going on in a person, it is possible to get an idea of the integration of this ego, how it is on the one hand in the outside world, and on the other hand inside. And now consider the following process. Imagine you meet a person on the street, and there you have the sensory perception of the person. Your I is there, but at the same time, memory arises from within: you recognize the person. The memory comes from within, and the sensory perceptions come from without. They interlock. This phenomenon of interlocking was already known to the old instinctively trained spiritual researchers. We are bringing it out of the sum of facts again. What I am now bringing to you from the sum of facts was known to the old spiritual researchers, and they were accustomed to drawing such things in pictures. They depicted what I have just told you, the existence of the ego, the coming together here with what comes from outside, as the snake that bites its own tail. The way in which man is related to the outer world was thus depicted as the snake that bites its own tail. When one has before him older pictures that have emerged from instinctive visions, one can often see how deep insights are hidden in such visions. Abstractions come and interpret all kinds of things. In this way, something terribly ingenious sometimes comes about; it is just of no value if it is symbolized and interpreted out of it, because one cannot grasp the facts with the intellect after all, but can only really find what is present if one again penetrates to the sources themselves. But let us also visualize what is actually present in a different way. Let us think about this human ego as it is in sensory perception and in the imagination that follows from it. It is the case that we really live in an illusion, which has come about in the following way. Imagine that you have a mirror and you see yourself in it. Now, hypothetically, let us assume that you have never had any opportunity to gain any knowledge other than the knowledge that you have always seen yourself in the mirror. This would have led you to confuse yourself with your mirror image. The mirror image goes back and forth. Now, let us say you do not feel yourself within your skin, but you see the mirror image moving back and forth, and so you think: That is me — and you keep saying: That is me. — You are actually looking at your mirror image, but you mistake it for yourself. That is what a person actually does. In fact, the ego is like a stream that carries the sensory stimulus to the body. The body reflects it back, first of all that in which the actual self is seated. The self is here, but it is also in the outer world. It is even in the physical body, but it is reflected back to you. The human being does not perceive his real self, but the reflection. He does perceive the reflection, in that he has the sense perception. These are mirror images. I have explained this in more detail in my book 'Von Seelenrätseln'. The images are also mirror images, they are the reflection of experiences in the external world. The ego actually lives in the external world and experiences itself in consciousness, in that what it, as the unconscious ego, stimulates in the body is reflected back to it. That is if we consider the sensory perceptions and the images. The situation is different, however, when memory comes into play. There we really are here below in the images that have come about, with our ego within them. There, indeed, an unconscious is at work to a high degree. Just consider how difficult it is for you to bring up memories, how little you can do with your full mental consciousness. There is an unconscious at work. There is indeed — and you can feel this — a reality at work. There it is different. You no longer confuse what you see with your ego, because you feel yourself in this activity. But it also remains very dark; the ego, as I have often mentioned, remains in an inner activity like a dream or even like something asleep, because the will is at work in it. And in remembering, it is essentially the will that is at work. A will that is strangely vacillating and changing is at work within. And if we want to use an image, we can say: let us imagine that we are looking spiritually with our ego. When we have this perception and imagination, we look in this way. When we form memories and everything that belongs to them, we turn around spiritually, so to speak. Indeed, when we move from sensory perception to memory, this concept of turning around spiritually is an important concept: spiritual turning around. Because if you imagine such a spiritual turning around, you get an inner concept of mobility. They can no longer be stored so easily next to each other: I, astral body, etheric body and physical body. This is convenient when you are presenting anthroposophy to groups of anthroposophists who want to get quite calm, gentle presentations that can be easily absorbed while sitting on armchairs. But that is not how it is in reality. In reality, when we approach the human being by wanting to grasp the soul life, we have to envisage a continuous turning and turning around of the whole inner human being, that is, the true human being. The I is like that, and in being like that, it shines through the sense perceptions; in being like that (turned around), it shines up from the physical body. The concepts must be made mobile. This is something that shows us how we must proceed to achieve flexible, inwardly living concepts if we want to grasp the human being. Just think about what our ordinary mental life is like! You only have to think of a very small part of everyday mental life to see this person in the outer world, that person in the outer world. That is all sense world. It penetrates in as a world of ideas. In the process, all kinds of memories arise. And you can only imagine that, while there are sense perceptions, you are, as it were, looking at one side of the soul and, as the memories arise, you are looking from the other side. But since this is constantly happening in a confused manner, you must constantly think of the soul as being in an inward whirling motion. And that is also what is to be thought of as an image: the soul in inward whirling motion. That is also what presents itself to the gaze. That is why I have indicated in my books and also repeatedly emphasized: anyone who wants to make drawings that adequately represent what is actually present as the higher aspects of human nature is in the same case as a painter who wants to paint lightning. Just as lightning cannot be painted in reality, so the higher structure cannot be painted either. Even the etheric body cannot be painted in reality. You can make a diagram of it, but you cannot paint it in reality, because there is actually no such thing as a state of rest. Memory and impressions of the external world meet, as I said. We are dealing here with something that should be grasped very precisely. If you look at the human physical body as such, then the I is in it for the purpose of remembering. But the I is also in the external world. So the I is actually in everything that underlies sensory perception. But it is also in the physical body of man. If you go through all kinds of philosophies of modern times - and these modern times have been going on for a long time - you will hear a lot about subjective and objective. You can also do that if you stop at the stage of imagining, because you can indeed distinguish between what lives in you and what lives outside of you. But if you delve deeper into the matter, these terms lose their meaning. For what is it that makes what lives behind the sense perceptions and from which the ego brings in the sense perceptions, what is it that makes it objective? It is objective precisely through the same thing that makes the physical body objective here. There is no difference between subjective and objective. The ego lives in the external world just as it lives in its own physical body. That is where the difference between subjective and objective ceases to exist. This difference between subjective and objective only arises when we are up here in the realm of imagination. And why does it arise here? Not for the reason usually imagined either, but here it arises because we are only dealing with images. Up here we only experience images. But images are not real in themselves. We feel this by experiencing images. We therefore speak of the images as something subjective, and of the processes on which the images are based as something objective. But we cannot do that with the impressions of the outside world, because the processes in which the ego lives are of course objective here, as are the processes through which the ego works by releasing the memory images into the physical body. That is all objective, and if you like, all subjective. Here subjective and objective become completely mixed up and intertwined and can no longer be distinguished. And that is the important thing, because it is this concept of subjective and objective that occupies people and is juggled with in much philosophy. But now, however, there is something deeper underlying it all. Man lives first of all in his everyday experiences. There he brings it to such a soul life, as is well known everywhere. But behind all this, of course, lives a completely different world. I have described in “How to Know Higher Worlds”, in my “Occult Science in Outline”, how this world can be penetrated. But what spiritual research penetrates is, of course, a reality for every human being. It is always there, whether one knows it or not. So when one speaks of reality, one must take this into account. If one now develops those insights that arise in imagination, inspiration and intuition, then one arrives at what is present in every human being, what every human being carries around with them continually. When one ascends, as I have described, to imagination, one initially has a different soul world than the one that exists in everyday life. Through imagination, one receives images instead of the usual abstract ideas – that is why the term imagination, imaginative presentation, has been chosen – images that are clearly recognized as images. One is absolutely clear that one is dealing with images. That is the difference between what is really presented to the spiritual researcher and what lives in dreams or hallucinations: those who live in dreams or hallucinations consider their images to be reality. The spiritual researcher never does that. Only those who want to write foolish refutations talk about the fact that what is presented to the spiritual researcher could also be a hallucination or a dream. The spiritual researcher never confuses what is presented to him in pictures with reality. He is also clearly aware from the nature of these images that they are not invented images, not images conjured up by the imagination, but that they are images that point to spiritual reality. First of all, he never confuses his images with realities, but he is clear about the fact that these images point to spiritual realities. There are many things that can lead a person to become fully aware of this pictorial quality on the one hand and the way these images point to a spiritual world on the other. If you are a fully conscious person, you are clearly aware that you link and separate your own ideas. You just have to reflect on something like this carefully. Just imagine how different your inner life would be if you could not arbitrarily combine the ideas you have, but rather if these ideas were forced together: you would be like an automaton. This inner ability to combine and separate ideas does, however, in a sense cease when one enters the imaginative world. And one must know that it stops, because through that one gets a clear consciousness of the fact that freedom, as man values it, can actually only be experienced and acquired in this physical world between birth and death. Then one also gets a clear feeling that we do not descend unnecessarily from spiritual worlds into this physical world. If we only lived in the spiritual worlds, which are otherwise accessible to us between death and a new birth, we would never be able to gain our freedom there. We gain this freedom within the physical world. Only people who do not care about freedom, who hate or undervalue this world, which man lives through between birth and death. We particularly appreciate this freedom when we develop it as a force, let us say as a memory, namely after death. Only by feeling our way back into earthly life do we partake of freedom between death and a new birth. We must remain connected to earthly life in order to partake of freedom between death and a new birth. This can be felt by the spiritual researcher when he immerses himself in the imaginative world. If he did not stand firmly on the ground within physical reality before immersing himself in the imaginative world, he would not enter the spiritual world in a healthy state. That is why it is emphasized again and again: One must have prepared oneself well in the physical world if one wants to penetrate into the spiritual world. One must really have achieved everything that can be achieved in the physical world, namely, not to be at the mercy of one's instincts, which means bondage; not to be at the mercy of any automatic rules of habit, to which man so willingly submits. Man must really have come to the consciousness of his freedom before he can enter the spiritual world. Man should already have brought to life within himself the ideas that I have developed in my Philosophy of Freedom if he really wants to achieve his ascent into the spiritual world. This has also been emphasized in How to Know Higher Worlds. Since we are talking about the imagination of pictures here, it must be understood that these are something thoroughly subjective. I would like to say that the degree of subjective experience is even stronger in the imaginative life than in the ordinary everyday life of the soul. The soul life is richer in the imaginations, but it is an experience of images. One knows that behind this pictorial experience is the true reality; but first one has the pictorial experience. But there is something living in the images that does not allow them to appear so free to us. We cannot connect and disconnect in the same way, nor would we be able to penetrate to a reality if we could connect and disconnect these images of imaginative knowledge in the same way that we can connect and disconnect what we experience as ordinary ideas. We experience ordinary ideas in this way: here is an idea, here is the second, here is the third idea. We experience these, we form connections. We have the idea “rose”, we have the idea “beautiful”, the idea “I like it”. I form the connection: I like the beautiful rose. —- What I form here as a connection is definitely an inner activity; it depends on me, in that I am free. In this way, one is not free in the imaginative world. When you have images from the imaginative world, it is not the case that you now feel an inner activity through which you connect and separate these images. Just think, that cannot be the case, because although you feel free in the physical world, you can connect and separate, but you still separate and connect in the physical world in the way that the external physical-sensory world demands. So you have a regulative for connecting and disconnecting. You must also have such a regulative in the imaginative world. You just must not take what the physical world has dictated to you and put it into this imaginative world. That is what those Nebulists do, those fantasists or perhaps even people who are imaginative in the best sense of the word. They take some means of the sensuous-physical world and combine and separate them according to some judgment of taste. This may be very beautiful, but it cannot happen in the case of imaginative knowledge. There must be something there that gives rise in such a way to linking one element to another, to creating connections. If you now take this idea, you will see: you arrive at something that lives in the imaginative world, that works in the imaginative world in the same way that our own mind otherwise works, in that it connects and separates the ideas of the ordinary world. There you come out into the objective. You come behind the worlds that are given as sensory perceptions; but you come into something that connects and separates. What is it then? I would like to say that it is experienced in such a way that the imaginations begin to unfold their own life. I may use a comparison here: if you look at a human embryo at a very early stage, it has a highly developed head, with only the beginnings of the other organs attached to it; but these then take shape. In the same way, what lives in the imaginative world grows inwardly. One cannot place images there in an arbitrary way. It arises of its own accord. So there is something living within it that arises of its own accord. And this is gradually recognized as the world we call the world of the third hierarchy: Angeloi, Archangeloi, Archai. It is a thoroughly real process of human experience, in which one lives. I have now described it to you as a process of knowledge. But it is not a mere process of knowledge, because what is effective there is that which lives in the I and the astral body. Now consider: we are children, we grow up. First, up to the age of seven, we receive the world of imitation within us, then the world that we accept on authority up to the age of fourteen or fifteen, and so on. If we observe life, we will find how much – not all, of course – of what we absorb in this way, through the sensations of the senses being brought to us and our processing of the sensations and perceptions, is later reflected in our face. Compare the dull face of someone who could not take in anything, who could not process anything from sensory perceptions in the life of ideas, with the speaking face, the speaking physiognomy of someone who, as a child, was introduced to the sensory world and to its processing in the imagination in the right way. This is something that lives in us from the soul-spiritual. We are shaped there. It is, I would say, the most subtle thing that works in us, and which only extends its forces into the whole physical life of the human being in a very subtle way. Those who are able to observe people can still see from their gait at a later age whether they had a happy childhood or a childhood such as is sometimes the case among today's teaching staff. This is not an unreality that works from the I and the astral body into the whole human being. The spiritual researcher looks only into what actually lives in the I and astral body, and he discovers it through his imaginative world. There he discovers the world of angels, archangels, archai. But this is inherent in what develops in the human being as the spiritual-soul develops him, develops him in such a way that his development is initially an individual one. We can observe it in the way I have just explained. But this development also belongs to a group of people, to a nation. We distinguish between what grows within a person in so far as he belongs to a group of people, a nation, and in turn we distinguish between a modern person and an ancient Greek. In short, we distinguish the individual development of the human being, depending on the hierarchy of the angels; the development within the various ethnic groups, brought about by the hierarchy of the archangels; and we distinguish the human beings in different epochs, brought about by the hierarchy of the archai. What is being discovered through spiritual science are realities that are effective in the spirits of the times, effective in the spirits of nations, and effective in those spirits that carry the life of the individual from consciousness into constitutional and organic life. We do not create our own physiognomy, just as the watchmaker makes a watch, by the fact that we may have been educated to joyful contemplation in our youth and have acquired a friendly physiognomy; something must help there. The nature of the hierarchy of the angels also plays a role. And we certainly do not put ourselves in the place of a people and imagine the various national physiognomies, just as the watchmaker makes the watch. You see, we come across realities that are only shown in knowledge, but which are effective within the human being. We have, so to speak, the human being from one side, to speak with the old clairvoyants: from the side of the snake's head. Let us now approach the matter from the other side. We can approach that other side, the snake's tail, by turning to the world of memories that emerge from below, from where the human being also recognizes this world, where subjective and objective lose their meaning. Yes, what emerges as the power of memory is grasped by the ego, but it emerges from the very subterranean depths of the human being. We know, or at least we can know, how intimately connected we are with our human nature when we unfold this power of remembrance. This points us even more to such depths, which we do not reach in ordinary life with our mental experience. This points us precisely to something that we are, but that is also how the outer nature is. There is something in us that is exactly the same as the outer nature. We do not have the same intimate connection with it as we do with the world, which we understand in terms of the hierarchy of the angels, archangels, and archai. Something is at work here that is not at all close to our present consciousness. I would like to say that there is only a thin veil between our present consciousness and the angels, archangels, and archai. But we enter a world that is deeply hidden from ordinary consciousness when we descend into that inner being of man from which only the power of memory shines forth, which we can still, I would like to say, just intercept. But what we intercept there is connected with contents that lie beyond ordinary consciousness. But just as we can reach the world that I just characterized and from which we are separated in our imaginations as if by a thin membrane, we can now also, by progressing in spiritual science, recognize the world to which we are pointed on the other side: the side we reach when we turn around or turn to the other side of the snake. But we only reach this world when we rise to the third stage of spiritual knowledge, to intuition. And there we reach those beings that are referred to in my books as seraphim, cherubim, thrones. The world of cherubim, seraphim, thrones is just as much behind what shines up in our memory as activity in our life, as it is behind the sense perceptions and representations of the world of the angeloi, archangeloi, archai. We will speak about these connections between the human world, which lives among our memories, and these hierarchies and what stands in between, Kyriotetes, Dynamis, Exusiai, tomorrow. |
198. Healing Factors for the Social Organism: Third Lecture
28 Mar 1920, Dornach Rudolf Steiner |
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I would like to know whether the person who believes that Swiss national identity is particularly strong really believes that it will be shaken if anthroposophy is practiced? But you see, Swiss national identity is said to be in danger, and it is written about in such beautiful words: “As one can see, the anthroposophical cause stands on shaky ground. |
198. Healing Factors for the Social Organism: Third Lecture
28 Mar 1920, Dornach Rudolf Steiner |
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If we want to understand the human being in his relationship to the world, we must always bear in mind that the whole reality of the human being contains, on the one hand, everything that, as it were, shines forth from prenatal life, that is, the life that the human being has led between the last death and this birth in the supersensible worlds. This life is naturally of a completely different nature than the life that is led here through the senses and through that will that is bound to the physical organs of man. But this prenatal life does play a part in our earthly life. Regarding this prenatal life, one must ask oneself the question: to what extent does it play a part in this earthly life? One must think of some kind of conclusion to this prenatal life. We must think of some kind of conclusion to this prenatal life. Perhaps we can gain a picture of it through some kind of comparison with earthly life, a picture that arises from spiritual contemplation of this prenatal life. This picture can perhaps best be gained by first thinking of the end of physical life on earth. What I am about to say now, I say only to give you a picture, because the actual facts on which this picture is based come from spiritual research, from spiritual insight as such. When a person passes through physical death, when his higher organization withdraws from the lower organization, then the corpse remains behind and this corpse is then surrounded by the ordinary earthly laws, while he, let us say, lives on within the whole earthly organization. What the human being goes through when he enters the sensual life from the supersensible life is to be imagined similarly. From the moment of conception or birth, the supersensible life stands behind the sensual life. This supersensible life is not at first such that man can develop a full consciousness in it. It is filled with the state of consciousness that is a dull, dark one, which man here on earth only goes through between falling asleep and waking up. It can be said that the supersensible nature of man always returns to the region in which man is between death and a new birth when falling asleep. But it is always dull when man remains in this time between falling asleep and waking up. In a sense, he does not live fully consciously in this state. But it is precisely this state of not fully conscious life in his self, into this state man has come by descending into a physical organism. And this dulling of consciousness, this inner darkening of consciousness, that corresponds to the approach to death in the physical life for the time between death and a new birth. Man, as it were, dies for the supersensible life when he moves towards birth, and he then also hands over to human life a kind of corpse. Just as the physical man, when he dies, hands over to earth a kind of corpse, so the man also hands over a kind of corpse to this human life here on earth when he is born. And this creature that we then carry within us, which is, as it were, dead to the supermundane life, is actually our ordinary thinking life, the thinking life that does not allow itself to be fertilized by the supersensible world, by imagination, by inspiration, by intuition. Thus we can say: In our thinking we actually carry around with us the corpse that we took with us from the supersensible world. That is why this thinking is so very poorly suited to grasp the dead world, because it is actually the corpse of our supersensible being. We must realize that in our thinking we have the only conscious remnant of the supersensible world, but that it is a dead creature, just as it lives in us as thinking. We do indeed carry the dead supersensible world around with us in our thinking. Now, in every physical human life here on earth, this dead thinking would not only lead to physical death, but also to the death of the soul, if this dead creature were not revived during life. Yes, it is revived! And it is revived by the fact that in our soul life, alongside thinking, the will is activated, as it were in opposition to thinking. The will is that which emerges from our entire organization, from our earthly organization, in order to enliven our dead thinking. And our earthly life is basically the lasting connection between dead thinking and the will that is reborn in us during each earthly life through our life's journey. This will is always being reborn. It then leaves its remnants behind when we pass through the gate of death. And when it is exhausted in the supersensible world, then thinking becomes dead again, and then it must go down again into the physical-sensual world. You see how we human beings are indeed a twofold creature in this respect, how we carry within us the remains of prenatal life and how, due to our organization, we have the young life of will, which must connect with the aged life of thinking, and which we then carry through the gate of death. The physical expression of the human organization is entirely appropriate to this psychological structure of the human world. On the one hand, the head organization clearly shows anyone who wants to study it impartially that it is a kind of end organization, the most perfect product of the evolution of humanity, but also one that is coming to an end. In the head organization we have the human organization that is constantly wrestling with death, which is completely adapted to dead thinking. In contrast, in the organization of the rest of our human organism, we have that which is adapted to the organization of the will that is always born young. Therefore, everything that is connected with our head organization points us back to the past; everything that is connected with the rest of our organization points us to the future, points us to the future in a physical sense, and also points us to the future in a physical-spiritual sense. Our head is the metamorphosis of the rest of our organism from the previous incarnation, naturally in terms of forces, not physical substances. And the rest of our organism is transformed into the metamorphosis of the head for the next incarnation. This is something we have already explained here several times. As a result, we as human beings are always confronted on the one hand with that which is more imbued with the life of ideas and which is more organized towards death. From this arises everything that urges us to develop insights. The more perfect a person becomes in their development on earth, the more dead their thinking becomes, so to speak, the more dead their head organization becomes. He will look more and more with this organization at the world that spreads around him, will try to understand this world, but he will also, if he does not want to lose the consciousness of his human dignity, have to look within, at what arises as newly born will and what holds up the moral ideals to him, what holds up the ideals of his actions, of his deeds, to him. But because man is split in two in the way I have indicated, the conflict arises between the world of natural necessity, which he tries to grasp intellectually, and the world of morality, which then elevates itself to the religious and which finds no points of reference to unite with the world, with the world picture that comes from knowledge of nature. This discord has been carried to the highest degree in our age. Just think how, after their knowledge of nature, people today reflect on how the earth was formed out of the primeval nebula, purely through natural causality, and how man also came into being in the course of this earth's development, and how this will then take millions of years. Man is enmeshed in this natural causality according to his physical organization. His moral ideals arise from it. He would like to found a world on the basis of these moral ideals. But what can he think about this moral world when he has to look at the end of the development of the earth, which will fall back into the sun like a cinder, with all that is on it? He must ask himself: What then is the actual state of all that is set up as moral ideals when this moral world has no basis in natural necessity, when it is, so to speak, only the smoke that rises from the processes that result from natural necessity? This conflict weighs very heavily today on those people who have unbiased and internalized ideas about the world. Only a certain levity of life allows people to look past this conflict in life. But there is no way of overcoming this conflict in life other than genuine spiritual science. Natural science, to which people today particularly surrender as an authority when it comes to knowledge, shows that what is the beginning and end of the earth can be calculated: a formless cosmic fog is the beginning, the end of the earth is bleak, and an episode in between is people living in moral, ethical, and moral illusions. But that must be so during our incarnation on earth. The moral laws, as we experience them in our earthly humanity, are not the same as the laws of nature. If they were such laws, we would not be able to organize freedom within us. If freedom were driven like any natural process, you would not be able to develop freedom within you. It is precisely the fact that the organization of the earth is called upon to integrate freedom into the human being that makes it necessary for man, through his own inner being, must look up to the world of natural necessity that surrounds him, and can only absorb into himself the moral ideals, which are not laws such that nature would also carry them out. What we have in our world view of nature does not guarantee that what we want to establish as humanity and world in our moral ideals will be carried out. But as things stand now, they will not always stand. They will not always stand in such a way that the world of moral ideals and the world of natural necessity stand in stark opposition to each other. After all, the earth is coming to an end, and from the spiritual-scientific point of view, as I have often explained here, this end looks different from the end that the knowledge of nature calculates. This end of the earth will come about when the periods of time have played themselves out that we can imagine correctly by looking, for example, at the period of time that preceded our period of time, which began around 747 BC and ended around 1413 AD. So now we are living in the year 1920. A period of time will occur that will again last as long as this period; that is ours. Then two more will follow, and if we survey these periods spiritually until the next end of our cultural periods and then imagine that something is added that is connected to even larger periods of the length of the Atlantic period, we certainly arrive at an end of the earth that is small compared to the millions or even billions of years that are calculated by correct but unrealistic calculations of natural science. But when the Earth draws to its close, the relationship between the world of moral ideals and the world that enters into today's human perception will be different. The moral laws and the physical laws will move closer together. Now we live in an age where the two are separate. The spiritual researcher can already perceive how they are drawing together, how, for example, what is experienced in spiritual worlds is already having effects that last just as long as the effects of nature do. A uniting of the spiritual laws of morality and the physical laws of natural phenomena is perceived by the spiritual researcher, and he can see how, at the end of the earth, the whole development of that which goes through this end of the earth and goes to a next planetary embodiment will experience a union between the world of moral ideals and the world of natural laws. The moral ideals will become as the laws of nature are today, and the laws of nature will become as — by drawing near, the two — as the moral laws are today. The world of morality and natural law will not be a duality at the end of the world, but we are going through a period in which the one will be a unity. In this unity, many things will be bound and many things will be loosed that today are thought to be unbindable or unloosable. The spiritual researcher is confronted with very special things, and I do not want to shrink back from developing such things in more detail, especially at this point, even if it means greater opposition from the outside world, which understands and wants nothing of what is being done here. But it is of no use to become callous to what is to be cultivated on anthroposophical soil. We must fight through what is formed by the fact that so much in the present world fights against a genuine striving for truth. From the point of view of this question, the spiritual researcher is also opposed to all the terrible things that have happened in the last five to six years, for example. We have really experienced things that have never been experienced before in the whole of human evolution, especially not experienced in such a way that knowledge of nature was used to destroy so much. Of course, much has been destroyed in the past; but that was all a trifle, because knowledge of nature was not there to cause such destruction. Just think how enormous areas of the earth have been simply shaved away for long, long times by covering the earth in concrete or the like. Just consider what human 'art' has been able to do in these five to six years to destroy what nature has created into the insubstantial. One need only strike this note and one points to something tremendous, but it also confronts the spiritual researcher in a significant way, in a tragically significant way. What actually goes on in the mind of today's materialist when he looks at these things? He sees the end of the earth when entropy is fulfilled, when everything is transformed by the heat death on earth, when the earth is close to its physical end. Then other people will have lived long ago who in turn dreamt of other moral ideals. But what has been concreted in for the destruction of nature, for the destruction of human creativity and so on, is insubstantial. The spiritual researcher cannot go along with this realization of the materialist, because something else presents itself to him. He visualizes the moment of the end of the earth, when natural laws and moral laws form a unity, when that which man has morally accomplished, or, let us say in this case better, has immoralized will continue to have its effect as natural law, so that at the end of the earth there will come a point in time when the end of the earth is there, when the earth passes through other stages of formation, but when natural laws and moral laws are one. And then it passes over to the next planetary embodiment, which I have called the Jupiter embodiment in my “Occult Science in Outline”. There will again be periods of development; but there will no longer be the mineral kingdom, there will be something else in the place of the mineral kingdom. We human beings will not carry within us the inclusions of the mineral kingdom, but at the bottom the inclusions of the plant kingdom, and what has happened in the way of morality or immorality, what has been taken up from the working of nature, will work its way over. And just as in our fifth earthly period, in the fifth earthly period, what we have seen as horrors wafting over the earth have happened, so, after these horrors, that is, the impulses for them, will be taken up by that process, which will be on Jupiter, a natural-moral process, a moral-natural process, so that what has developed in this fifth period of time will recur in the third period of time on Jupiter at a different level. What will confront humanity in this future from the natural configuration of the next, the Jupiter period of the earth, will be what will then be natural processes. But they will be natural processes. They will be countered by the plant kingdom, which will then be the lowest, by what we can call poisonous plants of a vegetable nature. This has been sown through these last five to six years, which is a poisonous swamp material that will rise, that will grow into the period of Jupiter that will arise from this earthly existence. It is not that the moral or the immoral will pass away; a unity of effect is forming between the moral and the natural law, and that which has worked in terms of moral or immoral impulses in the whole of humanity will be carried over. I would like to say that humanity now has the choice of remaining thoughtless about the great interrelationships in which it is actually involved as humanity, living in the earthly human existence like a stupid animal and thinking: There are the laws of nature, according to which we calculate that a Kant-Laplacean world view corresponds to the beginning of the earth and a heat-death-like state caused by entropy corresponds to the end of the earth, that basically we can do whatever we like, yes, that we can murder millions: when heat-death has occurred, then they have simply been murdered along with us, and the impulses that led to their murder have no significance beyond this heat-death. Man must believe such things because of present-day materialism; but then he lives like a stupid animal. He lives so that he gives no thought to his connection with the whole of cosmic existence. That is the danger today, that man is losing the ability to think about his connection with the cosmic existence. Then insane ideas arise, such as the Kant-Laplacean theory or that of the heat death of the Earth; whereas in fact the Earth is an organization that had its beginning in an age when the moral and the natural law were one, an organization that will find its end in a period when, again, the moral and the natural law will be one. If one does not broaden one's view beyond the immediate present to that which only spiritual science can teach, then one lives just like a stupid animal. Only by allowing one's view to be sharpened to the point where spirit becomes matter and matter becomes spirit, so that they form a unity, only by this means does one come to an awareness of human dignity, that is, to the consciousness of the connection between man and all cosmic forces, which are neither one-sided morality nor one-sided natural law, but are such that morality itself forms a natural order, and the natural order itself permeates morality. These are also the moral reasons why it is necessary for man in the present time to broaden the horizon of his knowledge. If he does not broaden it, he narrows himself down to an understanding of the world that can only be exhausted in that which cannot go beyond the dualism between the moral conception of the world and the conception of the world in terms of natural law. But in so doing, man narrows his view of the world to such an extent that it is impossible for him to truly understand himself in his entire being. From this you can see that it is not really a matter of curiosity for knowledge that should be satisfied by what is done in spiritual science, but that there is a moral necessity for the spread of spiritual science. For what has guided people up to their present state has precisely produced the fact that today man cannot grasp how the moral world order and the physical world order are interrelated; they cannot penetrate each other today because man is to become a free being. But man must look at the nodal points of the world in such a way that in them the natural order and the moral order are one. It is basically a terrible thing when today, of all times, it is calculated how our earth would have begun from purely physical conditions, and how it would end up in purely physical conditions again. One should not believe that the traditional creeds, in the form they are, save man from this decline, as it is indicated in the words I have used today. It is these traditional creeds that have made the spiritual more and more abstract and have given rise to dualism, which has brought it to the point that man hardly feels the need to seek the bond between the natural order and the moral order. If he seeks it today, if he seeks it with all his heart, then he can only find it in spiritual science, which points him to the end and the beginning of the earth as the nodes of world evolution where the moral becomes natural and the natural becomes moral. But then, in fact, all that surrounds us and into which we are integrated is interspersed with moral responsibility for us. We human beings, after all, to a certain extent, live through the image of the whole organization of the earth by having successive embodiments of life in our earthly existence. We live successive earthly lives in that we always seek to balance between birth and death that in which we lapse into one-sidedness between birth and death, seeking balance between death and a new birth. We oscillate back and forth between the life of the senses and the supersensible, seeking balance, and at the end of our earthly existence we will pass through a world that is very similar to the supersensible world, but where everything supersensible will take on the supersensible form that we have developed into at that time. In the scheme of the world, our thinking is older than our present-day sensory perception. This does not contradict the fact that our sense organs were laid down in the first earth embodiment that we can trace. But this sensory perception, as we have it now, has only developed during the time on earth, while thinking, which is very much pushed back in our organization, was already present during the old moon time, even if in images. The sensory-physical organization has only come into existence during our existence on earth, up to the organs that perceive the sensory, namely how our senses, as they are developed today, perceive it. And what we perceive with our senses today, is that as fleeting as it seems? Yes, you see, man thinks. He looks at the green plant today, he looks at the red rose today. He thinks what is happening between his sense organs and the outer world as a passing thought. It is not a passing thought! It leaves an effect on the whole human organization. It does matter what you have focused your senses on. It is all contained in your human organization, and the entire scope of your sensory perception is seen in the impressions of the etheric body when it passes through the death of the earth and is taken over into the supersensible world in the astral impression. And that which is thus carried by us through death here on earth accumulates and we then carry it further over through this state of the end of the earth. Certainly, we carry nothing of our flesh over into the Jupiter period; but we carry over very much of what the effects of these perceptions are. This is already being prepared in the colorful images we have between death and a new birth, but it will undergo a significant intensification when we live through the state between the earth and Jupiter, which will be a moral-physical and a physical-moral state; through this we will be able to carry that which will become organized in us by our perceiving with our higher senses. That which is being organized within us is capable of passing through a world that is moral-physical and physical-moral, where natural laws are ideal laws and ideal laws are natural laws. When we look at a rainbow today – and I know that I am speaking only comparatively and that any seemingly trained physicist can correct the way I use it, but that is not the point here – when we look at a rainbow today, spreading a large spectrum before us, the color floating in space appears before us separately. Something similar also forms when we do not see a rainbow, but when we just look at something that evokes the sensation of color in us; but something similar to what objectively forms out there when the rainbow appears to us , something similar happens in us with our etheric body and prepares for that body, which is now colored but then condensed, the transition between the earth and Jupiter. You see, at this point in spiritual science, man today can attain an inner consciousness of the unity of the moral and physical worlds, whereas otherwise the moral and physical worlds fall apart for today's materialistic consciousness. It is morally imperative that spiritual science be spread. For what human morality is evaporates and virtually vanishes if the physical world view alone were to prevail. Once one sees this, it is indeed bitterly disappointing, but the cause of this must be fought with all severity when one sees how people who claim to want to cultivate the spiritual life of humanity are fighting against this necessary, morally necessary cultivation of spiritual life. There are always new examples of this “clean” fight. A particularly cute one has recently emerged. It ties in with – I don't know which side the things are always being talked about – it ties in with what Dr. Boos had said here about collecting trust notes. It is not for me to talk about this matter; but a supposedly good Christian paper in the local area finds it necessary to emphasize that this whole story is in turn a terrible danger for Swiss national identity. I would like to know whether the person who believes that Swiss national identity is particularly strong really believes that it will be shaken if anthroposophy is practiced? But you see, Swiss national identity is said to be in danger, and it is written about in such beautiful words: “As one can see, the anthroposophical cause stands on shaky ground. A secret circular, the mask of which we have torn off, is supposed to pave the way for Dr. Steiner's work, to make the authorities of the whole of Switzerland favorable to it, yes, to ensure that the immigration of foreign elements is not prevented. What does society care about our terrible housing shortage, what about the disastrous influence of this foreign race on our noble Swissness. They are turning to the Swiss people for help in destroying Swissness." Now, it is pointed out that it is bad that non-Swiss impulses should play a role here. But now follows a sentence that neatly adds to the whole thing, which raises the question: where does the right come from to make this accusation of supposedly foreign impulses? It says: “For us Catholics, the position is clear. We have received word from Rome that no Catholic, directly or indirectly, may assist this new sect. We therefore consider it our sacred duty to alert wide circles to the new peasant catchers.” These people, who want to save the Swiss people from foreign influences, get their influences, to which they point with their whole clenched fist, not from Bern or from Zurich from the Swiss people, but from Rome! Strange logic? You see, that is the logic of today. That is how people think - but without realizing it. And they don't realize it because our education, which comes from our educational institutions, allows such thinking. Those people who write this know what they want with it and that is why they can write such stuff. But numerous other sleeping souls, they first have to be made aware with harsh words that such follies are simply accepted today as logic and they are not recognized as follies. They are the hallmarks of the drowsiness of souls today. That is why it is so necessary to keep pointing out in no uncertain terms that souls should wake up, that they should look at what lives in our mired thinking, what things one is allowed to say today without the drowsy souls realizing that it is also a common nonsense in terms of logic. This also shows us from another side the moral necessity that should spur us on to be a real support for spiritual science, not to continue sleeping, but to wake up and be a real support for spiritual science. You will find the logic that people here are counting on not to notice practiced everywhere in scientific books today. Go through the hypotheses, go through all the stuff that today forms the Kant-Laplace delusion for the faithful followers, then you will find in all of this the reason why people are still allowed to fool humanity with such things today. Look for it in the supposedly exact scientific hypotheses and theories that have been characterized here in recent days. Look for it in them. They force people to send young people to these universities where they are taught experimental knowledge, but their thinking, their whole soul life is thoroughly “de-logicalized”. And people do not want to look at the necessity that spiritual life must indeed stand on its own in the threefold social organism. People do not want to look at the evidence that can be seen everywhere. It must be said: It will not take long, because the powers that be, who use all means to count on people's illogicality, have good ground today. And if those who understand a little of what needs to be done continue to sleep, then it will come to pass that, for the time being, at least, the grave will be dug for European culture, and then a deliverance must come from quite different quarters. I have often spoken here of the responsibility that exists for the various parts of European humanity. One should become aware of this responsibility. This responsibility is a great one. And it is not enough to think up all kinds of little remedies and believe that you can make your way with them. Today, we must recognize that our entire spiritual life is in need of renewal and that precisely this spiritual life cannot continue as it has developed into our times. |
338. How Can We Work for the Impulse of the Threefold Social Order?: Tenth Lecture
17 Feb 1921, Stuttgart Rudolf Steiner |
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And now a few words about the method by which you cannot present the idea of threefolding without taking as a basis, in a tactful and didactically correct way, spiritual science oriented towards anthroposophy. This can be clearly seen from the development of thinking in the social life of modern times. |
338. How Can We Work for the Impulse of the Threefold Social Order?: Tenth Lecture
17 Feb 1921, Stuttgart Rudolf Steiner |
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If you look around in the somewhat more experienced economic literature, you will at least notice in many cases that a certain remark can be found somewhere among the authors, which goes something like this: the economist should not concern himself with how the people are educated or what is good for the people with regard to their needs. From another point of view, I have already pointed this out, he should leave that to the ethicist, the hygienist and so on. If you take such a remark seriously, then it actually means nothing less than proof of the necessity for the threefold social organism. For what is being said? It is being said: If you think in terms of economics, nothing comes of it that could somehow aim at ethics, at hygiene, but what should aim at ethics, at hygiene, must come from another side. If we now think of such a remark, which until today was actually only meant theoretically, exploited practically, it is said that it is necessary that economically real judged, that is, that the economy be designed so that only only those things that are purely economic, that disregard all ethics, all hygiene and so on, and that, alongside them, there are real administrations that are there for the ethical permeation, for the hygienic development of social life. These will lie in the free spiritual life. And for you it will be an important pedagogical-didactic point of view to show that the foundations for this are present everywhere and that, if used in the right way, they lead to conclusions regarding the threefold social order. One can say that economists, if they really think economically, cannot think differently from the way it should be thought in the associative member of the social organism. But the things that are thought in this way do not remain in books; there are instances that also transfer them cleanly into reality. I mention this today, when I want to point out more methodological things, precisely in a methodological way, to make you aware that wherever the threefold order is mentioned, one can start from things that people have already thought of somehow. Only today no one has the courage to draw the consequences from them. The essential thing for us is to draw the necessary consequences for social life. Likewise, you will have to deal with other questions if you want to focus on social issues. If you familiarize yourself with the development of economic thought, you will find that a whole series of utopian ideas have emerged in recent times. We need only go back to the eighteenth century to find such utopian ideas, perhaps because the older ones are less relevant to the present day. But since the eighteenth century a whole series of social utopias have been conceived. Why did such utopias arise? This is important for you to know so that you can incorporate it into the overall attitude of your lectures. You see, the following is available for intellectual life. Basically, it leads back to ancient wisdom and the customs associated with it. Take, for example, what we have in Europe today as a completely decadent intellectual life: on the one hand, Catholicism and, on the other, the highly filtered modern educational life, which is also still fed by ancient religious ideas; they are everywhere. You can follow them right into the materialistic parts of medicine; and they are in philology, these offshoots of theocratic or theological thinking. So if you consider how all modern thinking is thoroughly impregnated with this element that leads back to ancient wisdom, you will understand that in the whole way in which intellectual life, I should now say, administers itself - for it has already has become anarchic in that it has not been drawn into the tight fetters of state life, you will notice that the threads can also be seen in the administrations, which were in the constitution of the territories where ancient wisdom held sway. In the church you see it in the structure of the hierarchies. This leads back to the views of ancient wisdom. In jurisprudence, you may only see it in the struggle that is the struggle of materialism against spiritualism in the external life, in the struggle waged by lawyers and judges against the wearing of robes in court proceedings. In the robes you have the remnants of the old way of thinking; in the fight against the robes you have the modern materialistic way of thinking. And that has a much greater significance than one might think. And if you consider all the formal aspects of the doctoral degrees at some of our universities, you will easily be able to trace the threads back to the old theocratic element. In this respect we have something in it all that people have lost sight of, but which points back to the past, to the fact that people once knew how to manage spiritual life. Even if we no longer have this spiritual life in our present time, we have the forms in it; and I might add, we are even still stuck in them like discarded clothes. We need new forms everywhere. These will be found in the free spiritual life. The other point is this. In England, for example, the political-democratic element developed out of the church-democratic element. This came about simply because the ecclesiastical background was stripped away and the democratic form of thinking was revealed. But in fact the political-legal element has gradually emerged everywhere from the theocratic-ecclesiastical element. It is just that it is no longer noticed so clearly in other places. For example, there is a secret connection between the entire system of civil servants, at the top of which one can imagine the absolute ruler “by the grace of God”, which latter reveals the origin from the theocratic-ecclesiastical element, because only the one who was appointed by spiritual authorities was “by the grace of God”. The entire body of civil servants is simply the ecclesiastical hierarchy that has become secularized. But the other side, which basically also developed out of the theocratic-ecclesiastical element, is the military. This is perceived as paradoxical by people today. But the military is only that which, like the shadow of an illuminated object, follows the whole organization of the state. And so, I might say, a certain way of handling the state has gradually emerged during the separation of the secular element from the theocratic-ecclesiastical element. This can be seen in all its details when we consider the transition of the forms of administration, as they were still clearly manifested in their theocratic-hierarchical form in those times when Charlemagne attached importance to being crowned by the Pope in Rome, how ecclesiastical life then passed over into the profane, how, as a latecomer to this transition, for example, the first state posts in France were filled by cardinals. If you consider this, you will be able to grasp everywhere the emergence of this modern political-legal element in the handling of the theocratic-ecclesiastical element and the independence of its administration. One could handle these things independently. Now modern economic life is pushing its way into this, which has indeed produced instinctive practices, but so far not something that has been as internally permeated as the old hierarchical-ecclesiastical and state-militaristic elements. These two elements have brought the world to a tight uniform. By contrast, it was only in recent times that the urge arose to consciously penetrate what has become the predominant feature of modern life, namely the complex economic life, which in older times did not need to be thought about because it was drawn from inexhaustible sources. It is true that the necessity has arisen to find a certain way of handling economic life. But this way of handling has not yet been found. And basically, the first attempt to bring something into economic life that can be paralleled to the state and the church element, is the associative principle. It is the first attempt to really found something organically in economic life. Because that has not happened before. And the most diverse theoretical attempts to develop a way of thinking, to organize economic life as such, these are the utopian theories, which were always infected by what had been inherited from the past. People still thought: If you organize, you have to organize in the same way as it is in the ecclesiastical-hierarchical or state element - after all, people were not aware of this. And the practical expression of this in the outer world is the appearance of economic liberalism in the first half of the nineteenth century. Why did this economic liberalism appear? What is it? It is an appeal to the efficiency of individual economic personalities. It was the same in the theocratic-hierarchical element. Before an organization could be found, it was necessary to appeal to the leading individuals. The same applied to the state element. Before passing over to a parliamentary system, it was necessary to appeal to those who had the ability to administer the affairs of the state. Economic liberalism is nothing more than this appeal to the individual efficiency of the personality in the economic field. It is only because things in the world have developed more rapidly that it has become necessary to find something that really paralyzes the harmful effects of the absolutist individual. Surely you only need to study the constitution of the Catholic Church to see that in this Catholic Church, which simply preserves an ancient administration of spiritual life, you will find everywhere that the institutions and organizations are aimed at banishing the harmfulness of individuality. It is precisely through this that individuality can come into its own in a certain way. I once attended a conversation in Vienna in which a professor at the Viennese theological faculty, who had somewhat liberal tendencies, but only indulged them in the most cautious way, complained that Rome was choking him completely and not allowing him to express anything from the lectern. It was discussed at length why, for example, in Innsbruck, where the same subject was taught by a Jesuit, he was allowed to express himself on the same topics in the freest manner. And those who were experienced in such matters said to themselves: Yes, it does not matter to the Catholic Church, for example, that exegesis is not also freely taught at the university, but rather that the individuals within it give an absolute assurance that, despite their liberal views, they are firmly within the organization, and of course the Jesuit is particularly good at achieving this, firmly within the organization. Then he is also allowed to take his special liberties. For the organization does not destroy individuality. It is not destroyed at all. The individual personality is free to a high degree in the ecclesiastical hierarchy of Catholicism. But those who take things similar to Protestantism are choked, who take things so that they take dogmatics seriously; the Catholic only takes symbolism seriously. For them, there is always the danger of throwing off the robe. But that must not be. Within the church, anything can happen; outside the church, no one may place himself. Of course, something like this cannot be imitated. But it can be cited as a characteristic example of what has been found on the other side: older times appeal to individuality, but have such an organization that individuality cannot be harmful. In the life of the state, the time has also passed when it was realized that these two sides must be present. In economic life, it is a matter of finding the transition from economic liberalism to the principle of association. We are only in the middle of what needs to be done. This is what the world-historical moment actually reveals to us in this respect: the principle of association in economic life means nothing other than what must necessarily come about in the face of the degenerations of economic liberalism. And in modern times, precisely because thinking is inactive in a certain sense, people have not yet found the courage to move on to action, to move from liberalist thinking to active thinking. But the attempt has been made everywhere. If you pay attention, you can see some interesting experiences. Recently I picked up the little economics book from the Göschenschen collection. It talks about economic liberalism and says: “It became necessary to move from an individualistic economic system to a kind of social economic system.” And so it was necessary to transfer more and more of the individualistically established to the state administrations: state socialism! So no trace of an understanding of the necessity of the association principle, but: state socialism! And in another part of this little book by Göschenen, which was also written by a fox, but not such a bad one, I found the following sentence: And the World War has shown us how right this way of thinking was; he means: to gradually transfer what individuals have achieved to the state. I said to myself: Now I have to turn to the title page. In which year is it still possible for a person to write that? I found: 1918! It was the last date when one could write this without being called a fool. [Interjection: Excuse me, Doctor: 1920! - Mr. Blume shows the latest edition]. It is questionable whether it is still in the latest edition. This is marked “reprint.” If it is still in there, it is because things would have remained in their folly even in 1920. Indeed! He did not feel the need to correct the matter after two years! They are not clever, these foxes. I opened to the title page, “1918,” and said: Could conditions still be such that one could believe that the transfer of what emerged from the old system as a world economy into a state economy or even into a city economy - I would like to remind you that the municipalities in particular are on the verge of ruin and will all collapse soon - was absolutely right? What I am trying to suggest is that modern thinking has not yet found the real, correct transition from liberalist economics to associative economics. Perhaps it will not be possible at all for anyone to grasp the associative principle correctly if they do not at the same time fully embrace the threefold social order. For in the unified state, what works properly in the threefold social organism will actually have a harmful effect. And this must be emphasized, at least in the nuance that you give to your lectures, that, for example, anyone who comes and says, “Yes, we want to leave spiritual life to the state. We don't want threefolding.” But twofolding – something similar was even proposed in the Weimar National Assembly – yes, but twofolding! It is possible to separate economic life! But it is not possible for the reason that a separated economic life, organized associatively, would in fact contain within the associations people who are completely dependent on the state and who have not grown out of the free spiritual life, and these people would then influence economic life in the state's interest. Thus the whole of economic life would take on the state mentality. Likewise, we would never establish truly independent schools like the Waldorf School if we admitted that teachers were taken from state institutions, that the state license of the teachers would have to be taken along with the teachers. If one says that we could establish an independent school but could only achieve it if we found state-approved teachers, then that shows that one does not understand the matter. For that means nothing other than this, that one sticks to the old and just spruces it up in the modern sense, thus throwing dust in people's eyes. And the times are too serious for that. What should be advocated in terms of threefolding is what the real threefolding holds, even at the risk that the practical arrangements cannot be made immediately because of people's resistance. The most important thing today is to get the idea of threefolding into as many minds as possible. This is the quickest way to bring it into practical realization. And now a few words about the method by which you cannot present the idea of threefolding without taking as a basis, in a tactful and didactically correct way, spiritual science oriented towards anthroposophy. This can be clearly seen from the development of thinking in the social life of modern times. There have been all kinds of utopian ideas, and the system that has become popular in the broadest sense among the proletarian population has developed: the Marxist system. Of course, this Marxist system has taken many forms. Revisionism on the one hand, Leninism on the other. This is a kind of radicalism that says: We know full well that Marxism does not solve the social question, but it works towards the radical destruction of everything that exists, and then another humanity will come along to rebuild it. But the Marxist system is at the root of all this. Karl Marx knew how to find his way into the souls of the modern proletarian world. And that is why it is also possible for the leaders of the proletarian world to influence the proletarian world with Marxist ideas. In a sense, it must even be said that this Marxism – not so much as it lived as a theory with Karl Marx, but rather as it lives in the views of the broadest proletarian masses – is, in terms of its form, the most modern social conception of life in terms of world view. The others, regardless of whether they are advocated by practitioners or university professors, are actually always somewhat backward. Precisely because Marxism is the most modern form, it must also be sharply envisaged by those who now want something really radical. Today, one cannot simply speak to the masses without having a clear, at least intuitive, understanding of what Marxism means. The essential thing about it is that Marxism is the Weltanschhauung and outlook on life which best corresponds to the whole social situation of the modern proletarian. It is simply adapted to the whole social outlook on life of the modern proletarian. And if you fight Marxism purely theoretically, you are actually doing something that does not correspond to reality. They fight against Marxism without realizing that they have allowed the reality to develop in such a way that the modern proletarian has become what he is. This can be traced back to the carelessness of the rest of the population. But by allowing him to become what he has, he could do nothing but take Marxism as his world view and outlook on life. For this Marxism contains within itself, for the proletariat's conception, the threefold order of human social life. By becoming a Marxist, the worker has, from Marxism, his view of the threefold order of social life, which is appropriate for his class. That's what he has in there. For you see, in modern times it has become more and more the custom to distract from consumption and its understanding and to look at mere acquisition. In doing so, one only had to let enough of this acquisition go so that the social organism could still be administered. One was only interested, whether aristocrat or bourgeois, in as much of the proceeds of the acquisition as one got and had to give up so that the whole thing could be held together at all. How did this work out for people who, through old privileges or other circumstances, were inside the real social organism? They tried to get as much as possible out of their earnings. They did not care about consumption and only grudgingly paid the taxes necessary for the cohesion of the whole. What did the modern proletarian do? He just stood at the machine and was outside of capitalism. He categorically refused to pay certain taxes if they were not knocked down. For he had no interest in the reality of the old social organism; he was only interested in what remained from the acquisition. Since he was not involved in the administration of capital, this only became the subject of a critique of what he calls surplus value. The proletarian's relationship to surplus value, criticizing it, is the same as the bourgeois's, when he grudgingly approves the taxes. By approving the tax, the bourgeois has not progressed to what lies behind it. The proletarian has not progressed either. But he has practiced critique. He has looked the surplus value in the eye and practiced critique. This shows, then, that the point is to add the positive to critique. That would, of course, be the associative principle. But it is in the theory of surplus value that which, within a worldview and conception of life, embodies the economic element for the proletarian. The second thing that lives in Marxist theory, insofar as it is the proletarian's conception of life and worldview, is the class struggle, which, in his view, must be. That is the political and legal element. Through the class struggle, he wants to fight for his rights, he wants to organize labor, and so on. So the second area of social life is included. It is only the flip side of what it is like for the bourgeois and the aristocrats. They cannot get out of their class. They do not have the talent to go from the class-based to the general human. The worker does this consciously, but of course he takes his class with him. So in Marxism we also have what has developed in modern life as the political and legal element, which has not yet found the transition to the truly democratic element, which has not been carried out anywhere, but to which we must come, where, on the basis of the state-legal sphere of the social organism, all people who have come of age are equal before the law. That is more or less what the classes concerned have always meant until now. When, say, before the French Revolution, there was essentially an aristocratic element, this was quite democratic among itself, but below its class, the human being simply ceased to exist, he was no longer a human being in the fullest sense of the word. Then the bourgeoisie came along. That, too, was quite democratic among itself. But below that, the human being ceased to exist. What everything tends towards in modern times is general democracy. The one who stood outside the social organism, like the proletarian, constituted his own class against the others in the place of the general human, which can be defined in such a way that in all that is to be democratically parliamentarized, all people, whatever they may represent, all people who have come of age, face each other as equals. Thus, I would say, we also have in the class struggle that which we must characterize something like this: the proletarian knows that something completely different must come, he is modern in this respect, something must come that is quite different from what has existed so far. But he has not learned the general human. Therefore, he starts from his class instead of from the general human. And within the Marxist philosophy and outlook on life, the proletarian also has a place for the spiritual. This is the materialistic view of history. In the materialistic age and in the whole education of the modern proletarian, who only comes into contact with the mechanism of life and not with the psyche and the spirit, this spiritual life quite naturally became the materialistic conception of history in the proletarian's view. But this represents the spiritual element in the world and in life. So, in proletarian Marxism, you have the ultimate radical expression of what modern humanity actually wants and in which it does not know how to help itself. And you have to counter this with something that is just as well-founded as proletarian Marxism is for the proletariat. What is the essence of this proletarian Marxism as a worldview? The essence of proletarian Marxism as a worldview is disbelief in man. This disbelief in man was justified in the times of the original wisdom of mankind, for then it was divine powers that sat within the human being and guided him. People knew they were dependent on what they unconsciously recognized from the depths of their souls as the revelations of the gods as guiding forces for life. Then there was disbelief in man and faith in the gods. When the state-administrative and the official-military elements had been separated out from the old theocratic-ecclesiastical element, this unbelief in man still existed. For then arose the belief that man as such cannot direct the destinies after all, the state must do that. The state became an idol, a fetish. And this led man, who was now harnessed into the state system, to disbelief in man, to belief in the external fetish. Of course, as soon as God comes down, he becomes more and more of a fetish. Proletarian Marxism is the third and final stage of disbelief in man. For the proletarian says to himself in his materialistic philosophy of history: it is not man who directs fate, but “the forces of production” that direct him. We stand there powerless as human beings with our ideology. The course of history is determined by the course of the production processes. And what human beings are within these forces of production is only the result of the forces of production themselves. Disbelief in man and real belief in the tangible fetish! There is no fundamental difference between the African savage, who has reached decadence in a different way, worshipping an external block of wood, making it into a fetish, or the European proletarian, who regards the means and processes of production as directing history. In principle, there is no difference in logic; it is our magic superstition! And we must look at this sufficiently. In various ways, people have come into decadence. In Africa, there was also an original wisdom. Then it deteriorated in administration; we see this in Egypt. Then it decays. Fetishism is not what stands at the starting point, but what occurs in decadence. At the starting point, pure belief in the gods is everywhere, and only in the decline does fetishism arise. Within the civilized areas, instead of worshipping external wooden blocks, the “forces of production” were worshipped. The prayers were, of course, also arranged differently. But “the forces of production” and “production processes” were made into idols. It is the last phase of unbelief in man, the phase of economically superstitious thinking. There is no difference in principle between an African savage who goes to his idol with a magic spell and a modern proletarian gathering to thrash out Marxist phrases. The prayer sounds different, but one must be clear about what the inner essence of the matter is. This must be contrasted with what is now not unbelief in man, but faith in man. And ultimately it is essential that faith in man be found, the faith that the directing forces for life reveal themselves within man. Man must come to himself, to full self-awareness. He must find the possibility to say to himself: All externals are superstition. Only the directing forces within oneself are to intervene in life! But for this, courage is needed to go beyond mere passive prayer and to have an active prayer in the grasp of the divine in the will. This transition to active prayer, to inner activity in general, this transition from disbelief in humanity to faith in humanity, is what must be present in your hearts and souls as enthusiasm. You must feel that you are at the turning point in history, where people must be led from disbelief in humanity to faith in humanity. You don't need to tell people, but you must go on the podiums with this awareness, with the awareness that you have to teach humanity that the guiding forces of life must be actively grasped within, that life in the future must be organized in such a way that people say to themselves: I must be the one to do things. It was the last superstition of civilization that people did not have faith in themselves, but that they had faith in “the forces of production” arranging life. And from this superstition arose the terrible worship of the rear in the East, where an attempt was made to imbue with willpower that which is not determined by willpower. The personality that ideally unites two unrelated things, inner passivity in conviction and activity in action, whereby one destroys the other, is Lenin. Lenin is the personality that most purely crystallizes in new times that which comes from ancient times. He most purely crystallizes what the real impossibility, the real destructive urge, the real ruinous urge has become. What leads to construction, what leads to the re-imbibition of real life forces into social life, is, if we can find the possibility, to create in man out of disbelief in man, belief in man, a belief that ultimately expresses itself as follows: Whatever I experience as luck or misfortune, or as social institution, or as something in the outer life, I myself will make! You cannot instill this in people without at the same time steeling them with your words. You have to bring people to have confidence, to have faith in their own being. And that is what you must strive for, at least in your heart. How you do it may depend on your abilities today. But if you devote yourself to the matter with good will, it will soon no longer depend on these abilities, but the necessity of the time will take hold of your abilities. And you will rise above yourself precisely in bringing this belief to people, so that in the place of unbelief in people, faith in people must come. That is what I wanted to say to you before you go out to give your lectures. Feel the strength that can lie in saying to yourself: I have to bring about the conviction that the last doubt and disbelief in man in relation to man will be transformed into faith in man, into the inner activity of the human being! Because this is what matters when striving for real progress. Everything else will only lead to the propagation of that which is decadent. Do not uphold what is destructive, but rather apply Nietzsche's words to me: Let it still be pushed so that it perishes more quickly! But love what is not of yesterday and today, but what is of tomorrow! I want you, my dear friends, to go out as people of tomorrow and to shape your words in the coming weeks from the consciousness of the people of tomorrow. |
271. Understanding Art: The Psychology of the Arts
09 Apr 1921, Dornach Rudolf Steiner |
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Robert Zimmermann called his book, in which he carried out the procedure I have just described, “Anthroposophy”. I had to free myself from this experience, in which the artistic, so to speak, appeared to be poured into a form without content, when I gave my lecture on “Goethe as the Father of a New Aesthetic”. |
271. Understanding Art: The Psychology of the Arts
09 Apr 1921, Dornach Rudolf Steiner |
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I may say that the question of how one should speak about the arts is one with which I have actually wrestled throughout my whole life, and I will take the liberty of taking as my starting point two stages within which I have attempted to make some headway with this wrestling. It was for the first time when, at the end of the 1880s, I had to give my lecture to the Viennese Goethe Society: “Goethe as the Father of a New Aesthetic.” What I wanted to say at the time about the essence of the arts made me feel like a person who wanted to speak but was actually mute and had to use gestures to express what he actually had to point out. For at that time it was suggested to me by certain conditions of life to speak about the nature of the arts through philosophical judgments. I had worked my way out of Kantianism into Herbartianism in philosophy, and this Herbartianism met me in Vienna in a representative personality, in the esthetician Robert Zimmermann. Robert Zimmermann had completed his great History of Aesthetics as a Philosophical Science a long time before. He had also already presented to the world his systematic work on Aesthetics as a Science of Form, and I had faithfully worked my way through what Robert Zimmermann, the Herbartian aesthetician, had to communicate to the world in this field. And then I had this representative Herbartian Robert Zimmermann in front of me in the lectures at the University of Vienna. When I met Robert Zimmermann in person, I was completely filled by the spirited, inspired, excellent personality of this man. What lived in the man Robert Zimmermann could only be extraordinarily and deeply appealing. I must say that, although Robert Zimmermann's whole figure had something extraordinarily stiff about it, I even liked some things about this stiffness, because the way this personality, in this peculiar coloring that the German language takes on in those who speak it from German-Bohemia, from Prague German, from this linguistic nuance, was particularly likeable. Robert Zimmermann's Prague German was exceptionally appealing to me in a rare way when he said to me, who was already intensively studying Goethe's Theory of Colors at the time: Oh, Goethe is not to be taken seriously as a physicist! A man who couldn't even understand Newton is not to be taken seriously as a physicist! And I must say that the content of this sentence completely disappeared behind the flirtatious and graceful manner in which Robert Zimmermann communicated such things to others. I was extremely fond of such opposition. But then I also got to know Robert Zimmermann, or perhaps I already knew him, when he spoke as a Herbartian from the lectern. And I must say that the amiable, likeable person completely ceased to be so in aesthetic terms; the man Robert Zimmermann became a Herbartian through and through. At first I was not quite clear what it meant when this man entered, even through the door, ascended the podium, laid down his fine walking stick, strangely took off his coat, strangely walked to the chair, strangely sat down, strangely removed his spectacles, paused for a moment, and then, with his soulful eyes, after removing his spectacles, let his gaze wander to the left, to the right, and into the distance over the very small number of listeners present, and there was something striking about it at first. But since I had been intensively studying Herbart's writings for quite some time, it all became clear to me after the first impression, and I said to myself: Oh yes, here we are entering the door to Herbartism, here we are putting down the fine walking stick of Herbartism, here we are taking off our Herbartism coat, here we are gazing at the audience with our glasses-free eyes. And now Robert Zimmermann, in his extraordinarily pleasant dialect, colored by the Prague dialect, began to speak about practical philosophy, and lo and behold, this Prague German clothed itself in the form of Herbartian aesthetics. I experienced this, and then, from Zimmermann's subjective point of view, I understood well what it actually meant that the motto of Zimmermann's aesthetics on the first page was the saying of Schiller, which was indeed transformed into Herbartianism by Robert Zimmermann: The true secret of the master's art lies in the annihilation of material by form – for I had seen how the amiable, likeable, thoroughly graceful man appeared to be annihilated as content and reappeared in Herbartian form on the professorial chair. It was an extraordinarily significant impression for the psychology of the arts. And if you understand that one can make such a characterization even when one loves, then you will not take amiss the expression that I now want to use, that Robert Zimmermann, whom I greatly admired, may forgive me for using the word ” Anthroposophie', which he used in a book to describe a figure made up of logical, aesthetic and ethical abstractions, that I have used this word to treat the spiritualized and ensouled human being scientifically. Robert Zimmermann called his book, in which he carried out the procedure I have just described, “Anthroposophy”. I had to free myself from this experience, in which the artistic, so to speak, appeared to be poured into a form without content, when I gave my lecture on “Goethe as the Father of a New Aesthetic”. I was able to accept the fully justified part of Zimmermann's view, that in art one is not concerned with content, not with the what, but with what is made out of the content of what is observed and so on through the imagination, through the creativity of the human being. And from Schiller we also saw Herbart taking form. I could well see the deep justification for this tendency, but I could not help but contrast it with the fact that what can be achieved as form by real imagination must be elevated and must now appear in the work of art in such a way that we get a similar impression from the work of art as we otherwise only get from the world of ideas. To spiritualize what man can perceive, to carry the sensual into the sphere of the spirit, not to extinguish the material through form, that was what I tried to free myself from at the time, from what I had absorbed in a faithful study of Herbart's aesthetics. However, other elements had also been incorporated. A philosopher of the time, whom I liked just as much as Robert Zimmermann, who is extremely dear to me as a person, Eduard von Hartmann, he wrote in all fields of philosophy, and at that time he also wrote about aesthetics, about aesthetics from a partly similar, partly different spirit than Robert Zimmermann had written. And again, you will not interpret the objectivity that I am trying to achieve as if I were being unkind for that reason. Eduard von Hartmann's aesthetics can be characterized by the fact that Eduard von Hartmann took something from the arts, which were actually quite distant from him, and called it aesthetic appearance. He took what he called aesthetic appearance from the arts, just as one would roughly proceed by skinning a living person. And then, after this procedure, after he had, so to speak, skinned the arts, the living arts, Eduard von Hartmann made his aesthetics out of them. And the skinned skin — is it wonderful that it became leather under the hard treatment it then received at the hands of the aesthete, who was so far removed from the arts? — That was the second thing I had to free myself from at the time. And I tried to include in my lecture at the time what I would call the mood: the philosopher, if he wants to talk about the arts, must have the renunciation to become mute in a certain respect and only through chaste gestures to hint at that which, when speaking, philosophy can never quite penetrate, before which it remains unpenetrating and must hint at the essential like a silent observer. That was the mood, the psychological characterization, from which I spoke at the time in my lecture on “Goethe as the Father of a New Aesthetic”. Then later on I was given the task of making a second stop on the way to the question that I characterized at the beginning of my present consideration. It was when I spoke to anthroposophists about the “essence of the arts”. And now, in view of the mood of the whole environment at that time, I could not speak in the same way. Now I wanted to speak in such a way that I could remain within artistic experience itself. Now I wanted to speak artistically about art. And I knew once more that I was now on the other side of the river, beyond which I had stood at the time with my lecture “Goethe as the Father of a New Aesthetic”. And now I spoke in such a way that I carefully avoided slipping into philosophical formulations. For I felt that slipping into philosophical characterization immediately takes away the actual essence of art from the words. The inartistic quality of mere concepts used to stir up the forces from which speech arises. And I tried to speak about the arts from that mood, which in the strictest sense avoids slipping into philosophical formulations. Today I am supposed to speak about the psychology of the arts again. It is not particularly easy, after having lived through the other two stages, to stop at any other point. And so I could not help but turn to life with my contemplation. I sought some point through which I could enter into life through my contemplation of the artistic. And lo and behold, I found the amiable romantic Novalis as if he were something self-evidently given. And when, after this glimpse of Novalis, I ask myself: What is poetic? What is contained in this special form of artistic experience in poetic life? — the figure of Novalis stands before me alive. It is strange that Novalis was born into this world with a peculiar basic feeling that lifted him above the external prosaic reality throughout his entire physical life. There is something in this personality that seems to be endowed with wings and floats away in poetic spheres above the prose of life. It is something that has lived among us humans as if it wanted to express at one point in world history: this is how it is with the external sensual reality compared to the experience of the truly poetic. And this personality of Novalis lives itself into life, and begins a spiritual and thoroughly real love relationship with a twelve-year-old girl, Sophie von Kühn. And all the love for the girl, who is still sexually immature, is clothed in the most magnificent poetry, so clothed in poetry that one is never tempted to think of anything sensually real when considering this relationship. But all the fervor of human feeling that can be experienced when the human soul floats freely above prosaic reality, as in poetic spheres, all the fervor of this feeling lives in this love of Novalis for Sophie von Kühn. And this girl dies two days after her fourteenth birthday, at the time when other people are so strongly touched by the reality of physical life that they descend into the sexuality of the physical body. Before this event could happen to Sophie von Kühn, she was transported into spiritual worlds, and Novalis, out of a stronger consciousness than the instinctive-poetic one that had been with him before, decided to die after Sophie von Kühn in his living soul experience. He lives with the one who is no longer in the physical world. And those people who approached Novalis after that time with the most intimate human feelings say that he, walking around alive on earth, was like someone who had been transported into the spiritual worlds, who was talking to something that is not of this earth, does not really belong to this earth. And within this poetic reality, transported into prose, he himself feels that what other people see only in the control of external forces, the fullest expression of the will, merging into reality, already appears within the poetic-ideal world, and he speaks of “magical idealism” to characterize his direction in life. If we then try to understand everything that flowed from this wonderfully formed soul, which was thus able to love without touching reality, external reality, which was thus able to live with what was truly wrested from it before a certain stage of external reality was reached, if we open ourselves to all that then flowed from this Novalis soul, then we receive the purest expression of the poetic. And a psychological question is resolved simply by immersing oneself in the artistic stream of poeticization that flows from Novalis's poetic and prose writings. But then one has a strange impression. One has the impression, when one delves psychologically into the essence of the poetic in this way, into a reality of life, into that of Novalis, that one then has something floating behind the poetic that resonates through everything poetic. One has the impression that this Novalis emerged from spiritual and soul spheres, bringing with him what, with poetic radiance, showered the outwardly prosaic life. One has the impression that a soul has entered the world that has brought with it the spiritual and soul in its purest form, so that it has inspired and spiritualized the whole body, and that it has absorbed space and time into the state of mind, which was spiritual and soul, in such a way that space and time, stripping off their outer being, reappeared poetically in the soul of Novalis. In Novalis' poetry, space and time seem to be devoured. You see, with a strong soul and a strong spirit, poetry enters the world, and out of its strength it integrates space and time. But it overwhelms space and time, melting space and time through the power of the human soul, and in this melting of space and time through the power of the human soul lies the psychology of poetry. But through this process of melting space and time in Novalis, something resounds that was like a deep fundamental element within it. You can hear it everywhere, you can hear it through everything that Novalis has revealed to the world, and then you cannot help but say to yourself: What soul, what spirit is, it came to light there, to remain poetic, to poetically melt space and time by appropriating space and time. But there remained at first something as the foundation of this soul, something that lies most deeply within the human soul, so deeply that it can be discovered as a creative power by shaping the deepest inner conditions of the human organism itself, by living in the innermost being of the human being as soul. Musicality, the musical, the sounding artistic world, was a fundamental element in all of Novalis's poetry. This reveals itself out of the harmony of the world and is also what creates artistically out of the cosmos in the most intimate aspects of the human being. If we try to enter the sphere in which the spiritual and soul-life in man create most intimately, then we come to a musical form within the human being, and then we say to ourselves: Before the musician sounds his tones out into the world, the musical essence itself has taken hold of the musician's being and first embodied, shaped into his human nature the musical, and the musician reveals that which the world harmony has unconsciously placed in the depths of his soul. And that is the basis of the mysterious effect of music. That is the basis for the fact that, when speaking about music, one can really only say: The musical expresses the innermost human feeling. — And by preparing oneself with the appropriate experiences for contemplation, by entering into this Novalis poetry, one grasps what I would call the psychology of music. And then one's gaze is drawn to the end of Novalis's life, which occurred in his twenty-ninth year. Novalis passed away painlessly, but surrendered to the element that had permeated his poetry throughout his life. His brother had to play for him on the piano as he died, and the element that he had brought with him to infuse his poetry was to take him back when he died, passing from prosaic reality into the spiritual world. To the sound of the piano, twenty-nine-year-old Novalis died. He was searching for the musical homeland that he had left in the full sense of the word at his birth, in order to take the musicality of poetry from it. So one settles in, I think, from reality into the psychology of the arts. The path must be a tender one, the path must be an intimate one, and it must not be skeletonized by abstract philosophical forms, neither by those that are taken from rational thinking in the Herbartian sense, nor by those that are a bone from external observation of nature in the Gustav Fechnerian sense. And Novalis stands before us: released from the musical, allowing the musical to resonate in the poetic, melting space and time with the poetic, not having touched the external prosaic reality of space and time in magical idealism, and then drawing it back into musical spirituality. And the question may arise: What if Novalis had been physically organized to live longer, if what had musically resonated and poetically spoken in the inner effective psychology of the human soul and human spirit had not returned to its musical home at the age of twenty-nine, but had lived on through a more robust physical organization, where would this soul have found itself? Where would this soul have found itself if it had had to remain within the prosaic reality from which it had departed at the time when it was still time, without contact with outer space and outer time, to return to the spaceless world of music? I have no desire to give this answer in theoretical terms. Again, I would like to turn our gaze to reality, and there it is; it too has played itself out in the course of human development. When Goethe had reached the age at which Novalis withdrew from the physical world out of his musical and poetic mood, the deepest longing arose in Goethe's soul to penetrate into that artistic world which had brought it to the highest level in the development of that entity which can express itself in space and time. At this stage of his life, Goethe felt a burning desire to go south and to discern in the works of art of Italy something of that from which an art was created that understood how to bring the genuinely artistic into the forms of space and time, especially into the forms of space. And when Goethe stood before the Italian works of art and saw that which could speak not only to the senses but to the soul from out of space, the thought escaped his soul: here he realizes how the Greeks, whose work he believed he recognized in these works of art, created as nature itself creates, and which natural creative laws he believed he was tracking down. And he was overwhelmed by the spiritual and the soul-stirring that met him in the forms of space, the religious feeling: There is necessity, there is God. — Before he had moved to the south, he had searched for God together with Herder in the reading of Spinoza, in the spiritual and soul-stirring expression of the supersensible in the external sensual world. The mood that had driven him to seek his God in Spinoza's God together with Herder had remained. He had not found satisfaction. What he had sought in Spinoza's philosophy about God was awakened in his soul when he stood before the works of art in which he thought he could again discern Greek spatial art, and the feeling escaped him: There is necessity, there is God. What did he feel? He apparently felt that in the Greek works of art of architecture and sculpture, what lives in man as spiritual and soulful has been created, what wants to go out into space and what gives itself to space, and when it becomes pictorial, also spatially to time. And Goethe has experienced the other thing psychologically, which is on the opposite pole to the Novalis experience. Novalis has experienced how, when man penetrates into his innermost being in space and time and wants to remain poetic and musical, space and time melt away in human comprehension. Goethe experienced how, when the human being works and chisels his spiritual soul into the spatial, the spatial and temporal does not melt away, how it surrenders in love to the spatial and temporal, so that the spiritual soul reappears from the spatial and temporal in an objectified way. How the spirit and soul of the human being, without stopping at the sensory perception, without remaining seated in the eye, penetrates to get under the surface of things and to create the architecture out of the forces that prevail under the surface of things, to shape the sculpture, experienced Goethe in those moments that led him to the saying: “There is necessity, there is God.” There is everything that is of divine-spiritual existence in the human subconscious, that man communicates to the world without stopping at the gulf that his senses form between him and the world. There is that which man experiences artistically when he is able to impress, to chisel, to force the spiritual-soul into the forces that lie beneath the surface of physical existence. — What is it in Novalis that makes him, psychologically, musical-poetic-creative? What is it in Goethe that impels him to feel the utter necessity of nature-making in the plastic arts, to feel the utterly unfree necessity of nature-making in 'the spatial, in the material works of art? What is it that urges him, despite the feeling of necessity, to say: there is God? At both poles, with Novalis and with Goethe, where at the one pole lies the goal that the path to the psychological understanding of the poetic and the musical must take, and where at the other pole lies the goal that the psychological understanding must take if it grasp the plastic-architectonic. At both poles lies an experience that is inwardly experienced in the field of art, and in relation to which it is its greatest task of reality to also carry it outwardly into the world: the experience of human freedom. In ordinary mental, physical and sensual experience, the spiritual and soul-like penetrates to the organization of the senses; then it allows the senses to glimpse what external physical and material and in the senses, external physical-material reality encounters inner spiritual-soul existence and enters into that mysterious connection that causes so much concern for physiology and psychology. When someone is born into life with the primal poetic-musical disposition, which is so self-sustaining that it seeks to die out under the sounds of music, then this spiritual-soul-like does not penetrate to the sensory organs Then it permeates and spiritualizes the whole organism, shaping it like a total sensory organ, and then it places the whole human being in the world in the same way as otherwise only the individual eye or the individual ear is placed in the world. Then the soul-spiritual takes hold within the human being, and then, when this soul-spiritual engages with the material world externally, it is not absorbed into the prosaic reality of space and time, but space and time are dissolved in the human perception. That is how it is at one pole. There the soul lives poetically and musically in its freedom, because it is organized in such a way that it melts the reality of space and time in its contemplation. There the soul lives without touching the ground of physical prosaic existence, in freedom, but in a freedom that cannot penetrate into this prosaic reality. And at the other pole, there lives the soul, the spiritual part of man, as it lived, for example, in Goethe. This soul and spiritual part is so strong that it not only penetrates the physical body of man right down to the sense openings, but it penetrates these senses and extends even beyond the senses. I would say that in Novalis there is such a delicate soul-spirituality that it does not penetrate to the full organization of the senses; in Goethe there is such a strong soul-spirituality that it breaks through the organization of the senses and beyond the boundaries of the human skin into the cosmic, and therefore longs above all for an understanding of those areas of art that carry the spiritual-soul into the spatial-temporal. That is why this spirituality is organized in such a way that it wants to submerge with that which extends beyond the boundaries of the human skin, into the ensouled space in sculpture, into the spiritualized spatial power in architecture, into the suggestion of those forces that have already internalized themselves as spatial and temporal forces, but which can still be grasped externally in this form in painting. So it is here too a liberation from necessity, a liberation from what man is when his spiritual and soulful self is anchored in the gulfs of the sensory realm. Liberation in the poetic-musical: freedom lives in there, but it lives in such a way that it does not touch the ground of the sensual. Liberation in sculptural, architectural, and pictorial experience: but freedom is so strong that if it wanted to express itself in any other way than artistically, it would shatter the external physical-sensual existence because it dives below the surface. This is felt when one truly engages with what Goethe so powerfully said about his social ideas, let us say in “Wilhelm Meister's Journeyman Years”. What cannot be entrusted to reality, if it is to be shaped in freedom, becomes musical-poetic; what in contemplation one must not bring to the reality of sensual physical imagination, if it is not to destroy external reality, what must be left in the formation of spatial and temporal forces, must be left in the mere reproduction of the block of wood, because otherwise it would destroy the organic, to which it is death, becomes sculpture, becomes architecture. No one can understand the psychology of the arts without understanding the greater soul that must live in the sculptor and the architect than in normal life. No one can understand the poetic and musical without penetrating to the more that lives in the spiritual and soul life of a human being, who cannot allow this spiritual more, this spiritual projection of the physical organization to the physical and sensual, but must keep it behind it in freedom. Liberation is the experience that is present in the true comprehension of the arts, the experience of freedom according to its polar opposites. What is man's form is what rests in man. This form is permeated in human reality by what becomes his movement. The human form is permeated from within by the will and from without by perception, and the human form is initially the external expression of this permeation. Man lives in bondage when his will, his inwardly developed will, which wants to enter into movement, must stop at the sphere in which perception is taken up. And as soon as man can reflect on his whole being, the feeling comes to life in him: There lives more in you than you, with your nervous-sensory organization, can make alive in your intercourse with the world. Then the urge arises to set the dormant human form, which is the expression of this normal relationship, in motion, in such movements that carry the form of the human form itself out into space and time. Again, it is a wrestling of the human interior with space and time. If one tries to capture it artistically, the eurhythmic arises between the musical-poetic and the plastic-architectonic-picturesque. I believe that one must, in a certain way, remain inwardly within the arts when one attempts to do what still remains a stammering when talking about the arts and about the artistic. I believe that not only is there much between heaven and earth that human philosophy, as it usually appears, cannot dream of, but that what lies within the human interior, when conditions with the physical body enter into, first brings about liberation within the artistic towards the two poles. And I believe that one cannot understand the artistic psychologically if one wants to grasp it in the normal soul, but that one can only grasp it in the higher spiritual soul of the human being, which goes beyond the normal soul and is predisposed for supersensible worlds. When we look at two such eminently artistic natures as Novalis and Goethe, I believe the secrets of the psychology of the arts reveal themselves to us phenomenally, out of reality. Schiller once felt this deeply when he spoke the words at the sight of Goethe: Only through the dawn of the beautiful do you enter the realm of knowledge. In other words, only by artistic immersion into the full human soul can you ascend into the regions of the sphere toward which knowledge strives. And it is a beautiful, I believe an artist's saying, when it is said: Create, artist, do not speak — but a saying against which one must sin, because man is, after all, a speaking being. But just as it is true that one must sin against such a word: “Form, artist, do not speak” – it is also true, I believe, that one must always atone for this sin, that one must always try, if one wants to talk about the arts, to form in speaking. Artist, do not speak; and if you are obliged to speak about art as a human being, then try to speak in a creative way, to create through speech. |
68d. The Nature of Man in the Light of Spiritual Science: Problems of Nutrition
08 Jan 1909, Munich Tr. Maria St. Goar Rudolf Steiner |
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On the other hand, the opposite can perhaps also be heard again from those who have become acquainted with spiritual science or anthroposophy through only a single lecture or brochure. This consists in the statement that anthroposophists are entirely too concerned with, and talk too much about, questions of what they should eat and drink. |
68d. The Nature of Man in the Light of Spiritual Science: Problems of Nutrition
08 Jan 1909, Munich Tr. Maria St. Goar Rudolf Steiner |
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In the past I have spoken here on a variety of subjects concerning spiritual life. It may be permissible today, therefore, for me to touch upon a more prosaic theme from the standpoint of spiritual science. Problems of nutrition undoubtedly offer a more mundane subject than many we have heard here. It will be seen, however, that particularly in our age spiritual science has something to say even concerning questions that directly affect everyday life. On the one hand, spiritual science stands accused, by those who know it only from the outside, of aspiring too loftily to spiritual realms, thus losing the firm ground under its feet. On the other hand, the opposite can perhaps also be heard again from those who have become acquainted with spiritual science or anthroposophy through only a single lecture or brochure. This consists in the statement that anthroposophists are entirely too concerned with, and talk too much about, questions of what they should eat and drink. In some respects these critics might well be called idealists in that they believe they view the common aspects of life from a certain exalted level. They raise this objection particularly by taking a stand that can be expressed in the following way. “What man eats and drinks is unimportant. It does not matter what food one takes, rather must one rise above the material dimension by the strength of one's spirit.” Even a well-intentioned idealist might level this objection against anthroposophists. Well, at a time when these questions are being widely discussed from other angles, it might be interesting to hear what spiritual science has to say about them. It was a German philosopher, Ludwig Andreas Feuerbach, to whom the phrase, “A man is what he eats,” is attributed. Many thinkers of consequence have agreed with Feuerbach that what man produces is basically the result of foods ingested by him and his actions are influenced by the food absorbed in a purely materialistic way through his digestion. With so much discussion of eating going on, somebody might get it into his head to believe that man is indeed physically nothing more than what he eats. Now, we shall have several things to say on this point. We must understand each other precisely as to the purpose of today's lecture and the intention behind it. We are not agitating in favor of particular tendencies, nor are we trying to be reformative. The spiritual scientist is obliged to state the truth of things. His attitude must never be agitatorial, and he must be confident that when a person has perceived the truth of what he says, he will then proceed to do the right thing. What I have to say, therefore, does not recommend one course as opposed to another, and he who assumes that it does will misunderstand it completely. Merely the facts will be stated, and you will have understood me correctly if you realize that I am not speaking for or against anything. Bearing this in mind, we can raise the question from the standpoint of spiritual science as to whether the statement, “A man is what he eats,” does not have a certain justification after all. We must continually bear in mind that the body of man is the tool of the spirit. In discussing the various functions the body has to perform, we see that man utilizes it as a physical instrument. An instrument is useless if it is not adjusted correctly so that it functions in an orderly manner, however, and similarly our bodies are of no use to our higher organism if they do not function properly. Our freedom can be handicapped and intentions impeded. When we as spiritual scientists consider our organism, we can ask ourselves if we do not make our bodies unfit for the execution of the intentions, aspirations and impulses of our lives if we become bound by and dependent upon our bodies through an unsuitable diet. Is it not possible to mold the body in such fashion that it turns into a progressively more suitable instrument for the impulses of our spiritual life? Will we lose our freedom and become dependent upon our bodies if we ignore what is the right nourishment for us? What must we eat so that we are not merely the product of what we eat? By asking such questions, we come to look at the problem of nutrition from another perspective. You all know, and I only need allude to this generally familiar fact, that speaking purely materialistically, people continuously use up the substances that their organisms store and they therefore must take care to replenish them with further nourishment. Men must concern themselves with replenishment. What, then, could be more obvious than to examine those substances that are necessary for the human organism, that is, to find out what substances build up the animalistic organism, and then simply see to it that the organism is given them. This approach, however, remains an extremely materialistic one. We must rather ask ourselves what the essential task of a man's food is and in what way it is actually utilized in his organism. I must stress that what I say about man is applicable only to him, since spiritual science does not consider man to be so closely connected with the animals as does natural science. Otherwise, one could simply state that the human organism is composed of proteins, fats, carbohydrates and mineral substances, and consequently search for the best method to satisfy man's nutritional needs of them. But spiritual science holds to the principle that every material occurrence, everything that takes place in the physical sense world, is only the external aspect of spiritual processes. Indeed, even the nutritional processes cannot be purely physical, but as material processes they are really the external aspects and expressions of spiritual processes. Similarly, man is a unity even though the composition of his physical body appears to be a conglomeration of chemical events. Our attention has frequently been focused on how the ascent from the purely physical to the spiritual realm can be made. We have often heard that the physical body is sustained by the etheric body. This is the architect of the physical body, which must not be viewed as if only chemical processes took place in it. We will be wrong if, by observing only the chemical processes, we simply ask in a materialistic fashion what happens to the chemical substances. Beyond the etheric body, we must remember, is the astral body. Through it are expressed the instinctive feelings and in certain respects the various aspects of the soul. When we behold man from the standpoint of spiritual science, we find that his etheric body as well as his physical body are inter-penetrated by his astral body. We must not see only one side but also perceive the astral body beyond the physical. Added to these is the ego, the fourth member of the human being. We have the total man before us only when we see in him this fourfold being. Only with the total fourfold man before us can we do justice to the scope of the problem of nutrition. Only then can answers be given to the question of how these four members of man's organism react to the influences of various diets. Now, you all know that men eat food derived from the vegetable, animal and mineral kingdoms, and with it they sustain their bodies. Let me emphasizes again for the sake of those who are more narrowly inclined toward the care of the inner life that I am not speaking to mystics nor to anthroposophists who are striving to develop themselves spiritually in particular, but to all men. Men take their sustenance from the animal, vegetable and mineral kingdoms. We must realize that plants represent the direct antithesis of men, and the animals represent the mean between the two. The external physical expression of this contrast is to be found in the breathing process. It is a familiar fact that men inhale oxygen, assimilate it and subsequently combine it with carbon that is finally exhaled as carbon dioxide, while in plants, which absorb carbon to sustain themselves, the reverse is true. In a sense, plants also breathe but their breathing process has a completely different significance for them. Hence, we can say that in a spiritual respect plant and man stand opposite each other. We can become even more aware of this relationship by bearing in mind the influence of light on plants. The effect of deprivation of light on plant life is well-known. The same light that maintains life in plants makes it possible for us to perceive the light-filled world of our surroundings. Light is also the element that maintains life in plants. This is physical light but it is also something more. Just as there is a spiritual counterpart to everything physical, so there is spiritual light in the physical light that rays down on us. Each time a man rejoices over the brilliance of physical light he can say to himself, “Just as when I see another person and it dawns on me that in this man there lives a spiritual counterpart, so also I can imagine that in light there lives a spiritual counterpart.” Indeed, the spiritual light that permeates the physical sunlight is of the same kind and being as the invisible light that dwells within the human astral body. A portion of the spiritual light that permeates the cosmic realm lives within the astral body. It is, however, physically invisible and in this it can be seen that it is the opposite or complement of physical light. The invisible light lives within us and fulfills a definite task. We might say that since they are opposites, it is to physical light what negative magnetism is to positive magnetism. We perceive it in its external expression when we realize the relationships existing between physical body, etheric body and astral body, which, in turn, is permeated by the ego. It has often been explained that throughout life the etheric body fights against the deterioration of the physical body. Men as well as animals also possess an astral body and hence the inner light. Now, the function of this inner light is the opposite of that of external light. When external light shines on a plant, the plant builds up its living organism by producing proteins, carbohydrates, etc. Conversely, the task of inner light is to break down, and this process of disintegration is part of the activity of the astral body. There is indeed a continuous dissolution and destruction of the proteins and other substances that we consume so that these substances are utilized in a sense to direct counter-effects against what external light has built up. Without this activity of inner dissolution a man could not be an ego being, and it is only by virtue of his ego nature that he can have inner experiences. So, while the etheric body is concerned with the preservation of the physical body, the astral body takes care that the food a man consumes is constantly built up and again destroyed. Without this process of disintegration within the physical body, the astral body, in which the ego is incorporated, could not live a full life within the material world. As we have seen, there is an alternating process obtaining between men and plants, that is, exhalation of carbon dioxide in men and absorption of carbon dioxide by plants; exhalation of oxygen by plants and inhalation of oxygen by men. These processes reach such extremes only between men and plants. Animals do not have individual egos as is the case with men, but they have collective group egos. Thus, the animals of a species have one common group ego that governs them from without. The significant difference between men and animals is found in the fact that the disintegration processes within animals are directed by an entity external to them, whereas the same processes in men are conducted by their individual inner egos. Moreover, a man's individual ego can gradually become master over what takes place within him. Let us consider how the ego can gradually take a central position within the bodily functions. Let us examine what the astral body does when it dissolves the substances assimilated by men. In regard to nourishment an entirely different viewpoint must be stressed. The body permeated by the ego performs an action in disintegrating substances, and through this action something is created inwardly. The inner activity of consciousness particularly comes about through the astral body's processes of dissolution. Actions, activities are called forth by the process of destruction. First, inner warmth is produced and second, something that is less noticeable than inner body heat the physical expression of inner light. Just as the internal warmth that permeates the blood is the result of the dissolution of proteins, so the activity of the nervous system is the expression of this inner light. In regard to its inner activity the nervous system is also a result of the disintegration process not the nerves themselves but the activity of the nerves, the actions within the nerves, that which makes possible imagination and calls forth thinking. It is this activity that can be called the physical expression of the invisible light and that is brought about through the degeneration and dissolution of substances. Basically, as has been said, inner body heat is generated by the disintegration of protein. Inner light is produced within the organism as a result of protein. Inner light is produced within the organism as a result of processes involving fats, carbohydrates, starches and glucose that are also utilized in the production of warmth and inner movement. In all this is contained the expression of the activity originating from the astral body. Men do not nourish themselves properly simply by ingesting the correct quantity of food, but rather when these inner processes can be carried out in the right way. The inner life is founded on them. Men are beings continually occupied inwardly with movement and liveliness and their inner life consists of these. If this inner life is not produced in the right way, it cannot react properly and a man then becomes ill. The right kind of inner flexibility offers the foundation for the right solution of the nutritional problem. This statement points to the fact that all internal processes that men must execute must be carried on in the opposite direction from the processes of plants. A man must begin his processes where the plant processes leave off. A specific example will clarify what this means. When a man eats vegetarian food, it demands a great deal of his organism. Plant food does not combine much fat. The human organism, which is able to produce fats, is thus required to produce fat from something that in itself contains no fat. In other words, when a man eats vegetarian food, he must produce an activity within himself and make an inner effort to bring about the production of fats. He is spared this task when he eats ready-made animal fats. The materialists would probably say that it is advantageous for a man to store up as much fat as possible without having to make too much of an effort. Yet, speaking from the spiritual viewpoint, the unfolding of this inner activity signifies the unfolding of the actual inner life. When a man is forced to produce the forces that make it possible for him to produce fat on his own, then, through his inner flexibility, the ego and the astral body become master of the physical and etheric bodies. When a man eats fat, he resultingly is spared the task of producing fat himself. Yet, if he takes the opportunity to unfold his own inner activity through producing his own fat, he is made free and thus becomes lord over his body. Otherwise, as a spiritual being he remains a mere spectator. Everything that takes place in him in such wise that he remains a passive spectator becomes a heavy weight in him and hinders his urge to let the astral body come to full life. Thus, the astral body's inner flexibility comes up against an internal obstacle if it is denied the opportunity to produce its own fat. The essential question now to be asked is what internal activities are aroused by what substances. Here we shall try to throw light on the relationships of vegetable and meat substances in human diets, and thereby to gain some idea of the manner in which animal and vegetable foods react in the human organism. For a man to eat animal protein is not the same as for him to eat plant protein. Up to a certain point the inner processes of the animal are quite similar to those of the human organism, since the animal also possesses an astral body. Even though the animal astral body causes the dissolution of the synthesized substances of its physical body the human organism carries the processes a bit beyond the limits reached by that of the animals. In reflecting upon the animals around us and by looking spiritually into their ways and characteristics, we shall, by comparing men with the multitudes of animals, find distributed among the animals the various and manifold characteristics of men. In spite of the fact that one can point out great human differences between the various peoples, one must still conclude that each individual man represents a species. Men appear to be the spiritual consolidation of all that can be observed distributed in the various animals forms. If one were to picture all the individual characteristics of the various animal species as being mutually complementary, one would arrive at the essence of what is contained in appropriate moderation in each individual man. Each individual animal one-sidedly contains within itself something of the forces that are harmonized within men, and its whole organism is constructed accordingly. Everything down to the most minute structure of substances is so organized in the animal kingdom that it is like a tableau of human characteristics spread out before one. If a man is to find the physical expression of the characteristics of his astral body, he must strive to utilize all its forces. He must become master of his own inner processes and activate his astral body in such wise that the plant processes will be continued inwardly. In the food we consume from the animal kingdom, we not only take into ourselves the physical meat and fat of the animal but also the product of its astral body contained in these substances. When, through a vegetarian diet, we enlist the virginal forces of our astral body, we call forth our whole inner activity. In a meat diet part of this inner activity is forestalled. We can now proceed to consider the relationships of these two types of diet from a purely spiritual basis. If a man desires to gain an increasing mastery over the inner processes of his body, it is important that he become correspondingly active in the external world. It is important for him to unfold certain external qualities such as stamina, courage and even aggressiveness. To be able to do [so], however, it is possible that a man may not yet find himself strong enough to entrust everything to his astral body and may have to fall back upon the support of a meat diet. It can be said that man owes everything that liberates him internally to the substances derived from plants. Faculties, however, that enable him to be actively engaged in earthly life, need not necessarily grow out of the virginal nature of his astral body. These qualities can also be derived from a meat diet. This fact that men are to become progressively freer while at the same time needing qualities that they can acquire with the help of impulses found spread out in the animal kingdom, has induced them to resort to nourishment in animal food. If the eating habits of the people of those militant nations that have striven to develop qualities enabling them to unfold their physical forces are investigated, it will generally be found that they eat meat. Naturally, there are exceptions. On the other hand, a preference for an exclusively vegetarian diet will be found to prevail among people who have developed an introverted and contemplative existence. These two aspects of the problem should be kept in mind. A person, of course, can adopt either diet as a panacea if he wishes to propagandize rather than to act out of knowledge. Nevertheless, it is not without reason that a mixed diet has become acceptable to many people. To some extent it had to happen. We must admit, however, that even though a vegetarian diet might indeed be the correct one for some people purely for reasons of health, the health of others might be ruined by it. I am speaking here of human nature in general, of course, but men must be considered as individuals if they are to find the right path to satisfy their needs with a vegetable or meat diet. Today, an extreme diet of meat naturally brings its corresponding results. If by eating meat a person is relieved of too large a portion of his inner activities, then activities will develop inwardly that would otherwise be expressed externally. His soul will become more externally oriented, more susceptible to, and bound up with, the external world. When a person takes his nourishment from the realm of plants, however, he becomes more independent and more inclined to develop inwardly. He will become master over his whole being. The more he is inclined to vegetarianism, the more he accepts a vegetarian diet, the more he will be able also to let his inner forces predominate. Thus, the more apt he will be to develop a sense for wider horizons and he will no longer restrict himself to a narrow life. The person who is fundamentally a meat eater, however, limits himself to more narrow vistas and directs himself more rigidly toward one- sidedness. Naturally, it is the task of men today to concern themselves with both aspects so as not to become impractical. A man also can be so completely unprejudiced as to have no judgment at all. Still, it is a fact that everything that limits men and leads them to specialization is derived from a diet of meat. A man owes to a vegetarian diet the impulses that lift him above the narrow circles of existence. An extreme diet of meat is definitely connected with a man's increasing dogmatism and his inability to see beyond the confines into which he was born. In contrast, if men would show more interest in the food coming from the realm of plants, they would discover that they are able more easily to lift themselves out of their narrow circles. The person who abandons the task of fat formation by eating meat will notice that the activity thus forestalled erects a sort of wall around his astral body. Even if one is not clairvoyant but judges these matters only with common sense, he can tell from the look in a person's eyes whether or not he produces his own fat. It can be seen in the eyes of a person whether or not his astral body is obliged to call forth the forces necessary to produce its own fat. Now it can be seen how two opposing conditions of character are created when a person takes his nourishment from either the plants or animals. We find that we indeed penetrate into the world through our organism and must again rise above it by means of the right kind of food. A time will come when a vegetarian diet will be valued much more highly than is the case today. Then thinking will be so flexible that men will be willing to investigate such matters knowing that what they believe today to be foolishness could, viewed from another standpoint, also have its merits. They will realize then that their whole physical and spiritual horizon can be widened through a vegetarian diet, thus counteracting the rigor of specialization within them. Particularly in certain areas of science would perspectives be widened if vegetarian diets should become prevalent. Let me mention a few more examples to demonstrate that men are indeed what they eat and drink. Consider, for example, alcohol, which is obtained from plants. It would take too long to explain the spiritual scientific reason showing that alcohol produces physically and in an external way out of the plant, just what a man should develop physically within himself through his ego being centered within him. It is a fact inwardly perceived through spiritual science that when a person drinks alcohol, it takes over the specific activity that otherwise belongs wholly to the person's ego. A person who drinks much alcohol needs less food and his body will require less nourishment than is normally required in the process of combustion. It calls forth forces that otherwise would be called forth by the ego's inner penetration. Thus, a person can externalize the activity of his ego by infusing his body with alcohol. Consequently, alcohol imitates and copies the activity of the ego, and you can understand why it is that people turn to it. To the extent, however, that a man replaces his inner self with such a substitute, to that extent does he become its slave. If otherwise qualified, a man will be better able to unfold the best forces of his ego when he abstains from alcohol altogether. By drinking alcohol an inner hindrance is created behind which something takes place that actually should and would be accomplished through the activity of the ego itself if the hindrance had not been produced. Some foods have a specific effect of their own on the organism. Coffee is an example. The effect of coffee becomes manifest through its influence on the astral body. Through caffeine and the after-effects of coffee, our nervous systems automatically perform functions that we otherwise would have to produce through inner strength. It should not be claimed, however, that it is beneficial under all circumstances for a man always to act independently out of his astral body. Men are beings who are not dependent on themselves alone. Rather are they placed within the whole of life. Coffee is also a product of the plant kingdom that externally has raised the specific plant process up a stage. Consequently, coffee can take over a certain task of man. Trained insight perceives that everything in the activity of our nerves that has to do with logical consistency and drawing conclusions is strengthened by coffee. Thus, we can let coffee take over in making logical connections and in sticking to one thought, but this, of course, is in exchange for a weakening of our specific inner forces. What I mean can be seen in the tendency of gossips at a coffee break to cling to a subject until it is completely exhausted. This is not only a joke. It also demonstrates the effects of coffee. Tea works in a totally different and opposite way. When large quantities are drunk, thoughts become scattered and light. It might be said that the chief effect of tea is to let witty and brilliant thoughts, thoughts that have a certain individual lightness, flash forth. So we can say, coffee helps those, such as literary people, who need to connect thoughts in skilled and refined ways. This is the positive aspect of the matter. The negative aspect can be observed in coffee table gossip. Tea, which tears thoughts asunder, is the opposite. This is why tea is not without justification a popular drink of diplomats. It might be of interest to cite as a last example a food that plays an important part in life, that is, milk. Milk is completely different from meat in that it expresses in the weakest possible form the animalistic process brought forth by the astral body of the animal. Milk is only partly an animal product and the animal or human astral forces do not participate in its production. For this reason milk is one of the most perfect foods. It is suitable for people who want to abstain completely from meat but who do not yet possess sufficient strength to work entirely out of the inner forces of the astral body. Even from a purely external standpoint it can be seen that milk contains everything a man requires for his organism. Although this applies only in a restricted sense, it has little to do with the individual characteristics of a man. Weak as well as strong organisms can gain support from milk. If a person were to live exclusively on milk for a time, then not only would his regular forces be awakened but it would also go beyond this. He would receive from it an influx of forces giving him additional strength. A surplus of forces would be acquired that could be developed into healing forces. In order to possess a force, it must first be acquired, and in milk we see one means of developing certain forces in ourselves. Those who are moved by the earnestness of life to develop certain psychic healing forces, can train themselves to attain them. Naturally, we must remember that what is suitable for one, is not suitable for all. This is a matter for the individual. One person is able to do it, another not. A man can if he wishes build up his organism in a wise manner. He can contribute toward the unfolding of free, independent inner forces. So through spiritual science we come back to the saying of Feuerbach mentioned at the beginning, “Man is what he eats!” Man can nourish himself in such fashion that he undermines his invisible independence. In so doing he makes himself an expression of what he eats. Yet he ought to nourish himself in such a manner that he becomes less the slave of his nutritional habits. Here spiritual science can direct him. The wrong food can easily transform us into what we eat, but by permeating ourselves with knowledge of the spiritual life, we can strive to become free and independent. Then the food we eat will not hinder us from achieving the full potential of what we, as men, ought to be. |
343. The Foundation Course: Sacraments, Evolution and Involution
02 Oct 1921, Dornach Tr. Hanna von Maltitz Rudolf Steiner |
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Emil Bock: There are a couple of questions, about meanings in the seven sacraments for example, then also about the difference between Luther's idea of salvation and the idea of salvation in Anthroposophy, as seen in Paul's experience of Christ. Constantin Neubaus asked Dr. Steiner to say something further about meaning in the sacraments and the consecration; he would be grateful to hear more about consecrated water, the Eucharist, the importance of the mass and prayers for the dead, and about celibacy and marriage. |
343. The Foundation Course: Sacraments, Evolution and Involution
02 Oct 1921, Dornach Tr. Hanna von Maltitz Rudolf Steiner |
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Emil Bock: There are a couple of questions, about meanings in the seven sacraments for example, then also about the difference between Luther's idea of salvation and the idea of salvation in Anthroposophy, as seen in Paul's experience of Christ. Constantin Neubaus asked Dr. Steiner to say something further about meaning in the sacraments and the consecration; he would be grateful to hear more about consecrated water, the Eucharist, the importance of the mass and prayers for the dead, and about celibacy and marriage. A participant asked, with reference to what Dr. Steiner had related, having seen how the Host acquired an aura during the celebration: how would this be if the priest did not have complete dignity? Another participant asked for some insight into the communications of the priest with those who have died. Rudolf Steiner:These questions will all be addressed. In what sense are you referring to this communication with those who have died? A participant: Like you also have in the Catholic Church, in relation to the priest's help with the dead, with the sacraments of the dying. Another participant mentioned that the question has been raised several times regarding the cosmic significance of the sun and moon standing still in Joshua. Another participant declared he had not understood something in the morning's lecture, regarding the statement: "The human beings ever more lost the capability to manifest the divine in themselves" and he wanted to know, what this meant: the divine manifesting itself within. [ 1 ] Rudolf Steiner: This is only the explanation of a statement which should be taken this way: in olden times the earthly evolution of humanity experienced right into their very own form, that actually, if I could express it this way, their skin enveloped divine wisdom. This became particularly strongly expressed in the terminology being used, which is really a mystery-terminology: Man is a temple of God.—So, this immediate living-within something which originated out of the divine predecessor of human beings, was experienced in human beings. Then came the time when only a few chosen ones were ascribed with the possibility of experiencing such divinity. Actually, those who belonged to the mysteries during the time of the Mystery of Golgotha were completely convinced that people in their earthly form could no longer harbour a divine wisdom within, because of the decline gradually taking place up to the time of the Mystery of Golgotha. Because of this, the time epoch can be characterised by saying: the earthly human being would have lost what had been its divine being in olden times, had the Mystery of Golgotha not taken place—in contrast to those with knowledge who said: the last one who comes from outside of this, to fill a human body, would become the first.—Then the earth would have been in a declining evolution, which means plunged into its downfall. This is what can be added as a clarification to the words. [ 2 ] However, all these things which have been brought forward now—and I ask that you make notes in advance of such questions and remarks—are actually in need of real and factual answers before we can continue to enter into the essence of the sacraments. Allow me, as if by insertion, to enter a little into the essence of the sacraments today. In this way we will possibly find it easier to discover answers regarding the consecrated water, sign of the cross, the Eucharist, mass offering and so on. [ 3 ] You do know of course that the Catholic Church acknowledges seven sacraments. This adaptation of seven sacraments—and we can only understand the sacramental when we approach them with such preparations as I would like to do now—these adaptations of the seven sacraments is based on the observation that we look at human life in seven stages. It is however impossible to enter into the essence of the sacraments, if you don't adapt a certain process in yourself, which has today more or less disappeared from current consciousness, a process which, I believe, also connects to that which is otherwise extraordinarily significant regarding our discussion content yesterday, because it relates to what I've only up to now fleetingly characterised as the actual foundation of Luther's soul battle. [ 4 ] Speaking about evolution today, you actually have a one-sided imagination of it, to a certain extent. People believe, when they talk about evolution, they must have some starting point; and this starting point, like a seed, provides the second step, and from the second comes a third and so on. In this way evolution is considered to be a process of actually always going from one previous step resulting in the next one. This evolution concept is quite one-sided in contrast to reality because evolution does not happen this way. When you look at a plant and the condition of having fully developed its leaves, flowers, right up to organs of fruit, you could kind of think how this relates to the characteristics of the evolution concept. (He draws on the blackboard, on the left.) But you can't imagine it in the same way if you start from the root, actually from the seed, and then look for the seed in the flower once again. You have to admit: there is a condition in the unfolding growth process where it involves a greater unfolding outward, and there is another condition where it involves the slightest outwards unfolding. Then a rhythm of unfolding alternates with the reverse, where, in a way, the essence of the thing pulls back so that the outer sense perceptible element becomes the most inconspicuous imaginable, but the full power, so to speak, is concentrated to a point. If you want to speak in the Goethean sense, you would say: At one stage in the unfolding, the spiritual is withdrawn and the sensory aspect developed in the farthest periphery (he draws on the blackboard) and here where growth has been drawn inward, is where the spiritual develops and the sensory is squeezed into the most inconspicuous germ imaginable. So, we certainly have to take into account that when we speak about a concept of development, we have to speak about rhythms, but we don't come right with the development concept if we actually look at what nature is. In that moment we come up with history, things get a bit more complicated. Take for instance the course of historic development in that time span which I've characterised yesterday, from Augustus to Luther. (He writes on the blackboard.) Augustus ------------------------------------------ Luther [ 5 ] It is extraordinarily important to visualise everything that was contributed in this period of time, outwardly and inwardly, in the outer cultural life and the inner spiritual and soul life, towards humanity. Just imagine, that in this time epoch there was also the infinitely significant mystic ... (stenographer record unclear, other than the name containing a B ) ... who lived at this time when the booklet was drafted which played a big role in Luther's point of view, called Theologia deutch, and then we can think about what directly resulted after this time as extraordinary, rising from the foundation of historical development in minds like Paracelsus, and Jakob Böhme, just afterwards. When we look at these things, then we have primarily the impression—we must have an impression—that there was during this period of western development a strong tendency towards turning inwardness. Souls turned inward. If you enter completely into such arguments as sermonized by for instance Johannes Tauler, you will discover an inward striving, a withdrawal from the outer things, a waiting until, one could call it, a sparkle arose which could then renew the human mind. I have also characterised this in my booklet about the Middle Age mystics. When you look at such inner striving as with Tauler, when you notice how he, after years during the course of his life, he had become ever more mature in his internalization, how he in quite a mysterious way met a person and how this person simply through an impression from something out of that already deepened interior was transformed, so that this created the occasion for a sermon which was described in such a way that all who listened in the church were as struck as if by a blow and some fell down as if dead. People were so struck within their souls that they fell into quite a faint. If you envisage all of this you will find that during this time, an unbelievable internalization was happening in the lives of many people in the west. If I could tell you, my dear friends, in detail, what a roll this played in the entire development, in the reading, in interpretation, yes, even the dramatic performance of the gospel action of the Gospel of Luke, this inner most gospel, and when we look at the pastoral care of this time, then we certainly find the extraordinary characteristic of internalization being poured out over this entire time period. We then discover, as this period came to a close—it had prepared itself already from the 15th century onwards and came out in Luther's time—general culture took on a certain externalisation. In everything there developed the opposite of the internalisation of the Middle Ages. The people's gaze developed towards the outside; methods of observation were directed outward, less and less care and attention was applied to the inner life. So we have—and we are still within this process of externalisation in relation to cultural development—we clearly have historically two successive conditions which differ as much as the unfolded plant does from the plant contracted into the centre. So we have the same thing, in plants as in history, that during such a period of internalisation, like from Augustus to Luther—and this period of internalisation was particularly present despite everything I mentioned this morning—all the power which was inwardly concentrated, later comes out, later unfolds. [ 6 ] My dear friends! Today we all work in what is outer culture, with forces which had been inwardly developed during the time from Augustinus to Calvin or up to Luther. When we look at developments in this way, then it disintegrates into an evolutionary state—that is the unfolding, it goes outwards—and a state of involution, so that the evolution is followed by involution. (He writes on the blackboard.) EvolutionInvolution [ 7 ] Only when we do an overall study of the alternate rhythms from evolution to involution, we are able to fully understand development. [ 8 ] The human being is a complicated being because he is actually a microcosm. What is regarded here as a concept of evolution and involution, takes on the most complicated form in the human being. This most complicated form we must first bring before our souls in a single imagination. Think for instance about birth. (He writes on the blackboard.) 1. Birth[ 9 ] If we look at the meaning of the event of a birth, regarding the relationship formed out of embryonic life, to what is brought about between conception and actual birth, we have previous steps which were initially soul-spiritual in the human being, moving into the material aspect. There is an integration of the spiritual-soul orientation into the material orientation. This is certainly a complicated process which psychology hasn't yet studied properly, regarding its deeper meaning. I can admit that the development of the germ has not been studied completely. It is usually only studied by starting with the germ cell, briefly, the evolution is followed from the first germinal cell which has been fertilized through its formative elements up to the embryo's maturity when it is then pushed out. What is not fully studied is what actually happens in the mother's body in the Chorion and the amniotic glands as organs which are around the embryo and in their way are most perfect in the beginning of embryonic development but then become more complicated and are pushed out at the birth of the embryo. What we have here in the germinal cell is certainly the rising evolution, while the involution is through the soul-spiritual of the organs by which they are first established in the mother's body, from the Chorion, from the Amnion, and then gradually moving to the actual egg nucleus, to the actual embryo, so that we have here an involution of the soul-spiritual into matter. This matter becomes pushed out and then we have the continuation of embryonic evolution. The embryo is born and now puts forward its forces, as I've already explained to you, which it had been developing during the embryonic phase. This continues into the development of speech and still remains available in our bodies until later. We carry within our entire earthly lifetime the forces that remain inside us as remnants of embryonic development: the forces of birth. These birth forces develop within us, evolve in us like a gift of nature. This happens, if I may use this expression which sounds somewhat trivial, out of itself. However, immediately, from taking our first breath, from being in contact with the outer world, other processes come into play, processes related to those of dying. From the beginning we also have forces of dying in us. In these forces of dying our soul-spiritual becomes involved in our exchanges with the outer world. Through observation, through thinking, we allow dying processes to be integrated into us. This is the opposite process of the developmental process at birth. Like humanity developed since the time epoch a bit before and after the Mystery of Golgotha, humanity experienced those changes of which I have spoken, and people had to a certain extent turn the involution processes into something holy, in contrast to the contrasting evolutionary processes. Evolution is natural, it is a gift of nature; that which is given to us at birth and continues to work, is a gift of nature. If we begin to feel the involution process starting to take hold of us as a dying process is, then it must be sanctified since that divination of the world which I spoke to you about this morning, which means, it must be included into what comes out of the Christ impulse. So we see since the development of Christianity something which should be added into the sacraments due to this dying process, and that is the sacrament of baptism. We will still speak about the ritual involved. In order for us to say: what is an evolutionary process at birth, the baptism should take place as a process of involution. We should add to this rhythm in which we are placed in at birth, the repulsion through the pendulum of baptism. (He writes on the blackboard.) Baptism[ 10 ] The second evolutionary process which appears in our lives, which shows itself to great effect is when a person reaches puberty, when the physical body and astral body reach a certain development and the astral body starts in its development to introduce something quite particular, when also that which separates in the sleeping state, comes into a new relationship. During the state of sleep the physical body and ether bodies remain in bed while the astral body and ego leave. Human life consists of the intimate relationship between the physical and the ether bodies, but in a more loose connection to both the astral body and ego. While in a state of growing these four members are united, in the state of sleep the astral body and ego goes out so that their relationship is looser. However, this relationship comes into a modification, it only really matures in the 14, 15 or sixteenth year, then it comes in a real alternating process with what happens in sleep with the physical body lying asleep in bed. The right harmony only appears around the age of 14, 15 or 16. The young person is taken hold of, by an inner strength, through which the physical body is permeated with the soul-spiritual, which means the astral with the ego-being. This is outwardly expressed in adolescence, and it is only an outer revelation while a complete transformation takes place in the whole person. This event which appears as an evolutionary process can be called maturity. (He writes on the blackboard.) 2. Maturity (adolescence)[ 11 ] This is the evolutionary process. The corresponding process of involution as related to maturity, just as baptism relates to birth, is confirmation. (He writes on the blackboard.) Confirmation[ 12 ] Confirmation also has the task—and we will see with this in mind what a fitting ritual it can be—the task in the Christian sense to what can be given to the ego and astral body through which everything has evolved in a modified way between the ego and astral body, between the soul-spiritual and the physical bodily nature, having developed with the coming of maturity. [ 13 ] We enter with this into an age in life where we have something else in relation to development. Our soul-spiritual becomes immersed in the physical bodily nature. The physical body captures our soul-spiritual; the soul spiritual is as a result connected in a certain way with the physical body. This is the condition of our development, because we, when we want to examine it as an evolutionary process, describe it as the soul-spiritual incorporation into the human being. We could say: the third evolutionary process is the incorporation. (He writes on the blackboard.) 3. Incorporation[ 14 ] Added to this, if we now look for the corresponding process of involution, then we must above all see, my dear friends, that the human being, through the immersion of his soul-spiritual into the physical body, has evolved an admirable power in his being, continually being in the state of oscillation in which there is a return to the soul-spiritual, in the repetition of the re-immersion into the physical bodily nature so that it contains a rhythm, which threatens him to be either lost in the ecstatic soul-spiritual aspect or to fall back into the animalistic, in complete incorporation. Human beings need something which stand opposite this evolutionary process as a process of involution, and this process is reception to Holly Communion. The process of involution for the incorporation is Holy Communion. (He writes on the blackboard.) Holy Communion[ 15 ] In our discussion about evolution and what the case has been up to now, we could say the following. It is so, that the human being in his soul-spiritual nature, confronts the physical bodily nature at every moment; at every moment the human being must take care to move in the correct rhythm so that his or her soul-spiritual nature is not allowed to sink into animalism, or that the physical is left alone and to a certain extent the unworldly rises into the soul-spiritual which would weaken the soul-spiritual. Bringing the altar sacraments into the right rhythm is what the human being must look for in the reception of sacraments. [ 16 ] With this, not the entire human evolution is given, because the complete human evolution includes that we not only in a single moment stand in this swing between the soul-spiritual and the physical bodily nature, but the complete development includes that we also, in time, could swing back again. We need reminders of previous earthly incarnations and earthly experiences. You only need to look at psychopathology and you will see what it means for people when their normal true recollection is ruined, undermined, somehow erased. These recollections certainly develop early and only those things connected to these recollections, intimately felt completely within, getting to complete grasps with it, only really happens after puberty. This is the difference, which today's modern psychology doesn't consider, between for instance what is present in a child's life of recollections up to 15 and 16 years of age, that it is different to what comes later when memories are again gathered so that through the recollections gathered, the I is actually firmly consolidated. In brief, we see that this becomes more and more consolidated, this which we call life's recollections. It's one of our necessities; it evolves out of our being—as humans. (He writes on the blackboard.) Life's recollections[ 17 ] The corresponding process of involution is experienced in Christianity as the sacrament of repentance. (He writes on the blackboard.) Repentance[ 18 ] Here the recollections of life are permeated with Christ; the process of recollection being permeated with Christ, lifts it into the moral realm. Not only is the person's I consolidated, but he is—through his complete lifting of his recollections towards bringing them into account in moral terms, through the process of the sacrament and developed through ritual, by developing the process towards the sacrament and asserting it through ritual worship—he is lead to the involution process of repentance. This process in the Catholic Church comprises various stages which all clearly start with a recollection. Repentance in Catholicism exists in the examination of conscience, in repentance, in the serious intention to discard the mistakes of which one has become aware in oneself, in what confession is—we still have to discuss this—and the retribution one imposes on oneself or is imposed by on one of the pastors. Through these steps, complete repentance comes about, and it is the expression for what the process of involution is supposed to be with regard to the process of the totality of memory's evolution, this means, what makes up the power of recollection in the human being. [ 19 ] Here we have created, my dear friends, processes involved in the evolution of the human being since birth, and then we have that which he now returns to in a natural way as an act of involution. We have a succession of evolutions. Through memory the sequence of evolution enters deeply into inner man. Memory therefore represents an internalisation of what has unfolded outwardly through birth. Here we come to the fifth of a naturally unfolding process of involution; we come to death, which concludes the life of the individual. (He writes on the blackboard.) 5. Death[ 20 ] Earlier evolutionary processes we've always contrasted with sacramental action and processes of involution; however, the evolutionary processes have gradually become similar to processes of involution. The process of involution during repentance is in a certain way the outer unfolding of quite an inner decisive recollection process; it is the process of involution which is slowly approached by the process of evolution. We need, when we now want the sacramental action for this natural involutionary process of death, to introduce it in a somewhat cultic, ritualistic form, in which something of a spiritual side of nature's knowledge can be perceived, which serve to confront the dying person and manage to do something to the dying person which is simultaneously stimulated in his soul-spiritual life, stirred by the natural processes of his physical bodily being. It shall, expressed in a rhythm, let the physical-bodily aspect disappear upon death, and the soul-spiritual in turn take shape. For certain reasons, which we will still discuss, one can always see in oils, in everything oil-like, that something leads back to the soul-spiritual. In nature as well, oiling processes are regarded as processes of salvation. Therefore, the holy last anointment is performed here. (He writes on the blackboard.) Last anointment[ 21 ] We can add, so to speak, the process of evolution to that of involution. [ 22 ] Thus, we have exhausted the individual life of a human being, and there are still two human relationships left that are no longer of an individual nature. The one relationship is where the human being, standing here on earth in his physical bodily being, actually treasures a soul-spiritual relationship in heaven, so that the umbilical cord to his soul spiritual, which had been severed, so to speak, now again is reconnected to the soul-spiritual. This doesn't involve individual people; it involves the relationship of exchange with the heavenly-spiritual. This is something which is present in all people, albeit unconsciously. If we were to be completely severed from the soul-spiritual, we would never find our way back, it is a deep process of involution which is eternally present in us, quite a hidden process, even more hidden than what happens in the inner soul life when the organism passes through death; for this reason it is a process which in the course of individual lives of people do not become conscious at all. For this, an outer evolutionary process must be looked for and this evolutionary process is given in the ritual of priest ordination. As the sixth one, we have a process which is given out of itself, as I said - you could call it a connection—and corresponding as its counter impulse or the outer evolutionary process, in the priest ordination. (He writes on the blackboard.) 6. Reconnection: Priest ordination[ 23 ] Now as the seventh one we have an image of the earthly relationship given as a relationship between the soul-spiritual and the physical-bodily: this relationship is in nature's way given as the relationship between a man and a woman. For each true observation of the relationship between a man and a woman it is so, that the balance in the feminine swings more to the soul-spiritual side, and in the male, more to the physical-bodily nature. Yes, it is so. On earth, to a certain extent, the relationship is expressed between the human being and the spiritual world, and it is, I could say, that the woman has made one less step down into the physical life, than the man. One must say it actually differently, one must say: The descent into earthly life can be depicted by a definite boundary; the woman doesn't quite arrive at the boundary while the man crosses over it. This is actually the contrasting difference between a man and woman, expressed in a physical way. There is a certain boundary to reach, the woman doesn't quite manage it and the man crosses over it. Both bear a kind of imperfection within, between them a state of tension exists as a result. When this state of tension which exists naturally in a relationship between a man and woman, searches for a sacramental evolutionary value—this is a deeply hidden process of involution which we are pointing out here, when we indicate the manly and womanly—then we are given the sacrament of marriage. (He writes on the blackboard.) 7. Man and woman: marriage[ 24 ] This is what has always been in Christian esotericism in relation to sacramentalism, in so far as it is to be applied to man, that man enters this world endowed with values partly through evolution, partly through values of involution, and to this must always be added, through the sacraments, the values of evolution to involution, and values of involution to evolution. Man equally speaks out of the foundation of his experience: the human being steps with his incomplete being fully into earthly existence; he or she must first be made into a complete being. He or she expresses their incompleteness at birth, in puberty, in incarnation, in memory and in death. To these things the human being, in order to live as complete physical-bodily-soul-spiritual beings, has to add, through sacramental ways, the baptism, confirmation, sacrament at the altar, repentance and last anointment. With regard to the social sphere, man stands in an exceptional state of priesthood, where through outer signs done in a sacramental way, also in the priest ordination, the deeply hidden value of involution is present. In the healing of marriage, the sacrament should express how that which is only given in an incomplete value as involution in a man and a woman, is to be complemented by an external sacramental action. [ 25 ] I ask you to take what I have initially presented to you not in a one-sided naturalistic way, otherwise you could of course say, it was all presented in a one-sided naturalistic way. If you grasp the outer natural world and the inner moral-religious world as one unit, then we always have a sacramental evolution value for an inner moral-religious value. By contrast, what we have as an expression of an outer form of evolution, is what we need to search for as a value of involution, that means, an internalisation in human beings of the outer evolution. For us it is really necessary to again accomplish the values of involution, through the sacraments. My dear friends, why do moral and religious truths have so little power for modern man? They have little power because it is necessary that what come to man is not merely admonishment and a commandment, but that he becomes aware in this approach of an actual penetration with the Godhead taking place. This can take place in human consciousness only in sacramental actions. [ 26 ] So, you have asked me to speak about these sacraments. The questions asked for, today, have largely not been answered, but they were spoken about as thoughts and experiences forming the foundations of what is sacramental. These fundamental experiences and fundamental thoughts as sacramental are alive no longer, basically no longer since the time—obviously, of course, with good reason—since the sacramental has become a subject of discussions. If today it can't be somehow intentional to take up all the sacraments outside the Catholic Church, then it must be considered how to again accomplish a real cult, a real ritual, because only these, as we will still see, actually can have a community building effect. This is what I wanted to speak about as a foundation. We will go further into the questions which had been asked. (Blackboard notes:)
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282. Speech and Drama: Further Study of the Sounds of Speech
21 Sep 1924, Dornach Tr. Mary Adams Rudolf Steiner |
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As soon as we begin to study things with the eye of an artist, it becomes necessary to make a clear distinction between the different spheres of life. Anthroposophy never tends to disturb or confuse the different kinds of human activity; on the contrary it assigns to each its proper sphere, and furthers its growth and progress in that sphere. |
282. Speech and Drama: Further Study of the Sounds of Speech
21 Sep 1924, Dornach Tr. Mary Adams Rudolf Steiner |
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My dear Friends, In times past when men had a more intense, but of course still instinctive, feeling of what it is in man that reveals itself in his speaking, they were aware of the process that does actually take place in the forming of speech, a process that consists in the astral body laying hold—quite simply—of the etheric. today we speak and talk, knowing no more of what is going on within us at the time than we do in regard to any other of our actions; for of the complicated inner processes that accompany all human activities we are quite unaware. And it is of course only right that we do not watch our actions too closely while we are doing them, or they would lose their spontaneity. But one who sets out to be an artist in the forming of speech and in the use of mime and gesture must learn to recognise how astral body and ether body have here found their way into an independent co-operation; at any rate, during the time of his training the reality of this should be constantly present to his consciousness. The artist must have felt—I do not say he must have seen, but he must have experienced in feeling what it means when we say that through the working together of astral body and ether body a second man has been begotten within us, has been set free within us, and lives in speech. The life that now makes its appearance is, however, so richly and delicately formed within that it is in fact difficult for us to perceive how, over and above the content of our speaking, something is detaching itself from us in the whole body of the speech; and that is why it is so important that during his training the student should learn to apprehend what is happening here with his speaking, apprehending it with the insight of an artist. For he can do so; and it will help him more than anything else to make his speaking inwardly strong and mobile. With this end in view, let him practise his exercises as far as possible as though he were a person who cannot speak but wants to. This is a situation that can well occur in life, for it is only in connection with other human beings that we ever learn to speak. There have been not a few instances in history of persons who have grown up in solitude, living almost the life of a wild animal. Such persons, in spite of possessing good and sound organs both for hearing and for speaking, have yet not learned to speak. If in course of time someone discovered them, he was bound to assume that they could quite well have learned to speak, and had only not done so because they were not together with other human beings. It has generally been found, however, that human beings left in this way in solitude do make a kind of modest attempt at speaking. They will produce some such sounds as hum, ham, häm, him—that is to say, the sound h swept along into the production of gesture with some rather undefined vowel sound in between. And on investigating this groping attempt at speech, we find that as we boom out this sound-sequence, we can become conscious of how our astral body is here seizing hold of our ether body. Try uttering again and again these sounds: hum, ham, häm and so on, and you will feel as though something were liberating itself from you and living purely in vibrations. If you were to introduce this as an exercise in schools of dramatic art, and have the pupils booming out hm, it would create a most singular impression; you would feel as though a great buzzing were rising up out of you all, like an independent entity on its own. Anyone who has had this experience will readily agree that we have here an excellent first exercise for the forming of speech. Let your students begin with practising: hm, hum, ham, häm, and it will bring movement into their speaking.
They must of course then go on to something else; for if they continued with that exercise alone, you would be leaving them in the condition of savages. The point is, that for their start they should go back to the first elements where speech begins to free itself, begins to come forth from the human being. Let me say here, in parenthesis, that one should not of course use this method with children. It has no pedagogical value. As soon as we begin to study things with the eye of an artist, it becomes necessary to make a clear distinction between the different spheres of life. Anthroposophy never tends to disturb or confuse the different kinds of human activity; on the contrary it assigns to each its proper sphere, and furthers its growth and progress in that sphere. And now, how shall we continue our instruction? We have in the course of these lectures learned to distinguish among the consonants’ impact’ or ‘thrust’ sounds, and then again ‘breath’ or ‘blown’ sounds. We become either throwers of the spear (in the impact sounds) or trumpeters (in the breath sounds). In between we have the ‘wave’ sound l, and the trembling or ‘vibrating’ sound r in its various forms—the palatal r, the tongue r. These two come in between. Now it is important to see what lies behind this grouping of the consonants For it is no arbitrary grouping, made to fit into some scheme. It is derived from the speech organism, and a fact of far-reaching significance lies behind it. When we speak, we ‘form’ the air. This is true of all speaking of whatever kind or quality: we speak by forming the air. And we form it in ever so many different ways. Now you can get a magnificent feeling of this forming of the air, if you repeat over and over again hm, hum, ham. For you have here what I might describe as speech in full swing. Once you have experienced the great swing of speech, you will feel as you go through the impact sounds—d, t, b, p, g, k, m, n—that when you come to say hm, you would really like to achieve at long last the actual push or impact, you would like to take yourself with the hm right into it. And at the same time you can feel that you want to mould the body of the air out there in front of you to an enclosed form or figure. And you are really wanting to do this, not only with m but with all the sounds that I have named in this left-hand column (see page 378). You do not quite succeed; the endeavour shows itself only in nascent condition. Nevertheless, in the case of all these sounds there is the desire on our part to enter with them into the enclosed form that is taking shape out there in the air. As we utter these’ impact’ sounds, we feel we would like to mould the air to a complete and shut-in form. And now we can well imagine we want to go farther and see what these forms are like. When we form the sound d, we are really wanting to form in the air a figure rather like a kind of runnel which we hold up before us like this, so that it is closed in front. That is the kind of form we want to be making as we say d. When we say b, it is as though we were wanting to make an enclosed form rather like a little ship. With k, we have the definite feeling of wanting to form with our speech something like a tower or pyramid With all these sounds we are conscious of a desire to harden the air. What we would like best of all is that the air would crystallise for us. We have indeed clearly the feeling, as we utter the sounds, that actual bodily forms are there before us spirting up into the air; and we are even surprised that these forms do not begin to fly about. As we come to feel our speaking, we are astonished that when we put forth all our strength, we cannot see b and p, d and t, g and k flying about around us, that we cannot see ms flying about like spirals or ns like the curled-up tails that animals sometimes have. We are quite astonished that this does not happen. For the remarkable thing is that these impact sounds, although we form them in the air, have all the time an inclination to the earth element. With these sounds, in fact, we work right into that which is earth in the world of the elements; they are proper to the element of earth. (See table on page 378.) And from this correspondence of impact sounds with the element of earth we can learn something that will be most useful for us in our study of speech. For if, as we speak k, we imagine before us a crystal form shaped somewhat like a tower, if we hold this form clearly before our mind's eye, that will do a great deal towards purifying our utterance of the sound. It will also make supple the organs we use in speaking the sound. And we shall find it a wonderful help if while speaking the sound m we imagine a climbing plant—some variety of bindweed, for example—that twines itself round the stem of another plant. And then for n, we cannot do better than think of the woodruff, with its wreath of petals at the top of the stem. Thus, to find the inner content of impact sounds, we have to go to the earth, we have to conjure it forth from the element of earth. Suppose you want, for example, to get to know more intimately the inner configuration of the sound p. Call up before your mind's eye the sunflower plant, that bold-faced annual that lifts itself up to such a height. Look at its enormous overhanging golden flowers that spread out their centres so conspicuously for all to see. There you have the sound p most marvellously displayed. To call forth from the forms and shapes in which the earth element manifests, to conjure up from them the impact sounds, will bring our speaking a stage onward. And then, what this exercise does for us will have to be brought into the lovely and smooth-running flow of speech. Let me show you how this can be achieved. Think of the pyramid, which so well expresses a k; for as we say k, we live—in speech—in the pyramid Now let the pyramid fall down and crumble to dust. This will mean, we let the k sound pass over into the l sound, and do you see? What before was solid and firm, is now all in flow, runs away like water. k–l—it runs away like water. What is it in a Keil (a wedge) that makes it of value for you? A wedge that won't wedge itself in, a wedge that doesn't run in has no sense. The k is right too, for a wedge has a shape like a pyramid when you stand it up on end; but the main point for you about a wedge is that it slips in easily. Keil—the word is marvellously pregnant of meaning. Speak the word, and feel at the same time what the Keil does, feel the cleft it makes as it eases its way in. Feel then also how the firm solid element meets with hindrances as it goes over into flow, and how these find expression in the vowel, in the ei. In truth, a wonderful word! You can do the same with all the impact sounds. Bring them together with l, and you will find you are bringing them into a right and beautiful flow of speech. You can also go the other way about, you can begin with something that is in flow and arrest it, establish it Practise saying the word Diele (a deal or plank). It flows in the mouth wonderfully. And now take it backwards. Set out with what is living and in flow, and carry it into the earth element, letting it become fast and firm. Diele reversed takes on a most beautiful form: Lied (a song). The song, to begin with, lives—in the soul; it is then given form, and wrought into a poem: Lied. You should learn to feel what lies behind these transitions from one sound to another. Take now the sound t and follow it with an l. T expresses a hardening, a making firm; and then what has been made firm goes sloping away in l. In the word Tal (a dale or valley) you have a wonderful picture of this process. The land that has been pressed down hard runs out on to the plain below. Now reverse the process. Take what is in flow and make it firm; and you have a Latte (a lath). The sap in the living wood is in flow, and becomes hardened in the lath. Going through a word in this way, entering right into the feeling of each sound in turn, you come at last to the word's own secret. Suppose now we go through the same process as we did with Keil, but take this time some tool we can manipulate by ourselves and turn easily in any direction. For a wedge, we usually require of course the help of a hammer; now we will take instead a tool with which we can make nearer contact—the one I have in mind is actually rather like a little boat that we can steer whither we will: Beil (an axe). The word answers well to the description and demonstrates quite clearly the difference between k and b. Now take Beil backwards. Begin with the flow and then make it fast. Instead of bringing your axe into swing, you now bring what is alive into form, enclosing it in firm form—and you have Leib (a body). Continued practice in uniting impact sounds with the wave sound 1 will work wonders for you. Your speaking will have clearly defined contours, and will at the same time flow well; your words will be formed and finished and yet follow one another in the sentence with ease and fluency. From now on, therefore, let this association of impact sounds with the wave sound l be designated as the ‘Stoss-Wellen’ (Impact-Wave,—‘press-home and let-flow’). For special attention should be given to this sound-process in speech training. Students can learn from it how to form and frame their single words and at the same time also how to bring them into flow, so that the whole sentence runs like a smoothly flowing stream. All this can be learned from the practice of ‘Stoss-Wellen.’ To describe things of this kind, we have, you see, to look round for new expressions. Taking our start in this way from impact sounds and going on to 1, we find that we have passed from earth to water. For in the impact sounds we have the element of earth and in l that which essentially signifies the fluid element, water. You can even hear in the sound an imitation of water. But now let us suppose that water becomes so tenuous that it begins to vibrate and quiver inwardly; in effect, we begin to find ourselves in the element of air. The water is evaporating, is turning gaseous, is wanting all the time to pass into the inwardly aeriform condition. This means, we are no longer satisfied to remain in the perpetual inner flow of the watery element; the inner vibration of air must now begin for us. We have this in the sound r. The air that we use for speaking, vibrates inwardly in r. R belongs to the element of air. Imagine you have a box in front of you. You open it, hoping to find in it a present from a friend. You feel sure there is something really exciting in that box. You open it—and there is nothing there, nothing at all! And all that flow of feeling in you (l) evaporates. Before, the moisture on your tongue had been all in movement. You open the box, and air comes to meet you, nothing but quivering air. You exclaim: Leer!1 (empty). In this word leer the whole course of your experience is described—even to your starting-back which is so forcibly expressed in the double e. It would indeed be impossible to find a more adequate description of your disappointment than is given in this gesture ... and this word leer. Gesture and word taken together reproduce the experience with marvellous accuracy. A great deal can be learned by observing words in this manner; continuing in such a study, the actor will be able to fulfil with freedom and fluency all that is required of him. And now let us suppose that we take this vibration, this quivering, and form it, out there in the air. You will soon see what happens if you study a trumpet, not of course the metal part, but what goes on inside the trumpet when you blow. Study this carefully. Provide yourself with a highly sensitive thermometer and see what it will reveal inside the trumpet, when the vibration begins to assume forms and figures corresponding to certain tones. You will find different temperatures registered in different parts of the trumpet. This is as much as to say that the processes taking place in the trumpet express themselves in the element of fire. And the same is true of all breath sounds. When we utter feelingly the sounds: h, eh, j, sch, s, f, w, we are taken over into the element of fire or warmth. For these sounds live in the element of warmth. You will also see from this what happens when you say hum. You set out from the warmth element; you are working, to begin with, with your own warmth. In the h you release your warmth, you let it out. Then you catch hold of what you have placed outside you and feel it as a consolidation of your being, of your whole being: hum. You take hold of your warmth and make it fast and firm: hum, ham, and so on. Again, suppose you want to picture something that is alive, that has life in itself and is ready to go on living on its own. Continued practice with ‘breath’ or ‘blown’ sounds will bring you this experience. Words that have only such consonants are not so frequently met with, because what is alive is not posited by us as easily as are fixed objects; nevertheless you will find them here and there, where something that is outside in space is pictured as alive and unstable; and here you will again have opportunity to make interesting studies. Say, you want to express that an object is alive, but its life is uneasy, is precarious. You may describe the object as schief (aslant, on the incline).2 The word itself suggests that the object could at any moment—instead of remaining in life—fall over and come to grief: schief. Suppose, however, you want, on the other hand, to consolidate what is alive and mobile. Then you will have to see how you can make stand up straight something that is naturally, of itself, full of weaving, flowing life. Imagine before you a form. At first it is a tiny little form. It grows and grows; it rises, runs up higher and higher and becomes eventually quite tall. But now you want to express that the living, weaving form has shot up in a line. You say it is schlank (lank or slender). You begin with the sch, which tells of life, and go into the l (flowing), and then, with the k, which makes the life stand up in a straight line, you come back in the end to an impact sound. There is still another transition that should without fail be practised by any student who wants to form his speech artistically. For he will want to be able to speak so that his speaking streams out over the audience. He will not attain this by concentrating on the individual sounds he has to utter; rather does it depend on the whole general character he is able to give to his speaking. For an actor, this is obviously a matter of first importance. His words must penetrate to the farthest limits of the theatre, they must become a living presence throughout the space of the auditorium. This result can be achieved by the following exercise; and he who knows it will find himself in possession of an esoteric secret of the art of speech. The exercise consists in letting the vibrating air move on into breath sounds, thus: Reihe, reihen, reich, rasch, Reis, reif. And supposing you want the very sound itself to have a hypnotising effect, you can do as the lawyer did of whom we were speaking yesterday, who advised his client to say: veiw. A fine and delicate perception lies behind the use of this sound-sequence in the piece we were studying yesterday. It is, I may say, quite wonderful how many features and details in those old plays, features that were of course introduced quite instinctively, are in perfect accord with the laws of human life. And so, in order that our speaking shall mould the sentence plastically, we must learn to form in it especially the sounds that belong to earth and water; and for our speaking to be alive and effective we must learn to give form to the air- and fire-sounds—the air-sound r and the breath sounds. I do not mean to imply that what we say will have to be expressed with these sounds. But by practising sound sequences that contain earth sounds and the water sound, we can learn to form a sentence so that it has an inner plastic force; and we can on the other hand learn how to speak impressively, so that we may with comparative certainty assume that what we say has penetrated, has gone home, by practising the exercise I gave just now, the exercise that goes between the air sound r and the fire sounds. The actor will need to develop his speaking in both these directions: he must speak beautifully, and he must also impress his listener. And I have given you here the technique whereby he can learn both. There is still another thing which is necessary for one who wants to make progress in the forming of speech. He has to acquire the faculty of carrying into the realm of the intimate every feeling or impression that is awakened in him from without; he must be able to bring it right home to himself in an intimate way. Let me make this clear by an example. Take the sensation that many of you are experiencing in these days when the ‘inner configuration of the air’ in this lecture room forces itself upon your notice. Some of you, I know, feel it distinctly uncomfortable. We will take the most simple and primitive sensation that someone may have. He perceives that it is hot in here—with all the other feelings that can go with this experience. Or let us say that for his feeling the room is warm—simply warm. Now, anyone who has interested himself at all in the forming of speech will know that a word like ‘warm’ can be spoken in a variety of ways. You are probably familiar with the delightful little story illustrative of the saying: Der Ton macht die Musik.3 Little Itzig writes home to his father: ‘Dear Father, send me a gulden!’ The father cannot read, so takes the letter to a notary who reads out to him in a peremptory, rude tone of voice: ‘Dear Father, send me a gulden!’ ‘Whatever next! The good-for-nothing little scamp will get no money out of me, if he writes like that! Is that really what he says?' But now the poor father cannot after all find it in his heart to leave the matter at that, so he goes to the parson. The parson takes the letter and reads out to him in a gentle, quiet tone : ‘Dear Father, send me a gulden!’ ‘Is that really what he says?’ ‘Certainly!’ replies the parson. ‘The dear little fellow, I'll send him one right away!’ Yes, everything depends, you see, on the tone of voice! Similarly, the word `warm' can be spoken in many different ways. But, my dear friends, if that is so, we must be able to bring into the sounds of the word all the different fine shades of feeling that we want to express. And that has to be learned; we have to learn how to do it. Let us return to our supposition that someone feels the room warm. (I choose this for my example, since I have a suspicion that quite a number of you may be experiencing this feeling at the present moment.) And now let him follow the experience back into the subjective. Let us imagine he shuts his eyes, forgets there are other people around him and says to himself: Es saust (I feel a buzzing or whizzing sensation in my head!). He calls the ‘being warm’ a sensation of buzzing because he can feel it like that when he withdraws into himself and experiences it subjectively. Try to distinguish different kinds of buzzing that you can experience. When you are very cold, you feel inside you quite another kind. One could imagine, it might almost become a habit to have, when the room is warm, this inner sensation of buzzing.
Practise this, entering into the inner feeling of it; and it will help you to make your intonation of the word ‘warm’ accord with the precise shade of experience that you want it to express. Exercises of this kind should be included in your training. Take another: I am cold. Es perlet (I feel a tingling, a stinging sensation—and this time, especially in my legs and arms).
The more of such examples that you can find for yourselves, the better. See where you can take some word that expresses a perception or sensation, and lead it over into an experience that is more intimate, that touches you more nearly. To carry over in this way a perception that is at first more remote and separate into the realm of the intimate will give to your speaking the right inner ‘feeling’ tone. So we have now four properties of speech:
These are, every one of them, a matter of technique. The actor has simply to learn the technique for achieving them. In past ages, such things were known instinctively, and men were also aware of their fine spiritual significance. In the school of Pythagoras, for example, the pupils had to recite strongly marked rhythms, the aim being to intervene by this means in human evolution, taking hold of what was instinctive and developing it further by education. Take a line of verse that runs in trochees or dactyls, such as:
A rhythm of this nature, chanted in a kind of singing recitative, Pythagoras would use in his school to tame the passions of men. He knew its power. And he knew also that verse in the iambic rhythm has the.effect of stirring up the emotions. Such things were well known to the men of earlier times, just as they knew too that the art of music takes us back to the Gods of the past, the plastic and pictorial arts lead us an to the Gods of the future, while the art of drama, standing between the two, conjures up the Spirits of the time in which we live. We too must learn to perceive truths of this nature. A knowledge of them must return again among mankind; only then will art be able to take its right place in life. It is really also quite remarkable how strongly the instinctive can still make itself feit in this domain. Look at the popular poetry composed by the Austrian poet Misson, the Piarist monk who wrote in dialect. If you study Misson's biography and read of all the other things that he did, you will find that he obviously wanted this poetry to have a soothing, calming effect. He accordingly chose for it, not the iambic metre but, notwithstanding that he was writing in dialect, the hexameter.
You can feel, as you listen to the lines, their soothing, quieting influence. If you want to lead straight over to the spiritual, if you want to take your hearers away from the physical and lead them up to where they can move in the realm of the spirit, then you will have to use the iambic metre, but still forming the speaking gently, quietly. And this is one of the reasons that prompted Goethe, for example, to write his dramas in iambics, one of the reasons also why our Mystery Plays have been written largely in iambic verse. A sensitive perception for such things will have to live within us, if we want to have again true schools of dramatic art. In such schools it must be known that speech is alive, that gesture is alive, that everything that happens on the stage is alive and active and sends its influence out far and wide. or, using English letter:
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96. Original Impulses fo the Science of the Spirit: Signs and Symbols of the Christmas Festival
17 Dec 1906, Berlin Tr. Anna R. Meuss Rudolf Steiner |
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See Steiner R. World History in the Light of Anthroposophy (GA 233), lectured dated 5 January 1924. Tr. G. & M. Adams. London: Rudolf Steiner Press 1977. |
96. Original Impulses fo the Science of the Spirit: Signs and Symbols of the Christmas Festival
17 Dec 1906, Berlin Tr. Anna R. Meuss Rudolf Steiner |
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The Christmas festival which we are about to celebrate is given deep significance again and a new life in the spirit with the anthroposophical view of the world. Spiritually, the Christmas festival is a sun festival, and it is as a sun festival that we shall meet it today. To begin with, let us hear the most wonderful apostrophe81 addressed to the sun, words Goethe wrote for his Faust:
These are the tremendous words Goethe lets his representative of humanity utter as the sun rises in the morning. It is not this sun, however, awakening anew every morning, which we are considering in connection with the festival of which we want to speak today. We want to let the true nature of the sun influence us in a much deeper sense. And the reality of that sun shall be our lodestar today. We shall now hear the words that reflect the most profound meaning of the Christmas mystery. These words sounded as the pupils listened in deep devotion in the mysteries of all ages, hearing them before they were permitted to enter into the mysteries themselves. Many people who today know only the Christmas tree with its candles believe it to be an institution that has a long tradition. This is not the case, however. The Christmas tree is in fact a fairly recent European institution. Even the earliest Christmas tree was only just over a hundred years ago. But young as the tree may be, the Christmas festival is old indeed. The Christmas festival was known and celebrated in all the mysteries of earliest times everywhere. It is not a mere sun feast but one that takes humanity to true perception or at least an idea of the wellsprings of existence. It was celebrated annually by the highest initiates in the mysteries at the time when the sun sent the least energy to the earth, gave the least warmth. It was also celebrated by those who could not yet take part in the whole of it, but knew only an outer reflection of the most sublime mysteries, a reflection in the form of images. And these secrets from the mysteries have survived through the ages and assumed a different garb among different peoples, depending on their beliefs. Christmas is the name given to the solemn night, this holy night celebrated in the great mysteries. These were occasions when the initiator would let the higher human being be resurrected in those who had been adequately prepared, or, to put it in present-day terms, when the living Christ was born in the inner human being. People who do not know that spiritual principles are at work as well as chemical and physical principles, and that like chemical and physical principles these have their particular seasons in the cosmos, people like this are the only ones able to believe that it does not matter when the higher self is awakened. The essence of the great mysteries was that human beings lived through an event in which they were allowed to see the creative powers in the glory of colour, in bright light; were permitted to see the world around them filled with spiritual qualities, with many spirits; were permitted to see the world of spirits around them, and had the greatest experience a human being can have. One day this moment will come for all and everyone. All will know it, though perhaps only after many incarnations—but the time will come for all and everyone when the Christ will rise within them and new seeing, new hearing will awaken in them. Mystery pupils who were being prepared for the awakening would first be taught what this awakening meant in the great universe. After this the final acts would come to bring awakening, and these acts were performed at the time when the darkness was greatest, when the sun was at its lowest in the outside world—at Christmas, for those who knew the true facts in the spirit knew that powers moved through cosmic space at this time that were helpful for such an awakening. During the preparation the pupils would be told that those who truly wished to know must know not only what had been happening on this globe through millennia but must also learn to have an overview of the whole of human evolution. They also had to know that the great festivals had been made part of the year and its seasons by leading spirits and that they must devote themselves to looking up to the great eternal truths. The eye was guided to roam over millions of years. Look to the time, the pupils would be told, when our earth was not yet the way it is now, when there was no sun as yet, no moon, but the two were still one with the earth; when the earth was still one body with the sun and the moon. Human beings were there at that time, but they did not yet have a body. They were spiritual entities, and no light of the sun fell on those human souls and spirits from outside. The light of the sun was in the earth itself. It was not like the sunlight of today, which falls on creatures and objects from the outside. It was a light that had power of spirit in it, and shone forth at the same time in the inner life of every human being. Then came the time when the sun moved away from the earth. It separated from the earth and its light then fell on the earth from outside. The sun had withdrawn from the earth. Darkness had come to the inner human being. This was where the human race began to evolve towards the future point in time when they would find the inner light shining again within them. Humanity had to gain knowledge of the things of this earth, using the outer senses. Human evolution tended towards the time when the higher human being, the spirit human being, would once again be aglow and alight within. From the light through the darkness to the light—that is the course of human evolution. When the pupils had been prepared they would be guided towards awakening at the moment in time when as a chosen group they were to have an inner experience of something which the rest of humanity is only to experience in the distant future. Then they would see the light of the spirit with eyes that had been opened in the spirit. This solemn moment was to come when outer light was weakest, on the day when the sun shone least in the outside world. Then, on that day, the pupils of the mysteries would be brought together, and the inner light would open up for them. Others who were not yet able to take part in this celebration were to have at least an outer image that would tell them: ‘You, too, shall one day know this great moment. Today you see an image. Later you shall experience the event you now see in the image.’ Those were the lesser mysteries. They would show a reflection of what the initiate would experience at a later time. Today we’ll share in the experience of what happened in the lesser mysteries around the midnight hour. It was the same everywhere—in the Egyptian mysteries, the Eleusinian mysteries, the mysteries of Asia Minor, in the Babylonian and Chaldean mysteries and also in those of Persian Mithra worship and the Indian Brahma mysteries. Everywhere the pupils of those mystery centres would have the same experience around the midnight hour of that solemn night. They would gather in good time on the eve of the event. In quiet thought they had to gain insight into the significance of this, the most important event. They would sit in absolute silence, having gathered in the dark. When midnight approached they would have been sitting in the dark room for hours. Thoughts of eternity went through their inmost minds. Then, towards midnight, mysterious sounds would arise, flooding the room, growing louder and then softer again. Hearing these sounds the pupils would know it to be the music of the spheres. Profound, solemn devotion filled their hearts. Then a faint light would come from a dimly lit disk. Those who saw it would know that this disk represented the earth. The luminous disk would then grow darker and darker until finally it would be quite black. At the same time the room around them would grow progressively lighter. Those who saw it knew that the black disk was the earth. The sun, which otherwise shone through the earth had been obscured. The earth could no longer see the sun. Then halo upon halo would develop around the earth’s disk, in rainbow colours, going outwards. Those who saw this would know that it was the iris.84 And around midnight, a luminous reddish violet halo would arise in place of the black earth disk; a word was written on this. The word would be a different one, depending on the nations whose members were allowed to experience the mystery. In our present-day language it would be Christos.85 Those who saw it would know it to be the sun. It appeared to them in that midnight hour when the world all around was lying in profound darkness. The pupils would be told that they had now experienced something in images which in the mysteries was called ‘to see the sun around midnight’. A true initiate truly learned to see the sun around the midnight hour, for the material principle in him had been extinguished. The sun of the spirit alone lived in him, its light shining out over all the darkness of matter. This was the most blessed moment in human evolution when the human being found himself released from darkness and living in the light of eternity. It was shown as an image in the mysteries, year after year, around the midnight hour of that solemn night. The image showed that there is a sun of the spirit as well as the physical sun, and like the physical sun this must be born from deep darkness. To make it even clearer to them, the pupils were taken to a cave after their experience of the rising sun, the Christos. The cave appeared to contain nothing but rock—dead, lifeless matter. They would then see ears of corn arise from the stones, a sign of life, a symbolic picture of life arising from apparent death, life being born in dead mineral. They would then be told that just as the power of the sun will wax again from this day onward, the day when it appeared to have died, so new life was forever rising from life that was dying. The same event is referred to in the words ‘He must wax but I must wane’ in the New Testament.86 John, herald of the coming Christ, of the light of the spirit when it is at its greatest height in the course of the year at midsummer, this John must wane, and as he wanes the power of the light that is coming waxes, growing more and more powerful as John wanes. Thus the new, the coming life is preparing in the seed which must perish and die so that the new plant may arise. The inner feeling pupils were meant to develop was that life lies dormant in death, that new, magnificent flowers and fruit arose from death and putrefaction, that the earth was filled with the power to give birth. They had to come to believe that something happens in the inner earth at this time—the overcoming of death through life. When they were shown the conquering light they were shown the life that was present in death. They experienced this inwardly, they lived through this when they saw light arise and shine out in the darkness. They now saw sprouting life in the rock cave, life arising in glorious abundance from something that was seemingly dead. That is how the pupils were trained to develop this belief in life, and belief in what may be called the greatest human ideal was made to grow in their hearts and minds. They learned to look up to this, the greatest human ideal, to the time when earth will have completed its evolution, when light will be radiant in the whole of humanity. The earth itself will then fall to dust, but its spiritual essence will remain, with all the human beings who have grown inwardly luminous through the light of the spirit. And earth and humanity shall awaken to a higher form of existence, a new stage of existence. When Christianity arose in the course of evolution, this was its ideal in the highest possible sense. It was inwardly felt that the Christos, being the immortal spirit of the earth, was to appear as the foundation not only of all material, sprouting life, but also of spiritual rebirth, the great ideal of all humanity; that he was born around Christmas time, the time of greatest darkness, as a sign that a higher human being can be born out of the darkness of matter in the human soul. Before people came to speak of a Christos, they would speak of a sun hero in the earlier mysteries; he was seen to be connected with the same ideal as the Christos of Christianity. The individual connected with the ideal was called the sun hero. Just as the sun completes its cycle in the course of the year, as its light increases and decreases, just as its heat seems to be withdrawn from the earth and then radiates again, just as its death holds life, letting it stream forth once again, so the sun hero has become lord over death and night and darkness because of the power of his life in the spirit. Seven degrees of initiation were known in the Persian Mithras mysteries. The first was the ‘raven’, someone able only to go as far as the portal of the temple of initiation. The ravens became mediators between the material life of the outside world and the spiritual life of the inner world; no longer belonging to the material world they were not yet part of the spiritual world. We find these ravens come up again and again, always playing the same role as messengers going to and fro between the two worlds and conveying knowledge between them. We also have them in our Norse and German myths and legends—Odin’s ravens and the ravens flying around the Kyffhäuser mountain. The second degree, that of the ‘occult person’, took the disciple from the portal into the inner initiation temple. There he matured until he reached the third degree, the ‘protagonist’ who would go out and make known to the world the occult truths he had experienced in the temple. The fourth degree, that of the ‘lion’, was gained when his consciousness was no longer limited to the individual but to a whole tribe. Hence the Christ was known as the ‘lion of Judah’. Someone whose consciousness extended even further, embracing a whole nation, would have reached the fifth degree. He would no longer have a name of his own but would bear the name of the nation. Thus people spoke of a ‘Persian’, or an ‘Israelite’. We can see why Nathanael87 was called a ‘true Israelite’; it was because he had reached the fifth degree of initiation. The sixth degree was the ‘sun hero’, and we need to understand what this means. We shall then come to see that pupils in the mysteries would feel a shudder of veneration if they knew something about a sun hero and were able to share in the festival to celebrate the birth of a sun hero at Christmas. Everything in the cosmos takes its rhythmic course. All the stars follow a great rhythm, as does the sun. If the sun were to abandon this rhythm for even a movement, if it were to leave its orbit for just a moment, this would cause a revolution of unheard-of importance in the whole of the universe. Rhythm governs the whole of nature, from lifeless nature all the way to the human being. We see it in the plant world—a violet, a lily flowering at the same season. Animals are on heat at given times in the year. This changes only in humans. Rhythm, active in powers of growth, reproduction and so on all the way up to the animal world, comes to a halt in human beings. Humanity is meant to be embedded in freedom, and the more civilized people are the more is this rhythm on the decrease. Just as the light vanishes at Christmas time, so has rhythm apparently completely disappeared from human lives, and chaos prevails. But human beings are meant to bring this rhythm to birth from within and do so on their own initiative. They are meant to shape their lives of their own free will so that they run within rhythmic boundaries. Life’s events are meant to follow one another as firmly and securely as the sun’s orbit. And just as it is unthinkable that the sun’s orbit should ever change, so it should be unthinkable that the rhythm of such a life could be broken. The sun hero was the embodiment of such a life rhythm. With the strength of the higher human being who had been born in him he gained the strength to govern the rhythm of his own biography. This sun hero was also the Christ Jesus for the first two centuries, and this is why the celebration of his birth was moved to the time when the birthday feast of the sun hero had been celebrated from time immemorial. Hence also everything connected with the life story of Christ Jesus, hence also the midnight mass, celebrated in caves by the early Christians in memory of the sun festival. At this mass, a sea of light shone out in the darkness of midnight in memory of the spirit sun that rose in the mysteries. Hence the story goes that Jesus was born in a stable, in memory of the rock cave out of which life was born in those ears of com that were the symbol for life. Just as life on earth was born out of dead rock, so was the highest—Christ Jesus—born out of the lowest. The legend of three priestly sages, the three kings from the east, was connected with his birth. They brought gold, the symbol of external power full of wisdom, myrrh, the symbol of life vanquishing death, and incense, symbol of the cosmic ether in which the spirit lives. In the deeper meaning of the Christmas festival we can therefore sense echoes from man’s earliest times. And this has come down to us in the particular quality which Christianity has. Its symbols reflect the earliest symbols known to humanity. The tree with its candles is such a symbol. It is an image of the tree of paradise for us.88 That tree represents the life-giving principle and the gaining of knowledge in paradise. Paradise itself is the whole, complete sphere of material nature. Spiritual nature is represented by the tree in the midst of it, the tree that encompasses knowledge and the tree of life. Knowledge can only be gained at the cost of life. A story tells us the significance of the tree of knowledge and the tree of life. Seth stood before the gates of paradise and asked to come in. The cherub guarding the entrance let him enter. This is to indicate that Seth became an initiate. When Seth was in paradise he found that the tree of life and the tree of knowledge were firmly intertwined. The archangel Michael, he who stands before god, allowed him to take three seeds from the intertwined tree. This tree prophesies the future of humanity. When the whole of humanity has gained insight and has been initiated, it will bear within it not only the tree of knowledge but also the other tree, that of life. Death will then be no more. For the time being, however, the initiate was only allowed to take three seeds, the three seeds that signify the higher principles of the human being. When Adam died, Seth placed the three seeds in his mouth and a flaming tree grew on Adam’s grave. This had the property that new shoots and leaves would grow from any wood cut from it. In the bush’s circle of flame were written the words ehjeh asher ehjeh, meaning ‘I am the one who was, who is and who shall be’. This signifies the principle that goes through all incarnations, the power of man to renew himself, come into existence again and again, descending from the light into the darkness and ascending from the darkness into the light. The rod Moses used to perform his miracles was cut from the wood of this bush. The gate of Solomon’s temple was made of it. Wood was taken from the bush and put into the pond at Bethesda and gave it the power of which the story tells. And the cross of Christ Jesus was made of this wood, the cross which shows life dying away, life perishing in death which nevertheless has the power in it to bring forth new life. Here we have before us the great symbol for the world—life that overcomes death. The wood of the cross had grown from the three seeds that came from paradise. The same symbol—of the lower principle dying and the resurrection of the higher principle sprouting forth from it—is also shown in the Rose Cross, and the red roses. Goethe put it in these words: For as long as you do not have This is a wonderful connection between the tree of paradise and the wood of the cross! The cross may be a symbol for Easter, but it also deepens the Christmas mood for us. We can feel the new life welling forth in the Christ idea as we contemplate it in the night when Christ Jesus was born. We see the idea reflected in the living roses decorating our tree here. They tell us that the tree of holy night has not yet become the wood of the cross but the power to be this wood is beginning to arise within it. The roses growing among the green are a symbol of the eternal conquering the temporal. The square of Pythagoras (Fig. 12) is a symbol for the fourfold nature of man—physical body, ether body, astral body and I. The triangle (Fig. 13) is the symbol for the threefold higher nature of man—spirit self, life spirit and spirit human being.Above it we have the tarot symbol (Fig. 14). The initiates of the ancient Egyptian mysteries knew how to read it. They also knew how to read the Book of Thoth, which consisted of 78 cards telling of all the world’s events from beginning to end, alpha to omega (Fig. 15). One could read them by placing them in the right order. The images showed life dying down into death and sprouting up again in new life. Someone able to combine the right numbers with the right images would be able to read it. And this numerology, the wisdom given in images, had been taught from earliest times. It still played an important role in the middle ages, with Raymond Lully,90 for instance, but little remains of it today. Above it is the tao (Fig. 16), the sign reminding us of the image our earliest ancestors had of God. Before Europe, Asia and Africa were cultivated land, those ancestors lived on Atlantis, which has gone down beneath the waves. Norse mythology still holds memories of Atlantis in the legends of Niflheim, home of mists. For Atlantis did not have clear air. Vast, mighty masses of mist rolled and boiled above the soil, similar to the experience we may have today walking in the clouds and mists at high altitudes. Sun and moon were not clearly visible in the sky. On Atlantis they appeared surrounded by rainbow haloes the sacred iris. People were then still much more able to understand the language of nature. The lapping waves, the sound of the wind in the trees, the whispering leaves, the rumble of thunder still speak to us today, but we no longer understand them. The ancient Atlanteans did. They felt that a divine element was speaking to them in all these things. In the midst of all those speaking clouds and water and leaves and winds a sound reached the ears of the Atlanteans: tao—it is I. The essence of the whole natural world lived in that sound. Atlantis heard it. The tao later became the letter T. The circle at the top is the sign for the all-encompassing nature of God the Father.<.p> Finally the principle which is present in the whole of the universe and exists as the human being is shown in the symbol of the pentagram (Fig. 17) which we see at the top of the tree. It is not permissible to speak of the deepest sense of the pentagram here and now. It does show us the star of evolving humanity. It is the star, the symbol of the human being which is followed by all who have wisdom, as the priestly wise men did in the distant past. It is the meaning of the earth, the great sun hero who is born in holy night because the most sublime light shines out in the deepest darkness. Humanity will live on into a future when the light will be born in them; when words pregnant with meaning will give way to others and it will no longer be said that the darkness cannot comprehend the light. Truth will sound out in cosmic space, and the darkness will comprehend the light that shines out for us in the star of humanity. Darkness shall yield and comprehend the light, that is, will be taken hold of by it. And this is meant to sound out for us from our inmost being in the Christmas festival. Only then will we be celebrating Christmas in the right way, for it will then tell us that one day the light of the spirit will shine out from the inmost human being into the whole world. And we’ll then be able to celebrate Christmas as the feast of the most sublime ideal for humanity. It will then have real meaning again, be alive again in our souls, and the Christmas tree, too, will once more have its true meaning as a symbol of the paradise tree, truer than the meanings it is given today, however thoughtful. In our hearts, celebration of holy night will lead to joyful hope and to understanding that yes, I too shall experience within me what we must call the birth of the higher human being; in me, too, the birth of the saviour, of the Christos, will come.
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