207. The Seeds of Future Worlds
24 Sep 1921, Dornach Translator Unknown |
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It is lecture 1 of 11 from the lecture series: Anthroposophy as Cosmosophy Vol. I It is also known as: At the Center of Man's Being: II, or Natural Law and Moral Law. |
Needless to say, one cannot set things before the world at large to-day in the way I have described them to you here, for people have not yet been sufficiently prepared by Spiritual Science and Anthroposophy. Yet there are ways in which one can point out even to modern men how they carry in them a centre of destruction, and how in the world outside there is something wherein the Ego of man is as it were submerged, where it cannot hold itself fast—as in earlier times men were told about the Fall and other doctrines of that kind. |
207. The Seeds of Future Worlds
24 Sep 1921, Dornach Translator Unknown |
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Yesterday I spoke of how we find within man a kind of centre of destruction. I showed how as long as we remain within the limits of ordinary consciousness, we retain memories of the impressions made upon us by the world, but that this is as far as we can go. We receive our impressions from the world; we turn them into experience through our senses and through our understanding, through all the manifold effects they have upon our soul; and later we are able to call up again pictures of what we have experienced. We bear these pictures within us; they are for us our inner life. It is indeed as though we had within us a mirror; but one that works differently from the ordinary spatial mirror. For the ordinary mirror reflects what is in front of it in space, whereas the living mirror we carry within us reflects in quite another way. It reflects the sense-impressions we receive, and reflects them in the course of time. Something or other—at some later moment—causes this or that impression to be reflected back again into consciousness, and so we have a memory of a past experience. If we break a mirror that is in space, then we can see behind it; we can look into a realm we cannot see when the mirror is intact. Correspondingly, if we carry out inner exercises of the soul, we come, as I have often suggested, to something like a breaking of the inner mirror. The memories can as it were cease for a time—for how long a time depends upon ourselves—and we can look more deeply into our inner being. As we do this, as we look within behind the memory-mirror, then what I described as a kind of centre and heart of destruction meets our gaze. There must needs be such a centre within us, for only in such a centre can the Ego of man establish itself. It is a centre for the strengthening and hardening of the Ego. But, as I said, if this hardening of the Ego, if this egoism is carried out into social life, then evil ensues, evil in the life and actions of men. You may see from this how complicated is the life into which man is placed. Here you have something which has its good use and purpose within man, for otherwise he would not be able to develop his ego, but something which must never be allowed outside. The bad man carries in into the outer world; the good man keeps it inside him. If it is carried outside, it becomes evil and wrong. If it is kept within, it is the very thing we need to give the Ego its right and proper strength. After all, there is really nothing in the world that would not bring blessing to man, were it only in its right place! We should be thoughtless and unreflecting, if we lacked this centre within us. For this centre enables us to experience in it something we would never be able to experience in the external world. In the external world we see objects in a material sense, and following the custom of present day science we speak of the conservation of matter, the indestructibility of matter. But in this centre of destruction it really happens that matter is destroyed. Matter is thrown back into nothingness, and we have the power within this nothingness to cause the good to arise. We do so, if instead of instincts and impulses, which are bound to work in the direction of egoism, we pour moral and ethical ideals into the centre of destruction. Then, in this very centre of destruction, the seeds of future worlds arise. Then we, as men, take part there in the coming into being of worlds. When we speak, as you may read in my Outline of Occult Science, of how our Earth will one day suffer dissolution, and of how out of all manner of intermediate states of transformation the Jupiter existence will eventually be evolved, then we have to see it in this way. The Jupiter existence will contain nothing but the new creation that is being formed to-day in man within this centre of destruction. It is being formed out of man's moral ideals, but also out of his anti-moral impulses, out of what works as evil from his egoism. Hence the Jupiter existence will be a battle between the good which man, already here and now, is bringing to birth by carrying his moral ideals into his inner chaos, and the unmoral and anti-moral which is due to the presence of egoism. Thus, when we look into our deepest selves, we are gazing upon a region where matter is thrown back into nothingness. I went on to indicate how it is with the other side of human existence, where we are surrounded with sense-phenomena. We behold these phenomena spread around us like a carpet or tapestry, and we apply our intellect to combine and relate them and discover within them laws, which we then call the laws of nature. But with ordinary consciousness we never get beyond this tapestry of the senses. We penetrate it just as little as we penetrate the memory-mirror within. With a developed consciousness, however, we do come through it. Then men of ancient Oriental wisdom penetrated it with a consciousness informed by instinctive vision. And then they looked upon a world where egohood cannot hold its own in consciousness. We enter this world every time we go to sleep. When we fall asleep, the Ego is dulled, and the reason is that beyond the tapestry of the senses lies that world where, to begin with, the ego-power, as it develops for human existence, has no place at all. Hence it is that the ancient Oriental, who had a peculiar longing to live behind the phenomena of the senses, used to speak of Nirvana, of the end and disappearance of egohood. This brings us to the great contradiction between East and West. In times past the Oriental developed a longing to see behind the sense-phenomena, and in so doing acquired a power of vision into a spiritual world which is not composed of atoms and molecules but of spiritual Beings. This world was there in visible actuality for the perception of the ancient Oriental. In our days the Oriental, particularly in Asia but also in other parts of the world, is living in the decadent stages of this yearning to reach the world behind the sense phenomena; while the man of the West has developed his Ego, has allowed that hardening and strengthening to take place within the centre of destruction which we have described. In saying this we are already on the way to seeing what it is that must enter into man's consciousness, now and in the early future. For if the pure intellectualism that has been developing ever since the middle of the 15th century were to continue, mankind would fall into decline; for intellectualism will never help us to pass either behind the memory-mirror or behind the tapestry of the world of the senses. And it is essential that man should acquire once more a consciousness of these worlds. He must do so, if Christianity is again to become a truth for him; it is not a truth for him to-day. We can see this clearly when we look at the modern conception of Christ—if indeed modern times may be said to have any idea of Christ at all. The truth is that we are living in a stage of evolution when man cannot possibly come to an idea of Christ as long as he makes use only of the concepts which he has been developing since the 15th century. In the 19th and 20th centuries he has become incapable of forming a true idea of Christ. Man looks round about him on the world, and uses the combining faculty of his intellect to build up natural laws. Following a line of thought that is perfectly possible for the consciousness of the present day, he comes to the point when he could say: “The world is permeated with thought, for the laws of nature can be apprehended in thoughts; they are in reality the thoughts of the world. If I follow up the laws of nature I am bound eventually to apply them to the coming into existence of man himself as a physical being, and then I have to admit that within the world I survey with my ordinary consciousness, beginning with sense-perception and going on as far as the memory-mirror, a spiritual element lives.” One must needs be ill, pathologically ill, if like the atheistic materialist one is not willing to recognise this spiritual element. We live in this world that is given for ordinary consciousness; we come forth into it as physical man through physical conception and physical birth. But what is observable within the physical world must be inadequately contemplated if one fails to see behind the physical world a universal spiritual element. When we are born as little babies, we are really for external perception not unlike some creature of nature. Then out of this being of nature, that is virtually in a kind of sleep condition, spiritual inner faculties gradually develop. If we learn to trace back these emerging spiritual faculties in the same way that we trace the gradual growth of the limbs, we find that we must look for their source beyond birth and conception. Thus we come to the point of thinking in a living and spiritual way about the world, where before, in our consideration of external nature, we only built up abstract laws. We come, in other words, to an affirmation of what we may call the Father God. Scholasticism held—you will remember—that knowledge obtainable by ordinary rational observation of the world includes knowledge of the Father God. It is indeed true that if anyone sets out to analyse the world as it is given for ordinary consciousness, and does not end by gathering up all the natural laws in what is called the Father God, he must be in some way ill. To be an atheist is to be ill; that is how I put it here once before. With the ordinary consciousness, this is as far as we can go. With the ordinary consciousness we can come to the Father God, but no further. It is symptomatic of our times when a theologian of such standing as Adolf Harnack says that Christ the Son does not really belong in the Gospels; that the Gospels are the message of the Father, and that Christ Jesus has place in the Gospels only in so far as He brought the message of the Father God. Here you may see quite clearly how with a certain inevitability this modern thinking leads men to recognise even in theology only the Father God, and to understand the Gospels themselves as containing no more than the message and tidings of the Father God. Thus in the sense of this theology Christ is of account only as having appeared in the world and brought to men the true teaching concerning the Father God. Two things are implied in this. First, the belief that the message of the Father God cannot be read by a study of the world in the ordinary way. The Scholastics still held that it could. They did not imagine that the Gospels were there to speak of the Father God; they assumed that the Gospels were there to speak of God the Son. That men can come forward with the opinion that the Gospels speak only of the Father God is proof that theology, too, has fallen into that way of thinking which has developed as the peculiarly Western method. For in early Christian times, up to about the third or fourth century, when there was still a good deal of the Oriental wisdom in Christianity, men were occupying themselves intently with the question of the difference between the Father God and God the Son. These fine differences that engaged attention in the early Christian centuries have long ceased to have meaning for modern man, who has been occupied in developing egohood as a result of the influences I have described. A kind of untruth has thus found its way into modern religious consciousness. Through inner experience, through his analysis and synthesis of the world, man comes to the Father God. From tradition, he has God the Son. The Gospels speak of Him, tradition speaks of Him. Man has the Christ, he wants to acknowledge Him—but through inner experience he has Him no longer. Therefore he takes what he should apply only to the Father God and transfers it to the Christ God. Modern theology has not the Christ at all; it has only the Father—but it calls the Father “Christ,” because it has received the tradition of the Christ Being in history and, quite naturally, wants to be Christian. If we were honest, we should simply be unable to call ourselves Christians in modern times. All this is quite changed when we go further East. Even in the East of Europe it is different. Take the Russian philosopher of whom I have frequently spoken—Soloviev. You find in him an attitude of soul that becomes a philosophy and speaks with full justification of a difference between Father and Son. Soloviev is inwardly justified in so speaking because for him both the Father and the Christ are experiences. The man of the West makes no distinction between God the Father and Christ. If you are inwardly honest with yourselves, you will feel that the moment you want to make a distinction between the Father God and the Christ, the two ideas become confused and involved. For Soloviev that would have been impossible. He experiences each separately, and so he has still an understanding for the spiritual conflict that was fought out during the earliest Christian centuries, in the endeavour to realise in consciousness the distinction between the Father God and God the Son. This, however, is the very thing that modern man needs to learn. There must again be truth in calling ourselves Christians. It must not be that we make a pretence of worshipping the Christ and attribute to Him only the qualities of the Father. But to avoid this we must bring forward truths such as I have been indicating to-day. That is the only way we can come to the twofold experience, the experience of the Father and the experience of the Son. It will be necessary to change the whole form of our consciousness. The abstract form of consciousness in which modern man is born and bred, and which does not permit of more than the recognition of the Father God, will have to be replaced by a much more concrete life of consciousness. Needless to say, one cannot set things before the world at large to-day in the way I have described them to you here, for people have not yet been sufficiently prepared by Spiritual Science and Anthroposophy. Yet there are ways in which one can point out even to modern men how they carry in them a centre of destruction, and how in the world outside there is something wherein the Ego of man is as it were submerged, where it cannot hold itself fast—as in earlier times men were told about the Fall and other doctrines of that kind. We in our time have only to find the right form for these truths—a form which would enable them to find their way into ordinary consciousness; they must become part of ordinary consciousness, even as the doctrine of the Fall of man used to give instruction concerning a spiritual foundation of the world, in ways that were different in their effect from our teaching of the Father God. Our modern science will have to become permeated with conceptions such as those we have expounded here. At present it is ready to recognise in man only the laws of nature. But in this centre of destruction of which I have been speaking the laws of nature are united with the moral laws; there, natural law and moral law are one. Within man matter is annihilated, and so are all the laws of nature. Material life, together with all the laws of nature, is thrown back into chaos; and out of the chaos a new nature is able to arise, filled through and through with the moral impulses we ourselves lay into it. As we have said, this centre of destruction is below our memory-mirror. So that when we let our gaze penetrate deep down below this memory-mirror, there at last we observe it, though it is always within us. A man is not changed by knowledge: he merely comes to know what he is like, what his normal condition is. And he must learn to meditate upon these facts. When we are able to penetrate into this inner core of evil in man, and are able also to become conscious of how into this evil, where matter is destroyed and thrown back into chaos, moral impulses can find their way, then we have really found in ourselves the beginning of spiritual existence. Then we perceive the spirit within us in the act of creating. For when we behold moral laws working upon matter which has been thrown back into chaos, we are beholding a real activity of the spirit taking place within us in a natural way. We become aware of the spirit concretely active within us, the spirit that is the seed of future worlds. With what can we compare this finding? We cannot compare it with what our senses tell us of external nature. We can compare it only with a communication made to us by another human being through speech. It is indeed more than a comparison when we say of that which takes place in us, when moral and anti-moral impulses unite with the chaos inside us, that it speaks to us. There we have something that is no mere allegory or symbol, but actual fact. What we can hear externally with our ear is a speech toned down for the earth-world, but within us a speech is spoken that goes out beyond the earth, for it speaks out of that which contains the seeds of future worlds. There we penetrate into what we must call the “inner word.” In the words that we speak or hear in intercourse with other people, hearing and speaking are separate and distinct, but in our inner selves, when we dive down below the memory-mirror into the inner chaos, we are in a region of being where speaking and hearing go on at the same time. Hearing and speaking are once more united. The “inner word” speaks to us, and is heard in us. We have, in fact, entered a realm where it is meaningless to speak of subjective and objective. When you listen to your fellow man, when he speaks words to you that you perceive with your sense of hearing, then you know that his being is outside you, but that you have to give yourself up, to surrender yourself, in order that you may perceive his being in what you hear him saying. On the other hand, you know that the actual word, the audible word, is not merely subjective, but is something placed into the world. Hence we find that even with the toned-down words that we hear and speak in our intercourse with other men, the distinction between subjective and objective loses meaning. We stand with our subjectivity in objectivity; and objectivity works in us when we perceive. It is the same when we dive down to the inner word. It is not only an inner word; it is at the same time something objective. It is not our inner being that speaks: our being is merely the stage whereon speaks the world. It is similar for one who has insight to see behind the tapestry of the senses a spiritual world, a world wherein spiritual Beings of higher Hierarchies work and weave. To begin with, he perceives these Beings by means of Imagination; but for his vision they become permeated with inward life when he hears the “word”, apparently sounding to him through himself, but in reality from out of the world. By means of love and devotion and surrender, accordingly, man presses his way through the tapestry of the senses and sees beyond; and the Beings who reveal themselves to him when he thus offers up his own being in full surrender—these Beings he comes to perceive with the help of what he recognises as “inner word.” The world without begins powerfully to resound when the inner word is awakened. What I have been describing exists to-day in every human being. Only, he has no knowledge of it and so he gives no thought to it. He must grow into this knowledge; must learn to have it in thought and remembrance. When we learn to know the world with the ordinary consciousness that provides us with our intellectual concepts, we really come to know only the passing and the past. What our intellect gives us, if we are able to look at it in the right light, is really a survey of a world in process of passing away. But we know that with the intellect—as I have said—we can find the Father God. What sort of consciousness, then, relates us to the Father God? The consciousness that the Father God is at the foundation of a world which reveals itself to our intellectuality is in course of wearing away. Yes, it is indeed so—since the middle of the 15th century man has developed through his intellect a special faculty for studying and observing all that is dying in the world. We analyse and test the world-corpse with our intellectual scientific knowledge. And theologians such as Adolph Harnack, who hold by the Father God alone, are really expounders of that part of the world which is going down and will pass away with the earth and disappear. They are backward-pointing men. How is it then, in the last resort, with a man who has completely absorbed the modern natural science way of thinking? How is it for him, when this way of thinking has been grafted on to him from early childhood? He learns that out there in the world are phenomena which arise and pass away, but that matter persists, matter is the indestructible thing. The earth may come to an end, but matter will never be destroyed. Certainly (he is told) a time will come when the earth will be one vast cemetery, but the cemetery will be composed of the very same atoms as are already there to-day. A man thus trained in thought centres all his attention on what is passing away, and even when he studies that which is coming into life, he really only studies how the dying plays into it. An Oriental could never do this; we can see this even in the East of Europe, in the subdued philosophical feeling of Solovieff. He does not bring it to expression as clearly as it will have to be expressed in the future, but he shows unmistakably that he has still enough of the Oriental in him to see everywhere, within what is passing away and crumbling into chaos, the springing up of the new, the birth of what shall be in the future. If we would understand how this really is, we must envisage it in the following way. All that we see of our fellow men with our senses will one day no longer exist; whatever makes itself known to eye, ear, and so on, will at some time in the future cease to be. Heaven and earth will pass away. For what we see of the stars by means of our senses—that too belongs to the things that are transient. But the “inner word” that is formed in the inner chaos of man, in the centre of destruction—that will live on after heaven and earth are no longer there; it will live on even as the seed of this year's plant will live on the plant of next year. Within man are the seeds of world-futures. And if into these seeds men receive the Christ, then heaven and earth may pass away, but the Logos, the Christ, cannot pass away. Man bears within him that which will one day be, when all he sees around him will have ceased to be. We must put it to ourselves in this way. I look up to the Father God. The Father God is at the foundation of the world I can see with my senses. The world of the senses is a revelation of Him; but it is none the less a dying, sinking world, and it will drag man down with it if he is completely absorbed in it, if he is able to develop only a consciousness of the Father God. Man would then go back to the Father God; he would not be able to evolve any further. But there is also a new world arising, and it takes its beginning from man himself. When man ennobles his moral ideals through coming to a Christ-consciousness and receiving the Christ Impulse, when he forms and fashions them as they should be formed and fashioned through the fact that the Christ has come to earth, then something comes to life in the chaos within him, seed is sown for the future, a new world dawns within him. We need to develop a keen and sensitive perception for these two worlds—the setting and the rising world. We must feel how there is in nature a perpetual dying. Nature wears, so to speak, a deathlike hue. But over against this there is also in nature a continual glow of new life, a continual coming to birth. This does not reveal itself in any hue visible to the senses; yet if we open our hearts to nature, it can be perceived. We look out into nature and see the colours, all the colours of the spectrum, from the red at one end to the violet at the other, with all the shades between. But if we were now to mix these colours in a certain way—make them “colour” one another—they would receive life. They would together become the so-called flesh colour, Inkarnat, the colour that speaks out of man. When we look at nature, we are looking in a certain sense at the spread-out colours of the rainbow, the sign and symbol of the Father God. But if we look at man, it is the Inkarnat that speaks out of the inner being of man, for in man all the colours interpenetrate, and in such a way as to become alive. But when we turn to a corpse, this power to take on life is entirely absent. There, that which is man is thrown back again into the rainbow, into the creation of the Father God. But for the source of that which makes the rainbow into the Inkarnat, makes it into a living unity, we must look within ourselves. I have tried to lead you, by what may have been at times a rather difficult path, to an understanding of this inner centre of man in its true significance. I have shown you how external matter is thrown back into nothingness, into chaos, so that the spirit may be able to create anew. Let us look at the whole process. The Father God works in matter, bringing it to completion. Matter confronts us in the external world in a great variety of ways, manifesting itself visibly to our senses. But within ourselves this matter is thrown back into nothingness and then permeated with pure spiritual being, filled through and through with our moral or anti-moral ideals. There is the upspringing of new life. We have to see the world in this double aspect. We see first the Father God, creating what is outwardly visible; we see how this outwardly visible comes to an end inside man, and is thrown back into chaos. We need to feel quite intensely how this world, the world of the Father God comes to its end; only then we shall be able to reach an inner understanding of the Mystery of Golgotha. It will become clear to us how the very thing that comes to an end, in the sense of the creation of the Father God, is endowed with life once more by God the Son; a new beginning is made. Everywhere in the Western world we can see how since the 15th century there has been a tendency to study and investigate only the corpse-like part of nature, only what is “setting” and passing away. In truth, this is all that is accessible to the pure intellect on its own account. All our so-called education and culture has been developed under the influence of a science that concerns itself only with what is dead. This kind of culture is directly opposed to real Christianity. Real Christianity must have a perceptive feeling for what is living, and for the distinction between everything that is springing into life and everything that is on the way down. Hence the idea most important for us to connect with the Mystery of Golgotha is the idea of the Risen Christ, the Christ who has vanquished death. Much depends on this. Christianity is not merely a religion of salvation; the Oriental religions were also that. Christianity is a religion of resurrection, a religion that awakens again to life that which would otherwise be nothing but matter crumbling away into nothingness. Out in the cosmos we have the crumbling away of matter in the moon, and in the sun we have a perpetual coming into being, forever new and fresh. When we get beyond ordinary sense-perception and reach the point where Imagination is active, then we can see in the moon something that is for ever splitting up and scattering itself abroad. There, where the moon is situated, its matter splits up and disperses like dust into the world. The matter of the moon is perpetually being collected from its environment and then split up and scattered. If you look at the moon in the consciousness of Imagination, you have a perpetual convergence of matter to the place where the moon is; it collects there, and then it splits up and is scattered like dust into the cosmos. You see the moon like this: first a circle, then a smaller, closer circle, until the circle becomes the moon itself. Then it falls to pieces; it is strewn out over the cosmos. In the moon, matter cannot endure a centre. It concentrates towards the centre of the moon, but cannot endure it; it stops short there and disperses like cosmic dust. It is only to ordinary sense-perception that the moon appears quiet. It is not quiet. It is for ever compressing matter together and scattering it. When we come to the sun, there we find it is all quite different. Through Imagination we are able to see how matter does not collect in this way at all; true, it does approach the centre, but then it begins to receive life in the rays of the sun that stream out from the centre. It does not split up and disperse; it becomes living, and spreads out life from the centre in every direction. And together with this life it develops astrality. In the moon there is no astrality; there is nothing; the astrality is destroyed. But in the sun astrality unites itself with all that streams out. The sun is in reality permeated through and through with inner life. The centre-point is not tolerated, any more than in the moon, but it has a fructifying influence. In the centre of the sun lives the fructifying activity of our cosmos. Thus in the contrast between sun and moon we can see a cosmic manifestation of the two opposite processes: in the moon matter is thrown back into chaos, while in the sun it is perpetually springing and welling up with life renewed. When we dive down into our selves, then we look first into our own inner chaos, into our “moon.” That is the inner moon. Matter is destroyed there, as in the external world it is destroyed at one spot alone—where the moon is. But then comes the influence of the sun, entering through our senses; the sun penetrates into our inner “moon.” The matter which is dissolving there into dust is renewed by the sun. Here, within us, matter is constantly falling under the moon influence, and as constantly absorbing the activity of the sun. Such is the relationship in which we stand to the cosmos. We must become aware of these two opposite activities in the cosmos: the moon-nature directed towards pulverising and scattering, and the quickening, life-giving nature of the sun. In this way we come to behold in that which is dispersing and crumbling to dust the world of the Father God, which had to be there until such times as the world changed into the world of God the Son. The world of God the Son has its physical source in the Sun-nature of the cosmos. Moon-nature and Sun-nature are related to one another as Father Godhead is to Son Godhead. During the early Christian centuries these things were instinctively perceived. Now they must be known again with full consciousness and clarity of thought, if man wants to say of himself in all truth and honesty: I am a Christian. |
210. Old and New Methods of Initiation: Lecture XI
26 Feb 1922, Dornach Translated by Johanna Collis |
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Now it is becoming obvious—though it is not expressed in the way Anthroposophy has to express it—that in all sorts of places at this point in human evolution there is a more vital sense for the need to gain greater clarity of soul about this change. |
If we want to pursue the matter with regard to the East we need to call on the assistance of Anthroposophy. For what takes place in the souls of Goethe and Schiller, which are, after all, here on the earth—what, in them, blows through earthly souls is, in the East, still in the spiritual world and finds no expression whatsoever down on the earth. |
210. Old and New Methods of Initiation: Lecture XI
26 Feb 1922, Dornach Translated by Johanna Collis |
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The turning-point, between the fourth and fifth post-Atlantean periods,1 which falls in the fifteenth century, is very much more significant for human evolution than is recognized by external history, even today. There is no awareness of the tremendous change which took place at that time in the condition of human souls. We can say that profound traces of what took place at that time for mankind as a whole became deeply embedded in the consciousness of the best spirits. These traces remained for a long time and are indeed still there today. That something so important can take place without at first being much noticed externally is shown by another example—that of Christianity itself. During the course of almost two thousand years, Christianity has wrought tremendous transformation on the civilized world. Yet, a century after the Mystery of Golgotha, it meant little, even to the greatest spirits of the leading culture of the time—that of Rome. It was still seen as a minor event of little significance that had taken place out there in Asia, on the periphery of the Empire. Similarly, what took place in the civilized world around the first third of the fifteenth century has been little noted in external, recorded history. Yet it has left deep traces in human striving and endeavour. We spoke about some aspects recently. For instance, we saw that Calderón's2 drama about the magician Cyprianus shows how this spiritual change was experienced in Spain. Now it is becoming obvious—though it is not expressed in the way Anthroposophy has to express it—that in all sorts of places at this point in human evolution there is a more vital sense for the need to gain greater clarity of soul about this change. I have also pointed out that Goethe's Faust is one of the endeavours, one of the human struggles, to gain clarity about it. More light can perhaps be thrown on this Faust of Goethe when it is seen in a wider cultural context. But first let us look at Faust himself as an isolated individual. First of all in his youthful endeavours, stimulated of course by the cultural situation in Europe at that time, Goethe came to depict in dramatic form the striving of human beings in the newly dawning age of the intellect. From the way in which he came across the medieval Faust figure in a popular play or something similar, he came to see him as a representative of all those seeking personalities who lived at that time. Faust belongs to the sixteenth, not the fifteenth century,3 but of course the spiritual change did not take place in the space of only a year or even a century. It came about gradually over centuries. So the Faust figure came towards Goethe like a personality living in the midst of this seeking and striving that had come from earlier times and would go on into later centuries. We can see that the special nature of this seeking and striving, as it changed from the fourth to the fifth post-Atlantean period, is perfectly clear to Goethe. First he presents Faust as the scholar who is familiar with all four academic faculties. All four faculties have worked on his soul, so that he has taken into his soul the impulses which derive from intellectualism, from intellectualistic science. At the same time he senses how unsatisfying it is for human beings to remain stuck in one-sided intellectualism. As you know, Faust turns away from this intellectualism and, in his own way, towards the practice of magic. Let us be clear about what is meant in this case. What he has gone through by way of ‘Philosophy and Jurisprudence, Medicine and even, alas, Theology,’4 is what anyone can go through by studying the intellectualized sciences. It leaves a feeling of dissatisfaction. It leaves behind this feeling of dissatisfaction because anything abstract—and abstraction is the language of these sciences—makes demands only on a part of the human being, the head part, while all the rest is left out of account. Compare this with what it was like in earlier times. The fact that things were different in earlier times is habitually overlooked. In those earlier times the people who wanted to push forward to a knowledge of life and the world did not turn to intellectual concepts. All their efforts were concentrated on seeing spiritual realities, spiritual beings, behind the sense-perceptible objects of their environment. This is what people find so difficult to understand. In the tenth, eleventh, twelfth centuries those who strove for knowledge did not only seek intellectual concepts, they sought spiritual beings and realities, in accordance with what can be perceived behind sense-perceptible phenomena and not in accordance with what can be merely thought about sense-perceptible phenomena. This is what constitutes that great spiritual change. What people sought in earlier times was banished to the realm of superstition, and the inclination to seek for real spiritual beings was lost. Instead, intellectual concepts came to be the only acceptable thing, the only really scientific knowledge. But no matter how logically people told themselves that the only concepts and ideas free of any superstition are those which the intellect forms on the basis of sense-perceptible reality, nevertheless these concepts and ideas failed, in the long run, to satisfy the human being as a whole, and especially the human heart and soul. In this way Goethe's Faust finds himself to be so dissatisfied with the intellectual knowledge he possesses that he turns back to what he remembers of the realm of magic. This was a true and genuine mood of soul in Goethe. He, too, had explored the sciences at the University of Leipzig. Turning away from the intellectualism he met in Leipzig, he started to explore what in Faust he later called ‘magic’, for instance, together with Susanne von Klettenberg and also by studying the relevant books. Not until he met Herder5 in Strasbourg did he discover a real deepening of vision. In him he found a spirit who was equally averse to intellectualism. Herder was certainly not an intellectual; hence his anti-Kant attitude. He led Goethe beyond what—in a genuinely Faustian mood—he had been endeavouring to discover in connection with ancient magic. Thus Goethe looked at this Faust of the sixteenth century, or rather at that scholar of the fifteenth century who was growing beyond magic, even though he was still half-immersed in it. Goethe wanted to depict his own deepest inner search, a search which was in him because the traces of the spiritual change from the fourth to the fifth post-Atlantean period were still working in him. It is one of the most interesting phenomena of recent cultural evolution that Goethe, who wanted to give expression to his own youthful striving, should turn to that professor from the fifteenth and sixteenth century. In the figure of this professor he depicted his own inner soul life and experience. Du Bois-Reymond,6 of course, totally misunderstood both what lived in Goethe and what lived in the great change that took place in the fifteenth and sixteenth centuries, when he said: Goethe made a big mistake in depicting Faust as he did; he should have done it quite differently. It is right that Faust should be dissatisfied with what tradition had to offer him; but if Goethe had depicted him properly he would have shown, after the early scenes, how he first made an honest woman of Gretchen by marrying her, and then became a well-known professor who went on to invent the electro-static machine and the air pump. This is what Du Bois-Reymond thought should have become of Faust. Well, Goethe did not let this happen to Faust, and I am not sure whether it would have been any more interesting if he had done what Du Bois-Reymond thought he should have done. But as it is, Goethe's Faust is one of the most interesting phenomena of recent cultural history because Goethe felt the urge to let this professor from the fifteenth and sixteenth centuries stand as the representative of what still vibrated in his own being as an echo of that spiritual change which came about during the transition from the fourth to the fifth post-Atlantean period. The sixteenth century Faust—that is the legendary Faust, not the one who ought to have become the inventor of the electro-static machine and the air pump—takes up magic and perishes, goes to the devil. We know that this sixteenth century Faust could not be seen by either Lessing or Goethe as the Faust of the eighteenth century. Now it was necessary to endeavour to show that once again there was a striving for the spirit and that man ought to find his way to salvation, if I may use this expression. Here, to begin with, is Faust, the professor in the fifteenth and sixteenth centuries. Goethe has depicted him strikingly well, for this is just what such personalities were like at the universities of that time. Of course, the Faust of legend would not have been suitable, for he would have been more like a roaming vagabond gipsy. Goethe is describing not the legendary Faust but the figure of a professor. Of course, at the profoundest soul level he is an individual, a unique personality. But Goethe does also depict him as a type, as a typical professor of philosophy, or perhaps of medicine, of the fourteenth or fifteenth century. On the one hand he stands in the midst of the culture of his day, occupying himself with the intellectual sciences, but on the other he is not unfamiliar with occult things, which in Goethe's own day were considered nothing more than superstition. Let us now look at Goethe's Faust in a wider world context. We do make the acquaintance of his famulus and Goethe shows us the relationship between the two. We also meet a student—though judging by his later development he does not seem to have been much influenced by his professor. But apart from this, Goethe does not show us much of the real influence exercised by Faust, in his deeper soul aspects, as he might have taught as a professor in, say, Wittenberg. However, there does exist a pupil of Faust who can lead us more profoundly into this wider world context. There is a pupil of Faust who occupies a place in the cultural history of mankind which is almost equal to that of Professor Faust himself—I am speaking only of Faust as Goethe portrayed him. And this pupil is none other than Hamlet. Hamlet can indeed be seen as a genuine pupil of Faust. It is not a question of the historical aspect of Faust as depicted by Goethe. The whole action of the drama shows that although the cultural attitudes are those of the eighteenth century, nevertheless Goethe's endeavour was to place Faust in an earlier age. But from a certain point of view it is definitely possible to say: Hamlet, who has studied at Wittenberg and has brought home with him a certain mood of spirit—Hamlet as depicted by Shakespeare,7 can be seen in the context of world spiritual history as a pupil of Faust. It may even be true to say that Hamlet is a far more genuine pupil of Faust than are the students depicted in Goethe's drama. Consider the whole character of Hamlet and combine this with the fact that he studied in Wittenberg where he could easily have heard a professor such as Faust. Consider the manner in which he is given his task. His father's ghost appears to him. He is in contact with the real spiritual world. He is really within it. But he has studied in Wittenberg where he was such a good student that he has come to regard the human brain as a book. You remember the scene when Hamlet speaks of the ‘book and volume’ of his brain.8 He has studied human sciences so thoroughly that he speaks of writing what he wants to remember on the table of his memory, almost as though he had known the phrase which Goethe would use later when composing his Faust drama: ‘For what one has, in black and white, one carries home and then goes through it.’9 Hamlet is on the one hand an excellent student of the intellectualism taught him at Wittenberg, but on the other hand he is immersed in a spiritual reality. Both impulses work in his soul. The whole of the Hamlet drama stands under the influence of these two impulses. Hamlet—both the drama and the character—stands under the influence of these impulses because, when it comes down to it, the writer of Hamlet does not really know how to combine the spiritual world with the intellectual mood of soul. Poetic works which contain characteristics that are so deeply rooted in life provide rich opportunities for discussion. That is why so many books are written about such works, books which do not really make much sense because there is no need for them to make sense. The commentators are constantly concerned with what they consider to be a most important question: Is the ghost in Hamlet merely a picture, or does it have objective significance? What can be concluded from the fact that only Hamlet, and not the others characters present on the stage, can see the ghost? Think of all the learned and interesting things that have been written about this! But of course none of it is connected with what concerned the poet who wrote Hamlet. He belonged to the sixteenth and seventeenth centuries. And writing out of the life of that time he could do no other than approach these things in a way which cannot be fixed in abstract concepts. That is why I say that it is not necessary to make any sense of all the various commentaries. We are talking about a time of transition. Earlier, it was quite clear that spiritual beings were as real as tables and chairs, or as a dog or a cat. Although Calderon lived even later than Shakespeare, he still held to this older view. It would not have occurred to him even to hint that the spiritual beings in his works might be merely subjective in character. Because his whole soul was still open to spiritual insight, he portrayed anything spiritual as something just as concrete as dogs and cats. Shakespeare, whose mood of soul belonged fully to the time of transition, did not feel the need to handle the matter in any other way than that which stated: It might be like this or it might be like that. There is no longer a clear distinction between whether the spiritual beings are subjective or objective. This is a question which is just as irrelevant for a higher world view as it would be to ask in real life—not in astronomy, of course—where to draw the line between day and night. The question as to whether one is subjective and the other objective becomes irrelevant as soon as we recognize the objectivity of the inner world of man and the subjectivity of the external world. In Hamlet and also, say, in Macbeth, Shakespeare maintains a living suspension between the two. So we see that Shakespeare's dramas are drawn from the transition between the fourth and fifth post-Atlantean periods. The expression of this is clearest in Hamlet. It may not be historical but it is none the less true to suggest that perhaps Hamlet was at Wittenberg just at the time when Faust was lecturing not so much about the occult as about the intellectual sciences—from what we said earlier you now know what I mean. Perhaps he was at Wittenberg before Faust admitted to himself that, ‘straight or crosswise, wrong or right’, he had been leading his scholars by the nose these ten years long. Perhaps Hamlet had been at Wittenberg during those very ten years, among those whom Faust had been leading by the nose. We can be sure that during those ten years Faust was not sure of where he stood. So having taken all this in from a soul that was itself uncertain, Hamlet returns and is faced on the one hand with what remains from an earlier age and what he himself can still perceive, and on the other with a human attitude which simply drives the spirits away. Just as ghosts flee before the light, so does the perception of spiritual beings flee before intellectualism. Spiritual vision cannot tolerate intellectualism because the outcome of it is a mood of soul in which the human being is inwardly torn right away from any connection with the spirit. The pallor of thoughts makes him ill in his inner being, and the consequence of this is the soul mood characteristic of the time from the eleventh to the fifteenth centuries and on into even later times. Goethe, who was sensitive to all these things, also had a mood of soul that reached back into this period. We ought to be clear about this. Take Greek drama. It is unthinkable without the spiritual beings who stand behind it. It is they who determine human destinies. Human beings are woven into the fabric of destiny by the spiritual forces. This fabric brings into ordinary life what human beings would otherwise only experience if they were able consciously to go into the state of sleep. The will impulses which human beings sleep through in their daytime consciousness are brought into ordinary life. Greek destiny is an insight into what man otherwise sleeps through. When the ancient Greek brings his will to bear, when he acts, he is aware that this is not only the working of his daytime consciousness with its insipid thoughts. Because his whole being is at work, he knows that what pulses through him when he sleeps is also at work. And out of this awareness he gains a certain definite attitude to the question of death, the question of immortality. Now we come to the period I have been describing, in which human beings no longer had any awareness that something spiritual played in—also in their will—while they slept. We come to the period in which human beings thought their sleep was their own, though at the same time they knew from tradition that they have some connection with the spiritual world. Abstract concepts such as ‘Philosophy, Jurisprudence, Medicine, and even, alas! Theology’ begin to take on a shadowy outline of what they will become in modern times. They begin to appear, but at the same time the earlier vision still plays in. This brings about a twilight consciousness. People really did live in this twilight consciousness. Such figures as Faust are, indeed, born out of a twilight consciousness, out of a glance into the spiritual world which resembles a looking over one's shoulder in a dream. Think of the mood behind such words as ‘sleep’, or ‘dream’, in Hamlet. We can well say that when Hamlet speaks his monologues he is simply speaking about what he senses to be the riddle of his age; he is speaking not theoretically but out of what he actually senses. So, spanning the centuries and yet connected in spirit, we see that Shakespeare depicts the student and Goethe the professor. Goethe depicted the professor simply because a few more centuries had passed and it was therefore necessary in his time to go further back to the source of what it was all about. Something lived in the consciousness of human beings, something that made the outstanding spirits say: I must bring to expression this state of transition that exists in human evolution. It is extremely interesting to expand on this world situation still further, because out of it there arise a multitude of all-embracing questions and riddles about life and the world. It is interesting to note, for instance, that amongst the works of Shakespeare Hamlet is the one which depicts in its purest form a personality belonging to the whole twilight condition of the transition—especially in the monologues. The way Hamlet was understood in the seventeenth and eighteenth centuries could have led to the question: Where was the stimulus for what exists in Hamlet's soul? The answer points to Wittenberg, the Faust source. Similar questions arise in connection with Macbeth. But in King Lear we move into the human realm. The question of the spiritual world is not so much concerned with the earth as with the human being—it enters into the human being and becomes a subjective state of mind which leads to madness. Then Shakespeare's other dramas could also be considered. We could say: What the poet learnt by taking these human characters and leading them to the spiritual realm lives on in the historical dramas about the kings. He does not follow this specific theme in the historical dramas, but the indeterminate forces work on. Taking Shakespeare's dramas all together, one gains the impression that they all culminate in the age of Queen Elizabeth. Shakespeare wanted to depict something that leads from the subconscious, bubbling forces of his people to the intellectual clarity that has especially shone forth from that corner of the civilized world since the age of Elizabeth. From this point of view the whole world of Shakespeare's dramas appears—not perhaps quite like a play with a satisfactory ending, but at least like a drama which does lead to a fairly satisfying conclusion. That is, it leads to a world which then continues to evolve. After the transition had been going on for some time, the dramas lead toShakespeare's immediate present, which is a world with which it is possible to come to terms. This is the remarkable thing: The world of Shakespeare's dramas culminates in the age in which Shakespeare lived; this is an age with which it is possible to come to terms, because from then on history takes a satisfactory course and runs on into intellectualism. Intellectualism came from the part of the earth out of which Shakespeare wrote; and he depicted this by ending up at this point. The questions with which I am concerned find their answers when we follow the lines which lead from the pupil Hamlet to the professor Faust, and then ask how it was with Goethe at the time when, out of his inner struggles, he came to the figure of Faust. You see, he also wrote Götz von Berlichingen. In Götz von Berlichingen, again taken from folk myth, there is a similar confrontation. On the one side you have the old forces of the pre-intellectual age, the old German empire, which cannot be compared with what became the later German empire. You have the knights and the peasants belonging to the pre-intellectual age when the pallor of thoughts did not make human beings ill; when indeed very little was guided from the head, but when the hands were used to such an extent that even an iron hand was needed. Goethe refers back to something that once lived in more recent civilization but which, by its very nature, had its roots in the fourth post-Atlantean period. Over against all this you have in the figure of Weislingen the new element which is developing, the age of intellectualism, which is intimately linked to the way the German princes and their principalities evolved, a development which led eventually to the later situation in Central Europe right up to the present catastrophe. We see that in Götz von Berlichingen Goethe is attacking this system of princes and looking back to times which preceded the age of intellectualism. He takes the side of the old and rebels against what has taken its place, especially in Central Europe. It is as though Goethe were saying in Götz von Berlichingen that intellectualism has seized hold of Central Europe too. But here it appears as something that is out of place. It would not have occurred to Goethe to negate Shakespeare. We know how positive was Goethe's attitude to Shakespeare. It would not have occurred to him to find fault with Shakespeare, because his work led to a satisfying culmination which could be allowed to stand. On the contrary, he found this extraordinarily satisfying. But the way in which intellectualism developed in his own environment made Goethe depict its existence as something unjustified, whereas he spiritually embraced the political element of what was expressed in the French Revolution. In Götz von Berlichingen Goethe is the spiritual revolutionary who denies the spirit in the same way as the French Revolution denies the political element. Goethe turns back in a certain way to something that has once been, though he certainly cannot wish that it should return in its old form. He wants it to develop in a different direction. It is most interesting to observe this mood in Goethe, this mood of revolt against what has come to replace the world of Götz. So it is extremely interesting to find that Shakespeare has been so deeply grasped by Lessing and by Goethe and that they really followed on from Shakespeare in seeking what they wanted to find through their mood of spiritual revolt. Yet where intellectualism has become particularly deeply entrenched, for instance in Voltaire,10 it mounts a most virulent attack on Shakespeare. We know that Voltaire called Shakespeare a wild drunkard. All these things have to be taken into account. Now add something else to the great question which is so important for an understanding of the spiritual revolution which took place in the transition from the fourth to the fifth post-Atlantean period. Add to all this the extraordinary part which Schiller played in this spiritual revolution which in Goethe is expressed in a Goethean way in Götz von Berlichingen. In the circle closest of all to Schiller he first met what he had to revolt against. It came out of the most one-sided, unhealthy intellectualism. There was of course as yet no Waldorf school11 to do battle against one-sided intellectualism. So Schiller could not be sent to the Waldorf school in Wurttemberg but had to go to the Karlsschule instead. All the protest which Schiller built up during his youth grew out of his protest against the education he received at the Karlsschule. This kind of education—Schiller wrote his drama Die Räuber (The Robbers) against it—is now universally accepted, and no positive, really productive opposition to it has ever been mounted until the recent foundation of the Waldorf school. So what is the position of Schiller—who later stood beside Goethe in all this? He writes Die Räuber (The Robbers). It is perfectly obvious to those who can judge such things that in Spiegelberg and the other characters he has portrayed his fellow pupils. Franz Moor himself could not so easily be derived from his schoolmates, but in Franz Moor he has shown in an ahrimanic form12 everything that his genius can grasp of what lives in his time. If you know how to look at these things, you can see how Schiller does not depict spiritual beings externally, in the way they appear in Hamlet or Macbeth, but that he allows the ahrimanic principle to work in Franz Moor. And opposite this is the luciferic principle in Karl Moor. In Franz Moor we see a representative of all that Schiller is rebelling against. It is the same world against which Goethe is rebelling in Götz von Berlichingen, only Schiller sets about it in a different way. We see this too in the later drama Kabale and Liebe (Love and Intrigue). So you see that here in Central Europe these spirits, Goethe and Schiller, do not depict something in the way Shakespeare does. They do not allow events to lead to something with which one can come to terms. They depict something which is there but which in their opinion ought to have developed quite differently. What they really want does not exist, and what is there on the physical plane is something which they oppose in a spiritual revolution. So we have a strange interplay between what exists on the physical plane and what lives in these spirits. In a rather bold way I could draw it like this: In Shakespeare the events he depicts carry on in keeping with the way things are on earth [IMAGE REMOVED FROM PREVIEW] (blue). What he takes in from earlier times, in which the spirit still worked, goes over (red) into a present time which then becomes a factual world evolution. [IMAGE REMOVED FROM PREVIEW] Then we see in Goethe and Schiller that they had inklings of an earlier time (red) when the spiritual world was still powerful, in the fourth post-Atlantean period, and that they bring this only as far as their spiritual intentions, whereas they see what is taking place on earth (blue) as being in conflict with it. One thing plays into the other in the human struggle for the spirit. This is why here in Central Europe the question became a purely human one. In the time of Goethe and Schiller a tremendous revolution occurred in the concept of man as a being who stands within a social context. I shall be able to expand on this in the coming lectures. Let us now look towards the eastern part of Europe. But we cannot look in that direction in the same way. Those who only describe external facts and have no understanding for what lives in the souls of Goethe and Schiller—and also of course many others—may describe these facts very well, but they will fail to include what plays in from a spiritual world—which is certainly also there, although it may be present only in the heads of human beings. In France the battle takes place on the physical earth, in a political revolution. In Germany the battle does not come down as far as the physical plane. It comes down as far as human souls and trembles and vibrates there. But we cannot continue this consideration in the same way with regard to the East, for things are different there. If we want to pursue the matter with regard to the East we need to call on the assistance of Anthroposophy. For what takes place in the souls of Goethe and Schiller, which are, after all, here on the earth—what, in them, blows through earthly souls is, in the East, still in the spiritual world and finds no expression whatsoever down on the earth. If you want to describe what took place between Goethe's and Schiller's spirits in the physical world—if you want to describe this with regard to the East, then you will have to employ a different view, such as that used in the days of Attila when battles were fought by spirits in the air above the heads of human beings. What you find being carried out in Europe by Goethe and Schiller—Schiller by writing Die Räuber (The Robbers) and Goethe by writing Götz von Berlichingen—you will find in the East to be taking place as a spiritual fact in the spiritual world above the physical plane. If you want to seek deeds which parallel the writing of Die Räuber (The Robbers) and the writing of Götz, you will have to seek them among the spiritual beings of the super-sensible world. There is no point in searching for them on the physical plane. In a diagram depicting what happens in the East you would have to draw the element in question like a cloud floating above the physical plane, while down below, untouched by it, would be what shows externally on the physical plane. [IMAGE REMOVED FROM PREVIEW] Now we know that, because we have Hamlet, we can tell how a western human being who had been a pupil of Faust would have behaved, and could have behaved. But there can be no such thing as a Russian Hamlet. Or can there? We could see a Russian Hamlet with our spiritual eyes if we were to imagine the following: Faust lectures at Wittenberg—I mean not the historical Faust but Goethe's Faust who is actually more true than historical fact. Faust lectures at Wittenberg—and Hamlet listens, writing everything down, just as he does even what the ghost says to him about the villains who live in Denmark. He writes everything down in the book and volume of his brain—Shakespeare created a true pupil of Faust out of what he found in the work of Saxo Grammaticus,13 which depicts things quite differently. Now imagine that an angel being also listened to Faust as he lectured—Hamlet sat on the university bench, Faust stood on the platform, and at the back of the lecture hall an angel listened. And this angel then flew to the East and there brought about what could have taken place as a parallel to the deeds of Hamlet in the West. I do not believe that it is possible to reach a truly penetrating comprehension of these things by solely taking account of external facts. One cannot ignore the very profound impression made, by these external facts, particularly on the greatest personalities of the time, when what is taking place is something as incisive as the spiritual revolution which took place between the fourth and fifth post-Atlantean periods.
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211. The Mysteries of the Sun and Death and Resurrection: The Three States of Night-Time Consciousness
24 Mar 1922, Dornach |
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We have often discussed such things; but these things must be returned to again and again from the most diverse points of view, for anthroposophy can only be grasped if one tries to grasp it from the most diverse sides. Now, out of sleep, the dream life surges up first. |
In this “Occult Science” I have, to be sure, described some of what comes through from the inspired consciousness, but let us just realize what can only be described through anthroposophy – what the transition is like in experience from the quiet sleep to the deeper sleep, to the sleep from which the person in ordinary life can bring back no dreams. |
211. The Mysteries of the Sun and Death and Resurrection: The Three States of Night-Time Consciousness
24 Mar 1922, Dornach |
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The waking state is, of course, what we know most directly, but it is not within this familiar realm that the riddles of existence are actually revealed. If the solution to the riddles of life could be found in the waking state, as it serves us in our ordinary lives and in ordinary science, then these riddles would not actually exist, because they would be constantly being revealed. Man would never come to ask the question. That man asks: What are the deeper reasons for life? That he may not arrive at an exact formulation of this question of the riddle of life, but that from the depths of his soul he has the longing to know something that is not answered by ordinary consciousness , testifies to the fact that something comes up from the depths of the human soul, that is, in a more or less unconscious way, something that belongs to the human being but that must first be sought if it is to come to clear consciousness. And this leads those who observe life less to speculate and develop all kinds of philosophies. Such philosophies then ultimately remain unsatisfactory. But anyone who looks at the phenomena of life with a certain impartiality must realize that in the other state, the state opposite to waking, the state of sleep, something is veiled, and that an understanding of sleep could lead to an understanding of life. We have often discussed such things; but these things must be returned to again and again from the most diverse points of view, for anthroposophy can only be grasped if one tries to grasp it from the most diverse sides. Now, out of sleep, the dream life surges up first. The dream life proceeds in images. One can very soon notice, when one begins to observe this dream life, that the images do indeed point to something in life, in ordinary conscious life. Even if one can often say that things are dreamed that one has not experienced in this way, I would like to say that the pieces from which the dream is composed, the pieces of images, are of course nevertheless taken from ordinary consciousness. But the drama of the dream, the way in which the dream builds up its tensions, how it can evoke inner feelings of fear, inner feelings of joy, feelings of momentum, is something else. What the course of the dream images means goes even deeper into human nature, and one can see this if one considers the following. You dream that you are walking along a path and come to a mountain. You enter a mountain cave. At first it is still dark. It gets darker. But an unknown urge causes you to keep going. Anxiety sets in. This all increases until you are finally in a state of fear, let's say, of falling into an inner abyss. You can awaken from this state of fear by continuing to experience this state of fear during awakening. You can also dream that you are standing somewhere and see a person coming from afar. He comes closer and closer, but he has a terrible expression. And as he gets closer, you realize that he intends to attack you. Your anxiety grows. He comes ever closer. He may transform the initially harmless instrument that he showed you from afar – after all, dreams are transformers – into a terrible murder weapon. Your anxiety increases again to fear, and you now wake up with this fear, which in turn continues into the waking life of the day. These are two very different images. One time it is a series of images that takes you into the interior of a mountain, the other time it is a series of images that is associated with an approaching enemy. The soul can go through the same thing, even though the two series of images are quite different. What the soul goes through is something quite different from what consciousness experiences when waking up. One could say that it is not the images that are important at all, but rather how the soul undergoes a certain inner drama: how the soul initially has an urge, or how something comes to the soul instead of the urge, but how this then transitions into anxiety, into fear, and then, in a sense, causes the person to shake themselves out of sleep and into ordinary consciousness. What is important is the increasing forces behind the dream, which are not perceived themselves, but which clothe themselves in images. And the two series of images that I have characterized could be multiplied many times over; the same soul content could clothe itself in ten, twenty, a hundred different images. We must therefore say: there is something - if I draw schematically - that takes place in the soul (blue, green. See drawing on page 46). But what takes place in the soul, the human being does not notice; he does not know it. What he does know are images. I draw them schematically on it (yellow). These images are then experienced by the person in his consciousness of the dream. But what matters is the escalation: weak anxiety, stronger anxiety, greatest fear. The dream images are more or less taken from life, because both the mountain and the mountain cave, everything is basically borrowed from life. The enemy that approaches is borrowed from life, his weapon is borrowed from life. The images take their content from life. But that is only the clothing. If, through what I have often characterized as the imaginative consciousness, you have the opportunity to go beyond this clothing, not to form images at all, but to remain here in the soul forces, which are anxiety, fear, and extreme fear, to remain with the imaginative consciousness, if you are able to form images within, then something completely different comes about. Because when you are asleep, you are initially outside of your etheric body and physical body, with only your ego and your astral body. When you wake up, if you are in a normal state, you enter your etheric body very quickly – you pass through it very quickly – and then immediately enter your physical body. But if you are in some abnormal state and do not enter the physical body immediately, but enter the etheric body before entering the physical body, that is, enter the etheric body first, then these images from life are formed. For in ordinary consciousness, the human being has no perception in sleep itself, and only at the moment when he either penetrates into his body and passes through the etheric body does he receive images, or when he goes out of the physical body while falling asleep but still remains in the etheric body, then he has dream images again. So only in these intermediate states do such dream images form, which are taken from life. But imaginative consciousness leads to the fact that one can live completely outside of the body in that which stands there as the forces of the soul behind the dream. And then one lives in another reality. Then one lives in the world in which man is from falling asleep to waking up. Man lives from falling asleep to waking up in a world in which he becomes unconscious. You can imagine it as if a person were to submerge in water and lose consciousness, and only regain it when the water carries him out and releases him again. The same thing that happens physically also happens to the soul when a person falls asleep. He submerges into the spiritual world. There he loses consciousness. He leaves his body with his soul and loses consciousness. When he wakes up, he reappears and regains consciousness. But reappearing means entering the body. And if, as I said, one does not immediately enter one's body, but still notices the transition in the etheric body, then the dream images arise. But if one does not get involved in this and need not get involved in getting such dream images, but if one gets images entirely outside of the physical body in the spiritual world itself, then not just any images come out, but images come out that you can find as a description of the evolution of the world in my “Occult Science”. And everything that is presented as I have presented it in my “Occult Science” has this origin, which I am now characterizing for you. If you ask yourself: What is actually written in this “Occult Science”?, then you will say to yourself: Well, thoughts are in it. You can also think about it. I always emphasize that again, with common sense you can think about all of this. Thoughts are in it, but they are not ordinary thoughts. They are the thoughts that are creatively active in the world outside. Man can live in these thoughts when he stands beyond the threshold that leads into the spiritual world. Man can live in these thoughts that work on the world. It is the first thing he finds when he enters the supersensible world. These are not dream images, because, as I have explained to you, dream images come about in a completely different way. Instead, they are experiences in the spiritual world. I would like to say: Imagine a person who is asleep. During sleep, the most comprehensive and intense processes take place in the soul. The person is unconscious during sleep and is therefore unaware of them. In the morning he enters his physical body, and immediately he is immersed in it. He uses his eyes, sees colors and light, he uses his ears, hears sounds, and so on, and thus he becomes conscious. But there is this intermediate state: he does not immediately enter the physical body, he enters the etheric body. Then he has a dream or dreams. But imagine if a person became conscious before he even entered his etheric body. He would become conscious while still in the outer ether that fills the whole world. Then he becomes aware of what is described in my “Geheimwissenschaft.” If, for example, you became conscious in the middle of the night without returning to your physical body, so that the physical body emerged next to you and you saw it – because you could see it then – then you perceived this cosmology, then you perceived what I described in my Secret Science. I may call what I have described: the formative forces of the world, or even world thoughts. This presents itself in such a way that one can say how one otherwise has individual thoughts in daily life: the earth came into being in such and such a way, used to have a moon existence, a sun existence, a Saturn existence; in short, everything that I have described in my “Occult Science”. But this way of perceiving in the spiritual world is only one of three. When a person looks at his state of daytime consciousness, he knows that in this state of daytime consciousness he can distinguish between thinking, feeling and willing. But just as the day-consciousness has these three states, thinking, feeling and willing, so also the night-consciousness, which in the case of the ordinary person is unconsciousness, has three states. One does not always sleep in the same state from falling asleep to waking up, just as one does not always wake in the same state. One wakes by thinking, or also by feeling, or also by willing. One can wake in three states, and likewise one can sleep in three states. For the fact that someone who has imaginative consciousness sees the world-forming forces, the formative forces of the world, comes only from the fact that he has acquired a consciousness of them, a knowledge of them. But every person falls asleep in these formative forces of the world, in the thoughts of the world. Just as you submerge when you jump into the water, so when you fall asleep you initially submerge in the formative forces of the world. But in addition to this life in the formative forces of the world, there are two other states for the sleeping state, just as there are feeling and willing in addition to thinking for waking. When we consider thinking, having thoughts, in sleep this corresponds to life in the formative forces of the world. This means that when you become aware of the lightest state of sleep, then in this lightest state of sleep you live in the formative forces of the world. It is as if you were swimming through the universe from one end to the other, moving through thoughts, but these are forces. This is the lightest sleep, where you move in the thought-forces of the world. But there is a deeper sleep, a sleep from which, if one does not do special soul exercises, one cannot bring anything into one's daily life through dreams. One can only bring something into one's daily life from the lightest sleep through dreams. But then the dreams, as I have described to you, are not decisive as images, because the same dream can take on the most diverse images. But even the lightest sleep can lead to dreams, that is, one can bring something into consciousness, one can at least sense that one has experienced something during sleep. But one can only sense from this lightest sleep that one has experienced something. Only those who attain an inspired consciousness can know anything of the deeper sleep. Such a one then perceives more than just what I have described in my “Occult Science”. In this “Occult Science” I have, to be sure, described some of what comes through from the inspired consciousness, but let us just realize what can only be described through anthroposophy – what the transition is like in experience from the quiet sleep to the deeper sleep, to the sleep from which the person in ordinary life can bring back no dreams. When sleep is so quiet that one can bring back dreams in ordinary life, then the person who can look into these worlds sees the surging, weaving thought images, the imaginations of the world that reveal the secrets of the world to him, which reveal to him which world the human being belongs to, except for the one in which he is with his consciousness from the moment he wakes up until he falls asleep. For what I have described in my “Occult Science” is not something that is merely painted on a surface, but is in perpetual motion, in perpetual activity. But from a certain moment on, images begin to appear in this world, which every person experiences in a quiet sleep – they just do not know about it. These images become clear, they increase their splendor, they reveal certain underlying essences. They subside again, these images. Once again, one has nothing in consciousness but a kind of feeling that the images have been dulled. Then the images appear again. But while the images become more active and then fade away, something occurs that can be called the harmony of the spheres, a kind of cosmic music occurs, but a cosmic music that does not merely live in melody and harmony, but that represents the deeds and actions of those beings that inhabit the spiritual world, the deeds of the angels, the archangels, the elemental forces, and so on. In a sense, you can see the beings moving on the surging sea of images, directing the world from the spirit. It is the world perceived through inspiration, the second world. I can call them the appearances of spiritual world beings. And this world, this world of manifestation of the spiritual beings of the spiritual world, is just as much the second element of sleeping as feeling is the second element of waking. So that during sleep man not only enters into the world which the thoughts of the world present, but within these surging world thoughts the deeds of the beings of the spiritual world are revealed. But now, in addition to these two states of sleep, there is a third one. Most of the time, people have no idea about this third state of sleep. They usually know that they have a light sleep, and they also know that dreams reveal themselves from this light sleep. That he has a dreamless sleep, he notices. But that there is a third kind of sleep, that is something that people become aware of at most when they feel when waking up: there was something very heavy in them during sleep, it is something that they must first overcome in the first hours when they are awake again. I am quite sure that a number of you are familiar with this state in the morning, when you know that you have not slept in the usual way, but that there was something within you that leaves you with a certain heaviness that you first have to overcome over a longer period of time when you are conscious in the morning. This points to a third kind of sleep, the content of which can only be grasped by intuitive consciousness. And this third kind of sleep has a great significance for the human being. When a person is in the lightest sleep, he actually experiences much of what he otherwise goes through when awake. He still participates, albeit in a different way, in his breathing. He still participates, if not from the inside, then from the outside, in his blood circulation and in the other bodily processes. When a person is in the second type of sleep, they no longer participate in physical life, but one could say that they participate in a world that is common to their body and soul. Something still passes over from the body into the soul. Something passes over, as light passes into the plant when the plant develops in the light during the day. But when a person is in the third phase of sleep, there is something in him that has become, if I may say so, like a mineral. The salts in his body are particularly strongly deposited. There are strong salt deposits in the physical body during this third phase of sleep. But in return, the human being is connected with his soul to the mineral world within. [IMAGE REMOVED FROM PREVIEW] Imagine you could do the following experiment: you go to bed, first fall into the light sleep, from which dreams can come out for the ordinary consciousness, then you fall into the deeper sleep, from which no dreams come, but which still leaves the soul of the person in a connection with the physical body. But now you are sleeping in a way that there are strong salt deposits in your body. You cannot have a relationship in your soul to what is going on in your body. But if you had placed a rock crystal on the nightstand next to you, you could be completely inside the rock crystal with your soul. You would slip into the rock crystal and perceive it from within. You cannot do that in the first or second kind of sleep. In the first kind of sleep, the content of which can enter into dreams, if you dream of the rock crystal, you would still experience it as a kind of rock crystal. You would experience something shadowy, but still something rock-crystal-like. If you sank down into the second kind of sleep, you would no longer experience the rock crystal in such a limited way. If you were still able to dream — you usually cannot, but let us assume that you could — then you would experience that the rock crystal becomes indistinct and forms into a kind of sphere or ellipsoid and then withdraws again. But if you could dream, that is, if you could access intuition from the deep sleep, from the third kind of sleep, then you would experience the rock crystal in such a way that you feel as if you are running along these lines inside, then running towards the tip, then running back again: you then experience the rock crystal within. You inhabit it. And so for other minerals. And not only do you experience the form, you also experience the inner forces. In short, the third type of sleep is something that brings the human being completely out of his body and completely into the spiritual world. During this third type of sleep, the human being stands in the third kind of world, in the essence of the spiritual world itself. That is to say, you are surrounded by the essence of the angels, the archangels, all those beings that one otherwise perceives only externally, that is, only in their revelations. You see, if you apply your sense consciousness from waking to sleeping, you see, so to speak, the external revelations of the gods in nature. During sleep, you enter either into the world of images in the lightest sleep, or in the second type of sleep into the world of appearances, into the world of revelations, or else, when you come to the third type of sleep, into the inner being of the divine spiritual entities themselves. Thus, just as man lives himself out during the day through thinking, feeling and willing, so he lives himself out during sleep, either by flowing into the thoughts of the world, or by the deeds of the divine spiritual beings being revealed to him out of the thoughts of the world, or but these entities themselves take up the human being, so that he, as it were, rests with his soul in them. Just as thinking or imagining is the brightest, clearest, most distinct for the day-consciousness, just as feeling is somewhat duller - because feeling is actually always a kind of dreaming - and how willing, the most dull state of consciousness during the day, is, in a sense, a sleeping, so we have three states of sleep: the sleeping state in which ordinary consciousness experiences dreams and higher consciousness, the seeing, clear-sighted consciousness experiences the thoughts of the world. We have the second kind of sleep, which remains unconscious even for ordinary consciousness, but which appears to the inspired consciousness in such a way that the deeds of the divine-spiritual entities reveal themselves everywhere. We have the third kind of sleep, which presents itself to the intuitive consciousness, in which it lives in the divine-spiritual entities themselves. As I said, this announces itself by, for example, submerging into the interior of minerals. But this third kind of sleep has a special meaning for man. If you take the second kind of sleep first, then you will find, as I said, the world beings of the angels, the archangels and so on, in the appearing, disappearing, surging images, but you will also find yourself. You find yourself in it as a soul, not as you are now, but as you were before your birth or before conception. You get to know yourself, how you have lived between death and a new birth. That belongs to this second world. And every time we sleep without dreaming, we live in the same world in which we lived before we descended and took on a physical body. But if you were to enter the third stage of sleep and were able to wake up there – the intuitive consciousness wakes up – so if you imagine entering the third stage of sleep and waking up there: then you experience your destiny, your karma. Then you know why you have special abilities in this life, from the nature of your previous lives. Then you will know why you are brought together with these or those personalities in this life. Then you will get to know karma, then you will get to know your destiny. This destiny can only be recognized if one - I am now approaching the matter from a different point of view - is able to penetrate into the interior of minerals. If you are able to see a rock crystal not only from the outside but also from the inside – of course you must not chop it up, because then what you see would always be on the outside, naturally – but you must, as I have described, be inside it; if you can do that, if you can see the crystal from the inside, then you can also understand why you are struck by this or that blow of fate in this life. Take any crystal, take an ordinary salt cube. [IMAGE REMOVED FROM PREVIEW] You see it from the outside: that is how you see it with ordinary consciousness. In this state, your life remains opaque to you. If you can penetrate into it - the spatial size does not matter - if you can see it from the inside out, then you are in the world in which you can also understand your destiny. But you are in this world every night when you enter the third stage of sleep. But this third stage of sleep still has something very special. You see, people before the Mystery of Golgotha – and we were all there ourselves in our earlier lives on earth – people in the development of time before the appearance of Christ on earth, they very often came into this third kind of sleep. But even before they sank, I might say, into this third kind of sleep, their angel appeared and brought them back up again. For that is the peculiar thing: one can always get oneself out of the first and second kinds of sleep as a human being, but not out of the third. In the third kind of sleep, a person would have had to die before the appearance of Christ on earth if he had not been brought out by angels or other entities. Since the appearance of the Christ, the power of the Christ, as I have often emphasized, is connected with the earth, and every time a person must awaken from this third kind of sleep, then the power of the Christ, which through the Mystery of Golgotha has united with the earth, must come to his aid. Without the power of the Christ, a person could no longer awaken from this third kind of sleep. He can slip into the crystals, but he cannot get out again without the power of the Christ. For when one looks behind the scenes of existence, one already realizes what significance this Christ impulse has for life on earth. I therefore emphasize it strongly: man could enter the crystals, but he could not get out again. These things were felt particularly strongly wherever, after the Mystery of Golgotha, after the appearance of Christ on Earth, a strong, ancient, pagan consciousness still existed and yet the Christ Revelation was already there, as for example in Central European regions. There were people known to have died as a result of falling into a deep sleep. They would not have needed to die if the Christ had come to their aid. So, for example, people felt - I do not want to say anything other than what people felt - with Charlemagne or with Frederick Barbarossa. Despite the fact that Frederick Barbarossa drowned in the physical world, that was how it was felt. But it was felt particularly clearly with Charlemagne. Where did this medieval consciousness believe such a soul went? Into the interior of crystals. That is why it was placed in mountains, where it was supposed to wait until the Christ came and awakened it from its deep sleep. This kind of myth formation is connected with this consciousness. The strong connection with the Christ impulse since the Mystery of Golgotha on Earth, that is what now causes the world of the Angeloi, the Archangeloi and so on, to get man out again, because otherwise he would not be able to be brought out again when he sinks into the third kind of sleep. This, then, is connected with the power of Christ, not with belief in the power of Christ; for whether one belongs to this or that religious denomination, what Christ did on earth is done in the objective sense, and what I am describing here as objective takes place for man quite independently of belief. We will discuss the significance of faith in the next few days. But what I am talking about now is an objective fact that has nothing to do with faith. But how did this happen? It happened because a different fate has entered the world of the gods than was previously in it, a fate that I would characterize by saying: People here in the physical world are born and die. It is the peculiarity of the divine spiritual beings that belong to the higher hierarchies that they do not die and are not born, but merely transform. The Christ, who lived with the other divine spiritual beings until the time of the Mystery of Calvary, decided to experience death, to descend to Earth, to become a human being, to go through death within human nature, and then to regain consciousness after death through the resurrection. This is a very significant event in the divine spiritual world, that a God has gone through death in order to be able to do all that we already know or that I have now described again. We can therefore say: there is the significant event in the history of the development of the earth that the God became man and thereby floods his power into such significant phenomena as those that I have now characterized for you. The God who became man has such power in earthly life that He can bring human souls out of the depths of the soul if they have descended there. So that when we speak of Christ we speak of a World Being, of whom we must say: He is the God who became man. What would be His counter-image? His counter-image would be the man who became God. It does not have to be an absolutely good God; but just as Christ descended into the human world and accepted death, that is, first accepted the human body in order to share in the fate of human beings, so we are led to the opposite pole, to the human being who frees himself from death, frees himself from the conditions of the human body and becomes a god within the earthly conditions. He would then cease to be a mortal man, but would walk on the earth, though not under the same conditions as an ordinary mortal man, who goes from birth to death and from death to a new birth, but such a man, having become a god, would be found as a god who had come to earth unlawfully. Just as Christ is a legitimately incarnate god, so we would have to look for his counter-image in the illegitimately god-become human, the no-longer-mortal-but-wandering-about human who has assumed the nature of god in an unlawful manner. And you are aware that just as the Christian tradition points to the rightly incarnated God, to Christ Jesus, so it points to Ahasver, to the man who has become God unlawfully, who has laid aside the mortality of the human nature. Thus we have in Ahasver the polar opposite of Christ Jesus. That is the deeper reason, the deeper meaning of the saga of Ahasver, the saga that speaks of something that must be spoken of because it is a reality: of a being that wanders the earth. This figure of Ahasver is there. He wanders the earth, he wanders from people to people. Among other things, he does not allow the Hebrew faith to die out. This figure is present, this Ahasver figure, the god who has become unlawful. Man has every reason, if he wants to get to know real history, to turn his attention to such ingredients of this history, to see how the forces and beings play down from the supersensible worlds into the sensual world, how Christ came out of the supersensible worlds into the sensible world, but also how the sensible world in turn plays a role in the supersensible world, and how we also have in Ahasver a real, actual world power, a world being. There has always been an awareness of this wandering of Ahasver, who of course cannot be seen with physical eyes, but only under the condition of a certain clairvoyance. And the legends that point to him have a good, objective basis. One does not understand human life if one looks at it only externally, as described in the history books, if one does not look at the special forms it takes. For it is true that just as Christ lives in our inner being since the Mystery of Golgotha, and can be perceived in our inner being when we first awaken our inner gaze, so when we look around us at human life, and since the seeing glance arises in us for most people, for those to whom the seeing glance arises, it is the case, then, as it happens unexpectedly to the person who crosses the threshold of consciousness, Ahasverus, the eternal Jew, will appear to us. Man will perhaps not always recognize him, he will mistake him for something else. But it is just as possible that the eternal Jew will appear to man as it is possible that the Christ will shine forth when man looks into his inner being. These things belong to the secrets of the world which must needs be revealed in our time, when many secrets should be revealed. [IMAGE REMOVED FROM PREVIEW] |
211. Exoteric And Esoteric Christianity
02 Apr 1922, Dornach Translator Unknown |
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An antagonism to Ahriman exists today only in the teachings like those that stream through Anthroposophy. If Anthroposophy can again make clear to men the independence of the spirit-soul being which is not dependent on the bodily being, Ahriman will have to give up his hopes for the time. |
211. Exoteric And Esoteric Christianity
02 Apr 1922, Dornach Translator Unknown |
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The evolution of mankind is recorded in documents that have been preserved as religious records, or as other documents relating to world-conceptions. But it must be emphasized over and over again that, in addition to these records that have influenced mankind throughout history (and there is, indeed, a deep justification for this exterior influence), there are other records, which we may term esoteric records. When people spoke in a deeper sense of a knowledge of man and of man's conception of the world, they always made a distinction between an exoteric teaching, that gives a more exterior knowledge of things, and an esoteric teaching; only those who had trained their hearts and minds accordingly, were able to penetrate into this teaching. In Christianity, too, especially as far as its central point, the Mystery of Golgotha, is concerned, we must make a distinction between exoteric conceptions and esoteric knowledge. An exoteric contemplation of Christianity, accessible to all the world, is contained in the Gospels. Side by side with this exoteric contemplation, there has always been an esoteric Christianity for those who were willing—as I have said before—to prepare their hearts and minds in an adequate way for the reception of an esoteric Christianity. All that could be gathered of the intercourse of the Christ who had passed through death and had risen from the dead, with those of his disciples who were able to understand him, was of the greatest importance in this esoteric Christianity. You know already that the Gospels contain very little about the intercourse of the risen Christ with his disciples. But what the Gospels tell us concerning this intercourse of the risen Christ with his disciples, can indeed give us an inkling and a foreboding of something very special, that entered the evolution of the earth through the Christ who rose from the dead. But we cannot go beyond such forebodings, without an esoteric knowledge. These inklings of a truth acquire weight and significance if we add to them Paul's utterances. Paul's words acquire a particular meaning, for he assures us that he was able to believe in Christ only from the moment in which the Christ appeared to him through the event at Damascus. This gave him the sure knowledge that Christ had passed through death and that, after his death, he was connected with the evolution of the earth as the living Christ. The event at Damascus gave Paul a knowledge of the living Christ and we should bear in mind what this impiles, when it is said by a man like Paul. Why could Paul not be convinced of the true existence of the Christ-being before the event at Damascus? We must bear in mind what it implied for Paul, initiated to some extent in the Hebrew teachings—that the Being who lived on earth as Christ-Jesus, had been condemned to a shameful death on the cross in accordance with human laws and justice. Paul could not grasp that the old prophecies referred to a Being who had been condemned lawfully to the shameful death through crucifixion. Until the event at Damascus, Paul saw in the shameful crucifixion of Jesus of Nazareth the proof that He could not be the Messiah. Only the experience at Damascus convinced Paul; the vision at Damascus convinced him of the truth of the Mystery of Golgotha. In spite of the fact that Jesus of Nazareth—or better, the Being who was incarnated in Jesus of Nazareth—had undergone the shameful death on the cross, something very deep and great is implied in this confession of Paul's conviction. The traditions that still existed in the first centuries after Christ, no longer exist. They may exist, at the most, in the form of outer historical records kept by some secret society that does not understand them. We must find again, through an anthroposophical spiritual science, that which surpasses the scanty communications concerning the Christ, after the Mystery of Golgotha. This is what we must find again: What did the risen Christ tell to the disciples that were around him, and that are not mentioned in the Gospels? For, what the Gospels say of the apostles who met Christ-Jesus on the way to Emmaeus, and other things recorded of the apostles, are steeped in tradition and refer to simple souls who were unable to advance to an esoteric knowledge. For this reason we must go beyond this and ask: What did the Christ say after his resurrection to the disciples who were really initiated? If we want to understand this, we must begin by taking into consideration the frame of mind in which men of past ages took up the real Mystery of Golgotha and how the Mystery of Golgotha changed their disposition. When we speak of the great truths of the past connected with man's earthly evolution, a modern man finds it very difficult to understand that the first men who lived on the earth did not possess a knowledge of the kind termed “knowledge” by us. The first men who lived on the earth were able to receive the wisdom of gods through atavistic, clairvoyant capacities. This means nothing less than this: Divine beings who descended to the earth from higher worlds could impart their teachings to human beings—in a spiritual way, of course—and these, in their turn, taught other souls. In the ancient past of human evolution on earth, it was a well-known fact that men were taught by the divine beings themselves, who descended to the earth from spiritual worlds. This condition, transcending the earthly one, could be attained especially by those men who had passed through the initiation in the Mysteries, where for the most part, they were outside their bodies with their souls and were able to reveive the communications of the gods in a spiritual way, because they were not dependent on the outer form of speech, or spoken words. They did not receive these communications in a state of mind resembling today's dreaming state, but in a living intercourse with divine beings which took place spiritually, and where they received what these beings considered to be their own particular wisdom. This wisdom at first consisted of communications (if I may call them thus) of the gods concerning the abode of human souls in the divine world before descending into an earthly body. During that state of consciousness which I have just described, the gods taught human beings what the souls experienced before their descent into an earthly body through conception. Then men felt as if they were being reminded of something, and they found that the communications of the gods reminded them of their experiences in the world of the spirit and soul, before birth, i.e. before conception. An echo can still be found in Plato that this was indeed so in ancient times. Today we can look back on a divine spiritual wisdom received here on earth by men who were in the frame of mind just described, a wisdom received—we may indeed say it in the real sense of the word—from the gods themselves. This wisdom was of a special kind: namely, of such a kind, that people—strange as it may seem today—knew nothing of death. It may seem strange to you today, yet it is so: the oldest inhabitants of the earth knew nothing of death, just as the child knows nothing of death. The people who were instructed in the way indicated by me and passed on this instruction to others who still possessed an atavistic clairvoyance, became conscious at once of the fact that their soul-being had come down from divine-spiritual worlds into a body, and that it would leave this body. They considered this an advance in the life of the spirit and of the soul. Birth and death appeared to them as a metamorphosis, as something which is the beginning and end of something. Were we to draw this schematically we might say that people saw the human soul in its progressive evolution and considered life on earth as an interlude. But they did not see in the points “a” and “b” a beginning and an end, they only saw the uninterrupted stream of the life of spirit and soul. They did see, of course, that the people around them died. You will not think that I am comparing these ancient men with animals; for, although their outer aspect resembled that of animals, these oldest of men had a higher soul-spiritual nature. I have already explained this before. But just as an animal knows nothing of death when it sees another animal which is dead, so did these ancient men know nothing of death, for they received only the idea of an uninterrupted stream in the life of soul and spirit. Death was something pertaining to Maya, the great illusion, and it made no great impression on men, for they knew life, only. Although they saw death, they knew nothing of death. For, their spirit-soul life was not ensnared by death. They saw human life only from within. When they looked at birth, human life extended beyond birth, into the spiritual. When they looked at death, the life of spirit and soul again extended beyond death, into the spiritual; birth and death had no meaning for life. Life alone was known—not death. Men gradually came out of this frame of spirit. On tracing the evolution of mankind from the oldest times to the Mystery of Golgotha, one may say: more and more, human beings learnt to know death. They learnt to know death more and more as something that made an impression on them. Their souls became entangled in death, and out of man's feelings arose the question: what happens to the soul when man goes through death? You see, in far distant ages people never contemplated death as an end. Their problem was at the most one dealing with the special nature of metamorphosis involved. They asked whether the breath leaves man and continues streaming, and whether the soul enters thereby into eternity; or else, they had some other conception of the way in which the life of spirit and soul continues. They thought about the nature of this continuation, but they did not think of death as an end. Only with the approach of the Mystery of Golgotha people really felt that death has a meaning and that life on earth is something that ends.This, of course, did not assume the form of a problem formulated in a philosophical or scientific way, but it entered the soul as a feeling. Men on earth had to come to this feeling, for it was necessary for the evolution of mankind that the understanding, or the intellect, should enter life on earth. But the intellect depends on the fact that we are able to die. I have often mentioned this. Man had therefore to become entangled in death. He had to become acquainted with death. The old ages in which man knew nothing of death were all non-intellectualistic. Men received their ideas through inspirations from the spiritual world and did not think about them. There was no intellect. But the intellect had to come. If we express it in a soul-spiritual way, the understanding could come only because man is able to die and carries within him all the time the forces of death. In a physical way, we might say that death can enter because man deposits salts, i.e. solid mineral substances, dead substances, not only in the body, but also in his brain. The brain has the constant tendency to deposit salt—I might say, toward an incomplete ossification. So that the brain contains a constant tendency toward death. This inoculation of death had to enter in mankind. And I might say, that the result of this necessary development—that death began to have a real influence in man's life—was the outward acquaintance with death. If men had remained the same as in the past, where they did not really know death, they would never have been able to develop an intellect, for the intellect is only possible in a world where death holds sway. This is how matters stand, seen from a human aspect. But they can also be contemplated from the aspect of the higher hierarchies, and then they will appear as follows: The higher hierarchies contain in their being the forces that have formed Saturn, the Sun, the Moon and finally the Earth. If the higher hierarchies had expressed their teachings amongst themselves, as it were, up to the Mystery of Golgotha, they would have said: We can form the Earth out of Saturn, Sun and Moon. But if the Earth were to contain only what we have placed into Saturn, Sun and Moon it would never have been able to develop beings who know something about death, and can therefore develop the intellect within them. We, the higher hierarchies, are able to let an Earth proceed out of the Moon, on which there are men who know nothing of death, and on which they cannot develop the intellect. It is not possible for us, higher hierarchies, to form the Earth in such a way that it is able to supply the forces which lead man towards the intellect. We must rely, for this, on an entirely different being, on a being who comes from another direction than our own—The Ahrimanic Being. Ahriman is a being who does not belong to our hierarchy. Ahriman comes into the stream of evolution from another direction. If we tolerate Ahriman in the evolution of the Earth, if we allow him a share in it, he brings us death, and with it, the intellect, and we can take up in the human being death and intellect. Ahriman knows death, because he is at one with the Earth and has trodden paths which have brought him into connection with the evolution of the Earth. He is an initiate, a sage of death, and for this reason he is the ruler of the intellect. The gods had to reckon with Ahriman—if I may express it in this way. They had to say: the evolution cannot proceed without Ahriman. It is only a question of admitting Ahriman into the evolution. But if Ahriman is admitted and becomes the lord of death and, consequently, of the intellect too, we forfeit the Earth, and Ahriman, whose sole interest lies in permeating the Earth with intellect, will claim the Earth for himself. The gods faced the great problem of losing to a certain extent their rule over the Earth in favour of Ahriman. There was only one possibility—that the gods themselves should learn to know something which they could not learn in their godly abodes which were not permeated by Ahriman—namely, that the gods should learn to know death itself, on the Earth, through one of their emissaries—the Christ. A god had to die on earth, and he had to die in such a way that this was not grounded in the wisdom of the gods, but in the human error which would hold sway if Ahriman alone were to rule. A god had to pass through death and he had to overcome death. Thus the Mystery of Golgotha meant this for the gods: a greater wealth of knowledge through the wisdom of death. If a god had not passed through death, the whole Earth would have become entirely intellectual, without ever reaching the evolution which the gods had planned for it from the very beginning. In past ages, people had no knowledge of death. But they learnt to know death. They had to face the feeling that through death, i.e. through the intellect, we enter a stream of evolution which is quite different from the one from which we come. Now the Christ taught his initiates that he came from a world where death was unknown; he learnt to know death, here on earth, and conquered death. If one understands this connection between the earthly world and the divine world, it will be possible to lead the intellect back gain into spirituality. We might express approximately in this way the content of the esoteric teachings given by the Christ to his initiated disciples: it was the teaching of death, as seen from the scene of the divine world. If one wishes to penetrate into the real depths of this esoteric teaching, one must realize that he who understands the entire evolution of mankind knows that the gods have overcome Ahriman by using his forces for the benefit of the Earth, but his power has been broken because the gods themselves learnt to know death in the being of Christ. Indeed, the gods have placed Ahriman into the evolution of the earth, but, in making use of him, they have forced him to come down into the evolution of the earth without completing his own rulership. He who learns to know Ahriman since the Mystery of Golgotha and he who knew him before, knows that Ahriman has waited for the world-historic moment in which he will not only invade the unconscious and subconscious in man, as in the case since the days of Atlantis (you know this through myOccult Science), but will invade also man's consciousness. If we apply human expressions to the willing of gods, we might say that Ahriman has waited with longing for the moment in which to invade human consciousness with his power. His purpose was thwarted because he knew nothing of the divine plan whereby a being—the Christ—was to be sent to the Earth, a being who underwent death. Thus the intervention of Ahriman was possible, but the sharp edge was taken off his rule. Since then, Ahriman uses every opportunity to encourage men in the exclusive use of the intellect. Ahriman has not lost all hope today that he will succeed in inducing men to use only their intellect. What would this imply? If Ahriman would succeed in convincing men against all other convictions that man can live only in his body and that, as a spirit-soul being, he cannot be separated from his body, the idea of death would seize the souls so strongly that Ahriman would be able to realize his plans quite easily. Ahriman hopes for this always. One might say, for instance, that special joy fills the heart of Ahriman—if one can speak of a heart in Ahriman's case, but this is a comparison, for I must always use human expressions in cases where other expressions should really be found—that special joy lives in Ahriman's soul since the period stretching from the forties of the 19th century until about the end of the 19th century; in the predominant sway of materialism Ahriman could cherish new hopes for his rule over the earth. In this time even theology becomes materialistic. I have mentioned already that theology has become unchristian and that the theologian from Basle, Overbeck, wrote a book in which he tried to prove that modern theology is no longer Christian. This gave new hopes to Ahriman. An antagonism to Ahriman exists today only in the teachings like those that stream through Anthroposophy. If Anthroposophy can again make clear to men the independence of the spirit-soul being which is not dependent on the bodily being, Ahriman will have to give up his hopes for the time. The battle of the Christ against Ahriman is again possible. And we can have a foreboding of this in the Temptation described in the Gospel. But a full understanding can be gained only by penetrating into what I have often set forth, namely, that Lucifer plays a greater part in the older evolution of mankind, and that Ahriman began to have an influence on human consciousness since the Mystery of Golgotha. He had an influence also before that time, but not on the consciousness of man. If we look at the human mind and soul we must say that the most important point in mankind's evolution lies where man learns to know that the Christ-impulse contains a living force which enables him to overcome death in himself, when he unites himself with it. Seen from the spiritual world this implies that Ahriman was drawn into the evolution of the earth by the hierarchies belonging to Saturn, Sun, Moon, Earth, etc. But his claims of rulership were hedged in because they were placed at the service of the evolution of the earth. Ahriman has, as it were, been forced to enter the evolution of the earth. Without him, the gods could not have placed intellectualism into mankind and if they had not succeeded in taking off the sharp edge to Ahriman's rule through the Christ event, Ahriman would have rendered the whole earth intellectual from within and material from without. The Mystery of Golgotha is not only an inner mystical event; we must look upon it entirely as an outer event which cannot, however, be set forth according to an outer materialistic, historical investigation. It must be set forth in such a way as to show the entrance of Ahriman into the evolution of the earth, and, at the same time, the overcoming of Ahrimanism, to a certain extent. Thus we have a battle of the gods which was enacted through the Mystery of Golgotha. That a battle of the gods took place on that occasion, is contained also in the esoteric teachings imparted by the Christ to his initiated disciples, after his resurrection. If we are to designate that which existed in the form of an esoteric Christianity, we might say that in past ages of the evolution of the earth people knew of the existence of these worlds through the manifestations that I have characterized a short while ago. But these divine worlds could not tell them anything concerning death, for death did not exist in the worlds of the gods, and it did not exist for man, because he gained knowledge only of the steady uninterrupted progress of the spirit and soul through the spheres of the gods. Man came nearer and nearer to the understanding of death. By yielding himself up to the Christ, he could gain for himself a sure power which enabled him to overcome death. This is man's inner evolution. But the esoteric element which Christ gave to his initiated disciples consisted therein, that He told them: What took place on Golgotha, is the reflection of superterrestial events and of the relationship between the worlds of the gods connected with Saturn, Sun, Moon and the present Earth, and Ahriman. The cross of Golgotha cannot be looked upon as something earthly, but as something having a meaning for the entire universe—this was the content of esoteric Christianity. Perhaps we can awaken a particular feeling in connection with esoteric Christianity: Imagine two esoteric disciples of the Christ, who progress more and more in the acquisition of an esoteric Christianity, and imagine them speaking together while they are still battling with their doubts: One of them would say more or less the following words to the other one: The Christ who is teaching us, has descended from worlds which are known from the past. Gods were known in past ages, but they were gods who could not speak of death. If we had remained with these gods, we would never have learnt anything concerning the nature of death. The gods themselves had first to send down to the earth a divine being, in order to learn something concerning death though one of their own ranks. After His resurrection, Christ teaches us what the gods had to fulfill in order to guide the evolution of the earth to a right end. If we keep to him, we will learn something that men could not learn until then. We learn what the gods did behind the scenes of the worlds's existence in order to further the evolution of the earth in the right way. We learn how they brought in the forces of Ahriman, without allowing them to be of harm to man, but to be of use to him. What the initiated disciples received as the esoteric teaching of the risen Christ was something deeply moving. A disciple, such as the one described above, could only have continued by saying: Today we would know nothing at all concerning the gods, for we would be in the meshes of death had Christ not died and risen, and had He not taught us, after His resurrection, the experiences of the gods concerning death. As human beings, we must immerse ourselves into a period of time in which we can no longer know anything of the gods. The gods found a new way of speaking to us. This way went through the Mystery of Golgotha. The essential knowledge conveyed to the disciples through the Mystery of Golgotha, was that men could again approach the divine worlds which they had left. In the first period of the Christian evolution, the disciples were permeated by this stirring teaching. Many a one, whom history barely mentions, bore within him the knowledge which he could have gained only because in the early times he had enjoyed the teaching of the risen Christ himself, or else because he was connected in some way with the teachers who had been taught by the Christ. Later on, all these things were exteriorized. They were exteriorized to such an extent that the first heralds of Christianity attached great value to the fact of being able to say that they were the disciples of one who had been taught by a disciple of the apostles. It was a continuous development, for he who imparted the teaching, had known one who had seen an apostle, i.e. one who had known the Lord himself, after his resurrection. In the past, some value was still attached to this living development, but the form in which it reached a later mankind was already exteriorized. It had assumed the aspect of an outer historical description. But, essentially, it goes back to what I have just set forth. The incorporation of the intellect, which began already, and particularly, during the fourth and fifth centuries after the Mystery of Golgotha, and underwent a special change in the fifteenth century—the beginning of the fifth post-atlantean epoch—this development of the intellect brought about the loss of the ancient wisdom which enabled man to grasp something of the spiritual truths, whereas the new wisdom was not there. To a certain extent, men forgot for a whole age everything that had an esoteric significance in Christianity. As stated, some records dealing with this esoteric knowledge remained in the keeping of secret societies, the members of which no longer understood the content of these records—in our age, certainly not. These records really refer to the teachings that were imparted by the risen Christ to some of his initiated disciples. Suppose that the ancient Hebrew teaching had not received new life through Christianity—then, Paul's conviction before the event at Damascus would have been justified. For, Paul more or less accepted the view that there is an old traditional teaching, which existed originally as a divine-spiritual revelation given to men in a distant past, in the spiritual form which I have described. Then, this was preserved in written records. Amongst the Hebrews, there were scribes who knew what was contained in the records from out of the ancient wisdom of the gods. The sentence that condemned Christ-Jesus to death came from such scribes. While he was still Saul, Paul looked up to this original divine wisdom of the past and thought that this ancient wisdom was the source of the knowledge which came streaming down even to the scribes of his time. The fact that prominent men took up the calling of a scribe, could, however, bring this divine wisdom only as far as the pronouncing of righteous sentences. Impossible—quite impossible—for an innocent man to be condemned to death through crucifixion! Especially if things took the course they did take during the trial of Christ Jesus. This was the course of Paul's thoughts. Only the Roman Governor, Pontius Pilate, was already entangled instinctively in quite another world-conception and could utter the pregnant sentence: What is Truth? Paul, as Saul, could not possibly imagine that what had taken place according to a righteous judgement, might not be truth. What a conviction had to be gained by Paul? The conviction that there can be error in the truth which used to come streaming down to men from the gods, for men have changed it into error—into an error so strong, that the most innocent of all had to pass through death. The original divine wisdom streams down as far as the wisdom of the scribes, who were the Hebrew contemporaries of the Mystery of Golgotha. This wisdom can only contain truth—thought Saul. But he had to think otherwise. When Paul was still Saul, he used to say: If he, who died on the cross, is indeed the Christ and the Messiah, this current of wisdom must contain error in its truth, and error brought Christ to the cross. That is, man must have turned the old divine wisdom into error. Naturally, only the actual fact that this is so, indeed, could convince Saul. Only Christ himself could convince him, by appearing to him in the event at Damascus. What did this mean for Saul? It meant that a divine wisdom no longer existed, for the Ahrimanic element had entered into it. Thus Paul reached the point of seeing that mankind's evolution had been seized by an enemy and that this enemy is the source of error on earth. In bringing the intellect, he brings also the possibility of error, and, in its greatest aspect, this error is responsible for the death on the cross of the most innocent of all. First, this conviction must be gained—that He who has no stain upon him, died on the cross. This enabled men to see how Ahriman crept into the evolution of humanity and how a super-sensible, superterrestial event existed in the evolution of the Ego, through the enactment of the Mystery of Golgotha. An esoteric fact can never be merely mystical. It is always an enormous mistake to explain mere mysticism as esotericism. The esoteric knowledge is always a knowledge of facts which take place, as such, in the spiritual world, and remain hidden behind the veil of the physical world. For, behind this veil, the adjustment between the divine world and Ahriman takes place, as enacted in the death on the cross of Christ-Jesus. Paul felt that error, leading to the death on the cross, can only enter a world wherein man is seized by the Ahrimanic powers. And when he had understood this, he learnt the truth of esoteric Christianity. Paul was undoubtedly one of those who belonged, in this sense, to the initiates. But initiation gradually died out, through the growing influence of intellectualism. Today we must return to a knowledge of esoteric Christianity: we must know again that Christianity does not only contain what is exoteric, but goes beyond the forebodings that can be awakened through the Gospels. Today very little is said concerning an esoteric Christianity, but humanity must return to this knowledge, which is not based on outer documents. We must learn to fathom what the Christ himself taught to his initiated disciples after his resurrection, and we must take for granted that he could impart such teachings only after having passed through an experience, here on earth, which he could not have had in the divine world—for until the Mystery of Golgotha death did not exist in the divine worlds. No being of the divine worlds had passed through death—Christ is the first-born who passed through death from the world of the hierarchies, connected with the evolution of the Earth that went through Saturn, Sun and Moon. The secret of Golgotha is the inclusion of death into life. Before Golgotha, the knowledge of life did not include death. Now death became known as an essential part of life, as an experience which strengthens life. Humanity went through a weaker form of life when nothing was known of death; humanity must live more forcefully if it wants to pass through death and yet remain alive. Death, in this connection, is also the intellect. Men possessed a comparatively weaker sense of life when they had no need of the intellect. The older people who obtained their knowledge of the divine worlds in the form of images and inner manifestations, did not die inwardly. They always remained alive. They could laugh at death because they remained alive inwardly. The Greeks still relate how happy the ancients were because, when death approached them, they became so dazed within, that they hardly noticed it. This was the last remnant of a world-conception that knew nothing of death. Modern man experiences the intellect. Intellect renders us cold and dead within. It paralyses us. When our intellect is active, we do not really live. We must feel that when we are thinking, we are not really alive, that our life is poured into the empty pictures of our understanding. A strong life is needed in order to experience the living activity contained in the lifeless images formed by our intellect, a creative, living activity inspite of all. A strong life is needed to reach the sphere where moral impulses flow out of the force of pure thinking, and where we learn to understand the freedom in man, through the impulses of pure thinking. This is what I tried to set forth in my Philosophy of Freedom, which is really an ethical conception, and tries to show how dead thoughts can be awakened into life in the form of moral impulses, and thus be led to resurrection. An inner Christianity is undoubtedly contained in this Philosophy of Freedom. With these explanations I wished to place before your souls, from a particular aspect, something concerning an esoteric Christianity. This age, which is so full of disputes concerning the nature of Christianity in an exoteric, historical sense, needs an esoteric Christianity—it is necessary to point out the esoteric teachings of Christianity. I hope that they will not be taken lightly, but with the needed earnestness and responsibility. When speaking of such things, one feels how difficult it is to clothe these experiences in the words of modern speech, which has already become abstract. For this reason, I have tried to attune your souls by describing the inner processes of man in the form of images, in order to form a thread leading from the single human being to that which constitutes, in an esoteric sense, the historical evolution of humanity, which is contained, as something essential, in the Mystery of Golgotha. |
211. Exoteric And Esoteric Christianity
02 Apr 1922, Dornach Translated by Dorothy S. Osmond |
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Opposition to Ahriman really exists to-day only in such teachings as are contained in Anthroposophy. When, through Anthroposophy, man once again realises that the soul and the Spirit are independent of the bodily nature, then Ahriman must begin to abandon hope. |
211. Exoteric And Esoteric Christianity
02 Apr 1922, Dornach Translated by Dorothy S. Osmond |
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The story of the evolution of humanity is preserved in ancient records mostly either of a religious or philosophical character. But it must be emphasised that as well as these records which have had a deep and good influence upon mankind through the ages, there exists what we may call esoteric knowledge. Wherever the deeper aspects of human knowledge and human thought have been studied, a distinction has always been made between exoteric teaching (concerned with the more external side of things) and esoteric teaching which is accessible only to those who have undergone the necessary inner preparation. And so in the case of Christianity itself, especially in respect of the spiritual kernel of Christianity—the Mystery of Golgotha—a distinction must also be made between exoteric and esoteric knowledge. The exoteric teaching is contained in the Gospels and is there for all the world; but side by side with this exoteric teaching there has always been an esoteric Christianity, available to those who have prepared their minds and hearts to receive it. In this esoteric Christianity the teaching of greatest moment is that concerning the communion between the Risen Christ—the Christ Who has passed through death—and those of His disciples who were able to understand Him. The Gospels, as you know, make only brief references to this. What the Gospels say of this communion between Christ after His Resurrection and His disciples does indeed enable them to surmise that something of the deepest import to earthly evolution came to pass through the Resurrection; but unless the step is taken into the realm of esoteric teaching, the words can be little more than indications. The avowal of Paul, of course, is of the greatest importance, for Paul testifies that he was only able to believe in Christ after He had appeared to him at Damascus. Paul knew then, with absolute conviction: Christ had passed through death and in His life now, after death, is united with earthly evolution. We must reflect upon the significance of the testimony which came from Paul when, through the event at Damascus, the reality of the Living Christ was revealed to him. Why was it that before the vision at Damascus Paul or Saul as he then was—could not be convinced of the reality of the Christ? We must understand what it meant to Paul—who to a certain extent had been initiated into the secret doctrines of the Hebrews—to learn that Christ Jesus had been condemned to a death of shame by crucifixion. It was, at first, impossible for Paul to conceive that the old prophecies could have been fulfilled by one who had been condemned by human law to this shameful death. Until the revelation came to him at Damascus, the fact that Jesus of Nazareth had suffered the shame of crucifixion was for Paul conclusive proof that He could not have been the Messiah. It was only after the revelation at Damascus that conviction came to Paul concerning the Mystery of Golgotha, notwithstanding the fact that Jesus of Nazareth, or rather, the Being indwelling the body of Jesus of Nazareth, had experienced a death of shame on the Cross. It was of immeasurable significance that Paul should have proclaimed his conviction of the truth of the Mystery of Golgotha. Traditions that were still extant during the first centuries of Christendom are, of course, no longer available. At most they have survived in the form of fragments in the possession of a few isolated secret societies, where they are not understood. Anything that goes beyond the very sparse traditions concerning Christ after the Mystery of Golgotha must be rediscovered to-day through anthroposophical Spiritual Science. We have again to discover how Christ spoke after the Resurrection. What was the nature of the teaching given by Him to those disciples with whom He was in communion but of whom the Gospels make no mention? The Gospel story concerning the disciples who met Christ on the way to Emmaus, or concerning the host of disciples, has always been clothed in a form of tradition adapted for naive and simple minds incapable of understanding the esoteric truths. Going further, we must ask: What was the teaching given by Christ after the Resurrection to his initiated disciples? Before we can begin to understand this, we must think of the nature of the human soul as it was in very ancient times and of the change brought about by the Mystery of Golgotha. A most important truth concerning the earliest periods in the evolution of earthly humanity and one which it is exceeding difficult for the modern mind to understand, is that the first human beings who lived on the Earth had no knowledge or science in the form familiar to us to-day. Because of their faculties of atavistic clairvoyance, these early men were able to receive the wisdom of the Gods. This means that it was actually possible for humanity to be taught by Divine Beings who descended spiritually to the Earth from the realm of the higher Hierarchies and who then imparted spiritual teaching to the souls of men. Those who received such teaching—for the most part they were men who had been initiated in the Mysteries—were able, through their Initiation, to live in a state of remoteness from earthly affairs; the soul lived to a great extent outside the body. In this state of consciousness men were not dependent upon oral conversation or instruction; they were able to receive communications from the Gods in a spiritual way. Nor did they receive these teachings in a condition of consciousness resembling dream-life as we know it to-day. They entered into living, spiritual communion with Divine Beings, receiving the wisdom imparted by these Beings. This wisdom consisted of teachings given by the Gods to man in regard to the sojourn of the human soul in the Divine-Spiritual world before the descent into an earthly body. The experiences of the soul before descent into a physical body through conception—such was the substance of the teaching imparted to human beings in the state of consciousness I have described. And the feeling arose in these men that they were only being reminded of something. As they received the teachings of the Gods they felt that they were being reminded of what they themselves had experienced before birth, or rather, before conception, the world of soul-and-spirit. In Plato's writings there are still echoes of these things. And so to-day we can look back to a Divine-Spiritual wisdom once received by men on the Earth from the Gods themselves. This wisdom was of a very special character. Strange as it will seem to you to-day, the earliest dwellers on the Earth knew nothing of death—just as a child knows nothing of death. Those men who received the teachings of the Gods and who then passed them on to others also possessing the faculty of atavistic clairvoyance—such men knew quite consciously that their souls had come down from Divine-Spiritual worlds, had entered into physical bodies and would in time pass out of these bodies. They regarded this as the onward flow of the life of soul-and-spirit. Birth and death seemed to them to be a metamorphoses, not a beginning and end. Speaking figuratively, we should say: In those times man saw how the human soul can develop onwards and he felt that earthly life was only a section of the onflowing stream of the life of soul-and-spirit. Two given points within this stream were not regarded as any kind of beginning or end. It is, of course, true that man saw other human beings around him, die. You will not accuse me of comparing these early men with animals, for although their outward appearance was not entirely dissimilar from that of animals, the soul-and-spirit within them was on a very much loftier level.—I have spoken of this many times—As little as an animal to-day understands death when it sees another animal lying dead, as little did the men of those early times understand death, for they could only conceive of an onflowing stream of soul-and-spirit. Death belonged to Maya, to the great Illusion, and made no particular impression on them. They knew life and life only—not death, although it was there before their eyes. In their life of soul-and-spirit they were not involved in death. They saw human life only from within, stretching beyond death into the spiritual world. Birth and death were of no significance to life. They knew only life; they did not know death. Little by little, men emerged from this state of consciousness. Following the evolution and progress of humanity from the earliest epochs to about the time of the Mystery of Golgotha, we may say: men were learning more and more to know the reality of death. Death was something that made an impression upon them. Their souls became entangled with death, and a question arose within them: What becomes of the soul when the human being passes though death? In the very earliest times, men were not faced with the question of death as an ending. At most they enquired about the nature of the change that took place. They asked: Is it the breath that goes out of a man and then streams onwards, bearing the soul to Eternity? Or they formed some other picture of the life of soul-and-spirit in its onward flow. They pondered about this but never about death as an ending. It was only when the epoch of the Mystery of Golgotha drew near that men began, for the first time, to feel that there is a significance in death, that earthly life has indeed an ending. Naturally, this question was not formulated in philosophical or scientific terms; it was more like a feeling, a perceptive experience—an experience necessary in earthly life because reason and intellect were to become an essential part of human evolution. Intellect, however, is dependent upon the fact that the human being can die. It was necessary, then, for the human being to be involved in death, to know death. The ancient epochs, when men knew nothing of death, were all unintellectual. Ideas were inspired from the spiritual world, not ‘thought out.’ There was no intellect as we know it. But intellect had to take root and this is possible only because the human being can die, only because he has within him perpetually the forces of death. In a physical sense we may say: Death can only set in when certain salts, that is to say, certain dead, mineral substances deposit themselves in the brain as well as in the other parts of the human organism. In the brain there is a constant tendency towards the depositing of salts, towards a process of bone-formation that has been arrested before completion. So that all the time the brain has the tendency towards death. Humanity had, however, to be impregnated with death. Outer acquaintance with death, realisation that death plays an important part in human existence, was simply a consequence of this necessity. If human beings had remained as they were in ancient times when they had no real knowledge of death, they would never have been able to develop intellect—for intellect is only possible in a world where death holds sway. So it is when viewed from the standpoint of the human world. But the matter may also be viewed from the side of the higher Hierarchies, and presented in the following way.— The Beings of the higher Hierarchies have within them the forces which fashioned Saturn, Sun and Moon1 and finally the Earth. If the higher Hierarchies had, as it were, been holding council among themselves before the Mystery of Golgotha had taken place on Earth, they would have said: “We have been able to build up the Earth from Saturn, Sun and Moon. But if the Earth were to contain only what we have been able to incorporate from Saturn, Sun and Moon, no beings could develop who, knowing death, are able to unfold intellect. We, the higher Hierarchies, are unable to bring forth an Earth from the Moon embodiment—an Earth on which men know nothing of death and therefore cannot unfold the faculty of intellect. We, the Hierarchies, cannot so fashion the Earth that it will produce the forces necessary for the development of intellect in man. For this purpose we must allow another Being to enter, a Being whose path of development has been different from ours. Ahriman is a Being who does not belong to our hierarchy. He enters the stream of evolution by a different path. If we tolerate Ahriman, if we allow him to participate in the process of the Earth's evolution, he will bring death, and with death, intellect; the seeds of death and of intellect will then be implanted in the being of man ... Ahriman is acquainted with death; he is interwoven with the Earth, because his paths have connected him with earthly evolution. Ahriman is a knower of death; therefore he is also the Ruler of intellect.” The Gods were obliged—if such a word is permissible—to enter into dealings with Ahriman, realising that without Ahriman there could be no progress in evolution. But—so said the Gods—if Ahriman is received into the stream of evolution to become the Ruler of death and therewith also of the intellect, the Earth will fall away from us; Ahriman, whose only interest is to intellectualise the whole Earth, will demand the Earth for himself. The Gods were confronted with this dilemma that their dominion over the Earth might be usurped by Ahriman. There remained only one possibility, namely, that the Gods themselves should acquire knowledge of something inaccessible to them in their own worlds—worlds untouched by Ahriman; that they, the Gods, should learn of death as it takes place on Earth through One sent by them, through the Christ. It was necessary for a God to die upon the Earth, moreover for that death to be the result of the erring ways of men and not the decree of Divine wisdom. Human error would take root if Ahriman alone held sway. It was necessary for a God to pass though death and to be victorious over death. The Mystery of Golgotha signified for the Gods an enrichment of wisdom, an enrichment gained from the experience of death. If no Divine Being had passed through death, the Earth would have been wholly intellectualised without ever entering into the evolution originally ordained for it by the Gods. In very ancient times men had no knowledge of death. But at some point it was necessary for them to face the realisation: death, and intellect together with death, brings us into a stream of evolution quite other than that from which we have proceeded. To His initiated disciples Christ taught that He had come from a world wherein there was no knowledge of death; that He had suffered death upon the Earth and had gained the victory over death. When this connection of the earthly world with the Divine world is understood, intellect can be led back to spirituality. Such, approximately, was the substance of the esoteric teaching given by the Risen Christ to His initiated disciples: it was a teaching concerning death—death as seen from the arena of the Divine world. To have insight into the depths of this esoteric teaching, we must realise that the following is known to one who understands the whole sweep of the evolution of mankind.—The Gods have gained the victory over Ahriman inasmuch as they have made his forces useful to the Earth but have also blunted his power in that they themselves acquired knowledge of death through the Christ. The Gods indeed allowed Ahriman to become part of earthly evolution but in that they have made use of him, they have prevented him from maintaining his dominion to the end. Those who have knowledge of Ahriman as he has been since the Mystery of Golgotha and as he was before that Event, realise that he waits for the moment when he can invade, not only the unconscious, subconscious regions of man's life—which as you know from the book Occult Science, have been open to Ahriman's influence since the time of Atlantis—but also the spheres of man's consciousness. Using words of human language to describe the will of a God, it may be said: Ahriman has waited eagerly for the opportunity to carry his influence into the conscious life of man. It was an astonishment to him that he had not previously known of the resolution of the Gods to send the Christ down to the Earth—the Divine Being who passed through death. Ahriman was not thereby deprived of the possibility of intervention, but the edge of his power was broken. Since then, Ahriman seizes every opportunity of confining man to the operations of the intellect alone. Nor has he yet relinquished the hope that he will succeed. What would this mean? If Ahriman were to succeed in imbuing man with the conviction—to the exclusion of all others—that he can only exist in a physical body, that as a being of soul-and-spirit he is inseparable from his body, then the human soul would be so possessed by the idea of death that Ahriman could easily fulfil his aims. This is Ahriman's constant hope. And it may be said that from the forties to the end of the nineteenth century, his heart rejoiced—although to speak of a ‘heart’ in the case of Ahriman is merely a figure of speech—for in the rampant materialism of that period he might well hope for the establishment of his rulership on Earth. (Please remember that I am using expressions of ordinary language here, although for such themes others should really be found).—A measure of success in this direction was indeed indicated by the fact that during the nineteenth century, Theology itself became materialistic. I have already said that Theology has become ‘unchristian,’ mentioning that Overbeck, a theologian living in Basle, has written a book in which he has tried to prove that modern Theology can no longer truly be called Christian. In this domain, too, there was reason for Ahriman's hopes to rise. Opposition to Ahriman really exists to-day only in such teachings as are contained in Anthroposophy. When, through Anthroposophy, man once again realises that the soul and the Spirit are independent of the bodily nature, then Ahriman must begin to abandon hope. Once again, the battle waged by Christ against Ahriman is possible. An indication is contained in the Gospel story of the Temptation, but these things can only fully be understood when it is realised that the more important rôle in ancient times was played by Lucifer and that Ahriman has only acquired the influence upon human consciousness since the time of the Mystery of Golgotha. He had of course an influence upon humanity before then but not, properly speaking, upon human consciousness. Looking deeply into the human heart, we can only say: The most important point in the evolution of earthly humanity is that at which man learns to know that there is a power in the Christ Impulse through which, if he makes it his own, he can overcome the forces of death within him. And so the Hierarchies belonging to Saturn, Sun, Moon and Earth drew Ahriman into Earth-evolution but restricted his claims for domination in that his forces were used to serve the purposes of evolution. In a sense, Ahriman was forced into the stream of Earth-evolution. Without him the Gods would not have been able to introduce intellectuality into humanity, but if the edge of his dominion had not been broken by the Deed of Christ, Ahriman would have intellectualised the whole Earth inwardly and materialised it outwardly. The Mystery of Golgotha is to be regarded not merely as an inner, mystical experience, but as an external event which must not, however, be presented in the same light as other events recorded in history. The Ahrimanic impulse entered into earthly evolution and at the same time—in a certain sense—was overcome. And so, as a result of the Mystery of Golgotha, we have to think of a war between Gods, and this also formed part of the esoteric teachings communicated by Christ to His initiated pupils after the Resurrection. In describing this early, esoteric Christianity it must be recalled that in ancient times human beings were aware of their connection with the Divine worlds, with the worlds of the Gods. They knew of these worlds through revelations. But concerning death they could receive no communication, because in the worlds of the Gods there was no death. Moreover for human beings themselves there was no death in the real sense, for they knew only of the onward-flowing life of soul-and-spirit as revealed to them in the sacred institutions of the Mysteries. Gradually, however, the significance of death began to dawn upon human consciousness. It was possible for men to acquire the strength to wait for Christ Who was the victor over death.—Such is the inner aspect of the process of evolution. The substance of the esoteric teachings given by Christ to His initiated disciples was that in what came to pass on Golgotha, super-earthly happenings were reflected, namely, the relationships between the worlds of the Gods belonging to Saturn, Sun, Moon and Earth as they had been hitherto, and Ahriman. The purport of this esoteric Christianity was that the Cross on Golgotha must not be regarded as an expression of earthly conditions but is of significance for the whole Cosmos. A picture may help us to feel our way into the substance of this esoteric Christianity.—Suppose that two of Christ's disciples, absorbing more and more of the esoteric teaching and finding all doubt vanishing, were talking together. The one might have spoken to the other as follows.—Christ our Teacher has come down from those worlds of which the ancient wisdom tells. Men knew the Gods but those Gods could not speak of death. If we had remained at that stage, we could never have known anything of the nature of death. The Gods had perforce to send a Divine Being down to the Earth, in order that through one of themselves they might learn the nature of death. The deed which the Gods were obliged to perform in order to lead earthly evolution it its fulfilment—of this we are being taught by Christ after His resurrection. If we cleave to Him we learn of many things hitherto unknown to man. We are being taught of deeds performed by the Gods behind the scenes of world-existence in order truly to further evolution on the Earth. We are taught that the Gods have introduced the forces of Ahriman but by turning these forces to the service of man have averted his destruction. ... The esoteric teaching given by the Risen Christ to His initiated pupils was deeply and profoundly moving. Such pupils might also have said: Interwoven as we now are with death, we should know nothing whatever of the Gods if Christ had not died, and now, since His Resurrection, is telling us how the Gods have come to experience death. We should have passed over into an age when all knowledge of the Gods would have vanished. The Gods have looked for a way by which means they could speak to us again. And this way was through the Mystery of Golgotha ... The great realisation which came to the disciples from this esoteric Christianity was that men have again drawn near to the Divine worlds after having departed from them. In the early days of Christendom the disciples and pupils were permeated through and through with this teaching. And many a man of whom history gives only sparse and superficial particulars was the bearer of knowledge that could only be his because he had either received teaching himself from the Risen Christ or had been in contact with others who had received it.—So it was in the earliest days of the Christian era. As time went on, all this became externalised—externalised in the sense that the earliest messengers of Christianity attached great importance to being able to say that their own teacher had himself been a pupil of a pupil of one of the Apostles. And so it went on. A teacher had meant one who had come into personal contact with an Apostle—with one, therefore, who had known the Lord Himself after the Resurrection. In those earlier centuries, weight was still attached to this living continuity, but in the form in which the tradition came down to a later humanity, it was already externalised, presented as bald, historical data. In essence, however, the tradition leads back to what I have just described. The inculcation of intellectualism—a process which really began about the fourth or fifth century after the Mystery of Golgotha and received its great impulse in the fifteenth century, at the dawn of the Fifth Post-Atlantean epoch—this evolution of intellect entailed the loss of the old wisdom whereby these things could be understood, and the new form of wisdom was still undeveloped. For centuries the essence and substance of esoteric Christianity was, as it were, forgotten by mankind. As I have said, fragments exist in certain secret societies whose members, at any rate in modern times, do not understand to what they refer. In reality, such fragments refer to teachings imparted by the Risen Christ to certain of His initiated pupils. Assume for a moment that there had been no regeneration of the old Hebrew doctrine through Christianity. In that case the conviction held so firmly by Paul before his vision at Damascus would have become universal. Paul was acquainted with the ancient Hebraic doctrine. In its original form it had been Divine revelation, received spiritually by men in very ancient times, and it was then preserved as Holy Writ. Among the Hebrews there were learnéd scribes who knew from this Holy Writ what was still preserved of the old Divine wisdom. From these scribes came the judgment by which Christ Jesus was condemned to death. And so the mind of a man like Paul, while he was still Saul, turned to the ancient Divine wisdom preserved by the learnéd scribes of his day who well knew all that it signified to men. Paul said to himself: The scribes are men of eminence, of great learning; judgment derived on their authority from the Divine wisdom could only be lawful judgment. An innocent man condemned to be crucified ... it is impossible, utterly impossible in all the circumstances leading to the condemnation of Christ Jesus! Such was the attitude of Paul. It was only the Roman Governor, Pontius Pilate, influenced instinctively as he was by an altogether different mentality, who could speak the momentous word: ‘What is Truth?’ While Paul was Saul, it was impossible even to imagine that there might be no truth in the execution of a lawful judgment. The hard-won conviction which was to arise in Paul was that truth once proceeding from the Gods could become error among men, that truth had been turned by men into such flagrant error that One in Whom there was no guilt at all had been crucified. Saul could have no other thought than that the primeval wisdom of the Gods was contained in the wisdom of the Hebrew scribes living at the time of the Mystery of Golgotha. In such wisdom there could only be truth ... . While Paul was still Saul, he argued that if indeed it were Christ, the Messiah, Who suffered death by crucifixion, gross error must have entered into the flow of his primeval wisdom; for only error could have brought about the death of Christ on the Cross. Divine truth must therefore have become error among men. Naturally, Saul could only be convinced by the fact itself. Christ Himself and He alone could convince him, when He appeared to him at Damascus. What did this signify for Saul? It signified that the judgment had not been derived from the wisdom of the Gods but that the forces of Ahriman had found entrance. And so there came to Paul the realisation that the evolution of humanity had fallen into the grip of a foe and that his foe is the source of error on the Earth. In that his foe brings the intellect to man, he also brings the possibility of error which, in its most extreme form, becomes the error responsible for the crucifixion of One Who was without sin. The conviction that the guiltless One could be brought to the Cross had to arise before it was possible for men to understand the path by which Ahriman entered the stream of evolution and to realise that the Mystery of Golgotha is a super-sensible, super-earthly event in the process of the development of the ‘I,’ the Ego, within the human being. Esotericism is by no means identical with simple forms of mysticism. To argue that mysticism and esotericism are one and the same denotes gross misunderstanding. Esotericism is always a recognition of facts in the spiritual world, facts which lie behind the veil of matter. And it is behind the veil of matter that the balance has been established between the Divine world and the realm of Ahriman—established by the death of Christ Jesus on the Cross. Only into a world where the being of man is laid hold of by the Ahrimanic powers can error enter in such magnitude as to lead to the Crucifixion—such was the thought arising in the mind of Paul. And now, having been seized by this conviction, recognition of the truth of esoteric Christianity came to him for the first time. In this sense, Paul was truly an Initiate. But under the influence of intellectualism this Initiation-knowledge gradually faded away and we need to-day to acquire again a knowledge of esoteric Christianity, to realise that there is more in Christianity than the exoteric truths of which the Gospels do indeed awaken perception. Esoteric Christianity is seldom spoken of in our times. But humanity must find its way back to that of which there is practically no documentary evidence and which must be reached through anthroposophical Spiritual Science, namely, the teachings given by Christ Himself after the Resurrection to His initiated disciples—teaching that He could only give after passing through an experience which he could not have undergone in the world of the Gods; for until the time of the Mystery of Golgotha there was no death in the Divine worlds. Until then, no Divine Being had passed through death. Christ is the First-Born, He Who passed through death, having come from the realm of the Hierarchies of Saturn, Sun and Moon who are interwoven with Earth-evolution. The absorption of death into life—that is the secret of Golgotha. Previously, men had known life—life without death. Now they learned to know death as a constituent of life, as an experience which gives strength to life. The sense of life was feebler in times when humanity had no real knowledge of death; there must be inner strength and robustness in life if men are to pass through death and yet live. In this respect, too, death and intellect are related. Before men were obliged to wrestle with intellect, a comparatively feeble sense of life was sufficient. The men of olden times received their knowledge of the Divine world in pictures, in revelations; inwardly they did not die. And because the flow of life continued they could smile at death. Even among the Greeks it was said: The agéd are blessed because with the dulling of their senses they are unaware of the approach of death. This was the last vestige of a view of the world of which death formed no part. We in modern times have the faculty of intellect; but intellect makes us inwardly cold, inwardly dead; it paralyses us. In the operations of the intellect we are not alive in the real sense. Try to feel what this means: when man is thinking he does not truly live; he pours out his life into empty, intellectual forms and he needs a strong, robust sense of life if these dead forms are to be quickened to creative life in that region where moral impulses spring from the force of pure thinking, and where in the operations of pure thinking we understand the reality of freedom, of free spiritual activity. In the book, The Philosophy of Spiritual Activity, I have tried to deal with this subject. The book really amounts to a moral philosophy, indicating how dead thoughts, when filled with life, may be led to their resurrection as moral impulses. To this extent, such a philosophy is essentially Christian. I have tried in this lecture to place before you certain aspects of esoteric Christianity. In these days where there is so much controversy with regard to the exoteric, historical aspect of Christianity, it is more than ever necessary to point to the esoteric teachings. I hope that these things will not lightly be passed over, but studied with due realisation of their significance. In speaking of such matters one is always aware of the difficulty of clothing them in the abstract words of modern language. That is why I have tried rather to awaken a feeling for these things, by giving you pictures of inner processes in the life of human beings, leading on to the esoteric significance of the Mystery of Golgotha in the evolution of mankind as a whole.
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213. Human Questions and World Answers: Twelfth Lecture
21 Jul 1922, Dornach |
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And it is strange that in the present day, this is often defended by saying: Anthroposophy, yes, that is only the pursuit of ideas, and that is not artistic. But in Anthroposophy, the aim is to gain insight, only one must really be prepared for this insight. |
213. Human Questions and World Answers: Twelfth Lecture
21 Jul 1922, Dornach |
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The last lectures here were essentially devoted to an examination of the way in which we have to think about the present time consciousness. I then tried for the last time to reach back into earlier periods and to draw attention to the fact that what now lives in the souls has actually been preparing itself within Western civilization for a very long time. Today I would like to highlight some episodes from the immediate present that may draw your attention to how a spiritual life must necessarily arise out of the general consciousness of the times, simply out of the necessity inherent in the development of humanity. We can say: Wherever we observe man, whether in the West of present civilization, in the Middle or in the East, everywhere, on closer examination of the times, it can become clear to us how, without the onset of a spiritual impulse, things simply can no longer go on. Today, we want to take a look at the last fifty years of Central European spiritual development, so as to prepare for tomorrow and the day after tomorrow, by considering the characteristics of the beginning and the end. I will do this symptomatically. I will characterize some things at the beginning and at the end of these last fifty years. If we go back to the beginning of the 1870s, we find a wide range of spiritual phenomena that indicate the state of the human soul at the time. I will highlight a few of these spiritual phenomena. In 1872 and 1873, for example, there was a sensational novel that was closely related to the trends of the time. These things are actually forgotten for the younger people in our time, but the novel I mean is one that did indeed capture the imagination in an extraordinarily incisive way fifty years ago. I am talking about Paul Heyse's “Children of the World”. Paul Heyse, who was a famous writer of novellas at the time, wanted to use this novel to depict a number of personalities in their lives, all of whom were already imbued with a certain vague religiosity, but who had at the same time fallen away from some religious denomination or other. So, the children of God, whom, I might say, Paul Heyse saw in the traditional terminology of belonging to some denomination, he wanted to contrast with the children of the world, who belonged to no denomination, who, as they were said at the time, were without religious affiliation, but who nevertheless had a certain tendency towards embracing a religious belief. Now I do not want to talk too much about this novel itself, but I would like to draw attention to how such a work, which thus portrays people who are undenominational, made an impression in those days. I have often mentioned my old friend and teacher Karl Julius Schröer before. He had the peculiarity of following intellectual phenomena as they made their impact in broader social life. Karl Julius Schröer characterized the effect of Paul Heyse's “Children of the World” by saying that it was extraordinarily strange how this novel was passed around fifty years ago, how it interested everyone, interested in how this novel actually gave people the idea that they had never thought about before: that they had no connection to any positive religious belief and that their religious search did not stop at any particular religious belief. And Schröer made the extraordinarily interesting comment at the time that people who had previously taken part in the religious practices of their church, who had thus gone along with their old religious practices, the customs of their church, out of habit, that such people said that this work actually expresses their innermost convictions. And then Schröer concludes with a sentence that is actually interesting: that in the face of such an apparition, religious disputes appear as an anachronism, as something that no longer fits into the present – he is referring to the present at the beginning of the 1970s – because people have already moved beyond them in their thinking. But as I said, although all this is true, we must still say: the people who are described there have lost all connection with any of the existing faiths, but there is a certain trait in them that allows them to find some kind of religiosity. They just can't find it. They go through the world without any religious affiliation, unable to find a connection to a spiritual world through religious feeling. If we now look from such a phenomenon, which took place more within the literary-belletristic life, into the lecture halls, we find that it is roughly the same time in which the conviction of an extraordinary number of people within science was expressed by Du Bois-Reymond with the “Limits of Natural Knowledge”, which I have already mentioned frequently. In this famous lecture, which Du Bois-Reymond gave in 1872, it is stated that certain knowledge is only possible if one follows and penetrates the external phenomena of nature through experiment and observation, to a kind of mathematical-mechanical thinking about the structure of the world, to a kind of mechanism, an atomistic mechanism of the world. Science does not go beyond such a comprehension of the world, everything else must be left to faith. But if one had asked the people who spoke in this way at the beginning of the 1970s, such as Du Bois-Reymond in his “Grenzen des Naturerkennens” (The Limits of Natural Knowledge), how people should now seek their way into spiritual worlds in a religious way, no answer would have been forthcoming. There would only have been a comment, very similar to the comments made by the people in Paul Heyse's “Children of the World” who are described as having no religious affiliation. Now it must be said that all those people who took part in the life that one calls educated, who absorbed something of scientific thought, who adopted something from other schools of thought, who lived in that time, were actually all more or less in a certain frame of mind. Whether they continued to practice their old religions or not depended essentially on old habits, on all kinds of prejudices and the like, and not on a strict and rigorous assertion of what the Zeitbewußtsein would have given to souls. In the last fifty years, people have actually lived in an indefinite, fickle relationship to the spiritual world. But we can also find something similar in other areas. A few years before the publication of Heyses “Children of the World” and Du Bois-Reymonds “Limits of Natural Knowledge”, the famous art writer Herman Grimm published “The Invincible Powers”, which is also a novel. In it, the prejudices and differences between social classes that dominate people in Western civilization are presented as invincible powers. And in an interesting way, this novel contrasts the differences in class and rank within Western civilization with what developed from certain, I would say unhistorical, habits in America as a new life, as a life that did not have to struggle in the same way with class differences and class prejudices. And it is interesting how Herman Grimm, at the end of the 1860s, that is, also about half a century ago, describes how, despite everything, European man, despite all his liberalism, despite all his humanism, does not have the strength to truly overcome class differences. These are insurmountable forces for him. If you want to go deeper and ask yourself: Why are such things insurmountable forces for the European man? then one cannot get any other answer than this: because thinking, which in the case of the European has assumed a certain passive character, the thinking that I have characterized when, for example, I spoke about Richard Wahle, that thinking extends only to “events” and does not want to go into the primal factors, that therefore does not want to grasp forces but only wants to grasp appearances, because this thinking has dominated precisely the decisive people in the last fifty years. With such thinking, which has no power in itself, which is actually only a thinking, one might say, in powerless thought images, with such thinking one simply cannot overcome what has arisen in reality as class differences and class prejudices. What was needed was a thinking imbued with reality, a thinking permeated by reality. And this thinking permeated by reality, which once created the differences in social standing, which once created everything socially real, this dynamic thinking, in contrast to mere descriptive thinking, has actually been completely lost to people within European civilization over the last fifty years. It was absent from their science, which was therefore based only on observation and experiment; but it was also absent from their lives, so they continued to reproduce what had arisen from old habits based on old class prejudices. They did not think about it any further. Because if they had wanted to think about it, they would have needed active thinking. And when the proletarian class began to consider class differences, then this weak thinking, which contains no dynamism, was completely abandoned. It was said: these class differences do not come from forces that would have been within human thinking, but only from economic, physical forces. A conclusion was simply drawn. There you have the situation at the starting point of our modern intellectual life fifty years ago. And now I want to present to you a work that was published recently and that is characteristic of our time, namely Werfel's “Mirror Man”. There you have something that has been born out of certain forces of our time, just as the “Children of the World” or the “Invincible Powers” were born out of the time of fifty years ago. So what is the situation for people like Werfel today? In recent decades, this weak and anemic thinking has been at work. People have somehow sought something of a religious context, of a connection with a spiritual world, but nothing has emerged. But human nature cannot remain one-sided in the long run. It can do so in the development of world history for about fifty years, but then a reaction of human nature begins again. In a certain way, it wants to strive for something more powerful – if we stick with the last fifty years – than the powerless and insipid thinking was. Now, quite a few contemporary works already bear witness to this striving for a more powerful grasp of reality, but Werfel's 'Spiegelmensch' is particularly illustrative of this. Werfel's “Mirror Man” compels us to speak about the present in this way: for long enough, people have sought their way in an indefinite, weak and impotent manner to something that makes man a full human being in the first place. Now an indefinite inner feeling asserts itself on the paths that have been taken in the last fifty years and which are actually not paths at all, but slippery passageways on which one continually slips. Nothing can really be achieved on these slippery passageways; one must get some iron into one's blood again. From such a striving for the times, something like this “mirror man” has emerged. Let us sketch with just a few lines what is depicted in this “mirror man”. It is not my intention to sin against the artistic by characterizing what is in this mirror man. But that is not the point at all; rather, we will see immediately afterwards that what I am about to say also touches on the artistic. We see here a half-grown human being who has grown tired of the outer life as it can be led today. He takes leave of this outer life and now actually wants to become human. For he admits to himself that within the ordinary life, as we live it today, both in Asian and European and American civilization, one cannot really become human. You get up in the morning, have breakfast and do something to maintain yourself within the social order, you eat lunch or receive your guests and say things that perhaps need not be said, that ultimately do not aim to achieve much more than to make the lips move, that are not idle; you take your guests for a walk or whatever else you do today. You can't become a person in such company – I'm not quoting verbatim, I'm just characterizing. It is necessary to try a different path if you want to become a person. And so this “hero” – to use the old aesthetic style – tries to become a person by seeking admission to a monastery. But he is told that this is something extraordinarily difficult. I do not want to characterize the details, but only point out what is important to me today. He is therefore informed that it is something extraordinarily difficult and that, above all, he must be clear about the fact that he has to go through three stages of knowledge. In the first stage of knowledge, he would have to become clear about the human being's position in the world, insofar as this position is contained in the human ego itself. So this life in the ego and this striving to overcome the ego as the first level of knowledge. The second view of the world would consist in the fact that, after one begins to shed the ego in a certain sense, one no longer sees the world from one's prejudiced point of view, as one used to do before, when one had not even begun to shed the ego. And the third vision would be where man would truly penetrate into the world and its reality, not as seen by man living in his ego. He is told this. And he is admonished in the appropriate way not to want such an incarnation too urgently. He is made aware of the difficulties. But he does not back down. So he is initiated in the appropriate way. The initiation takes place – I will mention only the essentials – by being led into solitude for the night, into a room where only a monk watches over him. And there, after he has initially abandoned himself to his thoughts, he falls into a brief sleep, from which he very soon believes he will wake up. And now he finds himself in the room whose one wall has a mirror on it. In this mirror he sees himself, and he is amazed at what is meant. It is meant that when one, after a collection of thoughts and after such a strong decision as this person has made, steps in front of his own reflection, one sees oneself in a different way. So it is actually pointed out that the person is only now beginning to see himself. The mirror image looks so similar to him, but yet again somewhat different. And by doing what must follow from such a surprising experience: by striking the mirror, believing that he has wounded himself, the mirror man steps out of the mirror towards him, that is, that of him which, in a certain respect, is himself and yet again not himself. Now the person has arrived at the first step of knowledge. He must get used to not only going through the world as a person without ego consciousness, but also to having that which is himself and yet not completely himself, his mirror-person, accompany him. In the company of this mirror-man, who now tempts him to do all kinds of things in the outer world, lies a new encounter with world phenomena, with his own deeds, in that he finds himself precisely in the presence of his own ego. Now, I do not want to go into the details. The person in question is actually lying in bed, but he goes through what he can go through according to his previous experiences of external world experiences and external actions. These are not always very nice. But how someone describes something like that depends on their own taste. You can see from the way the author describes things how he feels about such a case. People also experience the world according to their tastes. So we are led through the experiences of the world. Just as Mephisto in Faust has something of the driving force, this mirror man is now always the driving force, and he is led from event to event, being made to do many wrongs. Everything appears to him in a new light, because he has looked into the mirror and seen himself. He now sees one thing after another in the world. He sometimes sees things as they appear to him because he is an ego-person, and sometimes as they appear to him after he is already able to see his reflection. He becomes more and more familiar with the phenomena of the world. In the process, he comes out of his ego more and more. The mirror-man, who is rather slight at first, becomes fatter and fatter. This is a polar-parallel phenomenon, which is not uninteresting. And so this person now lives through the world by experiencing in a different way what he could have experienced earlier, now that he has seen his own self. And in the end he has become so entangled in the experiences of the world that he has to become his own judge, condemning himself to death, which is again very characteristic. He finds that he cannot really live in the world. When he entered the monastery, he realized that it is impossible to live in today's society if you want to become a human being. This has increased to such an extent that now, when he has become his own judge, he condemns himself to death. And now he awakens. In a sense, he awakens from the execution of his own death sentence. He is again in the same room where he was. Now he looks at the mirror again. But by looking now, he notices, for example, that the mirror does not reflect a procession of monks passing by. Earlier, when he looked into the mirror, he saw himself and everything in front of the mirror. But now a procession of monks is passing by and is not reflected. He realizes from this that he is not standing in front of a mirror now, but that the mirror has become a window. He looks through it and sees out into the wide world, sees the landscape. He has attained the third vision. Now he sees the world, whereas at the beginning he saw only what the mirror gave. Because he had the mirror man at his side, he saw what he had seen before in a different way. But now, as it were, he sees through the surface of things - that is how it is presented - out into the free reality. It is, of course, implied that he now also sees out into the spiritual reality. So we have a trilogy before us: the first is the mirror, the third is, let us say, the window. The mirror has become the window. So there we have the two polar opposite views of the world. At first, everyone sees in the other 'their own reflection', sees only what they already have within themselves in the other, where they are caught up in their own ego, and thus sees only their own reflection everywhere in their neighbor or in anything they see in nature. Finally, after breaking through the mirror, they no longer see the mirror, but through the surface of things into the spiritual. And in between where the two merge into one another:
Now, I would like to point out two characteristic features of this drama. The first is this: we see that there is a desire to depict a person in the process of rising to a certain religious connection with another world. That the first part, the mirror, is short, one can forgive, because it is very interesting to see how the person lives into an insight into his own ego, so that this ego becomes so concrete to him that it now accompanies him through his experiences in the world. The middle part is quite detailed, and a great many experiences are described. In order to find these appealing at all, one must have a taste, one could even say sometimes, distaste, for them. But as I said, everyone has to do it according to their own taste. In any case, this part, where one looks into the experiences of the world, is very long. But the third part is quite short, and what is seen out there is actually only hinted at, I would say symbolically, by looking through the window; nothing real comes into view. It is quite short, this third part. That is the one peculiarity I would like to emphasize. But the other peculiarity is this: one must recognize that here is the most beautiful expression of the striving to pour strength and energy into thinking. But one also sees that the modern man, of the kind that Werfel is, cannot do that at first. Why? Yes, it is very peculiar. When I had finished reading this drama – and I read with the greatest interest, I must say, because it is extremely significant for our present spiritual life as represented by individual personalities – I had to say the following to myself: the process is as follows: 1. Der Spiegel; 2. Eins ins andere; 3. Das Fenster. But one could also read the whole thing backwards from front to back. Of course, it would have to be rewritten, but one could also read the whole thing backwards from front to back. Because why? It is entirely possible to understand the matter in such a way that one says to oneself: the way a person initially relates to the world is how things appear to him. He is no different from the things. He has not awakened to his sense of self. He stands before the window, looks out into the world. Now we could say that the old monk, to whom he has now come and to whom he says that he can no longer bear it, that everything is always only inside, what he sees through the window, that he wants to find himself – that the old man now says to him: Yes, there are three views to go through. The first view shows us the world without our finding our ego in it. We lose ourselves to the world. The second view allows us to gain something of the ego, and then, gradually, a multitude of beings comes towards us from the world. The world is brought to life, spiritualized. We used to see it as spiritless, now the world is spiritualized. Everywhere, from every being, from plants, animals, clouds and so on, something spiritual comes towards us. Many spiritual beings come towards us in this second part. In the third part, we wake up. We step in front of the window, we look out. But we see everything anew, because now we see the real world for the first time. The window has been transformed into a mirror, the human being has come to himself. He unites all these mirror beings that have come to meet him in the world of plants, animals, clouds; they are in his only self, which has become cosmic to him. And now, by recognizing himself, he actually sees the cosmos for the first time. You could easily describe the whole thing backwards, the last part of the trilogy first, then the middle part, then the part with which it started. That is extremely interesting, because it is precisely this that makes this drama particularly characteristic of the present. What is the peculiarity of intellectualism? Yes, the peculiarity of intellectualism is this: you can start with the idea anywhere and stop anywhere, and you can assert one thing and you can assert another – I have emphasized this many times. In terms of thought, you can prove anything, in terms of thought you can refute anything. Intellectualism, which is nothing more than a system of vapid and feeble thoughts, allows you to start anywhere and go somewhere, but you will stop at a certain point. But you can also start at this latter point and go the other way. Today, one can be a very clever person and a gross materialist, because materialism can be quite well proven in an intellectual way. And if one is purely intellectual, one can, in the way it happened after our anthroposophical congress in Vienna at a meeting, one can, from the standpoint of today's monism, quite intellectually lead the fight against the spirit. One can prove very well that materialism is right. But one can also want to be a spiritualist and prove this just as well. All these things, as long as one lives only in the intellectual, can be proved quite well, and they have the appearance of tremendous cogency, these intellectualistic discussions. And so it is in our time. People do not suspect, as they become entangled in spiritualism, materialism, realism, idealism, that they are becoming entangled in the intellectual spirit. They rightly feel: this can be firmly proven. They are the creatures of intellectualism. Because it is indeed true that things can be proved, that is why it is so dismal when one is obliged today to seriously discuss something based on reality, and then 'free discussion' is set up. One person says this, another says that, a third says something else. Basically, if you are just a little bright, you can say: they are all right. Of course, they are all equally wrong. The whole point of the talk is, after all, that one or the other sees what a tremendous swindle of one's own self it is to live in intellectualism, because with intellectualism, everything can be easily proven. The only thing that matters is that one has immersed oneself long enough in some direction or current, in some sect or party or something else, then one can quite rightly say: Yes, that's all clear; the other one who claims the opposite is an idiot. - Certainly, but the other one can just as easily prove that the first one is an idiot and his own claim is correct. Today, with the configuration that intellectual life has attained, this is perfectly possible and is taken for granted. And so it is a matter of course that one can write such a piece today without arriving at a real spiritual insight. The fact that Werfel is not approached proves that nothing significant is seen through the window; the spiritual insight would only begin if something significant were seen through the window. But if you merely describe three steps, and then, after describing how he woke up and looked out, you do not describe what he sees, if you make so many concessions to the general consciousness that you can write such a “Mirror Man” and still say something reasonable in response to something like “Occult Science in Outline” or “How to Attain Knowledge of Higher Worlds” or the like: If one has to say that one would not be in one's right mind if one accepted it, and if one can only say: Yes, the person in question has arrived at the window, but I am wary of seeing what one sees when looking out through the window, then one is simply not yet ready to immerse oneself in the real spiritual life, then one is simply completely stuck in intellectualism. That is why I was allowed to speak in this way. Of course, one would not have the right to give a philosophical critique of a work of art. But I did not give a philosophical critique at all; what I said is just as much an artistic view. Because it happens to you, you read a trilogy, read it with the utmost interest. Afterwards, when you're done, you suddenly feel upside down! It's an uncomfortable feeling, and to get back on your feet again, you would have to rewrite the whole story from back to front. It would take a very long time before you could finally work your way back to your feet, to your footing. Yes, it is quite true that one is also artistically cheated by becoming aware: in there is the spinning wheel of intellectualism, while the work of art must indeed make a beautiful impression. You cannot reverse that. Try to turn Goethe's “Faust” around, to start writing from the back to the front. You cannot! A work of art cannot be turned around. Here in this work you can, because the intellectualism predominates, because it has not penetrated to the real looking. Intellectualism has indeed received the vague, unconscious feeling that there must be juice and strength in the thoughts, but in reality neither juice nor strength has entered, there is nothing in it. There is only a pattern of a more real inner experience in it. And so we see just from something that is really full of spirit, which is extremely significant in terms of what our time can bring forth, where the path must go. For fifty years it has been the case that people actually feel: they must go in the direction of something spiritual, but they would avoid the real path. So they take something out of all kinds of old traditions, like the three-part path and the like. But it is characteristic that today they take up this three-part path; you can find it in all kinds of books that describe some old atavistic clairvoyant paths. As long as one refrains from accepting what one sees when looking through the window, this story of “mirror” and “one into the other” and “through the window” can very easily still be part of our spiritual life. It is easy to describe if one only has such general ideas about it. But as long as you stop at that, you still can't get out of intellectualism, which holds the people of the present day captive with a tremendous magic. I have pointed out this intellectual element in our time in the most diverse forms. I have pointed out how one could get into all kinds of branches in the Theosophical Society, and there were great schemes, races and rounds, whole world systems and all kinds of things were built up in wonderfully intellectual forms - all intellectual! On the other hand, when it was a matter of characterizing the structure of the human being, there was a scheme: physical man: dense physical matter; etheric body: finer matter; astral body: even finer; kama manas: even finer; manas: even finer, ever finer and finer. Yes, but only from the intellectual point of view! This thinning out did not stop at all! But it is just purely intellectual. Just as you can always turn a wheel, you can, if you just stick to the intellectual, let matter become thinner and thinner. And so we had an intellectualized theosophy, and so we have here an intellectualized poetry that even borders on mysticism and that will certainly be admired by a great many of our contemporaries, and rightly so, because one can see from such poetry how the striving of our time is again turning towards something spiritual. But my judgment is not an unartistic one. When I look at this mirror man who accompanies the hero throughout his entire evolutionary life, this mirror man is something completely different than Mephisto in relation to Faust. There is life in Faust. You know, I once showed how Mephisto is ultimately only the other side of Faust, like Wagner. “You resemble the spirit you comprehend, not me.” You resemble Wagner, you resemble Mephisto, and so on. But there is life in it. But it is not yet life when the self jumps out of the mirror, is initially frail and then becomes fatter and fatter as the person himself grows more and more out of life. In short, what dominates from beginning to end is the inanimate, the abstract. The abstract can always be turned around. And because nowhere in the artistic work can one feel a full-blooded, intense contemplation, but everywhere one sees only thought-patterns blown up into images, one feels an unartistic quality. And it is strange that in the present day, this is often defended by saying: Anthroposophy, yes, that is only the pursuit of ideas, and that is not artistic. But in Anthroposophy, the aim is to gain insight, only one must really be prepared for this insight. One must look through a window and see something. But here, the actual artistic is called something that has not quite hatched, that is just about to hatch from the egg, but is content to remain in the egg. You know what I mean, that the chicken does not really hatch from the egg to live in the world. It is as if man wants to begin a journey of knowledge, but still avoids the spiritual world in all its concreteness and certainty. I don't want to say how the egg feels when the chicken just can't get out! But isn't it true that it is just the same with such intellectual products that don't really get out. This is not to say anything against the value of such things. In the sense of the present I actually see something of the very first order in this mirror-man. But from a higher point of view it must be characterized and placed in the spiritual life, in the whole cultural life of the present, as I have tried to sketch it. |
300b. Faculty Meetings with Rudolf Steiner I: Twenth-Sixth Meeting
17 Jun 1921, Stuttgart Translated by Ruth Pusch, Gertrude Teutsch |
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In making the individual human being understandable, you can take a great deal from Anthroposophy without getting the reputation of teaching Anthroposophy. That is the objective truth. Teach about the physical human being and its organs and functions in relation to the soul and spirit. |
300b. Faculty Meetings with Rudolf Steiner I: Twenth-Sixth Meeting
17 Jun 1921, Stuttgart Translated by Ruth Pusch, Gertrude Teutsch |
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Dr. Steiner: We need to look more closely at the ninth grade. After I more thoroughly considered yesterday’s discussion, I do not think we can take care of that class if we burden one teacher like Dr. Schubert, which is what would undoubtedly happen. I think we need to hire another teacher for the 1b class, and, in my opinion, Dr. Plinke would do well as a Waldorf teacher. She was here just today. I asked about her a few days ago, but could not obtain any real information about her stay here. I think she should take over the 1b class, and then Dr. Schubert’s work could be done differently. Concerning the curriculum of the tenth grade, we need to take into consideration German language and literature. That would be a continuation of what was done in the ninth grade. A teacher: I had them read Jean Paul. Dr. Steiner: You had them read and complete Jean Paul. A teacher: They completed the chapter about humor. Dr. Steiner: What is now important is that you begin a comprehensive presentation of meter and poetics. Upon the basis of what they have learned from Jean Paul, the children will be able to learn a great deal here. In any event, we must avoid normal pedantic school methods. We must teach living poetry in a living way and treat it in a reasonable manner. The class could then study The Song of the Niebelungs and Gudrun. Where possible, you should study it in Middle High German. As time allows, go through it in Middle High German, but also speak about the entire context of the poem, its artistic and folk meaning and, aside from the passages that you read, go through it so that the children learn the entire content. Of course, with The Song of the Niebelungs, you could do some Middle High German grammar and compare it with that of modern High German. That would be sufficient for the tenth grade, but begin with meter. A teacher: Could you perhaps recommend a German book about meter? Dr. Steiner: They are all equally good and equally bad. Take a look at Göschen’s anthology, one of the worst methods, but you will find the concepts there. There isn’t a good book on meter and poetics—Bartsch, Lachmann, and so forth. Simrock attempted to maintain that in his Germanized version of The Song of the Niebelungs. I gave the basics in a lecture in Dornach and showed how meter is connected to the interactions of the pulse and breathing look at the caesura when you study hexameter. You can see it as a harmony of the pulse, and, breathing. Today, we can’t go into metric theory. It would still be good if we could arrange things in the eighth, ninth, and tenth grades so that the class teachers would relieve one another. A teacher: We did that. Dr. Steiner: So, when one begins at 8 o’clock in the tenth grade, the others would begin in the ninth and the eighth. It would not be good to change weekly. You need a longer period for each block. Our principle is to begin a block of learning and remain with it as long as possible. See if you can do that. We will also need to see that Dr. Schwebsch joins you as a fourth teacher when he comes. For the remaining classes, the plan will remain as it was. 1. Bartsch and Lachmann were more concerned with the scientific study of The Song of the Niebelungs. Simrock’s translation was published in 1827. Now Schubert can take over the whole subject of history, since he no longer has the 1b class. Now we have history in the tenth grade. In order to teach economically, it will be important to be well-prepared. In the eighthand ninth-grade classes, do the same as before. In the tenth grade, we should return to the earliest period of history. Beginning with the earliest period, take history through the fall of free Greece, that is, beginning with the earliest Indian Period, go through the Persian, the Egypto-Chaldeaic and Greek until the end of Greek freedom, that is, until the battle of Charonea in 338 B.C. For tenth-grade geography, describe the Earth as a morphological and physical whole. In geology, you will need to describe the Earth so that the form of the mountains is presented as a kind of cross, that is, the two rings of mountains in the east-west and north-south directions that cross one another. In morphology, discuss the forms of the continents, the creation of mountains, everything that enters into the physical realm, and then the rivers. Take up geological questions, physical characteristics, isotherms, the Earth as a magnet, the north and south magnetic poles. You need to do this in morphology. Continue on with the ocean currents, the air currents, the trade winds, and the inside of the Earth. In short, everything encompassed by the Earth as a whole. How far have you come in mathematics? A teacher: In algebra, exponents and roots, geometric drawing, and the computation of areas. We also did simple equations, equations with multiple unknowns, quadratic equations, and the figuring of the circumference and area of a circle. Dr. Steiner: You could also teach them the concept of __. When you teach that, it is not important that you teach them about the theories of decimal numbers. They can learn the number __ to just one decimal place. A teacher: We studied the number __ by looking at the perimeters of inner and outer regular polygons. Dr. Steiner: What lines do the children know? A teacher: Last year we studied the ellipse, hyperbola, and parabola from a geometrical perspective. Dr. Steiner: Then, the children will need to learn the basics of plane trigonometry. I think that would be enough for now. How far did you come in descriptive geometry? A teacher: The children learned about interpenetrating planes and surfaces. The children could certainly solve problems involving one triangle penetrated by another. They can also find the point of intersection of a line with a plane. Dr. Steiner: Perhaps that is not necessary. You should actually begin with orthogonal projections, that is, from a point. You should go through the presentation of a plane as a plane, and not as a triangle. You should then go on to the theory of planes and intersection of two planes and then, perhaps, to the basics of projective geometry. It is important to teach children about the concepts of duality, but you need to teach them only the most basic things. A teacher: In trigonometry, wouldn’t it be necessary to go into logarithms? Dr. Steiner: What? They don’t understand logarithms yet? You must do that in mathematics, it belongs there. They would know only the basic concepts of sine, cosine, and tangent, you need to say only a few sentences about that. They should learn only a couple of the relationships, for instance, sin 2a + cos 2a = 1, but they should understand that visually. A teacher: Should the goal be to teach logarithms in the ninth grade? Dr. Steiner: They should know enough about logarithms to be able to perform simple logarithmic computations. Then we have physics. A teacher: I was supposed to teach them to understand the locomotive and telephone. Dr. Steiner: Yes, that was the goal, so that the children would have a preliminary overview of all of physics. The teacher then describes what was done. Dr. Steiner: With a grain of salt, it appears you did go through most of physics. That was when we should have gone through all that. It is sufficient if the children have an idea of it. A teacher: I covered mechanics the least. Dr. Steiner: Now is just the right time for that. You need to begin with mechanical forms [perhaps formulas]. It is best if you treat it mathematically. You need to go only far enough for the children to have a basic understanding of simple machines. Then we have chemistry. A teacher: The main thing we attempted to do was to present the differences between acids and bases. Dr. Steiner: That is, of course, good. Do the children have a clear idea about the importance of salts, bases, and acids? Such things need to be done first. It is really terrible to speak about organic chemistry. We need to get away from that and expand our concepts. We could accomplish a great deal if we simply did what belongs to this year and did it by observing in detail basic and acidic substances as well as salts. We should, therefore, look at alkalines and acids, and then subsequently at the physiological processes so that the children understand them. We could begin with opposite reactions which we can see in the contrasting behavior of bee’s blood and digestive juices, since they are acidic and alkaline. In this way, we would touch upon physiological processes. You only need to work through the concepts of bitter and sour, base and acid with them. That is, take up the blood of the bee and its stomach acid because they react in opposite ways. Stomach acid is sour and the blood is bitter. Bees have these opposites of blood and stomach acid in their digestive organs. The same is true of human beings, but it is not so easy to demonstrate. It can be easily done, however, with bees in a laboratory. How far have you come in natural history? Remember, we now have fourteen- and fifteen-year-olds. A teacher: I have not done much there. Dr. Steiner: Well, we will need to assign classes differently and have a fourth teacher. A teacher: I will have at most a third of the year available to do all of this. Dr. Steiner: You can do it in a third of a year. You could save some time if, in the future, we had two and a half hours in the morning for these three classes and compress the material somewhat. Then we could include a fourth teacher. We need to begin these three classes a little earlier and end them a little later. A teacher: But then we will have difficulties for the other subjects because they change classrooms at the 10 o’clock recess. Dr. Steiner: In the future we will not need as many hours of language instruction in all the grades as we have had. We do not need as much English and French in the tenth grade, that is absolutely unnecessary. We use too much time for modern languages. If we do languages so much in the lower classes as we have, we will not need to do so much in the upper grades. We can limit foreign languages somewhat in the upper grades. It is important to consider minerals in natural history. In the tenth grade, we should also discuss the human being. We should also do mineralogy. A teacher: What should we do about anthropology in the tenth grade? Dr. Steiner: You will need to make the human being understandable, in a certain sense. Of course, you have to create a context in which you can make the human being as an individual understandable, so that you can later go on to ethnology. In making the individual human being understandable, you can take a great deal from Anthroposophy without getting the reputation of teaching Anthroposophy. That is the objective truth. Teach about the physical human being and its organs and functions in relation to the soul and spirit. We also need to create a transition from shop into what is truly artistic. You have already done that with modeling, but now you can alternate that with painting. Paint with those children who are adept. We can look at the tenth-grade children as though they were in a college preparatory school, and thus we can move them into the various arts. I think we need some sort of class on aesthetics, and that is something that Dr. Schwebsch could do since he created an aesthetic connection between sculpture, painting, and music. He has done a great deal with music. In connection with musical aesthetics, you need to form a kind of sub-faculty: shop classes that move into the artistic and then into the musical, so that the aesthetic, but not musicology, is of concern. I think we should give the children as early as possible an idea of when a chair is beautiful or when a table is beautiful. You should do that in such a way as to stop all this nonsense about a chair needing to be pleasing to the eye. You should be able to feel the beauty of a chair when you sit upon it. You need to feel it. It is just the same as I said yesterday in the handwork class that the children need to be able to feel one way or another about what they have done, for instance, in cross-stitching. I think that in general, these things will all merge: handwork and shop with a feeling for art and music. Of course, this all must be done properly. That has all been done in the most horrible manner in the college preparatory schools. Herman Grimm always complained that when people came to him, and he showed them pictures, they couldn’t tell whether a person was standing toward the front or back in the picture. People did not have the slightest idea about how to view them. The high-school students could not tell whether someone was standing toward the front or toward the back. We will see how things move in regard to instrumental music in the tenth grade. A teacher: We need to begin it earlier. Dr. Steiner: For the tenth grade, in any event. A teacher: In the tenth-grade class, all of the children are doing instrumental music and I want to put them together and form a small orchestra. Most of the children belong. Dr. Steiner: For those who are not participating, you would need to be certain that they willingly participate. A teacher: We would certainly need two periods for the tenth grade, otherwise we could hardly do anything in choir. Dr. Steiner: In the tenth grade, we could teach some harmony and counterpoint, so the children would want to perform. But, don’t force the issue. Wait until they come to it themselves. In eurythmy, we need to work toward an ensemble. There are already some young men and women who can do complete ensemble forms. In music, it is important that when we begin working on something, we bring it to a certain degree of conclusion. It is better to complete three or four things in the course of the year than to simply begin all manner of things. You will soon get past the hurdle of boredom. We must also teach children the simplest concepts of drafting. We could do that in the periods we otherwise use for languages. We need only one period per week for drafting and for surveying, also only one hour per week. We could do drafting for a half year and then surveying. In drafting, you should begin with screws, something that is not normally done. We should do that because we should begin with the character of what is material, with the poetic in drafting, and only later go onto dynamic subjects. You will certainly have enough to do in a half year without that, so teach all about the screw in drafting. You will, of course, have to guide the children so that they can draw screw forms. Work on drills and screws and worm gears. In surveying, it will be enough if you bring the children so far along that they can determine the horizon and then simple landscapes, vineyards, orchards, and meadows, so they have an idea of how they are drawn. Concerning spinning, you should begin with the tools, like the spinning wheel or hand loom and so forth, and first teach primitive spinning and weaving. They won’t be able to do much more than learn the simplest things and ideas. They do not need to come much further than to understand how a thread is created and how a piece of cloth is woven. You should be happy if they acquire some skill in the years. They should have some understanding of the fibers, also. And, in addition, you should teach them the historical development. To give it some spice, they should also learn about more complicated forms, since the simpler forms are no longer used. In health class, teach simple bandaging, roughly what is needed in first aid. Let the boys do it also, tenderly and decently, and things will move along. It is not important whether they think they can do it, it is sufficient if they simply acquire an idea about it. For this, you will need one period a week for half a year. You should see to it that the girls watch the tomboys and the boys, the more effeminate girls. The boys should not do it, they should simply become accustomed to it. They could talk a little bit among themselves about which girls do it best. While the boys are drawing screws, the girls should talk about that in a more theoretical way. One problem with drafting is that it takes so much time to do so little. You do all kinds of things, use a great deal of time, but not much gets done. You could make the period quite exciting since the boys won’t do very much otherwise. There is certainly a lot we could do in this period of life to make things more exciting. I have noticed that they are a little bit sleepy, the boys and girls. Tenth-grade French: Do literature and culture. I would do it by beginning with the more modern and going backward to older things, that is, in reverse. What can the children do in French? A teacher: Simple conversation. Dr. Steiner: They could read Le Cid. The children should begin to have some concept of classical French poetry. Do Molière later. I would prefer that you do not rush from one thing to another. If you like Le Cid, then do all of it. We can add other things during the year. A teacher: What should I do in English? I have covered all of the background information about the text. Dr. Steiner: Continue with that. Then see if the children can freely write a paragraph. There are some students in the language class who think they can do it better than the teacher. That is easy to see. Foreign language teachers are seldom accepted if they are not foreigners and speak with an accent. You need to pay a little attention here. This is a difficult problem, but we will need to stick with the principle that things will come with time. When we do not teach efficiently, we burden the students. We should avoid wasting time for that reason. We should not do everything as though we had an endless amount of time. It is apparent that we too often assume we have an endless amount of time. A teacher asks if he should do Dickens. Dr. Steiner: Our plans are good enough. Now we have only Latin and Greek. What can the children do there? A teacher: Ovid, without always translating. Dr. Steiner: Continue that. They need to be able to understand at least simple things in Greek. We should give as much Latin and Greek as we can. It is not so important that we use the encapsulated methods used at the college preparatory schools. That is nonsense. We should give somewhat more emphasis to Latin and Greek and somewhat less to modern languages. In the lower grades, we need to come so far that later we do not need to use so much time. Our job is to make it clear to as many students as possible that it is something beautiful. I cannot understand why more boys do not want to learn it. Use more time in the upper grades for Latin and Greek. A teacher makes a remark. Dr. Steiner: Such problems come up. If we add stenography to our curriculum, we need to start now. A teacher: Most of them already do it. Dr. Steiner: That doesn’t concern us. We need to ask ourselves if we should use these two periods a week to teach stenography in the tenth grade and, then, which system. Gabelsberger? The boundary for that is here. Gabelsberger predominates here and in Bavaria also. I think the Gabelsberger method would do the least damage. If only stenography had never been created! But now that it exists, people cannot live without it, just like the telephone. Well, Gabelsberger it is. Two periods of stenography. We can no longer address the girls in the tenth grade with the informal “you.” It’s bad enough when a teacher is not old enough. Evening lectures: One or two hours for those who have completed the eighth or ninth grades and have left the school. The children will learn the practical things they need to know outside. It would be good for the health of the children, though, if they were taught about aesthetics and art and literary history. In the independent religious instruction, we have not yet taught the children the Psalms. The ten-year-olds could understand the Psalms. Discuss everything in the Psalms. Give a kind of inner contemplation of the Psalms so you can crown it by singing them. A teacher: What should I do now? I am getting past fairy tales. Dr. Steiner: Use the symbolism that comes from the material, for instance, the meaning of the festivals. There is so much information in the lectures about Christmas, Easter, and Whitsun. You could discuss most of what those lectures contain. If you present it properly, it would be quite good for children, particularly at that age. Try to stay connected with the times of the festivals. You could begin a little earlier and end a little later, though. Spend four weeks on Christmas. A teacher: Could we use Michelangelo’s statues when we do the prophets? Dr. Steiner: Yes, that is possible. A teacher: Should we work from the sculptural perspective? Dr. Steiner: It would be good to know how far you have come, and how you would continue. Transition to consideration of the Psalms. Then take up the Laocoön group, so that the tragic and lofty are expressed. It is the moment of death. A teacher: Can I continue teaching religion in the same way in the third and fourth grades? Dr. Steiner: You should not believe you can leave out Christ. A teacher: I have done Old Testament history. Dr. Steiner: Do not limit yourself to Old Testament history. A teacher: How should I begin with the first grade? Dr. Steiner: In the past, we have always tried to begin with natural phenomena. That was even the theme of the lower grades. Then, we slowly went on to stories and to tales we made up. From that, we went on to the Gospels and created scenes from the Gospel of St. John. We began with a kind of natural religion. It is important that we create a religious feeling in the children in a natural way by connecting all things together. Comments are made about a religion teacher’s teaching methods. He was unable to keep the children under control, so they just walked around in class. Dr. Steiner: That cannot occur again. That is a tremendous setback. Things certainly cannot be the way they were in Haubinda. Some of the students were lying about on the floor and stretching their legs up into the air, others were lying on the window sill, and still others on the tables. None of them sat in their chairs properly. A short story by Keller was read aloud, but there was no hint of a religious mood. That was in 1903. A teacher: We have done Jean Paul in the ninth grade. We were also to do Herman Grimm. What should we read in the eighth grade? Dr. Steiner: Also Herman Grimm. A teacher: I am beginning with Jean Paul. You suggested doing the chapter on humor. Dr. Steiner: You have to do the whole thing, including the historical context and literary history. A teacher: What should I read in seventh-grade French class? I chose poetry. Dr. Steiner: Read stories, La Fontaine. A teacher asks about anthropology in the fourth grade. Dr. Steiner: You should do what is appropriate there. In the fourth grade, you will have to remain more with external things. That is possible in nearly every class. The skeleton is, of course, the most abstract thing. I would not consider it for itself, but include it with the entirety of the human being. I would not handle the skeleton by itself, even in the tenth grade. I would begin more with the picture of the whole human being. The way Dr. von Heydebrand did it was good. You should try to make a plausible group of ideas about the human being. A handwork teacher: Should we try to teach the new children knitting, or could we simply integrate them into the regular classwork? Dr. Steiner: It would be best to have them learn to knit first, and then have them do the same thing as the rest of the class. A teacher: Is it best to study commerce and finances in connection with mathematics? Dr. Steiner: Yes, do it with mathematics, and also in other areas. A question is asked about business writing. Dr. Steiner: I recently asked that The Coming Day do something and received the reply yesterday. I told them I could not accept it as it was. I have to be able to understand what happened. Usually you can’t tell what happened. In the first case, the address was incorrect, and secondly, instead of what I wanted to know, namely, if something had been moved to a different location, other things were included. The third thing it included was something that did not interest me at all, namely, the charges they had incurred. I could not find out what I wanted to know, namely, whether the task was done, from what was written in the reply. A different address was given. That comes from a superficiality because people do not believe things need to be exact. You only need to say what happened. You should try to understand the course of a business relationship, and then write from that perspective. That can best be done in a critical way. You should try to probe, to get behind all this gibberish, and see if you can’t bring some style into it. Concerning business writing: If you need an expert opinion about something, then that opinion is a business report. Information of various sorts, sales reports and so forth, those are all business reports. It is not so terribly bad if you do something wrong. Someone who can do something will find their way better than someone who can do nothing. Those who do things are the ones who most often cannot do them. Using simple expressions is better than normal “business style.” Some of the things I have experienced myself, I could not repeat here, they were so terrible. It is really not so bad if you simply summarize the situation and repeat it. Everyone can understand that. This is not connected with business alone. You need only read some legal opinion or legal judgment. I once read that a railway is a straight or curving means of movement on a plane or a number of planes with greater or lesser degree of elevation from a particular goal, and so forth. It was sixteen lines. When you create your lessons, always consider how you can draw them out of the nature of the children. Be careful when a school inspector comes that he does not leave with his questions unanswered. He may ask questions in such a way that the children cannot answer them. We should work so that the children can handle even the most surprising questions. We certainly want to hold good to what our official plan is, namely, that the children know what they might be asked at the end of the 3rd and sixth grades without preparing them for that specifically. We certainly do not want to work like those teachers do who drill the children about specific questions. The school inspector comes and asks a child if he believes in God. “I believe in God.” The inspector then asks if he believes in Jesus Christ. “No. The one who believes in Jesus Christ sits behind me.” That must not happen here. We should also be careful that the class teachers do not enter the classroom too late. That is one of the main reasons why the children get into such an uproar, namely, that they are left to themselves because the teacher is not there. A comment. Dr. Steiner: (Speaking to a teacher whose class is to be divided) You should try to make the division yourself. It’s best, since you know the children, that you try to do what is best according to your feeling. Otherwise, you could simply take the children who have been here the longest, and the new teacher would take the new children. A comment concerning the student library. Dr. Steiner: Do Grillparzer, Hamerling, and Aspasia as late as possible. Do König von Sion as soon as you have done history. You can let them read Ahasver and Lessing at fifteen. Recently, you could have had them read the Zerbrochenen Krug (The broken pitcher). You don’t need to emphasize the Prussian dramas. You could have them read Shakespeare in English. Your goal in such things should be to have them read such things as Shakespeare in the language in which they were written. When the children are so old that they normally do not learn a new language, they should read things in translation, things that are as important as Shakespeare is for English. You should not have the children read Racine and Corneille in German except when they can’t read it in French. Include Fercher von Steinwand and also the twenty-four volume history by Johannes Müller. They should become accustomed to that style. You can also include other things for the children. Fairy tales and mysteries about good and evil are good for children, but you cannot give them the whole book. We need to consider the faculty. We need a new teacher, and Dr. Plinke might be good. It would be good—you will excuse me—if we alternate, man, woman; man, woman, as otherwise this school will become too feminine. A teacher is suggested. Dr. Steiner: He is only “half grown” and will still grow. Isn’t it true that we have men and women equally? A teacher: There are more men. Dr. Steiner: I am certainly in favor of equality, but not in a forced way. That is also dangerous. We should have Miss Michels come as a gardener. We could telegraph her. A comment about the opening ceremony on the coming Saturday is made. Dr. Steiner: I could speak first, and then all the teachers. I think we should take all the class teachers beginning with the higher grades downward, one after another, and then representatives of the different subjects. We could begin with the top, that is, with the 10th grade. The subject teachers should also speak. We could present the 10th, 9th, and 8th-grade teachers, then the eurythmy, music, foreign language, handwork and shop teachers. We should invite somebody from the ministry, though I don’t think he will come. But, that is another question. Others will also be here. Someone asks what they should say. Dr. Steiner: You will find that your goals and intentions for your class at the beginning of the school year fill you with inspiration. Perhaps I should say more about what you should leave out. Everyone is thinking about their goals and intentions. I don’t think it would be proper for me to tell you what to say. It is too bad we cannot do something original in eurythmy, that would certainly be a nice thing to do. The ceremony should be very dignified. It is a problem that we have to hold it in the hall in the botanical gardens. It is a problem that we cannot have the ceremony here. We could not even fit all the children in here, let alone the other people. They could only stand. The faculty should do something at the beginning of school. We will divide the children into the 1st through sixth grades, and seventh through tenth. We’ll have to do that next year. |
314. Anthroposophical Approach to Medicine: Lecture II
27 Oct 1922, Stuttgart Translated by Charles Davy |
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It may, to begin with, be a stumbling-block to hear it said in Anthroposophy that man, as he stands before us in the physical world, consists of a physical organisation, an etheric organisation, an astral organisation and an Ego-organisation. |
Just as there is an inner law in the solid substances, expressing itself, among other things, in the relationship between the kidneys and the heart, so we must postulate the existence of a law within the airy or gaseous organism—a law that is not confined to the physical, solid organs. Anthroposophy describes this complex of law, which underlies the gaseous organism, as astral law, as the astral organisation. |
314. Anthroposophical Approach to Medicine: Lecture II
27 Oct 1922, Stuttgart Translated by Charles Davy |
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If I were asked to map out a course of medical study to cover a certain period of time, I should begin—after the necessary scientific knowledge had been acquired—by distinguishing the various functions in the organism of man. I should feel bound to advise a study, both in the anatomical and physiological sense, of the transformation of the foodstuffs from the stage where they are worked upon by the ptyalin and pepsin to the point where they are taken up into the blood. Then, after considering the whole alimentary canal concerned with digestion in the narrower sense, I should pass on to the system of heart and lungs and all that is connected with it. This would be followed by a study of the kidneys and, later on, their relation to the system of nerves and senses—a relation not properly recognised by orthodox science to-day. Then I should lead on to the system of liver, gall and spleen, and this cycle of study would gradually open up a vista of the human organism, leading to the knowledge which it is the task of Spiritual Science to develop. Then, with the illumination which would have been shed upon the results of empirical research, one would be able to pass on to therapy. In the few days at our disposal, it is of course possible for me to give only a few hints about this wide and all-embracing domain. A great deal, therefore, of what I have to say will be based upon an unusual conception of empirical facts, but I think it will be quite comprehensible to anyone who possesses the requisite physiological and therapeutic knowledge. I shall have to use somewhat unfamiliar terms, but there will really be nothing that cannot in some way be brought into harmony with the data of modern empirical knowledge—if these data are studied in all their connections. Everything I say will be aphoristic, merely hinting at ultimate conclusions. Our starting point, however, must be the objective and empirical investigations of modern times, and the intermediate stages will have to be mastered by the work of our doctors. This intermediate path is exceedingly long but it is absolutely essential, for the reason that, as things are to-day, nothing of what I shall bring before you will be whole-heartedly accepted if these intermediate steps are not taken—at all events in regard to certain outstanding phenomena. I do not believe that this will prove to be as difficult as it appears at present, if people will only condescend to bring the preliminary work that has already been done into line with the general conceptions I am trying to indicate here. This preliminary work is excellent in many respects, but its goal still lies ahead. In the last lecture I tried to show you how a widening out of ordinary knowledge can give us insight into the being of man. And now, bearing in mind what I have just said, let me add the following. It may, to begin with, be a stumbling-block to hear it said in Anthroposophy that man, as he stands before us in the physical world, consists of a physical organisation, an etheric organisation, an astral organisation and an Ego-organisation. These expressions need not be an obstacle. They are used merely because some kind of terminology is necessary. By virtue of this Ego-organisation, the point where his inner experiences are focused and unified, man is able to unfold that inner cohesion of soul-life which is not present in the animal. The Ego is really the focus whence the whole organic activity of man proceeds, in waking consciousness at all events. A further expression of the Ego is the fact that during earthly life the relation of man to sexual development is not the same as that of the animal. Essentially—though of course exceptions are always possible—the constitution of the animal is such that sexual maturity represents a certain point of culmination. After this, deterioration sets in. This organic deterioration may not begin in a very radical sense after the first occurrence of sexual activity, but to a certain extent it is there. On the other hand, the physical development of the human being receives a certain stimulus at puberty. So that even in the outer empirical sense—if we take all the factors into account—there is already a difference here between the human being and the animal. You may say that it is really an abstraction to speak of physical, etheric, astral and Ego organisations. The objection has in fact often been made, especially from the side of philosophy, that this is an abstract classification, that we take the functions of the organism, distinguish between them, and—since distinctions do not necessarily point back to any objective causes—people think that it is all an abstraction. Now that is not so. In the course of these lectures we shall see what really lies behind this classification and division, but I assure you they are not merely the outcome of a desire to divide things into categories. When we speak of the physical organisation of man, this includes everything in the organism that can be dealt with by the same methods that we adopt when we are making experiments and investigations in the laboratory. All this is included when we think or speak of the physical organisation of man. In regard to the etheric organisation that is woven into the physical, however, our mode of thought can no longer confine itself to the ideas and laws obtaining when we are making experiments and observations in the laboratory. Whatever we may think of the etheric organisation of man as revealed by super-sensible knowledge, and without having to enter into mechanistic or vitalistic theory in any way, it is apparent to direct perception (and this is a question which would be the subject of lengthy study in my suggested curriculum) that the etheric organisation as a whole is involved—functionally—in everything of a fluid, watery nature in the human organism. The purely physical mode of thought, therefore, must confine itself to what is solid in the organism, to the solid structures and aggregations of matter. We understand the organism of man aright only when we conceive of its fluids as being permeated through and through with life, as living fluids—not merely as the fluids of outer Nature. This is the sense in which we say that man has an etheric body. It is not necessary to enter into hypotheses about the nature of life, but merely to understand what is implied by saying that the cell is permeated with life. Whatever views we may hold—mechanistic, idealistic, animistic or the like—when we say, as the crass empiricist also says, that the cell has life, this direct perception to which I am referring shows that the fluid nature of man is likewise permeated with life. But this is the same as saying: Man has an etheric body. We must think of everything solid as being embedded in the fluid nature. And here already we have a contrast, in that we apply the ideas and laws obtaining in the inorganic world to the solid parts of man's being, whereas we think not only of the cells—the smallest organisms present in man—as living, but of the fluid nature in its totality as permeated with life. Further, when we come to the airy nature of man, it appears that the gases in his being are in a state of perpetual permutation. In the course of these lectures we shall have to show that this is neither an inorganic permutation nor merely a process of permutation negotiated by the solid organs, but that an individual complex of law controls the inner permutation of the gases in man. Just as there is an inner law in the solid substances, expressing itself, among other things, in the relationship between the kidneys and the heart, so we must postulate the existence of a law within the airy or gaseous organism—a law that is not confined to the physical, solid organs. Anthroposophy describes this complex of law, which underlies the gaseous organism, as astral law, as the astral organisation. These astral laws would not be there in man if his airy organisation had not permeated the solid and the fluid organisations. The astral organisation does not penetrate directly into the solids and the fluids. It does, however, directly penetrate the airy organisation. This airy organisation penetrates the solids and the fluids, but only because the presence of an organised astral nature gives it definite, though fluctuating, inner form. A study of the aggregate conditions thus brings us to the following conclusions: In the case of the solid substances in man we need assume nothing more than a physical organisation; in the case of the living fluidity which permeates the solid, physical organisation, we must assume the existence of something that is not exhausted in the forces of physical law, and here we come to the etheric organism—a system that is self-contained and complete in itself. In the same sense I give the name of astral organisation to that which does not directly penetrate into the solids and fluids but first of all into the airy organisation. I prefer to call this the astral organism because it again is a self-contained system. And now we come to the Ego-organisation, which penetrates directly only into the differentiations of warmth in the human organism. We can therefore speak of a warmth organism, a warmth ‘being.’ The Ego-organisation penetrates directly into this warmth being. The Ego-organisation is a super-sensible principle and brings about the various differentiations of the warmth. In these differentiations of warmth the Ego-organisation has its immediate life. It also has an indirect life in so far as the warmth works upon the airy fluid and solid organisations. In this way we gradually gain insight into the human organism. Now all that I have been describing expresses itself in physical man as he lives on the earth. The most intangible organisation of all—the Ego-warmth-organisation—works down indirectly upon the gaseous, fluid and solid organisations; and the same is true of the others. So that the way in which this whole configuration penetrates the constitution of man, as known to empirical observation, will find expression in any solid system of organs, verifiable by anatomy. Hence, taking the various organ-systems, we find that only the physical —I mean the physically solid system—is directly related to its corresponding (physical) system of laws; the fluid is less directly related, the gaseous still less directly, and the element of warmth least directly of all, although even here there is still a certain relation. Now all these things—and I can indicate them here only in the form of ultimate conclusions—can be confirmed by an extended empiricism merely from the phenomena themselves. As I say, on account of the short time at our disposal I can only give you certain ultimate conclusions. In the anatomy and physiology of the human organism we can observe, to begin with, the course taken by the foodstuff. It reaches the intestines and the other intricate organs in that region, and is absorbed into the lymph and blood. We can follow the process of digestion or nourishment in the widest sense, up to that point. If we limit ourselves to this, we can get on quite well with the mode of observation (and it is not entirely mechanistic) that is adopted by natural science to-day. An entirely mechanistic mode of observation will not lead to the final goal in this domain, because the complex of laws observed externally in the laboratory, and characterised by natural science as inorganic law, is here functioning in the digestive tract: that is to say, already within the living organism. From the outset, the whole process is involved in life, even at the stage of the ptyalin-process. If we merely pay heed to the fact that the complex of outer, inorganic law is involved in the life of the digestive tract, we can get on well quite, so far as this limited sphere is concerned, by confining ourselves merely to what can be observed within the physical organisation of man. But then we must realise that something of the digestive activity still remains, that the process of nourishment is still not quite complete when the intestinal tract has been passed, and that the subsequent processes must be studied from a different point of view. So far as the limited sphere is concerned, we can get on quite well if, to begin with, we study all the transformations of substance by means of analogies, just as we study things in the outer world. But then we find something that modern science cannot readily acknowledge but which is none the less a truth, following indeed from science itself. It will be the task of our doctors to investigate these matters scientifically and then to show from the empirical facts themselves that as a result of the action of the ptyalin and pepsin on the food-stuff, the latter is divested of every trace of its former condition in the outer world. We take in foodstuff—you may demur at the expression ‘foodstuff’ but I think we understand each other—we take in foodstuff from the mineral, plant and animal kingdoms. It belongs originally to these three realms. The substance most nearly akin to the human realm is, of course, the mother's milk; the babe receives the milk immediately it has left the womb. The process enacted within the human organism during the process of nourishment is this: When the foodstuff is received into the realm of the various glandular secretions, every trace of its origin is eliminated. It is really true to say that the human organisation itself conduces to the purely scientific, inorganic mode of observation. In effect, the product of the assimilation of foodstuffs in man comes nearest of all to the outer physical processes in the moment when it is passing as chyle from the intestines into the lymph and blood-streams. The human being finally obliterates the external properties which the foodstuff, until this moment, still possessed. He wants to have it as like as possible to the inorganic state. He needs it thus, and this again distinguishes him from the animal kingdom. The anatomy and physiology of the animal kingdom reveal that the animal does not eliminate the nature of the substances introduced to its body to the same extent, although we cannot say quite the same of the products of excretion. The substances that pass into the body of the animal retain a greater resemblance to their constitution in the outer world than is the case with man. They retain more of the vegetable and animal nature and proceed on into the blood-stream still in their external form and with their own inner laws. The human organisation has advanced so far that when the chyle passes through the intestinal wall, it has become practically inorganic. The purely physical nature comes to expression in the region where the chyle passes from the intestines into the sphere of the activity of heart and lungs. It is really only at this point that our way of looking at things becomes heretical as regards orthodox science. The system connected with the heart and the lungs—the vascular system—is the means whereby the foodstuffs (which have now entered the inorganic realm) are led over into the realm of life. The human organisation could not exist if it did not provide its own life. In a wider sense, what happens here resembles the process occurring when the inorganic particles of albumen, let us say, are transformed into organic, living albumen, when dead albumen becomes living albumen. Here again we need not enter into the question of the inner being of man, but only into what is continually being said in physiology. On account of the shortness of time we cannot speak of the scientific theories as to how the plant produces living albumen, but in the human being it is the system of heart and lungs, with all that belongs to it, which is responsible for the transformation of the albumen into living substance after the chyle has become almost inorganic. We can therefore say: The system of heart and lungs is there in order that the physical system may be drawn up into the etheric organisation. The system of heart and lungs brings about a vitalising process whereby inorganic substance is raised to the organic stage, is drawn into the sphere of life. (In the animal it is not quite the same, the process being less definite.) Now it would be absolutely impossible for this process to take place in the physical world if certain conditions were not fulfilled in the human organism. The raising and transformation of the chyle into an etheric organisation could not take place within the sphere of earthly law unless other factors were present. The process is possible in the physical world only because the whole etheric system pours down, as it were, into the physical, is membered into the physical. This comes to pass as a result of the absorption of oxygen in the breath. And so man is a being who can walk physically upon the Earth because his etheric nature is made physical by the absorption of oxygen. The etheric organisation is projected into the physical world as a physical system; in effect, that which otherwise could only be super-sensible expresses itself as a physical system, as the system of heart and lungs. And so we begin to realise that just as carbon is the basis of the organisms of animal, plant and man (only in the latter case in a less solid form) and ‘fixes’ the physical organisation as such, so is oxygen related to the etheric organisation when this expresses itself in the physical domain. Here we have the two substances of which living albumen is essentially composed. But this mode of observation can be applied equally well to the albuminous cell, the cell itself. Only we widen out the kind of observation that is usually applied to the cell by substituting a macroscopic perception for the microscopic perception of the cell in the human being. We observe the processes which constitute the connection between the digestive tract and the system of heart and lungs. We observe them in an inner sense, seeing the relation between them, perceiving how an etheric organisation comes into play and is ‘fixed’ into the physical as the result of the absorption of oxygen. But you see, if this were all, we should have a being in the physical world possessed merely of a digestive system and a system of heart and lungs. Such a being would not be possessed of an inner life of soul; the element of soul could have its life in only the super-sensible; and it is still our task to show how that which makes man a sentient being inserts itself into his solid and fluid constitution, permeating the solids and fluids and making him a sentient being, a being of soul. The etheric organisation in the physical world, remember, is bound up with the oxygen. Now the organisation of soul cannot come into action unless there is a point d'appui, as it were, for the airy being, with a possibility of access to the physical organisation. Here we have something that lies very far indeed from modern habits of thought. I have told you that oxygen passes into the etheric organisation through the system of heart and lungs; the astral nature makes its way into the organisation of man through another system of organs. This astral nature, too, needs a physical system of organs. I am referring here to something that does not take its start from the physical organs but from the airy nature (not only the fluid nature) that is connected with these particular organs—that is to say from the airy organisation that is bound up with the solid substance. The astral-organic forces radiate out from this gaseous organisation into the human organism. Indeed, the corresponding physical organ itself is first formed by this very radiation, on its backward course. To begin with, the gaseous organisation radiates out, makes man into an organism permeated with soul, permeates all his organs with soul and then streams back again by an indirect path, so that a physical organ comes into being and plays its part in the physical organisation. This is the kidney system, which is regarded in the main as an organ of excretion. The excretory functions, however, are secondary. I will return to this later on, for I have yet to speak of the relation between the excretions and the higher function of the kidneys. As physical organs the kidneys are excretory organs (they too, of course, have entered the sphere of vitality), but besides this, in their underlying airy nature, they radiate the astral forces which now permeate the airy nature and from thence work directly into the fluids and the solids. The kidney system, therefore, is that which from an organic basis imbues man with sentient faculties, with qualities of soul and the like—in short with an astral organism. Empirical science has a great deal to say about the functions of the kidneys, but if you will apply a certain instinctive inner perception to these functions, you will be able to discover the relations between inner sentient experience and the functions of the kidneys—remembering always that the excretions are only secondary indications of that from which they have been excreted. In so far as the functions of the kidneys underlie the sentient faculties, this is expressed even in the nature of the excretions. If you want to extend scientific knowledge in this field, I recommend you to make investigations with a man of the more sensitive type and try to find out the essential change that takes place in the renal excretions when he is thinking in a cold or in a hot room. Even purely empirical tests like this, suitably varied in the usual scientific way, will show you what happens. If you make absolutely systematic investigations, you will discover what difference there is in the renal excretions when a man is thinking either in a cold or a warm room. You can also make the experiment by asking someone to think concentratedly and putting a warm cloth round his head. (The conditions for the experiment must of course be carefully prepared.) Then examine the renal excretions, and examine them again when he is thinking about the same thing and cold compresses have been put on his feet. The reason why there is so little concern with such inquiries to-day is because people are averse from entering into these matters. In embryological research into cell-fission, science does not study the allantois and the amnion. True, the discarded organs have been investigated, but to understand the whole process of embryonic development the accessory organs must be studied much more exactly even than the processes which arise from the division of the germ-cell. Our task here, therefore, is to establish starting-points for true investigation. This is of the greatest significance, for only so shall we find the way, as we must do, towards seeing man, not as a visible but as an invisible “giant” cell. To-day, science does not speak of the cell as it speaks of the human being, because microscopy does not lead so far. The curious thing is that if one studies the realm of the microscopic with the methods I am here describing, wonderful things come to light—as for instance the results achieved by the Hertwig school. The cell can be investigated up to a certain point in the microscope, but then there is no possibility of, further research into the more complicated life-processes. Ordinary empiricism comes to a standstill here, but with Spiritual Science we can follow the facts further. We now look at man in his totality, and the tiny point represented by the cell grows out, as it were, into the whole being of man. From this we can proceed to learn how the purely physical organisation is connected with the structure of carbon, just as the transition to the etheric organisation is connected with the structure of oxygen. If, next, we make exact investigations into the kidney system, we find a similar connection with nitrogen. Thus we have carbon, oxygen, nitrogen; and in order to trace the part played by nitrogen in the astral permeation of the organism, you need only follow, through a series of accurate experiments, the metamorphoses of uric acid and urea. Careful study of the secondary excretions of uric acid and urea will give definite evidence that the astral permeation of man proceeds from the kidney system. This will also be shown by other things connected with the activity of the kidneys, even to the point where pathological conditions are present—when, let us say, we find blood corpuscles in the urine. In short, the kidney system radiates the astral organisation into the human organism. Here we must not think of the physical organisation, but of the airy organisation that is bound up with it. If nitrogen were not present, the whole process would remain in the domain of the super-sensible, just as man would be merely an etheric being if oxygen were not to play its part. The outcome of the nitrogen process is that man can live on earth as an earthly being. Nitrogen is the third element that comes into play. There is thus a continual need to widen the methods adopted in anatomy and physiology by applying the principles of Spiritual Science. It is not in any sense a matter of fantasy. We ask you to study the kidney system, to make your investigations as accurately as you possibly can, to examine the urea and the excretions of uric acid under different astral conditions, and step by step you will find confirmation of what I have said. Only in this way will the mysteries of the human organism reveal themselves to you. All that enters into man through the absorption of foodstuff is carried into the astral organism by the kidney system. There still remains the Ego-organisation. The products of digestion are received into the Ego-organisation primarily as a result of the working of liver and gall. The warmth and the warmth-organisation in the system of liver and gall radiate out in such a way that man is permeated with the Ego-organisation, and this is bound up with the differentiations of warmth in the organism as a whole. Now it is quite possible to make absolutely exact investigations into this. Take certain lower animals where there is no trace at all of an Ego-organisation in the psychological sense, and you will find no developed liver, and still less any bile. These develop in the phylogeny of the animal kingdom only when the animal begins to show traces of an Ego-organisation. The development of liver and gall runs absolutely parallel with the degree to which the Ego-organisation unfolds in a living being. Here, too, you have an indication for a series of physiological investigations in connection with the human being, only of course they must cover the different periods of his life. You will gradually discover the relation of the Ego-organisation to the functions of the liver. In certain diseases of children you will find, for instance, that a number of psychical phenomena, tending not towards the life of feeling but towards the Ego-activities, are connected with the secretion of gall. This might form the basis for an exceedingly fruitful series of investigations. The Ego-organisation is connected with hydrogen, just as the physical organisation is connected with carbon, the etheric organisation with oxygen and the astral organisation with nitrogen. It is, moreover, possible to relate all the differentiations of warmth—I can only hint at this—to the specific function carried out in the human organism by hydrogen in combination with other substances. And so, as we ascend from the material to the super-sensible and make the super-sensible a concrete experience by recognising its physical expressions, we come to the point of being able to conceive the whole being of man as a highly complicated cell, a cell that is permeated with soul and Spirit. It is really only a matter of taking the trouble to examine and develop the marvelous results achieved by natural science and not simply leaving them where they are. My understanding and practical experience of life convince me that if you will set yourselves to an exhaustive study of the results of the most orthodox empirical science, if you will relate the most obvious with the most remote, and really study the connections between them, you will constantly be led to what I am telling you here. I am also convinced that the so-called ‘occultists’ whom you may consult—especially ‘occultists’ of the modern type—will not help you in the least. What will be of far more help is a genuine examination of the empirical data offered by orthodox science. Science itself leads you to recognise truths which can be actually perceived only in the super-sensible world, but which indicate, nevertheless, that the empirical data must be followed up in this or that direction. You can certainly discover the methods on your own account; they will be imposed by the facts before you. There is no need to complain that such guiding principles create prejudice or that they influence by suggestion. The conclusions arise out of the things themselves, but the facts and conditions prove to be highly complicated, and if further progress is to be made, all that has been learned in this way about the human being must now be investigated in connection with the outer world. I want you now to follow me in a brief line of thought. I give it merely by way of example, but it will show you the path that must be followed. Take the annual plant which grows out of the earth in spring and passes through its yearly cycle. And now relate the phenomena which you observe in the annual plant with other things—above all with the custom of peasants who, when they want to keep their potatoes through the winter, dig pits of a certain depth and put the potatoes into them so that they may keep for the following year. If the potatoes were kept in an ordinary open cellar, they would not be fit to eat. Investigations have proved that the forces originating from the interplay between the sunshine and the earth are contained within the earth during the subsequent winter months. The dynamic forces of warmth and the forces of the light are at work under the surface of the earth during the winter, so that in winter the after-effects of summer are contained within the earth. The summer itself is around us, above the surface of the Earth. In winter, the after-effects of summer work under the earth's surface. And the consequence is that the plant, growing out of the earth in its yearly cycle, is impelled to grow, first and foremost, by the forces that have been poured into the earth by the sun of the previous year. The plant derives its dynamic force from the soil. This dynamic force that is drawn out of the soil can be traced up into the ovary and on into the developing seed. So you see, we arrive at a botany which really corresponds to the whole physiological process, only if we do not confine ourselves to a study of the dynamic forces of warmth and light during the year when the plant grows. We must take our start from the root, and so from the dynamic forces of light and warmth of at least the year before. These forces can be traced right up into the ovary, so that in the ovary we have something that really is brought into being by the forces of the previous year. Now examine the leaves of a plant, and, still more, the petals. You will find that in the leaves there is a compromise between the dynamic forces of the previous year and those of the present year. The leaves contain the elements that are thrust out from the earth and those which work in from the environment. It is in the petals that the forces of the present year are represented in their purest form. The colouring and so forth of the petals represents nothing that is old—it all comes from the present year. You cannot follow the processes in an annual plant if you take only the immediate conditions into consideration. Examine the structural formations which follow one another in two consecutive years—all that the sun imparts to the earth, however, has a much longer life. Make a series of experiments into the way in which the plants continue to be relished by creatures such as the grub of the cockchafer, and you will realise that what you first thought to be an element belonging to the present year must be related to the sun-forces of the previous year.—You know what a prolonged larval stage the cockchafer passes through, devouring the plant with relish all the time. These matters must be the subject of exact research; only the guiding principles can be given from the spiritual world. Research will show that the nature of the substances in the petals and leaves, for instance, is essentially different from that of the substances in the root or even the seed. There is a great difference between a decoct ion prepared from the petals or leaves of plants and an extract of substances found in roots or seeds. The effect of a decoction prepared from petals or leaves upon the digestive system is quite different from that of an extract prepared from roots or seeds. In this way you relate the organisation of man to the surrounding world, and all that you discover can be verified in a purely material sense. You will find, for instance, that disturbances in the process of the transition of the chyle into the etheric organisation, which is brought about by the system of heart and lungs, will be influenced by a preparation decocted from the petals of plants. An extract of roots or seeds influences the wider activity that works on into the vascular system and even into the nervous system. Along these lines we shall discover the rational connection between what is going on within the human organism and the substances from which our store of remedies may be derived. In the next lecture I shall have to continue this subject, showing that there is an inner connection between the different structures of the plants and the systems of nerves and senses and digestion in man. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Aesthetic Education
05 Jan 1922, Dornach Translated by Roland Everett |
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This is what we need to keep in mind. Question: How can a student of anthroposophy avoid losing the capacity for love and memory when crossing the boundary of sense-perceptible knowing? |
Not that I dislike answering questions, but I have to admit that I do not like answering questions such as, What is the attitude of anthroposophy toward this or that contemporary movement? There is no need for this, because I consider it my task to represent to the world only what can be gained from anthroposophic research. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Aesthetic Education
05 Jan 1922, Dornach Translated by Roland Everett |
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Rudolf Steiner: Several questions have been handed in and I will try to answer as many as possible in the short time available. First Question: This question has to do with the relationship between sensory and motor nerves and is, primarily, a matter of interpretation. When considered only from a physical point of view, one’s conclusion will not differ from the usual interpretation, which deals with the central organ. Let me take a simple case of nerve conduction. Sensation would be transmitted from the periphery to the central organ, from which the motor impulse would pass to the appropriate organ. As I said, as long as we consider only the physical, we might be perfectly satisfied with this explanation. And I do not believe that any other interpretation would be acceptable, unless we are willing to consider the result of suprasensory observations, that is, all-inclusive, real observation. As I mentioned in my discussions of this matter over the past few days, the difference between the sensory and motor nerves, anatomically and physiologically, is not very significant. I never said that there is no difference at all, but that the difference was not very noticeable. Anatomical differences do not contradict my interpretation. Let me say this again: we are dealing here with only one type of nerves. What people call the “sensory” nerves and “motor” nerves are really the same, and so it really doesn’t matter whether we use sensory or motor for our terms. Such distinctions are irrelevant, since these nerves are (metaphorically) the physical tools of undifferentiated soul experiences. A will process lives in every thought process, and, vice versa, there is an element of thought, or a residue of sensory perception, in every will process, although such processes remain mostly unconscious. Now, every will impulse, whether direct or the result of a thought, always begins in the upper members of the human constitution, in the interplay between the I-being and the astral body. If we now follow a will impulse and all its processes, we are not led to the nerves at all, since every will impulse intervenes directly in the human metabolism. The difference between an interpretation based on anthroposophic research and that of conventional science lies in science’s claim that a will impulse is transmitted to the nerves before the relevant organs are stimulated to move. In reality, this is not the case. A soul impulse initiates metabolic processes directly in the organism. For example, let’s look at a sensation as revealed by a physical sense, say in the human eye. Here, the whole process would have to be drawn in greater detail. First a process would occur in the eye, then it would be transmitted to the optic nerve, which is classified as a sensory nerve by ordinary science. The optic nerve is the physical mediator for seeing. If we really want to get to the truth of the matter, I will have to correct what I just said. It was with some hesitation that I said that the nerves are the physical instruments of human soul experiences, because such a comparison does not accurately convey the real meaning of physical organs and organic systems in a human being. Think of it like this: imagine soft ground and a path, and that a cart is being driven over this soft earth. It would leave tracks, from which I could tell exactly where the wheels had been. Now imagine that someone comes along and explains these tracks by saying, “Here, in these places, the earth must have developed various forces that it.” Such an interpretation would be a complete illusion, since it was not the earth that was active; rather, something was done to the earth. The cartwheels were driven over it, and the tracks had nothing to do with an activity of the earth itself. Something similar happens in the brain’s nervous system. Soul and spiritual processes are active there. As with the cart, what is left behind are the tracks, or imprints. These we can find. But the perception in the brain and everything retained anatomically and physiologically have nothing to do with the brain as such. This was impressed, or molded, by the activities of soul and spirit. Thus, it is not surprising that what we find in the brain corresponds to events in the sphere of soul and spirit. In fact, however, this is completely unrelated to the brain itself. So the metaphor of physical tools is not accurate. Rather, we should see the whole process as similar to the way I might see myself walking. Walking is in no way initiated by the ground I walk on; the earth is not my tool. But without it, I could not walk. That’s how it is. My thinking as such—that is, the life of my soul and spirit—has nothing to do with my brain. But the brain is the ground on which this soul substance is retained. Through this process of retention, we become conscious of our soul life. So you see, the truth is quite different from what people usually imagine. There has to be this resistance wherever there is a sensation. In the same way that a process occurs (say in the eye) that can be perceived with the help of a so-called sensory nerve, in the will impulses (in one’s leg, for example), a process occurs, and it is this process that is perceived with the help of the nerve. The so-called sensory nerves are organs of perception that spread out into the senses. The so-called motor nerves spread inward and convey perceptions of will force activities, making us aware of what the will is doing as it works directly through the metabolism. Both sensory and motor nerves transmit sensations; sensory nerves spread outward and motor nerves work inward. There is no significant difference between these two kinds of nerves. The function of the first is to make us aware, in the form of thought processes, of processes in the sensory organs, while the other “motor” nerves communicate processes within the physical body, also in form of thought processes. If we perform the well-known and common experiment of cutting into the spinal fluid in a case of tabes dorsalis, or if one interprets this disorder realistically, without the usual bias of materialistic physiology, this illness can be explained with particular clarity. In the case of tabes dorsalis, the appropriate nerve (I will call it a sensory nerve) would, under normal circumstances, make a movement sense-perceptible, but it is not functioning, and consequently the movement cannot be performed, because movement can take place only when such a process is perceived consciously. It works like this: imagine a piece of chalk with which I want to do something. Unless I can perceive it with my senses, I cannot do what I want. Similarly, in a case of tabes dorsalis, the mediating nerve cannot function, because it has been injured and thus there is no transmission of sensation. The patient loses the possibility of using it. Likewise, I would be unable to use a piece of chalk if it were lying somewhere in a dark room where I could not find it. Tabes dorsalis is the result of a patient’s inability to find the appropriate organs with the help of the sensory nerves that enter the spinal fluid. This is a rather rough description, and it could certainly be explained in greater detail. Any time we look at nerves in the right way, severing them proves this interpretation. This particular interpretation is the result of anthroposophic research. In other words, it is based on direct observation. What matters is that we can use outer phenomena to substantiate our interpretation. To give another example, a so-called motor nerve may be cut or damaged. If we join it to a sensory nerve and allow it to heal, it will function again. In other words, it is possible to join the appropriate ends of a “sensory” nerve to a “motor” nerve, and, after healing, the result will be a uniform functioning. If these two kinds of nerves were radically different, such a process would be impossible. There is yet another possibility. Let us take it in its simplest form. Here a “sensory” nerve goes to the spinal cord, and a “motor” nerve leaves the spinal cord, itself a sensory nerve (see drawing). This would be a case of uniform conduction. In fact, all this represents a uniform conduction. And if we take, for example, a simple reflex movement, a uniform process takes place. Imagine a simple reflex motion; a fly settles on my eyelid, and I flick it away through a reflex motion. The whole process is uniform. What happens is merely an interpretation. We could compare it to an electric switch, with one wire leading into it and another leading away from it. The process is really uniform, but it is interrupted here, similar to an electric current that, when interrupted, flashes across as an electric spark. When the switch is closed, there is no spark. When it is open, there is a spark that indicates a break in the circuit. Such uniform conductions are also present in the brain and act as links, similar to an electric spark when an electric current is interrupted. If I see a spark, I know there is a break in the nerve’s current. It’s as though the nerve fluid were jumping across like an electric spark, to use a coarse expression. And this makes it possible for the soul to experience this process consciously. If it were a uniform nerve current passing through without a break in the circuit, it would simply pass through the body, and the soul would be unable to experience anything. This is all I can say about this for the moment. Such theories are generally accepted everywhere in the world, and when I am asked where one might be able to find more details, I may even mention Huxley’s book on physiology as a standard work on this subject. There is one more point I wish to make. This whole question is really very subtle, and the usual interpretations certainly appear convincing. To prove them correct, the so-called sensory parts of a nerve are cut, and then the motor parts of a nerve are cut, with the goal of demonstrating that the sensations we interpret as movement are no longer possible. If you take what I have said as a whole, however, especially with regard to the interrupt switch, you will be able to understand all the various experiments that involve cutting nerves. [IMAGE REMOVED FROM PREVIEW] Question: How can educators best respond to requests, coming from children between five and a half and seven, for various activities? Rudolf Steiner: At this age, a feeling for authority has begun to make itself felt, as I tried to indicate in the lectures here. Yet a longing for imitation predominates, and this gives us a clue about what to do with these children. The movable picture books that I mentioned are particularly suitable, because they stimulate their awakening powers of fantasy. If they ask to do something—and as soon as we have the opportunity of opening a kindergarten in Stuttgart, we shall try to put this into practice—if the children want to be engaged in some activity, we will paint or model with them in the simplest way, first by doing it ourselves while they watch. If children have already lost their first teeth, we do not paint for them first, but encourage them to paint their own pictures. Teachers will appeal to the children’s powers of imitation only when they want to lead them into writing through drawing or painting. But in general, in a kindergarten for children between five and a half and seven, we would first do the various activities in front of them, and then let the children repeat them in their own way. Thus we gradually lead them from the principle of imitation to that of authority. Naturally, this can be done in various ways. It is quite possible to get children to work on their own. For instance, one could first do something with them, such as modeling or drawing, which they are then asked to repeat on their own. One has to invent various possibilities of letting them supplement and complete what the teacher has started. One can show them that such a piece of work is complete only when a child has made five or ten more such parts, which together must form a whole. In this way, we combine the principle of imitation with that of authority. It will become a truly stimulating task for us to develop such ideas in practice once we have a kindergarten in the Waldorf school. Of course, it would be perfectly all right for you to develop these ideas yourself, since it would take too much of our time to go into greater detail now. Question: Will it be possible to have this course of lectures published in English? Rudolf Steiner: Of course, these things always take time, but I would like to have the shorthand version of this course written out in long hand as soon as it can possibly be done. And when this is accomplished, we can do what is necessary to have it published in English as well. Question: Should children be taught to play musical instruments, and if so, which ones? Rudolf Steiner: In our Waldorf school, I have advocated the principle that, apart from being introduced to music in a general way (at least those who show some special gifts), children should also learn to play musical instruments technically. Instruments should not be chosen ahead of time but in consultation with the music teacher. A truly good music teacher will soon discover whether a child entering school shows specific gifts, which may reveal a tendency toward one instrument or another. Here one should definitely approach each child individually. Naturally, in the Waldorf school, these things are still in the beginning stage, but despite this, we have managed to gather very acceptable small orchestras and quartets. Question: Do you think that composing in the Greek modes, as discovered by Miss Schlesinger, means a real advance for the future of music? Would it be advisable to have instruments, such as the piano, tuned in such modes? Would it be a good thing for us to get accustomed to these modes? Rudolf Steiner: For several reasons, it is my opinion that music will progress if what I call “intensive melody” gradually plays a more significant role. Intensive melody means getting used to the sound of even one note as a kind of melody. One becomes accustomed to a greater tone complexity of each sound. This will eventually happen. When this stage is reached, it leads to a certain modification of our scales, simply because the intervals become “filled” in a way that is different from what we are used to. They are filled more concretely, and this in itself leads to a greater appreciation of certain elements in what I like to call “archetypal music” (elements also inherent in Miss Schlesinger’s discoveries), and here important and meaningful features can be recognized. I believe that these will open a way to enriching our experience of music by overcoming limitations imposed by our more or less fortuitous scales and all that came with them. So I agree that by fostering this particular discovery we can advance the possibilities of progress in music. Question: Is it also possible to give eurythmy to physically handicapped children, or perhaps curative eurythmy to fit each child? Rudolf Steiner: Yes, absolutely. We simply have to find ways to use eurythmy in each situation. First we look at the existing forms of eurythmy in general, then we consider whether a handicapped child can perform those movements. If not, we may have to modify them, which we can do anyway. One good method is to use artistic eurythmy as it exists for such children, and this especially helps the young children—even the very small ones. Ordinary eurythmy may lead to very surprising results in the healing processes of these children. Curative eurythmy was worked out systematically—initially by me during a supplementary course here in Dornach in 1921, right after the last course to medical doctors. It was meant to assist various healing processes. Curative eurythmy is also appropriate for children suffering from physical handicaps. For less severe cases, existing forms of curative eurythmy will be enough. In more severe cases, these forms may have to be intensified or modified. However, any such modifications must be made with great caution. Artistic eurythmy will not harm anyone; it is always beneficial. Harmful consequences arise only through excessive or exaggerated eurythmy practice, as would happen with any type of movement. Naturally, excessive eurythmy practice leads to all sorts of exhaustion and general asthenia, in the same way that we would harm ourselves by excessive efforts in mountain climbing or, for example, by working our arms too much. Eurythmy itself is not to blame, however, only its wrong application. Any wholesome activity may lead to illness when taken too far. With ordinary eurythmy, one cannot imagine that it would harm anyone. But with curative eurythmy, we must heed a general rule I gave during the curative eurythmy course. Curative eurythmy exercises should be planned only with the guidance and supervision of a doctor, by the doctor and curative eurythmist together, and only after a proper medical diagnosis. If curative exercises must be intensified, it is absolutely essential to proceed on a strict medical basis, and only a specialist in pathology can decide the necessary measures to be taken. It would be irresponsible to let just anyone meddle with curative eurythmy, just as it would be irresponsible to allow unqualified people to dispense dangerous drugs or poisons. If injury were to result from such bungling methods, it would not be the fault of curative eurythmy. Question: In yesterday’s lecture we heard about the abnormal consequences of shifting what was right for one period of life into later periods and the subsequent emergence of exaggerated phlegmatic and sanguine temperaments. First, how does a pronounced choleric temperament come about? Second, how can we tell when a young child is inclined too much toward melancholic or any other temperament? And third, is it possible to counteract such imbalances before the change of teeth? Rudolf Steiner: The choleric temperament arises primarily because a person’s I-being works with particular force during one of the nodal points of life, around the second year and again during the ninth and tenth years. There are other nodal points later in life, but we are interested in the first two here. It is not that one’s I-being begins to exist only in the twenty-first year, or is freed at a certain age. It is always present in every human being from the moment of birth—or, more specifically, from the third week after conception. The I can become too intense and work with particular strength during these times. So, what is the meaning and nature of such nodal points? Between the ninth and tenth years, the I works with great intensity, manifesting as children learn to differentiate between self and the environment. To maintain normal conditions, a stable equilibrium is needed, especially at this stage. It’s possible for this state of equilibrium to shift outwardly, and this becomes one of many causes of a sanguine temperament. When I spoke about the temperaments yesterday, I made a special point in saying that various contributing factors work together, and that I would single out those that are more important from a certain point of view. It is also possible for the center of gravity to shift inward. This can happen even while children are learning to speak or when they first begin to pull themselves up and learn to stand upright. At such moments, there is always an opportunity for the I to work too forcefully. We have to pay attention to this and try not to make mistakes at this point in life—for example, by forcing a child to stand upright and unsupported too soon. Children should do this only after they have developed the faculty needed to imitate the adult’s vertical position. You can appreciate the importance of this if you notice the real meaning of the human upright position. In general, animals are constituted so that the spine is more or less parallel to the earth’s surface. There are exceptions, of course, but they may be explained just on the basis of their difference. Human beings, on the other hand, are constituted so that, in a normal position, the spine extends along the earth’s radius. This is the radical difference between human beings and animals. And in this radical difference we find a response to strict Darwinian materialists (not Darwinians, but Darwinian materialists), who deny the existence of a defining difference between the human skeleton and that of the higher animals, saying that both have the same number of bones and so on. Of course, this is correct. But the skeleton of an animal has a horizontal spine, and a human spine is vertical. This vertical position of the human spine reveals a relationship to the entire cosmos, and this relationship means that human beings bear an I-being. When we talk about animals, we speak of only three members—the physical body, the ether body (or body of formative forces), and the astral body. I-being incarnates only when a being is organized vertically. I once spoke of this in a lecture, and afterward someone came to me and said, “But what about when a human being sleeps? The spine is certainly horizontal then.” People often fail to grasp the point of what I say. The point is not simply that the human spine is constituted only for a vertical position while standing. We must also look at the entire makeup of the human being—the mutual relationships and positions of the bones that result in walking with a vertical spinal column, whereas, in animals, the spine remains horizontal. The point is this: the vertical position of the human spine distinguishes human beings as bearers of I-being. Now observe how the physiognomic character of a person is expressed with particular force through the vertical. You may have noticed (if the correct means of observation were used) that there are people who show certain anomalies in physical growth. For instance, according to their organic nature, they were meant to grow to a certain height, but because another organic system worked in the opposite direction, the human form became compressed. It is absolutely possible that, because of certain antecedents, the physical structure of a person meant to be larger was compressed by an organic system working in the opposite direction. This was the case with Fichte, for example. I could cite numerous others—Napoleon, to mention only one. In keeping with certain parts of his organic systems, Fichte’s stature could have become taller, yet he was stunted in his physical growth. This meant that his I had to put up with existing in his compressed body, and a choleric temperament is a direct expression of the I. A choleric temperament can certainly be caused by such abnormal growth. Returning to our question—How can we tell when a young child is inclined too much toward melancholic or another temperament?—I think that hardly anyone who spends much time with children needs special suggestions, since the symptoms practically force themselves on us. Even with very naive and unskilled observation, we can discriminate between choleric and melancholic children, just as we can clearly distinguish between a child who “just sits” and seems morose and miserable and one who wildly romps around. In the classroom, it is very easy to spot a child who, after having paid attention for a moment to something on the blackboard, suddenly turns to a neighbor for stimulation before looking out the window again. This is what a sanguine child is like. These things can easily be observed, even on a very naive level. Imagine a child who easily flies into a fit of temper. If, at the right age, an adult simulates such tantrums, it may cause the child to tire of that behavior. We can be quite successful this way. Now, if one asks whether we can work to balance these traits before the change of teeth, we must say yes, using essentially the same methods we would apply at a later age, which have already been described. But at such an early age, these methods need to be clothed in terms of imitation. Before the change of teeth, however, it is not really necessary to counteract these temperamental inclinations, because most of the time it works better to just let these things die off naturally. Of course, this can be uncomfortable for the adult, but this is something that requires us to think in a different way. I would like to clarify this by comparison. You probably know something of lay healers, who may not have a thorough knowledge of the human organism but can nevertheless assess abnormalities and symptoms of illnesses to a certain degree. It may happen that such a healer recognizes an anomaly in the movements of a patient’s heart. When asked what should be done, a possible answer is, “Leave the heart alone, because if we brought it back to normal activity, the patient would be unable to bear it. The patient needs this heart irregularity.” Similarly, it is often necessary to know how long we should leave a certain condition alone, and in the case of choleric children, how much time we must give them to get over their tantrums simply through exhaustion. This is what we need to keep in mind. Question: How can a student of anthroposophy avoid losing the capacity for love and memory when crossing the boundary of sense-perceptible knowing? Rudolf Steiner: This question seems to be based on an assumption that, during one’s ordinary state of consciousness, love and the memory are both needed for life. In ordinary life, one could not exist without the faculty of remembering. Without this spring of memory, leading back to a certain point in early childhood, the continuity of one’s ego could not exist. Plenty of cases are known in which this continuity has been destroyed, and definite gaps appear in the memory. This is a pathological condition. Likewise, ordinary life cannot develop without love. But now it needs to be said that, when a state of higher consciousness is reached, the substance of this higher consciousness is different from that of ordinary life. This question seems to imply that, in going beyond the limits of ordinary knowledge, love and memory do not manifest past the boundaries of knowledge. This is quite correct. At the same time, however, it has always been emphasized that the right kind of training consists of retaining qualities that we have already developed in ordinary consciousness; they stay alive along with these new qualities. It is even necessary (as you can find in my book How to Know Higher Worlds) to enhance and strengthen qualities developed in ordinary life when entering a state of higher consciousness. This means that nothing is taken away regarding the inner faculties we developed in ordinary consciousness, but that something more is required for higher consciousness, something not attained previously. To clarify this, I would like to use a somewhat trivial comparison, even if it does not completely fit the situation. As you know, if I want to move by walking on the ground, I must keep my sense of balance. Other things are also needed to walk properly, without swaying or falling. Well, when learning to walk on a tightrope, one loses none of the faculties that serve for walking on the ground. In learning to walk on a tightrope, one meets completely different conditions, and yet it would be irrelevant to ask whether tightrope walking prevents one from being able to walk properly on an ordinary surface. Similarly, the attainment of a different consciousness does not make one lose the faculties of ordinary consciousness—and I do not mean to imply at all that the attainment of higher consciousness is a kind of spiritual tightrope walking. Yet it’s true that the faculties and qualities gained in ordinary consciousness are fully preserved when rising to a state of enhanced consciousness. And now, because it is getting late, I would like to deal with the remaining questions as quickly as possible, so I can end our meeting by telling you a little story. Question: What should our attitude be toward the ever-increasing use of documentary films in schools, and how can we best explain to those who defend them that their harmful effects are not balanced by their potential educational value? Rudolf Steiner: I have tried to get behind the mysteries of film, and whether or not my findings make people angry is irrelevant, since I am just giving you the facts. I have to admit that the films have an extremely harmful effect on what I have been calling the ether, or life, body. And this especially true in terms of the human sensory system. It is a fact that, by watching film productions, the entire human soul-spiritual constitution becomes mechanized. Films are external means for turning people into materialists. I tested these effects, especially during the war years when film propaganda was made for all sorts of things. One could see how audiences avidly absorbed whatever was shown. I was not especially interested in watching films, but I did want to observe their effects on audiences. One could see how the film is simply an intrinsic part of the plan to materialize humankind, even by means of weaving materialism into the perceptual habits of those who are watching. Naturally, this could be taken much further, but because of the late hour there is only time for these brief suggestions. Question: How should we treat a child who, according to the parents, sings in tune at the age of three, and who, by the age of seven, sings very much out of tune? Rudolf Steiner: First we would have to look at whether some event has caused the child’s musical ear to become masked for the time being. But if it is true that the child actually did sing well at three, we should be able to help the child to sing in tune again with the appropriate pedagogical treatment. This could be done by studying the child’s previous habits, when there was the ability to sing well. One must discover how the child was occupied—the sort of activities the child enjoyed and so on. Then, obviously, with the necessary changes according to age, place the child again into the whole setting of those early years, and approach the child with singing again. Try very methodically to again evoke the entire situation of the child’s early life. It is possible that some other faculty may have become submerged, one that might be recovered more easily. Question: What is attitude of spiritual science toward the Montessori system of education and what would the consequences of this system be? Rudolf Steiner: I really do not like to answer questions about contemporary methods, which are generally backed by a certain amount of fanaticism. Not that I dislike answering questions, but I have to admit that I do not like answering questions such as, What is the attitude of anthroposophy toward this or that contemporary movement? There is no need for this, because I consider it my task to represent to the world only what can be gained from anthroposophic research. I do not think it is my task to illuminate other matters from an anthroposophic point of view. Therefore, all I wish to say is that when aims and aspirations tend toward a certain artificiality—such as bringing to very young children something that is not part of their natural surroundings but has been artificially contrived and turned into a system—such goals cannot really benefit the healthy development of children. Many of these new methods are invented today, but none of them are based on a real and thorough knowledge of the human being. Of course we can find a great deal of what is right in such a system, but in each instance it is necessary to reduce also the positive aspects to what accords with a real knowledge of the human being. And now, ladies and gentlemen, with the time left after the translation of this last part, I would like to drop a hint. I do not want to be so discourteous as to say, in short, that every hour must come to an end. But since I see that so many of our honored guests here feel as I do, I will be polite enough to meet their wishes and tell a little story—a very short story. There once lived a Hungarian couple who always had guests in the evening (in Hungary, people were very hospitable before everything went upside down). And when the clock struck ten, the husband used to say to his wife, “Woman, we must be polite to our guests. We must retire now because surely our guests will want to go home.” |
273. The Problem of Faust: The Vision of Reality in the Greek Myths
18 Jan 1919, Dornach Translated by George Adams |
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The whole mood and tenor, the whole artistic structure of the Classical Walpurgis-Night shows how clearly Goethe saw that the problem of human nature con only be solved by a knowledge based on investigation pursued, outside the body, by man's soul and spirit.What he wishes to ray forth from his Faust is his conviction that information concerning man can be given only by those who admit the validity of knowledge acquired outside the instrument of the physical body. Hence, true Spiritual Science, true Anthroposophy, alone can lead to the knowledge of man, of Homo; while all the other knowledge dealing with the physical world, can only lead to the idea of Homunculus. |
Faust was to represent for him a man who at last arrives at a real knowledge and comprehension of mankind. Now, in Goethe's time Anthroposophy was not yet, and could not have been, in existence. Hence Goethe tried to associate himself with his contemporary culture, in which thee were still echoes of atavistic spiritual vision. |
273. The Problem of Faust: The Vision of Reality in the Greek Myths
18 Jan 1919, Dornach Translated by George Adams |
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Yesterday I spoke to you of the scene from Part II of Goethe's Faust that had just been performed, and I should like to run over again the main thoughts then under consideration. For in this scene we are dealing with one of the most significant of Goethe's creation, with a scene he added to his Faust after having wrestled with the problem of Faust for about sixty years. Moreover, we have to do here with a scene through which we can look deep into Goethe's soul, in so far as it was dominated by the urge for knowledge—dominated above all by the great seriousness of this urge. While grasping all the knowledge in this poem of Faust we must never forget, however, that everything revealed in it with such lofty wisdom in no way prejudices—as is frequently the case with lesser poets who attempt anything of the same kind—in no way prejudices the purely artistic force of its construction. I have drawn your attention before to what Goethe stressed to Eckermann, namely, that there is much concealed in his Faust, many riddles of man to be recognised by Initiates, but that he had taken trouble to put it all into a form that, regarded merely from the theatrical standpoint, can with its pictorial quality impress even the simplest natured minds. Now let us bring again before our souls just the main points of what was said yesterday about all that is thus concealed, and afterwards go on to what we could not then touch upon. I mean, the conclusion of the scene. I said yesterday that this scene shows clearly how Goethe was following up the problem of man's self-knowledge, man's comprehension of himself. For Goethe, knowledge was never something merely abstract and theoretical; to grasp the truth was for him a scientific urge. Also, for him—as it will increasingly be for future human evolution—what he sought in his soul as knowledge was something that has to be an impulse to experience life in all its fullness, to experience all that life can bring to man in the way of fortune and misfortune, of joy and sorrow, of blows of fate and opportunities of development. But, in addition to this, the urge for knowledge must be related to all the claims life makes on a man, as regards his behaviour towards society as a whole, as regards what he does and creates. Faust is not meant to be represented merely as a man striving after the highest knowledge, but as one bound up in his innermost being with all that life demands and brings. To this end, Goethe seeks knowledge for his Faust, that is, knowledge of man, comprehension of the self, comprehension of the forces at present latent in mankind. But Goethe sees clearly that ordinary knowledge, dependent on the senses and conditioned by the understanding, cannot lead to this self-knowledge. For this reason he introduces into the Classical Walpurgis-Night Homunculus, the product that was supposed to be, for mediaeval research, the copy of a human being that, within external nature, the physical understanding was able to put together out of natural forces and natural laws. All this comes into the idea of Homunculus. Yesterday I went more deeply into what Goethe meant to convey in his Homunculus, apart from any superstition connected with him; but now let us consider his more obvious meaning. In his Homunculus-idea he wished to represent what a man, here in the physical world, can recognise in himself. Whoever makes use only of the knowledge offered him by science, or by the study of physical life, can never gain knowledge and comprehension of man in accordance with Goethe's conception. He will never know Homo, the human being; he will be able to picture in his soul only Homunculus, an elemental spirit who has come to a standstill on the path to becoming man. Goethe wrestles with this as with a problem of knowledge: How can the idea of Homo grow out of the idea of Homunculus? The whole mood and tenor, the whole artistic structure of the Classical Walpurgis-Night shows how clearly Goethe saw that the problem of human nature con only be solved by a knowledge based on investigation pursued, outside the body, by man's soul and spirit.What he wishes to ray forth from his Faust is his conviction that information concerning man can be given only by those who admit the validity of knowledge acquired outside the instrument of the physical body. Hence, true Spiritual Science, true Anthroposophy, alone can lead to the knowledge of man, of Homo; while all the other knowledge dealing with the physical world, can only lead to the idea of Homunculus. As far as possible, during the whole of his life, Goethe was ceaselessly occupied in striving towards this supersensible knowledge. He sought it on various paths, and those paths that opened out to him he endeavoured to portray artistically in his Faust. Faust was to represent for him a man who at last arrives at a real knowledge and comprehension of mankind. Now, in Goethe's time Anthroposophy was not yet, and could not have been, in existence. Hence Goethe tried to associate himself with his contemporary culture, in which thee were still echoes of atavistic spiritual vision. And after showing all that is in the Romantic Walpurgis-Night of the first part of Faust to be inadequate for knowledge of man, his great desire was then to take refute in the Imaginations of the Grecian myths. We have so often spoken of Goethe that we can easily see what lay beneath this idea of his.—Goethe felt and experienced that man is not to be grasped through the concepts of physical understanding. But he had no wish, as yet, to supersede these by his own Imaginations; therefore he sought to give a new form to those of ancient Greece. Thus, if we wish to give a more exact description of the scene just presented, we may say: Goethe wanted to show how a man, Faust, has been approached (from outside, but that is of no importance) by the idea of Homunculus, the only idea to be obtained in this respect in the physical world. He wanted to show how such a man, by his state of consciousness undergoing a change through his leaving the body, will then behave differently. He will behave like a man who, asleep at night outside his body, becomes able to perceive what is around him, all that surrounds him of a soul and spirit nature. Then, if he goes to sleep consciously, as it were, retaining his consciousness in sleep, if, sleeping on, he can take with him into his sleep-knowledge the idea of Homunculus acquired in his physical life, he can so transform it that it seizes hold of human reality. This is what Goethe wished to represent; and to help in the task, he took the pictures of the Grecian myths. He shows often in this scent how far in his feeling he was removed at least form the superstition of the pedant, who sees nothing more in such myths than poetic fiction and creations of fantasy. And I have often told you that, as a result of this superstition, it is claimed that legends, traditions, myths, persisting among simple peoples, are conceptions of nature transformed by fantasy. These superstitious pedants have really no idea how small a part fantasy plays in the creations of simple minds, not how prevalent among them is a certain atavistic power of beholding reality in dreams. Now in the myths developed by the Greek spirit, there is not merely poetry, there is a true vision of reality. And the element Goethe first presented was the one in which all ancient peoples have seen the impulse in the soul that brings about its separation from the body. Connection with the outside world was much closer for the men of old than for the present-day abstract rationalistic man. In olden days when men climbed a mountain, for instance, they did not merely experience a physical, barely perceptible difference in the breathing, a densification of the atmosphere, or a change to the eye in perspective; for them it was a passing from one condition of the soul to another. For a man of those days the ascent of a mountain was a far more living experience than for modern man who has become so abstract. They felt with special vividness, what some sea-farers still experience today in a primitive, less delicate way, that, to a certain degree, soul and spirit actually free themselves from their instrument, the body. The more sensitive sea-faring folk still have this experience. But the men of old felt as a matter of course: “When I sail out on the open sea, and am no longer connected with the solid earth and its definite forms, then my soul frees itself from the body, and I see more of the supersensible than when I am surrounded by earth's rigid outlines.”—This is why, when Homunculus is to be changed into Homo, Goethe introduces a gay festival of the sea, and it is Thales, the man of natural philosophy, who conducts Homunculus thither. And we see the Sirens. I spoke of this yesterday so today I shall not dwell upon the dramatic an pictorial way in which everything here is put into external form. I will, however, point out that the deeper mystery that Goethe would also have us see, the mystery of the Sirens' song, lies in these demonic beings belonging on the one side to the sea, but being able to become living, as demonic beings of the sea, only when the moon shines upon it. The moonlit sea lures forth the Sirens who, in their turn, lure forth man's soul from within him. The state of consciousness in which the supersensible world can be perceived in Imaginations, in pictures, is therefore brought about by the Sirens. Above all they practise their wiles on the Nereids and Tritons, who are on their way to Samothrace, to the sacred Mysteries of the Kabiri. Precisely why does Goethe introduce the Kabiri? This is because his Homunculus is to become Homo, to become man, and because the Initiates of the holy Mysteries of the Kabiri in Samothrace were above all destined to learn the secret of man's becoming. It was this secret that was represented in the Kabiri. Here in the physical world is accomplished physical becoming, but this has its counterpart in the sphere of spirit and soul, a counterpart only to be seen outside the body in Imaginations. Unless the abstract idea of Homunculus is brought into connection with what can be seen here, Homunculus can never become Homo. Thus Goethe believes in all that the Greek felt when thinking of his Kabiri in Samothrace; he believed something was to be found there over and above the abstract idea of Homunculus, through which it might grow to the idea of Homo. Let us without prejudice speak of what this really involves. In what man can experience of himself through ordinary knowledge, that amounts only to what he is as Homunculus, Goethe saw something to be compared with the unfertilised human germ-cell. Considering the unfertilised germ-cell in the human mother, we recognise it as something from which no physical human being can arise. It must first be fertilised; only then can there be a physical human being. And when we think with physical understanding alone, in these thoughts the inner being of man can never be lit up, for this is only what can be produced one-sidedly, and may be compared with what can be produced by the woman one-sidedly. All it is possible to grasp with out physical understanding, must be fertilised by knowledge gained outside the physical body. Half the riddle on man is hidden from the mere physical power of understanding. The atavistic clairvoyance adapted to ancient times wished to point, in the Mystery of the Kabiri, to what, in the spiritual connection of nature, is the other half of man's becoming which in its turn points to the immortal in man. That is why Goethe thought that possible through the impulse of the Kabiri the developing of Homunculus into Homo might be represented. But Goethe, as one who sought knowledge, was not only to a high degree a serious seeker, but, at the same time, something which, my dear friends, is very much rarer in the sphere of knowledge than one might think—a deeply honest soul. He wished to test how far he would get by breathing new life into such a mystery as that of the Kabiri. Those who seek knowledge with less honesty make a few antiquarian studies, perhaps adding a few fantasies founded upon these, and then consider they know something of what is expressed in the Kabiri Mystery. Yes, my dear friends, the honest seeker after knowledge never knows as much as the seeker who is less honest, for he always considers himself more stupid than those who light-heartedly piece together information from here and there, which, easily acquired, is then said to be absolutely complete. Goethe was not one of those who took knowledge thus light-heartedly. He knew that, even if he had striven for it from the year 1749 to the year 1829, in which he wrote this scene just witnessed (a scene written in the most difficult circumstances about two years before his death) even if he has grown old in this striving and has never relaxed, nevertheless, for the honest searcher after knowledge there is always a remaining sting. Perhaps in some direction one ought to have done better.—This is what worked so intensively out of Goethe's very nature—this absolute honesty. This made him recognise, where the riddle of the Kabiri is concerned: As a modern man who can no longer call upon clairvoyance, I cannot know what the Greeks thought about the Kabiri—I cannot know this for certain!—But perhaps that is not of most importance, for Goethe had the feeling that there was a kind of knowledge of the Kabiri Mystery within him, which, however, he could not wholly grasp. It was like a dream that not only immediately fades, but of which one knows that, although it passes away so quickly, it contains something most profound; it hovers so lightly that the understanding, the intellect, does not suffice, the soul-forces do not suffice to give it clear and definite outline. It is precisely in this intimate inner development that there lies the significance of this scene. We do not understand it at all if we wish to explain every detail. For Goethe has called up pictures for the very purpose of showing—“Here I am close to my goal yet cannot reach it.” Thus, he introduces the Kabiri to show how, perhaps not he but someone who fully grasps the Kabiri Mystery, may find the bridge for Homunculus, with the help of that Mystery, to come to Homo. He himself cannot yet succeed in this, and has therefore chosen other paths in the imaginative world. That is why he makes the philosopher Thales conduct Homunculus into the presence of Nereus. Now Goethe thought very highly of Thales, though not to the point of giving him credit for being able to show Homunculus how to become Homo. This Nereus has a great gift of human understanding and knows how to transform the divine into the demonic, thus foreseeing the future, so that it may be supposed he knows something about changing Homunculus into Homo. But here again Goethe wishes to show that this is not the path. For on this path we come to a one-sided development, raising the human critical understanding to a demonic height that not only runs to dull criticism but to actual prophetic criticism holding in mind the good side of human criticism. Nereus, however, a kind of priest among the demons, is not in a position, either, to approach the Homunculus-problem. He does not even want to do so. Goethe has the feeling that, should human understanding be developed to the demonic, should the critical faculty of investigation possessed by man be—shall we say—demonised, he would then lose all interest in this most profound human problem of raising Homunculus to man. Thus nothing is to be gained from Nereus. But he does at least draw attention to the imminent approach of his daughters, the Dorides, sisters of the Nereids, and among them, the most outstanding of them all, Galatea. Yesterday I tried to indicate what is represented in this picture of Galatea. You see, my dear friends, the modern man of research sees everything telescoped into a single moment of life. In the Greek world-conception—by no means confined to what is generally known as classical Philology—what live in the human being was still closely connected with all that lives in the whole of external nature. All that contributes to the becoming of man exists in another form, weaving and pulsing through every process of nature. But we have to be able to discover it. Our present capacity for knowledge is not sensitive enough to penetrate into the regions through which we participate in external nature, in the experiences of the great universe. These experiences are, indeed, concealed in man, in his development from the human germ-cell, from conception, fertilisation, to birth and his appearing as a human being. The same processes that then take place, in concealment within the human being, are going on continuously all around us. It was precisely this which, in the Kabiri Mystery was disclosed to the candidate for initiation—how in nature conception and birth are living. We see the moon rise and set, we see the sun rise and set, feel the warmth the sun sheds around, receive the light it radiates; we see the clouds moving, look upon their changing forms. Within all this weaving and pulsing through the world lies the impulse of becoming. But modern man no longer perceives this; he will perceive it, however, if he develops himself further through Spiritual Science. And formerly he perceived it with an atavistic sense of cognition, with the atavistic perception and conception of olden times. Here we must have recourse to that finer capacity for perception still existing in days of yore. It might be said that what happens when, instead of direct sunlight, moonlight is on the sea, moonlight is reflected on the waves, is experienced half consciously as dreamy presentiment, as the foreshadowing of a dream. Man today looks at the way moonlight is reflected on the waves; and all the physicist can say is that moonlight is polarised light. That is an abstraction that says very little; and the physicist experiences nothing of what is actually happening. We experience it today if someone burns us with red-hot tongs; our capacity for sensitive feeling takes us that far. But in the Greek world-conception it was recognised that something of soul and spirit lives in the rays of the sun, something similar, yet distinct, is living in the rays of the moon, and that something actually happens when the moonlight—that borrowed sunlight—is wedded to the waves of the sea. It knew what was surging there when the pulse of the moonlight throbbed in tune with the waves of the sea. When the moon was thus wedded to the waves, the Greeks perceived in this light-enchanted weaving the impulse surging, pulsing, through the external world which, from conception the birth, pulses and surges in man. Outside in nature the Greek perceived in another form what is present in man when, in the physical sense, the mystery of human becoming is being accomplished. Goethe, by putting into new and artistic form what intimately and delicately the Greeks might have felt, shows clearly how it echoed in his own feeling. He expresses all this by making Thales point to the retinue of the moon approaching on little clouds, accompanying Galatea's shell-chariot. This shell-chariot is the generating force in external nature pulsing through the sea. Goethe associates it with Luna, the Moon-force, the Moon-impulse. Thus, once again he evokes a significant Imagination from the Greek world-conception, in order to draw nearer the process by which, in man's conception, the abstract Homunculus-idea can become that of the Homo. Only when we can with feeling experience the intimate details weaving and surging in Goethe's wonderful pictures, do we really enter into what in this scene was living in Goethe's soul. We shall never go deep into all this scene contains if we try to grasp it with our bald, abstract concepts, and without arousing in ourselves an intimate sympathy with what Goethe was able to experience. Thus, if I may express myself in dull, theoretical fashion, we shall come nearer the solution of the Homunculus-Homo problem if this idea, seen from outside the physical body, is planted into the generative impulse weaving, throbbing, through nature. Even before he brought Homunculus into contact with this generative impulse, Goethe had called in Proteus, the demonic being whose inner bent of soul Goethe regarded as most closely allied to his theory of metamorphosis. He has endeavored in this theory of metamorphosis, to follow up the changes in the living form, from the lowest order of beings up to man, hoping in this way to come nearer the riddle of man's becoming, the riddle of Homunculus-Homo. We know that Goethe had far to go before being able to arrive at the solution. He thought to recognise that the foliage leaf changes into the petal of the flower that, in its turn, becomes the stamen and pistil of the flower. He also believed that the bones of the spinal column are transformed into the skull bones. There he stopped, for he could not press on to the crown of this metamorphosis-idea, that appears for us when we know that a metamorphosis takes place in the forces which, from one incarnation, from one earth-life to another, permeate the human body. What today is my head has its form through the metamorphosis of the rest of the body of the previous incarnation; and what is my present body will be, with the exception of the head, transformed till, in the next incarnation, it becomes my next head. This is the crown of Metamorphosis. But Goethe could only give us the elementary stages of the idea of metamorphosis which flows on into Spiritual Science. He came nearer its further stages when trying to grasp and put into poetic form the problem of Homunculus-Homo. And he set forth with honest doubt all that could be reached through Proteus as the representative of the metamorphosis-idea. Proteus appears in his various forms that exist, however, side by side. Everything that can lead to the birth, the supersensible birth, of the Homunculus-idea is here brought in by Goethe. Now he again comes to a standstill. Then fresh light flashes in. In contrast to all that is demonic, the elemental beings of a spiritual nature, Nereids, Tritons, Dorides, Nereus, Proteus, and so forth, in contrast to all these, there appear the Telchines. These, the oldest artists, as it were, of the earthly world during the fourth post-Atlantean epoch, remind us that Goethe was trying to approach the riddle of man, not only by the path of physical science, but also by another path of the senses—the path of art. As man, Goethe was neither one-sidedly a scientist, nor one-sidedly an artist; in him scientist and artist were consciously combined. Hence, as he stood before works of art in Italy, he said that he saw something there suggesting that the Greeks, in creating their works of art, worked in accordance with the laws nature applied, the same laws that he himself was tracking down. And if you let Goethe's book on Winckelmann work upon you, you will see how Goethe sought to come nearer knowledge of the riddle of man by way of art, how he sought to follow the course of natural phenomena to the point where, as he so beautifully expresses it in this book, nature becomes conscious of herself in man. What can be done here by the artistic conception of nature—seen from the other side, from the standpoint of supersensible knowledge—is made evident to us with the appearance of the Telchines, those ancient artists who first depicted Gods in human form. Goethe intimates that, whereas he generally leads the human consciousness away from the physical to the superphysical, here he is making one look back from the superphysical to the physical; the Telchines are in the superphysical, but what they mean, what they stand for, passes over into the physical. They are portrayed as being in contrast with all the other figures—those dedicated wholly to Luna, to the Moon, and referred to by the Sirens as follows:
Thus they actually belong to the Sun. On the island of Rhodes they erected statue after statue to Apollo. The attempt has been made to solve the Homunculus-Homo problem by looking across to the supersensible world; but that too has been unsuccessful. And Proteus himself energetically denies that anything is to be gained from the Telchines for the transformation of Homunculus into Homo. And what happens next? There now appear the Psylli and the Marsi, kinds of snake-demons, who bring with them the previously described shell-chariots of Galatea. The Psylli and Marsi are demonic snakes, who draw into the spiritual the souls of human beings; at the same time they are servants in the world man inters on leaving his physical body. In that world there is no separation between the purely animal and the purely human, the animal from passes over, merges, into the human. Now after being shown by means of the sailor boys, and the Dorides who represent that world, how difficult it is to put before man the relation of the spiritual world to the world of the senses, we then see the shattering of Homunculus against the shell-chariot of Galatea. There is deep meaning in the Dorides thus ushering in the sailor lads in this scene. The Dorides are demonic beings of the sea, the sailors, human beings. Goethe is wishing to show how man is abel to approach spiritual beings from the other side of existence, and how destiny (we are distinctly told the sailor lads have been saved by the Dorides) brings man into connection with the Gods. But here in physical life this relation is immediately broken down; there is no continuous connection when the superphysical and physical wish to unite—the Gods will not suffer it. Then at the end of this scene we ar confronted by this wonderful picture. After everything ha been tried through majestic Imaginations to turn Homunculus into Homo, there follows, as the highest, nearest, most significant approach to the solution of the riddle of man, the actual plunging of Homunculus into the generative force of nature in so far as it shows itself through the moonlit, moon-enchanted ocean waves. Into these waves Homunculus now plunges. And what do we see at the end of the scene? A flashing-up, a flaming forth, a manifestation of all the elements—earth, water, fire, air, all these elements overpower what is here taking place. And it almost seems to us that sunk with our cognition into sleep, we ourselves learn to know the Imaginations which, in the other side of existence, can alone interpret the riddle of humanity—it seems then, that through the rolling on of the generative forces we are called back into the life we must live out in the body. I told you yesterday that the force underlying impregnation, conception, pregnancy, embryonic life and birth, is only a more extended, more intensive form of the same force as that which lures us back from our nightly sleep, or from the sleep of cognition, to physical waking existence. These forces are identical. Every morning when we wake, the force that wakes us is, though different in intensity, the same as that by which a human being is conceived, carried as embryo, and born. One only of these is seen here on earth, and that merely in its external, not in its deeply mysterious, inner aspect. The other passes over us unperceived. The holy mystery of waking is unperceived in its passing. We sink down into a spiritual world, we are submerged in a spiritual world; we wake up, take possession of our body, and are in the physical world of the senses. There are, nevertheless, even among those who are not clairvoyant, some men who when they are asleep know quite well what is actually living above, and through their sleep dreamily experience the spiritual world in its reality. Then they wake through the same force as the one living in Galatea's shell-chariot—the generative force of nature with which Homo-Homunculus unites himself on his way to becoming man. Some men know this even when not clairvoyant. There is, however, in clairvoyance, a knowledge that is perfectly clear concerning this waking. It may be understood in imagination only as a diving out of the spiritual world, down into the physical world of the senses, the world that lives in the elements of fire, water, earth, air. And on returning to this reality, all we think to have gained above in the other world, towards making a Homo of Homunculus, is dashed to pieces. Faust is to plunge into the reality of ancient Greece; he is to meet Helen in person. And when you turn the page from the mighty finale of this scene where it runs:
When you turn the page, you come to the third act:
Faust is to enter Greek reality, he is to be wakened out of spiritual perception, highest spiritual perception, of the Homunculus-Homo problem, wakened into the Greek world. He is to wake there consciously, as Goethe wished to do; the moment of waking has to be brought about so as to show that what has been perceived in the spiritual world, in the supersensible, concerning the riddle of man, is shattered when the descent is made again into the external, physical reality of the body. That is an external process in nature, when the moon disappears and dawn breaks. But man today experiences this relation at best as something allegorical, symbolic or poetic. The reality underlying it is little recognised. We meet it here in something that is at the same time an embodiment of the problem of knowledge and also of true poetry. Goethe has indeed succeeded in leading Faust into the supersensible world in a noble way, and in making him wake to life in Greek reality. We might remind ourselves here that it was during the eighties of the eighteenth century that Goethe took flight to Italy—for it was indeed a flight. Having studied nature in the north, he then wished to discover, for the benefit of his conception of the riddle of the world, what he believed that art of the south alone could give him. He gained much for we know what Goethe had become by the nineties of the eighteenth century. By then he had grown older, and that means younger in soul, for as a man outwardly ages, in his soul he grows young—youngest of all when he comes to dying. The life of the soul runs backward.—And so we come to about the year 1829. We may trace and experience what Goethe may then have felt: If, when I had the opportunity of really penetrating the art of the south, of making the spirit of Greece alive before my soul, if at that time I had only been able to take the plunge into the spiritual world that I now merely divine, how much richer, more intensive, all my experience would have been.—The characteristic mood of this second part of Goethe's Faust depends on our recognising in it an artistic representation of what has been experienced in life by a soul grown young again, a soul who in thus growing young has been enriched to a very high degree. That is why no philistine will be able to make much of this second part of Faust. And I can perfectly understand it when Schwaben-Vischer, the so-called V-Vischer, in many ways so spiritually minded, and who has said so much that is good about Goethe's Faust, has found that this kind of thing is tedious—the cobbled together patchwork of an old man. But philistinism, my dear friends, however learned and intelligent, can never penetrate into all the poetry, the lofty poetry, of the second part of Faust. No one can enter into this who does not allow his poetic sense to be warmed through, fired, by what spiritual vision gives. Tomorrow, after the performance, we will say more about this scene, in connection with Goethe shown there concerning his own impulses. |