322. The Boundaries of Natural Science: Lecture VIII
03 Oct 1920, Dornach Translated by Frederick Amrine, Konrad Oberhuber |
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And anyone who had immersed himself lovingly in Schelling and Hegel and has thus been able to see, with love in his heart, the limitations of Western philosophy, had to strive for anthroposophy. He had to strive to bring about an anthroposophically oriented spiritual science for the West, so that we will possess something that works creatively in the spirit, just as the East had worked in the spirit through systole and diastole in their interaction. |
322. The Boundaries of Natural Science: Lecture VIII
03 Oct 1920, Dornach Translated by Frederick Amrine, Konrad Oberhuber |
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Yesterday I attempted to show the methods employed by Eastern spirituality for approaching the spiritual world and pointed out how anybody who wished to pursue this path into the super-sensible more or less dispensed with the bridge linking him with his fellow men. He chose a path different from that which establishes communication within society by means of language, thought, and perception of the ego. And I showed how it was initially attempted not to understand through the word what one's fellow man wished to say, what one wants to understand from him, but to live within the words. This process of living within the word was enhanced by forming the words into certain aphorisms. One lived in these and repeated them, so that the forces accrued in the soul by this process were strengthened further by repetition. And I showed how something was achieved in the condition of the soul that might be called a state of Inspiration, in the sense in which I have used the word, except that the sages of the ancient East were, of course, members of their race: their ego-consciousness was much less developed than in later epochs of human evolution. They thus entered into the spiritual world in a more instinctive manner, and because the whole thing was instinctive and thus resulted, in a sense, from a healthy drive within human nature, in the earliest times it could not lead to the pathological afflictions of which we have also spoken. In later times steps were taken by the so-called Mysteries to guard against the rise of such afflictions as I have described to you. I said that those Westerners who desire to gain knowledge of the spiritual world must approach this in another way. Humanity has progressed in the interim. Different soul faculties have evolved, so that one cannot simply renew the ancient Eastern path of spiritual development. Within the realm of spiritual life one cannot long to return in a reactionary manner to prehistoric or earlier historical periods of human evolution. For Western civilization, the path leading into the spiritual worlds is that of Imagination. This faculty of Imagination, however, must be integrated organically into the life of the soul as a whole. This can come about in the most varied ways, just as the Eastern path of development was not unequivocally predetermined but could take numerous different courses. Today I would like to describe the path into the spiritual world that conforms to the needs of Western civilization and is particularly suited to anyone immersed in the scientific life of the West. In my book, Knowledge of the Higher Worlds and Its Attainment, I have described an entirely safe path leading to the super-sensible, but I describe it in such a way that it applies for everybody, above all for those who have not devoted their lives to science. Today I shall describe a path into the super-sensible that is much more for the scientist. All my experience has taught me that for such a scientist a kind of precondition for this cognitional striving is to take up what is presented in my book, Philosophy of Freedom. I will explain what I mean by this. This book, Philosophy of Freedom, was not written with the same intent as most books written today. Nowadays books are written simply in order to inform the reader of the book's subject matter, so that the reader learns the book's contents in accordance with his education, his scientific training, or the special knowledge he already possesses. This was not my primary Intention in writing Philosophy of Freedom, and thus it will not be popular with those who read books only to acquire Information. The purpose of the book is to make the reader directly engage his thinking activity on every page. In a sense, the book is only a kind of musical score that one must read with inner thought activity in order to progress, as the result of one's own efforts, from one thought to the next. The book constantly presupposes the mental collaboration of the reader. Moreover, the book presupposes that which the soul becomes in the process of such mental exertion. Anyone who has really worked through this book with his own inner thinking activity and cannot confess that he has come to know himself in a part of his inner life in which he had not known himself previously has not read Philosophy of Freedom properly. One should feel that one is being lifted out of one's usual thinking [Vorstellen] into a thinking independent of the senses [ein sinnlichkeitsfreies Denken], in which one is fully immersed, so that one feels free of the conditions of physical existence. Whoever cannot confess this to himself has actually misunderstood the book. One should be able to say to oneself: now I know, as a result of the inner thought activity I myself have expended, what pure thinking actually is. The strange thing is that most Western philosophers totally deny the reality of the very thing that my Philosophy of Freedom seeks to awaken as something real in the soul of the reader. Countless philosophers have expounded the view that pure thinking does not exist but is bound to contain traces, however diluted, of sense perception. A strong impression is left that philosophers who maintain this have never really studied mathematics or gone into the difference between analytical and empirical mechanics. Specialization, however, has already grown to such an extent that nowadays philosophy is often pursued by people totally lacking any knowledge of mathematical thinking. The pursuit of philosophy is actually impossible without a grasp of at least the spirit of mathematical thinking. We have seen what Goethe's attitude was toward this spirit of mathematical thinking, even though he made no claim himself to any special training in mathematics. Many thus would deny the existence of the very faculty I would like those who study The Philosophy of Freedom to acquire. And now let us imagine a reader who simply sets about working through The Philosophy of Freedom within the context of his ordinary consciousness in the way I have described: he will, of course, not be able to claim that he has been transported into a super-sensible world. For I intentionally wrote The Philosophy of Freedom in the way that I did so that it would present itself to the world initially as a purely philosophical work. Just think what a disservice would have been accorded anthroposophically oriented spiritual science if I had begun immediately with spiritual scientific writings! These writings would, of course, have been disregarded by all trained philosophers as the worst kind of dilettantism, as the efforts of an amateur. To begin with I had to write purely philosophically. I had to present the world with something thought out philosophically in the strict sense, though it transcended the normal bounds of philosophy. At some point, however, the transition had to be made from a merely philosophical and scientific kind of writing to a spiritual scientific writing. This occurred at a time when I was invited to write a special chapter about Goethe's scientific writings for a German biography of Goethe. This was at the end of the last century, in the 1890s. And so I was to write the chapter on Goethe's scientific writings: I had, in fact, finished it and sent it to the publisher when there appeared another work of mine, called Mysticism at the Dawn of the Modern Age. The book was a bridge between pure philosophy and an anthroposophical orientation. When this work came out, my manuscript was returned to me by the publisher, who had enclosed nothing but my fee so that I would not make a fuss, for thereby the legal obligations had been met. Among the learned pedants, there was obviously no interest in anything—not even a single chapter devoted to the development of Goethe's attitude toward natural science written by one who had authored this book on mysticism. I will now assume that The Philosophy of Freedom has been worked through already with one's ordinary consciousness in the way described. Now we are in the right frame of mind for our souls to undertake in a healthy way what I described yesterday, if only very briefly, as the path leading into Imagination. It is possible to pursue this path in a way consonant with Western life if we attempt to surrender ourselves completely to the world of outer phenomena, so that we allow them to work upon us without thinking about them but still perceiving them. In ordinary waking life, you will agree, we are constantly perceiving, but actually in the very process of doing so we are continually saturating our percepts with concepts; in scientific thinking we interweave percepts and concepts entirely systematically, building up systems of concepts and so on. By having acquired the capacity for the kind of thinking that gradually emerges from The Philosophy of Freedom, one can become capable of such acute inner activity that one can exclude and suppress conceptual thinking from the process of perception and surrender oneself to bare percepts. But there is something else we can do in order to strengthen the forces of the soul and absorb percepts unelaborated by concepts. One can, moreover, refrain from formulating the judgments that arise when these percepts are joined to concepts and create instead symbolic images, or images of another sort, alongside the images seen by the eye, heard by the ear, and rendered by the senses of warmth, touch, and so on. If we thus bring our activity of perception into a state of flux, infusing it with life and movement, not as we do when forming concepts but by elaborating perception symbolically or artistically, we will develop much sooner the power of allowing the percepts to permeate us as such. An excellent preparation for this kind of cognition is to school oneself rigorously in what I have characterized as phenomenalism, as elaboration of phenomena. If one has really striven not to allow inertia to carry one through the veil of sense perception upon reaching the boundary of the material world, in order to look for all kinds of metaphysical explanations in terms of atoms and molecules, but has instead used concepts to set the phenomena in order and follow them through to the archetypal phenomena, one has already undergone a training that enables one to isolate the phenomena from everything conceptual. And if one still symbolizes the phenomena, turns them into images, one acquires a potent soul forte enabling one to absorb the external world free from concepts. Obviously we cannot expect to achieve this quickly. Spiritual research demands of us far more than research in a laboratory or observatory. It demands above all an intense effort of the individual will. If one has practiced such an inner representation of symbolic images for a certain length of time and striven in addition to dwell contemplatively upon images that one keeps present in the soul in a way analogous to the mental representation of phenomena, images that otherwise only pass away when we race from sensation to sensation, from experience to experience; if one has accustomed oneself to dwell contemplatively for longer and longer periods of time upon an image that one has fully understood, that one has formed oneself or taken at somebody else's suggestion so that it cannot be a reminiscence, and if one repeats this process again and again, one strengthens one's inner soul forces and finally realizes that one experiences something of which one previously had no inkling. The only way to obtain even an approximate idea of such an experience, which takes place only in one's inner being—one must be very careful not to misunderstand this—is to recall particularly lively dream-images. One must keep in mind, however, that dream-images are always reminiscences that can never be related directly to anything external and are thus a sort of reaction coming toward one out of one's own inner self. If one experiences to the full the images formed in the way described above, this is something entirely real, and one begins to understand that one is encountering within oneself the spiritual element that actuates the processes of growth, that is the power of growth. One realizes that one has entered into apart of one's human constitution, something within one; something that unites itself with one; something that is active within but that one previously had experienced only unconsciously. Experienced unconsciously in what way? I have told you that from birth until the change of teeth a soul-spiritual entity is at work structuring the human being and that this then emancipates itself to an extent. Later, between the change of teeth and puberty, another such soul-spiritual entity, which dips down in a way into the physical body, awakens the erotic drives and much else as well. All this occurs unconsciously. If, however, we use fully consciously such measures of soul as I have described to observe this permeation of the physical organism by the soul-spiritual, one sees how such processes work within man and how man is actually given over to the external world continually, from birth onward. Nowadays this giving-over of oneself to the external world is held to be nothing but abstract perception or abstract cognition. This is not so. We are surrounded by a world of color, sound, and warmth and by all kinds of sense impressions, By elaborating these with our concepts we create yet further impressions that have an effect on us. By experiencing all this consciously we come to see that in the unconscious experience of color- and sound-impressions that we have from childhood onward there is something spiritual that suffuses our organization. And when, for example, we take up the sense of love between the change of teeth and puberty, this is not something originating in the physical body but rather something that the cosmos gives us through the colors, sounds, and streaming warmth that reach us. Warmth is something other than warmth; light something other than light in the physical sense; sound is something other than physical sound. Through our sense impressions we are conscious only of what I would term external sound and external color. And when we surrender ourselves to nature, we do not encounter the ether-waves, atoms, and so on of which modern physics and physiology dream; rather, it is spiritual forces that are at work, forces that fashion us between birth and death into what we are as human beings. Once we tread the path of knowledge I have described, we become aware that it is the external world that forms us. We become best able to observe consciously what lives and embodies itself within us when we acquire above all a clear sense that spirit is at work in the external world. lt is of all things phenomenology that enables us to perceive how spirit works within the external world. It is through phenomenology, and not abstract metaphysics, that we attain knowledge of the spirit by consciously observing, by raising to consciousness, what otherwise we would do unconsciously, by observing how, through the sense world, spiritual forces enter our being and work formatively upon it. Yesterday I pointed out to you that the Eastern sage in a way disregards the significance of Speech, thought, and the perception of the ego. He experiences these things differently and cultivates a different attitude of soul toward these things, because language, perception of thoughts, and perception of the ego initially tend to lead us away from the spiritual world into social contact with other human beings. In everyday physical existence we purchase our social life at the price of listening right through language, looking through thoughts, and feeling our way right through the perception of the ego. The Eastern sage took upon himself not to listen right through the word but to live within it. He took upon himself not to look right through the thought but to live within the thought, and so forth. We in the West have as our task more to contemplate man himself in following the path into super-sensible worlds. At this point it must be remembered that man bears a certain kind of sensory organization within as well. I have already described the three inner senses through which he becomes aware of his inner being, just as he perceives what goes on outside him. We have a sense of balance by means of which we sense the spatial orientation appropriate to us as human beings and are thereby able to work inside it with our will. We have a sense of movement by means of which we know that we are moving even in the dark: we know this from an inner sensing and not merely because we perceive our changing relationship to other objects we pass. We have an actual inner sense of movement. And we have a sense of life, by means of which we can perceive our general state of well-being, the constant changes in the inner condition of our life forces. These three inner senses work together with the will during man's first seven years. We are guided by our sense of balance, and a being who initially cannot move at all and later can only crawl is transformed into one who can stand upright and walk. This ability to walk upright is effected by the sense of balance, which places us into the world. The sense of movement and the sense of life likewise contribute toward the development of our full humanity. Anybody who is capable of applying the standards of objective observation employed in the scientist's laboratory to the development of man's physical body and his soul-spirit will soon discover how the forces that worked formatively upon man principally during the fast seven years emancipate themselves and begin to assume a different aspect from the time of the change of teeth onward. By this time a person is less intensively connected to that within than he was as a child. A child is closely bound up inwardly with human equilibrium, movement, and life. Something else, however, is evolving simultaneously during this emancipation of balance, movement, and life. There takes place a certain adjustment of the three other senses: the senses of smell, taste, and touch. It is extremely interesting to observe in detail the way in which a child gradually finds his way into life, orienting himself by means of the senses of taste, smell, and touch. Of course, this can be seen most obviously in early life, but anybody trained to do so can see it clearly enough later on as well. In a certain way, the child pushes out of himself balance, movement, and life but at the same time draws more into himself the qualities of the sense of smell, the sense of taste, and the sense of touch. In the course of an extended phase of development the one is, so to speak, exhaled and the other inhaled, so that the forces of balance, movement, and life, which press from within outward, and the qualitative orientations of smell, taste, and touch, which press from without inward, meet within our organism. This is effected by the interpenetration of the two sense-triads. As a result of this interpenetration, there arises within man a firm sense of self; in this way man First experiences himself as a true ego. Now we are cut off from the spirituality of the external world by speech and by our faculties of perceiving thoughts and perceiving the egos of others—and rightly so, for if it were otherwise we could never in this physical life become social beings—in just the same way, inasmuch as the qualities of smell, taste, and touch encounter balance, movement, and life, we are inwardly cut off from the triad life, movement, and balance, which would otherwise reveal itself to us directly. The experiences of the senses of smell, taste, and touch place themselves, as it were, in front of what we would otherwise experience through our sense of balance, our sense of movement, and our sense of life. And the result of this development toward Imagination of which I have spoken consists in this: the Oriental comes to a halt at language in order to live within it; he halts at the thought in order to live there; he halts at the perception of the ego in order to live within it. By these means he makes his way outward into the spiritual world. The Oriental comes to a halt within these; we, by striving for Imagination, by a kind of absorption of external percepts devoid of concepts, engage in an activity that is in a way the opposite of that in which the Oriental engages with regard to language, perception of thoughts, and perception of the ego. The Oriental comes to a halt at these and enters into them. In striving for Imagination, however, one wends one's way through the sensations of smell, taste, and touch, penetrating into the inner realm so that, by one's remaining undisturbed by sensations of smell, taste, and touch, the experiences stemming from balance, movement, and life come forth to meet one. It is a great moment when one has penetrated through what I have described as the sense-triad of taste, smell, and touch, and one confronts the naked essence of movement, balance, and life. With such a preparation behind us, it is interesting to study what Western mysticism often sets forth. Most certainly, I am very far from decrying the elements of poetry, beauty, and imaginative expression in the writings of many mystics. I most certainly admire what, for instance, St. Theresa, Mechthild of Magdeburg, and others have to tell us, and indeed Meister Eckhart and Johannes Tauler. But all that arises in this way reveals itself to the true spiritual scientist as something that arises when one traverses the inward-leading path yet does not penetrate beyond the region of smell, taste, and touch. Read what has been written by individuals who have described with particular clarity what they have experienced in this way. They speak of a tasting of that within, of a tasting regarding what exists as soul-spirit in man's inner being; they also speak of a smelling and, in a certain sense, of a touching. And anybody who knows how to read Mechthild of Magdeburg, for instance, or St. Theresa, in the right way will see that they follow this inward path but never penetrate right through taste, smell, and touch. They use beautiful poetic imagery for their descriptions, but they are speaking only of how one can touch, savor, and sniff oneself inwardly. For it is far less agreeable to see the true nature of reality with senses that are developed truly spiritually than to read the accounts given by voluptuous mysticism—the only term for it—which in the final analysis only gratifies a refined, inward-looking egotism of soul. As I say, much as this mysticism is to be admired—and I do admire it—the true spiritual scientist must realize that it stops halfway: what is manifest in the splendid poetic imagery of Mechthild of Magdeburg, St. Theresa, and the others is really only what is smelt, tasted, and touched before breaking through into the actual inner realm. Truth is occasionally unpleasant, and at times perhaps even cruel, but modern humanity has no business becoming rickety in soul by following a nebulous, imperfect mysticism. What is required today is to penetrate into man's true inner nature with strength of spirit, with the same strength we have achieved in a much more disciplined way for the external world by pursuing natural science. And it is not in vain that we have achieved this. Natural science must not be undervalued! Indeed, we must seek to acquire the disciplined and methodical side of natural science. And it is precisely when one has assimilated this scientific method that one appreciates the achievements of a nebulous mysticism at their true worth, but one also knows that this nebulous mysticism is not what spiritual science must foster. On the contrary, the task of spiritual science is to seek clear comprehension of man's own inner being, whereby a clear, spiritual understanding of the external world is made possible in turn. I know that if I did not speak in the way that truth demands I could enjoy the support of every nebulous, blathering mystic who takes up mysticism in order to satisfy his voluptuous soul. That cannot be our concern here, however; rather, we must seek forces that can be used for life, spiritual forces that are capable of informing our scientific and social life. When one has penetrated as far as that which lives in the sense of balance, the sense of life, and the sense of movement, one has reached something that one experiences initially as the true inner being of man because of its transparency. The very nature of the thing shows us that we cannot penetrate any deeper. But then again one has more than enough at this initial stage, for what we discover is not the stuff of nebulous, mystical dreams. What one finds is a true organology, and above all one finds within oneself the essence of that which is within equilibrium, of that which is in movement, of that which is suffused with life. One finds this within oneself. Then, after experiencing this, something entirely extraordinary has occurred. Then, at the appropriate moment, one begins to notice something. An essential prerequisite is, as I have said, to have thought through The Philosophy of Freedom beforehand. This is then left, so to speak, to one side, while pursuing the inner path of contemplation, of meditation. One has advanced as far as balance, movement, and life. One lives within this life, this movement, this balance. Entirely parallel with our pursuit of the way of contemplation and meditation but without any other activity on our part, our thinking regarding The Philosophy of Freedom has undergone a transformation. What can be experienced in such a philosophy of freedom in pure thinking has, as a result of our having worked inwardly on our souls in another sphere, become something utterly different. lt has become fuller, richer in content. While on the one hand we have penetrated into our inner being and have deepened our power of Imagination, on the other hand we have raised what resulted from our mental work on The Philosophy of Freedom up out of ordinary consciousness. Thoughts that formerly had floated more or less abstractly within pure thinking have been transformed into substantial forces that are alive in our consciousness: what once was pure thought is now Inspiration. We have developed Imagination, and pure thinking has become Inspiration. Following this path further, we become able to keep apart what we have gained following two paths that must be sharply differentiated: on the one hand, what we have obtained as Inspiration from pure thinking—the life that at a lower level is thinking, and then becomes a thinking raised to Inspiration—and on the other hand what we experience as conditions of equilibrium, movement, and life. Now we can bring these modes of experience together. We can unite the inner with the outer. The fusion of Imagination and Inspiration brings us in turn to Intuition. What have we accomplished now? Well, I would like to answer this question by approaching it from another side. First of all I must draw attention to the steps taken by the Oriental who wishes to rise further after having schooled himself by means of the mantras, after having lived within the language, within the word. He now learns not only to live in the rhythms of language but also in a certain way to experience breathing consciously, in a certain way to experience breathing artificially by altering it in the most varied ways. For him this is the next highest step—but again not something that can be taken over directly by the West. What does the Eastern student of yoga attain by surrendering himself to conscious, regulated, varied breathing? Oh, he experiences something quite extraordinary when he inhales. When inhaling he experiences a quality of air that is not found when we experience air as a purely physical substance but only when we unite ourselves with the air and thus comprehend it spiritually. As he breathes in, a genuine student of yoga experiences something that works formatively upon his whole being, that works spiritually; something that does not expend itself in the life between birth and death, but, entering into us through the spirituality of the outer air, engenders in us something that passes with us through the portal of death. To experience the breathing process consciously means taking part in something that persists when we have laid aside the physical body. For to experience the breathing process consciously is to experience the reaction of our inner being to inhalation. In experiencing this we experience something that preceded birth in our existence as soul-spirit—or let us say preceded our conception—something that had already cooperated in shaping us as embryos and then continued to work within our organism in childhood. To grasp the breathing process consciously means to comprehend ourselves beyond birth and death. The advance from an experience of the aphorism and the word to an experience of the breathing process represented a further penetration into an inspired comprehension of the eternal in man. We Westerners must experience much the same thing—but in a different sphere. What, in fact, is the process of perception? It is nothing but a modified process of inhalation. As we breathe in, the air presses upon our diaphragm and upon the whole of our being. Cerebral fluid is forced up through the spinal column into the brain. In this way a connection is established between breathing and cerebral activity. And the part of the breathing that can be discerned as active within the brain works upon our sense activity as perception. Perception is thus a kind of branch of inhalation. In exhalation, on the other hand, cerebral fluid descends and exerts pressure on the circulation of the blood. The descent of cerebral fluid is bound up with the activity of the will and also of exhalation. Anybody who really studies The Philosophy of Freedom, however, will discover that when we achieve pure thinking, thinking and willing coincide. Pure thinking is fundamentally an expression of will. Thus pure thinking turns out to be related to what the Oriental experienced in the process of exhalation. Pure thinking is related to exhalation just as perception is related to inhalation. We have to go through the same process as the yogi but in a way that is, so to speak, pushed back more into the inner life. Yoga depends upon a regulation of the breathing, both inhalation and exhalation, and in this way comes into contact with the eternal in man. What can Western man do? He can raise into clear soul experiences perception on the one hand and thinking on the other. He can unite in his inner experience perception and thinking, which are otherwise united only abstractly, formally, and passively, so that inwardly, in his soul-spirit, he has the same experience as he has physically in breathing in and out. Inhalation and exhalation are physical experiences: when they are harmonized, one consciously experiences the eternal. In everyday life we experience thinking and perception. By bringing mobility into the life of the soul, one experiences the pendulum, the rhythm, the continual interpenetrating vibration of perception and thinking. A higher reality evolves for the Oriental in the process of inhalation and exhalation; the Westerner achieves a kind of breathing of the soul-spirit in place of the physical breathing of the yogi. He achieves this by developing within himself the living process of modified inhalation in perception and modified exhalation in pure thinking, by weaving together concept, thinking, and perceiving. And gradually, by means of this rhythmic pulse, by means of this rhythmic breathing process in perception and thinking, he struggles to rise up to spiritual reality in Imagination, Inspiration, and Intuition. And when I indicated in my book The Philosophy of Freedom, at first only philosophically, that reality arises out of the interpenetration of perception and thinking, I intended, because the book was meant as a schooling for the soul, to show what Western man can do in order to enter the spiritual world itself. The Oriental says: systole, diastole; inhalation, exhalation. In place of these the Westerner must put perception and thinking. Where the Oriental speaks of the development of physical breathing, we in the West say: development of a breathing of the soul-spirit within the cognitional process through perception and thinking. All this had to be contrasted with what can be experienced as a kind of dead end in Western spiritual evolution. Let me explain what I mean. In 1841 Michelet, the Berlin philosopher, published posthumously Hegel's works on natural philosophy. Hegel had worked at the end of the eighteenth century, together with Schelling, at laying the foundations of a system of natural philosophy. Schelling, as a young firebrand, had constructed his natural philosophy in a remarkable way out of what he called “intellectual Intuition” [intellektuale Anschauung]. He reached a point, however, where he could make no further progress. He immersed himself in the mystics at a certain point. His work, Bruno, or Concerning the Divine and Natural Principle in Things, and his fine treatise on human freedom and the origin of evil testify so wonderfully to this immersion. But for all this he could make no progress and began to hold back from expressing himself at all. He kept promising to follow up with a philosophy that would reveal the true nature of those hidden forces at which his earlier natural philosophy had only hinted. When Michelet published Hegel's natural philosophy in 1841, Schelling's long-expected and oft-promised “philosophy of revelation” had still not been vouchsafed to the public. He was summoned to Berlin. What he h ad to offer, however, was not the actual spirit that was to permeate the natural philosophy he had founded. He had striven for an intellectual intuition. He ground to a halt at this point, because he was unable to use Imagination to enter the sphere of which I spoke to you today. And so he was stuck there. Hegel, who had a more rational intellect, had taken over Schelling's thoughts and carried them further by applying pure thinking to the observation of nature. That was the origin of Hegel's natural philosophy. And so one had Schelling's unfulfilled promise to bring forth nature out of the spirit, and then one had Hegel's natural philosophy, which was discarded by science in the second half of the nineteenth century. It was misunderstood, to be sure, but it was bound to remain so, because it was impossible to gain any kind of connection to the ideas contained in Hegel's natural philosophy with regard to phenomenology, the true observation of nature. It is a kind of wonderful incident: Schelling traveling from Munich to Berlin, where great things are expected of him, and it turns out that he has nothing to say. It was a disappointment for all who believed that through Hegel's natural philosophy revelations about nature would emerge from pure thinking. Thus it was in a way demonstrated historically, in that Schelling had attained the level of intellectual intuition but not that of genuine Imagination and in that Hegel showed as well that if pure thinking does not lead on to Imagination or to Inspiration—that is, to the level of nature's secrets ... it was shown that the evolution of the West had thereby run up against a dead end. There was as yet nothing to counter what had come over from the Orient and engendered skepticism; one could counter with nothing that was suffused with the spirit. And anyone who had immersed himself lovingly in Schelling and Hegel and has thus been able to see, with love in his heart, the limitations of Western philosophy, had to strive for anthroposophy. He had to strive to bring about an anthroposophically oriented spiritual science for the West, so that we will possess something that works creatively in the spirit, just as the East had worked in the spirit through systole and diastole in their interaction. We in the West can allow perception and thinking to resound through one another in the soul-spirit [das geistig-seelische Ineinanderklingenlassen], through which we can rise to something more than a merely abstract science. It opens the way to a living science, which is the only kind of science that enables us to dwell within the element of truth. After all the failures of the Kantian, Schellingian, and Hegelian philosophies, we need a philosophy that, by revealing the way of the spirit, can show the real relationship between truth and science, a spiritualized science, in which truth can really live to the great benefit of future human evolution. |
323. Astronomy as Compared to Other Sciences: Lecture XVIII
18 Jan 1921, Stuttgart Translator Unknown |
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You must then have which would enable you to add to positive matter and negative the kind of matter for example (or if you will, the kind of spirituality) which Anthroposophy describes as the Astral. Thus you would find a mathematical way of approach to the Astral too. |
323. Astronomy as Compared to Other Sciences: Lecture XVIII
18 Jan 1921, Stuttgart Translator Unknown |
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If we recall what I said yesterday about the opposite character of Earth and Sun, we shall perceive that in answering such questions it is all-important to follow up the empirical facts in the right way. We cannot form true ideas of what we see if we do not recognize from the outset that radical differences may be called for in the whole way we interpret what is seen in one case and in another. The phenomena that present themselves to us when looking at the so-called body of the Sun will only find their true interpretation if we start from such premises as we were indicating, for example, when we put this question:— On Earth there are many phenomena the characteristic of which is that they work outward from the given center to the wide circumference,—out into cosmic space We interpret them accordingly. How must we then interpret similar phenomena—or rather, phenomena that seem superficially similar—when we are looking, with or with-out the help of optical instruments, towards the Sun? Truth is, the empirically observed phenomena will only reveal themselves in their true light if we then take our start from some such idea as this: whilst on the surface of the Earth an eruption or the like will naturally be interpreted as tending up and outward (Fig. 1a), a process on the Sun—a Sun-spot for example—must be interpreted rather as tending from without inward (Fig. 1b). Continuing this line of thought: Just as we have to imagine that if we went through and beneath the surface of the Earth we should get into dense matter, so shall we have to imagine that if we moved from outside the Sun towards the Sun's interior we should come into an ever more attenuated state of matter. And we may truly say: Look at the Earth and the whole way it is placed into the Universe. It manifests as so much ponderable matter in the Universe. Not so the Sun. Here we shall only come near the truth if we imagine that as we go from the circumference towards the interior we get ever mere remote from ponderable matter and ever more and more into the imponderable. We have precisely the opposite behavior as we draw near the middle point. The Sun must be conceived as a hollowing-out, shall we say, of cosmic matter, a hollow space, a hollow sphere,—a sphere enveloped by matter,—in contrast to the Earth where we have denser matter enveloped by more attenuated. As to the Earth, we think of air around it. Air is outside and denser matter inside. For the Sun it is the opposite; as we go inward we go from relatively denser matter into more attenuated and at long last into the very negation of matter whoever takes the phenomena with open mind and puts them all together will be obliged to recognize that this is so. The Sun is not only a more attenuated heavenly body, of a materiality less dense than earthly matter, but if we call the Earth's materiality positive, then in the Sun—in the Sun's interior—we shall have negative matter in a certain sense. We only do justice to the phenomena if we conceive that there is negative matter in the inner space of the Sun. [IMAGE REMOVED FROM PREVIEW] Now, my dear friends, as compared with positive matter negative matter is suctional. Positive matter exerts pressure, negative suction. And if you now conceive the Sun as a collection of suctional force, you need no further explanation of Gravitation. This is the explanation, Now think of it as I explained it yesterday. The movement of Earth and Sun is such that the Earth follows the Sun in the same path, in the same direction. Here then you have the cosmic relation between Sun and Earth. The Sun as a gathering of suctional forces goes on in front, and by this suctional force the Earth is drawn on after, moving through cosmic space in the same course and in the same direction in which the Sun thrusts forward. You thus perceive and understand what you would otherwise fall short of in your thinking. In no other way will you reach an adequate idea, to comprise all the phenomena. You have to start from such ideas as these. You must imagine that in the realm of matter there is a positive and a negative intensity. Matter itself,—that is, earthly matter—is positive; it is of positive intensity. Solar matter on the other hand is negative—of negative intensity—and is therefore not only empty in relation to matter-filled space, but even “less than empty”. It is a hollowing-out of space itself. This may be difficult to conceive. Yet if you are accustomed to having mathematical ideas, why should you not think of a certain degree of the fullness of space as a corresponding magnitude, say +a? Empty space would then be Zero, and a space less than empty would be conceivable as -a. This granted, you will be able to conceive a truly mathematical relation—or at least, a relation analogous to mathematical—between the different intensities of matter, as in this instance between terrestrial and solar matter. As it were in parenthesis I may add the following: No matter how you think of the relation of positive and negative real numbers to imaginary numbers (I will not go into this question now), some interpretation of the so-called imaginary numbers must be discoverable, and since they too emerge in the solution of equations and the like. If in the way we have been saying you recognize a positive and a negative of intensity, you may well conceive that there is also an imaginary [intensity]. You must then have which would enable you to add to positive matter and negative the kind of matter for example (or if you will, the kind of spirituality) which Anthroposophy describes as the Astral. Thus you would find a mathematical way of approach to the Astral too. However, as I said before, this only in parenthesis. [IMAGE REMOVED FROM PREVIEW] Once again take the connection of what I have been saying with man himself. You will admit: without any doubt the human physical body is related to ponderable earthly matter, and since it is as waking man—upright in his physical body—that man is related to earthly matter, we may compare man's relation to earthly matter with the upright direction of the plant, following what was said in preceding lectures. However, yesterday we saw that the plant must be imagined with the very opposite direction in the human being, while the outer plant must naturally be conceived as growing upwards from below, the plant we have to think of in the human being moves in a manner speaking, from above downward (Fig. 2). What is it then that grows from above downwards? Certainly nothing visible; it must be something invisible. Now we related this to the Sun. It there fore in relating the forces of plant-growth to the path of the Sun and Earth we think of them as tending from the Earth towards the Sun, we must needs think of what grows in the reverse direction in the human being as growing, in effect, in his etheric body. This force of suction therefore, proceeding from the Sun, works also in the human being. permeating his etheric body from above downward. Upon the human being—the human body in this instance—two opposite entities are at work; Sun-entity, Earth-entity. [IMAGE REMOVED FROM PREVIEW] We should be able to prove in detail that these things are there, and we can indeed, once we perceive the true interpretation. This that is working in the human being from above downward may resolve itself in very many ways. For if we have a force, say, in the direction a - b, we can trace it not only in this direction but also in an imaginary sense. Namely if this (Fig. 3) is its intensity, we need only imagine it resolved into two components. Thus we can every where form components of forces in the direction of the path of Earth and Sun. If I press here with my finger, there will arise over this surface the force or pressure whereby the ponderable matter presses against me. The counter-pressure will then correspond to the force of the Sun that is working through me—through my etheric body, that is to say. Imagine a surface here pressing against the human being,—or against which he is pressing. Here you already have the opposition—the working of the ponderable and of the imponderable able force. It is the interplay of the ponderable pressure from without inward and of the imponderable from within outward (Fig. 4) which gives you the conscious sensation of pressure. If in our mind we see all these things clearly and comprehensively, we may truly say that the polarity of Sun end Earth into the midst of which the human being is placed, is felt by us in every sense-perception. In like manner, everything about the human being can be traced in such a way as to perceive the cosmic realities that are involved. Cosmic forces work into the human being upon every hand. [IMAGE REMOVED FROM PREVIEW] It is of untold importance for us to overcome the method that excludes the human being and that is always haloing fast to isolated things, see it without any connection with their surroundings. You will remember, I used the same comparison before. If we place man into the world in such a way as to study head, limbs, etc., one by one and in a merely outward sense, it is as though we were to study a magnet-needle, tending as it does ever in the same direction, and seek the cause of this behaviour not in the magnetic pole of the Earth but inside the needle. To understand any fact or object, we must go to the totality from which alone it can be understood. What matters is in every case to look for the totality in question. Precisely this, alas, is foreign to the habitual ways or thought in our time. Before attempting to decide a problem, look first for the totality on which it all depends. You take a crystal of salt into your hand. You may regard it as a totality, just as it is. Even this is only relatively true, but at least relatively you can so regard it. It is, in a sense, a self-contained entity. Not so if you have picked and place a rose before you. Placed there before you in this way, the rose is not a self-contained entity at all. It could not be there in the same way as salt-crystal can. The crystal, it is true, must also have been formed in a surrounding medium; nevertheless it is a totality, the rose can only be looked upon as a totality when seen in connection with the shrub on which it grew. Only there has it the kind or totality which the crystal-cube of salt has on its own. Likewise if we look at man with respect to his full being, we cannot stop short at the limits of his skin, we must regard him in connection with the great universe that is visible to us; only in this connection is he to be understood. Such then must be our method, and as we persevere in it we become able to see a deeper meaning in the phenomenon that present themselves to us,—that can indeed be mastered by our cognition. During these lectures we haves recalled the fact that in comparing the periods of revolution of the planets incommensurable magnitudes emerge. For if they were commensurable, the planetary paths would presently come into such relation to one another that the whole system would rigidify. Our planetary system does indeed also contain this tendency to become rigid and dead. We can express what confronts us in the planetary system by means of certain curves—and arithmetical formulae. Yet as we saw, these curves and formulae are never in full agreement with reality. We must therefore admit that if we try to contain the phenomena of the Heavens in succinct formulae or geometrical figures the phenomena elude us. Time and again they elude us. This then is true:—look outward on the one hand and behold the given picture of the celestial phenomena. Look on the other hand at what we are able to make of it by dint of calculation. We never do contrive a formula that coincides entirely with the phenomena. We may devise such a drawing as I was sketching yesterday—the system of lemniscates. We can do so indeed. Even this system however,—we only understand it rightly if we admit the following. Suppose I managed to draw this lemniscatory system in a precise and finished form; it would at most be true of present time. Even a time comparatively near our own—the time I indicated when speaking of the coming ice-age—would require me to modify the system not a little. The constants of the curves must themselves be taken as variable. The very constants would therefore be curves of some complexity by virtue of their variations. Thus I can never draw staple straightforward curves, but only complicated ones. Even when drawing these lemniscate-curves (Fig. 5) I should have to say: Good and well,—I draw a path for some heavenly body. (As we saw yesterday, it will always be a lemniscatory path.) I draw the path. Yet when a certain time has elapsed I must disqualify it; it is no longer valid. I must make the Lemniscate a little broader. And then again after a time I must draw such a Lemniscate (Fig. 5 once more), and so on. [IMAGE REMOVED FROM PREVIEW] In effect, my dear friends, if I were to trace the paths of the heavenly bodies, I should really have to go out into the Universe and trace them ever anew, varying them all the time. There is no constant path which I may draw. Whatever path I may work out, I must remember in so doing that I ought really to be changing it all the time, since every lapse of time involves a change of path, however slight. To apprehend the heavenly bodies and their paths of movement in any adequate way, I cannot draw ready-made lines at all. Ready-made lines, if I do draw them, will only be lines of approximation, and I shall have to bring in corrections. Whatever finished lines I may devise, the phenomena in the Heavens will presently elude them, No matter what mathematical curve I may devise, once it is fixed and finished the reality will certainly escape me; my finished curve will not contain it, yet in the very act of saying this, I am giving voice to an important reality. Namely, a planetary system has this essential feature: It tends in both directions,—on one hand towards rigidity and on the other hand to the forming of ever-mobile Lemniscates. In the solar Saturn or planetary system there is this contrast between the tendency to become rigid and the tendency to be ever variable, ever escaping from its established form. If we now follow up this very contrast, not in the way of speculation but in the actual seeing and contemplating of the phenomena, we shall be led to recognize that what we call a comet, a cometary body, is not a body at all in the same sense that a planet is. (What I am giving her, I give once more as guiding lines which you can verify for yourselves. You need only observe the empirical data. Observe them with the greatest possible precision, but do not cling to the theories with which so many scientists would fetter them—theories that lie like shackles upon the facts, You will convince yourselves: what I am about to say is verifiable. It will be verified increasingly, the more the given facts are put together.) Truth is that in studying the cometary phenomena we get into difficulties if we conceive the cometary body too in the same way as we are wont to think of a planetary body. The planetary body (I refer again to the same question of principle and method as in an earlier lecture),—the planetary body you may represent as though it were a self-contained body moving on in space. You will not go much against the facts in so conceiving it. Not so a cometary body. Again and again you will find yourself in contradiction to the phenomena if you conceive it after the same pattern as the planetary body. You will never understand the cometary body, in the way it moves—or seems to move—through cosmic space, if you regard it as you are accustomed to regard the planetary body. See what becomes of it on the other hand it you regard it as I shall now describe. Take all the empirical facts that are available and try to thread them on this line of thought. Imagine that in this direction (Fig. 6)—towards the Sun, as we may say—the comet comes into being at every moment. It is for ever coming into existence in this direction. It pushes towards its cometary nucleus, or what appears as such. Behind, it melts away again. In this way it thrusts forward—for ever coming into being on the one hand, passing away again upon the other. It is not a body in the same sense as a planet is,—not at all. It is perpetually coming into being and passing away again—renewed in front, accruing all the time in this direction; losing the old at its tail. It pushes forward like a mere effulgence, a mere phenomenon of light; but please, I do not say that that is all it is. [IMAGE REMOVED FROM PREVIEW] And now remember what we were saying a few days ago. There is not merely the Moon up there and the Earth here (Fig. 7), but every planet has a certain sphere, and what we see is only a point at the periphery of the said sphere. The true Moon is the sphere, bounded by the lunar orbit. We, with the Earth, are in the Lunar Sphere. So also, in a certain sense, are we in the Solar Sphere and in the spheres of all the planets. The planets are not merely what is out there, moving in lemniscates,—what is at yonder point or yonder at any given moment. The visible point is only a specialized part of the whole; it is, as I was saying, like the ares of germination in the germinal vesicle of the human embryo. [IMAGE REMOVED FROM PREVIEW] If you remember this, then you will say to yourselves: Here now I have the Earth and the Sun. In fact, two spheres are interpenetrating, thrusting into each other,—spheres which are really due to materialities of opposite tendency and kind. The one comes from the centre of the Sun, towards which negative matter is tending; the other from the centre of the Earth, from which positive matter is raying out. Positive and negative materialities are interpenetrating here. Naturally, the interpenetration will not everywhere be homogeneous. Not even clouds that move through one another would interpenetrate homogeneously. It is essentially inhomogeneous. Imagine how, in this mutual penetration, the different densities will impinge on one another. Then, in the penetration of the one substantiality by the other you have the requisite conditions for such phenomena as comets to arise. Comets are ever-nascent phenomena, perpetually coming into being, passing away again; and if we draw our ideal picture of a planetary system, say the Copernican picture, with the Sun here and Uranus and Saturn here (Fig. 8), we have not to imagine that the comet is arriving there from some great distance and then making its departure. Out there—outside the system—we need not imagine it to exist at all, It is not there to begin with, but becomes; then, at the perihelion, changes the gesture of its form, which is in fact ever-becoming, ever-nascent. Out there at last it melts away again and is no more, The comet comes into being and passes away; that is its very nature. Hence it can sometimes have apparent paths that are not closed at all—parabolic paths or hyperbolic,—for there is nothing moving round such as would have to move in a closed path. All that there is comes into being, and may well do so in a parabolic direction and then vanish and be no more. [IMAGE REMOVED FROM PREVIEW] Altogether, we must look upon the comet as a fleeting thing. In relation to Sun and Earth, it is a phenomenon of compensation between ponderable and imponderable matter,—a meeting of the two kinds of matter, which do not immediately balance-out as when light extends in air. For in the latter instance too, there is a meeting of the ponderable and the imponderable; here however they spread continuously, homogeneously as it were,—do not impinge on one another. Take for example air, with light of a certain intensity passing through it. The light spreads homogeneously; but if so be the light does not adapt itself to the air quickly enough, a kind of inner friction will ensue between the ponderable and imponderable matter; only I beg you not to understand this in a mechanical sense but as an inward process (Fig. 9). Follow the comet in its movement. It is a mutual friction of ponderable and imponderable matter that moves on through space. It comes into being at every moment and passes away again. [IMAGE REMOVED FROM PREVIEW] What I have tried to give you in these studies, my dear friends, was meant to bear on scientific method above all. Although the shortness of time has obliged me to deal with some of these things in bare outline, scarcely more than hinting at them, yet if you follow up the thoughts and indications of these lectures you will see that this is what I have been pointing to: It is a transmutation of method, in the whole way of scientific thinking and research. It would be most important for such lectures to become a starting-point for real work. I can only give general directions, as it were; and yet again and again, where we may only seem to have been working with mathematical curves and the like, you will find inspiration for empirical research and experiment. On every hand, both in the coarser and in the finer aspects, you may attempt to verify what has here been presented in seemingly mathematical and geometrical guise. You may take one of those blue or red toy balloons and examine the effect when you forcibly indent it from without inward, where the indentation will of course follow certain laws. See then what form is taken by the same type or phenomenon when in another experiment you make the forces work from within outward radially. Whether, I say, you are examining only this crude phenomenon of stress and deformation or whether you follow the lines along which the heating effect will spread when you heat certain substances—from within outward in one case, from the periphery inward in another,—or again whether you try your hand it optical, magnetic or other phenomena, in every instance you will find that what has here been said about the contrast of Sun and Earth (to mention only this example) can be detected experimentally. Above all, if such experiments are carried out, you will begin to penetrate the realities quite differently than has been done before. For you will meet with conditions, factual distributions, which have not hitherto been met with, or have been overlooked. From the realms of light and heat and so on, quite other effects will be derivable than hitherto, for the simple reason that the phenomena have not yet been approached in such a way as to become fully manifest. Such, my dear Friends, are the developments which I would like to have suggested to you. May-be in future lectures, before very long, we can continue and make actual experiments. It will depend on how our physical and other laboratories prosper,—whether you will have reached experimental methods or real value for the future. Let us not pursue the ideal of equipping our new laboratories with the most costly and perfect apparatus from the scientific instrument makers and then experimenting in the same way as other people do. For on these lines they have done splendid work on every hand. What we must do, as I said before, is to devise new kinds of experiment. We should begin therefore, not with a fully equipped Physics Laboratory, but as far as may be with an empty room, which we go into with the thoughts of a new Physics growing in our minds and souls, not with the usual instruments all ready-made. The emptier our laboratories and the fuller our own heads, the better experimenters we shall grow to be in course of time, my dear Friends. This is what matters most in the present connection, and in this sense we must do justice to the tasks of our time. Think only of the fetters that are cast around you in the different experimental sciences in the normal course of study nowadays; you had no opportunity to see or to set out the phenomena in any other form than was provided for by the accustomed apparatus. With these instruments, how can you expect to study the spectrum in Goethe's sense? You can not possibly. Given these instruments, nothing else can emerge than what you read of in your text books. You cannot even see why we reject the artificial insertion of “light-rays” in the interpretation of the phenomena of light, where in fact, there are no rays at all. We say to ourselves: There is a vessel filled with water (Fig. 10); on the bottom of it lies a coin. The coin seems to be at a different place. We hardly begin to think of this phenomenon, and we have already drawn our diagram with the normal and sundry other lines and rays (Fig. 10). We follow the whole process with such lines, where from the very outset we ought not to be pursuing such an isolated thing at all. Nowhere in reality are we confronted with such isolated things. If this (Fig. 11) is the bottom of the vessel and a coin is lying here, we only begin to see how the coin is to be treated when we think as follows. Imagine on the bottom of the vessel, not an isolated coin, but a circle, for example, made of paper (as in Fig. 12). The phenomenon is, that when seen through a surface of water the paper circle appears lifted and enlargerd. That is the pure phenomenon,—that you can draw. If then at the bottom of the vessel you have not the whole circle but only a little bit of it, you have no right to treat it differently. The coin in effect is like a little fragment of the paper circle. You have not to draw all manner of lines into the picture but to treat it as a portion of the circle, nay of the bottom of the vessel as a whole,—of what is there all the time even if not made visible by differentiation. The mere fact that I have made one point visible at the bottom of the vessel does not justify me theoretically, in treating this visible point as a point by itself. It has not the significance of a point, but only of a part of the larger circle (Fig. 13). [IMAGE REMOVED FROM PREVIEW] [IMAGE REMOVED FROM PREVIEW] [IMAGE REMOVED FROM PREVIEW] [IMAGE REMOVED FROM PREVIEW] Likewise a magnet-needle: In its reality I may not treat it as though there were a centre here, and here a north pole and a south pole; but I must realize that purely and simply by virtue of this arrangement the whole of it is one unlimited line, with forces working peripherally on the one hand and centrically on the other (Fig. 14). In the electrical phenomena this finds expression in that we set the cathode on the one hand, the anode on the other. On the one hand we can only explain the luminous phenomenon by regarding it at a portion of a sphere, the radius of which is given by the direction in which the electricity is working; whereas the other pole is given as a tiny portion of the radius itself. It Is not justifiable to speak of a simple polarity of poles. We should speak in quite another way. Namely, wherever anode and cathode make their appearance, this will belong to an entire system; purely and simply by virtue of the simple arrangement it belongs to an entire system. Only by speaking in this way shall we attain true understanding of the phenomena. [IMAGE REMOVED FROM PREVIEW] Now, my dear Friends, I have been reading through the written questions; but I believe, if those concerned will reflect a little, they will find the necessary elements of an answer to their questions in what I have set forth. They should but try, in every case, to find the way from what I have been saying to their several questions. We shall advance in this bit by bit. Only one question I should like to deal with briefly. It is as follows:— “In representing a Science of this kind to the outer world the question may easily arise, to what extent the higher powers of cognition—Imagination, Inspiration and Intuition—are needed for the discovery of these relations between phenomenon. What will be the answer to this question?” Well, my dear Friends, and if it were the fact that Imagination, Inspiration and Intuition are needed for the discovery of certain things? How then are we to do without Imagination,Inspiration and Intuition, if the fact is that ordinary, “objective”, intellectual cognition will not reveal the truth and the reality? What else are you to do than to proceed to higher 'modes of knowledge—Imagination, Inspiration and Intuition? That there is still this possibility—If it is really so that one is quite reluctant to advance to higher modes of knowledge—there is the possibility of simply taking the results of such research and testing them by what is found in the field of external empirical fact. One will always find them verified, of that you may be sure. Yet in our time these things are not so remote as is commonly supposed. If only the path were really taken, from the ordinary analytical treatment of mathematics to the projective treatment—to a projective form of mathematics and beyond it—if one would cultivate and pay more heed to the idea from which I took my start some days ago, speaking or curves for which one has to go right out of space, one would not find it so very difficult to press forward to Imagination. It is indeed simply a question of inner courage—courage of soul. Today you need this inner courage of the soul for scientific work. Hence it is needful to maintain, for it is true: to the ordinary forms of observation and reflection the full reality will not reveal itself. But if one does not shrink from developing the latent forces of the human soul, depths of reality which would otherwise remain concealed will become ever more unveiled. This I would like to have said to you in conclusion. For the rest, I would express the wish that all these things, which I can only claim to have imparted by way of stimulus and suggestion and in the barest outline, may stimulate you to research, experimental above all. For this is what we need. We need empirical verification of these truths, which must be taken hold of to begin with in the way we have been doing here. Sooner or later we must get beyond the old foundations of judgment, which have so long been responsible for such conditions as in the instance I shall now relate. I say again, we must get beyond them. I was speaking to a Professor of Physics about Goethe's Theory of Color. The man has even published an edition of it, with his own commentary. When we had been discussing Goethe's Theory of Color for some time the man declared himself a strict Newtonian. He said, it is in fact impossible for any man to get a clear conception or Goethe's Theory of Color; no physicist can set a clear idea of what it means. You see, his education as a physicist had brought him to this point; he could get no real notion of Goethe's Theory of Color. I for my part could understand it. The modern physicist if he is candid, will have to admit that he cannot. He must first transcend the accepted foundations of present-day physical thinking; he must somehow be able to get away from these old foundations. If he succeeds in this, then he will find the way—for it can be found—from the actual phenomena to that interpretation which is contained in Goethe's Theory of Color and which can also provide an important starting-point for other physical researches, extending even to Astronomy. Consider without bias the warmth-region of the spectrum and the chemical region of the spectrum, their quite different behavior towards a number of reagents. Even in the spectrum you will detect the contrast I have been describing—the contrast of terrestrial effects and solar. In the spectrum itself we have a picture of the contrast of Earth end Sun,—the same contrast which finds expression in the whole bodily organization of man. Every time you touch another body, perceiving it with your sensation of touch, Sun and Earth are at work. So too, in the spectrum, Sun and Earth are at work. Taking it as the solar spectrum you cannot truly think of it as being put into space just arbitrarily here or there. You must be clear that it is always in the real space—the space that is between Sun and Earth. Indeed you never have to do with space in the abstract where real phenomena are concerned, for the real things are always there and have to be included. If you do not bear this in mind, you will at last be explaining the origin of the celestial system on the good old pattern—a little drop of oil floating in water, bearing a disk of paper with a pin stuck through it as a pivot, which you begin to turn. The drop of oil gets flattened and little drops detach themselves. A planetary system has arisen: You explain it to your audience: “You see, it is a planetary system”. You compare it with the solar system in the Universe outside—the Copernican conception,—it is the very same! Well and good. Yet you must not forget: There were you the teacher, turning the pin, and therefore—not to be untrue—you should also add the demon giant in the universe outside, turning the cosmic axis, for only so can there arise what you have been alleging. You have no right to use this illustration if you do not include the giant demon. In scientific explanation too, we need to be more scrupulous and careful. Upon these inner and methodical conditions above all, I have been wanting to lay stress in the present lectures. Next time then we will speak again from other points of view, of certain realms of Science. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Children from the Tenth to the Fourteenth Years II
03 Jan 1922, Dornach Translated by Roland Everett |
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Far from leading to any kind of false or lofty idealism, anthroposophy wishes to prove itself by enabling its followers to deal with the practical problems of life between birth and death, the span of time in which we should develop the physical body in accord with the soul and spirit. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Children from the Tenth to the Fourteenth Years II
03 Jan 1922, Dornach Translated by Roland Everett |
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From what you have heard so far, you may have gotten the impression that the art of education based on anthroposophic knowledge of the human being is intended to nurture, above all, a healthy and harmonious development of the physical body of children. You may have noticed that certain questions could be seen as guidelines for our educational aims. For example, How can we help free the development of formative forces flowing from the head, affecting and shaping the young organism? How can we work in harmony with the child’s developing lungs and blood circulation during the middle years? What must we do to cultivate, in the broadest sense, the forces working throughout a child’s musculature? How do we properly support the processes of muscle growth in relation to the bones and tendons, so that young adolescents can attain the proper position in the outer world? These questions imply that whatever we do to enhance the development of a child’s soul and spirit is directed first toward the best possible healthy and normal development of the physical body. And this is indeed the case. We consciously try to aid and foster healthy development of the physical body, because in this way the soul and spiritual nature is given the best means of unfolding freely through a child’s own resources. By doing as little harm as possible to the spiritual forces working through children, we give them the best possibility of developing in a healthy way. This is not to be done through any preconceived ideas of what a growing human being should be like. Everything we do in teaching is an attempt to create the most favorable conditions for the children’s physical health. And because we must pay attention to the soul and spiritual element as well, and because the physical must ultimately become its outer manifestation, we must also come to terms with the soul and spiritual aspect in the way best suited for the child’s healthy development. You may ask which educational ideal such an attitude comes from; it arises from complete dedication to human freedom. And it springs from our ideal to place human beings in the world so that they can unfold individual freedom, or, at least, in such a way that physical hindrances do not prevent them from doing so. When we emphasize the physical development of children in our education, we are especially trying to help them learn to use their physical powers and skills fully in later life. Waldorf education is based on the knowledge and confidence that life in general has the best chance of developing when allowed to develop freely and healthily. Naturally, all this has to be taken in a relative sense, which, I hope is understood. Children who, through educational malpractice during the school years, have been prevented from breathing properly and from using their system of bones and connective tissue properly, will not grow up to become free individuals. Likewise, students whose heads have been crammed with fixed ideas and concepts deemed important for later life will not become inwardly free. Children will not grow into a free human beings unless their childhood needs, as imposed by physical development, were both understood and catered to through the appropriate educational principles and methods. Naturally, the soul and spiritual needs of children must also be recognized and met with the right educational methods. Far from leading to any kind of false or lofty idealism, anthroposophy wishes to prove itself by enabling its followers to deal with the practical problems of life between birth and death, the span of time in which we should develop the physical body in accord with the soul and spirit. So you see that we have no influence over the development of what belongs to the realm of soul and spirit, even if we as educators wanted it. The soul and spiritual part of the human being exists in its true being only from the moment we fall asleep until the time of awaking. This means that, if we want to educate people’s soul and spirit, we must do so while they sleep. In fact, it is impossible for us to do this. Today, we encounter a strong belief that we must educate the soul and spirit and indoctrinate people with certain concepts. All we can really do is help people toward the free use of physical capabilities through the soul and spirit. I have often said that it is impossible to deal with educational matters without fully considering the entire life situation of our time, taking into account the general milieu into which education is placed. I will refrain from introducing any extraneous matter into our considerations here, but what I want to say now definitely belongs to our theme. News has come to us that in Eastern Europe a new pedagogy is being worked out for the benefit of those who are still recognized there, those who belong to the Radical Socialist Party. Because nothing that was acceptable prior to the Revolution is now considered correct, new educational methods are being worked out there. This is being done by purely outward means. We are told that one of the leaders in modern Russia has been commissioned to write the history of the Communist Party. The new government has given him one month to complete his task. During this month, he will also have to do some practical work at the Moscow Center. As a result of these activities, a book is to be published that will become the official model for reeducating all those being recognized as proper Russians. Another party member has been commissioned to write a history of the workers’ movement in the West and a history of international communism. While compiling his authoritative account, he, too, has been given other work to do, and after six weeks he is supposed to have this work completed. All true Soviet Russians are supposed to study this book. Forgive me, I believe that the second writer was actually given two months. A third person was commissioned to publish a theory of Marxism, and it was he who was given six weeks to deliver the book. With this book, every true Russian will become familiar with the new conditions in the East. According to these same methods, several other persons have been assigned to write new Russian literature. They have all been allotted a fixed time schedule in which to complete their orders. And they have all been told what other work they must do during the time of writing. The party member selected to write the book about Marxism has also been made coeditor of Pravda. Why do I bring this up today? Because, basically, what is happening in Soviet Russia today is the ultimate consequence of what lives in all of us, insofar as we represent today’s civilization. People will not admit that events in Russia are merely the ultimate consequences of our own situation, taken to extremes in Eastern Europe. The absurdity of communist ideology is that it has determined and officially declared what a citizen must know; it does not ask what people can do to become real human beings who are properly integrated into the world’s fabric. Teachers are called on to bring the utmost respect for soul and spirit to their lessons. Without this they will fail, as though they lacked the most fundamental artistic and scientific understanding. Therefore, the first prerequisite of Waldorf teachers is reverence for the soul and spiritual potential that children bring with them into the world. When facing the children, teachers must be filled with an awareness that they are dealing with innately free human beings. With this attitude, teachers can work out educational principles and methods that safeguard the children’s inborn freedom so that in later life, when they look back at their school days, they will not find any infringement on their personal freedom, not even in the later effects of their education. To clarify the implications of these statements, we can ask ourselves, what becomes of those whose physical idiosyncrasies are not dealt with properly during childhood? Childish idiosyncrasies continue into later life, and if you wonder what sort of effect they will have when children become adults, I will answer by saying something that may seem rather odd and surprising. Peculiar physical habits in early childhood, if left untreated, degenerate and become the causes of illnesses later on. You must realize, in all seriousness, that characteristic physical tendencies in childhood, if allowed to continue unchanged, become causes of illness. Such knowledge will give you the right impulse for a proper care that in no way conflicts with the deepest respect for human freedom. By comparison, imagine someone who, down to the deepest fibers of her being, is enthusiastic about the inner human freedom. Imagine she falls ill and must call a doctor. The doctor cures her by using the best means available today for the art of healing. Would such a person ever feel that her personal freedom had been interfered with? Never. What meets a person in this way would never impinge upon one’s inner freedom. A similar feeling must be present in those who are engaged in the art of education. They should have the willingness and the ability to see the nature of their own calling as being similar to that of a doctor in relation to patients. Education naturally exists in its own right, and it certainly is not simply therapy in the true sense of the word. But there is a certain relationship and similarity between the work of a doctor and that of a teacher that justifies comparison. When students leave school in their mid-teens, it is time for us to examine again whether, during their school years from the change of teeth to the coming of puberty, we have done our best to help and equip them for later life. (During the coming days, we will deal with the esthetic and moral aspects of education and look more closely at the stage of puberty. For now, we will consider the more general human aspects.) We must realize that, during their past school years, we have been dealing mainly with their ether body of formative forces, and that the soul life (of which more will be said later) was just beginning to manifest toward the approach of graduation. We must consider the next stage, which begins with the fourteenth to fifteenth years and continues until the beginning of the twenties, a time when a young man or woman must face the task of fitting more and more into outer life. We have already seen how children gradually take hold of the body, finally incarnating right into the skeleton, and how, by doing so, they connect more and more with the external world and adapt to outer conditions. Fundamentally, this process continues until the early twenties, after which comes a very important period of life. Although, as teachers, we no longer have any direct influence over the young person at this stage, we have in fact already done a great deal in this way during the previous years, and this will become apparent during the early to the late twenties. After leaving school, young people must train for a vocation. Now they no longer receive what come, mainly from human nature itself, but rather what has become part of the civilization we live in, at least in terms of the chosen trade or profession. Now the young person has to be adaptable to certain forms of specialization. In our Waldorf school, we try to prepare students to step into life by introducing practical crafts such as spinning and weaving to our students of fourteen and fifteen. Practical experience in such crafts is not important only for future spinners or weavers but for all those who want to be able to do whatever a situation may demand. It is nevertheless important to introduce the right activities at the right time. What has been cultivated in a child’s ether body during early school years emerges again in the soul sphere of young people during their twenties, the time when they must enter a profession. The way they were treated at school will play a large role in whether they respond to outer conditions clumsily, reluctantly, full of inhibitions, or skillfully and with sufficient inner strength to overcome obstacles. During their twenties, young people become aware of how the experiences of their school years first went underground, as it were, while they trained for a trade or profession, only to surface again in form of capacities, such as being able to handle certain situations or fit oneself into life in the right way. Teachers who are aware of these facts will pay attention to the critical moments in their students’ lives between the change of teeth and puberty. I have often spoken about the important turning point that appears during the ninth to tenth years. Toward the twelfth year, another important change takes place, which I have also mentioned. Children of six or seven, when entering school, are “one great sensory organ,” as I have called them. At this stage, much has already been absorbed through imitation. Children have also been occupied with the inner processes of molding and sculpting the organs, and they bring the results to school. Now, everything that teachers do with the children, until the turning point around nine, should have a formative effect, but in a way that stimulates them to participate freely and actively in this inner shaping. I indicated this with my strong appeal for an artistic approach during the introductions to reading, writing, and arithmetic. The artistic element is particularly important at this age. All teaching during the early school years must begin with the child’s will sphere, and only gradually should it lead over toward the intellect. Those who recognize this will pay special attention to educating the child’s will. They will know that children must learn to drive out the will forces from their organism, but in the right way. To do this, their will activities must be tinged with the element of feeling. It is not enough for teachers to do different things with the children; they must also develop sympathy and antipathy according to what they are doing. And the musical element, apart from music per se, offers the best means for achieving this. Thus, as soon as children are brought to us, we ought to immerse them in the element of music, not just through singing but also by letting them make music with simple instruments. Thus, young students will not only nurture an esthetic sense, but most of all (though indirectly), they will learn how to use and control will forces in a harmonious way. Children bring many inborn gifts to school. Inwardly they are natural sculptors, and we can draw on these gifts as well as their other hidden talents. For instance, we can let children do all kinds of things on paper with paints (even though this might be inconvenient for teachers), and in this way we introduce them to the secrets of color. It is really fascinating to observe how children relate to color when left alone to cover a white surface with various colors. What they produce in a seemingly haphazard way is not at all meaningless, but in all the blotches and smears we can detect a certain color harmony resulting from an inborn relationship to the world of color. We must be careful, however, not to let children use the solid blocks of color that are sold in children’s paint boxes, with which they are supposed to paint directly from the blocks onto paper. This has a damaging effect, even in the case of painting as art. One should paint with liquid colors already dissolved in water or some other suitable liquid. It is important, especially for children, to develop an intimate relationship with color. If we use thick paints from a palette, we do not have the same intimate relationship to color as we do when we use liquid colors from bottles. In a painting lesson, you might say to a child, “What you have painted is really beautiful. You put red in the middle, and all the other colors around it go well with the red. Everything you painted fits well with the red in the middle. Now try to do it the other way round. Where you have red, paint blue, and then paint around it all the other colors so that they also go well with the blue in the middle.” Not only will this child be tremendously stimulated by such an exercise, but by working out a transposition of colors—possibly with help from the teacher—the child will gain a great deal toward establishing an inner relationship to the world in general. However inconvenient it may be for the teachers, they should always encourage young students to form all sorts of shapes out of any suitable material they can lay their hands on. Of course, we should avoid letting them get unduly dirty and messy, since this can be a real nuisance. But children gain far more from these creative activities than they would by simply remaining clean and tidy. In other words, it is truly valuable for children, especially during the early years, to experience the artistic element. Anything required of children must be induced first in a way that is appropriate to their nature. If artistic activities are introduced as described, learning other subjects becomes easier. Foreign languages, for example, will be learned with far greater ease if students have done artistic work beforehand. I already said that children should learn foreign languages at a very early age, if possible as soon as they enter school. Nowadays, we often encounter somewhat fanatical attitudes; something that in itself is quite right and justifiable tends to become exaggerated to the point of fanatical extremism. And teaching foreign languages is no exception. Children learn their native tongue naturally, without any grammatical consciousness, and this is how it should be. And when they enter school, they should learn foreign languages in a similar way, without grammatical awareness, but now the process of learning a language is naturally more mature and conscious. During the tenth year, at the turning point of life mentioned several times, a new situation calls for an introduction to the first fundamentals of grammar. These should be taught without any pedantry whatever. It is necessary to take this new step for the benefit of the children’s healthy development, because at this age they must make a transition from a predominantly feeling approach toward life to one in which they must develop their I-consciousness. Whatever young people do now must be done more consciously than before. Consequently, we introduce a more conscious and intellectual element into the language that students have already learned to speak, write, and read. But when doing this, we must avoid pedantic grammar exercises. Rather, we should give them stimulating practice in recognizing and applying fundamental rules. At this stage, children really need the logical support that grammar can give, so that they do not have to puzzle repeatedly over how to express themselves correctly. We must realize that language contains two main elements that always interact with each other—an emotional, or feeling, element and an intellectual, thinking element. I would like to illustrate this with a quote from Goethe’s Faust:
I do not expect that our you (who have come mainly from the West) should study all the commentaries on Goethe’s Faust, since there are enough to fill a library. But if you did, you would make a strange discovery. When coming to this sentence in Faust, you would most likely find a newly numbered remark at the bottom of the page (at least a four-digit number because of all the many explanations already given), and you would find a comment about the lack of logic in this sentence. Despite the poetic license granted to any reputable author (so the commentator might point out), the colors of the tree in this stanza do not make sense. A “golden tree”—could he mean an orange tree? But then, of course, it would not be green either. If it were an ordinary tree, it would not be golden. Perhaps Goethe was thinking of an artificial tree? In any case (a typical commentary would continue), a tree cannot be golden and green at the same time. Then there is the other problem of a grey theory. How can a theory be grey if it is invisible? In this way, many commentaries point out the lack of logic in this sentence. Of course, there are other, more artistically inclined commentators who delight in the apparent lack of logic in this passage. But what is really at the bottom of it all? It is the fact that, on the one side, the emotional, feeling element of language predominates in this sentence, whereas on the other, it stresses a more thoughtful aspect of imagery. When Goethe speaks of a golden tree, he implies that we would love this tree as we love gold. The word gold here does not have an image quality but expresses the warm feeling engendered by the glow of gold. Only the feelings are portrayed. The adjective green, on the other hand, refers to an ordinary tree, such as we see in nature. This is the logic of it. With regard to the word theory, a theory is of course invisible. Yet, right or wrong, a mere word may conjure up certain feelings in some people that remind them of London fog. One can easily transfer such a feeling to theory as a concept. A pure feeling element of language is again expressed in the adjective grey. The feeling and thinking qualities in language intermingle everywhere. In contemporary languages, much has already become crippled, but in their earlier stages, an active and creative element lived everywhere, through which the feeling and thinking qualities came into being. As mentioned, before the age of nine, children have an entirely feeling relationship to language. Yet, unless we also introduce the thinking element in language, their self-awareness cannot develop properly, and this is why it is so important to bring them the intellectual aspect of language. This can be done by judiciously teaching grammatical rules, first in the mother tongue and then in foreign languages, whereby the rules are introduced only after children have begun to speak the language. So, according to these indications, teachers should arouse a feeling in students around the age of nine or ten that they are beginning to penetrate the language more consciously. This is how a proper grammatical sense could be cultivated in children. By the time children reach the age of twelve, they should have developed a feeling for the beauty of language—an esthetic sense of the language. This should stimulate “beauty in speaking” in them, but without ever falling into mannerisms. After this, until the time of puberty, students should learn to appreciate the dialectical aspect of language; they should develop a faculty for convincing others through command of language. This third element of language should be introduced only when they are approaching graduation age. To briefly summarize the aims of language teaching, children should first develop, step by step, a feeling for the correct use of language, then a sense of the beauty of language, and finally the power inherent in linguistic command. It is far more important for teachers to find their way into an approach to language teaching than to merely follow a fixed curriculum. In this way, teachers quickly discover how to introduce and deal with what is needed for the various ages. After a mostly artistic approach, in which students up to age nine are involved very actively, teachers should begin to dwell more on the descriptive element in language, but without neglecting the creative aspect. This is certainly possible if you choose the kind of syllabus I have tried to characterize during these past few days, in which the introduction of nature study leads to geography, and animals are seen in the context of humankind. The most effective way to include the descriptive element would be to appeal mainly to the children’s soul sphere rather than claiming their entire being. This should be done by clothing the lessons in a story told in a vivid, imaginative way. Likewise, at this stage of life, teachers should present historical content by giving lively accounts of human events that, in themselves, form a whole, as already indicated. Having gone through the stage of spontaneous activity, followed by an appreciation of the descriptive element, students approaching the twelfth year are ready for what could be called an explanatory approach. Cause and effect now come into general considerations, and material can be given that stretches the powers of reasoning. Throughout these stages, teachers should present mathematical elements in their manifold forms, in a way appropriate to the student’s age. Mathematics, as taught in arithmetic and geometry, is likely to cause particular difficulties for teachers. Before the ninth year, this is introduced in simpler forms and subsequently expanded, since children can take in a great deal if we know how to go about it. It is a fact that all mathematical material taught throughout the school years must be presented in a thoroughly artistic and imaginative way. Using all kinds of means teachers must contrive to introduce arithmetic and geometry artistically, and here, too, between the ninth and tenth years teachers must go to a descriptive method. Students must be taught how to observe angles, triangles, quadrilaterals, and so on through a descriptive method. Proofs should not be introduced before the twelfth year. A boring math teacher will achieve very little if anything at all, whereas teachers who are inspired by this subject will succeed in making it stimulating and exhilarating. After all, it is by the grace of mathematics that, fundamentally, we can experience the harmonies of ideal space. If teachers can become enthusiastic about the Pythagorean theorem or the inner harmonies between planes and solids, they bring something into lessons that has immense importance for children, even in terms of soul development. In this way, teachers counteract the elements of confusion that life presents. You see, language could not exist without the constantly intermingling elements of thought and feeling. Again I have made an extreme statement, but if you examine various languages, you will discover how feeling and thinking are interwoven everywhere. This in itself, as well as many other factors, could easily introduce chaos into our lives were it not for the inner firmness that mathematics can give us. Those who can look more deeply into life know that many people have been saved from neurasthenia, hysteria, and worse afflictions simply by learning how to observe triangles, quadrilaterals, tetrahedra, and other geometrical realities in the right way. Perhaps you will allow me a more personal note at this point, because it may help clarify the point I am making. I have a special love for mechanics, not simply because of its objective value, but for personal reasons. I owe this love of mechanics to one of my teachers in the Vienna High School and the enthusiasm he showed for this subject; such things live on into later life. This teacher glowed with excitement when searching for the resultants from given components. It was interesting to see the joy with which he looked for the resultants and the joy with which he would take them apart again in order to fit them back into their components. While doing this, he almost jumped and danced from one end of the blackboard to the other until, full of glee, he would finally call out the formula he had found, such as \(c^2 = a^2+ b^2\). Captivated by his findings, which he had written on the board, he would look around at his audience with a benign smile, which in itself was enough to kindle enthusiasm for analytical mechanics, a subject that hardly ever evokes such feelings in people. It is very important that mathematics, which is taught in various forms right through school, should pour out, as it were, its own special substance over all the students. And so we can speak of the two poles in human development: the rhythmic and artistic pole and the mathematical and conceptual one. If, as indicated, young souls are worked on from within outward, students will gradually grow into the world in the right way. At the approach of the graduation age, or mid-teens, teachers will again feel an inner need to survey the most significant moments in the development of their students during the last few years, this time in retrospect. Students entered school in class one at the age of six or seven. A few years later they are sent out into the world again and—as I indicated at the beginning of today’s lecture—it is the teacher’s aim to enable them to adapt to life in the world. When we receive young students in class one, they are like one great sense organ. Inwardly, they carry a kind of a copy of their parents and others who surround them and of society as a whole. It is our task to transform these adopted and specialized features into more general human features. We can do this by appealing, above all, to children’s middle system of breathing and blood circulation, which is not connected so much with their more personal side. Yet, apart from the adopted features that children have unconsciously copied from their environment, they also bear their very own individual characteristics when they enter school. They are less pronounced than similar characteristics found in adults, features that we associate with melancholic, sanguine, phlegmatic, or choleric temperaments. Nevertheless, the children’s nature, too, is definitely colored by what could be called their temperamental disposition, so we can speak of children with melancholic, phlegmatic, sanguine, and choleric tendencies. It is essential for teachers to acquire a fine perception of the manifold symptoms and characteristics that arise from children’s temperamental dispositions and to find the right way of dealing with them. Melancholic children are those who depend most strongly on the conditions of the physical body. Because of their special constitution, they tend to feel weighed down by their bodily nature. They easily become self-centered and, in general, show little interest in what is going on around them. Yet it would be wrong to think of melancholic children as simply inattentive, since this is true only with regard to their surroundings and what comes from their teachers. They are, on the other hand, very attentive to their own inner conditions, and this is the reason melancholic children tend to be so moody. Please note that what I am saying about the temperaments applies only to children whose symptoms cannot be automatically transferred to adults of the same temperament. The relationship of phlegmatic children to their environment is one of complete, though entirely subconscious, surrender to the world at large. And since the world is so vast and full of things to which they have surrendered themselves, they show little interest in what is closer to them. Again, my remarks about this temperament refer only to children, otherwise they might be seen as a compliment to phlegmatic adults, and they are certainly not meant to be that. Making a rather sweeping statement, one could say that, if children with phlegmatic tendencies did not happen to live on earth but out in the heavenly world of the cosmos, such children would be full of the deepest interest in their surroundings. They feel at home in the periphery of the world. Phlegmatic children are open to immensity and anything that is vast and remote and does not make an immediate impact. To a certain extent, sanguine children display the opposite characteristics of the melancholic or phlegmatic child. Young melancholics are immersed in bodily nature. Phlegmatic children are drawn outward to the spheres of infinity, because they are so strongly linked to their ether body. The ether body always inclines outward toward infinite totality; it disperses into the cosmos just a few days after death. Sanguine children live in what we call the astral, or soul, body. This member of the human being is different from the physical or ether bodies inasmuch as it is not concerned with anything temporal or spatial. It exists beyond the realm of time and space. Because of the astral body, during every moment of our lives we have an awareness of our entire life up to the present moment, although memories of earlier experiences are generally weaker than more recent ones. The astral body is instrumental mainly in directing our dreams. These, as you know, bear little relationship to the normal sequence of time. We may dream about something that happened only yesterday yet, mixed up in the dream, people may appear whom we met in early childhood. The astral body mixes up our life experiences and has no regard for the element of time and space, but in its chaotic ways it has its own dimension that is totally different from what is temporal and spatial. Sanguine children surrender themselves to their astral body, and this becomes evident in their entire pattern of behavior. They respond to outer impressions as though what lies beyond time and space were directly transmitted to us through the outer world itself. They quickly respond to impressions without digesting them inwardly, because they do not care for the time element. They simply surrender to the astral body and make no effort to retain outer impressions. Or, again, they do not like to live in memories of earlier events. Because they pay so little attention to time, sanguine children live in and for the present moment. They express outwardly something that, in reality, is the task of the astral body in the higher worlds, and this gives sanguine children a certain superficiality. Choleric children are most directly linked to their I-center. Their physical build shows a strong will that, permeated by the forces of their I-being, is likely to enter life aggressively. It is truly important for teachers to cultivate a fine perception for these characteristic features of the temperaments in growing children. You must try to deal with them in a twofold way: first, by introducing a social element in the class, based on the various temperaments. When teachers get an idea of their students as a whole, they should place them in groups according to similarity of temperament. There are children of mixed temperaments, of course, and this has to be considered as well. In general, however, it has a salutary effect when children of the same temperament are seated together, for the simple reason that the temperaments rub up against each other. Melancholic children, for example, will have a neighbor who is also melancholic. They become aware of how this neighbor is suffering from all kinds of discomforts arising from the physical constitution. Melancholic students recognize similar symptoms in themselves, and the mere looks of their neighbors will have a healing effect on their own nature. If phlegmatic children sit next to other phlegmatics, they become so bored with them that, in the end, their phlegmatic nature becomes stirred to the extent that they try to shake off their lethargy. Sanguine children, when seated among other sanguines, recognize the way they flutter from one impression to the next, being momentarily interested in one thing and then in another, until they feel like brushing them away like flies. Experiencing their own traits in their neighbors, sanguine children become aware of the superficiality of their own temperament. When choleric children are seated together, there will be such a constant exchange of blows that the resulting bruises they give each other will have an extraordinary healing effect on their temperament. You must observe these things, and you will find that by introducing, through your choice of seating, a social element in the classroom, you will have a wholesome and balancing effect on each child. In this way, the teacher’s relationship to each of the temperaments will also find the appropriate expression. The second point to be kept in mind is that it would not be helpful to treat melancholic children—or any other temperament for that matter—by going against their inherent disposition. On the contrary, we should develop the habit of treating like with like. If, for instance, we forced a choleric to sit still and to be quiet, the result would be an accumulation of suppressed choler that would act like a poison in the child’s system. It simply would not work. On the other hand, if, for example, a teacher shows continued interest and understanding for the doleful moods of a melancholic child, this attitude will finally bring about a beneficial and healing effect. When dealing with phlegmatic children, outwardly we should also appear rather phlegmatic and somewhat indifferent, despite our real inner interest in the student. Sanguine children should be subjected to many quickly changing sense impressions. In this way, we increase the tendencies of their own temperament, with the result that they try to catch up with the many fleeting impressions. They will develop a stronger intensity. The sheer number of sense impressions will bring about an inner effort of self-intensification in the child. By treating like with like, we can come to grips with the different temperaments. As for the choleric children, if conditions at school allow, it would be best to send them out into the garden during the afternoons and let them run about until they are exhausted. I would let them climb up and down the trees. When they reach a treetop, I would let them shout to a playmate sitting on top of another tree. I would let them shout at each other until they are tired. If we allow choleric children to free themselves in a natural way from pent-up choler, we exercise a healing influence on their temperament. You will learn to work effectively as teachers by getting to know the qualities of the different temperaments. One thing is essential, however. It will do no good at all if teachers enter the classroom with a morose demeanor—one that, even in early life, leaves deep wrinkles carved on their faces. Teachers must know how to act with a tremendous sense of humor in the classroom. They must be able to become a part of everything they encounter in the classroom. Teachers must be able to let their own being flow into that of the children. |
286. Ways to a New Style in Architecture: The House of Speech
17 Jun 1914, Dornach Translated by Harry Collison |
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The sacrifices of those who have befriended the cause of Anthroposophy call for a sense of great responsibility. To-day is a splendid occasion for reminding ourselves of this responsibility, for the first of our auxiliary buildings is to be given over to its own tasks. |
286. Ways to a New Style in Architecture: The House of Speech
17 Jun 1914, Dornach Translated by Harry Collison |
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Even more than on the last occasion when I spoke to you about our building am I reminded to-day of the attitude we must have to this edifice, dedicated as it is to the cause of Spiritual Science. The sacrifices of those who have befriended the cause of Anthroposophy call for a sense of great responsibility. To-day is a splendid occasion for reminding ourselves of this responsibility, for the first of our auxiliary buildings is to be given over to its own tasks. We can be reminded of this responsibility by studies that arise naturally out of the tasks before us and the goal we are striving to attain. The immediate use to which these rooms will be put is the production of the glass windows for our building, and we cannot help being moved by the thought that our human faculties are not really mature enough as yet to accomplish the full task before us. I think it is healthy and good that all our work should be permeated by the feeling that we have not as yet grown equal to our task, for only this can enable us to accomplish the highest that lies within our power. We shall be able to create the first beginnings of an artistic vesture for Spiritual Science—to the extent to which our epoch and our means allow—if we are always pervaded by the feeling that we are, in truth, little qualified for the full task. The site on which our building stands is pervaded by an atmosphere which seems to say: “Do the very utmost of which your powers and faculties are capable, for you cannot do nearly enough in comparison with what ought to be achieved; and even when you have done your very utmost, it will not by any means suffice.” When we look at the site of our building we should be pervaded by an indefinable feeling—a presentiment that a mighty task is hovering before us. And more particularly should this be the case to-day when we are handing over this auxiliary building to our friend Rychter and his workers, in order that they may create something that in the fairest sense may be a living member in the whole organism of our building. Entering the room through this door, our feeling will be that we are indeed blessed, as individuals, in having the opportunity to co-operate in work like this. And when we think of the functions of the windows in the building, an atmosphere of the soul and spirit will hover around us, whispering of the deep spirituality which we pray may flow like purifying waves of healing through this room. When the building is once ready we shall again and again be conscious of a feeling which I may perhaps express as follows: ‘How infinitely necessary it is to grow beyond everything personal, if the forms of this framework for our Spiritual Science are to have real meaning for us.’ This again is, in a certain sense, the satisfying element in our building. Our architects, engineers, and all the other workers may well derive strength from the comforting feeling that apart from all the cares and troubles which the building involves, it can itself be for us a wonderful education—an education leading us above everything personal. The building demands a great deal more than the expression of any personal element. As we set about our work, and permeate the single forms with thought and feeling, we become conscious of new tasks of which we previously had no inkling. We feel that a mystery is there around us, calling out to the highest forces of soul, heart and mind to create something that transcends personality. This building can teach us how to fulfil the tasks which arise every day. It brings home to us a feeling that can ring in such sacred tones in the soul: How infinitely greater are the potentialities of the Universe than insignificant human beings! The highest we can create must be infinitely greater if it is to prove equal to the tasks before us in the objective world.' All that can ever be enclosed within the limits of the personal self must be transcended. The building itself, and the auxiliary house we have been able to open to-day can be a means of education for us. Indeed, the more they become a means of education, the greater understanding we shall have. Already now, as we look at the incomplete building and at this house, we cannot help thinking of what our feeling should be as we enter. How often we shall feel, ‘Ah, if only all human beings could be led here!’ Do we really deserve so sacred a framework—a framework we ourselves have helped to create—if we have any desire to exclude other human beings? Shall it not rather be our dearest wish to bring all men into the building? This will certainly be our desire if we realise the mission that such buildings will have to humanity, if they find imitators and followers? Think for a moment of many buildings erected in our times by clever architects. Some of them, although they show no signs of a new style and are not permeated with any new spirituality, are really creations of architectural genius. Yet they all have one thing in common. We may admire them from outside and think them beautiful inside, but they do not make us feel, as our building will do, that we are enclosed as if by organs of sense. The reason for this is that these other buildings are dumb—they do not speak. This is the thought that I would like to press home to you this evening. Let us think of buildings which express all the characteristics of our times. People pass in and out without in any way growing into their architecture, forms or art. Everywhere we feel that what ought to be expressed through the forms of art has to-day to be communicated to humanity by other means. In the present age man is more and more compelled to bring about order, stability, peace and harmony by means of external laws, decrees or institutions, definitions in words. This implies no syllable or thought of criticism, for it must be so in our age. But something must be added to this—something that signifies the onward evolution of humanity in a different sense. It is probable that our building will not be able fully to attain its goal—indeed we are only aiming at a primitive beginning. Yet if human culture is able to take what is expressed in our building (in so far as we fulfil the tasks set us by the higher Spirits) and develop it; if the ideas underlying such works of art find followers—then people who allow themselves to be impressed by these works of art and who have learnt to understand their language, will never do wrong to their fellow men either in heart or intellect, because the forms of art will teach them how to love; they will learn to live in harmony and peace with their fellow beings. Peace and harmony will pour into all hearts through these forms; such buildings will be ‘Lawgivers’ and their forms will be able to achieve what external institutions can never achieve. However much study may be given to the elimination of crime and wrong-doing from the world, true redemption, the turning of evil into good, will in future depend upon whether true art is able to pour a spiritual fluid into the hearts and souls of men. When men's hearts and souls are surrounded by the achievements of true architecture, sculpture and the like, they will cease to lie if it happens they are untruthfully inclined; they will cease to disturb the peace of their fellow men if this is their tendency. Edifices and buildings will begin to speak, and in a language of which people to-day have no sort of inkling. Human beings are wont to gather together in Congresses to-day for the purpose of putting their affairs in order, for they imagine that what passes from mouth to ear can create peace and harmony. But peace and harmony, and man's rightful position can only be established when the Gods speak to us. When will the Gods speak to us? Now when does a human being speak to us?—When he possesses a larynx. He would never be able to speak to us if he had no larynx. The spirits of nature have given us the larynx and we make this gift an organic part of the whole cosmos when we find the true forms of art, for they become instruments through which the Gods speak to us. We must, however, first learn how to make ourselves part of the great cosmos, and then our desire to lead all mankind through these doors will be the stronger. Out of this desire—for its fulfilment is not yet—the longing will develop to work so intensely for our spiritual movement that this aim may gradually be attained. Art is the creation of an organ through which the Gods are able to speak to mankind .... I have already spoken of many things in this connection. I have spoken of the Greek Temple and have shown how all its forms express the fact it is a dwelling place of the God. To-day I want to add something to this. If we try to understand the basic nature of the Greek art of building we shall realise that the very being and essence of the fourth Post-Atlantean epoch flowed into the Greeks' mode of perception and thence into their art of building. What is the basis of Greek perception and feeling? It is, of course, a wide subject, but I will only speak of one aspect. Here (see diagram) we have the wall surrounding the Greek Temple, with the horizontal structure resting upon it. When anything rises above the horizontal it is so constructed that it is upheld by its own forces which balance each other; just as when, in building, we place two beams together. [IMAGE REMOVED FROM PREVIEW] The presupposition here is that the earth with its gravity lies beneath. And translating this feeling into words, we may say: ‘In the fourth Post-Atlantean epoch man felt that the site of the earth was a gift of the God; it was as though Divine power overflowed into the creations of art.’ Therefore, by means of the forces in the earth given to man by the Gods, it was felt that gravity could be overcome. In the Greek Temple man controls the force of gravity and thereby creates a dwelling place for the God who has given him the earth. Neither this “dwelling-place of the God” nor the later Roman Temples can be thought of apart from the surrounding land. The land is part of the Temple itself. A Greek Temple is complete in itself even if nobody is within it, for its whole conception is that of the dwelling-place of the God; it is the sanctuary of the God. Human beings may live for miles around in the district; if nobody enters the Temple, it stands there, none the less, complete in itself—a dwelling-place of the God. In every detail we see how man expresses in the decorative forms of these dwelling- places of the Gods all that his feeling of veneration makes him feel he ought to do for the Gods. In the last lecture I tried to show you that the motif on the capitals has its origin in a dance motif—a dance that was performed as homage to the Gods of nature. And now let us pass on to the forms of the earliest Christian architecture. One thought in particular arises within us when we pass from the Greek Temple to the Church of Christendom. The Greek Temple stands within its surrounding territory, belongs to the territory. Human beings are not necessarily within the Temple; they live around it, outside it. The Temple belongs to the surrounding territory, is thought of as the altar of the land around it. The Temple hallows everything, even the trivial daily occupations of the human beings who live on the land. Service rendered to the earth becomes a divine office because the God stands or is enthroned as Lord and participates in the work on the land and in the pursuits of human beings living around the Temple. Man feels himself united with the God as he works on the land. Worship of the God is not yet separated from service to the earth. The Temple grows out of the human element, sometimes indeed out of the ‘all-too-human,’ and hallows everything around it. ‘Earth, be thou strong!’—This is the prevailing mood of the fourth Post-Atlatean epoch, when human beings are still at one with the earth which the Gods have given into their charge, when the Ego is still slumbering in a kind of dream consciousness, when man still feels himself connected with the Group-Soul of the whole of humanity. Then man grows out of this Group-Soul, becomes more and more individual, and he separates from the land, from daily life and activity, the worship he performs in his spiritual life. In the early days of Christianity the feelings of men were no longer the same as in the Greek age. Looking into the soul of the Greek, we see him sowing his fields and working at his industrial pursuits, pervaded by this unshakable feeling: There stands the Temple with the in-dwelling God and I am near. I may be carrying out my pursuits and working on the land but all the while the God is dwelling there within the Temple. Then man grows more individual, a strong sense of Ego, of “I” arises within him, and Christendom represents the emergence of something that had been prepared through the course of long ages by the ancient Hebrew civilisation. Out of the human soul arises the need to separate off from the affairs of everyday life the worship that is offered to the God. The building is separated from the land and the Church of Christendom comes into being. The land becomes independent; the building becomes an entity independent of the territory; it is an ‘individuality’ complete in itself. The Greek Temple was still a kind of altar for the whole territory, whereas the walls of the Christian Church now form a space set apart for those who are to worship. The forms of the Churches of Christendom and also of Roman architecture gradually come to express this individual, spiritual need of man, and they can only be understood in this sense. The place of the Greek within earthly existence was such that he said to himself: ‘I can remain here with my flocks, carrying out my occupations, doing my work on the land, for the Temple stands there like an altar for the whole countryside: the God is dwelling within it.’ In Christendom, man says: ‘I must leave my work and repair to this building, for there I must seek for the Spirit.’ The service of earth and the service of heaven are separated and the Christian Church more and more assumes a form where Greek and Roman architecture would no longer be suitable. It is a form which reveals that the community belongs to the church; the church is intended to enclose the community. Then, once again set apart from the community, we find the house of the priests, of those who teach. An image of the universe comes into being; the Spirit speaks to those who seek for the spirit, in precincts where they are enclosed within walls. The whole world was felt by the Greeks and Romans in former times in the same way in which the Christians afterwards felt the precincts of the Church with its enclosing walls. And what the Greek Temple itself had been now became the chancel. Men sought now for a distinct image of the world whereas formerly they had taken the world itself and only placed within it, visible to outer senses, the Temple as the dwelling-place of God. Gothic architecture is really only a branch of what was already being prepared. The essential feature of Gothic architecture is that the weight is taken away from the walls and placed upon the pillars. What is the origin of this whole mode of construction, where the weight rests on pillars, which are so moulded that they are able to bear it? It is based on a quite different conception from that of the Greek Temple. When we pass to the pillars of Gothic architecture which take away the weight from the walls, we are no longer concerned with the pure force of gravity. Here, man himself is working. In the Greek Temple it is as though he frees himself from the earth's gravity and having gained knowledge of it within the earthly realm, now rises above it. In that man makes use of the force of gravity, he overcomes it. In the weight-bearing Gothic pillars we are no longer concerned with the pure working of the force of gravity; in the Gothic building the art of handicraft is necessary, of higher and lower handicraft. The need for the creation of precincts which enclose the community also gives rise, in Gothic architecture, to the need for something wherein the activity of the community plays a part. In the single forms we see a continuation, as it were, of what the people have learnt. The art of the hand-workers flows into the forms, and in studying these forms we see the art of human beings who have contributed their share, who have worked together. The old Roman Churches are still edifices which enclose the God. The Gothic Church is an edifice built by the community to enclose the God but one where the people have contributed their own handicraft. They do not only enter the Churches but they themselves work at the building as a community. In Gothic architecture this labour of human beings unites itself with the Divine. The souls of men no longer receive the Divine as a matter of course; they do not only come together and listen to the word of the Spirit proceeding from the chancel, but they gather around the God in their labours. Gothic Churches are really crystallised handicraft. We can quickly pass over what came next, for it really amounted to a revival of classic architecture. In this connection it is not necessary to speak of the Renaissance; we will speak of what the fifth Post-Atlantean epoch demands of us. Let us consider the element of weight and support, following it to the point where it becomes crystallised handicraft in Gothic architecture. If we penetrate this with artistic feeling we realise that here is something at rest within itself, at rest within the earthly forces. All the forces of these edifices rest within the earthly element. The Greek Temple everywhere indicates the force of gravity and its own union with the earth. In the Greek Temple we can everywhere observe some manifestation of the force of gravity. Its very forms reveal a union with the earth. And now let us compare the basic form in our building that will confront everyone even from the outside. I will make a rough diagram of it. What is the characteristic of this motif? [IMAGE REMOVED FROM PREVIEW] If you compare it with the Greek Temple you will discover the difference. The Greek motif is complete in itself. This other motif, when it is a wall—for instance the separate perpendicular wall—only has meaning when it is not merely wall, but when it grows out of the whole. The wall is not merely wall, it is living, just like a living organism that allows elevations and depressions to grow out of itself. The wall lives—that is the difference. Think of a Greek Temple. Although there are many columns, the whole is none the less governed by gravity. In our building, however, nothing is mere wall. The forms grow out of the wall. That is the essential thing. And when we pass around inside our building we shall find one plastic form, a continuous relief sculpture on the capitals, plinths, architraves. They grow out of the wall, and the wall is their basis, their soil, without which they could not exist. There will be a great deal of relief carving in wood in the interior of the building, and forms which, although they are not to be found elsewhere in the physical world, represent an onward flowing evolution. Beginning between the Saturn columns at the back, there will be a kind of symphonic progression to the culmination in the East. But the forms are no more present in the outer physical world than melodies are present there. These forms are walls that have become living. Physical walls do not live, but etheric walls, spiritual walls are indeed living.I should have to speak for a long time if I wanted to show that this is how the art of relief first assumes its real meaning, but I will only give you an indication of what I really have in mind. A certain eminent artist of modern times has spoken a great deal about the art of relief and has said some clever things. He tells us to think of two panes of glass standing parallel to each other and between them an intersected figure. We should then be looking in the direction of the arrow through the panes of glass at the figure ... [IMAGE REMOVED FROM PREVIEW] (Dr. Steiner here read a passage from a book) ... The author is trying to form a conception of what relief really is. But the conception is built up simply from what the eye perceives, as he plainly shows when he says that the relief is produced when one thinks of the background as a pane of glass and that which lies in front of the pane as shut off by another pane of glass. He therefore bases his conception of relief on the eye and in order to make it clear he uses the two panes of glass on which the whole figure is projected. As against this conception we have our own which passes over from what is made visible by glass and projection to that which lives. We want to make relief a living thing. Relief has no meaning when one simply designs figures on a wall. It only has meaning when it calls forth the intuition that the wall itself is living and can bring forth the figures.Now there is in the world a relief which is full of meaning, only we pay no proper attention to it. There is a certain relief that has been created in accordance with the true idea—it is the earth with her plant kingdom. We must, however, pass away from the surface of the earth into cosmic space before we can study this relief. The earth is the living surface which brings forth its creatures from its own being. Our own art of relief must be based upon the conception that the wall is a living thing even as the earth brings forth her plants. This is how a true art of relief is attained. To go beyond this principle is to sin against the essence of the art of relief. When we look down upon the great relief of the earth, we see human beings and animals moving upon it, but they do not belong to the relief. They can be introduced into the relief, of course, because the arts can be developed in all directions, but this is no longer the pure essence of the art of relief. Our building must speak through the forms in its interior, but the speech must be that of the Gods. Think for a moment of the life of human beings on the earth, that is to say, immediately on the surface of the earth. Here we need not draw directly on our teachings—we need only turn to the Paradise Legend. If man had remained in Paradise he would have looked upon the wonderful relief of the earth with her plant kingdom from outside. He himself, however, was transplanted, as it were, into this relief. He could not observe it from outside for he was taken out of Paradise. The speech of the Gods cannot ascend from the earth to men for the speech of the earth drowns the speech of the Gods. [IMAGE REMOVED FROM PREVIEW] If we pay heed to the organs of the Gods which they themselves created when, as the Elohim, they gave the earth to man, if we pay heed to the etheric forms of the plants and mould in accordance with them, we are creating in the same way as nature created the larynx in man in order that he might speak—we are indeed creating a larynx through which the Gods may speak to us. If we hearken to the music of the forms on our walls which are the larynx for the speech of the Gods, we are seeking the way back to Paradise. I will speak of painting in another lecture. To-day I want to speak of the relief work and sculpture which will be produced in this house we have opened to-day. I have tried to explain how relief may become an organ for the speech of the Gods and on some future occasion we will speak of how colours become soul-organs for the speech of the Gods. Our age has little understanding for the kind of conceptions that must inspire us if we are really to fulfil our task. The Greek Temple was the dwelling place of the God, the Church of Christendom the framework around the community who would fain be united with the Spirit. What is our building to be? This is already revealed in its ground-plan and rounded form. The building is bipartite but the architectural forms of the two sections have equal importance. There is no difference as in the case of the chancel and the space for the congregation in a Christian Church.[IMAGE REMOVED FROM PREVIEW] The difference in the dimensions of the two sections of our building merely signifies that in the large cupola the physical preponderates and that in the small cupola we have tried to make the spiritual predominate. This very form expresses aspiration to the Spirit. Every single detail must express this aspiration to the Spirit, inasmuch as we are striving to create an organ for the speech of the Gods. I have said that those who really understand our building fully will put away lying and unrighteousness; the building may indeed become a ‘Lawgiver,’ and the truth of this can be studied in the different forms and in the architraves. Everything in the building will have an inner value. Every part of the larynx has inner value; no words could be uttered if the larynx did not contain a a particular form at the right place. If, for instance, we were to make an indention here (see diagram) and think of a kind of roofing over it, the whole form expresses the fact that this building must be filled with the feeling of hearts striving together in love.Nothing in this architecture is there for its own sake alone. The one form leads over into the other; or, if the forms have a threefold character, the central form is the bridge between the other two. Here we have a rough sketch of the forms of the doors and windows. [IMAGE REMOVED FROM PREVIEW] Now all that lives in the sculptured forms is three dimensional; relief is a conquest of the second dimension, surface, which is then brought into the third dimension. This is not realised if we merely take the standpoint of an observer or spectator: for we need a living feeling of how the earth allows the plants to grow out of her being. When I come to speak of the real nature of painting we shall understand the significance of the connection between colour and the inner element of soul in the universe. There would be no sense in painting with colours if colour were not something quite different from what physics imagines it to be. The principles of colour as the speech of the soul of nature, of the soul of the universe, will be the subject of a later lecture. I will now indicate how our glass windows are to represent the union of the outer with the inner. They will each in themselves be of one single colour, but different colours will be used at the various positions in the building. This expresses the spiritual, musical harmony of the outer with the inner world. And the single coloured window will only express this harmony in the thicker and thinner strata of the glass. That is to say, we shall have surfaces where the glass is thicker, more solid, and surfaces where the glass is thinner. The light will shine more strongly through the thinner places in the windows; it will shine less strongly, and produce darker colours, through the places where the glass is thicker. The connection between spirit and matter will be expressed in the glass windows; but the whole interior will strive to be an organ for the speech of the Gods. The larynx makes it possible for man to speak, and in the same way the whole of our relief-moulding is an organ for the Gods who should speak to us from all sides of the universe. So that when we make an aperture for the windows in the walls which allow the Gods to speak to us, we are seeking the path to the Spirits of the cosmos. These windows are intended to signify in their coloured shadings: ‘Thus, O man, thou findest the path to the Spirit.’ We shall see how the soul is connected with the spiritual world when it sleeps during the night and is living outside the body. We shall see the way in which the soul is connected with the spiritual world between death and a new birth in the disembodied state. The windows will show us how, when man approaches the threshold, he becomes aware of the abyss; the stations on the path to the spiritual world will be revealed. They will arise as light formations from the West, revealing to us the mysteries of Initiation. We are trying to create walls, the forms of which make the wall themselves seem to pass away. The designs must express how we pierce the walls, showing us how we find the path to the spiritual worlds, or traverse these worlds unconsciously, showing us what our relation to the spiritual worlds must be. The Greek Temple, the dwelling place of the God, and the later edifice, which was built for the community desiring to be united with their God, were building-sheaths which enclosed and shut off. Our building must not shut off anything in the universe; its walls must live, but live in accordance with truth itself. Truth flows into the beauty of our relief-moulding. If we had not been driven out of Paradise we should be conscious of the ' speaking ' relief proceeding from the earth herself in the plant forms, which grow even above the geological formations of the mountains and only allow these strata to be bare in places where it is right that they should be bare. The moment however when we find in our perceptual life the transition from the 'repose' where the Gods speak to us, from that ‘repose’ to our own activity, to what we must do in order to find the way to the Gods—in that moment we must have movement, inner movement; we must pierce the wall. We must have these windows which call to our souls to tread the path to those regions whence the words expressed by the forms of the walls have proceeded. Then each one of us will sit within the building and we shall say to ourselves: “The organs of the great Spirits themselves are round about us; it is for us to understand the language spoken though these forms.” But we must understand it in the heart and not merely be able to grasp it intellectually. Those who begin to, explain' the meaning of these forms are on the wrong track. They stand on the same ground as those who interpret the old myths symbolically and allegorically, and imagine for instance, that they are advancing the cause of Theosophy. A man who tries to ‘interpret’ the myths and explain external forms may be clever and ingenious but he is like one who tries to look under his chin to explain the symbolism of his larynx. We understand the speech of the Gods by learning how to listen with our hearts, not by using intellectual agility and giving symbolic or allegorical meanings to myths and artistic forms. ‘Here you sit and the Spirits of the Universe are speaking to you’—this must become a living feeling within us. When this becomes a living perception of what the soul must do if it is to find the way to those regions whence the speech of the Spirits proceeds, we shall direct our gaze to where the walls are pierced by the windows; and at those places there will be revealed to us the mysteries enacted in man as he consciously or unconsciously treads the path from the physical to the spiritual. I have tried to express the feelings of our hearts and souls to-day when this house is being given over to the charge of our friend Rychter and his colleagues for their work. May they feel, as they receive it, the sacred nature of their task and something of the holiness of which I have spoken. Up on the hill itself we are still working at the building which will reveal, to those who seek, organs through which the Gods may speak to them. But there must arise in these seekers a holy longing to find the ways and paths to the realms of the Gods. The work of Rychter and his colleagues in the rooms of this house will be taken up the hill and placed in the positions where the walls are pierced. It will move the souls of those gathered together in the building at the top of the hill and show them the path to the Spirit. May this holy mood pervade this house; may each drilling in the glass be carried out with the feeling: ‘Here I have to mould something that will lead to the realms of the Spirits those who see it up there in the building. My creations must make the soul's perception so living that the shadings in the coloured glass will represent the channels by which the spiritual worlds are speaking through the forms in the interior.’ The difficulties may be very great, indeed there may be only partial success in many cases and in other cases total failure, but the attitude I have described will be an unfailing help. I did not intend to-night merely to speak of matters which may help to make art more intelligible. I have spoken as I have because I pray that something of what I feel may flow from my heart to yours. I want your hearts to be livingly permeated with a feeling inwardly vibrant with the sense of the holiness of this work. We dedicate this house of labour most fitly if as we leave the doors we concentrate with all the forces of our hearts on love for the world of man and of spirit, to the end that the way to the Spirit may be found through what is accomplished here—to the Spirit whence peace and harmony can flow among men on the earth. If all our labours are made living by the Spirit, if all the work on this hill is filled with the Spirit of Love—which is at the same time the Spirit of true art—then from our building there will flow out over the earth the spirit of Peace, of Harmony, of Love. The possibility will be created for the work on this hill to find successors; many such centres of earthly and spiritual peace, harmony and love may thus spring up in the world. Let us realise the living nature of our work in this mood of peace and loving harmony, knowing that our labours flow from the Spirit of Life itself. There have been dwelling-places of the Gods, sanctuaries of the community, and there yet will be an organ of speech for the Spirit, a building which points out the way to the Spirit. The God dwelt in the Greek Temple; the spirit of the community may dwell within the Roman or Gothic edifice; but the world of the Spirit itself must speak through the building of the future. We have seen the house of earthly forces and forms arise and pass away in the course of human evolution; we have seen the house of the union of human souls arise and pass away in the spiritual evolution of the earth. It is for us to build the house of speech out of our love for true art, which is at the same time love for true spirituality and for all mankind. [IMAGE REMOVED FROM PREVIEW] [IMAGE REMOVED FROM PREVIEW] [IMAGE REMOVED FROM PREVIEW] |
286. Ways to a New Style in Architecture: The Creative World of Colour
26 Jul 1914, Dornach Translated by Harry Collison |
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If in these very days one cannot help speaking of things spiritual with a sorrow even greater than that caused by the discrepancy between what we desire in our spiritual Movement and the echo it finds in the world—yet it must be said that the world's disharmonies will take a different course when men realise how human hearts can be kindled by the spiritual light for which we strive in anthroposophy. The sorrow connected with our Movement seems only slight when we look at all the sadness lying in the destiny of Europe. |
286. Ways to a New Style in Architecture: The Creative World of Colour
26 Jul 1914, Dornach Translated by Harry Collison |
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To-day we will continue our study of subjects connected with art. The lectures are meant to help us in regard to the kind of thoughts which should permeate the work before us. If we would couple right thoughts with the task which we are here beginning in a primitive fashion, the necessity arises to bring before the soul many things that impress us when we study man's achievements in art and their connection with human civilisation. Herman Grimm, the very intuitive student of art in the nineteenth century, made a certain apparently radical statement about Goethe. He spoke of the date at which humanity would first have developed a real understanding of Goethe, placing it about the year 2000. According to Grimm's idea, therefore, a long time will have to elapse before mankind will have developed to the point of understanding the real significance of Goethe. And, indeed, when one observes the present age, one does not feel inclined to contradict such a statement. To Grimm, Goethe's greatest significance does not lie in the fact that he was a poet, that he had created this or that particular work of art, but that he always created from a full and complete manhood—the impulse of this full manhood lies behind every detail of his creative activity. Our age is very far from understanding this full manhood that lived, for instance, in Goethe. In saying this I have naturally no wish to speak derogatively of the specialisation that has entered into the study of science, which is indeed often deplored—for from one point of view this specialisation is a necessity. Much more significant than the specialisation in science is that which has crept into modern life itself, for, as a result of this, the individual soul, enclosed within some particular sphere of specialised conceptions or ideas, grows less and less capable of understanding other souls who specialise in a different sphere. In a certain sense all human beings are “specialists” to-day so far as their souls are concerned. More particularly are we struck with this specialised mode of perception when we study the development of art in humanity. And for this very reason it is necessary—although it can only be a primitive beginning—that there shall again come into existence a comprehensive understanding of spiritual life in its totality. True form in art will arise from this comprehensive understanding of spiritual life. We need not enter upon a very far-reaching study in order to prove the truth of this. We shall come to a better understanding if we start from something near at hand, and I will therefore speak of one small point in the numerous irrelevant and often ridiculous attacks made against our spiritual movement at the present time. It is so cheap for people to try, by means of pure fabrications, to slander us in the eyes of the world, saying, for instance, that we are on the wrong track because here or there we have given to our buildings a form that we consider suitable to our work. We are reproached for having coloured walls in certain of our meeting rooms and we are already tired of hearing about the ‘sensationalism’ in our building—which is said to be quite unnecessary for true ‘Theosophy’—that is how people express it. In certain circles ‘true Theosophy’ is thought to be a kind of psychic hotch-potch, teeming with obscure sensations, glorying to some extent in the fact that the soul can unfold a higher ego within. This, however, is really nothing but egotism. From the point of view of this obscure psychic hotch-potch people think it superfluous for a spiritual current to be expressed in any outer form, although this outer form, it is true, can only be a primitive beginning. Such people think themselves justified in chattering about these psychic matters no matter where they may be. Why, then—so they think—is it necessary to express anything in definite forms? We really cannot expect to find any capacity of real thought in people who hurl this kind of reproach at us—in fact we can expect it from very few people at the present time—but, nevertheless, we must be clear in our own minds on many points if we are to be able at least to give the right answers to questions that arise in our own souls. I want to draw your attention to Carstens, an artist who made his mark in the sphere of art at the end of the eighteenth century as a designer and painter of decided talent. I do not propose in any way to speak of the value of Carstens' art, nor to describe his work—neither am I going to give you a biographical sketch of his life. I only want to call your attention to the fact that he certainly possessed great talent for design, if not for painting. In the soul of Carstens we find a certain artistic longing, but we can also see what was lacking in him. He wanted to draw ideas, to embody them in painting, but he was not in the position of men like Raphael or Leonardo da Vinci—or to take an example from poetry—of Dante. Raphael, Leonardo and Dante lived within a culture that teemed with import—a culture that penetrated into and at the same time surrounded the soul of man. When Raphael painted his Madonnas they were living in men's hearts and souls and in the very highest sense something streamed from the soul of the public in response to the creations of this great artist. When Dante set out to transport the soul into spiritual realms he had only to draw his material, his substance, from something that was resounding, as it were, in every human soul. These artists possessed in their own souls the substance of the general culture of the age. In any work of the scientific culture of that time—however much it may have fallen into disuse—we shall find connecting links with an element that was living in all human souls, even down to the humblest circles. The learned men of the spheres of culture where Raphael created his Madonnas were fully cognisant of the idea at the back of the figures of the Madonna, nay more, the idea was a living thing within their souls. Thus artistic creations seem to be expressions of a general, uniform spiritual life. This quality came to light again in Goethe as a single individual, in the way that was possible at the turn of the eighteenth and nineteenth centuries. So little is this understood in our times, that, in Herman Grimm's opinion, as I have already said, it will be necessary to wait until the year 2000 before the world will again reveal such understanding. Let us turn again to Carstens. He takes the Iliad of Homer, and he impresses into his penciled forms the processes and events of which he reads. What a different relationship there is to the Homeric figures in the eighteenth and the beginning of the nineteenth century from the relationship that existed between the soul of Raphael and the figures of the Madonna and other motifs of that age! In the greatest epochs the content of art was immediately perceptible because it flowed from something that moved the innermost being of man. In the nineteenth century’ it began to be necessary for artists to seek for the content of their creations by dint of effort and we soon find that the artist becomes a kind of ‘cultural hermit,’ one who is only concerned with himself and of whom people ask, ‘What relationship is there between himself and his own particular world of form?’ A study of the history of art in the nineteenth century would reveal the true state of affairs in this connection. Thus there gradually arose, not only the indifferent attitude to art, but the cold one that exists nowadays. Think of someone in a modern city walking through a picture gallery or exhibition of pictures. The soul is not moved by what is seen, no inner confidence is felt in it. The person is faced by what really amounts to a multitude of riddles—to use a radical expression—riddles which can only be solved if to some extent penetration is made into the particular relationship of this or that artist to nature, or to other things. The soul is faced with purely individual problems or riddles, and the significant thing is, that although people believe they are solving the problems of art, they are, in the vast majority of cases, trying to solve problems not really connected with art itself—to wit, psychological problems. Such problems as: How does this or that artist look on nature—are problems of philosophy or the like and are of no importance when we really penetrate into the great epochs of art. On the contrary, when this penetration is undertaken, the problems that emerge not only for the artist but for the contemplator of the works of art, are truly artistic, truly aesthetic ones. For it is the manner that really concerns the creative artists, while the mere matter, the mere substance, is only the element that flows around him, in which he is immersed. We might even put it thus: our artists are no longer artists. They are contemplators of the world, each from a certain point of view and what they see, what strikes them in the world, this they contrive to shape. But these are theory, problems of history and so forth, while on the other hand our age has almost altogether lost the power—or indeed the heart—to perceive art in its essence, to perceive the manner, not the mere matter. Our conception of the world—theoretical from its very foundations—is a good deal to blame for this. Practical as men have become in technical, industrial and commercial affairs, they have become eminently theoretical so far as their thinking is concerned. The endeavour to build a bridge between modern science and the conception of the world held by the artist is not only fraught with difficulty, but with the fact that so few people feel there is any need to build it. Words like those of Goethe: “Art is the manifestation of secret laws of nature without which they could never find expression” are wholly unintelligible to our age, although here and there people think they understand them. Our age holds fast to the most external, the most abstract natural laws—laws which are themselves based on utterly abstract mathematical principles—and it will not admit the validity of any penetration into reality which transcends all abstract mathematics or systems of that kind. No wonder our age has lost the living element of soul which feels the working of the very substance of world connections—the substance that must indeed well up from these world connections before art can come into being. The thoughts and ideas evolved by the modern age in regard to the universe are inartistic in their very nature—nay more, they even strive to be so. Colours—what have they become according to modern scientific opinion? Vibrations of the most abstract substance in the ether, etheric vibrations of so many wave lengths. These waves of vibrating ether sought by modern science, how remote they are from the direct, living essence of colour! What else is possible than that man is led wholly to ignore the living essence of colour? I have already told you that this element of colour is, in its very being, fluidic and alive—an element moreover in which our soul lives. And a time will come—as I have also indicated—when man will again perceive the living connection of the flowing sea of colour with the colours of creatures and objects manifested in the external world. This is difficult for man because, since he has to develop his ego during earthly evolution, he has risen out of this flowing sea of colour to a mode of contemplation that proceeds purely from the ego. With his ego, man rises out of the sea of colour; the animal lives wholly within it and the fact that certain animals have feathers or skins of particular colours is connected with the whole relationship existing between the souls of these animals and the flowing sea of colour. The animal perceives objects with its astral body (as we perceive them with the ego) and into the astral body flow the forces living in the group-soul of the animal. It is nonsense to imagine that animals, even higher animals, behold the world as man beholds it. At the present time there is no understanding of these things. Man imagines that if he is standing near a horse, the horse sees him in exactly the same way as he sees the horse. What is more natural than to think that since the horse has eyes it sees him just as he sees it? This, however, is absolute nonsense. Without a certain clairvoyance a horse would no more see a human being than a human being, being without problems of psychological clairvoyance, would see an angel, for the man simply does not exist for the horse as a physical being, but only as a spiritual being. The horse is possessed of a certain order of clairvoyance and what the horse sees in man is quite different from what man sees in the horse: as we go about we are spectral beings to the horse. If animals could speak in their own language—not in the way they are sometimes made to ‘speak’ nowadays, but in their own language—man would realise that it never by any chance occurs to the animals to contemplate him as a being of similar order but as one who stands higher than themselves—a spectral, ghostlike being. Even if the animals assume their own body to consist of flesh and blood, they certainly have a different conception of the body of man. To the modern mind this of course sounds the purest nonsense—so far is the present age removed from truth! As a result of the relation between astral body and group-soul, a receptivity to the living, creative power of colour flows into the animal. Just as we may see an object that rouses desire in us and we stretch out towards it by movement of the hand, an impression is made in the whole animal organism by the direct creative power in the colour; this impression flows into the feathers or skin and gives the animal its colour. I have already said that our age cannot understand why it is that the polar bear is white; the white colour is the effect produced by the environment and when the polar bear ‘whitens’ itself, this, at a different level, is practically the same thing as when man stretches out with a movement of his hand to pick a rose in response to a desire. The living creative effects of the environment work upon the polar bear in such a way that an impulse is released within it and it ‘whitens’ itself. In man, this living weaving and moving in the element of colour has passed into the substrata of his being because he would never have been able to develop his ego if he had remained wholly immersed within the sea of colour and were, for instance, in response to an impression of a rosy hue of dawn to feel the impulse to impress these tints through creative imagination into certain parts of his skin. During the ancient moon period these conditions still obtained. The contemplation of scenes in nature like that of a rosy dawn worked upon man as he then was; this impression was reflected back, as it were, into his own colouring; it penetrated into the being of man in those times and was then outwardly expressed in certain areas of his body. During the earth period, this living bodily existence in the flowing sea of colour had to cease in order that man might be able to evolve his own conception of the world in his ego. So far as his form was concerned he had to become neutral to this sea of colour. The tint of the human skin as it appears in the temperate zones is essentially the expression of the ego, of absolute neutrality in face of the outer waves of colour; it denotes man's ascent above the flowing sea of colour. But even the most elementary facts of Spiritual Science remind us that it is man's task to find the path of return. Physical body, etheric body, astral body—these were developed during the periods of Saturn, Sun and Moon; the ego has to develop during the earth period. Man must find the ways and means to spiritualise his astral body once again, to permeate it with all that the ego has won for itself. And as he spiritualises his astral body and so discovers the path of return, he must again find the flowing, surging waves of colour out of which he arose in order that his ego might develop—just as a man who rises from the sea only sees what is over the sea. We are indeed already living in an age when this penetration into the spiritual flow of the powers of of nature—that is to say of the spiritual powers behind nature—must begin. It must again be possible for us not merely to look at colours, to reproduce them outwardly here or 'there, but to live with colour, to experience the inner life-force of colour. This cannot be done by merely studying in painting, for instance, the effects of the colours and their interplay as we look at them. It can only be done if once again we sink our soul in the flow of red or blue, for instance, if the flow of the colour really lives—if we are able to ensoul the essence of colour that instead of evolving any kind of colour symbolism (which would of course be the very opposite way of going to work) we really discover what is already living in colour just as the power of laughter exists in a man who laughs. Hence we must seek out the paths of return to the flowing world of colour, for as I have already said, man has risen above it with his ego. If he has no other perception save ‘here is red, here is blue’—which is often the case to-day—he can never press onwards to living experience of the real essence of colour. Still less is this possible when he gives an intellectualistic garb to this inner essence and perceives red as a symbol, blue as another, and so forth. This will never lead to real experience of colour. We must know how to surrender the whole soul to what speaks to us from out of colour. Then, when we are confronted with red we have a sense of attack, aggression—this comes to us from the red. If ladies were all to go about dressed in red, a man possessed of a delicate sense for colour would silently imagine, simply on account of their clothing, that they might at any moment set about him vigourously! In red, then, there is a quality of aggression, something that comes towards us. Blue has an element that seems to pass away from us, to leave us, something after which we gaze with a certain wistfulness, with yearning. How far the present age is removed from any such living understanding of colour may be realised from what I have already said about Hildebrand, an excellent artist, who expressly states that a colour on a surface is simply that and nothing more; the surface is there, overlaid with colour—that is all—though to be sure it is not quite the same in the case of form which expresses distance, for example. Colour expresses more than mere distance and we cannot help finding it deeply symptomatic of the whole nature of the present age that this is not perceived, even by an artist like Hildebrand. It is impossible to live into the essence of colour if one cannot immediately pass over from repose into movement, realising that a red disc approaches us, and that a blue disc, on the other hand, withdraws. These colours move in opposite directions. When we penetrate deeply into this living essence of colour we are led further and further. We begin to realise—if we really believe in colour—that we simply could not picture two coloured discs of this kind remaining there at rest. To picture such a thing would be to deaden all living feeling, for living feeling immediately changes into the realisation that the red and the blue discs are revolving round each other, the one towards the spectator, the other away from him. The relation between the red that is painted on a figure, in contrast to the blue, is such that the figure takes on life and movement through the very colour itself. The figure is caught up into the universe of life because this is shining in the colours. Form is of course the element that is at rest, stationary; but the moment the form has colour, the inner movement in the colour rises out of the form, and the whirl of the cosmos, the whirl of spirituality passes through the form. If you colour a form you endow it with the soul element of the universe, with cosmic soul, because colour is not only a part of form; the colour you give to a particular form places this form into the whole concatenation of its environment and indeed into the whole universe. In colouring a form we should feel: ‘Now we are endowing form with soul.’ We breathe soul into dead form when, through colour, we make it living. We need only draw a little nearer to this inner living weaving of colours and we shall feel as if we are not confronting them on a level but as if we were standing either above or below them—again it is as if the colour becomes inwardly alive. To a lover of abstractions, to one who merely gazes at the colours and does not livingly penetrate into them, a red sphere may indeed seem to move around a blue, but he does not feel the need to vary the movement in any sense. He may be a great mathematician, or a great metaphysician, but he does not know how to live with colour because it seems to pass like a dead thing from one place to another. This is not so in reality; colour radiates, changes within itself, and if red moves it will send on before it a kind of orange aura, a yellow aura, a green aura. If blue moves it will send something different on before it. We have, then, a play of colours as it were. Something actually happens when we experience in colour; thus red seems to attack, blue to pass away. We feel red as something which we want to ward off, blue as something we would pursue as if with longing. And if we could feel in colour in such a way that red and blue really live and move, we should indeed inwardly flow with the surging sea of colour, our souls would feel the eddying vortex of attacks and longings, the sense of flight and the prayer of surrender that intermingle with one another. And if we were to express this in some form, artistically of course, this form, which in itself is at rest, we should tear away from rest and repose. The moment we have a form which we paint, we have, instead of the form which is at rest, living movement that does not only belong to the form but to the forces and weaving being round about the form. Thus through a life of soul we wrest the material form away from its mere repose, from its mere quality of rigid form. Something like this must surely once be painted into this world by the creative elemental powers of the universe. [Note 1] For all that man is destined to receive by way of powers of longing—all this is something that could find expression in the blue. This on the one hand man must bear as a forming, shaping principle in his head, while all that finds expression in the red he must bear within him in a form that rushes upward from the rest of the body to the brain. Two such currents are indeed active in the structure of the human brain. Around man externally is the world—all that for which he longs—and this is perpetually being flooded over by that which surges upward from his own body. By day it happens that all which the blue half contains flows more intensely than the red and yellow: by night, so far as the physical human organism is concerned it is the opposite. And what we are wont to called the two-petalled lotus flower [Note 2] is indeed a true image of what I have here portrayed, for this two-petalled lotus flower does indeed reveal to the seer just such colours and movements. Nobody will really be able to fathom what lives in the world of form as the creative element, as the upper part of the human head, if he is not able to follow this flow of colour that in man is indeed a “hidden” flow of colour. It must be the endeavour of art again to dive down into the life of the elements. Art has observed and studied nature long enough, has tried long enough to solve all the riddles of nature and to express in another form all that can be observed by this penetration into nature. What lives in the elements is, however, dead so far as modern art is concerned. Air, water, light—all are dead as they are painted to-day; form is dead as is expressed in modern sculpture. A new art will arise when the human soul learns to penetrate to the depths of the elemental world, for this world is living. People may rail against this; they may think that it ought not to be, but such raillery is only the outcome of human inertia. Unless man enters with his whole being into the world of the elements, and absorbs into himself the spirit and soul of the external world art will more and more become a work of the human soul in isolation. This of course may bring many interesting things to light in regard to the psychology of certain souls, but it will never achieve that which art alone can achieve. These things belong to the far, far future but we must go forward to meet this future with eyes that have been opened by Spiritual Science—otherwise we can see in that future nothing but death and paralysis. This is why we must seek for inner connection between all our forms and colours here and the spiritual knowledge that moves innermost depths of the soul; we must seek that which lives in the Spirit in the same way as the Madonnas lived in Raphael, so lived in him that he was able to paint them as he did. The Madonnas were living in Raphael's very being, just as they were living in the learned men, the labourers in the fields and the craftsmen of his time. That is why he was the true artist of the Madonna. Only when we succeed in bringing into our forms in a purely artistic sense, without symbolism or allegory, all that lives in our idea of the world—not as abstract thought, dead knowledge or science, but as living substance of the soul—only then do we divine something of what the future holds in store. Thus there must be unity between what is created externally and all that permeates the soul in the innermost depths of her being—a unity that was present in Goethe as the result of a special karma. Bridges must be built between what is still to many people so much abstract conception in Spiritual Science and what arises from hand, chisel and paint brush. To-day the building of these bridges is hindered by a cultural life that is in many respects superficial and abstract, and will not allow life to flow into action. This explains the appearance of the wholly groundless idea that spiritual knowledge might cause the death of art. In many instances of course a paralysing effect has been evident, for instance in all the allegorising and symbolising that goes on, in the perpetual questioning, ‘what does this mean?’ ‘what does that mean?’ I have already said that we should not always be asking what things ‘mean.’ We should not think of asking about the ‘meaning’ of the larynx, for instance. The larynx does not ‘mean’ anything, for it is the living organ of human speech and this is the sense in which we must look at all that lives in forms and colours when they are living organs of the spiritual world. So long as we have not ceased asking about allegorical or symbolical meanings, so long as we interpret myths and sagas allegorically and symbolically instead of feeling the living breath of the Spirit pervading the cosmos, realising how the cosmos lives in the figures of the world of myths and fairy stories—so long have we not attained to real spiritual knowledge. A beginning, however, must be made, imperfect though it will be. No one should imagine that we take this beginning to be the perfect thing; but like many other objections to our spiritual movement made by the modern age, it is nonsense to say that our building is not an essential part of this spiritual movement. We ourselves are already aware of the facts which people may bring forward. We realise also that all the foolish chatter about the ‘higher self,’ all the rhapsodies in regard to the ‘divinity of the soul of man’ can also be expressed in outer forms of the present age; and of course we know that it is everywhere possible for man to promote Spiritual Science in its mental and intellectual aspects. But over and above this merely intellectual aspect we feel that if Spiritual Science is to pour life into the souls of men it demands a vesture of a different kind from any that may be a product of the dying culture of our day. It is not at all necessary for the outer world to remind us of the cheap truth that Spiritual Science can also be studied in its mental aspect in surroundings of a different kind from those which are made living by our forms. The ideal which Spiritual Science must pour into our souls must be earnest and grow ever more earnest. A great many things are still necessary before this earnestness, this inner driving force of the soul can become part of our very being. It is quite easy to speak of Spiritual Science and its expression in the outer world in such way that its core and nerve are wholly lacking. The form taken by the most vigorous attacks levelled against our spiritual movement creates a strange impression. Those who read some of these attacks will, if they are in their right minds, wonder what on earth they are driving at. They describe all manner of fantastic nonsense which has not the remotest connection with us, and then the opposition is levelled against these absurdities! The world is so little capable of absorbing new spiritual leaven that it invents a wholly grotesque caricature and then sets to work to fight against that. There are even people who think that the whole movement should be done away with. Attack of course is always possible but it is a reductio ab absurdum to do away with an invention that has no resemblance of any kind to what it sets out to depict. It behooves us, however, to realise what kind of sense for truth underlies these things, for this will make us strong to receive all that must flow to us from Spiritual Science, and, made living by this Spiritual Science, shine into material existence. That the world has not grown in tolerance or understanding is shown by the attitude adopted towards Spiritual Science. The world has not grown in either of these qualities. We can celebrate the inner confluence of the soul with Spiritual Science in no better way than by deepening ourselves in problems like that of the nature and being of colour, for in experience of the living flow of colour we transcend the measure of our own stature and live in cosmic life. Colour is the soul of nature and of the whole cosmos and we partake of this soul as we experience colour. This was what I wanted to indicate to-day, in order next time to penetrate still more deeply into the nature of the world of colour and the essence of painting. I could not help interspersing these remarks with references to the attacks that are being made upon us from all sides—attacks emanating from a world incapable of understanding the aims of our Anthroposophical Movement. One can only hope that those within our Movement will be able, by a deepening of their being, to understand something truly symptomatic of our times, the falsehood and untruth that is creeping into man's conception of what is striving to find its place within the spiritual world. We of course have no wish to seclude our spiritual stream, to shut it off from the world; as much as the world is willing to receive, that it can have. But one thing the world must accept if it is to understand us, and that is the unity of the whole nature of man—the unity which makes every human achievement the outcome of this full and complete ‘manhood.’ These words are not meant to be an attack on the present age. I speak them with a certain sense of pain, because the more our will and our efforts increase in this Movement of ours, the more malicious—perhaps not consciously, but more or less unconsciously malicious—do the opposing forces become. I have, moreover, spoken thus because the way in which these things must be looked at is not yet fully understood even among ourselves. The unshakable standpoint must be that something new, a new beginning, is at least intended in our Movement. What lies beyond this ‘intention’ has of course yet to come. We with our building can still do no more than ‘intend.’ Those who can do more than intend—they will come, even though it be not before the time Herman Grimm thinks must elapse before there will be a complete understanding of Goethe. A certain humility is bound up with the understanding of this and there is little humility in modern spiritual life. Spiritual Science is well suited to give this humility and at the same time to bring the soul to a realisation of the gravity of these things. A painful impression is caused by the opposition arising on all sides against our spiritual Movement, now that the world is now beginning to see real results. So long as the Movement was merely there in a spiritual sense the world could see nothing. Now that it does, and it cannot understand what it sees, dissonant voices are beginning to sound from every side. This opposition will grow stronger and stronger. When we realise its existence we shall naturally at first be filled with a certain sorrow, but an inner power will make us able to intercede on behalf of what is to us not merely conviction, but life itself. The soul will be pervaded by an ethereal, living activity, filled with something more than the theoretical convictions of which modern man is so proud. This earnest mood of soul will bring in its train the sure confidence that the foundations of our world and our existence as human beings are able to sustain us, if we seek for them in the spiritual world. Sometimes we need this confidence more, sometimes less. If we speak of sorrow caused by the echo which our spiritual Movement finds in the world—this mood of sorrow must give birth to the mood of power derived from the knowledge that the roots of man's life are in the Spirit and that the Spirit of man will lead him out beyond all the disharmony that can only cause him pain. Strength will flow into man from this mood of power. If in these very days one cannot help speaking of things spiritual with a sorrow even greater than that caused by the discrepancy between what we desire in our spiritual Movement and the echo it finds in the world—yet it must be said that the world's disharmonies will take a different course when men realise how human hearts can be kindled by the spiritual light for which we strive in anthroposophy. The sorrow connected with our Movement seems only slight when we look at all the sadness lying in the destiny of Europe. The words I have spoken to you are pervaded with sorrow, but they are spoken with the living conviction that whatever pain may await European humanity in a sear or distant future there may, none the less, live within us a confidence born from the knowledge that the Spirit will lead man victoriously through every wilderness. Even in these days of sorrow, in hours fraught with such gravity, we may in very truth, indeed we must, speak of the holy things of Spiritual Science, for we may believe that however dimly the sun of Spiritual Science is shining to-day, its radiance will ever increase until it is a sun of peace, of love and of harmony among men. Grave though these words may be, they justify us in thinking of the narrower affairs of Spiritual Science with all the powers of heart and soul, when hours of ordeal are being made manifest through the windows of the world.
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289. The Ideas Behind the Building of the Goetheanum: The Ideas Behind the Building of the Goetheanum II
30 Dec 1921, Dornach Translated by Peter Stewart |
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And one can think of all kinds of nebulous mysticism in relation to the number seven - just as anthroposophy is generally accused of bringing up all kinds of such things, which one thinks are rooted in all kinds of superstition. |
289. The Ideas Behind the Building of the Goetheanum: The Ideas Behind the Building of the Goetheanum II
30 Dec 1921, Dornach Translated by Peter Stewart |
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Translated by Peter Stewart Allow me today to add something about the architectural idea of Dornach to what I said a few days ago. I have tried to interpret the sequence of columns and column capitals. The question can be raised: Why are there progressively seven columns on each side of the building? And one can think of all kinds of nebulous mysticism in relation to the number seven - just as anthroposophy is generally accused of bringing up all kinds of such things, which one thinks are rooted in all kinds of superstition. But to interpret the seven columns in any other than an artistic way would contradict what lay at the basis of the model's elaboration, of the original work. If one proceeds in such a way that the individual capitals emerge from one another, that is, each successive capital emerges from the previous one, as I described last time, then one concludes that in a certain respect a kind of conclusion is reached with the seventh column. This simply corresponds to the successive feelings in the creation of the form. If one wanted to make an eighth column, one would have to repeat the form - albeit on a higher level. And since everything in an organic building must be based on connecting with the creative forces of nature and of the world-being in general, it is only understandable that that number should emerge which is, so to speak, the leading number for manifold natural phenomena. We have seven tones in the musical scale. The octave is the repetition of the prime. If we place the phenomenon of light in front of us in the familiar way, we have seven colours in the well-known colour scale where the light shades into colour. The newer chemistry sets up the so-called periodic system, which is also a structure of the atomic weights and properties of the chemical elements according to the number seven. And one who follows organic life finds these numbers everywhere. It is not some superstitious prejudice, but the result of deep observation. And if one's feeling is such that one simply surrenders oneself to observation, dreaming nothing, mystifying nothing, then one will also be able to find the right relationship to the sevenfold-ness of the columns. Everything here has been attempted in such a way that the principle of the organic has been firmly established. Here you see how the organ has been placed within the whole building in such a way that it does not stand in a corner, but that it has grown out of the forms with the building, so to speak, so that the architecture and sculpture of the building approach the forms created by the arrangement of the organ pipes, do not encompass them, but let them grow out of themselves, so to speak. What must be considered in such architecture and sculpture is the feeling for the material. It is absolutely a question of the fact that, especially when working in wood, this feeling for the material is perceived on the one hand as something connected with the specific quality of the material in which one is working. But then in wood, because one has essentially a soft form in which one works, one has at the same time, that which makes it easiest to overcome the form as such, and which makes that which is to be revealed, that which is to be revealed artistically, emerges most in such a way that when one works in wood one must directly enter into the secrets of the world's existence. I just want to draw attention to the following. Assume that one wants to sculpt the human figure in wood. The building will finally be completed here in the east by the fact that under this motif, which is painted in the middle, there will be a wooden sculpture of the same motif.1 There you will also see the figure of the Christ in connection with Luciferic and Ahrimanic beings. So, it was a question of creating a thoroughly idealised and spiritualised human figure out of the wood. With the prerequisites I have just described, it is quite different to work on the head of the human form than on the rest of the organism. These things cannot be approached with abstract knowledge. The shaping, the forming, is of course just as much within the laws of nature as everything else that in some way arranges nature according to number, measure and the like. When one forms the human head, one has the feeling everywhere: one must work out the form from within, one must try to base it on the feeling that the head is formed from the centre outwards. With the rest of the human organism one has the feeling that one must enter from the outside and, as it were, form the outer surfaces from the outside. One has the feeling that in the case of the head the essential surface is that which lies below, which is therefore inside, which gives itself its curves, its surfaces, from the inside outwards; whereas in the case of the rest of the organism one must consider the outer surfaces as the most important. By feeling such things, one comes close to the secrets of nature, especially in art. And it must be emphasised again and again that what is called knowledge today cannot lead at all to a real unveiling of the secrets of nature, that in a living comprehension of the ideas which are given to one in laws of nature and the like, one always feels the necessity of ascending from these ideas to that which can only be grasped in an artistic contemplation. And basically, one must not think of the mysteries of the world in any other way than in such a way that so-called scientific knowledge is a stage, but that it must rise to a living artistic comprehension of the world if one really wants to come close to the mysteries of the world. We must not think as we often think today, that art has nothing to reveal of the mysteries of the world, that everything must be left to science. The only real natural view is the one on which Goethe's conception of the world was based, and which I have already characterised from various sides, - the one that led Goethe to say: art is a revelation of the secret laws of nature, - which would not reveal themselves without the very existence of art. And so, one could say: In a building like this, a kind of extract of the world's secrets is at the same time presented to the human being. For this reason, many artistic problems arose during the construction of this building. They arose as something self-evident, above all the problem of painting. On the one hand, it was necessary to express the feelings that could recognise a portrayal of certain mysteries of the world, but on the other hand, one had to direct attention to the artistic means of expression. You do not see in the paintings of the large dome anything symbolic or fantastically speculative, however much some people might believe that. If you look at the painting here at the west end, you will see that there is something in the compositions of colours that looks peculiar. Now you all know that when you close your eyes, you see something like a mysterious shadow-eye opposite the eye. That which every human being can have before them in this way when the eye is closed, like a kind of shadow-eye, can, however, when one’s inner seeing is particularly formed, come before the soul in a much more elaborate, much more substantial way. It is then, however, no longer as robust, as coarse as the two eyes which one sees as shadow-eyes when one's real eyes are closed, but it contains that which, in a certain way, can be seen spiritually when one's inner attention is directed towards that part of the periphery of the human being which is situated towards the eyes. It is that which then appears to this inspired inner gaze, one might say - a whole world. And the sensation already arises: by looking, as it were, into one's own power of vision, into one's own visual space with one's eyes closed as a human being, one sees before oneself something that is like the beginning of creation. The beginning of creation is what confronts you here at the west end of the large dome.2 And it is not a mere figment of the imagination that up there is the Tree of Paradise, above it a kind of Father-God, that then these two eye-shaped forms appear. All this is something that definitely comes before the inner eye, before the soul's eye with a deepened inner feeling. In the same way, what you see in the large dome at the eastern end is a kind of impression of the self. This I, which is, if one may say so, a kind of trinity, also reveals itself in these inner perceptions in such a way that it goes on the one hand to the luminous clarity and transparency of the thinking I, on the other hand, at the other pole, as it were, to the will side, to the willing I, and in the middle to the feeling I. At first, this can be expressed abstractly as the thinking, feeling, willing I, as I have just said it, but it is to be felt concretely as a human being who is able to look with love at the colours of nature, who is able to look with devoted love at everything that confronts them in nature for all the senses. When one experiences the I in such a way that at the same time one lets it flow out into the whole of nature, one is aware of the following perceptions: If you look at a plant in its green colour, in the colour of its blossom, then what you bring before your soul as an image of the plant is basically what you also find when you look, as it is called, into your own inner being. That which is spread out in nature as a carpet of colour, colours itself in that you look into your inner being. And if you, as a human being who loves the world, turn your gaze outwards, turn towards the vastness of the daylight, which stretches into infinite expanses of space, then you feel connected with these expanses of space. By connecting the colours and sounds of these expanses of space with yourself, and by feeling all the configurations that present themselves to you, you feel something that you cannot translate into a symbol with your intellect, but which you can also directly paint artistically and intuitively. And again, when you let your gaze wander in the direction of the earth's surface, this horizontal plane, let it wander over trees that cover the earth, over all that which expresses itself in the moving trees when the wind rushes through them, then you feel your feeling I, and you get the impulse not to construct this I an abstract design, but to paint it in colours. If you direct your gaze downwards, so that you feel connected with all that is fruitful on earth, you then feel the need to express your willing I in a colour that imposes itself on you quite naturally. One must think of the configuration of the ceiling as having been expressed in this way. And because in this way the mystery of the world, which expresses itself in the relationship of the human being to the world, as it can be felt, has been brought here to the ceiling, it was natural that onto this ceiling was also painted some of that which can be felt out of these mysteries of the world. You will therefore find individual areas covered with that which results from a spiritual cognition of world evolution. These figures that you see here on the left and on the right, which seem to represent mythological figures, they are meant to represent approximately the situation as it was before the great Atlantean catastrophe. The materialistic theory of evolution is not at all correct in the light of spiritual observation. If we go back in the evolution of humanity, we first come back to the Greek-Latin period, which begins around the eighth century BC. We then come back to the Egyptian-Chaldean period, which begins around the turn of the fourth and third millennia before Christ. We return to older periods, and finally we come back to a time which, in terms of spiritual science, must be called the time of the Atlantean catastrophe. There was a great rearrangement of the continents. We gaze back in contemplation to a time in the evolution of the earth when that which is now covered by the Atlantic Ocean was covered by land. But at the same time, one comes back to a period of earthly evolution in which the human being could not yet have existed in the form in which they now exist, in a form shaped in the same way as the muscles and bones of today. If, for instance, you take sea creatures, jellyfish, which you can hardly distinguish from their surroundings, then you come to the material form in which the human being once was on earth, during the old Atlantean time, in which the earth was still covered everywhere with a permanent, dense fog, in which the human being lived and was therefore also had a completely different organic nature. And to the contemplative gaze, the clairvoyant gaze, there arise - if the word is not misunderstood - precisely these forms which are painted here on the left and right of the ceiling. Something else has been attempted, I would like to say, as a painterly venture. Here you see a head.3 It is not true that when one paints naturalistically, a head must be closed off at the top because that is simply the way naturalistic human heads are. Here the head is not closed off at the top, for the soul and spirit of the ancient Indian, the first civilised human being after the Atlantean catastrophe, is painted here on the wall. And it was necessary to take the risk of not closing off the top of the head, but to leave it open, because in fact, when the Indian is grasped in their time, they present themselves in such a way that they feel in touch with the heavens through their primeval wisdom, that for them, I would like to say, the physical top of the head is lost in the unconscious, and they feel their soul to be reaching out into the vastness of the heavens. That is captured here in painterly form. And this ancient Indian felt connected with the so-called seven Rishis, who poured into them the wisdom of the world in seven rays. Such things have been tried to be captured here on the ceiling of the auditorium through colours. You can see the truly artistic element that was to be attempted here in this building with regard to painting in the small dome here. Attempts have been made to create what I would like to call - albeit in an as yet imperfect form - painting out of colour itself. And that seems to me to be connected with the future of the art of painting in general. On the one hand, in the further progress of humanity, we will come closer and closer to the spirit, and on the other hand we will strive more and more to find the spiritual in outer sensory reality. Then, however, one will be compelled to penetrate oneself inwardly with that which is particularly needed in art: an intense sense of reality. With an intense sense of truth, artistically conceived, one is led to see the true essence of painting in that which is coloured. Is the line a truth? Is the drawing a truth: actually, it is not. Let us look at the line of the horizon: it is there when we capture in colours the blue sky above and the green sea below. If we paint the blue sky at the top and the green sea at the bottom, then the line comes into being by itself as the boundary of the two. But if I draw the line of the horizon with a pencil, that is actually an artistic lie. And you will find that if you have a feeling for the infinite fullness revealed by colour, you can actually create a whole world out of what is coloured. Red is not just red, red is that which, when one confronts it, means an experience like an attack on our self from the outside world. Red is that which causes one’s soul to flee from that which thus reveals itself as red. Blue is that which invites us to follow it, and a harmony of red and blue can then result in a balance between moving backward and moving forward. In short, if the coloured is experienced, it produces a whole world. And out of the coloured, one can create the form by merely letting the colour in its mutual relationships have an effect on one. In my first mystery drama, I had a person say that the form of the colour must be the deed in the kind of painting that we are striving toward.4 If you look at the small dome here, and if the tinting is just so, that you cannot see the individual figures with it at all, but merely let what is brought as a patches of colour onto this small dome have an effect on each other in their mutual relationships, then you will also get an impression: the impression of a ground of surging colours. This is first of all that out of which the various forms arise. For those who are able to live into the life of the coloured within themselves, the truly human form, the actions between human forms, the relationships between human forms arise out of the coloured. One has the need to have a blue patch in a certain place, and orange and red nearby. And if one studies this inwardly, intuitively, something like this Faust-like figure, with a floating, angel-like figure in front of it, emerges of its own accord. And one gradually comes to the conclusion, that the blue patch of colour forms itself into a figure reminiscent of the medieval Faust. You will see everywhere in the painting of the small dome that the colouring is the essential thing, and that the forms that are with it have arisen from the colour. Whoever would say: Yes, but one must first think, interpret, if one really wants to feel these individual motifs - is right in a certain sense, if they feel at the same time that here is realised that which I have just characterised as an experiencing of the world of colours. You can then see how this blue Faust-like figure has emerged here,5 underneath it a kind of skeleton, the brown figure, then this orange angel, actually a child, floating towards the face of Faust. If one first takes the coloured as a basis and then rises from the coloured to the living, then, however, one is faced with the riddle of knowledge of the present human being. The figure of Faust is something that has survived from the 16th century. I would like to say that Faust expresses the protest of the modern human being, who seeks the secrets of the world within themself, versus the human being, who in the Middle Ages still stood in a completely different relationship to the world. The legend of Faust is not something that merely stands for itself alone. Goethe took up this Faust legend because Goethe was a truly modern human being. But he also transformed the Faust legend of the 16th century. This Faust legend culminates in Faust's encounter with the devil, Faust's confrontation with the forces of the adversary of humanity, his struggle with them. This was intended to express how, as the human being approached modern times, they really became entangled in this struggle. The sixteenth century still felt that those who were brought into this struggle with the devil had to be defeated if they became involved with the devil in any way. We have the polar opposite of the Faust legend in the Luther legend. Luther at the Wartburg - he is tempted by the devil just like Faust, but he throws the inkwell at the devil's head and drives him away. The Luther legend and the Faust legend are polar opposites for the 16th century. As you know, anyone who comes to Wartburg Castle will still find the stain preserved from the ink that Luther poured on the devil's head. The custodians tell you, however, that this is always renewed from time to time. But it is there for the visitors. After Lessing had already pointed out this necessary alteration of the Faust legend, Goethe then transformed the Faust legend of the sixteenth century and portrayed the man Faust as the one who, however, wrestles with the adversary of humanity, with Mephistopheles, but who does not fall prey to him, despite the fact that he responds to him in a certain way, but who achieves his human victory over this adversary who is hostile to humanity. In this Faust legend, in the whole figure of Faust, is contained the riddle of knowledge of the modern human being. Really, what is called scientific knowledge is basically a caricature of knowledge. That which we develop today by taking possession of the laws of nature and expressing them in abstract propositions, is basically something in which, if we feel it profoundly, we feel to be completely lifeless. When we give ourselves over to abstract ideas, we feel something like a dead soul in us, like a soul corpse. And one who has enough lively feeling, feels in this soul corpse, precisely in what is valued today as the correct, as logical knowledge, something like the approach of death. This is the feeling that underlies this figure here. And as the counter pole to death, there is the angel-like child floating towards us in orange. Then the other figures, which are hidden in the whole harmony, are such that the next figures are more or less the figures of a Greek wisdom initiation: a kind of Pallas-Athena figure with the inspiring Apollo, an Egyptian initiate further up, with its inspiring being. Then we come to the whole region of evolving humanity, which strives to experience the human by perceiving duality in the world, good and evil, the Luciferic and the Ahrimanic. It is represented where this figure below, carrying a child in its hand, has above it the bright, seducing Lucifer and the dark, sinister Ahriman.6 This corresponds to the whole region of humanity which extends from Persia to Central Europe and the West, where the human being, if they strive cognitively, has to struggle with dualism, where all the doubts which are caused by being caught between truth and error, between good and evil, are triggered in one’s feelings. If we approach the middle, in the east, we have this double form there. It is that which will one day grow out of the chaotic Russian. In the Russian soul we have, so to speak, the preparation for the soul-nature of the future, even if it has to work its way through the most diverse chaotic conditions. The human being exists in such a way that they basically always have a second person with them, and this also reveals itself to the contemplative gaze. Every Russian actually has their own human shadow which they carry with them. This then leads to feeling something like an inspiration from the gloomy soul, as is attempted here in the blue, on the other side in the orange angel figure and in the centaur-like figure that is above it. That relationship to nature and to the world, which the Russian soul has as a kind of soul of the future, is depicted there. And all of this should come together to form the central image, which will then have its counterpart below in the wooden sculpture already mentioned. In the middle, in the east, you see the figure of Christ, above it the figure of Lucifer in red hues, below it, in various shades of brown, the figure of Ahriman. In this is to be felt what actually represents the essence of the human being.7 One does not get to know the human being if one only looks at how the human being’s external contours appear to the physical eye. In the physical, the soul and the spirit, the human being carries a trinity within. Physically the human being bears a trinity in the following way. Physically we have within us everything that constantly causes us to age while we are alive, that makes us sclerotic, that makes our limbs calcify, that makes death, as it were, always present in us with its force. That is the physical-ahrimanic working. If this were to get the upper hand, we would fall into old age even as children. But it works in us, and it works physically precisely because it is the solidifying, heavy, calcifying element that leads us towards death. Above the figure of Christ, we see the figure of Lucifer. It is that physical element in the human being which brings about fever and pleurisy, which in a certain sense always cause us to dissolve, these are the forces of youth, which, if they alone were present, would dissolve the human being. This polar, circular opposition can be perceived throughout the whole human being. If one feels it in colour, then one feels the luciferic upwards in a red hue, the ahrimanic downwards in a brown hue. And the human being themself is the equilibrium between the two. The human being is actually always the inner state of equilibrium, which, however, must be sought for at every moment, between that which dissolves in warmth, in fever-fire, and the hardening, petrification and solidification which brings death. One will only have a real physiology of the human being when one sees this polarity in each individual organ. Heart, lungs, liver, everything becomes comprehensible only when one sees them in this polarity. Well, I mean, you can feel all that in what is painted on the ceiling. One could say: so these are symbols after all! - The Austrian poet, Robert Hamerling, composed a poem "Ahasver", in which he did not depict human figures in a naturalistic way, but in a spiritual way. He was accused of creating symbols and not real people. He defended himself by saying: "If at the same time one feels so vividly that the figures are living people after all, then they may make a symbolic impression, for who can prevent Nero from being a symbol of cruelty? But one cannot say that Nero was not a real human being because of that!” These things must be seen in the right light. And to those who do not want something like this to emerge in a new way from the experience of colour, who find it too complicated to look into these things, one must answer: Yes, what should someone who has no sense of anything Christian experience, for example, in Leonardo da Vinci's Last Supper or Raphael's Sistine Madonna? Just as Christianity is necessary there, but even then, when Christianity is present, everything can be perceived from the coloured elements on the surface: so, when there is that very elementary, natural way of looking at the world, to which this building wants to bear witness, all that can be grasped not in abstract terms but in direct, living contemplation. And that is what is really important about this building: that it is not fantasised about, not interpreted, but that the people who enter it, or who look at it from the outside, become absorbed in the forms, in the colours, and take in what is there in their immediate inner perception. Then we shall see, when we gradually find our way into this building, that it does indeed represent at least an attempt - everything is imperfect at the beginning - at least an attempt to come so close to the meaning of human evolution that it produces, precisely out of the spiritual life necessary for the present, something artistic, just as the various ages have produced something artistic out of their particular conception of the world. Let us put ourselves back for a moment into the Greek heart, into the Greek soul. Let us put ourselves back into that soul which, with inner sincerity and honesty, could make the traditional statement: Better a beggar here on earth than a king in the kingdom of shadows. The Greek felt bound to the earth by the peculiarity of the spirit of the age. If one may say so, the Greeks appreciated everything that was on earth through the forces of the earth's gravity as something that adorned and covered this earth. They felt the forces of the earth's gravity. And in the building of their temples they expressed how they experienced the forces of this earthly gravity. When in primeval times, the human being looked up to the immortal, to the eternal in the human soul, they looked back to the ancestors. Those souls, which were the souls of the ancestors, the souls of the forefathers, gradually became for them the souls of the gods. And the graves of the ancestors remained for them a sacred place which enclosed something spiritual within itself. For a certain cultural current, the tomb is the first building, the building of the human soul that has left the earthly. In the construction of the Greek temple, one still feels something of an echo of the construction of the tomb. And the melancholy building of the tomb has risen in a joyful way in the building of the Greek temple, in that the departed human soul, which was once divinely worshipped as the ancestral soul, has become the god. The building over the ancestral grave, where the soul, the divinely worshipped ancestral soul was to be given a resting place, became the temple of the god Apollo, Zeus, Athena. And the temple enclosure became the extension of that which once existed as an ancestral tomb. As the ancestral soul became the god, so the tomb became the Greek temple. Just as the ancestral soul was looked upon as the past, and the building of the tomb thus took on a tragic aspect, so the building of the tomb became the building of the temple in its cheerfulness, in its joyfulness, because it had now become the envelope not of the departed soul but of the immortal soul of the gods existing in the present. One can only think of a Greek temple as the dwelling house of the god. The Greek temple is not perfect in itself. There can only be a temple of Apollo, a temple of Zeus, a temple of Athena. The Greek went to the temple knowing that this was where the god lived. If we leave out some of the architectural styles, we can then move on to the example of the Gothic building, the cathedral. Let us look again at the form of the cathedral: We no longer see in it any reminiscence of the tomb, at most this is preserved in an inorganic way through tradition, in that the altar is reminiscent of the gravestone, but this is brought into the whole in an inorganic way; the Gothic architectural idea is something different. The Greek temple is that which has shaped its forms through the conquest of the earth's gravitational forces. How could one form that which grows out of the construction of the tomb, that which rises over the earthly tomb, over that which has been lowered into the earth, in any other way than by conquering the forces of the earth's gravity through the force-dynamics, through the form of the building, by mastering in the supporting column, in the supported beam, the forces of gravity which are the forces of the earth. Later, feeling does not go to the earth, not to the ancestral soul that has disappeared: it lifts itself out and goes into the expanses of the world to the God above. Accordingly, the Gothic architectural forms take on their special form. The striving form of the gothic building is not the overcoming of weight: the most important thing in the form of the gothic building is mutual support. Nowhere do we actually see bearing, we see striving upward. We do not see weight, but a striving upwards toward heaven. Therefore, the Gothic cathedral is not the dwelling place of any gods, like the Greek temple, but the Gothic cathedral is the meeting place of the faithful, the meeting place of the congregation. If one enters a Greek temple from which the image of the god has been removed, the Greek temple has no meaning. A Greek temple without the image of the god is meaningless. The image of the god must be supplemented in the imagination. If you go into a Gothic cathedral without mass being said and preached, or without a congregation praying together - it is not complete. The living congregation belongs there. And the word for cathedral, “Dom”, also expresses the flowing together of the congregation. Duma and Dom have the same origin. And when the Narodnaya Duma got its name, it was out of the feeling of working together, just as the Gothic cathedral got its name out of the feeling that people must flow together with their souls and together direct their feelings upwards in the direction of the striving Gothic forms. We see how the perception of artistic forms demonstrates a certain progress in the course of human evolution. Today we no longer live in a time in which one feels as one did in the period when the Gothic flourished. Today we live in a time in which the human being must penetrate deeper into their own inner being. Today we can only establish a social community by each person experiencing "know thyself" in a higher sense than was previously the case - even if it resounds through the ages as the old Apollonian demand of "know thyself" - and fulfilling it in a deeper sense. Only by becoming individualities in the most intensive sense can we form human communities today. When one immerses oneself in the forms of this Goetheanum, in a feeling way, what do they speak to us? What do they reveal to our gaze? If we want to speak about them, we must try to place before the human soul exactly the same thing that can be expressed through the anthroposophical world view as the mystery of the human being and the mystery of the world, as they reveal themselves to the human being, precisely through ideas, through concepts. The Greek temple represented the dwelling place of the God who descended to earth. The Gothic cathedral represented that which evokes in one the urge to feel "know thyself" and to be together with other people precisely out of this recognition. When you enter this house, you should have the feeling: In the forms, in the paintings, in everything that is there, one finds the mystery of the human being, and one likes to unite with other people here, because here everyone finds that which reveals their human value, their human dignity, in which one likes to unite lovingly with other people. In this way, this building wants to welcome all those who enter it, who approach it.
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230. Man as Symphony of the Creative Word: Lecture XII
11 Nov 1923, Dornach Translated by Judith Compton-Burnett |
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It devolves upon us to bring about the awakening. And Anthroposophy bears within it all the impulses for a right awakening of civilization, for a right awakening of human culture. |
230. Man as Symphony of the Creative Word: Lecture XII
11 Nov 1923, Dornach Translated by Judith Compton-Burnett |
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When we realize that everything of external nature is transformed inside the human organism, and this in so radical a way that the mineral must be brought to the warmth-etheric condition, we will also find that all that lives in man, in the human organization, flows out into the spiritual. If—according to the ideas so frequently deduced in current text-books on anatomy and physiology—we imagine man to be a firmly built form taking into itself the products of external nature and returning them almost unchanged, then we will always labour under the absence of the bridge which must be thrown from what man is as a natural being to what is present in him as his essential soul-nature. At first we shall be unable to find any link to join the bony system and system of muscles, composing the solid body which man believes himself to be, with, let us say, the moral world-order. It will be said that the one is simply nature and that the other is something radically different from nature. But when we are clear about the fact that in man all types of substantiality are present and that they must all pass through a condition more volatile than that of muscles and bones, we shall find that this volatile etheric substance can enter into connection with the impulses of the moral world-order. These are the modes of thought we must use if we are to develop our present considerations into something which will lead man upwards to the spiritual of the cosmos, to the beings whom we have called the beings of the higher hierarchies. Today, therefore, let us do what was not done in the foregoing lectures—for those were more occupied with the natural world—and take our start from the spiritual moral impulses active in man. The spiritual-moral impulses—well, for modern civilization these have more or less become mere abstract concepts. To an ever greater degree the primal feeling for the moral-spiritual has receded in human nature. Through the whole manner of his education modern civilization leads man to ask: what is customary? what has convention ordained? what is the code? what is the law?—and so on. Less account is taken of what comes forth as impulses, rooted in that part of man which is often relegated in a vague way to conscience. This inner directing of oneself, this determining of one's own goal, is something which has retreated to an ever greater degree in modern civilization. Hence the spiritual-moral has finally become a more or less conventional tradition. Earlier world-conceptions, particularly those which were sustained by instinctive clairvoyance, brought forth moral impulses from man's inner nature; they induced moral impulses. Moral impulses exist, but today they have become traditional. Of course nothing whatever is implied here against the traditional in morality—but only think of the ten commandments, how old they are. They are taught as commands recorded in ancient times. Is it to be expected today that something might spring forth from the primary, elementary sources of human nature which could be compared to what once arose as the Decalogue, the Ten Commandments? Now from what source does the moral-spiritual arise, which binds men together in a social way, which knits the threads uniting man to man? There exists only one true source of the moral-spiritual in mankind, and this is what we may call human understanding, mutual human understanding, and, based upon this human understanding, human love. Wheresoever we may look for the arising of moral-spiritual impulses in mankind, in so far as these play a role in social life, it will invariably prove to be the case that, whenever such impulses spring forth with elemental power, they arise from human understanding based upon human love. These are the actual driving force of the social moral-spiritual impulses in mankind. And fundamentally speaking, in so far as he is a spiritual being, man only lives with other men to the degree that he develops human understanding and human love. Here one can put a deeply significant question, a question which is indeed not always voiced, but which, in regard to what has just been said, must be on the tip of every tongue: If human understanding and human love are the real impulses upon which communal life depends, how does it come about that the very reverse of human understanding and human love appears in our social order? This is a question with which initiates more than anyone else have always concerned themselves. In every age in which initiation science was the primal impulse, this very question was regarded as one of their most vital concerns. When this initiation science was still a primary impulse, however, it possessed certain means whereby to get behind this problem. But if one looks at conventional science today, one is forced to ask: As the god-created soul is naturally predisposed to human understanding and human love, why are these qualities not active as a matter of course in the social order? Whence come human hatred and lack of human understanding? Now, if we are unable to look for this lack of human understanding, this human hatred, in the sphere of the spiritual, of the soul, it follows that we must look for them in the sphere of the physical. Yes—but now modern conventional science gives us its answer as to what the physical-bodily nature of man is: blood, nerves, muscles, bones. No matter how long one studies a bone, if one only does so with the eye of present-day natural science, one will never be able to say: It is this bone which leads man astray into hatred. Nor yet, to whatever degree one is able to investigate the blood according to the principles by which it is investigated today, will one ever be able to establish the conviction: It is this blood which leads man astray into lack of human understanding. In times when initiation science was a primal impulse matters were certainly quite otherwise. Then one turned one's gaze to the physical-bodily nature of man and perceived it to be the counter-image of what one possessed of the spiritual through instinctive clairvoyance. When man speaks of the spiritual today he refers at most to abstract thoughts; this for him is the spiritual. If he finds these thoughts too tenuous, all that remains to him is words, and then, as Fritz Mauthner did, he writes a “Critique of Language”. Through such a “Critique of Language” he manages to dilute the spirit—already tenuous enough—until it becomes utterly devoid of substance. The initiation-science which was irradiated with instinctive clairvoyance did not see the spiritual in abstract thoughts. It saw the spiritual in forms, in what produced pictures, in what could speak and resound, in what could produce tones. For this initiation science the spiritual lived and moved. And because the spiritual was seen in its living activity, what is physical—the bones, the blood—could also be perceived in its spirituality. These thoughts, these notions, which we have today about the skeleton, did not exist in initiation science. Today the skeleton is really regarded as something constructed by the calculations of an architect for the purposes of physiology and anatomy. But it is not this. The skeleton, as you have seen, is formed by mineral substance which has been driven upwards to the state of warmth-ether, so that in the warmth-ether the forces of the higher hierarchies are laid hold of, and then the bone formations are built up. To one who is able to behold it rightly, the skeleton reveals its spiritual origin. But one who looks at the skeleton in its present form—I mean in its form as present-day science regards it—is like a person who says: there I have a printed page with the forms of letters upon it. He describes the form of these letters, but does not read their meaning because he is unable to read. He does not relate what is expressed in the forms of the letters to what exists as their real basis; he only describes their shapes. In the same way the present-day anatomist, the present-day natural scientist, describes the bones as if they were entirely without meaning. What they really reveal, however, is their origin in the spiritual. And so it is with everything that exists as physical natural laws, as etheric natural laws. They are written characters from the spiritual world. And we only understand these things rightly when we can comprehend them as written characters proceeding from spiritual worlds. Now, when we are able to regard the human organism in this way, we become aware of something which belongs to the domain of which the true initiates of all epochs have said: When one crosses the threshold into the spiritual world, the first thing one becomes aware of is something terrible, something which at first it is by no means easy to sustain. Most people wish to be pleasantly affected by what seems to them worthy of attainment. But the fact remains that only by passing through the experience of horror can one learn to know spiritual reality, that is to say true reality. For in regard to the human form, as this is placed before us by anatomy and physiology, one can only perceive that it is built up out of two elements from the spiritual world: moral coldness and hatred. In our souls we actually possess the predisposition to human love, and to that warmth which understands the other man. In the solid components of our organism, however, we bear moral cold. This is the force which, from the spiritual worlds, welds, as it were, our physical organism together. Thus we bear in ourselves the impulse of hatred. This it is which, from the spiritual world, brings about the circulation of the blood. And whereas we may perhaps go through the world with a very loving soul, with a soul which thirsts for human understanding, we must nevertheless be aware that below in the unconsciousness, there where the soul streams down, sends its impulses down into the bodily nature, for the very purpose that we may be clothed in a body—coldness has its seat. Though I shall always speak just of coldness, what I mean is moral coldness, though this can certainly pass over into physical coldness, traversing the warmth-ether on its way. There below, in the unconsciousness within us, moral coldness and hatred are entrenched, and it is easy for man to bring into his soul what is present in his body, so that his soul can, as it were, be infected with the lack of human understanding. This is, however, the result of moral coldness and human hatred. Because this is so, man must gradually cultivate in himself moral warmth, that is to say human understanding and love, for these must vanquish what comes from the bodily nature. Now it cannot be denied—this presents itself in all clarity to spiritual vision—that in our age, which began with the fifteenth century and has developed in an intellectualistic way on the one hand and in a materialistic way on the other, much human misunderstanding and human hatred has become imbedded in men's souls. This is so to a greater degree than is supposed. For only when man passes through the gate of death does he become aware of how much failure to understand, how much hatred, is present in our unconsciousness. There man detaches his soul-spiritual from his physic bodily nature. He lays his physical-bodily nature aside. The impulses of coldness, the impulses of hatred, then reveal themselves simply as natural forces, as mere forces of nature. Let us look at a corpse. Let us look with the spiritual eye at the actual etheric corpse. Here we are looking at something which no longer evokes moral judgment any more than does a plant or a stone. The moral forces which have previously been contained in what is now the corpse have been changed into natural forces. During his lifetime, however, the human being absorbed very much from them; this he takes with him through the gate of death. The ego and astral body withdraw, taking with them as they go what remained unnoticed during life because it was always entirely submerged in the physical and etheric bodies. The ego and astral body take with them into the spiritual world all the impulses connected with the human body, all the impulses of human hatred and coldness towards other men which had gained access to their souls. I mentioned that it is only when one sees the human being pass through the gate of death that one perceives how much failure to understand, how much human hatred have been implanted into mankind just in our civilization by various things about which I shall still have to speak. For the man of today carries much of these two impulses through the gate of death, immensely much. But what man thus carries with him is in fact the spiritual residue of what should be in the physical, of what the physical and etheric bodies should deal with themselves. In the lack of human understanding and in human hatred which man carries into the spiritual world we have the residue of what really belongs in the physical world. He carries it thither in a spiritual way, but it would never profit him to carry it onward through the time between death and a new birth, for then he would be quite unable to progress. At every step in his further evolution between death and a new birth he would stumble if he were obliged to carry further this failure to understand the other man, this human hatred. Into the spiritual world, which is entered by the so-called dead, people today continually draw with them definite currents which would halt them in their development if they had to remain as they actually are. From whence do these currents proceed? To discover this we need only look at present-day life. People pass one another by; they pay little heed to the individual characteristics of others. Are not people today mostly so constituted that each one regards himself as the standard of what is right and proper? And when someone differs from this standard we do not take kindly to him, but rather think: This man should be different. And this usually implies: He should be like me. This is not always brought into the consciousness, but it lies concealed in human social intercourse. In the way things are put forward today—I mean in the whole manner and form of people's speech—there lies very little understanding of the other man. People bellow out their ideas about what man should be like, but this usually means: Everyone should be like me. If someone different comes along, then, even if this is not consciously realized, he is immediately regarded as an enemy, an object for antipathy. This is lack of human moral understanding, lack of love. And to the degree in which these qualities are lacking, moral coldness and human hatred go with man through the gate of death, obstructing his path. Now, however—because man's further development is not his own concern alone, but is the concern of the whole world-order, the wisdom-filled world-order—he finds the beings of the third hierarchy, Angels, Archangels, Archai. In the first period after man has passed through the gate of death into the world lying between death and a new birth these beings stoop downward and mercifully take from man the coldness which comes from lack of human understanding. And we see how the beings of the third hierarchy assume the burden of what man carries up to them into the spiritual world in the way I have described, in that he passes through the gate of death. It is for a longer period that man must carry with him the remains of human hatred; for this can only be taken from him by grace of the spirits of the second hierarchy, Exusiai, Kyriotetes, Dynamis. They take from him all that remains of human hatred. Now, however, the human being has arrived about midway in the region between death and a new birth, to the abiding place of the first hierarchy, Seraphim, Cherubim, Thrones, which I described in my Mystery Play as the midnight hour of existence. Man would be quite unable to pass through this region of the Seraphim, Cherubim, and Thrones without being inwardly annihilated, utterly destroyed, had not the beings of the second and third hierarchies already taken from him in their mercy human misunderstanding, that is to say moral coldness, and human hatred. And so we see how man, in order that he may find access to those impulses which can contribute to his further development, must at first burden the beings of the higher hierarchies with what he carries up into the spiritual world from his physical and etheric bodies, where it really belongs. When one has insight into all this, when one sees how this moral coldness holds sway in the spiritual world, one will also know how to judge the relation between this spiritual cold and the physical cold here below. The physical cold which we find in snow and ice is only the physical image of that moral-spiritual cold which is there above. If we have them both before us, we can compare them. While man is being relieved in this way from human misunderstanding and human hatred, one can follow with the spiritual eye how he begins to lose his form, how this form more or less melts away. When someone first passes through the gate of death, for the spiritual vision of imagination his appearance is still somewhat similar to what it was here on earth. For what a man bears within him here on earth is in fact just substances in more or less granular form, let us say, in atomistic form; but the human figure itself—that is spiritual. We must really be clear about this. It is sheer nonsense to regard man's form as physical; we must represent it to ourselves as spiritual. The physical in it is everywhere present as minute particles. The form, which is only a force-body, holds together what would otherwise fall apart into a heap of atoms. If someone were to take any of you by the forelock and could draw out your form, the physical and also the etheric would collapse like a heap of sand. That these are not just a sand heap, that they are distributed and take on form, this stems from nothing physical; it stems from the spiritual. Here in the physical world man goes about as something spiritual. It is senseless to think that man is only a physical being; his form is purely spiritual. The physical in him may almost be likened to a heap of crumbs. Man, however, still possesses his form when he goes through the gate of death. One sees it shimmering, glittering, radiant with colours. But now he loses first the form of his head; then the rest of his form gradually melts away. Man becomes completely metamorphosed, as though transformed into an image of the cosmos. This occurs during the time between death and a new birth in which he comes into the region of the Seraphim, Cherubim and Thrones. Thus, when one follows man between death and a new birth, one at first still sees him hovering, as it were, while he gradually loses his form from above downwards. But while the last vestige of him is vanishing away below, something else has taken shape, a wonderful spirit-form, which is in itself an image of the whole world-sphere and at the same time a model of the future head which man will bear on his shoulders. Here the human being is woven into an activity wherein not only the beings of the lower hierarchies participate, but also the beings of the highest hierarchy, the Seraphim, Cherubim and Thrones. What actually takes place? It is the most wonderful thing which, as man, one can possibly conceive. For all that was lower man here in life now passes over into the formation of the future head. As we go about here on earth we only make use of our poverty-stricken head as the organ of our mental images and our thoughts. But thoughts also accompany our breast, thoughts also accompany our limb-system. And in the moment that we cease to think only with the head, but begin to think with our limb-system, in that moment the whole reality of Karma is opened up to us. We know nothing of our Karma because we always think only with that most superficial of organs, our brain. The moment we begin to think with our fingers—and just with our fingers and toes we can think much more clearly than with the nerves of the head—once we have soared up to the possibility of doing so—the moment we begin to think with what has not become entirely material, when we begin to think with the lower man, our thoughts are the thoughts of our Karma. When we do not merely grasp with our hand but think with it, then, thinking with our hand we follow our Karma. And even more so with the feet; when we do not only walk but think with our feet, we follow the course of our Karma with special clarity. That man is such a dullard on earth—excuse me, but no other word occurs to me—comes from the fact that all his thinking is enclosed in the region of his head. But man can think with his entire being. Whenever we think with our entire being, then for our middle region a whole cosmology, a marvelous cosmic wisdom, becomes our own. And for the lower region and the limb-system especially Karma becomes our own. It already means a great deal when we look at the way a person walks, not in a dull way, but marking the beauty of his step, and what is characteristic in it; or when we allow his hands to make an impression upon us, so that we interpret these hands and find that in every movement of the fingers there lie wonderful revelations of man's inner nature. Yet that is only the smallest part of what moves in unison with t he walking man, the grasping man, man as he moves his fingers. For it is man's whole moral nature which moves; his destiny moves with him; everything that he is as a spiritual being. And if, after man has passed through the gate of death, we are able to follow how his form dissolves—the first to melt away being what is reminiscent of his physical form—there then appears what does indeed resemble his physical structure, but which is now produced by his inner nature, his inner being, thus announcing that this is his moral form. Thus does man appear when he approaches the midnight hour of existence, when he comes into the sphere of the Seraphim, Cherubim and Thrones. Then we see how these wonderful metamorphoses proceed, how there his form melts away. But this is not really the essential point. It looks as though the form would dissolve away, but the truth is that the spiritual beings of the higher worlds are there working together with man. They work with those human beings who are working upon themselves, but also upon those with whom they are karmically linked. One man works upon the other. These spiritual beings, then, together with man himself, develop out of his previous bodily form in his previous earth-life, what, at first spiritually, will become the bodily form of his next earth-life. This spirit-form first connects itself with physical life when it meets the given embryo. But in the spiritual world feet and legs are transformed into the jaw bones, while arms and hands are transformed into the cheek-bones. There the whole lower man is transformed into the spiritual prototype of what will later become the head. The way in which this metamorphosis is accomplished is, I do assure you, of everything that the world offers to conscious experience the most wonderful. We see at first how an image of the whole cosmos is created, and how this is then differentiated into the structure which is the seat of the whole moral element—but only after all that I have mentioned has been taken from it. We see how what was, transforms itself into what will be. Now one sees the human being as spirit-form journeying back once more to the region of the second hierarchy and then to that of the third hierarchy. Here this reversed spirit-form—it is in fact only the basis for the future head—must, as it were, be welded to what will become the future breast-organism, to what will become the future limb-organization and the metabolic system. These must be added. Whence come the spiritual impulses to add them? It is by grace of the beings of the second and third hierarchies, who gathered these impulses together when the man was on the first half of his journey. These beings took them from his moral nature; now they bring them back again and form from them the basis of the rhythmic system and metabolic-limb-system. In this later period between death and a new birth man receives the ingredients, the spiritual ingredients, for his physical organism. This spiritual form finds its way into the embryonic life, and bears within it what will now become physical forces and etheric forces. These are, however, only the physical image of what we bear in us from our previous life as lack of human understanding and human hatred, from which our limb-organization is spiritually formed. If we wish to have such conceptions as these, we must acquire a manner of feeling and perceiving quite other than that needed in the physical world. For we must be able to behold what arises out of the spiritual becoming physical in the way I have described; we must be able to sustain the knowledge that coldness, moral coldness, lives as physical image in the bones and that moral hatred lives as physical image in the blood. We must learn to look at these matters quite objectively. It is only when we look into things in this way that we become aware of the fundamental difference between man's inner being and external nature. Just consider for a moment the fact I mentioned, namely that in the blossoms of the plant-kingdom we see, as it were, human conscience laid out before us. What we see outside us may be considered as the picture of our soul-being. The forces within ourselves may appear to have no relation to outer nature. But the truth is, bone can only be bone because it hates the carbonic acid and calcium phosphate in their mineral state, because it withdraws from them, contracting into itself, whereby it becomes something different from what these substances are in external nature. And one must face up to the conception that for man to have a physical form, hatred and coldness must be present in his physical nature. Through this, you see, our words gain inner significance. If our bones have a certain hardness, it is to their advantage to possess this physical image of spiritual coldness. But if our soul has this hardness it is not a good thing for the social life. The physical nature of man must be different from his soul-nature. Man can be man precisely because his physical being differs from his being of soul and spirit. Man's physical nature also differs from physical nature around him. Upon this fact rests the necessity for that transformation about which I have spoken to you. All this forms an important supplement to what I once said in the course on Cosmology, Philosophy and Religion [* Ten lectures at the Goetheanum, September, 1922. Translation in preparation by the Anthroposophic Press, New York.] about man's connection with the hierarchies. It could only be added, however, on such initial considerations as those in our present lectures. For spiritual vision gives insight alike into what the separate members of the mineral, animal and plant kingdoms really are here on earth, and into the acts of the hierarchies—those acts, which continue from age to age, as do also the happenings of nature and the works of man. When man's life between death and a new birth—his life in the spiritual world—is beheld in this way, one can describe his experiences in that world in just as much detail as his biography here on earth. So we may live in the hope that when we pass through the gate of death, everything of misunderstanding and hatred between man and man will be carried up into the spiritual world, so that it may be given anew to us, and that from its ennobled state human forms may be created. In the course of long centuries something very strange has come to pass for earthly humanity. No longer is it possible for all the forces of human misunderstanding and human hatred to be used up in new human forms, in the structure of new human bodies. Something has become left over. During the course of the last centuries this residue has streamed down on to the earth, so that in the spiritual atmosphere of the earth, in what I may call the earth's astral light, there is to be found an infiltration of the impulses of human hatred and human misunderstanding which exist exterior to man. These impulses have not been incorporated into human forms; they stream around the earth in the astral light. They work into man, but not into what makes up the single person but into the relationships which people form with one another on the earth. They work into civilization. And within civilization they have brought about what compelled me to say, in the spring of 1914 in Vienna, [* The Inner Nature of Man and Life between Death and Rebirth (Rudolf Steiner Press).] that our present-day civilization is invaded by spiritual carcinoma, by a spiritual cancerous disease, by spiritual tumours. At that time the fact that this was spoken about in Vienna—in the lecture-course dealing with the phenomena between death and a new birth—was somewhat unwelcome. Since then, however, people have actually experienced something of the truth of what was said at that time. Then people had no thought of what streams through civilization. They did not perceive that actual cancerous formations of civilization were present, for it was only from 1914 onwards that they manifested openly. Today they are revealed as utterly diseased tissues of civilization. Yes, now it becomes evident to what a degree our modern civilization has been infiltrated by these currents of human hatred and human coldness which have not been used up in the forms of the human structure, to what a degree these infiltrations are active as the parasites of modern civilization. Civilization today is deeply afflicted with parasites; it is like a part of an organism that is invaded by parasites, by bacilli. What people have amassed in the way of thoughts exists, but it has no living connection with man. Only consider how this shows itself in the most ordinary phenomena of daily life. How many people have to learn without bringing enthusiasm to the learning; they simply have to get down to it and learn in order to pass an examination, so as to qualify for some particular post, or the like—well, for them there is no vital connection between what they have to take in and what lives in their soul as an inborn craving for the spiritual. It is exactly as though a person who is not predisposed to hunger were to be continually stuffed with food! The digestive processes about which I have spoken cannot be carried through. What has been taken in remains as ballast in the organism, finally becoming something which definitely induces parasites. Much in our modern civilization has no connection with man. Like the mistletoe—spiritually speaking—it sucks its life from what man brings forth from the original impulses of his mind, of his heart. Much of this manifests in our civilization as parasitic existence. To anyone who has the power of seeing our civilization with spiritual vision in the astral, the year 1914 already presented an advanced stage of cancer, a carcinoma formation; for him the whole of civilization was already invaded by parasites. But to this parasitic condition something further is now added. I have described to you in what may be called a spiritual-physiological way how, out of the nature of the gnomes and undines who work from below upwards, the possibility arises of parasitic impulses in man. Then, however, as I explained, the opposite picture presents itself; for then poison is carried downwards by the sylphs and the elemental beings of warmth. And so in a civilization like ours, which bears a parasitic character, what comes down from above—spiritual truth, though not poison in itself, is transformed into poison in man, so that our civilization rejects it in fear and invents all kinds of reasons for this rejection. The two things belong together: a parasitic culture below, which does not proceed from elemental laws and which therefore contains parasites within itself, and a spirituality which sinks down from above and which—in that it enters into this civilization—is taken up by man in such a way that it becomes poison. When you bear this in mind you have the key to the most important symptoms of our present-day civilization. And when one has insight into these things, just out of itself the fact is revealed that a truly cultural education must make its appearance as the antidote or opposing remedy. Just as a rational therapy, is deduced from a true diagnosis of the individual, so a diagnosis of the sickness of a civilization reveals the remedy; the one calls forth the other. It is very evident that mankind today again needs something from civilization which stands close to the human heart and the human soul, which springs directly from the human heart and the human soul. If a child, on entering primary school, is introduced to a highly sophisticated system of letter-forms which he has to learn as a ... b ... c etc., this has nothing whatever to do with his heart and soul. It has no relation to them at all. What the child develops in his head, in his soul, in that he has to learn a ... b ... c, is—speaking spiritually—a parasite in human nature. During his years of education a great deal is brought to the child of this parasitic nature. We must, therefore, develop an art of education which works creatively from his soul. We must let the child bring colour into form; and the colour-forms, which have arisen out of joy, out of enthusiasm, out of sadness, out of every possible feeling, these he can paint on to the paper. When a child puts on to the paper what arises out of his soul, this develops his humanity. This produces nothing parasitic. This is something which grows out of man like his fingers or his nose!—whereas, when the child has forced on him the conventional forms of the letters, which are the result of a high degree of civilization, this does engender what is parasitic. Immediately the art of education lies close to the human heart, to the human soul, the spiritual approaches man without becoming poison. First you have the diagnosis, which finds that our age is infested with carcinomas, and then you have the therapy—yes, it is Waldorf School education. Waldorf School education is founded upon nothing other than this, my dear friends. Its way of thinking in the cultural sphere is the same as that in the field of therapy. Here you see, applied in a special case, what I spoke about a few days ago, namely that the being of man proceeds from below upwards, from nutrition, through healing, upwards to the development of the spiritual, and that one must regard education as medicine transposed into the spiritual. This strikes us with particular clarity when we wish to find a therapy for civilization, for we can only conceive this therapy as being Waldorf School education. You will readily be able to imagine the feelings of one who not only has insight into this situation, but who is also trying to implant Waldorf School education into the world in a practical way, when he sees in the cumulative effect of this carcinoma of civilization something which may seriously endanger this Waldorf School education, or even make it altogether impossible. We should not reject such thoughts as these, but rather make them the impulse within ourselves to work together wherever we still can in the therapy of our civilization. There are many things today such as the following. During my Helsingfors lecture-course in 1913, I indicated from a certain aspect of spiritual knowledge a view as to the inferior nature of Woodrow Wilson, who was at that time a veritable object of veneration for much of civilized mankind and in respect of whom people are only now—because to do otherwise is impossible—gaining some measure of perception. As things went then, so have things also gone in regard to the civilization-carcinoma about which I have been speaking. Well, at that time things went in a certain way; today those things which hold good for our time are proceeding in a similar manner. People are asleep. It devolves upon us to bring about the awakening. And Anthroposophy bears within it all the impulses for a right awakening of civilization, for a right awakening of human culture. This is what I wished to say to you in the last of these lectures. |
338. How Can We Work for the Impulse of the Threefold Social Order?: Fourth Lecture
14 Feb 1921, Stuttgart |
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That must be the one tone that you strike in your lectures. You must be clear about the fact that anthroposophy provides the content, the nourishment, for the free spiritual life. On the other hand, you will find the other tone when you thoroughly feel that economic life turns everything into a commodity, that what must not be a commodity must be taken out of economic life. |
338. How Can We Work for the Impulse of the Threefold Social Order?: Fourth Lecture
14 Feb 1921, Stuttgart |
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The first theme proposed for your consideration would be: The great questions of the present and the threefold social organism. It is necessary that we choose these topics that you want to address in such a way that there is an opportunity to get to know as precisely as possible, firstly, what the present needs and, secondly, what the impulse for the threefolding of the social organism has to offer with regard to the great questions of the present. always have the opportunity to point out, on the one hand, that anthroposophically oriented spiritual science must provide the basis for this kind of social thinking, which is to be brought into the world through the threefold social order, and, on the other hand, that the opportunity should always be offered to advocate for the “day to come” and the like. Its activity will have to extend to our movement as a whole, both to the spiritual side and to practical institutions. On the one hand, you will have to make it plausible to the world that it is necessary in the present time to cultivate a truly productive spiritual life; on the other hand, you will have to take into account the practical side, that we simply, as a intervene as a movement in social and economic life, and that we must therefore be strengthened financially as much as possible, not for our own sake but for the sake of the progress of economic life. Today, in particular, I would like to raise a few points regarding the necessary topics, to set the scene for our further deliberations. It might be best if we then choose a second topic along the lines of: The free system of education and teaching in its relation to the state and the economy. - And if we then choose the third topic: The economic association system and its relation to the state and to the free spiritual life. - By choosing these three topics, we will have the opportunity to present to the world in the next few weeks what really belongs to our movement as a whole in an effective way. Now let us first talk about something fundamental regarding the first topic. Above all, it will be about showing people that threefolding is, so to speak, already there as a demand, that one is not doing anything other than shaping what is already there in the right way. There it is, but in a form different from what it should be and will be when it has been fully developed; there it is as a demand of three things, but today they are chaotically intermingled and precisely because of this they fight each other internally fight against each other like some kind of monstrosity, which might have come into being in something like this, as if the head of man were in his stomach and the digestive organs in the heart and the like, if the three systems of the organism were mixed up. So what is actually there, what wants to develop, should be given the right form. To make this clear, let us start with the third link in the social organism, with economic life. This economic life can be characterized, as it exists today, by following its development over the last few centuries. In the last few centuries, economic life itself has only taken on the forms that exist today and out of which the whole social question has arisen. It has certainly been a somewhat longer process. Even if we go back as far as we want, the economic life that we face today does not go back further than the 14th or 13th century. That was the time when European economic life went through a kind of crisis, one might say a creeping crisis. That was the time when European economic life was thoroughly preparing for a change. If we go back to earlier times, we find that European economic life was thoroughly influenced by the continental trade and traffic movement from Asia through Central Europe to Western Europe. And we find in those older times everywhere that economic life takes place with a certain matter-of-factness, and that traffic also takes place with a certain matter-of-factness. To a certain extent, economic conditions had not yet developed so intensely that it was necessary to restrict and organize the freedom of trade and commerce. But as the population of Central Europe became more and more dense, as economic life became more and more intense, the necessity arose to organize all kinds of things. And out of the freer economic life of the older times, a much more constrained economic life emerged. The freer economic life of earlier times is characterized by the fact that the individual economies, the individual households, which were more like household economies, were run by their private owners, with the help of servants and a population in bondage, according to the instincts of their private owners, and that an extensive trade, which was certainly conducted across from Asia, did not need to be regulated in any particular way either. It could be carried out quite freely, because economic life was not yet intensive. But, as I said, with the increase in population, and with the development of other conditions, which we can mention in a moment, the intensity of economic life became greater and greater; and it became necessary to take certain protective measures that were not necessary before, protective measures that all had more or less the character of supporting the consumer. It is a curious fact that at the same time as economic life was going through a kind of creeping crisis, as it did in the 13th and 14th centuries, without much ado, a tendency to protect the consumer in some way emerged everywhere. What is it other than consumer protection when the cities through which trade had to pass, through which the trade routes ran, asserted the so-called staple right, so that the passing tradesman had to stay for a certain number of days and only then was he allowed to pass through with the goods he could not sell in the city during those days and then sell them freely? So it is about consumer protection, everywhere it is about consumer protection. In particular, although it is not immediately apparent, something else in this period is definitely calculated for the protection of the consumer. I have just delved into this question and finally found out – if you approach it with an open mind, you cannot help but find out – that the establishment and development of the guilds, although they seemingly organized production, were basically undertaken to support the consumption of the products manufactured in the guilds. This was done indirectly by organizing the production system. Although the guilds were formed by combining similar trades, the main focus was not so much on organizing production in some way, but rather on ensuring that those who joined the guilds could sell their products at such a high price that their consumption was secured in the appropriate way. The guilds were in fact a protective device for consumption. If you simply take any manuals from the library and look up the data you can find there, you will be able to say to yourself, when you consider the guidelines I am giving you here, that the economic life of that time is characterized in a certain way by this. And now this economic life developed under such protective measures for several centuries. But it always had a kind of creeping crisis in itself. It just became more and more intense. And that is the peculiar thing: an economic life that becomes more and more intense in a certain territory also makes more and more restrictions, protective measures, and organizations necessary. An economic life that is open in some way, that has access to inexhaustible sources on some side, namely agriculture, land, does not have the urge to organize itself. An economic life that is enclosed on all sides and becomes more and more intensive has the urge to organize itself. Now, this European economic life would undoubtedly have faced a decadence of enormous significance over the course of the centuries if an event with which you are all familiar had not occurred. What initially saved us from this decadence was, on the one hand, the opening of sea routes and, on the other, the discovery of America. This opened up economic life again towards the West. It cannot be said, because the opening was too great, that an outlet was opened there. That would have been a very large outlet! But this is what in turn took economic life in a completely different direction. Now, of course, the advent of modern technology coincides with the impact of this path to the west. But this modern technology would never have been possible under any other circumstances than through the opening of the whole of economic life to the West. These things simply gave what gave the newer economic life its basic configuration. The most important political events that I mentioned yesterday then take place within this economic life. Now, in this European economic life, we have two tendencies. One tendency developed under the compulsion of the intensive economy in the second half of the Middle Ages and even beyond, and subsequently took on the character of a certain economic way of thinking. People learned to think economically under the conditions that developed, say, from the 13th to the 16th, 17th century. That is when people absorbed the ideas of how to run a business. What became the driving economic ideas were developed in trade, and very slowly also in industry, and even in agriculture. They essentially took shape during this time. One could also say that those sections of the population who were primarily called upon to think economically in connection with the European territories have developed their economic ideas under the influence of these events. Such things then become deeply ingrained in people. It is precisely in these matters that human souls become conservative. And what sits within people as conservative ideas essentially stems from this period. Now, on the other side, economic life opened up as I have described to you. And through this, something came into the whole concept of economic life, but it was not immediately incorporated into the way of thinking, but only gave this way of thinking a special economic impetus. It is the connection with the West, with America, with that which came from the opening of the sea routes. That gave economic life strength. And so, I would say, on the one hand the concrete content of economic life emerged, and on the other hand the momentum. These facts were so strong that they initially gave the configuration to the newer social life in general, and also gave it its materialistic form. And this modern civilization took on more and more the character that must result from these two factors. Now we have an economic life that simply predominates by the force of events, that makes a strong impression on people and on human development. This economic life also takes on the character that economic life alone can take on, because it is the case that each of the three areas of the social organism takes on its own legitimacy simply through its nature and essence: in economic life, the commodity and the price become the determining factors. However, social conditions can be distorted by confusing economic life with the other two areas of the social organism. Then each individual area follows only its own laws in conflict with the others. And so it has come about that because economic life predominated, it drew other areas of life, other social areas, into its system of laws. And the conditions arose that then led to the modern social question. For if we go back in historical development, the proletarian movement as a specific wage movement, as a movement against slavery of labor, does not exist. I explained yesterday that the division of labor, whether one was master or servant, was shaped in older times according to political considerations. Now economic life has been set up in such a way that everything is drawn into the character of a commodity. Everything became a commodity. And so it was only in this period that human labor power became a commodity. Before that it was service, devoted or forced service. But it only became a commodity in this most recent period. For it was gradually paid for in the same way as a commodity is paid for. And economic life cannot help but make a commodity out of everything that enters into its sphere. And in this sense, I believe we have actually always had the threefold social order. We just have to make it real, we just have to introduce into the world that which exists in a false form in its true form. For in the false form it causes mischief and leads to decline. If we are able to give it its true form, it must become the rising sun. But it is not only that labor power has been turned into a commodity; materialistic intellectual life has also been turned into a commodity in the form of capital. Please take a look at the capital market and the utilization and application of capital in modern times and compare it with the utilization of capital in ancient Greece, for all I care! In ancient Greece, the person who was politically powerful was the one who had the power to carry out something; he had the power to build this or that. For political reasons, he found those who did the work, and his capital consisted simply of the fact that he was the master through his hereditary circumstances and could command a number of people. That was capital in ancient Greece. In the more recent times that we are now considering, essentially what leads to enterprises also becomes a commodity. What is it, after all, that you do when you buy or sell securities on the stock exchange? What are you trading in? You are basically trading in entrepreneurial spirit. What entrepreneurial spirit is essentially becomes a commodity on the stock exchange. You don't even have the specific, the particular entrepreneurial spirit in front of you, you don't even know what you are buying or selling; but in reality you are buying or selling entrepreneurial spirit. You can observe this particularly in the capital market environment. In short, everything becomes commoditized where economic life becomes predominant. Everything becomes a commodity: labor power becomes a commodity, intellect becomes a commodity. That has been the course of recent development. Now, at the same time, something else is happening. The modern state is emerging for political reasons. First of all, we see, doesn't it, how this modern state is formed from certain earlier freer relationships of the surrounding rural population to the existing cities, which have emerged from ecclesiastical centers or the like in Italy, from a slightly different way of thinking in France and England. So what states are, that is what is emerging. While the actual concept of the state is already emerging in the West, in Central and Eastern Europe we actually still see different conditions that are freer in this respect. We see how it arises from the old conditions that the former town, which had arisen for some ecclesiastical or similar reasons, becomes the center of the market. And as the old towns become markets, new towns arise in turn. It is interesting to see how cities really do arise under the influence of economic life in the 13th, 12th, 11th century. First of all, the cities arise in such a way that in today's southern Germany and in the west of Europe they arise at distances of five to six hours' travel. In the north and east, they arise at distances of seven to eight hours' travel. In older times, this is something that is taken for granted. Why? Because the farmers who work the surrounding land can get there and back with their products in a day. This arises out of inner necessity. But when something like this arises in history, then later, under the influence of the principle of imitation, something arises that is not connected with such necessity. At first there is the necessity to have towns that are five to six hours' journey apart, or seven to eight. Then the others realize that something can be done and imitate it. And so something arises that is not historically necessary. This affects the healthy thinking of some people about these things. The historians treat the one cities in the same way as the others, that is, those that did not arise out of economic necessity in the same way as the others that arose out of economic necessity. Then everything is mixed up and confused. But the right way to look at such things is to have a sense of distinction. People can very knowledgeably prove to you that this is not true, that this or that city arose out of economic necessity. Of course that is sometimes not true. Because this city did not arise out of economic necessity, but under the influence of the later principle of imitation. But the general truth is nevertheless correct. The development of cities as markets took much longer in Eastern Europe than in the West, where unified states were formed that then sought to incorporate everything into their framework. Now, basically, historically speaking, as unpleasant as it may sometimes seem today, it is the case that in Italy, out of the spirit of a certain patriarchal togetherness between the peasant population and the urban population, the peculiar territorial areas arose and a certain federalist state system emerged, while another emerged in Spain, France and England. And even if, as I said, it is unpleasant for some to think about, it is nevertheless the case that, more towards Central Europe and the East, the formation of states, like the formation of cities in the past, even came about through imitation. And here we come to something that you cannot tell people today, because otherwise you would not be divided into three, but even into four. But the truth still exists because of that. It was, of course, an economic necessity, but it also came about because of the character of the peoples that the western states emerged as unified states. But the Central European states and the Eastern states actually only came into being through imitation. There was no historical necessity for them. Basically, Austria and the German Reich ultimately perished because there was no historical necessity for their internal centralization, but rather that it was actually an imitation. And the unified state of Italy is an imitation of the same principle, which came into being at about the same time as the unified German state. And North America is another purely external imitation, without having really arrived at the inner reality of what the Central European states are. It is completely dependent on flowing into economic association. Incidentally, anyone who properly considers the economic conditions of North America will be able to predict the course of events. Now, you see, alongside all that had emerged, so to speak, from the original economy, the new configuration of trade then arose under such conditions as I have just described. And that was where the fusion of political and economic life first arose, not in the field of industry, but actually in the field of trade. The trades were only involved. It is fair to dispute what I am saying now. Because people just need to say: the trades must come first, and then you can act. But that is not the point. Even today, take very developed industries, they often have not grown beyond the commercial sphere. People only create their own products for the trade they do. We are not yet so far advanced that we have already made the transition from the primary production, which is based on nature and is integrated through trade into industry, to the point where industry would now set the tone. Because the moment industry starts to set the tone, association becomes a necessity. The structure of today's business life is still determined by the principles of commercial life; industry, too, is based on the principle of commerce. Basically, manufacturers are traders who merely create opportunities for themselves to trade. They also set up their industrial establishments according to commercial considerations; these are the decisive factors. Because the moment the industrial reaches into the commercial, then association becomes a necessity. The fusion of the state with economic life has actually happened indirectly through the commercial. And on the other hand, each of the three limbs of the social organism has its own laws and fights against the other limb if it is not detached in the right way. You see, in fact the field of constitutional law has been fighting against the economic field in economic legislation, old-age insurance and so on, for a long time. What does this mean other than that they foolishly want to separate the worker from economic life? It would be sensible to separate them thoroughly right now! But the states are definitely on the march – if I may use the word, which, as you know, has been misused by Wissel – on the march to an independent legal existence. By creating labor protection legislation, old-age insurance legislation, and so on, they are bringing the organization of labor, the regulation of the type and time of labor, out of economic life anyway. Now we see that the second link of the social organism is also on the way to emancipation from economic life. Now, the matter of intellectual life is somewhat more confused. All real intellectual life has grown out of the old theocracies in its inner essence. Please, you only need to study university life in the 12th and 13th centuries. This is entirely developed out of the ecclesiastical being. And this was an emancipated intellectual life. It only gradually grows into state life. A large part of the European struggles consists of nothing more than the transition of ecclesiastical institutions into the state. And for these ancient times, it must be said that the freedom of educational institutions was much greater in the old ecclesiastical system than it was in the later state system or than it is today. For things develop out of spiritual life with full consciousness. For example, in the year 869 at the Ecumenical Council of Constantinople, the Church consciously abolished the spirit, that is, it was elevated to a dogma that man does not consist of body, soul and spirit, but only of body and soul, and that the soul has some spiritual qualities. In those days, this was made conscious. Nowadays, philosophy professors preach that man consists of body and soul and do not know that they are only the executors of an ecclesiastical dogma. What we call philosophy has definitely grown out of the old ecclesiastical life, and Mr. Wundt in Leipzig is definitely only an offshoot of the old ecclesiastical dogmas, even if it no longer appears so in the way he presents it. But it is the same with the other things that have grown out of the old theocratic type of spiritual life. The theological faculties, well, look at them, they have grown out of the former spiritual life to such an extent that today they only present a kind of caricature, and the same applies to the law faculties. If you want to see, you will find the same old theocratic essence in modern civilization everywhere. I will not speak of medicine. It is quite obvious that it has outgrown other affiliations with the old intellectual life, which developed in an ecclesiastical, religious way. We have a current, a branch of intellectual life, that has completely outgrown the ecclesiastical life, which was free in relation to the state and which was the only intellectual life for the older times. Alongside this, I would say, not outgrowing it but standing alongside it, has come what modern science and technology is. There, spiritual life has arisen on its own soil and has only resembled that which grew out of the church in the past. That is why it looks so strange, what has been organized, I would say, spasmodically, in imitation of the old institutions. One after the other, technical colleges, commercial schools, agricultural schools and so on were built. All of this has been spasmodically shaped somewhat similar to what grew out of the earlier church life. And so we have the quite unnatural structure of our higher education system. On the one hand, something that is in many ways old-fashioned, the actual university system; after all, it carries its ancient ecclesiastical heritage with it. On the other hand, there is the modern agricultural school, the technical school, the mining academy and so on, which has been humorously added to the system, which has sought a similarity, even in the outward appearance, in the title system and the like, with the universities. On the one hand, we have intellectual life as it arises from the old, free ecclesiastical life and is gradually absorbed by the state; and on the other hand, we have the pushing in, I would like to say, again out of a certain freedom, because the mind must indeed be free; the state cannot produce genius, of that intellectual life that in turn places itself in state life. It would have been in keeping with the ideal of many people to educate real artists at the art schools as well. But as you know, the teaching program does not yet exist by which one can educate genius or the real artist, although many people would like it to. So we see how the spiritual life is absorbed with inadequate means. Basically, only the outer form is absorbed. The content must always, if I may say so, creep away on the sly, most certainly creep away. Because, if someone is in the uncomfortable position of having some intellect at all, then, as far as possible, they have to get it through the terrible ordeals of exams and so on with as much secrecy as possible, so that it doesn't freeze during the whole procedure and so that they can still develop it afterwards. Yes, you have to secretly smuggle what the actual intellectual life is. That is just the way it is. And basically, this is nothing more than a kind of emancipation of intellectual life, a latent emancipation. Here, too, we are facing a looming crisis. The ultimate consequence of the nationalization system is, of course, Marxism, and, radically, Bolshevism. Everything is nationalized; the entire state is turned into a large industrial establishment, into a giant enterprise, at least that is the initial ideal. Now, if you do that, then it is necessary to organize all the technical knowledge into this whole menagerie, machinery I wanted to say, of course, to organize all the machinery into this whole machinery, because without this technical knowledge you cannot make any progress. Modern technology is necessary. But all the Bolshevism and all the ways of introducing the Marxist principle into reality will lead to nothing but plundering in this area. That is, for a time, the technically gifted can be enslaved. But they will gradually disappear if we do not move on to an independent, emancipated, free, productive intellectual life. This is the crisis we face wherever the nationalization of intellectual life is making radical progress. For just as the other two limbs of the social organism have their own laws, the legal-political and the economic life, just as the economic life turns everything into a commodity, just as the state-legal life, after all, brings that which does not fit into the economic life under its organization and subject it to its laws, so too must intellectual life, following its own laws, emancipate itself from the other two. These three spheres of the social organism are clearly defined: the spiritual, the juridical-political and the economic. Therefore, these are also the three great issues of the present day. The three great issues of the present day are precisely the issues of the proper shaping of spiritual life, the proper shaping of state-political life, and the proper shaping of economic life. And this is evident wherever today's amateurish attempts arise. Look, for example, at what is happening within Central Europe, within Germany, in terms of religious denominations. In the attempts at a Protestant unity, in the Young Catholic efforts and so on, one tries to galvanize the old, to squeeze something viable out of the old in order to have some kind of spiritual life, because one does not have the courage to be productive in the spiritual life. Everywhere you look, you see amateurish attempts to give birth to a new spiritual life. Of course, the attempt to squeeze something out of the old lemon cannot lead to real spiritual creativity. Only the turn towards a productive spiritual life can lead to this. But we see amateurish attempts everywhere. We see how Americans appear to revive ancient Christianity because they believe that humanity cannot recover from the old principles of the state. But nowhere is there the insight that a spiritual life must be produced anew from its original sources. Everywhere, people are muddling through with what is already there. This shows that people are instinctively on the right path, but that they have not found the courage to really establish an independent spiritual life in its purity. On the other hand, we see how the old principle of the state, which has developed in Europe since the 15th and 16th centuries, is dying away. For what else is it, what has been taking place since Brest-Litovsk and Versailles in the monsters called peace treaties and the like, what is it but a dying state principle that can no longer create something fruitful out of itself, that creates structures that cannot exist? Czechoslovakia, for example, will not be able to exist because it does not have what it needs to have. The Polish state structure, on the other hand, is to be re-established. It cannot be re-established, and so on. It is only possible for state life to recover if it is built on the democratic principle of equal human beings, that is, if it encompasses the affairs that are the affairs of each person who has come of age. As long as today's life is chaotically thrown together, we will not get any further. There we see how, in fact, state life is withering away on the one hand, but on the other hand has already shown how it must take up the regulation of work. We see how it takes on new tasks. And then we can say: So we have the spiritual question, which is manifested in the faltering attempts that are expressed in the Protestant unification efforts and in the Young Catholic efforts; we have the constitutional question, which is evident, for example, in the peace treaties; but we also have economic life, which stands as the third great question of the present, from which, after all, the great war broke out towards the West, and which is discharging itself in the form of revolutionary and similar impulses. This must be treated from the most diverse sides. Among the lectures I have given here, you will find one that deals with these matters. It is from this point of view of the three great contemporary issues that we must approach our first topic. We must show that the great questions are there today: the spiritual question, the constitutional-legal question and the economic question; that therefore the threefold social order is not something that has been invented, but that it is derived from the three great questions of our time; and that on the other hand, what has been prepared as anthroposophical spiritual science is precisely a foundation for a truly productive spiritual life. What existed as a spiritual life from ancient times in the denominations, of which the university sciences of the present are only a branch, has lived itself out; the other has not yet been able to begin to live as a spiritual life, that is, that which has grown out of science and technology. It has not yet been able to spiritualize itself. It must be driven upwards with the same way of thinking from which the old spiritual life arose. Spiritual science will again be as productive as the earlier one was, which then came into decadence in the religions. That is what gives spiritual life its content, its momentum. And then, when you see things in this way, when you realize that you can answer the question, “Yes, where should the free spiritual life come from?” with complete conviction: Yes, we not only have to talk about the demand for a free spiritual life, but we also have something that can be placed within the framework of the free spiritual life, that produces the spirit, that is living spirit. You will then be able to point to the anthroposophical source that belongs to it. You can develop something that, if you want to bring it to people, must be brought to them with a certain enthusiasm, so that, in a sense, the inner turns outwards, so that what you are as human beings, what you have grown together with, really goes out to the audience. That must be the one tone that you strike in your lectures. You must be clear about the fact that anthroposophy provides the content, the nourishment, for the free spiritual life. On the other hand, you will find the other tone when you thoroughly feel that economic life turns everything into a commodity, that what must not be a commodity must be taken out of economic life. Then you will find the dry tone of sober reflection that must pervade your lectures when you speak of economic life. Because there you can speak soberly, dryly, there you must speak as if you had to do arithmetic. And so you will find the two nuances you need for your lectures, and they will indeed be different from one another: the dry, sober tone of the dry economic commentator and the enthusiastic tone of the person who not only speaks of a political ideal as the free spiritual life, but speaks in such a way that he knows what wants to be included in it. And then, moving rhythmically back and forth between the two, you will find the third tone, the tone you need for the treatment of the state-legal aspect. But it is necessary that you, so to speak, are intensively threefolded in your own moods, so that you recognize correctly, that you relate to spiritual life in one way, to state-political life in another way, and to economic life in yet another way. One speaks about spiritual life out of inner strength and conviction; one speaks in such a way that one actually knows: every human being is a rightful participant in the harmonious spiritual life of humanity, in the harmony of the spiritual life of humanity. One speaks about the life of the state in such a way that one lets one's soul swing from one side of the scales to the other: duties - rights, duties - rights! One speaks with a certain cool superiority, which does not necessarily have to be the superior mendacity of the old statesmen; but it is done with a certain superiority, in that one allows one's right to be done to the other in the life of the state and in the life of the law. And one speaks about economic life as if one did not have one's own purse to manage; that leads to nothing sensible, but one speaks to the feeling as if one actually held the purses of other people in one's pocket and had to manage them. One speaks from feeling in this case, that one must proceed as cautiously as possible, that many things can turn out differently than one expects. The secure feeling one has about spiritual life – if one has grasped it correctly, nothing can ever go wrong in spiritual life – one cannot have this secure feeling about economic life. Something can go wrong there. That must also be in the tone with which you speak about the matter. That is why you will find it in the “key points”: intellectual life is spoken of with absolute certainty and certainty; economic conditions are only mentioned by way of example, so that one has the feeling that it could also be different. This is what will give your speeches a certain inner strength: if you are inwardly intensely threefolded. And that is what I recommend to you, to take it to heart a little, so that you may perhaps strike this note. Since most of you are young, if your attention is drawn to this threefoldness of the human orator, it will be something like a kind of power source for your work. |
343. The Foundation Course: Speech Formation
29 Sep 1921, Dornach Translated by Hanna von Maltitz |
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Basically, this is what has again become enlivened through Anthroposophy, while such things have in fact only risen out of Anthroposophic research. We then have the following: In the primordial times was he word—in primordial time was Jahveh—and the word was with God—and Jahveh was with God. |
343. The Foundation Course: Speech Formation
29 Sep 1921, Dornach Translated by Hanna von Maltitz |
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Emil Bock opened the discussion hour and formulated the following questions:
[ 1 ] Rudolf Steiner: With regards to the first question: You would already have seen, my dear friends, that out of what I said this morning, that in the illustration, the soul contents related to the supersensible and also what leads to the power of formative speech, must be searched for. Regarding the power of speech formation: we actually have no direct understanding of sound anymore today; we basically have no more understanding for words, so our words remain signs. Naturally our starting point needs to be out of the spiritual milieu of our time. Man must be responsible for these intimate things out of what currently is available. Precisely such a question brings us naturally into the area of the purely technical. First of all one has to make the understanding for the sound active again, within oneself. One doesn't easily manage the free use of speech when one isn't able to allow the sound as such, to stir within oneself. I would like to continue in such a way that I first draw your attention to certain examples. [ 2 ] You see, when we say "head" (Kopf) in German, we hardly have anything else in mind than the total perception of what reaches us through the ear, which indicates the head. When we say "foot" (Fuss) it is hardly any different to what we experience in the tonality and sound content in relation to some foot. Now we only need, for instance, to refer to the Romance languages where head is testa, tête, foot is pedum, pied, and we get the feeling at the same time that the term is taken from something completely different. When we say the word Kopf in German, the term has come out of the form, from looking at the form. We are not aware of this any longer, yet it is so. When we say Fuss, it is taken from walking where furrows are drawn in the ground. Thus, it has come into existence out of a certain soul content and coined in a word. When we take a word formation like, let's say, "testament" and all other word formations which refer in Romance language terms to head, testa, then we will feel that the term Kopf in the Romantic languages originate through the substantiation and thus not out of the form, but through the human soul with the help of the head, and particularly activating the mouth organs. Pied didn't originate from walking or drawing furrows but from standing, pressing down while standing. Today we no longer question the motives which have come out of the soul and into speech formation. We can only discover what can be called, in the real sense, a feeling for the language when we follow the route of making language far more representational than it is currently, abstraction at most. When someone uses a Latin expression in terminology, some Latin expressions are even more representational, but some people use them to denote even more. For example, today one can hardly find the connection between "substance" and "subsist" while the concept of "subsist" has basically been lost. Someone who still has the original feeling for substance and subsistence would say of the Father-God, not that He "exists" but that he "subsists." [ 3 ] Researching language in this way and in another way which I want to mention right now, in order to develop a lively feeling for language again, leads then to something I would like to call a linguistic conscience (Sprachgewissen). We need a linguistic conscience. We speak really so directly these days because as human beings we act more as automatons towards language than we do as living beings. Until we are capable of connecting language in a living way to ourselves, like our skin is connected to us, we will not come to the right symbolization. The skin experiences pain when it is pricked. Language even tolerates being maltreated. One must develop a feeling regarding language that it can be maltreated because it is a closed organism, just like our skin. We can gain much in this area, when we have a lively experience in some or other dialect. Consider how often we have performed the Christmas Plays, and in these plays there is a sentence spoken by one or more of the innkeepers. When Joseph and Mary come to Bethlehem in search of lodging, they are refused by three innkeepers. Each one of the three innkeepers says: Ich als a wirt von meiner gstalt, hab in mein haus und ligament gwalt.—Just imagine what this means to a person today. He could hear: "I as a host of my stature ..."—and think that what the host is saying means he is an attractive man, or something like that, or a strong man who has stature within his hostel, in his house. This is certainly not meant. If we want to translate that into High German we'll have to say: "I as a host, who is placed in such a way as to have abundant comfort, I am not dependent on such poor people finding lodgings within, with me." This means: "I as a host in my social position, in my disposition." This shows them it is necessary not only to listen to him—words one often enough hears in speech—but to enter into the spirit of the language. We say Blitz" (lightening) in High German. In Styria a certain form of lightening is called 'heaven's lashers' (Himmlatzer). In the word "Blitz" there is quite another meaning than in the word Himmlatzer. [ 4 ] So we start becoming aware of different things when we approach the sense of speech. You see, such an acquisition of the sense of language sometimes leads to something extraordinarily important. Goethe once uttered a sentence, when already in his late life, to the Chancellor von Müller, a statement which has often been quoted and is often used, to understand the entire way in which Faust, written by Goethe, originated. Goethe said that for him the conception of Faust had for 60 years been clear "from the beginning" (von vornherein); the other parts less extensively. Now commentary upon commentary have been written and this sentence was nearly always recalled, because it is psychologically extraordinarily important, and the commentators have it always understood like this: Goethe had a plan from the beginning for his Faust and in the 60 years of his life—since he was twenty or about eighteen—he used this plan, he had "from the start," to work from. In Weimar I met August Fresenius who bemoaned the fact that it was a great misfortune, if I could use such an expression, which had entered into the entire Goethe research, and at the time I had urged an unusually thoughtful and slow philologist to publish this thing as soon as possible in order that it doesn't continue, otherwise one would have a few dozen more such Goethe commentaries. It is important to note that Goethe used the expression "from the start" in no other way than in a descriptive way, not in the sense of a priori but "from the beginning" in a very descriptive manner so that in the strictest sense one could refer to Goethe not having an overall plan, but that "at the beginning" he only wrote down the first pages (i.e. to begin with) and of the further sections, only single sentences. There can be no argument of an overall plan. It very much depends on how one really experiences words. Many people have, when they hear the word vornherein totally have no conscience that it has a vorn (in front) and a herein (in) and that one sees something spiritual when one pronounces it. This simple dismissal of a word without contemplation is something upon which a tremendous amount depends, if one wants to attain a symbolic manner of speech. Precisely about this direction there would be extraordinarily much to say. [ 5 ] You see, we have the remarkable appearance of the Fritz Mauthner speaking technique where all knowledge and all wisdom is questioned, because all knowledge and wisdom is expressed though speech, and so Fritz Mauthner finds nothing expressed in speech because it does not point to some or other reality. [ 6 ] How harsh my little publication "The spiritual guidance of man and of mankind" has been judged in which I mention that in earlier times, all vowel formation expressed people's inner experiences, and all consonant unfolding comes from outer observed or seen events. All that man perceives is expressed in consonants, while vowels are formed by inner experiences, feelings, emotions and so on. With this is connected the peculiar manner in which the consonants are written differently to the vowels in Hebrew. This is also connected to areas where more primitive people used to dwell, where they have not strongly developed their inner life, so predominantly consonant languages occur, not languages based on vowels. This extends very far, this kind of in-consonant-action of language. Only think what African languages have from consonants to click sounds. [ 7 ] So you see, in this way we gain an understanding for what sounds within language. One would be brought beyond the mere sign, which the word is today. Only with today's feeling for language which Fritz Mauthner believes in, can you believe that all knowledge actually depends on language and that language has no connection to some or other reality. A great deal can be accomplished when one enters into one's mother tongue and try to go back into the vernacular. In the vernacular one finds much, very much if you really behave like a human being, that is, respond to what you feel connected to the language. In the vernacular one has the rich opportunity to feel in speech and experience in sound, but also the tendency towards the descriptive, and you have to push it so far that you really, one could say, get into a kind of state of renunciation in regard to expressions that are supposed to phrase something completely separate from human experiences. Something which thoroughly ruins our sense of language is physics, and in physics, as it is today, it only aspires to study objective processes and refrains from all subjective experience, there it should no longer be spoken at all. According to physics, when one body presses (stoßen) against another, for example in the theory of elasticity, then you are anthropomorphising, because the experience of pressure as soon as you sense sound, means you're only affected by the same kind of pressure as the pressure your own hand makes. Above all, one gets the feeling with the S-sound that nothing other can be described as something like this (a waved line is drawn on the blackboard). The word Stoß" (push/impacts—ß is the symbol for ss—translator) has two s's, at the end and beginning; it gives the entire word its colouring; so when the word Stoß or stoßen (to push/thrust) is pronounced one actually can feel how, when your ether body would move, it would not only move but be shoved forwards and continuously be kept up. [IMAGE REMOVED FROM PREVIEW] [ 8 ] Thus, there are already methods through which one comes to the power of speech formation, which is then no longer far from symbolizing, for the symbolum must be hacked out of the way so that one experiences language as a living organism, because much is to be experienced within language. Someone recently told me that there are certain things in language which only need to be pronounced and one is surprised at how they reveal themselves as self-evident. The Greeks recited in hexameter. Why? Well, hexameter is an experience. A person produces speech, as I've already said, in his breathing. However, breathing is closely connected to other elements of rhythm in the human being; with the pulse, with blood circulation. On average, obviously not precisely, we have 18 breaths and 72 heat beats; 72 equals 4 times 18. Four times 18 heart beats gives a rhythm, a collective inner beat. In a time when man sensed in a more primordial and more elementary way according to what was taking place within him, man experienced, when he could, in uttering the relationship of the heart beat to the breathing, bring the totality of himself into expression. This relationship, not precisely according to time, this relationship can be brought to bear; you only have to add the turning point as the fourth foot (reference plate 3 ... not available In German text) then you have a Greek hexameter half-line, in the ration of 4 to 1 as a pulse beat to breathing rhythm. The hexameter was born out of the human structure, and other measures of verse were all born out of the rhythmic system of the human being. You can already feel, when you treat language artistically, how, in the process of treating human speech in an artistic way, language is alive. This makes it possible to acquire a far more inner relationship to language, yet also far more objectivity. The most varied chauvinistic feelings in relation to language stops, because the configurations of different languages stop, and one acquires an ear for the general sound. There are such things which are found on the way to gaining the power of creative speech. It does finally lead to listening to oneself when one speaks. In a certain way it's actually difficult but it can be supported. For various reasons it seems to me that for those who are affected by it, it is also necessary not to treat the Scripture in the way many people treat it today. You will soon see why I say these things. [ 9 ] In relation to writing, there are two kinds of people. The majority learn to write as if it's a habit of staking out words. People are used to move their hands in a certain way and write like this: in the majority. The writing lesson is very often given in such a way that one just comes to it. The minority actually don't write in the sense of reality, but they draw (a word is written on the blackboard: Kann [meaning can; be able to]). They look at the signs of the letters simultaneously as being written, and as an artistic treatment of writing, it is far more an intimate involvement. I have met people who have been formally trained to write. For instance, once there was a writing method which consisted in people being trained to make circles and curves, to turn them and thus acquire a feeling of connecting them and so form letters out of them. Only in this way, out of these curves, could the letters come about. With a large number of them I have seen that they, before they start writing, make movements in the air with their pen. This is what brings writing into the unconsciousness of the body. However, our language comes out of the totality of the human being and when one spoils oneself by writing you also spoil yourself for the language. Precisely the one who is dependent on handling the language needs to get used to the meditation that writing should not be allowed to just flow out of his hand, but he should look at it, really look at what he is writing, when he writes. [ 10 ] My dear friends, this is something which is extraordinarily important in our current culture, because we are on our way to dehumanizing ourselves. I have already received a large number of letters which have not been written with a pen but with the typewriter. Now you can imagine the difference between a letter written with a typewriter or written with a pen. I'm not campaigning against the typewriter, I consider it as an obvious necessity in civilization, but we do also need the counter pole. By us dehumanizing ourselves in this way, by us changing our relationship towards the outer world in an absolute mechanistic and dead manner, we need in turn to take up strong vital forces again. Today we need far greater vital forces than in the time in which man knew nothing yet about the typewriter. [ 11 ] Therefore, for someone who handles words, he must also acquire an understanding for the continuous observation, while he is writing, that what he is writing pleases him, that he gets the impression that something hasn't just flowed out of a subject but that, by looking simultaneously at it, this thing lives as a totality in him. Mostly, the thing that is needed for the development of some capability is not arrived at in a direct but in an indirect way. I must explain this route because I have been asked how one establishes the power for speech formation. This is the way, as I have mentioned, which comes first of all. As an aside I stress that language originates in the totality of mankind, and the more mankind still senses the language, so much more will there be movement in his speech. It is extraordinary, how for instance in England, where the process of withdrawal of a connection with the surroundings is most advanced, it is regarded as a good custom to speak with their hands in their trouser pockets, held firmly inside so they don't enter the danger of movement. I have seen many English people talk in this way. Since then I've never had my pockets made in front again, but always at the back, for I have developed such disgust from this quite inhuman non-participation in what is being said. It is simply a materialistic criticism that speech only comes from the head; it originates out of the entire human being, above all from the arms, and we are—I say it here in one sentence which is obviously restricted—we are on this basis no ape or animal which needs its hands to climb or hold on to something, but we have them as free because with these free hands and arms we handle speech. In grasping with our arms, creating with our fingers, we express something we need in order to model language. So it has a certain justification to return mankind to its connection with language, bringing the whole person into it, to train Eurythmy properly, which really exists in drawing out of the human organism what is not fulfilled in the human body, but is however fulfilled in the ether body, when we speak. The entire human being is in movement and we are simply transposing though the eurhythmic movements, the etheric body on to the physical body. That is the principle. It is really the eurythmization of something like a necessity which needs to be regularly brought out of the human being, like the spoken language itself. It must stand as a kind of opposite pole against all which rises in the present and alienate people towards the outer world, allowing no relationship to be possible between people and the outer world any more. The eurythmization enables people in any case to return to being present in the language and is on this basis, as I've often suggested, even an art. Well, if you take into account the things I've just proposed, then you arrive at the now commonplace speech technique basically under the scheme of pedantry. The great importance given to teaching through recitation and that kind of thing, only supports the element of a materialistic world view. You see, just as one would in a school for sculpture or a school of painting not really get instructions of the hand movements but corrects them by life forces coming into them, so speech techniques must not be pedantically taught with all kinds of nose-, chest- and stomach resonances. These things may only be developed though living speech. When a person speaks, he might at most be made aware of one or the other element. In this respect extraordinary atrocities are being committed today and the various vocal and language schools can actually be disgusting, because it shows how little lives within the human being. The formation of speech happens when those things are considered which I mentioned. Now if the question needs to be answered even more precisely, I ask you to please call my attention to it. [ 12 ] Now there is a question about new commentary regarding the Bible, in fact, how one can arrive at a new Bible text. [ 13 ] You see, the thing is like this, one will first have to penetrate into an understanding of the Bible. Much needs to precede this. If you take everything which I have said about language, and then consider that the Bible text has originated out of quite another kind of experience of language than we have today, and also as it was experienced centuries before in Luther's time, you can hardly hope to somehow discover an understanding of the Bible through some small outer adjustment. To understand the Bible, a real penetration of Christianity is needed above all, and actually this can only emerge from a Bible text as something similar for us as the Gospels had once appeared for the first Christians. In the time of the first Christians one certainly had the feeling of sound and some of what can be experienced in the words in the beginning of St John's Gospel which was of course experienced quite differently in the first Christian centuries as one would be able to do today. "In the primal beginnings was the Word"—you see, today there doesn't seem to be much more than a sign in this line, I'd say. We come closer to an understanding when we substitute "Word," which is very obscure and abstract, with "Verb" and also really develop our sense of the verb as opposed to the noun. In the ancient beginnings it was a verb and not the noun. I would like to say something about this abstraction. The verb is quite rightly related to time, to activity, and it is absurd to think of including a noun in the area which has been described as in "the primal beginning." It has sense to insert a verb, a word related to activity. What lies within the sentence regarding the primal origins is however not an activity brought about by human gestures or actions, because it is the activity which streams out of the verb, the active word. We are not transported back into the ancient mists of the nebular hypothesis by the Kant-Laplace theory, but we will be led back to the sound and loud prehistoric power. This returning into a prehistoric power is something which was experienced powerfully in the first Christian centuries, and it was also strongly felt that it deals with a verb, because it is an absurdity to say: In the prehistoric times there was a noun.—We call it "Word" which can be any part of speech. Of course, it can't be so in the case of St John's Gospel. [ 14 ] In even further times in the past, things were even more different. They were so that for certain beings, for certain perceptions of beings one had the feeling that they should be treated with holy reserve, one couldn't just put them in your mouth and say them. For this reason, a different way had to be found regarding expression, and this detour I can express by saying something like the following. Think about a group of children living with their parents somewhere in an isolated house. Every couple of weeks the uncle comes, but the children don't say the uncle comes, but the "man" comes. They mean it is the uncle, but they generalise and say it is "the man." The father is not the "man"; they know him too well to call him "man." In this way earlier religious use of language hid some things which they didn't want to express outwardly because one had the inner reaction of profanity, and so it was stated as a generalization, like also in the first line of St John's Gospel, "in the beginning was the Word." However, one doesn't mean the word which actually stands there but one calls it something which has been picked out, a singular "Word." It was after all something extraordinary, this "Word." There are as many words as there are men, but children said, "the man," and so one didn't say what was meant in St John's Gospel, but instead one said, "the Word." The word in this case was Jahveh, so that St John's Gospel would say: "In the primal beginnings was Jahveh," so one doesn't say "God," but "the Word." [ 15 ] Such things must be acquired again by living within Christianity and what Christianity has derived from the ritual practice of the Old Testament. There is no shortcut to understanding the Gospels; a lively participation in the ancient Christian times is necessary for Gospel understanding. Basically, this is what has again become enlivened through Anthroposophy, while such things have in fact only risen out of Anthroposophic research. We then have the following: In the primordial times was he word—in primordial time was Jahveh—and the word was with God—and Jahveh was with God. In the third line: And Jahveh was one of the Elohim.—This is actually the origin, the start of the St John Gospel which refers to the multiplicity of the Elohim, and Jahveh as one of them—in fact there were seven—as lifted out of the row of the Elohim. Further to this lies the basis of the relationship between Christ and Jahveh. Take sunlight—moonlight is the same, it is also sunlight but only reflected by the moon—it doesn't come from some ancient being, it is a reflection. In primordial Christianity an understanding existed for the Christ-word, where Christ refers to his own being by saying: "Before Abraham was, I am" and many others. There certainly was an understanding for the following: Just as the sunlight streams out of itself and the moon reflects it back, so the Christ-being who only appeared later, streamed out in the Jahveh being. We have a fulfilment in the Jahveh-being preceding the Christ-being in time. Through this St John's Gospel becomes deepened through feeling from the first line to the line which says: "And the Word became flesh and lived among us." Even today we don't believe a childlike understanding suffices for the words of the Bible, when we research the Bible by translating it out of an ancient language until we penetrate what lies in the words. Of course, one can say, only through long, very long spiritual scientific studies can one approach the Bible text. That finally, is also my conviction. [ 16 ] Basically, the Bible no longer exists; we have a derivative which we have put together more and more from our abstract language. We need a new starting point in order to try and find what really, in an enlivened way, is in the Bible. For this I have suggested an approach which I will speak about tomorrow, in the interpretation of Mathew 13 and Mark 13. You will have to state in any case that even commenting on the Bible makes it necessary to deal with the Bible impartially. If it is stated that something is mentioned which had only taken place in the year 70, therefore the relevant place could not have been mentioned before other than what had happened after this event, this could be said only if it is announced at the beginning of the Bible explanation that the Bible will be explained completely from a materialistic point of view; then it may be done like this. The Bible itself does not follow the idea that it should be explained materialistically. The Bible itself makes it necessary that the foreseeing of coming events is first and foremost ascribed to Christ Jesus himself, and also ascribed to the apostles. Thus, as I've said, this outlook is what I want to enter into tomorrow on the basis of Mathew 13 and Mark 13, by giving a little interpretation as it has been asked for. [ 17 ] Another question asks about the reality behind the apostolic succession and the priest ordination. This question can hardly be answered briefly because it relates deeply to the abyss which exists between today's evangelist-protestant religious understanding and all nuances of Catholic understanding. It is important that in the moment when these things are spoken about, one must try to acquire a real understanding beyond the rational or rationalistic and beyond the intellectualistic. This is acquired even by those who have little right to live in the sense of such an understanding. In the past I have become acquainted with a large number of outstanding theosophical luminaries, Leadbeater also among them, about whom you would have heard, and some other people, who worked in the Theosophical Society. I have recently had the opportunity—otherwise I would not have worried about it again—to experience, that some of these people are Catholic bishops; it struck me as extraordinary that a part of them were Catholic priests. Leadbeater in any case had, after various things became known about him, not exactly the qualification to become a Catholic bishop. Still this interested me about how people become Catholic priests. One thing is observed with utmost severity, which is the succession. In order for me to see which people have the right to be Catholic bishops, I was given a document which revealed that in a certain year a Catholic bishop left the Catholic church, but one who was ordained, and he then ordained others—right up to Mr Leadbeater—and ordination proceeds in an actual continuation, in an absolutely correct progress; they actually have created a "family tree" by it. I don't want to talk about the start of the "family tree" but you must accept that if it would be a natural progression that there once was an ordained bishop in Rome who dropped away, who then however ordained all the others, so all these Theosophical luminaries would refer back to a real descent of their priesthood to that which once existed. Therefore, awareness of this succession is everywhere present and such things are, according to their understanding, taken completely as the reality. [ 18 ] Something like this must be taken as a reality within the Roman Catholic Church. The old Catholic church more or less didn't have the feeling—but within the Roman Catholic church it is certain accepted this way—that the moment the priest crosses the stole he no longer represents a single personality or attitude but he is then only a member of the church and speaks as a representative, as a member of the church. The Roman Catholic Church considered itself certainly as a closed organism, where the individual loses his individuality through ordination; they see it this way increasingly. [ 19 ] Now something else is in contrast to this. You may think about what I've said as you wish, but I can only speak from my point of view, from the viewpoint of my experience. I have seen much within the transubstantiation. Today in the Catholic Church there is quite a strict difference according to which priest would perform the transubstantiation, yet I have always seen how during the transformation, during the transubstantiation, the host takes on an aura. Therefore, I have come to recognise within the objective process, that when it is worthily accomplished, it is certainly fulfilled. I said, you may think about this as you wish, I say it to you as something which can be looked at from one hand, and on the other hand also as a basic conviction of the church being valid while it was still Catholic, when the evangelist church hadn't become a splintering off. We very soon come back to reality when we look at these things and it must even be said within the sacrament of mass being celebrated there is something like a true activity, which is not merely an outer sign but a real act. If you now take all the sacraments of mass together which had been celebrated, you will create an entirety, a whole, and this is something which stands there as a fact. It is something which certainly touches things, where the evangelical mind would say: Yes, there is something magical in the Catholic Mass.—This it does contain. It also contained within it the magical part, one can experience in the evangelist mind as something perhaps heathen. Good, talk to one another about this. In any case this underscores it as being a reality, which one can't without further ado, without approaching the bearer of this reality, celebrate a mass. I say celebrate; it can be demonstrated, one can show everything possible, but one can't celebrate with the claim that through the mass what should happen at the altar will only happen when it is read without any personal imprint, in absolute application. You see, it is ever present there where one works with the mysteries; it is simply so, when one works with the mysteries. Just as no Masonic ceremony may be carried out by a non-Mason in the consciousness of the Freemason, nor may a non-ordained person in true Catholicism work from out of Catholicism and perform with full validity the ceremony in consciousness. [ 20 ] This is where we are being directed and must consult. I want you to take note that in this case the Catholic rules were actually very strict. Please don't take things up in such a way as if I am saying this towards pro-Catholicism; I only want to point out the situation. It isn't important for us to be for, or opposed, to Catholicism, because it's about something quite different. Particular customs were very strictly adhered to in the Catholic Church—not at all what is today in Rome's mood and procedure. If a priest became so unworthy as to be excommunicated, then his skin would be ripped off, scraped off from his fingers where he had held the sacred host in his hands. His skin would be scraped off. Sometimes such things are referred to but legally it is so, and I know such processes quite well, that after the priest's excommunication the skin of the fingers which touched the host, were scraped off. You can certainly set the objective instead of the succession that goes from the apostles through the priesthood to the priest celebrating today. You can set that which goes through consecration and through the sacraments themselves. You can exclude priesthood, but you can only exclude that by taking things objectively, right to a certain degree, objectively, that the priest no longer may have skin on his fingers when he is no longer authorised to celebrate the sacrificial mass. [ 21 ] Isn't it true, if you have Catholic feeling, it is something as definite to you as two plus two making four? It is something definite according to religious feeling. When you don't have that then you as modern people must have a certain piety, which says to you the Catholic church has also just preserved the celebration of mass and if this is carried outside the circle to which it had been entrusted—other circles have not preserved the sacrifice of mass—if it is being performed in other circles it is pure theft. Real theft. These things must also be understood from such concepts. I believe to some it appears very difficult to understand what I am saying but in conclusion it has as such a certain validity which needs to be achieved through understanding. We don't have to worry about it here because you can experience the mass according to what there is to experience. As far as the training of a new ritual is concerned, it would not be disturbed at all by this, that the Catholic mass regards the mass to be something so real that it may certainly not to be removed from the field of Catholicism. [ 22 ] This is firstly something which I wanted to say during our limited time. When I speak about the mass itself, and I will do so, I will still have a few things to add. |
343. The Foundation Course: Religious Feeling and Intellectualism
30 Sep 1921, Dornach Translated by Hanna von Maltitz |
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Here lies one of the points where you can make yourself quite demonstrative; for Anthroposophy it is quite important to connect with science and develop it further. Through anthroposophic research it is shown that the concept of matter, as it exists in the human organism, becomes fully disabled in its mode of action. |
343. The Foundation Course: Religious Feeling and Intellectualism
30 Sep 1921, Dornach Translated by Hanna von Maltitz |
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[ 1 ] Rudolf Steiner: My dear friends! I will try to continue with what was implied in this relationship started here yesterday in such a way that the many questions, which actually have to come out of such an examination, from the most varied sides, can then be considered further, because for this program of the Dornach course, it would be of the utmost necessity that as far as possible, no doubt and uncertainties would remain. [ 2 ] I would endeavour to go into the actual complex of questions and through this we will perhaps reach what underlies them, for further discussion. In fact, everything that licentiate Bock has just said is actually connected, so I may say it is important what opinions rise up among you now, regarding the position of Protestantism and Catholicism. I believe I can accept that you have come here from quite a positive foundation, namely to find a way out of today's religious turmoil. I myself don't want to say that it is obviously my wish to influence this towards the one or other side. Indeed, it doesn't concern some or other knowledge, but is about decisions of will, and these must rise out of inner convictions, being able of course to be motivated in the most varied ways, so we must actually discuss the possible motivation of their willed decisions. For example, a lot will depend upon your decisions of intent with regard the abyss that gapes between Catholicism and evangelical Christianity, between Protestantism and so on. Isn't it true, your resolution will be substantially different—I am now referring to the resolution of the majority of those present here—if you take into account that the Christian impulse, considered as widely as possible, in for example community building, can become that which the Christ wills for the world. However, regarding Catholicism—where I now separate Catholicism strictly from the Roman—Catholic Church—you could not find in Catholicism a possibility to bridge the abyss to the evangelistic side, if you don't gain a mutual understanding about the sacramentalism anchored in the Catholic world. Naturally you could also be of the opinion: we are not concerned at all, we want to create a life-filled church-based movement and then show how this viable church movement asserts itself in the world.—You could also take on this point of view: that doesn't require such a strict understanding of Catholicism as such. However, you could only gain support in the judgement regarding this direction, after you have found clarity in some historic foundations about the basis for the opening of this abyss. Today the situation is actually like this; if a person has remained within Catholicism, is standing within practical Catholicism, then he actually can't understand the evangelical mind. Neither will someone who has grown up in the evangelical-protestant tradition, who is really connected to the various nuances in modern views anchored in the Protestant churches, be able to find the way over the abyss easily. It is precisely the reason for this question that must be understood before a decision can be reached. [ 3 ] Catholicism carries within it that view which has disappeared from modern consciousness, actual modern consciousness from which has disappeared, one could say if you want to be precise, since the 15th century. It was quite appropriate—but again connected with Roman political impulses, which then allowed the appropriate background to come in—it was quite appropriate, in a certain way, to keep Catholicism in mind and make it a duty for the Catholic clerics to return to the philosophy of Thomas Aquinas, in other words, the philosophy promoting the culmination of philosophical thinking before the 15th century. One can say that to live without this philosophy, one can actually find no theory of knowledge for the justification of sacramentalism, as practiced in the Catholic Church. By contrast the protestant-evangelical consciousness lies within this development which was only imposed after the 15th century. If you want to live through the wrestling of these two currents you can look at the work of Nicolaus Cusanus, who already in the 15th century, one might say, with all intensity, raised the question for itself: How does the past and the future stand beside one another in my soul? Cusanus, by going back to certain soul experiences, connected with the name of Dionysius Areopagita, and was able to build a bridge for himself. [ 4 ] I said yesterday that the Protestant quite rightly sees something magical in the way the Catholic performs Mass, and that is certainly correct. Because of our adaptation of the modern-day educational material, we are incapable of admitting to this magic. If you come with a modern consciousness you would not be able to find any difference between a sacrificial Mass as presented in the continuity of Christian evolution and a sacrificial Mass which is simply presented in words, symbols and gestures, perceptible by outer senses, as taking place in the Mass. Beyond the understanding of the content lies the understanding of that which is the sacrifice of Mass for the Catholic; this is connected with the unifying understanding of the world which has got lost for modern humanity, the unified understanding of the world which is understood on the one side by the spirit and on the other side from nature. I could say the route of knowledge has turned more to the side of nature while insight into the spiritual world has disappeared, and as a result of this, the possibilities to perceive certain mysteries. With this I don't want to say that in the consciousness of every Catholic priest there is also a substantial content about the sacrifice of the Mass. Still, in the Catholic community there is an awareness of this substantial content of the sacrifice of Mass to such a degree that one can still speak about the reality of it in the present. [ 5 ] I can't make anything presented here, clearer to you in any other way, than through the view of knowledge. Everything, my dear friends, which is woven into our discussions during these days, what is presented in the Elaborat of Dr Rittelmeyer and the Elaborat of Dr Schairer, regarding the determination of the religious and the differentiation of the religious point of view from the point of view of knowledge, all this is incomprehensible to the Catholic. It basically doesn't exist for him. When he considers it as a modernist or someone like that, then he is basically already accepted by Protestantism even within Catholicism. For the Catholics none of these things give rise to some or other question; for them you can't formulate questions in this way. For true Catholicism, the assumption is that there should be a mere emotional human relationship to God, without a religious dogmatic content, something quite incomprehensible; the religious dogma should connect itself with the supersensible world. Certainly, you could say, the Scholastics do this, making a differentiation, as Protestantism adopts in a different way, regarding what one can know and what one should purely believe. However, the Scholastics don't make this differentiation in the same way. For the scholastic the difference lies between truths, acquired simply through human reason, and those truths which lie at the basis of revelation, basically only relate to the various ways people come to the content; but it is still not a fundamental difference. For scholasticism it is true that the Preambuli fidei are certainly there, acquired through ordinary reason, above which lies the truth of revelation, but the truth of revelation also has a real content with which one can have a thinking relationship, like the scientific truths, which also promote a relationship through thinking. Therefore, one's relationship to the revelations is the same kind of relationship one has to scientific truths. There is only a difference in relation to the way people arrive at the truth, not a fundamental difference as we have been discussing here, these days. There is something extraordinarily important here, and from it comes the basis of the abyss. [ 6 ] You see, in order to clarify the sacramental and mass aspects to you here, I have to approach through the content of knowledge. If you look today at the two outer poles of human existence, the birth with the embryo and conception—I want to place these three in a unified term of "birth"—with birth on the one side and death on the other, so you understand what happens for the physical human being, even according to the order of scientific events. Today's human being, even if he is a theologian, speaks about birth and death as if they are scientific facts, involving physical man. That's exactly why in this day and age the wall between faith and knowledge has been so ruggedly erected, because one wants to keep something which has been taken away through purely scientific knowledge about birth and death, as one admittedly doesn't want for religion, to classify it in terms of knowledge. How does a person regard birth today? It must seem a peculiar thing that I speak to you about birth, when I want to speak about Mass, but I would not be able to speak about Mass, without also speaking about birth. People see birth according to the study of embryology and ask: What happens to the embryonic germ through the fructification?—Then they ask: How is the male and how is the female substance of inheritance absorbed, and what actually goes on there, scientifically observable, from the forefathers to the child?—Today's man must, with all the antecedents of his scientific education, certainly take this point of view. This point of view exercises such a colossal suggestive view on modern man, that if this point of view is not according to science, it is regarded as nonsense. Everything which is brought up in the human being and is thereby entangled with his thinking habits, leads the human being to phrase his question in this way. Then he can, when he says: 'This question can be answered by science'—at least add: 'Faith remains the way in which the body and the soul may unite.' Yet, it is actually not so. Here lies one of the points where you can make yourself quite demonstrative; for Anthroposophy it is quite important to connect with science and develop it further. Through anthroposophic research it is shown that the concept of matter, as it exists in the human organism, becomes fully disabled in its mode of action. If one looks at a fertilized female egg and its further development, one actually is looking at something which through conception, has excluded itself from all possible earthly events. In the fertilized egg a chaos is created in which all processes available to science, are initially excluded. If I present it schematically it will end here. (A drawing is made on the blackboard.) Through the fertilization, as far as it happens in the human being, a place is created within earth's processes, where everything stops which could be accessible to natural science. Through this exclusion the possibility is created, at this point, for cosmic activity to take place, peripheral cosmic processes. Within this place something happens which is not accessible to material science. Here I'm drawing the earth, here is the realm of human beings, this is the periphery beyond which you can go, far beyond measure. While most of us, actually in the realm human beings have the earth's processes, also with the father and mother, we have here—in this circle which I'm drawing—effects from the periphery, from the immeasurable expanse, so that, what is happening here, may be transferred and enter into the scientifically given world. It is an imagination which is quite far away from modern man, because it has been lost since the 15th century. [IMAGE REMOVED FROM PREVIEW] [ 7 ] When you are in the proximity of Nepal and walk over the earth, you only need to put a flame to a piece of paper and light it, to see how it smokes out of the earth. Those of you who have travelled in Italy would have seen this: it smokes out of the earth. Why does this happen? It is because what would rise from within the earth is usually held by the air pressure; by lighting a piece of paper the air pressure is reduced and what is below, in the earth, now pushes out. [ 8 ] Through the fertilization the earth processes are excluded, and this enables the heavenly processes to be active. The reverse is what you can demonstrate with a volcanic vent. While we just examine earthly phenomena we have mainly to do with centralized processes, in other words that which rays out from the earth's centre, basically in the direction of gravity, whereas when we consider embryonic processes it is in relation to peripheral processes, which to some extent come from out of immeasurable widths, working in towards the centre. They become effective the moment the earth's effectiveness is excluded. If we go into what is taking place here, then with human embryonic development we need to examine what the participation of the entire cosmos has in the origins of mankind, and not look at precursors which are earthly. Secondly it happens—and it happens further along the embryonic development—that it enters into a relationship with physical matter. Thirdly, what happens is that which has come to the human beings out of the spiritual world and entered the physical world and all that can be in its emerging, everything which had come from the cosmos as periphery-central, in contrast with central-peripheral, now comes into the centre. Through all of this, only now earthly processes come about, man's utilisation of the earthly. The fourth event, the last one, is the preparation for inner human love which only appears when the individual has learnt to speak. So we can say that the precursors which take place through birth are the following: the human being's descent from the spiritual community: if you like the word, it could be "excommunication," meaning the descent, the coming down. (He writes on the blackboard.)
Gospel 1.[ 9 ] Then we create in contrast to the entitlement of the centralising earthly forces, the resurrection, the re-adaptation of the periphery: this happens in the sacrifice of smoke. The opposite of "three" is what we are doing by taking what we receive and adapting it to the earth, to the smoke counteracting the earth's centralizing forces. (Writes on the blackboard:) Offering 2.[ 10 ] In other words, what are we doing here? We first speak the Word in the Gospel, and we become conscious that we express this Word in such a way that it is not our word in the sense as I've said yesterday, but that it goes over into objectivity. We relinquish the Word to the smoke—smoke which is capable of adapting the form of the words. Certainly you may say it is suggestive, but still, only suggestive. The Offering consists in the expressed word, which creates waves, being trusted to the smoke, carried up in the smoke. Our word itself becomes carried up. If we turn the relationship to matter around, then we arrive at the dematerialization in the transubstantiation, in the transformation. (Writes on the blackboard:) Transubstantiation 3.[ 11 ] In our becoming a child out of the periphery of the cosmos and drawing in our 'I,' in death we withdraw, and we have for this the sign of the transubstantiation, the de-materialization. Where does this power come from? See, just as the peripheral forces work towards the centre when we speak about birth, these forces which we have called up in the offering, work outwards into the world. They work because we have entrusted our words into the smoke. They now work from out of the centre and they carry the dematerialised words through the power of the speaker and in this way, we come into the position, to fulfil the fourth, the opposite of the descent, the merging with the Above, the communion. (Writes on the blackboard:) Communion 4.[ 12 ] Now, however my dear friends, we are not only born in the beginning of our lives but forces active at birth continue to work in us. These forces, however, do decrease when we are separated from our mother's body into the outer air. They become subdued but continue working to a lesser extent. The most obvious continuation lies in the creation of languages from the embryonic forces, also in relation to the rest of the organism. Besides the forces creating language, embryonic forces continue to work and do so most strongly from the moment of going to sleep to that of waking up. Thus, embryonic forces work more strongly during sleep than when people are awake. It is only an extract which had been working during the time of being an embryo, yet during hours of restful sleep these embryonic forces continue to work. Forces of death also work in us continuously. Every moment we are born, and we die. Death forces are working. The reverse processes which had descended to work in the development of language continue to work in us; this process works in us, which come from the Gospel through to communion, from the speech up to the union with the Divine-spiritual. However, that which is a sacrament in the Mass, is fulfilled in an outer process which continuously counteracts what is being born in us. This is what amounts to the continuous perpetual forces of death in us. ---------------- [ 13 ] You see, this sacramental process would have been fulfilled in the old Mysteries. Why could they have been accomplished in the old Mysteries? They could have been fulfilled because a certain inherited spiritual perceptivity was available for them. The very moment when a person who lived before the Mystery of Golgotha, pronounced the corresponding words, therefore expressing what we have in the Gospels today, these words were taken into account by the Divine-spiritual. With the ceremony the people surrendered their continuous dying process to the Divine-spiritual forces. These Divine-spiritual forces left the earth during the time of the Mystery of Golgotha. It is only a historical prejudice to believe that the earth is in a continuous development. This is not so; it is certainly not. If the Mystery of Golgotha had not been fulfilled then we could not fulfil such a ceremony, then what dies is given over to the etheric and astral worlds and not, however, to the world where our 'I' belongs. It was not like that before the Mystery of Golgotha. Here we touch on something, dear friends, which people with their intellectual education can't believe at all because they don't have the antecedents to it. They can't believe that fire, air, water and earth since the time of the Mystery of Golgotha are different from before. It only appears as determined by a time, not that the following could be answered: What would have happened to the earth if the Mystery of Golgotha had not taken place?—So let's just switch the Mystery of Golgotha off, and we can ask ourselves: What would have become of this ceremony if the event of the Mystery of Golgotha had not happened? [ 14 ] It would be a procedure that, driven by the process of death, would only have conserved our being up to our astral body. The physical body would lose itself into the earth, the ether body would become indistinct in the etheric seas, and the astral body would enter into the astral world, but the I would be corrupted; the I would have to reach its end in some or other incorporation; the I could not go through the portal of death. That is the secret of earth evolution, that, before our time calculation began, the human being retained something which could have been redeemed by going through the gate of death, and which could be made clear through this ceremony. This ceremony, had the Mystery of Golgotha not intervened, would have become what it could have, if the last of the spiritual beings who still had a relationship to the human I, had departed from warmth, air, water, earth, and as in warmth, air, water and air only those beings remained, which still had a connection to our etheric, who have a further relationship to our astral, but no more with our human I. [ 15 ] This, my dear friends, was the huge fear for the demons when they recognised Christ, who had descended on to the earth. They believed they could now take on the control and eradicate the human I from earth. It is clearly expressed in the Gospels, how the demons behaved when they recognised who had arrived. They knew their plan for the world was crossed out, they had hoped—from out of the spheres where they had originated, they could hope for it—to take the earth's rulership into their own hands. Christ stepped on to the earth and that which the Christ had brought down from the spiritual worlds into earthly events, gave the ceremony its new content, and in this ceremony the presence of the Christ Being took place. [ 16 ] This is something which certainly can be accessed through spiritual science. You really need to take this up in yourselves, what I have, in a way, only drawn in threads, sketched, as if given in a little drawing. The human being needs to start arriving at a real understanding for the mystery of birth, which appears in nature as a sacrament itself, because it is supernatural, and an understanding must be created for the sacrament within the sacrifice of Mass, which becomes supernatural through the presence of Christ. For those who can't reason, as I've just spoken, for those who can't understand the actual process in the outcry of the lower demons when they saw the deeds of Christ, and only regard this outcry of the demons as a comparison, taking it as something exhausted in the meaning of words, don't understand anything about sacramental deeds, and in particular, the central sacramental ritual of the sacrifice of Mass. [ 17 ] Unfortunately, humanity has forgotten that they could speak about these things since the first third of the 15th century. Today we are confronted with not only what is customary in the country, but also what has become customary on earth, to appear like a maniac when words are uttered considering the outcry of the demons as a real event when they saw the Christ. We often have the experience: What is wisdom before God, has become foolishness to the world. Then again what is foolishness before the world, in present times is so often wisdom before the gods. [ 18 ] So the time has arrived when the sacramental element is not at all able to penetrate, because intellectualism is seizing all circles with such power—it works firstly on our religious and scientific areas—that it also seizes the religious and above all, things concerning theology. It's connected to external events, my dear friends, that took place, and you can see it resulted in what had actually developed out of church schools as a teaching for humanity, first preserved in the universities. If you want to continue taking this further you can study the way universities continued from the 14th century onwards, where the spiritual evolution gradually became removed from human evolution, how they gradually became secularized and how in due course what was within the spiritual led to the worldly. Make a study of how state waged war with the church, and how the state—because the church insisted on it—at most left the teaching content within it as an enclave but otherwise the spiritual has been taken out of humanity's evolution. This historical evolution you have to experience, you must even be able to feel it. We stand today in the presence of many cold hearts in historical development. We have completely stopped feeling religious at least as far as historical development is concerned. How can we gain from the Gospels at all, while they have emerged out of quite other states of evolution, when we have stopped feeling religious towards historical evolution? [ 19 ] You see, here you have a real transition from out of the earthly life, into the spiritual life. Through birth a person descends in four steps into the earthly existence until the moment of speech, through the death process he ascends from speech up to communion. He would have died today, also his I, if he had not taken up what lies up to communion in the whole ceremonial process, if he has not taken up Christ, who redeemed from within the physical, the etheric, astral and conserving the I, so that he can retain his I even after death. With the sacrifice of Mass people are snatched away from the power of the demons, from that power which entangles us in contradictions which are primarily shaped by intellectual concepts with sharp outlines. However, life is not made up of sharp outlines, life can only live within our consciousness in a conceptual way, if a concept organically evolves into another concept. With the inorganic, where we have detached concepts, they are merely clothed as dead in our consciousness. We need concepts which can evolve from one into another, which are alive and capable of metamorphosis; only these concept are not pushed away when we take them up inwardly, these concepts would be propagated and would be capable, through the offering, through transubstantiation up to communion, to become re-united with the Divine, through which we are released here on earth. [ 20 ] Whoever adapts the standpoint of modern consciousness, my dear friends, takes on the standpoint which had to be accepted on the one side from the 15th century, if one goes with the progress of the human race. One actually has to simply go with progress; it gives a certain viewpoint of consciousness, by which we can't remain standing still. Even if we are to fall into an abyss, we would have to go with the progress of the human race, but we must simply find the possibility to return from the other side of the abyss so we may continue. What has been happening since the 15th century has of course been necessary. The evangelistic-protestant consciousness has permeated what had been necessary in the evolution of humanity since the 15th century. You can see how, as the point of this development approached humanity, the most varied discussions regarding the transubstantiation and the Last Supper came to the fore. As long as one takes the point of view of the sacramental, such discussions won't arise, because such discussions stem from the invasion of intellectualism in the sacramental way of thinking. From before the 15th century, we in Europe were at the same standpoint on which Hinduism stands today. When a Hindu participates in intellectual development, he is in this intellectual development as free as possible, in as far as he remains a true Brahman. The Hindu participates in the ceremony, in the ritual; it connects everyone, and those who participate in the ritual is a true Hindu believer; he can think about it as he wishes, in it he remains completely free. Dogma, which is captured by thoughts, or a content of teaching, basically doesn't exist. Schools can emerge that interpret things in a hundred different ways. All of this can exist in orthodox Hinduism, if only the ceremonies are recorded as something actual and real. [ 21 ] Humanity in Europe also reached this standpoint before, around the time of the 15th century. At that time the invasion of intellectualism, which promoted sharp, outlined concepts, would simply not comply with sacramentalism, because with the commencement of discussions there was actually nothing to discuss. If there had been such a person as Scotus Eriugena, in other words a person who stood amidst the conception of the first Christian centuries presenting the discussion of later—one could even say that they were in front of him in a certain sense, it works that way ahead, it is after all in the others ...—(gap in notes). If you study this in Scotus Eriugena you could say he spoke out of the fullness of life, by contrast the later discussions can be compared to my experience with a school friend who had quite radically wriggled himself into materialism, and during our dialogue about one thing and another, he became quite angry and interrupted with the words: It is nonsense to speak about something other than brain processes, to say anything other than what moves in the brain are mere molecules and brain atoms, because those are the only things that happen in thinking and feeling.—So I answered: So, tell me, why are you lying? You are continuously lying when you say, "I feel" and "I think" and so on; you will have to say, "my brain feels," "my brain thinks"; in order for you to be correct, you have to say it like that.—Because he had developed completely into materialism, he criticized people one day in their very foundations. He said: A human being is a being who, instead of standing properly on a surface, moves by oscillating on two legs in a constant search for a position of equilibrium: it is simply nonsense to regard the way he moves, in any other way.—From his point of view, he spoke correctly because he criticized the living from the point of view of intellectualism. Somewhat in this way it would appear to an old confessor of sacramentalism, if one spoke from an intellectual critical viewpoint about sacramentalism and criticized religious life in this way. Since the 15th century it has become a matter of course and all of what is modern religious consciousness doesn't know just how much it has become entangled in it. [ 22 ] So one can say: we have on the one side the Catholic Church, which, if it feels its living nerve rightly, does not allow intellectualism to enter into it, and we have on the other side the evangelist-protestant consciousness having developed in a cultural milieu which no longer experiences the reality of sacramentalism, as I've indicated today. That's why the abyss is so enormous. The Catholic has stopped in the human evolution presented in the impulses of the 15th century; he developed his religion only up to this point. Cardinal Newman's connection to Catholicism therefore was so difficult, because his approach was out of modern consciousness. For the Catholic, religious life has come to one side, while modern science took the outer side. You can't read a scientific work that has emerged from Catholicism without experiencing how the most learned priests and most learned Catholics work with science in such a way that it is regarded as outer phenomena, and only that which they bring in feeling, in fervour from their Catholicism, can give them strength. However, science is a different matter to what is done within the religious, and the scholasticism of Thomas Aquinas was the last product of intellectual development in that it still included the philosophy as organic in its world view. As a result, it basically had to be discussed again for the philosophical fortification of Catholicism. [ 23 ] The Protestant consciousness felt obliged to take up intellectualism, to process intellectualism. Thus, they became alienated from sacramentalism; as a result, it became necessary to take on an ethical character, it was necessary to relinquish everything which somehow formed foundations of knowledge for the religious life. It was for instance necessary to insist that, instead of adding a mystery to birth, to substitute it with the scientific mystery of birth which meant connecting the soul with the body, achieved without an opinion possibly gained from it. The Mass, the inverse ceremony of birth processes, which are dying processes, would be mindlessly given over to historical development, and abandoned. This all relates to the time of intellectualism when the human being could no longer directly find the spiritual within the physical. So it can be seen, that if religious content is to be saved at all, it would be to formulate it in such a way that it has nothing connecting it to a content of knowledge. This will always stand as a gaping contradiction for anyone who does not, in theory, want to ignore the practical impulses of the soul's life. [ 24 ] However, humanity could never have entered into the age of experiencing freedom without having participated what had been brought to fruition in the 15th century, because freedom can only be gained within the culture of intellectualism. Only intellectually are we able to depend so much on ourselves that we may have the inner experience, which I have portrayed in my book The Philosophy of Freedom (later translations called The Philosophy of Spiritual Activity) regarding the experience of pure thinking as the foundation of freedom. All discussions prior to this regarding freedom, are only preparatory, because freedom is not to be discovered within a view which basically only contained necessity, like the view which had remained before the 15th century. So let's pose the fundamental question which can be solved in the present: How do we, despite recognising the blessings of intellectualism, rediscover the sacramental out of freedom? [ 25 ] Without a deep grasp on this question, we will not be able to understand it. The help of historical evolution needs to be taken into account in order to understand these things. If you can't let go of what I've now come to terms with, if you don't understand Luther's soul struggle inwardly either, but only in a certain sense only outwardly, intellectually, you will see in the next few days that we have already, with what has been said today, started moving the building blocks together for the understanding of Luther's soul's struggle. With this I want to close today. (Afterwards Rudolf Steiner admitted he would be willing to enter into eventual questions and Licentiate Bock asked him to shortly clarify again the connection between Mass and birth.) [ 26 ] Rudolf Steiner: It concerns the ability of speech, therefore life through words, which is the last capability given through the powers of birth, come to the fore in this direction (reference to table 5—see outline below). Now, we develop the ability for language which we receive here, in the most comprehensive sense, which we apply in the Gospels, in that we proclaim the words of God, so that we are carried from birth up to the words which turn back again. So the way goes from "descent" up to the words, Logos, and then back again. I only wrote "Gospel" on the blackboard, to place the Mass as a reverse ritual in the ceremonial process. When we look at the sacrifice of Mass—I'm letting go of the introductory processes, they are all preparatory—so the first real action is reading the Gospel, the sounding out of words, that means all which is directed towards birth, we allow to sound initially in the sacrifice of Mass. The Gospel which is read, is actually the first process of the Mass, and sounds out as word. Now, after intermediate processes here again, which do not represent the essential, the offering begins. The altar is smoked. This has the meaning that the word, which is sounded, unites with the smoke and rises from the altar. Then a time follows in which the offering continues up to the transubstantiation, when we also come back to the final material. Finally, there's the communion, which is the reverse of the descent, which is to be taken upwards. If we have understood the totality of the processes, then we first have the word, then the offering with smoke, then the word is carried into it through the power of dematerialization in the transformation and to the unification through communion. Yes, so be it.
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