13. Occult Science - An Outline: Sleep And Death
Translated by George Adams, Mary Adams Rudolf Steiner |
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We need only call to mind a few characteristic dreams to find all this confirmed. A man will dream, for example, that he is chasing away a dog which has been rushing at him. |
The dream, therefore, creates symbolic pictures; it is in fact a symbolist. Inner bodily conditions too can be translated into dream-symbols of this kind. |
Experiences of the most dramatic kind can be enacted in a dream. For instance, a man dreams that he is standing near the edge of a cliff and sees a child running towards it. |
13. Occult Science - An Outline: Sleep And Death
Translated by George Adams, Mary Adams Rudolf Steiner |
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[ 1 ] The essence of man's waking consciousness cannot be penetrated without observing the condition he lives through in sleep; so too, is the riddle of life insoluble without the study of death. People who have no feeling for the importance of supersensible knowledge will find grounds for skepticism in the very fact that it dwells so much on the facts of sleep and death. We can appreciate the motives of this kind of skepticism. For it is not unreasonable to insist that man is here to lead an active life, and that the more he is devoted to this life, the more efficient and creative he will be; to delve into such things as sleep and death can only spring from a tendency to idle dreaming and lead to nothing more than empty figments of the mind. People may easily regard the refusal to indulge in such “empty figments” as a sign of mental health, and see in the pursuit of these “idle dreamings” something morbid, natural enough to those deficient in vitality and vigor, without ability to do creative work. We should do wrong merely to brush aside this opinion. There is in it a modicum of truth; it is a quarter-truth, and only needs to be complemented by the remaining three quarters. By arguing against it we only kindle the mistrust of those who see the one quarter well enough but are unaware of the other three. A study of what lies hidden behind sleep and death is only morbid if it produces weakness and aversion from the realities of life. This may be granted without reservation. Admittedly moreover, much that has claimed the title of “Occult Science” in the past or is pursued today under this name, bears an unhealthy stamp, inimical to life. But the true science of the supersensible does not give rise to anything unhealthy of this kind. The fact is rather this: As a man cannot always be awake, so for the full reality of life he cannot do without what the supersensible provides. Life goes on in sleep; the faculties with which we work and achieve results in waking consciousness derive strength and renewal from what sleep imparts. So too it is with what man is able to observe within the manifest world. The real world is wider than the field of this type of observation. Therefore the knowledge man can gain within the visible domain needs to be fertilized and complemented by all that he can come to know of the invisible. A man who did not ever and again derive from sleep the renewal of his exhausted powers would destroy his life; likewise, a way of thinking which is not made fruitful by the knowledge of hidden worlds must ultimately lead to emptiness and desolation. So too with “death.” All living things are subject to death, to the end that new life may arise. It is the knowledge of the supersensible which throws clear light on Goethe's well-known saying, “Nature herself invented death, to have abundant life.” As without death there could be no life in the ordinary meaning of the term, so without insight into the supersensible there can be no true knowledge even of the visible world. Our knowledge of the visible must penetrate again and again to the invisible, that it may live and grow. Thus it becomes apparent that the science of the manifest world is awakened to essential life by the science of the supersensible. In its true form, the latter never has a weakening effect. Time and again it brings refreshment and healing into the outer existence which when abandoned to its own resources becomes weak and ill. [ 2 ] When a man falls asleep the connection between the members of his being undergoes a change. What we see lying there on the bed includes the physical and the etheric body of the sleeper, but not the astral body nor the I or Ego. Inasmuch as the etheric body remains connected with the physical, the vital functions continue during sleep; left to itself alone, the physical body would of necessity disintegrate. It is the thoughts, the mental images, it is pain and pleasure, joy and grief, the power of giving conscious direction to the will, and all other things of this kind, which are blotted out in sleep. Now of all this the astral body is the bearer. For an unbiased mind there can of course be no question of supposing that the astral body with its pains and pleasures, with its whole world of ideation and volition, is annihilated during sleep. It is still there, only in a different state. If the human I and astral body are not merely to contain pain and pleasure and all the other things above named, but to have conscious perception of them, the astral body must be united with the physical and etheric bodies, as indeed it is in waking life. In sleep it is not so; it has then withdrawn from the physical and the etheric bodies, as indeed it is in waking life. In sleep it is not so; it has then withdrawn from the physical and the etheric and entered into quite another mode of existence than pertains to it when united with them. It is the task of supersensible science to investigate this other mode of existence. In sleep the astral body vanishes from external observation; supersensible perception must now trace it through the stages of its life, till on awakening it once more takes possession of the physical and the etheric body. As with all other knowledge of the world's hidden realities, supersensible observation is necessary for the discovery of the spiritual facts concerning sleep; properly states, however, what has thus been discovered is intelligible to unbiased thinking. For the realities of hidden worlds are manifest in their effects. If we perceive how the processes of the sense-world are made intelligible by the information derived from supersensible perceptions, such confirmation by the facts of life is the kind of proof we may expect. Anyone not wishing to apply the methods—later to be described—for the attainment of supersensible perception, can have the following experience. To begin with, he may simply take the statements of supersensible science and apply them to what is manifest within the compass of his experience. He will discover that life becomes clear and intelligible to him in the process. Indeed the more exact and searching his study of the ordinary life he knows, the more will he be held to this conviction. [ 3 ] Although the astral body during sleep experiences no ideas or thoughts in consciousness, though it is unaware of pain or pleasure or the like, yet it does not remain inactive. On the contrary, it is precisely during sleep that a most vital activity devolves upon it—an activity into which it has to enter again and again in rhythmical succession, when for a time it has been working in unison with the physical and the etheric body. A pendulum, returning to the middle after swinging left, will swing to the right through the very momentum it has gathered on the left. So it s with the astral body and the I or Ego which it bears within it. Having been active in the physical and etheric body for a time, for a succeeding period of time—precisely as an outcome of this activity—they need to live and move and have their being in a body-free condition, in an environment of pure soul and spirit. As man is constituted in ordinary life, unconsciousness ensues during this body-free condition of the astral body and Ego. Unconsciousness is in effect the antithesis of the state of consciousness evolved in waking life by union with the physical and the etheric bodies, just as the swing of a pendulum to the right is the antithesis of the swing to the left. The need to enter into this unconscious state is felt by the human soul and spirit as tiredness, fatigue. Fatigue itself is the expression of the fact that during sleep the astral body and Ego are making themselves ready for the next waking state, when they will once again be undoing and reversing in the physical and etheric body what has arisen in the latter—through a purely organic and unconscious formative activity—while free from the soul-and-spirit. This unconscious formative activity, and what takes place in man during his conscious life and by virtue of it, are contrasting states which have to alternate in rhythmical succession.1 [ 4 ] The form and shape, proper to the physical body of man, can only be maintained by means of a human etheric body, which in its turn must be endowed with the appropriate forces by the astral body. The ether-body is the form-giving agent or architect of the physical. But it can only form the physical body aright if it receives from the astral body the necessary guidance and stimulation. In the astral body are the “pattern-forms” or archetypes according to which the etheric body gives the physical its appointed shape. Now in the waking life the astral body is not imbued with these archetypal patterns for the physical body, or only to a limited extent. For while awake the soul puts its own pictures, its own images, in their place. Turning his senses to the surrounding world, in the very act of perception man forms pictures, mental images of his surroundings. These images are, to begin with, “disturbers of the peace” for those pattern-forms which stimulate the etheric body in its work of building and maintaining the physical. Only if a man were able by his own inner activity to supply his astral body with such pictures as could give to the etheric body the right kind of stimulus, only then would there be no such disturbance. Yet the fact is that this very disturbance plays an essential part in human life, and as an outcome, while a man is awake the archetypal pictures for his etheric body cannot work with their full power. The astral body fulfills its waking function within the physical body; in sleep it works upon the latter from without. [ 5 ] Just as the physical body—in the supply of nourishment for example—has need of the outer world to which it is akin, a similar thing is also true of the astral body. Imagine a human physical body taken right away from its appropriate surroundings; it would inevitably perish. The physical body's existence is impossible without the entire physical environment. The whole Earth must be as it is, if human physical bodies are to be present on it. In truth, this human body is but a portion of the Earth-planet, and in a wider sense of the whole physical Universe. In this respect it is as the finger is to the human body as a whole. Separate the finger from the hand—it cannot remain a finger; it will shrink and wither. Such too would be the fate of the human body if severed from the body of which it is a member—from the life-conditions with which the Earth provides it. Raise it a sufficient number of miles above the Earth and it will perish, as the finger does when cut off from the hand. As to his physical body, man may be less aware of this fact than with regard to the finger in relation to this body as a whole. But this is merely because the finger cannot walk about the body as man does about the Earth; hence the dependence is more obvious in the one case than in the other. Even as the physical body is embedded in the physical world to which it belongs, so too the astral body belongs to a world of its own, from which however it is torn away by man's waking life. This may be illustrated by a comparison. Imagine a vessel full of water. Within the mass of water a single drop has no separate existence. But take a little sponge and draw a drop away, thus severing it from the total mass. Something of this kind happens to the human astral body on awakening. During sleep it is in a world of its own kind, a world to which it properly belongs. On awakening, the physical and the etheric body draw it in and fill themselves with it. These two bodies contain the organs whereby the astral body perceives the external world, to attain which perception it has to be detached from its own world. Yet from the latter alone can it derive the archetypal patterns which it needs for the etheric body. As food and other necessities are received by the physical body from its environment, so do the pictures of the astral body's environment come to it during sleep. The fact is that the astral body is then living, outside the physical and the etheric, in the great Universe—the selfsame Universe out of which the entire man is born. For in that Universe is the source of the creative patterns,--the archetypal pictures to which man owes his form. In his true being he belongs to the great Universe and is in harmony with it. In waking life he detaches himself from the all-embracing harmony, in order to have outer perceptions. In sleep his astral body returns into the harmony of the Universe, whence on awakening he brings sufficient force into his bodies to enable him for a time once more to forgo the sojourn there. The astral body thus returns to its pristine home during sleep, and on awakening brings with it into life newly strengthened forces. All this finds expression in the refreshment which a healthy sleep affords. As the further exposition of Occult Science will reveal, the home of the astral body is of far wider compass than the more obvious physical environment to which the physical body belongs. While as a physical being man is a member of the Earth, his astral body belongs to worlds wherein other heavenly bodies are contained besides our planet Earth. The astral body therefore, during sleep, enters a Universe to which other worlds than the Earth belong. But this can only be made fully clear in the further course of our explanations. [ 6 ] Though it should really be superfluous, prevalent habits of materialistic thought render it not unnecessary to set aside a possible misunderstanding in this connection. People adhering to these ways of thought will be inclined to say: “Surely the scientific procedure is to investigate the physical conditions of such a thing as sleep. Though scientists may not yet be agreed as to its precise causation, this much at any rate is certain: physical processes of one kind or another can be assumed to underlie the phenomenon of sleep.” If only it were realized that supersensible science is not at all against such a contention! All that is said from this quarter is readily accepted, just as it will be admitted that for a house to come into physical existence one brick must be laid on the other, and that when the house is finished its form and its stability are explainable by purely mechanical laws. Yet for the house to come into being the thought of the architect was also necessary. This thought will not be discovered by mere investigation of the mechanical and physical laws. Behind the physical laws in terms of which the structure of the house can be explained, there are the thoughts of the creator. So too, behind what physical science and physiology are perfectly right in bringing forward, there are the hidden realities of which the science of the supersensible is telling. Admittedly, the same comparison is frequently adduced to justify belief in a spiritual background of the world, and one may find it trite. But in these matters the point is not whether a line of thought is familiar, but whether we have given it due weight. We may well be prevented from appreciating the true weight of an idea because ideas derived from a contrary way of thinking have too much influence upon our judgment. [ 7 ] A midway condition between waking and sleeping is dreaming. Reflecting on our dream-experiences, we are confronted by a world of pictures, iridescent and in manifold confusion, though not without some hint of underlying method. Pictures arise and fade away again, often bewildering in their sequence. Man in his dream-life is released from the laws which bind his waking consciousness to the perceptions of the senses and the logical rules of judgment. Yet in the world of dreams we seem to divine mysterious laws of its own, fascinating and alluring. This is the deeper reason why we are prone to compare with dreaming the play of fancy and creative imagination which our aesthetic and artistic sense delights in. We need only call to mind a few characteristic dreams to find all this confirmed. A man will dream, for example, that he is chasing away a dog which has been rushing at him. He awakens and finds himself in the unconscious act of pushing away a portion of the bed-clothes which had been weighing on an unaccustomed part of his body and had become oppressive. In such an instance, what does the dream make of the real, sense-perceptible event? To begin with, the life of sleep leaves entirely in the unconscious what the senses would have perceived in waking life. But it holds fast to one essential—the fact that we are wanting to ward something off—and around this it weaves an imaginary sequence of events. In substance these imaginary pictures are like echoes from the waking life of the day-time, echoes selected at random. The dreamer will generally feel that with the same external cause his dream might just as well have conjured up quite other pictures. Only in one way or another they would relate, in this instance, to the sensation of having to ward something off. The dream, therefore, creates symbolic pictures; it is in fact a symbolist. Inner bodily conditions too can be translated into dream-symbols of this kind. A man will dream that a fire is crackling beside him; he sees the very flames. On awakening, he finds that he put on too many bed-clothes and has grown too hot. The feeling of excessive heat comes out symbolically in the picture of the fire. Experiences of the most dramatic kind can be enacted in a dream. For instance, a man dreams that he is standing near the edge of a cliff and sees a child running towards it. The dream lets him undergo all the tortures of the thought, “What if the child should fail to notice and fall over!” Presently he sees the child fall and hears the dull thud of the body down below. He wakes up and finds that a familiar object, hanging on the wall of the room, has worked loose and made a dull sounds as it fell. A simple enough event—the dream-life turns it into a sequence of dramatic pictures, full of suspense and excitement. For the present we need not stop to ponder, how and why—in the last example—the instantaneous thud of the falling object gets extended into a whole series of events, seeming to occupy a considerable time. The point is that the dream translates what waking sense-perception would have shown, into scenes and pictures. [ 8 ] We see from this that when the senses create from their activity, immediately a creative faculty begins to stir in man. It is the same creative faculty which is at work in fully dreamless sleep, there giving rise to the state of soul we were describing as the antithesis of the waking state. For dreamless sleep, the astral body has to be withdrawn both from the etheric body and from the physical. In dreaming, while separated from the physical body—no longer joined to the physical sense-organs—it still remains connected to some extent with the etheric. The very fact that what is going on in the astral body is perceived in pictures, is due to its connection with the etheric body. The moment this connection too is severed, the pictures fade into complete unconsciousness; dreamless sleep ensues. The arbitrary, often nonsensical character of dream-pictures is due to the fact that the astral body, disconnected as it is from the sense-organs of the physical, cannot relate its pictures to the proper objects and events of the external world. This becomes very evident when we contemplate the kind of dream in which the I, the Ego, is in a sense divided. For instance, one dreams of oneself as a pupil who cannot answer a question the schoolmaster is putting; yet in the very next moment the master himself gives the required answer. Unable to make use of the organs of perception of his physical body, the dreamer cannot relate the two events to himself as to one and the same person. Even to recognize himself as a continuous and coherent I, man therefore needs to be equipped with outer organs of perception. Only if he had attained the faculty to be aware of his own I without the help of such organs of perception, only then would the continuity and oneness of the I still be perceptible to him even outside the physical body. For supersensible consciousness, faculties of this kind must indeed be acquired. The way to do so will be dealt with in a later chapter. [ 9 ] Not only sleep; death too is due to a change in the mutual connection between the members of man's being. And here once more, what is apparent to supersensible perception can also be seen in its effects within the manifest world. Here once again, unbiased thinking will find the statements of supersensible science confirmed by the facts of external life, though in this instance the impress of the invisible in the visible domain is less in evidence, and it is therefore not so easy to realize the weight and bearing of those realities of outer life which answer to the statements of supersensible science. Here even more than for other things already dealt with in this volume, if the mind is not open to discern the way in which the sense-perceptible domain relates to the supersensible and indicates the latter's presence, it is only too easy to pronounce the findings of Occult Science mere figments of imagination. [ 10 ] When a man falls asleep, whereas his astral body is released from its connection with the etheric and physical bodies, the latter still remain united. Not so in death. Left to its own unaided forces, the physical body will now inevitably disintegrate. For the etheric body, on the other hand, death brings about a condition in which it never was throughout the whole time between birth and death, save in exceptional circumstances to be mentioned later. For the etheric is now united with its astral body, and the physical body is no longer with them. The fact is that the etheric and astral bodies do not separate immediately after death. They hold together for a time, by virtue of a force which obviously must be there, for otherwise the etheric body could never have freed itself form the physical, to which it is tenaciously attached, as is shown by the fact that in sleep the astral body fails to part them. At death, the force that holds the etheric and astral bodies together becomes at least effective, detaching the etheric from the physical. To begin with therefore, the etheric body after death is united with the astral body. Supersensible observation shows that this their union varies from one individual to another. All we need say at the moment is that it lasts for a short time—for a few days—after which the astral body frees itself from the etheric body also, and goes on its way without it. While the connection of the two persists, man is in a condition consciously to perceive the experiences of his astral body. So long as the physical body was there, the separation of the astral body from the physical in sleep involved the immediate commencement of its work upon the physical body from without, for the renewal of the outworn organs. With the severance of the physical body at death, this work is at an end. But the spiritual forces which were expended on it during sleep are still there and can now serve a different end, namely to make perceptible the processes within the astral body as such. From a point of view which would restrict scientific observation to the outer aspects of life, it will be said: “These are so many assertions, evident no doubt to those endowed with supersensible perception; men who are not thus endowed have no way of assessing the truth.” Yet this is not so. Even in this domain, remote though it may seem from ordinary sight and thought, what the science of the supersensible observes can be taken hold of, once discovered, by the normal faculties of thought and judgment. One need only ponder with due judgment the manifest and given relationships of human life. The thinking, feeling and willing of man are related to one another, and to his experiences in and with the outer world, in ways that are unintelligible unless the manifest activities and relationships are understood as the expression of an unmanifest. To thoughtful contemplation, what is here manifest remains opaque and untransparent till we are able to interpret the way the way it takes its course within the physical life of man, as an outcome of non-physical realities disclosed by supersensible cognition. Unillumined by the science of the supersensible, it is as though we were in a dark room without a light. Just as we cannot see the physical objects around us until we have a light, so too we cannot explain what goes on in and through the soul-life of man till we have knowledge of the supersensible. While man is joined to his physical body, the outer world enters his consciousness in images. After the physical body has been laid aside, he becomes aware of the experiences the astral body undergoes when unconnected with the outer world by physical sense-organs. To begin with, the astral body has no essentially new experiences. Its still remaining connection with the etheric body stands in the way of any new experience. But it possesses in an enhanced degree the memory of the past earth-life, which memory the etheric body—being still united with it—makes to appear in a vivid, all-embracing tableau. Such is the first experience of the human being after death. He sees his past life from birth till death in a vast series of pictures, simultaneously spread out before him. During this earthly life, memory is only present while—in the waking state—man is united with his physical body. Moreover, it is only present to the limited extent the physical body permits. Yet to the soul herself nothing is lost; everything that has ever made an impression on the soul during this life is preserved. If the physical body were but a perfect instrument for the purpose, it would be possible for us at every moment to conjure up before the soul the whole of our past earthly life. At death all hindrance is removed, and while man still retains the ether-body he has a relatively perfect memory. This vanishes, however, in proportion as the ether-body loses the form it had while it indwelt the physical—a form which bears a fundamental likeness to the latter. This also is the reason why the astral body after a time separates from the etheric. For the astral body can only remain united with the etheric while the latter retains the imprint, the form that corresponds to the physical body. During the life between birth and death a severance of the etheric body from the physical only takes place in exceptional cases and then only for a short duration. When, for example, a man subjects an arm or leg to an unusual pressure, a portion of the etheric body may become separated from the physical. We say then that the limb has “gone to sleep.” The peculiar sensation it gives is in fact due to the severance of the etheric body. (Here too, of course, materialistic thinking can deny the invisible within the visible, maintaining that the effect is merely due to the physical or physiological disturbances induced by the excessive pressure.) In such a case supersensible perception actually sees the corresponding part of the etheric body moving out and away from the physical. Now when a man undergoes an altogether unaccustomed shock or something of that nature, a like severance of the etheric may ensue for a brief space of time over a large proportion of the body. This happens if he is brought very near to death, as on the point of drowning, or when in imminent danger of a fall in mountaineering. What is related by individuals who have had such experiences comes very near the truth. Supersensible observation confirms it. They tell how at such a moment the whole of their past life appeared before them in a vast tableau of memory. Among the many examples that might be cited, we select one, the author of which—by the whole tenor of his thought—would have rejected as empty fancies what is here said about these matters. Incidentally, when one is taking the first steps in supersensible observation it is always useful to familiarize oneself with the findings of those who think the science of the supersensible fantastic. They are less easily attributed to favorable bias. (Let occult scientists learn as much as they can from those who deem their efforts futile. If the latter do not respond in kind we need not feel discouraged. Supersensible observation does not of course depend on these evidences for the verification of its results, and in adducing them the intention is not to prove, only to illustrate.) The eminent anthropologist and criminologist Moritz Benedict, a scientist distinguished too in other branches of research, tells in his reminiscences of an experience of his own. Once he was very nearly drowned while bathing. He saw the whole of his past life in memory before him as though in a single picture. It is no contradiction if others have described quite differently the pictures they experienced on such occasions, to the extent sometimes that there seemed little connection with the events of their past lives. For the pictures that arise during this altogether unaccustomed state of severance from the physical body are often not so easy to elucidate in their relation to the human being's life. None the less, if thoroughly gone into, some such relation will always be discerned. Nor is it valid to object that someone on the point of drowning did not have the experience at all. For the experience is only possible when the etheric body, while severed from the physical, remains united with the astral. It will not occur if the shock brings about a detachment of the etheric from the astral body too, since there will then be complete unconsciousness, just as there is in dreamless sleep. [ 11 ] Once more, then: gathered together in a great memory-tableau, the past life of man comes before him during the time immediately following his death. Thereafter, the astral body—severed now from the etheric—goes on its further way alone and by itself. It is not difficult to see that in this astral body there will no remain whatever it has made its own by dint of its own activity while living in the physical. The Ego has to some extent elaborated Spirit-Self, Life-Spirit and Spirit-Man. These, in so far as they are evolved, owe their existence to the Ego to the I—not to the organs of the bodies. Now by its very essence the I is the being which needs no outer organs for its perception. No more does it need outer organs to retain what it has once united with itself. It may perhaps be objected: why, then, in sleep is there no perception of the evolved Spirit-Self, Life-Spirit and Spirit-Man? There is none because from birth until death the Ego is chained to the physical body. In sleep, it is true, it is with the astral body outside the physical. Yet even then it remains in close connection with the latter, for to the physical body the activity of the astral body, closely associated with the Ego, is directed. Bound as it is to the physical throughout earthly life, the Ego is dependent for its perceptions on the outer world of the senses; it cannot yet receive the manifestations of the spiritual in its original and proper form. Such manifestations can only come to the human Ego when released by death from its connection with the physical and etheric bodies. In life, the physical world holds the soul's activities chained to itself; another world can light up for the soul the moment it has been drawn forth, out of the physical body. Yet there are reasons why even at this juncture man's connection with the external, sense-perceptible world does not altogether cease. Cravings, in effect, persist, maintaining the connection. These are the cravings man engenders for himself through the very fact that he is Ego-conscious—endowed with an Ego, the fourth member of his being. The cravings and desires which spring from the nature of the three lower bodies can only take effect in the outer world; when these bodies are laid aside, these cravings cease. Due as it is to the external body, hunger is naturally silenced when this body is no longer joined to the Ego. When death has taken place, the Ego, if it had now no other cravings than derive from its own spiritual nature, could draw full satisfaction from the spiritual world into which it is then transplanted. But life has given it other cravings besides these. Life has kindled in it a longing for enjoyments which, while only satisfiable by means of physical organs, are not in essence attributable to these organs. Not only the three bodies crave for satisfaction through the physical world; the Ego too finds enjoyments in this world—enjoyments such that in the spiritual world there are no objects to satisfy the longing for them. Two kinds of wishes are proper to the Ego during earthly life. First are the wishes which, originating as they do in the three bodies, have to be satisfied in and through the bodies; these wishes naturally cease when the bodies disintegrate. Secondly there are the wishes which originate in the spiritual nature of the Ego. So long as the Ego is living in the bodies, these wishes too will find their satisfaction by means of bodily organs. For the unmanifest, the spirit, is at work here too—manifested through the organs of the body. In and with all that they perceive, the outer senses are at the same time receiving a spiritual portion. This spiritual portion is present also after death, though in a different form. Therefore the spiritual that the Ego craves for in the world of the senses is still available to it when these senses are no longer there. If then a third kind of wish were not added to these two, death would merely signify the passing on from cravings satisfiable by means of bodily senses, to such as find fulfillment in the direct revelations of the spiritual world. But there are wishes of a third kind—wishes which the Ego engenders for itself while living in the sense-world inasmuch as it takes pleasure in this world even where the latter is not making manifest the spirit. The lowest kinds of enjoyment can be true manifestations of the spirit. The satisfaction food affords to a hungry creature—this too is a manifestation of the spirit. For by the creature's nourishment something is accomplished, without which—in one essential direction—the spiritual itself could not evolve. But the I of man is able to go beyond this due enjoyment. The I can long for the tasty dish, quite apart form the function nourishment fulfils and in the fulfilling of it serves the spirit. The same applies to many other things belonging to the “sensual” world—that is to say, the world of the senses. Desires are thus engendered which would never have occurred in the sense-perceptible world of Nature, had not the I of man entered this world. Nor is it from the spiritual being of the I as such that these desires spring. The natural enjoyments of the senses are needed by the Ego—even as a spiritual being—while living in the body. In and through sense-perceptible Nature the spiritual manifests itself; it is none other than the spirit which the Ego is enjoying when given up to sensual manifestations through which the spirit-light is shining. In the enjoyment of this light it will continue, even when the nature of the outer sense is no longer the medium through which the spiritual light is radiating. For sensual desires on the other hand, from which the living spirit is absent, there can be no fulfillment in the spiritual world. Therefore when death ensues the possibility of their assuagement is utterly cut off. The enjoyment of tasty food can only be brought about by means of the bodily organs—tongue, palate and the like—used in taking of food. These organs man no longer has when the physical body haw been laid aside. And if the Ego still feels need of such enjoyment, the need must remain satisfied. In so far as the enjoyment is in harmony with the spirit, it will be present only as long as the physical organs are there. But in so far as the human I has fostered it without thereby serving the spirit, the wish for the enjoyment will persist after death, vainly thirsting for satisfaction. What now goes on in man can only be imagined if we think of one who has to suffer burning thirst in a desert country where no water is to be found. Such is the lot of the human I after death in so far as it harbors unextinguished cravings for the enjoyments of the outer world and has no organs for their satisfaction. Only, if thirst is here to serve as a comparison for the Ego's plight after death, we must imagine it boundlessly enhanced and extended to all the manifold cravings which may still persist, for the assuagement of which there is no possibility whatever. The next stage through which the Ego passes is that it gradually frees itself from all these bonds of attachment to the outer world. In this respect it has to bring about within itself a purging and a liberation. All the desires the Ego has engendered while living in the body and that have not their rightful home within the spiritual world, must now be extirpated. As a combustible material is seized and burned by fire, so is the world of cravings dissolved and annihilated after death. Herewith we peer into a world which supersensible wisdom has very properly described as “the consuming fire of the spirit.” This “fire” seizes hold of every craving which is not only sensual—related, that is, to the sense-perceptible world—but is so in such a way that in its essential nature it does not express the spirit. Pictures like these, in terms of which supersensible insight cannot but describe what actually happens after death, may appear terrible and cheerless. Well may it seem appalling that a hope, for the satisfaction of which sensory organs are that a hope, for the satisfaction of which sensory organs are required, must after death give way to utter hopelessness, or that a wish which the physical world alone is able to fulfill, must change into the burning want of fulfillment. Yet one can only think in this way while failing to perceive that all the wishes and cravings, seized upon after death by the “consuming fire,” represent forces which are not wholesome but in a higher sense destructive, inimical to life. These forces cause the Ego to form closer bonds of attachment to the sense-world than are needed in order to receive from this world that which will serve the Ego's progress. Nature—the “world of the senses”—is a manifestation of the hidden spiritual. There is a form in which the spiritual can only become manifest by means of bodily senses, and in this form the Ego would never be able to receive it, were it not to use the senses for the enjoyment of what is spiritual in the garb of Nature. But the Ego becomes estranged from the world's real and true and spiritual content when cravings for sensual enjoyments through which the spirit is no longer speaking. While sensual enjoyment as an expression of the spirit helps to uplift and evolve the Ego, that which does not express the spirit spells its impoverishment and desolation. And though a craving of this latter kind may lead to satisfaction and enjoyment within the sense-world, its emptying and devastating effect upon the I of man is still there. Only that this effect does not become perceptible to the I until after death. While life goes on, the enjoyment consequent on such a craving can beget new wishes of its kind, and man does not become aware that by his own doing he is enveloping him in a consuming fire. The fire that enveloped him already during life is made perceptible to him after death, and in so doing becomes transmuted into its wholesome and beneficial consequences. When one human being loves another, he is not only attracted by those of the other's features which are directly sensible by physical organs of perception. And yet of these alone can it be said that death will render him unable any longer to perceive them. On the other hand, after death there becomes visible in the beloved the very reality of being for the perception of which the physical organs were but the means. Moreover then the one thing that will mar this perfect visibility will be the persistence of cravings which can only be satisfied by means of physical organs. Nay, if these cravings were not purged, conscious perception of the beloved would not be possible at all after death. Looked at in this light, the terrible and hopeless picture which the after-death events described by supersensible science might at first sight be seeming to convey, gives place to one that is deeply comforting and satisfying. [ 12 ] In yet another respect our experiences after death are different from those we have in life. During the time of purification, man—in a sense—lives backwards. He goes again through all that he experienced in life, ever since his birth. Starting from the events immediately preceding death, he re-experiences it all in reverse order, back into childhood. And as he does so, there become visible to him all those things in his life which did not truly spring from the spiritual nature of the Ego. These too he now experiences in an inverted way. Say for example that a man dies in his sixtieth year, and that at the age of forty, in an outburst of anger, he caused another person pain in body or in soul. He will experience the event in consciousness again after death, when in his backward journeying through life he arrives at his fortieth year—the moment when it happened. But he will no experience, not the satisfaction he felt in giving vent to his anger, but instead the suffering the other person underwent through his unkindness. The example shows that what is painful in the after-death experience of an event of this kind is due to a craving to which the Ego gave way—a craving which had its origin in the outer material world and in this alone. In truth, by giving vent to such a craving the ego was doing harm not only to the other human being but to itself; only the harm done to itself remained invisible during life. After death the whole world of harmful cravings becomes perceptible to the Ego. The man now feels drawn to every being and to every object by contact with which a craving of this kind was ever kindled in him, so that the craving may be destroyed even as it originated—destroyed in the consuming fire. When in his backward journeying man has attained the moment of his birth, all such cravings having now undergone the cleansing fire, there is no longer anything to hinder his unimpaired devotion to the spiritual world. He enters on a new stage of existence. Just as in death the physical body, and soon after it the etheric body was laid aside, so now there falls away and disintegrates the part of the astral body which is unable to live save in the consciousness of the external, physical world. Therefore for supersensible science there are no less than three corpses—physical, etheric and astral. The point of time at which the astral corpse is shed is given by the fact that the period of purification lasts about a third as long as the past life between birth and death. Why this is so will only be clear at a later stage, when the whole course of human life has been more thoroughly gone into in the light of Occult Science. For supersensible perception there are ever present in man's environment the astral corpses cast aside by those who are passing form the stage of purification on to higher levels of existence. It is analogous to what is obviously true for physical perception: physical corpses come into being where human communities are living. [ 13 ] After the time of purification an entirely new state of consciousness begins for the I of man. Before death, perceptions came to him from without, for the light of his consciousness to fall upon them. Now, as it were, a world of coming to him—into his consciousness—from within. It is a spiritual world, in which the I is also living between birth and death. Here however, it is veiled in the manifestations of the senses; and only when—turning aside from all outward perceptions—the I becomes aware of itself in the inmost “holy of holies” of its being, what otherwise is shrouded in the veils of sense-perceptible Nature, makes itself known directly and in its pristine form. Like to this inner perception of the I before death, “form within outward” is the manifestation of the spiritual world in its fullness, after death and when the time of purification has been absolved. This kind of manifestation is indeed already there as soon as the etheric body has been laid aside, but like a darkening cloud the world of cravings obscures it, clinging still to the external world. It is as though a blissful world of purely spiritual consciousness were to be interspersed with black demonic shadows, due to the cravings that are being purged in the consuming fire. Indeed these cravings are now revealed to be no mere shadows but very real beings; this becomes evident to man's Ego as soon as the physical organs are taken from him and he is thereby enabled to perceive what is spiritual. The beings look like distortions and caricatures of what was known to him hitherto by sense-perception. For of this realm of the purging fire, supersensible observation must relate that it is inhabited by beings whose appearance of the spiritual eye can only kindle pain and ghastly horror. Their very joy seems to consist in destruction; their passion is directed to an evil compared to which the evils known to us in the outer world seem insignificant. Whatever man takes with him thither by way of cravings of the kind above defined, appears as nourishment to these beings—nourishment by means of which they constantly renew and reinforce their powers. The picture we have thus been painting of a world imperceptible to the outer senses may seem less incredible if one will look with open mind at well-known aspects of the animal creation. What, to the eye of the spirit, is a ruthlessly prowling wolf? What is revealing itself in the figure of the wolf as the outer senses see it? Surely it is none other than a soul that lives in cravings and acts out of its cravings. The very form of the wolf may be described as an embodiment of its cravings. Even if man had no organs to perceive this outer form, he would still have to recognize the wolf's existence if the cravings, though invisible, made themselves felt in their effect—if there were on the prowl a power invisible to human eye, yet by whose agency all that the visible wolf is doing were being done. The beings of the purging fire are not present to the outer senses—only to supersensible consciousness. Their effects however are only too evident, in that they tend to destroy the Ego that gives them nourishment. When right enjoyment is carried to intemperance or to excess these effects are made visible enough. Nature too, as perceived by the outer senses, would entice the Ego, but only in so far as the enjoyment were true to the Ego's own essential being. An animal is urged by instinct to desire that alone of the outer world for which its three bodies crave. Man has higher forms of enjoyment because he has not only the three bodily members but the fourth, the I—the Ego. If then the Ego craves for forms of satisfaction which serve, not the furtherance or maintenance but the destruction of its own being, such desires can neither be the outcome of the three bodies nor of the Ego's proper nature. They can only be the work of beings whose true shape and form remain hidden from the senses, but who gain access precisely to the higher nature of the Ego and entice it into cravings unfounded in the nature of the senses, yet only satisfiable by its means. In effect, there are beings whose food consists of cravings and passions more evil and pernicious than those of any animal, for they live not in the true nature of the senses but seize the spiritual and drag it down on to the sensual level. Their forms and features are to the spiritual eye more hideous and ghastly than those of the most savage animals. The latter, after all, do but incorporate natural passions, natural desires. The destructiveness of these beings boundlessly exceeds the wildest ravings known to us in the animal world as seen by the outer senses. Supersensible knowledge must in this way extend man's outlook to a world of beings who in a sense are on a lower level than any visible animal, even the most noxious and destructive. [ 14 ] When after death man has passed through this world, he finds himself face to face with a world of pure spiritual content—a world, moreover, which begets in him only such longings as will find satisfaction in the purely spiritual. But he still distinguishes what appertains to his own I or Ego from what constitutes his environment, which we might also call the “spiritual outer world” for the Ego. Only, once more, his experiences of this environment come to him in the same way in which the inner perception of his own I came to him while living in the body. While in the life between birth and death the environment of man speaks to him through the organs of his bodies, when he has laid all the bodies aside the language of his new environment of man speaks to him through the organs of his bodies, when he has laid all the bodies aside the language of his new environment speaks directly into the inmost “holy of holies” of the I am. Now therefore the whole environment of man is replete with beings alike in kind to his own I, for in effect, only an I has access to an I. Even as minerals, plants and animals, surrounding him in the world of sense, constitute sense-perceptible Nature, so after death man is surrounded by a world composed of spiritual Beings. Yet he brings with him thither something more—something which in yonder world is not his environment. In effect, he brings with him what his Ego has experienced while living in the sense-world. The sum-total of these his experiences first appeared to him in an all-embracing memory-tableau immediately after death, while the etheric body was still connected with his Ego. The ether-body was then laid aside, but something of the memory-tableau remained as an enduring possession of the Ego. It is as thought an extract, a quintessence, were distilled of all the experiences that had come to the human being between birth and death. This is the thing that endures. It is the spiritual yield, the fruit of life. The yield, once more, is of a purely spiritual nature. It contains all the spiritual content, manifested during life through the outer senses. Spiritual though it is, without man's sojourn in the sense-world it could never have come into existence. After death, the I of man feels this spiritual fruit, culled in the world of the senses, to be his own—his inner world. With this possession he is entering into the spiritual world—a world composed of beings who manifest themselves as an I alone can manifest itself in its own inmost depths. A seed, which is a kind of extract of the whole plant, can only develop when planted in another world—the earthly soil. What the Ego brings with it from the sense-world is like a seed—a seed received into the spiritual world, under whose influences it will now develop. The science of the supersensible can at most give pictures in attempting to describe what happens in this “Land of Spirits.” Yet the pictures can be true to the reality. Experiencing the facts invisible to the external eye, supersensible consciousness can feel these pictures of them to be true. The spiritual realities can thus be illustrated by comparisons from sense-perceptible Nature. Purely spiritual though they are, they none the less bear a certain likeness to this world of Nature. As in this world a color will appear when the eye receives an influence from the appropriate object, so too in Spirit-land, under the influence of a spiritual Being, the Ego will experience a kind of color. Only the color-experience will come about in the way in which the Ego's own inner self-perception—and this alone—comes about during the life between birth and death. It is not as though light from outside were impinging on him; rather as though another Being directly influenced the Ego of man, impelling him to represent the influence to himself in a color-picture. Thus do all Beings in the spiritual environment of the Ego find expression in a world radiant with color. Needless to say, since the manner of their origin is so very different, the color-experiences of the spiritual world differ in character from those we enjoy in the world of Nature. The same applies to other kinds of sense-impression which man receives from this world. It is the sounds of the spiritual world which are most like the corresponding impressions of the sense-world. The more man lives his way into the spiritual world, the more does it become for him an inner life and movement, comparable to the sounds and harmonies of sense-perceptible reality. Only he feels the sound, not as approaching an organ of perception from outside, but as a power flowing outward into the world from his own Ego. He feels it as in the sense-world he would feel his own speech or song; yet in the spiritual world he is aware that the sounds, even while proceeding from himself, are in reality the manifestation of other Beings, pouring themselves into the World through him. There is a yet higher form of manifestation in the Spirit-land, when spiritual sound is enhanced to become the “spiritual Word.” Not only does the surging life and movement of another spiritual Being then pour through the I of man; the Being himself communicates his inmost being to the I. Without the remnant of separation which in the world of the senses even the most intimate companionship must have, two beings live in one-another when the Ego is thus poured through and through by the spiritual Word. In all reality, such is the Ego's companionship with other spiritual beings after death. Three distinct regions of Spirit-land—the land of Spirits—are apparent to supersensible consciousness. We may compare them with three domains of sense-perceptible Nature. The first is as it were the “solid land” of the spiritual world; the second the “region of oceans and rivers;” the third the “air” or “atmosphere. Whatever assumes physical form upon Earth and is thus made perceptible to physical organs, is seen in its spiritual essence in the first region of Spirit-land. For example, one may there perceive the power which builds the form of a crystal. Only what there reveals itself is like the antithesis of what appears to the senses in the outer world. The space which is here filled by the rocky material appears to the spiritual eye as a kind of hollow or vacuum; while all around the hollow space is seen the force building the form of the stone. The characteristic color which the stone has in the sense-world is experienced in the spiritual world as its complementary. Seen therefore from Spirit-land, a red stone is experienced with a greenish and a green stone with a reddish hue. Other properties too appear as their antithesis. Even as stones, rocks and geological formations constitute the solid land—the continental region—of the world of Nature, so do the entities we have been describing constitute the “solid land” of the spiritual world. All that is life in the sense-world is the oceanic region of the spiritual world. To the eye of sense, life appears in its effects—in plants and animals and human beings. To the eye of the spirit, life is a flowing essence, like seas and rivers pervading the Spirit-land. Better still is the comparison with the circulation of the blood in the human body. For while the seas and rivers in external Nature appear as though distributed irregularly, there is a certain regularity in the distribution of the flowing life above all which is experienced as living spiritual sound. The third region of Spirit-land is the airy sphere or “atmosphere.” All that is feeling and sensation in the outer world is present in the spirit-realm as an all-pervading element, comparable to the air on Earth. We must imagine an ocean of flowing sensation. Sorrow and pain, joy and delight, are wafted in that region as are wind and tempest in the atmosphere of the outer world. Think of a battle being fought on Earth. Not only are there facing one another the figures of the combatants which the outer eye can see. Feelings are pitted against feelings, passions against passions. Pain fills the battlefield no less than the forms of men. All that is there of passion, pain, victorious exultation, exists not only in its outer sense-perceptible effects; the spiritual sense becomes aware of it as a real event in the airy sphere of Spirit-land. Such an event is in the spiritual like a thunderstorm in the physical world. Moreover the perception of such events may be compared to the hearing of words in the physical world. Hence it is said: Even as the air enwraps and permeates the inhabitants of earth, so does the wind of the Spirit—the “wafting of the spiritual Words”—enwrap and permeate the beings and events of Spirit-land. [ 15 ] Further perceptions are possible in the spiritual world, comparable to the warmth and also to the light of the physical world. Warmth permeates all earthly things and creatures, and it is none other than the world of thoughts which in like manner permeates all things in Spirit-land. Only these thoughts must be conceived as independent living Beings. The thoughts man apprehends within the manifest world are but a shadow of the real thought-being, living in the land of Spirits. One should imagine the thought, such as it is in man, lifted out of him and as an active being endowed with an inner life of its own. Even this is but a feeble illustration of what pervades the fourth region of Spirit-land. Thoughts in the form in which man perceives them in the physical world between birth and death are but a manifestation of the real world of thoughts—the kind of manifestation that is possible by means of bodily organs The thoughts man cultivates—those above all which signify an enrichment of the physical world—originate in this region of Spirit-land. This does not only apply to the ideas of great inventors or men of genius. Fruitful ideas “occur” to every human being—ideas he does not merely borrow from the outer world, but which enable him to work upon this world and change it. While feelings and passions occasioned by the external world belong to the third region of Spirit-land, all that can come to life in the soul of man so that he becomes creative, acting on his environment in such a way as to transform and fertilize it, is manifested in its archetypal being in the fourth region of the spiritual world. The prevailing element of the fifth region may be likened to the light of the physical world. It is none other than Wisdom, manifested in its pristine, archetypal form. Beings belong to that region who pour Wisdom into their environment, even as the Sun sheds light upon physical creatures. Whatsoever the Wisdom shines upon, is revealed in its true significance for the spiritual world, just as a physical creature reveals its color when the light is shining on it. There are yet higher regions of Spirit-land; we shall refer to them again in later chapters. Such is the world in which the I of man is steeped after death, with the yield he brings with him from his life in the outer world of sense. This yield, this harvest, is still united with the part of the astral body which was not cast off when the time of purification was over. For, as we saw, only part of the astral body then falls away—namely the part which with its wishes and cravings clung to the physical life even after death. The merging of the Ego into the spiritual world with all that it has gained from the sense-world may be likened to the embedding of a seed into the ripening earth. The seed draws to it the substances and forces of the surrounding soil, so that it may unfold into a new plant. In like manner, development and growth are of the essence of the I of man when planted in the spiritual world. In what an organ perceives also lies hidden the creative force to which the organ is due. It is the eye that perceives the light, and yet without the light there would be no eye. Creatures that live perpetually in the dark fail to develop organs of sight. Thus the whole bodily man is created out of the hidden forces of what the several members of his bodies are able to perceive. The physical body is built by the forces of the physical world, the ether-body of those of the world of life; the astral body has been formed out of the astral world. Transplanted into Spirit-land, the Ego meets with these creative forces, which remain concealed from physical perception. Spiritual beings who, though unseen, surround man all the time, and who have built his physical body, become perceptible to him in the first region of Spirit-land. While in the physical world he can perceive no more than the outer manifestation of the creative and formative spiritual powers to which his own physical body is due, after death he is in their very midst. They now reveal themselves to him in their original and proper form, previously hidden from him. In like manner, throughout the second region he is amid the creative forces of which his ether-body consists, and in the third there flow towards him the powers of which his astral body is formed and organized. The higher regions too of Spirit-land now pour in upon him the creative powers to which he owes the very form and substance of his life between birth and death. [ 16 ] These Beings of the spiritual world henceforth collaborate with the fruit of his former life which man himself has brought with him—the fruit which is now about to become the seed. And by this collaboration man is built up anew—built, to being with, as a spiritual being. In sleep the physical and etheric bodies are still there; the astral body and the Ego although outside, are in communication with them. The influences from the spiritual world received by the astral body and the Ego during sleep can only serve to repair the faculties and forces exhausted in the waking hours. But when the physical and the etheric body, and after purification the parts of the astral body which were still chained to the physical world by desire, have been cast off, what flows to the Ego from the spiritual world becomes not only the repairer; henceforth it is the re-creator. And after a lapse of time (as to the length of which we shall have more to say,) the Ego is again invested with an astral body, able to live in an etheric and physical body such as are proper to the human being between birth and death. He can be born again and re-appear in a new earthly life, in which the fruits of his former life have been incorporated. Till his investment with a new astral body, man is the conscious witness of his own re-creation. And as the Beings of Spirit-land reveal themselves to him not through external organs but from within, like his own inmost I in the act of self-awareness, he can perceive the revelation so long as his attention does not yet incline towards a world of outer percepts. But from the moment when his astral body has been newly formed, he begins again to turn his attention outward. The astral once again demands an external body—physical and etheric—and in so doing turns away form what is manifested purely from within. Hence there now comes an intermediate condition during which man is plunged into unconsciousness. Consciousness will only be able to re-awaken when in the physical world the necessary organs—organs of physical perception—have been developed. During this intermediate time—the spiritual consciousness illumined by purely inner perception having faded—a new etheric body begins to be formed and organized about the astral body. This being done, man is prepared to re-enter into a physical body. Consciously to partake in the last two events—his re-equipment with an etheric and with a physical body—would only be possible for an Ego which by its own spiritual activity had developed the hidden creative forces of these bodies, in other words, Life-Spirit and Spirit-Man. So long as man has not yet reached this stage, Beings more advanced in evolution than himself have to direct the process. Such Beings guide the astral body towards a father and mother, so as to endow it with the appropriate etheric and physical bodies. Now before the new etheric body has been formed and incorporated with the astral body, an event of great significance is undergone by the human being about to re-enter physical existence. In his preceding life, as we saw, he engendered hindering and disturbing forces, revealed to him during his backward journeying after death. Let us return to the above example. At age forty in his former life, in a sudden upsurge of anger, a man did harm to another. He was confronted after death by the other's suffering, as a force hindering the development of his own Ego. So too with all such occurrences of the preceding life. Now on re-entry into physical life these hindrances to his development confront the I of man. As after death a kind of memory-tableau of the past, he now experiences a pre-vision of his coming life. He sees it in a kind of tableau once again, showing him all the obstacles he must remove if his development is to go forward. What he thus sees becomes the source of active forces which he must carry with him into the coming life. The picture of the suffering he caused his fellow-man becomes a force impelling his Ego, now about to enter earthly life once more, to make good the hurt which he inflicted. Thus does the former life wield a determining influence upon the new; the deeds of the new life are, in a way, caused by the deeds of the old. In this relationship of law and causation between an earlier and a later life we have to recognize the real Law of Destiny—often denoted by a word taken from Oriental Wisdom, the law of “Karma.” [ 17 ] The building of a new bodily organization is however not the only activity incumbent upon man between death and a new birth. While this is going on he lives outside the physical world. But this world too is going forward in its evolution all the time. In comparatively short periods of time the face of the Earth is changed. What did it look like a few thousand years ago, say in the regions of Middle Europe? When man appears again in a new life, the Earth will as a rule be looking very different from what it did last time. Much will have altered during his absence, and in this changing of the face of the Earth, here once again hidden spiritual forces are at work. These forces issue from the very same spiritual world in which man sojourns after death, and he himself is working in and with them; he too has to cooperate in the necessary transformation of the Earth. So long as he has not yet developed Life-Spirit and Spirit-Man and thus attained clear consciousness of the connection between the spiritual and its physical expression, he can of courser only do this under the guidance of higher Beings. None the less, he participates in the work of transforming the conditions upon Earth, and it is true to say: During the time between death and a new birth human beings are at work transforming the condition of the Earth so that it shall accord with what has been evolving in themselves. Picture a region or locality on Earth such as it was at a given time in the past, and then again—profoundly changed—a long time after; the forces which have wrought the change are in the realm of the dead. Thus are the souls of men still in communication with the Earth even between death and a new birth. Supersensible consciousness sees in all physical existence the outer manifestation of hidden spiritual realities. To physical observation, it is the rays of the Sun, changes of climate and the like which bring about the transformation of the Earth. To supersensible observation, in the light-ray falling from the Sun upon the plants and virtues of the dead are working. We become conscious of how the souls of men are hovering about the plants, changing the earthly soil, and other things of this kind. Man's activity after death is devoted not only to himself—not only to the preparation for his own new earthly life—but he is called to work upon the outer world in a spiritual way, even as in the life between birth and death it is his task to work upon it physically. [ 18 ] Not only does the life of man in Spirit-land influence and modify the prevailing conditions of the physical world, but conversely too, his life and action in physical existence have their effect in the spiritual. To take one example: there is a bond of love between a mother and her child. The love proceeds from a natural attraction, rooted in forces of sense-perceptible Nature. Yet in course of time it is transformed. The natural grows ever more into a spiritual bond, and this is welded not only for the physical world but for the spiritual. So too it is with many other relationships of life. Threads that are spun in the physical world by spiritual beings persist in the spiritual world. Friends who were closely united in this life belong together in Spirit-land as well; nay, when their bodies have been laid aside, they are in still more intimate communion. For as pure spirits they are there for each other in the way that was described before; it is from within that spiritual beings manifest themselves to one-another. Moreover, bonds that have once been woven between one human being and another will lead them together again in a new life on Earth. Thus in the deepest sense it is true that we find one-another again after death. [ 19 ] The cycle of human life from birth till death and thence to a new birth repeats itself periodically. Again and again man returns to the Earth when the fruits gained in a preceding physical life has ripened in Spirit-land. But this is not a repetition without beginning or end. Time was when man advanced from other forms of existence to those here described, and in the future he will pass on to different ones again. We shall gain an idea of these transitions in due course, when in the light of supersensible consciousness we shall be describing the evolution of the World in its relation to Man. [ 20 ] For outer observation, what does on between death and a new birth is of course still more hidden than the underlying spiritual reality of manifest existence between birth and death. As to this part of the hidden world, sensory observation will only see the corresponding effects when they enter into physical existence. The question is, therefore, whether on entering this life through birth man brings with him any evidence of the events since a preceding death, described by supersensible science. Finding a snail's shell in which no trace of any animal can be detected, we shall admit that the shell was produced by an animal's activity and vital functions. We cannot imagine this form to have been the product of mere inorganic forces. In like manner, if in our contemplation of man's earthly life we find what cannot possibly have had its origin in this present life, we can admit with reason that is may be the outcome of what the science of the supersensible describes, if in fact, a light of explanation thereby falls on the otherwise inexplicable. Here therefore too, wide-awake observation with the senses and the thinking mind can find the visible effects intelligible in the light of invisible causes. A man who looks at life with fully open mind will come to see increasingly that this is right; it will impress itself on him with every new observation. The question only is to find the appropriate point of view in each instance. Where, for example, are the effects to be seen of what the human being underwent during the time of purification described by supersensible science? How do the effects appear of his experiences after purification in a purely spiritual real—once more, according to the researches of spiritual science? [ 21 ] Riddles enough impress themselves upon our thought whenever we earnestly reflect on human life. We see one man born in misery and need, equipped with scanty talents. By the very circumstances of his birth he seems predestined to a life of hardship and limitation. Another is tended and looked after with every care and solicitude from the first moment of his existence. Brilliant faculties unfold in him; he seems predestined to a fruitful and fully satisfying life. In face of such questions two different ways of thought and feeling can make themselves felt. The one wants strictly to adhere to what is seen by the outer senses and understood by the intellect which takes its data from them. A man of this way of thinking will see no deeper question in the fact that one human being is born to happiness, another to ill fortune. And even if he does not have recourse to the word “chance,” he will not think of looking for a deeper law or causal nexus to which these things might be due. As to the presence or the lack of innate talents, he will insist that these are “inherited” from parents, grandparents and other forebears. He will decline to seek the causes in spiritual experiences the individual himself went through before his birth, whereby he shaped his gifts and talents for himself quite apart from physical heredity. A man imbued with the other way of thought and feeling will not be satisfied with this. Surely—he will aver—even in the manifest world nothing happens in a given locality and environment without some underlying cause. And though in many instances our science may not yet have found them, we can assume the causes to be there. An alpine flower does not grow in low-lying plains; there is something in its nature belonging to the alpine heights. So too there must be something in a human being, causing him to be born into a given environment. Nor is it adequate to look for causes within the physical world alone. To one who thinks more deeply, undue insistence on these causes is like attempting to explain the fact that one man hit another, not by the feelings of the one who dealt the blow but by the physical mechanism of his hand. This other way of thinking will feel equally dissatisfied with the attributing of gifts and talents to “heredity” alone. Of course it may be pointed out how talents have been and are sometimes inherited in families. For two and a half centuries musical talents were inherited by members of the Bach family. No less than eight mathematicians of distinction sprang form the Bernoulli family. Though some had very different careers mapped out for them in childhood, again and again the “hereditary” talent drew them into the family profession. It might also be contended that by a detailed study of his ancestry a particular man's talents can be shown to have appeared in one way or another in his forebears, so that he is merely benefiting by the summation of inherited potentialities. A man whose thinking leans towards the spiritual will certainly not disregard evidences of this kind, and yet for him they cannot be what they are to those who want to base all their explanations on facts accessible to the outer senses. He will point out that inherited potentialities cannot of their own accord add up into a complete and integrated personality, any more than the several metallic parts will of their own accord assemble into the watch. And if objection is made that the conjunction of the parents can surely have brought about the combination, thus as it were taking the watchmaker's place, he will answer: Look but with open vision, how altogether now a thing is the personality of every child we see! This cannot possibly come from the parents, for the simple reason that it is not there in them. [ 22 ] Unclear thinking may give rise to much confusion here. It is silliest of all when those of the former way of thinking represent those of the latter as disregarding and opposing well-established facts. For it need never occur to them to deny the truth or value of the facts alleged. They too can fully see that a mental or spiritual gift or even bent of mind will be “inherited” in a particular family, or that inherited potentialities, added and combined in a descendant, have produced a man or woman of eminence. Readily will they acquiesce when told that the most eminent name is seldom to be found at the head but generally at the latter end of a line of descent. But it should not be taken amiss when they derive from all those things quite other thoughts than do those who will not go beyond super-sensible data. For to the latter the following answer can be made. Certainly a man bears the stamp of his forebears, for the soul-and-spirit, entering physical existence through birth, derives the bodily element from what heredity provides. But this is to say no more than that an entity naturally bears the features of the medium in which it is immersed! It is a quaint and no doubt a trite comparison, yet to an open mind it is surely apposite: A man who has fallen into the water will be wet, but his wetness is no evidence of his inner nature. No more is a human beings' however obvious investment with some of the characteristics of his forebears evidence as to the origin of those which are uniquely his. Moreover this too may be said: If the most eminent name comes at the end of a line of descent, it shows that the bearer of the name required that very line of blood-relationship to form the body needed in this life for his own individual development and expression. It is no proof of the hereditary character of what he—individually—was. Indeed to healthy logic it proves, if anything, the reverse. For if individual gifts were inherited, they surely would appear at the beginning of a line of descent and be handed down from thence to the individual descendants. That they appear at the end, is evidence that they are not hereditary. [ 23 ] Now it cannot be denied that many of those who believe in spiritual causes also tend to make confusion worse confounded. They talk too much in vague and general terms. To maintain that a man is the mere sum-total of his inherited characteristics may indeed by like saying that the metallic parts have assembled of their own accord into the watch. Yet it must also be granted that many would-be arguments on behalf of a spiritual world are as though one were to say: “The metallic parts of a watch cannot of themselves join up so as to drive the hands forward; therefore there must be some spiritual entity driving them forward.” As against such a construction, the man who answers: “What do I care for ‘mystical’ being of this kind? I want to know the mechanical construction by means of which the forward movement is in fact produced,” is building on far better ground. The point is not to be vaguely aware that underlying the mechanical contrivance—the watch, in this instance—there is the spiritual entity, the watchmaker. The thing of practical significance is to get to know the thoughts in the mind of the watchmaker—thoughts which preceded the making of the watch. These thoughts are in the mechanism and can be found there. [ 24 ] Merely to dream and spin fancies about the supersensible can only lead to confusion and is least likely to satisfy opponents. They are quite right in contending that the vague reference to supersensible begins in no way helps one to understand the facts. Many opponents, it is true, will make the same objection to the precise and clear descriptions of spiritual science. But in this case it can be pointed out how the effects of hidden spiritual causes are manifested in external life. It can be said: Assume for once that what is claimed to have been found by spiritual observation is actually true. Assume that after death a man passed through a time of purification, when he experienced in soul how a thing done by him in a preceding life was going to be an evolutionary hindrance. While he had this experience, there grew in him the impulse to make good the consequences of his action. This impulse he brings with him into a new life; the presence of it is a trait in his nature, leading him to the place and situation where the needed opportunity is given. Think of all impulses of this kind, and you have a cause for the particular human environment into which the man was destined to be born. Or take another assumption. Suppose once more: what spiritual science tells is true. The fruits of a past life on Earth are embodied in the spiritual seed of man. The Spirit-land wherein he sojourns between death and a new earthly life is the realm where these fruits ripen, to re-emerge in the new life transmuted into aptitudes and talents and making him the man his is, so that his present character and being appear as the effect of what was gained in a former life. Take this as a hypothesis and with it candidly look out into life. If it consistent, in the first place, with a healthy recognition of the outer facts—facts accessible to the senses—in their full truth and import. At the same time it makes intelligible ever so many things which, if one had to rely upon the outer facts alone, must remain unintelligible to anyone whose mind and feeling do not incline towards the spiritual world. Above all, it will put an end to that inverted logic, of which a typical instance was the proposition that because the most eminent name occurs at the end of a hereditary tree, therefore the man who bears it must have inherited his gifts. The supersensible facts ascertained by spiritual science makes life intelligible to sound logic and straightforward thinking. [ 25 ] Still, the conscientious seeker after truth, without experience of his own in the supersensible world yet looking for a deeper understanding of the facts, may have another difficulty at this point, the force of which should be admitted. He may contend: Surely we cannot assume that a thing is true merely because it helps explain the otherwise inexplicable. Needless to say, this objection will not trouble those who know the thing in question by their own supersensible experience. Later on in this book a path will be indicated which one may go along, to learn to know by one's own experience not only the other spiritual facts here described but the law of spiritual causation too. But for those who do not want to take this path, the difficulty remains. Moreover even for those who do, what will now be said in answer to it may be of value. Rightly received and understood, it is indeed the very best way of taking the first step. Certainly we ought not to assume things of the existence of which we have no other knowledge, merely because they give a satisfying explanation of the otherwise inexplicable. But with the spiritual facts here adduced the case is really different. To assume them has not the mere intellectual consequence of making life intelligible theoretically. When we receive them—even as hypotheses—into our thoughts, we experience far more than this, and different in kind. Think of a man to whom a great misfortune happens, from which he suffers deeply. He can meet the occurrence in either of two ways. He can experience the pain of it, give himself up to this emotion and maybe even succumb to his distress. But he can fact it in a different way, saying to himself: “In reality, it was I who in the past life planted in myself the forces which have now confronted me with this occurrence. I have inflicted it upon myself.” He can now kindle in himself all the feelings which this thought may carry in its train. Of course the thought must be entertained with great earnestness and intensity to have an adequate effect upon his life of feeling. But anyone who manages to do this will make a very significant discover—best illustrated by a comparison. Each of two men, let us suppose, is given a stick of sealing-wax. The one indulges in intellectual reflections upon its “inner nature.” His thoughts may be profound, but if this inner nature is in no way revealed he will very soon be told that they are vain speculation. The other rubs the sealing-wax with a silken cloth and demonstrates how it will attract small bodies. There is a vital difference between the thoughts that passed through the first man's head, giving rise to his philosophical reflections, and those of the second man. The former are without factual consequence, whereas the latter have led to a force of Nature—a real and potent fact—being conjured forth from its hidden state. Such are the thoughts of one who thinks how in a former life he planted in himself the force that led him into a painful misfortune. The mere idea that this was so kindles in him a real power—a power to meet the event quite differently than he could do without it. It dawns upon him how inherently necessary, how essential was the event which he could otherwise only have looked upon as an unfortunate mischance. With direct insight he will realize: “This thought was right, for it has had the power to reveal to me the real state of affairs.” Inner experiments of this kind, actively repeated, become an ever increasing source of inner strength, and by their fruitful outcome prove their truth. The demonstration grows impressive—ever more so. In spirit and in soul, and physically too, the experience is health-giving—in all respects a positive and beneficial influence upon one's life. A man becomes aware that with such thoughts he takes his proper stand amid the ups and downs of life, whereas if he were only thinking of the single life between birth and death he would be giving himself up to illusions. Knowledge of reincarnation fortifies his inner life. Admittedly, this intimate and searching proof of the spiritual law of causation can only be gained by each man for himself, in his own inner life. And it is really possible for everyone. No-one who has not gained it for himself can judge of its demonstrative power, while those who have can hardly doubt it any more. We need not be surprised that this is so. For where a thing is so bound up with a man's individuality, his inmost being, it is but natural that it can only be adequately proved by his own inner experience. This does not mean however that because it answers to an inner experience of the soul the question can only be settled by each man for himself and therefore cannot be the subject-matter of a valid spiritual science. True, everyone must have the experience himself, just as everyone has to perceive for himself the proof of a theorem in mathematics. But the pathway by which the experience is reached, no less than the method of proving the mathematical theorem, is universally valid. [ 26 ] Apart of course from actual observation in the supersensible, the proof above described is undeniably the only one which by the potency an fertile outcome of its thoughts stands firm in face of every fair and rational approach. Other considerations may be of great significance, and yet in all of them a sincere opponent may find loopholes. One other thought—evident enough to fair-minded insight—does however deserve mention. The very fact of education—that man is educable—goes a long way to prove that in the human child there is a spiritual being clad in a bodily garment and working his way through into life. Compare man with the animal. The characteristic properties and faculties of the animal are apparent from birth onward—a well-defined totality, of which the plan is manifestly given by heredity and then develops by contact with the outer world. See how the chick begins to fulfill the functions of its life as soon as ever it is hatched. How different with man! While he is being educated things which may well have no connection whatever with his heredity meet him and come into relation with his inner life. He proves able to assimilate and make his own the effects of these external influences. As every educator is aware, powers and faculties from the pupil's own inner life must come to meet these influences; if they do not, schooling and education are useless. An educator of sufficient insight will even mark the clear dividing line between the inherited tendencies and those inner faculties of his pupils which ray right through the latter, originating as they do in former lives. True, in this field we cannot offer proofs as literally “weighty” as are the scientific proofs for which a balance is used in a physical experiment. But we are dealing here with the more intimate realities of life. To a sensitive thinker the kind of evidence just indicated, intangible though it is, has a validity even more cogent than that of tangible and ponderable data. Animals too can of course be trained to develop special qualities and aptitudes, as though by education. But if we once discern what is essential, this is no valid objection. Quite apart from the fact that transitions between one thing and another are everywhere to be found, the effects of training do not merge into the animal's individual being as in the case of man. We are even told how the skills and aptitudes domestic animals acquire by their association with man or by deliberate training can be inherited. In other words, the effect is not individual but generic. Darwin describes how dogs will “fetch and carry” without previous training and without ever having seen it done. Who would say the same of human education? [ 27 ] Now there are thinkers who see beyond the mistaken notion that man is outwardly pieced together by mere hereditary forces. They rise to the idea that a spiritual being, an individuality, precedes and helps to form the bodily existence. But many of them are not yet able to realize the fact of repeated lives on Earth, the fruits of earlier lives playing a decisive part during an intermediate spiritual form of existence. We will cite one of these thinkers, Immanuel Hermann Fichte—son of the great philosopher—who in his Anthropolgie (p. 528) sums up his observations as follows:
A little later on (p. 532) Fichte adds:
These ideas only go so far as to allow that a spiritual being enters the physical, bodily nature of man to indwell it. But as they ail to attribute the form-giving powers of this being to causes originating in former lives, a fresh spiritual being would have to issue from the Divine Source of all, every time a human personality arose. On this assumption it would not be possible to explain the undoubted relationship between the innate tendencies which work their way outward from a man's inner being, and what comes to meet this inner being from his external, earthly and social environment during the course of his life. The inner being of man, springing for each single one—as it were, new-born—from the Divine Fount, would then confront what is to meet him in the earthly life as a complete stranger. This will only not be the case as indeed we know it is not—if the man's inner being has already been connected with this inner world and is not living in it for the first time. An open-minded teacher and educator can attain this perception: “What I am bringing to my pupil out of the fruits of human life on Earth is to a great extent foreign to his mere hereditary endowment, and yet it somehow touches him as though he had already been a participant—partaking in the work to which the fruits are due.” Only repeated lives on Earth—taken together with the events in the spiritual realm between, as shown by spiritual science—can give a satisfying explanation of the life of present-day mankind when looked at in an all-round way. We say expressly, “present-day mankind.” Spiritual research reveals that there was a time when the cycle of man's earthly lives first began. Moreover the conditions then obtaining for the entry of his spiritual being into the bodily sheaths differed from those of today. In the next chapters we shall be going back to that primeval state of man, and in so doing it will emerge from the results of spiritual science how he evolved into his present form, in close connection with the evolution of the Earth as such. Then too it will be possible to indicate more fully how the spiritual core of man's being enters from supersensible worlds into the bodily vestments, and how the spiritual law of causation—how human destiny works itself out.
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61. Death and Immortality
26 Oct 1911, Berlin Rudolf Steiner |
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Indeed, the questions of death and immortality have emerged like from dark depths of spirit already since more than one century from the Western cultural life. One has interpreted it always as a dream of single persons if it appeared with a great spirit, as for example with Lessing. One regarded it as a meaningless dream if it appeared with such men whose names are called less within the cultural life of the last decades. |
People who cherished this dream intended by no means that then the spirit had to be abolished from any consideration of humanity and the world. |
In order that such matters would not remain pipe dreams, it is necessary that we look at the methods that enable the soul to perceive even if it lacks the physical brain. |
61. Death and Immortality
26 Oct 1911, Berlin Rudolf Steiner |
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If I speak about death and immortality today, it may seem, as if at first such a consideration is caused in the personal needs of the human soul, which have little do with knowledge, with science. If you survey the series of spiritual-scientific talks that I have held, you yet realise that I applied a scientific standard to the considered objects already, even if a spiritual-scientific standard. Hence, the today's consideration does also not start from that what we find within our emotional life, within our longings and wishes towards a life that exceeds the life of the physical body. It will rather concern this: how has human knowledge to position itself to the questions of death and immortality completely in the sense, as this knowledge positions itself to other objects of our knowledge? Since if we abstain from the longing for a life which exceeds the bodily if we abstain from that what is to be understood possibly in the sense of concepts like fear of death and the like, we have the question of the nature of our whole human individuality in it as something that remains for the human knowledge regarding death and immortality. But it may seem today, as if in case of all considerations of spiritual life these important questions of death and immortality are disregarded. Since if one takes one of the official psychologies, you find, indeed, the phenomena of the soul life discussed in detail. However, as far as they face us in the everyday life, for example, the question of the development of concepts, the question of memory, of perception, of attention and the like, but you will look in vain for a discussion about the real being of our soul life. Yes, you can find the prejudice just in most scientific circles this soul life that someone must be a dilettante who wants to put these questions as scientific ones. But this scientific thinking has now to turn to roads different from the usual ones if it wants to consider issues like death and immortality. There that psychology is no longer enough which one calls “psychology without soul,” a psychology with which only the phenomena of the soul life should be considered, without looking at the real being of that what rests in our own individuality and whose expression the phenomena of the soul experiences are. Now spiritual science or anthroposophy is an unusual point of view regarding these as well as other questions. Indeed, the questions of death and immortality have emerged like from dark depths of spirit already since more than one century from the Western cultural life. One has interpreted it always as a dream of single persons if it appeared with a great spirit, as for example with Lessing. One regarded it as a meaningless dream if it appeared with such men whose names are called less within the cultural life of the last decades. Concerning the questions of death and immortality spiritual science is also not in any opposition to natural sciences. Only the opinion is often spread, as if natural sciences must reject what spiritual science has to say for its part. Thus, we can experience that whenever something new appears, as it happened, for example, in the last decade with the problems of life, one points to the fact that the assumption of a real spiritual life that exceeds the only bodily, material life must be overcome gradually and completely. Spiritual science is not forced at all to deny something that appears, for example, in such discussions like in that by Jacques Loeb (1859–1924, German-American biologist) at the First Monists' Congress (Hamburg, 1911) about the problem of life. However, spiritual science has to hear repeatedly, as well as at that time, that it is over now with a spiritual-scientific consideration. For one can hope that one will succeed, finally, in the laboratory in producing life under outer material conditions. Compared to all such matters I would like to remind you of one thing. There were times when one did not doubt really that one could once create life in the laboratory. People who have thought something to themselves with the representation of the Homunculus in the second part of Goethe's Faust and have remembered that this representation of Homunculus was really a kind of dream of the physical research of the Middle Ages and earlier times. That means that the creation not only of subordinated living beings, but also of the highest, the human being in the laboratory was a dream of the naturalists once. People who cherished this dream intended by no means that then the spirit had to be abolished from any consideration of humanity and the world. No spiritual consideration of life contradicts the hope of producing life from the composition of outer substances. No, only the direction of the habitual ways of thinking matters. The habitual ways of thinking that develop with someone who immerses himself more and more in spiritual science show a view of a certain factor exceeding the material in the development of the human being and humanity. The purely materialistic view of the human life says: there we see a human being entering the earthly existence, and we observe how the material processes happen this and that way, and we see the human being gradually growing up from a clumsy being to a human being who familiarises himself with life, can accomplish tasks of life. Moreover, we see descending processes after ascending ones as it were which lead gradually to the dissolution of the physical body or to death. This materialistic consideration of life turns its attention solely to what one can reach with the senses and with methods of thinking and researching which are based on sensory views. There one is probably forced to exceed that what is given with the moment of birth or conception, because one cannot explain everything that appears in the human being if one pays attention only to those factors that prevail between birth or conception and death. Then one speaks of hereditary factors. However, as far as one remains within the purely material approach, one believes that all factors, all elements that should explain the human life consist only of that what one can observe between birth and death, or what comes into the human life by the inherited qualities of the parents or other ancestors. However, as soon as people investigate this heredity, they realise that it is rather superstitious to lead back everything that the human being can realise in his life possibly to hereditary factors. Just in the last decade a brilliant historian, Ottokar Lorenz (1832–1904), tried once to examine families whose descent relations were known to what extent the qualities of the parents, grandparents and so on can be recognised in the lives of the descendants. However, he could get on this way of the purely experiential observation to nothing but to say, if one looks up in the line of ancestors, one finds that among the twenty to thirty ancestors whom everybody can count upwards human beings are who were either genii or idiots, wise men or fools, musicians or other artists, so that one can find all qualities, which are found with any human being, and that one does not come far in the reality if one clings to the prejudices of scientific theories if one wants to explain these or those hereditary factors, this or that expression of the human character, this or that quality. Spiritual science adds a spiritual core to that what one can find in the line of heredity as conditions of the human life, which we cannot find in that which we search with the parents, grandparents and so on, but which we have to search within a supersensible spiritual world. So that in the course of the incarnation process something combines with the physical factors that is not physical that is of spiritual kind. This spiritual that one cannot see with physical eyes is that being that we carry in us as the result of our former lives on earth as one says. As it is true that we lead back our physical origin to our ancestors, we have to lead back a spiritual origin to a spiritual lineage, that means, to ourselves. Spiritual science is just forced to speak not only of one life on earth of the human being, but of repeated lives on earth. Indeed, one has to go far back for reasons that may become obvious in the course of these talks if we want to search our being in our previous life. So we say in the spiritual-scientific sense: we bring our essence with us from a former life, we have experienced this former life, and we have gone through death and then through a life between death and our appearance in this life. Spiritual science is also forced to imagine this essence going through death and a supersensible life between death and a new life on earth. This essence is not a product of the material existence, but collects and forms the matter as it were, so that we receive this physical corporeality. Hence, we speak in spiritual science of repeated lives on earth. This idea of the repeated lives on earth faces us necessarily from the Western thinking first with Lessing (Gotthold Ephraim L., 1729–1781) in the work which he left as his testament, in the Education of the Human Race. There he says about this teaching: “even if it is the oldest one what the human beings have confessed to, must it not appear again at the summit of the human development?” In his Education of the Human Race Lessing also answers to some questions that can be objected the repeated lives on earth. Indeed, if such things appear with an excellent person, then people who judge this excellent spirit normally say: he performed great achievements, but later he became addicted to this strange dream of the repeated lives on earth, and one has to grant the great Lessing that he could also commit this strange mistake.—Thus, every little spirit feels called to condemn the great spirits with their “terrible mistakes.” Nevertheless, this idea did not let single persons of the nineteenth century rest, and even before the recent Darwinist natural sciences approached, the idea of the repeated lives on earth appears as a necessity of the human thinking again. Thus, it faces us in a book by Drossbach (Maximilian D., 1810–1884) about human rebirth, a somewhat confused book from our standpoint, but an attempt that allows itself just compared with scientific thinking to represent this idea. Soon afterwards, a little community was to be found which put a prize on the best writing about the immortality of the soul, and the prize winning writing by Widemann (Gustav W., 1812–1876) which was published in 1851 dealt with the problem of immortality from the standpoint of reincarnation. Thus, I could still state many a thing how the thinking has gradually induced many persons to consider this idea of reincarnation. Then the scientific view of the human being came that was based on Darwin. At first, it considered the human being materialistically, and it will consider it still this way for a long. But if you take my book Theosophy or other books which are written in the spirit of spiritual science and natural sciences at the same time, you will realise that the scientific thinking—thought through to the end—imposes the necessity to the human being to think of the idea of incarnation. Nevertheless, it is not only this. I would like to show not only a logical consequence, but also that, indeed, the human being must come to the idea of reincarnation on basis of the same principle which prevails in natural sciences, namely of the principle of experience. However, another question arises there, is anybody able to collect experiences of that what should come in from supersensible worlds what should produce the human body and leave this body at death again? One can realise cursorily still without spiritual-scientific foundations that something mental works on the outer body of the human being; but one does not like such considerations particularly today. If the human beings looked more exactly at the physiognomy of the human being in its different sculptural forms if one also looked at the facial play, at the gestures, which are individual with every human being, at the creative spirit, one would soon get a sensation how the spirit is internally working on the body. Observe a human being who has been working on the big questions of life for about ten years, namely in such a way, as one does it in the outer science or philosophy where one reflects on these matters without having to say a lot. On the other side, observe a human being who has dealt with these issues so that they have become inner problems to him, so that they have taken him in states of the highest bliss, but also to the highest pains and the deepest tragedy. Consider a human being who deals with the questions of knowledge, and look at him, after he has led such a soul life for ten years, and you will realise how this work expresses itself in his physiognomy, how, indeed, the humanely mental works into the forms of the body. May one pursue now by certain methods such working on the outer physical body further to that point where not only certain forms of our face are changed in such a way that into them the character of the soul life is pressed, but where the indefinite form which the human being has at first becomes his completely elaborated figure? It is necessary that the human being leads his soul life beyond the point where it is in the everyday life today. He has to learn to seize the supersensible in himself, that which is accessible to no outer observation. Then every human being can find both points by mere reflection, so to speak, where our life directly finds the supersensible. These two points are the transitions from the wake state to sleep and again from sleep to the wake state. Since nobody should think so illogically that the human soul life stops with falling asleep and comes again into being with awakening. Our soul life must be in any state of existence in sleep, it must be somewhere to put it another way. The big question emerges which maybe the child puts that is justified for someone who gets involved with the questions of knowledge, namely the question: where does the soul go when the human being falls asleep? We see also other processes stopping, we see, for example, a burning candle going out. May one also ask there, where to does the fire go? Then we say, the fire is a process that stops if the candle goes out, and which begins again if it is kindled again.—May we compare the bodily process of the human being to the candle and say: the soul life is a process that goes out if the human being falls asleep in the evening, and is kindled in the morning when he awakes again? It seems perhaps to be in such a way, as if one could use this comparison. However, this comparison becomes impossible if, indeed, one could prove that not for the usual perception or sensation, but for a sensation to be attained by careful soul preparation that can face us which leaves our body with falling asleep and visits us with awakening again. If this is in such a way that while falling asleep not only a process takes place like a going out flame, but if we can pursue what leaves the body in the evening while falling asleep and visits it in the morning again if we can prove this process in its reality, then a supersensible inside the human being exists. Then one asks us this supersensible: how does it work within the body? Even the famous naturalist Du Bois-Reymond (Emil Du B.-R., 1818–1896) pronounced the thought that one can understand the sleeping human being from the standpoint of natural sciences, but not the waking one in whom impulses, instincts, passions and so on surge up and down. You can read that what I have outlined today only briefly, more in detail in my writing How Does One Attain Knowledge of the Higher Worlds I have described the methods there which we want to touch now briefly by which the human being gets around to getting to know the reality of that what leaves the body in sleep, and what with the awakening goes into him again. At first, we want to ask attentive soul viewers who have got a certain ability to listen to these important moments like falling asleep and awakening. There we hear them saying what spiritual science can confirm absolutely that at first that changes what exists with sharp contours in the surroundings into something nebulous, into blurred forms. Then the falling asleep feels, as if his whole inner being is extended and does no longer depend on the forms of his skin; this is connected with a certain feeling of bliss. Then a strange moment occurs in which the human being can feel everything like in a brief vision that he has accomplished as satisfying moral things; this faces him vividly, and he knows that these are contents of his soul, he feels being in them. Then a jerk happens as it were, and the human being still feels: oh, this moment could last forever!—Some people just have this sensation who pay attention to the moment of falling asleep. The consciousness has disappeared. The human being goes over to an inner essentiality at such a moment where the outer body plays no role, because the daily strain tires him. One feels as if the reality of the mental is scurrying. All methods of spiritual science which we can call experimental ones spiritual-scientifically consist in nothing but that the human being receives the inner power to keep that which is disappearing so that he can experience the moment of falling asleep completely consciously. The consciousness is kept. Since why does the consciousness dwindle while falling asleep? Because the human being cannot unfold that inner strength and willpower in the usual life to experience something else when the outer senses leave him. Let us ask ourselves, how much we experience in the usual life within the soul what is not stimulated by the outer impressions? There is a little left with most human beings surely. No wonder that the inner strength does not exist which can penetrate the soul-life and that is left by any outer experience at the moment, when it steps out while falling asleep. Any spiritual development is based on the penetration of our soul with the strength that the soul needs to receive the consciousness unless it receives it from the body. Meditation, concentration, and contemplation are experimental means to advance farther with the soul life than one can come in the usual life. I would like to bring in one example only. Assuming that a human being can put a thought of benevolence or of something else in the centre of his experience and can exclude all the other thoughts, also those which one can get with the senses, to hold on this one thought only. Since the thoughts fly to the human being at such a moment as the bees fly to the flowers if one stands within the usual life. However, if one can have the strength to exercise concentration of thinking repeatedly, to practice meditative immersion, as soon as one can become free of the mere outer impressions, and delves repeatedly into pictorial thoughts which express something allegorically, then such a thought can startle the human soul-life, so that it becomes a stronger force than the human being normally has. Then such a human being falls asleep consciously, that means he experiences consciously that he grows with his soul life into a spiritual world. This is no dream, also no self-deception or self-suggestion, but something that is accessible, indeed, to every human being, but is to be reached only with care and energy. The human being can free himself completely from his physical corporeality. As he frees himself, otherwise, in sleep unconsciously from it, and as every human being is in sleep beyond the physical body, he will consciously live by such exercises in that what exists usually unconsciously beyond the human being. Briefly, the human being can experience a relief of his soul from the physical corporeality with soul exercises. Indeed, one can always hold against such a representation that is based on inner experience: this is based on deceit! Nevertheless, whether it is based on deceit or on reality, this can be decided only by experience. Hence, I have to say repeatedly: what the human being believes to experience this way can absolutely be self-suggestion, for how far does the human being go self-deception! He can go so far that if he thinks, for example, only of a soda he already has its taste on the tongue. Something may well give the impression, as if it were perception of a spiritual world, but still it can be self-deceit. Hence, someone who does such exercises and makes his soul the experimenter must take all means to eliminate illusions. Nevertheless, in the end only the experience decides. Certainly, somebody can suggest the taste of a soft drink to himself, but it is another question whether he can quench his thirst with it. There is the possibility to experience as reality what is in sleep beyond the physical body. How does one experience it? So that the human being makes his soul more and more independent and gets to know a quite new supersensible world. Indeed, he starts getting to know a world of spiritual light. Then something particular turns out there. The human being who otherwise does not consider his thoughts and mental pictures as realities takes them along when he leaves his body with his soul really. He loosens his conceptual life from all materiality, and this conceptual life experiences a transformation when the human being becomes free of his physical body. What I say now appears to materialistic minded people like daydreaming, even so it is reality. Our mere thoughts change into a world which we can compare—but only compare, it is different—with a propagating light with which we find the underlying cause of the things. So you get to the world in which you detach the thinking that is bound, otherwise, to the tool of the brain and submerge with your thinking in a newly appearing world. This expresses itself in the way that you feel more and more enlarged. You get to know a world of which the outer physical-sensory world is only a revelation. Spiritual beings, not atoms, form the basis of the outer sensory world, and we can penetrate as human beings into this spiritual world. So we are accepted by such a spiritual world as it were if we carry out this self-experiment in our soul. We only attain a complete knowledge of the relation of this spiritual world to us human beings if we can also spiritually experience the moment of awakening. This is possible when the human being contemplates a lot about his inner life in meditation and concentration. For example, he can review that pictorially every morning or evening what he has experienced during the day or the day before to consider it contemplating or he contemplates his moral impulses and takes stock of himself. Then the human being gets around to experiencing the reverse moment consciously by such exercises where we submerge in our bodies that we experience, otherwise, unconsciously while awakening. Then he experiences something that I can characterise only in the following way. You all may know that a healthy quiet sleep depends on our emotions. If the human being has thought ever so much, has exerted itself ever so much in his thinking, he falls easily asleep. But if anger, shame, remorse, and in particular a troubled conscience gnaw at him, he tosses and turns sleepless in bed. Not our thinking which we can carry over to the big spiritual world but our emotions can drive away the sleep. Our emotions are associated with our soul life in the narrower sense. We share our thoughts with the world. The way in which our emotions just affect us is something intimately connected with what we ourselves are. Somebody who has learnt now in such a way to free his soul consciously from his body, also gets clear from immediate observation how he carries his emotions into the world into which he enters if he has become free of body. As blissful it makes us on one side to submerge in a world of spiritual light, free of the body, as much we feel chained in this world to our emotions gnawing at us. With it then we go into the spiritual world and have to carry it again into our body. However, by the mentioned exercises we find our emotional world again while submerging in our bodies. It faces us as something strange. We get to know ourselves submerging in our emotional world, and thereby we get to know, while we pursue it now consciously, what works in truth killing on our organism. I note here that I speak about death in a later talk that has a quite different meaning considering it with plants or animals than with the human being. Spiritual science does not take the easy way out to find these phenomena identical in the three realms if we pursue that consciously what has become the possession of our soul that it settles in our physical body and can work destroying in it. Then we get to know how our innermost being really forms the body while it combines with that what comes from father and mother and from the other ancestors as hereditary factors. There we see the human being entering in the physical life, we see him entering clumsily at first. He cannot yet speak; then we see the forms becoming more and more certain and see him becoming an active human being gradually. Considering the whole development of the human being spiritual-scientifically, we realise how an inner essence develops and this forms the human being working on the body from the spiritual from birth or conception on. We find the same essence that works creatively on the body if we can pursue how it leaves the body and penetrates into a spiritual world. There we find two things: an element that enables us to pour out our own being like in a spiritual world of light; but we also find something in this essence that we must bring into this spiritual world, namely our emotional world, that is everything that we have got to know in life. In these two things we have on one side what is creative in the human being what leaves the body as our spiritual essence, goes through death and appears again in a new body after an interim and on the other side we have our emotions which we get to know by the spiritual-scientific view as a real being as that what destroys our body and leads to death. Therefore, we realise how our spiritual essence enters in existence, builds up the body gradually, and we see this essence working the strongest in the first months where we do not yet have an inner soul life where we do not yet think. There we see the human being entering existence sleeping as it were. If we try to remember, we can come back to a certain point, not farther. We have slept into existence as it were. Only from the third, fourth years on the human being can feel as an ego. The reason is that the spiritual essence of the human being is busy forming the body at first. Then he comes to a point where the body has to grow only, and from then on the human being can use what flowed once in his body for his soul life which works within the physical body constantly in such a way that we take up the necessity of death at that time, where we start saying “I” to ourselves, up to which we can remember later where we begin an inner life. What do we receive with this necessity of death? We receive the possibility to take up the outer world, to enrich our inside being perpetually, so that we become richer in life every day. In that part of our being that we carry in sleep into the spiritual world that forms our soul being everything is contained that we get as joys and sorrows, as pleasure and pain. While we live and develop a consciousness, we have the possibility for our inner essence to enrich it perpetually. We take this enrichment along if we go through death, but we can have it only because we had to destroy our bodies throughout life. Our body is built as it has developed from the preceding life. However, we absorb something new perpetually that enriches our soul life. Nevertheless, this new can no longer penetrate completely into our physical body, but only up to a certain degree. That expresses itself by the fact that we feel the fatigue of yesterday removed; but it cannot completely penetrate into our body. What penetrates into our body cannot develop completely in the bodily. We take the former example once again. A human being works on questions of knowledge for ten years. Thus, his physiognomy has changed after ten years if this activity has been a matter of his heart. However, his body limits this change. The desire to develop internally further may still exist; but, the later absorbed can no longer work into the body. Hence, we see, because the body puts a border, the richer inner life beginning when the soul has poured forth into the body. First, we see the physiognomy of such a human being changing—of a thinker, poet or artist; then only we see the rich spiritual life developing. Not before our outside world limits us, we develop so surely, but we can no longer carry into our physical bodies what we develop in ourselves because our body is built up according to that what we have got in a former life on earth. Therefore, we have to carry through death what we still get internally. This helps us to build up the next body, so that we have built only in a body of the next life what must destroy our present body. A view presents itself there that fits into the scientific thinking, a view of what death and immortality means what the repeated lives on earth mean. There we realise if we change our physiognomy how the human being has built that into his body what he has got in former lives on earth. We see the results of our former lives in the developing body, and we see in that what we get now what stands in the way of our bodily, so to speak, as a spiritual, the developing elements of our future life. Spiritual science regards the earthly life as something that is between something former and something following. The later considerations will show how our perspective increases to the times of our existence which the human being spends free of body in the supersensible worlds. In order that such matters would not remain pipe dreams, it is necessary that we look at the methods that enable the soul to perceive even if it lacks the physical brain. Only because the human being enables the soul to perceive that in the supersensible what must remain, otherwise, a mere assertion it becomes a proven reality. Today we stand strictly speaking only at the beginning of a science that deals with such matters. Just many people consider themselves as the best experts of the matters, as the most enlightened ones and regard these matters as fantasies. I would not be surprised if anybody said, this is daydreaming that completely contradicts any scientific truth!—Nobody will find it more comprehensible than I do if anybody says this. But while the human beings become engrossed more and more in spiritual science, they realise that we can prepare our souls by meditation so that it can know about itself, can develop inner forces by which it can still know, can still perceive if it leaves the body and can no longer perceive with the organs of the body. This has to be found experimentally—one may say, it is to be found spiritual-experimentally—that the soul is something that one can experience if it can no longer use the bodily organs. It goes through births and deaths and works in such a way that it builds up the body that goes through death and collects new forces to build the body during the earthly existence. With the questions of the nature of the human being, you attain answers to the questions of death and immortality at the same time. Goethe said once in an essay that nature invented death to have much life. Spiritual-scientific research proves such a notion to be true saying, in any life, the human being enriches his soul life; he must die because his respective body is built as an effect of his former lives on earth. While killing his body, he creates the possibility to work into in a new body what now he cannot work into his body and into the world. Such a worldview influences our lives deeply. If it penetrates our whole being if it remains not only a theory, we feel such a truth only as a truth of life. Since we say to ourselves when we have crossed the middle of our lives when our hairs begin becoming grey and our faces get wrinkles: life is going downhill!—Why is it going downhill? Because that what the soul has got cannot be brought into the body. However, what we have gained internally, and what must destroy our present bodies is worked into a new body. Someone can argue easily: you spiritual researchers state that the human being becomes weak in old age, so you say that just with the body the mind dwindles away!—As this objection is a given, it is a given that one only admits that such a man does not think about that: from what is our present brain built?—It is built from our former lives! We must destroy our bodies and our brains with our thoughts. But the thoughts, which kill the bodies, are those, which use the brain. It is obvious that something must stop that is bound to a tool like the brain. However, our spiritual being does not stop with it. That is why it occurs that we do no longer find the tools in ourselves to realise what we have appropriated in the present life if the human being moves in downward direction. Then this yet works in a soul life which is not bound to the brain, and which cannot be expressed by cerebral thoughts. This prepares itself to act creatively in the next life. One says it not only in Goethe's sense that nature invented death to have much life—but we have also to say, death is there to work out that in new forms what we acquire internally in life. In this sense, we can say if we see the age approaching: thank God, that life can go downward, that death can be! Since if it did not exist, we could not take up what flows towards us from the world in such a way that it forms us. We need death, so that we can make that what we experience the contents of our own being. Hence, we regard death as that by which just life can advance. Hence, there is no better adviser than spiritual science; it is not only a comforter towards the fear of death, but it gives us strength, while we are walking towards death and see the outside dying. Since we know that then the inside grows. Spiritual science will raise the whole life to a higher level at which life seems meaningful and reasonable. From the following talks will arise that life does not proceed endlessly forward and backward, but that also reincarnation has a beginning and an end. Now I would only like to point to it. From that which spiritual science has to say about death and immortality arises that we have the effects of our present life in a following life. The complete human existence disintegrates into the existence between birth and death and into that between death and a new birth. There we see what Goethe felt in terms of the simple life extended to the whole life while we look back not only at the little yesterday, but also at the big yesterday where we made our present life. We look there at the joys or pains of life and feel: joy strengthens us for the future; we must experience grief for overcoming obstacles to strengthen ourselves also for the future. There we see a big contrast expanding in the future life and think of the Goethe's verses:
Happiness and optimism flow to us from the internally conceived spiritual science showing us: indeed, the spirit forms the material and survives while the material life is destroyed to reveal itself always anew, and which applies the newly acquired. I would like to summarise this for the purposes of the today's evening with the words:
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197. Polarities in the Evolution of Mankind: Lecture I
05 Mar 1920, Stuttgart Translator Unknown Rudolf Steiner |
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Reminders, echoes of thinking, of an activity similar to our thinking are experienced in our dreams, when a whole world of images emerges from our night time sleep. Experience teaches us to distinguish between the world of thoughts we evolve between waking up and going to sleep and the world of dream images which we experience in an entirely passive way. |
His soul became active in a way that was definitely dreamlike, consisting of dream images. The peculiar thing about this was that it related to the outer world in a way that is quite different from the soul activity we know as thinking. |
The original intention was that they should only influence dreams within the human sphere and everything related to dreaming. In the context of today's lecture we refer to them as luciferic spirits. |
197. Polarities in the Evolution of Mankind: Lecture I
05 Mar 1920, Stuttgart Translator Unknown Rudolf Steiner |
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The challenges presented by our age really have to be faced by every individual human being today. I have made it quite clear on a number of occasions that to understand the way individuals need to face those challenges we must be aware of how human evolution progresses all over the globe. The whole course of human evolution can only be clearly understood if we gain more profound insight into the powers that intervene in the course of earth evolution as a whole and also in human lives. I have used a number of different approaches to show that as human beings we are part of an ongoing evolution that may be said to be taking its normal course. Spiritual science enables us to follow its progress over extended periods of time. I have also pointed out that there are certain powers that have different goals for mankind than the powers who desire to guide humankind in the normal course of evolution, a course during which the earth repeatedly comes to physical manifestation. Some of those powers we would call luciferic, others ahrimanic. I have spoken of this a number of times. It is necessary to take a very serious view of these things today, but our hearts and minds cannot really achieve this serious mood unless we pay proper attention to the way these luciferic and ahrimanic powers intervene directly in human lives. As you know, a new era in human evolution started during the 15th century, very different from anything that went before. Thinking of this you will want to be aware of the many ways in which life is different in the present age, which had its beginning in the 15th century, if we compare it to the preceding age. We may say that one particular feature of the present age is that intellectual thinking has developed since the middle of the 15th century. Humankind has to undergo a major process of education in the course of Earth evolution. Part of it is this training of the intellect. Human beings had to find out, as it were, how human life can be lived when the emphasis is on intellectual thinking. They could never have been raised to be truly free individuals if the intellectual principle had not become part of them. We have no clear idea today of the extent to which people differed from us before the middle of the 15th century, particularly in this respect. We tend to take the things we are given for granted, without giving them much thought. We are now generally dealing with the peoples of civilized countries who are inclined to think with the intellect, and we have come to believe that people have always been thinking like this. That is not the case, however, Before the middle of the 15th century people were thinking in a different way. They simply did not think in the abstract terms in which we think today. Their thinking was very much more vivid and concrete, immediately bound up with the objects of the world around them. They were much more bound up with the feelings and will impulses that can be experienced in the human soul. We are living very much in our thoughts, though we are not sufficiently aware of this. We are not even aware of the source from which this way of thinking, the intellectual approach which we take so much for granted, has evolved. We shall have to go a long way back in human evolution to get a real understanding of the origins of this way of thinking, this intellectualism. Another question we must ask ourselves is whether anything still remains of the human activity out of which our thinking has evolved. You know that older evolutionary forces persist into later ages and continue to be present side by side with those that are normal to the age in question. This also applies to our thinking. Reminders, echoes of thinking, of an activity similar to our thinking are experienced in our dreams, when a whole world of images emerges from our night time sleep. Experience teaches us to distinguish between the world of thoughts we evolve between waking up and going to sleep and the world of dream images which we experience in an entirely passive way. If we go back to earlier times in human evolution we find that the further back we go the more does the life of the soul during waking hours come to resemble the mental activity we know in our dreams today. Present-day thinking is the fruit of later stages of evolution. During earlier stages along this path the human soul developed activities more akin to dreaming. If we follow this dreamlike activity of the human soul a long way back we find ourselves going beyond Earth evolution as we know it. We come to a time when the earth had taken a physical form in the cosmos that preceded the present one. We have got used to calling it the Old Moon evolution. Human beings were part of this as well, but in an entirely different form. During that Moon evolution, i.e. the time when the earth materialized in a form that preceded the present one, the human being, the true ancestor of modern man, was still completely etheric. His soul became active in a way that was definitely dreamlike, consisting of dream images. The peculiar thing about this was that it related to the outer world in a way that is quite different from the soul activity we know as thinking. I would say that when our soul is active in thought we find ourselves rather isolated within the world. The world is outside us, it has its own processes. We reflect on those processes in our minds, but just when we think we are reflecting most profoundly on those external processes we actually feel ourselves entirely outside them. Indeed we often feel that we are best able to think about those external processes if we keep ourselves well isolated from them, withdrawing into ourselves. The human ancestor who was dreamy in his thinking, if I may put it like this, did not have that feeling. Developing in his way in his dreams what we develop in our way when we are thinking, he knew himself to be intimately bound up in everything he experienced with what went on in the world. We see the clouds, we think about them, but we do not feel that the powers alive in the clouds are also alive in our thinking. Our human ancestor did have the feeling that the powers alive in a cloud were also alive in his thinking. This ancestor said—and I must translate what he said into our language, for his language was a silent one compared to ours: The powers that are alive and active in the cloud out there produce images in my mind. He saw himself no more isolated from the great universe in which the cloud revealed its essential nature than my little finger is able to think itself isolated from the rest of me. If I were to cut it off it would wither; it would no longer be my finger. The human ancestor felt that he could not exist apart from the universe that belonged to him. My little finger might well say: The blood which pulses through the whole of the body also pulses within me; the whole of my organic life is governed by the same laws as the organic life of the rest of the body. The human ancestor said: I am part of the universe; the power that pulses within me as I evolve images is the same as the power that is alive and active in the forming of clouds. That is how the human ancestor felt himself to be closely related, intimately bound up, with the whole world. We need to feel isolated from everything that goes on outside us in our thinking, as though the umbilical cord has been cut and we are separate from the essential origins and causes of the existing world. In ordinary life we are not aware of the pulses beating throughout the universe. Our thinking has grown abstract. Our thinking tells us nothing, as it were, of what is alive and active within it. This provides the actual potential for the freedom of human beings, a freedom where we do not feel that something is thinking in us but that we ourselves do the thinking. The human ancestor was unable to form ideas independently of the universe as a whole. The human ancestor felt himself to be bound up with the existing world; he knew that this existing world contained more than just abstract forces of nature. He knew that power was also wielded by entities that differed from human beings, entities that did not have a physical body such as the human body, though human beings might feel that they had citizenry of the universe in common with them. The ancestor was not aware of ‘forces of nature’; he felt himself to be in communion with nature spirits. Today we may say that everything that happens in nature follows the laws of nature, and we are part of that nature. For the human ancestor who lived in a far distant past it was natural to say that everything that happened in nature outside himself happened out of will impulses of the spirits of nature. We say the earth attracts the bodies that are on it due to gravity, and according to the law of gravity the gravitational pull decreases at a rate that is proportional to the square of the distance between the two objects. We call this a special case of a law of nature. When we speak of nature we base ourselves on such abstract notions. The human ancestor knew that an essential spiritual element was present in the phenomenon we have made into an abstract gravitational force. Certain spiritual powers who may be said to be involved in human evolution thus developed a relationship to human beings. This would normally cease the moment Earth evolution proper began for the human being. At that point human beings would be released from the tutelage of those spiritual powers, powers they had felt to be flowing and floating into them during the Old Moon stage. So we must ask ourselves what it was that made human beings grow independent of the guidance of spirits with whom they had felt at one, however dimly. It happened when the mineral kingdom became part of human nature. In those far distant times of which I have just spoken, human beings did not yet have the mineral kingdom within them. Their organization would not have been perceptible to our present-day sense organs, for it did not yet include mineral elements. To grasp this without getting caught up in preconceived notions we need to consider what it truly means when an organism includes the mineral kingdom. People tend to be superficial in their thinking about such things. We look at a mineral, a stone, and quite rightly consider it to be the way it presents itself to our observation. Then, however, we look at a plant in exactly the same way we look at a stone. In reality it is not the actual plant we see. A plant is really something entirely beyond sensory perception. Consider a system of forces that in a sense has the qualities of an image. Its relationship to the mineral kingdom is that this otherwise invisible organization soaks up the mineral kingdom and the forces that are active between individual component elements in the kingdom. I have a plant before me. It is an invisible system of forces that absorbs mineral principles from the mineral kingdom. The result is that the mineral aspect occupies the space also occupied by the invisible system of forces. I see this mineral aspect, though it is merely something the plant, which is not perceptible to the senses, has absorbed. That is how it is even with a plant. When we talk about plants today we are really talking only of the minerals contained within them and not about the plants themselves. It is important that we clearly understand this in the case of a plant, for it also applies to animals and humans, only more so. During the Old Moon stage, then, human beings did not have this mineral inclusion. Human beings living on the present earth have been made in such a way that they need the mineral kingdom, having absorbed the mineral kingdom and its forces into them, as it were. What significance does this have for human nature? In the first place human beings acquired a mineral body for thinking in images the way they did at the earlier stage. As evolution progressed the mineral human body provided the basis for intellectual thinking. This happened at a relatively late state, from the middle of the 15th century onwards, having been a long time in preparation. Modern intellectual thinking is based on the fact that human beings have received a mineral body into them. As human beings we need a mineral body first and foremost to be able to think. The older form of thinking in images had been based on what we call the third elemental kingdom. The mineral kingdom had the function to transform this pre-earthly form of thinking into our earthly way of forming ideas on the basis of thought. Within the great scheme of things the spirits with whom human beings had to feel themselves connected, in forming those ideas that were images in the distant past, were then relieved of their function. We will have to picture those spirits rather differently from the way we are accustomed to picture non-human entities. People, even people of good will who may admit that there is more to life than is apparent to the senses, tend to stick too close to the human form. This anthropomorphism takes over whenever people try and create an image in their minds of anything that is above the human sphere. It is easy to accuse Feuerbach and Buechner1 of being anthropomorphists. We have seen more than enough of this kind of thing. We have seen the legal way of thinking evolve in the Western world, with earthly misdeeds and crimes judged by earthly judges who impose penalties, and so on. The rewards and punishment meted out for sins, i.e. for something belonging to a sphere beyond this earth and seen more as imperfections in the Christian faith, have gradually come to look more like the proceedings in an earthly court of law. The religious ideas of the West have a great deal of human jurisprudence in them. We let the gods mete out punishments of the kind we know earthly courts of law impose. If we truly wish to get beyond the merely human we must firmly decide not to think in entirely human terms. We must think beyond anything anthropomorphic, and that indeed is what really matters in human life. That is the approach we must use if we want to see clearly that the spirits who influenced the thinking in images which human beings had at the time of the Old Moon lost that function in the normal progress of human evolution but are not prepared to accept this with good grace. We might ask why they do not submit to the will of the gods who guide normal progress. They simply do not. We have to accept that as a fact. The original intention was that they should only influence dreams within the human sphere and everything related to dreaming. In the context of today's lecture we refer to them as luciferic spirits. Their proper sphere would be everything that has to do with dreaming and anything related to this. They are not satisfied with this, however. They haunt the human way of thinking that has evolved out of their own sphere, human thinking now bound to the mineral sphere. When we allow anything that normally rules our dreams, the life of the imagination, to enter into our thinking we fall prey in our thinking to luciferic nature, to the influence of spirits that should only have influenced the old form of thinking in images that belonged to the human ancestors. They have retained their power and instead of limiting themselves to our dreaming, our life of the imagination, our creative artistic work, they are constantly trying to influence our thoughts and make them dependent on impulses similar to those that existed in pre-earthly times. Our thinking is still greatly influenced by elements coming from this source, by the luciferic principle. It is justifiable to ask in all seriousness what powers are these that have such an influence on our thinking. These influences arise from the sphere where we human beings are still rightfully dreaming and rightfully asleep above all else. They come from the sphere of our feelings and emotions. We experience our feelings the way we normally experience dreams and we experience our will the way we experience sleep. There we are still rightly cocooned in a world which becomes a luciferic world as soon as it evolves in our thinking. We therefore will not manage our evolution as human beings properly unless we make the effort to evolve other thoughts as well, thoughts increasingly independent of mere feelings and emotions, of anything arising in us out of dreamlike inner experience even when we are fully awake. Theoretical principles will not help us achieve this, only life itself can do so. We find, however, that the mental habits humankind has acquired put up great resistance to the cultivation of mind and soul that is needed. We must be on the lookout for this resistance. We find that in the present time in particular people are not prepared to listen to anything that does not arise from their own inner prejudices, their feeling of how things should go, their personal preferences. They are not in the habit of listening to anything which in a way has been decided independently of human beings, requiring merely their consent. I should like to give you a brief example which I used on one occasion to explain to someone that there is an important difference with regard to what human beings are thinking. Many years ago I gave a lecture in a town in southern Germany—today it is no longer in southern Germany—on the wisdom taught in the Christian faith.2 —As you know, it is always necessary to limit the subject matter presented in a particular lecture and one can only speak within that context. When people hear just a single lecture, such a single lecture will impress one person in one way and another in a different way, particularly if one has been objective and dispassionate in presenting the subject. It certainly would not be possible for anyone to get an idea concerning the total philosophy that lies behind a single lecture if they just listened to that one lecture. If the wisdom taught within the Christian faith is the subject for example, it will of course be impossible to conclude from the contents of the lecture what the speaker thinks about the connection between light and electricity, say. It is therefore possible for something to happen the way it did on that occasion. I spoke about the wisdom taught within the Christian faith and two Roman Catholic priests were in the audience. They came up to me afterwards and said: ‘No objection can be raised to what you have been saying’—this by the way was many years ago now—‘but we have to say that whilst it is true that we say the same thing we do say it in such a way the everybody can understand it’. My reply was: ‘Reverend fathers, surely it is like this: You or I may have some kind of inner feeling that we are speaking for everybody, but that is not the point, for that is a subjective feeling. After all it is perfectly natural—if we go entirely by our feeling I, too, must believe that I am speaking for everybody, just as you think you do; that is self-evident; otherwise we would do it differently. But we are now living in an age when our belief that something is justifiable does not count. We need to let the facts speak for themselves. We must learn to look to the facts. Subjectively you believe you are speaking for everybody. But now let me ask you about the facts. Does everybody still come to your church? That would show that you are speaking for everybody. You see, I speak to those who do not come to your church to hear you speak. My words are for those who also have the right to hear of the wisdom taught in Christianity.’ That is how we must take our orientation from what the facts have to tell. It is necessary for us to tear ourselves away from our subjective feelings. If we do not do so the luciferic element will enter into our thinking. We would not have gone through the truly dreadful campaign of untruthfulness that has gone around the world in the last five years, the final consequence of something that has long been in preparation, if people had learned to pay rightful attention to what the facts have to tell and not to their emotions, with nationalists the worst in stirring up such emotions. On the one hand there is the absolute necessity today to do something about our thinking and to comply even if something goes against the grain. On the other hand people dislike having to be so true to reality that one looks to the facts for guidance. We shall not be able to attain to the higher worlds and the knowledge to be gained there if we do no train ourselves in rigid adherence to the facts of the external world. Once you have got at least to some extent into the habit of liking to hear the facts you will often suffer tortures when people of the present age want to tell you something. Very often the kind of thing you hear people say is: ‘Oh, someone said something and that was frightful, quite terrible!’ Terrible in what way? You say is was terrible but that only tells me how you felt about it. I really want to hear exactly what it was. ‘Well, it really was terrible what was said there…’ And these people simply do not understand. All the time they want to describe their subjective feelings concerning the matter, whilst you want to hear an objective report of what they actually saw. It is especially when people tell you something someone else has told them, that it is quite impossible to tell if they are simply passing on what they have heard or if they have actually looked into the matter they are talking about. This is an area where one has to remind people again and again that truthfulness concerning the knowledge to be found in supersensible spheres can only be achieved if we train ourselves as far as possible to adhere closely to the facts in the sense-perceptible world. That is the only way in which human beings can overcome the luciferic elements that stream into their thoughts—by learning to base ourselves on the facts. On the one hand mankind is open to luciferic influences, on the other to ahrimanic influences. It had to be said that thinking here on earth evolved from earlier stages of human soul life when human beings absorbed a mineral body, as it were. This mineral body is indeed the organ for the earthly way of thinking. It does however bring it predominantly into the sphere of the powers we call ahrimanic. We can of course become aware of the need to base ourselves on the facts, on a real world that will get us out of the habit of being swayed by our subjective emotions. We must not, however, fall prey to the kind of thinking that is nothing but an inner activity arising from the mineral body. Here we come upon a truth that many people find highly unpalatable. You know how some are idealists or spiritualists and others are materialists. There is plenty of discussion in the world as to which is the right approach, spiritualism or materialism. All these debates are of no value whatsoever for certain regions of the human organization. Human beings can develop in two ways. We can use the mineral body we have absorbed into ourselves as the instrument for our thinking, and indeed we have to use it, otherwise we would merely be dreaming. But we can also rise beyond this instrument in our thoughts; we can develop a spiritual point of view, spiritual vision. If we do this we will of course have been thinking with the aid of our material organization, but we will have used this to reach a further stage of human development, ascending to the world of the spirit as a result. On the other hand we can stop at the point where as earth beings we let our mineral body do the thinking. It is perfectly able to do so. That in fact is the danger, and materialism cannot be said to be wrong in its views, particularly where thinking is concerned. This mineral body is no mere photographic print. It is able to think for itself, though its thinking is subject to the limits of life on earth. We need to raise the experience our mineral body is able to give us into the spheres that lie beyond sensory perception. It is therefore possible to say that it may indeed be true that human thoughts are merely something exuded by the human mineral organization. That may indeed be right, but human beings must first do it right. Human beings have the freedom to develop on earth in such a way that they are merely the product of matter. Animals cannot do this; they do not get to the point where mineral inclusion leads to the development of thinking activity. Animals cannot choose to prove the truth of the materialistic point of view. Human beings are at liberty to prove the truth of the materialistic point of view; all it needs is the will to do so out of a materialistic attitude to life. Human freedom is such that people are indeed free to make materialism come true for the human kingdom, that is, they can take a course that will lead to human beings on earth concerning themselves only with material things. Fundamentally speaking, therefore, it is a matter of choice if we become materialists. If we are strong enough to bring to realization what people are told is a materialistic attitude then this attitude will be made to come true by human beings. This influence on human beings comes from ahrimanic powers. They want to keep everything connected with Earth evolution at the point which has been reached for human beings by that very Earth evolution—that is the point of having a mineral organization. They want to make human beings perfect, but only as far as their mineral organization is concerned. The luciferic powers want to keep human beings, who now have acquired a mineral organization, at the earlier stage that was right for them before they acquired a mineral organization. So we have two powers pulling at the traces, luciferic and ahrimanic powers. The luciferic spirits want to get human beings to a point where they finally cast off their mineralized bodies and go through an evolution that has no relevance in earth life and has merely been an episode in earth life. The luciferic spirits aim for the gradual elimination of everything relating to the earth from the whole evolution of mankind. The ahrimanic spirits aim to take firm hold of this earthly, mineral aspect of human beings, isolate it from progressive evolution and let it stand on its own. That is how luciferic and ahrimanic spirits are pulling in different directions. It is absolutely vital that having presented the large outline we now come to apply this to ordinary everyday life. We do not consider a U-shaped bar of iron to be a horse-shoe when it is in fact a magnet. In the same way we really should not consider human life to be entirely the way it may appear on the outside. If you shoe a horse with magnets you fail to realize that a magnet has more to it than a horse-shoe. Yet it happens quite often nowadays that people speak of human life exactly like someone who shoes his horse with magnets rather than with horse-shoes. People have no hesitation in speaking of positive and negative electricity in the inorganic sphere, or of positive and negative magnetism, yet they hesitate to speak of luciferic and ahrimanic elements in human life. These are just as effective in human life as positive and negative magnetism are in the inorganic sphere. It is just that the idea of positive and negative magnetism is more easily understood. It does not take as much effort to grasp it as it does to grasp the idea that there are luciferic and ahrimanic elements. That is also the reason why we shall only learn to deal with the empty talk one hears today, empty talk that turns into lies, by knowing that it is luciferic by nature. Similarly we shall only learn to deal with everything that shows itself here and there as the materialistic point of view by knowing that it is ahrimanic by nature. In future mere external characterization will not get us anywhere when we want to understand human life; all we would be doing is talk around the subject and commit the most stupid of errors when we try and apply such ideas to real life. One thing we would not be doing is to see human life in such a way that social impulses can be gained from our knowledge of human institutions. This has a very much to do with the utter seriousness required when looking at everything connected with evolutionary trends where humankind is concerned. We cannot gain understanding of the life we are now living unless we raise our vision from earthly concerns to spheres beyond this earth. There is a particular point to this. Looking back into earlier stages of human evolution—though not as far back as those I have spoken of earlier—people generally base themselves on such historical documents as are available. There are historians—well-known names—who say that the history of humankind is made up of everything to be found in the written records. If you start from such a definition of history, like the historian Leopold von Ranke, you will obviously arrive at a particular kind of history. The art of writing is itself part of history, however, it has evolved from something else, and in real terms one cannot do anything with this kind of definition. We need only go back as far as Chaldean-Babylonian times, to ancient Egyptian times, and we shall find that at that period of human evolution human beings still related to the cosmos in a very different way. People today have no real idea of what it meant to connect one's life to the course of the stars, the planets, and their position relative to the fixed stars of the zodiac. These things have become an empty abstraction nowadays. Do you think a modern astrologer delving into ancient astrological writings to compile his horoscopes—if at least he does search through the old writings, and does not produce new ones; the new ones are terrible!—has even the slightest idea of the living connection which the ancient Egyptians and Chaldeans felt to exist between human beings and the movements and positions of the stars viewed from the earth? Everything is different today. It has to be said that an important part of human evolution since those times has been the narrowing down of human awareness to the physical world. What did those Egyptians know of the earth? It was the ground under their feet. They knew more about the heavens. They moved in the vertical in gaining their experience. The ancient Greeks did not yet go into the horizontal either; they, too, gained their experience by going vertically. The vertical came to be reduced as the horizontal started to spread. The maximum limitation human beings experienced in their knowledge of the heavens came with the great increase in knowledge of the earth that came when men sailed around the globe and found that having sailed away to the west they would return from the east. It was necessary for human understanding in the vertical direction to become obscured. Human beings had to be isolated from the universe so that they could find within themselves the only power that can lead to human freedom. Moral impulses will arise out of this human freedom in their turn. Human beings therefore no longer relate to the spheres beyond the earth in the vertical fashion the ancient Greeks and Chaldeans did. We have had the training that only a horizontal surface can give and must now ascend again in moral, ethical terms. We must learn how human life is influenced by powers that do not show themselves in the course taken by the world that exists outside us. Those are the luciferic and ahrimanic powers. People tend to put their minds to other things, however, and sometimes I also have to tell you something relating to our spiritual movement that takes its orientation in anthroposophy. This has accepted the task of working out of the full seriousness the time demands and listening to the language spoken from the cosmos beyond this earth, as it were, a language which tells us that we must once again come to see the way the human being is connected with the whole cosmos. Again and again, however, things make themselves heard in this work—please forgive the abrupt change of subject—which even today draw attention to some very peculiar points of view taken by people who oppose our aims of furthering the progress of mankind. Let me read you a passage from a letter that is really typical. As I said, please forgive the abrupt change of subject but we are obliged to inform you of all kinds of things that are going on at the present time with the purpose of undermining and destroying this movement which endeavours to take up the challenge of the present age. There is someone in Norway3 who had made it his task to destroy our movement. To assure himself that he has a right to do so, this man is writing to leading figures—that is how one does these things nowadays. He wrote to a publication called Politisch-anthropologische Monatsschrift [Political Anthropological Monthly]. This journal sent him the following information: ‘Dr Steiner is a Jew of the purest water. He is connected with the Zionists, indeed associated with them, and works for the Entente.’ The editor added that they—i.e. people of this kind—'have had their eye on him for some time.’ I just wanted to tell you this in conclusion, as yet another case among the many one gets today, with a new one coming up almost daily. That is the attitude anthropologists are now taking to the efforts being made in the anthroposophical field.
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228. Man in the Past, Present, and Future; The Evolution of Consciousness: Lecture I
14 Sep 1923, Stuttgart Translated by E. H. Goddard Rudolf Steiner |
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But if we observe things closely we shall see that the course of our dreaming, with its marvelous dramatic quality that is so often typical of dreams, bears an extra-ordinarily close resemblance to our life of feeling. If in our waking life, we were capable only of feeling, those feelings would not, it is true, be very like the pictures of our dreams. But the dramatic quality, tensions, impulsive wishes and crises of the inner life, with their turmoil of emotion, are displayed in our feelings just as vaguely—or if you like, just as indefinitely—as they are in our dreams.; with this difference, that the basis of a dream lies in its pictures, whereas our feelings live in those peculiar experiences which we describe in terms of our inner life. Thus in the present state of human consciousness we may include our feelings and actual dreaming as part of the dream-state, and in the same way include our willing and actual dreamless sleep as part of the sleeping state. |
228. Man in the Past, Present, and Future; The Evolution of Consciousness: Lecture I
14 Sep 1923, Stuttgart Translated by E. H. Goddard Rudolf Steiner |
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For the subject of these lectures, I have chosen an account of man's development during a particular period of the past, of his situation today, and of the outlook for his future evolution on this Earth-planet. No world-conception which has had any influence upon Western civilization, or its American off-shoot, has been content to deal only with present-day man and to show how the individual fits into the pattern of world-population. The world-conceptions acceptable to Western civilization have always emphasized the place of man in the whole course of human history on Earth. They have always shown the relationship between man of the present and of the past, no matter whether they go back only to a certain point—as the Old Testament does in describing the history of the Earth—or whether they trace man right through the stages of cosmic evolution. The philosophies of the East, and even the early philosophies of Europe, if they did not belong to our modern civilization, were less concerned with this outlook. They were content to envisage man in terms of space only. The feeling we all have as a result of living within Western evolution makes it quite impossible for us to be satisfied with this spatial picture. There is a sort of psychological instinct in us to see ourselves in a brotherly association not only with men living today but also with men of the past; and unless we include both past and present we do not feel that we have a real notion of mankind. But we can never have any satisfying idea of the historical development of man, whether in a wider or in a narrower sense, if we are limited to the results of ordinary anthropology. Man is a being whose evolution we cannot comprehend with the aid of nothing but external documents, however brilliantly they may be interpreted. Man is a being of body, soul and spirit; he is a being who has been penetrated, to a lesser or greater extent, by the spirit, in such a way that consciousness has been alive within him. The whole nature and being of man can be seen in the development of his consciousness, just as the being of a plant is finally revealed to the senses in the flower. Let us therefore go a little more deeply into this most vital aspect of human evolution—the evolution of consciousness. When we consider man's consciousness as it is today we can make certain distinctions. In our ordinary waking condition, as we know it from waking in the morning to the time of falling asleep, we develop a more or less clear and luminous life of ideas which grow out of our life of feeling as the flower grows out of the plant. Over against this clear and luminous life of ideas there is a further condition which never really becomes quite clear, but is more or less unconscious, dark, inwardly surging and weaving. Even deeper than the feelings, which do, after all, quite directly stimulate our life of thought and ideas—much deeper within our being there is our surging will. And I have often described to anthroposophists how in his willing man is strictly speaking, asleep, even during his waking state. We never experience, in the waking conditions of our present-day consciousness, what lives within our willing. We have an idea that we are going to do this or that, but in this there is as yet no willing—only the intention to will clothed in the idea. Then the intention plunges into the depths of the human being, of which his consciousness has no clearer idea than it has of dreamless sleep. It then emerges as the will seen in the action of our arms and hands, legs and feet; in the activity we exercise on objects in the external world. Whenever we act thus through the will on our own body, or in order to effect some change in the external world, we become aware of it through our ideas—ideas which also have some quality of feeling. Our ordinary consciousness perceives only the beginning and the end of willing, the intention in the form of an idea, and then again, also in the form of an idea, the consciousness observes our own movements or those in the external world which arise out of these intentions. All that lies between—how our intentions transfer themselves, via the soul, into our organism, how the soul arouses the physical warmth, the movement of the blood and muscles which then produce an act of will—of all this we are as unaware as we are of the events in dreamless sleep. If we really manage to observe what happens, we must say that we are actually awake only in our ideas (our conceptual life); we dream in our feelings and sleep in our willing. Our knowledge of this willing is just like the experience of waking in the morning and noticing that our organism has somehow recuperated and refreshed itself. We perceive the effects of sleep when we wake. Similarly, we have the intention to perform some act of will; we transmit it unconsciously into our organism where, as though in sleep, it passes over into activity and deed; and we wake up again only with our action and see the result of what has been going on within us, of which we have been quite unconscious. Such in broad outline is man's experience of his own being in waking, dreaming and sleeping. After all, the dreams we have when we are sleeping have very little relation to our ideas. They obey quite other laws than the logical laws of our conceptual life. But if we observe things closely we shall see that the course of our dreaming, with its marvelous dramatic quality that is so often typical of dreams, bears an extra-ordinarily close resemblance to our life of feeling. If in our waking life, we were capable only of feeling, those feelings would not, it is true, be very like the pictures of our dreams. But the dramatic quality, tensions, impulsive wishes and crises of the inner life, with their turmoil of emotion, are displayed in our feelings just as vaguely—or if you like, just as indefinitely—as they are in our dreams.; with this difference, that the basis of a dream lies in its pictures, whereas our feelings live in those peculiar experiences which we describe in terms of our inner life. Thus in the present state of human consciousness we may include our feelings and actual dreaming as part of the dream-state, and in the same way include our willing and actual dreamless sleep as part of the sleeping state. We must, however, realize that what we are now describing as the basic quality of our present-day consciousness has passed through a process of evolution in a comparatively recent period, though we do not like taking much notice of this in our materialistic age. But you will not understand the surviving documents of human thought, even of the early Christian centuries, unless you realize that the inner activity of men in those days was quite different from what lives within our souls today as the activity of thought. In particular it would be a complete psychological error to seek to understand Scotus Erigena's work, “On the Parts of Nature” (De Divisione Naturae) written in the ninth century, for example, or the older writings on alchemy, with the conceptual intellect which has become normal today. We simply cannot understand what they were driving at if our modern type of thinking is employed. We can read the words, but we shall not grasp the meaning. Human thinking since the fifteenth century has acquired a particular character which may have developed only slowly but has more or less already reached is culminating point. Yet this way of thinking, which represents the actual waking condition for modern man, is not really capable of giving him any satisfaction. A man can think, and that is the only luminous experience of his waking life. He can think, and that is the only means by which he can draw on his inner powers and establish the marvelous results of the sciences. Yet basically this modern thinking can give man no satisfaction for his inner yearnings. The fact is that he loses his own self in this modern thought. He does of course experience this thinking as the one clear element in his consciousness—much clearer, for instance, than his breathing or blood circulation, which remain obscure in the deeper regions of his consciousness. He feels that these also may contain some reality, but he sleeps through this reality, and it is only in his ideas and thinking that he is awake. But then, especially if he is disposed to a certain amount of self-observation, he comes to feel that although it is only in his thinking that he fulfils his inner being, yet his true self is lost. And I can give you two examples which will enable you—spiritually of course—to lay hands on this loss of self in thought. There is a famous philosopher of modern times, Descartes, who is the originator of the famous saying, cogito ergo sum—I think, therefore I am. So this philosopher says. But today men do not and cannot say it. For when we merely think something or experience it in thinking, it does not follow that it “is,” nor that I “am” merely because I myself am thinking. For us these thoughts are at most pictures; they may be the most certain thing in us, but we do not grasp any “being” through our thinking. Again, we often say that if we think something, that is “nothing but thinking.” So also in Descartes' case: he wants to “be” and cannot find any other point at which to grasp this “being” of man, and so he seeks it where the common man certainly does not feel it to be—in thought. We do not think in sleep, but does it follow then that we are not? Do we die in the evening and are we reborn each morning? Or do we exist between falling asleep and waking? The simplest truths are in fact not taken into account by present-day views of the world. Descartes' “I think, therefore I am” is not based on something inwardly experienced, but is only a convulsive effort to attach oneself to reality. That is the first point. The second point I want to make is this. Besides his thinking, of which modern man is very proud, we have the results of natural science, results of observation or experiment. In point of fact these do not help us to see the real being of things, but only the changes that occur in them—that which is transitory. And nowadays people consider a thought to be justified only if it derives from this external actuality, which after all reveals only a manifestation of itself. So we have ceased completely to grasp our real “being” in ourselves; our thought is too much in the air. We have no way of finding anything else in us except by methods that science applies to Nature; and then we seek our real being in that. In consequence, man today believes only in that part of himself which is part of Nature. Nature and the form of existence associated with it thus becomes a sort of Moloch which robs modern man of any real feeling of his own being. Many people will perhaps retort that they don't notice anything of the sort, and will contradict what I have said. But that is only their opinion. The feelings which modern men have, at least if they have even the elements of self-awareness, are the outcome of the mood I have just described. They are encased, as it were, within this experience of their own being and their relation to the external world, and they then transfer the consequence of this condition to their consciousness of the world. For instance, they may observe the stars with their telescopes, spectroscopes and other instruments. They record what these instruments show and then build up a purely spatial astronomy and astrophysics. They do not notice that they are merely transferring to the heavens what they have observed and calculated about things on the Earth. Thus, suppose that I have here some source of light. We all admit that if I move thousands of miles away from it, the light will become weaker and perhaps no longer visible. We all know that the strength of the light decreases with distance. Ordinary physics states the law that gravitation, too, decreases with the square of the distance. But people don't pursue this thought further. They can demonstrate that here on Earth, gravity has a particular magnitude and diminishes with the square of the distance, for they live on the Earth and establish laws of Nature and truths valid for the Earth, and build them into a system. Where gravity has a definite magnitude, these laws are true. The force of gravity decreases, but so does truth. What was true for the Earth ceases to be true if we pursue it further outwards into the Universe. We have no more right to regard the findings of physics and chemistry as applicable to the whole Universe than we have to assume that earthly gravity holds good throughout the Cosmos. The truths that rule in the heavenly spheres cannot be dealt with in the same way as those that hold on Earth. Of course to say this sort of thing nowadays is considered highly paradoxical—even crazy. But our general consciousness is so solidly encased nowadays that even the slightest remark which might pierce through the case immediately appears strange. Modern men are so wholly tied to the Earth that their knowledge, even sometimes their reflections, never pass beyond what they experience on Earth. And they deal with cosmic time exactly as they deal with cosmic space. I was particularly impressed with all this recently. (I have often discussed this sort of truth among anthroposophists and what I am saying now is only a repetition based on a particular example.) This struck me with particular force when I was invited by our English anthroposophical friends to give a course of lectures at Penmaenmawr in the second half of August.1 – 31st August, 1923. (Revised edition in preparation, 1966.) The title of the German text in the Complete Centenary Edition is: Initiations-Erkenntnis. Die geistig und physische Welt- und Menschheitsentwicklung in der Vergangenheit, Gegenwart und Zukunft vom Gesichtspunkte der Anthroposophie Penmaenmawr is in Wales, where the island of Anglesey lies over against the West coast of Britain. It is really an extraordinary region which shows that there are quite different geographies over the Earth's surface from those you will find discussed in textbooks, even for the most advanced students. Ordinarily we think it more than enough if a geographical description includes the character of the vegetation, flora and fauna, and I in addition we base it on the geological and palaeontological nature of the region. But the Earth displays differentiations of a much more inward nature than any you will ordinarily find in geographical works. Thus in Penmaenmawr, where these lectures were held, you have only to go a short distance, a mile or so into the mountains, and all over the place you can find the remains of the old Druid cults, fallen stone circles of a simple sort. For instance, stones are put together to enclose a small space and covered with another stone so as to form a little chamber, where the light of the sun could be cut off, leaving the chamber in darkness. I do not dispute that such cromlechs had also to serve as burial places, for at all times the most important centers of worship have been set up over the graves of fellow-men. But here, even with these simple cromlechs, we have something further, as indeed indicated by the so-called Druid circles. It was a wonderful experience when I went with a friend one day to one of these mountains at Penmaenmawr, on which the scanty remains of two such circles are still to be seen lying very close to each other. Even today it can be seen from the position of the stones that there were once twelve of them, and if one wants to discover their purpose they must be observed closely. Now while the sun follows his course through the Cosmos, whether during a day or during a year, a quite specific shadow is cast beneath each stone; and the path of the sun could be traced by following the shadow as it changed in the course of a day or year. We are still sensitive to light today, especially if light is associated with warmth or warmth with light. Present-day consciousness can naturally also notice the difference between the light of the summer and winter sun, since we are warm in summer and cold in winter; and we may note finer differences too. But, you see the same differences we can notice in so obvious a fashion in the light, when we are either warm or freezing, can be perceived in the shadow as well. There is a difference between the October sun and the July or August sun, not only in the direction but in the quality of the shadow. One of the duties of the Druids was to develop a special faculty for perceiving the quality of the shadow—for perceiving, let us say, the peculiar intermingling of a red tone in the August shadow or a blue one in that of November or December. Thus the Druids were able, by the training they received, to read off the daily and yearly course of the sun in the shadows. We can still see from these remains that one of the tasks they undertook was something of this sort. There were many other things that belonged to this cult: a Sun ritual, which, however, was not a mere abstraction, not even the abstraction we see in devotion and reverence. Without undervaluing devotion and reverence, it would be a complete error to believe that. But devotion and reverence were not in this case the essentials, for the cult included something quite different. Take the grain of wheat or rye. It must be planted within the Earth at a particular moment of the year, and it is a bad thing for it to be planted at an inappropriate moment. Anyone who has exact knowledge of these things is well aware that it makes a difference whether a seed is planted a few days earlier or later. There are other things of this sort in human life. The people who lived about three thousand years ago in the region where the Druid cult flourished led an extremely simple life. Agriculture and cattle-raising were the chief occupations. But we may ask how they were to know when to sow and harvest in the best way, or when they were to attend to the many other jobs which Nature requires in the course of a year. Nowadays of course we have farmers' calendars which tell the farmer that on such and such a day such and such a job needs to be done, and tell him very intelligently. In our day, with our type of consciousness, this information can be catalogued and read off from the printed page. We think nothing of it, but the fact remains that there was none of that, not even the most primitive form of reading and writing, in the days when the Druid religion was in its prime. On the other hand, the Druids could stand in one of these stone circles and by observing the shadow they could proclaim, for instance, that during the next week farmers must undertake this or that work, or the bulls be introduced to the herd since the moment was right for the mating of the cows. The druids were equipped to read in the Cosmos; they used the signs produced by those monuments of which we have today only such scanty remains, and could read from them the information the sun gave them of what was to be done on Earth. The constitution of the soul was in fact quite different, and it would be a serious conceit on our part if, just because we are capable of this little bit of reading and writing, we were to undervalue the art which made it possible to lay down the work and activities required on Earth through these revelations of the heavens. In places like Penmaenmawr we are impelled to recollect many other things, too, which Spiritual Science is peculiarly qualified to investigate. I have often pointed out in anthroposophical circles how ordinary thoughts are inadequate to grasp what Spiritual Science can investigate and how we have to conceive it in Imaginations. I assume you all know what I have said about Imaginations in my book Knowledge of the Higher Worlds and its Attainment. It is these Imaginations and not our ordinary ideas which we must have in our souls when we are describing things on the basis of some immediate spiritual observation and not of external sense-perception. The genuinely spiritual-scientific accounts which are given you in our anthroposophical lectures have their origin in Imaginations of that kind. Now these Imaginations are much more alive than ordinary abstract thoughts, which can give us no inkling of what reality is, but only pictures of it. Imaginations on the other hand, can be laid hold of by active thinking, in the same way that we can grasp tables and chairs. We are much more vigorously permeated by reality when our knowledge comes from Imaginations and not from abstract concepts. Anyone who speaks on the basis of Imaginations always has them before him as though he were writing something down—writing, however, not with those terribly abstract signs which constitute our writing, but with cosmic pictures. Now what is the position with regard to these Imaginations in our district here? Anyone who knows them knows also that it is pretty easy to attain them, pretty easy to form them. If he has a sense of responsibility when describing anything through Spiritual Science, he will allow these Imaginations to take effect—that is, to inscribe them in the spirit—only when he has pondered them a good deal and tested them thoroughly. Nobody who speaks out of the spiritual world with a full sense of responsibility has a facile tongue. Nevertheless we can say that in districts like ours here it is relatively easy to inscribe these Imaginations, but they are obliterated equally easy. If in districts like this we create a spiritual content in Imaginations—I cannot put it any other way—we find it is like writing something down and immediately afterwards rubbing it out. But there in Wales, where land and sea meet and the tides ebb and flow each day, where the wind blows through and through you—for instance in the hotel where we were staying you could not only feel the wind blowing in the windows, but when one walked on the carpet it was like walking on a rough sea because of the wind blowing under the carpet—where moreover Nature is so full of life and so joyful in its life that you may get almost hourly alternations of rain and sunshine, then you do really come to see how Nature revealed herself to the Druid priests—or I might say the learned Druids, for it would be the same thing—when they gazed upon her from their mountain height. How then did the Earth appear to the Druid's spiritual eye when the heavens had the character I have just described? This is very interesting to observe, though you will only realize it fully if you can grasp the particular geographical quality of the place. There you have to exert yourself much more vigorously if you want to construct Imaginations than you do, for instance, here. There, they are much more difficult to inscribe in the astral atmosphere. On the other hand they are more permanent and are not so easily extinguished. You come to realize how these old Druids chose for their most important cult-centers, just such places in which the spiritual as it approaches mankind, expresses itself to some extent in the quality of the place. Those Druid circles we visited—well, if we had gone up on a balloon and looked down from above on the larger and the smaller circles, for though they are some distance apart you would not notice that when you are a certain height above them—the circles would have appeared like the ground-plan of the Goetheanum which has been destroyed by fire. It is a wonderfully situated spot! As you climb the heights, you have wide views over land and sea. Then you reach the top and the Druid circles lie before you—there where the hill is hollowed out, so that you find yourself in a ring of hills, and within this ring of hills are the Druid circles. It was there that the Druid sought his science, his knowledge, his wisdom; there that he sought his Sun-wisdom but also his Nature-wisdom. As the Druid penetrated into the relationship between what he saw on Earth and what streamed down from the heavens, he saw the whole processes of plant-growth and vegetation quite differently from the way in which they appear to our abstract thought of later days. If we can properly grasp the true quality of the sun, on the one hand the physical rays which enter our eyes, on the other the shadow with its various gradations, we come to realize that the spiritual essence of the sun lives on in the various grades of shadow. The shadow prevents only the physical rays of the sun from reaching other bodies, whereas the spiritual penetrates further. In the cromlechs which I have described to you, a small dark place is separated off. But it is only the physical sunlight which cannot penetrate there; its activity penetrates, and the Druid, as gradually through this activity he came to be permeated by the secret forces of cosmic existence, entered into the secrets of the world. Thus, for instance, the actions of the sun on plants was revealed to him; he could see that a particular kind of plant-life flourishes at a particular time when the sun is active in a particular way. He could trace the spiritual activity of the sun and see how it pours and streams into flower, leaf and root; and it was the same with animals. And while he was thus able inwardly to recognize the activity of the sun he also began to see how other activities from the Cosmos, for example, those of the moon, pour into it. He could see that the effect of the sun was to promote sprouting growth, with an upward tendency, and so he knew that if a plant as it grows out from the soil were exposed only to the sun, it would grow unendingly. The sun brings forth burgeoning, luxuriant life. If this life is checked and reduced to form, if leaves, blossom, seed and fruit assume a specific shape, if what strives towards the infinite is variously limited—all this has its origin in the activities of the moon. And these are to be found not only in the reflected light of the sun, for the moon reflects all influences, and these in their turn can be seen in the growth of the plant out of its root and also in what lives in the propagation of animals, and so on. Let us take a particular instance. The Druid observed the growing plant; he observed in a more living way what, later on, Goethe observed more abstractly in his idea of metamorphosis. The Druid saw the downward streaming sun-forces, but he saw also the reflected sun-forces in everything that gives the plant its form. In his natural science he saw the combined activity of sun and moon on the root, which is wholly within the Earth and has the function of absorbing the salts of the Earth in a particular way. He could see that the action of sun and moon was quite different on the leaf, which, wrests itself out of the Earth and presses forward into the air. Again, he saw a different action on the flower, which pushes onwards to the light of the sun. He could see as a unity the activity of the Earth; to him, plant-growth and the being of the animal were also a unity. Of course his life there was just what we experienced, with the winds raging around, which can reveal so much about the structure of the region, with the peculiar weather conditions which manifest themselves so vividly in that district. Thus, for example, at the beginning of one of our Eurythmy performances, which took place in a wooden hall, the audience sat with their umbrellas up, because just before the performance there had been a heavy downpour which was still going on when the performance began. The curtains were quite wet! This intimate association with Nature which can still be experienced today was of course also experienced by the Druids. Nature there is not so hard; she almost embraces one. It really is a delightful experience. I might almost say that one is drawn on and accompanied by the activity of Nature; one seems to be part of it. I even met people who maintained that one need not really eat there, that one can be fed by this very activity of Nature. The Druid, then, lived with his Sun-Initiation within this activity of Nature, and he saw as the unity I have described the sun and moon mediated through the activity of the Earth, the growth of the plant, the growth of root, leaf and flower; and all this not in the form of abstract laws as today, but of living elemental beings. Different elemental beings of sun and moon were active in the root, in the leaf and in the flower. He could also pursue in the wider realms of Nature what is so beneficially differentiated in root, leaf and flower. Through his imaginative gifts he could see the small elemental beings restricted to narrow limits in the root, and he knew that what lives in beneficial form in the root can free itself and expand to the gigantic. Thus he saw the large-scale activities of Nature as the small activities of the plant raise dot a gigantic power. Just as he had spoken of the elemental beings in the root of the plant, he could also speak of these root-beings as having expanded in a cosmically irregular way and manifesting in the formation of frost, dew and hail. On the one hand he spoke of the root-beings who were beneficially active, and of the giants of frost and ice which are these root-beings grown to gigantic size. Again, he spoke of the elemental activities in the leaf of the plant, which permeate themselves with the forces of the air; he traced them into the distant spaces of Nature, and he then saw that, if what lives in the leaf frees itself and strives beyond its proper limits into the distances of Nature, it manifests in the surging of winds. The giants of wind and storm are the elemental beings of the plant grown beyond their size. And the element which is distilled in the flower the etheric oils with their phosphoric quality—if that is freed, it manifests itself as the giants of fire, among whom, for instance, Loki belongs. In this science of sun and moon, therefore, the Druid saw as a unity both that which lives in the narrowly restricted space of the plant and that which frees itself and lives in wind and weather. But he went further. He said to himself: When that which lives in root, leaf and flower is contained within the desirable limits set by the good gods, normal plant-growth results. If it appears in hoar frost, that is the work of opposing beings: for the elemental beings growing into powers of opposition, create the harmful, devastating aspects of Nature. Now as a human being I can make use of the devastating activities of the beings who are the opponents of the gods; I can gather the hoar frost in appropriate ways, and the products of the storm and whatever is caught up in the surging of wind and rain. I can make use of the giant forces for my own purposes by burning the plant, for instance, and reducing it to ashes, to charcoal and so on. I can take these forces, and by using frost, hail and rain and other such things, or what the giants of fire control—things which are the expression of forces that have grown to harmful vastness—I can protect the normal growth of the plant. I can rob these giants of all this and can treat normal plants with it, and by applying these forces of the opposing powers I can make healing medicines out of the good elemental forces which have remained within their proper limits. And this was in fact one of the ways of making medicines out of plants, by employing frost and snow and ice and by the use of burning and calcinations. The Druid felt it to be his work to take whatever was harmful from the opposing giant powers and restore it to the service of the good gods. We can trace these things in many different ways. Now why am I spending time on this? I want to use it as an example—and I quote this particular one because I do indeed think that the Penmaenmawr lecture-course was a very important event in the history for the Anthroposophical Movement—to show how man's consciousness and his whole constitution of soul were quite different at a time not so very far removed from the present. With his present-day consciousness man cannot realize what lived in the consciousness of this ancient humanity. And what I have said of that ancient humanity could also be said of other peoples. There we catch glimpses of a quite different constitution of soul. Men in those days had no idea of what we experience as abstract thoughts. All their thinking was more dreamlike, and they did not live within such sharply outlined ideas and concepts as we do today. They lived in dreams which were much more vivid and alive, more full of substance; and indeed their waking life was really a sort of continuation of their dreaming. Just as nowadays we live in an alternation of dreaming or dreamless sleep and the abstract ideas of our waking life, so they alternated between this dreamlike everyday life and a dreamless sleep which was not wholly like ours. When they woke they felt that there was still something remaining over from sleep—something which afforded a sort of nourishment for the soul, which they had absorbed during sleep and which could still be felt the after-taste of sleep in their whole organism. There was a third condition which no longer occurs in human consciousness, a feeling of being surrounded by the Earth, and when a man woke up he felt not only that he had been asleep—of which he retained an aftertaste—but that he had been received into a kind of grave by the forces of gravity, that gravity had closed him in, and he was, as it were, within the embrace of the Earth. Now just as we can describe our present-day states of consciousness as waking, dreaming, and sleeping so we should have to say that at a certain stage of the past there were the three states of dreaming, sleeping and being surrounded by the Earth. Since everything which evolves in the course of history has some sort of relation to the present, we find human souls in whom, during a later earth-life something peculiar appears like a genuine memory of earlier times, something connected with their earlier earth-life. Men like this display what for their own age is abnormal, but which is a living memory of their souls. Examples of this were Jacob Boehme and Swedenborg, and in such spirits something connected with human evolution lights up into contemporary humanity from a very distant past. Tomorrow I will say more about the special qualities of vision of Boehme and Swedenborg; this will help us to understand the past of humanity and also the three future states of consciousness.
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220. Fall and Redemption
21 Jan 1923, Dornach Translator Unknown Rudolf Steiner |
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One may have different views about this today, but the fact is that one was awake in one's acknowledgment of sinfulness. But then one dozed off, and the dreams arrived, and. the dreams murmured: Causality rules in the world; one event always causes the following one. |
And the dreaming went further. And then the dream concluded by saying: We can know nothing except what outer sense experience gives us. And it was labeled ‘supernaturalism’ if anyone went beyond sense experiences. |
And then, at gatherings of natural scientists, these dreams were delivered in croaking tirades like Dubois-Reymond's Limits of Knowledge. And then, when the dream's last notes were sounded—a dream does not always resound so agreeably; sometimes it is a real nightmare—when the dream concluded with “Where supernaturalism begins, science ends,” then not only the speaker but the whole natural-scientific public sank down from the dream into blessed sleep. |
220. Fall and Redemption
21 Jan 1923, Dornach Translator Unknown Rudolf Steiner |
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You have seen from these lectures that I feel duty bound to speak at this time about a consciousness that must be attained if we are to accomplish one of the tasks of the Anthroposophical Society. And to begin with today, let me point to the fact that this consciousness can only be acquired if the whole task of culture and civilization is really understood today from the spiritual-scientific point of view. I have taken the most varied opportunities to try, from this point of view, to characterize what is meant by the fall of man, to which all religions refer. The religions speak of this fall of man as lying at the starting point of the historical development of mankind; and in various ways through the years we have seen how this fall of man—which I do not need to characterize in more detail today—is an expression of something that once occurred in the course of human evolution: man's becoming independent of the divine spiritual powers that guided him. We know in fact that the consciousness of this independence first arose as the consciousness soul appeared in human evolution in the first half of the fifteenth century. We have spoken again and again in recent lectures about this point in time. But basically the whole human evolution depicted in myths and history is a kind of preparation for this significant moment of growing awareness of our freedom and independence. This moment is a preparation for the fact that earthly humanity is meant to acquire a decision-making ability that is independent of the divine spiritual powers. And so the religions point to a cosmic-earthly event that replaces the soul-spiritual instincts—which alone were determinative in what humanity did in very early times—with just this kind of human decision making. As I said, we do not want to speak in more detail about this now, but the religions did see the matter in this way: With respect to his moral impulses the human being has placed himself in a certain opposition to his guiding spiritual powers, to the Yahweh or Jehovah powers, let us say, speaking in Old Testament terms. If we look at this interpretation, therefore, we can present the matter as though, from a definite point in his evolution, man no longer felt that divine spiritual powers were active in him and that now he himself was active. Consequently, with respect to his overall moral view of himself, man felt that he was sinful and that he would have been incapable of falling into sin if he had remained in his old state, in a state of instinctive guidance by divine spiritual powers. Whereas he would then have remained sinless, incapable of sinning, like a mere creature of nature, he now became capable of sinning through this independence from the divine spiritual powers. And then there arose in humanity this consciousness of sin: As a human being I am sinless only when I find my way back again to the divine spiritual powers. What I myself decide for myself is sinful per se, and I can attain a sinless state only by finding my way back again: to the divine spiritual powers. This consciousness of sin then arose most strongly in the Middle Ages. And then human intellectuality, which previously had not yet been a separate faculty, began to develop. And so, in a certain way, what man developed as his intellect, as an intellectual content, also became infected—in a certain sense rightly—with this consciousness of sin. It is only that one did not say to oneself that the intellect, arising in human evolution since the third or fourth century A.D., was also now infected by the consciousness of sin. In the Scholastic wisdom of the Middle Ages, there evolved, to begin with, an ‘unobserved’ consciousness of sin in the intellect. This Scholastic wisdom of the Middle Ages said to itself: No matter how effectively one may develop the intellect as a human being, one can still only grasp outer physical nature with it. Through mere intellect one can at best prove that divine spiritual powers exist; but one can know nothing of these divine spiritual powers; one can only have faith in these divine spiritual powers. One can have faith in what they themselves have revealed either through the Old or the New Testament. So the human being, who earlier had felt himself to be sinful in his moral life—‘sinful’ meaning separated from the divine spiritual powers—this human being, who had always felt morally sinful, now in his Scholastic wisdom felt himself to be intellectually sinful, as it were. He attributed to himself an intellectual ability that was effective only in the physical, sense-perceptible world. He said to himself: As a human being I am too base to be able to ascent through my own power into those regions of knowledge where I can also grasp the spirit. We do not notice how connected this intellectual fall of man is to his general moral fall. But what plays into our view of human intellectuality is the direct continuation of his moral fall. When the Scholastic wisdom passes over then into the modern scientific view of the world, the connection with the old moral fall of man is completely forgotten. And, as I have often emphasized, the strong connection actually present between modern natural-scientific concepts and the old Scholasticism is in fact denied altogether. In modern natural science one states that man has limits to his knowledge, that he must be content to extend his view of things only out upon the sense-perceptible physical world. A Dubois-Reymond, for example, and others state that the human being has limits to what he can investigate, has limits to his whole thinking, in fact. But that is a direct continuation of Scholasticism. The only difference is that Scholasticism believed that because the human intellect is limited, one must raise oneself to something different from the intellect—to revelation, in fact—when one wants to know something about the spiritual world. The modern natural-scientific view takes half, not the whole; it lets revelation stay where it is, but then places itself completely upon a standpoint that is possible only if one presupposes revelation. This standpoint is that the human ability to know is too base to ascend into the divine spiritual worlds. But at the time of Scholasticism, especially at the high point of Scholasticism in the middle of the Middle Ages, the same attitude of soul was not present as that of today. One assumed then that when the human being used his intellect he could gain knowledge of the sense-perceptible world; and he sensed that he still experienced something of a flowing together of himself with the sense-perceptible world when he employed his intellect. And one believed then that if one wanted to know something about the spiritual one must ascend to revelation, which in fact could no longer be understood, i.e., could no longer be grasped intellectually. But the fact remained unnoticed—and this is where we must direct our attention!—that spirituality flowed into the concepts that the Schoolmen, set up about the sense world. The concepts of the Schoolmen were not as unspiritual as ours are today. The Schoolmen still approached the human being with the concepts that they formed for themselves about nature, so that the human being was not yet completely excluded from knowledge. For, at least in the Realist stream, the Schoolmen totally believed that thoughts are given us from outside, that they are not fabricated from within. Today we believe that thoughts are not given from outside but are fabricated from within. Through this fact we have gradually arrived at a point in our evolution where we have dropped everything that does not relate to the outer sense world. And, you see, the Darwinian theory of evolution is the final consequence of this dropping of everything unrelated to the outer sense world. Goethe made a beginning for a real evolutionary teaching that extended as far as man. When you take up his writing in this direction, you will see that he only stumbled when he tried to take up the human being. He wrote excellent botanical studies. He wrote many correct things about animals. But something always went wrong when he tried to take up the human being. The intellect that is trained only upon the sense world is not adequate to the study of man. Precisely Goethe shows this to a high degree. Even Goethe can say nothing about the human being. His teaching on metamorphosis does not extend as far as the human being. You know how, within the anthroposophical world view, we have had to broaden this teaching on metamorphosis, entirely in a Goethean sense, but going much further. What has modern intellectualism actually achieved in natural science? It has only come as far as grasping the evolution of animals up to the apes, and then added on the human being without being able inwardly to encompass him. The closer people came to the higher animals, so to speak, the less able their concepts became to grasp anything. And it is absolutely untrue to say, for example, that they even understand the higher animals. They only believe that they understand them. And so our understanding of the human being gradually dropped completely out of our understanding of the world, because understanding dropped out of our concepts. Our concepts became less and less spiritual, and the unspiritual concepts that regard the human being as the mere endpoint of the animal kingdom represent the content of all our thinking today. These concepts are already instilled into our children in the early grades, and our inability to look at the essential being of man thus becomes part of the general culture. Now you know that I once attempted to grasp the whole matter of knowledge at another point. This was when I wrote The Philosophy of Spiritual Activity and its prelude Truth and Science although the first references are present already in my The Science of Knowing: Outline of an Epistemology Implicit in the Goethean World View written in the 1880's. I tried to turn the matter in a completely different direction. I tried to show what the modern person can raise himself to, when—not in a traditional sense, but out of free inner activity—he attains pure thinking, when he, attains this pure, willed thinking which is something positive and real, when this thinking works in him. And in The Philosophy of Spiritual Activity I sought, in fact, to find our moral impulses in this purified thinking. So that our evolution proceeded formerly in such a way that we more and more viewed man as being too base to act morally, and we extended this baseness also into our intellectuality. Expressing this graphically, one could say: The human being developed in such a way that what he knew about himself became less and less substantial. It grew thinner and thinner (light color). But below the surface, something continued to develop (red) that lives, not in abstract thinking, but in real thinking. ![]() Now, at the end of the 19th century, we had arrived at the point of no longer noticing at all what I have drawn here in red; and through what I have drawn here in a light color, we no longer believed ourselves connected with anything of a divine spiritual nature. Man's consciousness of sin had torn him out of the divine spiritual element; the historical forces that were emerging could not take him back. But with The Philosophy of Spiritual Activity I wanted to say: Just look for once into the depths of the human soul and you will find that something has remained with us: pure thinking, namely, the real, energetic thinking that originates from man himself, that is no longer mere thinking, that is filled with experience, filled with feeling, and that ultimately expresses itself in the will. I wanted to say that this thinking can become the impulse for moral action. And for this reason I spoke of the moral intuition which is the ultimate outcome of what otherwise is only moral imagination. But what is actually intended by The Philosophy of Spiritual Activity can become really alive only if we can reverse the path that we took as we split ourselves off more and more from the divine spiritual content of the world, split ourselves off all the way down to intellectuality. When we again find the spirituality in nature, then we will also find the human being again. I therefore once expressed in a lecture that I held many years ago in Mannheim that mankind, in fact, in its present development, is on the point of reversing the fall of man. What I said was hardly noticed, but consisted in the following: The fall of man was understood to be a moral fall, which ultimately influenced the intellect also. The intellect felt itself to be at the limits of its knowledge. And it is basically one and the same thing—only in a somewhat different form—if the old theology speaks of sin or if Dubois-Reymond speaks of the limits of our ability to know nature. I indicated how one must grasp the spiritual—which, to be sure, has been filtered down into pure thinking—and how, from there, one can reverse the fall of man. I showed how, through spiritualizing the intellect, one can work one's way back up to the divine spiritual. Whereas in earlier ages one pointed to the moral fall of man and thought about the development of mankind in terms of this moral fall of man, we today must think about an ideal of mankind: about the rectifying of the fall of man along a path of the spiritualization of our knowing activity, along a path of knowing the spiritual content of the world again. Through the moral fall of man, the human being distanced himself from the gods. Through the path of knowledge he must find again the pathway of the gods. Man must turn his descent into an ascent. Out of the purely grasped spirit of his own being, man must understand, with inner energy and power, the goal, the ideal, of again taking the fall of man seriously. For, the fall of man should be taken seriously. It extends right into what natural science says today. We must find the courage to add to the fall of man, through the power of our knowing activity, a raising of man out of sin. We must find the courage to work out a way to raise ourselves out of sin, using what can come to us through a real and genuine spiritual-scientific knowledge of modern times. One could say, therefore: If we look back into the development of mankind, we see that human consciousness posits a fall of man at the beginning of the historical development of mankind on earth. But the fall must be made right again at some point: It must be opposed by a raising of man. And this raising of man can only go forth out of the age of the consciousness soul. In our day, therefore, the historic moment has arrived when the highest ideal of mankind must be the spiritual raising of ourselves out of sin. Without this, the development of mankind can proceed no further. That is what I once discussed in that lecture in Mannheim. I said that, in modern times, especially in natural-scientific views, an intellectual fall of man has occurred, in addition to the moral fall of man. And this intellectual fall is the great historical sign that a spiritual raising of man must begin. But what does this spiritual raising of man mean? It means nothing other, in fact, than really understanding Christ. Those who still understood something about him, who had not—like modern theology—lost Christ completely, said of Christ that he came to earth, that he incarnated into an earthly body as a being of a higher kind. They took up what was proclaimed about Christ in written traditions. They spoke, in fact, about the mystery of Golgotha. Today the time has come when Christ must be understood. But we resist this understanding of Christ, and the form this resistance takes is extraordinarily characteristic. You see, if even a spark of what Christ really is still lived in those who say that they understand Christ, what would happen? They would have to be clear about the fact that Christ, as a heavenly being, descended to earth; he therefore did not speak to man in an earthly language, but in a heavenly one. We must therefore make an effort to understand him. We must make an effort to speak a cosmic, extraterrestrial language. That means that we must not limit our knowledge merely to the earth, for, the earth was in fact a new land for Christ. We must extend our knowledge out into the cosmos. We must learn to understand the elements. We must learn to understand the movements of the planets. We must learn to understand the star constellations, and their influence on what happens on earth. Then we draw near to the language that Christ spoke. That is something, however, that coincides with our spiritual raising of man. For why was man reduced to understanding only what lives on earth? Because he was conscious of sin, in fact, because he considered himself too base to be able to grasp the world in its extraterrestrial spirituality. And that is actually why people speak as though man can know nothing except the earthly. I characterized this yesterday by saying: We understand a fish only in a bowl, and a bird only in a cage. Certainly there is no consciousness present in our civilized natural science that the human being can raise himself above this purely earthly knowledge; for, this science mocks any effort to go beyond the earthly. If one even begins to speak about the stars, the terrible mockery sets in right away, as a matter of course, from the natural-scientific side. If we want to hear correct statements about the relation of man to the animals, we must already turn our eye to the extraterrestrial world, for only the plants are still explainable in earthly terms; the animals are not. Therefore I had to say earlier that we do not even understand the apes correctly, that we can no longer explain the animals. If one wants to understand the animals, one must take recourse to the extraterrestrial, for the animals are ruled by forces that are extraterrestrial. I showed you this yesterday with respect to the fish. I told you how moon and sun forces work into the water and shape him out of the water, if I may put it so. And in the same way, the bird out of the air. As soon as one turns to the elements, one also meets the extraterrestrial. The whole animal world is explainable in terms of the extraterrestrial. And even more so the human being. But when one begins to speak of the extraterrestrial, then the mockery sets in at once. The courage to speak again about the extraterrestrial must grow within a truly spiritual-scientific view; for, to be a spiritual scientist today is actually more a matter of courage than of intellectuality. Basically it is a moral issue, because what must be opposed is something moral: the moral fall of man, in fact. And so we must say that we must in fact first learn the language of Christ, the language ton ouranon, the language of the heavens, in Greek terms. We must relearn this language in order to make sense out of what Christ wanted to do on earth. Whereas up till now one has spoken about Christianity and described the history of Christianity, the point now is to understand Christ, to understand him as an extraterrestrial being. And that is identical with what we can call the ideal of raising ourselves from sin. Now, to be sure, there is something very problematical about formulating this ideal, for you know in fact that the consciousness of sin once made people humble. But in modern times they are hardly ever humble. Often those who think themselves the most humble are the most proud of all. The greatest pride today is evident in those who strive for a so-called ‘simplicity’ in life. They set themselves above everything that is sought by the humble soul that lifts itself inwardly to real, spiritual truths, and they say: Everything must be sought in utter simplicity. Such naive natures—and they also regard themselves as naive natures—are often the most proud of all today. But nevertheless, during the time of real consciousness of sin there once were humble people; humility was still regarded as something that mattered in human affairs. And so, without justification, pride has arisen. Why? Yes, I can answer that in the same words I used here recently. Why has pride arisen? It has arisen because one has not heard the words “Huckle, get up!” [From the Oberufer Christmas plays.] One simply fell asleep. Whereas earlier one felt oneself, with full intensity and wakefulness, to be a sinner, one now fell into a gentle sleep and only dreamed still of a consciousness of sin. Formerly one was awake in one's consciousness of sin; one said to oneself: Man is sinful if he does not undertake actions that will again bring him onto the path to the divine spiritual powers. One was awake then. One may have different views about this today, but the fact is that one was awake in one's acknowledgment of sinfulness. But then one dozed off, and the dreams arrived, and. the dreams murmured: Causality rules in the world; one event always causes the following one. And so finally we pursue what we see in the starry heavens as attraction and repulsion of the heavenly bodies; we take this all the way down into the molecule; and then we imagine a kind of little cosmos of molecules and atoms. And the dreaming went further. And then the dream concluded by saying: We can know nothing except what outer sense experience gives us. And it was labeled ‘supernaturalism’ if anyone went beyond sense experiences. But where supernaturalism begins, science ends. And then, at gatherings of natural scientists, these dreams were delivered in croaking tirades like Dubois-Reymond's Limits of Knowledge. And then, when the dream's last notes were sounded—a dream does not always resound so agreeably; sometimes it is a real nightmare—when the dream concluded with “Where supernaturalism begins, science ends,” then not only the speaker but the whole natural-scientific public sank down from the dream into blessed sleep. One no longer needed any inner impulse for active inner knowledge. One could console oneself by accepting that there are limits, in fact, to what we can know about nature, and that we cannot transcend these limits. The time had arrived when one could now say: “Huckle, get up! The sky is cracking!” But our modern civilization replies: “Let it crack! It's old enough to have cracked before!” Yes, this is how things really are. We have arrived at a total sleepiness, in our knowing activity. But into this sleepiness there must sound what is now being declared by spiritual-scientific anthroposophical knowledge. To begin with, there must arise in knowledge the realization that man is in a position to set up the ideal within himself that we can raise ourselves from sin. And that in turn is connected with the fact that along with a possible waking up, pride—which up till now has only been present, to be sure, in a dreamlike way—will grow more than ever. And (I say this of course without making any insinuations) it has sometimes been the case that in anthroposophical circles the raising of man has not yet come to full fruition. Sometimes, in fact, this pride has reached—I will not say a respectable—a quite unrespectable size. For, it simply lies in human nature for pride to flourish rather than the positive side. And so, along with the recognition that the raising of man is a necessity, we must also see that we now need to take up into ourselves in full consciousness the training in humility which we once exercised. And we can do that. For, when pride arises out of knowledge, that is always a sign that something in one's knowledge is indeed terribly wrong. For when knowledge is truly present, it makes one humble in a completely natural way. It is out of pride that one sets up a program of reform today, when in some social movement, let's say, or in the woman's movement one knows ahead of time what is possible, right, necessary, and best, and then sets up a program, point by point. One knows everything about the matter. One does not think of oneself at all as proud when each person declares himself to know it all. But in true knowledge, one remains pretty humble, for one knows that true knowledge is acquired only in the course of time, to use a trivial expression. If one lives in knowledge, one knows, with what difficulty—sometimes over decades—one has attained the simplest truths. There, quite inwardly through the matter itself, one does not become proud. But nevertheless, because a full consciousness is being demanded precisely of the Anthroposophical Society for humanity's great ideal today of raising ourselves from sin, watchfulness—not Hucklism, but watchfulness—must also be awakened against any pride that might arise. We need today a strong inclination to truly grasp the essential being of knowledge so that, by virtue of a few anthroposophical catchwords like ‘physical body,’ ‘etheric body,’ ‘reincarnation,’ et cetera, we do not immediately become paragons of pride. This watchfulness with respect to ordinary pride must really be cultivated as a new moral content. This must be taken up into our meditation. For if the raising of man is actually to occur, then the experiences we have with the physical world must lead us over into the spiritual world. For, these experiences must lead us to offer ourselves devotedly, with the innermost powers of our soul. They must not lead us, however, to dictate program truths. Above all, they must penetrate into a feeling of responsibility for every single word that one utters about the spiritual world. Then the striving must reign to truly carry up into the realm of spiritual knowledge the truthfulness that, to begin with, one acquired for oneself in dealing with external, sense-perceptible facts. Whoever has not accustomed himself to remaining with the facts in the physical sense world and to basing himself upon them also does not accustom himself to truthfulness when speaking about the spirit. For in the spiritual world, one can no longer accustom oneself to truthfulness; one must bring it with one. But you see, on the one hand today, due to the state of consciousness in our civilization, facts are hardly taken into account, and, on the other hand, science simply suppresses those facts that lead onto the right path. Let us take just one out of many such facts: There are insects that are themselves vegetarian when fully grown. They eat no meat, not even other insects. When the mother insect is ready to lay her fertilized eggs, she lays them into the body of another insect, that is then filled with the eggs that the insect mother has inserted into it. The eggs are now in a separate insect. Now the eggs do not hatch out into mature adults, but as little worms. But at first they are in the other insect. These little worms, that will only later metamorphose into adult insects, are not vegetarian. They could not be vegetarian. They must devour the flesh of the other insect. Only when they emerge and transform themselves are they able to do without the flesh of other insects. Picture that: the insect mother is herself a vegetarian. She knows nothing in her consciousness about eating meat, but she lays her eggs for the next generation into another insect. And furthermore; if these insects were now, for example, to eat away the stomach of the host insect, they would soon have nothing more to eat, because the host insect would die. If they ate away any vital organ, the insect could not live. So what do these insects do when they hatch out? They avoid all the vital organs and eat only what the host insect can do without and still live. Then, when these little insects mature, they crawl out, become vegetarian, and proceed to do what their mother did. Yes, one must acknowledge that intelligence holds sway in nature. And if you really study nature, you can find this intelligence holding sway everywhere. And you will then think more humbly about your own intelligence, for first of all, it is not as great as the intelligence ruling in nature, and secondly, it is only like a little bit of water that one has drawn from a lake and put into a water jug. The human being, in fact, is just such a water jug, that has drawn intelligence from nature. Intelligence is everywhere in nature; everything, everywhere is wisdom. A person who ascribes intelligence exclusively to himself is about as clever as someone who declares: You're saying that there is water out there in the lake or in the brook? Nonsense! There is no water in them. Only in my jug is there any water. The jug created the water. So, the human being thinks that he creates intelligence, whereas he only draws intelligence from the universal sea of intelligence. It is necessary, therefore, to truly keep our eye on the facts of nature. But facts are left out when the Darwinian theory is promoted, when today's materialistic views are being formulated; for, the facts contradict the modern materialistic view at every point. Therefore one suppresses these facts. One recounts them, to be sure, but actually aside from science, anecdotally. Therefore they do not gain the validity in our general education that they must have. And so one not only does not truly present the facts that one has, but adds a further dishonesty by leaving out the decisive facts, i.e., by suppressing them. But if the raising of man is to be accomplished, then we must educate ourselves in truthfulness in the sense world first of all and then carry this education, this habitude, with us into the spiritual world. Then we will also be able to be truthful in the spiritual world. Otherwise we will tell people the most unbelievable stories about the spiritual world. If we are accustomed in the physical world to being imprecise, untrue, and inexact, then we will recount nothing but untruths about the spiritual world. . You see, if one grasps in this way the ideal whose reality can become conscious to the Anthroposophical Society, and if what arises from this consciousness becomes a force in our Society, then, even in people who wish us the worst, the opinion that the Anthroposophical Society could be a sect will disappear. Now of course our opponents will say all kinds of things that are untrue. But as long as we are giving cause for what they say, it cannot be a matter of indifference to us whether their statements are true or not. Now, through its very nature, the Anthroposophical Society has thoroughly worked its way out of the sectarianism in which it certainly was caught up at first, especially while it was still connected to the Theosophical Society. It is only that many members to this day have not noticed this fact and love sectarianism. And so it has come about that even older anthroposophical members who were beside themselves when the Anthroposophical Society was transformed from a sectarian one into one that was conscious of its world task, even those who were beside themselves have quite recently gone aside again. The Movement for Religious Renewal, when it follows its essential nature, may be ever so far removed from sectarianism. But this Movement for Religious Renewal has given even a number of older anthroposophists cause to say to themselves: Yes, the sectarian element is being eradicated more and more from the Anthroposophical Society. But we can cultivate it again here! And so precisely through anthroposophists, the Movement for Religious Renewal is being turned into the crassest sectarianism, which truly does not need to be the case. One can see how, therefore, if the Anthroposophical Society wants to become a reality, we must positively develop the courage to raise ourselves again into the spiritual world. Then art and religion will flourish in the Anthroposophical Society. Although for now even our artistic forms have been taken from us [through the burning of the Goetheanum building on the night of December 31, 1922], these forms live on, in fact, in the being of the anthroposophical movement itself and must continually be found again, and ever again. In the same way, a true religious deepening lives in those who find their way back into the spiritual world, who take seriously the raising of man. But what we must eradicate in ourselves is the inclination to sectarianism, for this inclination is always egotistical. It always wants to avoid the trouble of penetrating into the reality of the spirit and wants to settle for a mystical reveling that basically is an egotistical voluptuousness. And all the talk about the Anthroposophical Society becoming much too intellectual is actually based on the fact that those who say this want, indeed, to avoid the thoroughgoing experience of a spiritual content, and would much rather enjoy the egotistical voluptuousness of soulful reveling in a mystical, nebulous indefiniteness. Selflessness is necessary for true anthroposophy. It is mere egotism of soul when this true anthroposophy is opposed by anthroposophical members themselves who then all the more drive anthroposophy into something sectarian that is only meant, in fact, to satisfy a voluptuousness of soul that is egotistical through and through. You see those are the things, with respect to our tasks, to which we should turn our attention. By doing so, we lose nothing of the warmth, the artistic sense, or the religious inwardness of our anthroposophical striving. But that will be avoided which must be avoided: the inclination to sectarianism. And this inclination to sectarianism, even though it often arrived in a roundabout way through pure cliquishness, has brought so much into the Society that splits it apart. But cliquishness also arose in the anthroposophical movement only because of its kinship—a distant one to be sure—with the sectarian inclination. We must return to the cultivation of a certain world consciousness so that only our opponents, who mean to tell untruths, can still call the Anthroposophical Society a sect. We must arrive at the point of being able to strictly banish the sectarian character trait from the anthroposophical movement. But we should banish it in such a way that when something arises like the Movement for Religious Renewal, which is not meant to be sectarian, it is not gripped right away by sectarianism just because one can more easily give it a sectarian direction than one can the Anthroposophical Society itself. Those are the things that we must think about keenly today. From the innermost being of anthroposophy, we must understand the extent to which anthroposophy can give us, not a sectarian consciousness, but rather a world consciousness. Therefore I had to speak these days precisely about the more intimate tasks of the Anthroposophical Society. |
349. The Life of Man on Earth and the Essence of Christianity: Human Existence in Sleep and Death
21 Mar 1923, Dornach Translated by Steiner Online Library Rudolf Steiner |
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You just need to think about it. Think back to your life, the dreams you have had in your sleep, you don't always remember them. Dreams are something you soon forget, as you all know. Only at most you may remember that you had a dream here or there that you often told. Then you remember it by telling it. But the dreams that you don't tell are quickly forgotten. |
Therefore, when a person wakes up, he slips into his organs, so to speak. Just think of how dreams are when you wake up. When you wake up, you dream of snakes, for example. You slip into your intestines and dream of snakes. |
349. The Life of Man on Earth and the Essence of Christianity: Human Existence in Sleep and Death
21 Mar 1923, Dornach Translated by Steiner Online Library Rudolf Steiner |
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Good morning, gentlemen! Now let us try to finish, at least for the time being, what we have begun to consider. You see, an understanding of life comes only from the fact that one begins to observe the sleep of man, as I have already mentioned to you several times. When one is immersed in life from morning to evening, one usually has the opinion that sleep gives one strength, removes fatigue and so on. But sleep actually does much more. You just need to think about it. Think back to your life, the dreams you have had in your sleep, you don't always remember them. Dreams are something you soon forget, as you all know. Only at most you may remember that you had a dream here or there that you often told. Then you remember it by telling it. But the dreams that you don't tell are quickly forgotten. If you remember your life back to your childhood, you will remember some memories from your childhood up to later in life. But these memories are always interrupted. When you think back today, there is the time during which you slept. That is a break, and you do not remember it. The memory starts again only yesterday evening and goes until yesterday morning. Then there is another break. So that actually, when you remember back, you do not have your whole life, but in this remembering back, what is in the night is actually always left out. If you draw a line of retrospection, a period of time flows from evening to morning without retrospection, then again from morning to evening, then again a pause from evening to morning, and so on. We actually only remember our lives in such a way that we do not remember a whole part of our lives at all. That is quite clear. That is the time that we have slept through. ![]() Now let us consider a person who cannot sleep. You know, some people complain that they cannot sleep. But many of these complaints should not be taken so seriously, because some people tell you that they never sleep at all during the night. And when you ask them how long they have not slept at night, they say: Yes, not for ten years already. Well, anyone who couldn't sleep for so long would have been dead long ago. People do sleep, but because they have such vivid dreams while sleeping, it seems to them as if they had been awake. You should tell such a person: just lie down for once, you don't need to sleep; just lie down. He is already asleep, and even if he is not aware of it, he is asleep. I just wanted to tell you this so that you can see that a person really does need sleep for life. Sleep is more necessary for life than food. And those who cannot sleep cannot live. Now, how much of our lives between birth and death do we oversleep? Yes, gentlemen, you see, this oversleeping lasts longest in very young children. When a child is born, it is almost always asleep. Then gradually the time spent awake decreases, and sleeping becomes less and less. And when you get a little older, if you count back, you have to say that you have actually slept a third of your life. That is also healthy. You have actually slept a third of your life. This has been known for quite a long time. But today people don't like to remember such things that have been known for a long time. Even in the 19th century, at the very beginning, people who wrote about this said: Man should work for 8 hours, be alone for 8 hours and sleep for 8 hours. That leaves 16 hours of wakefulness and 8 hours of sleep, so 3 times 8 = 24 hours. So that gives us a third of 24 hours for the time of sleeping. That was also a very correct observation. A person needs a third of his entire life to sleep. Now, people don't care about how important sleep is for life because today they don't care at all about what soul and spirit are. They only care about what the person experiences with his body when he is awake, but not what soul and spirit are. That is just how people often say in their daily lives today: God, yes, sleeping, that's all very well, but you don't need more than the necessary heaviness in bed. And so they drink so and so much beer in the evening so that they can sleep. But what matters is not having the necessary heaviness in bed, but realizing the great importance of sleep. And now let us try to understand what sleep actually means. You see, gentlemen, basically people like themselves very much. This is particularly evident in the case of sick people. Sick people show how much they like themselves, because when something hurts them, they take terrible care of themselves and so on. That is all very well, but it shows that people like themselves very much. What does a person actually like when he likes himself? Yes, he likes his body. And that is the great secret of life, I would say, that a person likes his body. And the love that a person has for his body shows when that body is not quite right. But there are also snags with this love of the body. The body moves all day long. The body works hard all day long. And the soul and spirit within it, without the person knowing it, grows less and less fond of the body as the day progresses. That is the strange thing, and one must know that. While the human being lives in the day and must constantly be active, the soul-spiritual aspect grows less and less fond of the body. That is why a child sleeps so much. It loves its body very much and always wants to enjoy its body. When you see a child, you can always see how it enjoys its body. Just think about what it is like when the child has drunk its milk and falls asleep. In this sleep, the child has the pleasant feeling of digestion. It enjoys what is going on in its body. And only when it gets hungry does it wake up. Because what happens when it is hungry, it likes less. Then it wakes up again. So you see, the child still wants to enjoy its body even during sleep. You can make the most beautiful observations. Only the scholars do not do that because they do not have the ability to do so. Observe a herd of cows in a meadow, eating and then lying down comfortably, enjoying their digestion. They enjoy what is happening in their body. That is what you need to know: that a person actually wants to enjoy his body. But in humans it is somewhat different than in cows, and in the adult human it is somewhat different than in the child. The little child does not work yet, so he enjoys his body while sleeping. The cows do everything out of instinct, so they also enjoy their digestion while sleeping. The human being does not even get to enjoy his digestion. A person actually becomes so that when he uses his body all day, by evening he is no longer sympathetic to his body. He no longer loves it. And you see, that's why he sleeps. He sleeps because he no longer likes his body. The antipathy that a person develops towards his body throughout the day makes him fall asleep at night, and he sleeps until he has overcome this antipathy in his soul, and he wakes up again when he feels sympathy for his body again. This must be understood first of all, that waking up depends on the person developing sympathy for his body again. And this sympathy exists for all the individual organs of the body. Therefore, when a person wakes up, he slips into his organs, so to speak. Just think of how dreams are when you wake up. When you wake up, you dream of snakes, for example. You slip into your intestines and dream of snakes. The snakes represent the intestines. So when a person wakes up, they slip into their body out of sympathy with their body and their soul and spirit. People have to have this sympathy, otherwise they would always want to leave their body. And now imagine: the person has died, he has laid down his body; the body is no longer with the person. The first thing that happens, I have told you, is that the person has his thoughts as a memory of his whole life. And these are then lost after a few days already. They are scattered all over the world. But then he is left with the sympathy for what his body has experienced. And this sympathy with what his body has experienced, he must now gradually lose. This is what we first go through after death, that we must lose our sympathy with our body. How long does it take to restore this sympathy with the body if we live one day? It takes a third of the day. Therefore, the loss of sympathy after death also takes a third of a lifetime. If a person has, let's say, reached the age of thirty, it takes about ten years for him to get rid of the whole body, to have no more sympathies with the world and life at all - this is, of course, an approximation. So that after death a person first has a few days when he has a memory back, and then he has this breaking off, I would say, of memory back, which takes a third of the whole life he has spent on earth. Now, that is true on average for the individual person, but it is longer for one person and shorter for another because one person has more sympathy for his body, likes himself more, the other likes himself less and so on. So after death we go through something that could be called: the human being gets used to all the things that hold him together with his body. But now you may say: What you are telling us is still somewhat theoretical. How can you know that a person still has something to him when he has discarded his physical body? How can you know that? — Yes, for that, gentlemen, you have to study how a person develops in life. There is the first period of life in which the human being develops, the first period of life; this is until the human being gets the second teeth. First he has the milk teeth, then he gets the second teeth. Yes, you see, you can say that the human being has the milk teeth from heredity. But the second teeth, he no longer has them from heredity. The second teeth come from his ether body. The ether body is active in him and gives him the second teeth. So we have the physical body, as I already wrote to you the other day; it gives the first teeth. Then there is the ether body; it gives the human being the second teeth, the teeth that then remain. Now one must just acquire the ability to see — today people only acquire the ability to think abstractly, to develop theories, but not to see what I have just described in my book “How to Know Higher Worlds”. If you really look at the child as it gradually gets its second teeth, you can see this supersensible work of the etheric body. And this is the same body that a person retains when they die, retains for a few days, and then disperses throughout the world. So if you study what gives a person their second teeth, you find out that after death, a person still has their etheric body for a few days and then throws it away a few days later, that is, it disperses throughout the world. Now he still has his astral body and his ego. This astral body is what always craves the physical body. With the ego inside, it always craves the physical body. So we can say: the human being develops - I have already told you this recently - the need in his astral body. The astral body develops all needs. The needs are not in the physical body. When the physical body is a corpse, it no longer has any needs. So we can say: What gives the human being false teeth is also gone a few days after death. What remains now? Here one must again study what now begins to be particularly active in man from the moment he has his second teeth until the moment he becomes sexually mature. That is again an important period of human life. Our present-day science cannot study such things because it does not pay any attention to them at all. ![]() You see, from the moment the child gets its second teeth until the moment it reaches sexual maturity, something supersensory is at work in the child. And what does this supersensory element want? This supersensory element wants to gradually take hold of the whole body. It is not yet inside when the child has its second teeth and begins to get this astral body into its whole body so that it permeates it. Then the child becomes more and more mature. And when the astral body is completely inside the body, then the child is sexually mature. That is the important thing to know: the astral body is the one that brings sexual maturity to the child. Of course, these things cannot be studied in the way that today's scholars would like to study them. Today's scholars only want to study what is tangible. They do not observe human life. But anyone who has really learned to observe what it is that works its way into the body from the second teeth to sexual maturity knows that this is the astral body. It is the source of all needs. Of course, a child already has needs before the second teeth come in, because the astral body is present in the head; but later it spreads throughout the entire body. You can see this very clearly in boys, how the astral body spreads. The boy changes his voice, and with that he also becomes sexually mature. This is the penetration of the astral body into the whole physical body. In the case of a woman, you can observe it by the development of the secondary organs of sexual life, the breasts and so on. This is the penetration of the astral body. And this astral body the person retains after death if he has already discarded the etheric body. You see, it is this astral body that wants to enter the physical body again every morning. Because while a person sleeps, he has no needs, neither sexual nor other needs. These arise when he is awake. They arise when the astral body wants to enter the physical body in the morning. And so, in life, this astral body is always striving to enter the physical body every morning. Of course, it wants to do the same after death, and it must first unlearn this habit. If someone is thirty years old, how long has he been in his physical body? He has been in it for twenty years, he has not been in it for ten years. The ten years that he was not in his physical body, he slept through, and after death he wants to be in it again. And that is why he works in his astral body for a third of his life after his death, which he has gone through here on earth. After this time the astral body is satisfied. Then the human being only lives in his ego. So that after spending about a third of his lifetime after death, the human being only continues to live in his ego. But this ego, this actual spiritual part of man, needs an enormous amount if it is to continue to live. You see, it is not without reason that I have been telling you that reason, the intellect, thoughts about the world are actually spread out. I have told you how everything in the world, when properly studied, is actually intelligently arranged. I have made it clear to you in the animal world. This whole world is such that we should not believe that our mind is the only one, but the mind that we have is only as if scooped out of the mind spread throughout the world. Mind is everywhere. And the one who believes that his mind is the only one is as foolish as the one who believes: “I have a glass of water here, this glass of water was empty at first, then it became full, that is, the water grew out of the glass.” - One must first draw the water from the well, from the whole body of water. And so one must also first bring the mind that one has out of the whole world mind. We just don't realize any of this during our lifetime. Why not? Because our body does it. Gentlemen, if you should ever know – I have made this clear to you – what your body does with a very small piece of sugar that you have swallowed, how this small piece of sugar is not only dissolved in the body but also transformed into all kinds of other substances, if you knew what is going on there, then you would be amazed. You are amazed after I have told you only the very basics of what goes on in the human body. But no matter how much of what goes on in the human body is observed, it is always only a small part. You breathe in. The breath you inhale must be used throughout your entire body. Just think, you breathe in about eighteen times a minute. What you breathe in must be used throughout your whole body. This requires a tremendous amount of reason, a truly tremendous amount of reason. Well, our body does all that. Our body, it really works for us with tremendous cleverness. It is quite admirable what one must feel when one realizes what the human body actually accomplishes in terms of cleverness. It is quite enormous. So it takes a lot out of us during our lifetime. But now, after death, we no longer have it. Now we no longer even have the etheric body. We do not have the astral body, not even a longing for the physical body. So we only have the ego at all, and the ego now realizes that it does not have the body and now begins to familiarize itself with everything that is necessary for the body. And that is where the mighty thing that must be understood begins. Today's science makes it particularly easy for itself. Today's science says: Where does man come from? Well, man comes from what has arisen as fertilization, as a fertilized germ in the mother. So science says: There is the fertilized germ, and in there, well, somehow man is already predisposed. If you don't know anything, you say: there is a predisposition; that's where the whole person comes from. Yes, you see, people have been aware of this for a long time, but in their own way, that is, they have been unclear about it. Just imagine that this is the mother egg (it is drawn) from which you yourself emerged. So you would have been inside it, would have been inside it, so to speak, as a small human being. But this mother egg was in turn born of a mother egg. So the little human being must have been in the womb again, and the mother egg, that is, the mother, must have been in the grandmother again, and further up to the great-grandmother, great-great-grandmother, to Eve. And you come to the strangeness that in the great-mother Eve, the whole of humanity was inside, but so nested. Mr. Miller, he was inside the egg, which in turn was inside the egg with all the other human eggs, it was just nested that way. The whole human race was in the original mother Eve. This theory, which was also called the theory of evolution back then, later became known as the nesting theory. So at the beginning of the 19th century, people came to the conclusion that the story of the egg containing the whole human race, with each individual contained within the next, and then so many of them, was not acceptable. And so they adopted another theory. They then said: No, in the egg there is actually nothing yet; but when this egg is fertilized, all the external conditions, wind and weather and sun and light and everything possible, can get to it. And from the influence of all of nature on this egg, man comes into being. Yes, gentlemen, that is something that does materialism a great deal of good, if it can imagine something like that. But it does not stand up to closer scrutiny. Because just think what we become when the whole of nature is constantly working on us. We become what people today call nervous. Those who are sensitive to every breath of air and every ray of light do not become real people, but rather a bundle of nerves. We become just that from the surrounding nature. So that can't be it either. A proper study shows us something completely different. A proper study shows that there is absolutely nothing inside this egg. Before it is fertilized, it is still, I would say, halfway so that you can see all kinds of things inside. It has a shape. So in the unfertilized egg, you can still see all kinds of threads and so on. But when the egg is fertilized, those threads are destroyed and the whole egg is nothing but a real 'mess', if I may express myself so. In more scientific terms, it is a chaos. It is a completely disordered substance. You see, such a substance, which is completely disordered, is not found anywhere else in the world. All substances are in some way internally ordered, arranged. If you take the most arbitrary substance, if you just take a grain of dust and look at it through the microscope, you will see how finely and artfully it is constructed inside. The only thing that is completely chaotic inside is the fertilized egg. And the substance must first become completely chaotic; it must no longer be anything in itself if a human being is to develop from it. People are always thinking about the egg white, for example. They always want to study how the egg white is formed internally. Yes, the egg white is internally configured as long as it is not fertilized. When it is fertilized, it is just what I have called a “mess”, that is, a chaos, an absolutely disordered substance. And out of this comes the human being. Even in the Primordial Mother Eve, if she existed at all, the whole human race was not present, nor somehow in an egg germ that was later fertilized, but the egg germ is completely chaotic, disorderly, and was also disorderly in the Primordial Mother Eve. And if a human being is to arise out of this egg germ, then this must be brought about from outside, that is, the human being must enter into this egg germ. A proper scientific study shows, in turn, that the human being must enter this egg germ from the outside. That is to say, the human being comes from the spiritual world. He does not come from the material. The material must first be destroyed. This is already the case with plants. In plants, you have the earth and in the earth the plant germ. Now, people are not properly studying what happens to the plant germ in the earth. It must first be destroyed, and then the new spring causes the new plant to arise from the destroyed material from outside in a spiritual way. This is how it is with animals, and especially with humans. It is only that it is easier for the plant. The whole universe forms its shape. In the case of the human being, the whole universe does not initially form his shape. He must actually form it himself. The human being must actually enter into this destroyed matter, otherwise no human being could arise from this destroyed matter. The human being must therefore first come from the spiritual world and enter into this destroyed matter. The whole process of fertilization is only there to ensure that the human being, who wants to enter the world, is confronted with a destroyed substance, that he has a destroyed substance. He could not do anything with an undestroyed substance. He cannot enter the world like a plant, because then he could only become a plant. He must really form the whole universe within himself. And he does form it. It is truly wonderful how man forms the universe within this destroyed substance. I will show you an example of how the human being now forms the universe into this destroyed substance. If you have the earth's surface here (it is drawn), then we can just show it, because if you just look at a piece of earth, it looks even. The sun comes up in the morning, goes up to a certain height, then goes down again. That is a certain angle up to which the sun rises. It is very interesting that the sun always rises up to a certain angle and then goes down again. The angle is of course a little higher in summer than in winter, but up to a certain angle the sun rises. This angle is therefore an inclination of the sun to the earth. We find this angle elsewhere, too. You see, when light enters our eye, where the optic nerve enters from the brain into the eye – I have drawn the eye for you – there is what is known as the blind spot. You cannot see there. You see most clearly only at points that are somewhat away from this blind spot, where the optic nerve enters. And that is where the interesting thing is: the same inclination that the sun has to the earth in its orbit, this point, where we perceive most brightly in our inner being, has the same inclination to the blind spot. And something else. If you take the heart, it is also slightly tilted. It has the same inclination as the sun to the earth. I could show you countless such things, from which you would see: Everything that is out there in the universe, we somehow carry it within us. We carry the inclination of the sun in the inclination of our eye and in the inclination of our heart. We are formed entirely out of the reason of the universe. Oh, gentlemen, that is where you start, when you gradually get some knowledge, to really tell yourself how actually man is a whole small world. Everything in the world outside is recreated in man. Center Just imagine if you were given this “mess”, this destroyed matter, and you were supposed to recreate it inside! You would not be able to do that. You see, when the ego is alone after death, it has to learn from the whole world how to recreate the whole world. So that after the person has shed the sympathy with the body during this third of the previous life, he now begins to learn from the whole universe how to become a human being again. And that takes longer than life on earth lasts, because on earth, things are such that one can learn a lot or a little. Actually, most people today learn very little. And however strange it may seem, scholars learn the least of all, because what they learn is all useless. It is only good for understanding what a corpse looks like, but not how a living body is affected. But the ego must learn this after death. It must learn the secrets of how a body is built from the whole world. And one can point to this time, which the ego now spends learning from the whole world how a person works and lives internally. You see, when a person, through the exercises I have described in the book “How to Know Higher Worlds”, brings themselves to remember the time when one would otherwise not remember, when one was a very small child, then one comes to understand what this actually consists of, this life of the infant, who as yet knows nothing of the world, who only uses his body, only wriggles, only lives in his eyes, lives in his ears, but does not yet understand anything of all this. In ordinary life, a person does not think of looking back. They say: Oh, what do I care about my childhood; I'm here now. But if you look back into this short time, which you otherwise do not remember, in terms of knowledge, you realize what you actually did there. Yes, you actually get a terribly uncomfortable feeling when you think about it. Because this fidgeting of the very young child consists of trying to forget all this knowledge of the universe. You give it to the body, and it knows it afterwards. Therefore, it can take it over during life. The small child gives the body the whole wisdom of the world. It is so terribly painful, so terribly sad that today's science has no idea of what is going on in life, how the small child gives the body the wisdom of the world that it has acquired, how it gradually grows into the eyes, into the hands. Gradually it grows into it, giving all the wisdom of the ego to the body, while the ego actually used to possess all the wisdom of the world. It may seem strange to you, but it is actually true: if you really have mastered anthroposophy, how can you tell people something about the universe? You can tell something about the universe simply because you remember back to the first days of childhood, when you still knew everything from the experiences you had before you entered the body. And anthroposophy actually consists of the fact that you gradually get all this world wisdom out of the body that you gave up to the body. Yes, gentlemen, for that, ordinary science today gives no guidance. It gives no instruction at all on how to find the knowledge that one has put into the body oneself. It leads people to experiment, and they should only learn what they experience externally; whereas the right thing would be to guide people into the living body. Our students are guided to the dead body, which is already a corpse, and learn nothing about the living human being. That would admittedly be a more difficult study, because there the human being must practice self-knowledge, must look into himself, because there the human being is to become more perfect. But that is precisely what the modern person does not want: he does not want to become more perfect, he wants the school to train him a little, and then he wants to stop there, does not want to become more perfect. Man does not want this because, in the education he enjoys today, I would say he is already far too proud to somehow admit that he should perfect himself. Well, with that I have, I would say, told you a little bit about the self. But we will talk about these things more in the coming hours, so you will hear much more and gradually find everything more understandable. You see, I have told you a little about what the self has to do during the time until the human being comes down to earth again. But there are people who say: Oh, I'm not interested in what the self has to do afterwards! You can wait until after you die and then you'll see. Yes, gentlemen, that would be just as if the germ, after it has emerged and been fertilized, and the human being has hatched, would say in the mother's body: Oh, I don't like living in the mother's body, I'll leave sooner. — Yes, but if he doesn't want to live his proper nine months in the mother's body, he cannot become a human being. He must go through with it first. Nor can the ego experience anything after death if it does not live here in such a way that it is stimulated to do so. Therefore it is quite wrong when someone says: I'll wait until death has occurred, then I'll see if I am something or nothing, and so on. People are not very logical. People today are actually as logical as the one who swore that he did not recognize any God, and he swore: “As surely as there is a God in heaven, I am an atheist!” That's more or less how people are today. They repeat the old sayings. Quite unconsciously they repeat the sayings, even when they contradict them. And so people believe: You can wait, then you will see whether I am still something or nothing. Isn't it true that people say to themselves: Do I believe in immortality, or do I not believe in immortality? Yes, if I don't believe in immortality and there is one after all, then I could be in a bad way. But if I believe in immortality and there is none, then it doesn't do any harm. So in any case it is better if I believe in immortality. But, you are not supposed to play with the idea, instead it is important to really become clear about the facts. And so one must say: Here on earth, man must receive the stimulus that his ego can truly penetrate into the world after death. And today's science thoroughly dispels this stimulus, if at all, when people are no longer made aware of the facts. It is not admitted, but actually today it is in the interest of keeping people as stupid as possible, so that after death they sleep and have no idea how to penetrate the secrets of the whole universe in order to become truly human again. You see, gentlemen, if humanity continues to live as it does today, merely concerning itself with outward things, then in the future people will be born who will no longer be able to lift a finger because they have not learned anything until the next life. We will come back to how lives repeat themselves. Today I just wanted to give you some ideas so that you can see that it is not just a careless assertion about what the ego is like after death, but that one can point out from knowledge itself that the human being in turn descends and has to form his life from the confused material. This is really recognized on the basis of objective facts. That is what this is about. It is just not going so fast, but I will answer the question in full when one takes together what is known about the end of human life, how man gradually loses his etheric body and his astral body, and how then the ego must descend to form its astral body and so on. Then one comes to understand how man repeatedly descends. And then, in the course of time, one also comes to understand when man will be liberated from his entire earthly life, when he will no longer have to descend. The question of when he once began will also be answered then. He must once have begun as a kind of plant. For that he does not need to be human. I have also described to you how the earth was once a large plant, and we will see how the earth will once again become a plant, and man will then be freed from his humanity. I will then deal with the whole question again from a different angle. You will, of course, have to have the patience not to say after the first few lessons: I can't go along with this. You will see that the more detailed it becomes, the more it will seem plausible to you. |
94. Theosophy Based on the Gospel of John: Second Lecture
28 Oct 1906, Munich Rudolf Steiner |
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To understand this state of consciousness, imagine a very vivid dream that reflects something of your surroundings. The following “dream” may serve as an example. A student dreams that he is standing at the door of the lecture hall, and another student deliberately brushes against him, which is a serious offense that can only be atoned for by a duel. |
But because his consciousness soul had descended into sleep, he perceived with a deeper, less developed soul power. The dramatic action of the dream is a pictorial transformation of an external process. The processes of consciousness in the ancient Atlanteans were similar. |
As man formerly left an inner world, of which only echoes remain in dreams, so he enters a new world as one awakened to the same world on a higher level. In those ancient times, man perceived the world with the help of his own inner images. |
94. Theosophy Based on the Gospel of John: Second Lecture
28 Oct 1906, Munich Rudolf Steiner |
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We saw yesterday that the Gospel of John contains something that can only be experienced on higher levels of consciousness. Before such experiences are possible, the human being must first develop higher. The human being is a developing creature. We can observe this from subordinate to ever higher states. This is already shown by the difference between a savage and a civilized European, or between an ordinary person and a genius like Schiller, Goethe or Francis of Assisi. An unlimited potential for development is open to every human being. To understand this, let us take up yesterday's lecture and use a diagram to clarify the theosophical basic teachings on the development of the human being: During the following explanations, the diagram below will be drawn on the “board, starting from the bottom left.
We have thus seen that man has his physical body in common with all inanimate beings, the etheric body with all plants in our physical world, and the astral body with all animal creatures in his environment. We then saw that man, in terms of his development, differs from all other beings in that he can say “I” to himself. The “I” is by no means a simple entity. On closer inspection, it is also something that is structured. The animal feels, has desire and passion, the plant does not; the animal because it already possesses an astral body. In this, the I develops in man. But this I has been at work long before man became clearly aware of it. A look at the development of humanity teaches us more about this. The earth has not always been as it is today. Its face has repeatedly changed; the present continents have not always been there. During the penultimate earth period, a continent called Atlantis was located where the Atlantic Ocean now rages. Traces of it and the story of its downfall have been preserved in ancient legends. In the Bible, the Flood is meant by this. The ancient fathers of a different nature, whose descendants we are, experienced this. In this old Atlantis, the air and water conditions were quite different from what they are now. The whole thing was shrouded in a dense fog. In the words Nebelheim, Niflheim, we still have a hint of this. There was no rain and no sunshine; instead of rain, only fog currents; instead of sun, only diffuse illumination. Only after long periods did the fog condense as water. The sun only penetrated a little, like a faint premonition, through the constant fog. In such an environment, people also lived a completely different mental and spiritual life than today. It was only towards the end of the Atlantic period, roughly in the area of present-day Ireland, that people began to show self-awareness for the first time, and to think clearly and logically. In the mists there was no possibility of distinguishing objects as we do today. Man only develops a consciousness like ours in relation to his surroundings. As the objects emerged from the mists, so did the physical eye; and in the same measure the consciousness soul developed, and within it the self-aware ego. Even then, man could speak. If we go back even further to the earliest times of Atlantis, we find that man looked significantly different. He had no external vision at that time, but a different way of perceiving, in images. To understand this state of consciousness, imagine a very vivid dream that reflects something of your surroundings. The following “dream” may serve as an example. A student dreams that he is standing at the door of the lecture hall, and another student deliberately brushes against him, which is a serious offense that can only be atoned for by a duel. He challenges him, they drive into the forest, the duel begins, the first shot rings out. Then our student wakes up – he has pushed over the chair next to his bed. Had he been awake, he would have noticed that a chair had fallen over. But because his consciousness soul had descended into sleep, he perceived with a deeper, less developed soul power. The dramatic action of the dream is a pictorial transformation of an external process. The processes of consciousness in the ancient Atlanteans were similar. Although the images were more regulated and ordered, they did not have a clear perception of their surroundings. The life of feeling expressed itself quite characteristically in fine perceptions of touch and color. If the early Atlantean perceived a warm mist that symbolized itself to him in red, he knew that something pleasant was approaching him. Or if he encountered another person who was unpleasant to him, this was also indicated to him by a very specific sensation that became an image, an ugly color tone. But warmth, for example, was symbolized to him in a beautiful red cloud. This happened in many degrees and variations. The early Atlanteans thus had visual perceptions. We only have such perceptions in the case of pain, which is obviously only within us, however much it is caused by the outside world and can become loud. Our pain is also experienced inwardly, spiritually, and is thus truer than the external facts. The Atlanteans, however, already developed ordered ideas. Not so the Lemurians. The Atlantean period was preceded by the Lemurian period. Man was not yet able to express language. He was merely able to internalize what the animal also feels. Thus, what we call the sentient soul developed in him. The continent of Lemuria, which was destroyed by the forces of fire, we have to imagine between Africa, Australia and Asia. But now back to our scheme: IIIa sentient soul, IIIb intellectual soul, IIIc consciousness soul are all three transformations, ennobled transformations from the astral body. It is only towards the end of the Atlantean period that man becomes capable of consciously working on himself. What does he do now? Up to now, cosmic forces have lifted man up in his development. Now man begins to consciously take his development into his own hands, to work on himself, to educate himself. On which body does he now begin his work? It is important to pay strict attention to the sequence here. First, man was and is able to work on and in his astral body. And on this level of ability, the human being of the present day is still standing today. In general, we can say of today's human being: He uses his experiences and experiences to transform his astral body. Later we will see that a higher level of development consists of working into the lower bodies. Let us first stay with the first: with the ability to transform the astral body. To do this, let us compare the civilized man with the savage. The savage first follows his instincts, desires and passions, every craving, without restraint. But then he can begin to work on his self. To certain instincts he says: remain; to others: leave. Thus, for example, the man-eater ceases his habit of eating his own kind; in so doing, he leaves a certain stage of civilization and becomes another. Or he learns to act logically, learns, for example, to plow. Thus his astral body becomes more and more structured. Formerly external powers determined man, now he does it himself. The astral body of a Hottentot circles in wild dark red vortices, in a person like Schiller in bright green and yellow, in Francis of Assisi in wonderful blue. This is how the astral body is worked on. That which is consciously worked into the astral body from the I is called the spirit self or manas. With the conscious working in of the I, something very special begins. Before that, however, before one comes to the formation of this manas, that part which the animal also has remains completely unchanged in the astral body. Despite the growth of intellect, the astral body can remain essentially unchanged, full of animal desires. But there are influences that do transform the sentient body: conscious religiosity and art. From these we draw strength to overcome and ennoble ourselves, which is a much stronger power than mere morality. Man has as much of the spirit or Manas as he has worked into his astral body. This is not something external, it is a transformation product of what used to be the sentient soul. As long as I am merely working on my sentient body, I use my achievements to transform this my astral body. All the morality in the world cannot achieve more, nor can all intellectuality. But if true religiousness is at work in me, this stronger power expresses itself through the astral body and works its way into the next lower one, the etheric body. This is naturally a much greater achievement than when the ego merely works with the astral, because the raw material of the etheric body is much coarser and more resistant than the finer astral body. We call the result of this transformation the spirit of life or Budhi. The spirit of life is thus the spiritualized life body. In the Orient, someone who had brought it to the highest level was called a Buddha. This tremendous moral power proceeds from consciousness when the three souls are governed by a strong ego. These are preparatory steps for humanity in general. Only the chela works consciously in his etheric body. The chela aims to spiritualize everything, even into his etheric body. The chelaship is concluded when he has allowed Budhi to stream completely into his life body, so that the life body, which he ennobles from the I, has become a life spirit. In the third stage, man reaches the highest principle that is currently accessible to us. He is able to work down to his physical body. In doing so, he rises above the level of the chela and becomes a “master”. When, on the second step, Budhi glows through his etheric body, the human being gains control not only of moral principles but also of his character. He can change his temperament, his memory, and his habits. Today's human being has only a very imperfect command of all these. To understand the task of the chela, compare yourself as you are now with yourself when you were ten years old. How much knowledge have you gained since then, and how little your character has changed! The content of the soul has changed quite radically, but the habits and inclinations only very slightly. Those who were hot-tempered, forgetful, envious, inattentive as a child are often still so as adults. How much our ideas and thoughts have changed, how little our habits! This gives you a clue to estimate how much tougher, firmer, more difficult to shape the etheric body is compared to the astral body. Conversely, how much more fruitful and consequential an improvement achieved in the etheric body! The following sentence can be used as an example of the different speeds at which transformation is possible: What you have learned and experienced has changed like the minute hand of the clock, your habits like the hour hand. Learning is easy, unlearning is difficult. You can still recognize yourself from the writing of yesteryear, because that is also a habit. It is easy to change views and insights, but difficult to change habits. Changing this tenacious thing, habit, little by little, is the task of the chela. This means becoming a different person by creating a different etheric body, thus transforming the life body into the life spirit. This puts the forces of growth in your hands. Habits are among the manifest growth forces. If I destroy them, the vis vitalis, the power of growth, is released and placed at my disposal, to direct my consciousness. Christ says: “I am the way, the truth and the life.” Christ is the personification of the power that changes the life body. Now to the third stage. There is something that is even more difficult to bring under the control of free will than our habits and emotional stirrings: the physical body in its animal and vegetative, mechanical or reflexive dependency. There is a stage of human development in which no nerve is activated, no blood corpuscle rolls without the human being's conscious will. This self-transformation reaches into conditions and states that were fixed long, long before Atlantis and Lemuria, and are therefore the hardest to reverse: into cosmic primeval states. In this work, man develops Atman, the spiritual man. The potential for this is present in every human being today. This whole cycle depends on the attainment of fully clear self-awareness. The most powerful and potent laws are those of the breathing process. The entire spiritual being depends on lung breathing, because it is the outer expression of the gradual drawing in of the I. In ancient Atlantis, this potential emerged through the saying of the I. In Lemuria, man did not breathe through lungs, but through gill-like organs. Nor did he walk as we do today, but floated or swam in a more fluid element, where water and air were not yet separated. To maintain his balance, he had an organ analogous to the swim bladder of a fish. As the air gradually separated, the swim bladder was transformed into our present lungs. The development of the sense of self runs parallel to the development of the lungs. This is still expressed in the words: “And God breathed into the man his breath of life, and he became a living soul.” Atman means nothing other than “breath”. The regulation of the breath is therefore one of the most powerful tools in the work of yoga, which teaches the control of all bodily functions. Here we look into a future in which human beings will have transformed themselves from within. Conscious work in the etheric body is therefore a mastery. Conscious work in the physical body: mastery. The human being perceives the growth into these two stages as an opening up of new worlds, new environments, comparable only to the feelings of the child when it emerges from the dark, warm womb into the cold, light world at birth. The moment of generating Budhi is called second birth, rebirth, awakening in all mysteries. As man formerly left an inner world, of which only echoes remain in dreams, so he enters a new world as one awakened to the same world on a higher level. In those ancient times, man perceived the world with the help of his own inner images. On the future level of higher clairvoyance, man steps out of himself and sees behind the essence of things; he sees their souls. It is a kind of clairvoyance that is directed outwards and highlights the 'inherent essence' of things. The seer penetrates, for example, below the surface of the plant or stone. This outward-directed clairvoyance, with full mental alertness, not only illuminates the very basis of his own soul, but also that of the beings and things outside of himself. This is how development takes place. Modern man lives in the manasical state, that is, he is able to change something in his astral body, but not yet in his etheric body, and least of all in his physical body. Therefore, man takes in from another only as much as corresponds to his stage of development. “You are like the spirit you understand, not like me!” This saying also applies here. According to Christian terminology, the designations correspond:
Why is Budhi called the “Word”? This brings us to the edge of one of the great mysteries, and we will see the great significance of the term “Word”. We have seen that man spiritualizes his life body through the Budhi. What does the life body do in man? Growth and reproduction, everything that distinguishes the living being from the mineral. What is the highest expression of the life body? Reproduction, growth beyond itself. What becomes of this last expression of the life body when man consciously covers the path back to spiritualization? How is this reproductive power transformed, what becomes of it when it is purified, spiritualized? — In the human larynx you have the purification, the transformation of the reproductive power, and in the articulated vowel sound, in the human word, you have the transformed reproductive capacity. Analogous to the law “All is below as above”, we find the corresponding process in the physical: the breaking of the voice, the mutation at the time of sexual maturity. All that becomes spirit emanates from the word or the content of the word. This is the very first glimpse of Budhi, when the first articulated sound emerges from the human soul. A mantram has such a significant effect because it is a spiritually articulated word. A mantram is therefore the means for the chela to work down into the depths of his soul. Thus, in the physical, we have the power of reproduction, through which life is generated and passed on beyond the physical body, becoming something permanent. And just as the physical generative organs transmit bodily life, so the organs of speech — tongue, larynx and breath — transmit spiritual life like an ignition device. In the physiological, the close connection between voice and procreation is obvious. We encounter it in the song of the nightingale, in courtship display, voice change, vocal magic, in singing, cooing, crowing, roaring. We can truly call the larynx the higher sexual organ. The word is the power of procreation for new human spirits; in the word, man achieves a spiritualized creative power. Today, man rules the air with the word, by shaping it rhythmically and organically, by stirring it and enlivening it. On a higher level, he is able to do this in the liquid and finally in the solid element. Then you have transformed the word into the creator's word, for man will achieve this in his development because it was originally so. The life body, emanated from the word of the primal spirit, - this is to be taken literally. That is why Budhi is called the “word”, which means nothing other than: I am.
Thus we see with geometrical clarity the words of the miracle in St. John's Gospel: “In the beginning was the Word, and the Word was with God, and the Word was God. He was in the beginning with God. In him was life, and the life was the light of men.” The astral body, which is radiant as the stars, becomes the Word-light; the Primordial God, the Life and the Light, these are the three fundamental concepts of the Gospel of John. John had to develop to the point of Budhi in order to grasp what was revealed in Christ Jesus. The other three Evangelists were not so highly developed. John gives the highest, he was an awakened one. John is the name given to all who are awakened. This is a generic name, and the resurrection of Lazarus in the Gospel of John is nothing more than a description of this awakening. The writer of the Gospel of John, whose name we will hear later, never calls himself by any other name than “the disciple whom the Lord loves”. This is the term for the most intimate disciples, for those in whom the teacher and master has succeeded in awakening the disciple. The description of such an awakening is given by the author of the Gospel of John in the resurrection of Lazarus: “the Lord loved him,” he could awaken him. Only if we approach such religious documents as the Gospel of John with the deepest humility can we hope to arrive at a literal understanding and to grasp at least a small part of its sacred content. |
60. Zarathustra
19 Jan 1911, Berlin Translated by Walter F. Knox Rudolf Steiner |
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We shall best understand the way in which man of those primeval times took his environment into his consciousness, if we think of a last remnant of the ancient consciousness, still left to us in dreams. Everybody knows how dream images appear and disappear, how they emerge and fade away. To our present consciousness they are for the most part dream pictures, meaningless reminiscences of the outer world. |
Images, ever-changing pictures, symbols—of these our dream consciousness consists. Everyone has experienced how a fire, for instance, is symbolised in a dream. Think of the difference between a dream and ordinary waking consciousness. Such as it is, this dream state represents the remnant of a primeval consciousness of man. |
60. Zarathustra
19 Jan 1911, Berlin Translated by Walter F. Knox Rudolf Steiner |
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Among the ideas advanced by Spiritual Science, that of Reincarnation occupies a foremost place. The idea that the human individuality has to manifest over and over again in a single personality in the course of the development of mankind on the Earth is at present but little understood, and, moreover, it is generally unpopular. As we have seen and shall still see, many questions arise in Spiritual Science, among them that of the meaning of repeated earthly lives. When we study the evolution of human life on Earth in the light of Spiritual Science, we find that there is a very deep meaning behind the fact that the human individuality passes, not only once, but many times through earthly life. Every epoch and every age has its special content, its special characteristics, and all the varied possibilities which it offers have to be assimilated over and over again by the individual life-germs of man. This is possible because man, with all that composes his being, is connected not once and for all, but over and over again with the living stream of evolution. Looking upon this evolution as a rational progress into which new contents, new qualities are poured, we begin to realise the true significance of those Great Ones who have been the leading and guiding spirits of the different epochs. From each of these Great Ones, new qualities, new impulses for the progressive evolution of humanity have emanated and in the course of these lectures we shall be considering important questions connected with such leaders of mankind. To-day our attention is turned to an individuality who, so far as historical investigation goes, is shrouded in mystery—an individuality lost in dim prehistoric ages, of whom no documentary records exist. I refer to the personality of Zarathustra. A personality such as that of Zarathustra, whose gifts to humanity, in so far as they are preserved for us, seem so strange to the present age, makes us realise what great differences arise in the sum total of human nature during the various epochs. Superficial opinion may state that ever since man has been man, he has thought, felt and conceived ideas of morality exactly as he does to-day. But Spiritual Science shows us that the life of the human soul and the nature of man's thought, feeling and will, have undergone great changes in the course of human evolution. Human consciousness in olden times was of quite a different nature and we have reason to believe that, in the future, other stages of consciousness will be reached, again very different from the normal consciousness of to-day. When we turn our attention to Zarathustra, we must look back over an infinitely long period of time. It is true that certain modern investigators have fixed the date of Zarathustra as contemporary with that of Buddha, which would mean that he lived some five or six centuries before the Christian era. It is however significant that our modern historians, after careful investigation of the traditions referring to Zarathustra, have been obliged to indicate that the personality hidden beneath the name of “Zarathustra,” the original founder of the Persian religion, must be placed a great many centuries before Buddha. Greek historians have repeatedly pointed out that Zarathustra must have lived about five or six thousand years before the Trojan War. We are prepared to state that historical research will, however unwillingly, eventually be forced to admit that the Greek tradition is correct in regard to the epoch in which Zarathustra lived. Spiritual Science, which is based on inner knowledge, agrees with the Greek tradition and it is therefore reasonable to indicate that Zarathustra, living as he did thousands of years before the birth of Christianity, was confronted by a consciousness entirely different from that of the present day. I have often pointed out, and I shall explain it further, that human consciousness in ancient times was bound up with certain dream states, or rather clairvoyant states, in normal human life. Primeval man did not contemplate the world with the strong, clearly-defined sense perceptions of to-day. We shall best understand the way in which man of those primeval times took his environment into his consciousness, if we think of a last remnant of the ancient consciousness, still left to us in dreams. Everybody knows how dream images appear and disappear, how they emerge and fade away. To our present consciousness they are for the most part dream pictures, meaningless reminiscences of the outer world. Interwoven though they are with higher states of consciousness, they are incomprehensible to people of our time. Images, ever-changing pictures, symbols—of these our dream consciousness consists. Everyone has experienced how a fire, for instance, is symbolised in a dream. Think of the difference between a dream and ordinary waking consciousness. Such as it is, this dream state represents the remnant of a primeval consciousness of man. Man then lived in a world of images—images not vague or empty but proceeding from a real external world. In this ancient consciousness there were intermediate states between waking and sleep and in these states man was face to face with the spiritual world. The spiritual world actually entered into his consciousness. Nowadays the door into the spiritual world is locked against the normal consciousness of man, but this was not the case in olden times; for he then entered into those intermediate states between waking and sleep when the spiritual world appeared before him in dreamlike images. In these dreamlike images he saw the working and the weaving of the spirit behind the physical world of sense. He had direct experience of the spiritual world, although by the time of Zarathustra this was already indistinct and dim. A man of antiquity could say to himself: “I behold the outer physical world and the life of sense, but I also have experiences and perceptions in a different state of consciousness; I know that there is another world behind the world of sense—a spiritual world.” Evolution consists in one faculty being acquired at the expense of another, and thus as the epochs took their course, the faculty which man once possessed of understanding the spiritual world became less and less. Our clear reasoning and cognitional faculties, our present logical thinking which we regard as the most important feature of modern culture—these did not exist in those early times. They had to be developed by man in the epoch to which we now belong, at the expense of the old clairvoyant consciousness. Clairvoyant consciousness will have to be cultivated again in the future evolution of mankind, but in a different way. It has to be added to the purely physical consciousness that is bound up with the faculty of intellectual logic. A rising and a falling can be traced in the evolution of human consciousness and we see therein a deep purpose in man's development. The old consciousness described above dates back to a prehistoric age of which there is no documentary evidence. Zarathustra himself belongs to this age of which, as yet, no historical traditions have reached us. He was one of those leading personalities who gave a stimulus for great steps forward in the civilisation of mankind. Whatever the level of human consciousness at the time, these leading personalities must always draw from the source which we may call Illumination, Initiation into the higher mysteries of the universe. Among such personalities were Hermes, Buddha and Moses, as well as Zarathustra, whom we are to study in the course of these lectures. Zarathustra lived at least eight thousand years before our present era, and the gifts to civilisation which poured from his enlightened spirit shine forth clearly across the centuries. Those who penetrate into the inner currents of human evolution can detect them even after this lapse of time. Zarathustra was one of those whose soul had experienced Truth, Wisdom and Intuition to an extent far transcending the normal consciousness of the age. In that part of the Earth which later on was known as the Persian Empire, Zarathustra proclaimed mighty truths from the super-sensible worlds—regions lying far above the normal consciousness of the men of that time. If we would understand the significance of Zarathustra's teaching, we must realise that his mission was to communicate a certain conception of the universe to one particular section of humanity, while other streams had, as it were, a different mission in human culture. The personality of Zarathustra is all the more interesting to us in that he lived in a part of the world directly adjoining on its South side another land whose people transmitted an entirely different order of spirituality to mankind. I refer to the peoples of India, from whom arose the Vedic poets. The region permeated with the mighty impulse of Zarathustra lies to the North of the land from which the great teaching of Brahma went forth. Zarathustra's message to the world was fundamentally different from the Brahministic teachings of the great leaders of ancient Indian thought. These Indian teachings have come down to us in the Vedas, and in the profound philosophy of the Vedanta, of which the revelations of Buddha represent, as it were, the final splendour. We shall understand the difference between the two thought currents—the one proceeding from Zarathustra and the other from the ancient Indian teachings—when we consider that man can reach the spiritual world along two paths of approach. There are two ways by which we may raise the inner powers of the soul above their normal level so that we may pass from the world of the senses into the super-sensible world. One way is to penetrate deeply into our own souls, to immerse ourselves, as it were, in our inner being. The other way leads behind the veils spread around us by the physical world. Both ways lead into the super-sensible world. If in the intimate experiences of soul life we so deepen our feelings, ideas, and impulses that the powers of soul grow stronger and stronger, we can descend mystically into the “Self.” Passing through that part of our being which belongs to the physical world, we may indeed find our real spiritual essence—the imperishable essence that passes from incarnation to incarnation. When we pierce through the veil of the inner being with all the desires, passions and inner experiences of soul (which are only one part of us in so far as we live in a physical body) we then reach our eternal essence and enter a world of spirit. On the other hand, if we develop powers which not only perceive the physical world with its sounds, colours, sensations of warmth and cold—if we so strengthen our spiritual powers that they can penetrate behind the encircling veil of colour, sound, warmth, cold and other physical phenomena—then our strengthened spiritual forces will reach the super-sensible worlds, stretching before us into boundless distances, into infinity. The first way is that of the Mystic; the second the way of Spiritual Science. It was along one of these two ways that the great teachers attained to the revelations of truth which they had to inculcate into mankind as the basis of culture. In primeval times the evolution of humanity was such that only one of the two ways was open to a particular people. Only later, in the Greek epoch (coinciding with the beginning of the Christian era) did these two currents mingle and gradually become a single current of culture. When we speak to-day of the ascent into higher worlds, it is right to state that the man who would make the ascent must to a certain extent develop both kinds of spiritual powers within his soul—the mystical powers on the path into the inner self and the powers developed by Spiritual Science as it penetrates the outer world. To-day these two paths are no longer strictly separate from one another, for it is part of the purpose of human evolution that the two currents should meet. Before the Greek and Christian eras these two methods of development were practised by different peoples living in regions not very far apart in space. We find traces of them in ancient Indian culture, in the Vedic songs and in the Zarathustrian civilisation to the North. All that we so greatly admire in the old Indian culture—which later on found expression in Buddhism—all this was attained through inner contemplation, by turning away from the outer world. The eye had to become insensitive to physical colour, the ear to physical sound, the senses to turn away from outer impressions, and finally, with his inner powers of soul made strong, man attained to Brahma. In Brahma, he felt himself united with the inner being of the Cosmos, moving and creative. And so there arose the teaching of the Holy Rishis which flowed into the Vedas and lived on in the Vedantic philosophy and in Buddhism. The other path springs from the teachings of Zarathustra. Zarathustra handed down to his disciples the secret of how to strengthen the powers of understanding in order to penetrate the veil of the outer world of sense. Zarathustra did not teach as did the Indian mystics: “Turn away from colours, sounds and all the outer impressions of the senses, and seek the way into the spiritual worlds entirely by means of inner contemplation, in your own soul life.” On the contrary, Zarathustra taught: “Strengthen the powers of knowledge and understanding for everything that lives, be it plant or animal; understand all living things in air and water, on the mountain heights or in the valleys. Look upon this world!” We know that for the Indian mystic, this world was Maya—illusion; he turned from it in order to find Brahman; but Zarathustra taught his disciples rather to penetrate the world with understanding and to feel, behind the outer realm of physical phenomena, the reality of a spiritual power, active and creative. This is the other path. It is remarkable how these two paths converge in the Greek age, where the understanding of things spiritual was far deeper than it is in our time. This understanding was expressed in symbolical imagery, in mythology. The two thought currents, the mystic path into the inner self and the other leading into the outer Cosmos, blended in Greek culture. One current derived its name from the mystical God Dionysus, the mysterious being who was to be found when a man descended more and more deeply into his inner being and there discovered the sub-human element which formerly he did not know, and from which he evolved into full manhood. This element, still unpurified, still partly animal, was known by the name of Dionysus. The other element, in which the eyes of spirit beheld the phenomena of the physical world, was expressed by the name of Apollo.1 Thus we find the teachings of Zarathustra expressed in the cult of Apollo and the mystic doctrine of contemplation in the cult of Dionysus in Greece. In ancient times, these two currents arose separately, but in the Apollonian and Dionysian cults they were united and blended. If we, in our modern culture, undergo a true spiritual training, we can re-experience them both in one. Nietzsche had an inkling of the significant difference between the cults of Apollo and Dionysus. True, he did not enter very deeply into the matter, but in his first Essay, “The Birth of Tragedy from the Spirit of Music,” he shows that the Apollonian and Dionysian cults of ancient Greece are represented on the one hand in the mystic current, and on the other in the current which is now expressed by Spiritual Science. Zarathustra taught his disciples to see the Spirit behind every physical phenomenon. The whole civilisation inspired by him was based on this principle. Now it is not enough to say that behind the world of the senses there is the Divine-Spiritual. Man may think he has discovered a great truth here, but it leads to nothing but a vague Pantheism. We may think we express a truth when we say: “God is at work behind every physical phenomenon”—but this is merely a conception of a nebulous spiritual power behind all things physical. A teacher like Zarathustra, who had actually ascended to the spiritual world, did not speak in this abstract and vague terminology to his disciples and his people. He showed that just as individual physical phenomena are different, so the spiritual essence behind them is at one time more evident, at another less. He taught how behind the physical Sun—the origin of all life and activity—there is the centre of spiritual life. Let us try to condense into simple language the doctrines which Zarathustra tried to inculcate into his disciples. He spoke thus: “Man, as we perceive him, is not merely composed of a physical body, for this physical body is but the outer manifestation of the Spirit. Just as the physical body is nothing but the manifested crystallisation of the Spiritual in man, so the Sun, in so far as it is a body of luminous matter, is nothing but the external body of a spiritual Sun.” The spiritual part of man is spoken of as the “Aura”—or “Ahura,” to use the old expression—in distinction to his physical body and in the same sense the spiritual part of the physical Sun may be called the “Great Aura,” for it is all-embracing. Zarathustra called that which lies behind the physical Sun, Aura Mazda or Ahura Mazdao—the Great Aura. With this spiritual essence behind the Sun, all spiritual experiences and conditions are bound up, just as the existence and well-being of plants, animals and all that lives on Earth are bound up with the physical Sun. Behind the physical Sun lives the spiritual Lord and Creator, Ahura Mazdao. This is the derivation of the name “Ormuzd,” Spirit of Light. While the Indians searched mystically in the inner self to find Brahma, the Eternal, shining like a luminous centre in man, Zarathustra pointed his disciples to the great periphery, showing them that the mighty Spirit of the Sun, Ahura Mazdao, the Spirit of Light, dwelt in the physical body of the Sun. Ahura Mazdao has to face his enemy—Ahriman, the Spirit of Darkness—just as man, who bears within himself the enemies of his good impulses, strives to raise his real spiritual being to perfection and has to battle against his lower passions, desires, and the delusive images of lying and falsehood. Zarathustra was able to transmute his conception of the universe from mere doctrine into real feeling, real vision. And so he was able to teach his disciples that within them was an active principle of perfection. Whatever their development might be at the time, they were taught to realise that this principle of perfection could raise them to higher and higher stages of existence. They were taught that passions and desires, lying and deceit within the soul lead to imperfection. Zarathustra taught of the attacks made upon Ahura Mazdao in the outer world by the principle of imperfection, by the evil which casts shadow into the light, by Angra Mainyus—Ahriman. Zarathustra's disciples were thus enabled to realise that the great universe is reflected in each individual. The real significance of this doctrine lay, not in its theoretical concepts and ideas but in the feeling it called forth in man—a feeling which taught him of his relationship to the universe and made him able to say: “Here I stand—a little world, but a little world which is a replica of the great world. In human beings, the principle of perfection is opposed by evil; in the great universe, Ormuzd and Ahriman face one another. The whole universe is, as it were, a man grown immeasurably great and the highest human forces are Ahura Mazdao—their enemy, Ahriman.” If man directs his attention truly to the physical world he must finally discover that all phenomena are part of the great cosmic process; he is filled with awe when spectro-analysis reveals the fact that the same substances which exist on Earth exist also on the farthest stars. In the light of Zarathustra's teaching, man felt himself in his spiritual being, part of the Spirit of the whole Cosmos; he felt himself emanating from this Spirit. Herein lies the great significance of the doctrine. The teaching was not abstract but very concrete. Even when people of our time have a certain feeling for the Spiritual behind the physical world it is very difficult to make them realise that there must necessarily be more than one central spiritual power. But just as there are different natural phenomena—heat, light, chemical forces and the like—so there are different orders of lower spiritual Powers, subordinate forces whose realm of activity is more limited than that of the One All-Embracing Power. Zarathustra made a distinction between Ormuzd and other lower spiritual beings, who were his servants. Before we turn to consider these lower spiritual beings, let us realise that the doctrine of Zarathustra is not mere dualism, a teaching of the two worlds of Ormuzd and of Ahriman. He taught that underlying these two currents in the universe there is one power whence both the realm of light (Ormuzd) and the realm of darkness (Ahriman) proceed. Old Greek writers tell us that the unity behind Ormuzd and Ahriman was worshipped by the ancient Persians as the LIVING UNITY, but it is difficult to re-create this idea nowadays. Zarathustra calls this Zervane Akarene—that which lies behind the light. To get at some conception of the meaning of this, let us think of the course of evolution. We must conceive of all creation as travelling towards greater and greater perfection, so that if we look towards the future, the Ahura of Ormuzd grows clearer and clearer. Looking into the past, we see the Ahrimanic powers in opposition to Ormuzd; in course of time, however, their existence must cease. In all these things we must understand that a survey of the future and of the past leads to the same point. It is very difficult for the man of to-day to realise this. Let us think of a circle, by way of illustration. If we start at the lowest point and pass along one side, we arrive at the opposite, the highest point. If we pass along the other side, we also arrive at the same point. If we enlarge the circle, we have further to go, and the curve of the arc becomes flatter and flatter. Draw the circle larger and larger, and the arc eventually becomes a straight line; thereafter both lines lead to infinity. But before this, with a smaller circle, we arrive at the same point along both sides. Why should we not assume that the same result obtains when the sides of the circle are flat and its fines straight? In infinity, the point must then remain the same on the one side as on the other. Therefore to conceive of infinity, we may imagine a line continuing indefinitely on both sides—in effect, a circle. This is an abstract conception of what underlies the Zarathustrian doctrine of Zervane Akarene—Zaruana Akarana. Taking the concept of Time, we look into the future on the one side and into the past on the other. Time, however, is welded into a circle; the completion takes place in infinity. This is symbolically represented as the serpent biting its own tail; into the serpent the Power of Light which grows brighter and brighter, is woven on the one side, and on the other the Power of Darkness, which appears to grow deeper and deeper. While we ourselves remain in the centre, Ormuzd and Ahriman, Light and Shadow, are intermingled, and into all this is woven the self-contained, mysterious “Zaruana Akarana”—Time. This ancient conception of the universe did not merely state vaguely: Outside and behind the world of the senses which works upon eyes and ears, there is “Spirit.” A kind of alphabet, records of the spiritual world were revealed. Suppose we to-day take a page of a book. We see letters on it and we build up words from these letters, but we must first have learnt to read. Those who have not learnt to read in the spiritual sense, cannot understand Zarathustra; they cannot read the sense of his teaching but merely see signs and symbols. Only those who know how to build up these signs into a doctrine to which their souls respond can understand Zarathustra. Now behind the world of the senses, in the ordered grouping of the stars, Zarathustra perceived a symbolic writing in cosmic space. Just as we have a written alphabet, so Zarathustra saw in the starry worlds of space, a kind of Alphabet of the spiritual worlds, a language through which they became articulate. Thus arose the science of penetrating into the spiritual world and of reading and interpreting the constellations. He knew too, how to decipher the signs in which the Cosmic Spirits inscribe their activities into space. Their language is the grouping and movement of the stars. Zarathustra and his disciples saw that Ahura Mazdao creates and manifests by describing an apparent circle in the heavens, in the sense of our Astronomy, and this circle was for them the outward sign of the way in which Ormuzd manifested his activity to man. Zarathustra showed—and this is a most important point—that the Zodiac is a line which returns on itself, forming a circle as the expression of the rotation of Time. In the highest sense, he taught that while one branch of Time goes forward into the future, the other turns backwards into the past. Zaruana Akarana, the self-contained line of Time, the circle described by Ormuzd, the Spirit of Light, is what was later called the Zodiac. This is the expression of the spiritual activity of Ormuzd. The course of the Sun through the Zodiac is the expression of the activity of Ormuzd. The Zodiac is the expression of Zaruana Akarana. Zaruana Akarana and Zodiac are one and the same word, like Ormuzd and Ahura Mazdao. Two things must here be remembered. When the Sun passes in summer through the light, his full powers fall upon the Earth; they are the forces of spiritual light sent forth by Ormuzd from his realm of light. The signs of the Zodiac through which Ormuzd passes in the summer or in the daytime reveal his activity unhampered by Ahriman. The signs of the Zodiac below the horizon are symbolical of the realm of shadow through which Ahriman passes. What, then, are the expressions of Ormuzd (who represents the light part of the Zodiac) and of Ahriman (the dark part), in their activity on Earth? Now there is a difference between the influence of the Sun in the morning and at noon time. When Ormuzd ascends from Aries to Taurus, the effect of his rays is not the same as when he is descending. His rays differ in summer and in winter and they differ with every sign through which the Sun passes. The course of the Sun through the signs of the Zodiac revealed to Zarathustra the many sides of the activity of Ormuzd, and he beheld here the expressions of spiritual beings who are, as it were, the servants, the “sons” of Ormuzd, who execute his commands. These subservient powers, each having their own special activity, are the “Amschaspands” or “Ameschas Pentas.” While Ormuzd represents the collective activity of the Zodiac, the Amschaspands have to perform the specialised activities expressed in the raying forth of the Sun from Aries, Taurus, Cancer, and so forth. The activity of Ormuzd is expressed in the raying of the Sun through all the light signs of the Zodiac—from Aries to Libra or Scorpio. According to Zarathustra, Ahriman works from the centre of the Earth, from the darkness where his servants, the Amschaspands, dwell; they are the opponents of the good genii surrounding Ormuzd. Zarathustra distinguished twelve orders of spiritual beings, six or rather seven, on the side of Ormuzd; six, or rather five, on the side of Ahriman. They are symbolised as good and evil genii, or subservient spirits, according to whether the Sun's course runs through the light or the dark signs of the Zodiac. Goethe was thinking of these helpers of Ormuzd when he wrote at the beginning of Faust, in the Prologue in Heaven:—
The Amschaspands of Zarathustra are the same beings to whom Goethe refers as the “pure children of God,” who serve the highest Divine Power. There are twelve Amschaspands or genii; below, there are other spiritual powers of which the teaching of Zarathustra distinguished twenty-eight grades. The number is approximate, for it varies between twenty- four, twenty-eight, and thirty-one. These subordinate powers are called Izerads or Izods. What class of beings are these? If we think of the Amschaspands as the twelve great powers in Space, then the Izods are the subordinate forces behind the lower activities of Nature, and of these, there are from twenty-four to thirty-one. There is yet a third group of spiritual powers—powers which, in our sense, are not really active in the physical world as such. They are called by Zarathustra, Ferruhars or Frawashars. The twelve forces behind which the Amschaspands live are active in all the physical activities of light upon the Earth: behind the Izods we must imagine the forces affecting the animal kingdom. The Frawashars are to be thought of as the spiritual beings guiding the group-souls of the animals. Thus Zarathustra saw a real super-sensible world behind the world of sense: Ormuzd and Ahriman, behind them Zaruana Akarana, below them the Amschaspands, good and bad. Now what are the Izods and Frawashars? According to Zarathustra they are the spiritual essence pervading the macrocosm, the living essence2 of the external physical phenomena we perceive with our senses. Man, as he stands in the world, is a replica of this greater world; therefore he contains within himself all the powers which ensoul the greater world. Just as we have recognised Ormuzd in the struggle of man towards perfection, and Ahriman in man's impure instincts and impulses, so we can also find in man the imprint of the other spiritual beings, the lesser genii. And now I have to speak of something which may appear extraordinary to-day to the usual conceptions of the Cosmos held by man. The time, however, is not far distant when even external science will discover that there is super-sensible element behind all physical phenomena, a spiritual world behind the world of the senses. It will then be realised that the physical body of man in all its parts, is an image of the whole Cosmos The Cosmos pours itself into, and densifies within the physical body of man. Thus, according to the conception of Zarathustra—which much resembles that of Spiritual Science—we can say that both Ormuzd and Ahriman work upon man: Ormuzd as the impulse towards perfection, and Ahriman as the impulse in opposition to this. But the spiritual activities of the Amschaspands are also at work in man. We must think of these beings as so far densified in man that they are physically manifest. In the time of Zarathustra there was, of course, no science of anatomy in our sense of the word, but he and his disciples, with their spiritual conception of the world, saw the twelve currents of the Amschaspands as a reality. They saw these currents flowing towards man and working in him. The human head was to them the visible expression of the activities of the seven good and five evil currents of the Amschaspands. How is this truth expressed at the present time? To-day, the anatomist has discovered the existence of twelve pairs of cerebral nerves which are repeated in the body. These are the physical counterparts, the frozen currents, as it were, of the Amschaspands. There are twelve pairs of nerves and by their means man can either attain the highest perfection or sink to the greatest evil. Thus the spiritual teaching given by Zarathustra to his disciples appears again, materialised, in our own age. People may regard it as so much fancy on the part of Spiritual Science to say that Zarathustra was referring to the twelve pairs of cerebral nerves when he taught of the Amschaspands, but the world will have much to learn besides this, for it will be found that all the moving and weaving Cosmos works on further in man. The ancient teachings of Zarathustra are indeed revived in modern physiology. The twenty-eight to thirty-one Izods occupy the same subordinate position to the Amschaspands as do the twenty-eight nerves of the spine to the nerves of the brain. The spinal nerves which stimulate the soul life of man are created by the spiritual currents of the Izods outside; they work into us and crystallise, as it were, into the spinal nerves. And in that which is not of the nature of the nerves but which makes us individuals, which does not now pour in from outside, but lives within—there dwell the Frawashars or Ferruhars. They live in those thoughts which transcend the merely physical activity of the brain and nerves. There is a remarkable connection between the tendencies of our own time and the doctrines which Zarathustra gave in spiritual pictures flowing behind the veil of the world of sense. There is, however, one significant thing to be remembered. The teachings of Zarathustra influenced the thought of the people for a very long time and then for a while they receded into the background. Sometimes it was the mystical way of thought which predominated, sometimes the occult, after Greek thought had in a measure united the two currents. Nowadays there seems to be a tendency to the mystical way. Many feel drawn towards Indian occultism with its tendency towards introspection and this explains the fact that little heed is paid to the essential features of the doctrines of Zarathustra in the spiritual life of to-day. There is a great deal of ancient Persian thought in our own spiritual life, yet in a sense, its most essential features, the very core of the doctrine of Zarathustra, is lost to our age. When we realise once more that the teachings of Zarathustra are the spiritual prototypes of countless examples of physical research, then the key-note of our present day culture will be replaced by another. Now one important feature in almost all other mystical currents of culture is missing in the religion of Zarathustra. The reason for this is its entire preoccupation with macrocosmic phenomena. Other religious systems have accentuated the contrasts presented by the division of the sexes. In most old religious systems, Goddesses and Gods are contrasting symbols of the two streams active in the world. The religion of Zarathustra rises above this conception in the symbols of Goodness as Light and Evil as Darkness. Hence the sublime purity of this religion and the nobility which lifts it above ideas which play an ugly part in any endeavour to deepen the thought life of our time. Even the Greek writers stated that the highest Godhead had perforce to create Ahriman as well as Ormuzd in order that there might be the necessary contrast. This implies that one Primal Power was set over against another. In the Hebrew religion, woman, Eve, is the symbol for the evil which came into this world. In the religion of Zarathustra there is no element of sex antagonism. The ugly things which nowadays enter so largely into our daily literature, pour into our thoughts and feelings and so unpleasantly accentuate the chief causes of health and disease without touching upon the essentials of life—all these will disappear when the “heroic” conception of Ormuzd and Ahriman is understood, when the true Zarathustrian influence spreads in present-day culture, clothed in the words of its great founder. These things pursue their own course in the world and nothing can arrest the progress of the truth inherent in the culture of Zarathustra. If we follow the progress of culture in Asia Minor, down to later times among the Assyrians, Babylonians, Egyptians, and even up to the Christian era, we find traces of concepts derived from the illumination of the great Zarathustra. And we shall not wonder at the view expressed by a Greek writer, that the great spiritual leaders of the races imparted to the people part of a future culture of which they stood in need. This Greek writer pointed to Pythagoras, showing what he had learned from his great predecessors—Geometry from the Egyptians, Arithmetic from the Phoenicians, Astronomy from the Chaldeans—and how he had turned to Zarathustra's doctrines to learn from them the sacred teaching of the relations of man to the spiritual world and the true conduct of life. The same writer asserts that the conduct of life laid down by Zarathustra leads man above all minor conflicts, that they all culminate in the one great conflict between Good and Evil, where victory can only be gained by purification from evil, lying and falsehood. The worst enemy of Ormuzd bears the name of “Calumny”—one of the chief qualities of Ahriman. The Greek writer tells us that Pythagoras could not find the highest moral idea (the moral purification of man) among the Egyptians from whom he learnt Geometry, nor among the Phoenicians from whom he learnt Arithmetic, nor among the Chaldeans from whom he learnt Astronomy; but that he had to turn to the followers of Zarathustra to understand the heroic conception of the universe, since purification alone can vanquish evil. This shows the high value placed upon the noble teachings of Zarathustra in olden times. What I have said may be illustrated by quotations from historical documents. Plutarch, for instance, says that Zarathustra teaches the worship of Light because Light is the greatest factor for the well-being of the Earth and the highest spiritual factor is Truth. This is in complete agreement with what has been said. Let us now return again to the ancient Vedic conceptions. They were the result of a mystic descent into the inner being. Before man can penetrate to the inner light of Brahma, he meets with his own passions, his wild and semi-human impulses. These oppose his entry into the true life of spirit and soul. The Indian mystics realised that the mystic union with Brahma could only be attained by the elimination of all the impressions of the physical world, that the sensuous appeals of colours and sounds must cease. So long as these elements enter into meditation, the opponents of the attainment of perfection are there. The Indian mystic would have said: “Cast away all that may enter the soul from the outer powers; deepen yourself in the innermost core of your own soul; descend into the realm of the Devas, and when you have vanquished the lower Devas you will find the kingdom of Brahman. But shun the world of the Asuras, those beings who would fain penetrate into you from the world of Maya, the outer world. These must on no account be allowed to enter.” And now listen to what Zarathustra taught his disciples: “The peoples of the South are differently constituted and they seek the spiritual world in another way. Their way would not help a nation whose mission is not only to dream and meditate in this wonderful world, but to teach mankind the art of Agriculture and the conquest of savagery. Do not look upon external things merely as Maya; you must penetrate behind this veil of colour and sound around you. Shun all that threatens to keep your soul within the bonds of egoism, shun all that bears the stamp of the Deva qualities! Make your way through the realm of the lower Asuras and ascend to the higher. Your nature is such that you can do this if you will!” In India the Rishis had taught that man was not so organised as to enable him to seek what lies in the realm of the Asuras, and that he should therefore shun their world and enter that of the Devas. This is the difference between the Indian and Persian cultures. The Indian peoples were taught that the Asuras are evil spirits and must be avoided, for the organisation of the Indians was such that they only could know the lower Asuras. The Persian peoples, on the other hand, knew only the lower Devas and were therefore taught: ‘Penetrate to the realm of the Asuras and you will be able to rise from there to the realm of the higher Asuras.’ The impulse which Zarathustra gave to the men of his epoch lay in the fact that he had a gift for mankind which could work on through all the ages—a gift which would make clear the upward path and conquer all the false doctrines deceiving man on his path to perfection. Zarathustra therefore looked upon himself as the servant of Ahura Mazdao, and as such, he personally knew the opposition of Ahriman. His teaching was intended to aid mankind to a heroic conquest of the Ahriman principle. We find his words recorded in the documents of a later era. Inspired by the inner impulse of his mission, and fired by the passion with which he felt himself the antagonist of Ahriman, he said: “I will speak! Harken, ye who journey from afar, and ye that come from near at hand, with longing to hear. Mark well my words! No longer shall the Evil One, the false leader, conquer the Spirit of Good. Too long has his evil breath permeated human speech. I will refute him with the speech which the Highest, the Primal One has put into my mouth. I will speak what Ahura Mazdao says to me. And he who hears not my words nor understands their meaning as I speak them will experience much evil ere the end of the world-cycles!” Thus spake Zarathustra. May we realise from these words that Zarathustra's message to mankind can be felt and experienced through all later epochs of culture. Those of us who have ears to hear the dim echoes still living in our time, will, if they listen with spiritual ears, hear the faint tones of Zarathustra's words to mankind thousands of years ago. For those who have ears to hear, the message of Zarathustra and other great Leaders of whom we shall speak in these lectures, may be summed up in the following words: “These God-sent Spirits shine as stars in the heavens of Life Eternal. May it be vouchsafed to every soul to behold their radiance in the realms of earthly life.”
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127. Three Lectures on the Mystery Dramas: Symbolism and Phantasy in Relation to the Mystery Drama, The Soul's Probation
19 Dec 1911, Berlin Translated by Ruth Pusch, Hans Pusch Rudolf Steiner |
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Fairy tales are never thought out; they are the final remains of ancient clairvoyance, experienced in dreams by human beings who still had that power. What was seen in a dream was told as a story—for instance, “Puss in Boots,” one version of which I have just related. |
When language is made alive, its effects can be felt in the soul even into our dreams, where it can secrete certain imaginations for a person to become aware of in dream. These imaginations appear also to clairvoyance, correctly characterizing, for instance, the four elements. It does not always hold good, but if someone truly feels what, for example, Licht and Luft are, and lets this enter into a dream, there often blossoms out of the dream-fantasy something that can lead to a characterization of those elements, light and air. |
127. Three Lectures on the Mystery Dramas: Symbolism and Phantasy in Relation to the Mystery Drama, The Soul's Probation
19 Dec 1911, Berlin Translated by Ruth Pusch, Hans Pusch Rudolf Steiner |
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Let us consider today the second Mystery Drama, The Soul's Probation. You will have noticed that in our various stage performances, and especially in this play, an attempt was made to bring the dramatic happenings into connection with our anthroposophical world view. In this play in particular, we wanted to present on the stage in a very real way the idea of reincarnation and its effect on the human soul. I need not say that the incidents in The Soul's Probation are not simply thought out; they fully correspond with observations of esoteric study in certain ways, so that the scenes are completely realistic in a definite sense of the word. We can discuss this evening first of all the idea that a kind of transition had to be created, leading from Capesius' normal life to his plunge into a former life, into the time when he lived through his previous incarnation. I have often asked myself since The Soul's Probation was written, what enabled Capesius to build a bridge from his life in a world where he had known—though certainly with a genial spirit—only what is given by external sense perception with a world view bound to the instrument of the brain; how it was, I say, that a bridge could be created from such a world to the one into which he then plunged, which could only be revealed through occult sense organs. I have often asked myself why the fairy tale, with the three figures at the rock spring (Scene Five) had to be the bridge for Capesius. Of course, it was not because of some clever idea or some deliberate decision that the fairy tale was placed just at this point, but simply because imagination brought it about. One could even ask afterward why such a fairy tale is necessary. In connection, then, with The Soul's Probation there came to me certain enlightening points of view about the poetry of fairy tales in general and about poetry in relation to anthroposophy. A person could well put into practical use in his life the facts implicit in the division of the soul into sentient, intellectual, and consciousness souls, but when he does, riddles of perception will loom up in a simply elemental- emotional way with regard to his place in, and relationship to, the world. These riddles do not allow themselves to be spoken out in our ordinary language, with our ordinary concepts, for the simple reason that we are living today in too intellectual a time to bring to expression in words, or through what is possible in words, the subtle distinctions between the three members of our soul. It is better to choose a method that will allow the soul's relationship to the world to seem diversified and yet quite definite and clear. What moves through the whole of The Soul's Probation as the connecting link between the events themselves and what is significant in the three figures, Philia, Astrid, and Luna, had to be expressed in delicate outlines; yet this had to call up strong enough soul responses to bring out clearly man's relationship to the world around him. It could be presented in no other way than to show how the telling of the fairy tale about the three women awoke in Capesius' soul, as a definite preparation for his development, the strong urge to descend into those worlds that only now are beginning to be perceived again by human beings as real. There will now be a recital of the fairy tale, so that we can reflect upon it afterward.
It seems to me that the world of fairy tales can quite rightfully be placed between the external world and everything that in past times man, with his early clairvoyance, could see in the spiritual world; with everything, too, that he can still behold today if, by chance, either through certain abnormal propensities or through a trained clairvoyance, he can raise himself to the spiritual world. Between the world of spirit and the world of outer reality, of intelligence, of the senses, it is the world of the fairy tale that is the most fitting connecting link. It would seem necessary to find an explanation for this position of the fairy tale and the fairy tale mood between these other two worlds. It is extraordinarily difficult to create the bridge between these spheres, but I realized that a fairy tale itself could construct it. Better than all the theoretical explanations, a simple fairy tale really seems to build this bridge, a tale that one could tell something like this: Once upon a time there was a poor boy who owned nothing but a clever cat. The cat helped him win great riches by persuading the King that her master possessed an estate so huge, so remarkably beautiful that it would amaze even the King himself. The clever cat brought it about that the King set forth and traveled through several astonishing parts of the country. Everywhere he went, he heard—thanks to the cat's trickery—that all the great fields and strange buildings belonged to the poor boy. Finally, the King arrived at a magnificent castle, but he came a bit late (as often happens in fairy tales), for it was just the time when the Giant Troll, who was the actual owner of this wonderful place, was returning home from his wanderings over the earth, intending to enter his castle. The King was inside looking at all its wonders, and so the clever cat stretched herself out in front of the entrance door, for the King must not suspect that everything belonged to the Giant Troll. It was just before dawn that the Giant arrived home and the cat began to tell him a long tale, holding him there at the front door to listen to it. She rattled along about a peasant plowing his field, putting on manure, digging it in, going after the seed he wanted to use, and finally sowing the field. In short, she told him such an endless tale that dawn came and the sun began to rise. The wily cat told the Giant to turn around and look at the Golden Maid of the East whom he surely had never seen before. But when he turned to look, the Giant Troll burst into pieces, for that is what happens to giants and is a law they have to conform to: they may not look at the rising sun. Therefore, through the cat's delaying the Giant, the poor boy actually came into possession of the wonderful palace. The clever cat at first had given her master only hope, but finally, with her tricks, also the great castle and the vast estate. One can say that this simple little tale is extremely significant for its explanation of fairy tale style today. It is really so that when we look at men and women in their earthly development, we can see what most of them are—those who have developed on earth in the various incarnations they have lived through and are now incarnated. Each one is a “poor boy.” Yes, in comparison to earlier historical epochs, today we are fundamentally “poor boys” who possess nothing but a clever cat. We do, however, it's true, have a clever cat, which is our intelligence, our intellect. Everything the human being has acquired through his senses, whatever he now possesses of the outer world through the intelligence limited to the brain, is absolute poverty in comparison to the whole cosmic world and to what man experienced in the ancient Saturn, Sun, and Moon epochs. All of us are basically “poor boys,” possessing only our intelligence, something that can exert itself a little in order to promise us some imaginary property. In short, our modern situation is like the boy with the clever cat. Actually, though, we are not altogether the “poor boy”; that is only in relation to our consciousness. Our ego is rooted in the secret depths of our soul life, and these secret depths are connected with endless worlds and endless cosmic happenings, all of which affect our lives and play into them. But each of us who today has become a “poor boy” knows nothing more of this splendor; we can at best, through the cat, through philosophy, explain the meaning and importance of what we see with our eyes or take in with our other senses. When a modern person wants somehow to speak about anything beyond the sense world, or if he wishes to create something that reaches beyond the sense world, he does it, and has been doing it for several hundred years, by means of art and poetry. Our modern age, which in many ways is a peculiarly transitional one, points up strongly how men and women fail to escape the mood of being “poor boys,” even when they can produce poetry and art in the sense world. For in our time (1911), there is a kind of disbelief in trying to aim toward anything higher in art than naturalism, the purely external mirroring of outer reality. Who can deny that often today when we look at the glittering art and literature expressing the world of reality, we can hear a melancholy sigh, “Oh, it's only delusion; there's no truth in any of it.” Such a mood is all too common in our time. The King of the fairy tale, who lives in each one of us and has his origin in the spiritual world, definitely needs to be persuaded by the clever cat—by the intelligence given to man—that everything growing out of the imagination and awakened by art is truly a genuine human possession. Man is persuaded at first by the King within him but only for a certain length of time. At some point, and today we are living just at the beginning of such a time, it is necessary for human beings to find once more the entrance to the spiritual, divine world. It is today necessary for human beings, and everywhere we can feel an urgency in them, to rise again toward the spheres of the spiritual world. There has first, however, to be some sort of bridge, and the easiest of all transitions would be a thoughtful activating of the fairy tale mood. The mood of the fairy tale, even in a quite superficial sense, is truly the means to prepare human souls, such as they are today, for the experience of what can shine into them from higher, supersensible worlds. The simple fairy tale, approaching modestly with no pretension of copying everyday reality but leaping grandly over all its laws, provides a preparation in human souls for once more accepting the divine, spiritual worlds. A rough faith in the divine worlds was possible in earlier times because of man's more primitive constitution, which gave him a certain kind of clairvoyance. But in the face of reality today, this kind of faith has to burst into pieces just as the Giant Troll did. Only through clever cat questions and cat tales, spun about everyday reality, can we hold him back. Certainly, we can spin those endless tales of the clever cat to show how here and there external reality is forced toward a spiritual explanation. In broad philosophical terms, one can spin out a long- winded answer to this or that question only by referring to the spiritual world. One still keeps all this as a kind of memento from earlier times; with it one can succeed in detaining the Giant for a short time. What is with us from earlier times, however, cannot hold its own against the clear language of reality. It will burst into pieces just as the Giant Troll burst, on looking at the rising sun. But one has to recognize this mood of the bursting Giant. It is something that has a relationship to the psychology of the fairy tale. Because I find it impossible to describe such things theoretically, I can get at this psychology only through observing the nature of the human soul. Let me say the following about it. Think for a moment how there might appear livingly, imaginatively, before someone's soul what we recently described in the lectures about pneumatosophy,1 depicting briefly some details of the spiritual world. In these anthroposophical circles, we certainly speak a good deal about the spiritual world. Before a person's soul, it should come at first as a living imagination. There would be little explicit description, however, if you intended only to describe what urges itself forward toward the soul, even toward the clairvoyant soul. A queer sort of disharmony comes about when one mixes such truths as those about ancient Saturn, Sun, and Moon conditions, as described in our last three anthroposophical meetings,2 into the dismal, ghostlike thoughts of modern times. Over against those things raised up before the soul, one is aware of man's narrow limits. Those secrets of divine worlds have to be grasped, it would seem, by something in us resembling a troll. A swollen, troll-like giant is what one becomes when trying to catch hold of the pictures of the spiritual world. Before the rising sun, then, one has voluntarily to let the pictures burst in a certain way in order for them to be in accord with the mood of modern times. But you can hold something back; you can hold back just what the “poor boy” held back. For our immediate, present-day soul to be left in possession of something, you need the transformation, the matter-of-fact transformation, of the gigantic content of the world of the imagination into the subtlety of the fairy tale mood. Then the human soul will truly feel like the King who has been guided to look at what the soul, this “poor boy” soul, actually does not possess. Nevertheless, it does come into possession of riches when the gigantic Troll bursts into pieces, when one sacrifices the imaginative world in the face of external reality and draws it into the palace that one's phantasy is able to erect. In former times, the phantasy of the “poor boy” was nourished by the world of the imagination, but in view of today's soul development this is no longer possible. If, however, we first of all give up the whole world of the imagination and press the whole thing into the subtle mood of the fairy tale, which does not rely on everyday reality, something can remain to us in the fairy tale phantasy that is deep, deep truth. In other words, the “poor boy,” who has nothing but his cat, the clever intellect, finds in the fairy tale mood just what he needs in modern times to educate his soul to enter the spiritual world in a new way. It therefore seems to me from this point of view to be psychologically right that Capesius, educated so completely in the modern world of ideas, though certainly with quite a spiritual regard for this world, should come to the realm of the fairy tale as something new that will open for him a genuine relationship to the occult world. So there had to be something like a fairy tale written into the scene to form a bridge for Capesius between the world of external reality and the world into which he was to plunge, beholding himself in an earlier incarnation. What has just been described as a purely personal remark about the reason I had for putting the fairy tale at this very place in the drama coincides with what we can call the history of how fairy tales arose in mankind's development. It agrees wonderfully with the way that fairy tales appeared in human lives. Looking back into earlier epochs of human development, we will find in every prehistoric folk a certain primitive kind of clairvoyance, a capacity to look into the spiritual world. Therefore, we must not only distinguish the two alternating conditions of waking and sleeping in those early times, with a chaotic transition of dream as well, but we must assume in these ancient people a transition between waking and sleeping that was not merely a dream; on the contrary, it was the possibility of looking into reality, living with a spiritual existence. A modern man, awake, is in the world with his consciousness, but only with his sentient consciousness and with his intelligence. He has become as poor as the boy who had nothing but a clever cat. He can also be in the spiritual world in the night, but then he is asleep and is not conscious of it. Between these two conditions, early man had still a third, which conjured something like magnificent pictures before his soul. He lived then in a real world, one that a clairvoyant who has attained the art of clairvoyance also experiences as a world of reality, but not dreamlike or chaotic. Still, ancient man possessed it to such a degree that he could encompass his imaginations with conscious clarity. He lived in these three different conditions. Then, when he felt his soul widening out into the spiritual cosmos, finding its connection with spiritual beings of another kind close to the hierarchies, close to the spiritual beings living in the elements, in earth, water, air, and fire, when he felt his whole being widening out from the narrow limits of his existence, it must have been for him, in these in-between conditions, like the Giant who nevertheless burst into pieces when the sun rose and he had to wake up. These descriptions are not at all unrealistic. Because today one no longer feels the full weight of words, you might think the words “burst into pieces” are put there more or less carelessly, just as a word often is merely added to another. But the bursting into pieces actually describes a specific fact. There came to the ancient human being, after he had felt his soul growing out into the entire universe and then, with the coming of the Golden Maid of the Morning, had had to adapt his eyes to everyday reality, there came to him the everyday reality like a painful blow thrusting away what he had just seen. The words really describe the fact. But within us there is a genuine King, which is a strong and effective part of our human nature; he would never let himself be prevented from carrying something into our world of ordinary reality out of that world in which the soul has its roots. What is thus carried into our everyday world is the projection or reflection of experience; it is the world of phantasy, a real phantasy, not the fantastic, which simply throws together a few of the rags and tatters of life, but it is true phantasy, which lives deep in the soul and which can be urged out of there into every phase of creating. Naturalistic phantasy goes in the opposite direction from genuine phantasy. Naturalistic phantasy picks up a motif here and a motif there, seeks the patterns for every kind of art from everyday reality and stitches these rags of reality together like patchwork. This is the one and only method in periods of decadent art. With the kind of phantasy that is the reflection of true imagination, there is something at work of unspecified form, not this shape nor that, and not yet aware of what the outer forms will be that it wants to create. It feels urged on by the material itself to create from within outward. There will then appear, like a darkening of the light-process, what inclines itself in devotion to external reality as image-rich, creatively structured art. It is exactly the opposite process from the one so often observed in today's art work. From an inner center outward everything moves toward this true phantasy, which stands behind our sense reality as a spiritual fact, an imaginative fact. What comes about is phantasy-reality, something that can grow and develop lawfully out of divine, spiritual worlds into our own reality, the lawful possession, one can say, of the poor lad—modern man—limited as he is to the poverty of the outer sense world. Of all the forms of literature the fairy tale is certainly least bound to outer reality. If we look at sagas, myths, and legends, we will find features in all of them that follow only supersensible laws, but these are actually immersed in the laws of external reality as they leave the spiritual and go into the outside world just as the source material, historical or history-related, is connected to a historical figure. Only the fairy tale does not allow itself to be manipulated around real figures; it stays quite free of them. It can use everything it finds of ordinary reality and has always used it. Therefore, it is the fairy tale that is the purest child of ancient, primitive clairvoyance; it is a sort of return payment for that early clairvoyance. Let old Sober-sides, the pedant who never gets beyond his academic point of view, fail to perceive this. It doesn't matter; he needn't perceive it. The simple fact is that for every truth he hears, he asks, “Does it agree with reality?” A person like Capesius is searching above everything else for truth. He finds no satisfaction in the question, “Does it agree with reality?” For he tells himself, “Is a matter of truth completely explained when you can say that it accords with the external world?” Things can really be true, and true and true again, as well as correct, and correct and ever correct, and still have as little relationship to reality as the truth of the little boy sent to buy rolls from the village baker. He figured out correctly that he would get five rolls for his ten kreuzers, but his figuring did not accord with reality; he practiced the same kind of thinking as the pedant who philosophizes about reality. You see, in that village, if you bought five rolls, you got an extra one thrown in—nothing to do with philosophy or logic, just plain reality. In the same way Capesius is not interested in the question of how this or that idea or concept accords with reality. He asks first what the human soul perceives when it forms for itself a certain concept. The human soul, for one thing, perceives in mere external, everyday reality nothing more than emptiness, dryness, the tendency in itself continually to die. That is why Capesius so often needs the refreshment of Dame Felicia's fairy tales, needs exactly what is least true to outer reality but has substance that is real and is not necessarily true in the ordinary sense of the word. This substance of the fairy tale prepares him to find his way into the occult world. In the fairy tale, there is something left to us humans that is like a grandchild of the clairvoyant experience of ancient human beings. It is within a form that is so lawful that no one who allows it to pour into his soul demands that its details accord with external reality. In fairy tale phantasy the poor boy, who has only a clever cat, has really also a palace obtruding directly into external reality. For every age, therefore, fairy tales can be a wonderful, spiritual nourishment. When we tell a child the right fairy tale, we enliven the child's soul so that it is led toward reality without always remaining glued to concepts true to everyday logic; such a relationship to reality dries up the soul and leaves it desolate. On the other hand, the soul can stay fresh and lively and able to penetrate the whole organism if, perceiving in the lawful figures of a fairy tale what is real in the highest sense of the word, it is lifted up far above the ordinary world. Stronger in life, comprehending life more vigorously, will be the person who in childhood has had fairy tales working their way into his soul. For Capesius, fairy tales stimulate imaginative knowledge. What works and weaves from them into his soul is not their content, not their plot, but rather how they take their course, how one motif moves into the next. A motif may induce certain powers of soul to strive upward, a second motif persuades other powers to venture downward, still others will induce the soul forces to mingle and intertwine upward and downward. It is through this that Capesius' soul comes into active movement; out of his soul will then emerge what enables him finally to see into the spiritual world. For many people, a fairy tale can be more stimulating than anything else. We will find in those that originated in earlier times motifs that show elements of ancient clairvoyance. The first tales did not begin by someone thinking them out; only the theories of modern professors of folklore explaining fairy tales begin like that. Fairy tales are never thought out; they are the final remains of ancient clairvoyance, experienced in dreams by human beings who still had that power. What was seen in a dream was told as a story—for instance, “Puss in Boots,” one version of which I have just related. All the fairy tales in existence are thus the last remnants of that original clairvoyance. For this reason, a genuine fairy tale can be created only when—consciously or unconsciously—an imagination is present in the soul of the teller, an imagination that projects itself into the soul. Otherwise, it is not a true fairy tale. Any sort of thought-out tale can never be genuine. Here and there today, when a real fairy tale is created, it arises only because an ardent longing has awakened in the writer toward those ancient times mankind lived through so long ago. The longing exists, although sometimes it creeps into such secret soul crevices that the writer fails to recognize in what he can create consciously how much is rising out of these hidden soul depths, and also how much is disfigured by what he creates out of his modern consciousness. Here I should like to point out the following. Nothing put into poetic form can actually ever be grounded in truth unless it turns essentially to such a longing—a longing that has to be satisfied and that longs for the ancient clairvoyant penetration into the world, or unless it can use a new, genuine clairvoyance that does not need to reveal itself completely but can flash up in the hidden depths of the soul, casting only a many-hued shadow. This relationship still exists. How many people today still feel the necessity of rhyme? Where there is rhyme, how many people feel how necessary it is? Today there is that dreadful method of reciting poetry that suppresses the rhyme as far as possible and emphasizes the meaning, that is, whatever accords with external reality. But this element of poetry—rhyme—belongs to the stage of the development of language that existed at the time when the aftereffects of the ancient clairvoyance still prevailed. Indeed, the end-rhyme belongs to the peculiar condition of soul expressing itself since man entered upon his modern development through the culture of the intellectual or feeling soul (Verstandes- oder Gemütsseele). Actually, the time in which the intellectual or feeling soul arose in men in the fourth post-Atlantean cultural epoch (747 B.C. to 1413 A.D.) is just the time when in poetry the memory dawned of earlier times that reach back into the ancient imaginative world. This dawning memory found its expression in the regular formation of the end- rhyme for what was lighting up in the intellectual or feeling soul; it was cultivated primarily by what developed in the fourth post-Atlantean epoch. On the other hand, wherever the culture of the fourth epoch had penetrated, there was an incomparable refreshment through the effects of Christianity and the Mystery of Golgotha. It was this that poured into the European sentient soul. In the northern reaches of Europe, the culture of the sentient soul had remained in a backward state, waiting for a higher stage, the intellectual soul culture that advanced from the Mediterranean and Southern Europe. This took place over the whole period of the fourth epoch and beyond, in order that what had developed in Central and Southern Europe, and in the Near East, could enter into the ancient sentient soul culture of Central Europe. There it could absorb the strength of will, the energy of will that comes to expression chiefly in the sentient soul culture. Thus, we see the end-rhyme regularly at home in the poetry of the South, and for the culture of the will that has already taken up Christianity, the other kind of rhyme—alliteration—as the appropriate mode of expression. In the alliterations of Northern and Central Europe we can feel the rolling, circling will pouring into the culture of the fourth epoch at its height, the culture of the intellectual or feeling soul. It is astonishing that poets who want to bring to life, out of primeval soul forces in themselves, the memory of some primeval force in a particular sphere sometimes point back to the past in a quite haphazard fashion. This is the case with Wilhelm Jordan.3 In his Nibelungen he wished to renew the ancient alliterations, and he achieved a remarkable effect as he wandered about like a bard, trying to resurrect the old mode of expression. People did not quite know what to make of it, because nowadays, in this intellectual time of ours, they think of speech as an expression only of meaning. People listen for the content of speech, not the effect that the sentient soul wants to obtain with alliteration, or that the intellectual soul wants to achieve with the end-rhyme. The consciousness soul really can no longer use any kind of rhyme; a poet today must find other devices. Fräulein von Sivers [Marie Steiner] will now let us hear a short example of alliteration that will characterize how the artist, Wilhelm Jordan, wished to bring about the renewal of ancient modes.
Wilhelm Jordan really did bring the alliteration to life when he recited his poetry, but it is something that a modern person no longer can relate to completely. In order to agree sympathetically with what Jordan proposed as a kind of platform for his intentions,4 one has to experience those ancient times imaginatively in those of the present. It is much like bringing to mind all the happenings of these last few days in our auditorium in the Architektenhaus during the Annual Meeting,5 and perceiving them shrouded in astral currents that make visible what was spoken there. Then one can also discover that what in these days repeatedly played into our efforts for knowledge and understanding is the pictorial expression of a Jordan idea; that is, one could rightly understand what he set up as a kind of program to revive a mood that had held sway in the old Germanic world:
But to attain this goal, an ear is needed that can perceive the sounds of speech. This belongs intrinsically to the imaginations of the ancient clairvoyant epoch, for it was then that the feeling for sounds originated. But what is a speech sound? It is itself an imagination, an imaginative idea. As long as you say Licht (light) and Luft (air) and can think only of the brightness of the one and the wafting movement of the other, you have not yet an imagination. But the words themselves are imaginations. As soon as you can feel their imaginative power, you will perceive in a word like Licht, with the vowel sound “ee” predominating, a radiant, unbounded brightness; in Luft, with its vowel sound “oo,” a wholeness, an abundance. Because a ray of light is a thin fullness and the air an abundant fullness, the alliterating “I” expresses the family relationship of fullness. It is not unimportant whether you put together words that alliterate, such as Licht and Luft, or do not alliterate; it is not unimportant whether you string together the names of brothers or whether you put them together in such a way that the hearer or reader feels that cosmic will has brought them together, as in Gunther, Gemot, Giselher. Such an ancient imagination the sentient soul could perceive in the alliteration. In the end-rhyme the intellectual soul could recognize itself as part of the ancient imagination. When language is made alive, its effects can be felt in the soul even into our dreams, where it can secrete certain imaginations for a person to become aware of in dream. These imaginations appear also to clairvoyance, correctly characterizing, for instance, the four elements. It does not always hold good, but if someone truly feels what, for example, Licht and Luft are, and lets this enter into a dream, there often blossoms out of the dream-fantasy something that can lead to a characterization of those elements, light and air. Human beings will not become aware of the secrets of language until it is led back to its origin, led back, in fact, to imaginative perception. Language actually originated in the time when man was not yet a “poor boy” but also when man had not yet a clever cat. In a way, he still lived attached to the Giant, imagination, and out of the Giant's limbs he was aware of the audible imagination imbuing each sound. When a tone is laid hold of by the imagination, then the sound originates, the actual sound of speech. These are the things I wanted to bring to you today, in a rather unpretentious and disconnected way, in order to show how we must bring to life again what mankind once lost but that has been rescued for our time. Just as Capesius wins his way to it, we must win it back, so that human beings can grow rightly into the era just ahead of us and find their way into higher worlds, thus truly to participate in them.
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130. The Etherisation of the Blood
01 Oct 1911, Basel Translator Unknown Rudolf Steiner |
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To give oneself up to such imaginings is like a dream making its way into waking life. Into the life of sleep you know well that dreams enter; these dreams in the usual sense, dreams which permeate sleep-consciousness. Human beings need also to dream by day if they do not wish to lead an arid, empty, unhealthy waking life. Dreaming takes place during sleep at night in any case and no proof of this is required. |
The intellectual element in which we are really awake brings us shadow-images of the Astral Plane when by day we give ourselves up to a thought—wherein the most fruitful ideas for daily life and great inventions originate. Then during sleep, when we dream, these dreams play into our life of sleep and shadow-images from Lower Devachan are reflected into us. |
130. The Etherisation of the Blood
01 Oct 1911, Basel Translator Unknown Rudolf Steiner |
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Wherever we, as human beings, have striven for knowledge, whether as mystics or realists or in any way at all, the acquisition of self-knowledge has been demanded of us. But as has been repeatedly emphasised on other occasions, self-knowledge is by no means as easy to achieve as many people believe—anthroposophists sometimes among them. The anthroposophist should be constantly aware of the hindrances he will encounter in his efforts. But the acquisition of self-knowledge is absolutely essential if we are to reach a worthy goal in world-existence and if our actions are to be worthy of us as members of humanity. Let us ask ourselves the question: Why is the achievement of self-knowledge so difficult? Man is a very complicated being. If we mean to speak truly of his inner life, his life of soul, we shall not begin by regarding it as something simple and elementary. We shall rather have the patience and perseverance, the will, to penetrate more deeply into the marvellous creation of the Divine-Spiritual Powers known to us as Man. Before we investigate the nature of self-knowledge, two aspects of the life of the human soul may present themselves to us. Just as the magnet has North and South poles, just as light and darkness are present in the world, so there are two poles in man's life of soul. These two poles become evident when we observe a person placed in two contrasting situations. Suppose we are watching someone who is entirely absorbed in the contemplation of some strikingly beautiful and impressive natural phenomenon. We see how still he is standing, moving neither hand nor foot, never turning his eyes away from the spectacle presented to him, and we are aware that inwardly he is picturing his environment. That is one situation. Another is the following: a man is walking along the street and feels that someone has insulted him. Without thinking, he is roused to anger and gives vent to it by striking the person who insulted him. We are there witnessing a manifestation of forces springing from anger, a manifestation of impulses of will, and it is easy to imagine that if the action had been preceded by thought no blow need have been struck. We have now pictured two contrasting situations: in the one there is only ideation, a process in the life of thought from which all conscious will is absent; in the other there is no thought, no ideation, and immediate expression is given to an impulse of will. Here we have examples of the two extremes of human behaviour. The first pole is complete surrender to contemplation, to thought, in which the will has no part; the second pole is the impelling force of will without thought. These facts are revealed simply by observation of external life. We can go into these things more deeply and we come then into spheres in which we can find our bearings only by summoning the findings of occult investigation to our aid. Here another polarity confronts us—that of sleeping and waking. From the elementary concepts of Anthroposophy we know that in waking life the four members of a man's being—physical body, etheric body, astral body and ego—are organically and actively interwoven, but that in sleep the physical and etheric bodies remain in bed, while the astral body and ego are outpoured into the great world bordering on physical existence. These facts could also be approached from a different point of view. We might ask: what is there to be said about ideation, contemplation, thinking—and about the will and its impulses on the one hand during waking life and during sleep on the other? When we penetrate more deeply into this question it becomes evident that in his present physical existence man is, in a certain sense, always asleep, Only there is a difference between sleep during the night and sleep during the day. Of this we can be convinced in a purely external way, for we know that we can wake in the occult sense during the day, that is to say, one can become clairvoyant and see into the spiritual world. The physical body in its ordinary state is asleep to what is then and there happening and we can rightly speak of an awakening of our spiritual senses. In the night, of course, we are asleep in the normal way. It can therefore be said: ordinary sleep is sleep as regards the outer physical world; daytime consciousness at the present time is sleep as regards the spiritual world. These facts can be considered in yet another light. On deeper scrutiny we realise that in the ordinary waking condition of physical life, man has, as a rule, very little power or control over his will and its impulses. The will is very detached from daily life. Only consider how little of all you do from morning to evening is really the outcome of your own thinking, of your personal resolutions. When someone knocks at the door and you say “Come in!”, that cannot be called a decision of your own thinking and will. If you are hungry and seat yourself at a table, that cannot be called a decision made by the will, because it is occasioned by your circumstances, by the needs of your organism. Try to picture your daily life and you will find how little the will is directly influenced from the centre of your being. Why is this the case? Occultism shows us that in respect of his will man actually sleeps by day, that is to say he is not in the real sense present in his will-impulses at all. We may evolve better and better concepts and ideas; or we may become more highly moral, more cultured individuals, but we can do nothing as regards the will. By cultivating better thoughts we can work indirectly upon the will but as far as life is concerned we can do nothing directly to it, for in the waking life of day, our will is influenced only in an indirect way, namely through sleep. When we are asleep we do not think; ideation passes over into a state of sleep. The will, however, awakes, permeates our organism from outside, and invigorates it. We feel strengthened in the morning because what has penetrated into our organism is of the nature of will. That we are not aware of this activity of the will becomes comprehensible when we remember that all conceptual activity ceases when we ourselves are asleep. To begin with, therefore, this stimulus shall be given for further contemplation, further meditation. The more progress you make in self-knowledge, the more you will find confirmation of the truth of the words that man sleeps in respect of his will when he is awake and sleeps in respect of his conceptual life when he is asleep. The life of will sleeps by day; the life of thought sleeps by night. Man is unaware that the will does not sleep during the night because he only knows how to be awake in his life of thought. The will does not sleep during the night but it then works as it were in a fiery element, works upon his body in order to restore what has been used up by day. Thus there are two poles in man, the life of observation and ideation, and the impulses of will; and man is related in entirely opposite ways to these two poles. The whole life of soul moves in various nuances between these two poles, and we shall come nearer to understanding it by bringing this microcosmic life of soul into relation with the higher worlds. From what has been said we have learnt that the life of thought and ideation is one of the poles of man's life of soul. This life of thought is something which seems unreal to materialistically minded people. Do we not often hear it said: “Oh, ideas and thoughts are only ideas and thoughts!” This is intended to imply that if someone has [a piece] of bread or meat in his hand it is a reality because it can be eaten, but a thought is only a thought, it is not a reality. Why is this said? It is because what man calls his thoughts are related to what thoughts really are as a shadow-image is to the actual thing. The shadow-image of a flower points you to the flower itself, to the reality. So it is with thoughts. Human thinking is the shadowing forth of ideas and beings belonging to a higher world, the world we call the Astral plane. And you represent thinking rightly to yourself when you picture the human head thus—it is not absolutely correct but simply diagrammatic. In the head are thoughts but these thoughts must be pictured as living beings on the Astral plane. Beings of the most varied kinds are at work there in the form of teeming concepts and activities which cast their shadow-images into men, and these processes are reflected in the human head as thinking. ![]() As well as the life of thought in the human soul, there is also the life of feeling. Feelings fall into two categories: those of pleasure and sympathy and those of displeasure and antipathy. The former are aroused by good deeds, benevolent deeds; antipathy is aroused by evil, malevolent deeds. Here there is something more than and different from, the mere forming of concepts. We form concepts of things irrespectively of any other factor. But our soul experiences sympathy or antipathy only in respect of what is beautiful and good, or what is ugly and evil. Just as everything that takes place in man in the form of thoughts points to the Astral plane, so everything connected with sympathy or antipathy points to the realm we call Lower Devachan. Processes in the Heavenly World, or Devachan, are projected, mainly into our breast, as feelings of sympathy or antipathy for what is beautiful or ugly, for what is good or evil. So that in our feelings for the moral-aesthetic element, we bear within our souls shadow-reflections of the Heavenly World or Lower Devachan. There is still a third province in the life of the human soul which must be strictly distinguished from the mere preference for good deeds. There is a difference between standing by and taking pleasure in witnessing some kindly deed and setting the will in action and actually performing some such deed. I will call pleasure in good deeds or displeasure in evil deeds the aesthetic element as against the moral element that impels a man to perform some good deed. The moral element is at a higher level than the purely aesthetic; mere pleasure or displeasure is at a lower level than the will to do something good or bad. In so far as our soul feels constrained to give expression to moral impulses, these impulses are the shadow-images of Higher Devachan, of the Higher Heavenly World. It is easy to picture these three stages of activity of the human soul—the purely intellectual (thoughts, concepts), the aesthetic (pleasure or displeasure), and the moral (revealed in impulses to good or bad deeds)—as microcosmic images of the three realms which in the Macrocosm, the great Universe, lie one above the other. The Astral world is reflected in the world of thought; the Devachanic world is reflected in the aesthetic sphere of pleasure and displeasure; and the Higher Devachanic world is reflected as morality. Thoughts: Shadow-images of Beings of the Astral Plane (Waking) Sympathy and Antipathy: Shadow-images of Beings of Lower Devachan (Dreaming) Moral Impulses: Shadow-images of Beings of Higher Devachan (Sleeping) If we connect this with what was said previously concerning the two poles of the soul-life, we shall take the pole of intellect to be that which dominates the waking life, the life in which man is mentally awake. During the day he is awake in respect of his intellect; during sleep he is awake in respect of his will. It is because at night he is asleep in respect of intellect that he is unaware of what he is happening with his will. The truth is that what we call moral principles, moral impulses, are working indirectly into the will. And in point of fact man needs the life of sleep in order that the moral impulses he takes into himself through the life of thought can become active and effective. In his ordinary life today man is capable of accomplishing what is right only on the plane of intellect; he is less able to accomplish anything on the moral plane for there he is dependent upon help coming from the Macrocosm. What is already within us can bring about the further development of intellectuality, but the Gods must come to our aid if we are to acquire greater moral strength. We go to sleep in order that we may plunge into the Divine Will where the intellect does not intervene and where Divine Forces transform into the power of will the moral principles we accept, where they instill into our will that which we could otherwise receive only into our thoughts. Between these two poles, that of the will which wakes by night and of the intellect which is awake by day, lies the sphere of aesthetic appreciation which is continuously present in man. During the day man is not fully awake—at least only the most prosaic, pedantic individuals are always fully awake in waking life. We must always be able to dream a little even by day when we are awake; we must be able to give ourselves up to the enjoyment of art, of poetry, or of some other activity that is not concerned wholly with crass reality. Those who can give themselves up in this way form a connection with something that can enliven and invigorate the whole of existence. To give oneself up to such imaginings is like a dream making its way into waking life. Into the life of sleep you know well that dreams enter; these dreams in the usual sense, dreams which permeate sleep-consciousness. Human beings need also to dream by day if they do not wish to lead an arid, empty, unhealthy waking life. Dreaming takes place during sleep at night in any case and no proof of this is required. Midway between the two poles of night dreaming and day dreaming is the condition that can come to expression in fantasy. So here again there is a threefold life of soul. The intellectual element in which we are really awake brings us shadow-images of the Astral Plane when by day we give ourselves up to a thought—wherein the most fruitful ideas for daily life and great inventions originate. Then during sleep, when we dream, these dreams play into our life of sleep and shadow-images from Lower Devachan are reflected into us. And when we work actively during sleep, impressing morality into our will—we cannot be aware of this actual process but certainly we can of its effects—when we are able to imbue our life of thoughts during the night with the influence of Divine Spiritual Powers, then the impulses we receive are reflections from Higher Devachan, the Higher Heavenly World. These reflections are the moral impulses and feelings which are active within us and lead to the recognition that human life is vindicated only when we place our thoughts at the service of the good and the beautiful, when we allow the very heart's blood of Divine Spiritual life to stream through our intellectual activities, permeating them with moral impulses. The life of the human soul as presented here, first from external, exoteric observation and then from observation of a more mystical character is revealed by deeper (occult) investigation. The processes that have been described in their more external aspect can also be perceived in man through clairvoyance. When a man stands in front of us today in his waking state and we observe him with the eye of clairvoyance, certain rays of light are seen streaming continually from the heart towards the head. Within the head these rays play around the organ known in anatomy as the pineal gland. These streamings arise because human blood, which is a physical substance, is perpetually resolving itself into etheric substance. In the region of the heart there is a continual transformation of the blood into this delicate etheric substance which streams upwards towards the head and glimmers around the pineal gland. This process—the etherisation of the blood—can be perceived in the human being all the time during his waking life. ![]() The occult observer is able to see a continual streaming from outside into the brain, and also in the reverse direction, from the brain to the heart. Now these streams, which in sleeping man come from outside, from cosmic space, from the Macrocosm, and flow into the inner constitution of the physical body and etheric bodies lying in the bed, reveal something remarkable when they are investigated. These rays vary greatly in different individuals. Sleeping human beings differ very drastically from one another, and if those who are a little vain only knew how badly they betray themselves to occult observation when they go to sleep during public gatherings, they would try their level best not to let this happen! Moral qualities are revealed distinctly in the particular colouring of the streams which flow into human beings during sleep; in an individual of lower moral principles, the streams are quite different from what is observable in an individual of noble principles. Endeavours to dissemble are useless. In the face of the higher Cosmic Powers, no dissembling is possible. In the case of a man who has only a slight inclination towards moral principles the rays streaming into him are a brownish red in colour—various shades tending toward brownish red. In a man of high moral ideals the rays are lilac-violet in colour. At the moment of waking or of going off to sleep a kind of struggle takes place in the region of the pineal gland between what streams down from above and what streams upward from below. When a man is awake the intellectual element streams upwards from below in the form of currents of light, and what is of moral-aesthetic nature streams downwards from above. At the moment of waking or of going off to sleep, these two currents meet, and in the man of low morality a violent struggle between the two streams takes place in the region of the pineal gland. In the man of high morality there is around the pineal gland as it were a little sea of light. Moral nobility is revealed when a calm glow surrounds the pineal gland at these moments. In this way a man's moral disposition is reflected in him, and this calm glow of light often extends as far as the heart. Two streams can therefore be perceived in man—the one Macrocosmic, the other, Microcosmic. To estimate the significance of how these two streams meet in man is possible only by considering on the one hand what was said previously in a more external way about the life of the soul and how this life reveals the threefold polarity of the intellectual, the aesthetic and the moral elements that stream downwards from above, from the brain toward the heart; and if, on the other hand, we grasp the significance of what was said about turning our attention to the corresponding phenomenon in the Macrocosm. This corresponding phenomenon can be described today as the result of the most scrupulously careful occult investigation of recent years, undertaken by individuals among genuine Rosicrucians. These investigations have shown that something similar to what has been described in connection with the Microcosm also takes place in the Macrocosm. You will understand this more fully as time goes on. Just as in the region of the human heart the blood is continually being transformed into etheric substance, a similar process takes place in the Macrocosm. We understand this when we turn our minds to the Mystery of Golgotha—to the moment when the blood flowed from the wounds of Jesus Christ. This blood must not be regarded simply as chemical substance, but by reason of all that has been said concerning the nature of Jesus of Nazareth it must be recognised as something altogether unique. When it flowed from His wounds, a substance was imparted to our Earth, which in uniting with it, constituted an Event of the greatest possible significance for all future ages of the Earth's evolution—and it could take place only once. What came of this blood in the ages that followed? Nothing different from what otherwise takes place in the heart of man. In the course of Earth evolution this blood passes through a process of “etherisation.” And just as our human blood streams upwards from the heart as ether, so since the Mystery of Golgotha the etherised blood of Christ Jesus has been present in the ether of the earth. The etheric body of the Earth is permeated by the blood—now transformed—which flowed on Golgotha. This is supremely important. If what has thus come to pass through Christ Jesus had not taken place, man's condition on the Earth could only have been as previously described. But since the Mystery of Golgotha it has always been possible for the etheric blood of Christ to flow together with the streamings from below upward, from heart to head. Because the etherised blood of Jesus of Nazareth is present in the etheric body of the Earth, it accompanies the etherised human blood streaming upwards from the heart to the brain, so that not only those streams of which I spoke earlier meet in man, but the human blood-stream unites with the blood-stream of Christ Jesus. A union of these two streams can, however, come about only if a person is able to unfold true understanding of what is contained in the Christ Impulse. Otherwise there can be no union; the two streams then mutually repel each other, thrust each other away. In every epoch of Earth evolution understanding must be acquired in the form suitable for that epoch. At the time when Christ Jesus lived on Earth, preceding events were rightly understood by those who came to His forerunner, John, and were baptised by him according to the rite described in the Gospels. They received baptism in order that their sin, that is to say, the karma of their previous lives—karma which had come to an end—might be changed; and in order that they might realise that the most powerful Impulse in Earth evolution was about to descend into a physical body. But the evolution of humanity progresses and in our present age what matters is that people should recognise the need for the knowledge contained in Spiritual Science and be able so to fire the streams flowing from heart to brain that this knowledge can be understood. If this comes to pass, individuals will be able to receive and comprehend the event that has its beginning in the Twentieth Century: this event is the appearance of the Christ as an Etheric Being in contradistinction to the Physical Christ of Palestine. For we have now reached the point of time when the Etheric Christ enters into the life of the Earth and will become visible—at first to a small number of individuals through a form of natural clairvoyance. Then in the course of the next three thousand years, He will become visible to greater and greater numbers of people. This will inevitably come to pass in the natural course of development. That it will come to pass is as true as were the achievements of electricity in the nineteenth century. A number of individuals will see the Etheric Christ and will themselves experience the event that took place at Damascus. But this will depend upon such men learning to be alert to the moment when Christ draws near to them. In only a few decades from now it will happen, particularly to those who are young—already preparation is being made for this—that some individual here or there has certain experiences. If he has sharpened his vision through having assimilated Anthroposophy, he may become aware that suddenly someone has come near to help him, to make him alert to this or that. The truth is that Christ has come to him, although he believes that what he saw is a physical man. He will come to realise that what he saw was a super-sensible being, because it immediately vanishes. Many a human being will have this experience when sitting silent in his room, heavy-hearted and oppressed, not knowing which way to turn. The door will open, and the etheric Christ will appear and speak words of consolation to him. The Christ will become a living Comforter to men. However strange it may as yet seem, it is true nevertheless that many a time when people—even in considerable numbers—are sitting together, not knowing what to do, and waiting, they will see the Etheric Christ. He will Himself be there, will confer with them, will make His voice heard in such gatherings. These times are approaching, and the positive, constructive element now described will take real effect in the evolution of mankind. No word shall be said here against the great advances made by culture in our day; these achievements are essential for the welfare and the freedom of men. But whatever can be gained in the way of outer progress in mastering the forces of nature, is something small and insignificant compared with the blessing bestowed upon the individual who experiences the awakening soul through Christ, the Christ who will now be operative in human culture and its concerns. Men will thereby acquire forces that make for unification. In very truth Christ brings constructive forces into human culture and civilisation. If we look into early post-Atlantean times, we would find that men built their dwelling places by methods very different from those used in modern life. In those days they made use of all kinds of growing things. Even when building palaces they summoned nature to their aid by utilizing plants interlaced with branches of trees and so on, whereas today men must build with broken fragments. All the culture of the external world is contrived with the aid of products of fragmentation. And in the course of the coming years you will realise even more clearly how much in our civilised life is the outcome of destruction. Light itself is being destroyed in this post-Atlantean age of the Earth's existence, which until the time of Atlantis was a progressive process. Since then it has been a process of decay.* What is light? Light decays and the decaying light is electricity. What we know as electricity is light that is being destroyed in matter. And the chemical force that undergoes a transformation in the process of Earth evolution is magnetism. Yet a third force will become active and if electricity seems to work wonders today, this third force will affect civilisation in a still more miraculous way. The more of this force we employ, the faster the earth will tend to become a corpse and its spiritual part prepare for the Jupiter embodiment. Forces have to be applied for the purpose of destruction, in order that man may become free of the Earth and that the Earth's body may fall away. As long as the earth was involved in progressive evolution, no such destruction took place, for the great achievements of electricity can only serve a decaying Earth. Strange as this sounds, it must gradually become known. By understanding the process of evolution we shall learn to assess our culture at its true value. We shall also learn that it is necessary for the Earth to be destroyed, for otherwise the spiritual could not become free. We shall also learn to value what is positive, namely the penetration of spiritual forces into our existence on Earth. * See also the section at the end of the text, containing answers given by Dr. Steiner to questions. Thus we realise what a tremendous advance was signified by the fact that Christ lived for three years on the Earth in a human body specially prepared in order that He might be visible to physical eyes. Through what came to pass during those three years men have been made ready to behold the Christ who will move among them in an etheric body, who will participate in earthly life as truly and effectively as did the Physical Christ in Palestine. If men observe such happenings with undimmed senses they will know that there is an etheric body that will move about in the physical world, but is the only etheric body able to work in the physical world as a human physical body works. It will differ from a physical body in this respect only, that it can be in two, three, nay even in a hundred, a thousand places at the same time. This is possible only for an etheric, not for a physical form. What will be accomplished in humanity through this further advance is that the two poles of which I have spoken, the intellectual and the moral, will more and more become one; they will merge into unity. This will come about because in the course of the next millennia men will become aware of the presence of the Etheric Christ in the world; more and more they will be influenced in waking life too by the direct working of the Good from the spiritual world. Whereas at the present time, the will is asleep by day, and man is only able to influence it indirectly through thought, in the course of the next millennia, through the power which from our time onwards is working in us under the aegis of Christ, it will come about that the deeds of men in waking consciousness too can be directly productive of Good. The dream of Socrates, that virtue can be taught, will come true; more and more it will be possible on Earth not only for the intellect to be stimulated and energized by this teaching but for moral impulses to be spread abroad. Schopenhauer said, “To preach morality is easy; to establish it is very difficult.” Why is this? Because no morality has yet been spread by preaching. It is quite possible to recognise moral principles and yet not abide by them. For most people the Pauline saying holds good, that the spirit is willing but the flesh is weak. This will change, because the moral fire streaming from the figure of Christ will intensify recognition of the need for moral impulses. Man will transform the earth by feeling with ever-increasing strength that morality is an essential part of it. In the future, to be immoral will be possible only for individuals who are goaded in this direction, who are possessed by evil demons, by Ahrimanic, Asuric Powers and more-over aspire to be so. In time to come there will be on Earth a sufficient number of individuals who teach morality and at the same time sustain its principles; but there will also be those who by their own free decision surrender themselves to the evil Powers and thus enable an excess of evil to be pitted against a good humanity. Nobody will be forced to do this; it will lie in the free will of each individual. Then will come the epoch when the Earth passes into conditions of which, as in so much else, Oriental Occultism and Mysticism alone give some idea. The moral atmosphere will by then have gathered strength. For many thousands of years Oriental Mysticism has spoken of this epoch, and since the coming of Gautama Buddha it has spoken with special emphasis about that future condition when the earth will be bathed in a “moral-ether-atmosphere.” Ever since the time of the ancient Rishis it was the great hope of Oriental Mysticism that this moral impulse would come to the Earth from Vishva-Karman or, as Zarathustra proclaimed, from Ahura Mazdao. Thus Oriental Mysticism foresaw that this moral impulse, this moral atmosphere, would come to the Earth from the Being we call the Christ. And it was upon Him, upon Christ, that the hopes of Oriental Mysticism were set. Oriental Mysticism was able to picture the consequences of that event but not the actual form it would take. The mind could picture that within a period of 5,000 years after the great Buddha achieved Enlightenment, pure Akashic forms, bathed in fire, lit by the sun, would appear in the wake of One beyond the ken of Oriental Mysticism. A wonderful picture in very truth: that something would happen to make it possible for the Sons of Fire and of Light to move about the Earth, not in physically embodiment but as pure Akashic forms within the Earth's moral atmosphere. But then, so it was said, in 5,000 years after Gautama Buddha's Enlightenment, the Teacher will also be there to make known to men what the nature of these wonderful forms of pure Fire and Light are. This teacher—the Maitreya Buddha—will appear 3,000 years after our present era and will speak of the Christ Impulse. Thus Oriental Mysticism unites with the Christian knowledge of the West to form a wonderfully beautiful unity. It is also disclosed that he who will appear three thousand years after our era as the Maitreya Buddha will have incarnated again and again on the Earth as a Bodhisattva, as the successor of Gautama Buddha. One of his incarnations was that of Jeshu ben Pandira, who lived a hundred years before the Christian era. The being who incarnated in Jeshu ben Pandira is he who will one day become the Maitreya Buddha, and who from century to century returns ever and again in a body of flesh, not yet as Buddha, but as Bodhisattva. Even now there proceeds from him who later on will be the Maitreya Buddha, the most significant teachings concerning the Christ Being and the Sons of Fire—the Agnishvattas—of Indian Mysticism. The indications by which the Being who is to become the Maitreya Buddha can be recognised are common to all genuine Eastern mysticism and to Christian gnosis. The Maitreya Buddha who, in contrast to the Sons of Fire, will appear in a physical body as Bodhisattva, can be recognised by the fact that in the first instance his early development gives no intimation of the nature of the individuality within him. Only those possessed of understanding will recognise the presence of a Bodhisattva in such a human being between the ages of thirty and thirty-three, and not before. Something akin to a change of personality then takes place. The Maitreya Buddha will reveal his identity to humanity in the thirty-third year of his life. As Christ Jesus began His mission in His thirtieth year, so do the Bodhisattvas, who will continue to proclaim the Christ Impulse, reveal themselves—in the thirty-third year of their lives. And the Maitreya Buddha himself, as transformed Bodhisattva, speaking in powerful words of which no adequate idea can be given at the present time, will proclaim the great secrets of existence. He will speak in a language that has first to be created, for no human being to-day could formulate words such as those in which the Maitreya Buddha will address humanity. The reason why men cannot be addressed in this way at the present time is that the physical instrument for this form of speech does not yet exist. The teachings of the Enlightened One will not stream into men as teachings only, but will pour moral impulses into their souls. Words such as will then be spoken cannot yet be uttered by a physical larynx; in our time they can be present only in the spiritual worlds. Anthroposophy is the preparation for everything that the future holds in store. Those who take the process of man's evolution seriously resolve not to allow the soul's development to come to a standstill but to ensure that this development will eventually enable the spiritual part of the Earth to become free, leaving the grosser part to fall away like a corpse—for men could frustrate the whole process. Those who desire evolution to succeed must acquire understanding of the life of the spirit through what we to-day call Anthroposophy. The cultivation of Anthroposophy thus becomes a duty; knowledge becomes something that we actually feel, something towards which we have responsibility. When we are inwardly aware of this responsibility and have this resolve, when the mysteries of the world arouse in us the wish to become Anthroposophists, then our feeling is true and right. But Anthroposophy must not be something that merely satisfies our curiosity; it must rather be something without which we cannot live. Only then are our feelings what they ought to be, only then do we live as building stones in that great work of construction which must be carried out in human souls and can embrace all mankind. Anthroposophy is a revelation of world-happenings which will confront the men of the future, will confront our own souls whether still in the physical body or in the life between death and a new birth. The coming changes will affect us, no matter whether we are still living in the physical body or whether it has been laid aside. Understanding of these events must however be acquired during life in the physical body if they are to take effect after death. To those who acquire some understanding of the Christ while they are still living in the physical body, it will make no difference, when the moment comes for vision of the Christ, whether or not they have already passed through the gate of death. But if those who now reject any understanding of the Christ have already passed through the gate of death when this moment arrives, they must wait until their next incarnation, for such understanding cannot be acquired between death and rebirth. Once the foundation has been acquired, however, it endures, and then Christ becomes visible also during the period between death and the new birth. And so Anthroposophy is not only something we learn for our physical life but is of essential value when we have laid aside the physical body at death. This is what I wished to impart to you today as a help in answering many questions. Self-knowledge is difficult because man is such a complex being. The reason for this complexity is that he is connected with all the higher Worlds and Beings. We have within us shadow-images of the great Universe and all the members of our constitution—the physical, etheric, astral bodies and the ego—are worlds for Divine Beings. Our physical body, etheric body, astral body and ego form one world; the other is the higher World, the Heaven world. Divine-spiritual Worlds are the bodily members of the Beings of the higher spheres of cosmic existence. Man is the complex being he is because he is a mirror-image of the spiritual world. Realisation of this should make him conscious of his intrinsic worth. But from the knowledge that although we are reflected images of the spiritual world we nevertheless fall far short of what we ought to be—from this knowledge we also acquire, as well as consciousness of our worth as human beings, the right attitude of modesty and humility towards the Macrocosm and its Gods. Rudolf Steiner's Answers to Questions at the End of the LectureTranslated by George Adams Question: How are the words used by St. Paul, “to speak in tongues” (Cor. I: 12), to be understood? Answer: In exceptional human beings it can happen that not only is the phenomenon of speaking present in the waking state, but that something otherwise present in sleep-consciousness only, flows into this speaking. This is the phenomenon to which St. Paul refers. Goethe refers to it in the same sense; he has written two very interesting treatises on the subject. Question: How are Christ's words of consolation received and experienced? Answer: Men will feel these words of consolation as though arising in their own hearts. The experience may also seem like physical hearing. Question: What is the relation of chemical forces and substances to the spiritual world? Answer: There are in the world a number of substances which can combine with or separate from each other. What we call chemical action is projected into the physical world from the world of Devachan—the realm of the Harmony of the Spheres. In the combination of two substances according to their atomic weights, we have a reflection of two tones of the Harmony of the Spheres. The chemical affinity between two substances in the physical world is like a reflection from the realm of the Harmony of the Spheres. The numerical ratios in chemistry are an expression of the numerical ratios of the Harmony of the Spheres, which has become dumb and silent owing to the densification of matter. If one were able to etherealise material substance and to perceive the atomic numbers the inner formative principle thereof, he would be hearing the Harmony of the Spheres. We have the physical world, the astral world, the Lower Devachan and the Higher Devachan. If the body is thrust down lower even than the physical world, it comes into the sub-physical world, the lower astral world, the lower or evil Lower Devachan, and the lower or evil Higher Devachan. The evil astral world is the province of Lucifer, the evil Lower Devachan the province of Ahriman, and the evil Higher Devachan the province of the Asuras. When chemical action is driven down beneath the physical plane—into the evil Devachanic world—magnetism arises. When light is thrust down into the sub-material—that is to say, a stage deeper than the material world—electricity arises. If what lives in the Harmony of the Spheres is thrust down farther still, into the province of the Asuras, an even more terrible force—which it will not be possible to keep hidden very much longer—is generated. It can only be hoped that when this force comes to be known—a force we must conceive as being far, far stronger than the most violent electrical discharge—it can only be hoped that before some discoverer gives this force into the hands of humankind, men will no longer have anything un-moral left in them. Question: What is electricity? Answer: Electricity is light in the sub-material state. Light is there compressed to the utmost degree. An inward quality too must be ascribed to light; light is itself at every point in space. Warmth will expand in the three dimensions of space. In light there is a fourth; it is of fourfold extension—it has the quality of inwardness as a fourth dimension. Question: What happens to the Earth's corpse? Answer: As the residue of the Moon-evolution we have our present moon which circles around the Earth. Similarly there will be a residue of the Earth which will circle around Jupiter. Then these residues will gradually dissolve into the universal ether. On Venus there will no longer be any residue. Venus will manifest, to begin with, as pure Warmth, then it will become Light and then pass over into the spiritual world. The residue left behind by the Earth will be like a corpse. This is a path along which man must not accompany the Earth, for he would thereby be exposed to dreadful torments. But there are Beings who accompany this corpse, since they themselves will by that means develop to a higher stage. Reflected as sub-physical world: Astral World—the province of Lucifer ![]() |