179. Historical Necessity and Freewill: Lecture III
10 Dec 1917, Dornach Translator Unknown Rudolf Steiner |
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But we have said that we live through this world of our feelings only as we live through a dream; the life of dream enters the ordinary waking consciousness and, inasmuch as we are feeling human beings, we are, in reality, mere dreamers of life. |
We have emphasized further, that in this realm, which we dream and sleep away, we live together with human souls that are passing through the existence between death and a new birth. |
During the course of these public lectures I have purposely drawn your attention to the historical course of life—what man lives through historically, what he lives through socially, what he lives through in the ethical relationships between people. All this really has the value of a dream, of sleep; the impulses which man develops when he surpasses his personal existence and is active within the community, are impulses of dream and sleep. |
179. Historical Necessity and Freewill: Lecture III
10 Dec 1917, Dornach Translator Unknown Rudolf Steiner |
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In an introductory way, I will touch shortly upon a few facts that have already been considered, because we shall need them in the further course of our considerations. I have said that what we may call the threshold between the usual physical world of the senses and the soul-spiritual world lies in man himself, also psychically. It lies in him in such a way that in the usual everyday consciousness with which man is endowed between birth and death, he is really awake only as far as his sense-perceptions, or his perceptive activity, are concerned; he is awake in all that comes to him in the form of ideas—ideas concerning that which he perceives through his senses, or ideas arising out of his own inner being; they make the world intelligible and alive for him. Even a very ordinary self-recollection teaches us (clairvoyant endowment is in no way necessary for this) that when usual human consciousness is fully awake it cannot embrace more than the sphere of the life of ideas and the sphere of sense perceptions. However, we experience in our soul also the world of our feelings and the world of our will. But we have said that we live through this world of our feelings only as we live through a dream; the life of dream enters the ordinary waking consciousness and, inasmuch as we are feeling human beings, we are, in reality, mere dreamers of life. Things occur in the depths of our feeling life, of which our waking consciousness, contained in our ideas and sense perceptions, knows nothing at all. The waking consciousness knows less still concerning the real processes of the life of our will. Man dreams away his feeling life in his usual consciousness, and he sleeps away the life of his will. Consequently, beneath the life of our thoughts lives a realm in which we ourselves are embedded, and which is only partly known to us; it is only known to us through the waves that break up through the surface. We have emphasized further, that in this realm, which we dream and sleep away, we live together with human souls that are passing through the existence between death and a new birth. We are only separated from the so-called dead through the fact that we are not in a position to perceive with our ordinary consciousness how the forces of the dead, the life of the dead, the actions of the dead, play into our own life. These forces, these actions of the dead, continually permeate the life of our feeling and the life of our will. Therefore we can live with the dead. And it is indeed important to realize at the present time that the task of Anthroposophy is to develop this consciousness—that we are in touch with the souls of the dead. The earth will not continue to evolve in the direction of the welfare of humanity unless humanity develops this living feeling of being together with the dead. For the life of the dead plays into the life of the so-called living in many ways. During the course of these public lectures I have purposely drawn your attention to the historical course of life—what man lives through historically, what he lives through socially, what he lives through in the ethical relationships between people. All this really has the value of a dream, of sleep; the impulses which man develops when he surpasses his personal existence and is active within the community, are impulses of dream and sleep. People will consider history in quite another way when this has reached their living consciousness; they will no longer consider as history the fable convenue that is usually called history today; but they will realize that historical life can only be understood when that which is dreamed and slept away in usual consciousness, and contains the influences of the deeds, impulses and activities of the so-called dead, is sought in this historical life. The deeds of the dead are interwoven with the impulses of feeling and will of the so-called living. And this is real history. When the human being has gone through the Gate of Death, he does not cease to be active In the future development of man it will be of great importance to know that when we do something connected with our life in common with other men, we do this together with the dead. But of course, such a consciousness, which is related essentially to the life of the feeling and of the will, must be grasped also by the feeling and by the will. Abstract and dried-out ideas will never be able to grasp this. But ideas that have been taken from the sphere of spiritual science will be able to grasp this. Indeed, people will have to accustom themselves to form quite different conceptions about many things. You all know that he who is firmly rooted in the comprehension of spiritual-scientific impulses may undertake to remain connected with those who have passed through the Gate of Death. The thoughts of spiritual science, the ideas that we form about the events in the spiritual world, are thoughts that are intelligible to us on earth, but are also intelligible to the souls of the dead. This may result in what we may call “reading to the dead.” When we think of the dead, and in doing so read to them, especially the contents of spiritual science, this is a real intercourse with the dead. For spiritual science speaks a language common to both the souls of the living and of the dead. But what is essential is to approach these things more and more, particularly with the life of feeling, with the illuminated life of feeling. Man lives, between death and a new birth in an environment which is essentially permeated through and through, not only with living forces, but with living forces full of feeling. This is his lowest sphere. As the insensible mineral kingdom surrounds us during our sense life, so a realm surrounds the dead, which is of such a nature that, when he comes in contact with anything within it, he calls forth pain or joy. Thus, with the dead it is as if we were forced to realize, during life, that as soon as we touch a stone, or the leaf of a tree, we call forth feelings. The departed one can do nothing that does not call forth feelings of joy, feelings of pain, feelings of tension, relaxation, etc., in his surroundings. When we come into contact with the departed human being—this is the case when we read to him—he himself experiences this communion as already mentioned; he becomes aware of this when we read to him; he experiences it in this particular case. In this way the departed one comes in connection with that soul who reads to him, that soul with whom he is in some way related through Karma. The dead is connected with his lowest realm (which we had to bring in connection with the animal kingdom) in such a way that everything he does calls forth joy, pain, etc; he is connected with all that calls forth a relationship with human souls (whether they are human souls living here on the earth, or souls already disembodied and living between death and a new birth) in such a way that his feeling for life is either increased or diminished through what takes place in other souls. Please realize this clearly. When you read to a so-called living person, you know that he understands what you read to him, in the sense in which we speak of human understanding; but the departed one lives in the contents, the departed one lives in each word that you read to him. He enters into that which passes through your own soul. The departed one lives with you. He lives with you more intensely than was ever possible for him in the life between birth and death. When this companionship with the dead is sought, it is really a very intimate one, and a consciousness endowed with insight intensifies this existence in common with the dead. If man enters consciously into the realm that we inhabit together with the dead, the intercourse with the dead is such that when you read or speak to the departed one, you hear from him, like a spiritual echo, what you yourself are reading. You see, we must become acquainted with such ideas as these if we wish to gain a real conception of the concrete spiritual world. In the spiritual world things are not the same as here. Here you can hear yourself speak when you are speaking, or you know that you are thinking when you think. If you speak to the dead, or if you enter into a relationship with the dead, your words, or the thoughts you send to him, come to you out of the departed one himself, if you consciously perceive your connection with the dead. And when you send a message to the dead, you feel as if you were intimately connected with him. If he replies to this message, it seems at first as if you were dimly conscious that the departed one is speaking. You are dimly conscious that the departed one has spoken, and you must now draw out of your own soul what he has spoken. This will make you realize how necessary it is for a real spiritual intercourse to hear from the other one what you yourself think and conceive, to hear out of yourself what the other one says. This is a kind of inversion of the entire relationship between one being and another being. But this inversion takes place when we really enter the spiritual world. Because the spiritual world is so entirely different from the physical, and because—since about the fifteenth century—people only wish to form conceptions based on the physical world, they displace and obstruct their entrance to the spiritual world. If people would only realize that a world can exist which is, in certain respects—not in all—the direct opposite of what we call the true world; if people would be willing to form ideas which, perhaps, appear most absurd to those who insist upon living only in a materialistic world—then they will transform their souls and attain the possibility of seeing into the spiritual world, which is always around us. It is not that human beings, through their nature, are separated from the spiritual world; but that through habit, through the circumstances of inheritance, they have become entirely unaccustomed, since the fourteenth and fifteenth centuries, to forming other ideas than those borrowed from the physical world. This applies even to art. What other scope has modern art than to copy, from the model, what Nature forms outside? Even in art people no longer attach value to what arises freely out of the spiritual life of the soul, and is also something real. But in the free reality that thus arises, people cannot efface what is effective and active in historical events, in the ethical, moral and social life of the community—except that they dream and sleep away this active element. As soon as man goes beyond his own personal concerns, even in the smallest measure—and in every moment of life he goes beyond these—the spiritual world, the world—I must emphasize this again and again—which we share with the dead works through his arm, through his hand, his word, his glance. As the departed one grows familiar with the realm I have already spoken of, with the lowest one connected with the animal kingdom (just as we become familiar with the mineral, vegetable, animal, and human physical world in the life between birth and death during our gradual growth)—as the departed one continues to develop in the second region, where companionship with all those souls arises, with whom he is karmically connected either directly or indirectly, he evolves to the point of becoming familiar with the kingdom of the Beings who stand above man, if I may use this expression, although it is merely figurative—with the kingdom beginning with the Angeloi and Archangeloi. Here in the physical world man is, as it were, the crown of creation—many like to emphasize this; he feels himself as the highest of all beings. The minerals are the lowest, then the plants, then the animals, and then man himself He feels that he belongs to the highest kingdom. It is not thus with the dead in the spiritual realm; the dead feels himself connected with the Hierarchies above him, the Hierarchies of the Angeloi, Archangeloi, Archai, etc. As man here in the physical world feels, in a certain sense, that the physical kingdom of man evolves and grows out of the mineral, plant and animal kingdoms, so the departed one feels himself sustained and carried by the Hierarchies above him, in the life between death and a new birth. The way in which the human being gradually becomes familiar with this kingdom of the Angeloi, Archangeloi, Archai, etc., can be described as follows:—It is like a liberation from Self. Again we must acquire a conception of these things that cannot be won in the physical world of the senses. In this world of the senses, as we grow up from childhood, we gradually become acquainted with things, first with our nearest surroundings, then with what is to be our life experience in a wider sense, etc. We become acquainted with things in such a way that we know—they approach us little by little. This is not the case between death and a new birth. From the moment on, in which we know that we are connected with the Angeloi, we feel as if we had been united with them since eternity, as if we belonged to them, were one with them; yet we are only able to develop our consciousness by reaching the point of separating the idea of the Angeloi from ourselves. Here in the physical world we make our experiences by taking up ideas. In the spiritual world we make our experiences by separating the ideas from ourselves. We know that we carry them within us—and we know that we are entirely filled by them, but we must separate them from ourselves in order to bring them to consciousness. And so we set free the ideas of Angeloi, Archangeloi, Archai. In the lowest kingdom, man is, as it were, connected with the animalic, which he must strive to conquer, as I have already explained. Then he is connected with the kingdom immediately above this one—the kingdom of the souls with whom he is directly or indirectly linked up through Karma. In this kingdom man experiences his relationship with the Angeloi. His relationship with the kingdom of the Angeloi gives rise, at first, to a great deal of that which creates a right connection with the kingdom of human souls. Hence, in the life between death and a new birth, it is difficult to distinguish between the experiences which man has in common with other human souls and those with the Beings belonging to the kingdom of the Angeloi. There are many links between human beings and the Beings belonging to the kingdom of the Angeloi. Although we can speak of these things merely in comparison, and although we can only allude briefly to them, we may however say:—Just as here, in our physical life, memory leads us back again to some event which we have experienced, so does a Being belonging to the kingdom of the Angeloi lead us to something which we must experience in our life between death and a new birth. Beings belonging to the kingdom of the Angeloi are really the mediators for everything that arises in the life of the so-called dead. And the Angeloi help man in everything that he must do between death and a new birth in connection with the conquest of the animalic (he must raise his animal nature into the spiritual part of his being in order to prepare himself for his next incarnation). If you grasp this in its right meaning you will say:—Because man associates with the Angeloi between death and a new birth, he can form the right kind of relationships in connection with the souls with whom he must come into touch. And because man is in contact with the kingdom of the Angeloi, he can prepare rightly the things that must take place during his next incarnation. The tasks of the Archai, or the Beings belonging to the Spirits of the Time, are common both to the dead and to the living. My explanations will show you that the departed one has more to do with the Angeloi, who regulate his connection to other souls, and with the Archangeloi, who regulate his successive incarnations. But in his association with the Beings of the Hierarchy of the Archai, the dead works together with the so-called living, with those who are incarnated here in the physical body. The dead who is passing through the life between death and a new birth, and the so-called living, in his life between birth and death, are embedded alike in something which the Spirits of the Time weave as an unceasing stream of universal wisdom and universal activity of the will. What the Spirits of the Time thus weave is history, is the ethical-moral life of an age, the social life of an age. We might say that we can look into the spiritual kingdom and realize:—The so-called dead are there; what they experience in this kingdom—inasmuch as these experiences are their own—is regulated by the Angeloi and Archangeloi; what they experience in common with the so-called living is woven by the Beings who belong to the Hierarchy of the Archai. We cannot fulfill any fruitful work in the social, historical, and ethical-moral life unless we realize this work must come from an element that we share with the dead—the element of the Archai, or Spirits of the Time. These Spirits of the Time do their work alternately. We have often spoken of this. Through several centuries, one of the Time Spirits weaves the events contained in the stream of historical and social life and in the ethical-moral stream of human events; then another Time Spirit relieves him. The moment in which a Time Spirit relieves another one is most important of all, if we wish to observe what really takes place within the evolution of mankind. We cannot understand this evolution unless we bear in mind the living active influence of the Time Spirits and, in general, of the entire spiritual world. We cannot understand what takes place between man and man unless we consider the kingdom of the Spirit. Very abstract are man's thoughts concerning that which is social, ethical-moral and historical. He thinks that history, or the stream of events taking place in the course of time, is a continuous current, where one event follows upon the other. He asks:—Why did certain events happen at the beginning of the twentieth century?—Because they were caused by events at the end of the nineteenth century.—Why did certain events happen at the end of the nineteenth century?—Because they were caused by events in the middle of the nineteenth century. And events in the middle of the nineteenth century were caused again by events at the beginning of the nineteenth century, and so on. This way of considering historical events as the result of immediately preceding events is just the same as if a peasant were to say:—The wheat that I shall harvest this year is the result of the wheat of last year. The seeds remained, and the wheat of last year is again the result of the wheat of the year before last. One thing depends on the other—cause and effect. Except that the peasant does not really follow this rule: he must of course interfere personally in the growth of the wheat. He must first sow the seeds in order that an effect may follow the cause. The effect does not come of itself. From a certain point of view this is one of the most terrible illusions of our materialistic age, for people believe that the effect is the result of the cause; they do not wish to form the simplest thoughts concerning the real truth of these things. I have already given you an example, by relating to you a sensational event in the life of a human being. It is indeed so, that people prefer to contemplate sensational events rather than consider the other events, which are of exactly the same kind and take place every hour and every moment of our life. I have told you how such an event can occur: A man is accustomed to take his daily walk to a mountainside. He takes this walk every day for a long time. But one day during his walk, on reaching a certain spot, he hears a voice calling out to him:—Why do you go along this path? Is it necessary that you should do this? The voice says more or less these words. On hearing them he becomes thoughtful, steps aside and thinks for a while about the curious thing that has happened to him. Suddenly a piece of rock falls down, which would have killed him had he not stepped aside after hearing the voice. This is a sensational event. But one who considers the world calmly, yet spiritually, will see in this event one of the many which take place every moment of our life. In every moment of our life something else, too, might happen, if this or that would occur. A very clever man—we know that especially modern people are very clever—would say: Why was this man spared? Because he went away. This is the cause. Very well—but suppose he had not gone away; in this case he would have been killed, and a very clever modern man would argue:--the falling stone is the cause of the man's death. Indeed—seen from outside and in an abstract and formal way—it is true that the falling stone is the cause, and the man's death the effect: but the cause has nothing to do with the effect; it is quite an indifferent matter to the falling stone, where the man was standing. This cause has nothing whatever to do with the effect. Ponder this matter and try to understand what is really contained in all this talk of cause and effect. The so-called cause need not have anything to do with the effect. The stone would have taken exactly the same course had the man been standing elsewhere. As far as the stone is concerned, nothing has been changed owing to the fact that the man was warned and went away. I gave you an example that, even in outer quite formal things, the so-called cause need have nothing to do with the so-called effect. The whole way of looking at cause and effect is based entirely on abstraction. It is only possible to speak of cause and effect within certain limits. Take this example, for instance: Here you have a tree with its roots. What takes place in the roots can certainly be considered, in certain respects, as the cause of the growing tree; what takes place in the branches can, to a certain extent, be designated as the cause of the growing leaves. You see, the tree is, to a certain extent, a whole; and a concrete way of looking at life considers totalities and the aspect of the whole; an abstract way of looking at life always links up one thing with another, without considering the complete whole. But for a spiritual way of looking at things it is important to bear in mind the whole. You see, where the outer leaves end, the tree ceases to exist, as well as the inner causes of its growth. Where the leaves end, also the forces of their growth end; but something else begins there. Where these forces end, the spiritual eye can see spiritual beings playing around the tree, spiritual elementary beings. Here begins, if I may say so, a negative tree, which stretches out into infinity, but only apparently so, because after a while it disappears. An elementary existence meets what comes out of the tree; where the tree ceases, it comes into contact with the elementary existence, which grows toward it. It is thus in Nature. The plant ceases to exist when it grows out of the soil, and the causes of its growth cease when the plant ceases. But an elementary existence from the universe grows toward the plant. In the lecture on human life from the aspect of spiritual science, I have mentioned some of these things. The plants grow out of the soil from below. A spiritual element grows toward the plant from above. It is thus with all beings. What you observe in Nature is contained in all existence. Above all, there is a stream of social, ethical-moral and historical life. Events do not consist in a continuous stream, but a Time Spirit reigns for a while; another one replaces him; a third one replaces him; a fourth one replaces him; and so on. When a Time Spirit replaces another one, there is a difference also in the stream of continuous events. When such a new period begins, it is not possible to say that its events are the immediate effect of preceding events. They are not the effect of the preceding ones, in the sense in which we imagine this. There is indeed an order of law in the successive course of events, but what we generally call necessity is an illusion, if we look upon it as it is often looked upon today. In the course of continuous events, we have something similar to what we find when we look at the tree—where the tree ceases, the elementary tree begins; but in Nature, a being belonging to the visible kingdom of the senses touches a being that remains invisible to the senses, a super-sensible being; the world of the senses and the super-sensible world touch. There is something similar also in the course of Time. Just as the physical tree ceases and an elementary tree begins, so also in the course of Time, something ceases and something new begins. There are epochs in which old events and old impulses cease, as it were, and are replaced by new ones. At such points of time, people like to keep to Lucifer and Ahriman, who help them to maintain what is really dead. It is possible to keep alive in human consciousness impulses and forces that are, in reality, dead. This is not possible in Nature. If someone cultivates exactly the same kind of ideas in 1914 that were justified in 1876, he can do so of course. He can do this because, in the continuous stream of human events, which is seized by Ahriman and Lucifer, the old can be maintained even if it is already dead. It is the same as if someone were to make a tree grow on and on without ceasing, after it had reached its natural limits. In the course of history we generally find that people cannot face a new epoch rightly; in other words, that they cannot place themselves at the service of the new Time Spirit. In our age this is particularly important. During the last weeks we have spoken of the spiritual events of 1879. This was the end of an epoch. Something died and ceased to exist, just as the tree ceases. From 1879 onward it became necessary (this is of course still necessary today and will be so for a long time) that people should open themselves to the ideas and impulses coming from the spiritual world. Otherwise the old impulses become Ahrimanic or Luciferic. These remarks contain something very important. The last third of the nineteenth century was an important time in the evolution of humanity. It was necessary, and it is still necessary, that people should become accessible to the influence of inspired ideas. People must open themselves to these. But looked upon from outside (we shall not only look upon this from outside, but study the deeper inner meaning), looked upon from outside, things have a very hopeless aspect. Impulses did come from the spiritual world. They came streaming in and worked in order that men might be led beyond this point, beyond the year 1879, and in order that they might open themselves to inspired ideas. They were impulses that could give men thoughts enabling them to become conscious, even at the end of the nineteenth century, that whenever we fulfill actions of a historical, social or ethical-moral value within the life of the community, we fulfill them together with our dead, and with the Archangeloi, Angeloi, and Archai. These impulses were there; they were there, but went past many people without leaving a trace. I have said that today I will first consider these things from an outer aspect, and it is good if you realize how apparently everything went past without leaving a trace. In the second half of the nineteenth century important things and important impulses already existed, and there were people who proclaimed and wrote significant thoughts. If we look at these thoughts today they may seem abstract. This is indeed so. But they are not abstract thoughts and they should not remain as they were then. (I repeat once more that this is looked upon from outside, tomorrow we shall consider these things from an inner aspect.) This was the case more or less in all spheres of modern civilized life. For instance—who studies the life of this country, Switzerland, in such a way as to say: In the fifties of the nineteenth century a man lived here in Switzerland, a man with great ideas, that were indeed of a philosophical kind. But had they been accepted by two or three, had they been popularized, would they not have had a very fruitful, spiritualizing influence on the entire history of Switzerland? Who considers, for instance, that in the middle of the nineteenth century a high spirit lived in Otto Heinrich Jäger? He is one of the greatest men of Switzerland. But who knows his name now, and who names him? Who is aware of the fact that although his thoughts had an abstract appearance they were only apparently abstract. They might have become concrete, they might have blossomed and borne fruit, because something very great was in this man, who taught at the Zurich University and wrote books on great thoughts, thoughts that should enter the life of the present. He wrote on the idea of human liberty and its connection with the entire spiritual world. Otto Heinrich Jager wrote, here in Switzerland, a kind of “Philosophy of Spiritual Activity,” from another point of view than my own The Philosophy of Spiritual Activity, which arose in the nineties. Innumerable examples like this one could be given. The most fruitful ideas germinated and greened, but what is recounted today as the spiritual history of the nineteenth century leading into the twentieth century is the least significant part of all that really took place, and the most important part, that influenced it most of all, has not been considered at all. This is how matter stand, from an exterior aspect, to begin with. Perhaps they will look more hopeful when we shall look at them from an inner standpoint. |
208. The World of the Senses, the World of Thought, and Their Beings
22 Oct 1921, Dornach Translator Unknown Rudolf Steiner |
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When the human being does not inwardly transcend himself, but is outside himself during sleep, and in sleep enters the sphere which is the source of phantasy during his waking life, then the same forces which openly manifest themselves in his phantasy come to expression more sub-consciously in the form of dreams. Phantasy may degenerate into an empty play of fancy when it is pervaded by Luciferic forces, and in the same way dreams may degenerate, become abnormal, and man may take them for realities when they are pervaded by Ahrimanic influences. Dreams as such enter the Luciferic sphere, but they may be pervaded by Ahrimanic influences. When, however, our dreams are innocent and purely human, they also contain the Being whom we call our Angelos, the same that lives in our phantasy when we transcend ourselves inwardly, as it were. |
Our Ego, upon which we look back after death, lives in our actions. In everything else, in our phantasy and dreams, in world of speech, in our world of thought and in what we obtain through the senses, live higher spiritual Beings that constantly pervade us. |
208. The World of the Senses, the World of Thought, and Their Beings
22 Oct 1921, Dornach Translator Unknown Rudolf Steiner |
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In the course of lectures on the life between death and a new birth which I gave in 1914, you will find many indications that may be regarded as a complement to what I have explained to you during the past days and weeks. To-day I want to speak in particular of the change which takes place in the conditions of life between death and a new birth, which greatly resembles the alternating states of waking and sleeping during the life between birth and death. When we are awake we have our normal consciousness, and it is this which really gives us our human character between birth and death; and when we are asleep our consciousness is, as it were, dulled. Our consciousness then lies below the threshold of our waking life and we experience the processes in which we live from the moment of falling asleep to that of waking up, only in a blunt state of consciousness, either quite bluntly, quite asleep, or so that certain life-reminiscences or inner organic processes rise out of our sleep in form of pictures. A similar alternation may also be found in the life between death and a new birth, except that there, as you have seen, everything is, as it were, reversed in comparison with the conditions of our earthly life. I have described to you how radically different are man’s experiences between death and a new birth to his experiences on earth. This also applies to the alternating states of consciousness. As described in my last lecture, between death and a new birth our experiences show us the deeds, the will-impulses of our Ego. This state of consciousness in which our Ego then lives, is, as it were, the normal one, even as here, the waking state of consciousness is the normal one. We have seen that here we are built up, as it were, of our physical body, etheric body, astral body and Ego, and there, of the Ego, the Spirit-Self, the Life-Spirit and Spirit-Man, which exist, to begin with, as a preliminary foundation. Between death and a new birth, the Ego is therefore the lowest member. But even as here we are inward1y conscious of our Ego through our waking consciousness, so there, through the corresponding state of consciousness, we grow aware of our Ego as an outer experience; we are conscious of our Ego by looking back upon our past deeds and volitional impulses, which, as already described, we experience as if they were reflected to us from the earth. This condition alternates with another; here on earth we may speak of a waking and of a sleeping consciousness, to which we may add a sub-conscious state, whereas between death and a new birth we must speak of the state of consciousness described above and of a kind of super-consciousness, where higher Beings grow conscious within us, that is to say, where higher Beings are the vehicles of our consciousness. During our earthly condition of sleep we sink down to a kind of plant existence, but in the super-conscious state between death and a new birth we rise up to a kind of Archangel-consciousness, to one which lies above our own. I said that when we are in a normal condition we have behind us, as it were, the Hierarchies of the higher Spiritual Beings. In this super-conscious condition we positively move back towards them. And then we live within them. From them we learn more than we could know as human beings. If between death and a new birth we only experienced what we can experience through our Ego, that sends its rays after us and yet belongs to us, if we were limited to this, we could not experience, as already described, all the processes through which we must pass in order to build up our organism anew, for a new earthly life. We can do this only because our normal states of consciousness alternate with states of existence in which the knowledge (Wissens-zustände) of the Archangeloi and even of the Archai penetrate into our human being, also into our normal consciousness, where they rise up like memories, in the same way in which here on earth dreams enter our consciousness from the sub-conscious spheres. Between death and a new birth we thus live in such a way as to have the consciousness described above, but in between there are always super-conscious conditions, in which we also acquire a super-human knowledge which enables us to build up our existence exactly as required for our next earthly life. Consequently there are analogies between the earthly life from birth to death and the other life from death to a new birth. But we should bear in mind the strong, radical difference between these two conditions of life. It is possible to see still more clearly into such things by perceiving also the uniting element between the two, by becoming acquainted with what penetrates as an essence of a higher kind into both states of existence—into our earthly life, and into the life between death and a new birth. As we pass through our earthly life, we have, to begin with, the external sensory impressions. We have seen that volitional impulses and actions interweave with these external sensory impressions. But let us now envisage first of all the external sensory impressions. Try for a moment to set before your soul the fact that throughout your earthly life all the human senses give you a whole complex of sensory impressions, out of which is woven the web of sensory impressions. Generally these sensory impressions are viewed in such a way as to say that they form part of the objects, that the single objects or beings appear, for example, in colours which leave an impression upon the eye, whereas other beings emit sounds and leave an impression upon the organ of hearing. But let us now consider the whole world of sensory impressions and ask what they really are. I have often drawn your attention to the following: It is out of the question that behind the sensory impressions there should be that fantastic world of atoms dreamed of by the physicists; behind the sensory world there is instead a spiritual world. The spiritual thus exists also in the physical world, but, to begin with, it cannot be perceived by our ordinary consciousness. The ordinary consciousness has before it this web of sensory impressions. But what does it contain? In reality, it contains Beings described in my “Occult Science” as the Spirits of Form. Everything that appears to us in space has a certain form, an object even obtains form through the colour-surface. The Spirits of Form live in everything which we experience through the senses in space. In it live the same Beings named “Elohim” in the Old Testament. For the Elohim are the Spirits of Form. We rightly call this world of physical manifestations a world which manifests itself, a world of phenomena. But this is correct only because with our ordinary consciousness we human beings at first perceive in this world nothing but phenomena, manifestations, the external appearance and semblance, or—as Orientals say—Maya. But when our consciousness awakens and becomes imaginative this whole world of semblance becomes filled with images, or rather transforms itself into a world of weaving images. This world of weaving images immediately reveals that the world of the Angeloi or Angels is woven into it. And when we reach the stage of inspiration, we obtain inspirations which come to us from everywhere in this world, for it has changed into a world of inspiration. Into this inspiration are interwoven the Beings of the Archangeloi or Archangels. The world which we experience afterwards is that of intuitions. There we advance to the world of the Archai, whereas ordinarily we only have before us the physical world. To be sure, when in the world around us we have advanced to the world of the Archai, it is the world of the Archai which also enables us to look back upon what we have already experienced through the higher Hierarchies in former lives between death and a new birth. In the intuitive world we perceive that the Beings whom the Bible calls Elohim, the Beings that are described in my “Occult Science” as Spirits of Form, lie behind the Archai. We may therefore say: By looking out into the world through our senses we really look into the world of the Spirits of Form, into the physical world. When we have thus set the physical world before our soul by saying that there we move in the world of the Spirits of Form, we may return to our inner self, but to that inner being that is still very intimately connected with the external world and has to depict for us inwardly the external world in such a way that we can bear it within us in the form of memories. In other words: We may advance from the sensory world to our inner being, to our world of thought. The thought-world is, to begin with, given to us as a world of picture-thoughts. You will not be tempted to consider as a reality the thoughts that ordinarily live in you, the thoughts that arise in your ordinary consciousness. But in the same way in which realities conceal themselves in the physical world, namely the realities of the Spirits of Form, so there are also realities in the thought-world. Thoughts first appear to our ordinary consciousness as the fleeting inner forms we know; but even as spiritual beings may be discovered in the web of the physical world when we ascend, in the manner described, to higher knowledge through imagination and inspiration, so it is also possible to perceive the activity of spiritual beings in the world of thought. These spiritual beings live in the accompanying phenomena of thought which take place when we think. From former lectures you know what happens when we think. Processes are then continually taking place within us which may be described by using a comparison, namely as if salt were to dissolve completely in a glass of water leaving it transparent. But if the water cools off a little it gets dim; for the salt crystallizes. Similar processes, which are processes of densification, take place within us when we think. A kind of mineralization process really takes place within us when we think. This mineralization process within us is connected with spiritual Beings that weave through the element of thought. They are the Beings we have always called Archai. We are thus able to know that when we live in our thoughts the Archai live in our life of thought, even as the Elohim, or Spirits of Form, live in our sensory perceptions. In the external world, these Spirits of Form can only be perceived through imaginative knowledge. When we study the external world with the consciousness which is the normal one to-day, we come to the so-called laws of Nature. These laws of Nature are abstractions. As soon as we proceed to imaginative knowledge we do not have abstract laws of Nature formulated in sentences, but we have pictures, imaginative life. These pictures are not the same as those I have mentioned before, but images which penetrate in a condensed form into the pictures which we obtain when beholding the Elohim, and they penetrate into them as a dimming, tinging element, as it were. This is the influence of the Archai in the external world. We may trace it in the outer and in the inner world. Perhaps it is now good to turn our gaze away from man’s inner being and to envisage one of life’s manifestations. Thought first lives within us, although thought connects us with the external world; the secrets of the external world are revealed to us through thought, yet, to begin with, thought lives within us. But thought comes to expression when we communicate it to other people. In human life speech is the element through which we give expression to our thoughts, through which thought can manifest itself outwardly. After having considered the world of thought, let us now consider the world of speech. I have often drawn attention to the fact that the human being of course has more experiences in connection with his world of speech than with his world of thought. Although the will also streams into the element of thought, man’s ordinary consciousness only notices this very slightly. But into speech the human will flows in a way which is quite noticeable to the ordinary consciousness. Yet ordinary consciousness only grasps very little of what really lives in speech. What lives in sound is perceived in the present intellectual age at the most as a sign denoting something. For modern man the inner life of sound is something which has to a great extent withdrawn to the background of consciousness. In regard to modern man we can only point out that sound, the resounding of speech, contains something which can be grasped as a life-element of its own. Take, for example, a word containing two E (pronounced A in German), the word “gehen”, to walk. If we have a feeling for such things, we may well experience in these two sounds of “gehen” a tranquil way of walking that does not excite us. But when the A-sound (German E) is replaced by an OW-sound (German AU), as in “laufen”, to run, you will feel in it something which you do not experience when you are not walking calmly, but when greater claims are made on your breathing. You feel what takes place when you breathe more quickly, and this is expressed in the OW-sound (German AU). You could not experience the calm way of walking, “gehen”, better than by the two A-sounds (German E), which convey the experience of calm and tranquillity, whereas the running movement, “laufen” is expressend in the OW-sound (German AU) which it contains. There is a spiritual essence in language and many examples which I have given you draw attention to the inner genius undoubtedly contained in speech. Modern men hardly know of its existence, but in past times, when the inner essence of sound could still be experienced, men felt in speech, more consciously than through sensory observation and thought, something which may indeed be felt as a spiritual weaving, a spiritual life. In this element of speech, in this world of speech, live the Archangeloi, the Archangels, even as the Archai live in the world of thoughts. And because the Archangeloi live in the genius of speech, they are at the same time the Folk-Spirits, the leading spirits of the nations, a fact which I have often described in connection with the Archangels. They live in the element of speech. More than we suppose, man himself is the product of speech, in the same way in which he is, on the other hand, the product of his thought-world. We derive our form completely from the external world, and through our will we again pour form into the external world. What constitutes our life comes from the same region as our thoughts. The Archai live in it. What comes to expression in our language, through which we belong to a nation, brings to expression physical qualities which limit us far more as human beings than that which comes from the thought-element. People have the same thoughts, yet different languages. In regard to language they differ, yet it is nevertheless something which they have in common with others, for man belongs to a small or large nation. Let us now descend to the sphere of the Angeloi. As often explained, also in this lecture, man has an individual connection with his Angel. This comes to expression in two ways. It expresses itself inwardly. Man may submit to his inner life in such a way as to transcend his inner self. In ordinary life, a Luciferic element will immediately enter because this is an intimate experience; nevertheless man may transcend himself inwardly and experience, as it were, an objective element in phantasy. In many respects, his phantasy is a creative force, but individually creative, like speech. And in reality, the force of phantasy lies at the foundation of speech. Through speech, man only experiences something abstract, he cannot always feel the Archangel, who is the genius of speech, unfolding his wings in speech; similarly man cannot perceive in his phantasy—which becomes a play of fancy when pervaded by Luciferic elements—that an Angel is slipping through his individual life; whenever he lives in his phantasy, an Angel passes through him. A genuine poet, a genuine artist, who has not become cynical, frivolous or superficial, knows that a higher spirituality pervades him whenever he is artistically creative. It is the same higher spirituality that carries him from life to life, as our individual guardian spirit, as his Angelos, his Angel. It is the Angel that enters sound human phantasy. In some of Goethe’s mottoes we can recognise that Goethe was aware of an unconscious element working in him, the one that is really active in phantasy. When the human being does not inwardly transcend himself, but is outside himself during sleep, and in sleep enters the sphere which is the source of phantasy during his waking life, then the same forces which openly manifest themselves in his phantasy come to expression more sub-consciously in the form of dreams. Phantasy may degenerate into an empty play of fancy when it is pervaded by Luciferic forces, and in the same way dreams may degenerate, become abnormal, and man may take them for realities when they are pervaded by Ahrimanic influences. Dreams as such enter the Luciferic sphere, but they may be pervaded by Ahrimanic influences. When, however, our dreams are innocent and purely human, they also contain the Being whom we call our Angelos, the same that lives in our phantasy when we transcend ourselves inwardly, as it were. The world of speech, ruled by the Archangel, is shaded off inwardly to a world which exists between feeling and thought, to a world of representations—we might also say, to a world of feeling representations. Phantasy and dreaming are shaded off to a world of feeling and to the element of feeling contained in the will—we might also say, to volitional feeling. But when we descend still further, below the Angeloi, what sphere do we reach? We reach our own sphere, we come to the human Ego. There we must transcend ourselves more intensively than when the Angel lives in us. This occurs when we transform impulses of the will into external actions, as explained yesterday.
When we dream, we are completely outside ourselves, but we go out of ourselves only spiritually. When we do something through our will, we do not of course go out of ourselves physically, but we move our physical body, and these impulses of the will are really the foundation of our Ego. We may therefore say: The will lives in our volitional actions, the will digs itself, as it were, into the external world. We have descended as far as the physical world. In the physical world we develop ourselves in an independent way only through our will-actions, only in what remains to us as the sum-total of our actions when we pass through death. Our Ego, upon which we look back after death, lives in our actions. In everything else, in our phantasy and dreams, in world of speech, in our world of thought and in what we obtain through the senses, live higher spiritual Beings that constantly pervade us. We have now been able to conclude from ordinary life how we are connected with the spiritual cosmos. But the following consideration will lead us to the results which spiritual science can reach through these concepts. Let us take human life in the physical-sensory world. You pass through this world, you derive certain impressions from it. Perhaps you may still remember these impressions on the following day. I do not say that tomorrow all the people who are now sitting in this hall will have an inner experience of the lecture they are now hearing. But as a rule we may say that the things which we perceive in our surroundings continue to live within us. ![]() I will now make a schematic drawing, in order that we may continue along this line of thought. Here is the surrounding world and at this point let us imagine man. What constitutes the surrounding world continues to live in him, for what you experience in connection with your environment continues to live within you physically. The external world, which we can only perceive through the senses, continues to live in the soul in the form of abstract experiences, in thoughts and feelings which stimulate our will impu1ses. You may now say: What lives within me, what I thus carry about with me (let us envisage this very exactly!), is the result of my ex-periences between birth and death, or between birth and the present moment. But let us now turn our gaze to something which we do not carry within our soul in such an abstract, picture-like form, but which lives within us—I might say—in a concretely material way: the organs that lie under our skin, the lungs, the heart, the liver, and so forth. This too is something which we carry within us. A true mystic will say: This does not interest me in the least! I am only interested in the spiritual, in the soul. I am content to have within me soul-impressions which come from the surrounding world. Material things are far too low for me. But the mystic shows by this how deeply materialistic he really is, because he does not yet know that what apparently reveals itself materially is in reality spiritual. Spiritual is not only what we bear within us abstractly, the soul-experiences which are echoes of external experiences between birth and death, but spiritual are also our lungs, our liver, etc. Only to our ordinary consciousness do they appear in a material form, but they are altogether products of the spirit. When you are sitting in your study you may have the thought that man consists of physical body, etheric body, astral body and Ego. This thought is your inner property. But once it lived outside. It may first have approached you through a book or a lecture; that is to say, from the outside world. But you also bear within you materially the lungs, the heart, the liver, the brain, etc. Also these are the result of experiences. These inner organs that live in you were of course not produced by the physical substance which only comes through conception and birth, but their inner form, their inner structure is the result of experiences between death and birth. You now hear what I am saying and my words will become a soul-experience; similarly your heart, your lungs, your liver, are the result of experiences made between death and a new birth. We may therefore say: “What I carry with me psychically within my inner being is the result of my experiences between birth and death.” “What I carry within me as my bodily organisation is the result of my life between death and birth.” Materialists will of course object that all the organs which live in man were inherited physically from the forefathers. But this is quite mistaken; it is not so. Certainly, the physical substance is transmitted by the ancestors, but the germ is generally viewed quite wrongly. It must be viewed wrongly if it is only considered from the material aspect. Conception does not consist therein that the human being is drawn down materially through the generations, but there arises, as it were, a vacuum, substance is destroyed in man, and in this vacuum the whole universe begins to work, to build up man. Physical structure penetrates into the spiritual structure, for the lungs, the heart, the liver, etc. are altogether spiritual in their structure. But all the organising forces come from the whole universe, and they are formed by our experiences between death and a new birth. This is what we experience through a super wakeful consciousness when we rise up into the sphere of the Archangeloi and of the Archai. Between death and new birth we experience consciously, indeed we must say super-consciously, our organic structure, the way in which we build up our organs. Our organs are built up in a way which is entirely in keeping with our Karma; they correspond with what we bring with us from a former earthly life. The merely physical processes which apparently take place in the line of the generations are therefore not only physical processes, but they are brought about by the whole cosmos. When ordinary, superficial materialists come along and say: “Do not explain man’s origin and development in his mother’s womb by drawing in the whole cosmos, do not lead us out into the whole cosmos, for we can explain all this by describing the continuity of the germ’s plasma throughout the generations”—when these materialists come along, the following picture I have used has often been of help: You have a magnetic needle pointing north and south. Now a person may say: Certain mad physicists declare that the whole earth is a magnet and that the needle’s south-pole is attracted by the earth’s soul-pole. But the reason why the needle points to the south must be sought in the needle itself. What does the magnetic needle matter to the earth?—Our biologists talk more or less in the same way when they speak of the human germ. They see nothing but this germ. But even as the whole earth is active in the magnetic needle, so the whole universe is active in the development of the germ. Except that man’s share in it lies further back, in the unconscious sphere. You see, if things are considered in this light, man and his whole existence are linked up with a material and with a spiritual universe. We say to ourselves: Whenever we think or cognise something through our ordinary consciousness we change the outer world into an inner world. Yesterday I explained to you from a certain aspect that when the human being passes through the portal of death his inner world becomes his outer world, and his outer world his inner. To-day I explained to you from another aspect that everything which lies before birth, i.e. before conception, should be regarded in such a way that the processes which prepare our inner bodily structure should be sought in the life between death and a new birth. Outer life becomes inner life. Our experiences which lie spread out, as it were, in the whole cosmos, quietly and unconsciously change into inner experiences and become our organs. The organs within us indeed contain a whole universe. If we only bear in mind the ordinary descriptions of our organs in anatomy and physiology we have before as an illusion, a Maya, which is far stronger than the one which faces us in the external world. I have told you that when we look out into the sensory world we look as far as the sphere of the Elohim. But when we look down into our inner bodily structure we must rise still higher in regard to that which lives within us and forms our organs. From my “Occult Science” you also know that there are Beings above the Spirits of Form. They do not only live outside man, but work within him. We learn something about them between death and a new birth, when we rise to the sphere of the Archai, but with our own consciousness. Through the Archai we learn to know these higher Beings. In this super-conscious state they show us what we pour into our organism. Throughout our life we really carry the world of the Hierarchies within our organic structure. Now it is again possible to investigate such things. In past epochs they were known through a certain instinctive clairvoyant consciousness. People still spoke of the fact that the human organism is a temple of the gods, and knowledge of the whole cosmos was sought within man’s being, the microcosm; it was sought by interpreting the microcosm. Do we not remember everything by drawing it out of our memory, in connection with the world which we have experienced since we gained consciousness in our earthly existence? We look into our inner self, and there we find the world which we experienced outside; it lives within us and we can, as it were, look upon the pictures which we carry within our soul in such a way that the life outside has entered these pictures. We understand our earthly life anew by looking back upon these pictures of memory. And when we consider our bodily organisation and understand it, then we understand cosmic processes. Our inner memories enable us to understand our experiences. And if we know how to consider our whole human organisation, we grasp the cosmic processes. To understand man through and through is Anthroposophy. Anthroposophy is therefore also a cosmosophy. Our life rises up before us when we remember; similarly Anthroposophy is a cosmic memory that sets before us the whole world-process: Cosmosophy. It is impossible to think of these two things apart. Cosmosophy and Anthroposophy are one. Man is to be found in the cosmos and the cosmos in man. Consequently my “Occult Science” is still anthropomorphic when it describes the evolution through Saturn, Sun, Moon, Earth, etc., for it is at the same time the evolution of mankind. It gives the evolution of the cosmos and that of man. The further we penetrate into the mysteries of life, the more cosmos and man flow together, and the more evident it becomes that the separation between man and cosmos which exists in earthly life is only an illusion, for man belongs to the cosmos and the cosmos to man; man is to be found in the cosmos and the cosmos in man. |
201. Man: Hieroglyph of the Universe: Lecture IV
16 Apr 1920, Dornach Translated by George Adams, Mary Adams Rudolf Steiner |
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In the state in which we find ourselves between falling asleep and awaking, we experience in the environment which then surrounds us, events which only enter into our every-day consciousness as dreams. Here man steps across into the world which is marked in our sketch, and the dreams reveal through their very nature how Man steps across. Consider for a moment how nearly related are dreams to the process of respiration—the rhythm of breathing—how often you can trace this rhythm in its after-workings when you dream. Man steps across the border, as it were, of the world of consciousness, when he dips ever so slightly into this other world in which he is when he sleeps or when he dreams. There lies also the world of ‘Imaginations’. In ‘Imaginations’ it is for us a fully conscious world, we have conscious perception in that world, which we merely sip, as it were, in our dreams. |
201. Man: Hieroglyph of the Universe: Lecture IV
16 Apr 1920, Dornach Translated by George Adams, Mary Adams Rudolf Steiner |
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The fundamental nature and construction of the Universe cannot be conceived in its reality without continual reference to Man. Again and again we must try to find in the Universe outside, what exists in one way or another in Man. We will use these next three lectures for the purpose of obtaining, from just this point of view, a kind of plastically formed picture of the world, which can then lead on to the answer of the question: What is the relation between morality and natural law in Man? When we study Man (I am here only repeating things that have already been spoken and written of from various standpoints) we find him first of all organised into what we may call higher Man and lower Man; and then we have what forms the connection between the two—the rhythmic Man, equalising or balancing the other two parts. We have to observe first of all that a complete difference exists in the laws governing the upper and lower parts of man. We can realise this difference when we consider the fact that the ‘upper man’, who is regulated by the head, is in its origin the outcome of entirely different laws, belonging as it does to a different world from the world of the senses. That part of us which in our last incarnation was a result of forces of the sense world, namely the limb man, has become what it now is, the head man, through a metamorphosis which takes place between death and a new birth—not in relation, of course, to the outer form, but in regard to the forces of formation. What is now the limb man becomes entirely transformed in its forces—transmuted in its super-sensible constitution between death and a new birth, and appears in our new Earth-life incorporated out of the Universe into our constitution. On to this is suspended, as it were, the rest of man—formed out of the world of sense. This fact we can find already proved clearly from Embryology, if we would only think rationally about embryonic facts. And thereby we have in our head organisation a system of laws not belonging to this world at all, save only at its origin—that is, in so far as it was present in a previous incarnation. But all that which has caused the transformation of limb man to head man is active in an entirely different world—the world wherein we live, in the interval between death and a new birth. Here, then, another world penetrates the world of the senses. Another world is manifested in the head organism of Man. In a certain sense the external world is brought into correspondence with this other world, in that the head projects the principal sense-organs outwards. The world that is extended in space and that runs its course in time, is perceived by man through his senses; it penetrates into man through his senses, and so it too belongs in a certain sense to the head organism. In relation to our limb man on the other hand, we are in a state of sleep. I have often spoken of this sleep-state of man in relation to his Will nature, in relation to all that exists in the limb man. We do not know how we move our limbs, how the will causes the movement; we only examine the movement afterwards as an outer phenomenon through our senses. We are asleep in our limb organisation, in the same sense as we are asleep in the Universe between going to sleep and awaking. So here we have before us an entirely different world. We can say: we have a world which outwardly manifests all that speaks to our senses—all that we perceive through eyes, ears, etc. To this world we belong through that portion of ourselves which we have called the head man. Our connection with the world that lies behind this one is brought about by the limb man, but in it we are unconscious; we sleep into this world, whether we do so in the domain of our Will, or whether we sleep into the Universe between our going to sleep and our waking. These two worlds are actually so constituted that the one is turned towards us, and the other away from us, as it were; it lies behind the world of sense although we have our origin in it. Man felt in olden times—and the East still feels it—that a reconciliation between the two is possible. As you know, we in the West search for the reconciliation in a different way; but the Easterns, even today, a line (sketch) still attempt to find it in a relatively conscious way, although their methods are already antiquated for the present humanity. The act of eating is symbolised by a line (sketch), for when we take food, the process following takes place in the sphere of sleep (unconsciously). We are not aware of what is really happening when we eat an egg or a cabbage; it takes place in the unconscious like the happenings of sleep. The cabbage and the egg manifest their exterior to our sense-perception. But the eating really belongs to the completely different world. The reconciliation however, is to be found in our breathing. Although the latter is to a certain extent unconscious, it is not so in so great a degree as our eating. In spite of the fact that our breathing is not so conscious as our hearing and seeing, it is more conscious than the process of digestion for example; and while in the East today, the attempt to make the digestive process a conscious one has, as a rule, ceased (this used to be done in olden times), the breathing process is still in a certain sense brought up into consciousness. (The snake raises the process of digestion into consciousness, but the consciousness of the snake is of course not to be compared with human consciousness). There is a certain training of the breathing, where the inhaling and exhaling are regulated in such a way that the process is transformed into a sense-perception. Thus we find respiration inserted, as it were, between conscious sense-perception and the complete unconsciousness of assimilation and transmutation of physical matter. Man in fact dwells in three worlds; the one sensible to his consciousness, the other of which he remains entirely unconscious, and the third (breathing) acting as a connecting link or mediator between the two. Now it is a fact that the process of breathing is also a kind of assimilation; at all events, it is a material process, though taking place in a more rarefied manner; it is an intermediate state between actual transmutation of matter assimilation and the process of sense-perception, the completely conscious experience of the external world. In the state in which we find ourselves between falling asleep and awaking, we experience in the environment which then surrounds us, events which only enter into our every-day consciousness as dreams. Here man steps across into the world which is marked in our sketch, and the dreams reveal through their very nature how Man steps across. Consider for a moment how nearly related are dreams to the process of respiration—the rhythm of breathing—how often you can trace this rhythm in its after-workings when you dream. Man steps across the border, as it were, of the world of consciousness, when he dips ever so slightly into this other world in which he is when he sleeps or when he dreams. There lies also the world of ‘Imaginations’. In ‘Imaginations’ it is for us a fully conscious world, we have conscious perception in that world, which we merely sip, as it were, in our dreams. We shall now have to consider a correspondence that is found to exist, an absolute correspondence, in respect of Number. I have already often drawn your attention to this correspondence between Man and the world in which he evolves. I have pointed to the fact that Man, in his rhythm of breathing—18 per minute—manifests something that is in remarkable accord with other processes of the Universe. We make 18 respirations per minute, which gives when calculated for the day, 25,920 respirations. And we arrive at the same number when we calculate how many days are contained in a normal life term of 72 years. That also gives about 25,920 days; so that something may be said to exhale our astral body and Ego, on falling asleep and inhale them again upon waking—always in conformity with the same number rhythm. And again, when we consider how the Sun moves—whether apparently or really, does not matter—advancing a little each year in what we call the precession of the equinoxes, when we consider the number of years it takes the Sun to make this journey round the whole Zodiac, once more we get 25,920 years—the Platonic year. The fact is, this human life of ours, within the boundaries set by birth and death, is indeed fashioned, down to its most infinitesimal processes—as we have seen in the breathing—in accordance with the laws of the Universe. But in the correspondence we have observed up to now between the Macrocosm and Man the Microcosm, we have made our observations in a realm where the correspondence is obvious and evident. There are however, other very important correspondences. For example, consider the following. I want to lead you through Number to something else I have to bring before you. Take the 18 respirations per minute, making 1,080 per hour and in 24 hours 25,920 respirations; that is, we must multiply: 18 X 60 X 24 in order to arrive at 25,920. Taking this as the cycle of the precession of the equinoxes, and dividing it by 6o and again by 24, we would naturally get 18 years. And what do these 18 years really mean? Consider—these 25,920 respirations correspond to a human day of 24 hours; in other words, this 24 hour day is the day of the Microcosm. 18 respirations may serve as the unit of rhythm. And now take the complete circle described by the precession of the equinoxes, and call it, not a Platonic year, but a great Day of the Heavens, a Macrocosmic day. How long would one respiration on this scale have to occupy to correspond with the human respiration? Its duration would have to be 18 years—a respiration made by the Being corresponding to the Macrocosm. If we take the statements of modern astronomy—we need not interpret them here, we shall speak of their meaning later—we shall find that it is a matter of indifference whether we assume that the motion of the Sun is apparent, or the motion of the Earth; that does not concern us—but let us now take that which the Astronomer of today calls Nutation of the Earth's Axis. You are aware that the Earth's axis lies obliquely upon the Ecliptic, and that the Astronomers speak of an oscillation of the Earth's axis around this point and they call this ‘Nutation’. The axis completes one revolution around this point in just about 18 years (it is really 18 years, 7 months, but we need not consider the fraction, although it is quite possible to calculate this too with exactitude.) But with these 18 years something else is intimately connected. For it is not merely on the fact of ‘Nutation’—this ‘trembling’, this rotation of the Earth's axis in a double cone around the Earth's centre, and the period of 18 years for its completion—it is not only on this fact that we have to fix our minds, but we find that simultaneously with it another process takes place. The Moon appears each year in a different position because, like the Sun, she ascends and descends from the ecliptic, proceeding in a kind of oscillating motion again and again towards the Equator ecliptic. And every 18 years she appears once more in the same position she occupied 18 years before. You see there is a connection between this Nutation and the path of the Moon. Nutation in truth indicates nothing else than the Moon's path. It is the projection of the motion of the Moon. So that we can in actual reality observe the “breathing” of the Macrocosm. We only need notice the path of the Moon in 18 years or, in other words, the Nutation of the Earth's axis. The Earth dances, and she dances in such a manner as to describe a cone, a double cone, in 18 years, and this dancing is a reflection of the macrocosmic breathing. This takes place just as many times in the macrocosmic year as the 18 human respirations during the microcosmic day of 24 hours. So we really have one macrocosmic respiration per minute in this Nutation movement. In other words, we look into this breathing of the Macrocosm through this Nutation movement of the Moon, and we have before us what corresponds to respiration in man. And now, what is the purport of all this? The meaning of it is that as we pass from waking to sleep, or only from the wholly conscious to the dream state, we enter another world, and over against the ordinary laws of day, years, etc., and also the Platonic year, we find in this insertion of a Moon rhythm, something that has the same relationship in the Macrocosm, as breathing, the semiconscious process of respiration, has to our full consciousness. We have therefore not only to consider a world which is spread out before us, but another world which projects into, and permeates our own. Just as we have before us a second part of the human organism, when observing the breathing process, namely the rhythmic man, as opposed to the perceptive or head man, so we have in what appears as the yearly Moon motion, or rather the 18-year motion of the Moon, the identity between one year and one human respiration; we have this second world interpenetrating our own. There can therefore be no question of having only one world in our environment. We have that world that we can follow as the world of the senses; but then we have a world, whose foundations are laid within the laws of another, and which stands in exactly the same relationship to the world of the senses, as our breathing does to our consciousness; and this other world is revealed to us as soon as we interpret in the right way this Moon movement, this Nutation of the Earth's axis. These considerations should enable you to realise the impossibility of investigating in a one-sided way the laws manifesting in the world. The modern materialistic thinker is in quest of a single system of natural laws. In this he deludes himself; what he should say is rather as follows. “The world of the senses is certainly a world in which I find myself embedded and to which I belong; it is that world which is explained by natural science in terms of Cause and Effect. But another world interpenetrates this one, and is regulated by different laws. Each world is subject to its own system of laws.” As long as we are of the opinion that one kind of system of laws could suffice for our world, and that all hangs upon the thread of Cause and Effect, so long shall we remain victims of complete illusions. Only when we can perceive from facts such as the Moon's motion and nutation of the Earth's axis that another world extends into this one—only then are we upon the right path. And now, you see, these are the things in which the spiritual and material (so-called) touch each other, or let us say the psychical and material. He who can faithfully observe what is contained within his own self will find the following. These things must gradually be brought to the attention of humanity. There are many among you, who have already passed the 18 years and about 7 months period in age. That was an important period. Others will have passed twice that number of years—37 years and 2 months—again an important time. After that we have a third very momentous period 18 years and seven months later, at the age of 55 years and 9 months. Few can notice as yet, not having been trained to do so, the effects and important changes taking place within the individual soul at these times. The nights passed during these periods are the most important nights in the life of the individual. It is here where the Macrocosm completes its 18 respirations, completes one minute—and Man as it were, opens a window facing quite another world. But as I said, man cannot yet watch for these points in his life. Everyone, however, could try to let his mental eye look back over the years he has passed, and if he is over 55 years old to recognise three such important epochs; others two, and most of you at any rate one! In these epochs events take place, which rush up into this world of ours out of quite a different one. Our world opens at these moments to another world. If we wish to describe this happening more clearly, we can say that our world is at these times penetrated anew by astral streams; they flow in and out. Of course this really happens every year, but we are here concerned with the 18 years, as they correspond to the 18 respirations per minute. In short, our attention is drawn through the cosmic clock to the breathing of the Macrocosm, in which we are embedded. This correspondence with another world, which is manifested through the motion of the Moon, is exceptionally important. Because, you see, the world which at these times projects into our own, is the very world into which we pass during our sleep, when the Ego and the astral body leave our physical and etheric bodies. It must not be thought that the world composing our every-day environment is merely permeated in an abstract way by the astral world; rather should we say, it breathes in the astral world, and we can observe the astral in this breathing process through the Moon's motion or nutation. You will realise that we have here come to something of great significance. If you remember what I said recently, we may put it in the following way. We have, on the one hand, our world as it is generally observed; and we have in addition, the materialistic superstition that, for instance, if we gaze upwards, we see the Sun, a ball of gas, as it is described in books. This is nonsense. The Sun is not a ball of gas; but in that place where the Sun is, there is something less than empty space—a sucking, absorbing body, in fact, while all around it is that which exerts pressure. Consequently in that which comes to us from the Sun we have not to do with anything constituting a product of combustion in the Sun; but all that has been transmitted to the Sun from the Universe is rayed back. Where the Sun is, is emptier than empty space. This can be said of all parts of the Universe where we find Ether. For this reason it is so difficult for the physicist to speak of Ether, for he thinks that Ether is also matter, though more rarefied than ordinary matter. Materialism is still very busy with this perpetual ‘rarefying’, both the materialism of natural science as well as the materialism of Theosophy. It distinguishes first, dense matter; then etheric matter—more rarefied; then astral matter—still more rarefied; and then there is the ‘mental’ and I do not know what else—always more and more rarefied! The only difference (in this theory of rarefying) between the two forms of materialism is that the one recognises more degrees of rarefaction than the other. But in the transition from ponderable matter to Ether we have nothing to do with rarefaction. Anyone who believes that in Ether we have to do merely with a ‘rarefying’ process is like a man who says: ‘I have here a purse full of money; I repeatedly take from it and the money becomes less and less. I take away still more till at last none remains.’ Nothing is left—but yet he can go on! The ‘nothing’ can become less still; for if he gets into debt, his money becomes less than nothing. In the same way not only does matter become empty space, but it becomes negative, less than nothing—emptier than emptiness; it assumes a ‘sucking’ nature. Ether is sucking, absorbing. Matter presses. Ether absorbs. The Sun is an absorbing, sucking ball, and wherever Ether is present we have this absorbent force. Here we step over into the other side, the other aspect of three-dimensional space—we pass from pressure to suction. That which immediately surrounds us in this world, that of which we are constituted as physical man and ether man, is both pressing and sucking or absorbing. We are a combination of both; whereas the Sun possesses the power of suction only, being nothing but ether, nothing but suction. It is the undulating wave of pressure and suction, ponderable matter and ether, that forms in its alternation a living organisation. And the living organism continually breathes in the astral; the breathing expresses itself through the Moon's motion or nutation. And here we begin to divine a second member or principle of the world's construction; the one member—pressure and suction, physical and etheric; the other, the second—astral. The astral is neither physical nor etheric but is continually inhaled and exhaled; and the nutation demonstrates this process. Now a certain astronomical fact was observed even in the most ancient times. Many thousands of years before the Christian era, the Egyptians knew that after a period of 72 years the fixed stars in their apparent course gain one day on the Sun. It seems to us, does it not, that the fixed stars revolve and the Sun too revolves, but that the latter revolves more slowly, so that after 72 years the stars are appreciably ahead. This is the reason of the movement of the Vernal Point (the Spring Equinoctial point); namely, that the stars go faster. The Spring Equinox moves further and further away, the fixed star has altered its place in relation to the Sun. Briefly, the facts are that if we notice the path of a fixed star and notice the point where the Sun stands over it, we find that at the end of 72 years the star occupies the same position on the 30th December, while the Sun only reaches that point again on the 31st December. The Sun has lost a day. After a lapse of 25,920 years this loss is so great, that the Sun has described a complete revolution and once again is back upon the place we noted. We see therefore that in 72 years the Sun is one day behind the fixed stars. Now these 72 years are approximately the normal life period of Man, and they are composed of 25,920 days. Thus when we multiply 72 years by 360, and consider the human span of life as one day, we have the human life as one day of the Macrocosm. Man is breathed out, as it were, from the Macrocosm; his life is one day in the macrocosmic year. So that this revolution, this circle described by the precession of the Equinoxes, indicating the macrocosmic year, as already known to the Egyptians thousands of years ago (for they looked upon this period of 72 years as very important), this apparent revolution of the Vernal point is connected with the life and death of Man in the Universe—with the life and death, that is, of the Macrocosm. And the laws of the life and death of Man are something that we are compelled to follow. We have already found how nutation points to another world; as our sense-perception world points to one world, so nutation points to another, the breathing world. And now through what present-day astronomy calls ‘precession’, we have something we may again call a transition, a transition this time to a state of deep sleep, a transition to still another, a third world. We have thus three worlds, interpenetrating one another, inter-related; but we must not attempt simply to combine these worlds from the point of view of causality. Three worlds, a three-fold world, as Man is a three-fold being; one, the world of sense surrounding us, the world we perceive; a second world whose presence is indicated by the motions of the Moon; and a third which makes itself known to us by the motion of the equinoctial point, or we might say, by the path of the Sun. This third world indeed remains about as unknown to us as the world of our own Will is unknown to our ordinary consciousness. It is important therefore to search everywhere for correspondences between the human Microcosm and the Macrocosm. And when today the Oriental, if only in a decadent way, seeks to acquire breathing consciousness, as was done in the ancient Oriental wisdom, it is the manifestation of the desire to stray across into this other world which otherwise he could only recognise through what the Moon, so to speak, wills in our world. But in those times when there was still an ancient wisdom coming to man in a different way from that by which we have today to seek wisdom—in those times man also knew how to see this working of inner law in other connections and correspondences. In the Old Testament the Initiates, who were familiar with these matters, used always a certain image or picture—the picture, namely, of the relation between Moon-light and Sun-light. This we can find also in a certain sense in the Gospels, as I have recently shown you. We generally speak of the Moon-light being reflected Sunlight. I am speaking now in the sense of physics, and I shall have to show later on that these expressions are really very inaccurate. The Moon-light represented in the Old Testament the Jahve or Jehovah power. This power was conceived as a reflected power, and the Initiates—though not of course the orthodox Rabbis of the Old Testament—knew: The Messiah, the Christ will come, and He will be the direct Sun-light. Jahve is only His advance reflection. Jahve is the Sun-light, but not the direct Sun-light. Of course, here we are speaking not of physical sunlight, but of the spiritual reality. Christ entered into human evolution, He who had been present previously only in reflection, in an indirect way in the form of Jehovah. And there arose the necessity to think of the Christ, who lived in Jesus, as the result of a different set of laws from those appertaining to ordinary natural science. But if we do not admit this other set of laws, if we believe that the world exists only as the result of cause and effect, then there is no place for That which is the Christ. His place must be prepared for Him by our recognition of three interpenetrating worlds. Then there is created the possibility of being able to say: It may be that in this world of sense everything is related through the law of cause and effect as maintained by natural science, but another world permeates this one, and to this other world belongs everything that has happened in the world that has connection with the Mystery of Golgotha. In our times, when the desire for an understanding of these matters is becoming more and more manifest, it is important to realise that this understanding must be sought through the recognition of these three interpenetrating worlds, which exist simultaneously and are entirely different one from another. This means that we must seek not for one system of laws only, but for three; and we must seek for them within Man himself. If you consider well what I have just said, you will see that it will not do to adopt the methods of the Copernican system, and simply draw ellipses intended to show the path of Saturn, Jupiter, Mars, Earth, Venus and Mercury and lastly of the Sun. That is not what is wanted at all. What is wanted is rather to look at the laws that are active in the worlds that are physically perceptible and see how these laws are cut across by an altogether different set of laws; and that especially the present Moon, in her motion, presents something that is in no way causally connected with the rest of the Stellar System, such as would be the case were the Moon a member of that System, like the other planets. The Moon however is to be referred to quite another world, which is, as it were, inserted into ours, and which indicates the breathing process of our Universe, as the Sun indicates the interpenetration of our Universe by the Ether. Before one engages in Astronomy, one must educate oneself in a qualitative sense concerning that which moves in space, concerning the things that are interdependent in space. For one must be quite clear that Sun matter and any other matter—Earth matter for instance—can under no circumstances be brought into a simple relationship; because the matter of the Sun is, in comparison with the matter of the Earth, something absorbing and sucking, while the latter exerts pressure. The motions which express themselves in nutation are motions proceeding from the astral world, and not from anything that can be found in Newton's principles. It is just this Newtonism that has driven us so far into materialism, because it seizes on the uttermost abstractions. It speaks of a force of gravitation. The Sun, it says, attracts the Earth, or the Earth attracts the Moon; a force of attraction exists between these bodies, like some invisible cable. But if really nothing but this force of attraction existed, there would be no cause for the Moon to revolve round the Earth, or the Earth round the Sun; the Moon would simply fall on to the Earth. This would indeed have happened ages ago, if gravitation alone were acting; or the Earth would have fallen into the Sun. It is therefore quite impossible for us to look to gravitation alone for the means of explaining the imagined or actual motions of celestial bodies. So what do they do? Let us see! Here we have a Planet imbued with a constant desire to fall into the Sun—supposing we were to have the law of gravitation alone. But now we will suppose that this planet has at some time or other been given another force, a tangential force. This impetus acts with such and such a power, and the force of gravitation acts at the same time with such and such a power, so that eventually the planet does not fall into the Sun, but has to move along a line resulting from both forces. You see that Newton's theory finds it necessary to assume some kind of original impetus, some kind of first push in the case of each planet, of each moving celestial body. There must always be some extra-mundane God somewhere, who gives this impetus, who imparts this tangential force. This is always presupposed; and remember, this assumption was made at a time when we had lost all idea of bringing the material and the spiritual into any kind of connection, when we were incapable of conceiving of anything but a perfectly external ‘push’. Here we have an instance of the inability of materialism to understand matter. I have repeatedly drawn your attention to this of late. It follows, that therefore materialism is also unable to understand the motions of matter, and is compelled to give quite an anthropomorphic explanation of them, picturing God as a being with wholly human attributes, who simply gives the Moon a push and the Earth a push. The Earth and Moon then ‘attract’ each other—and behold, from these two forces, the push and the attraction, we have their movements in the heavens. It is from ideas of this kind that the Solar system is constructed today. But to get a real understanding of the Universe it is absolutely necessary to look for the connection between that which lives in Man, and that which lives in the Macrocosm. For Man is an actual Microcosm in the Macrocosm. Of this we will speak further tomorrow. |
202. The Bridge Between Universal Spirituality and the Physical Constitution of Man: Moral as the Source of World-Creative Power
18 Dec 1920, Dornach Translator Unknown Rudolf Steiner |
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But in regard to consciousness too, we know from ordinary life that in addition to the waking consciousness, there is dream-consciousness, and we heard yesterday that dreams are essentially pictures or symbols of inner organic processes. Something is going on within us all the time, and in our dreams it comes to expression in pictures. I said that we may dream of coiling snakes when we have some intestinal disorder, or we may dream of an excessively hot stove and wake up with palpitations of the heart. The overheated stove symbolized irregular beating of the heart, the snakes symbolized the intestines, and so forth. Dreams point us to our organism; the consciousness of dreamless sleep is, as it were, an experience of nullity, of the void. |
202. The Bridge Between Universal Spirituality and the Physical Constitution of Man: Moral as the Source of World-Creative Power
18 Dec 1920, Dornach Translator Unknown Rudolf Steiner |
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I tried yesterday to give certain indications about the constitution of man, and at the end it was possible to show that a really penetrating study of human nature is able to build a bridge between man's external constitution and what it unfolds, through self-consciousness, in his inner life. As a rule no such bridge is built, or only very inadequately built, particularly in the science current today. It became clear to us that in order to build this bridge we must know how man's constitution is to be regarded. We saw that the solid or solid fluid organism—which is the sole object of study today and is alone recognized by modern science as organic in the real sense—we saw that this must be regarded as only one of the organisms in the human constitution; that the existence of a fluid organism, an aeriform organism, and a warmth-organism must also be recognized. This makes it possible for us also to perceive how those members of man's nature which we are accustomed to regard as such, penetrate into this delicately organized constitution. Naturally, up to the warmth-organism itself, everything is to be conceived as physical body. But it is paramountly the etheric body that takes hold of the fluid body, of everything that is fluid in the human organism; in everything aeriform, the astral body is paramountly active, and in the warmth-organism, the Ego. By recognizing this we can as it were remain in the physical but at the same time reach up to the spiritual. We also studied consciousness at its different levels. As I said yesterday, it is usual to take account only of the consciousness known to us in waking life from the moment of waking to the moment of falling asleep. We perceive the objects around us, reason about these perceptions with our intellect; we also have feelings in connection with these perceptions, and we have our will-impulses. But we experience this whole nexus of consciousness as something which, in its qualities, differs completely from the physical which alone is taken account of by ordinary science. It is not possible, without further ado, to build a bridge from these imponderable, incorporeal experiences in the domain of consciousness to the other objects of perception studied in physiology or physical anatomy. But in regard to consciousness too, we know from ordinary life that in addition to the waking consciousness, there is dream-consciousness, and we heard yesterday that dreams are essentially pictures or symbols of inner organic processes. Something is going on within us all the time, and in our dreams it comes to expression in pictures. I said that we may dream of coiling snakes when we have some intestinal disorder, or we may dream of an excessively hot stove and wake up with palpitations of the heart. The overheated stove symbolized irregular beating of the heart, the snakes symbolized the intestines, and so forth. Dreams point us to our organism; the consciousness of dreamless sleep is, as it were, an experience of nullity, of the void. But I explained that this experience of the void is necessary in order that man shall feel himself connected with his bodily nature. As an Ego he would feel no connection with his body if he did not leave it during sleep and seek for it again on waking. It is through the deprivation undergone between falling asleep and waking that he is able to feel himself united with the body. So from the ordinary consciousness which has really nothing to do with our own essential being beyond the fact that it enables us to have perceptions and ideas, we are led to the dream-consciousness which has to do with actual bodily processes. We are therefore led to the body. And we are led to the body even more strongly when we pass into the consciousness of dreamless sleep. Thus we can say: On the one hand our conception of the life of soul is such that it leads us to the body. And our conception of the bodily constitution, comprising as it does the fluid organism, the aeriform organism, the warmth-organism and thus becoming by degrees more rarefied, leads us to the realm of soul. It is absolutely necessary to take these things into consideration if we are to reach a view of the world that can really satisfy us. The great question with which we have been concerning ourselves for weeks, the cardinal question in man's conception of the world, is this: How is the moral world-order connected with the physical world-order? As has been said so often, the prevailing world-view—which relies entirely upon natural science for knowledge of the outer physical world and can only resort to earlier religious beliefs when it is a matter of any comprehensive understanding of the life of soul, for in modern psychology there really is no longer any such understanding—this world-view is unable to build a bridge. There, on the one side, is the physical world. According to the modern world view, this is a conglomeration from a primeval nebula, and everything will eventually become a kind of slag-heap in the universe. This is the picture of the evolutionary process presented to us by the science of today, and it is the one and only picture in which a really honest modern scientist can find reality. Within this picture a moral world-order has no place. It is there on its own. Man receives the moral impulses into himself as impulses of soul. But if the assertions of natural science are true, everything that is astir with life, and finally man himself came out of the primeval nebula and the moral ideals well up in him. And when, as is alleged, the world becomes a slag-heap, this will also be the graveyard of all moral ideals. They will have vanished.—No bridge can possibly be built, and what is worse, modern science cannot, without being inconsistent, admit the existence of morality in the world-order. Only if modern science is inconsistent can it accept the moral world-order as valid. It cannot do so if it is consistent. The root of all this is that the only kind of anatomy in existence is concerned exclusively with the solid organism, and no account is taken of the fact that man also has within him a fluid organism, an aeriform organism, and a warmth-organism. If you picture to yourselves that as well as the solid organism with its configuration into bones, muscles, nerve-fibres and so forth, you also have a fluid organism and an aeriform organism—though these are of course fluctuating and inwardly mobile—and a warmth-organism, if you picture this you will more easily understand what I shall now have to say on the basis of spiritual-scientific observation. Think of a person whose soul is fired with enthusiasm for a high moral ideal, for the ideal of generosity, of freedom, of goodness, of love, or whatever it may be. He may also feel enthusiasm for examples of the practical expression of these ideals. But nobody can conceive that the enthusiasm which fires the soul penetrates into the bones and muscles as described by modern physiology or anatomy. If you really take counsel with yourself, however, you will find it quite possible to conceive that when one has enthusiasm for a high moral ideal, this enthusiasm has an effect upon the warmth organism.—There, you see, we have come from the realm of soul into the physical! Taking this as an example, we may say: Moral ideals come to expression in an enhancement of warmth in the warmth-organism. Not only is man warmed in soul through what he experiences in the way of moral ideals, but he becomes organically warmer as well—though this is not so easy to prove with physical instruments. Moral ideals, then, have a stimulating, invigorating effect upon the warmth-organism. You must think of this as a real and concrete happening: enthusiasm for a moral ideal—stimulation of the warmth-organism. There is more vigorous activity in the warmth-organism when the soul is fired by a moral ideal. Neither does this remain without effect upon the rest of one's constitution. As well as the warmth-organism he also has the air-organism. He inhales and exhales the air; but during the inbreathing and outbreathing process the air is within him. It is of course inwardly in movement, in fluctuation, but equally with the warmth-organism it is an actual air-organism in man. Warmth, quickened by a moral ideal, works in turn upon the air-organism, because warmth pervades the whole human organism, pervades every part of it. The effect upon the air-organism is not that of warming only, for when the warmth, stimulated by the warmth-organism, works upon the air-organism, it imparts to it something that I can only call a source of light. Sources of light, as it were, are imparted to the air-organism, so that moral ideals which have a stimulating effect upon the warmth-organism produce sources of light in the air-organism. To external perception and for ordinary consciousness these sources of light are not in themselves luminous, but they manifest in man's astral body. To begin with, they are curbed—if I may use this expression—through the air that is within man. They are, so to speak, still dark light, in the sense that the seed of a plant is not yet the developed plant. Nevertheless man has a source of light within him through the fact that he can be fired with enthusiasm for moral ideals, for moral impulses. We also have within us the fluid organism. Warmth, stimulated in the warmth organism by moral ideals, produces in the air-organism what may be called a source of light which remains, to begin with, curbed and hidden. Within the fluid organism—because everything in the human constitution interpenetrates—a process takes place which I said yesterday actually underlies the outer tone conveyed in the air. I said that the air is only the body of the tone, and anyone who regards the essential reality of tone as a matter of vibrations of the air, speaks of tones just as he would speak of a man as having nothing except the outwardly visible physical body. The air with its vibrating waves is nothing but the outer body of the tone. In the human being this tone, this spiritual tone, is not produced in the air-organism through the moral ideal, but in the fluid organism. The sources of tone, therefore, arise in the fluid organism. We regard the solid organism as the densest of all, as the one that supports and bears all the others. Within it, too, something is produced as in the case of the other organisms. In the solid organism there is produced what we call a seed of life—but it is an etheric, not a physical seed of life such as issues from the female organism at a birth. This etheric seed which lies in the deepest levels of subconsciousness is actually the primal source of tone and, in a certain sense, even the source of light. This is entirely hidden from ordinary consciousness, but it is there within the human being. Think of all the experiences in your life that came from aspiration for moral ideas—be it that they attracted you merely as ideas, or that you saw them coming to expression in others, or that you felt inwardly satisfied by having put such impulses into practice, by letting your deeds be fired by moral ideals ... all this goes down into the air-organism as a source of light, into the fluid organism as a source of tone, into the solid organism as a source of life. These processes are withdrawn from the field of man's consciousness but they operate within him nevertheless. They become free when he lays aside his physical body at death. What is thus produced in us through moral ideals, or through the loftiest and purest ideas, does not bear immediate fruit. For during the life between birth and death, moral ideas as such become fruitful only in so far as we remain in the life of ideas, and in so far as we feel a certain satisfaction in moral deeds performed. But this is merely a matter of remembrance, and has nothing to do with what actually penetrates down into the different organisms as the result of enthusiasm for moral ideals. So we see that our whole constitution, beginning with the warmth-organism, is, in very fact, permeated by moral ideals. And when at death the etheric body, the astral body, and the Ego emerge from the physical body, these higher members of our human nature are filled with all the impressions we have had. Our Ego was living in the warmth-organism when it was quickened by moral ideas. We were living in our air-organism, into which were implanted sources of light which now, after death, go forth into the cosmos together with us. In our fluid organism, tone was kindled which now becomes part of the Music of the Spheres, resounding from us into the cosmos. And we bring life with us when we pass out into the cosmos through the portal of death. You will now begin to have an inkling of what the life that pervades the universe really is. Where are the sources of life? They lie in that which quickens those moral ideals which fire man with enthusiasm. We come to the point of saying to ourselves that if today we allow ourselves to be inspired by moral ideals, these will carry forth life, tone and light into the universe and will become world-creative. We carry out into the universe world-creative power, and the source of this power is the moral element. So when we study the whole man we find a bridge between moral ideals and what works as life-giving force in the physical world, even in the chemical sense. For tone works in the chemical sense by assembling substances and dispersing them again. Light in the world has its source in the moral stimuli, in the warmth-organisms of men. Thus we look into the future—new worlds take shape. And as in the case of the plant we must go back to the seed, so in the case of these future worlds that will come into being, we must go back to the seeds which lie in us as moral ideals. And now think of theoretical ideas in contrast to moral ideals. In the case of theoretical ideas everything is different, no matter how significant these ideas may be, for theoretical ideas produce the very opposite effect to that of stimulus. They cool down the warmth-organism—that is the difference. Moral ideas, or ideas of a moral-religious character, which fire us with enthusiasm and become impulses for deeds, work as world-creative powers. Theoretical ideas and speculation's have a cooling, subduing effect upon the warmth-organism. Because this is so, they also have a paralyzing effect upon the air-organism and upon the source of light within it; they have a deadening effect upon tone, and an extinguishing effect upon life. In our theoretical ideas the creations of the pre-existing world come to their end. When we formulate theoretical ideas a universe dies in them. Thus do we bear within us the death of a universe and the dawn of a universe. Here we come to the point where he who is initiated into the secrets of the universe cannot speak, as so many speak today, of the conservation of energy or the conservation of matter. [e.Ed: The law propounded by Julius Robert Mayer (1814-1878)]. It is simply not true that matter is conserved forever. Matter dies to the point of nullity, to a zero-point. In our own organism, energy dies to the point of nullity through the fact that we formulate theoretical thoughts. But if we did not do so, if the universe did not continually die in us, we should not be man in the true sense. Because the universe dies in us, we are endowed with self-consciousness and are able to think about the universe. But these thoughts are the corpse of the universe. We become conscious of the universe as a corpse only, and it is this that makes us Man. A past world dies within us, down to its very matter and energy. It is only because a new universe at once begins to dawn that we do not notice this dying of matter and its immediate rebirth. Through man's theoretical thinking, matter—substantiality—is brought to its end; through his moral thinking, matter and cosmic energy are imbued with new life. Thus what goes on inside the boundary of the human skin is connected with the dying and birth of worlds. This is how the moral order and the natural order are connected. The natural world dies away in man; in the realm of the moral a new natural world comes to birth. Moral Ideals:
Theoretical thoughts:
Because of unwillingness to consider these things, the ideas of the imperishability of matter and energy were invented. If energy were imperishable and matter were imperishable there would be no moral world-order. But today it is desired to keep this truth concealed and modern thought has every reason to do so, because otherwise it would have to eliminate the moral world-order—which in actual fact it does by speaking of the law of the conservation of matter and energy. If matter is conserved, or energy is conserved, the moral world order is nothing but an illusion, a mirage. We can understand the course of the world's development only if we grasp how out of this ‘illusory’ moral world-order—for so it is when it is grasped in thoughts—new worlds come into being. Nothing of this can be grasped if we study only the solid component of man's constitution. To understand it we must pass from the solid organism through the fluid and aeriform organisms to the warmth-organism. Man's connection with the universe can be understood only if the physical is traced upwards to that rarefied state wherein the soul can be directly active in the rarefied physical element, as for example in warmth. Then it is possible to find the connection between body and soul. However many treatises on psychology may be written—if they are based upon what is studied today in anatomy and physiology it will not be possible to find any transition to the life of soul from this solid, or solid-fluid bodily constitution. The life of soul will not be revealed as such. But if the bodily substance is traced back to warmth, a bridge can be built from what exists in the body as warmth to what works from out of the soul into the warmth in the human organism. There is warmth both without and within the human organism. As we have heard, in man's constitution warmth is an organism; the soul, the soul-and-spirit, takes hold of this warmth-organism and by way of the warmth all that becomes active which we inwardly experience as the moral. By the ‘moral’ I do not of course mean what philistines mean by it, but I mean the moral in its totality, that is to say, all those impulses that come to us, for example when we contemplate the majesty of the universe, when we say to ourselves: We are born out of the cosmos and we are responsible for what goes on in the world.—I mean the impulses that come to us when the knowledge yielded by Spiritual Science inspires us to work for the sake of the future. When we regard Spiritual Science itself as a source of the moral, this, more than anything else, can fill us with enthusiasm for the moral, and this enthusiasm, born of spiritual-scientific knowledge, becomes in itself a source of morality in the higher sense. But what is generally called ‘moral’ represents no more than a subordinate sphere of the moral in the universal sense.—All the ideas we evolve about the external world, about Nature in her finished array, are theoretical ideas. No matter with what exactitude we envisage a machine in terms of mathematics and the principles of mechanics, or the universe in the sense of the Copernican system—this is nothing but theoretical thinking, and the ideas thus formulated constitute a force of death within us; a corpse of the universe is within us in the form of thoughts, of ideas. These matters create deeper and deeper insight into the universe in its totality. There are not two orders, a natural order and a moral order in juxtaposition, but the two are one. This is a truth that must be realized by the man of today. Otherwise he must ever and again be asking himself: How can my moral impulses take effect in a world in which a natural order alone prevails?—This indeed was the terrible problem that weighed upon men in the nineteenth century and early twentieth century: How is it possible to conceive of any transition from the natural world into the moral world, from the moral world into the natural world?—The fact is that nothing can help to solve this perplexing, fateful problem except spiritual-scientific insight into Nature on the one side and Spirit on the other. With the premises yielded by this knowledge we shall also be able to get to the root of something that is presented as a branch of science today and has already penetrated into the general consciousness of men. Our world-view today is based upon Copernicanism. Until the year 1827 the Copernican conception of the universe which was elaborated by Kepler and then diluted into theory by Newton, was tabooed by the Roman Catholic Church. No orthodox Catholic was allowed to believe it. Since that year the prohibition has been lifted and the Copernican view of the universe has taken root so strongly in the general consciousness that anyone who does not base his own world-view upon it is regarded as a fool. What is this Copernican picture of the universe?—It is in reality a picture built up purely on the basis of mathematical principles, mathematical-mechanical principles. The rudiments of it began, very gradually, to be unfolded in Greece, [e.Ed: Particularly by Aristarchos of Samos, the Greek astronomer, circa 250 B.C.] where, however, echoes of earlier thought—for example in the Ptolemaic view of the universe—still persisted. And in course of time this developed into the Copernican system that is taught nowadays to every child. We can look back from this world-conception to ancient times when man's picture of the universe was very different. All that has remained of it are those traditions which in the form in which they exist today—in astrology and the like—are sheer dilettantism. That is what has remained of ancient astronomy, and it has also remained, ossified and paralyzed, in the symbols of certain secret societies, Masonic societies and the like. There is usually complete ignorance of the fact that these things are relics of an ancient astronomy. This ancient astronomy was quite different from that of today, for it was based, not upon mathematical principles but upon ancient clairvoyant vision. Entirely false ideas prevail today of how an earlier humanity acquired its astronomical-astrological knowledge. This was acquired through an instinctive-clairvoyant vision of the universe. The earliest Post-Atlantean peoples saw the heavenly bodies as spirit forms, spirit entities, whereas we today regard them merely as physical structures. When the ancient peoples spoke of the celestial bodies, of the planets or of the fixed stars, they were speaking of spiritual beings. Today, the sun is pictured as a globe of burning gas which radiates light into the universe. But for the men of ancient times the sun was a living Being and they regarded the sun, which their eyes beheld, simply as the outward manifestation of this Spirit Being at the place where the sun stands in the universe; and it was the same in regard to the other heavenly bodies—they were seen as Spirit Beings. We must think of an age which came to an end long before the time of the Mystery of Golgotha, when the sun out yonder in the universe and everything in the stars was conceived of as living spirit reality, living Being. Then came an intermediary period when people no longer had this vision, when they regarded the planets, at any rate, as physical, but still thought of them as pervaded by living souls. In times when it was no longer known how the physical passes over by stages into what is of the soul, how what is of the soul passes over by stages into the physical, how in reality the two are united, men postulated physical existence on the one side and soul existence on the other. They thought of the correspondences between these two realms just as most psychologists today—if they admit the existence of a soul at all—still think, namely that the soul and the physical nature of the man are identical. This, of course, leads thought to absurdity; or there is the so-called ‘psycho-physical parallelism,’ which again is nothing else than a stupid way of formulating something that is not understood. Then came the age when the heavenly bodies were regarded as physical structures, circling or stationary, attracting or repelling one another in accordance with mathematical laws. To be sure, in every epoch there existed a knowledge—in earlier times a more instinctive knowledge—of how things are in reality. But in the present age this instinctive knowledge no longer suffices; what in earlier times was known instinctively must now be acquired by conscious effort. And if we enquire how those who were able to view the universe in its totality—that is to say, in its physical, psychical and spiritual aspects—if we enquire how these men pictured the sun, we must say: They pictured it first and foremost as a Spirit-Being. Those who were initiated conceived of this Spirit-Being as the source of the moral. In my Philosophy of Spiritual Activity I have said that ‘moral intuitions’ are drawn from this source—but drawn from it in the earthly world, for the moral intuitions shine forth from man, from what can live in him as enthusiasm for the moral. Think of how greatly our responsibility is increased when we realize: If here on the earth there were no soul capable of being with enthusiasm for true and genuine morality, for the spiritual moral order in general, nothing could be contributed towards the progress of our world, towards a new creation; our world would be led towards its death. This force of light that is on the earth (Diagram VII) rays out into the universe. This is, to begin with, imperceptible to ordinary vision; we do not perceive how human moral impulses in man ray out from the earth into the universe. If a grievous age were to dawn over the earth, an age when millions and millions of men would perish through lack of spirituality—spirituality conceived of here as including the moral, which indeed it does—if there were only a dozen men filled with moral enthusiasm, the earth would still ray out a spiritual, sun-like force! This force rays out only to a certain distance. At this point it mirrors itself, as it were, in itself, so that here (Diagram VIII) there arises the reflection of what radiates from man. And in every epoch the initiates regarded this reflection as the sun. For as I have so often said, there is nothing physical here. Where ordinary astronomy speaks of the existence of an incandescent globe of gas, there is merely the reflection of a spiritual reality in physical appearance. ![]() ![]() You see, therefore, how great is the distance separating the Copernican view of the world, and even the old astrology, from what was the inmost secret of Initiation. The best illustration of these things is provided by the fact that in an epoch when great power was vested in the hands of groups of men, who, as they declared, considered that such truths were dangerous for the masses and did not wish them to be communicated, one who was an idealist—the Emperor Julian (called for this reason ‘the Apostate’)—wanted to impart these truths to the world and was then brought to his death by cunning means. There are reasons which induce certain occult societies to withhold vital secrets of world-existence, because by so doing they are able to wield a certain power. If in the days of the Emperor Julian certain occult societies guarded their secrets so strictly that they acquiesced in his murder, it need not surprise us if those who are the custodians of certain secrets today do not reveal them but want to withhold them from the masses in order to enhance their power—it need not surprise us if such people hate to realize that at least the beginnings of such secrets are being unveiled. And now you will understand some of the deeper reasons for the bitter hatred that is leveled against Spiritual Science, against what Spiritual Science feels it a duty to bring to mankind at the present time. But we are living in an age when either earthly civilization will be doomed to perish, or certain secrets will be restored to mankind—truths which hitherto have in a certain way been guarded as secrets, which were once revealed to people through instinctive clairvoyance but must now be reacquired by fully conscious vision, not only of the physical but also of the spiritual that is within the physical. What was the real aim of Julian the Apostate?—He wished to make clear to the people: ‘You are becoming more and more accustomed to look only at the physical sun; but there is a spiritual Sun of which the physical sun is only the mirror-image!’ In his own way he wished to communicate the Christ-Secret to the world. But in our age it is desired that the connection of Christ, the spiritual Sun, with the physical sun, shall be kept hidden. That is why certain authorities rage most violently of all when we speak of the Christ Mystery in connection with the Sun Mystery. All kinds of calumnies are then spread abroad.—But Spiritual Science is assuredly a matter of importance in the present age, and those alone who regard it as such view it with the earnestness that is its due. |
205. Humanity, World Soul and World Spirit I: Ninth Lecture
09 Jul 1921, Dornach Rudolf Steiner |
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Let us become aware of where the will is striking into: It is precisely the chaotic swirling of dream images and also of those dream textures that we have as undercurrents of our ordinary consciousness. So that we can say: While we sleep, this web of thoughts is released from the organic mechanism within us, completely drowned out by the web of thoughts interwoven with logic in the waking state, from waking to falling asleep. It is this chaotic jumble of dream images and dream ideas that the will strikes, which we bring into our organism from the cosmos when we wake up. |
So the will strikes into it, and it forms memory out of this chaotic web of dreams. In memory, you still notice little of the will. Most people will not want to see the will at all in memory. |
205. Humanity, World Soul and World Spirit I: Ninth Lecture
09 Jul 1921, Dornach Rudolf Steiner |
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The task that has been set here in these reflections over the past few weeks has been to place the human being in the universe in an understanding way. Yesterday I tried to indicate how, on the one hand, the human being is part of the cosmic world of thought, from which he is also formed in terms of his entire organization, so that, on the one hand, by looking at that which is not grasped by ordinary consciousness in his sensory perception, his ordinary experience of himself, the human being in relation to this organization of his, he must think of himself as belonging to the cosmos and only in relation to the ordinary life of thinking, which, as I have shown, is situated between, on the one hand, cosmic thinking and, on the other hand, thinking that can be perceived as an undercurrent of ordinary consciousness, must he think of himself as belonging to himself in the sense of his own self. The latter would now also belong to what man, as it were, has to regard as belonging to his own self. Yesterday we tried to throw some light on man in so far as he has a thought experience or is placed in the world of thought. The more one rises to this view, the more one will learn to place the human being in all world-becoming, in all that makes him appear as a piece of cosmic becoming. And when we become so attentive to that part of the human being that is composed of the ordinary life of thought and of the undercurrent that I characterized yesterday, then we will also understand how the human being, through the possession of this part that has been so to speak set apart from the cosmos, is a free, self-reliant entity. This consideration of the human being can be taken even further, and today we want to try to place the human being in the context of the other kingdoms of nature. I need only point out that I have said many times how wrong it is to consider the relationship of the human being to the animal kingdom, for example, merely in terms of today's anatomy and physiology. Of course, if we first consider the human being in terms of his overall form, and how this overall form is composed of the individual organs, then we will notice that the human being has roughly the same number of bones, muscles and so on as the higher animals, and that these organs or organ systems have been transformed, metamorphosed. We will be able to include the human being in the animal series. But something quite different arises – and I have often discussed this – when one considers what places the human being in a very special way in the cosmos. It must be noted that the column of the animal's back, the backbone, lies essentially horizontally, parallel to the earth's surface; the human backbone stands upright on the earth's surface. If one does not believe that everything is based on the coarse material, but if one comes to the view that what exists is based in its essence on the whole being placed in a coherent world system, then one will attach a corresponding importance to this special position of the human backbone. As a result, the human head is placed in a completely different position to the entire organization. And if one has only once risen to the view: The cosmos is interwoven and interwoven by thoughts - then, insofar as the cosmos is to be regarded as spatial, one will see in the currents of thought that go through the cosmos, an essential and one will be able to see that it makes a difference whether the current that runs along the spine in humans is aligned with the radial direction of the earth or whether, as in animals, it runs parallel to the surface of the earth. This being placed of the human being in a certain way in the cosmos must then be looked at with regard to the overall organization, and thus also for the individual organs. Each organ and each organ system is located differently in relation to the cosmos in humans than in animals. This is not affected by the fact that someone might say that the human backbone is horizontal when sleeping. It does not depend on the individual position, but on how the whole growth is assessed, how an organ system is integrated into the whole organism. And if we bear in mind that we have the animal backbone parallel to the earth's surface and the human backbone perpendicular to it, then we shall be able to appreciate in the right way other processes that can be observed in man. And here I would first like to draw your attention to a different system of the soul than the one we looked at yesterday. Yesterday we looked at the thought system; today we want to look at the will system. We can also look at this will system by becoming aware that the human being's life rhythmically breaks down into the states of sleeping and waking. During waking hours, the human being is completely devoted to his physicality; during sleep, the I and the astral body are outside of physicality, both the physical and the etheric physicality. When we wake up in the morning, I told you yesterday, we bring with us at most a faint memory from the thoughts of the universe. So that we can become aware: In the whole time from falling asleep to waking up, we were immersed in a surging sea of cosmic thoughts. But what we bring with us when we wake up and what then determines us throughout the day while we are awake is the will, that is, emerging from this nocturnal, or let us say, during our sleep, our element-forming thought-sea of the cosmos. We emerge with the will, which, as I have characterized it, introduces logic into our inner soul life. We may still notice, when we wake up, in the dreams that crowd in, what our soul life would be like if this will, which we bring with us when we wake up, did not penetrate it logically. In a sense, then, this will strikes into what is surging and swirling in the human organism. Let us take a very close look at this impact of the will. Let us become aware of where the will is striking into: It is precisely the chaotic swirling of dream images and also of those dream textures that we have as undercurrents of our ordinary consciousness. So that we can say: While we sleep, this web of thoughts is released from the organic mechanism within us, completely drowned out by the web of thoughts interwoven with logic in the waking state, from waking to falling asleep. It is this chaotic jumble of dream images and dream ideas that the will strikes, which we bring into our organism from the cosmos when we wake up. Let us see what this will initially brings with it. This will that strikes in initially has the effect that thoughts do not arise as they are in this dreamy chaos. We would get off badly in life if thoughts arose as they do in this dreamy chaos. What must thoughts be like when they arise in normal mental life? They must somehow be connected with our life. They must be able to remember in some way. That is, in a sense, the first thing that the will, which has made an impact, does with our thoughts. It organizes them in such a way that we carry the right memory image within us. We can therefore say: we have, as it were, the chaotic web of thoughts swirling up out of our organism (see drawing, red). It is something that is particularly strong in dreamy natures, who are often not satisfied with indulging in the normal memories of life, who take pleasure and delight when thoughts come together and separate again after allusions and similarities. Dreamy natures are overwhelmed by this chaotic web of thoughts. But even a person who is well aware of himself will always notice, if he lets himself go just a little during waking life, I would say, that this confusion of thoughts is present in the main, underlying current. The will, which strikes there when one wakes up, it strikes this web of thoughts. Where does it come from? ![]() Now, in bed lay the physical body (blue) and the etheric body (yellow). What I have drawn schematically on the board here is basically what we leave in bed when we fall asleep and what we encounter again in the morning. We allow our will to be woven into it. I will characterize this will that is woven into it through these lines here (see drawing, arrows from above). So the first thing that the will has to do is to reshape this chaotic web of thoughts into our normal memory. We can therefore say that, initially, this will that is woven into it shapes the web of thoughts into normal memory. One might say: the etheric body, the physical body, that is what we encounter in the morning, is still very powerful in our memory. These thoughts are reflected back to us. But it is the will that strikes and really has something to do by striking. You can see that. Just try to remember how, when you wake up in the morning, everything swirls up like currents from the soul like an event you experienced at the age of five, at the age of seven, again at the age of six year, again in the fifteenth year, in the sixty-fifth year for all I care, then in the twenty-first, seventeenth year, again in the eighth year, how it all swirls and tumbles in a colorful mess. The will has to strike into this. Then, in a sense, it organizes it all again so that it is a proper memory, so that an event that took place in the ninth year does not get mixed up with what happened in the eighth year and the like. So the will strikes into it, and it forms memory out of this chaotic web of dreams. In memory, you still notice little of the will. Most people will not want to see the will at all in memory. But it is there, it is just that the impact of the will, in so far as it forms memory, is much more unconscious. The second is something that a person can already recognize as their will. This is what this will, which we bring with us when we wake up, makes out of this surge of thoughts: this is the imagination, this is the fantasy (see drawing). That is the second element. There you can already see that you can move in it with your arbitrariness. While the memory is being formed, you still have to be constrained by your organism; the physical body and etheric body are very influential. In the imagination, this is less so, and you can move about in it with your will. But there is an enormous difference between a person who is imaginative and a person who dreams, who simply surrenders to the surge of arbitrary thought. A person who lets his imagination run wild knows how his will rules in these interweaving images, and he shapes them according to his will. But now for the third. The third is something that, on the one hand, is really completely given over to the will and, on the other hand, is such that the will does not move as freely as in imagination. It is logical thinking, on which we depend in life and in science. There, in this logical thinking, our will is certainly active; but it surrenders its own freedom and submits to the laws of logic. Yet it is its doing that it submits to the law of logic. So that is the third thing: logical thinking. Why is logical thinking, on the one hand, absolutely subject to the will? If we did not form our logical thinking out of our own will, it would be obsessive thoughts. We must form our logical thoughts out of our own will. But we form them in such a way that we orient ourselves to the external world, which, after all, is essentially the great teacher of logic in the first place. We imbue the chaotic world of images with the laws of logic. We thus surrender to these laws of logic through our will; in a sense, we surrender to the arbitrary workings of logic. On the one hand, the will is free in thought; on the other hand, it surrenders its freedom in favor of logic. But in these three stages – memory, imagination, logical thinking – the will is active; that will that from falling asleep to waking up does not work in the human physical and etheric organism and that in the morning when waking up into the physical and etheric organism, and which this, I would like to say, indeterminate fire of the etheric and physical body, kindled in the surge of thought, is divided into memory, imagination, logical thinking. It is already the case in logical thinking that we are no longer completely in control with our will. We are not. When we let our imagination run free, in which we clearly notice our will, then we know how we are within ourselves; when we let our logical thinking run free, we are no longer completely within ourselves. We know that we adapt ourselves completely to the cosmos, but not only to the extra-human cosmos, but to the whole cosmos, which includes the human being. For it is self-evident that logic applies not only to the extra-human cosmos, but also to the cosmos plus the human being. Logic is neither subjective nor objective, but logic is both at the same time. In a sense, we can see the part that what we bring with us from the world of sleep into our soul life in the morning plays. And we can also know approximately: when what has entered as will withdraws back into the cosmic world of thought, only what rises up from the physical body and etheric body rules in us again. Now this is one aspect of the will that rules in us. It is, so to speak, the cosmic side of the will, the side that we take out of us in the evening and bring back into us again in the morning. But self-reflection will indeed teach people that not only this will is present in him, of which I have just spoken, because this will expresses itself essentially in the so-called soul life, in memory, in imagination, in logical thinking. But when we walk, when we grasp, when we somehow use an instrument, the will is also active. In these activities, the will is not only active in the soul, as I have just described it; in these activities, the will takes hold of our physical organization and our etheric organization. Therefore, I cannot characterize the will only in these arrows here, but I must also depict the will permeating the physical and etheric bodies (see drawing on page 157, arrows from below). So I have to say: The will is also present in that which remains in the bed during sleep. The will, which must be characterized in this latter sense, comes, as it were, towards the other will, which is not in the physical body of the person during sleep. And this latter will basically becomes an external activity. So this will, which lives in the organs, which lives in the physical and etheric organization, is called upon by the other will coming to meet it. But when we are active as an awake person, we can clearly distinguish these two spheres of will. Please note that on the one hand there is a will that counteracts the will coming from the other side. We have, so to speak, the interaction of two currents of will. One of these currents of will swirls through the human organism and the whole context shows you that you have to look at it as swirling from bottom to top. The other current swirls from top to bottom. Here the directions in the cosmos come into play, and we notice that it must be different in animals, in that the main direction of their bodily organization is precisely perpendicular to the main direction of the bodily organization of humans. The directions of will are differently integrated into the cosmos. So, too, when we, I would like to say, go into the differentiations of the human being, when we realize how this human being is composed of individual currents, then we notice the importance of the human being's being placed in the cosmos. Now let us take a closer look at these two currents of will. As with many things in spiritual science, you will not be able to proceed in such a way that you, I might say, derive one from the other as in mathematical derivation, but in spiritual science the way to arrive at the truths is as follows: one truth is juxtaposed with the other and one must then seek the connection. With superficial simpletons this very easily leads to the objection that one does not “prove”. It is just as if someone, when he sees a horse and a cow standing side by side in a field, and they are certainly standing side by side for some reason, were to demand that someone should prove to him from the horse that the cow is standing beside it. Of course, one cannot prove from the essence of the horse that the cow is standing next to it. This is roughly the content of the objection that many people raise with regard to proof in spiritual science. I would now like to present you with another fact, in addition to the one I have just mentioned, which you must gradually try to put into the appropriate context, based on what I have just discussed. Everything that is in the soul of a person is also expressed in the physical body, and is imprinted in the physical body. The human being is organized in such a way that he awakens memory, imagination, and logical thinking by waking up, and that he allows them to rest within him, so to speak, while sleeping. This is a kind of rhythm. This rhythm is juxtaposed with another: the stream of will, which I have indicated here as being located in the organs. What confronts each other as two currents, you can, I would like to say, find it depicted in the human being: you can find it by looking at the system that is given by the human breathing rhythm. A few days ago, I already pointed out how the breathing rhythm can really be thought of in connection with falling asleep and waking up. Even if breathing naturally outlasts sleep, one still recognizes the connection in everything that somehow impairs calm breathing during sleep, for example. This connection between breathing and the rhythm of waking up, falling asleep, waking up, falling asleep is not so obvious, but this connection, this relationship is there nevertheless. And when we consider the human being in relation to his upward striving, we have to consider the breathing rhythm as something essential that is connected with this upward striving, the whole respiratory system, also insofar as it is expressed in the speech system. We breathe, we speak as human beings essentially upwards, even if this is transformed by the position of our throat into speaking forwards. There we have one rhythm, a unified rhythm. We have another rhythm, we have the rhythm of circulation, the rhythm that is given to us in the pulse, and we know that the pulse rhythm is roughly related to the respiratory rhythm as four to one. You need only reflect a little on the anatomical and physiological aspects to realize that the pulse rhythm, the rhythm of circulation, is intimately connected with the metabolic-limb system of the human being. The actual rhythmic system is, I would say, separated out in the respiratory system. The more one engages with a characteristic of the respiratory system on the one hand and a characteristic of the pulse system on the other, the more one notices that everything that is present as an organ for the formation of memory, imagination, logical and that everything else that is connected with the will that flows through the organs can be related to the pulse rhythm by expressing itself upwards. Just as the will that is in our organs coincides with the will that we bring with us from the cosmos when we wake up, so the respiratory rhythm coincides with the pulse rhythm, with the circulation rhythm. And there we have in the interaction of the respiratory rhythm and the pulse rhythm, in a very physical way, what comes up from below and what strikes down from above, but in such a way that what strikes down from above is four times slower than what comes up from below. If I were to take this stroke as the time consideration for the breathing rhythm, I would have to take four for the pulse rhythm. ![]() In fact, everything that man develops in the way of art, of rhythmic art, is based on this relationship between the pulse rhythm and the respiratory rhythm. I have already said this on the occasion of the discussion about the art of recitation. You can go into more detail. You can think that if you base it more on the pulse rhythm, you get: short syllable, long syllable. If you combine the breathing rhythm with the pulse rhythm, you get, for example, the meter of the hexameter, and so on. All meters are based on these relationships of rhythms that are within the human being itself. Now, when you look at the blood rhythm, you look, so to speak, more at the physical; when you look more at the breathing rhythm, you look at the soul. The breathing rhythm is much more closely related to the soul than the blood rhythm. The breathing rhythm also opens outwards, just as logic and logical thinking open outwards. Now, irregularities in these rhythms are the cause of irregularities in human life. You can well imagine that if there really is such a ratio of four to one or one to four, then it must mean something if, let us say, the breathing rhythm becomes too long or the pulse rhythm too short. And yet this can be the case with humans. It can even be the case in a very insignificant way; then it manifests itself immediately. Now I will present the radical cases. Imagine a person gets excited. He begins to become passionate. He starts ranting about something. This can go as far as raving. Or a person gets into the state that is described as follows: the thoughts do not want to, they stand still; one cannot think properly, they stay away. Just as the raving was the most radical expression of the process, from becoming passionate through ranting to becoming raving, it is the same with thoughts standing still, gradually leading to a kind of unconsciousness. The former, becoming passionate, becoming emotional, is based on the pulse rhythm becoming too fast. The stopping of thought and the fainting are due to a slowing of the respiratory rhythm. So you see, the human being is interwoven with the rhythms of the whole world. And how we are within this world rhythm determines how we appear to us physically and mentally. The emotional life also expresses itself physically: the current that flows through the organism from bottom to top becomes too fast, it shakes the organs, and when it comes to raging, you can see how the organs are shaken. The current that flows from top to bottom becomes too slow; thoughts do not want to go from top to bottom. Here again we see how important it is that we can form a picture of man's place in the whole cosmic context, how he fits into it, and how it is mere childishness to count the bones, muscles, etc., and say: Man is only a higher animal formation — and not to take into account that what matters is this placing in the whole cosmic context. Now I will tell you something that seems very far removed from what I have just explained, but which, in tomorrow's lecture, will nevertheless be linked to what I have just explained to form a whole. Let us now move from human existence to human development. You know that we are now living in the so-called fifth post-Atlantic period, which began around 1415 or 1413 and will continue. It is preceded by the fourth, which began around 747 BC before the Mystery of Golgotha, and this in turn is preceded by the third, which goes back to the 4th millennium. Now, if we consider these periods, we can form the following schematic picture of their succession. Please imagine that the Atlantean period was preceded by what I called the Lemurian period in my “Occult Science”. I will assume here only the last phases of this Lemurian period, and now draw the seven successive cultural conditions of the Atlantean period: and now we have, in succession, the primeval Indian, primeval Persian, Egyptian-Chaldean, Greek-Latin, and now our fifth period; that would be the last period. I have schematically presented the successive periods to you. You now also know from my “Secret Science” and from other presentations that I have given that such a period lasts approximately until the vernal point of the sun has completed the entire passage through the zodiac. It is only approximate, but for what we want to consider now, this approximation will have its good meaning. In 747 BC, before the event of Golgotha, the vernal point entered the zodiacal sign of Aries. It remained in this zodiacal sign until the 15th century. Then it passed over and is now in the zodiacal picture of Pisces. Before 747 the vernal point was in the sign of Taurus, so throughout the entire Egyptian-Chaldean cultural period the sun rose in spring in the constellation of Taurus; hence the bull service. Then came the ancient Persian period; the sun rose in the constellation of Gemini. During the time of ancient India, the sun rose in the constellation of Cancer. Then we come back to the Atlantean time and have the seven cultural periods in the Atlantean time. Now I ask you to consider the following and to visualize it as a question that we are initially presenting today. Let us draw the sequence of the zodiacal constellations. So we have: Aries, Taurus, Gemini, Cancer, Leo, Virgo, Libra, Scorpio, Sagittarius, Capricorn, Aquarius, Pisces. We will now schematically draw here how it stands with the successive cultural periods. We know that we are now in the Pisces sign at the vernal equinox, and have the fifth post-Atlantic cultural period. We go back (see drawing, page 165, dark hatched): Aries fourth post-Atlantic cultural period, Taurus third post-Atlantic cultural period, Gemini second post-Atlantic cultural period, Cancer first post-Atlantic cultural period. We are now returning to the Atlantean period. The seven periods of the Atlantean period (light shading): Leo the seventh, Virgo the sixth, Libra the fifth, Scorpio the fourth, Sagittarius the third, Capricorn the second, Aquarius the first; and now we are returning to the Lemurian period and we are back to Pisces. You see, when you consider the important time of the last culture, the last cultural epoch of the Lemurian period, and when you read about this important period of the development of the earth and humanity in my book “Occult Science”, you will be faced with a big question. If you take what I have presented in my “Occult Science in Outline”, especially in the presentations that appeared separately as “Our Atlantean Ancestors”, then you will see how one can actually speak of humanity, insofar as it is humanity today, only from this period onwards, and this period is the one in which the vernal point was in the same zodiacal constellation as it is now. We have, as humanity, gone through a complete cycle around the heavens and, in a certain sense, have arrived back at the starting point. What I have just said relates to human becoming. We have often tried to show how the human soul life has changed in the time since the Atlantean period. We know how different this entire human soul life was in the time of the ancient Indians, and how it was still different in the Atlantean period. But if you read my writing about the Atlantean ancestors, you will see that we go back to a time in the Atlantean period when the human configuration manifests itself physically in the same way as the human soul was at that time. While in the post-Atlantean period the soul life works essentially differently, during the Atlantean period the whole body is metamorphosed. We thus come back more and more, I would say, from the region which I characterized above as the soul region, to what is here below the bodily region, which is permeated by the other stream of will. And as we go further back in Atlantis, we come back to the metamorphoses that relate to the shaping of the body. So that we can say that during the passage of the vernal point through Pisces, human beings were scarcely present in the bodily form as it is (light shading). Here it is taking on more and more of a bodily form. And here it is only just beginning to take on a soul form, in order to return to the point from which it once emerged in terms of its bodily form. So that you can say, the zodiac signs of Pisces, Aquarius, Capricorn, Sagittarius, Scorpio, Libra, up to Virgo (light shading) correspond to the transformation of the human physical form; and only these upper zodiac signs correspond to the transformation of the human soul for us. These things must first be considered from the point of view of spiritual science, and it will be seen that only then can concepts and ideas be formed about the essence of the human being. On the other hand, however, it may at least cast a light on what I have often said here, that we live in an important age. For while we have developed as humanity on Earth, the vernal point of the Sun has gone around the whole universe and has returned again in our era. We must therefore fulfill tasks that are, so to speak, guided by the fact that humanity has returned to its starting point, that it must undertake something in its soul life that corresponds to this return to the starting point. Today I only wanted to hint at what can be derived from such a consideration of the importance of the present human period of time. What I have said applies to the most advanced members of civilized humanity; but in the end it is they who are actually important for the development of humanity. We will continue our discussion tomorrow, and focus on how these things relate to the latter. |
227. The Evolution of Consciousness: Initiation-Knowledge — New and Old
21 Aug 1923, Penmaenmawr Translated by Violet E. Watkin, Charles Davy Rudolf Steiner |
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To-day I wished to indicate how thinking is continuous in the etheric and physical bodies, and how on waking in the morning, when we are aware of having had a dream, the dream tells us, as it were: When your soul wakes, and dives down again into the etheric body and physical body, it loses something of its power. |
When they re-enter, it is as if a dense wave were flowing into one less dense—there is a blockage, experienced as a morning dream. The Ego and the astral body, which have been weaving all night in light and warmth, dive back into the thoughts, but by not at once understanding them, get them confused, and this blockage is experienced as a morning dream. What more there is to say about dreams, how they are a puzzling element in human life, and the further relation between sleeping and waking—all this we will consider tomorrow. |
227. The Evolution of Consciousness: Initiation-Knowledge — New and Old
21 Aug 1923, Penmaenmawr Translated by Violet E. Watkin, Charles Davy Rudolf Steiner |
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In the study of Anthroposophy, a justifiable objection at first can be that the anthroposophical investigation of facts concerning the spiritual worlds depends upon calling up, through the training I have described, deep-lying forces in the human being, before these facts can be reached. Hence it might be said: All those who have not gone through such a development, and have therefore not yet reached the point of perceiving super-sensible facts for themselves, and actually experiencing super-sensible beings, have no means of proving the truth of what is said by the investigator of those worlds. Often, when the spiritual world is spoken of in public and information about it is given, the protest is heard: How should such ideas concern those who cannot yet see into this super-sensible world? This objection rests on an entirely erroneous idea—the idea that anyone who speaks about the super-sensible worlds is talking of things quite unknown to his listeners. That is not so at all. But there is an important distinction, with regard to this kind of Initiation-knowledge, between what is right today and what was once right in the old days of which I was speaking yesterday. You will remember how I described the path into the spiritual worlds. I spoke of how it leads us first to a great life-tableau, in which we see the experiences that have become part of our personality during this life on Earth. I went on to speak of how, having progressed from Imaginative-knowledge to that of Inspiration, a man is able, with empty consciousness and in absolute stillness and peace, to survey his pre-earthly life. He is thus led into that world of spiritual deeds which he has passed through between his last death and his recent descent to Earth. Consider how, before making this descent, every human being has gone through such experiences; there is no-one who has not experienced in its full reality what the spiritual investigator has to tell. And when the investigator clothes in words facts at first unrecognised, he is not appealing to something quite unknown to his hearers but to what everyone has experienced before earthly life. The investigator of the spiritual world is simply evoking people's cosmic memories; and all that he says about the spiritual world is living in the souls of everyone, though in the transition from pre-earthly to earthly life it has been forgotten. In fact, as an investigator of the spiritual world, one is simply recalling to people's memories something they have forgotten. Now imagine that during life on Earth a man comes across another human being with whom he remembers experiencing something, twenty years before, which the other man has completely forgotten. By talking with him, however, about the incident that he himself remembers clearly, he can bring the other man to recall it also. It is just the same process, though on a higher level, when I speak to you about spiritual worlds, the only difference being that pre-earthly experiences are more completely forgotten than those of earthly life. It is only because people are disinclined to ask themselves seriously whether they find anything in their souls in tune with what is said by the spiritual investigator—it is only because of this feeling of antipathy that they do not probe into their souls deeply enough when hearing or reading what the investigator relates. Hence this is thought to be something of which he alone has knowledge, something incapable of proof. But it can quite well be proved by those who throw off the prejudice arising from the antipathy referred to. For the spiritual investigator is only recalling what has been experienced by each one of us in pre-earthly existence. Now someone might say: Why should anyone be asked, during his life on Earth, to take on this extra task of concerning himself with matters which, in accordance with cosmic ordering, or one might say with divine decree, he experiences during life beyond the Earth? There are those, too, who ask: Why should I go to this trouble before death to gain knowledge about the super-sensible worlds? I can very well wait till I am dead. Then, if all these things really exist, I shall come face to face with them. All this, however, arises from a misunderstanding of earthly life. The facts of which the spiritual investigator speaks are experienced by human beings in pre-earthly existence, but they are not then the subject of thought, and only during life on Earth can thoughts about them be experienced. And only those thoughts about the super-sensible world that have been worked upon during earthly life can be carried with us through the gate of death, and only then can we understand the facts we experience between death and rebirth. One might say—if one wished to give an uncompromising picture—that at this present stage of evolution a man's life after death is extraordinarily hard if, during life on Earth, he gives no thought to the spiritual world. For, having passed through the gate of death, he can no longer acquire any real knowledge of his surroundings. He is in the midst of what is incomprehensible for him. An understanding of what is experienced after death has to be striven for during life on Earth. You will learn from further descriptions that it was different for men of earlier ages. But, at the present moment of human evolution, men will be increasingly constrained to strive for an understanding of what they are to experience in the super-sensible world between death and rebirth. So one can say that speaking publicly of Spiritual Science is fully justified, for it can be proved by everyone. When it is established deeply enough in a man's soul, he will gradually come to say to himself: “What has been said through this spiritual investigator lights things up for me. It is just as if I had already experienced it all, and was now being given the thoughts in which to clothe the experience.” For this reason, when speaking of Spiritual Science, of spiritual knowledge, it is very necessary to choose terms of expression different from those used in ordinary life. The point is that a student of Spiritual Science, through the very words used, should have the impression: “I am learning something which does not hold good for the sense-world, something which in the sense-world is sheer nonsense.” Then, you see, our opponents come and say: “What is said there about spiritual knowledge is all nonsense—pure fancy.” As long as these people know of nothing outside the world of the senses, and do not want to know of anything else, such a statement is justified, for the super-sensible world looks different from that of the senses. But if someone forgoes the one-sided witness of his senses and delves more deeply into his own soul, then he will say: “What the spiritual investigator says should simply give me the impulse to draw up from my own soul what is already there.” Naturally there is much to hinder our making such a confession. Yet, where understanding of the super-sensible worlds is concerned, it is the most necessary confession of all. And it will be found that even the most difficult things become comprehensible when we are willing to penetrate in this way into our own depths. There is no doubt that mathematical truths are among the most difficult things. They are held to be irrefutable. But the curious fact is that on entering the spiritual world we find that our mathematics and geometry are no longer correct. A very simple example will make this clear. From early youth we have learnt to look upon the old truths of Euclid as axiomatic, self-evident. For instance, it is stated as obvious that, given two points, A and B, the shortest distance between them is a straight line, and that any curved path between them is longer. On a recognition of this fact—obvious for the physical world—rests the greater part of our geometry. But in the spiritual world it is the other way round. The straight line there from A to B is the longest way, and any other way is shorter because it can be taken in freedom. If at the point A one thinks of going to B, this very idea suggests an indirect way; and to hold to a straight course, and so at each single point to keep in the same direction, is hardest and causes most delay. Hence, in determining the most direct way in the two-dimensional or one-dimensional space of the spiritual world, we look for the longest way. Now anyone who reflects about attentiveness, and delves deeply into his soul to discover what attentiveness really means, will find that in this connection, also, what is said by the spiritual investigator is true. For he will say to himself: “When I go around just as I choose, I get there easily, and I don't have to worry about traversing a particular stretch; I need do only what I do every day.” And most people are bustling around from morning to night. They are in such a hurry that they hardly notice how much of all they do is done from sheer habit—what they have done the day before, what other people say they should do, and so forth. Then it all goes smoothly. Just think what it would be like if you had to pay careful attention to every detail of what you do during the day. Try it! You will soon see how this slows you down. Now in the spiritual world nothing is done without attentiveness, for there is no such thing as habit. Moreover, there is no such word as the impersonal pronoun “one”—at a certain hour one must have lunch, or one must have dinner at some other time. This “one”—for this occasion one ought to dress in a certain way, and so on—all that under the aegis of this little word plays such a great part in the physical world, particularly in our present civilisation, has no place in the spiritual world. There, we have to follow with individual attention every smallest step, and even less than a step. This is expressed in the words: In the spiritual world the straight way between two points is the longest way. So we have this contrast: In the physical world the direct way between two points is the shortest, whereas the direct way between two points is the longest in the spiritual world. If we go down far enough into our soul, we find we can draw up from its depths a real understanding of this curious circumstance; and it becomes easier and easier to admit: “What the spiritual investigator says is actually wisdom I myself possess—I have only to be reminded of it.” Then, side by side with this—since the steps to be taken for acquiring super-sensible cognition can to-day be found in books such as Knowledge of the Higher Worlds—everyone, in so far as his destiny, his karma, make it possible, can, as we shall see, follow this path and thus acquire his own perception of the spiritual worlds. In this way he comes to knowledge of the facts. Understanding for the ideas of the spiritual world has to be won by his coming to know in his own being all that was forgotten on entering earthly life. Now it may be said that anyone is capable of grasping knowledge of the spiritual world when it is communicated in ideas. Thus, for understanding what the spiritual investigator offers, all that a man needs is his own sound, unprejudiced reason, provided it searches deeply enough into the soul. The investigator of spiritual facts, entering into the spiritual world, and speaking of its facts from first-hand knowledge—all this naturally requires a person to have pursued the path of knowledge on his own account. Hence it is justifiable for anyone who has acquired knowledge of the spiritual worlds to speak of them quite publicly to-day; for what people now absorb in life, if only at school, is an intellectual capacity, a power of discrimination, which equips them to understand what Spiritual Science brings forward. Here, too, things were different in earlier times, and the teachers in the Mysteries, the teachers of art and religion, went about it in a different way. Anyone to-day who speaks about spiritual knowledge to his contemporaries must so order his ideas that memories are aroused of their pre-earthly life. What he says to his audience, what he writes for his readers, must be so arranged that memories of the life before birth are evoked. Whenever one speaks about Spiritual Science it is as if this appeal were made to the audience: Listen to what is said, and if you look deeply enough into your souls you will find it all there. Moreover, it will dawn on you that you cannot have learnt it during your life on Earth; no flower, no cloud, no spring, nothing earthly can have told you, not even science—for that is founded on the senses and the intellect. Gradually you will realise that you have brought this knowledge with you into earthly life, and that before this life you took part in things which have lingered on in your soul as a cosmic memory. All this has ben stirred up in you by the spiritual investigator. What he says, therefore, is indeed a call to the very depths of the human soul, not a demand that you should accept anything unknown. It is simply an appeal to men to call up in memory the greatest treasures of their own souls. It was not so for mankind in the distant past. The wise men of the Mysteries, the priests, had to proceed in another way, for people then had a spontaneous memory of their pre-earthly existence. A few thousand years ago, even the most primitive man would never have questioned the presence in his soul of something brought down with him from the super-sensible into the life of the senses; it was an everyday experience in his dreamlike imaginations. In his soul he had something of which he said: “I do not owe this to my eyes that see the trees; I do not hear it with my ears that listen to the nightingale's song; nor have I received it through any other sense. I cannot have absorbed it during life on Earth; it was there as I made my descent; and when as an embryo I was given my earthly, physical body by another human body, there was already within me that which lights up now in my dreamlike imaginations. I have clothed it in my physical human body.” Hence in those olden days a man would not have been shown the way to further development by his attention being called to what must be emphasised to-day: that we have a memory, at first unconscious but capable of being made conscious, of pre-earthly existence. In the old Mysteries, attention had to be drawn to something quite different. A man in those days had a feeling of intense sadness when looking at all that was most lovely in the sense-world. He looked at the flowers, springing out of the earth in their wonderful beauty, and watched the blossoms unfold. And he saw also how beneficent the flowers were for him. He saw the loveliness of the springs bubbling forth in shady places, and his senses spoke to him of their refreshing powers. But then, he said to himself: “It seems as though all this has fallen—fallen through sin from the world I bear within me and which I have brought down into physical existence out of spiritual worlds.” So the teachers in the Mysteries then had the task of explaining how in the flowers, in the rippling waters, in the woodland murmurings and the song of the nightingale—everywhere spirit is working and weaving, everywhere spiritual beings are to be found. They had to impart to men the great truth: What is living in you lives also outside in nature. For a man looked upon the external world with sorrow, with pain, at the very time when his senses were freshest and most responsive—a time when least of all the intellect spoke to him of natural laws, and he looked upon the outer world with primitive senses. The beauty of its sprouting and budding forced itself upon his sight, his hearing and other senses; but all he felt was sorrow; for he was unable to reconcile it with the content of his pre-natal existence, which still lived on in his soul. Thus it was incumbent upon the wise men of the Mysteries to point out how the divine-spiritual dwells in all things, even in those of the senses. It was the spirituality of nature that these teachers had to make clear. This, however, could be done only by taking a different path from that of to-day. Just as now it is necessary above all to guide men to a remembrance of their life before birth, for teachers in the ancient Mysteries it was necessary to call up in those around them a different memory. Now a man passes his life rhythmically between two states, or really three: waking, dreaming, sleeping. Sleep takes its course in unconsciousness. The human beings of older epochs had indeed this state of unconsciousness in sleep, although it differed in certain respects from that of people to-day. They did sleep, however; they did sink down into the state of experiencing nothing in their souls, in their consciousness. But during sleep we are of course still living; we do not die and are born again when we wake. As soul and spirit we have a life during sleep, but the experience of it is completely wiped out for ordinary, everyday consciousness. People remember their waking experiences and at the most those during their dreams, but in ordinary consciousness they have no memory of anything they experience during dreamless sleep. The Mystery teachers of old treated their pupils—and through the ideas these spread abroad, all who came to them—in such a way that they were awakened to what was experienced in sleep. Modern Initiation-knowledge has to recall what has lived in men's souls before earthly existence, whereas the old Initiation-knowledge had to evoke a memory of experiences during sleep. Thus all the knowledge that the Mystery teachers clothed in ideas was so designed that their students, or anyone else who heard it, could say: “We are being told of something we always go through in sleep. We press it down out of mind. The priests of the Mysteries have simply been enabled by their Initiation to perceive in sleep many things that are hidden from ordinary consciousness, but are all the same experienced.” Just as in the old Initiation-wisdom there was a recalling to memory of what a man had lived through in sleep, to-day there is a recalling to memory of pre-earthly life. One of the signs distinguishing the old Initiation from the new is that in the old Initiation a man was reminded of what he normally slept through, which means that he had no recollection of it in waking life. The wise men of those Mysteries drew the experiences of the night up into waking consciousness of day, and to the people they said: “During the night you dwell with your soul in the spiritual world, and the spiritual world lives in every spring, in every nightingale and every flower. Every night you enter into the midst of all that you merely perceive with your senses during the day.” And then a man could be convinced that the Gods he experienced in his waking dreams were also there outside in nature. Thus, by showing his pupil what happened in sleep, the wise teacher of the Mysteries made clear to him that divine-spiritual Beings were active out there in the realms of nature all the time. In the same way the spiritual investigator now has the task of showing that a man, before descending to Earth, was living as a spiritual being among spiritual beings in a world of spirit; and that what he experienced there he can recall on Earth in terms of concepts, of ideas. In the Initiation-science of to-day, the real facts that distinguish sleep from waking come to be known when we advance from Imagination to Inspiration. What a man himself is as soul, as spirit, from falling asleep until he wakes, becomes clear only to Inspired knowledge, whereas the advance to Imaginative knowledge gives a man the tableau of his life. When this life-tableau unfolds for him in his waking state and with empty consciousness he is wrapped in cosmic stillness—as I have described—there enters his soul from the Cosmos, as Inspiration, the life before birth. And then his own true being appears to him in the form he lives in as a being of soul and spirit between going to sleep and waking. Through Inspiration we become conscious of that which remains unconscious during sleep. We learn to perceive what we do as soul and spirit while asleep, and we become aware that on falling asleep the soul and spirit leave the physical body and the etheric body. The physical body is left in bed and also the etheric body—or body of formative forces, as it is seen to be in Imagination, and as I have described it. The higher members of man's nature, the astral body and the Ego-organisation, leave the physical and etheric bodies, returning to them when the time of waking comes. This cleavage of our being, which comes about in the rhythmical alternation of sleeping waking, can be seen in its real nature only through Inspiration. We then perceive that everything absorbed in ordinary waking life through our thinking, through our world of thought, is left behind. The thoughts we work upon, the thoughts we struggle with at school, whatever we have done to sharpen our earthly intelligence—all this has to be left behind with our physical body and etheric body every time we sleep. Out of these two bodies we take into the spiritual world, where as Ego and astral body we pass the time of sleeping, something quite different from anything we experience in our waking state. When we pass from waking to sleeping we experience what is not normally brought into consciousness. Hence, in speaking to you of these experiences, I have to clothe them in pictorial concepts, so that they can be reflected on with healthy human understanding. These pictorial concepts, which are mere shadows of really living thoughts, we leave behind when we fall asleep; and we then come to live in a world where thinking is not as it is here on Earth, but where everything is inwardly experienced. During sleep, in fact, we experience light unconsciously. In waking life we think about the effects of light—how it makes shadows and colours appear in relation to objects. All these thoughts, as I have said, we leave behind. In sleep we enter into the weaving, living light; we pour ourselves out into the light. And as in day time here on Earth we carry our body with us, and also our soul and spirit, and go about on the surface of the Earth through the air, so there, as sleeping man, we enter the weaving, waving light, becoming ourself a being, a substance, of the living light. We become light within the light. When a man comes to Inspired knowledge of what he actually is each night, when this rises up into his waking consciousness, he at once realises that during sleep he lives like a cloud of light in cosmic light. This does not mean, however, living simply as the substance of light, but living in the forces which in waking life become thoughts, are grasped as thoughts. The light then experienced is everywhere permeated by creative forces, the forces which work inwardly in the plants, in the animals, besides existing independently as spiritual worlds. Light is not experienced in the same way as in the physical world but—if we may express it figuratively—the weaving, living light is the body of spiritual weaving, as it is also the body of each spiritual being. Here, as men of the physical world, we are enclosed in our skins, and we see our fellow-men so enclosed. But in our sleeping state we are light within the light, and other beings are also light within the light. We do not, however, perceive it as light in the way it is perceived in the physical world, but—again figuratively—the clouds of light that we ourselves are, perceive other clouds of light. These clouds of light are either another man, or some kind of being giving new life to the plant world, or a being who, never incarnating in a physical body, dwells always in the spiritual world. Light, accordingly, is not experienced there as it is in earthly life, but as living, creative spirituality. Now you know how, as physical men here on Earth, we live in something besides light—in the warmth our senses perceive. We feel and experience heat and cold. If, now, on going to sleep we pass out of our physical body and etheric body, we live as substance of the warmth in the cosmic substance of warmth, just as we live as light in the light. Thus we are not only what I have called a cloud of light, but a cloud of light permeated by weaving waves of warmth; and what we perceive also bears warmth within it. Just as when we are asleep, and as beings of soul and spirit, we experience light not as light but as living spirit, and when through Inspiration we realise ourselves and other beings also to be living spirit—so it is in the case of warmth. It is impossible to make any headway in the spiritual world, even with Inspiration, if we cling to ideas acquired here on Earth. We have already found it necessary to get used to a different conception concerning the distance between two points, and we must do likewise for everything else. And just as when experiencing ourselves as light within light we actually experience ourselves as spirit in the spiritual world, so when experiencing ourselves as warmth, within the cosmic warmth, we do not experience this as warmth in the usual way of the sense-world, but as weaving, strength-giving love. As the beings of love which we are in the super-sensible, we experience ourselves among beings who can do no other than draw love out of their own essence; who can have no other existence than that of beings of love in the midst of a cosmic existence of love. Thus do we experience ourselves, to begin with, between going to sleep and waking, in a spiritual existence imbued through and through with love. Therefore, if we wish really to enter the world in which we are every time we go to sleep until we wake, we must enhance our capacity for loving; otherwise this world is bound to remain an unknown world. Here in our earthly world it is not spiritualised love that holds sway, but a love in which the impulse of the senses prevails. In the spiritual world, however, it is spiritualised love—as I have been picturing it. Hence, whoever aspires to enter consciously the world he experiences every night has to develop his capacity for loving in the way described yesterday. Now a man cannot find his true self without this capacity for love; for all that he really is during sleep—during a third part of his life on Earth—remains a closed book for him unless he can find his way into it through the training and enhancement of love. All that is experienced during sleep would have to remain an unsolved riddle for earthly being if they had no wish to enhance their capacity for love, so as to be able to gain some degree of knowledge about their own existence, their own being, in the changed condition between going to sleep and waking. But the form of activity developed in our thinking when we have our physical body and etheric body within us—that is, in our waking state—we leave behind in bed, and during sleep this becomes united in movement with the whole Cosmos. Anyone who wishes to understand clearly what goes on in the physical and etheric bodies during the night would have to be able to perceive from outside, while living as a being of warmth and light, how the etheric body goes on thinking all through the night. We still have the power to think even when with our souls we are not there at all, for what we leave behind in the bed carries the waves of thinking on and on. And when we wake in the morning, we sink down into what has thus continued to think while lying there in bed. We meet our own thoughts again. They were not without life between our going to sleep and waking, although we were not present. To-morrow I shall be describing how, when thus absent, we can be much cleverer, far more intelligent, than during the day, when with our soul we are actually within our thoughts. To-day I wished to indicate how thinking is continuous in the etheric and physical bodies, and how on waking in the morning, when we are aware of having had a dream, the dream tells us, as it were: When your soul wakes, and dives down again into the etheric body and physical body, it loses something of its power. On the one hand you have the physical body and etheric body; and on the other hand you have the astral organisation and Ego-organisation which in the morning re-enter the physical and etheric bodies. When they re-enter, it is as if a dense wave were flowing into one less dense—there is a blockage, experienced as a morning dream. The Ego and the astral body, which have been weaving all night in light and warmth, dive back into the thoughts, but by not at once understanding them, get them confused, and this blockage is experienced as a morning dream. What more there is to say about dreams, how they are a puzzling element in human life, and the further relation between sleeping and waking—all this we will consider tomorrow. |
236. Karmic Relationships II: The Inner Configuration of Karma, Reading World Script, Ten Aristotelian Concepts
11 May 1924, Dornach Translated by George Adams, Mabel Cotterell, Charles Davy, Dorothy S. Osmond Rudolf Steiner |
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This backward journey, this vision of what has happened during the nights, is lived through after death in such a way that the great and significant difference between its experiences and those of ordinary sleep is strikingly apparent. With the exception of the dreams rising out of sleep which do not, after all, reproduce the experiences of earthly life very faithfully but in an illusory, fantastic shape—with the exception therefore of the dreams welling up from the night-life, the human being has little consciousness of all the manifold happenings in which he is involved. |
But this backward journey is not a vivid dream; it is an experience of far greater intensity than any experience in earthly existence. Only now there is no physical body, no etheric body, through which man's experiences are mediated to him on earth. |
You would flit over the earth with now and again a dream arising; then you would sleep again, and so it would continue. It is easy to conceive that after his earthly life a man who had reached the age of 60 lives through a dream continuing for 20 years; but what he lives through is by no means a dream, it is an experience of the greatest intensity. |
236. Karmic Relationships II: The Inner Configuration of Karma, Reading World Script, Ten Aristotelian Concepts
11 May 1924, Dornach Translated by George Adams, Mabel Cotterell, Charles Davy, Dorothy S. Osmond Rudolf Steiner |
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We shall continue for a time to study the laws prevailing in the development of human karma, and I shall say something to-day about the inner aspect of the shaping of karma, of the part of karma that is connected especially with the moral, ethical and spiritual life. You must remember that directly we look beyond the physical world—and this is always so in studying karma—the karmic connections are spiritual. Even when they take effect in the physical, for example in illness, whatever is karmic in an illness has a spiritual cause. So that under all circumstances we come to the spiritual whenever we approach the study of karma. To-day, however, we shall turn our attention more particularly to the ethical aspect of karma, to the workings of karma in the life of soul. I have already told you that the forming of karma is connected with those Beings who in very ancient times of evolution were actually present on the earth and who departed from the earth at the time of the separation of the moon, taking up their abode in the cosmos as Moon-inhabitants, Moon Beings. What we call Moon—of which the physical part as ordinarily described is no more than an indication—must be regarded as the bearer of certain spiritual beings, the most important of whom once lived on earth as the great primeval Teachers. It was they who established among men on earth that ancient wisdom of which I have so often spoken. These Beings were on the earth before the separation of the moon. In those times they infused the primeval wisdom into man who acquired it through a kind of inner illumination. And the way in which these Beings worked was altogether different from the way in which men can work on the earth to-day. The activity of these ancient, primeval Teachers among men must in truth be described as a kind of magic, taking effect inasmuch as the influence of the human will upon happenings in the external world was infinitely greater than is possible to-day. Nowadays the will can work on the external world only through physical means of transmission. If we want to push some object we must put our will into operation through the arms and hands. But in the days of the primeval Teachers the human will still had a direct and immediate action upon processes in the outside world, upon the very processes of nature. It was a kind of action that we should now call magical. But in point of fact the last vestiges of this power of the human will persisted until comparatively recent times. Rousseau, for example, tells us that in certain warmer regions he was able to paralyse and even kill toads which came near him, simply by fixing them with his gaze. This power of the human will which in warmer climates persisted until the 18th century, has diminished through the course of the ages and has now vanished. But in ancient Egypt man was still able to influence and promote the growth of plants through his will. And when the primeval Teachers were on the earth, even inorganic processes of nature could be brought under the sway of the human will. These things of course depended upon a true, instinctive insight into the connections of world-existence which remain completely hidden from the crude, material science of modern times. It is evident, however, that the influence of warmth upon the working of the human will must be taken thoroughly into account, for Rousseau, who was able, in warmer regions, to kill toads with his gaze, subsequently tried in Lyons to stare at a toad in the same way, supposing that it would at least be paralysed. But the toad was not paralysed; on the contrary it fixed its eyes upon him and he himself became partially paralysed and had to be restored to life by snake-poison administered by a doctor. This way of activating the will is of course dependent upon an instinctive knowledge of the whole environment of man. Out of their own spiritual foundations the primeval Teachers possessed a totally different, far deeper and more penetrating knowledge of nature than is within the reach of man to-day. They were endowed with powers which cannot be comprised in natural laws. Nor was this necessary when the primeval Teachers were working on the earth, for nothing in the least resembling modern natural science was then in existence. It would have seemed utterly pointless and nobody would have understood its purpose. For in those days all such activity was founded upon a far deeper, more inward knowledge and understanding than is possible to-day. These primeval Teachers transferred the scene of their work from the earth to the moon and as everything in the cosmos is interconnected, a mighty task is now allotted to them within the nexus of cosmic happenings. They are Beings who have a great deal to do with karma, with the forming and shaping of human karma. For an essential part of the weaving of karma is to be observed when, after having laid aside his etheric body a few days after death, the human being lives through his sleeping life (not his waking life) backwards. When he passes through the gate of death he has, first of all, a clear retrospective vision of what he has experienced in life—a grand and majestic panorama in pictures. After a few days this panorama slowly fades away as the etheric body dissolves in the cosmic ether, and then an actual journey backward begins. Earthly existence flows in such a way that although we grasp it in remembrance as a unity, this is an illusion. Life does not flow onwards uninterruptedly. We live through the day consciously, the night unconsciously; the day consciously, the night unconsciously, and so on. When in remembrance man thinks back over his life, he forgets that the nights are always there between the days. During the nights a very great deal happens to the soul, to the astral body and ego, only man knows nothing about it. What happens to him while he is unconscious during the nights in earthly existence, this he lives through in a backward course after death, so that time actually seems to him to be flowing backwards; in full consciousness he lives backward through the nights. As approximately a third of life is spent in sleep, this backward journey is also lived through in a third of the time of the earthly life. If, therefore, a man has reached the age of 60, some 20 years have been spent in sleep and the backward journey lasts for about 20 years. Then he enters the Spirit-land proper, into a different form of existence. This backward journey, this vision of what has happened during the nights, is lived through after death in such a way that the great and significant difference between its experiences and those of ordinary sleep is strikingly apparent. With the exception of the dreams rising out of sleep which do not, after all, reproduce the experiences of earthly life very faithfully but in an illusory, fantastic shape—with the exception therefore of the dreams welling up from the night-life, the human being has little consciousness of all the manifold happenings in which he is involved. In earlier lectures here I have described what happens to the human being during sleep; but after death he experiences it with extraordinary clarity and definition. This life in the soul-world after death is much richer in impressions than earthly life. The pictures a man experiences and how he himself is involved in them—all this comes to him with extraordinary intensity; there is nothing dreamlike about it. It is experienced, if I may put it so, as a kind of photographic negative. If you caused suffering to some person during your earthly life, you experienced this infliction of suffering as it proceeded from yourself. You experienced what proceeded from yourself, was done by yourself. But journeying backward after death you do not feel what you experienced during earthly life, but you slip as it were into the other person and feel what he experienced as the result of your action. To take a drastic example.—If you gave someone a box on the ears, you do not experience what you felt in earthly life as you planned and carried out this act, but on the backward journey you experience, instead, the feelings of the other person whose ears you boxed. You live through it as your own experience, and indeed with extraordinary concreteness, with greater intensity. No impression on earth is as powerful as the impressions along this backward course after death for a third of the time of the earthly life. During this period the whole karmic fulfilment of what was done in life is experienced—from the standpoint of the other man. You live through the whole karmic fulfilment, but not, of course, as earthly experience—that will come in the subsequent life on earth. Even though it is not as intense as regards the action as it will be in a later incarnation, you experience the impression more strongly than could be the case in any earthly life. This is a very striking fact. It is the intense reality of the experiences that is so remarkable. But even if the human being were able to unfold in his ego and astral body the degree of strength that is his when he passes through the gate of death, he would experience this whole backward journey at most as a very vivid dream. And he might expect it to be so if, after death, he were merely to look at the earthly life and what it has made of him. But this backward journey is not a vivid dream; it is an experience of far greater intensity than any experience in earthly existence. Only now there is no physical body, no etheric body, through which man's experiences are mediated to him on earth. Just think what you would experience on earth with your ordinary consciousness if you had no physical body and no etheric body. You would flit over the earth with now and again a dream arising; then you would sleep again, and so it would continue. It is easy to conceive that after his earthly life a man who had reached the age of 60 lives through a dream continuing for 20 years; but what he lives through is by no means a dream, it is an experience of the greatest intensity. What makes this possible? It is because the moment a human being has passed through the gate of death, has laid aside his etheric body and begins his backward journey, the Moon Beings draw near him and with their ancient magical powers they pass into him, into his experiences, and impregnate his pictures with cosmic substance. If I may use an analogy, what happens is just as if I were to paint a picture. In the first place it is simply a picture and doesn't cause actual pain—provided it is not too hideous—and even then the impression is only a moral or aesthetic one. It hurts nobody. But suppose I were to paint a picture, let us say, of three of you here and the picture were permeated with some magic power causing these three to step from the picture and carry out everything they had planned against others. You would react with more force and vigour than anthroposophists are wont to reveal! So it is after death. The experiences are full of living force, living activity, because these Moon Spirits permeate the pictures with their own substantiality; they saturate these pictures with a super-reality of being. After death, therefore we pass through the region of the Moon Beings and what we experience as the balancing-out of our own deeds is stamped with mighty force in the cosmic ether. This backward journey—when it is described not merely in principle as in the book Theosophy, but when one tries to describe it as concretely as I want to do now—this backward journey after death is extraordinarily interesting and a highly important section of life. In our time the experiences that may come to a human being during this period after death are particularly complicated. Just think how essentially the whole constitution of soul of these Moon Beings differs from that of the inhabitants of the earth. These Moon Beings with whom we have so much to do after death once imparted to men that primeval wisdom which in our time has completely faded away. As I have often explained, men could not have attained their freedom if the mighty wisdom of these primeval Teachers had remained. It has faded away and been replaced by something else, namely, abstract thinking. The human being to-day thinks in concepts which no longer have any very real relationship with the spiritual world. Let me repeat an example I gave on another occasion.—Aristotle has bequeathed to us ten concepts which were really a survival of ancient wisdom: Being, Quantity, Quality, Relation, Position, Space, Time, Possession, Action, Suffering. He called them the ‘Categories’. They are ten simple concepts. These ten concepts are generally enumerated in our text-books of Logic. In classical schools they have to be learned by heart; professors of philosophy are familiar with them. But nothing more is known than just the ten concepts by name: Being, Possession, Position, Space, Time, and the rest. To what does such knowledge amount? These ten concepts seem tedious and dry to a modern man. But to one who perceives their significance they are no more tedious than are the 22 or 23 letters of the alphabet: a, b, c, d, e, f, g, ... Just think of it.—If you knew nothing more about the alphabet than a, b, c, d, e, f, g, up to z, if you knew this and nothing more, what would you make of Goethe's Faust? You would open the book and find these 22 signs scattered about in manifold permutations and combinations. Faust contains nothing but these 22 signs inter-connected in different ways. And if you knew nothing more, if you had never learnt to read but merely opened the book and saw these signs, just think how different it would be from what it is now, when you can take Faust and read it. That is a different matter altogether! No book in the world contains anything except these 22 signs and yet just think what you can make of them! The whole world of the mind is open to you because by juggling with these 22 letters you can apply them. But the logicians who have accepted the ten Categories to-day: Being, Quantity, Quality, Relation, Space, Time, Position, Possession, Action, Suffering—these men know as little to what these Categories really apply as someone who has never learnt to read and simply recognises a, b, c, d, e, f, knows of all the books of the world. It is exactly the same thing. For these ten concepts of Aristotle's Logic have to be understood in such a way that they can be applied in manifold permutations, just as the letters are manipulated in the physical world by multifarious combinations and permutations. Then, with these ten concepts we read in the spiritual world. They are the letters. But in our time the concepts are known by name and that is all—which is equivalent to knowing nothing more of the alphabet than the letters in their sequence. Think what you would miss if you could not read but only knew a, b, c, d! Correspondingly, men miss everything that is in the spiritual world if they are unable to manipulate and apply the ten concepts of Aristotle in all manner of ways, in order to read in the spiritual world. In this connection something very droll has been happening among philosophers for a long time. About the middle of the Middle Ages there lived a very astute and clever man, by name Raymond Lully. From tradition he still knew something about this permutation of the categories of logic, of the fundamental concepts of logic, and he gave out what he knew—clothing it in the form of pictures as was customary in those times. What he really wanted to say, or rather, what he would have said if he had expressed the reality, was this: My contemporaries are all blockheads, because they only know a, b, c, d; they do not know how to read with the fundamental concepts, the root concepts. A man must understand in his head how to combine these fundamental concepts as letters are combined into words and sentences. Then he can read in the spiritual world.—Raymond Lully did not say this in such direct words for that was not the custom in his days. He said: Write the fundamental concepts on slips of paper, then take a kind of roulette, spin it and the concepts will be thrown about among each other; and then read. Then there will be results. This, however, was only an analogy, for he did not really mean anything like a dead, mechanical roulette; he meant the spiritual head which must manipulate and combine these concepts. But those who heard of it took the analogy literally and have laughed about it ever since, considering it to be a piece of childishness on the part of Raymond Lully. The childishness, however, is purely on the side of modern philosophy which does not understand what was meant. Practically everything that in olden days was brought to humanity by the primeval Teachers whom we know as the Moon Beings, has been lost. But during his backward journey in the first period after death the human being becomes acquainted in a very special way with this knowledge. He knows then how these ancient Sages thought, what kind of wisdom they possessed. Hence the graphic, concrete reality of his experiences during this period. But in our time things have become complicated and confused owing to a kind of lack of understanding. Human beings, who since the fading of the primeval wisdom have been living here on earth with their abstract concepts, have not the power to understand the inner soul-constitution of these primeval Teachers since they entered the Moon-existence. When a modern scholar is passing through this period of his life after death, be speaks a very different language from these primeval Teachers who, as I shall describe to you in more detail, have a very great deal to do with the shaping of karma. These primeval Teachers and the men of to-day who die imbued with modern culture and the fruits of modern civilisation do not really understand one another. It is extremely difficult to form a clear conception of these things, for observation of what is happening to human beings in this connection is by no means easy. But in characteristic cases observation is possible: for instance, one can study two men who died not so very long ago and who have gone their way backward after death, two men who were steeped in modern culture and who nevertheless were very different from each other. We can take a man who was brilliant in his own way, a scientist of average calibre like Du Bois-Reymond, or someone of the same type, and observe his backward journey after death. Another personality, too, can be observed in the same way. A very interesting personality as regards this backward journey through the soul-land is the one who hovered before me while I was composing my Mystery Plays and who took shape in the character of Strader. Strader in the Mystery Plays is an image of an actual person who in his youth entered the monastic life but subsequently abandoned it and worked in the field of rationalistic philosophy as a professor in a University. This man—he was responsible for a number of writings—has all the abstraction of a modern thinker, but his thoughts are extraordinarily penetrating, full of warmth and vigour. It does one good to find this quality of heart in a modern thinker. The full-blooded vigour of Hegel, for example, who could present the highest abstractions with tremendous depth of emotion but also with utmost concreteness, is of course no longer possible to the same extent in a man of to-day. Hegel was a thinker who was able to imbue concepts and ideas with such concrete reality that he could, so to speak, hack wood with them. But the man to whom I am now referring revealed something of the same heart-quality in handling abstract concepts. As I said, his life hovered before me when I was shaping the figure of Strader in the Mystery Plays. When this man died his backward journey was particularly interesting to me. A fact to be taken thoroughly into account was that all his thinking had a certain theological bent. Like that of a modern scientist, or at least a natural philosopher, it was entirely abstract, but all the time there was this nuance of theology (coming of course from earlier incarnations) and his thinking was lit by a gleam of consciousness that it is possible to speak, at least, of the reality of a spiritual world. Hence this man's thinking has more affinity with the soul-constitution of the Moon Beings than has the thinking of an average scientist like Du Bois-Reymond, for example. When such men are passing through the soul-world, through the Moon sphere, one can perceive a marked lack of understanding—it is like someone who lives in a foreign country and never learns the language; the others do not understand him and he does not understand them. This, broadly speaking, is the fate of a man who is a typical product of modern civilisation when he enters upon this backward journey after death. But it was rather different in the case of this personality, the prototype of Strader.—I have to resort to earthly language although it is utterly inadequate when applied to what I am here describing.—When, after death, this personality was journeying backward through the course of his life, it could be observed that the Moon Beings took a certain interest in the way he was bringing his thoughts, his abstract thoughts, into the soul-world. And he, in his turn, experienced a very remarkable awakening, an awakening in which he seemed to be saying to himself: ‘Ah, now I see that all I fought against is, in reality, quite different.’ (He had fought against many things that were traditional).—‘I see now that it only gradually came to be what it is, because the ancient truths have become abstract words. I was often fighting against windmills; now, however, I see realities.’ Something of extraordinary interest is happening here—and a whole number of such men in modern life might be cited as examples. There is something extremely interesting in this backward journey after death where the foundations of karma are laid. An even more striking figure in this connection is the philosopher Jacob Frohschammer, who wrote Die Phantasie als Weltprinzip (Imagination as a World-Building Principle). I have often mentioned him. There was still a great deal of inner substance in his abstract concepts, but, like the man just described, he was an abstract thinker. He could, however, so little tolerate the abstractions of modernism—I do not now mean ‘modernism’ in the terminology of Roman Catholicism—that he simply refused to acknowledge concepts as world-building forces; he would acknowledge only imagination. He said: imagination is working everywhere; the plants grow, the animals exist and so forth, through imagination. In this respect Frohschammer's book is extraordinarily interesting. It is wonderful to observe how such a personality, who has still retained much of what was alive in cultural life before the modern, abstract way of thinking became customary, is able to blend with the substance of the Moon Beings. Investigations of this kind are profoundly interesting because a closer insight into the laws of the evolution of karma grows out of them. And when one is drawn by a certain sympathy to such a personality—as I myself was drawn to the prototype of Strader in the Mystery Plays—it is the warmth of soul by which one is united with him that makes it possible to share the experiences of this very significant journey after death. The fact that the impressions are so strong for the man who is passing through these experiences has an after-effect, too, upon the person who is following them with knowledge. And that in itself is a very remarkable thing. For it becomes evident how much more impressive are the experiences after death than those of earthly life. I ask myself to-day in all earnestness: If I should wish to add a fifth Mystery Play to the four already written, would it be possible for me again to include the figure of Strader, now that for some considerable time I have watched these pictures of what Strader's prototype experienced after death? ... It would be quite impossible, because the moment I want to present the earthly figure, where the impressions are far less intense, the pictures of the impressions experienced by Strader's prototype after death are there before me. And they are far, far stronger; they blot out what was there during the earthly life. I can observe this quite clearly in myself. As you may imagine, I took an extraordinary interest in the life of this man, for he was the prototype of Strader. He has since died and the impressions coming to him, after death, are incomparably more interesting to me than anything I can find out or describe about him while he was alive. When I think about my Mystery Plays I realise that because of the vivid impressions of this prototype of Strader in the life after death, the character of Strader is the one that fades away from me most completely of all. This does not apply to the same extent to the other characters in the Plays. You see there how what is here on earth aligns itself in true observation with what is beyond the earth, and how the effect of such things enables one to realise the tremendous intensity of the life after death on this backward journey. The sheer intensity of it blots out the impressions of earthly life. Still more can be said about these matters. I am not speaking here of anything that has been invented, but of realities. We may know a man very well in his earthly life and then experience what he has to undergo in the backward journey after death. Everything takes a different form because of the intensity of the pictures. If we have been exceedingly interested in a man's earthly life—as I was in that of a man who died a number of years ago—then our whole relation to the earthly life changes; it has an entirely different character when we subsequently share in the experiences of the personality in question during the backward journey after death. And many things in the earthly relationships are only now revealed in their whole truth. This is all the more the case when the relationships in the earthly life were not of a spiritual nature; when they were, when they were essentially spiritual, there is, as it were, a continuous, onflowing development. If, however, there had been, for example, a human relationship without agreement in ideas and thoughts, then in certain circumstances this relationship may be transformed after death into something quite different, into an entirely different life of feeling and the like. The cause of this change is the vividness of the pictures which then appear. I am describing these things in order to call up before you a concrete image of types of realities differing from those of earthly existence. There are many different types of realities. And when, so to speak, the deeds of the Moon Beings flow into the pictures which a man himself shapes, this reality is such that it appears even more wonderful than the subsequent reality when the man is passing through the spiritual world proper and in union with the Hierarchies is concerned with the elaboration of the results of his earthly life; this state of existence runs a much simpler course because it is a kind of continuation. But the radical transformation of the human being after death, due as it is to the fact that he enters into relation with Beings who left the earth long ago and founded a kind of Moon colony in the cosmos—this is something that with tremendous forcefulness discloses to us a reality which, because it follows immediately after the life on earth, is closely related to and yet essentially different from earthly reality. When human beings cling too strongly to earthly things it may be difficult for them to find their bearings in the sphere of the Moon Beings. Something happens then which I will describe in the following way. Picture to yourselves the earth here, the moon there.—Now the active moon-influences which are, in reality, reflected sun-influences, penetrate just so far into the earth ... At this point they cease. The moon-influences do not penetrate very deeply into the earth, actually only as far as the roots of the plants spread in the soil. The moon-influences are not really active below the stratum of the roots of plants. There is only a shallow layer up here where the moon-influences are held fast. Sun-influences, of course, penetrate deeply into the earth. The warmth of the sun in the summer is preserved; when you lay potatoes in the soil the sun's warmth is still there during the winter. The sun-influences penetrate deeply into the earth, the moon-influences only as far as the level of the roots of plants ... a shallow layer. ![]() The moon-influences, rising up like mist from this shallow layer, may cause human beings who have to pass after death into the Moon sphere—the soul-world—but are unable to understand the Moon Beings, to be trapped by this shallow stratum of moon-influences and they can actually be seen by sensible-super-sensible perception wandering about as ghosts, as spectral shades. The legends and poems which tell of these things are based upon reality, but in order to form a sound judgment in this domain we must be entirely free from superstition, we must proceed with critical deliberation and accept only what can be put to the test. In this backward journey after death which lasts for a third of the time of the earthly life, karma is prepared. For the Moon Beings mingle in these ‘negatives’ of a man's deeds, also of his deeds in the life of thought. The Moon Beings have a good memory and they inscribe into the cosmic ether every experience they share with the human being. We pass through the life between death and a new birth and then, on the return journey when we come back once more into the Moon sphere we find everything inscribed there. And we bear it all with us into our life in order to bring it to fulfilment by means of our earthly will. This, my dear friends, is what I wanted to place before you to-day as a theme of study. |
304. Waldorf Education and Anthroposophy I: Shakespeare and the New Ideals
23 Apr 1922, Stratford Translated by René M. Querido Rudolf Steiner |
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I shall try to give an answer in a picture. Someone has a vivid dream in which the characters enact a whole incident before the dreamer. Looking back on it later with the intellect, she or he might say that this or that figure in the dream acted wrongly; here is an action without motive or continuity, here are contradictions. But the dream cares little for such criticism. Just as little will the poet care how we criticize with our intellect and whether we find actions contradictory or inconsistent. |
I do not mean to say that Shakespeare’s dramatic scenes are dream scenes. Shakespeare experiences his scenes in full, living consciousness. They are as conscious as can be. |
304. Waldorf Education and Anthroposophy I: Shakespeare and the New Ideals
23 Apr 1922, Stratford Translated by René M. Querido Rudolf Steiner |
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From the announcement of the theme of today’s lecture “Shakespeare and the New Ideals,” it might be expected that I would speak, above all, about new ideals. But I am convinced that it is not so necessary to speak of new ideals today as it is to speak of a wider question, namely the following: How are men and women of our time to regain the power to follow ideals? After all, no great power is required to speak about ideals; indeed, it is often the case that those who speak most about these great questions, expanding beautiful ideals in abstract words out of their intellect, are those who lack the very power to put ideals into practice. Sometimes, speaking of ideals amounts to no more than holding onto illusions in the mind in order to pass over life’s realities. At this festival, however, we have every cause to speak of what is spiritual as a reality. For this festival commemorates Shakespeare, and Shakespeare lives in what is spiritual in all that he created; he lives in it as in a real world. Receiving Shakespeare into our minds and souls might therefore be the very stimulus to give us men and women of today the power, the inner impulse to follow ideals, to follow real, spiritual ideals. We shall see our true ideals aright if we bear in mind how transitory many modern ideals have been and are, and how magnificently firm are many old ideals that still hold their own in the world by their effectiveness. Do we not see wide circles of believers in this or that religion, who base their innermost spiritual life and their inner mobility of spirit on something of the past, and gain from it the power of spiritual upliftment? And so we ask how is it that many modern ideals, beautiful as they are, and held for a while with great enthusiasm by large numbers of people, before long vanish as into a cloud, whereas religious or artistic ideals of old carry their full force into humanity not just through centuries but even through millennia? If we ask this question, we are brought back repeatedly to the fact that, whereas our modern ideals are generally no more than shadow pictures of the intellect, the old ideals were garnered from real spiritual life, from a definite spirituality inherent in the humanity of the time. The intellect can never give human beings real power from the depths of their being. And, because this is so, many modern ideals vanish and fade away long before what speaks to us, through the old religious faiths, or through the old styles of art, from hoary antiquity. Returning to Shakespeare with these thoughts in mind, we know that a power lives in his dramatic work that not only always gives us fresh enthusiasm but also kindles within us—in our imaginations, in our spiritual natures—our own creative powers. Shakespeare has a wonderfully timeless power and, in this power, he is modern, as modern as can be. Here, from the point of view of the connection between human ideals and Shakespeare, I might perhaps call to mind what I mentioned last Wednesday, namely Shakespeare’s deeply significant influence on Goethe. Countless books and treatises have been written on Shakespeare out of academic cleverness—exceptional cleverness. Taking all of the learned works on Hamlet alone, I think that one could fill library shelves that would cover this wall. But, when we seek to find what it was in Shakespeare that worked on such a man as Goethe, we finally come to the conclusion that absolutely nothing relating to that is contained in all that has been written in these books. They could have remained unwritten. All of the effort that has been brought to bear on Shakespeare stems from the world of the human intellect, which is certainly good for understanding facts of natural science and for giving such an explanation of external nature as we need to found for our modern technical achievements, but which can never penetrate what stands livingly and movingly before us in Shakespeare’s plays. Indeed, I could go further. Goethe, too, from this standpoint of intellectual understanding, wrote many things on Shakespeare’s plays by way of explanation—on Hamlet, for example—and all of this, too, that Goethe wrote, is, in the main, one-sided and barren. However, what matters is not what Goethe said about Shakespeare, but what he meant when he spoke from his inmost experience, for example, when he said, “These are no mere poems! It is as though the great leaves of fate were opened and the storm-wind of life were blowing through them, turning them quickly to and fro.” These words are no explanation, but voice the devotion of his spirit. Spoken from his own humanity, they are very different from what he himself wrote by way of explanation about Hamlet. Now, we might ask, why is it that Shakespeare is so difficult to approach intellectually? I shall try to give an answer in a picture. Someone has a vivid dream in which the characters enact a whole incident before the dreamer. Looking back on it later with the intellect, she or he might say that this or that figure in the dream acted wrongly; here is an action without motive or continuity, here are contradictions. But the dream cares little for such criticism. Just as little will the poet care how we criticize with our intellect and whether we find actions contradictory or inconsistent. I once knew a pedantic critic who found it strange that Hamlet, having only just seen the ghost of his father before him, should speak the monologue, “To be or not to be,” saying in it that “no traveller returns” from the land of death. This, the man of learning thought, was really absurd! I do not mean to say that Shakespeare’s dramatic scenes are dream scenes. Shakespeare experiences his scenes in full, living consciousness. They are as conscious as can be. But he uses the intellect only insofar as it serves him to develop his characters, to unfold them, to give form to action. He does not make his intellect master of what is to happen in his scenes. I speak here from the anthroposophical view of the world. This view I believe, does contain the great ideals of humanity. Perhaps, therefore, I may mention at this point a significant experience that explains fully—by means of “artistic seership”—something that was first known through feeling. I have already had occasion to speak about the way in which “exact clairvoyance” is being cultivated at the Goetheanum, the school of spiritual science in Dornach, Switzerland. I have described the paths to this exact clairvoyance in the books translated into English as How to Know Higher Worlds, Theosophy, and An Outline of Occult Science. By means of certain exercises, carried out no less precisely than in the learning of mathematics, we can strengthen our soul faculties. Gradually, we can so develop our powers of thought, feeling, and will that we are able to live with our souls consciously—not in the unconsciousness of sleep or in dreams—outside the body. We become able to leave behind the physical body with its intellectualistic thought—for this remains with the physical body—in full consciousness. Then we have “imaginations,” by which I do not mean such fanciful imaginings as are justified in artistic work, but I mean true imaginations, true pictures of the spiritual world surrounding us. Through what I have called “imagination,” “inspiration,” and “intuition,” we learn to perceive in the spiritual world. Just as we consciously perceive this physical world and, through our senses, learn to build an understanding of it as a totality from the single sensory impressions of sound and color, so from the spiritual perceptions of exact clairvoyance we learn to build up an understanding of the spiritual world as a totality. Exact clairvoyance has nothing to do with hallucinations and illusions that enter a human being pathologically, always clouding and decreasing consciousness. In exact clairvoyance, we come to know the spiritual world in full consciousness, as clearly and as exactly as when we do mathematical work. Transferring ourselves into high spiritual regions, we experience pictures comparable, not with what are ordinarily known as visions, but rather with memory pictures. But these are pictures of an absolutely real spiritual world. All of the original ideals of humanity in science, art, and religion were derived from the spiritual world. That is why the old ideals have a greater, more impelling power than modern intellectual ideals. The old ideals were seen in the spiritual world through clairvoyance, a clairvoyance that was at that time more instinctive and dreamlike. They were derived and taken from a spiritual source. By all means let us recognize quite clearly that certain contents of religious faith are no longer suited to our time. They have been handed down from ancient times. We need once more wide-open doors to look into the spiritual world and to take thence, not such abstract ideals as are spoken of on every side, but the power to follow the ideal and the spiritual in science, in art, and in religion. If we approach Shakespeare with such powers of seeing into the spiritual world, we shall experience something quite specific, and it is of this that I wish to speak. Shakespeare can be understood with true and artistic feeling; exact clairvoyance is, of course, not necessary to have a full experience of his power. But exact clairvoyance can show us something most significant, which will explain why it is that Shakespeare can never let us feel he has left us, why it is that he is forever giving us fresh force and impulse. It is this: whoever has attained exact clairvoyance by developing the powers of thought, feeling, and will can carry over into the spiritual world what we have experienced here of Shakespeare. This is possible. What we have experienced here in the physical body—let us say that we have been entering deeply into the character of Hamlet or Macbeth—we can take this experience over into the spiritual world. We can see what lived in Shakespeare’s deep inner life only when we compare it with the impressions that we are able to take over into the spiritual world from poets of more modern times. I do not wish to mention any particular poet by name—I know that everyone has his or her favorite poets—but any one of the naturalistic poets, particularly of recent years, could be mentioned. If we compare what we take over from Shakespeare with what we have in the spiritual world from these poets, we discover the remarkable fact that Shakespeare’s characters live! When we take them over into the spiritual world, they act. They act differently, but they bring their life here into the spiritual world. Whereas, if we take over the characters created by a modern naturalistic poet into the spiritual world, they really behave more like dolls than human beings! They have no life in them at all, no movement! Shakespeare’s men and women keep their life and character. But the characters of many other poets, derived from naturalism, are just like wooden dolls in the spiritual world! They go through a kind of freezing process! Indeed, we ourselves are chilled by contact with such modern poetry in the spiritual world. I am not saying this out of any kind of emotion, but as a matter of experience. With this experience in mind, we may ask again: what was it that Goethe felt? “It is as though the great book of fate is opened in Shakespeare, and life’s stormy wind is turning its pages quickly to and fro.” Goethe knew and felt how Shakespeare created from the full depths of the spiritual world. This has given Shakespeare his real immortality: this makes him ever new. We can go through a play of Shakespeare’s and experience it ten, twenty, a hundred times! Ladies and gentlemen, you have had before you within the last few days the scene from Much Ado about Nothing where the Friar kneels down beside the fallen heroine and utters his conviction of her innocence. It is something unspeakably deep and true, and there is hardly anything in modern literature to be compared with it. Indeed, it is most often the intimate touches in Shakespeare that work with such power and reveal his inner life and vitality. Or again, in As You Like It, where the Duke stands before the trees and all of the life of nature in the Forest of Arden, and says that they are better counselors than those at court, for they tell him something of what he is as a human being. What a wonderful perception of nature speaks from the whole of this well known passage! “. . . tongues in trees, books in the running brooks. . . .” Here is an understanding of nature, here is a reading of nature! It is true that the more modern poets can also indicate such things, but we often feel that in them it is something second-hand. In Shakespeare, we feel that he is himself everything. Even when they both say the same, it is altogether different whether Shakespeare says it or some other poet. Thus the great question comes before us: how is it that, in Shakespeare, there is this living quality that is so intimately related to the supersensible? Whence comes the life in Shakespeare’s dramas? This question leads us to see how Shakespeare, working as he did in the sixteenth and seventeenth centuries, was able to create something that still had living connections with the life of the most ancient drama. And this most ancient drama, as it speaks to us from Aeschylus, from Sophocles, is in turn a product of the mysteries, those ancient cultic, artistic actions that derive from the most ancient, instinctive, inner spiritual knowledge. We can understand what inspires us so in true art, if we seek the origin of art in the mysteries. If I now make some brief remarks on the ancient mysteries as the source of the artistic sense and artistic creative power, the objection can of course very easily be made that what is said on this subject from the standpoint of exact clairvoyance is unsupported by sufficient proof. Exact clairvoyance, however, brings us into touch not only with what surrounds us at the present day but also, most empathically, with the world of history, with the historical evolution of humanity, and of the universe. Those who follow the method that I have described in my books can themselves investigate what exact clairvoyance has to say upon the subject of the mysteries. When speaking of the mysteries, we are looking back into very ancient times in human evolution, times when religion, art, and science did not yet stand separately, side by side, as they do today. Generally, people are insufficiently aware of the changes—the metamorphoses—that art, religion, and science have undergone before reaching the separation and differentiation that they experience today. I will mention only one thing to indicate how, to some extent, modern anthroposophical knowledge brings us into contact again with older forms of true artistic life. Across the centuries, the works of earlier painters—those, say, before the end of the thirteenth and during the fourteenth centuries—come down to us. We need only think of Cimabue. Thereafter, something that has rightly held sway in modern painting enters into painting. This is what we call perspective. In the paintings in the dome of the Goetheanum in Switzerland, you can see how we are returning once again to the perspective which lies in the colors themselves—where we have a different feeling in the blue, the red, and the yellow. It is as though we were leaving the ordinary physical world: the third dimension of space ceases to have significance, and we work in two dimensions only. Thus, a painter can return to a connection with the ancient instinctive spiritual experience of humanity. It is this possibility that modern anthroposophy seeks to give through all that I have said concerning exact clairvoyance. Looking back at the life of ancient, instinctive clairvoyance, we find it connected equally with the artistic, the religious, and the scientific; that is, with the whole of the ancient form of knowledge. There was always an understanding for the union of religion, art, and science—which in those days meant a revelation of divine cosmic forces—in the mystery cults. Insofar as they were a manifestation of divine forces, the mystery cults entered deeply into humanity’s religious feelings; insofar as they were already what we call today artistic—what we cultivate in art—they were the works of art for the people of that time. And, insofar as those ancient peoples were aware that true knowledge is gained, not by seeking it one-sidedly through the head, but through the experience of the whole being, the ancient mysteries in their development were also mediators for human knowledge as it then was. Today, on the other hand, according to the modern view, knowledge can be acquired simply by taking ordinary consciousness—remaining as we are—and observing nature, forming concepts from the facts of nature. Our modern way of approaching the world in order to gain knowledge of it is not the same as it was in ancient times. In the old way, to look into the spiritual world, one had to lift oneself to a higher level of one’s humanity. Of course, this ancient way of knowing was not the same as our present exact clairvoyance. Nevertheless, the human being did see into the spiritual world. The mystery rites were enacted, not to display something for the outer eye, but to awaken inner experience in the whole human being. Mighty destinies formed the subject of these mystery rites. Through them, human beings were brought to forget their ordinary selves. They were lifted out of ordinary life. Although in a dream and not as clearly as is required today, they entered the state of living outside their bodies. That was the purpose of the mysteries. By the witness of deeply-moving scenes and actions, the mysteries sought to bring the neophyte to the point of living and experiencing outside the physical body. There are certain fundamental experiences characteristic of life outside the body. One great experience is the following. In the physical body, our ordinary life of feeling is interwoven with the organic processes in our own body. But when we are outside the body, our feeling encompasses everything that surrounds us. We experience in feeling all of the life around us. Imagine that a person is outside the physical body with his or her soul and spiritual life and experiences spiritually—not with the intellect’s ice-cold forces, but with the forces of the soul, with feeling and emotion. Imagine what it feels like to experience outside the body in this way. It is a great sympathy with all things—with thunder and lightning, with the rippling of the stream, the welling forth of the river spring, the sighing of the wind—and a feeling of togetherness also with other human beings, as well as with the spiritual entities of the world. Outside the body, one learns to know this great empathy. Now, united with this great feeling of empathy, another fundamental feeling also comes over the human being in the face of what is at first unknown. I refer to a certain sense of fear. These two feelings—the feeling of empathy with all the world, and the feeling of fear—played a great part in the ancient mysteries. When the pupils had strengthened themselves in their inner lives so that they were able, without turning away and without losing their inner control, to bear both the living empathy with the world and the fear, then they were ripe enough and sufficiently evolved really to see into the spiritual worlds. They were then ready to live and experience the spiritual world. And they were ready, too, to communicate to their fellow human beings knowledge drawn from spiritual worlds. With their feeling, they could work down from the spiritual worlds into this world, and a new poetic power was revealed in their speech. Their hands became skilled to work in colors; they were able to command the inner rhythm of their organism so that they could become musicians for the benefit of other human beings. In this way, they became artists. They could hand down from the mysteries what the primeval religions gave to humanity. Anyone who looks into the Catholic Mass with inner spiritual knowledge knows that it is the last shadow-like reflection of what was living in the mysteries. At first, what was living in the mysteries had its artistic and its religious side. Afterward, these two separated. In Aeschylus and in Sophocles we already see the artistic element, as it were, lifted out of the mysteries. There is the divine hero, Prometheus. In Prometheus, the human being comes to know something of the deeply-moving, terrifying experiences, the inner fear of the mysteries. What was living in the mysteries, in which the neophytes were initiated into a higher stage of life, becomes in Prometheus a picture, though permeated with living dramatic power. Thus drama became an image of the deepest human experiences. Aristotle, who was already, in a sense, an intellectual, still lived in some of the old traditions. He knew and experienced how drama was a kind of echo of the ancient mysteries. For this reason, Aristotle said, putting into words what was an echo of the ancient mysteries living on in Aeschylus and Sophocles, what has been dismissed by learned men again and again in their books: “Drama is the representation of a scene calling forth sympathy and fear, in order that human beings may be purified of physical passions, that they may undergo catharsis.” We cannot understand what this catharsis, or purification, means unless we look back into the ancient mysteries and see how people were purified of what is physical and lived through mighty experiences in the supersensible, outside their physical bodies. Aristotle describes what had already become a picture in Greek drama. Afterward, this passed over to later dramatists, and we see in Corneille and Racine something that is a fulfillment of Aristotle’s words. We see characters clothed, as it were, in fear and compassion—compassion that is none other than the ancient sympathy and experience with all the world that the human being experienced outside the body. The fear is always there when the human being faces the unknown. The supersensible is always, in a sense, the unknown. Shakespeare entered into the evolution of drama in his time. He entered into a world that was seeking a new dramatic element. Something transcending ordinary human life lives in drama. Shakespeare entered deeply into this. He was inspired by that ancient dramatic power which, to a certain extent, was still felt by his contemporaries. And he worked in such a way that we feel in Shakespeare that more than a single human personality is at work: the spirit of his century is at work and, with it, the spirit of the whole of human evolution. Shakespeare still lived in that ancient feeling, and so he called something to life in himself that enabled him to form his dramatic characters and human figures, not in any intellectual way, but by living right within them himself. The characters of Shakespeare’s plays come, not from human intellect, but from a power kindled and fired in the human being. It is this power that we must seek again if we would develop the true ideal of humanity. Let us come back to the unification of art, science, and religion. This is our aim at the Goetheanum in Dornach. By the development of exact clairvoyance, we come to understand what was at work in the ancient mysteries. The element that the mystery dramatists placed, as yet externally, before their audiences was still at work in Shakespeare who recreated it in a wonderfully inward way. It is no mere outer feature of Shakespeare’s plays that we find in them about a hundred and fifty names of different plants and about a hundred names of birds, everywhere intimately, lovingly interwoven with human life. All of this is part of the single whole in Shakespeare. Shakespeare took the continuous current that flows through human evolution from the ancient Mysteries—their cults and rites—wholly into his inner life. He took this impulse of the ancient mysteries and his plays come forth like dreams that are awake and real. The intellect with its explanations, its consistencies and inconsistencies, cannot approach them. As little as we can apply intellectual standards to a Prometheus or an Oedipus, just so little can we apply them to Shakespeare’s plays. Thus, in a wonderful way, we see in Shakespeare’s own person a development that we can call a mystery development. Shakespeare comes to London where he draws on historical traditions for his material. In his plays, he is still dependent on others. We see then how, from about 1598 onward, a certain inner life awakens. Shakespeare’s own artistic imagination comes to life. He is able to stamp his characters with the very interior of his being. Sometime later, when he has created Hamlet, a kind of bitterness toward the external physical world comes over him. We feel as though he were living in other worlds and judging the physical world differently—as though he were looking down from the point of view of other worlds. We then see him emerge from this inner deepening of experience with all of its inner tragedy. First, Shakespeare learns the external dramatic medium. Next, he goes through deepest inwardness—what I would call the meeting with the World Spirit, of which Goethe spoke so beautifully. Then he re-enters life with a certain humor, and his work carries with it the loftiest spirituality joined with the highest dramatic power. Here, I am thinking, for example, of The Tempest, one of the most wonderful creations of all humankind, one of the richest products of the evolution of dramatic art. In it, Shakespeare, in a living, human way, is able to lay his ripe philosophy of life into every character and figure. So, having seen the art of drama derive from the ancient mysteries whose purpose was the living evolution of humanity, we can understand how it is that such an educational power goes out from Shakespeare’s plays. We can see how Shakespeare’s work, which arose out of a kind of self education given by nature herself, which he then lifted to the highest spirituality, can work in our schools and penetrate the living education of our youth. Once we have thus experienced their full cosmic spirituality, Shakespeare’s dramas must be livingly present with us when we consider the great educational questions of the day. But we must be active with all of the means at our disposal, for only by the deepest spirituality shall we find in Shakespeare the answer to these questions. Such are the ideals that humanity needs so sorely. We have a wonderful natural science in our time, but it places a world that is dense and material before us. It can teach us nothing else than the final end of it all in a kind of universal death. And, when we consider natural evolution, as it is given to us in the thoughts of the last centuries, it seems like something strange and foreign when we look up to our spiritual ideals. So we ask whether the religious ideal has a real force, adequate to the needs of the civilized world today. But it has not. We must regain this real force by rising to the spiritual world. Only then, by spiritual knowledge and not by mere belief, shall we find the strength in our ideals to overcome all material aspects in the cosmos. We must be able to lift ourselves up to the power that creates from truly religious ideals, the power to overcome the world of matter in the universe. We can do this only if we yield ourselves to the spiritual conception of the world and, for this, Shakespeare can be a great leader. Moreover, it is an intense social need that there be a spiritual conception of the world working in our time. Do not think that I am speaking out of egotism when I refer once again to Dornach in Switzerland, where we are cultivating what can lead humanity once more into the reality of the spiritual, into the true spiritual nature of the world. Only because of this were we able to overcome many of those contending interests working in people today and so sadly splitting them into parties and differing sections in every sphere of life. I could mention that, from 1913 until now, almost without a break, through the whole period of the war, while nearby the thunder of the cannon was heard, members of no less than seventeen nations have been working together in Dornach. That seventeen nations could work together peacefully during the greatest of all wars, this, too, seems to me a great ideal in education. What is possible on a small scale should be possible on a large scale, and human progress—human civilization—needs it. And, precisely because we favor an international advance in human civilization, I point to Shakespeare as a figure who worked in all humanity. He gave all humanity a great inspiration for new human ideals, ideals that have a meaning for international, universal humanity. Therefore, let me close on this festival day with these words of Goethe, words that Goethe was impelled to speak when he felt the fullness of the spirituality in Shakespeare. There then arose from his heart a saying that, I think, must set its stamp on all our understanding of the great poet, who will remain an eternal source of inspiration to all. Conscious of this, Goethe uttered these words on Shakespeare with which we may close our thoughts today: “It is the nature of spirit to inspire spirit eternally.” Hence, we may rightly say, “Shakespeare for ever and without end!” |
323. Astronomy as Compared to Other Sciences: Lecture VII
07 Jan 1921, Stuttgart Translator Unknown Rudolf Steiner |
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This other quality—this other way of living with the world—belongs however to this day to our ideas and mental pictures. In quality they are like dreams. Fro in our dreams we have a feeling of being given up to, surrendered to the world around us. We have the same kind of experience in our mental pictures. |
(We are not making hypotheses; we are observing what really happened.) We come to a human life of soul, not only more dream-like than that of today, but akin to our present life of ideation rather than to our life in actual sense-perception. |
If our inner life in mental pictures retained its dream-like quality and only the life of the senses were added to it, something would still be lacking. |
323. Astronomy as Compared to Other Sciences: Lecture VII
07 Jan 1921, Stuttgart Translator Unknown Rudolf Steiner |
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You will have seen how we are trying in these lectures to prepare the ground for an adequate World-picture. As I have pointed out again and again, the astronomical phenomena themselves impel us to advance from the merely quantitative to the qualitative aspect. Under the influence of Natural Science there is a tendency, in modern scholarship altogether, to neglect the qualitative side and to translate what is really qualitative into quantitative terms, or at least into rigid forms. For when we study things from a formal aspect we tend to pass quite involuntarily into rigid forms, even if we went to keep them mobile. But the question is, whether an adequate understanding of the phenomena of the Universe is possible at all in terms of rigid, formal concepts. We cannot build an astronomical World-picture until this question has been answered. This proneness to the quantitative, abstracting from the qualitative aspect, has led to a downright mania for abstraction which is doing no little harm in scientific life, for it leads right away from reality. People will calculate for instance under what conditions, if two sound-waves are emitted one after the other, the sound omitted later will be heard before the other. All that is necessary is the trifling detail that we ourselves should be moving with a velocity greater than that of sound. But anyone who thinks in keeping with real life instead of letting his thoughts and concepts run away from the reality, will, when he finds them incompatible with the conditions of man's co-existence with his environment, stop forming concepts in this direction. He cannot but do so. There is no sense whatever in formulating concepts for situations in which one can never be. To be a spiritual scientist one must educate oneself to look at things in this way. The spiritual scientist will always want his concepts to be united with reality. He does not want to form concepts remote from reality, going off at a tangent,—or at least not for long. He brings them back to reality again and again. The harm that is done by the wrong kinds of hypothesis in modern time is due above all to the deficient feeling for the reality in which one lives. A conception of the world free of hypotheses, for which we strive and ought to strive, would be achieved far more quickly if we could only permeate ourselves with this sense of reality. And we should then be prepared, really to see what the phenomenal world presents. In point of fact this is not done today. If the phenomena were looked at without prejudice, quite another world-picture would arise than the world-pictures of contemporary science, from which far-fetched conclusions are deduced to no real purpose, piling one unreality upon another in merely hypothetical thought-structures. Starting from this and from what was given yesterday, I must again introduce certain concepts which may not seem at first to be connected with our subject, though in the further course you will see that they too are necessary for the building of a true World-picture. I shall again refer to what was said yesterday in connection with the Ice-ages and with the evolution of the Earth altogether. To begin with however, we will take our start from another direction. Our life of knowledge is made up of the sense-impressions we receive and of what comes into being when we assimilate the sense-impressions in our inner mental life. Rightly and naturally, we distinguish in our cognitional life the sense-perceptions as such and the inner life of ‘ideas’—mental pictures. To approach the reality of this domain we must being by forming these two concepts: That of the sense-perception pure and simple, and of the sense-perception transformed and assimilated into a mental picture. It is important to see without prejudice, what is the real difference between our cognitional life insofar as this is permeated with actual sense-perceptions and insofar as it consists of mere mental picture. We need to see these things not merely side by side in an indifferent way; we need to recognize the subtle differences of quality and intensity with which they come into our inner life. If we compare the realm of our sense-perceptions—the way in which we experience them—with our dream-life, we shall of course observe an essential qualitative difference between the two. But it is not the same as regards our inner life of ideas and mental pictures. I am referring now, not to their content but to their inner quality. Concerning this, the content—permeated as it is with reminiscences of sense-perceptions—easily deludes us. Leaving aside the actual content and looking only at its inner quality and character—the whole way we experience it,—there is no qualitative difference between our inner life in ideas and mental pictures and our life of dreams. Think of our waking life by day, or all that is present in the field of our consciousness in that we open our senses to the outer world and are thereby active in our inner life, forming mental pictures and ideas. In all this forming of mental pictures we have precisely the same kind of inner activity as in our dream-life; the only thing that is added to it is the content determined by sense-perception. This also helps us realize that man's life of ideation—his forming of mental pictures—is a more inward process than sense-perception. Even the structure of our sense-organs—the way they are built into the body—shows it. The processes in which we live by virtue of these organs are not a little detached from the rest of the bodily organic life. As a pure matter of fact, it is far truer to describe the life of our senses as a gulf-like penetration of the outer world into our body (Fig. 1) than as something primarily contained within the latter. Once more, it is truer to the facts to say that through the eye, for instance, we experience a gulf-like entry of the outer world. The relative detachment of the sense-organs enables us consciously to share in the domain of the outer world. Our most characteristic organs of sense are precisely the part of us which is least closely bound to the inner life and organization of the body. Our inner life of ideation on the other hand—our forming of mental pictures—is very closely bound to it. Ideation therefore is quite another element in our cognitional life than sense-perception as such. (Remember always that I am thinking of these processes such as they are at the present stage in human evolution.) ![]() Now think again of what I spoke of yesterday—the evolution of the life of knowledge from one Ice-Age to another. Looking back in time, you will observe that the whole interplay of sense-perceptions with the inner life of ideation—the forming of mental pictures—has undergone a change since the last Ice-Age. If you perceive the very essence of that metamorphosis in the life of knowledge which I was describing yesterday, then you will realize that in the times immediately after the decline of the Ice-Age the human life of cognition took its start from quite another quality of experience than we have today. To describe it more definitely; whilst our cognitional life has become more permeated and determined by the senses and all that we receive from them, what we do not receive from the senses—what we received long, long ago through quite another way of living with the outer world—has faded out and vanished, ever more as time went on. This other quality—this other way of living with the world—belongs however to this day to our ideas and mental pictures. In quality they are like dreams. Fro in our dreams we have a feeling of being given up to, surrendered to the world around us. We have the same kind of experience in our mental pictures. While forming mental pictures we do not really differentiate between ourselves and the world that then surrounds us; we are quite given up to the latter. Only in the act of sense-perception do we separate ourselves from the surrounding world. Now this is just what happened to the whole character of man's cognitional life since the last Ice-Age. Self-consciousness was kindled. Again and again the feeling of the “I” lit up, and this became ever more so. What do we come to therefore, as we go back in evolution beyond the last Ice-Age? (We are not making hypotheses; we are observing what really happened.) We come to a human life of soul, not only more dream-like than that of today, but akin to our present life of ideation rather than to our life in actual sense-perception. Now ideation—once again, the forming of mental pictures—is more closely bound to the bodily nature than is the life of the senses. Therefore what lives and works in this realm will find expression rather within the bodily nature than independently of the latter. Remembering what was said in the last few lectures, this will then lead you from the daily to the yearly influences of the surrounding world. The daily influences, as I showed, are those which tend to form our conscious picture of the world, whereas the yearly influences affect our bodily nature as such. Hence if we trace what has been going on in man's inner life, as we go back in time we are led from the conscious life of soul deeper and deeper into the bodily organic life. In other works; before the last Ice-Age the course of the year and the seasons had a far greater influence on man than after. Man, once again, is the reagent whereby we can discern the cosmic influences which surround the Earth. Only when this is seen can we form true ideas of the relations—including even those of movement—between the Earth and the surrounding heavenly bodies. To penetrate the phenomena of movement in the Heavens, we have to take our start from man—man, the most sensitive of instruments, if I may call him so. And to this end we need to know man; we must be able to discern what belongs to the one realm, namely the influences of the day, and to the other, the influences of the year. Those who have made a more intensive study of Anthroposophical Science may be reminded here of what I have often described from spiritual perception; the conditions of life in old Atlantis, that is before the last Ice-Age. For I was there describing from another aspect—namely from direct spiritual sight—the very same things which we are here approaching more by the light of reason, taking our start from the facts of the external world. We are led back then to a kind of interplay between the Earth and its celestial environment which gave men an inner life of ideation—mental pictures—and which was afterwards transmuted in such a way as to give rise to the life of sense-perception in its present form. (The life of the senses as such is of course a much wider concept; we are here referring to the form it takes in present time.) But we must make a yet more subtle distinction. It is true that self-consciousness or Ego-consciousness, such as we have it in our ordinary life today, is only kindled in us in the moment of awakening. Self-consciousness trikes in upon us the moment we awaken. It is our relation to the outer world—that relation to it, into which we enter by the use of our senses—to which we owe our self-consciousness. But if we really analyze what it is that thus strikes in upon us, we shall perceive the following. If our inner life in mental pictures retained its dream-like quality and only the life of the senses were added to it, something would still be lacking. Our concepts would remain like the concepts of fantasy or fancy (I do not say identical with these, but like them). We should not get the sharply outlined concepts which we need for outer life. Simultaneously therefore with the life of the senses, something flows into us from the outer world which gives sharp outlines and contours to the mental pictures of our every-day cognitional life. This too is given to us by the outer world. Were it not for this, the mere interplay of sensory effects with the forming of ideas and mental pictures would bring about in us a life of fantasy or fancy and nothing more; we should never achieve the sharp precision of every-day waking life. Now let us look at the different phenomena quite simply in Goethe's way, or—as has since been said, rather more abstractly—in Kizchhoff's way. Before doing so I must however make another incidental remark, Scientists nowadays speak of a “physiology of the senses”, and even try to build on this foundation a “psychology of the senses”, of which there are different schools. But if you see things as they are, you will find little reality under these headings. In effect, our senses are so radically different from one-another that a “Physiology of the senses”, claiming to treat them all together, can at more be highly abstract. All that emerges, in the last resort, is a rather scanty and even then very questionable physiology and psychology of the sense of touch, which is transferred by analogy to the other senses. If you look for what is real, you will require a distinct physiology and a distinct psychology for every one of the senses. Provided we remember this, we may proceed. With all the necessary qualifications, we can then say the following. Look at the human eye. (I cannot now repeat the elementary details which you can find in any scientific text-book.) Look at the human eye, one of the organs giving us impressions of the outer world,—sense-impressions and also what gives them form and contour. These impressions, received through the eye, are—once again—connected with all the mental pictures which we then make of them in our inner life. Let us now make the clear distinction, so as to perceive what underlies the sharp outline and configuration which makes our mental images more than mere pictures of fancy, giving them clear and precise outline. We will distinguish this from the whole realm of imagery where this clarity and sharpness is not to be found,—where in effect we should be living in fantasies. Even through what we experience with the help of our sense-organs—and what our inner faculty of ideation makes of it—we should still be floating in a realm of fancies. It is through the outer world that all this imagery receives clear outline, finished contours. It is through something from the outer world, which in a certain way comes into a definite relation to our eye. And now look around. Transfer, what we have thus recognized as regards the human eye, to the human being as a whole. Look for it, simply and empirically, in the human being as a whole. Where do we find—though in a metamorphosed form—what makes a similar impression? We find it in the process of fertilization. The relation of the human being as a whole—the female human body—to the environment is, in a metamorphosed form, the same as the relation of the eye to the environment. To one who is ready to enter into these things it will be fully clear. Only translated, one might say, into the material domain, the female life is the life of fantasy or fancy of the Universe, whereas the male is that which forms the contours and sharp outlines. It is the male which transforms the undetermined life of fancy into a life of determined form and outline. Seen in the way we have described in today's lecture, the process of sight is none other than a direct metamorphosis of that of fertilization; and vice-versa. We cannot reach workable ideas about the Universe without entering into such things as these. I am only sorry that I can do no more than indicate them, but after all, these lectures are meant as a stimulus to further work. This I conceive to be the purpose of such lectures; as an outcome, every one of you should be able to go on working in one or other of the directions indicated. I only want to show the directions; they can be followed up in diverse ways. There are indeed countless possibilities in our time, to carry scientific methods of research into new directions. Only we need to lay more stress on the qualitative aspects, even in those domains where one has grown accustomed to a mere quantitative treatment. What do we do, in quantitative treatment? Mathematics is the obvious example; ‘Phoronomy’ (Kinematics) is another. We ourselves first develop such a science, and we then look to find its truths in the external, empirical reality. But in approaching the empirical reality in its completeness we need more than this. We need a richer content to approach it with, than merely mathematical and phoronomical ideas. Approach the world with the premises of Phoronomy and Mathematics, and we shall naturally find starry worlds, or developmental mechanisms as the case may be, phoronomically and mathematically ordered. We shall find other contents in the world if once we take our start from other realms than the mathematical and phoronomical. Even in experimental research we shall do so. The clear differentiation between the life of the senses and the organic life of the human being as a whole had not yet taken place in the time preceding the last Ice-Age. The human being still enjoyed a more synthetic, more ‘single’ organic life. Since the last Ice-Age man's organic life has undergone, as one might say, a very real ‘analysis’. This too is an indication that the relation of the Earth to the Sun was different before the last Ice-Age from what it afterwards became. This is the kind of premise from which we have to take our start, so as to reach genuine pictures and ideas about the Universe in its relation to the Earth and man. Moreover our attention is here drawn to another question, my dear Friends. To what extent is ‘Euclidean space’—the name, of course, does not matter—I mean the space which is characterized by three rigid directions at right angles to each other. This, surely, is a rough and ready definition of Euclidean space. I might also call it ‘Kantian space’, for Kant's arguments are based on this assumption. Now as regards this Euclidean—or, if you will, Kantian—space we have to put the question: Does it correspond to a reality, or is it only a thought-picture, an abstraction? After all, it might well be that there is really no such thing as this rigid space. Now you will have to admit; when we do analytical geometry we start with the assumption that the X-, Y- and Z-axes may be taken in this immobile way. We assume that this inner rigidity of the X, Y and Z has something to do with the real world. What if there were nothing after all, in the realms of reality, to justify our setting up the three coordinate axes of analytical geometry in this rigid way? Then too the whole of our Euclidean Mathematics would be at most a kind of approximation to the reality—an approximation which we ourselves develop in our inner life,—convenient framework with which to approach it in the first place. It would not hold out any promise, when applied to the real world, to give us real information. The question now is, are there any indications pointing in this direction,—suggesting, in effect, that this rigidity of space can not, after all, be maintained? I know, what I am here approaching will cause great difficulty to many people of today, for the simple reason that they do not keep step with reality in their thinking. They think you can rely upon an endless chain of concepts, deducing one thing logically from another, drawing logical and mathematical conclusions without limit. In contrast to this tendency in science nowadays, we have to learn to think with the reality,—not to permit ourselves merely to entertain a thought-picture without at least looking to see whether or not it is in accord with reality. So in this instance, we should investigate. Perhaps after all, by looking into the world of concrete things, there is some way of reaching a more qualitative determination of space. I am aware, my dear Friends, that the ideas I shall now set forth will meet with great resistance. Yet it is necessary to draw attention to such things. The theory of evolution has entered ever more into the different fields of science. They even began applying it to Astronomy. (This phase, perhaps, is over now, but it was so a little while ago.) They began to speak of a kind of natural selection. Then as the radical Darwinians would do for living organisms, so they began to attribute the genesis of heavenly bodies to a kind of natural selection, as though the eventual form of our solar system had arisen by selection from among all the bodies that had first been ejected. Even this theory was once put forward. There is this p to the whole Universe the leading ideas that have once been gaining some particular domain of science. So too it came about that man was simply placed at the latter end of the evolutionary series of the animal kingdom. Human morphology, physiology etc. were thus interpreted. But the question is whether this kind of investigation can do justice to man's organization in its totality. For, to begin with, it omits what is most striking and essential even from a purely empirical point of view. One saw the evolutionists of Haechel's school simply counting how many bones, muscles and so on man and the higher animals respectively possess. Counting in that way, one can hardly do otherwise than put man at the end of the animal kingdom. Yet it is quite another matter when you envisage what is evident for all eyes to see, namely that the spine of man is vertical while that of the animal is mainly horizontal. Approximate though this may be, it is definite and evident. The deviations in certain animals—looked into empirically—will prove to be of definite significance in each single case. Where the direction of the spine is turned towards the vertical, corresponding changes are called forth in the animal as a whole. But the essential thing is to observe this very characteristic difference between man and animal. The human spine follows the vertical direction of the radius of the Earth, whereas the animal spine is parallel to the Earth's surface. Here you have purely spatial phenomena with a quite evident inner differentiation, inasmuch as they apply to the whole figure and formation of the animal and man. Taking our start from the realities of the world, we cannot treat the horizontal in the same way as the vertical. Enter into the reality of space—see what is happening in space, such as it really is,—you cannot possibly regard the horizontal as though it were equivalent or interchangeable with the vertical dimension. Now there is a further consequence of this. Look at the animal form and at the form of man. We will take our start from the animal, and please fill in for yourselves on some convenient occasion what I shall now be indicating. I mean, observe and contemplate for yourselves the skeleton of an mammal. The usual reflections in this realm are not nearly concrete enough; they do not enter thoroughly enough into the details. Consider then the skeleton of an animal. I will go no farther than the skeleton, but what I say of this is true in an even higher degree of the other parts and systems in the human and animal body. Look at the obvious differentiation, comparing the skull with the opposite end of the animal. If you do this with morphological insight, you will perceive characteristic harmonies or agreements, and also characteristic diversities. Here is a line of research which should be followed in far greater detail. Here is something to be seen and recognized, which will lead far more deeply into realty than scientists today are wont to go. It lies in the very nature of these lectures that I can only hint at such things, leaving out many an intervening link. I must appeal to your own intuition, trusting you to think it out and fill in what is missing between one lecture and the next. You will then see how all these things are connected. If I did otherwise in these few lectures, we should not reach the desired end. ![]() Diagrammatically now (Fig. 2), let this be the animal form. If after going into an untold number of intervening links in the investigation, you put the question: ‘What is the characteristic difference of the front and the back, the head and the tail end due to?’, you will reach a very interesting conclusion. Namely you will connect the differentiation of the front end with the influences of the Sun. Here is the Earth (Fig. 3). You have an animal on the side of the Earth exposed to the Sun. Now take the side of the Earth that is turned away from the Sun. In one way or another it will come about that the animal is on this other side. Here too the Sun's rays will be influencing the animal, but the earth is now between. In the one case the rays of the Sun are working on the animal directly; in the other case indirectly, inasmuch as the Earth is between and the Sun's rays first have to pass through the Earth (Fig. 3). ![]() Expose the animal form to the direct influence of the Sun and you get the head. Expose the animal to those rays of the Sun which have first gone through the Earth and you get the opposite pole to the head. Study the skull, so as to recognize in it the direct outcome of the influences of the Sun. Study the forms, the whole morphology of the opposite pole, so as to recognize the working of the Sun's rays before which the Earth is interposed—the indirect rays of the Sun. Thus the morphology of the animal itself draws our attention to a certain interrelation between Earth and Sun. For a true knowledge of the mutual relations of Earth and Sun we must create the requisite conditions, not by the mere visual appearance (even though the eye be armed with telescopes), but by perceiving also how the animal is formed—how the whole animal form comes into being. Now think again of how the human spine is displaced through right angle in relation to the animal. All the effects which we have been describing will undergo further modification where man is concerned. The influences of the Sun will therefore be different in man than in the animal. The way it works in man will be like a resultant (Fig. 4). That is to say, if we symbolize the horizontal line—whether it represent the direct or the indirect influence of the Sun—by this length, we shall have to say; here is a vertical line; this also will be acting. And we shall only get what really works in man by forming the resultant of the two. ![]() Suppose in other words that we are led to relate animal formation quite fundamentally to some form of cosmic movement—say, a rotation of the Sun about the Earth, or a rotation of the Earth about its own axis. If then this movement underlies animal formation, we shall be led inevitably to attribute to the Earth or to the Sun yet another movement, related to the forming of man himself,—a movement which, for its ultimate effect, unites to a resultant with the first. From what emerges in man and in the animal we must derive the basis for a true recognition of the mutual movements among the heavenly bodies. The study of Astronomy will thus be lifted right out of its present limited domain, where one merely takes the outward visual appearance, even if calling in the aid of telescopes, mathematical calculations and mechanics. It will be lifted into what finds expression in this most sensitive of instruments, the living body. The forming forces working in the animal, and then again in man, are a clear indication of the real movements in celestial space. This is indeed a kind of qualitative Mathematics. How, then, shall we metamorphose the idea when we pass on from the animal to the plant? We can no longer make use of either of the two directions we have hitherto been using. Admittedly, it might appear as though the vertical direction of the plant coincided with that of the human spine. From the aspect of Euclidean space it does, no doubt (Euclidean space, that is to say, not with respect to detailed configuration but simply with respect to its rigidity.) But it will not be the same in an inherently mobile space. I mean a space, the dimensions of which are so inherently mobile that in the relevant equations, for example, we cannot merely equate the \(x\)- and the \(y\)-dimensions: \(y = ƒ(x)\). (The equation might be written very differently from this. You will see what I intend more from the words I use than from the symbols; it is by no means easy to express in mathematical form.) In a co-ordinate system answering to what I now intend, it would no longer be permissible to measure the ordinates with the same inherent measures as the abscissae. We could not keep the measures rigid when passing from the one to the other. We should be led in this way from the rigid co-ordinate system of Euclidean space to a co-ordinate system that is inherently mobile. And if we now once more ask the question: How are the vertical directions of plant growth and of human growth respectively related?—we shall be led to differentiate one vertical from another. The question is, then, how to find the way to a different idea of space from the rigid one of Euclid. For it may well be that the celestial phenomena can only be understood in terms of quite another kind of space—neither Euclidean, nor any abstractly conceived space of modern Mathematics, but a form of space derived from the reality itself. if this is so, then there is no alternative; it is in such a space and not in the rigid space of Euclid that we shall have to understand them. Thus we are led into quite other realms, namely to the Ice-Age on the one hand and on the other to a much needed reform of the Euclidean idea of space. But this reform will be in a different spirit than in the work of Minkowski and others. Simply in contemplating the given facts and trying to build up a science free of hypotheses, we are confronted with the need for a thoroughgoing revision of the concept of space itself. Of these things we shall speak again tomorrow. |
202. Course for Young Doctors: The Moral as the Source of World-Creative Power
18 Dec 1920, Dornach Translated by Gerald Karnow Rudolf Steiner |
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In regard to consciousness too, we know from ordinary life that in addition to the waking consciousness, there is dream consciousness, and we heard yesterday that dreams are essentially pictures or symbols of inner organic processes. Something is going on within us all the time, and in our dreams it comes to expression in pictures. I said that we may dream of coiling snakes when we have some intestinal disorder, or we may dream of an excessively hot stove and wake up with palpitations of the heart. The overheated stove symbolized irregular beating of the heart, the snakes symbolized the intestines, and so forth. Dreams point us to our organism. The consciousness of dreamless sleep is, as it were, an experience of nullity, of the void. |
202. Course for Young Doctors: The Moral as the Source of World-Creative Power
18 Dec 1920, Dornach Translated by Gerald Karnow Rudolf Steiner |
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I tried yesterday to give certain indications about the constitution of the human being, and at the end it was possible to show that a really penetrating study of human nature is able to build a bridge between the external constitution, and what it unfolds through self-consciousness, and the inner life. As a rule no such bridge is built, or only very inadequately built, particularly in the science current today. It became clear to us that in order to build this bridge we must know how the human constitution is to be regarded. We saw that the solid or solid-fluid organism—which is the sole object of study today and is alone recognized by modern science as organic in the real sense—we saw that this must be regarded as only one of the organisms in the human constitution; that the existence of a fluid organism, an airy organism, and a warmth organism must also be recognized. Naturally, up to the warmth organism itself, everything is to be conceived as physical body. But it is paramountly the etheric body that takes hold of the fluid body, of everything that is fluid in the human organism; in everything airy, the astral body is paramountly active, and in the warmth organism, the Ego. By recognizing this we can, as it were, remain in the physical but at the same time reach up to the spiritual. We also studied consciousness at its different levels. As I said yesterday, it is usual to take account only of the consciousness known to us in waking life from the moment of waking to the moment of falling asleep. We perceive the objects around us and reason about these perceptions with our intellect; we also have feelings in connection with these perceptions, and we have our will impulses. But we experience this whole nexus of consciousness as something which, in its qualities, differs completely from the physical which alone is taken account of by ordinary science. It is not possible, without further ado, to build a bridge from these imponderable, incorporeal experiences in the domain of consciousness to the other objects of perception studied in physiology or physical anatomy. In regard to consciousness too, we know from ordinary life that in addition to the waking consciousness, there is dream consciousness, and we heard yesterday that dreams are essentially pictures or symbols of inner organic processes. Something is going on within us all the time, and in our dreams it comes to expression in pictures. I said that we may dream of coiling snakes when we have some intestinal disorder, or we may dream of an excessively hot stove and wake up with palpitations of the heart. The overheated stove symbolized irregular beating of the heart, the snakes symbolized the intestines, and so forth. Dreams point us to our organism. The consciousness of dreamless sleep is, as it were, an experience of nullity, of the void. But I explained that this experience of the void is necessary in order that we feel ourselves connected with our bodily nature. As an Ego we would feel no connection with our body if we did not leave it during sleep and seek for it again on waking. It is through the deprivation undergone between falling asleep and waking that we are able to feel ourselves united with the body. So from the ordinary consciousness which has really nothing to do with our own essential being beyond the fact that it enables us to have perceptions and ideas, we are led to the dream-consciousness which has to do with actual bodily processes. We are therefore led to the body. We are led to the body even more strongly when we pass into the consciousness of dreamless sleep. Thus we can say: On the one hand our conception of the life of soul is such that it leads us to the body. And our conception of the bodily constitution, comprising as it does the fluid organism, the airy organism, the warmth organism and thus becoming by degrees more rarefied, leads us to the realm of soul. It is absolutely necessary to take these things into consideration if we are to reach a view of the world that can really satisfy us. The great question with which we have been concerning ourselves for weeks, the cardinal question in one's conception of the world, is this: How is the moral world order connected with the physical world order? As has been said so often, the prevailing world view—which relies entirely upon natural science for knowledge of the outer physical world—can only resort to earlier religious beliefs when it is a matter of any comprehensive understanding of the life of soul. In modern psychology there really is no longer any such understanding—this world view is unable to build a bridge. There, on the one side, is the physical world; according to contemporary views this is a conglomeration from a primeval nebula and everything will eventually become a kind of slag heap in the universe. This is the picture of the evolutionary process presented to us by the science of today, and it is the one and only picture in which a really honest modern scientist can find reality. Within this picture there is no room for a moral world order. It is there on its own. One receives the moral impulses into oneself as impulses of soul. But if the assertions of natural science are true, that first everything was astir with life, then finally the human being emerged out of the primeval nebula and only then the moral ideals well up within. And when, as is alleged, the world becomes a slag heap, this will also be the graveyard of all moral ideals. They will have vanished.—No bridge can possibly be built, and what is worse, modern science cannot, without being inconsistent, admit the existence of morality in the world order. Only if modern science is inconsistent can it accept the moral world order as valid. It cannot do so if it is consistent. The root of all this is that the only kind of anatomy in existence is concerned exclusively with the solid organism and no account is taken of the fact that the human being also has a fluid organism, an airy organism, and a warmth organism. If you picture to yourselves that as well as the solid organism with its configuration into bones, muscles, nerve fibers and so forth, you also have a fluid organism and an airy organism—though these are of course fluctuating and inwardly mobile—and a warmth organism, if you picture this you will more easily understand what I shall now have to say on the basis of spiritual-scientific observation. Think of a person whose soul is fired with enthusiasm for a high moral ideal, for the ideal of generosity, of freedom, of goodness, of love, or whatever it may be. That person may also feel enthusiasm for examples of the practical expression of these ideals. But nobody can conceive that the enthusiasm which fires the soul penetrates into the bones and muscles as described by modern physiology or anatomy. If you really take counsel with yourself, however, you will find it quite possible to conceive that when one has enthusiasm for a high moral ideal, this enthusiasm has an effect upon the warmth organism.—There, you see, we have come from the realm of soul into the physical! Taking this as an example, we may say: Moral ideals come to expression in an enhancement of warmth in the warmth organism. Not only is one warmed in soul through what is experienced in the way of moral ideals, but one becomes organically warmer as well—though this is not so easy to prove with physical instruments. Moral ideals, then, have a stimulating, invigorating effect upon the warmth organism. You must think of this as a real and concrete happening: enthusiasm for a moral ideal—stimulation of the warmth organism. There is more vigorous activity in the warmth organism when the soul is fired by a moral ideal. Neither does this remain without effect upon the rest of one's constitution. As well as the warmth organism there is also the air organism. We inhale and exhale the air; but during the inbreathing and outbreathing process the air is within us. It is of course inwardly in movement, in fluctuation, but equally with the warmth organism it is an actual air organism in us. Warmth, quickened by a moral ideal, works in turn upon the air organism, because warmth permeates the whole human organism, permeates every part of it. The effect upon the air organism is not that of warming only, for when the warmth, stimulated in the warmth organism, works upon the air organism, it imparts to it something that I can only call a source of light. Sources of light, as it were, are imparted to the air organism, so that moral ideals which have a stimulating effect upon the warmth organism produce sources of light in the air organism. To external perception and for ordinary consciousness these sources of light are not in themselves luminous, but they manifest in the astral body. To begin with, they are curbed—if I may use this expression—through the air that is within us. They are, so to speak, still dark light, in the sense that the seed of a plant is not yet the developed plant. Nevertheless we have a source of light within us through the fact that we can be fired with enthusiasm for moral ideals, for moral impulses. We also have within us the fluid organism. Warmth, stimulated in the warmth organism by moral ideals, produces in the air organism what may be called a source of light which remains, to begin with, curbed and hidden. Within the fluid organism—because everything in the human constitution interpenetrates—a process takes place which underlies the outer tone conveyed in the air. I said that the air is only the body of the tone, and anyone who regards the essential reality of tone as a matter of vibrations of the air, speaks of tones just as he would speak of a person as having nothing except the outwardly visible physical body. The air with its vibrating waves is nothing but the outer body of the tone. In the human being this tone, this spiritual tone, is not produced in the air organism through the moral ideal, but in the fluid organism. The sources of tone, therefore, arise in the fluid organism. We regard the solid organism as the densest of all, as the one that supports and bears all the others. Within it, too, something is produced as in the case of the other organisms. In the solid organism there is produced what we call a seed of life—but it is an etheric, not a physical, seed of life such as issues from the female organism at a birth. This etheric seed which lies in the deepest levels of subconsciousness is actually the primal source of tone and, in a certain sense, even the source of light. This is entirely hidden from ordinary consciousness, but it is there within us. Think of all the experiences in your life that came from aspiration for moral ideas—be it that they attracted you merely as ideas, or that you saw them coming to expression in others, or that you felt inwardly satisfied by having put such impulses into practice, by letting your deeds be fired by moral ideals—all this goes down into the air organism as a source of light, into the fluid organism as a source of tone, into the solid organism as a source of life. These processes are withdrawn from the field of our normal consciousness but they are active nevertheless. They become free when we lay aside our physical body at death. What is thus produced in us through moral ideals, or through the loftiest and purest ideas, does not bear immediate fruit. For during the life between birth and death, moral ideas as such become fruitful only insofar as we remain in the life of ideas, and insofar as we feel a certain satisfaction in moral deeds performed. But this is merely a matter of remembrance, and has nothing to do with what actually penetrates down into the different organisms as the result of enthusiasm for moral ideals. So we see that our whole constitution, beginning with the warmth organism, is, as a matter of fact, permeated by moral ideals. And when at death the etheric body, the astral body, and the Ego emerge from the physical body, these higher members of our human nature are filled with all the impressions we have had. Our Ego was living in the warmth organism when it was quickened by moral ideas. We were living in our air organism, into which were implanted sources of light which now, after death, go forth into the cosmos together with us. In our fluid organism, tone was kindled which now becomes part of the Music of the Spheres, resounding from us into the cosmos. And we bring life with us when we pass out into the cosmos through the portal of death. You will now begin to have an inkling of what the life that permeates the universe really is. Where are the sources of life? They lie in that which quickens those moral ideals which fire us with enthusiasm. We come to the point of saying to ourselves that if today we allow ourselves to be inspired by moral ideals, these will carry forth life, tone and light into the universe and will become world-creative. We carry out into the universe world-creative power, and the source of this power is the moral element. So when we study the whole human being we find a bridge between moral ideals and what works as life-giving force in the physical world, even in the chemical sense. For tone works in the chemical sense by assembling substances and dispersing them again. Light in the world has its source in the moral stimuli, in the warmth organisms of human beings. Thus we look into the future—new worlds take shape. And as in the case of the plant we must go back to the seed, so in the case of these future worlds that will come into being, we must go back to the seeds which lie in us as moral ideals. And now think of theoretical ideas in contrast to moral ideals. In the case of theoretical ideas everything is different, no matter how significant these ideas may be, for theoretical ideas produce the very opposite effect to that of moral ideals They cool down the warmth organism—that is the difference. Moral ideas, or ideas of a moral-religious character, which fire us with enthusiasm and become impulses for deeds, work as world-creative powers. Theoretical ideas and speculations have a cooling, subduing effect upon the warmth organism. Because this is so, they also have a paralyzing effect upon the air organism and upon the source of light within it; they have a deadening effect upon tone, and an extinguishing effect upon life. In our theoretical ideas the creations of the pre-existing world come to their end. When we formulate theoretical ideas a universe dies in them. Thus do we bear within us the death of a universe and the dawn of a universe. Here we come to the point where he who is initiated into the secrets of the universe cannot speak, as so many speak today, of the conservation of energy or the conservation of matter. It is simply not true that matter is conserved forever.[1] Matter dies to the point of nullity, to a zero-point. In our own organism, energy dies to the point of nullity through the fact that we formulate theoretical thoughts. But if we did not do so, if the universe did not continually die in us, we should not be human in the true sense. Because the universe dies in us, we are endowed with self-consciousness and are able to think about the universe. But these thoughts are the corpse of the universe. We become conscious of the universe as a corpse only, and it is this that makes us human. A past world dies within us, down to its very matter and energy. It is only because a new universe at once begins to dawn that we do not notice this dying of matter and its immediate rebirth. Through our theoretical thinking, matter—substantiality—is brought to its end; through our pictorial thinking, matter and cosmic energy are imbued with new life. Thus what goes on inside the boundary of the human skin is connected with the dying and birthing of worlds. This is how the moral order and the natural order are connected. The natural world dies away in man; in the realm of the moral a new natural world comes to birth. Moral Ideals
Theoretical thoughts
Because of unwillingness to consider these things, the ideas of the imperishability of matter and energy were invented. If energy were imperishable and matter were imperishable there would be no moral world-order. But today it is desired to keep this truth concealed and modern thought has every reason to do so, because otherwise it would have to eliminate the moral world-order—which in actual fact it does by speaking of the law of the conservation of matter and energy. If matter is conserved, or energy is conserved, the moral world-order is nothing but an illusion, a mirage. We can understand the course of the world's development only if we grasp how out of this 'illusory' moral world order—for so it is when it is grasped in thoughts—new worlds come into being. Nothing of this can be grasped if we study only the solid component of man's constitution. To understand it we must pass from the solid organism through the fluid and airy organisms to the warmth organism. Our connection with the universe can be understood only if the physical is traced upwards to that rarefied state wherein the soul can be directly active in the rarefied physical element, as for example in warmth. Then it is possible to find the connection between body and soul. However many treatises on psychology may be written—if they are based upon what is studied today in anatomy and physiology it will not be possible to find any transition to the life of soul from this solid, or solid-fluid bodily constitution. The life of soul will not be revealed as such. But if the bodily substance is traced back to warmth, a bridge can be built from what exists in the body as warmth to what works from out of the soul into the warmth in the human organism. There is warmth both outside and inside the human organism. As we have heard, in the human constitution warmth is an organism; the soul, the soul and spirit, takes hold of this warmth organism and by way of the warmth all that becomes active which we inwardly experience as the moral. By the ‘moral’ I do not of course mean what Philistines mean by it, but I mean the moral in its totality, that is to say, all those impulses that come to us, for example when we contemplate the majesty of the universe, when we say to ourselves: We are born out of the cosmos and we are responsible for what goes on in the world.—I mean the impulses that come to us when the knowledge yielded by Spiritual Science inspires us to work for the sake of the future. When we regard Spiritual Science itself as a source of the moral, this, more than anything else, can fill us with enthusiasm for the moral, and this enthusiasm, born of spiritual-scientific knowledge, becomes in itself a source of morality in the higher sense. But what is generally called 'moral' represents no more than a subordinate sphere of the moral in the universal sense. All the ideas we evolve about the external world, about Nature in her finished array, are theoretical ideas. No matter with what exactitude we envisage a machine in terms of mathematics and the principles of mechanics, or the universe in the sense of the Copernican system—this is nothing but theoretical thinking, and the ideas thus formulated constitute a force of death within us; a corpse of the universe is within us in the form of thoughts, of ideas. These matters create deeper and deeper insight into the universe in its totality. There are not two orders, a natural order and a moral order in juxtaposition, but the two are one. This is a truth that must be realized by us today. Otherwise we must ever and again be asking ourselves: How can any moral impulses take effect in a world in which a natural order alone prevails?—This indeed was the terrible problem that weighed upon thinkers in the nineteenth century and early twentieth century: How is it possible to conceive of any transition from the natural world into the moral world, from the moral world into the natural world?—The fact is that nothing can help to solve this perplexing, fateful problem except spiritual-scientific insight into Nature on the one side and into the Spirit on the other. With the premises yielded by this knowledge we shall also be able to get to the root of something that is presented as a branch of science today and has already penetrated into the general consciousness of mankind. Our worldview today is based upon Copernicanism. Until the year 1827 the Copernican conception of the universe which was elaborated by Kepler and then diluted into theory by Newton, was tabooed by the Roman Catholic Church. No orthodox Catholic was allowed to believe it. Since that year the prohibition has been lifted and the Copernican view of the universe has taken root so strongly in the general consciousness that anyone who does not base his own worldview upon it is regarded as a fool. What is this Copernican picture of the universe?—It is in reality a picture built up purely on the basis of mathematical principles, mathematical-mechanical principles. The rudiments of it began, very gradually, to be unfolded in Greece[2] where, however, echoes of earlier thought—for example in the Ptolemaic view of the universe—still persisted. And in the course of time this developed into the Copernican system that is taught nowadays to every child. We can look back from this world-conception to ancient times when the prevailing picture of the universe was very different. All that has remained of it are those traditions which in the form in which they exist today—in astrology and the like—are sheer dilettantism. That is what has remained of ancient astronomy, and it has also remained, ossified and immobilized, in the symbols of certain secret societies, Masonic societies and the like. There is usually complete ignorance of the fact that these things are relics of an ancient astronomy. This ancient astronomy was quite different from that of today, for it was based, not upon mathematical principles but upon ancient clairvoyant vision. Entirely false ideas prevail today of how an earlier humanity acquired its astronomical-astrological knowledge. This was acquired through an instinctive-clairvoyant vision of the universe. The earliest Post-Atlantean peoples saw the heavenly bodies as spirit forms, spirit entities, whereas we today regard them merely as physical structures. When the ancient peoples spoke of the celestial bodies, of the planets or of the fixed stars, they were speaking of spiritual beings. Today, the sun is pictured as a globe of burning gas which radiates light into the universe. But for the people of ancient times the sun was a living Being and they regarded the sun, which their eyes beheld, simply as the outward manifestation of this Spirit Being at the place where the sun stands in the universe; and it was the same in regard to the other heavenly bodies—they were seen as Spirit Beings. We must think of an age which came to an end long before the time of the Mystery of Golgotha, when the sun out yonder in the universe and everything in the stars was conceived of as living spirit reality, living Being. Then came an intermediary period when people no longer had this vision, when they regarded the planets, at any rate, as physical, but still thought of them as pervaded by living souls. In times when it was no longer known how the physical passes over by stages into what is of the soul, how what is of the soul passes over by stages into the physical, how in reality the two are united, people postulated physical existence on the one side and soul existence on the other. They thought of the correspondences between these two realms just as most psychologists today—if they admit the existence of a soul at all—still think, namely that the soul and the physical nature of the human being are identical. This, of course, leads thought to absurdity; or there is the so-called ‘psycho-physical parallelism’, which again is nothing else than a stupid way of formulating something that is not understood. Then came the age when the heavenly bodies were regarded as physical structures, circling or stationary, attracting or repelling one another in accordance with mathematical laws. To be sure, in every epoch there existed a knowledge—in earlier times a more instinctive knowledge—of how things are in reality. But in the present age this instinctive knowledge no longer suffices; what in earlier times was known instinctively must now be acquired by conscious effort. And if we inquire how those who were able to view the universe in its totality—that is to say, in its physical, psychical and spiritual aspects—if we inquire how these people pictured the sun, we must say: They pictured it first and foremost as a Spirit-Being. Those who were initiated conceived of this Spirit-Being as the source of the moral. In my Philosophy of Spiritual Activity I have said that 'moral intuitions' are drawn from this source—but drawn from it in the earthly world, for the moral intuitions shine forth from us, from what can live in us as enthusiasm for the moral. Think of how greatly our responsibility is increased when we realize: If here on the earth there were no soul capable of being fired with enthusiasm for true and genuine morality, for the spiritual moral order in general, nothing could be contributed towards the progress of our world, towards a new creation; our world would be led towards its death. This force of light that is on the earth (diagram VII) rays out into the universe. This is, to begin with, imperceptible to ordinary vision; we do not perceive how human moral impulses ray out from the earth into the universe. If a grievous age were to dawn over the earth, an age when millions and millions of people would perish through lack of spirituality—spirituality conceived of here as including the moral, which indeed it does—if there were only a dozen people filled with moral enthusiasm, the earth would still ray out a spiritual, sun-like force! This force rays out only to a certain distance. At this point it mirrors itself, as it were, in itself, so that here (diagram VIII) there arises the reflection of what radiates from humans. And in every epoch the initiates regarded this reflection as the sun. For as I have so often said, there is nothing physical here. Where ordinary astronomy speaks of the existence of an incandescent globe of gas, there is merely the reflection of a spiritual reality in physical appearance. You see, therefore, how great is the distance separating the Copernican view of the world, and even the old astrology, from what was the inmost secret of Initiation. The best illustration of these things is provided by the fact that in an epoch when great power was vested in the hands of groups of people, who, as they declared, considered that such truths were dangerous for the masses and did not wish them to be communicated, one who was an idealist—the Emperor Julian (called for this reason ‘the Apostate’)—wanted to impart these truths to the world and was then brought to his death by cunning means. There are reasons which induce certain occult societies to withhold vital secrets of world-existence, because by so doing they are able to wield a certain power. If in the days of the Emperor Julian certain occult societies guarded their secrets so strictly that they acquiesced in his murder, it need not surprise us if those who are the custodians of certain secrets today do not reveal them but want to withhold them from the masses in order to enhance their power—it need not surprise us if such people hate to realize that at least the beginnings of such secrets are being unveiled. And now you will understand some of the deeper reasons for the bitter hatred that is leveled against Spiritual Science, against what Spiritual Science feels it a duty to bring to mankind at the present time. But we are living in an age when either earthly civilization will be doomed to perish, or certain secrets will be restored to mankind—truths which hitherto have in a certain way been guarded as secrets, which were once revealed to people through instinctive clairvoyance but must now be reacquired by fully conscious vision, not only of the physical but also of the spiritual that is within the physical. What was the real aim of Julian the Apostate?—He wished to make clear to the people: You are becoming more and more accustomed to look only at the physical sun; but there is a spiritual Sun of which the physical sun is only the mirror-image! In his own way he wished to communicate the Christ-Secret to the world. But in our age it is desired that the connection of Christ, the spiritual Sun, with the physical sun, shall be kept hidden. That is why certain authorities rage most violently of all when we speak of the Christ Mystery in connection with the Sun Mystery. All kinds of calumnies are then spread abroad.—But Spiritual Science is assuredly a matter of importance in the present age, and those alone who regard it as such view it with the earnestness that is its due.
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