273. The Problem of Faust: The Romantic Walpurgis-Night
10 Dec 1916, Dornach Translated by George Adams Rudolf Steiner |
---|
Mephistopheles indicates this conclusively when he says: In the realm of dreams and glamour as it seems we now have entered. They have actually entered another realm, they have entered the soul-world and there meet with other souls. |
This Walpurgis-night's Dream—about which I shall say no more today—was introduced by Mephisto in order to turn Faust's thoughts in a quite definite direction. |
Hence though the Walpurgis-night Dream is to be taken seriously it is said: “We're just about to begin A brand new piece. |
273. The Problem of Faust: The Romantic Walpurgis-Night
10 Dec 1916, Dornach Translated by George Adams Rudolf Steiner |
---|
I should like, my dear friends, to make a few remarks about the Walpurgis-night performed yesterday, which we shall be playing again tomorrow, because it seems to me important to have a correct idea of how this Walpurgis-night fits in with the whole development of the Faust poem. It is indeed remarkable that, having brought such calamity upon Gretchen—her mother killing herself with a sleeping-draught, her brother coming into his end through the fault of Faust and Gretchen—Faust should then flee, leaving Gretchen completely in the lurch, and knowing nothing himself of what is happening. An incident of this kind has naturally made no small impression on those who have studied the Faust poem with most sympathy. I will read you what was said on the subject by Schröer who certainly studied Faust with great warmth of heart. (You will find a note on Schröer in my recent publication Riddles of Man.) He says concerning the “Walpurgis-Night”:
Thus, even a man having a real love for Faust cannot explain to his own satisfaction how it comes about that, two days after the calamity, Faust is to be seen full of vigour walking with Mephistopheles on the Brocken. Now I should like your here to set against against this, something purely external—that the Walpurgis-night belongs to the most mature part of Goethe's Faust. It was written in 1800–1. As a quite young man Goethe began to write his Faust, so for that we may go back to the beginning of the seventies of the eighteenth century—1772, 1773, 1774; it was then he began to write the first scenes. In 1800 or so he was all that older and had passed the great experiences, recorded, for instance, in the story of the Green Snake and the Beautiful Lily written before the Walpurgis-night that he now adds to his Faust. The Walpurgis-night Dream was actually written a year earlier than the Walpurgis-night itself. We may therefore suppose that Goethe took it very seriously the fitting of the Walpurgis-night mysteries into Faust. But the difficulty of understanding it can never be overcome unless we bear in mind that Goethe's meaning was really of a spiritual nature. I have a pretty considerable knowledge of the commentaries on Faust written up to the year 1900, but not so much of those that were later; but up to 1900 I know them almost all, though since that I have not gone so deeply into what has been written on the subject. This I do know, however, that no one has taken it from a spiritual point of view. It may be objected, no doubt, that is asking too much of us to suppose that, two days after such a great misfortune, Faust should have gone off on a ramble in this carefree way. But Goethe was really not the commonplace, imperturbable Monist he is often pictured; he was a man, as the details of this Walpurgis-night themselves show, deeply initiated into certain spiritual connections. Anyone familiar with these connections, can see that there is nothing dilettante about the Walpurgis-night; everything in it shows deep knowledge. To speak rather trivially, you can see that there is something behind it, that it is not an ordinary poem but written out of understanding for what is spiritual. Anyone with the certain knowledge, can easily judge by details whether realities are spoken of, whether a poet's description is the result of spiritual understanding, or whether he is just thinking out something about spiritual worlds and their connections—for instance, the world of witches. O ne must cultivate a little observation in such matters. I will tell you a simple story—I could tell you hundred of the same time—to illustrate how it can be seen from details whether, in what one is dealing with, there is anything behind. It goes without saying that sometimes one may be mistaken; it depends on the way the matter is presented. I was once in a gathering of theologians, historians, poets, and so on. In this assembly the following story was told. (This was all long ago, nearly thirty years, in the eighties of the nineteenth century). Once in a church in Paris a Canon was preaching in a very fanatical way against superstition. He would only concede what the Church conceded. Above all he wished to prevent people from believing things that were objectionable to him in particular. Now this Canon in his fanatical sermon tried to convince his hearers that Freemasonry was a very evil thing. (Catholic clergy, you know, very often preach about Freemasonry and its potential dangers). He now only wished to maintain that it is a very reprehensible doctrine, and that those connected with that are thoroughly bad men. He would not allow that there was anything spiritual in many of such brotherhoods. Now, a man is listening to this who had been taken there by a friend, and it seemed to him very strange that the Canon of a great community should be speaking thus to a large congregation, for he himself believed that spiritual forces do work through such societies. The two friends waited for the preacher after the sermon and discussed the matter with him. He, however, fanatically persisted in his opinion that all this had nothing to do with what is spiritual, that Freemasons were just evil men with a very evil doctrine. Then one of the two, who knew something about the matter said: I suggest, Your Reverence, that you should come with me at a fixed time next Sunday. I will put you in the private seat in a certain lodge, from which you can watch what is going on unseen. The preacher said: very well. But may I take sacred relics with me?—he was beginning, you see, to be frightened! So he took the relics with him and was led to the place where he could sit in concealment. At a given signal he beheld a very strange-looking individual with a pale face moving towards the presidential chair, and he moved without putting one foot before the other, but making himself glide forward.—this was all described very exactly and the man continued: now he set his relics to work, pronounced the blessing, and so on, so that there immediately arose a great disturbance in the assembly, and the whole meeting was broken up. Afterwards, a very progressive priest, a theologian, who was present, declared that he simply did not believe in the thing, and another priest alleged that he had heard in Rome that ten priests there had taken an oath vouching for the Canon's veracity. But the first priest replied: I would rather believe that ten priests had taken a false oath than that the impossible is possible. Then I said: the way in which it was told is enough for me. For the way was the important thing with regard to the gliding. You meet with this gliding in the Walpurgis-night also; Gretchen, when she again appears, also glides along. Thus with Goethe even such a detail is relevant. And every detail is presented in this way, nothing is irrelevant from a spiritual point of view. What is it then we are dealing with? We are dealing with something which shows that, for Goethe, the question was not whether it would be natural for Faust, two days after the catastrophe, to be going for a pleasant country ramble on the Brocken. No, what we are dealing with is a spiritual experience coming to Faust during Walpurgis-night, an experience he could not avoid which came to him as the definite result of the shattering events through which he had passed. We must realize, therefore, that his soul has been snatched out of his body, and has found Mephistopheles in the spiritual world. And it is in the spiritual world that they wandered together to the Brocken, that is to say, they meet with those who are also out of their bodies when they go to the Brocken; for naturally the physical body of those who make this journey remains in bed. In the days when such things were intensively practiced, those who wished to make this journey to the Brocken (the time for it is the night of April 30) rub themselves with a certain ointment whereby—as otherwise in sleep—the complete separation of the astral body and ego is brought about. In this way the Brocken journey is carried out in spirit. It is an experience of a very low type, but still experience that can be carried out. No one need think, however, that he can obtain information about the mixing of the magic ointment any more easily than he can obtain it about the way in which van Helmont, by rubbing certain chemicals into parts of the body, has contrived consciously to leave it. This leaving of the body has happened to van Helmont. But this kind of thing is not recommended to those who, like Franz in Hermann Barr's Ascension,1 find it too tedious to do the exercises and to carry out the affair in the correct way. But I know well that many would consider themselves lucky were methods of this kind to be divulged to them! Well then, my dear friends, Faust, that is, Faust's soul, and Mephistopheles, on the night of April 30, actually find themselves together with a company witches also outside their bodies. This is a genuine spiritual occurrence, represented by Goethe out of his deep knowledge. Goethe is not merely showing how one may have a subjective vision; to him it is clear that when a man leaves his body he will meet with other souls who have left theirs. Mephistopheles indicates this conclusively when he says:
They have actually entered another realm, they have entered the soul-world and there meet with other souls. And we naturally find them within this world as they have to be in accordance with the after effects of their physical life. Faust has to go back into his physical body. So long as the conditions are there are for man to go back into his physical body, that is, while he is not physically dead, so long does he bear about with him, on going out with his astral body, certain inclinations and affinities belonging to his physical existence. Hence, what Faust says is quite comprehensible, that is, how he is enjoying the Spring air of the April night just passing into May; naturally he is perfectly conscious of it since he is not entirely separated from his body, but only temporarily outside it. When a man is outside his physical body, as Faust was here, he can perceive all that is fluid and all that is of an airy nature in the world, though not what is solid. Of solid things he can only perceive the fluid in them. Man is more than 90% fluid, a column of fluid, and has in him quite a small percentage of what is solid. Thus you need not imagine that when outside he is unable to see another man; he can only see, however, what is fluid in him. He can perceive nature too, for nature is saturated with fluid. All that is here pictured that shows deep knowledge. Faust can perceive in this way. But Mephistopheles, that is Ahriman, as an Ahrimanic being has no understanding of the present earth; he belongs relate to what has lagged behind, and hence he feels no particular pleasure in the Spring. You remember how I explained to you in one of my last lectures that in winter a man can remember what is connected with the Moon. But what is connected with the present moon, now that it is Earth-Moon, does not particularly appeal to him. What has to do with the Moon, that unites itself with the former Moon-element, when fiery, illuminating forces issued from the Earth—that is man's element; the Will-o'-the-wisps not the moonlight. This reference to the Will-o'-the-wisps, issuing from the moon element still in the Earth, it is in accordance with the exact truth. I draw your attention in passing to the fact that the first part of the manuscript of the Walpurgis-night is not clear owing to some negligence; in these editions there is everywhere something almost impossible. It did not occur to me until we were rehearsing that corrections would be needed even in the Walpurgis-night. In the first place, in these copies, the alternated song between Faust, Mephistopheles and the Will-o'-the-wisps, the alternate singing and the alternate dancing, are not assigned to the several characters. Now the learned people have made various distributions that, however, do not fit the case. I have allotted it all in such a way that what we so often find given to Faust belongs to Mephistopheles:
Even in Schröer's version I find this given to Faust, but it really belongs to Mephistopheles—as it was spoken, you will remember yesterday. What comes next belongs to the Will-o'-the-wisps:
Then it is Faust's turn where reference is made to these things reminding him of the shattering experience he has passed through:
Then, strangely enough even Schröer assigns what comes next Mephistopheles: it belongs, of course, to the Will-o'-the-wisp:
Schröer gives these lines to Mephistopheles, that is obviously wrong. That last lines should go to Faust:
I will here point out that there are still mistakes in what follows. Thus after Faust has spoken the words:
You will find a long speech given to Mephistopheles. But it does not belong to him (though assigned to him in all editions). Only the first three lines are his:
The lines following are Faust's:
Not until the final line does Mephistopheles speak again:
This had to be corrected, for things must stand in their right form. Then I have taken upon myself to insert just one line. For there are some things, especially where witches are concerned, that really cannot be put on the stage, and so have thought fit to introduce a line that does not actually belong. Now I must admit that it has distressed me a good deal to see how corrupt the rendering is in all the editions and how it has occurred to no one to apportion the passages correctly. It must be kept clearly in mind that Goethe wrote Faust bit by bit, and that much in it naturally needs correction, (he himself called it the confused manuscript). But the correction must be done with knowledge. It is not Goethe, of course, who is to be corrected, but the mistakes made publication. From what has been said it will be clear that Mephistopheles makes use of the Will-o'-the-wisp's as a guide, and that they go into a world that is seen to be fluctuating, in movement, as it would be perceived were everything solid away. Now enter into all that that is said there. How much real knowledge is shown in the way all that is solid is made to disappear! How all this is in tune with what is said by the Will-o'-the-wisps, Mephistopheles and Faust, as being represented by Goethe as out of the body. Mephistopheles indeed has no physical body, he only assumes one; Faust for the moment is not in his physical body; Will-o'-the-wisps are elemental beings who naturally, since it is solid, cannot take on the physical body. All this that proceeds in the alternated song shows that he wishes to lead us into the essential being of the supersensible, not into something merely visionary but into the very essence of the spiritual world. But mow our attention is drawn to how, when we are thus in the spiritual, everything looks different; for in all probability any ordinary onlooker would not see Mammon all aglow in the mountain, nor the glow within it. It is hardly necessary to explain that all here described shows that the soul pictured is outside the body. It is a real relation then between spiritual beings that we are shown, and Goethe lets us see what unites him with knowledge of the spiritual world. That Goethe could placed Mephistopheles so relevantly into his poem at all, proves that he has knowledge of these matters and that he knew perfectly well that Mephistopheles is a being who has lagged behind. Hence he actually introduces other retarded beings of that ilk. Notice this—a voice comes:
A voice from below answers (and this means a voice proceeding from a being with sub-human instincts):
Now notice that later the answers given by a voice above.
And then we hear the voice of one who has clambered for three hundred years. That means that Goethe calls up spirits who are three hundred years behind. The origin of Faust lies three hundred years back; the Faust legend arose in the sixteenth century. The spirits left behind from that time appear, mingling now with those who come to the Brocken as witches in the present—for these things must be taken literally. Thus Goethe says: Oh, there are many such souls with us still, souls akin to the witch souls, for they are three hundred years behind. Since everything in the Walpurgis-night is under the guidance of Mephistopheles, it would be possible for young Mephistopheles beings to appear among the witch-souls. And then comes a present-day half witch, for the voice that earlier cried:
is not that of a half-witch but of a being who is really three hundred years old. The witches are not as old as that although they go to the Brocken.—The half-witch comes slowly trotting up the mountain. Here then we meet something genuinely spiritual, something that has overcome time, that has remained behind in time. Many of the words are positively wonderful. Thus, one voice, the voice of the one who has been clambering for three hundred years, says:
In these words Goethe very beautifully expresses how the witch-souls and the souls belonging to the dead who, in like manner, have remained so very much behind, are akin. These souls remaining behind would fain be with their fellows—very interesting! Then we see how all the time Mephistopheles tries to keep Faust to the commonplace, the trivial; he tries to keep him among the witches' souls. But Faust wants to learn the deeper secrets of existence, and therefore wants more, wants to go farther; he wishes to get to what is really evil, to the sources of evil:
For this deeper element Faust is seeking in Evil, Mephistopheles has no understanding; he does not want to take even Faust there because there things will naturally become rather—painful. It is all very well to be taken to the witches as a soul; but when a man like Faust, having been received into this company, goes still farther towards evil, he may discover things highly dangerous to many. For, in Evil, is revealed the source of much that exists on earth. That is why it was better for many people that the witches should be burnt. For although no one need practise witchcraft, yet by reason of the existence of witches and their being used to a certain extent for their mediumistic qualities, by certain people wishing to fathom various secrets, if their mediumistic powers went far enough the source of much that is in the world could be brought to light. Things were not allowed to go to these lengths, hence the witches were burnt. It was definitely to the interest of those who burned witches, that nothing could be divulged of what comes to light when those experienced in such matters probe deeper into witch secrets. Such things can only be hinted at. The origin of all sorts of things would have been discovered—no one who had not this to fear has been in favour of burning witches. But, as we have said, Mephistopheles wishes to keep Faust more to trivialities. And then Faust becomes impatient, for he had thought of Mephistopheles as a genuine devil, who would not practice trifling magic arts upon him but, once he was out of his body, would take him right into Evil. Faust wants Mephistopheles to show himself as the Devil, not as a commonplace magician able to lead him only to what is trifling in the spiritual world. But Mephistopheles shirks this and is only willing to lead him to the trivial. It is exceedingly interesting to notice how Mephistopheles turns aside from actual Evil; that is not to be disclosed to Faust at this stage, and he directs his attention once more to the elemental. The following is a wonderful passage:
Wonderfully to the point is this jolt down into the sphere of smelling! It is actually the case that in the world into which Mephistopheles has led Faust, smelling plays a bigger part than seeing. Her ‘groping face’—a wonderfully vivid expression, for it is not the same sense of smell as men have, neither is it a face; it is as if one could send out something from the eyes to touch things with delicate rays. It is true, the lower animals have something of the kind, for the snail not only has feelers, but these feelers lengthen themselves into extraordinarily long etheric stalks with which an animal of this kind can really touch anything soft, but only touch it etherically. Think what deep knowledge this all is—in no way dilettante. And now they come to a lively Club. We are still in the spiritual world, of course, and they come to this lively club. Goethe understood how to be one of those who can talk of the spiritual world without a long and tragic face, and how to speak with humour and irony when these are necessary and in place. Why should not an old General, a Minister (His Excellency), a Parvenu and an Author, discussing their affairs together while sipping their wine, find themselves by degrees so little interested in what is being said that gradually they fall asleep? Or, when they are still under the particular influence of what is going on at the Club—a little dicing perhaps, a little gambling—why then should not these souls so come out of their bodies that they might be found in a lively Club among others who have left their bodies? At a Club—the General, His Excellency the Minister, the Parvenu, and now the Poet as well; why not? One can meet with them for they are outside their bodies. And if one is lucky, one can really find such a party, for it is something like that in this sort of assembly, that they fall asleep in the midst of amusing themselves. Goethe is not ignorant of all this, you see. But Mephistopheles is surprised that here, through nature herself, through nothing more than a rather abnormal occurrence of ordinary life, these souls have come to be in this position. He is so surprised to come across it in this way, that he has to recall a bit of his own past. For this reason he becomes suddenly old on the spot, or in his present form he is not able to have this experience. The human world is meddling with him and this he does not want. He tells the will-o'-the-wisp it should go straight not zigzag, lest its flickering light should be blown out. The will-o'-the-wisp is trying to ape man kind by going zigzag. Mephistopheles wants to go straight—men go zigzag. So it disturbs him that, merely through an abnormal way of proceeding in life and not through any hellish machination, four respectable members of human society have appeared on the Brocken scene. But then things begin to go better. First there enters the Huckster-witch, naturally also outside her body. She arrives with all her arts—so beautifully referred to here:
So now he feels himself again. This witch has certainly been properly anointed; he wants more feels quite in his element, addresses her as ‘Cousin’, but tells her:
He want something of more interest to Faust. But Faust is not at all attracted. He feels that he is in a very inferior spiritual elements and now says—what I asked you to notice, for it is wonderful:
(If only I don't loose consciousness!) That means he does not wish to go through the experience with a suppressed consciousness, in an atavistic way; he prefers to have the experience in full consciousness. In such a Witches' Sabbath the consciousness might easily be blunted, and that should not be. Think how deep Goethe goes! And now references made to how the soul element has to leave the body, and how a part of the etheric body too must be lifted out, and what I might call a kind of Nature-initiation, that during the whole earth-evolution only happens in exceptional circumstances. Part of Faust's etheric body has gone out; and because a man's etheric body, as I have often told you already, is feminine, this is seen as Lilith. This takes us back to times when man was not constituted at all as he is now. According to legend Lilith was Adam's first wife and the mother of Lucifer. Thus we see here how Mephistopheles is making use of the luciferic arts at his disposal, but how something lower also enters in that, in the following speech amounts almost to a temptation. Faust moreover is afraid he may lose consciousness and losing consciousness he would fall very low—so that Mephistopheles would like to promote this. He has already brought Faust to the point of having part of his etheric body drawn out, which makes him able to see Lilith appear. But Mephistopheles would like to go still farther, and thus tempts Faust to the witch-dance, when he himself dances with the old witch, Faust with the young. But it all results in Faust not being able to lose consciousness—he is unable to lose it! Thus we are given an accurate picture by Goethe of a scene taking place among spirits. When souls have left their bodies they can experience this, and Goethe knew how to represent it. But there are other souls who can enter such an assembly, and they to bring their earthly qualities with them. Goethe knew that in Berlin lived Nikolai, a friend of Lessing's. Now this Nikolai was one of the most fanatical, so-called enlightened men of his time; he was one of those who, had a Monist society then existed, would have joined it, would indeed have directed it, for men were like that in the eighteenth century, they made war upon everything spiritual. A man of that kind is like the ‘Proktophantasmist’. (You can look this word up in the dictionary). Thus Nikolai not only wrote The Joys of Young Werther in order from a free-thinkers point of view to make fun of Goethes's sentimentality in The Sorrows of Werther, but also wrote for the Berlin Academy of Science—to prove himself, one might say, a genuine monist—Concerning the Objectionable Nature of the Superstitious Belief in a Spiritual World. And he was in a position to do that, for he suffered from visions—he was able to see into the spiritual world! But he tried the medical antidote of the time; he had leeches applied to a certain part of his body, and low and behold the visions disappeared. Hence he was able to give a materialistic interpretation of the visionary in his discourse to the Academy of Science, for he could prove by his own case that visions can be driven away by the application of leeches; therefore everything is entirely under the influence of the material. Now Goethe knew Nikolai, Friedrich Nikolai, bookseller and writer, who was born in 1733 and died in 1811, he knew him very well. So perhaps he was not blindly inventing. And that there should be no doubt that Nikolai is meant, he makes the Proktophantasmist say, after he has been drawn in as a spirit among the spirits, and has tried to talk them down: “Are you still there? Well, well! Was ever such a thing?” They ought to have gone by now for he hoped to drive them away by argument. “Pack off now! Don't you know we've been enlightening!” Today he would have said: we have been preaching Monism. “This crew of devils by no rule is daunted.” Now he must see, for he really can see, since he suffers from visions. Such men are quite fit to join in the Walpurgis-night. Again it is not as an amateur that Goethe has pictured this; he has chosen a man who, if things go favourably, can enter even consciously into the spiritual world on this last night of April, and can meet the witches there. And he must be such a one. Goethe pictures nothing in a dilettante way; he makes use of thoroughly suitable people. But they retain the bent, the affinities, they have in the world. Therefore even as a spirit the Proktophantasmist wants to get rid of the spirits, and Goethe makes this very clear. For as a sequel to the treatise about leeches and spirits, Friedrich Nikolai had also conjured away ghosts on Wilhelm von Humboldt's estate in Tegel. Wilhelm von Humboldt lived in Tegel, in the neighborhood of Berlin and the Friedrich Nikolai had fallen foul of him also, as one of the enlightened. Hence Goethe makes him say: “We're mighty wise, but Tegel is still haunted.” Tegel is a suburb of Berlin; the Humboldt's any property there and it was there that the ghosts appeared in which Goethe was interested. Goethe also knew that Nikolai had described it, but as an enlightened opponent.
So even in the house of the enlightened Wilhelm von Humboldt in Tegel there are apparitions. Nikolai cannot endure this spirit despotism; it refuses to follow him and will not obey him:
And to make it perfectly clear that with full knowledge he is describing just such a personality as Nikolai, Goethe adds:
For at that time Nikolai had taken a journey through Germany and Switzerland, of which he had written a description where was recorded everything noteworthy he came across. And there one can find many shrewd and enlightened remarks. Everywhere he contended particularly against what he called superstition. Thus even this Swiss tour is alluded to:
‘Devils’ because he attacked the spirits; ‘poet’ because he attacked Goethe—in the “Joys of Young Werther”. Mephistopheles is quite clear about such people, and says:
Also a reference to Friedrich Nikolai's leech theory. (You may read about it in the Transactions of the Academy of Sciences in Berlin. Nikolai delivered the lecture in 1799). But now, when this affair is over, Faust sees a very ordinary phenomenon—a red mouse jumping from the beautiful witch's mouth. That is a very common phenomenon and a proof that Faust has remained completely conscious; for had he not been conscious but only dreaming, it would have remained a red mouse, whereas now he is able to change this vision called up by sense-instinct into what it should really be for him. Everything is transformed—I think this is most impressive—and the red mouse becomes Gretchen. The blood-red cord is still about her neck. The Imagination has grown clear, and Faust is able to pass from a lower imagination to the vision of the soul of Gretchen who, by reason of her misfortune, now becomes visible to him in her true form. You may think as you like, my dear friends, the connections of the spiritual world are manifold and perhaps bewildering—but what I have just shown you in this changing of a lower vision of a red mouse into something lofty, true and deep, is pre-eminently a spiritual fact. It is highly probable that Goethe originally planned the whole scene quite differently represented. A little sketch exists in which it is differently represented—in the way Mephistopheles might have conjured up the scene before Faust. But Faust has been sufficiently conscious to elude Mephistopheles here, and to see a soul to whom Mephistopheles would never have led him. To Mephistopheles himself she appears as Medusa, from which you see that Goethe is wishing to show how two different souls can quite differently interpret one and the same reality—the one way true, the other in some respect false. His own base instincts giving colour to the phenomenon, Mephistopheles flippantly utters: “Like his own love she seems to every soul.” And here again we find that this is a spiritual experience through which Faust had to pass. He is not just a vigorous man enjoying a walk, he is a man undergoing a spiritual experience; and what he now sees as Gretchen is actually what lives within him, while the other serves merely to bring this to the surface. Now, Mephistopheles, wishing to lead Faust away from the whole, from what is now the deeper spiritual reality, takes him to something which he just introduces as an interlude, and which we must regard as the conclusion of the Walpurgis-night—a kind of theater and simply a stroke of Mephistopheles' magic art. This is “The Walpurgis-night's Dream”, that will be performed, but the whole of it is inserted into the Brocken scene to show how Mephisto wishes to get hold of Faust. This Walpurgis-night's Dream—about which I shall say no more today—was introduced by Mephisto in order to turn Faust's thoughts in a quite definite direction. But here we have a remarkable kind of poetical paraphrase. You remember how Mephistopheles says:
In the Walpurgis-night Dream everything is reasonable, but Faust has to be shown how to enjoy this reasonableness. Goethe has translated the Italian dilettare into the German dilettieren that is actually to divert; and Servilibus, a servant of Mephistopheles invented by Goethe, is to persuade Faust to find diversion in what is reasonable, that is, to treat it in a low and flippant way. Hence though the Walpurgis-night Dream is to be taken seriously it is said:
This then is the way Mephistopheles tries to tempt Faust to despise the reasonableness of the Walpurgis-night Dream. That is why he places it before him in this kind of aura. For it suited Mephistopheles cunningly to introduce the rational into the Brocken; he finds that right for in his opinion it is where it belongs. So you see in Goethe's poem we are dealing with something that really rises above the lower spiritual world and shows us how well Goethe was versed in spiritual knowledge. One the other hand, it may bring to our notice the necessity of acquiring a little spiritual science—for how else can we understand Goethe? Even eminent men who love Goethe can otherwise merely conclude that he is a bit of a monster—they don't say it, they are silent about it, and that is one of the lies of life—such a monster that he takes Faust, two days after causing the catastrophe with Gretchen's mother and brother, for a pleasant walk on the Brocken. But, we must constantly repeat, Goethe was not the commonplace, happy-go-lucky man he has hitherto appeared. On the contrary, we must accustom ourselves to recognise more in him than that, something quite different, and to realise that much concealed in Goethe's writings has yet to be brought into the light of day.
|
54. Esoteric Development: Inner Development
07 Dec 1905, Berlin Translated by Gertrude Teutsch, Olin D. Wannamaker, Diane Tatum, Alice Wuslin Rudolf Steiner |
---|
Thus, the human being sooner or later perceives that he no longer dreams in a chaotic manner; he begins to dream in the most significant way, and remarkable things reveal themselves in his dreams, which he gradually begins to recognize as manifestations of spiritual beings. Naturally the trivial objection might easily be raised that this is nothing but a dream and therefore of no consequence. However, should someone discover the dirigible in his dream and then proceed to build it, the dream would simply have shown the truth. |
The next step in spiritual life is to comprehend truth by means of our own qualities and of guiding our dreams consciously. When we begin to guide our dreams in a regular manner, then we are at the stage where truth becomes transparent for us. |
54. Esoteric Development: Inner Development
07 Dec 1905, Berlin Translated by Gertrude Teutsch, Olin D. Wannamaker, Diane Tatum, Alice Wuslin Rudolf Steiner |
---|
Translated by Gertrude Teutsch The concepts concerning the super-sensible world and its relationship with the world of the senses have been discussed here in a long series of lectures. It is only natural that, again and again, the question should arise, “What is the origin of knowledge concerning the super-sensible world?” With this question or, in other words, with the question of the inner development of man, we wish to occupy ourselves today. The phrase “inner development of man” here refers to the ascent of the human being to capacities which must be acquired if he wishes to make super-sensible insights his own. Now do not misunderstand the intent of this lecture. This lecture will by no means postulate rules or laws concerning general human morality, nor will it challenge the general religion of the age. I must stress this because when occultism is discussed the misunderstanding often arises that some sort of general demands or fundamental moral laws, valid without variation, are being established. This is not the case. This point requires particular clarification in our age of standardization, when differences between human beings are not at all acknowledged. Neither should today's lecture be mistaken for a lecture concerning the general fundamentals of the anthroposophic movement. Occultism is not the same as anthroposophy. The Anthroposophical Society is not alone in cultivating occultism, nor is this its only task. It could even be possible for a person to join the Anthroposophical Society and to avoid occultism altogether. Among the inquiries which are pursued within the Anthroposophical Society, in addition to the field of general ethics, is also this field of occultism, which includes those laws of existence which are hidden from the usual sense observation in everyday human experience. By no means, however, are these laws unrelated to everyday experience. “Occult” means “hidden,” or “mysterious.” But it must be stressed over and over that occultism is a matter in which certain preconditions are truly necessary. Just as higher mathematics would be incomprehensible to the simple peasant who had never before encountered it, so is occultism incomprehensible to many people today. Occultism ceases to be “occult,” however, when one has mastered it. In this way, I have strictly defined the boundaries of today's lecture. Therefore, no one can object—this must be stressed in the light of the most manifold endeavors and of the experience of millennia—that the demands of occultism cannot be fulfilled, and that they contradict the general culture. No one is expected to fulfill these demands. But if someone requests that he be given convictions provided by occultism and yet refuses to occupy himself with it, he is like a schoolboy who wishes to create electricity in a glass rod, yet refuses to rub it. Without friction, it will not become charged. This is similar to the objection raised against the practice of occultism. No one is exhorted to become an occultist; one must come to occultism of one's own volition. Whoever says that we do not need occultism will not need to occupy himself with it. At this time, occultism does not appeal to mankind in general. In fact, it is extremely difficult in the present culture to submit to those rules of conduct which will open the spiritual world. Two prerequisites are totally lacking in our culture. One is isolation, what spiritual science calls “higher human solitude.” The other is overcoming the egotism which, though largely unconscious, has become a dominant characteristic of our time. The absence of these two prerequisites renders the path of inner development simply unattainable. Isolation, or spiritual solitude, is very difficult to achieve because life conditions tend to distract and disperse, in brief to demand sense-involvement in the external. There has been no previous culture in which people have lived with such an involvement in the external. I beg you not to take what I am saying as criticism, but simply as an objective characterization. Of course, he who speaks as I do knows that this situation cannot be different, and that it forms the basis for the greatest advantages and greatest achievements of our time. But this is the reason that our time is so devoid of super-sensible insight and that our culture is so devoid of super-sensible influence. In other cultures—and they do exist—the human being is in a position to cultivate the inner life more and to withdraw from the influences of external life. Such cultures offer a soil where inner life in the higher sense can thrive. In the Oriental culture there exists what is called Yoga. Those who live according to the rules of this teaching are called yogis. A yogi is one who strives for higher spiritual knowledge, but only after he has sought for himself a master of the super-sensible. No one is able to proceed without the guidance of a master, or guru. When the yogi has found such a guru, he must spend a considerable part of the day, regularly, not irregularly, living totally within his soul. All the forces that the yogi needs to develop are already within his soul. They exist there as truly as electricity exists in the glass rod before it is brought forth through friction. In order to call forth the forces of the soul, methods of spiritual science must be used which are the results of observations made over millennia. This is very difficult in our time, which demands a certain splintering of each individual struggling for existence. One cannot arrive at a total inward composure; one cannot even arrive at the concept of such composure. People are not sufficiently aware of the deep solitude the yogi must seek. One must repeat the same matter rhythmically with immense regularity, if only for a brief time each day, in total separation from all usual concerns. It is indispensable that all life usually surrounding the yogi cease to exist and that his senses become unreceptive to all impressions of the world around him. He must be able to make himself deaf and dumb to his surroundings during the time which he prescribes for himself. He must be able to concentrate to such a degree—and he must acquire practice in this concentration—that a cannon could be fired next to him without disturbing his attention to his inner life. He must also become free of all memory impressions, particularly those of everyday life. Just think how exceedingly difficult it is to bring about these conditions in our culture, how even the concept of such isolation is lacking. This spiritual solitude must be reached in such a way that the harmony, the total equilibrium with the surrounding world, is never lost. But this harmony can be lost exceedingly easily during such deep immersion in one's inner life. Whoever goes more and more deeply inward must at the same time be able to establish harmony with the external world all the more clearly. No hint of estrangement, of distancing from external practical life, may arise in him lest he stray from the right course. To a degree, then, it might be impossible to distinguish his higher life from insanity. It truly is a kind of insanity when the inner life loses its proper relationship to the outer. Just imagine, for example, that you were knowledgeable concerning our conditions on earth and that you had all the experience and wisdom which may be gathered here. You fall asleep in the evening, and in the morning you do not wake up on Earth but on Mars. The conditions on Mars are totally different from those on Earth; the knowledge that you have gathered on Earth is of no use to you whatsoever. There is no longer harmony between life within you and external life. You probably would find yourself in a Martian insane asylum within an hour. A similar situation might easily arise if the development of the internal life severs one's connection with the external world. One must take strict care that this does not happen. These are great difficulties in our culture. Egotism in relation to inward soul properties is the first obstacle. Present humanity usually takes no account of this. This egotism is closely connected with the spiritual development of man. An important prerequisite for spiritual development is not to seek it out of egotism. Whoever is motivated by egotism cannot get very far. But egotism in our time reaches deep into the innermost soul. Again and again the objection is heard, “What use are all the teachings of occultism, if I cannot experience them myself?” Whoever starts from this presumption and cannot change has little chance of arriving at higher development. One aspect of higher development is a most intimate awareness of human community, so that it is immaterial whether it is I or someone else having the experience. Hence I must meet one who has a higher development than I with unlimited love and trust. First, I must acquire this consciousness, the consciousness of infinite trust toward my fellow man when he says that he has experienced one thing or the other. Such trust is a precondition for working together. Wherever occult capacities are strongly brought into play, there exists unlimited trust; there exists the awareness that a human being is a personality in which a higher individuality lives. The first basis, therefore, is trust and faith, because we do not seek the higher self only in ourselves but also in our fellow men. Everyone living around one exists in undivided unity in the inner kernel of one's being. On the basis of my lower self I am separated from other humans. But as far as my higher self is concerned—and that alone can ascend to the spiritual world—I am no longer separated from my fellow men; I am united with my fellow men; the one speaking to me out of higher truths is actually my own self. I must get away completely from the notion of difference between him and me. I must overcome totally the feeling that he has an advantage over me. Try to live your way into this feeling until it penetrates the most intimate fiber of your soul and causes every vestige of egotism to disappear. Do this so that the one further along the path than you truly stands before you like your own self; then you have attained one of the prerequisites for awakening higher spiritual life. In situations where one receives guidance for the occult life, sometimes quite erroneously and confusedly, one may often hear that the higher self lives in the human being, that he need only allow his inner man to speak and the highest truth will thereby become manifest. Nothing is more correct and, at the same time, less productive than this assertion. Just try to let your inner self speak, and you will see that, as a rule, no matter how much you fancy that your higher self is making an appearance, it is the lower self that speaks. The higher self is not found within us for the time being. We must seek it outside of ourselves. We can learn a good deal from the person who is further along than we are, since there the higher self is visible. One's higher self can gain nothing from one's own egotistic “I.” There where he now stands who is further along than I am, there will I stand sometime in the future. I am truly constituted to carry within myself the seed for what he already is. But the paths to Olympus must first be illuminated before one can follow them. A feeling which may seem unbelievable is the fundamental condition for all occult development. It is mentioned in the various religions, and every practical occultist with experience will confirm it. The Christian religion describes it with the well-known sentence, , which an occultist must understand completely, “Except ye become as little children, ye shall not enter the kingdom of heaven.” This sentence can be understood only by he who has learned to revere in the highest sense. Suppose that in your earliest youth you had heard about a venerable person, an individual of whom you held the highest opinion, and now you are offered the opportunity to meet this person. A sense of awe prevails in you when the moment approaches that you will see this person for the first time. There, standing at the gateway of this personality, you might feel hesitant to touch the door handle and open it. When you look up in this way to such a venerable personality, then you have begun to grasp the feeling that Christianity intends by the statement that one should become like little children in order to enter the kingdom of heaven. Whether or not the subject of this veneration is truly worthy of it is not really important. What matters is the capacity to look up to something with a veneration that comes from the innermost heart. This feeling of veneration is the elevating force, raising us to higher spheres of super-sensible life. Everyone seeking the higher life must write into his soul with golden letters this law of the occult world. Development must start from this basic soul-mood; without this feeling, nothing can be achieved. Next, a person seeking inner development must understand clearly that he is doing something of immense importance to the human being. What he seeks is no more nor less than a new birth, and that needs to be taken in a literal sense. The higher soul of man is to be born. Just as man in his first birth was born out of the deep inner foundations of existence, and as he emerged into the light of the sun, so does he who seeks inner development step forth from the physical light of the sun into a higher spiritual light. Something is being born in him which rests as deeply in most human beings as the unborn child rests in the mother. Without being aware of the full significance of this fact, one cannot understand what occult development means. The higher soul, resting deep within human nature and interwoven with it, is brought forth. As man stands before us in everyday life, his higher and lower natures are intermingled, and that is fortunate for everyday life. Many persons among us would exhibit evil, negative qualities except that there lives along with the lower nature a higher one which exerts a balancing influence. This intermingling can be compared with mixing a yellow with a blue liquid in a glass. The result is a green liquid in which blue and yellow can no longer be distinguished. So also is the lower nature in man mingled with the higher, and the two cannot be distinguished. Just as you might extract the blue liquid from the green by a chemical process, so that only the yellow remains and the unified green is separated into a complete duality, so the lower and higher natures separate in occult development. One draws the lower nature out of the body like a sword from the scabbard, which then remains alone. The lower nature comes forth appearing almost gruesome. When it was still mingled with the higher nature, nothing was noticeable. But once separated, all evil, negative properties come into view. People who previously appeared benevolent often become argumentative and jealous. This characteristic had existed earlier in the lower nature, but was guided by the higher. You can observe this in many who have been guided along an abnormal path. A person may readily become a liar when he is introduced into the spiritual world, because the capacity to distinguish between the true and the false is lost especially easily. Therefore, strictest training of the personal character is a necessary parallel to occult training. What history tells us about the saints and their temptations is not legend but literal truth. He who wants to develop towards the higher world on any path is readily prone to such temptations unless he can subdue everything that meets him with a powerful strength of character and the highest morality. Not only do lust and passions grow—that is not even the case so much—but opportunities also increase. This seems miraculous. As through a miracle, the person ascending into the higher worlds finds previously hidden opportunities for evil lurking around him. In every aspect of life a demon lies in wait for him, ready to lead him astray. He now sees what he has not seen before. As through a spell, the division within his own being charms forth such opportunities from the hidden areas of life. Therefore, a very determined shaping of the character is an indispensable foundation for the so-called white magic, the school of occult development which leads man into the higher worlds in a good, true, and genuine way. Every practical occultist will tell you that no one should dare to step through the narrow portal, as the entrance to occult development is called, without practicing these properties again and again. They build the necessary foundation for occult life. First man must develop the ability to distinguish in every situation throughout his life what is unimportant from what is important, that is, what is perishable from the imperishable. This requirement is easy to indicate but difficult to carry out. As Goethe says, it is easy, but what is easy is hard. Look, for instance, at a plant or an object. You will learn to understand that everything has an important and an unimportant side, and that man usually takes interest in the unimportant, in the relationship of the matter to himself, or in some other subordinate aspect. He who wishes to become an occultist must gradually develop the habit of seeing and seeking in each thing its essence. For instance, when he sees a clock he must have an interest in its laws. He must be able to take it apart into its smallest detail and to develop a feeling for the laws of the clock. A mineralogist will arrive at considerable knowledge about a quartz-crystal simply by looking at it. The occultist, however, must be able to take the stone in his hand and to feel in a living way something akin to the following monologue: “In a certain sense you, the crystal, are beneath humanity, but in a certain sense you are far above humanity. You are beneath humanity because you cannot make for yourself a picture of man by means of concepts, and because you do not feel. You cannot explain or think, you do not live, but you have an advantage over mankind. You are pure within yourself, have no desire, no wishes, no lust. Every human, every living being has wishes, desires, lusts. You do not have them. You are complete and without wishes, satisfied with what has come to you, an example for man, with which he will have to unite his other qualities.” If the occultist can feel this in all its depth, then he has grasped what the stone can tell him. In this way man can draw out of everything something full of meaning. When this has become a habit for him, when he separates the important from the unimportant, he has acquired another feeling essential to the occultist. Then he must connect his own life with that which is important. In this people err particularly easily in our time. They believe that their place in life is not proper for them. How often people are inclined to say, “My lot has put me in the wrong place. I am,” let us say, “a postal clerk. If I were put in a different place, I could give people high ideas, great teaching,” and so on. The mistake which these people make is that they do not enter into the significant aspect of their occupation. If you see in me something of importance because I can talk to the people here, then you do not see the importance of your own life and work. If the mail-carriers did not carry the mail, the whole postal traffic would stop, and much work already achieved by others would be in vain. Hence everyone in his place is of exceeding importance for the whole, and none is higher than the other. Christ has attempted to demonstrate this most beautifully in the thirteenth chapter of the Gospel of John, with the words, “The servant is not greater than his lord; neither he that is sent greater than he that sent him.” These words were spoken after the Master had washed the feet of the Apostles. He wanted to say, “What would I be without my Apostles? They must be there so that I can be there in the world, and I must pay them tribute by lowering myself before them and washing their feet.” This is one of the most significant allusions to the feeling that the occultist must have for what is important. What is important in the inward sense must not be confused with the externally important. This must be strictly observed. In addition, we must develop a series of qualities.1 To begin with, we must become masters over our thoughts, and particularly our train of thought. This is called control of thoughts. Just think how thoughts whirl about in the soul of man, how they flit about like will-o'-the wisps. Here one impression arises, there another, and each one changes one's thoughts. It is not true that we govern our thoughts; rather our thoughts govern us totally. We must advance to the ability of steeping ourselves in one specific thought at a certain time of the day and not allow any other thought to enter and disturb our soul. In this way we ourselves hold the reins of thought life for a time. The second quality is to find a similar relationship to our actions, that is, to exercise control over our actions. Here it is necessary to undertake actions, at least occasionally, which are not initiated by anything external. That which is initiated by our station in life, our profession, or our situation does not lead us more deeply into higher life. Higher life depends on personal matters, such as resolving to do something springing totally from one's own initiative even if it is an absolutely insignificant matter. All other actions contribute nothing to the higher life. The third quality to be striven for is even-temperedness. People fluctuate back and forth between joy and sorrow. One moment they are beside themselves with joy, the next they are unbearably sad. Thus, people allow themselves to be rocked on the waves of life, on joy or sorrow. But they must reach equanimity and steadiness. Neither the greatest sorrow nor the greatest joy must unsettle their composure. They must become steadfast and even-tempered. Fourth is the understanding for every being. Nothing expresses more beautifully what it means to understand every being than the legend which is handed down to us, not by the Gospel, but by a Persian story. Jesus was walking across a field with his disciples, and on the way they found a decaying dog. The animal looked horrible. Jesus stopped and cast an admiring look upon it, saying, “What beautiful teeth the animal has!” Jesus found within the ugly the one beautiful aspect. Strive at all times to approach what is wonderful in every object of outer reality, and you will see that everything contains an aspect that can be affirmed. Do as Christ did when he admired the beautiful teeth on the dead dog. This course will lead you to the great ability to tolerate, and to an understanding of every thing and of every being. The fifth quality is complete openness towards everything new that meets us. Most people judge new things which meet them by the old which they already know. If anyone comes to tell them something new, they immediately respond with an opposing opinion. But we must not confront a new communication immediately with our own opinion. We must rather be on the alert for possibilities of learning something new. And learn we can, even from a small child. Even if one were the wisest person, one must be willing to hold back one's own judgment, and to listen to others. We must develop this ability to listen, for it will enable us to meet matters with the greatest possible openness. In occultism, this is called faith. It is the power not to weaken through opposition the impression made by the new. The sixth quality is that which everyone receives once he has developed the first five. It is inner harmony. The person who has the other qualities also has inner harmony. In addition, it is necessary for a person seeking occult development to develop his feeling for freedom to the highest degree. That feeling for freedom enables him to seek within himself the center of his own being, to stand on his own two feet, so that he will not have to ask everyone what he should do and so that he can stand upright and act freely. This also is a quality which one needs to acquire. If man has developed these qualities within himself, then he stands above all the dangers arising from the division within his nature. Then the properties of his lower nature can no longer affect him; he can no longer stray from the path. Therefore, these qualities must be formed with the greatest precision. Then comes the occult life, whose expression depends on a steady rhythm being carried into life. The phrase “carrying rhythm into life” expresses the unfolding of this faculty. If you observe nature, you will find in it a certain rhythm. You will, of course, expect that the violet blooms every year at the same time in spring, that the crops in the field and the grapes on the vine will ripen at the same time each year. This rhythmical sequence of phenomena exists everywhere in nature. Everywhere there is rhythm, everywhere repetition in regular sequence. As you ascend from the plant to beings with higher development, you see the rhythmic sequence decreasing. Yet even in the higher stages of animal development one sees how all functions are ordered rhythmically. At a certain time of the year, animals acquire certain functions and capabilities. The higher a being evolves, the more life is given over into the hands of the being itself, and the more these rhythms cease. You must know that the human body is only one member of man's being. There is also the etheric body, then the astral body, and, finally, the higher members which form the basis for the others. The physical body is highly subject to the same rhythm that governs outer nature. Just as plant and animal life, in its external form, takes its course rhythmically, so does the life of the physical body. The heart beats rhythmically, the lungs breathe rhythmically, and so forth. All this proceeds so rhythmically because it is set in order by higher powers, by the wisdom of the world, by that which the scriptures call the Holy Spirit. The higher bodies, particularly the astral body, have been, I would like to say, abandoned by these higher spiritual forces, and have lost their rhythm. Can you deny that your activity relating to wishes, desires, and passions is irregular, that it can in no way compare with the regularity ruling the physical body? He who learns to know the rhythm inherent in physical nature increasingly finds in it an example for spirituality. If you consider the heart, this wonderful organ with the regular beat and innate wisdom, and you compare it with the desires and passions of the astral body which unleash all sorts of actions against the heart, you will recognize how its regular course is influenced detrimentally by passion. However, the functions of the astral body must become as rhythmical as those of the physical body. I want to mention something here which will seem grotesque to most people. This is the matter of fasting. Awareness of the significance of fasting has been totally lost. Fasting is enormously significant, however, for creating rhythm in our astral body. What does it mean to fast? It means to restrain the desire to eat and to block the astral body in relation to this desire. He who fasts blocks the astral body and develops no desire to eat. This is like blocking a force in a machine. The astral body becomes inactive then, and the whole rhythm of the physical body with its innate wisdom works upward into the astral body to rhythmicize it. Like the imprint of a seal, the harmony of the physical body impresses itself upon the astral body. It would transfer much more permanently if the astral body were not continuously being made irregular by desires, passions, and wishes, including spiritual desires and wishes. It is more necessary for the man of today to carry rhythm into all spheres of higher life than it was in earlier times. Just as rhythm is implanted in the physical body by God, so man must make his astral body rhythmical. Man must order his day for himself. He must arrange it for his astral body as the spirit of nature arranges it for the lower realms. In the morning, at a definite time, one must undertake one spiritual action; a different one must be undertaken at another time, again to be adhered to regularly, and yet another one in the evening. These spiritual exercises must not be chosen arbitrarily, but must be suitable for the development of the higher life. This is one method for taking life in hand and for keeping it in hand. So set a time for yourself in the morning when you concentrate. You must adhere to this hour. You must establish a kind of calm so that the occult master in you may awaken. You must meditate about a great thought content that has nothing to do with the external world, and let this thought content come to life completely. A short time is enough, perhaps a quarter of an hour. Even five minutes are sufficient if more time is not available. But it is worthless to do these exercises irregularly. Do them regularly so that the activity of the astral body becomes as regular as a clock. Only then do they have value. The astral body will appear completely different if you do these exercises regularly. Sit down in the morning and do these exercises, and the forces I described will develop. But, as I said, it must be done regularly, for the astral body expects that the same process will take place at the same time each day, and it falls into disorder if this does not happen. At least the intent towards order must exist. If you rhythmicize your life in this manner, you will see success in not too long a time; that is, the spiritual life hidden from man for the time being will become manifest to a certain degree. As a rule, human life alternates among four states. The first state is the perception of the external world. You look around with your senses and perceive the external world. The second is what we may call imagination or the life of mental images which is related to, or even part of, dream life. There man does not have his roots in his surroundings, but is separated from them. There he has no realities within himself, but at the most reminiscences. The third state is dreamless sleep, in which man has no consciousness of his ego at all. In the fourth state he lives in memory. This is different from perception. It is already something remote, spiritual. If man had no memory, he could uphold no spiritual development. The inner life begins to develop by means of inner contemplation and meditation. Thus, the human being sooner or later perceives that he no longer dreams in a chaotic manner; he begins to dream in the most significant way, and remarkable things reveal themselves in his dreams, which he gradually begins to recognize as manifestations of spiritual beings. Naturally the trivial objection might easily be raised that this is nothing but a dream and therefore of no consequence. However, should someone discover the dirigible in his dream and then proceed to build it, the dream would simply have shown the truth. Thus an idea can be grasped in an other-than-usual manner. Its truthfulness must then be judged by the fact that it can be realized. We must become convinced of its inner truth from outside. The next step in spiritual life is to comprehend truth by means of our own qualities and of guiding our dreams consciously. When we begin to guide our dreams in a regular manner, then we are at the stage where truth becomes transparent for us. The first stage is called “material cognition.” For this, the object must lie before us. The next stage is “imaginative cognition.” It is developed through meditation, that is through shaping life rhythmically. Achieving this is laborious. But once it is achieved, the time arrives when there is no longer a difference between perception in the usual life and perception in the super-sensible. When we are among the things of our usual life, that is, in the sense world, and we change our spiritual state, then we experience continuously the spiritual, the super-sensible world, but only if we have sufficiently trained ourselves. This happens as soon as we are able to be deaf and dumb to the sense world, to remember nothing of the everyday world, and still to retain a spiritual life within us. Then our dream-life begins to take on a conscious form. If we are able to pour some of this into our everyday life, then the next capacity arises, rendering the soul-qualities of the beings around us perceptible. Then we see not only the external aspect of things, but also the inner, hidden essential kernel of things, of plants, of animals, and of man. I know that most people will say that these are actually different things. True, these are always different things from those a person sees who does not have such senses. The third stage is that in which a consciousness, which is as a rule completely empty, begins to be enlivened by continuity of consciousness. The continuity appears on its own. The person is then no longer unconscious during sleep. During the time in which he used to sleep, he now experiences the spiritual world. Of what does sleep usually consist? The physical body lies in bed, and the astral body lives in the super-sensible world. In this super-sensible world, you are taking a walk. As a rule, a person with the type of disposition which is typical today cannot withdraw very far from his body. If one applies the rules of spiritual science, organs can be developed in the astral body as it wanders during sleep—just as the physical body has organs—which allow one to become conscious during sleep. The physical body would be blind and deaf if it had no eyes or ears, and the astral body walking at night is blind and deaf for the same reason, because it does not yet have eyes and ears. But these organs are developed through meditation which provides the means for training these organs. This meditation must then be guided in a regular way. It is being led so that the human body is the mother and the spirit of man is the father. The physical human body, as we see it before us, is a mystery in every one of its parts and, in fact, each member is related in a definite but mysterious way to a part of the astral body. These are matters which the occultist knows. For instance, the point in the physical body lying between the eyebrows belongs to a certain organ in the astral organism. When the occultist indicates how one must direct thoughts, feelings, and sensations to this point between the eyebrows through connecting something formed in the physical body with the corresponding part of the astral body, the result will be a certain sensation in the astral body. But this must be practiced regularly, and one must know how to do it. Then the astral body begins to form its members. From a lump, it grows to be an organism in which organs are formed. I have described the astral sense organs in the periodical, Lucifer Gnosis. They are also called Lotus flowers. By means of special word sequences, these Lotus flowers are cultivated. Once this has occurred, the human being is able to perceive the spiritual world. This is the same world he enters when passing through the portal of death, a final contradiction to Hamlet's “The undiscover'd country from whose bourn no traveler returns.” So it is possible to go, or rather to slip, from the sense world into the super-sensible world and to live there as well as here. That does not mean life in never-never land, but life in a realm that clarifies and explains life in our realm. Just as the usual person who has not studied electricity would not understand all the wonderful workings in a factory powered by electricity, so the average person does not understand the occurrences in the spiritual world. The visitor at the factory will lack understanding as long as he remains ignorant of the laws of electricity. So also will man lack understanding in the realm of the spirit as long as he does not know the laws of the spiritual. There is nothing in our world that is not dependent on the spiritual world at every moment. Everything surrounding us is the external expression of the spiritual world. There is no materiality. Everything material is condensed spirit. For the person looking into the spiritual world, the whole material, sense-perceptible world, the world in general, becomes spiritualized. As ice melts into water through the effect of the sun, so everything sense-perceptible melts into something spiritual within the soul which looks into the spiritual world. Thus, the fundament of the world gradually manifests before the spiritual eye and the spiritual ear. The life that man learns to know in this manner is actually the spiritual life he carries within himself all along. But he knows nothing of it because he does not know himself before developing organs for the higher world. Imagine possessing the characteristics you have at this time, yet being without sense-organs. You would know nothing of the world around you, would have no understanding of the physical body, and yet you would belong to the physical world. So the soul of man belongs to the spiritual world, but does not know it because it does not hear or see. Just as our body is drawn out of the forces and materials of the physical world, so is our soul drawn out of the forces and materials of the spiritual world. We do not recognize ourselves within ourselves, but only within our surroundings. As we cannot perceive a heart or a brain—even by means of X-ray—without seeing it in other people through our sense organs (it is only the eyes that can see the heart), so we truly cannot see or hear our own soul without perceiving it with spiritual organs in the surrounding world. You can recognize yourself only by means of your surroundings. In truth there exists no inner knowledge, no self-examination; there is only one knowledge, one revelation of the life around us through the organs of the physical as well as the spiritual. We are a part of the worlds around us, of the physical, the soul, and the spiritual worlds. We learn from the physical if we have physical organs, from the spiritual world and from all souls if we have spiritual and soul organs. There is no knowledge but knowledge of the world. It is vain and empty idleness for man to “brood” within himself, believing that it is possible to progress simply by looking into himself. Man will find the God in himself if he awakens the divine organs within himself and finds his higher divine self in his surroundings, just as he finds his lower self solely by means of using his eyes and ears. We perceive ourselves clearly as physical beings by means of intercourse with the sense world, and we perceive ourselves clearly in relation to the spiritual world by developing spiritual senses. Development of the inner man means opening oneself to the divine life around us. Now you will understand that it is essential that he who ascends to the higher world undergoes, to begin with, an immense strengthening of his character. Man can experience on his own the characteristics of the sense world because his senses are already opened. This is possible because a benevolent divine spirit, who has seen and heard in the physical world, stood by man in the most ancient times, before man could see and hear, and opened man's eyes and ears. It is from just such beings that man must learn at this time to see spiritually, from beings already able to do what he still has to learn. We must have a guru who can tell us how we should develop our organs, who will tell us what he has done in order to develop these organs. He who wishes to guide must have acquired one fundamental quality. This is unconditional truthfulness. This same quality is also a main requirement for the student. No one may train to become an occultist unless this fundamental quality of unconditional truthfulness has been previously cultivated. When facing sense experience, one can test what is being said. When I tell you something about the spiritual world, however, you must have trust because you are not far enough to be able to confirm the information. He who wishes to be a guru must have become so truthful that it is impossible for him to take lightly such statements concerning the spiritual world or the spiritual life. The sense world corrects errors immediately by its own nature, but in the spiritual world we must have these guidelines within ourselves. We must be strictly trained, so that we are not forced to use the outer world for controls, but only our inner self. We are only able to gain this control by acquiring already in this world the strictest truthfulness. Therefore, when the Anthroposophical Society began to present some of the basic teachings of occultism to the world, it had to adopt the principle: there is no law higher than truth. Very few people understand this principle. Most are satisfied if they can say they have the conviction that something is true, and then if it is wrong, they will simply say that they were mistaken. The occultist cannot rely on his subjective honesty. There he is on the wrong track. He must always be in consonance with the facts of the external world, and any experience that contradicts these facts must be seen as an error or a mistake. The question of who is at fault for the error ceases to be important to the occultist. He must be in absolute harmony with the facts in life. He must begin to feel responsible in the strictest sense for every one of his assertions. Thus he trains himself in the unconditional certainty that he must have for himself and for others if he wishes to be a spiritual guide. So you see that I needed to indicate to you today a series of qualities and methods. We will have to speak about these again in order to add the higher concepts. It may seem to you that these things are too intimate to discuss with others, that each soul has to come to grips with them on its own terms, and that they are possibly unsuitable for reaching the great destination which should be reached, namely the entrance into the spiritual world. This entrance will definitely be achieved by those who tread the path I have characterized. When? One of the most outstanding participants in the theosophical movement, Subba Row, who died some time ago, has spoken fittingly about this. Replying to the question of how long it would take, he said, “Seven years, perhaps also seven times seven years, perhaps even seven incarnations, perhaps only seven hours.” It all depends on what the human being brings with himself into life. We may meet a person who seems to be very stupid, but who has brought with himself a concealed higher life that needs only to be brought out. Most human beings these days are much further than it seems, and more people would know about this if the materialism of our conditions and of our time would not drive them back into the inner life of the soul. A large percentage of today's human beings was previously much further advanced. Whether that which is within them will come forth depends on many factors. But it is possible to give some help. Suppose you have before you a person who was highly developed in his earlier incarnation, but now has an undeveloped brain. An undeveloped brain may at times conceal great spiritual faculties. But if he can be taught the usual everyday abilities, it may happen that the inner spirituality also comes forth. Another important factor is the environment in which a person lives. The human being is a mirror-image of his surroundings in a most significant way. Suppose that a person is a highly developed personality, but lives in surroundings that awaken and develop certain prejudices with such a strong effect that the higher talents cannot come forth. Unless such a person finds someone who can draw out these abilities, they will remain hidden. I have been able to give only a few indications to you about this matter. After Christmas, however, we will speak again about further and deeper things. I especially wanted to awaken in you this one understanding, that the higher life is not schooled in a tumultuous way, but rather quite intimately, in the deepest soul, and that the great day when the soul awakens and enters into the higher life actually arrives like the thief in the night. The development towards the higher life leads man into a new world, and when he has entered this new world, then he sees the other side of existence, so to speak; then what has previously been hidden for him reveals itself. Maybe not everyone can do this; maybe only a few can do it, one might say to oneself. But that must not keep one from at least starting on the way that is open to everyone, namely to hear about the higher worlds. The human being is called to live in community, and he who secludes himself cannot arrive at a spiritual life. But it is a seclusion in a stronger sense if he says, “I do not believe this, this does not relate to me; this may be valid for the after-life.” For the occultist this has no validity. It is an important principle for the occultist to consider other human beings as true manifestations of his own higher self, because he knows then that he must find the others in himself. There is a delicate distinction between these two sentences: “To find the others in oneself,” and “To find oneself in the others.” In the higher sense it means, “This is you.” And in the highest sense it means to recognize oneself in the world and to understand that saying of the poet which I cited some weeks ago in a different connection: “One was successful. He lifted the veil of the goddess at Sais. But what did he see? Miracle of miracles! He saw himself.” To find oneself—not in egotistical inwardness, but selflessly in the world without—that is true recognition of the self.
|
62. Fairy Tales in the Light of Spiritual Investigation: Fairy Tales in the light of Spiritual Investigation
06 Feb 1913, Berlin Translated by Peter Stebbing Rudolf Steiner |
---|
Spiritual investigation reveals one very interesting fact in particular, namely that people not only dream when they think they do, but all day long. The soul is in truth always full of dreams, only the human being does not notice this, since day consciousness is stronger as compared to dream consciousness. Just as a weaker light is drowned out by a stronger one, so what continually takes place in the course of waking consciousness as an ongoing dream-experience is drowned out by day consciousness. Though not generally aware of it, we dream all the time. And out of the abundance of dream experiences, of dreams that remain unconscious, presenting themselves as boundless in relation to the experiences of day consciousness, those dreams of which the human being does actually become conscious, separate themselves off. |
62. Fairy Tales in the Light of Spiritual Investigation: Fairy Tales in the light of Spiritual Investigation
06 Feb 1913, Berlin Translated by Peter Stebbing Rudolf Steiner |
---|
A number of things make it seem precarious to speak about fairy tales in the light of spiritual investigation. One of them is the difficulty of the subject itself, since the sources of a genuine and true fairy tale mood have in fact to be sought at deep levels of the human soul. The methods of spiritual research often described by me must follow convoluted paths before these sources can be discovered. Genuine fairy tales originate from sources lying at greater depths of the human soul than is generally supposed, speaking to us magically out of every epoch of humanity's development. A second difficulty is that, in regard to what is magical in fairy tales, one has to a considerable extent the feeling that the original, elementary impression, indeed the essential nature of the fairy tale itself is destroyed through intellectual observations and a conceptual penetration of the fairy tale. If one has the justified conviction in regard to explanations and commentaries that they destroy the immediate living impression the fairy tale ought to make in simply letting it work on one, then one would far rather not accept explanations in place of their subtle and enchanting qualities. These well up from seemingly unfathomable sources of the folk-spirit or of the individual human soul-disposition. It is really as though one were to destroy the blossom of a plant, if one intrudes with one's power of judgment in what wells up so pristinely from the human soul as do these fairy tale compositions. Even so, with the methods of spiritual science it proves possible nonetheless to illumine at least to some extent those regions of the soul-life from which fairy tale moods arise. Actual experience would seem to gainsay the second reservation as well. Just because the origin of fairy tales has to be sought at such profound depths of the human soul, one arrives as a matter of course at the conviction that what may be offered as a kind of spiritual scientific explanation remains something that touches the source so slightly after all as not to harm it by such investigation. Far from being impoverished, one has the feeling that everything of profound significance in those regions of the human soul remains so new, unique and original that one would like best of all to bring it to expression oneself in the form of a fairy tale of some kind. One senses how impossible any other approach is in speaking out of these hidden sources. It may be regarded as entirely natural that someone like Goethe who attempted, alongside his artistic activity, to penetrate deeply into the background, into the sources of existence, in having something to communicate of the soul's profoundest experiences, did not resort to theoretical discussion. Instead, having gained insight into the underlying sources, he makes use of the fairy tale once again for the soul's most noteworthy experiences. This is what Goethe did in his Fairy Tale of the Green Snake and the Beautiful Lily, wanting, in his fashion, to bring to expression those profound experiences of the human soul that Schiller set forth in a more philosophical-abstract form in his Letters Concerning the Aesthetic Education of the Human Race. It lies in the nature of what is magical in fairy tales that explanations cannot ultimately destroy their productive mood. For, whoever is able to arrive at the aforementioned sources from the standpoint of spiritual investigation, discovers a peculiar fact. (If I were to say all that I should like to say about the nature of fairy tales, I would have to hold many lectures. Hence, it will only be possible today to put forward a few indications and results of investigation.) That is to say, whoever seeks to come to the aforementioned sources from the standpoint of spiritual research finds that these fairy tale sources lie far deeper down in the human soul than do the sources of creativity and artistic appreciation otherwise. This applies even with regard to the most compelling works of art—the most moving tragedies for instance. Tragedy depicts what the human soul can experience in connection with powers the poet tells us derive from the tremendous destiny uplifting it, while overwhelming the individual. The shock-waves of tragedy derive from this destiny, but such that we can say: The entanglements, the threads spun in the course of the tragedy and unraveled again are inherent in definite experiences of the human soul in the external world. These are in many respects hard to foresee, since for the most part we penetrate only with difficulty into the particular make up of the individual. Still, they can be surmised and fathomed in sensing what takes place in the human soul in consequence of its relation to life. In experiencing something tragic, one has the feeling, in one way or another, a particular soul is entangled in a particular destiny, as this is presented to us. The sources of fairy tales and of the moods out of which they arise lie deeper than these entanglements of tragedy. The tragic, as well as other forms of artistic expression, results for us, we may feel, in seeing the human being—for instance at a particular age, a particular period of life—at the mercy of certain blows of destiny. In being affected by a tragedy, we necessarily assume that the human being is led to the corresponding involvements of destiny as a result of particular inner experiences. We sense the need to understand the specific human beings presented to us in the tragedy with their particular sets of experiences. A certain circumscribed range of what is human comes to meet us in the tragedy, as in other works of art. In approaching fairy tales with sympathetic understanding, we have a different feeling than the one just described, since the effect of the fairy tale on the human soul is an original and elemental one, belonging to effects that are hence unconscious. In sensing what comes to meet us in fairy tales we find something altogether different from what a human being in a particular life situation may become involved in. It is not a matter of a narrowly circumscribed range of human experience, but of something lying so deep, and so integral to the soul, as to be “generally human.” We cannot say, a particular human soul at a particular age of life, in a certain situation, encounters something of the kind. Rather, what comes to expression in the fairy tale is so deeply rooted in the soul that we identify with it no matter whether as a child in the first years of life, whether in our middle years, or whether in having grown old. What comes to expression in the fairy tale accompanies us throughout our lives in the deepest recesses of the soul. Only, the fairy tale is often a quite freewheeling and playful, pictorial expression of underlying experiences. The aesthetic, artistic enjoyment of the fairy tale may be as far removed for the soul from the corresponding inner experience—the comparison can be ventured—as say, the experience of taste on the tongue when we partake of food is removed from the complicated, hidden processes this food undergoes in the total organism in contributing to building up the organism. What the food undergoes initially evades human observation and knowledge. All the human being has is the enjoyment in tasting. The two things have seemingly little to do with each other in the first instance, and from how a particular food tastes, no one is capable of determining what purpose this food has in the whole life-process of the human organism. What we experience in the aesthetic enjoyment of the fairy tale is likewise far removed from what takes place deep down in the unconscious, where what the fairy tale radiates and pours forth out of itself joins forces with the human soul. The soul has a deep-rooted need to let the substance of the fairy tale run through its spiritual “veins,” just as the organism has a need to allow the nutrients to circulate through it. Applying the methods of spiritual research that have been described for penetrating the spiritual worlds, at a certain stage one acquires knowledge of spiritual processes that continually take place quite unconsciously in the depths of the human soul. In normal everyday life, such spiritual processes unfolding in the soul's depths surface only occasionally in faint dream experiences caught by day-consciousness. Awakening from sleep under especially favorable circumstances, one may have the feeling: You are emerging out of a spiritual world in which thinking, in which a kind of pondering has taken place, in which something has happened in the deep, unfathomable background of existence. Though apparently similar to daytime experiences, and intimately connected with one's whole being, this remains profoundly concealed for conscious daily life. For the spiritual researcher who has made some progress and is capable of initial experiences in the world of spiritual beings and spiritual facts, things often proceed in much the same way. As far as one advances, one still arrives again and again, so to speak, only at the boundary of a world in which spiritual processes approach one out of the deep unconscious. These processes, it must be said, are connected with one's own being. They can be apprehended almost the same way as a fata morgana appearing to one's spiritual gaze, not revealing themselves in their totality. That is one of the strangest experiences—this peering into the unfathomable spiritual connections within which the human soul stands. In attentively following up these intimate soul occurrences, it turns out that conflicts experienced in the depths of the soul and portrayed in works of art, in tragedies, are relatively easy to survey, as compared to the generally-human soul conflicts of which we have no presentiment in daily life. Every person does nonetheless undergo these conflicts at every age of life. Such a soul conflict discovered by means of spiritual investigation takes place for example, without ordinary consciousness knowing anything of it, every day on awakening, when the soul emerges from the world in which it unconsciously resides during sleep and immerses itself once again in the physical body. As already mentioned, ordinary consciousness has no notion of this, and yet a battle takes place every day in the soul's foundations, glimpsed only in spiritual investigation. This can be designated the battle of the solitary soul seeking its spiritual path, with the stupendous forces of natural existence, such as we face in external life in being helplessly subjected to thunder and lightning—in experiencing how the elements vent themselves upon the defenseless human being. Though arising with stupendous force, even such rare occurrences of Nature experienced by the human being are a trifling matter as compared with the inner battle taking place unconsciously upon awakening. Experiencing itself existentially, the soul has now to unite itself with the forces and substances of the physical body in which it immerses itself, so as to make use of the senses and of the limbs once again, these being ruled by natural forces. The human soul has something like a yearning to submerge itself in the purely natural, a longing that fulfils itself with every awakening. There is at the same time, as though a shrinking back, a sense of helplessness as against what stands in perpetual contrast to the human soul—the purely natural, manifesting in the external corporeality into which it awakens. Strange as it may sound that such a battle takes place daily in the soul's foundations, it is nonetheless an experience that does transpire unconsciously. The soul cannot know precisely what happens, but it experiences this battle every morning, and each and every soul stands under the impression of this battle despite knowing nothing of it—through all that the soul inherently is, the whole way it is attuned to existence. Something else that takes place in the depths of the soul and can be apprehended by means of spiritual investigation presents itself at the moment of falling asleep. Having withdrawn itself from the senses and from the limbs, having in a sense left the external body behind in the physical sense-world, what then approaches the human soul may be called a feeling of its own “inwardness.” Only then does it go through the inner battles that arise unconsciously by virtue of its being bound to external matter in life—and having to act in accordance with this entanglement. It feels the attachment to the sense world with which it is burdened as a hindrance, holding it back morally. Other moral moods can give us no conception of what thus transpires unconsciously after falling asleep, when the human soul is alone with itself. And all sorts of further moods then take their course in the soul when free of the body, in leading a purely spiritual existence between falling asleep and waking up. However, it should not be supposed that these events taking place in the soul's depths are not there in the waking state. Spiritual investigation reveals one very interesting fact in particular, namely that people not only dream when they think they do, but all day long. The soul is in truth always full of dreams, only the human being does not notice this, since day consciousness is stronger as compared to dream consciousness. Just as a weaker light is drowned out by a stronger one, so what continually takes place in the course of waking consciousness as an ongoing dream-experience is drowned out by day consciousness. Though not generally aware of it, we dream all the time. And out of the abundance of dream experiences, of dreams that remain unconscious, presenting themselves as boundless in relation to the experiences of day consciousness, those dreams of which the human being does actually become conscious, separate themselves off. They do so much as a single drop of water might separate itself from a vast lake. But this dreaming activity that remains unconscious is a soul-spiritual experience. Things take place there in the soul's depths. Such spiritual experiences of the soul located in unconscious regions take their course much as chemical processes, of which we are unconscious, take place in the body. Connecting this with a further fact arising from these lectures, additional light may be shed on hidden aspects of the soul-life spoken of here. We have often stressed—this was emphasized again in the previous lecture—that in the course of humanity's development on the earth, the soul-life of human beings has changed. Looking back far enough, we find that primeval human beings had quite different experiences from those of the human soul today. We have already spoken of the fact—and will do so again in coming lectures—that the primeval human being in early periods of evolution had a certain original clairvoyance. In the manner of looking at the world normal today in the waking state, we receive sense impressions from an external stimulus. We connect them by means of our understanding, our reason, feeling and will. This is merely the consciousness belonging to the present, having developed out of older forms of human consciousness. Applying the word in the positive sense, these were clairvoyant states. In an entirely normal way, in certain intermediate states between waking and sleeping, human beings were able to experience something of spiritual worlds. Thus, even if not yet fully self-conscious, human beings were by no means as unfamiliar in their normal consciousness with experiences taking place in the depths of the soul, such as those we have spoken of today. In ancient times human beings perceived more fully their connection with the spiritual world around them. They saw what takes place in the soul, the events occurring deep within the soul, as connected with the spiritual in the universe. They saw spiritual realities passing through the soul and felt themselves much more related to the soul-spiritual beings and facts of the universe. This was characteristic of the original clairvoyant state of humanity. Just as it is possible today to come to a feeling such as the following only under quite exceptional conditions, in ancient times it occurred frequently—not only in artistic, but also in quite primitive human beings. An experience of a quite vague and indefinite nature may lie buried in the depths of the soul, not rising into consciousness—an experience such as we have described. Nothing of this experience enters the conscious life of day. Something is nonetheless there in the soul, just as hunger is present in the bodily organism. And just as one needs something to satisfy hunger, so one needs something to satisfy this indefinite mood deriving from the experience lying deep within the soul. One then feels the urge to reach either for an existing fairy tale, for a saga, or if one is of an artistic disposition, perhaps to elaborate something of the kind oneself. Here it is as though all theoretical words one might make use of amount to stammering; and that is how fairy tales arise. Filling the soul with fairy tale pictures in this way constitutes nourishment for the soul as regards the “hunger” referred to. In past ages of humanity's development every human being still stood closer to a clairvoyant perception of these inner spiritual experiences of the soul, and with their simpler constitution people were able—in sensing the hunger described here far more directly than is the case today—to seek nourishment from the pictures we possess today in the fairy tale traditions of various peoples. The human soul felt a kinship with spiritual existence. Without understanding them, it sensed more or less consciously the inner battles it had to undergo, giving pictorial form to them in pictures bearing only a distant similarity to what had taken place in the soul's substrata. Yet there is a palpable connection between what expresses itself in fairy tales and these unfathomable experiences of the human soul. Ordinary experience shows us that a childlike soul disposition frequently creates something for itself inwardly, such as a simple “companion”—a companion really only there for this childlike mind, accompanying it nonetheless and taking part in the various occurrences of life. Who does not know, for instance, of children who take certain invisible friends along with them through life? You have to imagine that these “friends” are there when something happens that pleases the child, participating as invisible spirit companions, soul companions, when the child experiences this or that. Quite often one can witness how badly it affects the child's soul disposition when a “sensible” person comes, hears the child has such a soul companion, and now wants to talk it out of this soul companion, even perhaps considering it salutary for the child to be talked out of it. The child grieves for its soul companion. And if the child is receptive for soul-spiritual moods, this grieving signifies still more. It can mean the child begins to ail, becoming constitutionally infirm. This is an altogether real experience connected with profound inner occurrences of the human soul. Without dispersing the “aroma” of the fairy tale, we can sense this simple experience in the fairy tale which tells of the child and the toad, related by the Brothers Grimm.1 They tell us of the girl who always has a toad accompany her while eating. The toad, however, only likes the milk. The child talks to the animal as though with a human being. One day she wants the toad to eat some of her bread as well. The mother overhears this; she comes and strikes the animal dead. The child ails, sickens, and dies. In fairy tales we feel soul moods reverberate that do absolutely in fact take place in the depths of the soul, such that the human soul is actually not only cognizant of them in certain periods of life, but simply by virtue of being human, irrespective of being a child or an adult. Thus, every human soul can sense something re-echo of what it experiences without comprehending it—not even raising it into consciousness—connected with what in the fairy tale works on the soul as food works on the taste buds. For the soul, the fairy tale then becomes something similar to the nutritional substance as applied to the organism. It is fascinating to seek out in deep soul experiences what re-echoes in various fairy tales. It would of course be quite a major undertaking actually to examine individual fairy tales in this regard, collected as they are in such numbers. This would require a lot of time. But what can perhaps be illustrated with a few fairy tales can be applied to all of them, in so far as they are genuine. Let us take another fairy tale also collected by the Brothers Grimm, the fairy tale of “Rumpelstiltskin.” A miller asserts to the king that his daughter can spin straw into gold and is requested to have her come to the castle, so the king can ascertain her art for himself. The daughter goes to the castle. She is locked in a room and given a bundle of straw with which to demonstrate her art. In the room she is quite helpless. And while she is in this helpless state, a manikin appears before her. He says to her: “What will you give me, if I spin the straw into gold for you?” The miller's daughter gives him her necklace and the little man thereupon spins the straw into gold for her. The king is quite amazed, but he wants still more, and she is to spin straw into gold once again. The miller's daughter is again locked in a room, and as she sits in front of all the straw, the little man appears and says, “What will you give me, if I spin the straw to gold for you?” She gives him a little ring, and the straw is once more spun into gold by the little man. But the king wants still more. And when she now sits for the third time in the room and the little man again appears, she has nothing further to give him. At that the little man says, if she becomes queen one day, she is to grant him the first child she gives birth to. She promises to do so. And when the child is there, and the little man comes and reminds her of her promise, the miller's daughter wants a postponement. The little man then says to her: “If you can tell me what my name is, you can be free of your promise.” The miller's daughter sends everywhere, inquiring after every name. In learning every name, she wants to find out what the little man's name is. Finally, after a number of vain attempts, she actually succeeds in discovering his name—Rumpelstiltskin. With really no work of art other than fairy tales does one have such a sense of joy over the immediate picture presented, while yet knowing of the profound inner soul-experience out of which the fairy tale is born. Though the comparison may be trivial, it is perhaps still apt: Just as a person can be aware of the chemistry of food and still find a bite to eat flavorful, so it is possible to know something of the profound inner experiences of soul that are only experienced, not “known,” and that come to expression in fairy tale pictures in the manner indicated. In fact, unknowingly the solitary human soul—it is after all alone with itself during sleep, as also in the rest of life even when united with the body—feels and experiences, albeit unconsciously, the whole disparate relation in which it finds itself in regard to its own immense tasks, its place within the divine order of the world. The human soul does indeed feel how little it is capable of in comparing its ability with what external Nature can do, in transforming one thing into another. Nature is really a great magician, such as the human soul itself would like to be. In conscious life it may light-heartedly look past this gulf between the human soul and the wise omniscience and omnipotence of the spirit of Nature. But at deeper levels of soul experience, the matter is not done away with so easily. There, the human soul would necessarily go to rack and ruin if it were not after all to feel within it a more profound being inside the initially perceptible one, a being it can rely on, of which it can say to itself: As imperfect as you now still are—this being within you is cleverer. It is at work within you; it can carry you to the point of attaining the greatest skill. It can grant you wings, enabling you to see an endless perspective spread out before you, leading into a limitless future. You will be capable of accomplishing what you cannot as yet accomplish, for within you there is something that is infinitely more than your “knowing” self. It is your loyal helper. You must only gain a relation to it. You have really only to be able to form a conception of this cleverer, wiser, more skillful being than you yourself are, residing within you. In calling to mind this discourse of the human soul with itself, this unconscious discourse with the more adroit part of the soul, we may feel reverberating in this fairy tale of “Rumpelstiltskin” what the soul experiences in the miller's daughter who cannot spin straw into gold, but finds in the little man a skillful, loyal helper. There, deep in the substrata of the soul—in pictures, the distinctive aura of which is not destroyed through knowing their origin—the profound inner life of soul is given. Or, let us take another fairy tale.—Please do not take it amiss, however, if I connect this with matters having an apparently personal tinge, though not at all meant in a personal sense. The essential point will become clear in adding a few observations. In my Esoteric Science you will find a description of world evolution. It is not my intention to talk specifically about this now—that can be left for another occasion. In this world evolution our earth is spoken of as having gone through certain stages as a planet in the cosmos, comparable to human lives that follow one upon the other. Just as the individual human being goes through lives that follow each other sequentially, so our earth has gone through various planetary life-stages, various incarnations. In spiritual science, we speak, for certain reasons, of the earth as having gone through a kind of “Moon” existence before beginning its “Earth” existence, and prior to this a kind of “Sun” existence. Thus, we may speak of a Sun-existence, a planetary predecessor existence of our Earth-existence, as having been present in a primeval past—an ancient Sun, with which the earth was still united. Then, in the course of evolution a splitting off of Sun and earth took place. From what had originally been “Sun,” the moon separated itself off as well, and our sun of today, which is not the original Sun, but only a piece of it, so to speak. Thus, we may speak, as it were, of the original Sun and of its successor, the sun of today. And we may also refer to the moon of today as a product of the old Sun. If spiritual scientific investigation follows the evolution of the earth retrospectively to where the second sun, the sun of today, developed as an independent cosmic body, it has to be said that at that time, of the creatures that might have been externally perceptible to the senses, among the animals, only those existed that had developed to the stage of the fishes. These things can all be looked up more precisely in Esoteric Science. They can be discovered only by means of spiritual scientific investigation. At the time they had been discovered and written down by me in EsotericScience, the fairy tale in question was quite unknown to me. That is the personal factor I should like to add here. I am able to establish with certainty that it was quite unknown to me, since I only later came across it in Wilhelm Wundt's Ethnic Psychology,2 whose sources I only then followed up further. Before briefly outlining the fairy tale, I should like to say one thing in advance: Everything the spiritual researcher is able to investigate in this way in the spiritual world—and the things just referred to do have to be investigated in the spiritual world, since they are otherwise no longer extant—everything investigated in this way presents a world with which the human soul is united even so. We are connected with this world in the deepest recesses of our souls. It is always present, indeed we unconsciously enter this spiritual world in normal life upon falling asleep. Our soul is united with it and has within it not only the soul's experiences during sleep, but also those relating to the whole of evolution referred to here. Were it not paradoxical, one would like to say: in the unconscious state, the soul knows of this and experiences itself in the ongoing stream issuing from the original Sun and subsequently from the daughter sun we now see shining in the sky, as well as from the moon, also a descendant of the original Sun. And in addition, the soul experiences the fact that it has undergone an existence, soul-spiritually, in which it was not yet connected with earthly matter, in which it could look down on earthly processes; for instance, on the time in which the fish species were the highest animal organisms, where the present sun, the present moon, arose and split off from the Earth. In unconscious regions, the soul is linked to these events. We shall now briefly follow the outline of a fairy tale found among primitive peoples, who tell us: There was once a man. As a human being, he was, however, actually of the nature of tree resin and could only perform his work during the night, since, had he carried out his work by day, he would have been melted by the Sun. One day, however, it happened that he did go out by day, in order to catch fish. And behold, the man who actually consisted of tree resin, melted away. His sons decided to avenge him. And they shot arrows. They shot arrows that formed certain figures, towering one over the other, so that a ladder arose reaching up to heaven. They climbed up this ladder, one of them during the day, the other during the night. One of them became the sun, and the other became the moon. It is not my habit to interpret such things in an abstract way and to introduce intellectual concepts. But it is a different matter to have a feeling for the results of investigation—that the human soul in its depths is united with what happens in the world, to be grasped only spiritually, that the human soul is connected with all this and has a hunger to savor its deepest unconscious experiences in pictures. In citing the fairy tale just outlined, one feels a reverberation of what the human soul experienced as the original Sun, and as the arising of sun and moon during the fish epoch of the Earth. It was in some respects a quite momentous experience for me—this is once more the personal note—when I came across this fairy tale, long after the facts I have mentioned stood printed in my Esoteric Science. Though the notion of interpreting the whole matter abstractly still does not occur to me, a certain kindred feeling arises when I consider world evolution in the context of another, parallel portrayal—when I give myself up to the wonderful pictures of this fairy tale. Or, as a further example, let us take a peculiar Melanesian fairy tale. Before speaking of this fairy tale, let us remind ourselves that, as shown by spiritual investigation, the human soul is also closely linked to prevailing occurrences and facts of the universe. Even if stated rather too graphically, it is still nonetheless true in a certain respect, from a spiritual scientific point of view, if we say: When the human soul leaves the physical body in sleep, it leads an existence in direct connection with the entire cosmos, feeling itself related to the entire cosmos. We may remind ourselves of the relationship of the human soul, or for example, of the human “I” with the cosmos—at least with something of significance in the cosmos. We direct our gaze to the plant world and tell ourselves: The plant grows, but it can only do so under the influence of the sun's light and warmth. We have before us the plant rooted in the earth. In spiritual science we say: the plant consists of its physical body and of the life-body which permeates it. But that does not suffice for the plant to grow and unfold itself. For that, the forces are required that work on the plant from the sun. If we now contemplate the human body while the human being sleeps, this sleeping human body is in a sense equivalent to a plant. As a sleeping body it is comparable to the plant in having the same potential to grow as the plant. However, the human being is emancipated from the cosmic order which envelops the plant. The plant has to wait for the sun to exert its influence on it, for the rising and setting of the sun. It is bound to the external cosmic order. The human being is not so bound. Why not? Because what spiritual science points out is in fact true: the human being exerts an influence from the “I”—outside the physical body in sleep—upon the plant-like physical body, equivalent to what the sun exerts on the plant. Just as the sun pours its light out over the plants, so does the human “I” pour its light over the now plant-like physical body when the human being sleeps. As the sun “reigns” over the plants, so the human “I” reigns, spiritually, over the plant-like sleeping physical body. The “I” of the human being is thus related to the sun-existence. Indeed, the “I” of the human being is itself a kind of “sun” for the sleeping human body, and brings about its enlivening during sleep, brings it about that those forces are replenished that have been used up in the waking state. If we have a feeling for this, then we recognize how the human “I” is related to the sun. Spiritual science shows us in addition that, just as the sun traverses the arc of heaven—I am of course speaking of the apparent movement of the sun—and in a certain respect the effect of its rays differs according to whether it stands in this or that constellation of the zodiac, so the human “I” also goes through various phases in its experience. Thus, from one phase it works in one way, from a different phase it works in another way on the physical body. In spiritual science one acquires a feeling for how the sun works differently onto the earth according to whether it does so, for example, from the constellation of Aries, or from the constellation of Taurus, and so on. For that reason, one does not speak of the sun in general, but of its effect in connection with the twelve signs of the zodiac—indicating the correspondence of the changing “I” with the changing activity of the sun. Let us now take everything that could only be sketched here, but which is developed further in Esoteric Science, as something to be gained as soul-spiritual knowledge. Let us regard it as what takes place in the depths of the soul and remains unconscious but takes place in such a way that it signifies an inner participation in the spiritual forces of the cosmos that manifest themselves in the fixed stars and planets. And let us compare all this, proclaimed by spiritual science as the secrets of the universe, with a Melanesian fairy tale, that I shall again outline only briefly: On a country road lies a stone. This stone is the mother of Quatl. And Quatl has eleven brothers. After the eleven brothers and Quatl have been created, Quatl begins to create the present world. In this world he created, a difference between day and night was still unknown. Quatl then learns that there is an island somewhere, on which there is a difference between day and night. He travels to this island and brings a few inhabitants from this island back to his country. And, by virtue of their influence on those in his country, they too come to experience the alternating states of sleeping and waking, and the rising and setting of the sun takes place for them as a soul experience. It is remarkable what reverberates once again in this fairy tale. Considering the fairy tale as a whole there re-echoes, with every sentence, so to speak, something of world secrets, something of what, in the sense of spiritual science, the soul experiences in its depths. One then has to say: The sources of fairy tale moods, of fairy tales generally, lie in hidden depths of the human soul. These fairy tales are presented in the form of pictures, since external happenings have to be made use of in order to provide what is to be spiritual nourishment for the hunger that wells up as an outcome of the soul's experiences. Though we are far removed from the actual experiences in question, we can sense how they reverberate in the fairy tale pictures. With this in mind, we need not wonder that the finest, most characteristic fairy tales are those handed down from former ages when people still had a certain clairvoyant consciousness and found easier access to the sources of these fairy tale moods. Further, it need not surprise us that in regions of the world where human beings stand closer to spirituality than do the souls of the Occident, for example in India, in the Orient in general, fairy tales can have a much more distinctive character. Neither need we be surprised that in the German fairy tales that Jacob and Wilhelm Grimm collected in the form told them by relatives and others, often simple people, we come upon accounts reminiscent of the periods of European life in which the great heroic sagas arose. Fairy tales contain attributes found in the great heroic sagas. It need not surprise us to hear that it belatedly came to light that the most significant fairy tales are even older than the heroic sagas. Heroic sagas after all show human beings only at a particular age of life and in particular situations, while what lives in fairy tales is of a generally-human nature, accompanying human beings at every age, from their first to their last breath. It need not surprise us if the fairy tale also insistently depicts, for example, what we have referred to as a profound experience of the soul, the feeling of the soul's inadequacy on awakening in regard to the forces of Nature it helplessly faces and is only a match for, if it has the consolation of knowing at the same time: Within you, there is something that transcends your personal self, and makes you in a certain respect the victor once again over the forces of Nature. In sensing this mood, one has a feeling for why human beings so often find themselves up against giants in fairy tales. Why do these giants appear? Well, as an image, these giants arise as a matter of course from the whole tone of the soul in wanting to make its way into the body again in the morning, seeing itself confronted by the “giant” forces of Nature occupying the body. What the soul senses there as a battle, what it then feels is altogether real—not in rational terms, but as corresponds to depictions of the manifold battles of the human being with giants. When all this comes to meet it, it clearly senses how it possesses only one thing, its shrewdness, in this whole battle—in its stand in confronting giants. For, this entails the feeling: You could now reenter your body, but what are you, as against the immense forces of the universe! However, you do have something not there in these giants, and that is cunning—reason! This does in fact stand unconsciously before the soul, even if it has also to say to itself, that it can do nothing against the immense forces of the universe. We see how the soul transposes this literally into a picture in giving expression to the mood in question: A man goes along a country road and comes to an inn. In the inn he asks for milk-soup (blancmange). Flies enter the soup. He finishes eating the milk-soup, leaving the flies. Then he strikes the plate, counts the flies he has killed, and brags: “A hundred at one blow!” The innkeeper hangs a sign around his neck: “He has killed a hundred at one blow.” Continuing along the country road, this man comes to a different region. There a king looks out the window of his castle. He sees the man with the sign around his neck and says to himself: I could well use him. He takes him into his service and assigns him a definite task. He says to him: “You see, the problem is, whole packs of bears always come into my kingdom. If you have struck a hundred dead, then you can certainly also strike the bears dead for me.” The man says: “I am willing to do it!” But, until the bears are there, he wants a good wage and proper meals, for, having thought about it, he says to himself: If I can't do it, I shall at least have lived well until then.—When the time came, and the bears were approaching, he collected all kinds of food and various good things bears like to eat. Then he approached them and laid these things out. When the bears got there, they ate until they were full to excess, finally lying there as though paralyzed; and now he struck them dead one after the other. The king arrived and saw what he had accomplished. However, the man told him: “I simply had the bears jump over a stick and chopped off their heads at the same time!” Delighted, the king assigns him another task. He says to him: “Now the giants will soon also be coming into my land, and you must help me against them as well.” The man promised to do so. And when the time approached, he again took a quantity of provisions with him, including a lark and a piece of cheese. On actually encountering the giants, he first entered into a conversation with them about his strength. One of the giants said: “We shall certainly show you that we are stronger,” taking a stone and crushing it in his hand. Then he said to the man: “That is how strong we are! What can you do as compared to us?” Another giant took an arrow, shooting it so high that only after a long time did the arrow come down again and said: “That's how strong we are! What can you do as compared to us?” At this, the man who had killed a hundred at one blow said: “I can do all that and more!” He took a small piece of cheese and a stone, spreading the stone with cheese, and said to the giants: “I can squeeze water out of a stone!” And he squashed the cheese so that water squirted out of it. The giants were astonished at his strength in being able to squeeze water from a stone. Then the man took the lark and let it fly off, saying to the giants: “Your arrow came back down again, the one I have shot, however, goes up so high that it does not come back down at all!” For the lark did not return at all. At that, the giants were so amazed, they agreed among themselves that they would only be able to overcome him with cunning. They no longer thought of being able to overcome him with the strength of giants. Nonetheless, they did not succeed in outwitting him; on the contrary, he outwitted them. While they all slept, he put an inflated pig's bladder over his head, inside which there was some blood. The giants had said to themselves: Awake, we shall not be able to get the better of him, so we shall do it while he sleeps. They struck him while he slept, smashing the pig's bladder. Seeing the blood that spurted out, they thought they had finished him off. And they soon fell asleep. In the peaceful quiet that overcame them, they slept so soundly that he was able to put an end to them. Even though, like some dreams, the fairy tale ends here somewhat indefinitely and on an unsatisfactory note, we nonetheless have before us a portrayal of the battle of the human soul against the forces of Nature—first against the “bears,” then against the “giants.” But something else becomes evident in this fairy tale. We have the man who has “killed a hundred at one blow.” We have an echo of what lives at the deepest unconscious levels of the soul: the consolation in becoming aware of its own shrewdness over against these stronger, overwhelming forces. It is not a good thing when what has been presented artistically in pictures is interpreted abstractly. That is not at all what matters. On the other hand, nothing of the artistic form of the fairy tale is diminished if one has a feeling for the fact that the fairy tale is an after-echo of events taking place deep within the soul. These events are such that we can know a great deal about them, as much as one can come to know by means of spiritual investigation—yet, in immersing ourselves in fairy tales and experiencing them, they still remain original and elementary. In researching them, it is certainly agreeable to know that fairy tales present what the soul needs on account of its deepest experiences, as we have indicated. At the same time, no fairy tale mood is destroyed in arriving at a deeper recognition of the sources of subconscious life. Presented only abstractly, we find these sources are impoverished for our consciousness, whereas the fairy tale form is really the more comprehensive one for expressing the deepest experiences of the soul. It is then comprehensible that Goethe expressed in the significant and evocative pictures of the Fairy Tale of the Green Snake and the Beautiful Lily what he was abundantly able to experience, and which Schiller chose to express in abstract-philosophical concepts. Thus, despite having thought a great deal, Goethe wanted to say in pictures what he felt concerning the deepest underlying strata of human soul-life. And because the fairy tale relates in this way to the innermost soul, it is precisely the form most suited to the child. For it may be said of fairy tales that they have brought it about that what is most profound in spiritual life is expressed in the simplest possible form. In fact, one gradually comes to feel that in all conscious artistic life there is no greater art than that which completes the path from the uncomprehended depths of soul-life to the delightful, often playful pictures of the fairy tale. An art capable of expressing in the most self-evident form what is hard to comprehend is the greatest and most natural art, an art intimately related to the human being. And just because, in the case of the child, the essential human being is still united in an unspoilt way with the whole of existence, with the whole of life, the child especially needs the fairy tale as nourishment for its soul. What depicts spiritual powers can come alive more fully in the child. The childlike soul may not be enmeshed in abstract theoretical concepts if it is not to be obliterated. It has to remain connected with what is rooted in the depths of existence. Hence, we can do nothing of greater benefit for the soul of the child than in allowing what unites the human being with the roots of existence to act upon it. As the child still has to work creatively on its own physical formation, summoning the formative forces for its own growth, for the unfolding of its natural abilities, it senses wonderful soul nourishment in fairy tale pictures that connect it with the roots of existence. Since, even in giving themselves over to what is rational and intellectual, human beings can still never be wholly torn away from the roots of existence, they gladly turn again at every age to the fairy tale, provided they are of a sufficiently healthy and straightforward soul disposition. For there is no stage of life and no human situation that can estrange us altogether from what flows from fairy tales—in consequence of which we could cease having anything more to do with what is most profound in human nature or have no sense for what is so incomprehensible for the intellect, expressed in the self-evident, simple, primitive fairy tale and fairy tale mood. Hence, those who have concerned themselves for a long time with restoring to humanity the fairy tales that had been rather glossed over by civilization, individuals such as the Brothers Grimm, understandably had the feeling—even if they did not adopt a spiritual scientific view—that they were renewing something that belongs intimately to human nature. After an intellectual culture had done its part over a period of centuries to estrange the human soul, including the soul of the child, such collections of fairy tales as those of the Brothers Grimm have quite properly found their way again to all human beings receptive for such things. In this way they have become once more the common heritage of children's souls, indeed of all human souls. They will do so increasingly, the more spiritual science is not just taken as theory, but becomes an underlying mood of the soul, uniting it more and more in feeling with the spiritual roots of its existence.3 In this way, by means of the dissemination of spiritual science, what genuine fairy tale collectors, those truly receptive for fairy tales as well as those who present them have declared, will prove well-founded. This is what a certain individual, a true friend of fairy tales, often said in lectures I was able to hear.4 It is a wonderfully poetic utterance which at the same time summarizes what results from such spiritual scientific considerations as we have presented today. It may be formulated in words this man spoke—knowing as he did how to love fairy tales, collecting them, and appreciating them. He always liked to add the saying:
|
14. Four Mystery Plays: The Portal of Initiation: Scene 1
Translated by Harry Collison Rudolf Steiner |
---|
Such revelations may warm listening hearts, But thinkers see in them mere mystic dreams. Philia: Aye, thus would always speak the science, won By stern sobriety and intellect. |
With a peculiar light her eyes then glow, And pictured forms appear to her. At first They seemed like dreams; anon they grew so clear, That we could recognize without a doubt Some prophecy of distant future days. |
For even if I fail to read aright The riddle of such dreams, yet those at least I count as facts; and would 'twere possible To see one instance of the mystery Of this strange spirit-mood before mine eyes. |
14. Four Mystery Plays: The Portal of Initiation: Scene 1
Translated by Harry Collison Rudolf Steiner |
---|
Room. Dominant note rose-red. Large rose-red chairs are arranged in a semicircle. To the left of the stage a door leads to the auditorium. One after the other, the speakers introduced enter by this door; each stopping in the room for a time. While they do so, they discuss the discourse they have just heard in the auditorium, and what it suggests to them. Enter first Maria and Johannes, then others. The speeches which follow are continuations of discussions already begun in the auditorium. Maria: Johannes: Maria: Johannes: Maria: Philia: Maria: Capesius: Strader: Philia: Strader: Luna: Theodora: Capesius: Theodora: Maria: Capesius: Maria: Strader: Maria: Theodora: Maria: Capesius: Maria: Capesius: Maria: Capesius: Strader: Astrid: Capesius: Strader: Astrid: Felix Balde: Maria: Felix Balde: Felicia: Maria: Capesius: Maria: Capesius: Maria: Felix Balde: Benedictus: Felix Balde: Felicia: Benedictus: Capesius: Benedictus: Strader: Capesius: Strader: Theodosius: Strader: Theodosius: The Other Maria: Capesius: Maria: Romanus: Capesius: Romanus: Germanus: Capesius: Germanus: Capesius: Johannes: Maria: Johannes: Maria: Johannes: Maria: Johannes: Then saw I tongues of fire spring up and lick Maria: Helena: Johannes: Helena: Johannes: Helena: Johannes: |
62. The Poetry and Meaning of Fairy Tales: The Poetry and Meaning of Fairy Tales
06 Feb 1913, Berlin Translated by Ruth Pusch Rudolf Steiner |
---|
Spiritual research can show one very interesting effect as an example: we do not dream only when we believe we are dreaming but we actually dream the whole day long. In truth, our soul is full of dreams all the time, even though we don't notice it, for our waking consciousness is more forceful than the dream consciousness. As a somewhat weak light is extinguished altogether in the presence of a stronger one, our day-consciousness extinguishes what is continually running parallel to it, the dream experience in the depths of our soul. We dream all the time, but we are seldom conscious of it. Out of those abundant and unconscious dream experiences—an infinitely greater number than our waking perceptions—a few rise up like single drops of water shaken out of an immense lake; these are the dreams we become conscious of. |
Therefore they laid themselves to rest and slept so peacefully that it was easy for the man to put an end to them. Just as it is in dreams, this fairy tale peters out in a somewhat vague, unsatisfactory way; nevertheless we do find in it the conflict of the human soul with the forces of nature, first with the “Bears” and then with the “Giants.” |
62. The Poetry and Meaning of Fairy Tales: The Poetry and Meaning of Fairy Tales
06 Feb 1913, Berlin Translated by Ruth Pusch Rudolf Steiner |
---|
There are several reasons why it would seem a somewhat risky enterprise to speak about fairy tales in the light of spiritual science. First of all, the subject is indeed difficult, for the source of what one can call the true fairy tale mood lies deep down within the human soul. The methods of spiritual science that I have often described must take their way along extremely convoluted and lengthy paths in order to find this source. We little suspect how deeply hidden lie the springs that have given rise through centuries of human history to all the enchantment of genuine fairy tale poetry. In the second place, it is just this poetic enchantment that causes one to feel strongly about fairy tales; studying them or trying to explain them with one's own ideas must surely destroy their fresh spontaneity, yes, even the whole effect of the tales. We often hear it said quite rightly that explanations and commentaries of poetry spoil the immediate, lively, artistic impression that a poem should give us; we want it to affect us simply on its own. All the more should this apply to the infinitely subtle and bewitching quality of the poetic tales arising from the deep, almost bottomless springs of the folk soul or from single human hearts. They flow out in such an original way that intruding our own strong judgment would seem like tearing a flower to pieces. Nevertheless, spiritual research does find it possible to throw some light into those regions of soul that give rise to the poetic mood of the fairy tale. In doing this, the second doubt will be allayed. Simply by searching out the sources and wellsprings from which fairy tales flow, deep down in human soul nature, we can be completely sure that the explanations of spiritual science will touch those depths so gently that they are not harmed. Just the opposite: the wonder of everything lying down there in the human soul is so new, so original, so individual that one has oneself to resort to a kind of fairy tale in speaking about it all; nothing else will do to describe these hidden springs. Goethe, for one, moving beyond his work as an artist in order to plunge fully into the wellsprings and sources of life, would not take to theoretical discussion nor destroy the fairy tale's living water with his scrutiny when he wanted to reveal one of the most profound insights into the human soul. No, as soon as he had won these insights, it seemed natural to use the fairy tale itself to describe what lives and comes to expression in the soul at its deepest level. In his Tale of the Green Snake and the Beautiful Lily, Goethe tried to express in his own way the extraordinary soul experiences that Schiller brought forward in a more abstract, philosophical style in the Aesthetic Education of Man. The very nature of fairy tale enchantment leads us to believe that explaining and trying to understand it will probably never destroy the creative mood; to dig down into those wellsprings with the resources of spiritual research is to discover something quite remarkable. If I were to talk about fairy tales as much as I'd like to do, I would have to give many lectures. Today it will be possible to bring only a few hints regarding the results of research. A person who attempts the spiritual exploration of the fairy tale sources will find that they lie in far more profound depths of the soul than those from which other works of art emerge, even for instance, the most awe-inspiring tragic drama. In a tragedy, the poet shows us how the human soul experiences the gigantic powers of fate that exalt as well as crush their victim. Fate is the cause of the ordeals and shocks of tragedy. We find that the tangled threads woven together and then unraveled in tragic drama belong more or less to what an individual has to suffer from the outside world. However difficult this may be to discern, requiring as it does our finding the way into the uniqueness of a human soul, it is nevertheless quite possible for anyone sensitive to the impact of life itself upon the soul. A tragedy, we feel, shows us how an individual is entangled in this or that fateful life-situation. However, the source of fairy tale mood and fairy tale poetry lies still deeper than the complexities of tragedy. For one thing, we can feel that tragedy concerns itself—as do other artistic creations—with an individual who in a certain period of life, at a certain age, is exposed to some kind of misfortune. We take it for granted that when tragic drama affects us, it is because a human being is brought through his own unique experiences to what is happening; we realize that it is one single person with his own special destiny that we must come to understand. Here, as in other works of art, we meet a particular, circumscribed sphere of life. It is altogether different, we feel, when we come knowingly to fairy tale poetry and its mood. The effect of a fairy tale on our soul is spontaneous, elementary, and therefore remains unconscious. When we try to get a feeling for it, however, we can find that what a fairy tale expresses is not about one person in a particular situation in life, is not a limited portion of life, but rather something so integrated in human experience that it has to do with the comprehensive truth of all mankind. It is not about some special individual who finds himself at a certain time of life in a singular dilemma; what the fairy tale describes lies so completely in everyone's soul nature that it represents actual experience to children in their early years to persons of middle age and even to old men and women. Throughout our whole lifetime the fairy tale happenings picture our most profound experiences of soul, even though the style is light, playful and picturesque. The artistic enjoyment of a fairy tale, in its correspondence to inner soul experiences, can be compared—a rather bold comparison—to the relationship of an enjoyable taste on the tongue to the hidden, complex proceedings in the rest of the body, where the food takes up its task of nourishing the organism. What lies in that further process, after our pleasure in its taste, is not at all evident to our observation or understanding. Both things seem at first to have little to do with each other; no one is able to say, from savoring a food, what its particular use will be in the life processes of the body. And so it is with our joy in the art of the fairy tale. It is far, far removed from what is happening at the same time, all unconsciously, deep in the soul. There the essence of the fairy tale is pouring forth, satisfying the soul's persistent hunger for it. Just as our body has to have nutritive substances circulating through the organism, the soul needs fairy tale substance flowing through its spiritual veins. Using the methods of research described in my books as a way to approach the higher worlds, you will discover, at a certain level of spiritual knowledge, the spiritual processes working unconsciously in the depths of the soul. In our ordinary life we are aware of these spirit impulses within our soul only when they surface as gentle dreams, caught at rare times by our waking consciousness. Now and then we may have such a special waking up that we realize: You are emerging out of a spiritual world where there is thinking and where there are intentions, and where something was happening down in the unapproachable grounds of your existence that was somehow akin to daily happenings; this something seems an intimate part of your own being but is completely hidden from your waking, everyday life. It is often the same story with the spiritual researcher, even when he has progressed as far as experiencing a world of spiritual beings and spiritual deeds. However much further he then advances, he nonetheless reaches again and again the same edge of a world out of whose deep unconsciousness there come towards him spiritual impulses, impulses connected with himself. They appear to his spiritual gaze like a Fata Morgana but they do not yield themselves up to him completely. This very peculiar experience is what awaits one on looking into the unfathomable spiritual relationships belonging to the human soul. It is fairly easy to follow attentively and understand certain intimate soul happenings, for example, the emotional conflicts that also lie there within the soul and that are revealed in art, in tragic drama. But far more difficult are the quite common human conflicts, which in our daily life we simply cannot imagine are there, and yet every one of us undergoes them at every period of our life. One such soul conflict discovered by spiritual research takes place without the ordinary consciousness being aware of it: our waking up every day, when the soul leaves the world it has been in during sleep and slips down into the physical body. As I said, we have normally not the slightest knowledge of this, yet every morning our soul is engaged in a battle that the spiritual researcher can catch only to a slight degree: it is the battle of the single, lonely human soul meeting the gigantic powers of nature. Thunder and lightning and everything else in the elements that we have to confront out in the world unload their great strengths on us as we stand there more or less helplessly. All that tremendous power, however, even when we meet it head on, is a small thing compared to the unconscious battle at the moment of waking up, when our soul—alive only to itself up to then—has to unite with the pressures and substances of a purely physical body. The soul needs this organism in order to use the bodily senses that are governed by the laws of nature and to use also the bodily limbs in which the powers of nature prevail. There is something like a yearning in the soul to dip down into this sheer natural state, a yearning satisfied each time by waking up, and yet at this very moment there is a shrinking back, a feeling of utter helplessness in the face of the eternal opposition existing between the soul and the nature-related physical body, into which one awakens. It may sound strange that this daily battle takes place in the depths of our soul—but then it takes place in complete unconsciousness. The soul knows nothing of what it has to undergo every single morning, but nevertheless it is burdened by the conflict, which affects its very nature and its individual character. There is something else happening in these depths, which can be caught on the wing by spiritual research; it occurs at the moment of falling asleep. The human soul withdraws from the sense world and from the bodily limbs and has more or less left behind the physical body in the physical-sense world. Then there comes to the soul what one may describe as an awareness of its inwardness. At that moment it begins to experience unconsciously the inner battles caused by its constraint in a physical body in the waking state, where it has to act in consequence of its entanglement in matter. It is aware of its bent toward the burdensome sense-world, which, however, represses its morality. In falling asleep and during sleep, the soul is alone with itself and pervaded unconsciously by so moral an atmosphere that it can hardly be compared to the morality we know in ordinary life. Besides other impressions, it is this that the soul experiences when it is outside the physical body and living a purely spiritual existence between falling asleep and waking up. We should not imagine that all these occurrences in our soul are simply absent when we are awake. Spiritual research can show one very interesting effect as an example: we do not dream only when we believe we are dreaming but we actually dream the whole day long. In truth, our soul is full of dreams all the time, even though we don't notice it, for our waking consciousness is more forceful than the dream consciousness. As a somewhat weak light is extinguished altogether in the presence of a stronger one, our day-consciousness extinguishes what is continually running parallel to it, the dream experience in the depths of our soul. We dream all the time, but we are seldom conscious of it. Out of those abundant and unconscious dream experiences—an infinitely greater number than our waking perceptions—a few rise up like single drops of water shaken out of an immense lake; these are the dreams we become conscious of. But the dreaming that stays unconscious is perceived by the soul spiritually. In its depths many things are being experienced. Just as chemical processes that we are unaware of take place in the body, there are spiritual experiences taking place within us in unconscious regions of the soul. We can throw more light into these hidden depths of soul life by adding something else to the facts we have mentioned. It has often been emphasized, and especially so in my last lecture, [Raphaels Mission im Lichte der Wissenschaft vom Geiste (January 30, 1913); The Mission of Raphael (unpublished MS).] that in the course of evolution on earth, human soul life has undergone a complete change. When we look far, far back into the past of humankind, we find the soul of ancient man having totally different experiences from those today. In earlier lectures we spoke about early mankind's primitive clairvoyance; we will speak further about it in the future. We look out at the world today in the wide-awake condition of soul that is normal, taking in sense impressions from outer stimuli, working on them with our intelligence, reason, emotions, and will forces—but this form of consciousness is merely the one that holds good for the present day. This modern consciousness has developed out of the earlier forms in ancient days that we can call—in the best sense of the word—clairvoyant; people were able in certain intermediate conditions between waking and sleeping quite normally to experience something of the spiritual worlds. At that time a person, even though he could not become really conscious of himself, would not find the experiences we have been describing as taking place in the depths of the soul at all unfamiliar or strange. In ancient times the human being could more fully perceive his union with the spiritual world outside himself. He saw how everything going on in his soul, the happenings deep in his soul, were related to certain spiritual realities alive in the universe. He saw these realities moving through his soul, felt closely related to the spirit-soul beings and realities of the universe. This was a characteristic of mankind's primeval clairvoyance. In ancient times, not only artists but quite primitive people frequently had a feeling that I am going to describe, which today we arrive at only in quite special moods. It can really happen that, living gently in the depths of the soul, as gently as anything can be, there is an experience of the spiritual realities mentioned above, one that does not come to consciousness. Nothing of it is perceived in the wide-awake life of the day. But something is there in the soul, just as hunger often is there in the physical organism, and just as we have a need for something to satisfy our hunger, we have also a need for something to satisfy this delicate need in our soul. It is at this moment that one feels urged either to come to a fairy tale or a legend that one knows, or else, perhaps, if one has an artistic nature, to create something of the kind oneself, even though one senses that all the words one could theoretically use would only reach a kind of stammering about such experiences. This is how the fairy tale images arise. The nourishment that satisfies the hunger we spoke of is just this conscious filling of the soul with fairy tale pictures. In the earlier times of mankind's evolution, the human soul was closer to a clairvoyant perception of its inner spiritual experiences; often, therefore, the simple country folk felt this hunger more distinctly than we do today, and this led them to search for nourishing pictures arising out of their creative soul life; we find these today in the fairy tales coming down to us as folk traditions in various parts of the world. In those earlier times the human soul felt its connection to spiritual existence and felt more or less consciously the inner battles it had to undergo, even without understanding them. The soul formed these into pictures and images which had only a distant resemblance to what was happening in its depths. But still one can feel that there is a connection between the happenings of a fairy tale and the unfathomable, profound experiences of the soul. It is evident—many can confirm this—that the heart of a child often succeeds in creating for itself a comrade or “friend” who is present only for that child and who stays at its side through all its coming and going. Probably everyone knows children with such invisible spirit-friends. These unseen playmates you have to imagine as being with the child wherever he is, sharing all his joys and sorrows. And then you see someone coming along, a so-called “intelligent” person, who hears about this invisible playmate and tries to talk the child out of it, even believes it's a healthy thing he's doing—but it has a bad effect on the child's feeling-life. A child will grieve for his soul-comrade and if he is susceptible to spiritual-soul moods, the grief will be weighty and can develop into a pining away or sickliness. This is actual experience, related to deep, inward happenings of the human soul. We can take to heart, without dispelling the fragrance of such a tale, the Grimms' story of the child and the paddock (a small frog). A little girl lets the paddock eat with her out of her bowl of bread and milk; the paddock only drinks the milk. The child talks to the little creature as to another human being, saying one day, “Eat the bread crumbs as well, little thing.” The mother hears this, comes out to the yard, and kills the paddock. And now the child loses her rosy cheeks, wastes away and dies. In this tale we can feel an echo of certain moods that really and truly are present in the depths of our soul. They are there not only at certain periods of our life, but whether we are children or adults, we recognize such moods because we are human beings. Every one of us can feel reverberating in us how this something we experience but don't understand, something we don't even bring to consciousness, is connected with the effect of the fairy tale on our soul like the taste of food on our tongue. And then the fairy tale becomes for the soul very much like nutritious food when it is put to use by the whole organism. It is tempting to search in these deep-lying soul experiences for what reverberates in each different tale. Of course it would be a tremendous task over a long time, given the great collections of fairy tales from everywhere in the world, to probe into them just for this. However, what can be looked at in a few tales can be used in a general way for all of them, if the few are genuine fairy tales. Take one of the stories that the brothers Grimm collected, “Rumpelstiltskin”. When a miller claims that his daughter can spin straw into gold, the king has him bring her to the castle in order to test her art. She comes to the king, is locked in a room with a bundle of straw and “there sat the poor miller's daughter and for the life of her could not tell what to do”. As she begins to weep, there appears a little man who says, “What will you give me if I spin the straw into gold for you?” The girl gives him her necklace and the little man spins the straw into gold. The king next morning is astonished and delighted but wants more; she should spin straw into gold again. She is locked in another room with even more straw, and when the little man appears again and asks, “What will you give me if I spin the straw into gold for you?” she gives him her ring. By morning all the straw is spun into glittering gold. But the king is still not satisfied. The manikin comes again, but now the girl has nothing more to give him. “Then promise me, if you should become queen, to give me your first child,” says the little man, and so she promises. And when, after a year, the child is there and the manikin comes and reminds the queen of her promise, she begs him to wait. “I will give you three days' time,” he replies. “If you know my name by that time, you shall keep your child.” The miller's daughter sends messengers far and wide. She must find every name and also the particular name of the little man. Finally, after several wrong guesses, she succeeds in naming the little man by his right name: Rumpelstiltskin. No other work of art gives us the feeling of utmost inner joy as the fairy tale with its unsophisticated pictures, yet we can also know the deep soul experience from which such a tale arises. It is a prosaic but accurate comparison to say, we can know a great deal about the chemistry of our food and still take pleasure in something delicious we're eating. And so we can know and understand something about these deep inner soul experiences in us that are felt but not “known”—and that emerge as the pictures of fairy tales. Indeed our solitary soul, this miller's daughter, is a lonely thing, both in sleep and in waking life, even though she is harbored in our body. The soul feels (but unconsciously) the great antithesis she has to live in; she experiences (but does not understand) her unending task, her own anchorage in divine worlds. The soul will always be aware of other insignificant abilities in comparison to those of outside nature. Nature is the mighty enchantress, who can transform one thing into another in a trice—something the soul would like to be and do. In everyday consciousness, one can submit with a good grace to this disparity between the human being and the omnipotent wisdom of the spirit of nature. In the depths of the soul, however, things are not so simple. The soul would certainly come to grief if she did not surmise that within her own conscious being a still deeper being is present, something she can trust, something she might be able to describe like this: You, Soul, are still at such an imperfect stage—but there is something in you, another entity, who is far more clever than you, who can help you to accomplish the most difficult tasks and give you wings to rise up and look over wide perspectives into an infinite future. Someday you will be able to do what is still impossible, for there is something within you that is far, far greater than the part of you now that “knows”; it will be a loyal helper if you can enter into an alliance with it. But you must truly be able to form a concept of this creature who lives within you and is so much wiser, cleverer, more skilful than you are yourself. When you try to imagine this conversation of the soul with itself, an unconscious conversation with the more capable part of the soul, you can then try to catch this nuance in the Rumpelstiltskin fairy tale: what the miller's daughter had to experience in not being able to spin straw into gold and then finding a loyal helper in the little manikin. It is impossible to blow away the fragrance of those pictures, even when we know their origin, deep down in our soul life. Let us take another tale. Please forgive me if it is connected with things that seem to have a personal coloring; it is not meant to be personal. It makes it somewhat easier to explain if I add this small personal note. In my book Occult Science [ An Outline of Occult Science, Anthroposophic Press, New York, 1972.] you will find a description of the evolution of the world. I don't intend to speak about it now—possibly on another occasion. During this evolution of the world our earth has passed through certain stages as a planet in the universe, and these stages can be compared to the stages of life in the individual human being. Just as individuals go through one life after another, the earth itself has had various planetary stages or embodiments. In spiritual science, for certain reasons, we speak about the earth—before its “earth” stage began—as having a “moon” stage and before that, a “sun” stage. There was a sun evolutionary period as a planetary pre-stage of our earth in the primordial past; an ancient sun was still united with the earth, from which—at a later stage—it split away. The moon also split away from what originally was the sun. Our sun today is not the original one but only a piece of it; we can speak of an ancient sun-stage of the earth and also of our present sun. Spiritual research can look back to the time in earth evolution when the second sun, our present one, developed as an independent body in the universe. In searching for the existence at that time of beings actually perceptible to the senses, it finds only the lower species up to the level of the fishes. You can read all this in more detail in Occult Science, and there you will be able to understand it. The actual details, however, can be found only through the scientific methods of spiritual research. At the time they were discovered and I wrote them down (more precisely, they were not discovered just when I wrote them down but they were, one can say, discovered for me and I wrote them down in Occult Science) the following fairy tale was quite unknown to me—and this is the personal note I wanted to add. I can verify the fact that it was unknown then, for I found it much later in Wundt's Elements of Folk Psychology and traced it then back to its source. Before I give you a short summary of the fairy tale, let me say this: Everything the spiritual researcher finds in the spiritual world—and what was just described had to be found in the spiritual world, for otherwise it would no longer exist—everything in that world is very much connected with the human soul. In the very deepest roots of our soul we are united with that world. It is always at hand; we enter it unconsciously as soon as we fall asleep in a normal way. In our union with that world, our soul holds within itself not only its sleep experiences but also all those experiences related to world evolution as we have described them. It is a paradox but one can say that the soul knows unconsciously that it experienced the stream of evolution from the original sun to its daughter, the sun we see shining in the sky, and to the moon that is also a child of the original sun. Moreover, the soul can recognize that it was living through a soul-spiritual existence at that time, for it was not yet united with earthly substance. It could look down then on earthly happenings, for example, when the highest animal organisms were the fish-prototypes, at the time when the present sun and moon developed by separating from the earth. In the unconscious, the soul is connected with these happenings. Now look at this short folk tale that can be found among several primitive peoples: There was once a man who was made of resin. He worked only at night. If he had worked in the daytime, the sun would have melted him. One day, however, he did go outside, for he wanted to catch some fish. And lo! the man made of resin melted away. His sons made up their minds to take revenge. They shot off their arrows. They shot so well that the arrows formed figures, towering one above the other. They became a ladder, reaching right up into the sky. The two sons climbed up the ladder, one by day, the other by night. And one son became the sun, the other son became the moon. It is not my custom to explain such tales with abstract, intellectual ideas. Everyone can realize, however, through spiritual research how the human soul is deeply connected with everything happening in the world, how the soul can be understood only through spiritual means, and how it hungers to enjoy the picture-images of its unconscious experiences—this is truly different. If you feel this, you will also feel, vibrating like an echo of this folk tale, just what human souls experienced at the time of the primordial sun and then at the origin of the sun and moon during the time of fish-development in earth evolution. It was for me a most important event—and this is the personal note—to discover, long after these things were described in Occult Science, this particular tale. Even though I would never wish to explain it in an abstract way, a certain feeling comes over me when I look at the evolution of the world, a feeling that is twin-brother to the one I get from immersing myself in the wonderful picture-images of the folk tale. We can look at another story, this one from the Melanesian Islands. Before we hear it, let us recall that according to spiritual research the human soul is closely connected to the present-day happenings and facts of the universe. It may be too picturesque, but nevertheless quite correct from the spiritual-scientific standpoint, to describe the life of the soul when it leaves the body in sleep as completely related to and united with the whole universe. One possibility of remembering or understanding this relationship of our ego, for example, to the cosmos, at least to something significant in the cosmos is to look at the plants. They can grow only when they have the light and warmth of the sun. They are rooted in the earth and consist, as spiritual science tells us, of a physical body interwoven by an etheric body. This is not enough, however, to cause the plants to unfold and blossom; they must also have the forces of the sun shining down on them. Looking at the human body during sleep, we see to some degree its equivalence to a plant. Our sleeping body is like a plant, in that it has the same power to grow. But the human being has freed himself from the cosmic order in which the plant is caught. A plant has to wait for sunlight to come to it, the rising and setting of the sun. It is dependent, as we humans are not, on the external cosmic order. Why are we not? Because of a fact that spiritual research has discovered, that the human ego, which in sleep is outside the plant-like body, unfolds for the body what the sun unfolds for the plant. The sun pours its light over the plant; the human ego shines too, resting spiritually over the sleeping body. And the human ego is related to the life of the sun; it is itself a kind of sun for the plant-like human body, engendering its growth during sleep, repairing its various forces that have been used up during the daytime. In perceiving this, we realize how much like the sun our ego is. As the sun moves across the sky—of course I am speaking of its apparent movement—the effect of the sun's rays changes according to the constellations of the zodiac from which they come to earth. In the same way, spiritual science shows us ever more clearly that the human ego passes through the various phases of its experience; the physical body is influenced according to each aspect. We perceive the sun's effect on earth, with the help of spiritual science, according to whether it is passing through Aries, or Taurus, or any other constellation. Rather than refer to the sun in general terms, it is preferable to describe the effect of the sun from one of the twelve constellations of the zodiac. As we consider the sun's passage through the constellations, we become aware of its relationship to the ever-changing ego. All this is described much more fully in Occult Science; it can be acquired as spirit-soul knowledge. We can perceive it as something that takes place unconsciously in the depths of the soul and yet takes place as an inward involvement with the spiritual powers of the cosmos alive in the planets and constellations. Let us compare these secrets of the universe, disclosed by spiritual science, with the following Melanesian tale, which I will sketch very briefly. In the road is a stone. The stone is the mother of Quatl, and Quatl has eleven brothers. After Quatl and his brothers were created, Quatl began to create the world. But in this world that Quatl created, there was no change of night and day. Quatl heard about an island where there was a difference between the day and the night. He traveled to that island and brought a host of beings back to his own land. And through the power of these beings, those in Quatl's land came into the alternation of sleeping and waking. Sunrise and sunset occurred for them as soul happenings. It is amazing what vibrates as echo from this story. If you read the whole thing, you will find that every sentence vibrates with the tones of world secrets, just as our soul vibrates in its depths when it hears how spiritual science describes those secrets. It is true: the source of fairy tale mood and fairy tale poetry lies in the depths of the human soul! The tales are simply pictures using external happenings to help characterize the soul experiences we have described; the pictures are nourishment for the hunger arising from these experiences. This must also be true: we are quite distant from the experience but nevertheless we can feel them echoing in the fairy tale picture-images. When all this has been said, we should not be surprised to find that the most beautiful and characteristic fairy tales have come to us from those very early times when human beings had a certain clairvoyant consciousness. Because of this, they were able to come close to the wellsprings of fairy tale mood and poetry; it is not at all strange that from those parts of the earth where souls are closer to spiritual sources than in the western world, for example in India or the Orient, fairy tales can have an especially distinctive character. Furthermore, in German we find Jacob and Wilhelm Grimm's Children's and Household Tales, which they collected by listening to their relatives or other more or less simple, unsophisticated people telling stories that remind us of the ancient European sagas; even the fairy tales contain elements of the great stories of heroes and gods. We should not be surprised to hear that the most significant fairy tales have now been proven older than the sagas. The hero stories, after all, describe someone at a certain time of life in a particular difficulty, while the fairy tales show us what is relevant to every single person at every period of life from his first breath to his last. Then we understand how a fairy tale can press into itself the deep-seated soul experience on awakening from sleep, of feeling completely inadequate in the face of the powers of nature; how, too, one feels equal to it only with the consoling knowledge that something greater than oneself is present in the soul that may even allow one to triumph over the forces of nature. When you have a feeling like this, you will understand why there are so many giants that have to be dealt with in the tales. Indeed, they make their appearance without fail as an image out of the soul's mood on waking up—of its wanting to enter the body and seeing the “gigantic” forces of nature alive there. The battle the soul has to undergo is exactly what corresponds—though this cannot be understood perhaps with the intellect—to the various descriptions of people having to fight giants. The soul realizes when confronted by battles with giants that it has only one advantage—and that is its cleverness. This is the soul's perception: You can slip into your body but what can you do about those tremendous forces of the universe? Why, there's one thing the giants don't have that you do have ... cleverness! reason! Unconsciously this lives in the soul even when it realizes the small strength it has; we find that the soul, put into this position, can express itself in the following pictures: A man was going along the road. He came to an inn, went in, and asked for a bowl of milk soup. Flies by the dozen were buzzing around; some fell into the soup, the others he swatted. When he counted a hundred dead flies on the table, he boasted, “A hundred with one blow!” The innkeeper hung a medallion around his neck that said: He killed a hundred with one blow. The man went further and came to a castle where the king was looking out of his window. When he caught sight of the wayfarer and his medallion, the king thought to himself, “This is a fellow I can make use of!” The king hurried out and took the man into his service to do a certain task. “There is a pack of bears coming ever and again into my kingdom. Look! if you've killed a hundred with one blow, you can put an end to those bears.” The man said, “I'll do it!” But first he demanded his wages and plenty of food before the bears should arrive, for he thought he might as well enjoy his life for a while, in case it should be cut short. Now came the time when the bears were expected; he collected together all the sweet things bears like to eat, and laid them ready. The bears came, ate up everything they found and were so well stuffed that they had to lie down to sleep off their greed. And now as they lay helpless, the man came and finished them off. When the King arrived, the man told him, “I simply chopped off their heads while they jumped over my stick!” The King was delighted with this brave fellow and gave him a still harder task. “Look! The giants will soon be coming back into my kingdom. You must help me with them.” The man promised and when the time came, he collected a great amount of good things to eat, which he took along with him, besides a young lark and a piece of cheese. Sure enough, he met the giants and began to boast about how strong he was. One of them said, “We'll show you how much stronger we are!” Taking up a stone, he squeezed it into a powder. “Do that likewise, little man, if you're as strong as we are.” The other giant aimed an arrow up into the sky, shot it off, and only after a very long time, it dropped down again. “Do that likewise, little man, if you're as strong as we are.” At that, the man who had killed a hundred with one blow told them, “I can do better than that.” He took up a stone, stuck his piece of cheese on it and said, “Watch me press water out of the stone!” Sure enough, when he squeezed, water squirted out of the cheese. The giants were astonished. Then the man took the lark and let it fly upwards, saying, “Your arrow came back, but mine will go up so high that it never comes back!” Sure enough, the lark did not return. The giants were so astonished that they decided that they would have to overcome him with cunning, for it seemed that they couldn't manage it with strength. However, they failed to get the better of the man with cunning, for he got the better of them. They lay down together to sleep and in the dark the man put over his head a pig's bladder that was blown up and filled with blood. The giants told one another, “We can't overcome him when he's awake, so we'll have to wait until he sleeps.” As soon as he was asleep, they attacked him with great blows on the head and broke the pig's bladder. The blood gushed out; the giants were sure they had finished him off. Therefore they laid themselves to rest and slept so peacefully that it was easy for the man to put an end to them. Just as it is in dreams, this fairy tale peters out in a somewhat vague, unsatisfactory way; nevertheless we do find in it the conflict of the human soul with the forces of nature, first with the “Bears” and then with the “Giants.” But something more is in the fairy tale. The man who “killed a hundred with one blow” stands out so clearly that we feel something vibrating in the unconscious depths of our soul to the utter trust he had in his cleverness, even in the face of those powerful forces he found so “gigantic.” It is wrong to try to explain in abstract detail the picture-images created with such artistry, and this is not the intention here. Nothing actually can disturb the character of a fairy tale if you feel how it echoes our inward soul processes. And these inner processes—however much one knows about them, however much as spiritual science itself can know about them—you do become ever and again entangled in them; then, experiencing them in a fairy tale, you see them in their most elemental, primary form. Knowledge of these soul-happenings, when it is present, does not destroy the ability to transform them into fairy tale magic. It is certainly stimulating for the spiritual researcher to discover in fairy tales just what the human soul has need of when confronting its innermost experiences. The fairy tale mood can never be disturbed, for research that is able to arrive at the wellsprings of the tales in subconscious life will find there something that becomes poorer for the ordinary consciousness when it is described abstractly. The fairy tale itself is the most perfect description of these deepest of soul experiences. Now one can understand why Goethe put into the manifold eloquent picture-images of his Tale of the Green Snake and the Beautiful Lily the rich experiences of life that Schiller expressed in abstract philosophical terms. It was pictures that Goethe wanted to use—even though he was otherwise very much given to thought—in order to express his most profound perception of the subconscious roots of human soul life. Because fairy tales belong to our innermost feeling and emotional life and to everything connected with it, they are of all forms of literature the most appropriate for children's hearts and minds. It is evident that they are able to combine the richest spiritual wisdom with the simplest manner of expression. One has the feeling that in the magnificent world of art there is no greater art than this one, which traces the path from the unknown, unknowable depths of the soul to the charming and often playful fairy tale pictures. When what is most difficult to understand is able to be put in the most clearly perceptible form, the result will be great art, intrinsic art, art that belongs at a fundamental level to the human being. Human nature in the child is linked to the life of the whole world in such a primary way that children must have fairy tales as soul-nourishment. The expression of spiritual force can move much more freely when it comes towards a child. It should not be entangled in abstract, theoretical ideas if the child's soul is not to become dry and disturbed, instead of remaining linked to the deep roots of human life. Therefore there is nothing of greater blessing for a child than to nourish it with everything that brings the roots of human life together with those of cosmic life. A child is still having to work creatively, forming itself, bringing about the growth of its body, unfolding its inner tendencies; it needs the wonderful soul-nourishment it finds in fairy tale pictures, for in them the child's roots are united with the life of the world. Even we adults, given to reason and intelligence, can never be torn away from these roots of existence; we are most connected with them just when we have to be fully involved with the life of the time. Therefore at various parts of our life, if we have a healthy, open-hearted mind, we will happily turn back to fairy tales. Certainly there is not a single age or stage of human life that can take us away from what flows out of a fairy tale, for otherwise we would be giving up the deepest and most important part of our nature; we would be giving up what is incomprehensible for the intellect: a sensing within ourselves, a sense for what is pictured in a simple fairy tale and in the simple, artless, primordial fairy tale mood. The brothers Grimm, and other collectors like them, devoted long years to bringing the world the somewhat civilized fairy tales they had gathered out of the folk tradition. Although they had no help from spiritual science, they lived wholeheartedly with these tales, convinced that they were giving human beings what belonged intrinsically to human nature itself. When you know this, you will understand that although the age of reason did its best for a hundred years or so to alienate everyone, even children, away from fairy tales, now things are changing. Fairy tale collections like the Grimms' have found their way to every person who is alive to such things; they have become the property and treasure of every child's heart, yes, property of all our hearts. This will grow even stronger when spiritual science is no longer considered just a theory but becomes a mood of soul, one that will lead the soul perceptively towards its spiritual roots. Then spiritual science, moving and spreading outwards, will be able to confirm everything that the genuine fairy tale collectors, fairy tale lovers, fairy tale tellers wanted to do. To sum up what spiritual science would like to say today in describing the fairy tale, we can take the poetic and charming tribute that a devoted friend of the tales [Ludwig Laistner (1848 – 1896)] liked to use in his lectures, some of which I was able to hear. He was a man who understood how to collect the tales and how to value them. “The fairy tale is like a good angel, given us at birth to go with us from our home to our earthly path through life, to be our trusted comrade throughout the journey and to give us angelic companionship, so that our life itself can become a truly heart- and soul-enlivened fairy tale!” |
71b. The Human Being as a Spirit and Soul Being: Man and the Historical and Moral Life of Humanity according to the Results of Spiritual Science
03 May 1918, Munich Rudolf Steiner |
---|
What we experience of our feelings while awake, what we bring into our ordinary consciousness, are only representations of our feelings, and these are to our feelings as the memories of dreams we have when we wake up are to the dreams themselves. Feelings are no brighter, no more manifest in our soul than dreams themselves. |
We can look back to those ancient times of human development, when the dream-like, the sleeping in human impulses was experienced in a different way. Then, historical life was lived out in consciousness in myths, legends and fairy tales. |
And what the spiritual researcher recounts is only a raising of the subconscious, the dream-like, but in human actions to revelation coming, into consciousness. In this way spiritual science has a hand in the investigation and deepening of reality. |
71b. The Human Being as a Spirit and Soul Being: Man and the Historical and Moral Life of Humanity according to the Results of Spiritual Science
03 May 1918, Munich Rudolf Steiner |
---|
Dear attendees! With regard to the historical life of humanity and the understanding of this historical life, as it was striven for in its time and is still striven for in our time in much the same way, Goethe made a significant statement that can force one to reflect. He said that the best thing about history is the enthusiasm it arouses. If one is accustomed to seeking in Goethe's sayings the result of his deep experience of life, his wisdom, then this saying in particular can certainly give rise to much reflection. And if one that one can have in relation to what is called historical knowledge, if one goes to certain experiences, then one certainly comes to an insight that can lead to what Goethe might actually have meant. Historical knowledge – it may be said that, especially in the course of the last century, great human acumen, great scholarly care and conscientiousness have been applied to it. And it is not a frivolous criticism of the historical judgment that people have acquired when I point out how little, especially in tricky cases, what is called history to this day serves when it comes to gaining a judgment from history, as such a judgment demands of us in real, true life. In our catastrophic times, every thinking person is often confronted with considerations that suggest to him the question: What does historical knowledge say about the truly far-reaching events of this or that day, which are so frequent after all, what does historical knowledge say? I would just like to give an example, by way of introduction, of how truly not to be taken lightly and not to be considered merely as theorists, but as very serious people who believed that they could form a truly sound judgment from the study of history. At the beginning of this catastrophic period of war, have come to the conclusion that this world-cataclysm could not last longer, in view of the general conditions which have developed in the social and moral life of mankind, and which have been recognized by the study of history. They thought that this catastrophic clash of humanity could not last longer than four to six months. This is what people who, in a sense, had already formed a justified judgment from history and who were also quite close to practical life thought in August, September and so on in 1914. And what did reality, what did life say to this judgment? This can certainly make one think, it can certainly draw attention to whether the historical approach, as one is accustomed to, is in fact suitable for forming a judgment, how reality seriously challenges such judgments. Yes, esteemed attendees, I would like to mention another similar one – hundreds and thousands of examples could be given in this direction – I will mention another one that was given by a personality whose genius no one can doubt; a personality who felt called upon to ask himself the question: What does history say about human life in modern times? This question was posed to him when he took up his university professorship, and this personality who made this judgment is none other than Friedrich Schiller. And what judgment did Friedrich Schiller give when he felt compelled to instinctively express the effect of historical study on his soul in his inaugural lecture? Schiller said, back in 1789: History teaches that the peoples of European humanity have finally emerged as one big family, within which there may well still be these or those differences, but within which it could never again happen that they tear each other apart. This judgment was delivered by none other than Friedrich Schiller, just before the outbreak of the French Revolution, the great clashes in Europe that followed. And if you add to that what has happened to this day, then Friedrich Schiller's judgment is also shown in a peculiar light. One can say: Because perhaps Goethe, in his wisdom, looked deeper into human life and existence, he did not seek what history, as it confronted him, could offer in a judgment that could be learned, but rather, Goethe sought the fruit of history, perhaps for good reasons, in an impulse that goes deeper in man than into the mind, deeper than into the outer intellect. He sought the fruit of history in the seizure of the whole soul with enthusiasm. And perhaps today's reflections can be suitable to develop and expand this judgment of Goethe and to show it in all its reality. For I would like to base today's reflections on the question: What does science, which we have been accustomed to considering as history, offer in comparison to what reality demands of us? One could say: Precisely when we consider life in its various forms, this life in its various forms perhaps indicates in a meaningful way something extraordinarily instructive in a deeper sense by what has emerged as a historical judgment itself. Therefore, I will start from the perspective and way of thinking of two historians, observers of history, who in their mental peculiarity are as far apart as can be imagined; but the present day really does demand a way of looking at things that is different from the kind that only wants to dwell on what can be grasped in the surrounding area, to the extent that you can see the church tower of the place. The events of today, of the immediate present, however, demand of us that we broaden the horizon of our consideration to include the whole earth, and so I would like to preface my today's consideration with that which two very different personalities had to think about history in a particular case in a particular field. The first personality is the late Karl Lamprecht, a retired professor of history at the University of Leipzig. He summarized what he had to say after a lifetime of research devoted to the history of the German people in a short extract – which is why it is so instructive. He had summarized what he had to say about the developmental forces of his people summarized it in the way he believed he had to summarize it, especially for a foreign population, for a foreign audience; for I base this consideration on the lecture he held in 1904 at the World's Fair in St. Louis and at the invitation of Columbia University in New York. Karl Lamprecht spoke there about the driving forces behind the development of the German people from the beginnings that the historian can penetrate, the first Christian centuries, to the present. And I would like to parallel this form with the way of presentation that a mind has given, which has grown out of Central European folklore and that which experiences this Central European folklore as its history. I would like to parallelize this with the peculiar way of thinking of another man, who is also a historian in a certain sense, with the way of thinking of Woodrow Wilson, who spoke almost at the same time about the same subject, but with reference to his American people. I cannot think of anything more characteristic for those who want to gain insight into the way history is sought on earth today than what results from comparing the historical view of their own people in these two personalities. Karl Lamprecht attempts to go beyond the old English and Rankean views of history, which rely only on external documents. He tries to turn his attention to the inner driving forces of historical development, to that which cannot be found merely in external records, but which can be found if one wants to penetrate into the soul life of the people, seeking the deeper forces that condition historical development. Karl Lamprecht comes to many interesting conclusions. He says: If we look back at the earliest development of the German people, we find that by the third century A.D. a peculiar kind of emotional power and its effects had developed in the soul of this people. If we examine the various areas in which these powers were expressed in this ancient time, whether in the , in the military, in the state, in the social sphere, in the artistic sphere, in a primitive way, as it was then, one must say: the people of the German nation lived in such a way back then that they shaped their social life and their social work out of a certain symbolist, emblem-forming disposition. Not only did they try to depict world events in symbols in primitive art, they also lived from person to person in such a way that the symbolic nature shaped these experiences. For example, one identified with the leaders of the people, seeing in these leaders of the people symbols of the whole nation, and this, says Karl Lamprecht, meant that at that time what can be described as the military-comradely principle emerged in the moral, in the social togetherness. Then, Karl Lamprecht believed, what lives as an inner impulse in historical becoming is replaced by another form of emotional power, which then comes to shape the configuration of German development up to the eleventh century. This symbolist, symbol-forming emotional nature is replaced by the typifying one. Now it is no longer imagination that is at work, but reason. It attempts to find types in the individual phenomena, representatives of a whole, not symbols, but types; even in the individual personality who is leading, one sees the type for the other people. Military-comradely life changes, while this disposition changes, into a more cooperative way of living together, where the rational, the reasonable, already has more influence on the imaginative, also in the social, moral structure of human coexistence. But the impulses are still elementary, primitive, arising from the will in this time. Then, according to Karl Lamprecht, we can see very clearly an age in which quite different impulses prevail in the soul forces. It begins in the tenth or eleventh century, continues until the middle of the fifteenth century, and I would ask you to bear in mind that Karl Lamprecht's historical instinct led him to set the middle of the fifteenth century as the end of what he begins in the eleventh century and calls the conventional age. Whereas in the past the moral and social structure of human beings was shaped out of certain necessities, he argues, consideration is now entering into the structure, although the old remains: conventions. Contractually, cooperative life is formed between person and person, society and society, which differentiates people even less, creates powerful differences through this conventionality, and divides people into classes; knighthood and urbanity, knighthood and bourgeoisie develop under the influence of conventional impulses. Landlordry and serfdom emerge as a social-moral structure in relation to the manorial system and the lease relationship, which were already present earlier. But in the social-moral, the social configuration of the relationship of domination and the relationship of servitude is structured by this purely externally necessary configuration in the ownership structure. Then Karl Lamprecht, by always also observing how the various artistic achievements emerge from the same impulses, finds that what he now calls the individualistic age begins in the middle of the fifteenth century. Now, he says, the assertion of the individual comes first. Before that, the individual works more out of the whole, out of the whole that is grasped in conventions, for example in the last [era]. Now the individual asserts himself and in the individual gradually, namely, the rational, the intellectual element. And it is quite interesting – to a certain extent – how Karl Lamprecht shows for individual areas of life how this understanding comes up with the intellectual from the mid-fifteenth century. It is quite interesting when Karl Lamprecht goes into this area in detail. For example, when he shows how the diplomatic and political relationships between different people in earlier ages arose out of elementary impulses of will and feeling, whereas now the diplomatic and political is submerged in intellectualism and begins to be determined by the intellect. Karl Lamprecht then allows this age to last until about the middle of the eighteenth century. Then he begins the era that, in his opinion, continues to the present day and in which we ourselves are living: the subjective era, the individualistic era. From the fifteenth to the eighteenth century, the human individual remains on the scene; but this individual does not yet act through his internalized powers. Subjectivity, inwardness, first appears around the middle of the eighteenth century and then constitutes the actually decisive factor in the impulsive forces of the development of the German people. This subjectivism is particularly evident in the great, classical achievements, and so on, and so on. I cannot go into the details. I just wanted to point out how, in the present day, the old historical view of Ranke and others has given rise to the endeavour to grasp inwardly what is alive in the course of historical development. It must be said that one is highly unsatisfied in many, many respects when one allows Karl Lamprecht's way of looking at things to take effect on oneself. It often gives the impression of a chaotic, confused presentation; but one sees in it the direct personal and most intimate struggle with certain forces that are sought, that are to be realized in that which then externally reveals itself as historical becoming. One has the feeling that someone is searching, but is not yet able to find what he is looking for due to the given time conditions. If we now compare this kind of personal search by the German scientist with Woodrow Wilson's approach, something extraordinarily interesting emerges. I do not wish to be misunderstood, either way. I do not want what I say to be interpreted in a one-sided chauvinistic way, nor do I want to leave any doubt as to how I actually feel about Woodrow Wilson with regard to what I have to say. I have, dear ladies and gentlemen, characterized the whole nature of Woodrow Wilson before it was as obvious to characterize him as an opponent as it is today, namely long before the events that occurred in July 1914 In a series of lectures which I delivered in Helsingfors before the war, I pointed this out at a time when everything was still full of admiration for this new, great world view of Wilson's, even in our country. What is not admired in this day and age, if one is not pushed aside by some circumstances? When people were still admiring the greatness and novelty of Wilson's world view, I pointed out how limited, how narrow-minded, how incapable of penetrating the true impulses of reality the way of thinking of this personality in particular is, and how infinitely regrettable it is that the impulses of the times have truly not placed a way of thinking of such limitedness in a most important post of modern times for the benefit of humanity. I do not believe, therefore, that I am misunderstood if I attempt in an objective manner to characterize that which is now to characterize in its own way that which, like Karl Lamprecht for his people, Wilson has said for his Americans. It must first be noted that this lecture, which Wilson gave on the development of the American people, provides a remarkable piece of powerful insight into the way the Americans have developed historically. Curiously, Wilson shows how the perspective he has acquired for the development of his people leads him to the salient points where it becomes clear to him how the American has become American historically. So let me also briefly characterize that. Wilson points out that those who have completely false views about the development of the Americans are those who, like the English who settled in America's east, look at this development of the American people. Wilson rejects this English way of looking at things; he also rejects the one that comes more from the southern states; he points out that what has made the American an American, what is at the heart of the history of the American people, lies in what emerged when the American East advanced against the West , when this mixture of peoples, formed from Scandinavians, English, Germans, Russians, Latin peoples and so on, when this mixture of peoples moved from the east to the American west, that which had not yet been cultivated, cultivated, overcame the old wilderness. Not what was brought from Europe, but what was appropriated in the struggle with the wilderness by a mixture of peoples, that is the starting point, that made the American, whom he, as one can feel, accurately describes, with his adventurous spirit for everything that quickly arises and is quickly seized upon, with the homelessness that awakens plans that are not tied to a homeland but can be carried out anywhere, and so on, and so on. The cattle driver, he says, not the statesman, the woodsman, the hunter, not the statesman, is what the American has produced from the mixture of peoples in the advance from the east to the west in the course of the nineteenth century. And his portrayal is, it must be said, accurate for this American people. He presents all the details that are otherwise usually viewed differently and that form the content of the social and moral history of America, of the United States, in the light of this approach. The tariff question, the land distribution question, and even the slave question – he shows that all three of these most important questions took on their particular form, their social and moral structure, through what he calls the conquest of the West from the East. You could say: a powerful judgment! But it is precisely this judgment that is very instructive, and you have seen from the words I have mentioned before that, in my way of looking at things, Wilson is not a particularly likeable personality; but nevertheless, as I delved deeper and deeper into what actually underlies his way of thinking, something very peculiar presented itself to me. I had to ask myself: What about the peculiar impact of Woodrow Wilson's historical judgment? I tried to remember, to compare with the historical judgment of a personality whom I particularly appreciate and who has grown out of the latest phase of German intellectual life, I tried to compare Wilson with the peculiar way of his sentence formation and so on with Hermann Grimm, who only looked at history in terms of artistic phenomena. But he himself once explained to me, when I spoke to him personally, how he actually had in mind a comprehensive historical view that really, as far as he was able, wanted to go into a kind of intellectual grasp, intellectual consideration of the world of facts. I had to compare – the subject itself demanded it – some of Wilson's work with some of Hermann Grimm's. The strange thing turned out to be that I was extremely surprised: some sentences could be taken as they stand in Wilson, could be taken and translated, and translated over into works by Hermann Grimm. According to their wording, they fit well. And conversely, one can take sentences as they stand in Hermann Grimm and translate and place them in Wilson's treatises. They fit in. The sentences are interchangeable. This peculiar fact presented itself to me, turned out. All the more reason to go into the psychological underpinnings, which are at issue here. In Hermann Grimm's work – and the same can be seen in Karl Lamprecht – there is a personal struggle for historical judgment. Everything that such personalities say is individually, personally experienced and fought for, is a direct personal experience in the inner struggle with the meaning of the facts. You get this feeling when you look at things quite objectively. What about Wilson? Especially where he judges so accurately, the matter is quite different. I am not afraid, because I believe that after my lecture the day before yesterday, I cannot be misunderstood with such remarks in terms of terminology. I am not afraid to use an expression that is very often interpreted in a superstitious sense, but certainly not by me, but in a strictly scientific sense, as I showed the day before yesterday. With Wilson, when you penetrate into the structure of his sentences, into the wording of his sentences, you have the insight: what he says, he does not say in the immediate struggle of the individual personality with the matter, with the object, but says it as if he this view as if he were possessed by an unknown power, as if possessed by something to which the soul is only remotely connected, which dawns in the soul from special irrational depths, whereby one is not completely aware of what one is possessed by. And I must say: when you take the accurate judgment that Wilson gives about the American national character from this development of his historical view, one feels, I would say, the exterior of the American, which he indicates there, something of this obsession with judgment. The “rapid mobility of the eye”; compare this, if one may say so, with the extraordinary calmness of the eye of a human observer such as Herman Grimm or other Central European human observers, who, although they fight with all their souls for their judgment, for their judgment, but who reflect the calmness in the eye, which has nothing of that mobility of the eye through which that which the soul is obsessed with, and also the other characteristics, which Woodrow Wilson means. From such an example, dear attendees, we can learn something extraordinarily important for the present. Our present, of course, considers itself to be so extraordinarily practical, considers itself to be so akin to reality and realistic in its judgment; but our present is in fact excessively theoretical in a certain respect; for it is mostly clear about this: When two people say something with the same wording, they are saying the same thing. Nevertheless, you can be as different as possible by saying things that have the same wording. You only get to the reality of people when you are able to see the right reality behind the thing I just mentioned. Those who establish a position of confession or opposition only on the basis of wording no longer meet reality. Today, if you want to go along with the impulses that the times demand of us, you have to develop something deeper in your soul than the mere intellectual and rational assimilation of a wording. Today, wordings no longer form the content of world views, because such a wording can be fought for in every single idea of the individual soul. Then, through the way it is said, it must be possible to become a participant in what is going on in the soul. Or such a wording can make the soul obsessed; then again one must be able to look deeper into some things that are empty and barren, even if, as is strikingly the case with Woodrow Wilson and Hermann Grimm, the sentences are interchangeable. And perhaps in no other field than where the present is viewed historically can one have such experiences. It is interesting that the German scholar Karl Lamprecht is pushed by a certain instinct to base historical observation on spiritual forces; but he leaves something unsatisfied. Why? He is left unsatisfied because he turns to the soul study, the official soul study, by which he is surrounded in the present. He turns to the soul researchers who have emerged from the ranks of official philosophy today. He asks them: What goes on in the soul of the individual human being? That is already the new thing. But he starts from a great error. Even if one were to assume, which of course the spiritual researcher cannot assume, even if one were to assume that the official psychology or soul science practiced today is more than mere dilettantism compared to the real insight into the soul life, it would still not be possible to do what Karl Lamprecht tried out of an estimable instinct, but with which he must fail. He tries to make himself clear: what does the psychologist say about the development of the individual in relation to his soul? And then he applies what comes to light in the soul development of the individual in today's official psychology to his entire German nation. A strangely enigmatic characteristic emerged, one that distinguished the different eras but indulged in endless repetition. If we wish to recognize the basis of this, we must point to something that can certainly be regarded today as paradoxical, perhaps as fantastic, perhaps as a mere reverie, but which must penetrate into the historical way of looking at humanity if history is really to become for life what it is believed to be for practical life. If we consider the individual human being in the development of his soul with that which enters into his ordinary consciousness, we do not stand at all in the realm that contains the driving forces in historical becoming. For why? That which works and lives from person to person in the moral, historical, and social togetherness does not live in the ordinary consciousness of the human being. We can only come to terms with what is at stake here if we truly bring to mind a thought that I have often mentioned. In the ordinary, trivial consideration of life, one is of the opinion: the human state of consciousness alternates between the two great phases of daily waking life and nocturnal dull sleeping life, where consciousness is pushed back into the dullest possible twilight. But this is only a superficial way of looking at it. In truth, anyone who delves deeper into the conditions of inner human life and its revelations, using the means that I presented here the day before yesterday as imagination, inspiration, in short, as means of visual penetration into the spiritual world , that what we call dream life, what we call sleep life, does not merely occupy the human senses from the moment we fall asleep until we wake up, but that it extends into our waking life. Even when we are awake, we are only awake, dear attendees, with regard to our perceptions, our imaginative or mental life. We are not fully awake to our emotional impulses. These emotional impulses are down there in the depths of our soul life. What we experience of our feelings while awake, what we bring into our ordinary consciousness, are only representations of our feelings, and these are to our feelings as the memories of dreams we have when we wake up are to the dreams themselves. Feelings are no brighter, no more manifest in our soul than dreams themselves. By leading an emotional life, we lead it in the element of dreaming. And only by imagining our emotional life do the waves of this emotional life break from the subconscious into the conscious. And even in the impulses of the will! If you remember how I dealt with it from a different point of view the day before yesterday, even in the impulses of the will, one has to say: There the human being not only dreams, but there the sleep life in all its dullness continues in the actual element of the impulses of the will in the daytime consciousness. What does a person know, by having the idea of what he will do, how this idea is realized only in his hand movement! What does he know of the mechanism of this hand movement, of the transition of the will's idea into the hand movement! This is overslept in the depths of consciousness. Thus the life of dreams and sleep continues in its impulses in the waking life, and it does not express itself particularly in the individual human life; for man is so concerned with his individuality that his life of conception and of perception is of importance for him, for his development, for that which stands clearly before his soul stands clearly before his soul; but when man works for man, when man learns to know and love man, when man acts for man, then it is not the impulses of perception and thinking recognition alone that work, but what leaps from man to man out of dream-like feeling, out of sleeping volition. In social and moral life, there is an element that works through all of humanity, especially through a humanity that belongs together, which is dreamt, which is overslept, an unconscious element. Dear attendees, to express such a truth in abstracto, as I have just done, is of course relatively easy. If it is introduced into the true contemplation of life, it requires a strictly scientific approach. But this strictly scientific approach leads to something completely different from the historical consideration, as we have been accustomed to in school so far, which, as I have shown you in the introductory words, is so inadequate in the most important cases of life assessment. Once we have recognized, in its full significance, that what pulses as historical, moral, and social life in humanity must be considered as it directly works, like dreaming, like sleeping, we will realize that History must become something other than what has been understood by it so far and than even Karl Lamprecht understood it, because he wants to consider the soul of the individual and now apply that which lives in the waking consciousness to the historical consideration. No history comes of it, because one does not approach the dreamy and sleepy impulses of the event with it. And one comes to it least of all when one does what has been done more and more in the course of the nineteenth century, when one, which has led to such great, such powerful results for natural science, which have also been fully recognized by spiritual science completely appreciated by spiritual science, if one wants to apply the scientific way of thinking to history, this scientific way of thinking, which is, after all, a result of the intellectualism of modern times. The greatness of the modern study of history has been seen precisely in the fact that one has begun to look at everything scientifically, that one has begun to place historical development in the same light in which natural phenomena occur to us and in which natural phenomena are rightly viewed. Here, too, Hermann Grimm made a very significant remark out of a deep instinct, although he did not recognize the significance because he was not a scholar of the humanities and also rejected the humanities. He made a remark about the way history is viewed. He pointed to a typical nineteenth-century observer of history like Gibbon, with his history of the decline of the Roman Empire. And he said it was strange that this Gibbon, who, in the spirit of the natural sciences, wanted to link the events of historical life according to cause and effect, that for the first centuries of the Christian development of the Occident in the Roman world, he actually only finds the decay forces, while he simply lets the rising, sprouting, sprouting life, which comes over the world in the emerging Christianity, in the emerging impulses of the Mystery of Golgotha, fall between the lines, without even realizing it. Herman Grimm did not know that there was a deep necessity underlying this. Just try to apply the scientific approach, the adherence to facts that can be grasped by the intellect, to the consideration of the individual, individual human life, which is right here and also good for directing the individual life, not [true], to historical becoming. And one will see, especially with a thorough and proper examination of historical life, that one can only find in history that which leads to decline in history, and that one can never find, through the way in which natural science is emphasized as a way of thinking, anything other than the products of history's decline, that one can never find through it the sprouting, sprouting forces, because for ordinary consciousness they remain below the threshold of consciousness and must first be brought up from the dreaming and sleeping through the forces of imagination, inspiration and so on, as they were described the day before yesterday here as the method of spiritual science. If natural science is particularly illuminated by what can come from spiritual science, history will only be able to be written at all, will only be able to be found in its essence, when one decides to apply the spiritual scientific method. What Karl Lamprecht instinctively wanted, what he felt out of a very deep Central European spiritual need, will only become reality when one passes from the ordinary knowledge of ordinary consciousness to the spiritual knowledge of historical becoming in the way just characterized. Dear attendees, anyone who gets to know life, who acquires the ability to understand life from spiritual science, knows that looking into the emerging forces of life, into that which is future-proof and future-oriented in life, can never come from the mere intellectual, theorizing, present-day mode of thought, which is brilliant for natural science. It is a somewhat radical statement, but one that can be fully justified: the human being is at the center of reality and must shape reality through his actions; he must place himself with what reason and intellect give him and what can make him great in science in social and moral action. If he wants to regulate it, if he wants to give it a structure, even if it is only in the external commercial or banking sector, he is bound to fail. If you try to put together a parliament, any kind of society that is called upon to give social structure to humanity, from brilliant, ingenious representatives of scientific intellectualism, which is so good for the natural sciences; such parliaments of such scholars will most certainly ruin the social order, because they will only be able to give those impulses that can serve to wither and decay. One would come upon many of life's secrets if one were to observe life so full of life. Many uncomfortable truths would come out of it, but reality is so serious that it must also be viewed seriously, that one must know what kind of mental strength one has to deal with reality. If this were realized, much of what is today called amateurishness and what is today called fantasy and dreaming would be recognized for what it is: imbued with reality, akin to reality, and called to intervene in reality where the theorist of today, the scientific thinker of the Wilson type, only has the banal, so-called ideals of peoples, so-called principles of interstate treaties, and so on, and so on, as all the theoretical, impractical, self-abrogating stuff is only called; where such a purely theoretical personality sets something unreal, there must enter into a time that demands such seriousness from us as today. Dear attendees! I will not shrink from developing at least a few points here before you, showing how what I developed yesterday as the consciousness of vision can truly be immersed in reality, and how this leads to a consideration of history. I will only be able to develop the initial, very elementary ideas today, since I cannot speak until midnight and beyond; but you will see from this how, admittedly, there is an instinctive desire for such a historical perspective in individual minds like Karl Lamprecht's, but how there is no awareness that, in the field of historical perspective in particular, one must move on to a real, spiritual-scientific way of looking at things. I have pointed out that, out of a correct instinct, Karl Lamprecht assumes the mid-fifteenth century to be a significant dividing line in the modern development of the German people. And since, in fact, the German people are placed in modern times as a representative people out of objective knowledge — I say this not out of chauvinism — one can study the demands of the impulses of modern times especially in the German people. But Karl Lamprecht does not go beyond an instinctive observation; otherwise he would not have equated this profound point, this turning point in historical development in the mid-fifteenth century, with turning points in the eleventh century or even with one in the eighteenth century. But anyone who penetrates deeper than Karl Lamprecht into historical becoming will notice that – although this is only ever reflected in external events – a mighty leap, a mighty change in the current of development occurs in the depths of life around the mid-fifteenth century. And the beginning of this same European current, which ends around the middle of the fifteenth century and gives way to certain impulses in which we still stand, in the beginnings of which we actually stand, the beginning of this current, which ends with the middle of the fifteenth century, lies roughly in the seventh or eighth century BC. From the seventh or eighth century BC to the mid-fifteenth century, European life had a unified moral, political and social configuration. All facts and impulses worked out of an inner spiritual fact, which I, because I must describe it briefly here, would like to describe by saying that it works as it works from person to person in historical development because during this time people are still dominated by a certain instinctive way of using the intellect. Until the middle of the fifteenth century, beginning with the seventh or eighth century BC, the soul life of human beings was, in a sense, homogeneous, shaped in a unified way, but in such a way that the intellect, which is grasped and experienced individually today, worked like an instinct; and all events, all that which human beings wanted, all cultural All these things can only be understood in this time if one can enter into this special way of the soul's activity, where the intellect works instinctively, where reflection does not yet play a major role, where events happen elementary from the human breast, which can only happen now when the human being has long deliberations behind him. And in the mid-fifteenth century, what replaces the instinctive intellectual soul – in spiritual science, one can also call it the emotional soul – what replaces the instinctive what can be called the consciousness soul, where everything has to pass through the individual consciousness, where the human being has to place the concept, the thought, everywhere, where the instinctive no longer works so fundamentally in his soul. Everything that has happened since the middle of the fifteenth century – I can only hint at it here in rough outlines – can only be understood if one has the first foundation, if one really has this turning point that I have indicated. There you have one point of view – I can only give guidelines – I will give another point of view, which is, however, regarded by people of the present time as even more fantastic, that it is deeply rooted in a truly scientific way of thinking, not in a dilettantish way, but in a way that is difficult to achieve, the existence of which most people still have no idea. This will be recognized in the course of time, just as it has been recognized that not the old world view of the pre-Copernican era, but the Copernican world view is the appropriate one for more recent times. Ordinary historical research into documents already leads back quite a long way today compared to earlier times; but we only arrive at an understanding of the developmental history of humanity, an understanding that can arise from comparing the various earthly developmental epochs, when we can go much further through the seeing consciousness, through the insight of the seeing consciousness into the development of humanity, than historical documents can provide. Of course, this will naturally be dismissed as fantasy – that may be – but it is nevertheless true that what I described the day before yesterday as the three foundations of true, non-fantastical, non-superstitious clairvoyant consciousness in imagination, inspiration and intuition, that this is added to by following the development of humanity on earth from within, by looking inwardly. Then, not guided by external documents but examining the life of the soul through inner spiritual vision, one goes further back than the seventh or eighth century BC. One goes back to a time that took hold a few millennia earlier. One goes back to those periods of time that follow that significant catastrophe in the earth's history, which geology reports as the Ice Age, which various folk traditions report as the Flood, which of course must be dated much further back than tradition says; one goes back into ancient times, into which no external document, no literary monument, but into which spiritual vision reaches - today I can only hint at the results - one comes back into an ancient past, where a culture existed from which that which emerged later, but in a much later time, existed as the culture of ancient India. Sanskrit literature reports on this, but it is a later product than what I actually mean here in the development of mankind. One goes back to an age in which the human soul worked under completely different conditions. It is a prejudice today that the human soul has not changed since the time when it can be observed. Oh, it has changed so much. If you go back with a spiritual scientific view to the first period after the great glacial epoch of earthly development, which reached its peak in particular in ancient Indian culture, you encounter a completely different kind of mankind, from which impulses must have emerged that are quite different from those of later times; we encounter a type of human being that remained capable of development into old age in a way that we are only capable of development in the first years of childhood. We are capable of development so that we experience - we still experience it in dullness - what occurs at the change of teeth, for example. We experience the physical in the soul. How does the young person experience sexual maturity, the physical body in the spiritual soul! But in our time, this ends in the twenties. Certain precocious children – one dare not even say this today – even believe that this dependency of the spiritual soul on the physical body ends. It is believed that one is even more mature at twenty for writing “below the line” than at twenty. The dependency on the physical body also lasts until then. But then it stops. I do not mean the external dependency that occurs in the fatigue of the body, in the greying of the hair, in the wrinkles of the face - that is external dependency. But in that ancient epoch of which I am now speaking, a person experienced such dependency until the age of fifty, which today is only experienced in childhood. Everyone who was there as a young person knew that you experience something new when you get old. That was something very significant, because from about the age of 35 onwards, a person's development takes a downward turn, with physical development entering into decline. Now, the experience of the decline of the physical is not as we experience it today, but the inner experience, the way one experiences sexual maturity, is a special inner development in relation to the spiritual. It is precisely the spiritual that gives us this experience of physical decline. And by experiencing the physical in this oldest epoch, this physical in that older epoch was particularly suited to develop in the soul in an immediate, elementary, natural way. Just as we today only remember the different stages of our childhood and youth, so in this most ancient time, the human being was suited to experience special spiritual-soul experiences inwardly, the echo of which can be clearly perceived in later ancient Indian literature and culture. Then came another age. There was already a decline. Man was only in this way with his spiritual-soul in connection with the physical-bodily, only until the last forties. Then came the third age after the great ice age. There man was only capable of development in the way I have indicated until the last thirties. And then came the age that began in the seventh and eighth centuries before the Christian era, of which I said that the mind still worked instinctively, because the ability to develop dawned on the whole of human life until the mid-thirties. During this Greco-Roman period, humans remained capable of development. Then there was a decline, and for our time – one can calculate such things, but I can only present the results here – the 27th year is approximately the limit up to which the soul and spirit go along with the physical and bodily. In spiritual science, I call what I have just explained the process by which humanity becomes ever younger. Humanity remains, so to speak, youthfully fresh, growing and flourishing in older times well into old age; it retained its developmental forces well into old age. I call this process by which humanity becomes ever younger. As you can see, if we look at the real laws of historical development on a large scale, we cannot consider the psychology, the soul science, of the individual human being, as Karl Lamprecht does; because the soul in humanity's development, in the times when people did what Karl Lamprecht wanted, they did it in such a way that they said: well, in ancient times humanity is in childhood; then it comes of age and then into mature age; then it becomes old. The opposite is true for the study of reality. Humanity remains young from the earliest times to the highest age, that is, it reaches a high age in youthful freshness and becomes ever younger and younger with its decisive powers, that is, it comes more and more to development, which depends on youth, which no longer gives anything to old age. One must therefore apply a completely different method and psychology of soul observation if one wants to elevate what is otherwise experienced in the dream world, even in the sleeping state of human beings in their historical and moral development. And only when we study the pulsating depths of the human soul, when we truly get to know the driving forces of evolution, only when we study human evolution and delve into the individual facts, only then will we arrive at a vital and realistic view of historical life. I would like to mention just one event. Those of you in the audience who have been coming to my lectures here every winter for years – it has been 14 or 15 years – know how little inclined I am to go into personal matters in these lectures; but here the personal is often also appropriate. If I may mention something personal, it may be the following: I myself tried to remain objective with regard to the greatest historical events of the coming into being of the earth, to remain as objective as was at all possible. I started out with no prejudice. And after decades of research, I found the law of this historical coming into being of the earth's humanity, as I have described it, this law of the aging of humanity, in regard to which one must say: There was an age when humanity was capable of development until the age of fifty, until the age of forty, then until the age of thirty, and so on, and in Greek times it was capable of development until around the age of thirty-five. In the seventh and eighth centuries, then, to the 34th, 33rd year, then back to the 28th year. We are roughly in the middle of the fifteenth century. There the instinctive knowledge of the mind ends in the human soul. Now I said to myself: There comes a point in time when humanity stands in the middle of its development, when the development of humanity stands at a particular point. Once, in this Greco-Roman age, humanity was on the verge of growing older and older and younger and younger. 33 years old; a new impulse had to come if humanity was not to lose its connection with the spiritual world. For this spiritual world opens up to man especially when he sees within himself in his spiritual and soul experience the physical and bodily decay, as it was in ancient times. This spiritual impulse came. It is to be deepened through the newer spiritual science. For that which the human being can no longer draw out of his bodily form, the spirit must give him through spiritual-scientific knowledge as spiritual, in order to keep him capable of development up to the highest age. But for this to happen, a special impulse had to come at a particularly important moment in history, when humanity, going down from above, had reached the 33rd year. And strangely, the greatest symbol in human development is the new impulse of Golgotha, the Christ impulse. The greatest impulse for the development of the earth comes from the 33-year-old Christ Jesus in the 33rd year of humanity. I did not set out, dear attendees, to look at the Christ impulse first and to place it artificially. I knew nothing of this being placed in this way. This law presented itself to me first, as I have explained it before, and then I had to see the Christ impulse in the light of this law. When one looks at it this way, one first recognizes how spiritual science does not lead to a superficiality, to a shallowness of religious life, but truly to a deepening of religious life, to that deepening which sinks this religious life so deeply into the human development of reality. I just wanted to mention this because you so often encounter the following: people criticize you, well, whether you speak of religious life in spiritual scientific lectures or whether you don't speak of it. What don't they criticize! If one does not speak of it, they say, spiritual science has no religion, no Christianity; perhaps this only arises because this spiritual science, in a deeper sense, understands a certain commandment that also exists:
If one does not speak the name of Christ or God in every sentence, it is said that spiritual science leads away from religious life. If one does speak the names, people regard it as an attack because they all feel called upon to speak about religious life. You can't please people. But that is not the point. Those who get to the very heart of spiritual science can see how it can only lead to a deepening in all areas, including religious life. And how is moral, social and historical life grasped, which proceeds in such a way that its impulses do not even penetrate into consciousness? But we live in an age where awareness must arise, where what could remain unconscious in earlier times must emerge into consciousness. We can look back to those ancient times of human development, when the dream-like, the sleeping in human impulses was experienced in a different way. Then, historical life was lived out in consciousness in myths, legends and fairy tales. Those who understand how to appreciate such things know that fairy tales and myths, in the external sense, do not contain any truth in the way that history is viewed today; but in a deeper sense, they contain the historical impulses that people otherwise dream about and ignore. By developing his myths, legends and fairy tales, man placed himself in the moral, social and historical context of his fellow human beings, and in his own way brought to consciousness in a pictorial way what is actually at work in historical, social and moral life. Today, of course, we cannot invent myths and fairy tales; but we must use spiritual scientific imagination and inspiration to bring up from the depths of the human soul what would otherwise remain subconscious. We must recognize that when one person stands morally face to face with another, there is a kind of subconscious clairvoyance in this confrontation. And what the spiritual researcher recounts is only a raising of the subconscious, the dream-like, but in human actions to revelation coming, into consciousness. In this way spiritual science has a hand in the investigation and deepening of reality. And this spiritual science corresponds fundamentally to what the instinctive consciousness has been striving for in our spiritual life. One has only to think of a spirit like Lessing and his “Education of the Human Race”, or of the great and significant impulses for the study of history that were given by Herder. Much of this has been forgotten. In my book “The Riddle of Man” I have pointed this out, and also pointed to a forgotten current in German intellectual life. But this forgotten current in German intellectual life will resurface; for in it lie the seeds of a spiritually appropriate view of reality. Such a spiritual view of reality is particularly needed in history. Then the real impulses, which no intellectualism, no scientific observation, no Wilsonianism can bring to the study of humanity, will enter into the study of humanity. It will be realized that that which is revealed in history, that which is revealed through man, goes deeper to the soul than that which merely seizes the head, that which merely seizes the intellect and which rightly celebrates such glorious triumphs in scientific knowledge. But with this one cannot master reality. One will understand why a history educated in the natural science pattern had to make such mistakes as even Schiller made, as the people of our time have made in relation to the great world catastrophe. In our time, we are called upon to form our judgments about the development of the earth. We must not shrink from deepening these judgments, we must grasp what Goethe means, what underlies Goethe's words when he says that history cannot be learned intellectually, but that history when we immerse ourselves in it so deeply that we bring the subconscious into consciousness and place it in the human context, we develop ideals that enable us to cope with current situations. False prophecies will not arise in our consciousness, but the strength will arise wherever we are placed in life; we will know how to grasp the context of the facts and will be able to act out of natural necessity. Then we will not be taken in by false prophecies, all kinds of predictions and the like, but by real prophetic, that is, future-proof, future-oriented action, which we will come to know through the study of history. History must first come into being and will only come into being when people come to a spiritual-minded view of reality. Then history will also develop true moral science, then history will be what can give man the best in the first place, namely the right enthusiasm for life, an enthusiasm that is full of understanding, that penetrates into reality, and that meets the right thing in the right place. And such a thing is demanded by the life of the immediate present. The life of the immediate present teaches many things; it also teaches that we must meet the demand for a true view of history. |
31. Collected Essays on Cultural and Contemporary History 1887–1901: Thus Spoke Zarathustra
11 Jun 1892, Rudolf Steiner |
---|
Hasn't this hermit, who lives in a cave, far from human prejudice and rabble-rousing, in good air with pure smells, even forgotten so much that he falls into the trap of an old soothsayer who wants to teach him the belief that all those who today call themselves "higher men" thirst for the realm of which Zarathustra dreams. It is a cry of distress that Zarathustra hears as he sits outside his cave, and the old soothsayer has arrived, whose wisdom is: "Everything is the same, nothing is worthwhile, the world is without meaning, knowledge strangles." |
He lies under a tree entwined with a vine. And as he sleeps, it passes by him in a dream, the great moment in which he sees the world perfect, he revels in bliss. "What happened to me: Listen! |
What does the deep midnight speak? "I slept, I slept -, From a deep dream I have awakened: The world is deep, And deeper than the day thought. Deep is its woe, Lust - deeper even than heartache: Sorrow speaks: Pass away! |
31. Collected Essays on Cultural and Contemporary History 1887–1901: Thus Spoke Zarathustra
11 Jun 1892, Rudolf Steiner |
---|
The latest publication from Nietzsche's estate. Nietzsche's students eagerly awaited the fourth part of the master's magnum opus: "Thus Spoke Zarathustra". Now it has been published: the conclusion of the most profound of all superficial books. Forgive me, you followers of a new idol, for uttering such sacrilegious words! But you also become too ponderous when Nietzsche is mentioned. Where are the light legs, the dancing legs that Nietzsche wanted to cultivate in you! Dance before this Zarathustra instead of kneeling before him! I have no incense for Nietzsche. I also know that he doesn't like the smell of sacrifice. He prefers smiling faces to praying ones. And I often had to laugh while reading this Zarathustra. For what is this fourth part talking about? Zarathustra wants to overcome man. It is not this or that weakness, not this or that vice of mankind that Zarathustra wants to overcome, but mankind itself is to be stripped away so that the age of the superhuman may appear. Zarathustra's deed, however, which the fourth part of the book tells us about, is an utter stupidity. Hasn't this hermit, who lives in a cave, far from human prejudice and rabble-rousing, in good air with pure smells, even forgotten so much that he falls into the trap of an old soothsayer who wants to teach him the belief that all those who today call themselves "higher men" thirst for the realm of which Zarathustra dreams. It is a cry of distress that Zarathustra hears as he sits outside his cave, and the old soothsayer has arrived, whose wisdom is: "Everything is the same, nothing is worthwhile, the world is without meaning, knowledge strangles." He interprets the cry of distress as that of the higher man who wants to seek redemption from Zarathustra. And Zarathustra sets off in search of the higher man from whom the cry of distress came. He finds them one by one, all the people who consider themselves higher, better than their fellow human beings, who are disgusted by the activities of the latter, who long for something new, something better. And he invites them all to go into his cave. There they are to wait until he returns and pours new life into them. These are deep, meaningful words that Zarathustra speaks at every new encounter with a candidate for superhumanity, words: wise to the point of madness, deep to the bottom of the sea, where there is also unclean, muddy soil. The candidates are: two kings, the conscientious of spirit, the sorcerer, the pope out of office, the ugliest man, the voluntary beggar and Zarathustra's own shadow. Each of these figures represents a distorted image of some bearer of a one-sided cultural endeavor within which man can find no satisfaction. They have all broken with their past, with the views and habits of their surroundings and are searching for a new salvation. They did not find it on their way. So they set out on their journey to Zarathustra's dwelling, so that the great longing within them might be satisfied. After the many encounters (eight "higher people" had come, these make with the donkey that the two kings had brought with them and with the soothsayer ten) and especially after the many spiritual conversations, Zarathustra feels tired and he falls asleep just at noon. He lies under a tree entwined with a vine. And as he sleeps, it passes by him in a dream, the great moment in which he sees the world perfect, he revels in bliss. "What happened to me: Listen! Did time fly away? Did I not fall? Did I not fall - hark! into the fountain of eternity? - What is happening to me? Silence! It stabs me - woe - in the heart? In the heart! Oh break, break, heart, after such happiness, after such a sting! -- How? Was the world not just perfect?" The Lord gives it to his own in sleep, otherwise it applies only to bare innocence. The fact that the superman also has such innocent tendencies may be a comfort to all the simple-minded and poor in spirit, for they will not be excluded from his kingdom. Since Zarathustra has had a good night's sleep, he sets off home to greet his guests. What takes place here is a kind of Zarathustra banquet. The host makes the main toast. He speaks only of "higher people", what they are and what they are not. They must not believe that they are already citizens of the new kingdom. They could never become such. They could only form the bridge, the transition to the realm of the superhuman. Again, these are beautiful words that Zarathustra speaks before he toasts with his friends to the good of the superman. One would like some of his sayings to become proverbs: "What the mob has learned to believe without reasons, who could overthrow it with reasons? And on the market one convinces with gestures. But reasons make the mob suspicious. And once the truth has triumphed, ask yourselves with good suspicion: "What strong error has fought for them?" Beware of the scholars! They hate you: for they are barren! They have cold withered eyes, before them every bird lies unfeathered." Or: "Want nothing over your wealth: there is a terrible falsity in those who want over their wealth. Especially when they want great things! For they arouse mistrust of great things, these fine counterfeiters and actors: - until at last they are false to themselves, shifty-eyed, whitewashed worm-eating, disguised by strong words, by displaying virtues, by shining false works." Or: "Powerlessness to lie is far from love for the truth." - When Zarathustra had finished, he went outside. He longed for purer smells. These "higher people" obviously still brought with them much of the smell of poor people that Nietzsche hated so much. The guests remained alone and discussed Zarathustra's table and future wisdom. After a while, a noise arose in the cave. Zarathustra heard it from outside and was delighted. For now, he thought, all the heavy and sultry outlook on life had gone from these transitional people; they had learned to laugh. Laughter - in the sense of Zarathustra - means that one has shed the ideals of humanity, that one has overcome them and is no longer saddened by their unattainability. Faust, as Goethe portrayed him, is still deeply rooted in human prejudices. The main prejudice is Faust's basic idea: "never will I say to the moment: linger, you are so beautiful". Zarathustra wants to hold on to every moment, to squeeze as much pleasure and bliss out of it as there is in it. For Zarathustra considers it folly to want to buy the bliss of the future through deprivation in the present. Zarathustra is also a Faust, but one transformed into his opposite. Zarathustra would have to say to Mephistopheles: could the moment ever come that I do not fully enjoy, to which I do not say: bloom eternally, for you are so beautiful, then you have already made me unconditional. Full of this wisdom, Zarathustra believes his transitional people when he hears the cry from the cave; and he goes in. But what must he see! The most abominable, most ridiculous idolatry. All the enlightened spirits worship the donkey that the two kings brought with them! Zarathustra has taken away their ideals; they can no longer lie in the dust before them. But their spirits have forgotten how to stand upright; they are too much like dust. So instead of their ideals, they worship the donkey. This is Zarathustra's great folly. He believed these people to be ripe for his transitional stage, and they have become idolaters because they should not be idealists. But they are now happy. That is enough for Zarathustra. He prefers it when people laugh and dance in front of a donkey than when they become melancholy over unattainable ideals. Also a taste! But I find it distasteful that Zarathustra has not yet overcome even the most petty vanity, that his ear is still open to words of flattery such as the ugliest man speaks: "Was this - life? For Zarathustra's sake, well and good! One more time!" - - Because now Zarathustra feels so flattered that he interprets to his guests the profound night-walker song that expresses the sum of his wisdom. And the same people who have just worshipped the donkey are now to grasp the profound meaning of the following words:
They didn't understand, of course. For they had fallen asleep and were still asleep when Zarathustra had long since risen to enjoy the new morning. At last he finds: "Well, they are still asleep, these higher men, while I am awake: these are not my true companions; I do not wait for them in my mountains." He called his animals: the eagle and the snake. Then a wonderful thing happens: Zarathustra is surrounded by a flock of birds and a lion lies at his feet, a laughing lion. "To all of them Zarathustra spoke only one word: "My children are near, my children -." Only now did Zarathustra realize that he had been taken in by the soothsayer. The same had tempted him to his last sin: to pity the higher man!" - "and his face turned to ore". So Zarathustra had sat up. |
94. An Esoteric Cosmology: Yoga In East and West II
30 May 1906, Paris Translated by René M. Querido Rudolf Steiner |
---|
This astral vision which arises during the sleeping state, is still incomplete. (2) Dreams cease to be chaotic. Man understands the relation between dream-symbolism and reality; he gains control of the astral world. |
(3) Continuity of consciousness is set up between the waking state and the sleeping state. Astral life is reflected in dreams but in deep sleep, pure sounds arise. The soul experiences the inner words issuing from all beings as a mighty harmony. |
94. An Esoteric Cosmology: Yoga In East and West II
30 May 1906, Paris Translated by René M. Querido Rudolf Steiner |
---|
The first thing to realise is that Yoga is not a sudden, convulsive event, but a process of gradual training, inner transformation. It does not consist, as is often supposed, in a series of external adjustments and ascetic practices. Everything must run its course in the depths of the soul. It is often said that the first steps of Initiation are fraught with perils and grave dangers. There is a measure of truth in this. Initiation, or Yoga, is a coming-to-birth of the higher soul which lies latent in every human being. The astral body is faced with dangers analogous to those attending physical birth; there is travail before the divine soul comes forth from the desire-nature of man. The difference is that the birth of Spirit is a much longer process than that of physical birth. Let us take another comparison. The higher soul is closely linked with the animal soul. By their fusion the passions are tempered, spiritualised and dominated according to the strength of man's intelligence and will. This fusion is of benefit to man but he pays for it by the loss of clairvoyance. Imagine to yourself a green liquid, produced by a combination of blue and yellow elements. If you succeed in separating them, the yellow will descend and the blue will rise to the surface. Something analogous happens when, through Yoga, the animal-soul is separated from the higher soul. The latter acquires clairvoyant vision; the former is left to its own devices if it has not been purified by the self and it is then given over to its passions and desires. This often happens in the case of mediums. The ‘Guardian of the Threshold’ protects man from this danger. The first condition requisite for the Initiate is that his character shall be strong and that he shall be master of his passions. Yoga must be preceded by a rigorous discipline and the attainment of certain qualities, the first of which is inner calm. Ordinary ‘morality’ is not enough, for this relates merely to man's conduct in the outer world. Yoga is related to the inner man. If it is said that compassion suffices, our answer will be: compassion is good and necessary but has nothing directly to do with occult training. Compassion without wisdom is weak and powerless. The task of the occultist, of the true Initiate, is to change the direction of his life's current. The actions of man today are impelled and determined by his feelings—that is to say, by impulses from the outer world. Actions determined by space and time have no significance. Space and time must be transcended. How can we achieve this? (1) Control of thought. We must be able to concentrate our thought upon a single object and hold it there. (2) Control of actions. Our attitude to all actions, be they trivial or significant, must be to dominate, regulate and hold them under the control of the will. They must be the outcome of inner initiative. (3) Equilibrium of soul. There must be moderation in sorrow and in joy. Goethe has said that the soul who loves is, till death, equally happy, equally sad. The occultist must bear the deepest joy and the deepest sorrow with the same equanimity of soul. (4) Optimism—the attitude which looks for the good in everything. Even in crime and in seeming absurdity there is some element of good. A Persian legend says that Christ once passed by the corpse of a dog and that His disciples turned from it in disgust. But the Christ said: ‘Lo! the teeth are beautiful.’ (5) Confidence. The mind must be open to every new phenomenon. We must never allow our judgments to be determined by the past. (6) Inner balance, which is the result of these preparatory measures. Man is then ripe for the inner training of the soul. He is ready to set his feet upon the path. (7) Meditation. We must be able to make ourselves blind and deaf to the outer world and our memories of it, to the point where even the shot of a gun does not disturb. This is the prelude to meditation. When this inner void has been created, man is able to receive the prompting of his inner being. The soul must then be awakened in its very depths by certain ideas able to impel it towards its source. In the book Light on the Path, there are four sentences which may be employed in meditation and inner concentration. They are very ancient and have been used for centuries by Initiates. Their meaning is profound and many-sided. “Before the eyes can see, they must be incapable of tears.” “Before the ear can hear, it must have lost it's sensitiveness.” “Before the voice can speak in the presence of the masters, it must have lost the power to wound.” “Before the soul can stand in the presence of the masters, its feet must be washed in the blood of the heart.” These four sentences have magical power. But we must bring them to life within us, we must love them as a mother loves her child. This, the first stage of training, has power to develop the etheric body and particularly its upper part which corresponds to the head. Having trained the upper part of the etheric body, the disciple must begin to control the systems of breathing and blood, the lungs and the heart. In remote ages of earthly evolution, man lived in the waters and breathed through gills like fish. Sacred literature indicates the time when he began to breathe the airs of heaven. Genesis says “God breathed into his nostrils the breath of life.” The disciple must purify and bring about changes in his breathing system. All development proceeds from chaos to harmony, from lack of rhythm to rhythm (eurhythmy). Rhythm must be brought into the instincts. In ancient times, the various degrees of Initiation were called by particular names: First degree: The Raven (he who remains at the threshold). The raven appears in all mythologies. In the Edda, he whispers into the ear of Wotan what he sees afar off. Second degree: the hidden Scholar, or the Occultist. Third degree: the Warrior (struggle and strife). Fourth degree: the Initiate bears the name of his people—he is a “Persian” or a “Greek” because his soul has grown to a point where it includes the soul of his people. Sixth degree: the Initiate is a Sun-Hero, or Sun-Messenger, because his progress is as harmonious and, rhythmic as that of the Sun. Seventh degree: the Initiate is a ‘Father,’ because he has power to make disciples of men and to be the protector of all; he is the Father of the new being, the ‘twice-born’ in the risen soul. The Sun represents the vivifying movement and rhythm of the planetary system. The legend of Icarus is a legend of Initiation. Icarus has attempted to reach the Sun-sphere prematurely, without adequate preparation, and is cast down. The new rhythm of breathing produces a change in the blood. Man is purified to the point of himself being able to generate blood without the aid of plant-nourishment. Prolonged meditation changes the nature of the blood. Man begins to exhale less carbon; he retains a certain amount and uses it for building up his body. The air he exhales is pure. He gradually becomes able to live on the forces contained in his own breath. He accomplishes an alchemical transmutation. What are the higher stages of Yoga? (1) The Initiate finds calm within his soul. Astral vision—where everything is a symbolic image of reality is acquired. This astral vision which arises during the sleeping state, is still incomplete. (2) Dreams cease to be chaotic. Man understands the relation between dream-symbolism and reality; he gains control of the astral world. And then the inner astral light awakens in the soul who perceives other souls in their real being. (3) Continuity of consciousness is set up between the waking state and the sleeping state. Astral life is reflected in dreams but in deep sleep, pure sounds arise. The soul experiences the inner words issuing from all beings as a mighty harmony. This harmony is a manifestation of reality; it was called by Plato and Pythagoras, the harmony of the spheres. This is not a poetic metaphor but a reality experienced by the soul as a vibration emanating from the soul of the world. Goethe, who was initiated between the periods of his life at Leipzig and Strasburg, knew of the harmony of the spheres. He expressed it at the beginning of Faust in words spoken by the Archangel Raphael:
In deep sleep, the Initiate hears these sounds as if they were the notes of trumpets and the rolling of thunder. |
288. Architecture, Sculpture and Painting of the First Goetheanum: The Dornach Building as a Home for Spiritual Science
10 Apr 1915, Basel Rudolf Steiner |
---|
Of course, these dreams are not such that they can provide enlightenment about the spiritual worlds. But if one does not approach the dream life superficially, as often happens today, but interprets it oneself with the probe of spiritual research, if one can see through the chaotic, the fantastic of dream experiences with understanding, and if one can separate from these what is only reminiscence, only memory of everyday life, then something remains at the bottom of the dream images that can be characterized as saying: there is something in dreams that has not been lived out in ordinary physical life. Let us assume that we met with some personalities one day. We can then dream of them and of what we experienced with them. What we dream can be completely different from any memories, but it does not have to be that way. |
Now it seems fantastic what I am saying, but the one who can examine dreams in a spiritual scientific way knows that in these dreams, albeit chaotically, that which becomes fate for a person in later lives is already announced in the soul. |
288. Architecture, Sculpture and Painting of the First Goetheanum: The Dornach Building as a Home for Spiritual Science
10 Apr 1915, Basel Rudolf Steiner |
---|
Last night I tried to give some thoughts here about what a spiritual scientific worldview sets out to achieve, about the sources from which it originates, and I tried to draw attention to how this spiritual scientific worldview wants to place itself in a similar way in the spiritual cultural development of humanity, as the natural scientific worldview placed itself in the spiritual life of humanity centuries ago. Most of the honored audience is aware that here in this country, near Basel, on a hill surrounded by beautiful natural surroundings, in Dornach, a building is to be erected - work on this building has already progressed to a certain extent - that is intended to serve the spiritual-scientific world view, and which is to be, so to speak, a place where this spiritual-scientific world view can be cultivated in a right and dignified way. Now, of course, it is certainly not possible to judge anything that is unfinished. But among the many voices and judgments that have come from the outside world to those who have to do with this building, there is so much that is adventurous, so much that is completely misunderstood and inaccurate, that it might perhaps be of interest to talk here in this city, in whose vicinity this building is located, about the principle of what is intended with this building. I would like to make it clear that this evening I will not be discussing the artistic or other details of this building, but will confine myself to a general description of what characterizes this building as a setting for spiritual scientific research. Anyone who has become familiar with the spiritual scientific world view and at the same time is aware of the prevailing habits of thought and feeling in the present day will not be at all surprised when those who have not yet concerned themselves much with the spiritual scientific world view see all kinds of fantastic, dreamy, perhaps even crazy and twisted things in it. Basically, however, this will appear quite natural to anyone whose whole soul is immersed in the spiritual-scientific world view. But nor will anyone be surprised that the architectural framework of such a structure, which - and this should be stated explicitly - is undertaken as a first, weak attempt, can often appear to the outside world as something adventurous, fantastic, and strange. After all, what lives in this spiritual-scientific world-view current, with all the people who profess this world-view current, is often and quite understandably taken at face value today. To mention just one thing, really only as something symptomatic: After a lecture I was once asked whether a woman who embraces the spiritual scientific world view must wear her hair short and eccentric clothing. Surely that is not particularly appealing? Yes, I was also asked whether anyone could believe that women could somehow advance in their spiritual development by cutting their hair and wearing peculiar clothes? Such questions have really been asked, and they are actually not fundamentally different from some of the strange things that can be heard from some quarters, not only about the way the Dornach building is shaped, but also about what is to be done in this Dornach building, what mysterious things are to take place in this building in the future. I believe that an understanding of the design of this building as a house for spiritual science can best be gained by sketching out at least a few strokes of the origin of the building. Spiritual science has been practised by a number of people for years. It goes without saying that at the beginning of its development it had to be cultivated in the spaces that are currently available in the world. Now it became apparent in various cities, including one in Germany, that the premises that had been used until then were gradually becoming too small as the number of participants in the spiritual-scientific worldview grew. So they thought about how to build their own house in this city for the cultivation of the spiritual-scientific worldview. Since the spiritual-scientific worldview not only produces certain ideas of beauty and art from its sources, but can also have a fertilizing effect on artistic creativity itself, the aim was to construct a building that, in its uniqueness, would be a framework for spiritual science, so that the world of feeling corresponding to this way of thinking would be expressed in the artistic form. Another idea was connected with this. The need arose to express what spiritual science has to say about the laws and facts of the spiritual world not only through words, which in a certain way can only hint at the spiritual facts and spiritual laws hidden behind the physical, but to express it in a living presentation, one could say - if the word is taken with the necessary seriousness - to express it through a theatrical presentation. How could one arrive at this necessity for a theatrical presentation from the spiritual science itself? Well, spiritual science wants to be something that, although the human soul rises through spiritual science to the regions of spiritual life, of the invisible and the supersensible, nevertheless directly engages with life. Spiritual science does not want to be something unworldly and escapist; in the strictest sense of the word, it wants to be a servant of life, a servant of life for those souls who, for enlightenment about what they experience in life, need insight into the deep connections of existence. Take, for example, something very close at hand. People meet each other in life. We know that one soul meets another; perhaps at first the other person does not make any particular impression on the first, even though the first has the opportunity to get to know them well. In this way, you get to know hundreds and hundreds of people without being particularly impressed by any of them. But it is not like that with one soul. You feel drawn to this one soul in the first hour, perhaps even earlier, in the deepest sense. You feel something related in it; you do not ask what the relationship is; but that, of which we are not even aware, lives in the subconscious depths of the soul's life. It becomes the shaping of our further life. We are brought together with such a personality by bonds that are of deep, most important significance for our further life. Spiritual science shows that man has a soul essence that can be brought, through the development of himself, to lift itself out of the physical and can be viewed purely spiritually. Spiritual science, not through philosophical speculation but through direct, real soul experience, thus learns that an eternal being, which goes through birth and death and is linked to the physical body for the time between birth - or let us say conception - and death, is present in man. And just as we have seen that our soul essence, before it enters its physical existence through birth or conception from a spiritual world, was already present in earlier earthly lives, so too does spiritual science show that our soul essence, when it has passed through the gate of death, has gone through a life between death and a new birth, in order to then bring to expression in a new life what it has carried through the spiritual world as results, as fruits one might say, of this life, in order to shape it anew in a new life. All these things are difficult for today's way of thinking to understand, but at the same time they are things that in the not too distant future will certainly have entered into the general consciousness of mankind to such an extent that human life will no longer be imaginable without these things being taken for granted. Now, in response to what was said yesterday, I would like to say that even in ordinary life, without a person becoming a spiritual researcher, he goes out of his physical body with his soul every night from the moment he falls asleep until he wakes up and lives in a purely spiritual world. I already mentioned yesterday that dreams arise, dreams about the nature of external experiences, about the nature of what passes by during the day. Of course, these dreams are not such that they can provide enlightenment about the spiritual worlds. But if one does not approach the dream life superficially, as often happens today, but interprets it oneself with the probe of spiritual research, if one can see through the chaotic, the fantastic of dream experiences with understanding, and if one can separate from these what is only reminiscence, only memory of everyday life, then something remains at the bottom of the dream images that can be characterized as saying: there is something in dreams that has not been lived out in ordinary physical life. Let us assume that we met with some personalities one day. We can then dream of them and of what we experienced with them. What we dream can be completely different from any memories, but it does not have to be that way. These experiences that we had with individual personalities can be transformed in such a way that we say to ourselves: “You neither experienced this in being with these personalities, nor did you think this.” The whole thing has shifted, so to speak, and something different has emerged from it. And if you now investigate – I can only briefly hint at this – you realize that in this unexperienced, but in the dream pushing through, something lives out of what still keeps us away from the personalities we have come together with, but what contains the seeds of something that will be experienced with them in a later life, something that is carried through the gate of death and will bring one together again with these personalities in a later life. Now it seems fantastic what I am saying, but the one who can examine dreams in a spiritual scientific way knows that in these dreams, albeit chaotically, that which becomes fate for a person in later lives is already announced in the soul. We carry something in the depths of our minds that reaches into the distant, distant future, and what is just as decisive for our destiny in later life as the plant germ is for the formation of the flowers and leaves of the plant. And in the same way, in what we experience as fate, we can see the results of what was formed in the core of our soul in earlier earthly experiences. This is how man stands in the world. When he meets another person, there are forces at the bottom of his soul, soul forces, which he is not aware of, but in which he is alive. I would like to say that human life is interwoven, permeated and interwoven by that which determines man, which sometimes determines him to the most important and weighty actions of his life, but which does not come up so much in full day consciousness. How we place ourselves in life, how we place ourselves in the whole world, how we are determined by other people, by the whole world and its events, is based on hidden, supersensible experiences. 'If you look at modern dramatic art, it represents above all what takes place consciously in front of people. And it is quite natural that a drama appears all the more transparent the more it is composed merely of what can be directly surveyed. Those deeper forces that determine the human soul, that are connected with the soul, insofar as there is something in this soul that goes beyond birth and death, cannot be represented in ordinary drama. But the fact that life is dominated by such forces is an immediate result of spiritual science. Now spiritual science, by living out itself, not theoretically, not philosophically, but genuinely artistically, can come to a dramatic representation of life through something other than the word, so that in the play, in the way how the dramatic characters are juxtaposed and grouped, how the entire dramatic action is shaped, the deepest forces of life are expressed, which we do not talk about in ordinary life and which we often do not bring to consciousness. What determines and rules life from its depths can basically only be understood if one looks into this life with the same methods that spiritual science uses to look into what is behind external nature, into what transcends and determines the world. A deepening of human relationships, a deepening of the human soul's relationship to the world, that is what must underlie such drama, I would say, such dramatic expression of the facts of spiritual science. So, in order to, so to speak, sensualize what spiritual science has to say about human life, dramatic representations had to be presented. In the early days we had to present such dramatic performances in ordinary theaters. It is understandable that the ordinary theaters, which are really - nothing at all should be said against them - intended for quite different tasks and goals, cannot provide the right setting for what this spiritual scientific worldview wants. Thus the idea arose from these and other reasons, arising out of pure necessity, to carry out such a building project ourselves and in doing so to combine an auditorium with a space – which does not need to be called a 'stage' – a space that is suitable for allowing such performances, drawn from the spiritual-scientific point of view, to be performed in it. I am mentioning all this about the origin of our plan because all sorts of things have been said about what this building should contain. It has been thought that ghosts will only haunt the place, that ghosts will be cited there, that people will come into contact with all kinds of ghosts. No, that is not the case, but it is a matter of seriously grasping the depths of life, which are there, which people long and thirst for, and which are presented to the human soul through spiritual science, not through spooks and ghosts, but through artistic creation, artistic design with the means, which must be means of expression for that which has been hinted at as grounding life ever more deeply. It is with these means, these forms of expression, that spiritual science should speak to the audience in this building. This building in Dornach is therefore intended to be a house for cultivating spiritual science through the word and spiritual science through presentation. It goes without saying that as spiritual science advances, many other things will be connected with it, but it had to be be mentioned. Now, basically, everything that is expressed in art, if it is to be real art, is a revelation of that which works through the human soul as a world view. Otherwise, art remains a mere appendage of life, an idle addition to life. Let us try to imagine ourselves in those art epochs that were truly great epochs of artistic development. Of course, because of the limited time available to us today, we can only touch on the most characteristic aspects, but let us try to realize how, in the dawn of the Italian Renaissance, Renaissance painting, in all that it offered, was in the deepest, most characteristic sense of the word an expression of what permeated and inspired the Christian world view at that time, what was revealed in it. There we see in Leonardo da Vinci's, in Michelangelo's, in Raphael's creations, what pervaded the mind as a world view. All art that does not flow with inner necessity from a world view is only an addition to life and not art in the real sense. However, it must be clear that when we speak of a “world view,” we do not mean that it demands to flow out into art, as it were, and also not in such a way that this world view only touches our minds, as is the case with some modern philosophical or scientific world views that only affect the mind. When a worldview is built on mere philosophical or scientific concepts and ideas based on reason, there is no need to create or shape the framework, the architecture, in which the word of this worldview is expressed. But when a worldview seizes the entire human soul, when everything that vibrates in the human soul, in feelings and will impulses, is seized by this worldview, when the whole person belongs to this worldview, then this worldview is one that is not merely conceived, but brings the human being into connection with the whole world around him, then this world view is one that does not merely live in its concepts, but, by forming its relationship to the world around it, sees in all that it sees in its surroundings a continuation of its own inner in every tree, every cloud, every mountain. Everything that surrounds us externally and everything that can be spiritually assumed behind what surrounds us externally wants to be grasped in a living connection with what we experience inwardly. Through his world view, the human being wants to grow together with everything that surrounds him; he wants to grasp his surroundings, not only in abstract understanding, but he wants to grasp spiritually and soulfully with his whole mind what extends out there in space. When, therefore, the world view takes hold of the whole person, it demands to flow out and radiate into the form, into everything that surrounds us. Since we cannot pursue a worldview in the great outdoors according to the needs of today's life, since it does not provide us with the space in which we can pursue a worldview, a spiritual-scientific worldview demands that it be framed by that with which the person pursuing this worldview is truly and inwardly connected. Let us just realize that there is a core of being in every human being that is spiritual and soulful, that goes out of the human being in sleep. Let us realize that this spiritual-soul core of our being can become independent of the physical human being by recognizing, by grasping the whole world in a living, cognizing way. This core of being unites with the outer world in a completely different way than the human being who only uses the senses and his brain-bound intellect. While we are in the world of the senses, the human being stands here; the world is outside, is, as it were, spatially removed. As we advance into spiritual knowledge, we have to recognize that this spiritual knowledge is something that is much more intimately connected with the things and beings that are to be grasped by this spiritual knowledge than the sensual things are grasped by our senses. When the spiritual researcher with his soul-spiritual relates in such a way that he recognizes outside of his body – as I explained yesterday – he merges, as it were, identifies with everything in the environment. While we, when we stretch out our hand and point to something sensual, keep this sensuality outside of us, when we recognize something spiritually or soulfully, we connect with everything that fills the spiritual and soul world; we immerse ourselves in the spiritual and soul realm. Let us now bear in mind that this spiritual scientific worldview should be expressed in the artistic realm. Is it not natural then that the need arises to have such an architecture, such an artistic framework, from which the soul can imagine: if you take the next thing that surrounds you here, should it not be something that arises directly from your spiritual-soul life itself; should it not be something that you would like to experience when you want to be with your immediate surroundings? Well, it necessarily follows that a very special form, a very special spatial arrangement, emerges. When we make a physical gesture, we are satisfied when the hand or the arm takes on the form of this gesture. When we speak of the spiritual context in which the soul comes into contact with its surroundings through spiritual knowledge, the gestures come out of us, the gestures directly populate our surroundings; that which otherwise lives in our skin, in that we are physical human beings, that comes out of us in spiritual knowledge, one might say it becomes a spiritual gesture that lovingly embraces the surroundings. What this spiritual gesture wants to grasp, what it wants to touch, what it wants to see, the forms in which it wants to live, that is what the basic design must provide for a building in which spiritual science is practised. The forms, the colors, everything artistic must arise directly out of that which can be experienced with the world when it is understood spiritually. Thus, a building that is to serve the spiritual scientific world view is so directly connected to the essence of spiritual science itself in its forms, colors, and everything that is created, that spiritual science must transform itself out of its ideas and words into artistic forms. And by transforming itself in this way into artistic forms, it creates the necessary artistic framework for what must be done within the structure. Now, very specific difficulties arise here from the thought habits of our time. Spiritual science is really only in its beginning, and that which shines forth for the human being, perhaps not so very far in the future, for the one who stands in spiritual science with his whole soul, is nevertheless quite fundamentally present in what we can pursue in the present as spiritual science. Hence it is that among those who today approach spiritual science, there are many who, though not attached to outward materialistic prejudices, are still attached to other prejudices. How often must we see that just those who approach spiritual science with inner zeal of their soul, often with fanatical zeal, yes, even too fanatical zeal, with fanatical zeal that borders on untruthfulness, still cling to all kinds of concepts from mysticism and theosophy, which one would like to overcome through true spiritual science. Do we not very often hear a popular definition of mysticism today: Mysticism is that which cannot be understood, that which cannot be grasped. Mysticism is that which must remain hidden. Some people believe themselves to be infinitely profound when they utter the word “occult” every quarter of an hour, when they say, “These are occult truths!” It is precisely through the clarity made possible by spiritual science that one would like to eliminate such things. I myself have experienced (please forgive me for mentioning such examples in order to characterize them) how, twenty-seven or twenty-eight years ago, in the city where I lived at the time, various Theosophists approached me and explained what otherwise reasonable people take for an ordinary poem or a dramatic poem, or otherwise a work of art or even a painting, they have explained it by looking for this or that meaning in it, which one must first spin into it if one wants to find it in it. If they wanted to say something very significant to show that they know more than ordinary reasonable people, then they said: That is abysmally deep! That was something you could hear at every turn back then; it was thought to be a very special way of saying something. Sometimes people don't seek to penetrate the things of the world, but rather to put something into them, to mix something in; and what they don't understand, what they don't penetrate, seems particularly deep to them. We have even had to experience, for example, that Shakespeare's 's “Hamlet” drama, which everyone must take as self-explanatory, has been interpreted by Theosophists in such a way that one principle is seen in Hamlet, another principle in other characters and yet another in yet others; all sorts of things were pulled in and added. It was miserable, terrible. One could say: Yes, this Shakespeare did not just want to depict this dreamy Danish prince, but a particular principle. As if the work of art would gain something by turning a human being into an allegorical-symbolic straw man and a dramatic structure into an external skeleton of Theosophical-philosophical truths! It can happen that one seeks what is truly deeper in the symbols and allegories, while life becomes impoverished when one sees it only in symbols and allegories. The rich life becomes impoverished when one believes that one can find something deeper in the symbols. There are people who see something special in putting a pentagram on any old wall or anywhere else. They don't realize what this pentagram is, they don't understand it at all, but this pentagram, that is the number five, the pentagram is directed upwards, you can talk a lot about it, you can whisper and obscure a lot about it and obscure, and if you can say something that is not really connected with the five lines that are intertwined, then you are convinced that you have said or expressed something particularly profound. Or even if you attach the snake staff, the so-called Caduceus, somewhere, then you believe you have done something very special. Anyone who somehow puts up such abstract symbols and forms and believes that they have something to do with art is like someone who has notes in front of him and spins and theorizes all kinds of abstractions about their form, while only the person who has a natural relationship to the notes, to whom the musical concepts arise, can truly appreciate the notes, in that the sound fixed in the notes comes to life in such a way that the sound lives in the mind. Only in relation to what lives in the mind can that which is recorded with the external note symbols have any meaning. When it comes to a building that is intended to serve true spiritual science, it is only natural to have to deal with such misconceptions, which come from false mysticism, false theosophy, and all kinds of adventurous ideas. If the intention is not to express some kind of empty concepts in stone and wood, but to depict something artistic, then it is eminently necessary that nothing be given a symbolic form by a philosophical or theosophical idea or some mystical non-idea , but it is necessary that what emanates from the idea, what the mind experiences inwardly, shapes itself through the creative power of the soul into form and color, so that the art does not need an explanation, but explains itself. Art that needs an explanation is not art at all. The aim is that anyone who understands the language of this structure should not need an explanation of the structure. Of course, no one who has not learned Spanish cannot understand a Spanish poem. Those who understand the language of spiritual science do not need an explanation of the structure; for them, without a word being said, there is something self-explanatory in this structure because they have their joy, their upliftment, an inner realization of the soul forces from the direct connection with what is standing there, with what really lives in the form and in the color. One would like to say that a picture is no longer a real work of art, where one needs to write below what it actually represents. A picture is only a work of art when one has only to look at it and when all that the picture has to say follows from what one sees. If we therefore seek symbolism or allegory in the Dornach building, if we seek something that requires us to answer the question, “What does this or that mean?” after every step, then nothing will be found in the Dornach building that corresponds to this. But if we seek something in the Dornach building that provides answers to the question, “Which forms does one find beautiful who has a spiritual-scientific feeling? What forms would he who wishes to gather his spiritual strength around him like to have around him? Then the answer to these questions will be found in the Dornach building. But in a certain respect spiritual science is something that seeks to establish itself as a new element in our cultural life. It is therefore understandable that such a setting must also be something that, in a certain way, introduces something new into our artistic life. And here, at this point, I would like to emphasize that I ask you not to believe that what one might have in mind as architecture, or as an artistic expression of what spiritual science can give, has already been achieved in the Dornach building. The Dornach building is a beginning, and as a beginning it is as incomplete as any beginning can be. The limited funds that were available, despite the fact that the building took up considerable funds for certain concepts, only allowed the very first step to be taken. And even the work that was necessary from circles of friends could initially only make a very first start on what can present itself to the soul as a new style of art, as it must arise out of spiritual science itself. Therefore, I would ask you to consider this Dornach building only from the point of view of a very first, primitive beginning, with all the defects and imperfections of a beginning; to consider it only from the point of view of asserting aspects of artistic creation of forms that correspond to spiritual-scientific feeling and sensing, not to spiritual-scientific thinking, but to feeling and sensing when it is artistically intensified. What is being built today, still very imperfectly, on that beautiful hill outside, is really the primitive beginning of something that will one day be formed into a real beauty, into an adequate expression of what spiritual science has to give to human cultural development. Therefore, it must seem quite understandable when so many objections are raised from this or that side against what is being built out there, when so much is found to be imperfect and incomplete. But I would like to mention some of the, one could say, basic feelings that can guide one in the architecture of such a building. As I said, I cannot go into details today due to the limited time. I would just like to recall a saying of Michelangelo, in reference to the old master of architectural art, Vitruvius, a saying that truly reflects the idea, the essence of architecture. Michelangelo says: Only he who knows human anatomy is capable of truly grasping the inner necessity that underlies an architectural plan. It is a strange saying, but for someone who can engage with such things, it is perfectly understandable. When we survey the whole of nature, when we bring to our soul all the forces at work in nature, when we bring to our soul the formations that live in nature, then we ask ourselves: for an unbiased observer of the whole of nature and the world, where does all this world-becoming, all this world activity, point to? They point ultimately to the human form. In the human form, there is something before us of which we can say, in terms of form and in terms of the way it expresses itself, that Goethe's words apply: 'Man is placed at the summit of nature, so he regards himself as a whole nature that has to produce a summit within itself once again. To do so, he elevates himself by permeating himself with all perfections and virtues, invoking choice, order, harmony and meaning, and finally rising to the production of the work of art, which takes a prominent place alongside his other deeds and works. That that which man himself then reshapes when he, as an artist, continues nature, so to speak, will therefore gain the most diverse points of reference precisely from what has been shaped from the whole world and its secrets into the human form, the human structure with all its gestures, with all its life. Today, it is not possible to go into architectural styles or the development of architecture. Those who are truly familiar with the development of architecture know that, while it is true that the essence of artistic creation is most difficult to see in architectural art, it is also expressed in this architectural art. But because this essence of artistic creation is most difficult to see in architectural art, it shall be shown in sculpture. The same could be shown in painting, in music, in other arts. In our time, precisely because the materialistic view and attitude has taken hold of everything, there is little real insight into what the essence of artistic creation actually is, which is the emergence of art from the inner soul activity of the human being. Today, the artist is so often obliged to rely on the model, and the person who looks at something that is a work of art has the first question: Is this natural? Does it depict this or that naturally? Such judgments do not belong to real art, but to the decline of art. Real art is connected with what happens inwardly in man. When the sculptor creates a face, something of the feelings and inner soul experiences must truly live in him, which the physiognomy, which even the gesture of the face, conjures up from the depths of the soul. If it lives in the soul of the artist, then what lives in him feeling and creating can pour out into what he shapes. The forms that we reproduce architecturally are not so close to what we experience directly or what lives in our soul. But in a certain way, what can be architecturally designed does arise from what is experienced in the human soul. I have already indicated how the gesture is continued, how that which can be created in the environment emerges from the movement, from the gesture - not from the gesture that the physical hand makes, but from the gesture that the spiritual organs make when they want to grasp the immediate environment. What is experienced inwardly, to be shaped in forms and colors and in other artistic means so that one stands in everything in it, so that what one creates in space as forms and colors is a continuation of the inner being that flows out into the forms, into all curves and inclinations, into all colors that cover the walls: that is what spiritual science wants to show. Let us look at how the building should be designed from this point of view. As was explained in the description of the genesis, the challenge is to present to the audience's eyes and ears something that becomes clear to human knowledge through the results of spiritual science. Spiritual science is something that should be absorbed by the soul in a concentrated way; those who want to absorb what is presented in spiritual science must be concentrated. We are therefore dealing with a space for the audience and a space for what is to be presented from the sources of spiritual science. When a person is collected, he must close himself off from the outside world; he must, as it were, hold his powers together. This is the outer nature of the structure. What kind of space will have to be created if what is in the people who are in such a space is to express itself meaningfully, but also to continue in the surroundings? It is quite clear, not for abstract concepts but for artistic sensibilities, that a rotunda must be created and that, above all, the collection can best be presented in a dome-shaped space. The dome-shaped conclusion expresses what is really alive there, not in a symbolic or allegorical way, but rather in such a way that, as it were, an excavation is made in the room, I would say, that the space is pushed back, and the way the space is pushed back results in the architectural form. In essence, therefore, such a building, which is based on interior design, must be a building that takes its form from the fact that what happens in it vibrates and bumps into its surroundings, and that the vibrations persist. What I have only hinted at so far could be developed further. It would then become clear that two rotundas are created by the two departments - the one derived from the humanities and the other from the audience; two rotundas that are connected, however, that must belong together. This would become clear, not through abstract thought, but by feeling it out in a very artistic way. The two interconnected round structures would arise in the middle, overlapping and closed at the top by parts of spherical surfaces (Figs. 1, 3, 8, 9). It goes without saying that the exterior architecture, I would say, is of lesser importance for such a building, which is dedicated to inner contemplation and concentration. Everything that seeks to be artistically shaped in forms and colors must arise from within, must be projected from the inside out. What is formed on the outside is, so to speak, that which arises from the fact that, by repelling the waves of the world, the other waves of the world approach again, meet with what reaches out into space; and in the encounter, what is formed is, if I may use the word, the outer form, the outer decoration. But the whole must be formed out of this fundamental idea. Out of this fundamental idea, but out of the felt, sensed fundamental idea, this outer form necessarily arose. Technically, it was not at all easy to execute what you see executed there: to join spherical surfaces together in such a way that the thing can technically exist. And I may mention here that we were able to solve this problem, which has not been solved in architecture before, through the insight and efforts of a Basel engineer friend of ours. In this way we gave the outer form. In the same way, we must think about how the building itself is to be designed. If you walk around the building, you will find three gates (Figs. 3-9). These three gates are designed in such a way that you may wonder about their forms. Why are these forms exactly as they appear to us? Is there an answer to the question: Do these gates have to be designed in this way? Yes, you can get an answer, but it cannot be an abstract, philosophical one, nor can it be an unartistic one , but one could say something like this: Yes, I also know something else where something comes in from the outside into an interior, how people will enter through the gate into the interior, I know, for example, the human eye. Light enters through the eye to do its work, the weaving of light, inside the human being. And now do not ask for some abstract idea of how the eye is formed, but feel how the light necessarily evokes a very specific design of the eye. In order for light to come from the outside into the human interior, it needs the eye; in order for the light to propagate, it must come into the interior through something that is designed like the eye. Look at our gates, then you will have to give the answer: Let us assume that there are people who want to gain a certain relationship with spiritual science; these people enter this room from the outside through the gate. The fact that they enter, felt and sensed vividly, should be expressed in these forms of the gate. And again, we enter the room (Figs. 28, 29). From the way I have depicted it, you can see that there are spectators sitting in it. In the smaller room, which is also a round structure and adjoins the other (Figs. 55, 62), something is taking place that is a revelation. It is not a ghostly or spectral revelation, but a natural revelation of the results of spiritual science, only it is completely transformed from the philosophical-theoretical into the artistic. There are spectators concentrating on what is happening in the space of the performance. The spectators' attention rushes through the space. Now let us imagine that this space, completely animated by the attention of the spectators, should reveal itself within itself. The whole atmosphere, which, so to speak, must take hold of the soul when it feels: There are spectators, there are listeners, there are attentive people, people in whose souls what is happening before them is taking place, this whole atmosphere, this feeling is continued in the structure of the columns that run along the room, is continued in the peculiar sculptural forms that . There is a single axis of symmetry that runs from the entrance through the center of the room, and the shapes on the individual columns indicate that the audience's attention is directed towards the performance space, and that what emanates from the performance space in turn comes towards them (Fig. 29). If you look at what the columns are supporting, you will recognize from the forms carved out of the wood how attention really does encounter what comes towards it from the representational space, and how this is continued. It is not just depicted, it is really captured in the gestures in these wooden structures in the living life. The whole thing is designed down to the material. I have heard it said that it is a complicated idea of these Theosophists out there in Dornach that they make their wooden columns in such a way that they always use different woods for the individual columns. Such a question arises precisely from the urge to get something philosophical and theoretical as an answer, and not an artistic feeling, not something that reaches in from direct life. What can one say in answer to someone who asks: Why do you make your columns out of different types of wood? One can perhaps answer: Have you ever seen a violin with only A strings? No, there are different strings; it has to do with the design of the violin. The whole structure is built for life, for direct feeling and sensing, right down to the material. Therefore, the structure should express what lives in spiritual science completely artistically and only artistically, not abstractly meaningfully. It was, of course, necessary for the individual artistic fields to develop in very specific ways, because spiritual science, as it were, seeks to penetrate the secrets of existence in the sensory world. This means that what would otherwise be developed as art only in direct connection with sensuality is shaped in a different way. The interior of that dome – which can only be called a dome in a figurative sense, because it is not a dome at all, but only a spherical termination – this interior is painted (Figs. 29, 62). But this painting is based on something other than what usually underlies painting. Of course, the painting cannot depict what really is in the materialistic sense of the word. This painting shows the way in which a being, an object, a landscape is illuminated, what flits across the external material reality; it shows what in the next moment can no longer be there, it shows the fleeting, that for which the objects are only the cause of its being there. In a still completely different sense, our painting must have an effect. Do you remember what I said before: that the essence of artistic creation is that the artist himself is present in what is created by the artist, that the artist, by shaping the material, shapes something that lives within him, where he is inwardly present, not painting after something external, but rather shaping the external itself according to what is within him. That this can also be transferred precisely to the principle of painting may not yet be universally understood today. But there is a way of thinking about it: How would you experience it in your mind if you, I would say, saw the world through and through red? Would it affect your mind differently? That the question is justified was known to those who had a somewhat deeper connection to art at all times. Goethe, for example, remarked that if someone wanted to depict how, at the end of earthly existence, the wrath of the world would pour out over all that is sinful in humanity, this divine wrath would have to shine in a red-hot light. Here we see how colors merge into the moral, into the soul-spiritual. What do we experience in red, in green, in blue? Just as the form can be experienced, so can the color. Then one is not dealing with a reproduction of the colors of what light offers as a coloration; then one crawls into the color, so to speak, and experiences the essence of the color, and by living out in the color, one creates from the essence of the color itself. Thus, in our entire wall painting, nothing should be copied, but from the inner reason of things, insofar as they have something to do with color or with the moral, the spiritual-soul, which is expressed in color, the form should be created from the color itself. What is painted on the walls should express itself, not something else; it should speak to us through itself. And so the whole structure is formed in such a way that the walls, as it were, are not real walls. The spiritual scientist is convinced that, just as he as a physical person is surrounded by air and the rest of the physical world, he as a spiritual being is surrounded by the spiritual, with all its entities and processes, which fills and fulfills the world. While a building is otherwise designed to be thought of as complete, it must be said of our building that, however much it is a frame for the gathering audience, it is at the same time something that cancels itself out. Seen from within, this ceiling should give the impression that basically there is nothing there, but that we know that by looking up at this ceiling, this ceiling lifts itself up; it becomes a spiritual direction, into infinite spiritual expanses it is the beginning. We will basically have no walls despite the frame, but something that is permeable, that leads into distant worlds, into vast worlds. And it is the same with architecture, with sculpture, with column forms, with everything that surrounds us. It should not shut us off; it should lead us out into the expanses and distances of the spiritual world. The walls must be placed in such a way that one says: when one takes the step out, that must be the first thing, and if one pursues this further, one comes out into the expanses of the spiritual world. Walls that destroy themselves through what they are, that is what, in a certain respect, is the goal of a new art, even if, as I have indicated, it is only in its very beginning. And something else may be said. Anyone who enters our building today will be able to say: Yes, everything that is so often regarded as the actual architecturally correct, as the noblest forms of architecture, is basically no longer there here. And there is some truth to that. If we take an extreme case and look at a Greek building in its harmonious forms, built by the forces that act outside as spatial forces, brought into beautiful harmony, then we cannot say: our building is designed in the same way. The Greek building is designed in such a way that it represents the highest level of utilization of the forces of space, of pressure, or, as they are called, of gravity, which otherwise fills space. In our case, a breath of the living and weaving permeates the entire building. While we have something mathematical in Greek temple construction, something that comes from the mere interplay of forces, which is nevertheless inanimate, even if it is composed in the most beautiful harmony, in rhythm and proportion, our building is conceived in such a way that one can have the feeling that something alive is quietly passing through its lines, as something highly alive passes through the human form. Life pulses and vibrates through that which is expressed in forms. This is true; but therein lies the progress of architecture. I would need many hours to discuss the architectural principles of style; how Greek gradually leads to that which brings life into architecture. In the future, the hitherto dead architectural form will truly come to life. We can only make an imperfect very first start. But this start must be made, and something dynamic, something invigorating, something that moves must be introduced into the purely physical-mathematical forms. Here, too, we may refer to Michelangelo's saying: Only he who knows human anatomy is able to form a true conception of the inner necessity on which an architectural plan is based. But we find that when we look at the human form as it we see in the truly spiritually understood anatomy, that alongside all its movement and life, there is something that already presents itself in life as something dead, as something merely mathematical: the way in which the structure of our bone system relates to each other. The way in which we physically move the various parts of our skeletal system in relation to each other shows that something dead and mathematical is present in the life of a human being, that death is contained in it. And now it is possible to bring just as much life into the dead structure as there is death in the living human being. And that is what has been attempted with our structure. It has been lifted out of the rigidity of the merely mathematical, of merely following lines and adding forces. It has been imbued with life, with organicity, as much as there is dead matter in a living human being. The living element in the human being can only exist because the dead is mixed in with it in a certain way. Our building takes on the appearance of life because what is merely joined together dead is given the appearance of life, the appearance of the living is lent to it. And at one point, it is shown what underlies it as a basic idea of spiritual science, that this spiritual science should stir up something in the soul that brings the soul into intimate contact with life. Spiritual science should make people life-friendly and devoted to life. In spiritual science, people should find something that introduces them to life, that makes them strong and powerful for life, which is becoming ever more complicated. Therefore, our building must also have something that directly shows how to not just put something together and paint it with the means that are available to us as human beings, but something must be presented here that expresses the tendency for our building to be in close contact with the whole world so that not only we as human beings work on the building but the whole world works on it. This is attempted by transforming the earlier glass painting into a kind of glass etching (Figs. 102, 103). A special kind of artistic treatment of the windows in the Dornach building will be found. I can only hint at it. The window panes will not be treated in the way that stained glass was treated in the past. Instead, the panes of different colors will be treated in such a way that a special etching technique is used to scrape out the form from the glass, so that the corresponding figures are created by the fact that the light from outside can penetrate through the different thicknesses of the glass and the outer light, by holding the glass against it, works together with us. A glass pane like this is not a work of art in itself; it is only when it is installed and the external light passes through the glass pane that the work of art is created. Glass etching, through which sunlight penetrates directly into the interior of the room through various drawings on the glass. Here we have the whole world working together in the way that light can come in from the outside into the interior, which, during events, usually has to be illuminated with the artificial light of the modern age, with electric light. And so it must be said that such a building is not intended to to represent something particularly abstract, something quite strange, which a few good-for-nothings of life perceive as a pleasant place to stay, but rather it should be presented in such a way that it is sought out by precisely those who need a boost for their lives, so that they can get to know life in its depths. It was not allowed to put something there that has nothing to do with what today's culture is. Therefore, the most recent material was used quite consciously. In addition to the part that was made of wood, for reasons that cannot be discussed today, the most recent concrete material was used, and an attempt was made, because artistic creation must really shape out of the material, to use this concrete material in such a way as to express, materially, if I may use the paradox, the most spiritual with this most recent, most material product. Not something outlandish should be collected, but that which the time yields should be used for the ideas that are supposed to bring, precisely for the time that works through external materiality, the spiritual, the ideal, the spiritual-soul. Next to the building, you can see something else that many people today find particularly crazy (Figs. 100, 101). This is something that arose from the question: How should the whole building be heated? For certain reasons, one did not want what is in this annex to be inside the building itself, mainly for artistic reasons. Should one now build a chimney in the current way, should one put all that such a chimney requires with a boiler house in the way it is often put in the world? That was the question, and at the same time, the task of using concrete for such a construction had to be solved. Now this had to be solved: what concrete casing should be given to such a boiler house? How should what is formed in concrete be constructed? Certainly, the forms that have emerged will not be understood by very many people today. But that is how it is with everything that is built as something new. But people will learn to understand. The boiler house is only completely finished when smoke comes out of it; that belongs to the forms. And people will one day understand that the forms carved out of the concrete material really relate to what happens inside, to the whole idea of the building – artistically speaking – like the nutshell to the nut. Just as we feel that the nutshell is designed for the nut – the nutshell has to be designed for the sake of the nut, and it would be ugly if it were not designed to be a proper shell for the nut – so what is going on in the boiler house must be enveloped in such a shell, like the strange concrete building that stands next to our Dornach building. So you see that artistic considerations have played a part everywhere. They were questions of artistic feeling, questions of feeling, not questions of allegorical or symbolic meaning. I have taken up a great deal of your time and yet I have only been able to present to you, I might say, the most elementary main ideas of our Dornach building, without going into the actual fundamental artistic aspects. But perhaps it is precisely through what I have taken the liberty of discussing with you that it has become apparent how such a building must be formed, so to speak, out of the needs of modern life. And anyone who visits this building will also be able to find that this beautiful landscape, which lies around the Dornach hill, this beautiful landscape that continues on all sides, has something in the Dornach building that can be said in the same way as for many successful buildings: they really grow out of the earth, it is as if the earth were sending the power upwards for their creation. Those who allow the forms of mountains and hills, the whole of nature out there, to work on their soul, will find in the outer form of the Dornach building, to a certain extent, an architectural continuation of all of nature. Therefore, those who were able to erect this building in this beautiful country can greet with particular joy that this has become possible, that it has been shaped by the circumstances. And I believe that those for whom this building is so close to their worldview are filled with a deep sense of gratitude that it was possible to erect this building in this part of the country. It may be called a kind fate that those people who are out there in the world, one in this, the other in that profession, one in this, the other in that place in the world, may stop at certain times of the year on the beautiful Dornach hill and get there, for what they have to do in the outside world, strength of life, strengthening of life, through that collection which is to be sought in our building and which is to be expressed through the forms, through the art of building. In this context, it may perhaps be mentioned that it is perfectly understandable, indeed self-evident, that people who, through their lives, are able to be where they want, to build where they want, will build their houses near the building. It is indeed a great joy to see, from many points of view, that the building will be surrounded by a number of houses, perhaps later a larger number of houses, in which people will live who are in tune with the purpose of the building. But the main thing is not what is called this colony; the main thing is the building, which wants to be neither a church nor a temple, but precisely that which can be called an embrace of the spiritual-scientific world view. And because this building wants to be what has been described, it wants to serve people who are out there in the world, some of whom work here and others there. Our worldview cannot have much time for theosophical or mystical worldviews, or whatever you want to call them, through which people withdraw from the immediate life of the present, gathering in colonies to pursue their whims and fantasies and dreams in idleness. Spiritual science is not intended for idlers, for people who do nothing but sit together dreaming in what they call colonies. Our world view is not intended for them, but for people who want to work diligently on what is being achieved in the present for human labor, for human salvation and human progress; for these people, who are in the prime of life, for people who have something to do in life, this structure is intended. They should only be there during the times that are their life Sundays, their life holidays, when they come together to gain strength for the innermost forces of the soul for the rest of their active lives. We certainly do not want to found a colony for idlers, but we want to create something that serves life as it presents itself to people in our time, in our cultural epoch. We want to serve what is demanded of people in our cultural epoch. Of course, this is not a criticism of people who want to retire or have a summer house and recover, so that something can arise that can be called a colony surrounding the building. From certain points of view, this will have great advantages, but the basic idea requires that I express what I have just expressed. Anyone who has grasped what has been said about spiritual science in connection with the design of this house in Dornach will no longer need to be told that this spiritual-scientific worldview is not hostile or opposed to this or that religious belief, this or that way of relating to the supersensible world. On the contrary, spiritual science wants to bring to the human soul that which lives behind physical-sensory phenomena, wants to bring this to the human soul in a way that has not been possible through the achievements of human culture to date, but which is demanded by the future. Just as from a certain point in the development of humanity, the Copernican worldview, the worldview of a Galileo, a Kepler, everything that is connected with modern science, was required for the outer space, so in our time something is required for the life of the soul, something that must come in, just as the scientific worldview has come in, something that will serve life in its moral , its spiritual-soul development, just as natural science has served material life. Just as progress was indispensable and necessary there, so progress in the spiritual-soul sphere is indispensable and necessary, and in the future people will be just as unable to live without what spiritual science has to give as people today are unable to live without the achievements of natural science. Just as true scientific progress cannot in any way hinder religious elevation to the supersensible, the religious connection of the soul with the supersensible, so the spiritual scientific world view will not do this either. On the contrary, this may be particularly emphasized: While the natural-scientific world view easily leads man to what may be called a soul that does not want to concern itself with anything supersensible, that believes that a satisfactory world picture can be formed from what natural science itself provides, spiritual science shows us that man's soul is in contact with supersensible worlds. And by opening up these supersensible worlds to the human soul, it will deepen precisely the religious need. Just as our building does not want to be a temple or a church, so spiritual science does not want to be anything that replaces any religion. On the contrary, anyone who penetrates into the depths of the world in a spiritual scientific way will be led back to religious life. What the individual then does with his religious belief is his personal business; spiritual science does not concern itself with this. Spiritual science aims to found a spiritual-scientific world view; it does not alienate people from their religious beliefs; it can only lead them more intimately, more deeply, more energetically into their religious life. And if one were to really see through the very core of true spiritual science, then religious beliefs would have very little to object to against this spiritual science. Rather, they would say: “Due to many things that have arisen in the has estranged many a soul, but now a current is coming that brings people together with the supersensible worlds; this will awaken and fertilize religious life in its depths. Once people have gained an understanding for it, they will no longer see spiritual science as something that encroaches on the religious communities, but as something that must necessarily come into the world, but that comes into the world in such a way that a religious person must welcome it as something gratifying. But here too we see that there is still much remains to be done if our contemporaries are to develop a true and genuine understanding of what spiritual science wants and what it has to do in all areas of life – for example, in relation to the arts, but one could say the same in relation to social issues – in a world in which human conditions are becoming increasingly more complicated and complex as we look towards the future. And for many areas, indeed for all areas of life, it can be shown that spiritual science wants to be there to sow the seeds of renewal of life as it will be needed. This renewal of life, its inner necessity can be recognized by anyone who sees through life. The task of spiritual science is not to replace religion, nor to found another religion. The task of spiritual science is not to appear somehow polemically or critically against what has been artistically created so far. But like every genuine world view, one that takes hold not only of our abstract intellect, our ideas and concepts, but of the whole human being, must express itself artistically, so must spiritual science express itself artistically. And the first step in this direction is the building in Dornach – a primitive beginning, as I said. It will be understood that spiritual science is able to deepen religious life and to fertilize art. But spiritual science wants to be a science, albeit a science that is close to the most intimate needs of the human soul. And it wants to be such a science, a strong promoter of the life that our time needs. Therefore, for everything artistic, for everything social, for religious and many other special areas of life, we can say what Goethe said in relation to the religious feeling of man: He who possesses science and art also has religion. Those who do not possess these two, have religion. Those who truly possess spiritual science and who immerse themselves in the artistic perception that flows from spiritual science in a feeling-based way, for them it can be said, once again summarizing a feeling, this time a Goethean feeling, which is also what every stone, every piece of wood in our building should express: Those who possess science (in the sense of spiritual science) and those who possess art (especially art in the sense of spiritual science) also possess religion. This is what can be said for religion and for many other areas of life from the point of view of spiritual science. Therefore, the feelings that should flow through my reflections today may end with Goethe's words – even if this only refers to the religious current, what applies to religion also applies to the other areas of life:
|
32. Collected Essays on Literature 1884-1902: The World View of Dostoyevsky and Tolstoy
04 Feb 1893, Rudolf Steiner |
---|
Tolstoy's mysticism is a plastic mysticism. Dostoyevsky's mysticism is a heavy dream of Platonic ideas; beyond time and space, a beautiful, blissful dream is Tolstoy's view of the world. |
32. Collected Essays on Literature 1884-1902: The World View of Dostoyevsky and Tolstoy
04 Feb 1893, Rudolf Steiner |
---|
By R. Saitschik Neuwied 1893, August Schupp I recently reported in this journal on Saitschik's pamphlet "Zur Psychologie der Gegenwart". I described the author as a man who has a keen sense of observation for the socio-psychological forces that dominate our present day. In this book, which I have just read, I also get to know a subtle observer of the individual soul. Two personalities, who in their dispositions and in their creations present themselves as perfect opposites, are characterized in a way that teaches us that in an age that is unable to produce any guiding work on psychology, there are nevertheless genuine psychologists. Only such a person can say about Dostoyevsky: "Dostoyevsky is the true Christian barbarian. He hates the Hellenic view of life with its harmonious superficiality at the bottom of his heart; to him it is a point of view that has long been overcome, a childish behavior, an unconscious game of youth." "Dostoyevsky does not love the surface of the human mind, on which the light of thought shimmers in dazzling colors; he descends into the depths, where no ray of bright sunlight penetrates, there he forms his views on nature and life, there he believes he has found the center of his world of thought, from there he comes to proclaim to man that he is born to suffer." Saitschick aptly demonstrates that Dostoyevsky's talent is not rooted in the laws of logic, but in the demonic regions of emotion, that the light of his descriptions bursts forth from a dark chaos of the soul. "Knowledge is the product of thought, that is, the embodied shadow of the absolute; Dostoyevsky is not content with the shadow, he wants the whole truth wrapped in flesh and blood." The nature of the mysticism that Dostoyevsky formed from this nature of his is and had to be developed in Saitschick's writing, which is as profound as it is convincing. No less is Dostoyevsky's political fantasy made comprehensible to us. The true art of scientific observation does not lie in the formulation of general propositions, nor in the mindless collection of individual observational facts. It lies in the ability to immerse oneself in the individual with the help of the ideas that a deeper education provides, and thus to find the general, the spirit, in the individual. How to grasp the individual without losing oneself in everyday trivialities can be learned from Saitschick's explanations. He succeeds in exploiting Tolstoy's personal idiosyncrasies just as well as Dostoyevsky's. Saitschick never leaves the standpoint of the big perspective, but what he sees are not fogless, unclear entities, but living natural beings. He says of Tolstoy: "He sees deep into the heart of our sick society, he knows its every feverish pulse. Tolstoy is not a cold social physiologist like Balzac and Flaubert, a deeply living man speaks from Tolstoy's works, who does not shrink from the truth, who knows how to castigate, but also how to love sincerely." "Tolstoy's mysticism is not as tempestuous as Dostoyevsky's. Tolstoy's mysticism is a plastic mysticism. Dostoyevsky's mysticism is a heavy dream of Platonic ideas; beyond time and space, a beautiful, blissful dream is Tolstoy's view of the world. Dostoyevsky loves suffering so much that he suffers even in his sleep, whereas Tolstoy has suffered enough during the day and now wants to rest. The world he builds is a calm one; holy seriousness reigns in it, and deep love for humanity is the mystical foundation on which Tolstoy raises his worldview." Tolstoy's entire characterization is expressed in equally succinct sentences, which always get to the heart of the matter, and which absolutely justify the assertion that in Saitschick we see one of the best essayists developing. |