163. Chance, Necessity and Providence: Necessity and Past, Chance and Present
30 Aug 1915, Dornach Tr. Marjorie Spock Rudolf Steiner |
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Goethe expressed with such accuracy the way people react who don't like to listen to clearly defined concepts, and therefore fall asleep, and who are always wanting to hear grand-sounding words about mysterious matters of the kind that give them something to dream about but never challenge them to think. They say, “Pallid dost thus appear to me, and to the eye dead”; they say it to those who want to speak occasionally on more sharply defined concepts. |
163. Chance, Necessity and Providence: Necessity and Past, Chance and Present
30 Aug 1915, Dornach Tr. Marjorie Spock Rudolf Steiner |
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We have seen that necessity must be thought of in connection with the past, that the world contains as much necessity as it does past. For, as we tried to recognize, the past is reflected in the present. And there was another element involved: we hope to be so strengthened by our striving for clarity about just such concepts as we have been considering that we will be fit to take up the study of the truths of spiritual science. It is disastrous in many respects to have a great longing for what we might term deep spiritual-scientific truths if we shy away from strengthening our minds and thinking by taking in and thoroughly mastering concepts of a demanding nature. They are what disciplines our souls and spirits. And if we take pains to remain inwardly true in the process, no danger can ever threaten us from genuine spiritual-scientific concepts. I have already mentioned, however, how often many people's longing for spiritual-scientific truths is found to outweigh their longing to work their way through to substantial concepts. Right at the beginning of our efforts in spiritual science there were some individuals who declared that they could not attend my lectures because they sank into a kind of sleep-state as a result of the concepts being discussed. A few especially mediumistic natures even carried things to the point of having to leave the lecture hall in Berlin. And one woman was actually found collapsed in sleep outside the hall, so powerful had been the lulling effect of the search for clear concepts! The reproach was once made to Goethe that he created “pallid concepts” with his ideas about the metamorphosis of plants and animals and the primal phenomena of color. In his “Prophecies of Bakis,” which I have already had occasion to discuss, he inserted a passage referring to this avoidance of what people were calling “pallid concepts.”1 As a matter of fact, this quatrain was also greatly misunderstood by those who tried to interpret these “Prophecies of Bakis.” Goethe said, “Pallid dost thou appear to me”—the concept, the idea—“and to the eye dead. How is it that you call forth holy life from founts of inner strength?” Goethe expressed with such accuracy the way people react who don't like to listen to clearly defined concepts, and therefore fall asleep, and who are always wanting to hear grand-sounding words about mysterious matters of the kind that give them something to dream about but never challenge them to think. They say, “Pallid dost thus appear to me, and to the eye dead”; they say it to those who want to speak occasionally on more sharply defined concepts. And they ask them, “How is it that you call forth holy life from founts of inner strength?” Goethe answers them, Passive would be your enjoyment if I could show you perfection. Only the lack of it lifts you to levels beyond your own self. In other words, the absence of those perfections that delight the eye or the senses in general proves elevating. Deadness overtakes those who do not attempt to take in and energetically work through what people often refer to as “pallid concepts.” It is therefore necessary, if we are to banish all traces of Baroque mysticism from the spiritual science we are pursuing, to devote ourselves occasionally to a concern with concepts of the utmost precision. Thus far I have been talking about necessity. The question is now whether all the concepts that we tend, in ordinary life, to lump together with the concept of necessity really all deserve to be so linked. People say that what is necessary happens. But is this actually always the case? I would like to answer with a comparison that will clarify the matter. Let us suppose that we have a river with a gradually rising mountain chain beyond it, and we notice a stream or brook starting to run down from the heights. Let's imagine that something prevents our seeing beyond this point. We study the course of the stream or brook as it conforms to the contours of the mountain range and can state that according to what we are able to see from our vantage point it is a matter of necessity that this brook flows into this river. The mountain's formation conditions this, so that our sentence, “This brook flows into this river,” would unquestionably state a necessary fact. But now let us imagine that somebody decided to regulate the course of this brook, diverting it so that it flows in another direction. That person would have obviated the necessity, which would then not have developed. My comparison is crude, but it is a fact in life and in evolution that necessities don't always have to happen. We have to keep happenings and necessities apart. Two different concepts are involved here. Now let us return to several previous concerns. First, let us review the insight we arrived at yesterday: that the past affects the present, appearing in reflection in it. But let us recall still another occasion on which mention of mirror images was also in order. We have often made a point of describing what takes place in human perception during ordinary waking consciousness. Human beings are really always outside their bodies and their bodily functions with that part of them that is engaged in the cognitive process; they live inside the things under study, as I've often said. And the fact that a person comes to know something is due to the reflection in his body of this experience he has inside things. So we can say that we are outside our bodies with one part of our perception, and our experience within things is reflected in our bodies. If we now imagine ourselves looking at the color blue, we experience the blue of a flower, of chicory for example, but we do so unconsciously except for the fact of its reflection in our eyes. Our eyes are a part of our reflecting apparatus. We see the experience that we have in the chicory by allowing it to be reflected in our eyes. And we experience tone similarly. The life we live in tone is experienced unconsciously, and only becomes conscious through being reflected by our hearing organism. Our entire perceptive organism is a reflecting apparatus. This is what I tried to establish as philosophical fact at the last Congress of Philosophers at Bologna.2 Cognition is thus engendered by reflection from our organism, by a reflecting of what we experience. And as you mull over this concept of reflection, both the reflecting of the past in the present and the reflecting of our present experience through our perceptive organism, you will have to admit that what is thus added to a thing or to an event in the form of reflections is a matter of total indifference to them, something that in neither case has anything directly to do with them. As you observe a mirror image you can quite well imagine that everything in it is as it is whether or not it is under observation. Reflections are therefore elements added to what is reproduced in them. That is especially the case with cognition; whether we develop this or that particular insight is not of the least consequence to the mirror image. Now imagine yourselves walking through a landscape. Do you believe that the landscape would be any the less beautiful or in any way less whatever it is if you were not passing through it and experiencing it as a series of reflections engendered by your organism? No, those are elements added to the landscape and matters of total indifference to it. But is it a matter of indifference to you? No, it is not. For by walking today through a landscape that is reflected in your inner being and experiencing what is thus reflected, you will have become to some extent a different person in your soul tomorrow. What you experienced—a matter of total indifference to the landscape—signifies for you the beginning of an inner richness that can keep on growing there. But what does all this really mean? It means, with reference again to the landscape metaphor, that we can say, “This situation was thus and such up to this point.” The fact that you walked through the landscape is a further addition to it. The landscape is reflected in you, becoming a further experience in your soul. Now how did what is continuing to grow there come into being? It did so as the result of something quite new being added to what had previously occurred. Something was really engendered in your soul out of nothingness, for contrasted with what had previously occurred, the reflection is of course a nothingness, a real, absolute nothingness. In other words, you relate to something to which there was no necessity to relate. You are an addition to it. You are added to a necessary happening as a living element that relates to it in a way not conditioned by previous events, since you could have stayed away. In that case, all that you gained from the reflection would not have become a part of the situation. As you ponder examples of this kind, you become acquainted with the concept of chance; the real concept of it is to be found there. And you also gather from such examples that beings, things endowed with being, have to come up against each other, really to collide, for chance to occur. But we see from this that such a thing as chance can occur in the universe. If that were impossible, the enrichment of soul described above could not take place. In this sense chance is a thoroughly legitimate concept. It is a real occurrence in cosmic events, and it shows us that new aspects of relationship can be garnered in cosmic evolution as products of reflection. If it were impossible for one participant to be linked with others without bringing about reflection in the cosmic process, then the occurrence of everything comprised in the term chance would be wholly out of the question. If the meadow through which you pass were to act as the agent of your passage, pulling you there with strings, and no reflection were to come about in you as described because of the meadow's total indifference, but the meadow were instead actively to imprint its impression on you, then the outcome could be called law-abiding necessity. But though it is hard to imagine it, there could then be no such thing as a present! There would be no present! And what would come of that? Why, beings who have no desire for such a linking up cannot progress any further if they follow such a course. They have to go back again. That is indeed the law governing devils and ghosts; they have to go out again by the door through which they entered. Goethe's Faust depicts this; they can't introduce any new evolutionary waves, and must return to the place they came from. And it is due to the possibility that new evolutionary waves can be set in motion in the developmental process of the cosmos that freedom exists. In all our cognitive experiences, except for a certain category of them, no pure reflection takes place; the reflection is imperfect insofar as all kinds of impulses are combined with it. Concepts formed on the basis of past cognitive experience are imperfect. Once we have arrived at a pure concept, we no longer need merely to recall it; we can always create it anew. Though it becomes habitual, it is a habit that has finished with the past, and new reflections are constantly being summoned up with it. The concepts we form are pure reflections, which come to us from the beyond as additions to the things perceived. Therefore, when we form an impulse into concepts, it can be an impulse to freedom. That is what I attempted to develop at greater length in my Philosophy of Spiritual Activity.3 That is exactly the thought developed there. But the concept of chance necessarily includes the concept of freedom. We must accustom ourselves to entertaining sharply defined concepts, for these are of immense significance for life. I want to cite an instance that has often been discussed here, but it is especially illuminating in the present context. Let us assume that we are studying illness. We must invariably look at illness from the standpoint of the present, never from the standpoint of the past, i.e., of necessity. This means enlivening the standpoint of the present by giving help to the full extent possible. Only if the illness terminates in death may we bring in the concept of necessity, realizing that necessity was involved. Anything other than this is the living present. We must be rigorous in adopting the standpoint that necessity inheres in the past; life rules the present. This example shows us that if we try to illumine concepts with the help of more fruitful viewpoints, we will acquire a certain knack for dealing with them. A good deal could certainly be said on the subject of chance, and that will be done as time goes on. But for now I wanted to define the concept of chance and to clarify the extent to which it is valid. The easiest way to regard events after learning a little bit about karma is to say that everything is caused by karmic necessity. If someone has an incarnation at this point in time, then his life after death, and then his next incarnation, he calls something experienced in this second incarnation the consequence of the former life. But it is not absolutely necessary to look at things from the standpoint of the present; the consequence could be looked for further on, in the third incarnation. Something can occur then that we might be expecting to happen in the karma of the present incarnation. But an occurrence in the present incarnation may well be just the start of a karmic sequence, a reality generated by something presently living as a result of the reflection process. And the essential point here is that something is turned into a reality by a living element as a result of a reflection that is itself unreal. That is the way chance develops into necessity; when chance becomes a thing of the past, it is transformed into necessity. On an occasion of great suffering, Goethe made a most beautiful statement, called by him “the word of a wise man.” He was speaking about the growth process of humanity, and said, “The rational world is to be looked upon as a single immortal individual engaged in a continuous bringing forth of what is necessary.” That is, bringing forth something, and when it has been brought forth, it is interwoven into the past and becomes necessity, “thus making itself the master of the element of chance.” A glorious saying to meditate upon! We can learn something from it too: Goethe wrote this sentence while experiencing great suffering, suffering that focused his entire feeling, his whole soul life, on the growth process of the human race, and caused him to ask what the actual course of this growth was. And there was wrung from his soul the realization that the rational world, the human race, brings forth what is necessary, and thus makes itself master over chance, in other words, incorporates chance forever into necessity. I want to digress here for a moment. An insight such as I have just cited makes valuable material for meditation; it contains so much that flows into us as we meditate upon it. We shouldn't rest content with a mere abstract grasping of such a sentence, which emerged from Goethe's soul in his extreme old age, in 1828, when he was in the throes of great suffering. A great deal of life is packed into such a saying. And the digression I would like to make is this: our insights are always to be looked upon as grace bestowed upon us. And it is just those individuals who garner knowledge from the spiritual world who are aware what a matter of grace such knowledge is when they have prepared themselves to receive it, when their being reaches out to receive what flows to them from the spiritual world. One can experience over and over again how suitably prepared one must be for the reception of spiritual knowledge, how one must be able to wait for it, for one is not at just any and every moment in a condition to receive a particular insight from the spiritual world. This fact must be stated in just such situations as ours, for it is only too easy for misconception to be piled upon misconception concerning the conditions under which supersensible insights flourish and can be fruitfully disseminated. Numbers of individuals come to me asking questions out of the blue about this or that, and often requesting information about matters that, at the time of questioning, are remote from my concern. They demand that I give them the most exact information. People are commonly convinced that a person who speaks out of a connection with the spiritual world knows about everything it contains and is always in a position to give out any information desired. And if he can't answer a question immediately, the comment is often made that the questioner is probably not supposed to be given the information, or something of the sort. What we are dealing with here is too crude a conception of the relationship that exists between the spiritual world and the human soul. We should realize that “readiness for truth” is especially required for a direct reception of truths from the spiritual world. Misconceptions about these things must gradually be eliminated. Of course, people at some remove from the realm of truth in the life of the spirit feel a need to ask all sorts of questions, and answers can be given them from the investigator's store of memory, based on past research. But uninvestigated truths should not be requested out of the blue from spiritual researchers. Instead, it should be realized that the investigator feels requests for information about still unresearched matters to be like knife- cuts in his body, to use a physical analogy. Definite laws govern everything that can lift human beings into the spiritual world. We need to familiarize ourselves with these laws to lessen misunderstandings about the flowing of spiritual truths into the physical world. Only by freeing ourselves from every trace of egoism—and this includes the desire for information on just any subject—will we create healthy conditions for the sort of movement this should and must be. Certain spiritual truths simply must be incorporated into the world today. But they should not encounter the kind of aspirations brought in from the world we formerly lived in or be pursued according to our erstwhile habits. The spiritual movement should not be undermined by them. In most cases, spiritual movements have been undermined by people's failure to adapt their habitual ways to spiritual truths, instead of bringing their accustomed habits to the reception of those truths. And so it could come about that a society was founded in the eighteenth century based upon what Jacob Boehme introduced into the spiritual life of Europe.4 It is now correctly reported that this society had a number of members, but only one—the founder of the society—survived. I certainly hope that more than one will do so in our case! But that was what happened in one attempt to establish a society. It is said, too, that a tremendous number of those who became members turned later on into really peculiar human beings. I don't want to go into all the further details reported about the adherents of that eighteenth century society at this point. When we familiarize ourselves with the spiritual world, as we do in the process of absorbing spiritual science, we develop an ever growing sense of what it is to participate in it. And we prepare ourselves to make the right kind of understanding ascent into higher worlds by taking in, in the form of sharply defined concepts, the world we live in. Those who are unwilling to think as penetratingly about chance and necessity as we have been attempting to do here will not find it easy to rise to a conception of providence. For you see, we can learn a great deal from the spiritual beings who surround us. The mental niveau of our time is that of mindlessness. I've tried to give you an idea of it by citing some of Fritz Mauthner's comments. I want to add one of the most curious remarks he has made so that you will see what an honest man is capable of, a man who not only says of the prevailing science of the day that it is the only science in existence and that we have overcome the ignorance of our stupid ancestors, but who honestly accepts the prevailing outlook and then goes on to draw some remarkable conclusions about a certain matter. I once described Mauthner as “out-Kanting Kant.” He did not just write a Critique of Pure Reason, but a Critique of Language. He really got going on words. He invented a definition for the way a word moves from one category to another. I am deliberately citing an incorrect example from his Dictionary of Philosophy, but it is one that he himself held to be correct. The earlier periods of Latin civilization had a word for truth: veritas. Now Mauthner says that the word veritas was introduced into more recent German use, was simply taken over, to become the German word Wahrheit. He terms words in this category “borrowings” (literally “loan translations”). And he traces words thus borrowed through civilization after civilization with tremendous acuity and conscientiousness, tracking down their wanderings and transformations. He does an incredible amount of rummaging around in words. Nowhere does he share Faust's longing to behold “germs and productive powers”; he simply rummages around in words with utmost zeal. He made attempts like the following: Let us imagine some people or other with its characteristic views. Mauthner cares only about the words derived from these views, for, to him, thinking consists of words. Now, he says, there are the words, but they can be traced back to another people. The second group, where we now come upon the words, borrowed them from the first group and transformed them. And he actually perpetrates the following: (I must cite the example, as it is really too nice for words to show you the way adherents of the present outlook must think to be faithful to it. It is vitally important not to pass lightly over things of this sort.) Mauthner traces various borrowings, looking for the various transformations that have come about in words. Among them the following:
As you see, Mauthner traces borrowed terms and words like these in their transmutations from one national region to another. And then he adds, “In the case of verbs too there is no end to the carry-over from Christianity to western peoples of such actual borrowings. The migration of the real facts of the Christian ritual and of Christian thinking may be studied in this book (cf. the article on Christianity).” If we open the book to that article we come upon a remarkable sentence; “I want to state and demonstrate one thing only in regard to the development of Christianity as the creation of the Germanic and Germanic-Roman peoples, and to the way it still dominates western civilization, for the time being, in western usage, vocabulary and concerns. That is, that Christianity as a whole represents the most prodigious borrowing, or chain of borrowings, that it is possible to find in a scrutiny of history.” What, then, is Christianity, according to Mauthner? A collection of borrowings! There were words at the time Christianity began. And if we want to find Christianity in Europe today, we'll have to make a search for borrowed words! What Mauthner is claiming is that Christianity is nothing but a collection of such borrowings. The whole civilization of Europe would have to have developed quite differently if certain words had just not happened to get borrowed! But the important thing to note here is that this finding is the logical consequence of current scientific assumptions. It is a consequence logically and honestly reached, and those who fail to draw it are simply less honest than Mauthner. Those who have adopted today's scientific outlook can only agree that all of Christianity means nothing more to them than a collection of borrowed words. Somebody might object that Mauthner is only pointing out the fact that “coffee” entered our language as a borrowed word, but not how coffee itself was introduced into Europe. It is true that Mauthner didn't indicate that Christianity had to be introduced into Europe because it was a collection of borrowings. He made no assertion whatever on this score. This objection cannot be made without further ado; instead we have to say that those who think in the style of modern science are simply incapable of judging the matter. They are excluding themselves from any discussion of the issue; that is the point. Small wonder, then, that a man who, in addition to all that I've had to say about him, is also really quite a clever fellow, says,
In Mauthner's opinion, schoolchildren receive training that teaches them a wrong use of their brains, analogous to a person's learning only to walk on his hands, an equally useless ability. But although this is clear to Mauthner, he has absolutely no suggestions as to what should take the place of this schooling. (I have explained to you how, in this respect too, furthering what we are developing in eurythmy is important).
Schools should limit themselves to training character, to training it for the function of finding the easiest and best means of access to useful concepts of the real world. By now we might expect this gentleman to be suggesting what the substitute for the above should be. People of any intelligence can only agree that the way mental training has been carried on ought not to continue, so they expect to hear what he suggests instead. But the article ends right there! There is nothing more! He has been chasing his pigtail in vain, to use yesterday's metaphor. Almost every article in his dictionary creates the impression that he is unsuccessfully chasing the pigtail hanging down behind him. If we work our way through the concepts necessity and chance and learn to recognize that the human world is to be regarded as an “immortal individual” continuously bringing necessity about and thus establishing dominion over chance, and then add to this the concept that must be acquired if we are to understand how the spiritual world streams into the human soul, we gradually work our way through to a concept of something elevated above necessity and chance, and that is providence. It is a concept attained by a gradual working up to it. I have often called your attention to the fact that merely looking at the world conveys nothing as to the effect of activities going on in it. It would be good to cultivate the right feeling for what I've just been saying by concerning ourselves in depth with the genius of language that lives behind words, instead of doing as Mauthner does in his concern with speech. Mauthner's data could even assist such an effort on occasion, for the tremendous zeal with which he has ferreted things out can sometimes bring a person contemplating the activity of the genius of language to significant insights that he might not otherwise become aware of. The genius of language does indeed guide us to a plane elevated above necessity and chance. A great deal we participate in goes on around us as we are speaking, without our having a true knowledge of it because we are incapable of lifting it fully into our consciousness. This is the spiritual world, holding sway around us. And to take just a random example, when we speak, these spiritual worlds speak too. We should make the attempt to be aware of this. Let us try to make a small beginning with it. We have associated necessity with the past and chance with the immediate present. For if everything were necessity, it would also be of the past, and nothing new could ever come into being. That would mean that there could be no life. So if we involve ourselves and our own lives in the world's evolution, we would be confronted by necessity or the reflected past, and in our current life by what is called chance. These two interact. We have two streams: our present life, which we think of as simply chance, and the reflected past or necessity flowing along underneath it. What is considered real from the ordinary physical standpoint can only be related to the past, to necessity, if reality is taken to mean conformity with what already exists. The real has to belong to the past, to the necessary, while what is in the living process of coming into being always has to be freshly produced. Our life is lived in this, and we have to develop living concepts that flow out of necessity to deal with that life. Here, we cannot be onlookers at something corresponding to the concept; we can only live in it. When our own lives confront the stream of evolution, we can therefore preserve the past in the developing stream of life by now transforming the reflected picture into a present element. And we can make it into an ongoing present. We can make a human virtue of transforming into ongoing life the past that has become rigid necessity, carrying reflections further, keeping them alive and evolving in ourselves. And what name do we give the virtue that carries the past into further life stages? Loyalty! Loyalty is the virtue related to the past, just as love is the virtue related to the present, to immediate living. But speaking of these matters brings us to what I want to say about the genius of language that we need to become aware of. Wahrheit, the German word for truth, has no connection whatsoever with the Latin veritas; it suggests the past and necessity and ordinary truth, for it is related to the German bewahren (“to preserve”), to bewähren (“to hold good”), to währen, (“to last”), with all that is carried over into the present from the past. And there is a still stronger suggestion of the same meaning in the English language, which translates both the German wahr (“true”) and the German treu (“loyal”) as “true.” And if we want to describe someone telling the truth and being believed, the old German saying auf Treu und Glauben (“on trust,” “in good faith”) is still in use, with treu rather than wahr. Here we see the genius of language at work, and its work is wiser than what human beings do. And when we ascend from the concept of loyalty to that of love, and then to what I have described in the past as grace, a state of being we have to wait for, we come to the concept of providence; we enter the world where providence holds sway. If Fritz Mauthner were to concern himself with providence, he would of course search out the source from which it is borrowed and trace the connection of the German Vorsehung (“providence”) to sehen (“to see”) and vorhersehen (“to foresee”), and so on. But a person concerned with reality searches for the world indicated when the union of chance and necessity plays the dominant role rather than either one alone. And the world referred to is that in which there is no such thing as the past in our sense. I have often told you that when we look into the spiritual world and see the past, it is as though the past had remained standing; it is still there. Time becomes space. The past ceases to be simply the past. Then the concept of necessity also ceases to have any meaning. There is no longer a past, a present, and a future, but rather a state of duration. Lucifer remained behind during the moon evolution in exactly the same way that someone on a walk with another person may stay behind, either out of laziness or because his feet are sore, while his companion keeps on walking. Lucifer has as little directly to do with our earth existence as a person who stays behind has to do with places eventually reached by his companion. He stayed behind during the moon evolution, and there he still remains. In the spiritual world we cannot speak of past things, but only of a state of duration. Lucifer has remained as he was on the moon. All our concepts of necessity and chance change when we look into the spiritual world; providence holds sway there. I wanted at least to particularize the realms in which what we call necessity, chance and providence are to be sought. This has been a beginning only, and we will return to these matters after spending some time on others. For we must devote ourselves occasionally to studies of a kind that more “mystically” oriented natures may consider unnecessary in a movement like ours. I must regard them as very necessary, however, because I believe that it is also essential for every genuine mystic to occupy himself with thinking.
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134. The World of the Senses and the World of the Spirit: Lecture V
31 Dec 1911, Hanover Tr. Unknown Rudolf Steiner |
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It repeats itself again and again in the same way, and that we as human beings, in so far as we have to carry out these activities, have thereby any special worth for eternity—well, I hardly think there is anyone who could even allow himself to dream such a thing. Gland secretion, too, has really fulfilled its task as soon as it has taken place. |
134. The World of the Senses and the World of the Spirit: Lecture V
31 Dec 1911, Hanover Tr. Unknown Rudolf Steiner |
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Yesterday's lecture achieved this result, that at the end of all our various complicated considerations we were able to obtain an idea of how we are to picture matter, the thought picture we are to make of matter and substance. We found that we must conceive of matter as broken spiritual forms—pulverised spiritual forms. And as we went on to speak of how we, as human beings, are yoked to material existence, of how the broken and scattered spiritual form has penetrated into us men of earth and filled out our being, we found ourselves inevitably led to give further consideration to this most essential fact of all material existence, a fact that has been beautifully represented as the expulsion from Paradise. We had to consider, that is to say, the process by which man is penetrated with earth matter. You will have formed the idea from what was said yesterday—that is, if you followed what was said not merely with conceptions of thought, but entering a little into its deeper meaning—you will have formed the idea that man is in reality a kind of double being. Let me remind you of what we pointed out the day before yesterday when we showed how it was through the Luciferic influence that what we may call our sense perceptions were inserted into our being, it was through Luciferic influence that we as men of earth received our various sense perceptions. We indicated, you will remember, that these sense perceptions, which belong essentially to earth, were, as a matter of fact, not predetermined for man from the beginning, but instead a kind of intimate living together with the ruling Will; and that the hearing we have to-day with the ear, the seeing with the eye and the perceiving with the other organs of sense, are processes which are directly due to Luciferic influence. Then we were able to go on to show how a more inward process, namely, what appears in our body as the processes of gland secretion, has come about through a further disarrangement in the members of man's organisation, which we described. And, finally, the quite normal organic activity of nourishment and of the digestion of substance in the human body—this we referred back to a kind of preponderance of activity in the astral body over the activity in the etheric body, which preponderance was again due to Luciferic influence. Such was the result of our study the day before yesterday. We saw, that is, how the coarse material processes in man—nourishment and digestion, gland secretion, sense perception—are all, as they occur in man, to be attributed to the influence of Lucifer. Yesterday we found from another aspect that what we call nerve substance is again due to Luciferic influence, and similarly muscle substance and bone substance. Let us consider a little further this double being in man. On the one hand we have seen that sense perception, glandular activity and the whole organic process of metabolism are due to Luciferic influence, and on the other hand that the very presence of nerves and of the human systems of muscle and bone are similarly due to the same Luciferic influence. What kind of relation is there between these two men—on the one hand the man of senses, glands and digestion, and on the other hand the man of nerves, muscle and bone? What cosmic task is set for these two, coupled closely together as they are in the nature of man? Now if you will think it over you will easily—even without any further occultism—come to the idea that all that is connected with the activity of senses and of gland, as well as all that is connected with the metabolic system, belongs to what is transitory and feeting. We need only look at it in a superficial way in order to see that when it has played itself out in man it passes away and is gone. It is something man leaves behind him. Let us make that fact quite clear and present to our minds. There is no lasting and eternal purpose to be fulfilled in the performance of these organic activities. You only need to look round a little and learn from what science and everyday life can teach in order to realise how terribly these processes enclose us in this life. We are in this aspect mere apparatus for nourishment and digestion, etc.; it is like a wheel that goes round and round perpetually in the same way. Unless we are prepared to reckon it as a particular step forward in human nature when man develops, in the course of years, as he has occasion, a refined taste for this or that special food or drink, we shall be obliged to say that we can find extraordinarily little progressive evolution in this perpetual treadmill of eating and digestion. It repeats itself again and again in the same way, and that we as human beings, in so far as we have to carry out these activities, have thereby any special worth for eternity—well, I hardly think there is anyone who could even allow himself to dream such a thing. Gland secretion, too, has really fulfilled its task as soon as it has taken place. It has, of course, its significance for the life of the organism as a whole, but it has no eternal value. Nor has sense perception as such, for sense impression comes and goes. Think how pale and dim, after even a few days, is what you have received in the way of sense impressions, how entirely and radically different memory is from sense perception. You will, I think, be ready to admit that though sense perceptions are often very beautiful and bring delight to the life of man in their immediate experience and observation, they have nevertheless no value for eternity. That is quite certain. For what has become of the value of the sense impressions you received, perhaps as a little child or as an older boy or girl? All the sights and sounds which penetrate then into your eye or your ear—where are they now. How pale are our memories! When you contemplate this thought—that man, in so far as he is a man of senses, of glands and of digestion, has by virtue of these activities no worth for eternity—then you will easily be able to unite it with the thought we expressed yesterday in a general way and that we can, unfortunately, only indicate very slightly in this short course of lectures—the thought, namely, of scattering form, of form that is breaking and scattering and dispersing. When form sprays into these activities, when shattered form, that is to say matter, is driven into the organism it brings about sense activity, gland secretion and metabolic activity. Hence it is evident that in these activities we have to do with breaking form, with a form that breaks to pieces. It is nothing more than special manifestations of the destruction process in form that meets us in sense activity, gland secretion and the activity of digestion. They are particular processes of what we can describe in general as the destruction process in form, or as the shooting of form into matter. When, however, we come to nerve activity, muscle activity and the strength and effective virtue of the bones in man, the case is altogether different. We were able to show yesterday that in the bony system we have Imagination that has become material, in the muscular system Inspiration that has become material and manifests in movement, and in the nervous system materialised Intuition. And now we have reached a point where we can go on from this and give a fuller description of a truth that can only be partially described in more general anthroposophical lectures. When man passes through the gate of death, gradually little by little through decay or combustion or however it may be, his bony system falls to pieces. But what remains when the bony system crumbles away in the material sense is the Imagination. The Imagination is not lost. It remains in those substances which we still have in us even when we have passed through the gate of death and enter Kamaloka or Devachan. We retain in us a picture form which the thoroughly experienced clairvoyant does not indeed find to be quite like the bony system of man; but when a less trained clairvoyant lets it work upon him he finds an outward similarity in the form to the bony system; and on this account is death, not without some justification, represented in the Imagination of the skeleton. The picture goes back to an untrained, but for all that, a not altogether mistaken clairvoyance. And combined with this Imagination is what remains from the muscles, when they decay in the physical sense. From the muscles remains the Inspiration, of which they are in reality only the expression; for the muscles are Inspirations steeped, soaked in matter. The Inspiration remains for us when we have passed through the gate of death. That is a most interesting fact. And so to from the system of nerves, when the nerves themselves have undergone their process of decay, we have left after death the Intuition. All these are actual constituent parts of our astral as well as our etheric body. You know that man does not lay aside his etheric body completely; an extract from the etheric body we take with us when we have passed through the gate of death. But this is not all. There is something else we have now to discover. Man carries his system of nerves continually through the world, and this system of nerves is nothing else than Intuition interspersed with matter. As man bears this system of nerves through the world it is really so that in the places where the nerves are situated in the human organism there is always Intuition, and this Intuition rays out a spirituality which man has perpetually around him like kind radiating aura. It is thus not only a question of what we take with us when we go through the gate of death; but we have also to consider the Intuition which we are sending out from us all the time, in proportion as the nerves decay. A process of decay is going on in you all the time, you need to be continually formed anew—even although in the case of the nerves there is a greater measure of durability that elsewhere. A constant steaming out takes place which can only be perceived by means of Intuition. So that we may say spiritual substance—a substance that is perceptible to Intuition—is perpetually raying out from man in proportion as his physical nerve system goes to pieces. So that you will see from this, inasmuch as man makes use of his physical system of nerves, inasmuch as he uses it up and brings it to destruction, he is not without significance for the world. He has, in fact, great significance. For it depends on the use man makes of his nerves, what kind of intuitively perceived substances stream Inspiration. And this outstreaming takes place in such a way that it is continually peopling the world with infinitely finely differentiated processes of movement. Inspired substances stream out from man into the world. (The words are not very happy but we have no others.) And from man's bones there streams out what we may call Imaginatively perceived substance. There you have the most extraordinarily interesting fact. Let me enlarge on it a little, not in order to overfeed you with results of clairvoyant research, but because it is really interesting. Through this radiating from the bones as they decay man literally leaves behind him, everywhere he goes, pictures; that is to say, spirit pictures perceptible by means of Imagination. Fine shadow pictures of us remain behind wherever we have been. After you have gone out of this hall a finer and well-trained clairvoyance could still perceive on the chairs fine shadow pictures. They would be perceptible for a time until they were received into the general world process—delicate shadow pictures of each individual which have been rayed out from his bony system. These Imaginations are the cause of that unpleasant feeling one has sometimes when one comes into a room that has been lived in before by an uncongenial person. The feeling is due, in the main, to the Imaginations he has left behind. One still meets him there in a kind of shadow picture. And in this connection a sensitive person is not far behind the clairvoyant, for he has an uncomfortable feeling about what another person has left behind him in a room. The clairvoyant has only this advantage, that he can make visible to himself in an Imaginative picture what the other only feels more instinctively. But now what happens to all that we let radiate out of us in this way? All that rays forth from us in this way, my dear friends—take it altogether and you have, in very deed and truth, the whole influence that is exerted by us on the world. For whatever you do, when you do it, you move, you bring your system of bones and muscles into movement. Not only so, but even when you only lie and think you are still raying forth from you substance that is perceptible to Intuition. In short, whatever activity you engage in you are sending out this spiritual substance into the world, it is perpetually passing over from you into the world. Now the fact is, if these processes were not taking place there would be nothing left of our earth when it came to the end of its evolution, nothing left of it but pulverised matter which would pass over like dust into universal space. But something is saved through man from the material process of the earth and lives in the general cosmos, in the universe; and it is what can arise through Inspiration, Intuition and Imagination. In this way man gives to the world that wherefrom the world builds itself up anew. Man, as it were, provides the building-stones. This it is that will continue to live as the soul and spirit of the whole earth when this earth's material substance is rent and shattered like a corpse; even as the individual soul and spirit nature of man lives on when man has passed through the gate of death. Man bears his individual soul through the gate of death; the earth bears over into the Jupiter-existence what has come of the Imaginations and Inspirations and Intuitions of man. There you have the great difference that exists between the two men in man. The man who perceives with his senses, who secretes in his glands, who digests and who nourishes himself—that is the man who is destined for what is cast off, he is of time and passes away. But that which is the result of the presence of nerves and muscle and bone—that is incorporated into the earth, in order that the earth may thereby continue to exist. And now we come to something which stands like a great mystery in our whole existence, and which, because it is in very truth a mystery, cannot be grasped by the intellect; rather is it for the soul to believe it and penetrate to its depths. It is, none the less, perfectly true. That which man lets stream out from him into his environment divides itself quite distinctly into two parts. There is, firstly, that part of the Inspiration, Intuition and Imagination upon which general cosmic existence, so to say, depends, the cosmos receives it, and drinks it in. But there is another part which cosmic existence does not receive but, on the contrary, rejects. Cosmic existence makes its attitude quite clear, as much as to say: “These Inspirations and Intuitions and Imaginations I can use, I absorb them in order that I may carry them over to the Jupiter existence.” But others cosmic existence rejects, it refuses to receive them; and the result is these other Intuitions, Inspirations and Imaginations, being nowhere received, remain as such for themselves; they remain—spiritually—in the cosmos, they cannot be disintegrated. Thus, what we ray forth from us falls into two parts, that which is gladly received by the cosmos and that which the cosmos rejects. The cosmos is not pleased with the latter and leaves it alone. It remains where it is. How long does it remain? It remains there until such time as the human being comes and himself destroys it by means of outstreamings, which are of a kind able to destroy it; and as a general rule no other man has the power to destroy outstreamings that are rejected by the cosmos than the one who himself sent them out. Here you have something of the technique of karma, here you have the reason why we must ourselves meet again in the course of our karma all those Imaginations, Inspirations and Intuitions which have been rejected by the cosmos. For we must ourselves destroy them and annihilate them; the cosmos receives only what is correct and right in thought, what is beautiful in feeling and what is morally good and sound. Everything else it rejects. That is the secret, that is the great mystery. And whatever is false in thought, whatever is ugly in feeling and whatever is morally evil—a man must himself erase from existence if it is to be no longer there; and he must do so through the necessary thoughts and feelings or will impulses or deeds. It will follow him all the time until he has erased it. And so you see it is not true to say that the cosmos consists only of neutral laws of nature or expresses itself only in neutral laws of nature. The cosmos that is all around us—of which we believe we can perceive with our senses and grasp with our intellect, has quite other forces in it as well. If we may put it in this way, the cosmos vigorously repels and repudiates the evil, the ugly and the false and is eager to receive into itself the good, the beautiful and the true. It is not merely at stated times that the powers of the cosmos sit in judgment, but this sitting in judgment is something that goes on throughout the whole of earth evolution. And now we can find an answer to the question: How does the evolution of man stand in relation to the higher spiritual Beings? We have seen how on the one hand the man of senses, glands and digestion has come into being through Luciferic influence. And the other man, too, we can in a sense attribute to Luciferic influence. But whereas the first man is a man doomed to destruction, destined solely for time, it is the part of the other man to save human nature for eternity, for duration, to carry over something human into a future existence. The man of nerves and muscle and bone has the task of carrying over what man experiences on earth. And so you see in reality man fell down from his spiritual height when he became the first man—the man of senses, glands and digestion—and is gradually working his way up into spiritual existence through having received as a counterpoise the second man—the man of nerve, muscle and bone. But now the strange thing is that this excretion of Intuitive, Inspirational and Imaginative substance could not take place in any other way than through the material processes, being processes of destruction. If our nerves and muscles and bones were not perpetually decaying, if instead they were to remain as they are, then we should not be able to send out from us this spiritual substance. For it is only the destruction and decay in material existence that can give occasion for the spiritual to light up and burst into flame. And thus if our nerves and muscles and bones could not decay and finally be destroyed in death, then we should be condemned to be chained to this existence on the earth and not be able to partake in the further evolution that goes on into the future. The present would become hardened into stone for us, and there would be for us no evolution on into the future. Like two balancing forces—each holding the other in equipoise—are the forces that play in the one and in the other man within us. And now, in between the two, as it were mediating between the two, we find a substance of which we have frequently spoken in our more general lectures but to which we have as yet made little allusion in this connection. Between the two stands the blood—which is in this connection also a “special fluid.” For as we have seen, all that we have learnt to know as nerve substance, etc., has only become so in those particular workings of force which were due to the action of the Luciferic influence. But in blood we have something which has directly undergone, as substance itself, the Luciferic influence. You will remember we saw how the manner in which physical body, etheric body and astral body work into one another would be different, had it not been for the Luciferic influence. But there we have to do in a certain respect with super-sensible things which only afterwards take up matter into themselves; which work upon matter with the Luciferic influence they had themselves first undergone, and make it what it is. The substance of nerve and muscle and bone owes its existence to the fact that certain bodies of man are irregularly put together. Upon the substances as such Lucifer has no influence; for these substances arise as the result of what he has done, they are there because he has displaced, disarranged, the bodies. Where Lucifer approached the human being he brought about a disarrangement as between the bodies. But upon the blood Lucifer works directly—upon the blood as matter, as substance. Blood is the one case—and therefore a “special fluid”—where in the material substance itself we have evidence that present-day man is not as he was really intended to be, is not as he would have been but for the Luciferic influence. For blood has become something quite different from what it should have been. Again, you will say, a rather grotesque idea! But it is true. Recall what we said yesterday about the whole origin of matter. We said that matter arises when spiritual form comes to a kind of boundary or limit and there breaks and scatters; this pulverised form then shows itself as matter. That is the actual earthly matter. It really only occurs directly in this way in the mineral world, for the other substances are changed and modified through being taken hold of by other things that intervene. The substance of blood, however, as such, is a unique substance. Blood substance was originally also destined to come first of all to a certain limit. Suppose you have here (a) purely spiritual form-rays of the blood substance, and here (b) its force is exhausted. Now according to the tendencies originally inherent in it, blood substance was not meant to be dispersed and sprayed into space, but here at the boundary (b) it was to become just very slightly material and then spray back into itself, spray directly back again into the spiritual. That is how the blood ought to have been. To put it rather crudely, blood ought only to have come so far as to form as it were a skin of substance, fine and slight, it ought only to have come to the point of beginning to be material. It should be forever shooting out of the spiritual for a moment, becoming matter just to the extent of being materially perceptible, then again shooting back into the spiritual and being received up again into it. A perpetual surging forth from the spiritual and shooting back into it again—that is what blood should have been. Its inherent tendencies are directed to this end. Blood was designed to be a perpetual flashing up of light in the material. It was really intended to be something entirely spiritual. And it would have been so if men had at the beginning of earth evolution received their ego from the Spirits of Form alone; for then they would experience their ego through the resistance created by the momentary lighting up in the blood. In the lighting up in the blood man would experience the “I am”; it would be the organ for his ego perception. That would, however, be the one and only sense perception which man would have had at all; the others would not be there if everything had happened without the Luciferic influence. Man would have lived in union together with the ruling Will. The single sense perception that was designed for man was this—in the flash of blood substance and in the immediate rush back into the spiritual, to perceive his ego. Instead of beholding colours and hearing tones and perceiving tastes man ought really to live within the ruling Will; he ought to be, as it were, swimming in it. What was designed for him was that from out of the spiritual World-All, into which he would be placed as a pure Imagination, Inspiration and Intuition, he should gaze down upon a being on the earth or in the environs of the earth—not feeling to himself: “I am in that being,” but: “I gaze down there—it belongs to me—the spiritual blood becomes for one moment material, and in what flashes up to me I perceive my I.” The one and only sense perception which should have come is the perception of the I or ego, and the one and only substance which was intended for man in the material world is the blood in this form of momentary flashing up. So that if man had become like this, if he had remained the man of Paradise, he would look down from the World-All upon that which was destined to symbolise him on this earth and to give him the consciousness of I, namely, a purely spiritual being consisting of Imaginations, Inspirations and Intuitions, within which the I shoots up in the attempt to break through. And in this flash man would be able to say: “I am, for through me has come into being that which is of me down below.” It is strange but it is a fact. Man was intended to live in the environment of the earth. Suppose a man were living here (a) in the environment of the earth, then it was intended he should him-self produce on the earth his reflection, and only through this reaction ray back again his ego, and then he would say: “There below is my sign.” It was not intended that man should carry round about with him his man of bones and his man of glands, etc.—still less that he should pronounce the grotesque verdict: “That is I.” It should have happened quite differently. Man should have lived in the environs of the earth planet, and sunk a sign and symbol into the earth in the flashing up of form in blood, and he should then have said to himself: “There I drive in my stake—my sign and my seal, which gives me the consciousness of my ego. For what I have become, in that I have passed through Saturn existence and through Sun and through Moon existence—with that I can hover here outside in the World-All. It is the ego I must now add; and the ego I perceive by inscribing myself in the earth below, so that I can always read in the flashing of the blood what I am.” We were, therefore, not originally intended to walk the earth in bodies of flesh and bone as we do, but to circle around the earth and make records, as it were, down below from which we might recognise and know that we are that—that we are an ego. Whoever overlooks this fact has no true knowledge of the nature of man. Then came Lucifer and brought it about for man that he should have not merely his ego for sense perception, but that he should feel his astral body, too, as his ego, all that he had acquired on the Moon as astral body—thinking, feeling and willing. The ego was thus no longer pure, something else was mixed with it; and this led to the necessity for man to fall down into matter. The expulsion from Paradise is the fall into matter. And immediately there followed the change in man's blood. For now instead of flashing up for a moment and then being received back again into spirituality, the blood becomes real blood substance; it drives right through and spurts up as blood substance. It receives the tendency to be as we know it to-day. And so this blood substance, which by rights should return into the spiritual in the very moment when it becomes material, now gushes up into the rest of man and fills his whole organisation, undergoing modification in accordance with the various forces in man. According, for example, as it penetrates into a preponderance of physical over etheric body or of etheric body over astral body, and so on, the blood turns into nerve substance, muscle substance, etc. Thus Lucifer compels blood to a greater materiality. Whereas blood has been designed to shoot up and immediately disappear again, Lucifer brought it into a coarse materiality. That is the one direct deed that Lucifer has performed in matter itself. He made blood into matter, whereas with other things he at least only brought disorder among them. Were it not for Lucifer blood would not be as it is at all, it would instead exist in a spirituality which comes only to the edge of materiality, only to the status nascendi, and then at once returns. Blood as matter is the creation of Lucifer, and since man has in blood a physical expression of the ego, man's ego is bound up here on earth with a creation of Lucifer. And since again Ahriman is only able to approach man because Lucifer is there before him, we can say: Blood is what Lucifer has thrown down for Ahriman to catch. So that both have now an approach to man. Can we wonder that an ancient primal feeling makes Lucifer-Ahriman look upon blood as his earthly property? Can we wonder that he has his contracts written in blood, or that he attaches great value to Faust's signing the contract with his blood? For blood belongs entirely to Lucifer. Everything else holds in it something divine; with nothing else is he quite at home, even ink is for Lucifer more divine than blood; blood is precisely his element. We see, then, that man has these two beings in him, the man of senses, glands and digestion, and the man of nerve, muscle and bone. The corresponding forces of both are charged with a coarse materiality, and both are supplied with blood, in the form it has assumed through the action of the Luciferic influence. For it is quite obvious, is it not, even to external science, that man, in so far as he is a material being, is entirely a product of his blood. Everything in man that is material is nourished out of blood, it is really all transformed blood; from the point of view of matter, bones, nerves, muscles, glands are all of them nothing else than transformed blood. Man is actually blood, and as such he is a walking Lucifer-Ahriman. He carries Lucifer-Ahriman round with him all the time. It is by virtue of what is behind matter, and is poured into matter through the blood, that man belongs to the divine world and to a forward-moving evolution, not to an evolution that is a mere relic of the past. Lucifer—and Ahriman, too—came into our world through remaining behind at particular stages of evolution. Bearing in mind all we have said, we can see quite clearly how at the very beginning of earth evolution men had something in common, something that united them. They had from the first in their blood something that was common to them all. For if the blood had remained as it was designed to be for man it would have been a pure emanation of the Spirits of Form. In the blood the Spirits of Form would live in us. These Spirits of Form are, as most of you know, my dear friends, none other than the seven Elohim of the Bible. Remember all that was said in the Munich cycle of lectures on Genesis (The Biblical Secrets of Creation), and you will see that if man had kept his blood in the state it originally was to have had, he would feel in him the seven Elohim; that is to say, he would feel his ego in him as seven-membered. One of its members would be the chief and would correspond to Jahve or Jehovah, and the other six would, to begin with, be subordinate for man. This seven-foldness that man would feel in his ego, as it were, a surging up within him of each of the seven Elohim or Spirits of Form, would have produced originally and spontaneously in him the sevenfold nature that we now have to acquire with so great toil and trouble. Because his blood has been tainted by Lucifer, therefore man has to wait so long; he has to wait until he has sent forth sufficient outstreamings of Intuitive and Inspired and Imaginative substance from nerves, muscles and bones for him to be ripe to receive once again this sevenfold nature into himself. As yet we have only come so far as to count up in an abstract manner as follows: the nature of man as it plays into the ego from physical body, and from etheric body, as it plays in from astral body, and from the very self of man—Jahve or Jehovah—and from Manas or Spirit Self; the nature of man as it plays in from Budhi or Life Spirit, and from Atma or Spirit Man. But man would never have been able to effect this specific darkening of the six other members and this outstanding illumination of the one, the ego, had not authority been given to Lucifer to interfere in the course of evolution. The real cause why at the beginning of earth evolution the other members suffered a darkening, while the ego grew particularly bright and was made to shine with a light-filled ego-ness—was that the ego was hurried into dense matter, so that it was able to come to a clear consciousness of its individuality, of its particular single individuality, whereas it would otherwise all along have felt its sevenfoldness. Thus we see on the one hand that if man's blood had remained as it was he would have come to an ego that would from the outset have had a sevenfold character. Through Lucifer having been given him, man has come, however, to an ego that is single and unitary in character, he has come to feel and know his ego as the centre of his being. We can, therefore, understand how the blood in its originally intended form contains something that could work in a social direction, that could bring men together, so that they might feel themselves to be one common race of humanity. This would have been so if the seven Elohim had come to revelation in the human egos, as it was intended they should in the beginning. Lucifer's gift to man has meant that man feels himself as a particular individuality and cuts himself off in his self-dependence from the common race of mankind. The world process takes its course on earth in such a way that through the working of Lucifer man is inclined to become more and more independent, whilst through the working of the seven Elohim he is inclined more and more to feel himself a member and part of the whole of humanity. What result this has on morality and on the whole life of man in his evolution—of this we will speak tomorrow. |
148. The Fifth Gospel II (Frank Thomas Smith): Lecture XVIII
18 Dec 1913, Cologne Tr. Frank Thomas Smith Rudolf Steiner |
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And once again the figure which had appeared to that despairing man in a dream stood before Jesus of Nazareth's soul, who now said: “Recognize me as lord of the world”. Then he recognized that figure as the one he had seen at the gates of the Essenes: Lucifer! |
148. The Fifth Gospel II (Frank Thomas Smith): Lecture XVIII
18 Dec 1913, Cologne Tr. Frank Thomas Smith Rudolf Steiner |
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Cologne, 18 December, 1913 Before continuing with the study of the life of Jesus Christ, I would like to mention some indications about the way such things are found. With few words such a comprehensive subject can of course only be characterized. But I want you to have an idea of what we can call occult research, at the stage where one can penetrate to such concrete facts as those which, for example, we considered here yesterday. To begin with, we can say that this research rests on a study of the Akasha Chronicle. In general terms, I described how such reading in the Akasha Chronical is to be understood in articles in the magazine “Lucifer-Gnosis” which appeared under the title “From the Akasha Chronicle”. It should be clear that different facts about cosmic events and cosmic being must be researched in different ways, so now I would like to be more specific about what has already been said. Basically in the universe there is nothing but consciousness. Except for consciousness, everything else belongs in the domain of maya, or the great illusion. You can find these facts in two places—in others as well—but especially in the description of the evolution of the earth from ancient Saturn to Vulcan in An Outline Of Occult Science, where the evolution from ancient Saturn to ancient Sun, from Sun to ancient Moon, from Moon to Earth, and so on, are described as stages of consciousness. This means that if one wants to reach these important facts, he must ascend to a stage of cosmic events where they consist of stages of consciousness. Therefore, if we are describing realities we can only describe various stages of consciousness. It is also included in another book published this summer: The Threshold of the Spiritual World. Shown there is how through a gradual ascension of the seer's vision it rises from the objects and processes around us, which disappear into nothingness, melt away so to speak, and finally reaches the region where there are only beings in various stages of consciousness. So the true realities of the world are beings in the various stages of consciousness. Due to the fact that we live in the human stage of consciousness, and in this stage of consciousness have no complete overview of the realities involved, the effect is that what is unreal appears to us as real. You have only to ask yourselves the following question. Is a human strand of hair a reality, even in a narrow sense? Does it have an independent existence? It would be nonsense to say that a human strand of hair has an independent existence. It does make sense to consider it as growing from the human body, otherwise it is not possible for it to exist on its own. Everyone would agree that it is nonsense to speak of a strand of hair as having an independent existence. A plant is often seen as an individual being, but is no more an individual being than is a strand of hair. For what the strand of hair is to the head, the plant is to the earth organism, and it makes no sense to consider the plant in isolation. We must think of the earth as analogous to man and all plants on the earth as belonging to the earth, as does the hair on one's head. It is no more possible for a plant to exist as an independent being outside the earth organism than it is for hair to exist without a head to grow on. It is important to know when to cease considering something as an autonomous being. But everything which the human being can attain to which does not have its roots in consciousness is not an independent being. Everything is rooted in consciousness, only in different ways. Let us take thought, that is, what we as humans think. At first these thoughts are in our consciousness, but not merely in our consciousness. At the same time they are in the consciousness of the beings of the next higher hierarchy, the angeloi, the angels. But whereas we may have one thought, all our thoughts are the angels' thoughts. The angels think our consciousness. Thus you can see that when we ascend to clairvoyance, we must develop a different feeling towards perceiving the beings of the higher worlds than is the case in ordinary reality. If we thinks as we do in the physical-sensory earthly existence, we cannot achieve higher clairvoyance. One must not merely think, one must also be thought, and be aware that one is being thought. It is not easy—for human words have not yet been devised to describe what the feeling about this perceiving is. But to use a comparison: we make all kinds of movements and if we don't observe these movements in ourselves, but in the eyes of another and see there the reflection of our own movements we say to ourselves: by observing in this way we know that we are doing this or that with our hands or with our facial expressions. One already has this feeling at the next stage of clairvoyance. We know in general that we are thinking, but we see ourselves [doing it] in the consciousness of the beings of the next higher hierarchy. We let the angels think our thoughts. We must realize that we are not conducting our thoughts, but that the beings of the next hierarchy are conducting them. We must feel the interweaving, undulating consciousness of the angels. We then receive information about the continuous impulse of evolution, for example about the truth of the Christ-impulse, how it continues to be active now. The angels can think this impulse; we humans can also think and describe it, if we devote our thoughts to the angels so they think in us. We can achieve this by continuous practice, as I described in my book Knowledge of the Higher Worlds and its Attainment. From a certain moment on we connect a feeling, a sensation with the words: “Your soul doesn't think any more, it is a thought which the angels think”. And when this becomes a truth for the individual human experience, we experience the thoughts about the truths of the Christ-impulse, also other thoughts about the wise guidance of earth evolution. Those things related to the epochs of the earth's evolution—the ancient Indian epoch, the ancient Persian epoch and so forth—are thought by the archangels. By means of further [meditative] practice we are able not only to be thought by the angels, but to be experienced by the archangels. You must then come to the point where you know that you are delivering your life to the life of the archangels. In The Threshold of the Spiritual World I go into this in more detail: how you have the feeling, when you continue the exercises—I also spoke about this in Munich, using a grotesque example—as if you were to stick your head in an anthill, and the ants are the thoughts in movement. Whereas in ordinary life we think that we think our thoughts, through practice we realize that the thoughts think in us, because the angels think in us. And continuing with practice we arrive at the feeling that we are brought to various regions of the world by the archangels and thus learn about those regions. To correctly describe the [ancient] Indian or Egyptian cultures one must understand the meaning of: “Your soul has been brought to this or that time by an archangel”. It is as though our life body fluids knew that they support the life process and are carried through the organism as the blood is. Thus the seer knows that he is conducted through the life process of the world by the archangels. But where individual experiences of the soul are concerned, they can only be investigated if the soul gives meaning to the words: The soul delivers itself as food to the Archai, the spirits of personality. What I just said sounds grotesque, but it is nevertheless true that one cannot investigate such concrete facts as the life of Jesus of Nazareth before one gives meaning to the words: One is eaten as spiritual food and thus serves the Spirits of Personality. Obviously this sounds like madness to people who live in the outer world. Of course it does! Nevertheless it is just as true as the piece of bread that enters our stomachs becomes our food, and if it could think it would know that its existence has meaning and purpose in that we make it our food. It is just as true that we humans have the purpose of serving the Archai as food. While we walk around here on earth we are at the same time beings who are continually consumed, eaten by the Archai. You will not deny that people in ordinary life don't know this, and that they would call it madness if someone told them something like this. Man is for the Archai what a grain of wheat is for you as a physical human being. Don't only know this theoretically, but live in respect to the Archai as a grain of wheat would live were it to be ground to porridge by our teeth and pass through our pallets and stomach with the awareness: I am human food. Therefore also know: I am the Archai's food, I am digested by the Archai; that is their life, which I live in them. To vividly know this means to enter the consciousness of the Spirits of Personality, the Archai. Just as what it means to enter the consciousness of the Archangels when one knows: Your soul is brought to this or that epoch by the Archangels; and what it means to enter the consciousness of the Angels when one knows: My thoughts are thought by the angels. If we wish to enter the higher worlds, the conditions of experience must be different. It is necessary to be knowingly consumed by the Spirits of Personality if concrete facts such as the life of Jesus of Nazareth in human evolution are to be investigated. Perhaps what I have said will serve to show that this occult research is completely different from research in the outer world. If you can think the analogies through, they provide the correct hints: You can imagine yourselves as the grains of wheat ground into porridge by your teeth in order to have a mental image, which is an analogy for reading in the consciousness of the Archai. One must be mentally ground up and feel it. It means that higher research is not possible without inner pain and suffering. If it is so abstract that it doesn't hurt, as is research in the physical world, then research in the higher worlds cannot be achieved if it is to be more than complete fantasy. Therefore my efforts yesterday in describing the life of Jesus to separate it from abstract concepts and descriptions. Remember what I said in an attempt to point out what is important. I said: this was the life of Jesus of Nazareth from his twelfth, eighteenth and up to his thirtieth year. What I described is less important than having a vivid feeling of what Jesus' soul went through, to feel the pain of loneliness, the endless pain of having to stand alone with the untruths about which there were many ears to hear. I wanted to point out Jesus of Nazareth's feelings. His great threefold compassion for humanity from his twelfth to his thirtieth year. Not by describing the events to yourselves or to others, will you know something about the meaning of Jesus' experience as preparation for the Mystery of Golgotha, but rather that by conceiving of an idea—a mental picture—which shocks and moves your souls, a picture of what that man Jesus of Nazareth had to suffer before the Mystery of Golgotha in order that the Christ-impulse could stream into the earth's evolution. In this way a vivid idea of the Christ-impulse is brought about in that the suffering is reawakened, so that one must describe these facts which are related to such things by trying to bring to mind feelings. You can see this in how I tried to characterize in few words what Akasha research is. The more you are able to feel in yourselves the billowing, undulating feelings in a being such as Jesus of Nazareth was, the more you fathom such mysteries. I have often spoken about what happened then—that through the baptism in the Jordan, after Jesus of Nazareth's three bodies [physical, etheric, astral] were spiritualized by the Zarathustra-I in them, the Christ-being entered them, that is, a being from the realm of the spiritual world descended whose destiny was to live bound in a human body for three years. It is important to understand what that fact means. Because this fact is fundamentally different from all other facts in the earth's evolution. Here we are entering into something which is not merely a human event in the earth's evolution. This must by clear. We can consider this from a human standpoint. Then we say: “Once there was a man as we have described him. He received the Christ-being, the Christ-impulse”. But we can also consider it differently, although the considerations are rather skimpy on representations, that's doesn't matter. By means of our spiritual-scientific preparation, we will be able to make something of them. Imagine that we are sitting in a council considering the Mystery of Golgotha not as men, but in a council of the higher hierarchies as the beings of the higher hierarchies are considering the Mystery of Golgotha. In a spiritual sense this change in viewpoint is possible. A comparison could be: We have a mountain before us and halfway up is a town. We can see the town from below, but it can also be observed from the summit. Naturally we mostly observe the Mystery of Golgotha from a human point of view. But we could also climb up to the sphere of the higher hierarchies. How then would we speak of the Mystery of Golgotha? We would have to say: When the earth's evolution began, the beings of the higher hierarchies had certain intentions for humanity. They wanted to guide the earth's evolution in a certain way. But Lucifer inserted himself into this intended guidance of humanity's earthly affairs. So if we are looking down at earth evolution as a being of the higher hierarchies, we see that Lucifer changed the direction of this evolution from our original intention. And we say: Not everything that happens down there happens through us. Lucifer is continually intervening. Due to Lucifer's intervention, and later Ahriman's, a foreign element is present in human evolution. It could be expressed in such a way that the beings of the higher hierarchies say: “To a certain extent the sphere of the earth has been lost to us. There are forces there which distance the earth with its humanity from us”. Guidance by the higher hierarchies is gradual; each participates according to its powers, first of all the lowest. All the hierarchies participate in earth's evolution, up to highest, but these latter leave certain tasks to their subordinates—to the Angels, Archangels and Archai. So they are the first to be active in the evolutionary process. We transfer ourselves—in all humility of course—to the council of the higher hierarchies, not the council of men. Then we can say: “Our messengers, the Angels, Archangels and Archai are there; they could carry out our orders very well if foreign powers were not present in the sphere of earth”. So the great council decides something like the following: "Since we were not able to prevent Lucifer and Ahriman from interfering in the earth's evolution, our subordinates, the Angles, Archangels and Archai, have lost the ability, from a certain point in time, to do for humanity what had to be done according to our intentions." And this point in time was when the Mystery of Golgotha took place. As this point in time approached, the gods of the higher hierarchies had to say: “We are losing the possibility for our subordinates to intervene in human souls. Because we could not deter Lucifer and Ahriman, we have only been able to act through our subordinates until this point in time. Thus forces arise in human souls, which can no longer be conducted by the Angels, Archangels and Archai. The human beings are turning away from us through the powers of Lucifer and Ahriman”. That was really—if I may express it so—the mood in heaven as the point in time approached which was calculated to be the beginning of the new era. Because their subordinates could no longer sufficiently care for humanity from a certain point in time, it became the “angst” of the gods. You will not misunderstand this, for you are prepared by spiritual science to understand that expressions have a different sense and feeling value when used to characterize the higher worlds. This divine anxiety grew, ever more tantalizing, ever more worryingly—if I may say so—in the heavens. So the decision was made to send the Sun Spirit down, to sacrifice him by deciding: “He shall choose a different lot from now on than that of sitting in the council of the gods: he shall enter the arena where human souls live. We sacrifice this Son Spirit to them. Until now he has lived among us, in the spheres of the higher hierarchies; now he will enter the earth aura through the portal of Jesus”. That's how it looked from above in the council of the gods as the Mystery of Golgotha approached. It was an affair of the gods who guide the earth, not merely a human affair. It can be understood as not merely asking: What must be done so humanity is not lost on its precipitous path? Rather the question: What should we gods do in order to create a counterbalance for what has happened because we had to allow Lucifer and Ahriman into earth evolution? And one can then create a feeling that the Mystery of Golgotha is other than a mere earthly affair, that it is an affair of the gods, an event of the world of the gods. Truly, it was more important for the gods that they had to give up Christ to the earth than it was for humanity to receive Christ. And what is knowledge of the Mystery of Golgotha more than recognizing it as earth's central event? That when one observes the Mystery of Golgotha it is seen as an affair of the gods, that the gods opened a window to heaven, that the gods revealed their affairs to human eyes for a while and that men could observe these godly affairs! One must learn to feel this observing the Mystery of Golgotha by imagining that if one were to pass by the closed house of heaven, one could look through that window and see what otherwise is invisible behind the walls of the domicile of the gods. The person with reverent feelings about the occult nature of the Mystery of Golgotha is like someone who walks silently around a house that is always closed, only suspecting what is happening inside. At one point there is a window through which he can witness a small part of what is happening inside. For humanity the Mystery of Golgotha is such a window to the spiritual world. Therefore we must feel what happened as the Christ-being descended into the body—or rather the three bodies—of Jesus of Nazareth. We should absorb this idea ever deeper, that we are witnesses to a godly affair through the Mystery of Golgotha. When we speak of such things words must be used in a different way than in ordinary life. One must speak about such things as the gods' “angst” and “fear” before the time of the Mystery of Golgotha. One must use words about the spiritual affairs of humanity in a different way. It is very easy for those who are all too ready to denigrate what is meant in the most sacred sense—whether from stupidity, frivolousness, pride or other reasons. All they have to do is twist the meaning of words into how they are used in exoteric life. In that way it is possible to turn them into the opposite of what is meant, even though they come from the need to announce the truths of the spiritual world which are so difficult to wring from the soul. Their meanings are reversed, thereby making them sound ridiculous or satanic. This is all too widespread in our times. And those who should be protecting the treasure of the sacred-spiritual truths, which are so necessary for human souls just in these times, are not wakeful enough. How great is the comfort with which we like to feed our spirit! How often must we see lamentable things! If when speaking of the spirit one goes even a little beyond materialism, people declare themselves satisfied because that way they don't have to strain themselves, in particular they don't have to strain their sensibilities. What we must feel is that because we are taking part in a consideration of the most sacred developments in earthly evolution, we have a responsibility toward the treasures of knowledge relating to the spiritual world. There is great frivolity in our times about such things, and people tend to take it all lightly. You will notice it popping up here and there, but will only recognize its abominable nature if you're alert enough and your hearts are kindled enough for the most sacred of the spiritual truths. Perhaps then you can assess the value of the spiritual treasures and become their good guardians, for we are all called to guard them together. Perhaps the easiest way to speak of something so important is: that the Mystery of Golgotha is not merely a human affair, but also an affair of the gods, and that we can observe this affair of the gods. But the way this is described will be distorted in such a way that I hesitate to even mention it. The time will perhaps come when it will be realized that we must reformulate the words of the sensible world when we use them for the super-sensible world, and that it is easy to insinuate other meanings to them. Popular Christianity says what I have just indicated with the words: “The Father sacrificed his son for humanity”. These words describe what is felt by human hearts in a popular sense, though the true meaning is: The Mystery of Golgotha is an affair of the gods. And if we consider all of what I have said, we can have an idea of what happened during the event which we call the baptism by John in the Jordan. The temptation, which is also described in the Gospels, followed. From the viewpoint of the Akasha Chronicle we would say: After Jesus of Nazareth took the Christ-being into himself he had to go into the wilderness. There he had clairvoyant visions, which are described fairly accurately by the words of the clairvoyant Gospel writers. It could also be said that now the Christ-being was really bound to the three bodies of Jesus. That means that he descended from the spiritual world and became limited to the capacities of the three bodies. Therefore it would be false to think that Christ, because he belonged to a higher world from which he had descended, could now immediately envision that higher world. That is not the case. Whoever finds this incomprehensible should think again about what it means to be clairvoyant. You are all clairvoyant! All! There is not one here who is not clairvoyant. So why don't you all see clairvoyantly? Because you haven't developed the organs in order to use the forces which reside in all humans. It is not a question of having the capacities, but rather of being able to use them. The Christ-being had all possible capacities, but in the three bodies of Jesus of Nazareth he only had the capacities which corresponded to those three bodies. That is why they had to be prepared in such a complicated manner, for the capacities of these three bodies were indeed high capacities, greater than the corresponding capacities of all the other people on the earth. But Christ was bound to them just as your clairvoyant capacities are bound to the organs which you have, only cannot yet use. It was possible through the capacities which the Zarathustra-soul had left behind in Jesus of Nazareth's three bodies, the remnants of which now served Christ to confront a being who could arouse all the pride and arrogance that a human soul is capable of. This being confronted the Christ Jesus. At that moment he sensed what that being was attempting in the language of visions—what the Bible describes with the words: “All the kingdoms you see before you”—kingdoms of the spiritual world—“can be yours if you recognize me as the lord of this world.” If one is full of pride and arrogance and brings it into the spiritual world, one can own this world's kingdom of Lucifer because arrogance submerges everything else if everything except arrogance is left behind. But man is not prepared for that; it would mean confronting a terrible destiny. The Christ Jesus faced this possibility. Then two images appeared before his soul. The first was of his experience on the way to the Jordan river, which I described yesterday as having met the despairing man. And once again the figure which had appeared to that despairing man in a dream stood before Jesus of Nazareth's soul, who now said: “Recognize me as lord of the world”. Then he recognized that figure as the one he had seen at the gates of the Essenes: Lucifer! Therefore he knew that now Lucifer was speaking to him, and he repulsed the attack. He defeated Lucifer. Then two beings came to attack him, and he had the impression which was more or less what the Bible describes. They said to him: “Show all your fearlessness, your strength, show what you can do as a man by throwing yourself from the heights and not fear being injured”. In such a case consciousness of strength and courage should awaken in the human soul, but it can also make him a sensualist. Two figures stood before him. Because Jesus had had the impression that it was Lucifer and Ahriman who had flown away from the Essene gates, he now had the impression that within one of them was the same being whom the leper had encountered and who had presented himself as death. Because of these experiences he recognized Lucifer and Ahriman. Thus he relived what he had experienced on the road to the Jordan. He also repulsed this attack. He defeated both Lucifer and Ahriman. Then Ahriman came again. A kind of temptation ensued. He said to Christ Jesus something similar to what the Bible describes: “Make these stones into bread to show your power.” But now Jesus could not give a complete answer to what Ahriman demanded. He was able to repulse the first and the second attacks: the attack by Lucifer alone and the attack of both together. But now he could not repulse Ahriman's attack. The fact that he could not totally repulse Ahriman's attack had meaning for the effectiveness of the Christ-impulse on earth. I must characterize what this mean in a popular, almost frivolous way: Make these stones into bread, so they become food for humanity. The higher hierarchies were not able to completely eliminate Ahriman from the field of the earth's evolution until the Vulcan epoch. It will never be possible through purely spiritual efforts to defeat Ahriman's inner temptations: the desires, cravings and lusts which arise from within, and what arises as arrogance and sensuality. When Lucifer attacks men alone he can be defeated by spirituality. Also when Lucifer and Ahriman attack together from within, they can be defeated through spiritual means. But when Ahriman is alone, he engulfs his effectiveness in the material events of earth evolution. That cannot be completely fended off. Ahriman, Mephisto, Mammon—they mean the same. They are immersed in money and in everything connected with human egotism. The fact that it is necessary for human life to be commingled with materialistic things means that humanity must reckon with Ahriman. If Christ was to help earthly humanity in the right way he had to allow Ahriman to act. Ahriman, the material, must be active until the end of the earth's evolution. His work had to remain undefeated by Christ, not completely overcome. The Christ must accept the struggle with Ahriman until the end of earth evolution. Ahriman had to remain. We as humans can overcome the attacks of Lucifer and the attacks of Lucifer and Ahriman together. The struggle in the material outer world must be fought out until the end of the earth's evolution. Therefore Christ had to hold Ahriman in check, but allow him to stand alongside him. For this reason Ahriman remained active during the three years that Christ worked in the body of Jesus of Nazareth, and he entered the soul of Judas and was decisive in the betrayal of Jesus. What happened through Judas is related to the temptation in the desert after the baptism in the Jordan. Slowly and gradually the Christ-being united with the three bodies of Jesus. It took three years. At the beginning the bond was loose, and then it gradually pressed into the three bodies. Only when death approached were the three bodies truly permeated with the Christ-being. And all the suffering and pain experienced during the three stages of his development was immeasurably increased as he gradually was able to completely immerse himself in the three human bodies. It was a continual pain, but a pain which was transformed into love—and love—and love. And then the following happened. When we consider how the Christ Jesus lived during the first, second and third years he spent with his closest disciples, we find it to be different in each year. In the first year Christ was, as I said, only loosely bound to the body of Jesus of Nazareth. So there were moments when the physical body was in one place or another and the Christ-being was elsewhere. The other Gospels report that the lord appeared to his disciples when his physical body was somewhere else—meaning that Christ wandered about the land in spirit. That was in the beginning. Then the Christ-being bound himself more and more to the body of Jesus of Nazareth. Later, when Christ was with the circle of his closest disciples, they were so intimately united with him that he was never separated from them. The more he lived into his body, the more he lived in the inner being of his disciples. He traveled about the land with his disciples. He would speak through one of them, then through another disciple of the inner group, so that as they went about the land it was no longer only Christ Jesus who spoke, but one of the disciples; but Christ spoke through them. He lived in the disciples with such power that the facial expressions of a disciple through whom Christ spoke changed so much that the people who heard him had the feeling that he was the master. Another, though, who was really Christ, was so modest that he looked ordinary. In this way he spoke through one then another throughout the land. That was the secret of his effectiveness during the last of the three years. As he went about with his disciples in this way and he seemed ever more dangerous to his enemies, they wondered: “How can we hunt him down? We can't arrest the whole bunch. For we can never know when we grab the one who is speaking if he's the right or the wrong one. If we grab the wrong one, the right one escapes.” That was their greatest fear. They knew that one spoke and then a different one did. And the right one was unrecognizable, for he took on the ordinary form of another. There was something wonderful about that group. Therefore a betrayal was needed. The way this is usually described is mistaken. What is it supposed to mean that Judas had to kiss the right one? According to the usual accounts it should not have been difficult to trap Jesus of Nazareth. So the kiss would make no sense if someone who knew which was the right one had to point him out to those who could already have known anyway. But because of the reasons I have related, the enemies did not know who the right one was. Only when the great suffering—the Mystery of Golgotha—was before him was the total union of the Christ-being with the bodies of Jesus of Nazareth accomplished. What happened then is beautifully described in the other Gospels. For the seer who reads in the Akasha Chronicle about what happened, it is a fact that while Christ was hanging on the cross something like an eclipse of the sun took place in the area around Golgotha. I can't say if it was an eclipse of the sun or a powerful darkening of the clouds, but a darkening like what can be observed during an eclipse of the sun took place in the area around the event of the Mystery of Golgotha. When occult vision observes life on earth during such a darkening, all living things are shown to him differently than when there is no such darkening. In plants the connection of the etheric body and the physical body is different; and also in animals the astral body and the etheric appear completely different. During an eclipse of the sun it is different on the earth from when the sun is simply missing in the night. Of course this is not the case when in the ordinary sense the sky is covered with clouds; only when an especially thick darkening occurs. And such a darkening took place then. As I said, I cannot yet tell if it was an eclipse of the sun, but what can be seen was like an eclipse of the sun. While this transformation of the earth was taking place, also in the physical sense, he whom we call the Christ-being went over into the earth's living aura. Through the death of Christ Jesus the earth received the Christ impulse. The greatest event to occur on earth must be described in such simple, stammering words, because it is impossible to even approximate this greatness with human words. When the body of Jesus was taken down and placed in a tomb, a natural event occurred. A whirlwind arose, then the earth split open and the body of Jesus was taken into it as the shrouds were blown away from the body. It is awesome to see that the arrangement of the shrouds described in the Gospel of John coincides with this vision. These two events: the darkening of the earth, the earthquake and the powerful whirlwind show at one point in the earth's evolution how natural events coincide with spiritual events. Otherwise such things only occur with living beings as, for example, when thinking and a decision of the will precede a hand's movement. In ordinary life we are only concerned with such mechanical phenomena. Only at a very special moment did a spiritual and two physical phenomena coincide—also in other earthly phenomena, but most especially with this one. I don't think that the consideration of these concrete facts, which it is now possible to describe to a small number of people as a kind of Fifth Gospel, can detract from the grand ideas we have more theoretically worked through about the Mystery of Golgotha. On the contrary, I believe that if we try to let these concrete facts work on us more and more deeply we will feel what was previously presented more theoretically, more abstractly, strengthened. We will realize through these facts that in this our own time in earthly evolution important events will take place. By means of these concrete facts you will perhaps be able to achieve the right feelings and nuance of soul about the Mystery of Golgotha, and it is this nuance of feeling that I wished to present to your souls with what I have related from the Fifth Gospel. Perhaps some of you will be able to attend other lectures on the Mystery of Golgotha, or we may be able to continue here in Cologne. For we must say: Regardless of the fact that people nowadays show so little interest in hearing about the facts we have spoken about today, there is a great necessity for such facts to flow into human evolution, especially now. Therefore they have been disclosed, although it is quite difficult to speak of these things. Nevertheless, although I may be inclined not to speak of them, I do so from a sense of inner responsibility, as long as there are people to hear them. They will be needed in humanity's evolution. Those who are hearing them now will surely need them for the spiritual work they are doing for further human development. You see, gradually we are learning through our considerations what should arise in our souls in order to be useful members of advancing human evolution. That is the meaning of human development on earth—that human souls be more aware of their tasks. The Christ has come. His impulse is working. For a long time he could act only in the unconscious; then he had to act through what was understood until that time. But it will be ever more necessary for man to learn to understand him, the Christ, who through the bodies of Jesus of Nazareth has entered the earth's aura and humanity's development. |
151. Human and Cosmic Thought (1961): Lecture II
21 Jan 1914, Berlin Tr. Charles Davy Rudolf Steiner |
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If I had here a bell, there would be many monads in it—as in a swarm of midges—but they would be monads that had never come even so far as to have sleep-consciousness, monads that are almost unconscious, but which nevertheless develop the dimmest of concepts within themselves. There are monads that dream; there are monads that develop waking ideas within themselves; in short, there are monads of the most varied grades.” |
151. Human and Cosmic Thought (1961): Lecture II
21 Jan 1914, Berlin Tr. Charles Davy Rudolf Steiner |
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The study of Spiritual Science should always go hand in hand with practical experience of how the mind works. It is impossible to get entirely clear about many things that we discussed in the last lecture unless one tries to get a kind of living grasp of what thinking involves in terms of actualities. For why is it that among the very persons whose profession it is to think about such questions, confusion reigns, for example, as to the relation between the general concept of the “triangle-in-general” and specific concepts of individual triangles? How is it that people puzzle for centuries over questions such as that of the hundred possible and the hundred real thalers cited by Kant? Why is it that people fail to pursue the very simple reflections that are necessary to see that there cannot really be any such thing as a “pragmatic” account of history, according to which the course of events always follows directly from preceding events? Why do people not reflect in such a way that they would be repelled by this impossible mode of regarding the history of man, so widely current nowadays? What is the cause of all these things? The reason is that far too little trouble is taken over learning to handle with precision the activities of thinking, even by people whose business this should be. Nowadays everyone wants to feel that he has a perfect claim to say: “Think? Well, one can obviously do that.” So they begin to think. Thus we have various conceptions of the world; there have been many philosophers—a great many. We find that one philosopher is after this and another is after that, and that many fairly clever people have drawn attention to many things. If someone comes upon contradictions in these findings, he does not ponder over them, but he is quite pleased with himself, fancying that now he can “think” indeed. He can think again what those other fellows have thought out, and feels quite sure that he will find the right answer himself. For no one nowadays must make any concession to authority! That would deny the dignity of human nature! Everyone must think for himself. That is the prevailing notion in the realm of thought. I do not know if people have reflected that this is not their attitude in other realms of life. No one feels committed to belief in authority or to a craving for authority when he has his coat made at the tailor's or his shoes at the shoemaker's. He does not say: “It would be beneath the dignity of man to let one's things be made by persons who are known to be thoroughly acquainted with their business.” He may perhaps even allow that it is necessary to learn these skills. But in practical life, with regard to thinking, it is not agreed that one must get one's conceptions of the world from quarters where thinking and much else has been learnt. Only rarely would this be conceded to-day. This is one tendency that dominates our life in the widest circles, and is the immediate reason why human thinking is not a very widespread product nowadays. I believe this can be quite easily grasped. For let us suppose that one day everybody were to say: “What!—learn to make boots? For a long time that has been unworthy of man; we can all make boots.” I don't know if only good boots would come from it. At all events, with regard to the coining of correct thoughts in their conception of the world, it is from this sort of reasoning that men mostly take their start at the present day. This is what gives its deeper meaning to my remark of yesterday—that although thought is something a man is completely within, so that he can contemplate it in its inner being, actual thinking is not as common as one might suppose. Besides this, there is to-day a quite special pretension which could gradually go so far as to throw a veil over all clear thinking. We must pay attention to this also; at least we must glance at it. Let us suppose the following. There was once in Görlitz a shoemaker named Jacob Boehme. He had learnt his craft well—how soles are cut, how the shoe is formed over the last, and how the nails are driven into the soles and leather. He knew all this down to the ground. Now supposing that this shoemaker, by name Jacob Boehme, had gone around and said: “I will now see how the world is constructed. I will suppose that there is a great last at the foundation of the world. Over this last the world-leather was once stretched; then the world-nails were added, and by means of them the world-sole was fastened to the world-upper. Then boot-blacking was brought into play, and the whole world-shoe was polished. In this way I can quite clearly explain to myself how in the morning it is bright, for then the shoe-polish of the world is shining, but in the evening it is soiled with all sorts of things; it shines no longer. Hence I imagine that every night someone has the duty of repolishing the world-boot. And thus arises the difference between day and night.” Let us suppose that Jacob Boehme had said this. Yes, you laugh, for of course Jacob Boehme did not say this; but still he made good shoes for the people of Görlitz, and for that he employed his knowledge of shoe-making. But he also developed his grand thoughts, through which he wanted to build up a conception of the world; and for that he resorted to something else. He said to himself: My shoe-making is not enough for that; I dare not apply to the structure of the world the thoughts I put into making shoes. And in due course he arrived at his sublime thoughts about the world. Thus there was no such Jacob Boehme as the hypothetical figure I first sketched, but there was another one who knew how to set about things. But the hypothetical “Jacob Boehmes”, like the one you laughed over—they exist everywhere to-day. For example, we find among them physicists and chemists who have learnt the laws governing the combination and separation of substances; there are zoologists who have learnt how one examines and describes animals; there are doctors who have learnt how to treat the physical human body, and what they themselves call the soul. What do they all do? They say: When a person wants to work out for himself a conception of the world, then he takes the laws that are learnt in chemistry, in physics, or in physiology—no others are admissible—and out of these he builds a conception of the world for himself. These people proceed exactly as the hypothetical shoemaker would have done if he had constructed the world-boot, only they do not notice that their world-conceptions come into existence by the very same method that produced the hypothetical world-boot. It does certainly seem rather grotesque if one imagines that the difference between day and night comes about through the soiling of shoe-leather and the repolishing of it in the night. But in terms of true logic it is in principle just the same if an attempt is made to build a world out of the laws of chemistry, physics, biology and physiology. Exactly the same principle! It is an immense presumption on the part of the physicist, the chemist, the physiologist, or the biologist, who do not wish to be anything else than physicist, chemist, physiologist, biologist, and yet want to have an opinion about the whole world. The point is that one should go to the root of things and not shirk the task of illuminating anything that is not so clear by tracing it back to its true place in the scheme of things. If you look at all this with method and logic, you will not need to be astonished that so many present-day conceptions of the world yield nothing but the “world-boot”. And this is something that can point us to the study of Spiritual Science and to the pursuit of practical trains of thought; something that can urge us to examine the question of how we must think in order to see where shortcomings exist in the world. There is something else I should like to mention in order to show where lies the root of countless misunderstandings with regard to the ideas people have about the world. When one concerns oneself with world-conceptions, does one not have over and over again the experience that someone thinks this and someone else that; one man upholds a certain view with many good reasons (one can find good reasons for everything), while another has equally good reasons for his view; the first man contradicts his opponent with just as good reasons as those with which the opponent contradicts him. Sects arise in the world not, in the first place, because one person or another is convinced about the right path by what is taught here or there. Only look at the paths which the disciples of great men have had to follow in order to come to this or that great man, and then you will see that herein lies something important for us with regard to karma. But if we examine the outlooks that exist in the world to-day, we must say that whether someone is a follower of Bergson, or of Haeckel, or of this or that (karma, as I have already said, does not recognise the current world-conception) depends on other things than on deep conviction. There is contention on all sides! Yesterday I said that once there were Nominalists, persons who maintained that general concepts had no reality, but were merely names. These Nominalists had opponents who were called Realists (the word had a different meaning then). The Realists maintained that general concepts are not mere words, but refer to quite definite realities. In the Middle Ages the question of Realism versus Nominalism was always a burning one, especially for theology, a sphere of thought with which present-day thinkers trouble themselves very little. For in the time when the question of Nominalism versus Realism arose (from the eleventh to the thirteenth centuries) there was something that belonged to the most important confessions of faith, the question about the three “Divine Persons”—Father, Son and Holy Ghost—who form One Divine Being, but are still Three real Persons. The Nominalists maintained that these three Divine Persons existed only individually, the “Father” for Himself, the “Son” for Himself, and the “Holy Ghost” for Himself; and if one spoke of a “Collective God” Who comprised these Three, that was only a name for the Three. Thus Nominalism did away with the unity of the Trinity. In opposition to the Realists, the Nominalists not only explained away the unity, but even regarded it as heretical to declare, as the Realists did, that the Three Persons formed not merely an imaginary unity, but an actual one. Thus Nominalism and Realism were opposites. And anyone who goes deeply into the literature of Realism and Nominalism during these centuries gets a deep insight into what human acumen can produce. For the most ingenious grounds were brought forward for Nominalism, just as much as for Realism. In those days it was more difficult to be reckoned as a thinker because there was no printing press, and it was not an easy thing to take part in such controversies as that between Nominalism and Realism. Anyone who ventured into this field had to be better prepared, according to the ideas of those times, than is required of people who engage in controversies nowadays. An immense amount of penetration was necessary in order to plead the cause of Realism, and it was equally so with Nominalism. How does this come about? It is grievous that things are so, and if one reflects more deeply on it, one is led to say: What use is it that you are so clever? You can be clever and plead the cause of Nominalism, and you can be just as clever and contradict Nominalism. One can get quite confused about the whole question of intelligence! It is distressing even to listen to what such characterisations are supposed to mean. Now, as a contrast to what we have been saying, we will bring forward something that is perhaps not nearly so discerning as much that has been advanced with regard to Nominalism or to Realism, but it has perhaps one merit—it goes straight to the point and indicates the direction in which one needs to think. Let us imagine the way in which one forms general concepts; the way in which one synthesizes a mass of details. We can do this in two ways: first as a man does in the course of his life through the world. He sees numerous examples of a certain kind of animal: they are silky or woolly, are of various colours, have whiskers, at certain times they go through movements that recall human “washing”, they eat mice, etc. One can call such creatures “cats”. Then one has formed a general concept. All these creatures have something to do with what we call “cats”. But now let us suppose that someone has had a long life, in the course of which he has encountered many cat-owners, men and women, and he has noticed that a great many of these people call their pets “Pussy”. Hence he classes all these creatures under the name of “Pussy”. Hence we now have the general concept “Cats” and the general concept “Pussy”, and a large number of individual creatures belonging in both cases to the general concept. And yet no one will maintain that the general concept “Pussy” has the same significance as the general concept “Cats”. Here the real difference comes out. In forming the general concept “Pussy” which is only a summary of names that must rank as individual names, we have taken the line, and rightly so, of Nominalism; and in forming the general concept “Cats” we have taken the line of Realism, and rightly so. In one case Nominalism is correct; in the other. Realism. Both are right. One must only apply these methods within their proper limits. And when both are right, it is not surprising that good reasons for both can be adduced. In taking the name “Pussy”, I have employed a somewhat grotesque example. But I can show you a much more significant example and I will do so at once. Within the scope of our objective experience there is a whole realm where Nominalism—the idea that the collective term is only a name—is fully justified. We have “one”, “two”, “three”, “four”, “five”, and so on, but it is impossible to find in the expression “number” anything that has a real existence. “Number” has no existence. “One”, “two”, “three”, “five”, “six”,—they exist. But what I said in the last lecture, that in order to find the general concept one must let that which corresponds to it pass over into movement—this cannot be done with the concept “Number”. One “one” does not pass over into “two”. It must always be taken as “one”. Not even in thought can we pass over into two, or from two into three. Only the individual numbers exist, not “number” in general. As applied to the nature of numbers, Nominalism is entirely correct; but when we come to the single animal in relation to its genus, Realism is entirely correct. For it is impossible for a deer to exist, and another deer, and yet another, without there being the genus “deer”. The figure “two” can exist for itself, “one”, “seven”, etc., can exist for themselves. But in so far as anything real appears in number, the number is a quality, and the concept “number” has no specific existence. External things are related to general concepts in two different ways: Nominalism is appropriate in one case, and Realism in the other. On these lines, if we simply give our thoughts the right direction, we begin to understand why there are so many disputes about conceptions of the world. People generally are not inclined, when they have grasped one standpoint, to grasp another as well. When in some realm of thought somebody has got hold of the idea “general concepts have no existence”, he proceeds to extend to it the whole make-up of the world. This sentence, “general concepts have no existence” is not false, for when applied to the particular realm which the person in question has considered, it is correct. It is only the universalising of it that is wrong. Thus it is essential, if one wants to form a correct idea of what thinking is, to understand clearly that the truth of a thought in the realm to which it belongs is no evidence for its general validity. Someone can offer me a perfectly correct proof of this or that and yet it will not hold good in a sphere to which it does not belong. Anyone, therefore, who intends to occupy himself seriously with the paths that lead to a conception of the world must recognise that the first essential is to avoid one-sidedness. That is what I specially want to bring out to-day. Now let us take a general look at some matters which will be explained in detail later on. There are people so constituted that it is not possible for them to find the way to the Sprit, and to give them any proof of the Spirit will always be hard. They stick to something they know about, in accordance with their nature. Let us say they stick at something that makes the crudest kind of impression on them—Materialism. We need not regard as foolish the arguments they advance as a defence or proof of Materialism, for an immense amount of ingenious writing has been devoted to the subject, and it holds good in the first place for material life, for the material world and its laws. Again, there are people who, owing to a certain inwardness, are naturally predisposed to see in all that is material only the revelation of the spiritual. Naturally, they know as well as the materialists do that, externally, the material world exists; but matter, they say, is only the revelation, the manifestation, of the underlying spiritual. Such persons may take no particular interest in the material world and its laws. As all their ideas of the spiritual come to them through their own inner activity, they may go through the world with the consciousness that the true, the lofty, in which one ought to interest oneself—all genuine reality—is found only in the Spirit; that matter is only illusion, only external phantasmagoria. This would be an extreme standpoint, but it can occur, and can lead to a complete denial of material life. We should have to say of such persons that they certainly do recognize what is most real, the Spirit, but they are one-sided; they deny the significance of the material world and its laws. Much acute thinking can be enlisted in support of the conception of the universe held by these persons. Let us call their conception of the universe: Spiritism. Can we say that the Spiritists are right? As regards the Spirit, their contentions could bring to light some exceptionally correct ideas, but concerning matter and its laws they might reveal very little of any significance. Can one say the Materialists are correct in what they maintain? Yes, concerning matter and its laws they may be able to discover some exceptionally useful and valuable facts; but in speaking of the Spirit they may utter nothing but foolishness. Hence we must say that both parties are correct in their respective spheres. There can also be persons who say: “Yes, but as to whether in truth the world contains only matter, or only spirit, I have no special knowledge; the powers of human cognition cannot cope with that. One thing is clear—there is a world spread out around us. Whether it is based upon what chemists and physicists, if they are materialists, call atoms, I know not. But I recognize the external world; that is something I see and can think about. I have no particular reason for supposing that it is or is not spiritual at root. I restrict myself to what I see around me.” From the explanations already given we can call such Realists, and their concept of the universe: Realism. Just as one can enlist endless ingenuity on behalf of Materialism or of Spiritism, and just as one can be clever about Spiritism and yet say the most foolish things on material matters, and vice versa, so one can advance the most ingenious reasons for Realism, which differs from both Spiritism and Materialism in the way I have just described. Again, there may be other persons who speak as follows. Around us are matter and the world of material phenomena. But this world of material phenomena is in itself devoid of meaning. It has no real meaning unless there is within it a progressive tendency; unless from this external world something can emerge towards which the human soul can direct itself, independently of the world. According to this outlook, there must be a realm of ideas and ideals within the world-process. Such people are not Realists, although they pay external life its due; their view is that life has meaning only if ideas work through it and give it purpose. It was under the influence of such a mood as this that Fichte once said: Our world is the sensualised material of our duty.2 The adherents of such a world-outlook as this, which takes everything as a vehicle for the ideas that permeate the world-process, may be called Idealists and their outlook: Idealism. Beautiful and grand and glorious things have been brought forward on behalf of this Idealism. And in this realm that I have just described—where the point is to show that the world would be purposeless and meaningless if ideas were only human inventions and were not rooted in the world-process—in this realm Idealism is fully justified. But by means of it one cannot, for example, explain external reality. Hence one can distinguish this Idealism from other world-outlooks: We now have side by side four justifiable world-outlooks, each with significance for its particular domain. Between Materialism and Idealism there is a certain transition. The crudest kind of materialism—one can observe it specially well in our day, although it is already on the wane—will consist in this, that people carry to an extreme the saying of Kant—Kant did not do this himself!—that in the individual sciences there is only so much real science as there is mathematics. This means that from being a materialist one can become a ready-reckoner of the universe, taking nothing as valid except a world composed of material atoms. They collide and gyrate, and then one calculates how they inter-gyrate. By this means one obtains very fine results, which show that this way of looking at things is fully justified. Thus you can get the vibration-rates for blue, red, etc.; you take the whole world as a kind of mechanical apparatus, and can reckon it up accurately. But one can become rather confused in this field. One can say to oneself: “Yes, but however complicated the machine may be, one can never get out of it anything like the perception of blue, red, etc. Thus if the brain is only a complicated machine, it can never give rise to what we know as soul-experiences.” But then one can say, as du Bois-Reymond once said: If we want to explain the world in strictly mathematical terms, we shall not be able to explain the simplest perception, but if we go outside a mathematical explanation, we shall be unscientific. The most uncompromising materialist would say, “No, I do not even calculate, for that would presuppose a superstition—it would imply that I assume that things are ordered by measure and number.” And anyone who raises himself above this crude materialism will become a mathematical thinker, and will recognize as valid only whatever can be treated mathematically. From this results a conception of the universe that really admits nothing beyond mathematical formulae. This may be called Mathematism. Someone, however, might think this over, and after becoming a Mathematist he might say to himself: “It cannot be a superstition that the colour blue has so and so many vibrations. The world is ordered mathematically. If mathematical ideas are found to be real in the world, why should not other ideas have equal reality?” Such a person accepts this—that ideas are active in the world. But he grants validity only to those ideas that he discovers outside himself—not to any ideas that he might grasp from his inner self by some sort of intuition or inspiration, but only to those he reads from external things that are real to the senses. Such a person becomes a Rationalist, and his outlook on the world is that of Rationalism. If, in addition to the ideas that are found in this way, someone grants validity also to those gained from the moral and the intellectual realms, then he is already an Idealist. Thus a path leads from crude Materialism, by way of Mathematism and Rationalism, to Idealism. But now Idealism can be enhanced. In our age there are some men who are trying to do this. They find ideas at work in the world, and this implies that there must also be in the world some sort of beings in whom the ideas can live. Ideas cannot live just as they are in any external object, nor can they hang as it were in the air. In the nineteenth century the belief existed that ideas rule history. But this was a confusion, for ideas as such have no power to work. Hence one cannot speak of ideas in history. Anyone who understands that ideas, if they are there are all, are bound up with some being capable of having ideas, will no longer be a mere Idealist; he will move on to the supposition that ideas are connected with beings. He becomes a Psychist and his world-outlook is that Psychism. The Psychist, who in his turn can uphold his outlook with an immense amount of ingenuity, reaches it only through a kind of one-sidedness, of which he can eventually become aware. Here I must add that there are adherents of all the world-outlooks above the horizontal stroke; for the most part they are stubborn folk who, owing to some fundamental element in themselves, take this or that world-outlook and abide by it, going no further. All the beliefs listed below the line have adherents who are more easily accessible to the knowledge that individual world-outlooks each have one special standpoint only, and they more easily reach the point where they pass from one world-outlook to another. When someone is a Psychist, and able as a thinking person to contemplate the world clearly, then he comes to the point of saying to himself that he must presuppose something actively psychic in the outside world. But directly he not only thinks, but feels sympathy for what is active and willing in man, then he says to himself: “It is not enough that there are beings who have ideas; these beings must also be active, they must be able also to do things.” But this is inconceivable unless these beings are individual beings. That is, a person of this type rises from accepting the ensoulment of the world to accepting the Spirit or the Spirits of the world. He is not yet clear whether he should accept one or a number of Spirits, but he advances from Psychism to Pneumatism to a doctrine of the Spirit. If he has become in truth a Pneumatist, then he may well grasp what I have said in this lecture about number—that with regard to figures it is somewhat doubtful to speak of a “unity”. Then he comes to the point of saying to himself: It must therefore be a confusion to talk of one undivided Spirit, of one undivided Pneuma. And he gradually becomes able to form for himself an idea of the Spirits of the different Hierarchies. Then he becomes in the true sense a Spiritist, so that on this side there is a direct transition from Pneumatism to Spiritism. These world-outlooks are all justified in their own field. For there are fields where Psychism acts illuminatingly, and others where Pneumatism does the same. Certainly, anyone who wishes to deliberate about an explanation of the universe as thoroughly as we have tried to do must come to Spiritism, to the acceptance of the Spirits of the Hierarchies. For to stop short at Pneumatism would in this case mean the following. If we are Spiritists, then it may happen that people will say to us: “Why so many spirits? Why bring numbers into it? Let there be One Undivided Spirit!” Anyone who goes more deeply into the matter knows that this objection is like saying: “You tell me there are two hundred midges over there. I don't see two hundred; I see only a single swarm.” Exactly so would an adherent of Pneumatism stand with regard to a Spiritist. The Spiritist sees the universe filled with the Spirits of the Hierarchies; the Pneumatist sees only the one “swarm”—only the Universal Spirit. But that comes from an inexact view. Now there is still another possibility: someone may not take the path we have tried to follow to the activities of the spiritual Hierarchies, but may still come to an acceptance of certain spiritual beings. The celebrated German philosopher, Leibnitz, was a man of this kind. Leibnitz had got beyond the prejudice that anything merely material can exist in the world. He found the actual, he sought the actual. (I have treated this more precisely in my book, Riddles of Philosophy.) His view was that a being—as, for example, the human soul—can build up existence in itself. But he formed no further ideas on the subject. He only said to himself that there is such a being that can build up existence in itself, and force concepts outwards from within itself. For Leibnitz, this being is a “Monad”. And he said to himself: “There must be many Monads, and Monads of the most varied capabilities. If I had here a bell, there would be many monads in it—as in a swarm of midges—but they would be monads that had never come even so far as to have sleep-consciousness, monads that are almost unconscious, but which nevertheless develop the dimmest of concepts within themselves. There are monads that dream; there are monads that develop waking ideas within themselves; in short, there are monads of the most varied grades.” A person with this outlook does not come so far as to picture to himself the individual spiritual beings in concrete terms, as the Spiritist does, but he reflects in the world upon the spiritual element in the world, allowing it to remain indefinite. He calls it “Monad”—that is, he conceives of it only as though one were to say: “Yes, there is spirit in the world and there are spirits, but I describe them only by saying, ‘They are entities having varying powers of perception.’ I pick out from them an abstract characteristic. So I form for myself this one-sided world-outlook, on behalf of which as much as can be said has been said by the highly intelligent Leibnitz. In this way I develop Monadism.” Monadism is an abstract Spiritism. But there can be persons who do not rise to the level of the Monads; they cannot concede that existence is made up of beings with the most varied conceptual powers, but at the same time they are not content to allow reality only to external phenomena; they hold that “forces” are dominant everywhere. If, for example, a stone falls to the ground, they say, “That is gravitation!” When a magnet attracts bits of iron, they say: “That is magnetic force!” They are not content with saying simply, “There is the magnet,” but they say, “The magnet presupposes that supersensibly, invisibly, a magnetic force is present, extending in all directions.” A world-outlook of this kind—which looks everywhere for forces behind phenomena—can be called Dynamism. Then one may say: “No, to believe in ‘forces’ is superstition”—an example of this is Fritz Mauthner's Critique of Language, where you find a detailed argument to this effect. It amounts to taking your stand on the reality of the things around us. Thus by the path of Spiritism we come through Monadism and Dynamism to Realism again. But now one can do something else still. One can say: “Certainly I believe in the world that is spread out around me, but I do not maintain any right to claim that this world is the real one. I can say of it only that it ‘appears’ to me. I have no right to say more about it.” There you have again a difference. One can say of the world that is spread out around us. “This is the real world,” but one can also say, “I am clear that there is a world which appears to me; I cannot speak of anything more. I am not saying that this world of colours and sounds, which arises only because certain processes in my eyes present themselves to me as colours, while processes in my ears present themselves to me as sounds—I am not saying that this world is the true world. It is a world of phenomena.” This is the outlook called Phenomenalism. We can go further, and can say: “The world of phenomena we certainly have around us, but all that we believe we have in these phenomena is what we have ourselves added to them, what we have thought into them. Our own sense-impressions are all we can rightly accept. Anyone who says this—mark it well!—is not an adherent of Phenomenalism. He peels off from the phenomena everything which he thinks comes only from the understanding and the reason, and he allows validity only to sense-impressions, regarding them as some kind of message from reality.” This outlook may be called Sensationalism. A critic of this outlook can then say: “You may reflect as much as you like on what the senses tell us and bring forward ever so ingenious reasons for your view—and ingenious reasons can be given—I take my stand on the point that nothing real exists except that which manifests itself through sense-impressions; this I accept as something material.” This is rather like an atomist saying: “I hold that only atoms exist, and that however small they are, they have the attributes which we recognize in the physical world”—anyone who says this is a materialist. Thus, by another path, we arrive back at Materialism. All these conceptions of the world that I have described and written down for you really exist, and they can be maintained. And it is possible to bring forward the most ingenious reasons for each of them; it is possible to adopt any one of them and with ingenious reasons to refute the others. In between these conceptions of the world one can think out yet others, but they differ only in degree from the leading types I have described, and can be traced back to them. If one wishes to learn about the web and woof of the world, then one must know that the way to it is through these twelve points of entry. There is not merely one conception of the world that can be defended, or justified, but there are twelve. And one must admit that just as many good reasons can be adduced for each and all of them as for any particular one. The world cannot be rightly considered from the one-sided standpoint of one single conception, one single mode of thought; the world discloses itself only to someone who knows that one must look at it from all sides. Just as the sun—if we go by the Copernican conception of the universe—passes through the signs of the Zodiac in order to illuminate the earth from twelve different points, so we must not adopt one standpoint, the standpoint of Idealism, or Sensationalism, or Phenomenalism, or any other conception of the world with a name of this kind; we must be in a position to go all round the world and accustom ourselves to the twelve different standpoints from which it can be contemplated. In terms of thought, all twelve standpoints are fully justifiable. For a thinker who can penetrate into the nature of thought, there is not one single conception of the world, but twelve that can be equally justified—so far justified as to permit of equally good reasons being thought out for each of them. There are twelve such justified conceptions of the world. Tomorrow we will start from the points of view we have gained in this way, so that from the consideration of man in terms of thought we may rise to a consideration of the cosmic.
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146. The Occult Significance of the Bhagavad Gita: Lecture IX
05 Jun 1913, Helsinki Tr. George Adams, Mary Adams Rudolf Steiner |
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The world around men did not call forth clear concepts and ideas, but pictures like those of our dreams today. Thus the lowest region of soul-life was a picture-like consciousness, and this was illumined from the higher region—of sleep consciousness—through inspiration. |
146. The Occult Significance of the Bhagavad Gita: Lecture IX
05 Jun 1913, Helsinki Tr. George Adams, Mary Adams Rudolf Steiner |
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The latter part of the Bhagavad Gita is permeated by feelings and shades of meaning saturated with ideas of sattwa, rajas and tamas. In these last chapters our whole mode of thinking and feeling must be attuned so as to understand what is said in the sense of those three conditions. In the last lecture I sought to give an idea of those important concepts by making use of present-day experiences. Certainly anyone who enters deeply into this poem must perceive that since the time when it arose those concepts have shifted to some extent. Nevertheless, it would not have been correct to describe them simply by verbal quotations from the poem because our mode of feeling is different from what is contained there and we are unable to make those very different feelings our own. If we tried to we would only be describing the unknown by the unknown. So in the Bhagavad Gita you will find with regard to food that the concepts we developed last time have shifted a little. What is true for man today about plant food was true for the ancient Indian of that food Krishna calls mild, gentle food. Whereas rajas food, which we described correctly for man today as mineral food (salt, for instance), would have been designated at that time as sour or sharp. For our constitution meat is essentially a tamas food, but the Indian meant by this something that could hardly be considered food at present, which gives us an idea of how different men were then. They called tamas food what had become rotten, had stood too long, and had a foul smell. For our present incarnation we could not properly call that tamas food because man's organism has changed, even as far as his physical body. Thus, in order to understand these feelings of sattwa, rajas and tamas, so fundamental in the Gita, it is well for us to apply them to our own conditions. Now if we would consider what sattwa really is, it is best to begin by taking the most striking conception of it. In our time the man who can give himself up to knowledge as penetrating as our present knowledge of the mineral kingdom is a sattwa man. For the Indian he was not one who had such knowledge, but was one who went through the world with intelligent understanding as we would say, with heart and head in the right place. A man who takes without prejudice and bias the phenomena the world offers. A man who always perceives the world with sympathy and conceives it with intelligence; who receives the light of ideas, of feelings and sentiments streaming out from all the beauty and loveliness of the world; who avoids all that is ugly, developing himself rightly. He who does all this in the physical world is a sattwa man. In the inorganic world a sattwa impression is that of a surface not too brilliant, illuminated in such a way that its details of color can be seen in their right lustre yet bright also. A rajas impression is one where a man is in a certain way prevented by his own emotions, his impulses and reactions, or by the thing itself, from fully penetrating what lies around him, so that he does not give himself up to it but meets it with what he himself is. For example, he becomes acquainted with the plant kingdom. He can admire it, but he brings his own emotions to bear on it and therefore cannot penetrate it to its depths. Tamas is where a man is altogether given up to his bodily life, so that he is blunt and apathetic toward his environment, as we are toward a consciousness different from our own. While we dwell on the physical plane we know nothing of the consciousness of a dog or a horse, not even of another human being. In this respect man, as a rule, is blunt and dull. He withdraws into his own bodily life. He lives in impressions of tamas. But man must gradually become apathetic to the physical world in order to have access to the spiritual worlds in clairvoyance. In this way we can best read the ideas of sattwa, rajas, and tamas. In external nature a rajas impression would be that of a moderately bright surface, say of green, a uniform green shade; a dark-colored surface would represent a tamas impression. Where man looks out into the darkness of universal space, when the beautiful spectacle of the free heavens appears to him, the impression he gains is none other than that blue color that is almost a tamas color. If we saturate ourselves with the feeling these ideas give we can apply them to everything that surrounds us. These ideas are really comprehensive. For the ancient Indian, to know well about this threefold nature of his surroundings meant not only a certain understanding of the outer world, it also meant bringing to life his own inner being. He felt it somewhat as follows. Imagine a primitive country man who sees the glory of nature around him—the early morning sky, the sun and stars, everything he can see. He does not think about it however. He does not build up concepts and ideas about the world but just lives on in utmost harmony with it. If he begins to feel himself an individual person, distinguishing his soul from his environment, he has to do so by learning to understand his surroundings through ideas about them. To set up one's environment objectively before one is always a certain way of grasping the reality of one's own being. The Indian of the time of the Bhagavad Gita said, “So long as one does not penetrate and perceive the sattwa, rajas, and tamas conditions in one's environment, one continues merely to live in it. A person is not yet there, independently in his own being, but is bound up with his surroundings. However, when the world about him becomes so objective that one can pursue it everywhere with the awareness that this is a sattwa condition, this a rajas, that a tamas, then one becomes more and more free of the world, more independent in himself.” This therefore is one way of bringing about consciousness of self. At bottom this is Krishna's concern—to free Arjuna's soul from all those things that surround him and are characteristic of the time in which he lives. So Krishna explains, “Behold all the life there on the bloody field of battle where brothers confront brothers, with all that thou feelest thyself bound to, dissolved in, a part of. Learn to know that all that is there outside you runs its course in conditions of sattwa, rajas and tamas. Then wilt thou contrast thyself with it; know that in thine own highest self thou dost not belong to it, and wilt experience thy separate being within thyself, the spirit in thee.” Here we have another of the beautiful elements in the dramatic composition of the Bhagavad Gita. At first we are gradually made acquainted with its ideas as abstract concepts, but afterward these become more and more vivid. The concepts of sattwa, rajas, and tamas take on living shape and form in the most varied spheres of life. Then at length the separation of Arjuna's soul from it all is accomplished, so to say, before our spiritual gaze. Krishna explains to him how we must free ourselves from all that is bound up with these three conditions, from that in which men are ordinarily interwoven. There are sattwa men who are so bound up with existence as to be attached to all the happiness and joy they can draw from their environment. They speed through the world, drinking in their blissfulness from all that can give it to them. Rajas men are diligent, men of action; but they act because actions have such and such consequences to which they are attached. They depend on the joy of action, on the impression action makes upon them. Tamas men are attached to laziness, they want to be comfortable. They really do not want to act at all. Thus are men to be distinguished. Those whose souls and spirits are bound into external conditions belong to one or other of these three groups. “But thine eyes shall see the daybreak of the age of self-consciousness. Thou shalt learn to hold thy soul apart. Thou shalt be neither sattwa, rajas nor tamas man.” Thus is Krishna the great educator of the human ego. He shows its separation from its environment. He explains soul activities according to how they partake of sattwa, rajas or tamas. If a man raises his belief to the divine creators of the world he is a sattwa man. Just in that time of the Gita, however, there were men who in a certain sense knew nothing of the Divine Beings guiding the universe. They were completely attached to the so-called nature spirits, those behind the immediate beings of nature. Such men are rajas men. The tamas men are those who in viewing the world get only so far as what we may call the ghost-like, which in its spiritual nature is nearest to the material. So, in regard to religious feeling also these three groups may be distinguished. If we wished to apply these concepts to religious feeling in our time we should say (but without flattery) that those who strive after anthroposophy are sattwa men; those attached to external faith are rajas men; those who, in a material or spiritual sense, will only believe in what has bodily shape and form—the materialists and spiritualists—are the tamas men. The spiritualist does not ask for spiritual beings in whom he may believe; he is quite prepared to believe in them, but he does not want to lift himself up to them. He wants them to come down to him. They must rap, because he can hear rapping with physical ears. They must appear in clouds of light because such are visible to his eyes. Such are tamas men in a certain conscious sense, and quite in the sense too of the tamas men of Krishna's time. There are also unconscious tamas men; the materialistic thinkers of our time who deny all that is spiritual. When materialists meet in conference today they persuade themselves that they adhere to materialism on logical grounds, but this is an illusion. Materialists are people who remain so not on the basis of logic but for fear of the spiritual. They deny the spirit because they are afraid of it. They are in effect compelled to deny it by the logic of their own unconscious soul, which does indeed penetrate to the door of the spiritual but cannot pass through. One who can see reality can see in a materialistic congress how each person in the depths of his soul is afraid of the spirit. Materialism is not logic, it is cowardice before the spiritual. All its arguments are nothing but an opiate to damp down this fear. Actually, Ahriman—the giver of fear—has every materialist by the neck. This is a grotesque but an austere and fundamental truth that one may recognize if one goes into any materialistic meeting. Why is such a meeting called? The illusion is that people there discuss views of the universe, but in reality it is a meeting to conjure up the devil Ahriman, to beckon him into their chambers. Krishna, then, indicates to Arjuna how the different religious beliefs may be classified, and he also speaks to him of the different ways men may approach the Gods in actual prayer. In all cases the temper of man's soul can be described in terms of these three conditions. Sattwa, rajas, and tamas men are different in the way they relate to their Gods. Tamas men are such as priests, but whose priesthood depends on a kind of habit. They have their office but no living connection with the spiritual world. So they repeat Aum, Aum, Aum, which proceeds from the dullness, the tamas condition of their spirit. They pour forth their subjective nature in the Aum. Rajas men look out on the surrounding world and begin to feel that it has something in it akin to themselves, that it is related to them and therefore worthy to be worshipped. They are the men of “Tat” who worship the “That,” the Cosmos, as being akin to themselves. Sattwa men perceive that what lives within us is one with all that surrounds us in the universe outside. In their prayer they have a sense for “Sat,” the All-being, the unity without and within, unity of the objective and the subjective. Krishna says that he who would truly become free in his soul, who does not wish to be merely a sattwa, rajas or tamas man in any one respect or another, must attain to a transformation of these conditions in himself so that he wears them like a garment, while in his real self he grows out beyond them. This is the impulse that Krishna as the creator of self-consciousness must give. Thus he stands before Arjuna and teaches him to “Look upon all the conditions of the world, with all that is to man highest and deepest, but free thyself from the highest and deepest of the three conditions and in thine own self become as one who lays hold of himself. Learn and know that thou canst live without feeling thyself bound up with rajas, or tamas, or sattwa.” One had to learn this at that time because it was the beginning of the dawn in self-liberation, but here again, what then required the greatest effort can today be found right at hand. This is the tragedy of present life. There are too many today who stand in the world and burrow down into their own soul, finding no connection with the outer world; who in their feelings and all their inner experiences are lonely souls. They neither feel themselves bound up with the conditions of sattwa, rajas or tamas, nor are they free from them, but are cast out into the world like an endlessly, aimlessly revolving wheel. Such men who live only in themselves and cannot understand the world, who are unhappy because in their soul-life they are separated from all external existence—these represent the shadow side of the fruit that it was Krishna's task to develop in Arjuna and in all his contemporaries and successors. What had to be Arjuna's highest endeavor has become the greatest suffering for many men today. Thus do successive ages change. Today we must say that we are at the end of the age that began with the time of the Bhagavad Gita. This may penetrate our feelings with deep significance. It may also tell us that just as in that ancient time those seeking self-consciousness had to hear what Krishna told Arjuna, those seeking their soul's salvation today, in whom self-consciousness is developed to a morbid degree, these too should listen. They should listen to what can lead them once more to an understanding of the three external conditions. What can do this? Let us put forward some more preliminary ideas before we set out to answer this question. Let us ask again, what is it that Krishna really wants for Arjuna, whose relation to external conditions was a right one for his time? What is it that he says with divine simplicity and naïveté? He reveals what he wishes to be even to our present time. We have described how a kind of picture-consciousness, a living imagery, lighted up man's soul; how there was hovering above it, so to say, what today is self-consciousness, which men at that time had to strive for with all their might but which today is right at hand. Try to live into the soul condition of that time before Krishna introduced the new age. The world around men did not call forth clear concepts and ideas, but pictures like those of our dreams today. Thus the lowest region of soul-life was a picture-like consciousness, and this was illumined from the higher region—of sleep consciousness—through inspiration. In this way they could rise to still higher conditions. This ascent was called “entering into Brahma.” To ask a soul today, living in Western lands, to enter into Brahma would be a senseless anachronism. It would be like requiring a man who is halfway up a mountain to reach the top by the same way as one still down in the valley. With equal right could one ask a Western soul today to do Eastern exercises and “enter into Brahma” because this presupposes that a man is at the stage of picture consciousness, which as a matter of fact certain Easterners still are. What the men of the Gita age found in rising into Brahma, the Western man already has in his concepts and ideas. This is really true, that Shankaracharya would today introduce the ideas of Solovieff, Hegel and Fichte to his revering disciples as the first stage of rising into Brahma. It is not the content, however, it is the pains of the way, that are important. Krishna indicates a main characteristic of this rising into Brahma, by which we have a beautiful characterization of Krishna himself. At that time the constitution of the soul was all passive. The world of pictures came to you, you gave yourself up to these flowing pictures. Compare this with the altogether different nature of our everyday world. Devotion, giving ourselves up to things, does not help us to understand them, even though there are many who do not wish to advance to what must necessarily take place in our time. Nevertheless, for our age we have to exert ourselves, to be alive and active, in order to get ideas and concepts of our surrounding world. Herein lies all the trouble in our education. We have to educate children so that their minds are awake when their concepts of the surrounding world are being formed. Today the soul must be more active than it was in the age before the origin of the Bhagavad Gita. We can put it so:
What then must Krishna say when he wishes to introduce that new age in which the active way of gaining an understanding of the universe is gradually to begin? He must say, “I have to come; I have to give thee the ego-man, a gift that shall impel thee to activity.” If it had all remained passive as before—a being interwoven with the world, devoted to the world—the new age would never have begun. Everything connected with the entry of the soul into the spiritual world before the time of the Gita, Krishna calls devotion. “All is devotion to Brahma.” This he compares to the feminine in man; while what is the self in man, the active working element that is to create self-consciousness, that pushes up from within as the generator of the self-consciousness that is to come, Krishna calls the masculine in man. What man can attain in Brahma must be fertilized by Krishna. So his teaching to Arjuna is, “All men until now were Brahma-men. Brahma is all that is spread out as the mother-womb of the whole world. But I am the father, who came into the world to fertilize the maternal womb.” Thus the consciousness of self is created, which is to work on all men. This is indicated as clearly as possible. Krishna and Brahma are related to each other as father and mother in the world. Together they produce the self-consciousness man must have in the further course of his evolution—the self-consciousness that makes it possible for him to become ever more perfect as an individual being. The Krishna faith has altogether to do with the single man, the individual person. To follow his teaching exclusively means to strive for the perfection of oneself as an individual. This can be achieved only by liberating the self; loosening it from all that adheres to external conditions. Fix your attention on this backbone of Krishna's teaching, how it directs man to put aside all externals, to become free from the life that takes its course in continually changing conditions of every kind; to comprehend oneself in the self alone, that it may be borne ever onward to higher perfection. See how this perfection depends on man's leaving behind him all the external configuration of things, casting off the whole of outer life like a shell, becoming free and ever more inwardly alive in himself. Man tearing himself away from his environment, no longer asking what goes on in external processes of perfection but asking how shall he perfect himself. This is the teaching of Krishna. Krishna—that is, the spirit who worked through Krishna—appeared again in the Jesus child of the Nathan line of the House of David, described in St. Luke's Gospel. Thus, fundamentally, this child embodied the impulse, all the forces that tend to make man independent and loosen him from external reality. What was the intention of this soul that did not enter human evolution but worked in Krishna and again in this Jesus child? At a far distant time this soul had had to go through the experience of remaining outside human evolution because the antagonist Lucifer had come; he who said, “Your eyes will be opened and you will distinguish good and evil, and be as God.” In the ancient Indian sense Lucifer said to man, “You will be as the Gods, and will have power to find the sattwa, rajas and tamas conditions in the world.” Lucifer directed man's attention to the outer world. By his instigation man had to learn to know the external, and therefore had to go through the long course of evolution down to the time of Christ. Then he came who was once withdrawn from Lucifer; came in Krishna and later in the Luke Jesus child. In two stages he gave that teaching that from another side was to be the antithesis of the teaching of Lucifer in Paradise. “He wanted to open your eyes to the conditions of sattwa, rajas, and tamas. Shut your eyes to these conditions and you will find yourselves as men, as self-conscious human beings.” Thus does the Imagination appear before us. On the one side the Imagination of Paradise, where Lucifer opens man's eyes to the three conditions in the external world, when for a while the Opponent of Lucifer withdraws. Then men go through their evolution and reach the point where in two stages another teaching is given them, of self-consciousness, which bids them close their eyes to the three external conditions. Both teachings are one-sided. If the Krishna-Jesus influence alone had continued, one one-sidedness would have been added to another. Man would have taken leave of all that surrounds him, would have lost all interest in external evolution. Each person would only have sought his own perfection. Striving for perfection is right; but such striving bought at the price of a lack of interest in the whole of humanity is one-sided, even as the Luciferic influence was one-sided. Hence the all-embracing Christ Impulse entered the higher synthesis of the two one-sided tendencies. In the personality of the St. Luke Jesus child Himself the Christ Impulse lived for three years; the Christ who came to mankind to bring together these two extremes. Through each of them mankind would have fallen into weakness and sin. Through Lucifer humanity would have been condemned to live one-sidedly in the external conditions of sattwa, rajas and tamas. Through Krishna they were to be educated for the other extreme, to close their eyes and seek only their own perfection. Christ took the sin upon Himself. He gave to men what reconciles the two one-sided tendencies. He took upon Himself the sin of self-consciousness that would close its eyes to the world outside. He took upon Himself the sin of Krishna, and of all who would commit his sin, and He took upon Himself the sin of Lucifer and of all who would commit the sin of fixing their attention on externalities. By taking both extremes upon Himself he makes it possible for humanity by degrees to find a harmony between the inner and the outer world because in that harmony alone man's salvation is to be found. An evolution that has once begun, however, cannot end suddenly. The urge to self-consciousness that began with Krishna went on and on, increasing and intensifying self-consciousness more and more, bringing about estrangement from the outer world. In our time too this course is tending to continue. At the time when the Krishna impulse was received by the Luke Jesus child mankind was in the midst of this development, this increase of self-consciousness and estrangement from the outer world. It was this that was brought home to the men who received the baptism of John in the Jordan, so that they understood the Baptist when he said to them, “Change your disposition; walk no longer in the path of Krishna”—though he did not use this word. The path on which mankind had then entered we may call the Jesus-path if we would speak in an occult sense. In effect, the pursuit of this Jesus-path alone went on and on through the following centuries. In many respects human civilization in the centuries following the foundation of Christianity was only related to Jesus, not to the Christ Who lived in Jesus for the three years from the baptism by John until the Mystery of Golgotha. Every line of evolution, however, works its way onward up to a certain tension. In the course of time this longing for individual perfection was driven to such a pitch that men were in a certain sense brought more and more into the tragedy of estrangement from the divine in nature, from the outer world. Today we are experiencing this in many ways. Many people are going about among us who have little understanding left of our environment. Therefore, it is just in our time that an understanding of the Christ Impulse must break in upon us. The Christ-path must be added to the Jesus-path. The path of one-sided striving for perfection has become too strong. It has gone so far that in many respects men are so remote from their surroundings that certain movements, when they arise, over-reach themselves immediately, and the longing for the opposite is awakened. Many human souls now feel how little they can escape from this enhanced self-consciousness, and this creates an impulse to know the divinity of the outer world. It is such souls as these who in our time will seek the understanding of the Christ Impulse that is opened up by true anthroposophy; the force that does not merely strive for the one-sided perfection of the individual soul but belongs to the whole progress of humanity. To understand the Christ means not merely to strive toward perfection, but to receive in oneself something expressed by St. Paul, “Not I, but Christ in me.” “I” is the Krishna word. “Not I, but Christ in me,” is the Christian word. So we see how every spiritual movement in history has in a certain sphere its justification. No one must imagine that the Krishna impulse could have been dispensed with. No one should ever think either that one human spiritual movement is fully justified in its one-sidedness. The two extremes—the Luciferic and the Krishna impulses—had to find their higher unity in the mission of the Christ. He who would understand in the true anthroposophic sense the impulse necessary for the further evolution of mankind, must realize how anthroposophy has to become a means of shedding light on all religions. He must learn to see how the different streams in evolution all flow into the one main current of development. It would be a dilettante way of beginning to do this if one tried to find again in the Krishna stream what can be found in the stream of Christianity. Only when we regard the matter in this way do we understand what it means to seek a unity in all religions. There is, however, another way of doing so. One may repeat over and over, “In all religions the same fundamental essence is contained.” In effect, the same essence is contained in the root of a plant, in the stem, leaves, flowers, the pollen, and the fruit. That is true, but it is an abstract truth. It is no more profound than if one were to say, “Why make any distinctions? Salt, pepper, vinegar, and milk all have their place on the table; all are one, for all are substance.” Here you can tell how futile such a way of thought can be, but you do not notice it so easily when it comes to comparing religions. It will not do to compare the Chinese, Brahmin, Krishnan, Buddhist, Persian, Moslem, and Christian faiths in this abstract way, saying, “Look, everywhere we find the same principles. In each case there is a Savior.” Abstractions can indeed be found in countless places and in countless ways, but this is a dilettante method because it leads to nothing. One may form societies to pursue the study of all religions, and do so in the same sense as saying pepper, salt, etc. are one because they are all substance. That has no importance. What is important is to regard things as they really are. To the way of looking at things that goes so far in occult dilettantism as to keep on declaiming the equality of all religions, it is one and the same whether what lived in the Christ is the pivot of the whole of evolution or whether it can be found in the first man you meet in the street. For one who wishes to guide his life by truth it is an atrocity to associate the impulse in the world's history that is bound up with the Mystery of Golgotha and for which the name Christ has been preserved—to associate that impulse with any other impulse in history, because in truth it is the central point of the whole of earthly evolution. In these lectures I have tried by means of a particular instance to indicate how present-day occultism must try to throw light on the different spiritual movements that have appeared in the course of human history. Though each has its right and proper point of contact, one must distinguish between them as between the stem of a plant and the green leaf, and the green leaf from the colored petal, though all together form a unity. If one tries with this truly modern occultism to penetrate with one's soul into what has flowed into humanity in diverse currents, one recognizes how the different religious faiths lose nothing of their greatness and majesty. How sublime was the greatness that appeared to us in the figure of Krishna even when we simply tried to get a definite view of his place in evolution. All such lines of thought as we can give only in outline are indeed imperfect enough, and you may be assured that no one is more aware of their imperfection than the present speaker. But the endeavor has been to show in what spirit a true consideration of the spiritual movement toward individuality in mankind must be carried out. I purposely tried to derive our thoughts from a spiritual creation remote from us, the Bhagavad Gita, to show how Western minds can perceive and feel what they owe to Krishna; what he, through the continued working of his impulse, still signifies for their own upward striving. However, the spiritual movement we here represent necessarily demands that we enter concretely, and with real love, into the special nature of every current in man's spiritual history. This is a bit inconvenient because it brings us all too near to the humble thought of how little after all we really penetrate into their depths. Another idea follows upon this, that we must go on striving further and ever further. Both of these ideas are inconvenient. It is the sad fate of that movement we call anthroposophy, that it produces inconvenient results for many souls. It requires that we actively lay hold of the definite, separate facts of the world's development. At the same time it requires each of us to say earnestly to himself, “I can indeed reach something higher, and I will. Always it is only a certain stage and standpoint that I have attained. I must forever go on striving—on—and on—without end.” Thus, all along it has been not quite comfortable to belong to that spiritual movement that by our efforts is endeavoring to take its place in what is called the Theosophical Movement.1 It has not been easy, because we demand that people shall learn to strive ever more deeply to penetrate the sacred mysteries. We could not supply you with anything so easy as introducing some person's son or even daughter, saying, “You need only wait, the Savior of mankind will appear physically embodied in this boy or girl.” We could not do this because we must be true. Yet, one who perceives what is happening cannot but regard these latest proceedings as the final grotesque outcome of the dilettante comparison of religions that can also be put forward so easily, and that continually repeats what should be taken as a matter of course, the tritest of all sayings, “All religions contain the same essence.” The last weeks and months have shown—and my speaking here on this significant subject has shown it again—that a circle of people can be found at the present time who are ready to seek spiritual truths. We have no other concern than to put these truths forward, though many, or even everyone, may leave us. If so, it will make no difference in the way the spiritual truths are here proclaimed. The sacred obligation to truth will guide that movement that underlies this cycle of lectures. Whoever would go with us must do so under the conditions that have now become necessary. It is certainly more convenient to proceed otherwise, not entering into another side of the matter as we do by pointing out the reality in all things. But that also is part of our obligation to truth. It is simpler to inform people of the equality and unity of religions, or tell them they are to wait for the incarnation of a Savior who is predestined, whom they are to recognize not by themselves but on someone's authority. Human souls today will themselves have to decide how far a spiritual movement can be carried on and upheld by pure devotion to the ideal of truthfulness. In our time it had to come to that sharp cleavage, whose climax was reached when those who had no other desire than to set forth what is true and genuine in evolution, were described as Jesuits. This was a convenient way of separating, but the external evidence was the work of objective falsehood. This cycle of lectures may once more have shown you that we have been working out of no one-sided tendency, since it comprises the present, the past, and the primal past, in order to reveal the unique, fundamental impulse of human evolution. So I too may say that it fills me with the deepest satisfaction to have been able to give these lectures here before you. This shows me there is hope because there are souls here who have the impulse, the urge toward that which works also in the super-sensible with nothing but simple, honest truthfulness. I was forced to add this final word to these lectures, for it is necessary in view of all that has happened to us in the course of time down to the point of being excluded from the Theosophical Society. Considering all we have suffered, and all that is now being falsely asserted in numerous pamphlets, it was necessary to say something, although a discussion of these matters is always painful to me. Those who desire to work with us must know that we have taken for our banner the humble, yet unconditional, honest, striving for truth; striving ever upward into the higher worlds.
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218. Waldorf Education and Anthroposophy II: Education and Teaching
19 Nov 1922, London Tr. Ruth Pusch, Gertrude Teutsch, Roland Everett Rudolf Steiner |
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In their souls, young children are entirely sense receptors and perceive things so subtle that we as adults could not dream they even occur. After the change of teeth, forces lying deep within the child become forces of the soul. |
218. Waldorf Education and Anthroposophy II: Education and Teaching
19 Nov 1922, London Tr. Ruth Pusch, Gertrude Teutsch, Roland Everett Rudolf Steiner |
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Anthroposophy, as I have described it for the past two days, is not just a theoretical view intended to help people get past the sorrows, misfortunes, and pains of life, enabling them to escape into a mystical world. Anthroposophy can help people in practical life. It is connected with the practical questions of existence for the simple reason that the knowledge of which I spoke yesterday and the day before is intended to lead to a genuine penetration, to an accurate view, of the spiritual world. That viewpoint does not, in itself, lead to a life cut off from reality, but actually becomes part of all material events. When we look at a living human being, we are faced not only with what we see, what we understand through speech, and perhaps everything else that person’s being expresses that we can perceive with normal consciousness; we also confront the spiritual being living in that person, the spiritual, supersensible being that continually affects that individual’s material body. We can never comprehend very much of the world through the knowledge we gain through normal sense perceptions and the intellect connected with those perceptions. People delude themselves into thinking that, when we someday perfect conventional science, we will comprehend more of the world through our intelligence, sense perceptions, and experiments. However, those who are able to consider the relationship between the human being and the world as described in my two earlier lectures know that we can understand only the mineral kingdom through sense perception and intellect. Even when we limit ourselves to the plant kingdom, we must understand that our intellect and senses cannot comprehend the very subtle cosmic rhythms and forces that affect the plant kingdom. That is even more true of the animal kingdom and truer still for human beings. The physical constitution of plants (the least so), animals, and human beings is such that the forces active within them act on their substance like ideal magic. People delude themselves when they believe we can perform the same kinds of laboratory experiments on animals or human beings that we perform on minerals. The purely physical processes that occur in animal and human organisms are caught in an ideal magic. We can gain some understanding of human beings if we can penetrate that ideal magic, that is, if we can look at human beings so that we see through material processes into the continuous inner spiritual activity. We can achieve insight into spiritual magic only through the understanding I spoke of yesterday and the day before. I showed that one of the first stages of understanding human beings indicates that people not only have a relationship to the world in the moment, but that they can move themselves back to any age they have passed through since their earthly birth. You can place yourself back into a time when you were eighteen or fifteen years old and experience what you experienced then. You can experience it not only as shadowy memories, but with the intensity and strength that existed for you at the time it occurred. You thus become fifteen or twelve years old or whatever again. You undergo a spiritual metamorphosis through this process. In doing so, you can perceive a second organism in the human being, a more subtle organism we call etheric because it has neither weight nor spatial dimensions. That more subtle organism is an organism of time. You have before you everything the etheric organism experienced in time. Nevertheless, you can recognize an organism is before you and learn to understand that the human being exists in that more subtle time organism in just the same way he or she exists in the spatial organism. If you notice someone is suffering a headache, for example, then perhaps you could say a cure could be achieved by acting on some internal physical organ. You would not need to seek the cure by simply treating the head. We might cure it by treating an organ far from the head. In the spatial organism everything we carry with us is interconnected, and the time organism is the same. The time organism is particularly active in early childhood, but is continually active throughout life in much the following way: Suppose someone has an opportunity at age thirty-five to enter a new situation. If that person meets the situation by doing what is right, then such a person may become aware that at around age twelve important things were learned that now make it possible to move quickly into this new situation. A certain kind of joy occurs at age thirty-five that arises from the interaction that person had as a child with a teacher. What occurred in that etheric body of eight or ten years old, due to the teacher and the instruction given to the child, acts exactly the same way that our treatment of an organ far from the head acts to cure the headache. Thus, the experiences of a young child affect the thirty-five-year-old person later and create a joyful mood or depression. The entire disposition of an adult depends on what the teacher developed in the etheric body of that adult as a child, in just the same way that one organ of the human spatial body depends upon all the others. If you think about it, you would say that knowledge of how the etheric body develops, about the relationships of its individual aspects, is certainly the proper basis for educating children. If you think it through fully and conclusively, you must admit that, just as a painter or other artist must learn the techniques of their art, teachers must acquire an understanding of the technique of teaching in an ideal sense. A painter must look, not in the way a layman would, at forms, colors, and their harmonies and disharmonies, and the painter must work out the correct way to handle paints and colored pencils from such observations. A painter’s ability to observe properly forms the basis for what must be learned and will permeate his or her entire being. Likewise, a teacher must learn to use the spiritual observation of human beings, to observe what acts on them and unites the entire course of their lives. Teaching cannot be a science, it must be an art. In art, you must first learn a particular capacity for observing, and second learn how to use what you acquire through continuous observation in your continuous struggles with your medium. It is the same with the spiritual science I refer to here, namely, anthroposophical spiritual science that can provide a foundation for a real and true art of education. Anthroposophy is also basic in another sense. If education is to be truly effective, it must care properly for what will develop from deep within the essence of a young person. Teachers must be able to accept a child as a divine moral task bestowed on them. As teachers, the things that elevate our moral relationship to teaching and permeate our educational activity with a kind of religious meditation, give us the necessary strength to act alongside the children and work with all the inner characteristics that need development. In other words, all educational activities must themselves be moral acts, and they must arise from moral impulses. We must use these moral impulses within the context of the human understanding and human observation just described. When we consider these things, we will, of course, see how people’s lives clearly progress in developmental stages—much more so than people ordinarily think. People usually observe only superficially, for instance, that children get a second set of teeth when they are about seven years old. People often see the bodily symptoms accompanying that change, but do not look more closely at the transformations occurring in the child during such a change. People who can properly observe a child, before and after the age of seven, can see that, after seven, forces that were previously hidden develop out of the depths of the human being. If we look at things properly, then we must admit that the change of teeth is not simply a one-time, sudden event in human life. The change of teeth at age seven, although we do not repeat it, is something that occurs throughout the period between the time the child receives his or her first teeth until the change of teeth. During that whole time, forces in the human organism are pushing and shoving, and result in the second set of teeth breaking through. The change of teeth simply concludes the processes active during the child’s first period of life. Children do not change teeth ever again, but what does that mean? That means that until age seven, children develop those forces in their physical body that are needed to grow a second set of teeth, but those children will not change teeth again and now no longer need such forces. The question is, what becomes of those forces? If we look supersensibly at a human being, we can again recognize those forces in the transformed life of the child’s soul between the change of teeth and puberty. The child’s soul is then different. A different capacity for learning has been added to the soul, and the child has a different orientation toward the surroundings. If we see things spiritually and not just physically, then the situation is different. We can then understand that what we can see in the child’s soul from approximately ages seven to fourteen existed previously in the child’s physical organism. Earlier, it was an activity connected with the process inducing the change of teeth, but at age seven it ceases to be physically active and begins to be active in the soul. Thus, if you want to understand the forces active in the child’s soul between the change of teeth and puberty, you must look at the physical activities between birth until the change of teeth. The forces now active in the child’s soul then acted on the physical body. The result is that when we observe properly, we can see that, in a more subtle sense, the young child is entirely a sense organ. That is true particularly of a baby, but in a certain way still true right until the change of teeth. In a subtle way, a baby is a kind of groping eye. The way the eye looks at things and recreates what exists outside so the child has an inner picture of the external object, gives the child in earliest life a perception, but not a visual picture. The baby is in its entirety a sense organ, and perhaps I can illustrate this. Let us think of a baby. As adults, we have our sense of taste in the tongue and gums. However, as spiritual science shows us, the baby has a hint of taste throughout the entire body. The baby is an organ of taste throughout. The baby as a whole is also an organ of smell and, more inwardly, an organ of touch. The entire constitution of the baby is sense-like in its nature, and this sense-like nature radiates throughout the whole body. For that reason, until age seven the child tends to recreate inwardly everything happening in the surroundings and to develop accordingly. If you observe children with your more subtle senses and with spiritual-scientific understanding, you will see that they recreate every gesture made in their surroundings, and they attempt to do what people do in their presence. You will thus see that the child is an imitative being until the change of teeth. The most important capacity of the young child becomes apparent from this imitative behavior. The most important capacity is the development of speech. That depends entirely on the fact that children live into what people in their surroundings do and develop speech through imitation—that is, through inwardly conforming to what occurs in their surroundings. Thus, as teachers, when we work with children during their first stage of life, we need to recognize imitation as the most important aspect of teaching. We can teach a very young child only by creating an environment filled with those activities and processes the child should imitate to gain strength in spirit, soul, and body; those things we implant not only in children’s spirits and souls, but also in their bodies, and the way they strengthen the inner organs remain as the children’s constitution throughout life. How I act around a child of four remains with that person into old age. Thus, my behavior determines, in a way, the child’s fate in later life. That can be illustrated with an example. Sometimes people come to you when you work in this field and say, for example, that their child was always a good child and never did anything wrong, but the child has now done something terrible. If you ask in detail what occurred, you might hear that the child stole some money from the mother. If you are adept at such things, you might ask how old the child is, and receive the reply, “Five.” Thus, such activity is based primarily on imitation. You will then learn that the child had seen the mother take money from the cupboard every day. The child simply imitated and was not concerned with good or evil. The child only imitated what was seen at home. If we believe we can achieve anything by instructing the child about good and evil, we only delude ourselves. We can educate very young children only when we present them with examples they can imitate, including thoughts. A subtle spiritual connection exists between children and those who raise them. When we are with children, we should be careful to harbor only thoughts and feelings they can imitate in their own thoughts and feelings. In their souls, young children are entirely sense receptors and perceive things so subtle that we as adults could not dream they even occur. After the change of teeth, forces lying deep within the child become forces of the soul. Earlier, children are devoted entirely to their surroundings; but now they can stand as one soul to another and can, compared to their earlier imitative behavior, accept authority as a matter of course. During earliest childhood until the change of teeth, our real desire is to be totally integrated into our surroundings, which is, in a sense, the physical manifestation of religious feeling. Religious feelings are a spiritual devotion to the spirit; the child devotes the physical body to the physical surroundings. That is the physical counterpart of religion. After the age of seven, children no longer devote the physical body to their physical surroundings; rather, they devote the soul to other souls. A teacher steps forward to help the child, and the child needs to see the teacher as the source of the knowledge of everything good and evil. At this point children are just as devoted to what the teacher says and develops within the children as they were earlier to the gestures and activities around them. Between seven and fourteen years of age, an urge arises within children to devote themselves to natural authority. Children thus want to become what that authority is. The love of that natural authority and a desire to please now become the main principle, just as imitation was earlier. You would hardly believe that someone like myself, who in the early 1890s wrote The Philosophy of Freedom, would support an unjustified principle of authority. What I mean is something like natural law. From approximately ages seven to fourteen, children view their teacher in such a way that they have no intellectual comprehension of “this is good or true or evil or false or ugly,” but rather, “this is good because the teacher says it is good,” or “this is beautiful because the teacher says it is beautiful.” We must bring all the secrets of the world to the child through the indirect path of the beloved teacher. That is the principle of human development from around the age of seven until fourteen. We can therefore say that a religious-like devotion toward the physical surroundings fills a child during the first years of life. From the change of teeth until puberty, an esthetic comprehension of the surroundings fills the child, a comprehension permeated with love. Children expect pleasure with everything the teacher presents to them and displeasure from whatever the teacher withholds. Everything that acts educationally during this period should enter the child’s inner perspective. We may conclude that, whereas during the first stage of life the teacher should be an example, during the second period the teacher should be an authority in the most noble sense—a natural authority due to qualities of character. As teachers, we will then have within us what children need, in a sense, to properly educate themselves. The most important aspect of self-education is moral education. I will speak more of that when the first part of my lecture has been translated. (At this point, Rudolf Steiner paused so that George Adams could deliver the first part of this lecture in English.) When we say children are entirely sense organs before the age of seven, we must understand that, after the change of teeth, that is, after the age of seven, children’s sense-perceptive capacities have moved more toward the surface of the body and moved away from their inner nature. Children’s sense impressions, however, still cannot effectively enter the sense organs in an organized and regulated way. We see that from the change of teeth until puberty, therefore, the child’s nature is such that the child harbors in the soul a devotion to sense perceptions, but the child’s inner will is incapable of affecting them. Human intellect creates an inner participation in sense perception, but we are intellectual beings only after puberty. Our relationship to the world is appropriate for judging it intellectually only after puberty. To reason intellectually means to reason from personal inner freedom, but we can do this only after puberty. Thus, from the change of teeth until puberty we should not educate children in an intellectual way, and we should not moralize intellectually. During the first seven years of life, children need what they can imitate in their sense-perceptible reality. After that, children want to hear from their educational authority what they can and cannot do, what they should consider to be true or untrue, just or unjust and so forth. Something important begins to stir in the child around the age of nine or ten. Teachers who can truly observe children know that, at about the age of nine or ten, children have a particularly strong need. Then, although children do not have intellectualized doubts, they do have a kind of inner unrest; a kind of inner question, a childlike question concerning fate they cannot express and, indeed, do not yet need to express. Children feel this in a kind of half sleep, in an unconscious way. You need only look with the proper eye to see how children develop during this period. I think you know exactly what I am referring to here—namely, that children want something special from the teacher whom they look up to with love. Ordinarily, you cannot answer that desire the way you would answer an intellectually posed question. It is important during this time that you develop an intense and intimate, trusting relationship so that what arises in the children is a feeling that you as teacher particularly care for and love them. The answer to children’s most important life question lies in their perception of love and their trust in the teacher. What is the actual content of that question? As I said, children do not ask through reasoning, but through feeling, subconsciously. We can formulate things children cannot, and we can say, therefore, that children at that stage are still naïve and accept the authority of the beloved teacher without question. However, now a certain need awakens in the child. The child needs to feel what is good and what is evil differently, as though they exist in the world as forces. Until this time, children looked up to the teacher, in a sense, but now they want to see the world through the teacher’s eyes. Children not only want to know that the teacher is a human being who says something is good or bad, they also want to feel that the teacher speaks as a messenger of the Spirit, a messenger of God, and knows something from the higher worlds. As I said, children do not say it through reasoning, but they feel it. The particular question arising in the child’s feeling will tell you that a certain thing is appropriate for that child. It will be apparent that your statement that something is good or bad has very deep roots, and, thus, the child will gain renewed trust. That is also the point in moral education where we can begin to move away from simple imitative behavior or saying something is good or bad. At about the age of nine or ten, we can begin to show morality pictorially, because children are still sense oriented and without reasoning. We should educate children pictorially—that is, through pictures, pictures for all the senses—during the entire period of elementary school, between the change of teeth and puberty. Even though children at that age may not be completely sense oriented, they still live in their senses, which are now more recognizable at the surface of the body. Tomorrow evening I will discuss how to teach children from the age of six or seven through the time when they learn to read or write. Right now I want to consider only the moral side of education. When children have reached age nine or ten, we may begin to present pictures that primarily stimulate the imagination. We may present pictures of good people, pictures that awaken a feeling of sympathy for what people do. Please take note that I did not say we should lecture children about moral commandments. I did not say we should approach children’s intellect with moral reasoning. We should approach children through esthetics and imagination. We should awaken a pleasure or displeasure of good and bad things, of just or unjust things, of high ideals, of moral action, and of things that occur in the world to balance incorrect action. Whereas previously we needed to place ourselves before the children as a kind of moral regulator, we now need to provide them with pictures that do no more than affect the imagination living within their sense nature. Before puberty, children should receive morality as a feeling. They should receive a firm feeling that, “Something is good, and I can be sympathetic toward it,” or “I should feel antipathy toward something bad.” Sympathies and antipathies, that is, judgments within feelings, should be the basis of what is moral. If you recognize, in the way I have presented it, that everything in the human time organism is interconnected, then you will also recognize that it is important for the child that you do the right things at the right time. You cannot get a plant to grow in a way that it immediately flowers; blooming occurs later. First, you must tend the roots. Should you want to make the roots bloom, you would be attempting something ridiculous. Similarly, it would be just as ridiculous to want to present intellectually formulated moral judgments to the child between the change of teeth and puberty. You must first tend the seed and the root—that is, a feeling for morality. When children have a feeling for morality, their intelligence will awaken after puberty. What they have gained in feeling during that period will then continue into an inner development afterward. Moral and intellectual reasoning will awaken on their own. It is important that we base all moral education on that. You cannot make a plant’s root blossom; you must wait until the root develops into the plant and then the plant blossoms. In the same way, you must, in a sense, tend the moral root in the feeling and develop sympathy for what is moral. You must then allow children to carry that feeling into their intellect through their own forces as human beings. Later in life they will have the deep inner satisfaction of knowing that something more lives within them than just memories of what their teacher said was right or wrong. Instead, an inner joy will fill their entire soul life from the knowledge that moral judgment awoke within them at the proper time. That we do not slavishly educate children in a particular moral direction, rather, we prepare them so that their own free developing souls can grow and blossom in a moral direction, strengthens people not only with a capacity for moral judgment, but also gives them a moral strength. When we want a spiritual foundation for education, this fact reminds us again and again that we must bring everything to developing children in the proper way and at the proper time. Now you might ask: If one should not provide commandments that appeal to the intellect, what should you appeal to when you want to implant a feeling for moral reasoning in the school-age child? Well, authority in its own right certainly does lead to intangible things in the relationship between the teacher and the child! I would like to illustrate this through an example. I can teach children pictorially—that is, non-intellectually—about the immortality of the human soul. Until the time of puberty, the intellect is actually absent in the child. I must interweave nature and spirit, and thus what I tell the children is fashioned into an artistic picture: “Look at this butterfly’s cocoon. The butterfly crawls out of the cocoon. In just the same way, the soul comes out of the human body when the body dies.” In this way, I can stimulate the children’s imagination and bring a living, moral picture to their souls. I can do that in two ways. I could say to myself: I am a mature teacher and tremendously wise. The children are small and extremely ignorant, and since they have not yet elevated themselves to my stature, I need to create a picture for them. I create a picture for them, even though I know it has little value for myself. If I were to say that to myself, and bring a picture to the children with that attitude, it would not act on their souls. It would just pass quickly through their souls, since intangible relationships exist between the teacher and child. However, I could say to myself: I am really not much wiser than the children, or they are, at least subconsciously, even wiser than I—that is, I could respect the children. Then I could say to myself: I did not create that picture myself; nature gave us the picture of the butterfly creeping from its cocoon. And then, I believe in that picture just as intensely as I want the children to believe. If I have the strength of my own beliefs within me, then the picture remains fixed in the children’s souls, and the things that will live do not lie in the coarseness of the world, but in the subtleties that exist between the teacher and child. The incomprehensible things that play between teacher and child richly replace everything we could transfer through an intellectual approach. In this manner, children gain an opportunity to freely develop themselves alongside the teacher. The teacher can say: I live in the children’s surroundings and must, therefore, create those opportunities through which they can develop themselves to the greatest possible extent. To do this I must stand next to the children without feeling superior, and recognize that I am only a human being who is a few years older. In a relative sense we are not always wiser, and we therefore do not always need to feel superior to children. We should be helpers for their development. If you tend plants as a gardener, you certainly do not make the sap move from the root to the flower. Rather, you prepare the plant’s environment so that the flow of sap can develop. As teachers we must be just as selfless so that the child’s inner forces can unfold. Then we will be good teachers, and the children can flourish in the proper way. (Rudolf Steiner paused again to allow the second part of the lecture to be translated for the audience.) When we develop morality in the human being in that way, it then develops just as one thing develops from another in the plant. At first, humanly appropriate moral development arises from the imitative desires within the human organism. As I already described, morality gains a certain firmness so that people have the necessary inner strength later in life, a strength anchored in the physical organism, for moral certainty. Otherwise, people may be physically weak and unable to follow their moral impulses, however good they may be. If the moral example acts strongly and intensely on the child during the first period of childhood, then a moral fortitude develops. If children, from the change of teeth until puberty, can properly take hold of the forces of sympathy and antipathy for good and against evil, then later they will have the proper moral stance regarding the uncertainties that might keep them from doing what is morally necessary. Through imitation, children will develop within their organism what their souls need, so that their moral feelings and perceptions, their sympathies and antipathies, can properly develop during the second period of childhood. The capacity for intellectual moral judgment awakens in the third period of the child’s development, which is oriented toward the spirit. This occurs as surely as the plant in the light of the Sun blossoms and fruits. Morality can only take firm root in the spirit if the body and soul have been properly prepared. It can then freely awaken to life, just as the blossom and fruit freely awaken in the plant in the light of the Sun. When we develop morality in human beings while respecting their inner freedom, then the moral impulse connects with their inner being so that they can truly feel it is something that belongs to them. They feel the same way toward their moral strength and moral actions as they do toward the forces of growth within their body, toward the circulation of their own blood. People will feel about the morality developed within themselves in the proper manner as they feel about the natural forces of life throughout their bodies, that they pulse and strengthen them right up to the surface of the skin. What happens then? People realize that if they are immoral, they are deformed. They feel disfigured in the same way they would feel if they were physically missing a limb. Through the moral development I have described, people learn. They come to say to themselves that if they are not filled with morality, and if their actions are not permeated with morality, then they are deformed human beings. The strongest moral motive we can possibly develop within human beings is the feeling that they are disfigured if they are immoral. People only need proper development and then they will be whole. If you help develop people so that they want to be whole human beings, they will of themselves develop an inner tendency toward the spiritual due to this approach to morality. They will then see the good that flows through the world and that it acts within them just as effectively as the forces of nature act within their bodies. To put it pictorially, they will then understand that if they see a horseshoe-shaped piece of iron, someone might then come along and say we could use that horseshoe as a magnet because it has its own inner forces. But, another might say that it is only iron and is unimportant, and would use it to shoe a horse. Someone who sees things in the latter way could not, due to the way their life developed, see that spiritual life exists within the human being. Someone who only sees the superficial, and not how the spirit acts and interacts within the human being, is the kind of person who would shoe a horse with a horseshoe-shaped piece of magnetic iron. In such a case, the person has not been educated to see life properly and to develop the proper strengths. When comprehended spiritually, a proper education, felt and brought to the will, is the strongest motive for social activity. Today, we are standing under the star of the social problem. This problem exists for a reason, and I would be happy to say more about it, but my time is now coming to an end. However, I would like to mention that the social problems of today have many aspects, and much is needed to approach these questions in all detail. Modern people who look at things objectively want much for the future of humanity and for reforming social life. However, everything we can think of and create in practice for our institutions, everything we can think of in the way of schemes or about the nature of modern social life, demonstrates to those who see morality in the light of spirituality that dealing with today’s social problems without including the question of morality is like hunting for something in a dark room. We can bring the social question into proper perspective only through a genuine comprehension of morality. Anyone who looks at life with an eye toward the comprehensive connections found there would say that morality is the light that must enlighten social life if we are to see the social questions in a truly human way. Modern people, therefore, need to gain an understanding of the moral question connected with the social question. I believe that it is perhaps possible to show that what I have called spiritual science, or anthroposophy, wants to tackle the great questions of our times, and that it has earnest intentions regarding the questions of morality and developing morality within human beings. (George Adams completed his English translation of the lecture.) Rudolf Steiner on “ideal magic,” from lecture of November 17, 1922 (see footnote, page 1): Along with exact clairvoyance, you must also achieve something I refer to as ideal magic. This is a kind of magic that must be differentiated from the false magic practiced externally, and associated with many charlatans. You must certainly differentiate that from what I mean by ideal magic. What I mean by ideal magic is the following: when someone looks back over life with ordinary consciousness, one will see how, from year to year and from decade to decade, one has changed in a certain sense. Such a person would see that habits have changed, however slowly. One gains certain capacities while others disappear. If one looks honestly at the capacities that exist during earthly life, one would have to say that, over time, one becomes someone else. Life causes that to happen. We are completely devoted to life and life educates us, trains us and forms the soul. If, however, people want to enter the spiritual world—in other words, want to attain ideal magic—they must not only intensify inner thinking so that they recognize a second level of existence, as I previously described, but they must also free their will from its connection to the physical body. Ordinarily, we can activate the will only by using the physical body—the legs, arms, or the organs of speech. The physical body is the basis for our will. However, we can do the following: as spiritual researchers we must carry out exercises of the will in a very systematic way to achieve ideal magic along with exact clairvoyance. Such a person must, for example, develop the will so strongly that, at a particular point in life, one recognizes that a specific habit must be broken and replaced with another in the soul. You will need many years, but if you energetically use your will to transform certain experiences in the way I described, it is nevertheless possible. Thus, you can, as it were, go beyond allowing only the physical body to be your teacher and replace that kind of development with self-discipline. Through energetic exercise of the will, such as I have described in my books, you will become an initiate in a modern sense, and no longer merely re-experience in sleep what you experience during the day. You will achieve a state that is not sleep, but that can be experienced in complete consciousness. This state provides you with the opportunity to be active while you sleep—that is, the opportunity while you are outside your body to not merely remain passive in the spiritual world, as is normally the case. Rather, you can act in the spirit world; you can be active in the spiritual world. During sleep, people are ordinarily unable to move forward, to progress. However, those who are modern initiates, in the sense I have described, have the capacity to be active as a human being in the life that exists between falling asleep and waking up. If you bring your will into the state in which you live outside your body, then you can develop your consciousness in a much different way. You will be able to develop consciousness in a way that you can see what people experience in the period directly following death. Through this other kind of consciousness, you can experience what occurs during the period after earthly life, just as you will be able to see what occurs in pre-earthly life. You can see how you pass through a life of existence in the spiritual world just as you go through life in the physical world during earthly existence. You recognize yourself as a pure spirit in the spiritual world just as you can recognize yourself as a physical body within the physical world. Thus, you have the opportunity to create a judgment about how long life lasts during what I would refer to as the time of moral evaluation. |
312. Spiritual Science and Medicine: Lecture IV
24 Mar 1920, Dornach Tr. Unknown Rudolf Steiner |
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You will probably exhaust all the possible reasons for well-fed and cared for livestock, in your mental review; but you would never dream of propounding the theory that the countryside has been infected by an immigration of well fed cows! |
312. Spiritual Science and Medicine: Lecture IV
24 Mar 1920, Dornach Tr. Unknown Rudolf Steiner |
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The discussion yesterday was certainly of absorbing interest, but I must enter a caveat in connection with a question that has just been handed to me. I must again—as on a previous occasion—emphasise that we shall only reach an adequate method of ascertaining the relationship between individual remedies and individual phenomena of disease, after having answered in these lectures certain preliminary questions. Only these can enable us to judge the significance of every fact we discover about the connection between man and that external nature from which our remedies are derived. In particular, until we have settled these preliminaries, we shall not find it possible to deal with the connection between specific remedies and specific organs, for the simple reason that the connection is a complicated one, and we can only appreciate its real point when we have answered certain preliminary questions. This we shall try to do today and perhaps also in part tomorrow. Then we shall be in a position to point out a definite connection between particular remedies and the disease of particular organs. I want to make an introductory remark today and at once; and to ask you to accept it provisionally, because it throws light on many things. Regarding what was said in yesterday's lecture, [Ed: A lecture on the Ritter treatment of disease given by one of those attending the course.] I should like to ask you to face the reverse side of the matter. In that lecture, many very instructive cases were cited of undoubted cures—and certainly we must feel deeply gratified at this result. But I can suggest a very simple means whereby these cures would become more and more infrequent, and of course, I only make this suggestion so that you do not use this means although one might be led to use it. And I can, of course, only mention this amongst persons who have acquired a certain knowledge of Anthroposophy. The method referred to would consist in making every possible effort to make the Ritter therapy universally accepted. In face of successes of this treatment, you forget that you work as individual physicians. Possibly individuals among you may be aware of the struggle you have to wage against the majority of other doctors; and you may be aware that the moment you make Ritter's treatment into an accepted university institution, you would cease to be a minority in opposition and that treatment would then be practised by many others—I will not go so far as to say by all. You would then find the number of your successful cures appreciably diminished. So strangely do things befall in real life; they are often quite different from what we have imagined. As individual medical men you have the greatest interest in healing the individual patient, and modern materialistic medicine has even—one might say—sought in this way a legal justification for its aim of healing the individual. But this justification really consists in the claim that there are no diseases; there are only sick, diseased people! Now, this justification would be valid if patients were really so isolated regarding their sickness, as appears to be the case today. But in actual fact, individual patients are not so isolated. The fact that certain dispositions of disease spread over a wide region, as was mentioned yesterday by Dr. E., is of great importance. After curing one case, you can never be sure of the number of other individuals to whom you have brought the disease. The single case of disease is not viewed as part of a general process, and therefore, taken one by one, the individual result may be most striking. But one who aims at the benefit of mankind as a whole must speak—if I may say so—from a different angle. This is the factor which requires not only a one-sided purely therapeutic orientation, but a completely worked out therapy on the basis of pathology. This is precisely what we here attempt to provide, bringing a certain rationale into what is otherwise merely an empirical thinking on a basis of statistics. We will start our inquiry today from a fact that is common knowledge, and can fundamentally help us to judge the relationship of man to external nature, but has not been given anything like due attention, in ordinary medical and biological thinking. This is that man as a threefold being, in his nerves and senses system, in his circulatory system (as a being living in rhythms) and finally in his metabolic system, has a certain negative relationship to the events of external nature, especially in the plant world. Please give your consideration to this: in external nature (let us consider only plants to begin with) there is in the flora a tendency at work to concentrate carbon; to make this substance the base of all vegetation. Inasmuch as we are surrounded with plants, we are surrounded with organic structures whose essential nature consists of carbon concentration. Do not forget that the same substance is also present in the human organism, but that it is essential to the organism to arrest this formation, to keep it, as it were, in a permanent status nascendi, of dissolution, and to replace it by the opposite substance. We have the initial stages of this process in what I have recently termed the lower human organism. We deposit the carbon and, begin, as it were, out of our own forces, the process of plant formation, and at the same time, we are compelled to fight against this process, at the urge of our upper organism. We cancel the plant formation by opposing carbon with oxygen, by changing it into carbon dioxide, and thus we develop in ourselves the process directly opposite to plant formation. I recommend you to give heed wherever these processes contrary to external nature are found. You will thereby reach a more fundamental comprehension of what man actually is. You do not understand man's nature by weighing him—to take a symbolic example for all investigations by means of the methods proper to physics; but you will understand something about the mechanics of man immediately if you consider that the brain, as is well known, has an average weight of about 1,300 grammes, but that this full weight cannot press upon the lower interior surface of the cranium, for if it did, all the delicate network of minute veins in that region would be crushed and obliterated. The pressure of the brain on its base does not exceed twenty grammes. The cause is the well known hydraulic principle enunciated by Archimedes, that the brain becomes buoyant as it floats in the cerebro-spinal fluid, so that its total mass and weight are not effective but are counteracted by the surrounding liquid. And just as the weight of the brain is neutralised and we do not live within the physical weight of our organism, but within the buoyancy which is the force opposed to material weight—so is it with other human processes. In fact we do not live in what physics would make of us, but in that part of the physical that is neutralised or counteracted in us. And similarly we do not live in the processes observable as operative in external nature, which reach their final manifestations in the vegetable world, but we live in the cancelation of the plant formation process. This fact is of course an essential in building the bridge between the human organism in disease and remedies drawn from the vegetable world. This theme could be treated—so to speak—in the style of a poetical story. We could say: if we take in all the beauty of the vegetable world that surrounds us in external nature, we are entranced and rightly so. But it is otherwise if we cut open a sheep's body and forthwith become aware of another kind of flora which certainly originated in a similar way to the flora of the external world. If we open the body of a freshly killed sheep and encounter the full force of the odour of putrefaction from its entrails, we most certainly feel far less pleasure in the existence of the intestinal flora. We must carefully note and consider this fact; for it is simply self-evident that the same causes which favour the growth of vegetation in external nature, must be counteracted in man, and that the intestinal flora ought not to develop in us. Here we have a remarkably extensive field of research, and I would venture to recommend, as a theme for doctoral theses for younger students, to make use of this subject matter, and especially of comparative anatomical research, on the intestinal structures of various animal groups, through mammals up to man. As I say, a remarkably rich source, for much that is most significant here has not yet been investigated. Try particularly to find out why the opened sheep exhales so foul an odour of putrefacation by reason of its intestinal flora, whereas this is far from being the case in birds, even in carrion birds, whose bodies when opened smell comparatively pleasant. There is very much in these matters that has received no scientific study and research up till now. And the same is true of the comparative anatomy of the intestines. Think for a moment of the considerable difference in all birds from both the Mammalia and mankind. (It is just here that materialists, for instance the Paris expert, Metchnikoff, have perpetrated the greatest errors). In birds there is a remarkably poor development of both bladder and large intestine. Only in those groups which form the Ratites (the Ostrich and its relatives) does the colon begin to enlarge, and certain approximations to the bladder appear. So that we are led to the important fact that birds are unable to accumulate their excretions, retain them for a while within their bodies and then evacuate them as occasion offers; but on the contrary, there is a continuous equipoise between what is taken into their bodies and what is evacuated from them. It is one of the most superficial views to regard the flora of the human intestines—and, as we shall see later, also the microscopic fauna found there and elsewhere in the human organism—as anything to be called the cause of sickness. It is really quite appalling, in the course of examining and collating the literature pathology today, to find in every chapter the refrain: In cases of this disease we have discovered such and such a bacillus, in cases of that disease, another bacillus and so forth. Such facts are of great interest to the study of the botany and zoology of the human organisms, but as regards the condition of disease they have at best only the significance of indicators, indicators enabling one to conclude that if this or that form of disease is present, the human organism thus affected offers appropriate soil for the growth of this or that interesting vegetable or animal micro-organism. They mean this and nothing more. With the disease as such, this development of microscopic flora and fauna has only very little to do; and that little, only indirectly. For, I ask you to observe that the logic displayed in contemporary medicine today on these themes, is quite remarkable. Suppose for example you discover a landscape, in which you find a number of extremely well fed and healthy looking cattle. Would it occur to you to say: all that you behold in this countryside is as it is, because the cattle have somehow descended from the air and have infected the district? Such an idea would hardly occur to you; rather will you be obliged to inquire, why there are industrious people in this district, why the soil is specially propitious for this or that form of pasturage, and so on. You will probably exhaust all the possible reasons for well-fed and cared for livestock, in your mental review; but you would never dream of propounding the theory that the countryside has been infected by an immigration of well fed cows! This however is exactly the train of reasoning displayed by Medical Science today, in respect of microbes, etc.... These remarkable creatures simply prove, by their presence, that there is a certain type of medium or substratum favourable to them, and attention should accordingly be directed to the study of this substratum. Of this substratum, of course there may be indirect causes and effects. For instance, in the country-side we spoke of, someone might say; “Here are a lot of fine, well-cared for cattle; if we send a few more, perhaps some more people will put their backs into it and join the others.” Thus it is, of course, possible, that a well prepared substratum is incited by the invasion of bacteria to develop some disease on its own part. But with the study of disease as such this concentration on the nature of bacilli has nothing whatever to do. If only care were taken to build up a sound logical line of thought, nothing of what is perpetrated by official science to the ruin of sound thinking, could occur. The really decisive factor is a certain unbalanced interaction of what I have recently termed the upper and lower spheres in man, which may disturb or destroy their correct and normal relationship. So that a defective counter-activity of the upper sphere may set free in the lower sphere forces which cannot cope with the process of plant formation; a process which is there as an inborn tendency and requires to be checked. Then there is opportunity for the growth of abundant intestinal flora, and such intestinal flora becomes a symptom of defective abdominal functions in man. Now there is this peculiarity: the activities which normally proceed from the upper sphere to the lower, are dammed up, as it were, if they cannot fulfill their downward course. Therefore, if there are obstacles which prevent the performance of the functions for which the lower part of the body is organised, those functions are pushed backwards. That may seem to some people an unscientific expression, but it is more scientifically accurate than much that is written in the usual text books on Pathology. These processes, normally proper to the lower sphere of man, are pushed back into the upper, and we have to observe and follow this up as a cause of discharges from the lungs and other parts of the upper body, such as the pleura and so on, and inquire into the state of the normal or abnormal secretory processes of the lower sphere of man It is very important to get a clear view of this reversal of organic processes from and through the lower sphere into the upper again, so that much that manifests in the upper parts are simply abdominal processes pushed back. And this reversal of processes does occur if the correct interaction between the two spheres is disturbed. Here is another circumstance for your consideration. You all know it as a fact; but it has not received adequate attention, although a healthy scientific view would lay great stress on it. At the very moment that you have thoughts about any organ of your bodies, or to express it better, thoughts that are connected with any organ, there is a certain degree of activity in that part. Here is, I suggest to you another wide field for future doctoral theses! Just study the association of certain trains of thought with, for example, the flow of saliva, the flow of mucoid substance from the intestines, the flow of milk, of urine, of seminal secretion; all these are the accompaniment of thoughts which arise and proceed concurrently with these organic phenomena. What is the fact before us? In your soul life certain thoughts arise; organic phenomena appear concurrently; the two processes run parallel. What does it mean? What arises in your thoughts is entirely within the organs. If you have thoughts synchronising with a glandular secretion, you have drawn the activity which is the basis of the thought, the thinking out of the gland itself. You perform the activity apart from the gland, leaving the gland to its own fate, and the gland performs its proper activity; it secretes. The secretion is held up, that is to say what otherwise is set free from the gland, remains within it, because thought unites it with the gland. Here then, you have so to speak, in a tangible form, the passing of plastic activity from out of the organ into the thought. You can say to yourselves: if I had not thought thus, my gland would not have secreted. That is: I have drawn a force out of the gland, transferred it into my soul life, and the gland has given forth its secretion. The human organism supplies the most obvious proof of my argument in our previous considerations, that what we experience in soul and spirit is simply the operation of those formative forces, separated in us, but working in the rest of Nature's order. The external natural processes take place, by virtue of the same forces that develop the flora of fields and woods, corresponding to our intestinal flora; in the external flora are the same formative forces that we extract in the case of our own flora. If you look at the flora of the mountains and meadows, you must recognise in them the same forces that you evolve in your thoughts, when you live in representation and feeling. And the humble vegetation of your intestines differs from the external flora, because the latter do not have to be deprived of the thoughts. Thoughts are inherent in the external vegetable world, as much parts of the plants as their stems and leaves and blossoms. Here you get an idea of the kinship between what holds sway in flowers and foliage and that which works within yourselves when you develop an intestinal vegetation, which you deprive of formative powers, taking those powers away for your own use. For indeed, if you did not do this you would not be a thinking being. You take away from your intestinal flora what the flora out in nature still retain. This is equally true of the fauna. It is impossible to correlate the nature of man with remedies from the vegetable world, without understanding what I have just said. Similarly until we realise that mankind has drawn away from his intestinal fauna the forces formative of animal life in external nature, we can get no right concept of the use of sera. So you can see that a system, a rationale in these matters, is only obtainable when we envisage the relationship of man to his environment. And I would draw your attention to another point that is curiously significant. I do not know how many of you some time ago noticed the most preposterous placards forbidding people to spit. As you know the purpose behind them was to combat tuberculosis. These prohibitory placards are abjured for the reason—which ought to be common knowledge—that the daily diffused light of the sun destroys the bacilli of tuberculosis in a very short time. If you examine a sputum specimen after a short time, it contains no more such bacilli. So that even if the assumption of current medicine were valid—this prohibition would be extremely absurd. Such prohibitions have significance for the elementary observance of cleanliness, but not for the widest aspects of hygiene. For the student who is beginning to estimate facts correctly, this is very important, for it indicates the inability of the kinsman of intestinal fauna or flora, the bacillus, to survive in the sunlight. Sunlight does not suit it. Where can the bacillus survive? In the interior of the human body. And why just there? It is not that the bacillus itself is the noxious agent, it is the forces active within the body that we must consider. And here is another fact that is ignored. We are continually surrounded by light; light—as you will of course remember perfectly from your study of science—has supreme importance for the evolution of the extra-human beings, and especially for the development of all extra-human flora. But at the border line between ourselves and the world outside, something very significant happens to light, that is, to something purely etheric; it becomes transmuted. And it needs must be transmuted. For, consider how the process of plant formation is held up in man, how this process is so to speak broken off and counteracted by the process that manufactures carbon dioxide. In the same way, the process contained in the life of light is interrupted in man. And so, if we seek for light within man, it must be something transformed, it must be a metamorphosis of light. At the moment of crossing the border of man inwards we have a metamorphosis of light. This means that man does not only transform the common, ponderable processes of external nature within himself, but also the imponderable element—Light itself. He changes it into something different. And if the bacillus of tuberculosis thrives in the human interior and perishes in the full sunlight, it is evident—to a sound judgment of the fact—that the product of the light as transmuted within us, must offer a favourable environment to these bacilli, and if they multiply excessively, there must be something wrong with the product of transmutation, and thence we get the insight that amongst the causes of tuberculosis is involved that of the process of transmutation of light within the patient. Something occurs which should not occur, otherwise he would not harbour too many of the tuberculosis bacilli—for they are always present in all of us, but as a rule in insufficient numbers to provoke active tuberculosis. If they are too prolific, their “host” succumbs to the disease. And the tuberculosis bacillus could not be found everywhere, if there were not something abnormal in the development of this transmuted light of the sun. It will again be easy to work out an adequate number of doctorial theses and scientific papers on this. Empirical material gleaned from observation, will pour on you in floods, in corroboration of views which I can only offer here in mere outline. What happens if a human being becomes suitable soil for tuberculosis bacilli is that either he is not constitutionally capable of absorbing sunlight, or he does not get enough sunlight owing to his way of life. Thus there is not an adequate balance between the amount of sunlight he receives from outside, and the amount he can transmute; and this forces him to draw reserves from the already transmuted light stored up within him. Please pay particular attention to this: Man by the very fact of being man, has a continuous supply of stored and transmuted light within. That is necessary to his organisation. If the mutual process, enacted between man and the external sunlight, does not take place properly, his body is deprived of the transmuted light, just as, in cases of emaciation, the body loses fat which it needs. And in such cases, man faces the dilemma of either forcing his upper sphere to become diseased or of depriving his lower sphere of what he needs for the upper: that is of making his lower sphere sick, by depriving it of transmuted light. You will gather from this that the organisation of man needs not only ponderable substances, derived from the external world and transformed, but that imponderable, etheric substances are also present within him, although in metamorphosis. Further you will conclude that these basic principles afford the possibility of building up a correct view, on the one hand, of the healing effect of the sun's light: we can expose the human being directly to the sunlight, in order to regulate his disordered interrelation to the environing light. And, on the other hand, we may administer internally those substances that counteract the irregularity in the deprivation of transmuted light. We must counter-balance the deprivation of transmuted light, by means of what can be drawn from the remedial substances. There is the window through which you can observe the human organisation at work. But now—you must excuse my somewhat undiplomatic expression, it is really objective, detached from sympathy or antipathy—everybody who observes the world must after a time acquire a certain anger against every use of the microscope, against every research on the microscopic scale: because microscopical methods are more apt to lead away from a wholesome view of life and its disturbances, than to lead towards it. All the processes actually affecting us, in our health and sickness, can be much better studied on the macroscopic than on the microscopic scale. We must only seek out the opportunities for such a study in the world of the macrocosm. Let us return to the Birds. As a result of the absence of a bladder and large intestine, these creatures possess a continual balance between nutrition and evacuation. Birds can evacuate their waste matter in flight; they do not retain it; they do not store it in themselves. They have no organs for such a purpose. If a bird were to accumulate and retain excretions, this would be a disease which would destroy it. In so far as we are human beings we have gone further than the birds on the evolutionary path, in the phrase that meets contemporary opinion; or—as would be a more correct statement—we have descended below the level of that order. For birds do not need to wage the vigorous war against intestinal flora which does not exist in them; this war is unavoidable in higher animals and mankind. But let us consider a—shall we say—somewhat more highly placed activity of ours; the metamorphic activity of the etheric element, the metamorphosis of light, as just described. In respect of these functions we are on the same grade as birds. We have a large intestine and a bladder in our physical organism, but in our etheric organism, in these respects, we are birds; these organs are actually absent in the dynamics of the cosmos. Therefore we are obliged to work up light as soon as we receive it, and to give forth the products by excretion. If a disturbance arises here, there is no corresponding organ for its operation. We cannot stand the disturbance without our health suffering accordingly. So when we observe the birds with their miniature brains, it becomes evident that in the macrocosmos they are replicas of our more subtle organisation. And if you want to study man with reference to this finer organisation which separates itself from his coarser organisation which has descended below the birds—then, my friends, you must study the processes of the world of birds macroscopically. Here I should like to interpolate a comment. We human creatures would be in a sad state, if in our etheric organism we had the same superiority over birds as we have in our physical; for the etheric organism cannot be enclosed and sequestrated, in the same way, from the external world. If we possessed organs of smell receptive to the storage of transmuted light, the social life of mankind would be an appalling experience. We should have the same experience we get when we cut open a sheep and inhale the fumes of its entrails. Whereas, in actual fact, the etheric aroma of mankind, as perceived among ourselves, may be compared to the relatively far from disagreeable smell of a freshly killed carrion bird. Contrast this with what we smell if we open the body of a ruminant animal and even of such an animal as the horse, which is not a true ruminant although it has the tendency to become a ruminant in its organisation. So what we have to do is to investigate the analogy between what happens in the external animal and vegetable worlds, and what happens in regard to the intestinal flora and fauna in the human organisation, which has to be combated and counteracted. And in deciding the relationship between any specific organ and any specific remedy, we must pass from the general definitions just given, to the particular definitions and descriptions of the following lectures. Now pass from the reasons compelling us to combat the intestinal flora and fauna, inasmuch as within the circulatory function we find something that attacks the process of plant formation. Let us consider man's nervous and senses system. This aspect of our nature is far more significant for its totality than is generally believed. Science has become so remote an abstraction, that it has not been realised how this nervous and sensory system, which is interpenetrated with light and the warmth inseparable from light, is linked up with the internal life. This is because the imponderable elements that enter the body with the light, must be absorbed and transmuted by our organs, and are forming organs in us, just as do the substances of the ponderable world. The special significance of the nerves and senses system for our human organism has been neglected. But whereas, if we enter more deeply into the lower man we descend out of the formative force of intestinal flora into that of intestinal fauna, we come, if we ascend in man, out of the region where the intestinal flora is combated, into the region where there must be a continual combating of the tendency of man to become mineralised, to become sclerotic. You can observe externally in the greater ossification of the human head how the tendency towards mineralisation increases the more man develops upwards. This tendency towards mineralisation is of great importance for our whole organisation. We must constantly recall—as I have done already in public lectures—that in dividing the human being into three systems, i.e. the head man, the trunk man and the limb man, we must be careful not to imagine that these three are external to one another within external spatial boundaries. Man is of course wholly head man, but qualitatively distributed. That which has its chief focus in the head, also extends over the whole man. The same is true of the other main systems, circulation system, limb and metabolic system; they too, extend throughout man's body. So the tendency to mineralisation, localised chiefly in the head, exists and must be counteracted all through the body. Here is a field of knowledge of which the contemporary student can no longer understand anything when he glances through the ancient treatises written in the light of atavistic clairvoyance. For after all, only the smallest minority of those who trouble to read that Paracelsus writes of the salt-process, get any worth-while idea from it today. But the salt-process belongs to the region that I am now outlining, just as the sulphur process belongs to the region previously described. Man has an inherent tendency to mineralisation; just as the forces fundamental to the development of our internal flora and fauna can get “out of hand,” so also can the mineralising tendency. How is it to be counteracted? Only by shattering it; by, as it were, driving a perpetual succession of minute wedges into it. And here you enter the region where you have to pass from serotherapy through vegetable therapy to mineral therapy. You cannot do without this, as you only reach a starting ground for the support of all that needs support, in man's struggle against mineralisation, against general sclerosis, in the interaction between the minerals and those human substances which tend themselves to become minerals. It does not suffice simply to introduce the mineral, in its crude state as found in the external world, into the human organism. The right method would indicate some form of the homeopathic principle. For it is precisely from the mineral kingdom that we must set free the forces opposed to the action of the external forces of that kingdom. It is a sound comment (and one already made) that we have only to turn our attention to the very slight mineral content of many medicinal springs, which have a remedial effect, in order to observe a conspicuous homeopathic process. This process shows that at the very instant in which we liberate the mineral components from their externally known forces, other forces emerge which can only be fully liberated through homeopathic dosage. This subject shall be given special consideration later on. But I would add the following consideration today, and address my remarks particularly to the younger members of my audience. Let us assume that you are making comparative investigations into the structural changes of the whole intestinal system, let us say from the fishes, through the Amphibia to the reptiles—the conditions in the Amphibia and reptiles in this respect, are most interesting—to the birds on the one side, and the mammals, and finally, man, on the other. You will find that remarkable changes of form occur in the organs. For instance, there are the Caeca the equivalent of what has become the vermiform appendix in man; in the lower mammals, or, in bird groups which deviate from the normal type—the rudiments of the vermiform appendix appear. Or study the quite different way in which the great gut, which does not exist in fishes, evolves through the ascent of so-called more perfect classes, into what we can recognise as the larger intestine (colon). Between this and the manner in which caeca become what we recognise as the appendix in mankind, (certain species of animals have several appendices) you will find a remarkable complementary relationship. A comparative study should bring this interrelationship into sharp relief. Of course you can put the question from the outside, as it were, and you know how often it is so put: why is there such a thing as the vermiform appendix in mankind? Yes, that is often asked. And if the question is raised, it is generally forgotten that man exhibits a duality, so that what originates in the lower sphere has always complementary organ in the upper, and that certain organs of the upper sphere could not evolve without their complementary organs, almost their opposite poles, in the lower. The more the fore-brain approximates to the form which it reaches in mankind, the more evolved does the intestine become in the direction of the process of the depositing of waste material. There is a close correspondence between cerebral and intestinal formation; if the great gut and the caecum did not appear in the course of animal evolution, it would not be possible for men capable of thinking, to arise on a physical basis; for man possesses the brain, the organ of thinking at the expense—I repeat, entirely at the expense of his intestinal organs, and the intestinal organs are the exact reverse side of the brain parts. You are relieved of the need for physical action in order to think; but instead your organism is burdened with the functions of the highly developed larger intestine and bladder. Thus the highest activities of soul and spirit manifested in the physical world through man, so far as they are dependent on a complete brain formation, are also dependent on the equivalent structure of the intestine. This crucially important inter-relationship throws much light on the whole way in which nature works. For, however paradoxical, it is nevertheless permissible to say, that man has a vermiform appendix in order that he may think like a human being. That which shapes and reveals itself in the appendix, has its polar complement in the human brain. All that is in one sphere has its analogies in the other. These are facts which must be acquired once more through new methods of knowledge. We cannot merely echo the physicians of antiquity, who based their doctrine on atavistic perceptions. That road will not lead us to many results. We must reconquer these truths ourselves. And in that reconquest we shall find the purely materialistic achievements of medicine, which are averse from such associations, a real obstacle. For medicine and biology today, the brain is simply an internal organ and so are the contents of the abdomen and pelvis; entrails, all of them. And thus they made the same mistake as if they identified positive with negative electricity; just electricity, what is the difference? The mistake here is quite analogous but is overlooked. For, just as between positive and negative electricity there arise tensions which then seek their equilibrium, there is also perpetual tension within man, between the upper and lower organic spheres. And the control of this tension really comprises what we must search for in the field of medicine. This tension also manifests itself (I will merely indicate this today, but treat it in detail later) through the forces concentrated in two organs: the Pineal Gland and the so-called Pituitary Gland. In the pineal, all those forces are focused and marshaled which are contrary to those of the pituitary, the hypophysis cerebri, that is to those which are of the nature of the lower organic sphere. It is a mutual relation of opposing tensions. And if we were in the habit of forming an opinion of the state of this balance of tensions, from the general health of the individual case, we should have laid a very sound foundation for the remedial treatment to follow. |
314. Physiology and Therapeutics: Lecture IV
09 Oct 1920, Dornach Tr. Alice Wuslin, Gerald Karnow Rudolf Steiner |
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Just as the human world can be healed socially only if spiritual knowledge is carried into social judgments, so our medicine can bring health only if spiritual vision is carried into it. We are not dream-spinners in any realm. We do not by any means want dilettantes in any realm. What is important is serious research, research that has developed the fundamental principle often applied today. |
314. Physiology and Therapeutics: Lecture IV
09 Oct 1920, Dornach Tr. Alice Wuslin, Gerald Karnow Rudolf Steiner |
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Tonight I would like to add a few things to the lectures I have been giving to you in these past few days as a substitute for the scheduled lecturer. I would like to point aphoristically, as it were, to something that may still be able to clarify a principle for the fructification of medical-therapeutic study through spiritual science. Obviously for the reasons already mentioned this morning, I cannot speak too much detail here; that is due not so much to the shortness of time—that too, naturally—but more to the fact that detailed knowledge must be held for a really professional gathering of physicians, again for the reasons I presented this morning. Nevertheless, I would still like to contribute something in this direction, something that can lead to a general understanding of the nature of medicine so that a kind of social influence can emanate from a spiritual scientific study of medicine, bringing about a certain trust between the public and physicians. The better our understanding of the nature of medicine, the more effectively will medicine be able to work. This morning I directed your attention to the fact that the life of the human organism consists of the nerve-sense system—the head system—working oppositely to the metabolic-limb system; these two are then balanced by the rhythmic system. All breakdown processes, the completely necessary breakdown processes of the nerve-sense system, are continuously brought into harmony and exchange with the upbuilding processes of the metabolic-limb system. You can imagine (and this can be verified in detail) that because the two systems of the human organism work in a thoroughly opposite way, they also work upon one another. Thus what goes on in the details of the metabolic-limb system, for example, should not be influenced too strongly from the head system, bypassing the rhythmic system; when this happens an activity suitable only to the head system works its way into the metabolic limb system. If we adequately penetrate what we are concerned with here, we will come to understand how such intrusions of one system upon the other can take place. It will be understood, in other words, how the head system, the nerve-sense system (in which there must also be metabolic processes, as I have explained to you), can occasionally be overcome by metabolic processes that make the head system resemble the metabolic-limb system inwardly and functionally. The reverse can also take place, because the same functional system that is normally active in the head is also active in the metabolic-limb system, though in a subordinate way Occasionally this activity can get the upper hand, can become too intense in the metabolic-limb system, where it should only reach a certain level, having its actual significance in the head. This is possible, in other words, because the nerve-sense activity that is also present in the metabolic-limb system strongly impregnates the metabolic-limb system with head activity, which thus becomes predominant in the abdomen, for example. Said in a better way, it becomes an activity whose intensity is too great. Then what should normally take place as breakdown processes only in the nerve-sense system will take place in the abdominal organs. Of course it will take on another form in the abdominal system, but it will nevertheless cause mischief there. In fact, by looking in this way into the organization of human nature, we can see in the phenomenon I have just described the development of a serious human illness, namely, typhus abdominalis. The manifestations of typhus may certainly be studied empirically, but they can be understood and placed within the entire human organization only if one is able to penetrate the human being in this way from the standpoint of a rational medicine, if I may use this Goethean designation. I have also shown you this morning how it is possible to make the transition from the physiological-pathological to the therapeutic by attempting not only to penetrate what goes on in human nature but at the same time to penetrate what goes on in outer nature. Processes take place in outer nature which, if penetrated in the right way, can be introduced into the human organism by administering the appropriate substances. Because outer nature—the plant nature, for example—works in a certain way by virtue of its striving upward, working in an opposite sense to what strives downward in the human being, substances from plants can restrain certain processes that are unfolding improperly among the three systems of the human organism. It is interesting to explore how what I presented to you this morning about the plant world and its connection with the human being can be penetrated in a similar way in relation to the mineral world. In order to penetrate this matter in relation to the mineral world, however, we must first gain certain anthroposophical understandings of the human being. The soul-spiritual, the etheric, and the physical are all active in the human being. As we will have been able to discern through the considerations in these lectures, this soul-spiritual element works in such a way that it can be penetrated by full ego-consciousness. If this is the case, the human being is organized in the normal way, as it were. On the other hand, the ego-consciousness may be weakened, may step back in some way. If the soul-spiritual element kicks up some kind of fuss, going its own way without being penetrated in the right way by the ego, then various types of the so-called mental illnesses arise. Everything that is soul-spiritual in the human being, however, as well as what in anthroposophical terminology is called the astral—that is, the more subconscious, dreamlike, or entirely unconscious soul life—and also what is understood as ego-activity, as the fully conscious soul life, has its physical carrier by means of which it works in a certain way in physical life. We may therefore say that if we study the human being we must direct our gaze not merely to what expresses itself as ego-activity, which is a purely spiritual activity we must rather direct our gaze to the actual, carrier of this ego-activity in the organism. We find that the actual carrier of this ego-activity is essentially anchored in the blood. I could certainly demonstrate to you in detail how, especially through the particular activity of the blood, through the working together of the metabolic activity in the blood with the rhythmic activity in the blood, the ego works with the rest of the soul element, but to go into this now would lead too far. What should interest us more right now, however, is the bridge from physiology and pathology to therapy. There we find something exceptionally important. We can influence the physical scaffolding, as it were—the physical carrier—of a soul-spiritual element, of the fully conscious ego, let us say, through certain processes that we bring about in it. The physical carrier then withdraws from the ego-activity, as it were, yet continues to perform a function similar to what otherwise takes place only under the influence of the ego-activity. Drawing 1 Let me refer to a specific case in this connection. Imagine, please—I will sketch this for you—that what is active as ego-activity builds up, through the human blood system, something like a scaffolding, a scaffolding of forces. I will designate the ego-activity itself by these colored lines next to the line of this force-scaffolding, the line that designates the soul-spiritual element of the ego-activity (see drawing, red). If one can now influence the force-organization lying at the basis of the ego-activity in a certain way, it could be possible for this force-organization to become independent, as it were, to tear itself away and as physical activity, as scaffolding of physical force-activity, to separate itself from the soul-spiritual and yet remain like an image of the soul-spiritual activity, though working merely physically. In a certain way we thus incorporate into ourselves a kind of double that works deeply in the subconscious but that work; similarly—though only in space, which means only physically—to the way it normally works when surrendering itself as an unencumbered instrument for the ego-activity. This can be brought about by introducing too much phosphorus into the human being, by administering to someone a powerful dose of phosphorus. (This does not actually need to be done; in elementary cases one can already see this. It is always possible to find the point designated by Goethe as the one behind which nature reveals its manifest secret, if one follows the appropriate path.) It is possible to separate out the bodily carrier of this ego-activity from the ego-activity itself. Then this ego-activity is carried out in the body as in an image. What would be the result of this? The result would be that, particularly under the influence of the phosphorus forces, the blood activity would proliferate beyond its normal extent, particularly in the bony system. In the bony system a kind of hyperemia would arise. In this way, through this hyperemia, an excessive blood activity in the region of the bone cartilage would run rampant, and the calcification process of the bones would be opposed. I have described to you what could result from treating someone with too much phosphorus, where the function that phosphorus is normally able to fulfill in the human organism is excessively enhanced. Those forces that are outside in the world, however, anchored in the different minerals, are present in the human being in another form, as it were, in a super-sensible form, and they can be active within the human being. Man is a microcosm in a certain respect. If these forces that are normally anchored in phosphorus outside in nature are active within the human being, as can occur particularly in early childhood, then the illness rickets occurs. By penetrating the connection of the human being with the surrounding world, we have been able to ascertain that the manifestation of rickets in the human organism is a process similar to the one that takes place outside in nature in the manifestation of phosphorus. I am speaking to you aphoristically and obviously in a way in which not all the parts of a sequence of proof are connected; by means of a specific case, which is actually only indicating the direction, we can see how to search in a spiritual scientific way for this connection between the human being and the rest of the world. Drawing 2 Now, however, it is possible to proceed further. I have shown you earlier today how, with the metabolic-limb system on one side and the nerve-sense system on the other side, the balancing rhythmic system in between, these two systems work together in a way (see drawing). You see, in fact, that what serves as an irregularity in the metabolic-limb system, bringing about illness, is just what induces health in the head system. Thus in the human head system there are always certain functions that stem from phosphorus, though from a very slight quantity of phosphorus that is found in the human brain. We have already become acquainted with this phosphorus-activity from the other side, in the way I have described to you, as something that brings the proper breakdown in the calcification processes in the metabolic-limb organism. These phosphorus processes in the brain, however, must be present wherever there is to be breakdown and where, above all, this breakdown is to be continually active. In other words, because the phosphorus process is present in the brain, we continuously have a kind of manifestation of rickets in the brain in, you could say, a status nascendi. This is precisely the basis of our brain-activity, that bone continuously wants to be formed, but this bone formation is continuously inhibited once the skull has developed to surround the human brain in the right way. In the human brain—and this reveals itself to human perception—we have a continuous striving toward bone formation, but this bone formation reaches its conclusion at a certain age, at which time this activity of bone formation ceases. We thus have here something that is really conducive to illness but that is balanced from the other side, from the other pole of the organism; we have here a continuous striving toward rickets. It is interesting that a rhythm such as this one that can be observed in the human being is also present outside in the rest of nature, though appearing in a certain respect as the opposite. If we look at the remarkable significance of phosphorus for the human brain, we have to say to ourselves that as phosphorus is taken in it is worked through up to the head. It undergoes a transformation within the human organism itself. It follows the same direction as the growth in the human being. It incorporates itself into this direction of growth in the human being, thus reducing its own activity to a minimum, as it were, diluting it. By means of this dilution the restrained rickets of the head can become the carrier of just those soul-spiritual processes that must be undertaken by means of the human head's mediation. It is interesting that if very small doses of phosphorus are administered to the human being in the right way, rather than the somewhat larger, ordinarily perceptible doses of phosphorus, something different is achieved even in the function of phosphorus. If these small doses are administered to the human organism, they work in the same way as phosphorus works in the human brain. They now work in the rest of the organism as small doses able to restrain the rickets process if it has begun in children. Phosphorus in small quantities, in the smallest doses, can therefore serve as a remedy against rickets. In a more comprehensive sense, phosphorus can generally be used as a remedy against everything in which this ego-scaffolding, the physical ego-scaffolding (see Drawing 1, white), which I have sketched under the red, is freed within the organism, as a result of illness, from the actual soul activity: in other words, phosphorus brings back the soul activity, returning the condition to normal. I would have to present a very complicated exposition about human nature for you to be able to see what actually lies at the basis of the dispute between allopathy and homoeopathy. In certain areas, however, you could say that what homoeopathy reveals becomes perfectly evident, as in these cases I have indicated to you. With certain small doses of phosphorus, or also sulphur (in short, something combustible—I will return to this) rickets as well as other inflammatory conditions can be healed, illnesses that stem from a blood-activity that has been freed from the ego-being. You see, then, that when we begin to study the human being as suggested by spiritual science, as in this case, the connection of the human being with outer, inorganic nature becomes transparent. What I have just touched on here today can definitely be extended to other inorganic substances. One need only pursue this in detail. It is precisely this attempt to bring about a union of pathology, physiology, and therapy that requires a devoted study of the world within and the world outside of the human being. We may call phosphorus and sulphur combustible substances. If this study is really extended further, combustible substances reveal themselves as working in a way thoroughly akin to what has been described of phosphorus. They work so as to re-insert the emancipated ego-scaffolding into the ego-activity. Certain salts work in the opposite way, substances now that are not combustible but that dissolve in water and then precipitate out again when the water is cooled. These salts, carbonates and other salts, work in such a way that they call forth a too-intense union of the soul-spiritual, particularly the ego-activity, with the scaffolding; they do not loosen it from the scaffolding but rather impress the soul-spiritual too strongly into it. They can therefore be used as remedies if this connection is for some reason too loose. We can therefore say that if we understand the actual results of introducing a substance into the organism, how it influences the entire organization, then we can see how to work against a process that is proceeding abnormally and must be countered. For certain processes, for example the process lying at the basis of pulmonary tuberculosis, it is precisely such salt-like substances (therefore soluble substances) that are particularly effective. What pulmonary tuberculosis is demanding is something to work against a process which, in the human organism, is the opposite of what takes place when a salt dissolves into a solution. What is important here is that broadening one's knowledge about all of human nature leads into the human being's connection with all his outer, worldly environment. In these thoroughly aphoristic considerations I can only offer examples. What I have just been speaking about could be illustrated by still other examples. We can find such examples everywhere, but let us take an example from a realm that can at the same time lead us into the whole connection of the soul-spiritual with the physical. What is transmitted through the nerve-sense system in human life constitutes the conscious life of the human being from waking to falling asleep. We are thus able to say, more or less, that the head system is the expression for the conscious life of the human being. The metabolic-limb system is not the expression for the conscious life of the human being in the same way. We go through the world with conscious head but with unconscious limbs. These limbs become conscious only when they are touched in some way, when they endure an insult of some sort. We may therefore say that the normal condition for the head system, for the nerve-sense system, is waking consciousness, whereas for the opposite system in the human being it is unconsciousness. It is possible, however, to produce artificially in the human being a kind of consciousness for this other system, for the metabolic-limb system. This happens through massage, for example, which consists of making conscious through outer measures what otherwise remains unconscious. What is important here is that through massage an improvement can be brought about of an inadequate connection between the soul-spiritual and the physical. Take the case of a person who has a tendency to illness because his soul-spiritual element is insufficiently inclined to penetrate his metabolic-limb system. Then the physical aspect of this metabolic-limb system can be supported by massaging it, by lifting it, to a certain degree, from the condition of the spiritual into the condition of consciousness; the effectiveness of the system is thus supported, thereby calling forth a stronger permeation of this system by the soul-spiritual. If it is understood how this metabolic-limb system works, if it is known, for example, that what pulses in the arms and hands, what pulses there as the soul-spiritual element, continues inwardly and rules the inner metabolism of the human being, then it will also be known what it means to bring about a partial consciousness in the arms and hands through massage. It means that the soul-spiritual element in the metabolic system is enhanced—the metabolic system that works within the human being in a constructive way, bringing about digestion, the taking up of substance. If one finds, therefore, that a person is suffering inwardly and organically from metabolic disturbances, metabolic disturbances that are responsible for the inability of his nourishment to integrate itself properly in the body or for the results of this nourishment to proceed further into the upbuilding processes, if one finds, therefore, that the metabolism that proceeds inward is not working properly, then it is possible in certain cases to be of some help with arm and hand massage (of course detailed knowledge is necessary to carry this out in the right way). Such assistance consists of supporting the soul-spiritual element in its activity through the degree of consciousness brought about by means of the massage. If the legs and feet are massaged, something else occurs. The soul-spiritual element that permeates the legs and feet is connected organically with processes of elimination, with breakdown processes. One will be able to offer assistance with a massage of the legs and feet, therefore, if the digestion in the direction of the process of elimination is not being accomplished in the right way. You can see that if the nature of medicine is illuminated in this way by spiritual science, such insights can be arrived at not simply by chance in an empirical way, should they happen to present themselves empirically; rather it becomes possible to work fully consciously to cultivate the connections among physiology, pathology, and therapy in the most varied domains. I am saying these things to you, as I have mentioned previously, only to illuminate the directions one must pursue here. I know very well how astonishing such things appear because it is not possible, of course, to bring together all the details here. If we consider an illness like diabetes mellitus, for example, which presents doctors with so many concerns, we must again look to the connection of the soul-spiritual element and particularly the conscious soul-spiritual element, that element permeated with the ego—with the physical carrier of this ego-activity. Something different now takes place from what was described in the first case today. Let us assume that this ego-activity becomes too great within the human organism. It extends itself beyond its proper measure. Then abnormal processes of elimination take place like those we find in the diabetic. In this case we are dealing with an excessive ego-activity in the organic itself, with an excessively deep immersion of the ego into the organic, so that through this deep immersion something is driven outward in a way that manifests particularly in the diabetic. Let us now shift our gaze again away from what goes on within the human being and direct it to what goes on in the world outside the human being. In this world outside we have plants. This morning we already became aware of how plants in a certain way develop a process from below upward, a process that develops in the human being from above downward. What takes place in diabetes as the hypertrophy of ego-activity in the organism actually proceeds in the direction opposite to that of plant growth. If we are able to discern the right function in the growing plant, then under certain circumstances we can establish a relationship between what works downward in the diabetic and upward in the plant. We must conceive of the plant in such a way, however, that we say: the plant is a being; it is also physical; it grows, it reproduces, and therefore it has an etheric body. For spiritual perception it also has an etheric body, but it does not bring it to the point of inner soul movement; therefore it has no astral body, and also no ego-activity. Nevertheless it grows toward the ego-activity, the astral activity. The same thing that the plant unfolds from below upward the human being unfolds from above downward. If we understand that we must observe what actually goes on in the plant, seeing how it grows in the opposite direction to which the human being develops his ego, from above downward, then we find how something arises in the plant element that is able to have an inner relationship to this inner ego-activity through the fact that it also has something to do with combustibility. Earlier I drew your attention to combustible substances. Now we see a combustible, volatile substantiality, a substantiality approaching combustion that develops out of the plant in the etheric oils. If we see the etheric oils appearing in certain plants, then we can discover in a study such as the one I have been suggesting, that this formation of etheric oils is the opposite of the activity enacted by the ego-activity pressing itself into the human organism through which a person becomes diabetic. If what is present in the outer world as the opposite is introduced into the human being in the right way, it is then possible to work against diabetes mellitus. In this case this must be done by adding these etheric oils to baths, for example, or adding the plants themselves from which these oils are developed, allowing the diabetic to bathe in them. In this way the forces that the plant unfolds in the etheric oils work from outside inward against the forces that bring about diabetes. We will be able to help the person afflicted with this illness particularly by means of such baths. I am only introducing a few individual examples here out of the rich wealth of examples that could be presented: I offered a large number of them this spring in the course for physicians (see Note 1). I am introducing them here only to illustrate the principles involved, but you can see from these examples how medicine can gradually become rational. These are examples through which one really comes to see the process taking place within the human being and the process in outer nature; one comes to see how these two processes either support each other or work against each other and therefore how a process in the human organism can be restrained, how one can work toward healing. If we extend this way of studying into knowledge of the physical human being and its connections with the soul-spiritual human being, we will progress further and further. You know that in modern medicine, according to the natural scientific view, the problem of heredity plays a tremendous role. This problem, however, is treated in a thoroughly abstract and external way. Through outer science it is possible to make very few connections with what is actually active in human nature. Now I would like to present something to you that can only be arrived at out of a rich anthroposophical investigation. I will present it to you as a result of such an investigation: the human being is, in fact, formed out of the whole rest of the world, which belongs to him as the earthly world and also as the extraterrestrial world. He is formed out of this in various ways. We find, for example, that the female organism is formed out of nature, out of the cosmos, in such a way that there is a predominance in the female organism of those forces that are less bound to the forces of the earth, as it were. In the female organism there is something strongly extraterrestrial. In the male organism forces are primarily developed that are connected with earthly life. In ordinary life this does not come so strongly into consideration, but it must be considered in reproduction. In reproduction what matters is that the forces active in the female organism and contributing to reproduction are actually the transference of what inserts itself as the extraterrestrial element into general human nature. What draws the human being down into the earthly world, however, is inserted into the male organism. Now let us consider what is actually present in the human being through his earthly environment. The most noticeable thing in man through his earthly environment is the ego-activity. This ego-activity gives the earthly evolution of the human being its full meaning. We must evolve ourselves from other worlds into the earthly world in order to be able to develop the ego-activity fully in our soul-spiritual element. I have already indicated to you how this ego-activity is bound to the scaffolding of forces mediated by the blood. We must therefore say that what is primarily inserted into the blood, working in accordance with the ego-activity, is brought about by the male personality by way of reproduction. What inserts the extraterrestrial into the human being, which must first be penetrated by the ego-activity, stems more from the female side. Thus we see male and female working together in this way in reproduction, and only through having insight into this are we able to gain correct concepts of heredity. To begin with, the female seed, the female germ, is touched by the male influence, and this female germ has a certain independence in the female organism. We must say that if we have before us a mature female organism, this extraterrestrial aspect works primarily in the rest of the female organism; in the part of the female organism giving rise to the formation of the germ, it is not active, particularly not after conception. Particularly the female germ that has undergone conception has a certain independence so that what it signifies as a transmitter of the ego-activity is transferred independently onto the descendants in a certain way. If these things are known, they can be applied so that phenomena confronting us in the outer world illustrate what was first gained through spiritual vision. Through spiritual vision it becomes clear that something extraterrestrial is, in fact, anchored in the female organism and that the earthly, which adheres particularly to the blood-activity, is transmitted through the male organism. It becomes evident that through this transmittal the female ovum gains a certain independence, developing separately, as it were, from the rest of the extraterrestrial female organism by means of the fertilization. A process such as this, which one comes to know soul-spiritually, can then stand in the background when one wishes to explain a remarkable phenomenon such as hemophilia. The curious fact emerges with this illness that there are people who suffer from an inadequate coagulation of the blood, so that the least injury—often even without a verifiable injury—causes them to lose a great deal of blood, tending toward hemorrhage. This illness has a most unusual characteristic: males originating from hemophiliac families do not manifest the symptoms if they are borne by women from non-hemophiliac families; women from hemophiliac families, on the other hand, do not get hemophilia through heredity, but if they have children, the males to whom they give birth will contract hemophilia. This means that hemophilia passes through the woman. This points us to the independence of the germ, about which I have just spoken. It points us to the outer phenomenon that can illustrate what we came to know through spiritual vision. I have presented something to you in a narrative way which may be recounted as follows. I have shown you how on the one hand it is possible to look into the being of man through spiritual vision, into the concrete being of man, into his upbuilding and breakdown processes, into his processes of health and disease, which are actually in a continuous interaction and between which a balance must be sought. On the other hand, I have shown you how, through spiritual vision, it is possible to find the reciprocal relationship of the human being to his environment and thereby to build a bridge from physiology and pathology to therapy. Finally I wanted to show you with a specific example (I have selected an extreme case, hemophilia and the hereditary conditions connected with it) how, if one looks in the right way at nature in the cases where nature reveals her manifest secret, it is possible everywhere to receive an illustration of what was first known by spiritual scientific means. The objection often raised in this regard therefore has no validity; this objection is that a person who cannot yet see into the spiritual world has no way of finding any proof for what spiritual science maintains. This is not the case. What is important is on the one hand to be able to receive the results of spiritual science without dogmatism and belief in authority, and on the other hand to receive them without previously acquired, prejudiced skepticism. One simply receives them. One doesn't say, “I believe them,” nor does one rashly refuse them; rather one takes them and verifies them in relation to outer reality. When you apply what may initially appear paradoxical to you, even incredible, drawn down as it is from the spiritual world through super-sensible vision in spiritual investigation, you will see that if you apply it in life, if you ask life, it will be confirmed in the points that matter. You will receive empirical confirmation everywhere for what spiritual investigation discovers. People today who refuse knowledge of the spiritual world with the excuse that they themselves are not able to see into the spiritual world are like the person who sees a shaped piece of iron (this was sketched) and says, “I will shoe my horse with that, for it is a horseshoe.” If one were to say to him, “It would be a mistake to shoe a horse with it, because it is a magnet, it has magnetic forces,” he would reply, “I don't see any magnetic forces—to me it is a horseshoe.” The spiritual is in everything material, and we are living in an age in which this spiritual element must be sought. A person who wishes to investigate matter, who wishes to ask questions without seeking the spirit, is like the one who uses the magnet to shoe his horse, who therefore does not really know how things in the material world are to be used. Though what I have presented to you today had to be full of gaps and aphoristic in nature, I simply wished to indicate the direction in which medical studies must proceed in the future, for these medical studies are so intimately connected with the social question. Just as the human world can be healed socially only if spiritual knowledge is carried into social judgments, so our medicine can bring health only if spiritual vision is carried into it. We are not dream-spinners in any realm. We do not by any means want dilettantes in any realm. What is important is serious research, research that has developed the fundamental principle often applied today. If a hypothesis is dangled here or there, it is said that it is merely a comfortable tool fur the grasping of phenomena. Even in mathematics the point has been reached of hatching such hypotheses or directions of thought. Spiritual science is firmly rooted in the principle that nothing should be avoided that may be necessary for the progress of human life, that nothing should he avoided in applying forces in the direction of what is required for this. From the course of human evolution it is clearly perceptible today that the signs of the time are saying to us: it is no longer possible to progress in the old tracks. What we have here in Dornach has only been able to develop because it is no longer possible to progress in the old tracks; new guidelines are to be sought for here. We are specialized enough. What is important now is to bring together the individual specialties again. Perhaps you will see from this course that the spiritual forces that will bring together these individual specialties must flow from a center. In order to do this, however, one must depart from those comfortable paths that are so frequently sought today. The fruits will lie above all in the direction of the progress of humanity. For this reason, I would have especially liked it if everything that has been said here out of spiritual science could have been said also by specialists. Therefore I was not so pleased at having to substitute for you in an important area; this is how things happened, however, and nothing else could have been done, so we must simply accept what happened. Most important, however, whether a specialist or a general observer were to present what is necessary here, would be to show that even in this difficult area of medicine progress is possible only through fructification by spiritual investigation. This would have been revealed more clearly if someone could have stepped forward in this area who could speak both out of the tradition of the time, out of everything that the time itself is able to offer medicine, and out of an open sense for spiritual science. Such an individual could have shown that it is possible to stand at the pinnacle of contemporary medical science, of official medical science, and still to be such a good spiritual scientist that he can only believe, can only bear this medicine if it can be illuminated by spiritual science. Whether this became sufficiently evident to you, despite the fact that I had to replace the specialists in medicine, I do not know, but I do hope that there will be other occasions to show, in a way illuminated by outer circumstances, that medicine can work into the future only if the spirit penetrates it, as is intended or at least as is striven for here in this Goetheanum: only if the Goethean spirit is absorbed into medicine.
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121. The Mission of Folk-Souls: Lecture Nine
15 Jun 1910, Oslo Tr. Unknown Rudolf Steiner |
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But human consciousness consisted in this alternating state of seeing into and not being able to see into the spiritual world. When the condition of dream-consciousness was there, one saw into the spiritual world; when the condition of waking day consciousness was there, one was blind to it. |
121. The Mission of Folk-Souls: Lecture Nine
15 Jun 1910, Oslo Tr. Unknown Rudolf Steiner |
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If among my hearers there are some who wished to analyze yesterday's lecture philosophically they might perhaps meet with difficulties, apparent difficulties, and indeed for the reason that they will have heard from former presentations given on similar themes, that the whole of our post-Atlantean epoch, and in fact even the later ages of Atlantean evolution existed for the purpose of gradually developing the human ‘I’ as such, and bringing it more and more to consciousness. In connection with this it has been said, that in some respects those belonging to the ancient Indian civilization were the very first who, after they had been able in old Atlantis to look into a spiritual world by means of the old clairvoyance then still to be found in humanity, were transposed straight out of this clairvoyant state into the physical world. They saw this physical world in such a way that over the whole of the first post-Atlantean age of civilization there came the feeling, that what lay behind them in the spiritual world was the true reality; that which was outside in the world was merely maya or illusion. Now it was explained in our last lecture, quite in accordance with the facts, that the people belonging to this ancient Indian civilization had to some extent gone through a rich soul development, and it was said that they had gained this while their ‘I’ was more or less asleep, that is to say, that the ‘I’ only awoke after this mature soul development had already been acquired. Now you might possibly ask: What then happened to these Indian peoples in the interval? For the Indian peoples must, so to say, have passed through the whole of this soul development in a completely different manner from the European, and especially the Germanic peoples, who were present with their ‘I’ whilst they were gradually evolving capacities, and who looked on and saw how the divine spiritual powers worked into their souls. You might possibly find it difficult to make this agree with what was said, if you were to think philosophically about yesterday's lecture. For those who wish to analyze the lecture not altogether impartially, but out of a philosophical way of thinking such as this, I must add something in parenthesis, by way of explanation. The apparent contradiction will at once disappear if you reflect that, as regards the ‘I’ and the possibility of knowing it, man is in a totally different position from what he is with regard to every other object. If you ‘know’ any other object, or any other being than the ‘I’, you are then, in the act of cognition, always really dealing with two things, with the knower, the power of knowing, and that which is known. Whether that which is known is a man, an animal, a tree or a stone, makes no difference to the purely formal act of cognition. But it is a different matter as regards the ‘I’. There that which knows and that which is known is one and the same. The important thing is, that in human evolution, in human development these two things are separate. Those who had developed the mature Indian culture in the post-Atlantean epoch, developed the ‘I’ subjectively as a knower, and this subjective raising of the ‘I’ to a certain height within the human soul-power may exist for a long time before man also acquires the power to see the ‘I’ objectively as an entity. On the other hand the peoples of Europe developed comparatively early, whilst still in their old clairvoyance, the power to see the objective ‘I’; that is to say, they perceived within that which they surveyed clairvoyantly, the ‘I’ as an entity among other entities. If you distinguish carefully between these things you will be able to understand it philosophically also, as you will all the things of Spiritual Science, if you only do it properly. If you like philosophical formulas, we might express it thus: The Indian culture represents a soul which reached a high degree of the subjective ‘I’, long before it was able to see the objective ‘I’. The Germanic peoples of Europe developed the vision of the ‘I’ long before they became conscious of the real inner striving towards the ‘I’. Clairvoyantly they saw the dawning of their own ‘I’, the imaginative picture of it. In the astral world which was around them they had for a long time seen the ‘I’ objectively, among the other beings whom they perceived clairvoyantly. Thus we must conceive of this antithesis in a purely formal manner, then we shall also comprehend why Europe was the ground destined to bring this ‘I’ of man into relation with the other beings, the Angels and Archangels, in the way I pointed out yesterday in connection with mythology. If you bear this in mind you will understand why Europe was destined to bring the ‘I’ into relation in many different ways, as well as to the world which appeared to man as the sense-world, and also that the ‘I’, the real kernel of the human being, can enter into the most varied relations to the outer world. Formerly, before man saw his ‘I’, before he perceived it, these relations were regulated for him by the higher Beings, and he himself could do nothing in the matter. The relation in which he stood to the external world was an instinctive one. The essential thing in the development of the ‘I’ is, that it takes more and more into its own hands the task of regulating its own relation to the outer world. It was essentially the task of the European nations to bring about in some way or other this relation of the ‘I’ to the whole world; and the Guiding Folk-soul had, and still has, the task of directing the European how to bring his ‘I’ into relation with the outer world, with other men, and with the Divine Spiritual Beings; so that on the whole it was within European civilization that one first began to speak of the relation of the ‘I’-man to the whole universe. Hence the completely different fundamental tone in the old Indian cosmology from that prevailing in the European mythological culture. Over there in the East everything is impersonal, and above all one is required to become impersonal in one's knowledge, to suppress the ‘I’, so to say, in order to merge into Brahma and to find Atma within oneself. The chief requirement there is to be impersonal. Here in Europe this human ‘I’ is everywhere placed in the centre of human life, according to its tendencies from the beginning and as it has gradually developed in the course of evolution. Therefore here in Europe special attention is given to considering everything in its relation to the ‘ I ‘, to explaining clairvoyantly with relation to the ‘I’ everything that had taken part in this development of the ‘I’ in earthly existence. Now you all know that two forces coming from different directions have taken part in the development of the earthly man, who was destined gradually to acquire his ‘I’. Ever since the Lemurian epoch those forces we call Luciferic have imprinted themselves in the inner being of man, in his astral body. Regarding these forces you know that they made their chief attack on man by slipping into his desires, impulses and passions. Through this man gained two things: he gained the capacity to become an independent free being to glow with enthusiasm for what he thinks, feels and wills; whereas as regards his own concerns he was guided by divine spiritual Beings. But on the other hand, through the Luciferic powers man had to take into the bargain the possibility of falling into evil through his passions, emotions and desires. Lucifer's activity, therefore, in our earth-existence is such, that his point of attack is within man, where the human astral plays; and where the astral nature has affected the ‘I’ this too has been permeated by the Luciferic power. When, therefore, we speak of Lucifer, we are speaking of that which has caused man to sink deeper down into material sense-existence than he would have done without that influence. Thus we have to thank the Luciferic powers for something which is most valuable to man, viz., freedom, and something which is very clangorous, the possibility of evil. But now we also know, that in consequence of these Luciferic powers having intervened in the whole constitution of human nature, later on other powers were able to enter which could not have done so, had not Lucifer first settled himself in the human organism. Man would see the world differently if he had not fallen under the influence of Lucifer and of those who were his followers, if he had not been obliged to allow another power to approach him after he had made it possible for the Luciferic power to enter into him. Ahriman approached from outside and stole into the great world of Nature surrounding man; so that the Ahrimanic influence is therefore a consequence of the Luciferic influence. Man is, as it were, attacked by Lucifer from within, and in consequence of that he is attacked by that which works from outside, by Ahriman. The spiritual science of all ages, that really knows the facts, speaks of both Luciferic and of Ahrimanic powers. It will seem very remarkable to you that in the views of the various peoples, where these views are expressed in the form of mythology, there is not always to be found an equally clear consciousness of Lucifer on the one side and of Ahriman on the other. There is, for instance, no clear consciousness of this in the religious conception built up out of the whole Semitic tradition as set forth in the Old Testament. Only a certain consciousness of the Luciferic influence appears there; you may gather that from the account given in the Old Testament of the Serpent, which is nothing else than a picture of Lucifer. From this you can see that there was a distinct consciousness of Lucifer having played a part in evolution. This consciousness is clearly traceable in all the traditions which are connected with the Bible. But the consciousness of the Ahrimanic influence is not to be found there in the same way; that is only to be found where spiritual science has been taught. Therefore those who wrote the Gospels have also taken note of this. You will find,—for at the time of the writers of the Gospels the word ‘devil’ (dämon) was taken from the Greek,—that in St. Mark's Gospel, where the temptation is spoken of, a ‘devil’ is spoken of; but whenever Ahriman is in question, the word ‘Satan’ is used. But who notices the important difference between the Gospel of St. Mark and that of St. Matthew? Exoterically these fine distinctions are not noticed at all. In external tradition this difference does not exist. This difference is very noticeable in the contrast between India and Persia. There at a certain period it is expressed in a very remarkable manner. Persia knew little of the Luciferic influence; the Ahrimanic was more to be seen there. There in particular is the battle with the Powers which give us an external, false picture of the world, and which leads us into gloom and darkness regarding the relation of man to the outer world. Ahriman is preferably called an opponent of the Good and an enemy of the Light. How does that come about? It comes about because in the second post-Atlantean age of civilization the human capacities of perception developed as regards the vision of the outer world. Bear in mind that Zoroaster made it his task to understand and make known the Sun-Spirit, the Spirit of Light. He had therefore to begin by pointing out that into this world is mingled, in addition to the Spirit of Light, the Spirit of Darkness, who dims our knowledge of the outer world. The Persian directs his chief attention to the conquest of Ahriman and to uniting himself to the Spirits who in this country are the great Powers, the Luminous Ones. He is organized for becoming active in the domain which lies outside. Hence he has his Ahuras or Asuras. It is, on the other hand, dangerous for the followers of the Persian religion to descend into that world to which a man can attain by plunging into his own inner being; there, where the Luciferic powers lie hidden, he will have nothing to do even with the possible presence of good powers. There he perceives danger; he directs his gaze outwards and pictures the Asuras of Light as opposing the Asuras of Darkness. The Indians at this time pursued exactly the opposite course. They were at a period in which they endeavored to raise themselves by inner contemplation, in order to come into the higher spheres. To them salvation lay in uniting themselves with the forces that are to be found in the sphere of inner vision. They therefore considered it dangerous to look out into the external world in which they had to fight with Ahriman. They feared the outer world, they considered it dangerous. Whereas the Devas were avoided by the Persians, the Indians sought for them and wanted to be at work in their domain. But the Persians turned away, and avoided the region in which the battle against Lucifer had above all to be fought. You may search as you will through the many different mythologies and concepts of the world, but in none of them will you come across such a clear and profound knowledge of the fact that there are two influences at work on man, as in the Germanic Scandinavian mythology. As the Germanic Scandinavian could still see clairvoyantly, he was really able to see these two powers, and he placed himself between the two. He said to himself: ‘In the course of his evolution man has seen the approach of certain powers which entered his inner being, entered his astral body;’ and because he was destined to develop the ‘I’, the independence of man, he felt not merely the possibility of evil, but above all he felt, in these powers which approached the astral body in order to bring it to freedom and independence, the element of freedom; he felt, one might say, the rebellious element revealing itself in these forces. The Luciferic element was felt in that power which was even then still participating in the formation of the races in Germanic Scandinavian countries, inasmuch as it gave the external form and coloring to man and made him an independent, active being in the world. With his clairvoyant vision the Germanic Scandinavian felt Lucifer primarily as that which makes a man free, one who does not merely yield himself to some external power, but who possesses within himself the firm kernel of existence and wishes to act out of himself. This Luciferic influence was felt by the Germanic Scandinavian to be beneficial. But he became aware that something else proceeded also from this influence. Lucifer conceals himself behind the figure of Loki, who possesses a remarkably iridescent form. Because the Northman could then see the reality, he saw that the thoughts of the freedom and independence of man can be traced back to Loki; but through the old clairvoyance he was aware also that that which again and again drags man down through his desires and actions, and brings his whole being into a lower position than he would have held if he had only devoted himself to Odin and the Asa, is also to be traced back to the influence of Loki. And so one felt above all the awful grandeur of this Germanic Scandinavian mythology, one felt with compelling accuracy that which will only gradually return to the consciousness of man through spiritual science. How then does the Luciferic influence act? It encloses itself in the astral body and thence works upon all the three members of man, upon the astral body as well as upon the etheric and physical bodies. Outside the Anthroposophical Society one can at the present day only give hints as to this Luciferic influence. What you will understand more and more clearly is, that the Luciferic influence makes itself felt in three different ways: in the astral body, in the etheric body and in the physical body of man. In the etheric body is produced that in man which urges him to untruthfulness and to lying. Lies and untruthfulness extend beyond the inner part of man. In the astral body, the purely inner part of man, the self is permeated with the Luciferic influence and this appears as selfishness. The etheric body is inwardly permeated by the impulse to be untruthful and thus it is given the possibility of lying. In the physical body sickness and death are produced. That will easily be understood by those who were present at my last series of lectures.1 I shall once more point out that everything that appears in the physical body as sickness and death is karmically connected with what we call the Luciferic influence. Let us again recapitulate briefly: Lucifer brings about in the astral body selfishness, in the etheric body lying and untruthfulness, and in the physical body sickness and death. Naturally all persons of the present day whose thoughts are materialistic will be greatly surprised that Spiritual Science should trace back sickness and death to a Luciferic influence. But this too is connected with karma. Sickness and death would never have come to man if the Lucifer influence had not come in. The karmic working out of the Luciferic influence has brought about the deeper descent of man into the physical; and that on the other hand is compensated for by sickness and death. Hence we may say: that through the entrance of the Luciferic influence into man, the physical, etheric and astral bodies have been seized by sickness and death, lying and untruthfulness, and selfishness. I should like to draw your attention to the fact that the material scientists of the present day give the same explanation of death in animal and plant bodies as it does in that of man. These persons cannot comprehend that one external phenomenon may look like another, and yet come from quite different causes. External facts may proceed from entirely different grounds. The death of an animal does not proceed from the same original causes as the death of a man, although externally it has the same appearance. It would require a great deal too much time to prove these things in accordance with the theory of knowledge. I only wished to state here that what science calls causality is often very wrongly interpreted. Mistakes such as these, which rise from want of clearness, are made at almost every step. Imagine the case of a man who climbs up on to a roof, falls down, receives a mortal injury, and is picked up dead. What would be more natural than to say: the man fell down, was mortally injured and died from his injuries? But the case might have been quite different. The man might have had a stroke whilst on the roof and fallen down when already dead; the injuries might have been caused by the fall, so that outwardly the case may have been as described, and yet death would have come about from an entirely different cause. This is a very crude example, but scientists frequently make this kind of mistake. The outer facts of the case may often be exactly the same, and yet the inner causes may be entirely different. We simply make the statement, as being the result of scientific spiritual research, that the result of Luciferic influence in the astral body is selfishness, in the etheric body lying and untruthfulness, and in the physical body illness and death. Now what would the Germanic Scandinavian mythology have had to say if it had had to ascribe this threefold activity to Loki, to Lucifer? It had to say that Loki has three offspring. The first is the one who brings about selfishness. That is the Midgard Serpent, by which is expressed the influence of the Luciferic spirit upon the astral body. The second is that which mingles into human knowledge as error. In man on the physical plane, this consists in those things which are in his mind and are not in agreement with the outer world. There it is that which is not true. To the Scandinavians, who still dwelt more upon the astral plane, that which to us is an abstract lie, expressed itself at once as an astral being and lived as such upon the astral plane. The expression for everything that was dimness of vision, that was not correct seeing, was some animal; and here in the North it was principally the Fenris Wolf. This second animal is Loki's influence on the etheric body, which causes man to have the inclination (coming from within) to deceive himself, to think incorrectly about things; that is to say, the objects in the external world do not appear to him in the right way. This was generally expressed in the old Germanic Scandinavian mythology as the figure of a Wolf. That is the astral shape for lying and all untruthfulness proceeding from inner impulse. Where man comes into relation with the external world, Lucifer meets Ahriman, so that all the errors which insinuate themselves into his knowledge, even into his clairvoyant knowledge, all illusion and all maya, is the consequence of the tendency to untruthfulness which is active there. In the Fenris Wolf we must therefore see the shape surrounding man, through his not seeing things in their true form. Whenever any part of the external light, i.e., the truth, appeared darkened to the old Northman, he then spoke of a wolf. That goes through the whole Northern consciousness, and you will find this image made use of in this sense, even to the external facts. When the old Scandinavian wished to explain what he saw during an eclipse of the sun, (of course a man at the time of that old clairvoyance saw very differently from a man of the present day, who sees with the aid of a telescope), he chose the picture of a wolf pursuing the sun, and who the moment he reaches it brings about the eclipse. That is in perfect harmony with the facts. This terminology belongs to what is grandest, yea, even to that grandeur which positively awes one in the Scandinavian Mythology. I can only give indications here; but if it were possible to speak for weeks at a time upon this mythology, you would then see how it carried this out all through. That is because Scandinavian mythology is a result of the old clairvoyance, into which, however, the ‘I’ plays everywhere. Materialistic people of to-day will say that this is a mere superstition; that there is no wolf pursuing the sun. The old imaginative Scandinavian sees these facts in pictures; and perhaps I could enumerate many so-called scientific truths which contain more of the influence of Ahriman, i.e., greater error than does the corresponding astral vision, which says that the wolf is pursuing the sun. To the occultist there is something which is still greater superstition. That is, an eclipse which occurs because the moon places itself in front of the sun. From the external point of view that is quite correct, just as the case of the wolf is quite correct to astral perception. In fact the astral view is more correct than the one you will find in modern books, for the latter is even more subject to error. If a man were to perceive the true state of affairs instead of this external one, he would find that the Scandinavian myth is right. I know that I am saying something that is utterly absurd to the present-day point of view, but I know also that in anthroposophical centers one is sufficiently advanced to make it possible to indicate wherein our physical view of the world is most influenced by maya, deception or illusion. Now we proceed to the influence of Loki on the physical body, in which he brings about sickness and death. His third off-spring is, therefore, that which produces sickness and death. That is Hela. Thus you have, in fact, expressed in a wonderful way—in the figures: Hela, the Fenris Wolf, and the Midgard Serpent—the influence of Loki or Lucifer, in the form in which the old clairvoyance, which we may describe as a dreamy clairvoyance, perceived it. If we were to go through the whole history of Loki, we should everywhere find that these things throw light upon the matter, down to the smallest details. But we must clearly understand therein that what the clairvoyant sees is not merely an allegorical symbolical description, but he sees real entities, Beings. Now the Germanic Scandinavian did not know merely of Loki, of the Luciferic influence; he was also aware of the influence of Ahriman which came from another direction; and he knew more, he knew that the exposure to the Ahrimanic influence is the consequence of the Loki influence. You must now transpose yourselves back to the time when man did not look at the world with external physical vision, but contemplated it with the old clairvoyance, and you will then find that this myth is formed for that clairvoyance. What does the myth say? Loki's influence has come upon man, and this is expressed in the action of the Midgard Serpent, the Fenris Wolf and Hela. Man has become such that his view, his clear luminous vision into the spiritual world has become dimmed by the increasing pressure of the Luciferic influence. At the time when this view developed, man alternated between seeing into the spiritual world and living on the physical plane, just as one now alternates between waking and sleeping. When he gazed into the spiritual world, he looked into the world out of which he was born. The essential point is, that the myth originated from the clairvoyant consciousness. But human consciousness consisted in this alternating state of seeing into and not being able to see into the spiritual world. When the condition of dream-consciousness was there, one saw into the spiritual world; when the condition of waking day consciousness was there, one was blind to it. Thus the conditions of blindness and of being able to gaze into the spiritual world alternated. The consciousness alternated, just as a certain cosmic being alternated between the blind HSnir and the clairvoyant Balder, who could see into the spiritual world. Thus man had the tendency to receive Balder's influence, and he would have developed in accordance with this influence if he had not received Loki's influence. Loki, however, brought it about that the HSnir nature overcame the Balder nature. That is expressed by Loki bringing the mistletoe with which blind HSnir kills Balder, the one who sees. Loki is therefore the death-bringing power, like Lucifer who has driven man to Ahriman. When man is devoted to the blind HSnir, the old clairvoyant vision is extinguished. That is the slaying of Balder. This is felt by the Northman as the gradual loss of the Balder-powers, the vision into the Northern Germanic world. Thus the Northman felt the disappearance of his clairvoyance as though it were Loki having killed the clairvoyant power in Balder, and all that remains to him is his impotence as regards this clairvoyance. Thus one of the greatest historical events, the gradual disappearance of the old unclouded knowledge, is expressed in the myth of Balder, HSnir and Loki. On the one side we have Loki with his kinsmen, the three Beings, and on the other the tragic act of the slaying of Balder. Thus, reflected in the Scandinavian mythology we have that which we can draw from spiritual science: the twofold influence, the Luciferic and the Ahrimanic. That it is which spiritual science always tries to place before you as a presentation of the clairvoyant knowledge of ancient times, and as a working out of the myths from the old clairvoyance, which then began gradually to disappear. It would carry us too far if we were to pursue this theme further; but even in the broad outline I have laid before you, you can feel that which is so thrillingly grand in this myth, the like of which cannot be found, because no other mythology adheres so closely to the old clairvoyant condition. Greek mythology is only a memory of something experienced in former times, expressed in plastic form. In Greek mythology there is no longer a direct connection with the facts such as there is in the Germanic Scandinavian mythology. The Greek is more clarified, the figures appear with much more rounded outlines and therefore in a very plastic manner, and thus the elemental nature of the original impressions has been lost. The old clairvoyance had for a long time vanished in the rest of Europe, while it was still preserved in the North. Only very gradually, slowly and by degrees has the outlook of man become limited to the picture of the physical world. Thus at the time when Christianity began to spread abroad, that which is expressed in the Balder myth, in the death of Balder, had become true for the majority of men. There were, however, still a few who were able to see directly that which the Scandinavian experienced clairvoyantly. Thus for a long time there still existed a direct vision of this spiritual world, and because it was still so elemental and came so directly from clairvoyant experience, when Christianity began to be spread abroad, that consciousness also remained which could in no other people be as strong as it was in the old Germanic Scandinavians. They then felt: ‘Everything we formerly experienced in connection with our divine spiritual home is now vanishing.’ This only disappeared from the North when the Germanic-Scandinavian received the comfort of Christianity.—But that did not contain for him any direct vision; he had felt the fate of Balder much too deeply to be able to comfort himself by having a God offered him, who had descended to the physical plane in order that those human beings, who could only perceive the physical plane, might also be able to ascend to divine co-consciousness. It was not possible in Northern lands to feel, as did the men in Asia Minor, the words, ‘Change your attitude, repent, for the kingdom of Heaven is come nigh unto you.’ Over there, where Christ had appeared, one could only find old memories of the fact that there was once upon a time an old clairvoyance. In the East the Kali Yuga, the Dark Age, had already lasted for three thousand years, during which men could no longer see into the spiritual world; but they always longed for it, and they have ever told of a world which men were once able to see spiritually, but it was a world which had now vanished from their sight. Hence they had experienced the spiritual world in a much more distant past than had the men of the North, and they only knew from memory that the spiritual world had once been accessible. Hence in Asia Minor one could well understand the words: ‘Change your view, for the kingdom of Heaven is come nigh unto you.’ One could understand when it was said:. ‘The kingdom of the heavens has descended even here to the physical plane, look ye therefore upon the unique Figure Who will appear in the land of Palestine, look ye upon the Messiah, who contains God within Him, through Whom ye will be able to find the connection with the Divine, even if ye are not able to rise above the physical plane; understand ye that Figure in Palestine, understand ye the figure of Christ.’ That is the profound utterance of John the Baptist. The Scandinavian necessarily felt this differently, for he had for a much longer time experienced considerably more than merely the account from memory of a vision into the spiritual world. Hence there came to him a thought of very great and far-reaching importance, viz., ‘This stepping out on to the physical plane, into the physical world, this incapacity to see into the divine spiritual world, can only be an intermediate state. Man must pass through it as through a school and must see what he can acquire in the physical world. This transition is necessary for him and he must therefore step out of the spiritual world; he must go through the experience of the physical world as a training. But just by going through this as a training, he will return again into that world from which he came forth. Balder's vision will be able to ensoul him again.’ In other words, the great idea which originates in the course of the Germanic Scandinavian evolution,—that the world which vanished away and withdrew from clairvoyant vision, will again become visible,—brought about the feeling that the time spent on the physical plane was a time of transition. The Initiates of the Northmen made them understand that in the divine spiritual world, during the time in which they could not see into it, something was taking place through which it would one day appear different from what they were formerly accustomed to see. They explained it to them in somewhat the following words: ‘Formerly you looked into the divine spiritual world, and there you saw the Archangel of Speech, the Archangel of the Runes, the Archangel of Respiration, Odin; and Thor, the Angel of the ‘I’-hood. You were connected with these, and he who is sufficiently prepared will acquire the possibility of re-entering this spiritual world. But it will then appear different; other powers will have been added to it, and the spheres of power and the conditions of power of those old spiritual leaders of the human race will have changed. You will, it is true, see into this world, but you will see something different from what you have hitherto experienced.’ That which man will then see, they describe to him as vision of the future, that vision which will one day appear before the human soul when man is again able to see into the spiritual world, when he will see what the destiny of the old figures of the Gods has been, and how they entered into relation with other powers. This vision of the future as seen by the Initiates, arose from Lucifer having come into conflict with that which comes from the Gods and which will also produce its effects. This vision of the future was painted for man by the Initiates in the picture of the ‘Twilight of the gods.’ Ragnarok, the Twilight of the Gods (Götterdämmerung), is therefore the picture placed before the Germanic Scandinavians by the Initiates as a vision of the future. And again we shall see that all the events thus presented as future events could not, even down to the smallest details, be given better, could not be more terminologically correct or more to the point, than in the wonderful picture of the Twilight of the Gods. That is the occult background of the Saga of the Twilight of the Gods. How then should man regard himself? He should regard himself as receiving all that comes from former ages as the origin and cause of his evolution, and should thoughtfully accept what he received from Odin as a gift, but he should regard himself as having gone through the evolution following after that. He should receive into himself the teachings implanted in him by Odin, who came to him as an Archangel. He should make himself a son of Odin. He should take part in the battle and that right soon. The Initiate, the leader of the Esoteric School, makes that clear, particularly to the Northman, by indicating the divine spiritual Being Who appears to us so mysteriously, Who really plays a definite part only in the ‘Twilight of the Gods’ because he overcomes even that power by which Odin himself is overcome. The avenger of Odin is given a special rôle and he plays it in the Twilight of the Gods. When we understand this rôle we shall then see the wonderful connection between the capacities of the Germanic Scandinavians and that which we can conceive as the Vision of the Future. All this is expressed in a wonderful way, down to the very smallest details, in the great vision of ‘The Twilight of the Gods.’
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121. The Mission of Folk-Souls: Lecture Ten
16 Jun 1910, Oslo Tr. Unknown Rudolf Steiner |
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There is perhaps no greater contrast than that eminently Christian conception of the State which hovers as a great ideal before Solovioff as a dream of the future, that Christian idea of the State and the people, which takes everything it finds in order to offer it to the down-streaming Spirit-Self to hold it towards the future so that it may be Christianized by the powers of the future:—there is really no greater contrast than this conception by Solovioff of a Christian community in which the Christ-idea is still a future one,—and the conception of the divine State held by St. |
121. The Mission of Folk-Souls: Lecture Ten
16 Jun 1910, Oslo Tr. Unknown Rudolf Steiner |
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Before we can develop all that can be extracted from the significant picture of the ‘Twilight of the Gods’, it will be well to form a foundation, a basis, to work from. For we shall deal with the nature of the Germanic Scandinavian Folk-soul, and from the results of our investigation describe it more minutely. We must see how in Europe the whole collective spiritual life worked in co-operation, how through the activity of the various Folkspirits progress was brought about in mankind, beginning from the earliest ages and proceeding through our present age on into the future. Each individual people, yea, even all the smaller subdivisions of peoples have their special task in this great collective picture; and you will perceive from what has been said, that in a certain respect it was just to the pre-Christian and post-Christian cultures of Europe that the task, the mission was given to educate the ‘I’ through the different stages of the human being, to form it and gradually to develop it. As we have shown to be the case in the Germanic Scandinavian people, the ‘I’ was in primal ages still clairvoyantly shown to man from the spiritual world. It was shown that this ‘I’ was bestowed upon man by an Angelic Being, who stands between man and the Folk-soul, by Donar or Thor. We have seen that each single individual felt himself to be ‘I’-less, impersonal; to him the ‘I’ was a gift, presented to him from the spiritual world. Naturally in the East, when the ‘I’ actually awoke, they did not find it in that way. There man had already evolved subjectively to such a high stage of human perfection, that he did not feel the ‘I’ as something foreign to him, but as his own. When in the East man awoke to the ‘I’, Eastern culture had already proceeded so far, that it was capable of gradually developing that delicately spun speculation, logic and wisdom, which we have before us in the Eastern Wisdom. Therefore the East did not experience the whole process of receiving the ‘I’ as though coming from a higher spiritual world, with the assistance of a divine spiritual individuality such as Thor. This was experienced in Europe, and hence the European felt this gradual ascent to the individual ‘I’ as the emerging from a kind of group-soul. The Germanic Scandinavian still felt himself attached to a group-soul, belonging to a whole community, as if he were a part in the great body of his people. Thus only could it come about that nearly 100 years after the Christ-impulse had been given to the earth, Tacitus could describe the Germans of Central Europe as appearing to belong to separate tribes, and yet as members of one organism and belonging to the unity of the organism. At that time each individual still felt himself to be a member of the tribal ‘I’. He felt his individual ‘I’ being gradually born out of the tribal ‘I’, and in the God Thor he recognized the giver, the bestower of the ‘I’, the God who really presented him with the individual ‘I’. But he felt this God to be still united with the collective spirit of the tribe, with that which dwelt in the group-soul. To this group-soul was given the name Sif. That is the name of the spouse of Thor. Sif must linguistically be connected with the word Sippe-tribal relationship,—and this connection really exists, although veiled and hidden. Occultly, however, Sif signifies the group-soul of the individual community from which the single individual grows forth. Sif is the being who unites herself with the God of the individual ‘I’, with the giver of the individual ‘I’, with Thor. The individual man recognized Sif and Thor as the Beings who gave him his ‘I’. The Northman still felt thus about them, at a time when to the peoples in other parts of Europe other tasks had already been given in the educating of man up to the ‘I’. Every single people has its particular task. There above all we find that people, that collection of peoples, that community of peoples whom we know by the name of Celts. The Folk-spirit of the Celts—of whom from former lectures we know that later he received quite different tasks—then had the task of educating the still youthful ‘I’ of the peoples of Europe. For this it was necessary that the Celts should receive an education and instruction which was communicated directly from the higher world. Hence it is perfectly true that through their Initiates, the Druid Priests, the Celts did receive instruction from the higher worlds which they could not have acquired by their own strength, and which they then had to hand on further to the other nations. The collective culture of Europe is a gift of the European Mysteries. The progressive Folk-souls are, as they progress, always the leaders of the collective culture of humanity. But at the time when these Folk-spirits of Europe had to direct men to work from out of themselves, it became necessary that the Mysteries should begin to withdraw. Hence with the withdrawal of the Celtic element there took place a kind of withdrawal of the Mysteries into much more secret depths. At the time of the old Celts there was, through the Mysteries, a much more direct intercourse between the spiritual Beings and the people, because the ‘I’ was still united to the group-soul nature, and yet the Celtic element was to be the donor of the ‘I’ to the other part of the population. We might therefore say, that before the actual Germanic Scandinavian evolution began, the mystery-education could only be given to European civilization by the old Celtic Mysteries. This mystery-education allowed just so much to come to the surface as was necessary to form a foundation for the whole culture of Europe. Now out of this old culture, through intermingling with the many different races, peoples and subdivisions of peoples, the most varied Folk-souls and Folkspirits were able to fertilize themselves, and they brought the ‘I’ into ever different conditions in order to educate it, the ‘I’ which has worked its way up out of the foundations of all that lies below the ‘I’ of man. After the old Greek culture had to a certain extent reached a culminating point in the fulfillment of its special mission, we see quite a different aspect of this same mission in the Roman Empire and its various stages of culture. We have already mentioned that the several post-Atlantean civilizations follow one another in certain order. If we wish to obtain a survey over these successive stages of post-Atlantean civilization, we may say that the old Indian culture worked upon the human etheric body. Hence the wonderfully wise, clairvoyant character of the old Indian culture, because—after the development of the special human capacities—it was a culture that was in the human etheric body; so that we may say, the ancient Indian culture is to be understood somewhat as follows (see diagram). From the Atlantean down to the later post-Atlantean epoch the Indian Folk-spirit went through the whole of the development of the inner soul forces, without his ‘I’ being wakened. He then returned to his work in the human etheric body. The essential thing in the old Indian culture is that the Indian, with completely developed soul-forces, with soul-forces refined to the highest point, goes back again into the etheric body, and within that he perfects those wonderfully delicate powers, the later reflection of which we see in the Vedas and in a still more refined condition in the Vedantic philosophy. All this was only possible because the Indian Folk-soul had evolved to high degree before the ‘I’ was seen and realized, and this again occurred at a time when man could perceive by means of the forces of the etheric body itself. The Persian Folk-soul had not progressed so far as this, only so far as to perception in the sentient body or astral body. It was again different at the time of the Egyptian-Babylonian-Chaldæan culture. That part of man which we describe as the Sentient Soul was then able to perceive, and we must therefore describe this Egyptian-Chaldæan culture as working in the Sentient Soul. The Græco-Latin Folk-spirit was directed to the Intellectual Soul or Soul of the Higher Feelings, and worked in that. He himself was only able to work upon this Intellectual Soul or Soul of the Higher Feelings because it had a sort of expression of its nature in the etheric body. But this form of world-conception which now appeared in Greece was less real, as it were, less objective, it bore less of the stamp of reality. Whereas in the old Indian culture there was a more direct activity in the etheric body, there was a more blurred, a fainter image of the reality, which, as I have said, was like a memory of what these peoples had once experienced, a memory reflected in their etheric body. In the other peoples which then follow upon the Greek people we have to deal principally with the use of the physical body for the development, stage by stage, of the Spiritual Soul. Hence the Greek culture was one which we can only understand if we try to do so from within, if we realize that in this culture what is important in external experience is that which pours forth from the inner nature of the Greeks. On the other hand the peoples lying more towards the West and the North have the task, under the guidance of their Folk-souls, of directing their gaze out into the world, and of seeing what is there to be seen on the physical plane, and of perfecting that which has to play a part on that plane. The Germanic Scandinavian peoples had also the special task of perfecting this as they alone could, because they still enjoyed the blessing of being able to see into the spiritual world with the old clairvoyance, and to carry the primeval experiences which they perceived so vividly, into that which had to be arranged on the physical plane. One people there was, which, at its later stage no longer possessed this blessing; which in the first place had not gone through such a previous evolution, but had been placed on the physical plane at one bound, as it were, before the birth of the human ‘I’ and therefore was only able under the guidance of its Folk-soul, of its Archangel, to look after that which helped this human ‘I’ on the physical plane, that which was necessary for its well-being there. This was the Roman people. Everything that the Roman people had, under the guidance of its Folk-spirit, to accomplish for the collective mission of Europe, was for the purpose of giving importance to the ‘I’ of man as such. Hence the Roman people was able to develop that which places the ego among other egos. It was able to found the whole system of the rights of the individual. Hence it was the creator of jurisprudence, which is built up purely on the ‘I’. The relation of one ‘I’ to another was the great question in the mission of the Roman people. The other peoples, which grew out of the Roman civilization, already possessed more of what—coming so to say from the Sentient Soul, the Intellectual Soul or Soul of the Higher Feelings and from the Spiritual Soul itself—in some way or other fertilizes the ‘I’ and drives it out into the world. Therefore all the mixtures of races of which external history relates, which occurred on the Italian and Pyrenean Peninsula, in present-day France and in present-day Great Britain, were necessary in order to develop the ‘I’ in the different shades of the Sentient Soul, the Intellectual Soul or Soul of the Higher Feelings, and the Spiritual Soul on the physical plane. That was the great mission of those peoples which gradually developed in various ways in Western Europe. All the several shades of culture and the missions of the peoples of Western Europe can finally be explained by the fact that there had to be developed in the direction of the Italian and Pyrenean peninsulas that which could be formed in the ‘I’ through the impulse of the Sentient Soul. If you study the several folk-characters in their light and shadow sides, you will find that in the peoples of the Italian and Pyrenean peninsulas there is a peculiar mingling of the ‘I’ with the Sentient Soul. Then you will be able to understand the peculiar nature of those peoples who till now have lived in the land of France, if you consider the growth and mingling of the Intellectual Soul or Soul of the Higher Feelings, with the ‘I’. The great world-historical effects, however, which we may consider as represented by Great Britain, are to be traced back to the impulse of the Spiritual Soul penetrating into the human ‘I’. With the world-historical mission that proceeded from Great Britain is also connected that which proceeded from the founding of the external constitutional form. The union of the Spiritual Soul with the ‘I’ did not exist as yet inwardly. If, however, you recognize how this union came about between the Spiritual Soul and the ‘I’ that had been driven outwards, you will find that the great historical conquests made by the inhabitants of that island proceed from that impulse. You will also find that what took place there in the founding of the parliamentary forms of government at once becomes comprehensible, if you know that an impulse of the Spiritual Soul was to be placed on the plane of the world's history. Thus many shades were necessary, for the several peoples had to be guided through many stages of the ‘I’. If we had sufficient time to follow these things on further we should find pictures in history which would show us how the basic forces branch and work out in the most various ways. Thus did the peculiar constitution of the soul work among the western peoples, who had not preserved in themselves the direct elementary remembrance of the clairvoyantly experienced things of the spiritual world of former times. In later times, in the Germanic Scandinavian domains, that which proceeded directly from a gradual, successive evolution of primeval clairvoyance and which had already been poured into the Sentient Soul, had to develop in quite a different way. Hence that current of inwardness, which indeed is only the after-effect of a more inward clairvoyant experience gone through in a former age. The Southern Germanic peoples had in the first place their task in the domain of the Spiritual Soul. The Græco-Latin age had to develop the Intellectual Soul or Soul of the Higher Feelings. But it had not merely to give the impulse with this soul, it had to work also with a wonderful premature development that was endowed with clairvoyant experience. All this was poured into the Spiritual Souls of the Central European and Northern Germanic peoples. It worked among these souls as an inner capacity, and the Germanic peoples living more to the South had first of all to develop what pertains to the inward preparation of the Spiritual Soul, to fill it inwardly with the consciousness resulting from the old clairvoyance, but transposed on to the physical plane. The philosophies of Central Europe, those philosophies which were represented by Fichte, Schelling and Hegel as late as in the nineteenth century, are apparently far removed from the sphere of mythology, but they are nevertheless nothing but the result of the most penetrating old clairvoyance, acquired by man when he worked in co-operation with the divine spiritual Beings. It would otherwise have been impossible for a Hegel to have looked upon his ideas as realities, it would have been impossible for him to make the strange statement so characteristic of him, when, in answer to the question, ‘what is the abstract?’, he replied, ‘The abstract is for instance an individual man who performs his daily duties, let us say a carpenter.’ That, therefore, which to the abstract scientist is concrete, was abstract to Hegel. That which to the abstract scientist are mere thoughts, to him were the great, mighty architects of the world. Hegel's world of ideas is the final, the most highly sublimated expression of the Spiritual Soul, and contains in pure concepts that which the Northman still saw as sensible-super-sensible, divine spiritual powers in connection with the ‘I’. And when the ‘I’ was expressed in Fichte, it was nothing but a precipitation of what the God Thor had given to the human soul, now viewed from the Spiritual Soul in what seems to be the simplest of thoughts, the thought ‘I am,’ which is the starting-point of Fichte's philosophy. A straight line of evolution goes from the presentation of the ‘I’ by the God Thor or Donar to the old Northern peoples from the spiritual world, down to this philosophy. This God had to prepare all this for the Spiritual Soul in order that the latter might receive its fitting contents, for its task is to look out into the outer world and to work within that world. But this philosophy does not discover merely the external, crude, materialistic experience, it discovers in the external world the contents of the Spiritual Soul itself, and looks upon Nature merely as the other side of idea. Take this on-working impulse, and in it you have the mission of the Northern Germanic peoples in Central Europe. Now, as all evolution has to progress, we must inquire: How does this evolution advance? When we look back into the ancient times we can see something remarkable. As we have said, in old India the first culture took place in the etheric body, after the necessary perfecting of the spiritual forces had been accomplished. But there are other civilizations besides, which have preserved the old Atlantean culture and carried it over into the people of the post-Atlantean epoch. Whereas on the one hand we have the Indian, coming thus to his etheric body, and from this and its forces creating his mighty civilization and his magnificent spiritual life, we have coming from the other side a culture which originated in Atlantis and continued to work on in the post-Atlantean epoch; a culture which for its foundation and development works out the other side, as it were, of the consciousness of the etheric body. That is the Chinese culture. If you bear this connection in mind, and remember that the Atlantean culture was directly related to what in our earlier lectures we called ‘The Great Spirit,’ you will understand the details of the Chinese culture. This culture was directly connected with the highest stages of the evolution of the world. But it still works into modern human bodies, and from a completely different side. It will therefore seem quite comprehensible that the two great opposites of the post-Atlantean epoch will one day clash in these two civilizations: the Indian, which, within certain limits, is capable of development; and the Chinese, that shuts itself off and remains rigid, repeating what existed in the old Atlantean epoch. You really obtain an occult, scientific, poetic impression of this Chinese Empire if you observe it in its evolution, and think of the Great Wall of China, which was intended to enclose on all sides that which came from the primal ages and developed in the post-Atlantean epoch. I say that something like an occult poetic feeling steals over one, if one compares the Wall of China with something which existed in former times. I can only indicate these things. If you compare this with the results that have been obtained by science, you will find how extraordinarily illuminating these things are. Let us clairvoyantly observe the old continent of Atlantis, which must be sought where the Atlantic Ocean now lies, between Africa and Europe on the one side, and America on the other. This continent was encircled by a sort of warm stream, a stream about which clairvoyant consciousness reveals that, strange as it may sound, it flowed upwards from the South, through Baffins Bay, towards the north of Greenland, encircling it and then, flowing over to the East, gradually cooled down; then, at a time when Siberia and Russia had not yet risen to the surface, it flowed down near the Ural mountains, turned, touched the Eastern Carpathians, flowed into the region occupied by the present Sahara, and finally streamed towards the Atlantic Ocean near the Bay of Biscay; so that it flowed in a perfectly unbroken stream. You will understand that only the remnants of this stream still remain. This is the Gulf Stream, which at that time encircled the Atlantean Continent. You will now also understand that, with the Greeks, the life of the soul is remembrance. The picture of Oceanos arose in them, which is a memory of that Atlantean epoch. Their picture of the world is not so very incorrect, because it was drawn from the old Atlantean epoch. The stream that came down by Spitzbergen as a warm current, and gradually cooled and so on,—the region encircled by this stream the Chinese have literally reproduced by enclosing within their Great Wall the culture which they rescued from the Atlantean epoch. There was as yet no history in the Atlantean civilization, hence the Chinese civilization is also in some ways lacking in history. Thus we have there something pre-Indian, something coming from Atlantis. Let us now turn, in the further progress of the Germanic Scandinavian Folk-spirit, to the description of what follows it. What happens first of all, when a Folk-spirit so leads his people that the Spirit-Self can specially develop? Let us recollect that the Etheric Body was evolved during the Indian civilization, the Sentient Body in the Persian, the Sentient Soul in the Egyptian-Chaldæan, the Intellectual Soul or Soul of the Higher Feelings in the Græco-Latin, the Spiritual Soul in our own, which is not yet completed. Then comes the laying hold of the Spirit-Self by the Spiritual Soul, so that the Spirit-Self shines into the Spiritual Soul, which, as that is the task of the sixth stage of civilization, must be prepared for gradually. That civilization, which must be pre-eminently a receptive one, for it must reverently await the penetrating of the Spirit-Self into the Spiritual Soul, is being prepared by the peoples of Western Asia and the Slav peoples of Eastern Europe. These latter were pushed forward with their Folk-souls, for the very good reason that everything which is to happen in the future, must in a certain way be prepared beforehand, must already push itself in, in order to provide the elements for what is to follow. It is extremely interesting to study these advance guards of a Folk-soul who is preparing himself for later epochs. This accounts for the peculiar nature of the Slav peoples at present living to the East of us. Their whole culture gives the Western European the impression of being in a preparatory stage, and they put forward in quite a curious way, through the medium of their advance guards, that which in spirit is quite different from any mythology. It would be misunderstanding what is being pushed forward from the East as a civilization of the future, it would be misunderstanding this culture if we were to compare it with that which the Western European peoples possess, viz., an impulse that continues in a straight line, which is still rooted in and has its source in the old clairvoyance. The peculiarity attaching to the souls of these Eastern European peoples is expressed in the whole attitude they have always shown when their relations to the higher worlds have come into question. This relation, if we compare it with what appears in our mythology in Western Europe and the strange divine figures worked out even down to the individual character, is quite different. That which it offers appears to us in such a way that we may compare what it gives us as a direct out-pouring of the Folk-spirit, with our various planes or worlds, through which we prepare ourselves to understand a spiritual, a higher culture. For instance, we find there in the East the following conception: The West has received a series of successive worlds, lying side by side. In the East we find in the first place a distinct consciousness of a world of the Cosmic Father. Everything that is creatively active in air and fire, in all the elements in and above the earth, meets us as one great, all-embracing idea, which is at the same time an all-embracing feeling, the concept of the Heavenly Father. In somewhat the same way as we think of the Devachanic world as fertilizing our earth, so do we find this heavenly world, the world of the Father, coming towards us from the East, and it fertilizes that which is felt to be the Mother, the Spirit of the Earth. We have no other expression and can think of no other way of picturing the whole Spirit of the Earth than in the picture of the fertilization of Mother Earth. Two worlds, then, confront one another there, instead of single individual Divine Figures. And what is felt to be the Blessed Child of these two worlds, stands in front of them as a third world. That is not an individual being, not a feeling in the soul, but something which is the product of the Heavenly Father and the Earth-Mother. In this way the relation of Devachan to the Earth is felt from the spiritual world. There, that which blossoms in the material body is felt as something altogether spiritual; and that which grows and blossoms in the soul, is perceived as the world which is at the same time felt to be the Blessed Child of the Heavenly Father and the Earth-Mother. Universal as these conceptions are we find them among the Slav peoples which have been pushed forward towards the West. In no Western European mythology do we find this conception so universal. We find in them clearly defined Divine Figures, but not that which we present in our Anthroposophy as the different worlds; these we find more in the Heavenly Father, the Earth-Mother, and the Blessed Child of the East. In the Blessed Child there is again a world which permeates another one. It is a world which is, however, conceived of as being individual, because it is connected with the physical sun and its light. The Slav element also has this Being,—although in a differently developed form of conception and feeling,—which we have so often found in the Persian mythology; it has the Sun-being who so pours his blessings into the other three worlds that the destiny of man is woven into the creation, into the Earth, through the fertilization of the Earth-Mother by the Heavenly Father, and through that which the Sun-spirit weaves into both these worlds. A fifth world is that which comprises everything spiritual. The Eastern European element feels the spiritual world as underlying all the forces of Nature and their creations. But this we must think of in quite a different shade of feeling, connected more with the facts, creations and beings of Nature. We must conceive of this Eastern soul as being in a position to see an entity in an occurrence of Nature, of seeing not only the physically-sensible, but the astrally-spiritual. Hence the ideas of an immense number of beings in this unique spiritual world, which we may at the most compare with the world of the Elves of Light. It is that spiritual world, which is looked upon in Anthroposophy as the fifth world, which dawns more or less in the feelings of the peoples of the East. Whether they call it by this name or that, does not signify; what does signify is that the feelings are colored and shaded, that the concepts which characterize this fifth plane or spiritual world are to be found in the world of the East. By means of these feelings this world of the East is preparing for that Spirit which is to bring the Spirit-Self into man, in readiness for that epoch when the Spiritual-Soul shall ascend to Spirit-Self, in the sixth age of post-Atlantean civilization, which is to succeed our own. We meet with this in a very unique manner not only in the creations of the Folk-Souls, which are as I have just described, but also in a wonderful preparatory fashion, in the various externalities of Eastern Europe and its culture. It is very remarkable and extremely interesting to see how the Eastern European expresses his tendency of receptivity towards the pure Spirit by receiving with great devotion Western European culture, thus indicating prophetically that he will be able to unite something still greater with his being. Hence also the little interest he has in the details of this Western European culture. He receives what is presented to him more in broad outlines and less in details, because he is preparing himself to take up that which as Spirit-Self is to enter into mankind. It is particularly interesting to see how, under this influence, a much more advanced conception of Christ has been able to come in the East than in Western Europe, excepting where it has come about through Anthroposophy. Of all non-Anthroposophists the most advanced conception of Christ is that held by the Russian philosopher, Solovioff. It is so advanced that it can only be understood by Anthroposophists, because he develops it higher and higher and gives it an endless perspective, showing that what man is able to recognize in Christ to-day is only the beginning, because the Christ-impulse has as yet only been able to reveal to man a small degree of what it contains within it. But as regards the conception of Christ, if we look for instance at the way in which Hegel understood Him, we shall find that one may say: Hegel understood Him as only the most refined, most sublimated Spiritual Soul could. But in Solovioff the concept of Christ is a very different one. He fully recognizes the two parts in this conception, and everything which has been expressed in the many theological disputes, and which in reality rest upon great misunderstandings, is put aside, because the ordinary conceptions do not suffice to make the idea of Christ in His twofold nature comprehensible; they do not suffice to make one understand that therein the human and the spiritual must be clearly distinguished. The concept of Christ rests upon clearly grasping what took place when the Christ entered into the Man Jesus of Nazareth, who had developed all the necessary qualities. There were, then, two natures which must first of all be comprehended as such, although at a higher stage they again form unity. As long as one has not grasped this duality, one has not realized Christ in His complete form. This can, however, only be done by the philosophical comprehension which has a premonition that man himself will reach a culture in which his Spiritual Soul will attain to a state into which the Spirit-Self can come; so that man will in the sixth age of civilization feel himself to be a duality in whom the higher nature will hold the lower nature under complete control. Solovioff carries this duality into his conception of Christ and brings emphatically into notice that there can be no meaning in it unless one accepts the facts of a divine and a human nature, both really working together, so that they do not merely form an abstract but an organic unity, that thus only can this be understood. Solovioff recognizes that two Will-centers must be thought of in this Being. If you take the teachings of Spiritual Science as to the true significance of the Christ-Being, which proceed from the existence of, not an imaginary, but a spiritually real Indian influence, you then have to think of Christ as having developed within His three bodies the capacities of feeling, thought and will. There you have a human feeling, thinking and willing into which the divine Feeling, Thinking and Willing has immersed itself. The European will only thoroughly assimilate this when he has risen to the sixth stage of culture. This has been prophetically expressed in a wonderful way in Solovioff's conception of Christ, which like a rosy dawn announces a later civilization. Hence this philosophy of Eastern Europe strides with giant steps beyond that of Hegel and Kant, and when one enters the atmosphere of this philosophy, one suddenly feels as it were the germ for a future unfolding. It goes so much further because this conception of Christ is felt to be a fore-shining, the morning dawn of the sixth post-Atlantean civilization. By means of this the whole Christ-Being and the whole significance of Christ becomes the central point of philosophy, and it thus becomes a very different thing from what the Western European conceptions are able to offer concerning it. The conception of Christ,—so far as it has been worked out in non-Anthroposophical circles, in which it is comprehended as living substance which, as a spiritual personality, is to work into the social life and the life of the States, which is felt as a Personality in Whose service man finds himself as ‘man with the Spirit-Self,’—this Christ-Personality is worked out in a wonderful, plastic manner in the various expositions Solovioff gives of St. John's Gospel and its opening words. Again it is only on the ground of Spiritual Science that a comprehension can be found of what is so profoundly understood by Solovioff in the sentence, ‘In the beginning was the Word, or the Logos,’ and so on, of how differently St. John's Gospel is understood by a philosophy, which can be felt as a germinating philosophy which points in a remarkable manner to the future. Although on the one hand it must be admitted that in the domain of philosophy Hegel's work represents a most mature fruit, something that is born from the Spiritual Soul as a very ripe philosophical fruit, on the other hand this philosophy of Solovioff is the germ in the Spiritual Soul for the philosophy of the Spirit-Self, which will be added in the sixth age of culture. There is perhaps no greater contrast than that eminently Christian conception of the State which hovers as a great ideal before Solovioff as a dream of the future, that Christian idea of the State and the people, which takes everything it finds in order to offer it to the down-streaming Spirit-Self to hold it towards the future so that it may be Christianized by the powers of the future:—there is really no greater contrast than this conception by Solovioff of a Christian community in which the Christ-idea is still a future one,—and the conception of the divine State held by St. Augustine, who accepted, it is true, the Christ-idea, but constructed the State in such a way that it was still the Roman State; he took up Christ into the idea of the State given him by the Roman State. The essential point is, that which provides the knowledge for the Christianity which is growing on into the future. In Solovioff's State Christ is the blood which runs through all social life, and the essential point is that the State is thought of in all the concreteness of personality, so that it acts indeed as a spiritual being, but it will fulfill its mission with all the characteristic peculiarities of a personality. No other philosophy is so permeated by the Christ-idea,—the Christ-idea which shines forth to us from still greater heights in Anthroposophy,—and yet remaining only at the germinal stage. Everything that we find in the East, from the general feeling of the people up to its philosophy, comes to us as something that bears only the germ of a future evolution within it, and that therefore had to submit to the special education of that Spirit of the Age whom we already know; for we have said that the Spirit of the Age of the ancient Greeks was given as an impulse to Christianity, and was entrusted with the mission of becoming later on the active Spirit of the Age for Europe. The national temperament which will have to develop the germs for the sixth age of civilization had not only to be educated but to be taken care of, from the first stages of its existence, by that Spirit of the Age. So that we may literally say,—whereby the ideas of Father and Mother lose their separate sense,—that the Russian temperament, which is gradually to evolve into the Folk-soul, was not only brought up, but was suckled and fed by that which, as we have seen, was formed out of the old Greek Spirit of the Age and then acquired another rank, outwardly. Thus are the missions divided between Western, Central, Northern and Eastern Europe. I wished to give you an indication of these things. We shall work further on the foundations of these indications, and show what will distinguish the future of Europe, and also show that we must form our ideals from such knowledge. We shall show how through this influence the Germanic Scandinavian Folk-spirit gradually transforms himself into a Spirit of the Age. |