291. Colour: Colour-Experience
06 May 1921, Dornach Translated by Harry Collison Rudolf Steiner |
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We bear to the light the same relationship as that of our ego to the world, yet, again, not the same; for we cannot say that when the light fills us we gain the ego. |
Our ego, that is, our spiritual entity, is connected with this condition of illumination. If we consider this feeling—all that lives in light and colour must first be grasped as feeling—if we consider this feeling we shall say: There is a distinction between light and that which manifests itself as spirit in the ego, in the “I.” |
We shall have an experience through the light in such a way that by means of the light the ego really experiences itself inwardly. If we sum up all this, we cannot but say that the ego is spiritual and must experience itself in the soul; this it does when it feels itself filled with light. |
291. Colour: Colour-Experience
06 May 1921, Dornach Translated by Harry Collison Rudolf Steiner |
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Colour, the subject of these three lectures, interests the physicist and—though we shall not speak of it from this aspect today—it interests also—or should do—the psychologist; more than all these, it must interest the artist, the painter. In a survey of the modern idea of the world of colour, we notice that although the psychologist may, admittedly, have something to say about the subjective experience of colour this is nevertheless of no value for the knowledge of the objective nature of the world of colour—a knowledge which really lies only in the province of the physicist. In the first place, Art is not allowed to decide anything at all about the nature of colour and its quality in the objective sense. At the present time people are very far from what Goethe intended in his oft-repeated utterance: “The man to whom Nature begins to reveal her open secret feels an irresistible longing for her most worthy interpreter—Art.” Any one who, like Goethe, really lives in art, can never doubt that what the artist has to say about the world of colour must be bound up with the nature of colour. In ordinary life colour is dealt with according to the surface of the objects presenting themselves to us as coloured, according to the impressions received through the nature of the coloured object. We obtain the colour fluctuating, in a sense, varying, as it were, through the well-known prismatic experiment, and we look into, or try to look into the world of colour in many ways. In so doing we have always in mind the idea that we ought to estimate colour according to subjective impressions. For a long time it has been the custom—we might say, the mischievous custom—in some places, to contend that what we perceive as a coloured world really exists only for our senses, whereas in the world outside, objective colour presents nothing but certain undulatory movements of the very finest substance, known as ether. Any one who wishes to form an idea from definitions and explanations such as these is able to make nothing of the concept that what he knows as colour-impressions, his personal experience of colour, has to do with some kind of ether in motion. Yet when people speak of the quality of colour, they really have only the subjective impression in mind, and seek for something objective. They then wander away from colour, however, for in all the vibrations of ether which are thought out, there is really nothing further from the content of our real world of colour. In order to arrive at the objective nature of colour we must try to keep to the world of colour itself and not leave it; then we may hope to fathom its real nature. Let us try for a while to sink ourselves into something which can be given us from the whole wide, varied world of colour. Then in order to penetrate into the nature of colour, we must experience something in regard to it which raises the whole consideration into our life of feeling. We must try to question our feeling as to what colour is in our surrounding world. In a sense we shall best proceed by means of an inward experiment, so that we may have before us not only the processes which on the whole are difficult to analyze and are not easily seen, but we will proceed at once to the essential thing. Suppose we colour a flat surface green. We shall only sketch this roughly. (see Diagram 1) If we simply allow the colour to stimulate our feelings, we can experience something in green as such, something which we need not define further. No one will doubt that we can experience the same thing when gazing on the green plant-covering of the earth; we must do so, of course, because it is green. We must disregard everything else offered by the plants, as we only wish to look at the greenness. Let us suppose we have this greenness before our mental eyes. ![]() When painting, we can introduce different colours into this greenness. Let us picture three. We have before us three green surfaces. Into the first we will introduce red; into the second, peach-blossom colour; into the third, blue. You must admit that the sensation aroused is very different in the three cases, that there is a certain quality of sensation when red, peach-blossom colour, or blue forms are pictured in the green. It is now a question of expressing in some way the content of the sensation thus presented to our soul. If we wish to express such a thing as this, we must try to characterize it, for extremely little can be attained by abstract definitions. We must try to describe it somehow. Let us try to do so by bringing a little imagination into what we have painted before us. Suppose we really wish to produce the sensation of a green surface in the first place, and in it we paint red figures. Whether we give them red faces and red skin, or whether we paint them entirely red, is immaterial. In the first example we paint red figures; in the second, peach-blossom colour—which would approximate human flesh-colour—and on the third green surface we paint blue figures. We are not copying Nature in this experiment, but placing something before the soul in order to bring a complex of sensation into discussion. Suppose we have before us this landscape: Across a green meadow red, peach-blossom colour or blue figures are passing; in each of the three cases we have an utterly different complex of sensation. If we look at the first we shall say: These red figures in the green meadow enliven the whole of it. The meadow is greener because of them; it becomes still more saturated with green, more vivid because red figures are there, and we ought to be enraged on seeing these red figures. We may say: That is really nonsense, an impossible case. I should really have to make the red figures like lightning, they must be moving. Red figures at rest in a green meadow act disturbingly in their repose, for they are already in motion by reason of their red colour; they produce something in the meadow which it is really impossible to picture at rest. We must come into a very definite complex of feeling if we wish to make such a concept at all. The second example is harmonious. The peach-blossom coloured figures can stand there indefinitely; if they stand there for an hour it does not trouble us. Our sensation tells us that these peach-blossom coloured figures have really no special conditions; they do not disturb the meadow, they do not enhance its greenness, they are quite neutral. They may stand where they will, it does not trouble us. They suit the meadow everywhere; they have no inner connection with the green meadow. We pass on to the third; we look at the blue figures in the green meadow. That does not last long, for the blue figures deaden the green meadow to us. The greenness of the meadow is weakened. It does not remain green. Let us try to realize the right imagination of blue figures walking over a green meadow; or blue beings generally, they might be blue spirits. The meadow ceases to be green, it takes on some of the blueness, it becomes itself bluish, it ceases to be green. If the figures stay there long we can no longer picture them at all; we have the idea that there must be somewhere an abyss, and that the blue figures take the meadow from us, carry it away and cast it into the abyss. It becomes impossible; for a green meadow cannot remain if blue figures stand there; they take it away with them. That is colour-experience. It must be possible to have it, otherwise we shall not understand the world of colour. If we wish to acquaint ourselves with something which finds its most beautiful and significant application in imagination, we must be able to experiment in that sphere. We must be able to ask ourselves: What happens to a green meadow when red figures walk therein? It becomes still greener; it becomes very real in its greenness. The green begins veritably to burn. The red figures bring so much life into the greenness that we cannot think of them in repose. They must really be running about. If we wish to portray it exactly and to paint the true picture of the meadow, we should not paint red figures standing quietly in it; they must be seen dancing in a ring. A ring of red dancers would be permissible in a green meadow. On the other hand, people clothed not in red but entirely in flesh-colour might stand for all eternity in a green meadow. They are quite neutral to the green; they are absolutely indifferent to the meadow; it remains as it is, not the slightest tint is altered. In the case of the blue figures, however, they run from us with the meadow, for the entire meadow loses its greenness because of them. We must, of course, speak comparatively when speaking of experiences in colour. We cannot talk like pedants about colour-experiences, for we cannot approach them so. We must speak in analogy—not, indeed, as those who say that one billiard ball pushes another; stags push, also bullocks and buffaloes, but not billiard balls in actual fact. Nevertheless, in Physics we speak of a “thrust” because everywhere we need the support of analogy if we are to begin to speak at all. Now this makes it possible to see something in the world of colour itself, as such. There is something in that world which we shall have to seek as the nature of colour. Let us take a very characteristic colour, one we have already in mind, the colour which meets us everywhere in summer as the most attractive—green. We find it in plants; we are accustomed to regard it as characteristic of them. There is no other such intimate connection as that of greenness with the plant. We do not feel it as a necessity that certain animals which are green could only be green; we have always the subconscious thought that they might be some other colour; but as regards the plants our idea is that greenness belongs to them, that it is something peculiarly their own. Let us endeavour by means of the plants to penetrate into the objective nature of colour—as a rule the subjective nature alone is sought. What is the plant, which thus, as it were, presents green to us? We know from Spiritual Science that the plant owes its existence to the fact that it has an etheric body in addition to its physical body. It is this etheric body which really lives in the plant; but the etheric body is not itself green. The element which gives the plant its greenness is, indeed, in its physical body, making green peculiar to the plant, but in reality it cannot be the essential nature of the plant, for that lies in the etheric body. If the plant had no etheric body it would be a mineral. In its mineral nature the plant manifests itself through green. The etheric body is quite a different colour, but it presents itself to us by means of the mineral green of the plant. If we study the plant in relation to its etheric body, if we study its greenness in this connection, we must say: if we set on the one hand the essential nature of the plant, and on the other the greenness, dividing it abstractly, taking the greenness from the plant, it is really as though we simply made an image of something; in the greenness withdrawn from the etheric we have really only an image of the plant, and this image peculiar to it is necessarily green. We really find in greenness the image of the plant. While we ascribe the colour green very positively to the plant, we must ascribe greenness to the image of the plant and must seek in the greenness the special nature of the plant-image. Here we come to something very important. Anyone entering the portrait gallery of some ancient castle—such as may still frequently be seen—will not fail to say that the portraits are only the portraits of the ancestors, not the ancestors themselves. As a rule, the ancestors are not there, only their portraits are to be found. In the same way, we no more have the entity of the plant in the green than we have the ancestors in the portraits. Now let us reflect that the greenness is characteristic of the plant, and that of all beings the plant is the being of life. The animal possesses a soul; man has both spirit and soul. The mineral has no life. The plant is a being of which life is the special characteristic. The animal has, in addition, a soul. The mineral has as yet no soul. Man has, in addition to the soul, a spirit. We cannot say of man, of the animal or of the mineral, that its peculiar feature is life; it is something else. In the case of the plant its characteristic is life. The green colour is the image. Thus we remain entirely within the world of objective fact in saying that green represents the lifeless image of life. We have now—we will proceed inductively, if we wish to express ourselves in a scholarly way—we have now gained something by means of which we can place this colour objectively in the world. When I receive a photograph I can say that it is a portrait of Mr. N. In the same way we can say that green is the lifeless image of life. We do not now think merely of the subjective impression, but we realize that green is the lifeless image of life. Let us now take peach-blossom colour. More exactly, let us call it the colour of the human skin; of course, it is not the same for all people, but this colour, speaking generally, is that of the human skin. Let us endeavour to arrive at its essential nature. As a rule we see this human skin-colour only from outside. The question now arises as to whether a consciousness of it, a knowledge of it, can be gained from within, as we did in relation to the green of the plant. It can, indeed, be done in the following way. If a man really tries to imagine himself inwardly ensouled, and thinks of this ensouling as passing into his physical bodily form, he can imagine that in some way that which ensouls him flows into this form. He expresses himself by pouring his soul-nature into his form in the flesh-colour. What this means can best be realized by looking at a man in whom the psychic nature is withdrawn somewhat and does not ensoul the outer form. What colour does he then become? Green; he becomes green. Life is there, but he becomes green. We speak of green men; we know the peculiar green of the complexion when the soul is withdrawn; we can see this very well by the colour of the complexion. On the other hand, the more a person assumes the special florid tint, the more we shall notice his experience of this tint. If you observe the constitutional humour in a green person and in one who has a really fresh flesh-colour, you will see that the soul experiences itself in the flesh-colour. That which rays outwards in the colour of the skin is none other than the man's self-experience. We may say that in flesh-colour we have before us the image of the soul, really the image of the soul. If, however, we go far into the world around, we must select the lifeless peach-blossom colour for that which appears as human flesh-colour. We do not really find it in external objects. What appears as human flesh-colour we can only attain by various tricks of painting. It is the image of the soul-nature, but it is not the soul itself; there can be no doubt about that. It is the living image of the soul. The soul experiences itself in flesh-colour. It is not lifeless like the green of the plant, for if a man withdraws his soul more and more he becomes green. He can become a corpse. In flesh-colour we have the living. Thus peach-blossom colour represents the living image of the soul. We have now passed on to another colour. We endeavour to keep objectively to the colour, not merely to reflect upon the subjective impression and then to invent some kind of undulations which are then supposed to be objective. It is palpable that it is an absurdity to separate human experience from flesh-colour. The experience in the body is quite different when the colour of the flesh is ruddy and when it is greenish. There is an inward entity which really presents itself in the colour. We now pass on to the third colour, blue, and say: We cannot in the first place find a being to which blue is peculiar as green is to the plant. Nor can we speak of blue as we have spoken of the peach-blossom-like flesh-colour of man. In the case of animals we do not find a colour as innate to the animal as green is to the plant and flesh-colour to man. We cannot in this way start from blue in regard to Nature. We nevertheless wish to go forward; we will see whether we can proceed still further in our search into the essential nature of colour. We cannot continue by way of blue, but it is possible to proceed first of all to the light colours; we shall, however, progress more easily and quickly if we take the colour known as white. We cannot say that white is peculiar to any being in the outer world. We might turn to the mineral kingdom, but we will try in another way to form an objective idea of white. If we have white before us and expose it to the light, if we simply throw light upon it, we feel that it has a certain relationship to light. At first this remains a feeling. It will at once become more than a feeling if we turn to the sun, which appears tinged quite distinctly in the direction of white, and to which we must trace back all the natural illumination of our world. We might say that what appears to us as sun, what manifests itself as white—which at the same time shows an inner relationship to light—has the peculiarity that of itself it does not appear to us at all in the same way as an external colour. An external colour appears to us upon the object. Such a thing as the white of the sun, which for us represents light, does not appear to us directly on objects. Later on we shall consider the kind of colour which we may call the white of paper, chalk and the like, but to do this we shall have to enter upon a bypath. To being with, if we venture to approach white, we must say that we are led by white first of all to light as such. In order fully to develop this feeling, we need do no more than say to ourselves that the polar opposite of white is black. That black is darkness, we no longer doubt; so we can very easily identify white with brightness, with light as such. In short, if we raise the whole consideration into feeling, we shall find the inner connection between white and light. We shall go more fully into this question later. If we reflect upon light itself, and are not tempted to cling to the Newtonian fallacy; if we observe these things without prejudice, we shall say to ourselves that we actually see colours. Between white, which appears as colour, and light there must be a special relation. We will therefore first of all exclude true white. We know of light as such, not in the same way as other colours. Do we really perceive light? We should not perceive colours at all if we were not in an illuminated space. Light makes colours perceptible to us, but we cannot say we perceive light just as we do colours. Light is indeed, in the space where we perceive a colour, but it is in the nature of light to make the colours perceptible. We do not see light as we see red, yellow, blue, etc. Light is everywhere where it is bright, but we do not see it. Light must be fixed to something if we are to perceive it. It must be caught and reflected. Colour is on the surface of objects; but we cannot say that light belongs to something, it is wholly fluctuating. We ourselves, however, on awakening in the morning when the light streams upon us and through us, feel ourselves in our true being; we feel an inner relationship between the light and our essential being. At night, if we awake in dense darkness, we feel we cannot reach our real being; we are then, indeed, in a sense withdrawn into ourselves, but through the conditions we have become something which does not feel in its element. We know, too, that what we have from the light is a “coming to ourselves.” That the blind do not have it, is no contradiction; they are organized for this, and the organization is the essential point. We bear to the light the same relationship as that of our ego to the world, yet, again, not the same; for we cannot say that when the light fills us we gain the ego. Nevertheless, for us to gain this ego, light is essential, if we are beings which see. What underlies this fact? In light we have what is represented in white—we have yet to learn the inner connection—we have in light what really fills us with spirit, brings to us our own spirit. Our ego, that is, our spiritual entity, is connected with this condition of illumination. If we consider this feeling—all that lives in light and colour must first be grasped as feeling—if we consider this feeling we shall say: There is a distinction between light and that which manifests itself as spirit in the ego, in the “I.” Nevertheless, the light gives us something of our own spirit. We shall have an experience through the light in such a way that by means of the light the ego really experiences itself inwardly. If we sum up all this, we cannot but say that the ego is spiritual and must experience itself in the soul; this it does when it feels itself filled with light. Reduced to a formula, it may be expressed in the words: White or light represents the psychic image of the spirit. It is natural that we should have to construct this third stage from pure feeling; but if you try to sink yourselves deeply into the matter according to these formulae, you will see that a great deal is contained in them: Green represents the lifeless image of Life. Peach-blossom colour represents the living image of the Soul. White or Light represents the psychic image of the Spirit. Let us now pass on to black or darkness. We see that we can speak of white or light, brightness, in connection with the relation which exists between darkness and blackness. Let us now take black, and try to connect something with a black darkness. We can do so. Certainly black is easy to find as a characteristic of something even in Nature, just as green is an essential peculiarity of the plants. We need only look at carbon. In order to represent more clearly that black has something to do with carbon, let us realize that carbon can also be quite clear and transparent; but then it is a diamond. Black, however, is so characteristic of carbon that if it were not black, if it were white and transparent, it would be a diamond. Black is so integral a part of carbon that the latter really owed its whole existence to the blackness. Thus carbon owes its dark, black, carbon-existence to the dark blackness in which it appears; just as the plant has its image somehow in green, so carbon has its image in black. Let us place ourselves in blackness, absolute black around us, black darkness—in black darkness no physical being can do anything. Life is driven out of the plants when they become charcoal, carbon or coal. Thus black shows itself to be foreign in life, hostile to life. We see this in carbon, for when plants are carbonized they turn black; Life, then, can do nothing in blackness. Soul—the soul slips away from us when awful blackness is within us. The spirit, however, flourishes; the spirit can penetrate the blackness and make its influence felt within it. We may therefore say that in blackness—and if we endeavour to investigate the art of black and white, light and shade on a surface—we shall return to this later—then, by drawing with black on a white surface we bring spirit into the white surface by means of the black strokes; in the black surface the white is spiritualized. The spirit can be brought into the black. It is, however, the only thing that can be brought into black. Therefore we obtain the formula: Black represents the spiritual image of the lifeless. We have now obtained a remarkable circle respecting the objective nature of colour. In this circle we have in each colour an image of something. In all circumstances colour is not a reality, it is an image. In one case we have the image of the lifeless, in another the image of life, in another the image of the soul, and the image of the spirit (see Diagram 2). As we go around the circle, we have black, the image of the lifeless; green, the image of life; peach-blossom colour, the image of the soul; white, the image of the spirit. If we wish to have the adjective, we must start from the previous, thus: Black is the spiritual image of the lifeless; Green is the lifeless image of life; Peach-blossom colour is the living image of the soul; White is the psychic image of the spirit. ![]() In this circle we can indicate certain fundamental colours, Black, White, Green and Peach-blossom colour, while always the previous word indicates the adjective for the next one; Black is the spiritual image of the Lifeless; Green is the lifeless image of the Living; Peach-blossom colour is the living image of the Soul; White is the psychic image of the Spirit. If we take the kingdoms of Nature in this way—the lifeless kingdom, the living kingdom, the ensouled kingdom, the spiritual kingdom, we ascent—precisely as we ascend from the lifeless to the living, to the ensouled, to that possessing spirit—from black to green, to peach-blossom colour, white. As truly as I can ascend from the lifeless, through the living, to the psychic, to the spiritual as truly as I have there the world which surrounds me, so truly have I the world around me in its images when I ascend from black to green, peach-blossom colour, white. As truly as Constantine, Ferdinand, Felix, etc. are the real ancestors, and I can ascend through this ancestral line, so truly can I go through these portraits and have the portraits of this line of ancestry. I have before me a world; the mineral, plant, animal and spiritual kingdom—in as far as man is the spiritual. I ascent through the realities; but Nature gives me only the images of these realities. Nature is reflected. The world of colour is not a reality; even in nature itself it is only image; the image of the lifeless is black; that of the living is green; that of the psychic, peach-blossom colour; and the image of the spirit is white. This leads us to the objective nature of colour. This we had to set forth today, since we wish to penetrate further into the nature, the peculiar feature of colour; for it avails us nothing to say that colour is a subjective impression. That is a matter of absolute indifference to colour. To green it is immaterial whether we pass by and stare at it; but it is not a matter of indifference that, if the living gives itself its own colour, if it is not tinged by the mineral and appears coloured in the flower, etc., if the living appear in its own colour, it must image itself outwardly as green. That is something objective. Whether or not we gaze at it, it is entirely subjective. The living, however, if it appear as a living being, must appear green, it must image itself in green; that is something objective. |
318. Pastoral Medicine: Lecture IV
11 Sep 1924, Dornach Translated by Gladys Hahn Rudolf Steiner |
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But if one does not perceive that they are four-membered beings, with physical body, etheric body, astral body, and ego organization, one is not in a position to understand their development, for one does not see what part each member is playing in this development. |
For in the years up to the change of teeth, the astral body and ego organization participate very little. The etheric body forms a new physical human body in accordance with the model. |
But behind all that, what is the fundamental force that is working? In reality, whatever has to do with an ego nature. Only invisible spiritual beings make an impression on the child, beings who have something to do with an ego nature, above all, beings of the spiritual hierarchies higher than human beings, but also the animal group-souls, and the group-souls of the elemental beings. |
318. Pastoral Medicine: Lecture IV
11 Sep 1924, Dornach Translated by Gladys Hahn Rudolf Steiner |
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Dear friends, Today I would like to insert into our studies a chapter of anthroposophy that we need for our examination of healthy responsibility and pathological irresponsibility as the physician and the priest must know them. First of all it is important that we look into the question: What is really inherited by a human being? What is not inherited and must come to the human being in some other way? In evaluating healthy and sick individuals, a great deal depends upon whether one can differentiate between these two ingredients. Human beings come out of the spiritual, super-sensible worlds into the sense world: that means, they combine what is given them by heredity with what they bring from earlier earth lives and from life between death and the new birth. Then we see how they develop as a children, from day to day, from week to week. But if one does not perceive that they are four-membered beings, with physical body, etheric body, astral body, and ego organization, one is not in a position to understand their development, for one does not see what part each member is playing in this development. They have different origins; they come from different worlds. First, human beings have their physical organism. The most striking phenomenon in the physical organism is that in the first period of life they have what we call “first teeth,” which last until the time we call “change of teeth.” The teeth are only the most obvious thing that is changed at this time. For the fact is that human beings only keep the physical substance they received at birth until the change of teeth. They are constantly stripping that physical material from their form. The process is, of course, more complicated than is implied in the brief statement that in the course of every seven or eight years a person pushes off all physical substance and replaces it. The truth is near to that, but one need only look at the change of teeth itself to realize that this picture must be modified somewhat. For if this abstract assertion were correct, we would have new teeth every seven years. We get new teeth only once. The teeth are changed once and do not undergo any other renewal. They belong in this category in the most extreme sense. As a matter of fact, the course of human life is such that the older one becomes, the more one retains of old physical substance. A replacement of by far the greatest part of the substance does indeed take place in seven- to eight-year periods; but we must distinguish what remains behind. At the seventh year it is only the adult teeth that remain. After each subsequent period there remain also certain parts of the substance that are not replaced, although the greater part is indeed replaced in the course of seven or eight years. Thus a basic statement can be made for the first seven years. Human beings strip away all the physical substance they had when they were born, keeping none of it, keeping only the forces that have lived and worked in it during those years. These forces have so appropriated the fresh new substance that was constantly being aquired that at seven the physical body has been completely renewed, even to the teeth. And from that statement the understanding must follow that the principle of heredity as our current natural science conceives of it really holds good only for the first seven years of life. Only for those first seven years is it true that a person's characteristics come from parents and grandparents. The physical body of those first seven years provides, in a certain sense, a kind of model from which the artist working in the human being (who consists now in these years of etheric body, astral body, and ego) fashions a new physical body. We see how what we bring down from spiritual worlds—our individuality, our own being—and what we receive from heredity work together in artistic reciprocal activity. If a human being is an inwardly strong individual and brings an intensely strong inner astrality and ego nature, which in turn makes the etheric body strong, then we will see a young person shooting up who from inner strength keeps very little to the model, only copies it for the general form. Naturally, the universal human model must be preserved, and therefore an affinity is already there for the inherited human form; features of it definitely remain beyond the change of teeth. Still, to thoughtful observation it will be apparent that in the case of inwardly strong individuals important changes come after the change of teeth because such individuals follow only slightly the model they inherited. If we investigate such an individual as St. Teresa, we find that these particularly strong individualities resemble their parents very closely in the first seven years, but then in the ninth and tenth years they develop in surprising ways. Then the real individual is emerging. In the strongest sense of the word, heredity only holds good for the first life period. What seems to appear later as heredity is not really heredity but must be recognized as a copy of the inherited model. The copy may be more or less exact; even so, it is not heredity; it is a copy of the inherited characteristics. The ordinary natural scientist considers this to be simply the principle of heredity carried further. But someone who really studies the nature of humanity will perceive that there is a complete qualitative difference between the resemblance to parents before the change of teeth and the resemblance after the change of teeth. Before, the forces of heredity are active. After, the forces that copy the model are active. To be exact, one can no more say that a human being has inherited what is carried between change of teeth and puberty than one can say of an artist copying the Sistine Madonna in the Dresden Gallery that the painting has caught the qualities of the Madonna through heredity! You can see the particular kind of work the etheric body has to do. For in the years up to the change of teeth, the astral body and ego organization participate very little. The etheric body forms a new physical human body in accordance with the model. Why? Because, like the child during the first seven years, it is not yet able to receive other than a very special kind of impression from the outer world. Here we come upon an important secret of human evolution, a secret that answers the question: What does a child really perceive? The answer lies far away from present-day ideas. We live, shall we say, between death and a new birth (or conception) in the spiritual world. In the spiritual world we are surrounded by realities very different from those found here in the physical world. We come out of that world into the physical world and continue our life in a physical body that we receive. Now in this physical world the same forces work further, although they are hidden from human sense perception. If you look at a tree, the same spiritual forces are working in it as those you encounter between death and new birth, only they are covered over, veiled, by the physical material of the tree. Everywhere in the physical world in which we live between birth and death, spiritual forces are active behind the sense-perceptible physical entities. We can think of the activities of the spiritual world continuing into this world in which we live between birth and death. Now in the first seven years of life the child's whole being cannot unite with anything except this spiritual reality in all the colors, all the forms, all warmth, all cold. The child is fully aware when entering this physical world of the continuing spiritual activity. This awareness gradually diminishes up to the change of teeth. A sense impression is quite different to a child than to an adult. This fact is never recognized. To a child the sense impression is something entirely spiritual. For this reason if a child's father has a fit of anger, the child is not conscious of the angry gestures but of the moral state behind the gestures. It is this that passes into the child's body. During this time, therefore, the child is working with the forces that build a physical body in accordance with the child's own model—the body that will now be the child's own—and during this time is turned entirely toward spiritual foundations and works out of spiritual forces. What does that mean? What is really working when spiritual forces are working? Obviously colors, forms, warmth, cold, roughness, smoothness work upon the sense perceptions. But behind all that, what is the fundamental force that is working? In reality, whatever has to do with an ego nature. Only invisible spiritual beings make an impression on the child, beings who have something to do with an ego nature, above all, beings of the spiritual hierarchies higher than human beings, but also the animal group-souls, and the group-souls of the elemental beings. In reality, all this is working upon the child. And out of these spiritual forces, out of these mighty spiritual dynamics the child forms a second body from the original model. It grows and is finally present as a complete second body when the change of teeth takes place. This is the body that the human being has built for itself since birth, the first body that is it's very own, a physical body built out of the spiritual world. Thus we have in this first life period very special laws working within all that activates the child, in all the awkwardness and uncertainty that are in the soul and with which it moves. They come from the fact that constant adjustment is having to be made to the physical world, since the child is still dreamily and half-consciously immersed in the other surrounding world: the spiritual world. Someday when medicine reaches a proper spiritual outlook, this interplay between the spiritual and physical worlds during the first seven years of life will be seen as the true cause of the so-called “children's diseases.” Then we will have the explanation for a problem that today is solved in the medical books by empty words and formal elucidations that do not lead to any reality. The etheric body has a great deal to do in these first seven years of life. It works quietly and steadily to develop the faculties that it will possess in the second seven-year period: independent faculties of memory leading toward the intellect. Whoever has an eye for it can see the greatest transformation in the child's soul-life when the first life period goes over into the second. The etheric body is now relieved of the work it had to accomplish—in the full sense of the word—to build the second body. It is relieved, freed. How it is freed, one can only realize if one perceives that at fourteen years not only the teeth remain but still more that had to be renewed, like the teeth, in the first life period. This now remains in the physical-material substance. What remains frees the etheric body—itself becomes free in the etheric body. Quantitatively it is a small thing, but qualitatively it is something of tremendous importance. It is what now becomes tremendously active as soul attributes, soul characteristics. What the human being saves by not having to create a third set of teeth (and much else that is taken care of by evolution in the same way as the teeth) enables something of the etheric body to be “left over.” What flowed during the first seven years into the physical development and is now “left over” from the physical development works now purely in the realm of soul, its nature depending upon the individual. With the faculties upon which you call as a teacher in school, the faculties you train, the child accomplished the great change from milk teeth to second teeth, and much else. With the forces that are saved by not having to form a third set of teeth, the child begins to develop soul faculties. This takes place in the depths of human nature. During the first seven years these soul forces had been entirely embedded in the physical development. We have to comprehend physical development as a soul-spiritual activity just as much as a physical activity. We see a spiritual entity active in the body in the first seven years of the human being, in the fullest sense of the word. How does this relate to general human evolution? Those forces with which the human soul works in the first seven years of life are in the cosmos; they are sun forces. It is not only physical-etheric rays that stream down from the sun: in those physical-etheric sun rays, forces are streaming down from the sun that are identical with the forces by which our etheric body renews our physical body in the first seven years of life. It is the Sun Being (Sonnenentität) that works there. Look at the child—how the child works at a second physical body, copying from the model! The child is absorbing pure forces from the sunshine. One must understand that—how humanity stands within the cosmos! And when the child has certain etheric forces released at the change of teeth, they then work back upon the astral organization and ego organization. Then in the second life period human beings have access to what could not reach them at all in the first period. They now have access to the moon forces. The etheric forces in the first seven years of life are sun forces. At the change of teeth we have access to the moon forces; these are identical with the forces of our astral body. Thus at the change of teeth human beings move from the sun sphere—in which, however, we also still remain, for it remains active in us—into the moon sphere. And now between change of teeth and puberty we work on ourselves with the moon forces. With the moon forces we now build our second own body (the third earthly body), in which not so much is replaced as in the first life period, but even so a great deal. Again forces remain behind, but they are now of an astral nature, and they are now transforming the soul. They were freed from their work on the body when we reached puberty. We have now reached a period in which we manifest certain forces that are now free in the soul, forces that had to work in the physical body between the ages of seven and fourteen. So we work entirely in the first life period with what comes to us from the sun. And with the school child between change of teeth and puberty, it is sun forces that have now become free for soul activity. That is the great powerful fact we find in human evolution, that if one is educating a child's soul between change of teeth and puberty, one has to do purely with sun forces. The child-soul is so intimately related to what lives in the sunshine! One's heart can rejoice in such knowledge. The knowledge really sheds light on the relation between humanity and cosmos. Moon forces are active in this second life period in the bodily development; they are not yet freed for the soul-life. They become free at puberty, and then they join the work on the soul. The change that takes place in the soul-life at puberty is caused by the fact that moon forces are now impressing themselves into the soul-life. So what a young person does in all kinds of behavior after the onset of puberty is a working together of sun and moon forces. Thus we see into the depths of human evolution. We will stay clear of speaking of heredity in the crude sense in which natural science speaks of it. We will look in the opposite direction, to see what lives in the human activity of the child. It is the sun that lives in all the human activity of the child, and in the child's human thinking. It is the sun that streams to us from the stone—for a stone has no light of its own, it can only reflect the sun's light to us. The natural researcher grants you that fact—but that is the very smallest, the most abstract detail! The child also reflects the sun forces back to us, between the seventh and fourteenth years. Just as we can designate the light reflected from the stone as sunlight streamed back to us, so we can designate what the child does in the second life period as “sun.” Sun is not merely there where it seems to be concentrated. This physical notion, that the sun is only there is like the notion of someone who looks at the soup in a soup bowl and sees a blob of fat floating on the top of it and thinks that the blob of fat is the soup. Yes, our physical ideas are often very childish, and if one uncovers them and shows them for what they are, then people laugh. One could wish there were the same reaction to much that is happening today in the name of science, because it is pretty laughable. When someone takes the blob of fat to be the soup itself, that's the same as when that gold ball up there above us is regarded as the entire sun. In reality the sun fills the whole world. Now let us look into the connection between the moon forces and the forces of reproduction. The forces of reproduction now gradually form the child's own second body that is built up between the seventh and fourteenth years and is finished when puberty begins. The human being takes in the reproductive forces during this time; this is plainly moon activity. These forces relate entirely to moon activity. They are the result of moon activity. And now we reach the life period in which we must form our own third body (the fourth when counted from an external view), the time from puberty to the beginning of the twenties. The division of time in the later years is no longer so exact as the time between change of teeth and puberty. Now there is always more physical substance remaining behind; it stays fixed in the human being, it becomes permanent structure. Gradually a great deal of permanent structure accumulates. The older a person becomes, the less material is stripped away from the bones and replaced. Also in the rest of the organism certain parts need a longer time to separate off. And one can see a simple fact in connection with the teeth: that once one has got one's second set of teeth, whether one still has them later depends upon how long they last—just as with a knife, one only has it as long as it lasts. The knife can't renew itself. Teeth can't renew themselves either, really. Obviously everything is in flow: there is renewal in the first place, but then it goes over into the state of nonrenewal. The teeth maintain their life process at a much slower tempo than the rest of the organism, so far as intensity is concerned. But therefore in reverse, the tempo is faster so far as quality is concerned, for they actually become bad before the other parts of the organism—for the reason that the other parts can always renew themselves. If the teeth were subject to the same laws as many other parts of the human organism, there wouldn't have to be any dentists. On the other hand, if the other parts of the organism were subject to the same laws as the teeth, we would all die young in this modern civilization of ours. But now to go on. We are active in our organism in the first seven years of life with the forces of the sun, in the second seven years with the forces of the moon. In this second period the sun forces remain and the moon forces combine with them. In the third seven-year period, from puberty into the twenties, much more delicate forces are taken in, coming from the other planets. These other planetary forces appear in the human growth process, and because they work much less strongly than the sun or moon, their influence is outwardly much less visible. They had been working in the body between the fourteenth and the twenty-first years. Now at twenty-one, although it is hardly noticeable, they begin to work in the area of soul and spirit. Whoever has insight can see this remarkable change. Up to that moment only sun and moon have spoken out of human deeds. Now planetary forces modify that sun and moon activity. Actually people's coarse methods of observation afford very little capacity for grasping this change. But it is there. Knowledge of these connections is necessary for someone concerned with the human being in health and in illness. For what do we really know of a human being, shall we say in the eleventh or twelfth year, if we don't know that the moon forces are working there? After that period, even though there are continually fewer parts to be renewed, the person must still renew them. Up to the twenty-first or twenty-second year, the sun, moon, and planets are working in succession into human growth. Then from the twenty-first to the twenty-eighth year the constellations of the fixed stars work. To be sure, this escapes ordinary observation. Only mystery wisdom tells of the entire zodiac playing into the human being between the beginning and the end of the twenties. Then the world becomes severe. It no longer wants to work into a person; it becomes harsh. Of this strange new relation of the human being to the world in the twenty-eighth, twenty-ninth year—that the world hardens toward us—of this, today's science hardly knows anything. Aristotle taught it to Alexander when he told him that we push against the crystal heaven and find it hard. Thus “the crystal heaven,” beyond the sphere of the fixed stars, acquires meaning for human comprehension. And one begins to realize that when we come to the end of our twenties, we find no more forces in the cosmos for our own renewal. Why do we not die, then, at twenty-eight years? Well, the surrounding world does in fact let us die at twenty-eight. It is true. Whoever sees humanity's relation to the world, whoever looks consciously out into the world, must say, “O world, in reality you sustain me only until my twenty-eighth year!” Only when one realizes this does one finally begin to understand the real nature of the human being. For now what happens when the world withdraws its formative forces—forces that previously we had always been free to use to build ourself up? At this remarkable moment, when in the twenty-eighth year we begin to show clearly that the earlier forces of growth are now completely gone, some people begin to die off. Some hold on a little longer to the forces of growth that are flowing away. But even Goethe had grown smaller when he measured himself carefully. This was when he began to work again on the second part of Faust. Earlier he had already begun to fade. From the moment when the world deserts us, we have to manage our renewal ourselves, out of forces we have received up to that moment. Certainly when the parts of our organism that can be renewed are becoming fewer and fewer, we cannot work to give ourselves a new body in the same glorious measure that children use up to the change of teeth, when they are forming their first very own body from the model. But we have collected many, many forces from sun and moon and stars which we are carrying within us and which we need when at twenty-eight we have to begin to renew our physical-material body ourselves. This is the moment in earth-life when we find that we are now given complete responsibility for our human form. This moment of our life when we are put entirely on our own is the point of time toward which we have been striving, and from which we must go on. (Plate III, middle) We strive from childhood when we are receiving many cosmic forces, strive more and more toward a point lying at the end of our twenties, when we no longer build our growth out of cosmic forces. Whatever we do after that moment, we do from forces out of our own body. In the middle is the point at which we stop working with cosmic forces and begin to develop forces out of our own body. ![]() We often find a premature activity happening in some child from forces out of the child's own body. We become aware of it from certain pathological symptoms the child shows from the bones, for instance, becoming brittle, and particularly from becoming fat. But the connection between these things is not easily seen. In every moment of life a person is either striving toward this twenty-eighth-year point or away from it. You must realize that it is a kind of zero point, a kind of hypomochlion, a zero moment in time when we stand between ourselves and the world. Always in our inner dynamics we are striving toward it or from it. Whatever is happening in us is a striving toward a zero or away from a zero, something we do toward or away from nothingness. We are striving toward the point where the world is no longer active and we are not yet active. Between the two conditions is a kind of zero. There is something in us that is oriented toward nothingness. It is this that makes us free beings; that is why we can hold responsibility. It is rooted in the human constitution that we are responsible free beings, because at the moment of transfer from the world to ourselves we go through a point of zero. Just as the beam of a pair of scales goes through a point of zero from right to left, from left to right, and that point does not follow the laws to which the rest of the scales is subject. You can think when you have a pair of scales, (Plate III, right) here the mechanical laws you have learned are in force; this gives the scales an exact form—either this above and that below or the opposite. That is the law of scales, the law of leverage. You can carry the scales around; their relation remains the same everywhere, subject always to those mechanical laws wherever you take them—except at this point. This point is free. You can carry the point around as if it were not connected to a pair of scales: the scales remain unchanged. And so it is, when you take hold of yourself in your soul experiences at that point toward which first you strive, from which afterward you strive away: first the world is active, afterward you yourself, and here nothing is active. With the tendency toward and the tendency from, here where a hypomochlion sits, here can live freely that human capacity which is determined neither by nature nor by the world. Here is the point of origin of human freedom. Here is where responsibility is born. If, therefore, one wants to be able to judge the degree of responsibility in, for instance, a person thirty-five years old—and I mean professionally, not merely a layman's opinion, or that of a dilettante—then one must ask oneself, has too much, perhaps, worked over from this person's abnormal development up to the point at the end of the twenties? Is the point moved more toward youth or more toward age? A person is properly responsible if the point is normal, if judging the whole individual from external life one can decide that the point is normal. If it lies too far back toward youth—that is, if the world ceased too soon to give its forces to some person—one may perhaps find that the person suffers easily, even though to a small degree, from compulsive ideas. The soul is becoming rigid and cannot be held fully accountable for its deeds. If the point comes late, the question will be whether that person is hindered by his or her inner nature from developing complete freedom of soul and is too rigid physically, and for that reason cannot be held fully responsible. The physician and the priest are the ones who are competent to form this judgment, in the finest sense of the word. They will know that they can judge pretty accurately from people's appearance what their development has been, whether they are in balance, whether their life-hypomochlion is at the right spot, that is, at the right point of time, or is too early or too late. We will discuss physical appearance later, for even an intensive study of physiognomy belongs to pastoral medicine. These are things that in the old mystery wisdom were regarded as very important for judgments of human life. They are things that have been forgotten and that must be brought again into our knowledge of the human being if that knowledge is to have any beneficial influence, if it is to be active in the right sense in medical and pastoral activity. More about this tomorrow. |
348. Health and Illness, Volume I: Spiritual-Scientific Foundations for a True Physiology
20 Dec 1922, Dornach Translated by Maria St. Goar Rudolf Steiner |
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If we were as cold as a fish or a turtle, we would have no ego; we could not speak of ourselves as “I.” We could never think if we had not transformed the sense of smell within us, or, in other words, if we had no astral body. Likewise, we would have no ego if we did not possess a portion of warmth within us. Now, someone might say that the higher animals have their own body temperature, too. |
When we are surrounded by an amount of heat that enables us properly to say “I” to ourselves, we feel well, but when we are surrounded by freezing cold that takes away from us the amount of warmth that we are, we are in danger of losing our ego. The fear in our ego makes the cold outside perceptible to us. When somebody is freezing he is actually always afraid for his ego, and with good reason, because he pushes the ego out of himself faster than he actually should. |
348. Health and Illness, Volume I: Spiritual-Scientific Foundations for a True Physiology
20 Dec 1922, Dornach Translated by Maria St. Goar Rudolf Steiner |
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Gentlemen, this time let us finish answering a question raised the other day. By virtue of his skin, man is an entire sense organ. The skin of the human being is something extraordinarily complicated and truly marvellous. When we trace it from the outside inward, we find first a transparent and horny layer called the epidermis. It is transparent only in us white Europeans; in Africans, Indonesians and Malayans, it is saturated with coloured granules and thus tinged with colour. It is called “horny” because it consists of the same substance, arranged a little differently, from which the horns of animals and our nails and hair are fashioned. Our nails actually grow out of the uppermost layer of the skin. Under this layer lies the dermis, which consists of an upper and a lower layer. So we are in fact covered and enclothed with a three-layered skin: the outer epidermis, the middle layer of the dermis and the lower part of the dermis. The lowest layer of the dermis nourishes the whole skin; it stores the nourishing substances for the skin. The middle layer is filled with all kinds of things, but in particular it is filled with muscle fibres. Everywhere in this layer are myriad tiny onion-like things, one next to the other; we have thousands upon thousands in our skin. We can call them “onions” because the distinguishing feature of an onion is its many peels, and these little corpuscles have such “onion peels”; the onion skin is on the surface, and the other, thinner part is on the inside. They were discovered by the Italian Pacini and are therefore called “Pacinian corpuscles.” Around these microscopic corpuscles are from twenty to sixty such peels, so you can imagine how small they are. ![]() Man is constituted in such a way that he has these microscopic little bulbs over the whole surface of his body. The largest number is found—in snakes as well as in men—on the tip of the tongue. Yes, it is almost comical, but most are found on the tip of the tongue! There are many on the tips of the fingers, on the palms of the hands and on other parts of the body, but most are on the tip of the tongue. For example, there are seven times more such little nerve bulbs on the tip of the tongue than there are on the finger tips. A nerve fibre originates from each of these corpuscles and finds its way into the brain via the spinal marrow. All these nerve fibres radiate from the brain, and everywhere in the body they form such nerve bulbs on its surface. So these nerve fibres in the brain go everywhere and eventually form the onions within the skin or dermis. It is interesting to realize that just as real onions grow in the ground and form onion blossoms above, so do these onions grow in the human body. There (pointing to his sketch) are the onions and the stem within. In those nerves of the tongue the stem is rather short, but in other nerves it is sometimes quite long. The nerve fibres going from the feet into the brain through the spinal marrow are extremely long. Everything that we have as onions in our skin actually has blossoms within our skull. You may imagine, then, that in regard to his skin man is a kind of soil; it is strangely formed, but it still is a kind of soil. On the surface is the epidermis, in which various crystal substances are deposited. Below are the solid masses of the body, and above is the layer of “humus.” Going from outside inward, beneath the hard, horny layer of the epidermis lies the dermis, which is the soil. From it grow all these onions that have blossoms in the brain. Their stems pass up into the brain and have blossoms there. ![]() Well, gentlemen, in us older fellows things are such that only during sleep can we properly trace this network, but in a child it is still much in evidence. The child has a lively nerve bulb activity in the nerves as long as its intellect is unawakened; that is, throughout its first year, and just as the sun shines over the blossoms of the onions, so shines the light into the child that as yet does not translate with the intellect what it receives with its eyesight. This is indeed like the sun shedding its rays inside the head and opening up all the onion blossoms. In the nerves of the skin we carry a whole plant kingdom around within us. Later, however, when we enter grammar school this lively growing comes to an end, and then we use the forces from the nerves for thinking. We draw these forces out and use them for thinking. This is extremely interesting. Ordinarily, it is assumed that the nerves do the thinking, but the nerves do not think. We can employ the nerves for thinking only by stealing their light, so to speak. The human soul steals the light from the nerves, and it uses what it has taken away for thinking. It is really so. When we truly ponder the matter, we finally recognize at every point the independently active soul. ![]() We have such inwardly growing onions in common with all animals. Even the lowest forms, which have slimy, primitive shapes, possess sensory nerves that end in a kind of onion on the surface. The higher we ascend toward man, the more are certain of these nerve onions transformed in a specific manner. The nerves of the taste buds, for example, are such transformed skin nerves. Now, we possess these sensory bulbs at the tip of the tongue and that is why it is so sensitive. We taste on the back of the tongue and on the soft palate where such little onions are dispersed. Actually, they sit there in a little groove and within these grooves an onion penetrates into the nerves and pushes into the dermis as a nerve corpuscle. First, a tiny groove forms behind the tongue, and then an onion pushes itself into this groove. The root of the onion penetrates all the way to the surface of the tongue. On the base of the tongue are a tremendous number of tiny grooves, and in each little groove a “bulb” grows up from below. This accounts for our experience of taste. We can be aware of everything with the sense of touch, or these onions located on our body's surface. Now, you know that what one feels one does not remember so well. I know with my feeling that a chair is hard because I feel its hardness with a certain number of nerve bulbs that constantly change, but my memory is not strained by this sensation. With the sense of taste it makes a little, though unconscious effort. Gourmets, however, always know beforehand what is good, not afterward when they have already tasted it, and that is why they order it. So the nerve corpuscles pass through the spinal marrow directly into the brain and form blossoms there. Everything that we want to taste, however, must first be dissolved by the saliva in the mouth; we can taste nothing that hasn't first been transformed into fluid. But what is it that tastes? We would not be able to taste anything if we did not have fluid within us. Our solid human constitution, everything that is solid in the body, does not taste. Our inner fluid mixes with what is dissolved of the food. Thus, we can say that our own fluid mixes with the fluid from without. The solid part of the human organization does not taste anything. Our constitution is ninety percent water, and here, around the papillae of the tongue, it is in an especially fluid state. Just as water shoots out of a geyser, so do we have such a spurting forth of fluid on the tip of the tongue. Saliva that has been spit out of the mouth is no longer part of me, but as long as that fluid is within the little gland of the tongue, it belongs to me as a human being, just as my muscles belong to me. I consist not only of solid muscles but also of water, and it is this fluid that actually does the tasting because it mixes with what comes as fluid from without. What does one do when one licks sugar? One drives saliva from within toward the taste buds. The dissolved sugar penetrates the fluid, and the “fluid man,” as it were, permeates himself with the sugar. The sugar is secreted delicately in the taste buds of the tongue and spreads out in one's own fluidity, giving him a feeling of well-being. As human beings we can only taste, but why is this so? If we had fins and were fishes—which would be an interesting existence—every time we ate, the taste would penetrate right through our fins. But then we would have to swim in water, where we would find everything even the delicate substances well-dissolved. The fish tastes all the traces of substances that are in the water and follows the direction of its taste, which is constantly penetrating into the fins. If something pleasant flows in its direction, the fish will taste it, and its fins will immediately move toward it. We men cannot do what the fish can because we have no fins; in us they are completely lacking. But since we cannot use the sensation of taste to move around, we intensify it within. Fishes have a highly developed sense of taste, but they have no inward sense of it. We human beings have the taste within, we experience it; fishes exist in the totality of the water and experience taste together with the surrounding water. People have wondered why a fish swims far out into the ocean when it wants to lay its eggs. They swim far out, not only into the Atlantic Ocean, but also into other parts of the earth's oceans, and then the young slowly return to European waters. Why is this? Well, European fishes that swim around in our rivers are fresh-water fishes, but the eggs cannot mature in fresh water. Fishes sense by taste that a trace of salt flows toward the outlet of a river; they then swim out into the sea. If the sun shines differently on the other side of the earth, they taste that and by this sense swim halfway around the globe. Then the young taste their way back again to where the parent fishes have dwelt. So we see that fishes follow their taste in every way. It is extremely interesting that the water that flows in the rivers and is contained in the seas is full of taste, and the fact that fishes swim around in them is really due to the water's taste. It is actually the taste of the water that makes them swim around; the taste of the water gives them their directions. Naturally, if the sun shines on a certain portion of water, everything that is in the water at that spot is thoroughly dissolved by the heat of the sun. It is changed into another taste, and that is why you see a lot of fishes swimming around there; it is the taste. It is really a strange matter, gentlemen, because we would actually be swimming, too, if we went only by our taste. When I taste sugar the fluid man within me wants to swim toward it. The urge to swim is indeed there; we want to swim constantly according to our taste, but the solid body prevents us from doing so. From that element that continually would like to swim but cannot—we really have something like a fish within us that constantly wants to swim but is held back—we retain what our inner soul being makes out concerning taste. With taste we live completely within the etheric body, but the etheric body is held fast by the water in us, and that water in turn is held by our physical body. It is the most natural thing to say that man has an etheric body that is really not disposed to walking on the earth. It is suited only for swimming; it is in fact fish-like, but because man makes it stand erect it becomes something different. Man has within him this etheric body that is actually only in his fluid organization, and it is indeed so that he would constantly like to swim, swim in the elements of water that are contained even in the air. We would like to be always swimming there, but we transform this urge into the inner experience of taste. You see, such aspects really lead one to comprehend the human being. You cannot find this in any modern scientific book because people examine not the living human being but only the corpse, which no longer wants to swim. Nor does it participate any longer in life. We participate in life because actually we are the sum of everything existing in the world. We are fishes, and the water vapor that is similar to us is something in which we would like to be constantly swimming about. The fact that we cannot do so results in our pouring it into us and tasting it. The fishes are really cold creatures. They could taste things marvellously well that are dissolved in the water, but they do not do so because they immediately move their fins. If the fins would disappear from the fishes, they would become higher animals and would begin to have sensations of taste. The nerve bulbs that I told you about last time are differently transformed “onions.” They penetrate into the mucous membrane of the nose, but they do not sit within a groove from which fluid seeps out; they reach all the way to the surface. That is why these nerve bulbs can perceive only what comes close to them. This means that we have to let the fragrance of the rose come up to the nerve bulb of our nose before we can smell it. Thus, one part of the human body has the function of fashioning in a special way these nerve bulbs, which are spread out over the whole skin, in order to sense smells permeating the air. Not only does the outer air waft toward man, but also the breath streams out from within him. The breath constantly passes through the nose, and within this breath lives the air being of man. We are water, and as I told you earlier, we are also air. We do not have the air within us just for the fun of it. Like the water within me, my breath is not solid. Just as when I reach out my hand and feel that I have stretched out something solid, so I stretch what I contain in my air organism into my nose. There I grasp the fragrance of the rose or carnation. Indeed, I am not only a solid being but continually a being of water and air as well. We are the air as long as it is within us and is alive. When we stretch our “air hands” through the nose and grasp the fragrance of a rose or carnation—bad odors, too, of course—we do not touch it with our hand but rather grasp it with the nerve bulbs, which attract the breath from within so that it can take hold of the fragrance. This is something that is manifest also in the dog. I have told you that as soon as the nose smells, the tail wags. Just as with fishes the fins start to move about, so, too, with dogs the tail starts to move. But what does this tail that can only wag really want to do? This is most interesting. The tail can only wag, but what does it really want to do? You see, gentlemen, the dog would really like to do something quite different. If it were not a dog but a bird it would fly under the influence of smell. Just as fishes swim, a dog would fly if it were a bird. Well, of course, a dog has no wings, and so he uses the substituted organ and just wags his tail. It isn't enough for flying, but it involves the same expenditure of energy. In human beings it is the same. Because we always have delicate sensations of smell that we do not even notice, we would constantly like to fly. Think now of the swallows that live here in summer. What arises as scents from the flowers is pleasing to them, and because it is pleasing to their organ of smell they remain here. But when autumn comes or is just approaching, the swallows, if they could communicate among themselves, would say, “Oh, it's beginning to smell bad!” The swallow has an extraordinarily delicate sense of smell. You remember that I told you that people are perceptible to savage tribes all the way to Arlesheim. Well, for swallows the odour arising in the south is perceptible when fall is approaching; it actually spreads out all the way to the north. While in the south it smells good, up north it begins to smell of decay. The swallows are attracted to the good odour and fly south. Whole libraries have been written about the flight of birds, but the truth is that even during the great migrations in spring and autumn the birds follow the extremely delicate dispersion of odours in the whole atmosphere of the earth. The organ of smell in the swallows guides them to the south and then back again to the north. When spring arrives here in our lands, it starts to smell bad for the swallows down south. When the delicate fragrances of spring flow southward to them, they fly back north. It is really true that the whole earth is one living being and that the other beings belong to it. In our body, things are so organized that the blood flows to the head and then away from it. On the earth, things are so arranged that the migratory birds fly to the equator and then back to their point of departure. We, too, are influenced by the air because the air we breathe drives the blood to the head. Insofar as we are beings of air, we are completely permeated with smell. For example, a person who walks across a field that has just been fertilized with manure is really going there together with his airy being. The solid man and the fluid man do not notice the manure, but the man of air does, and then there arises in him, understandably enough, the urge to fly away. When the manure's stinking odour rises from the field, he would actually like to fly off into the air. He cannot do so because he lacks the wings and thus reacts inwardly to what he cannot fly away from; it becomes an internal process of the soul. As a result, man inwardly becomes permeated with the manure odour, with the evaporations that have become gaseous and vapor-like. He becomes suffused with the bad odour and says that he loathes it. His loathing is a reaction of the soul. In the fluid man there exists the more delicate airy form that, in a way, he takes from the fluid organization of himself. It is through this that he can taste. Likewise, something lives in this airy form that we constantly renew in us through inhaling and exhaling. Each moment it is expelled and reborn; it is born eighteen times a minute and dies eighteen times a minute. It takes years for the solid form to die, but the airy form dies during exhalation eighteen times a minute and is born during inhalation. It is a continuous process of dying and being born. What is extracted within is the astral body. As I told you the other day, it is the astral body that reverses the forces of tail-wagging that should really be down below. Because these forces are pushed up and against the sense of smell, we are able to think. The brain grows to meet the nose under the influence of the astral body, and no one can really understand the brain who does not look at the whole matter in the way I have just done. This understanding results from a correct observation of our senses. On account of our sense of smell we would always like to be flying. The bird can fly but we cannot; at best we have these solid shoulder blades. Why can the bird fly? Gentlemen, the bird has something peculiar that enables it to fly; it has hollow bones. Air is inside them and the air that the bird absorbs through its organ of smell comes into contact with the air that it has in its bones. Indeed, the bird is primarily a being of air. Its most important aspect consists of air; the rest is merely grown on to it. The many feathers a bird may have are actually all dried up. The most significant thing, even in the ostrich, is that a bit of air is still contained in each downy feather and all this air is connected with the air outside. The ostrich walks because it is too heavy to fly but, of course, the other birds do. We human beings have only our shoulder blades attached to our back, which are clumsy and solidly shaped. Although we would constantly like to fly with them, we cannot. Instead, we push the whole spinal marrow into the brain and begin to think. Birds do not think. We have only to observe them properly to realize that everything goes into their flight. It looks clever, but it is really the result of what is in the air. Birds do not think, but we do because we cannot fly. Our thoughts are actually the transformed forces of flying. It is interesting that in human beings the sense of taste changes into forces of feeling. When I say, “I feel well,” I would really like to swim. Since I cannot, this impulse changes into an inner feeling of well-being. When I say, “The odour of the manure repulses me,” I would really like to fly away. But I cannot, and so I have the thought, “This is disgusting; this odour is repulsive!” All our thoughts are transformed smells. Man is such an accomplished thinker because he experiences in the brain, with that part I described earlier, everything that the dog experiences in the nose. As human beings, we owe a lot to our nose. You see, people who have no sense of smell, whose mucous membrane is stunted, also lack a certain sense of creativity. They can think only through what they have inherited from their parents. It is always good that we inherit at least something; otherwise, if all our senses were not rudimentarily developed, we could not live at all. A person born blind also has inherited the interior of what the eye possesses. He has this primarily because he is not only a compact man but also a man of fluid and air. We have now seen how strange all this is. We perceive solid substances with our sense of touch through the nerve bulbs that penetrate the skin everywhere; we become aware of watery substances with our sense of taste; what is of air, the vaporous, is recognized by us through the nerve bulbs that penetrate into the mucous membrane of the nose. We also sense something else around us, though in a more general way; that is, heat and cold. So, as human beings we are partly solid, water, air, and warmth, since we are usually warmer than the surrounding world. You see, science does not really know that the aspect of tasting concerns the man of water and that the element of smell pertains to the man of air. Because the nerves of taste come into the taste buds, it is the scientific opinion that these nerves actually taste. But this is nonsense. In the mouth, it is the fluid of the watery organization of man that tastes, and in the nose, it is the element of air that smells. Furthermore, the part of us that is warmth perceives heat and cold. The internal warmth in us directly perceives the external warmth, and this is the difference between the sense of warmth and all the other senses. Warmth is produced by all the organs, and as human beings we harbour a world of warmth within us. This element of warmth perceives the other world of warmth around us. When we touch something that is hot or cold, we naturally perceive it just on the spot where we have touched it. But when it is cold in winter or hot in summer, we perceive this coldness or heat in our surroundings; we become a complete sense organ. We can see how science errs in this regard. According to scientific books, the human being is some kind of compactly shaped form. All the bones are drawn on the paper; the muscles and nerves are all there. But this is utter nonsense because it represents no more than one tenth of the human being. The rest is up to ninety percent water, and then we must account for the air and the warmth within. In fact, three more persons—of water, air and warmth—should be sketched into the figures drawn up by materialistic science. Man cannot be comprehended in any other way. Only because we are warmer than our surroundings and are also a portion of a world of warmth do we experience ourselves as being independent in the world. If we were as cold as a fish or a turtle, we would have no ego; we could not speak of ourselves as “I.” We could never think if we had not transformed the sense of smell within us, or, in other words, if we had no astral body. Likewise, we would have no ego if we did not possess a portion of warmth within us. Now, someone might say that the higher animals have their own body temperature, too. Yes, gentlemen, but they are burdened by their warmth. The higher animals would like to become an “I” but cannot. Just as we cannot swim or fly, the higher animals would like to become an “I” but cannot do it. You can discern that in their forms; they would really like to become an “I,” and because they cannot they assume their various shapes. So, as human beings we have four parts in us: the solid man, which is the physical, material part; the fluid man, which carries the more delicate body—the life body or etheric body—within itself; the air being, the man of air who constantly dies and is renewed in the physical realm but who contains the astral body, which remains throughout life; the portion of warmth, the ego man. The sense of warmth is distributed delicately over the whole human being. Here science does something peculiar. When we examine the human being from a purely materialistic standpoint, we discover these nerve bulbs that I have described to you. Now, people say to themselves, “If I touch this box, I feel it and its solidness because of the nerve bulbs. If the box were cold, I would also feel the cold through such a nerve bulb.” They constantly look for these nerve bulbs of warmth and these nerve bulbs of feeling, but they never find them. Someone will examine a piece of skin, and because some of these nerve bulbs for feeling look a little different he thinks that they belong to something else. But it is all nonsense. There are no nerve bulbs sensitive to warmth because the whole human being is perceptive to warmth. These nerve bulbs are used only for sensing solid, water and vaporous substances. Where the sense of warmth begins, we become extremely “light-sensed” beings, that is, no more than a bit of warmth that perceives exterior heat. When we are surrounded by an amount of heat that enables us properly to say “I” to ourselves, we feel well, but when we are surrounded by freezing cold that takes away from us the amount of warmth that we are, we are in danger of losing our ego. The fear in our ego makes the cold outside perceptible to us. When somebody is freezing he is actually always afraid for his ego, and with good reason, because he pushes the ego out of himself faster than he actually should. These are the aspects that will gradually lead us from the observation of the physical to the observation of the nonphysical, the non-material. Only in this way can we begin to comprehend man. Having mentioned all this, we shall be able to continue with quite interesting observations next time. |
93a. Foundations of Esotericism: Lecture I
26 Sep 1905, Berlin Translated by Vera Compton-Burnett, Judith Compton-Burnett Rudolf Steiner |
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The snake is the first to enclose within a tube the selfless undifferentiated gaze of the Earth Spirit, thus forming the basis of ego hood. This fact was impressed on their pupils by the esoteric teachers in such a way that they were able to say to themselves: ‘Look at the snake and you will see the sign of your ego’. This had to be accompanied by the vivid experience that the independent ego and the snake belong together. Thus an awareness of the significance of the things around us was developed, so that the pupils endowed each being in the realm of Nature with the appropriate feeling-content. |
On our present Earth, man achieves waking consciousness. The ego has clear day-consciousness. Higher development consists in this, that one casts out what is in one's own being in the same way as man has cast out the snake, thereby retaining the snake on a higher level in his spinal cord. |
93a. Foundations of Esotericism: Lecture I
26 Sep 1905, Berlin Translated by Vera Compton-Burnett, Judith Compton-Burnett Rudolf Steiner |
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In all esoteric teaching it is important to learn how we should look at the things around us. Naturally everyone experiences something or other when looking at a flower or anything else in the environment. It is however necessary to gain a higher standpoint, to penetrate more deeply, to connect specific observations with every object. This is the basis, for instance, of the profound medical insight of Paracelsus. He sensed, felt and perceived the force inherent in a particular plant and the relationship of this force to some corresponding function in man. For example he perceived which organ of the human body was affected by Digitalis purpurea (foxglove). To make this manner of observation clear we will take a particular example. All religions have symbols. We hear much about these today, but such explanations are usually external and arbitrary. Profound religious symbols are however drawn out of the very nature of the things themselves. Let us consider for instance the symbol of the serpent, which was imparted to Moses in the Egyptian Mystery Schools. We will consider what inspired him, what gave him Intuition. A fundamental difference exists between all those animal creatures having a vertebral column and those, such as beetles, molluscs, worms and so on which have none. The entire animal kingdom falls into the main sections of the vertebrate and the invertebrate animals. In the case of the invertebrates one can put the question: Where are their nerves situated? For the principal nerve-cord passes through the spinal column. The invertebrates however do also have a nervous system, as is the case with human beings and vertebrate animals. With the latter it is distributed outside along the spine until it spreads into the cavity of the body. This is called the sympathetic nervous system together with the solar plexus. It is the same system which the invertebrate animals also possess: only for the vertebrates and man, it has less significance. With the invertebrates this system is much more closely connected with the rest of the world than the nervous system in man's head and spine. The activity of this latter can be obliterated in a condition of trance; then the sympathetic nervous system comes into action. This occurs for instance in the case of somnambulists. The consciousness of the sleepwalker is spread out over the whole life of the environment and goes over into the other beings surrounding us. The somnambulist experiences external things within him. Now the Life-ether is the element which everywhere streams around us. The solar plexus is its mediator. If we were only able to perceive with the solar plexus we should live in intimate communion with the whole world. This is so with the invertebrate animals. For instance, such a creature feels a flower as being within itself. In the earth system the invertebrate animal is somewhat similar to the eye and ear in man. It is part of the organism. There is actually a common spiritual organism which perceives, sees, hears and so on through the invertebrate animals. The Earth-Spirit is such a common spiritual organism. Everything which we have around us is a body for this common spirit. Just as our soul creates eyes and ears in order to perceive the world, so does this common Earth-Soul create the invertebrate animals as eyes and ears in order to see and hear the world. In the evolution of the Earth there came a time when a process of separation set in. A part separated itself off, as though in a tube. Only when this point of time was reached did it become in any way possible for beings to develop which could become separate entities. The others are members of the one Earth-Soul. Now for the first time a special grade of separation began. For the first time the possibility arose that one day something would be able to say ‘I’ to itself. This fact—that there are two epochs on the Earth, firstly, the epoch in which there were no animals having a nervous system enclosed within a bony tube; secondly, the epoch in which such animals came into being—this fact is distinctly expressed in all religions. The snake is the first to enclose within a tube the selfless undifferentiated gaze of the Earth Spirit, thus forming the basis of ego hood. This fact was impressed on their pupils by the esoteric teachers in such a way that they were able to say to themselves: ‘Look at the snake and you will see the sign of your ego’. This had to be accompanied by the vivid experience that the independent ego and the snake belong together. Thus an awareness of the significance of the things around us was developed, so that the pupils endowed each being in the realm of Nature with the appropriate feeling-content. Moses also was forearmed by such an experience when he went out from the Egyptian Mystery Schools, and so he lifted up the snake as a symbol. In those schools one did not learn in such an abstract way as one does nowadays; one learned to comprehend the world out of one's own inner perception. We have a description of the human being based on the external investigation of the different parts of his organism, but we can also find man described in old mystical and occult works. These descriptions, however, have arisen in quite another way than by anatomical examination. They are indeed of far greater exactitude and much more correct than what is described today by the anatomist, for he only describes the corpse. The old descriptions were gained in such a way that the pupils, through meditation, through inner illumination, became visible to themselves. By means of the so-called Kundalini Fire1 man is able to observe himself from within outwards. There are different stages of this observation. The exact, correct observation appears at first in symbols. If man concentrates for instance on his spinal cord, it is a fact that he always sees a snake. He may perhaps also dream of a snake, because this is the creature which was placed out in the world when the spinal cord was formed, and has remained at this stage. The snake is the spinal column outwardly projected into the world. This pictorial way of seeing things is astral vision (Imagination). But it is only through mental vision (Inspiration) that the full significance is revealed. This path of knowledge leads man to the recognition of the connection between microcosm and macrocosm, so that he is able to divide himself up within the kingdoms of Nature, so that he is able to say to which part of the world each single one of his organs belongs. The old Germanic myth distributes the giant Imir in this way. The dome of the heavens is made from his skull; the mountains from his bones and so on.2 That is the mythological presentation of this inner vision. Each part of the world reveals to the esotericist its connection with something in himself. The inner relationship then becomes apparent. All religions point to this kind of intensive development. The Gospels also indicate it. The esotericist says to himself: Everything in the surrounding world—stones, plants and animals are signposts along the path of my own evolution. Without these kingdoms I could not exist. This consciousness fills us not only with the feeling that we have risen above these kingdoms, but also with the knowledge that our existence depends upon them. There are seven grades of human consciousness: trance consciousness, deep sleep, dream consciousness, waking consciousness, psychic, super-psychic and spiritual consciousness. Actually these are in all twelve stages of consciousness;3 the five others are creative stages. They are those of the Creators, of the creative Gods. These twelve stages are related to the twelve signs of the zodiac. The human being must pass through the experiences of these twelve stages. He ascended through the trance, deep sleep and dream consciousness up to the present clear day consciousness. In the succeeding stages of planetary evolution he will reach still higher stages. All those which he has already passed through he will also retain within him. The physical body has the dull trance consciousness as this was gained by man on Old Saturn. The human etheric body has the consciousness of dreamless sleep, as this developed on Old Sun. The astral body dreams in the same way as one dreams during sleep. Dream consciousness derives from the Old Moon period. On our present Earth, man achieves waking consciousness. The ego has clear day-consciousness. Higher development consists in this, that one casts out what is in one's own being in the same way as man has cast out the snake, thereby retaining the snake on a higher level in his spinal cord. With still further development human beings will not only cast out stones, plants and animals into the world, but also stages of consciousness. In a stock of bees, for example, there are three kinds of beings which have a soul in common.4 Seemingly quite separated beings carry out a common work. In the future this will also be the case with man; he will separate off his organs. He will have to control consciously from outside all the single molecules of his brain. Then he will have become a higher being. This will also be so with his stages of consciousness. One can imagine a lofty being who has put forth from himself all twelve stages of consciousness. He himself is then present as the thirteenth and will say: I could not be what I am, if I had not separated off from myself these twelve stages of consciousness. The twelve apostles represent the stages of consciousness through which the Christ passed. This can be recognised in the thirteenth chapter of St. John in the description of the Washing of the Feet,5 which indicates that Christ is indebted to the apostles for his attainment of the higher stages of consciousness: ‘Verily, Verily, I say unto you, the servant is not greater than his lord’. The more highly developed being has left the others behind on the way and has himself now become their servant. Not many people understand the meaning of these words; nevertheless, when they hear this narrative, through feeling they are prepared for understanding. In the first centuries after Christ, for example, through these narratives, our feeling life has been prepared. Otherwise, our causal body would not have been sufficiently prepared to receive the truth. It is through pictorial forms that the soul is prepared. This is why in earlier times the great initiates, with their outlook into the far future, taught people by means of stories. Even today such teachers have a concept of what will be brought about in the future by the teachings of Theosophy. Now man has in himself both good and evil. In the future this will become externally apparent as a kingdom of good and a kingdom of evil6 And how at some future time those who are good will have to deal with those who are evil—this is what is being implanted in the soul today through the concepts of Theosophy. At first people were given pictures, now they receive concepts and, in the future, they will have to act in accordance with these in their practical life.
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167. Things in Past and Present in the Spirit of Man: Man's Four Members
25 Apr 1916, Berlin Translated by E. H. Goddard Rudolf Steiner |
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We carry all that in us unconsciously. If we are able to separate the ego out of the human being as we have just done with the ether body and the astral body, separating it out completely, then we would receive the whole picture of the mineral kingdom with all its differentiated mysteries of the cosmos. That which is actually spread out in the whole cosmos is contracted together into this ego. Thus we carry the mineral cosmos within us. In this way we get a picture of what man actually is and how he is related with the cosmos. |
For a few days after death things are entirely different when the ether body is held together by the ego and astral body. After that it is given over to the cosmos and then it works as I have often told you. |
167. Things in Past and Present in the Spirit of Man: Man's Four Members
25 Apr 1916, Berlin Translated by E. H. Goddard Rudolf Steiner |
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I have spoken in the past lectures of the customs in certain brotherhoods and what happens there. And I indicated that you can find the deeper impulses still present in the dried up structure of modern Freemasonry. And last time I especially spoke about that particular custom which represented itself in the laying in the grave and in the resurrection which, in the main, is that which can be called the Easter Cult. Today I will begin with something else which is connected with these things. What is actually striven for in these circles can be presented in the following way. One says that you are looking for the lost Word. Now, I cannot permit myself to go into details, because that would lead me too far afield but I will, to be sure, in a certain way, tell you about what is meant by the “Lost Word” and to do this I will remind you of the beginning of the Gospel of John in which it says: “In the primal beginning was the Word. (In Greek, Logos always means Word) And the Word was with God and the God was the Word.” Now, it is obvious that that which we indicate today with the word ‘Word’ is not what is meant there; it is something quite different. You must remember the things which I told you in the last lecture in order to approach what is involved here, that mankind had a primal revelation, a primal wisdom in ancient times. You must think of this primal wisdom which had to be given in a certain way to mankind, which was in its infancy, and if you think of this wisdom as spread out, you call that the Logos, the Primal Word, then you have an approximate idea of what is meant by the word ‘Word’, the Logos. One is able to say the following: That which was once given as wisdom to mankind which still stood at its infancy, through the mediation of higher spirits and is something which is far more extensive than that which today we are able to know in our spiritual science, you can say that has been lost. It is a beautiful custom when a feeling, a perception is at least stimulated in such brotherhoods that such a thing has actually been lost and must be looked for again. Now, obviously this will not be found in such brotherhoods, because if that were so, when these people reached a certain degree there they would be just as wise as those people who once upon time were instructed by the Gods. However, in the cult, something is shown which is a picture of this losing of the primal wisdom and the refinding of it. Something should be sunk into the souls of mankind in such a way that they would come into the situation that when they pass through the portal of death, when they then pass the spiritual world and then return to earth, that then they can at least have an understanding of that which was necessary as a wisdom of the earth. Thus we can say: The Lost Word is again searched for, and all our spiritual science is, in the main, a searching for this Lost Word. Now, to be sure, one cannot say that that which is given by spiritual science today was always absolutely unknown. No. I myself have often openly spoken in public lectures about a lost tone in modern spiritual life, a forgotten stream in which so much has already lived of that which is like a seed, a germinal aspect to spiritual science. When we consider the human being today, we know the following. That which the physical eyes see in the human being, is, as it were, only the external side of this hunan being; it is the physical body. The ether body is working and exists in him in a beingness way within this physical body. However, one does not come very far at all when one knows nothing other than that the man has an ether body. Many people are satisfied when they just know this word and have a vague idea of it, they are satisfied and can say: Well, the ether body is something a little thinner than the physical body, it is mistier and more radiating. But when you know that, you do not have very much. This ether body is actually a very complicated structure. When you consider the human being as he is today, you know that each one is very different from the other. The European man is different from the African, who is again very different from the Asiatic. You must recognize such differences. However, when we look at the whole of mankind, in spite of all the differences between then, we must admit that the human beings taken together, are much more similar than the animals, because even though we know that the European is entirely different from the African, nevertheless you cannot say that this is as strong a difference as, for example, between the stork and the mouse. Therefore you see that animals are differentiated to a much higher degree than are human beings. The animals are separated from each other by species, and as far as the human race is concerned, you can say that it is one single species. Thus when we sweep our glance over the animal kingdom on the Earth, we find the most manifold differentiations between them. Let us focus upon the consideration of our ether body. Our ether body is, as it were, held together by the elasticity of the physical body. The ether body is held together through the elastic force of the physical body as long as we are here between birth and death. Now, just represent in an imaginative way, if you can, an experiment which naturally cannot be done, but just imagine that it could be done, that you could remove the physical body on the one hand from the ether body and on the other hand remove the astral body and the ego from the ether body. Then, because the elasticity of the physical body is no longer there, you would discover that this ether body would spring out, separate out into many different divisions showing that the ether body is a manifoldness constituted out of many single factors and is only held together through the elasticity of the physical body. Now we ask the question: How would these portions which spring out of us appear when we are able to separate the physical body away from the ether body? Indeed, even though it may appear strange to the clever people of our present age, nevertheless the following fact is true. These parts of the ether body would assume forms which would approximately resemble the outspread animal kingdom; that means that all the possible forms of the animal kingdom would appear. It would really be true that a certain part of your ether body, the head, for example, would take on a form similar to a bird, a certain part of the ether body which is in the vicinity of the larynx would take on a very beautiful angelic animal form; and so on. Thus we carry the whole animal kingdom inside us in our ether body. This is absolutely true. Our ether body is the outspread animal kingdom which is held together through the elasticity of our physical body. Now, in primeval times when evolution was at another stage, the whole human form was distributed among many animals. When you contemplate that, you can understand that which is, in a very coarse way, looked upon as Darwinism. Mankind had, as it were, prepared itself in so far as that which later on it should develop as an ether body through what was separately formed as in the divisions of today's animal kingdom and at that time appeared entirely different from today's animal kingdom. Today's animal kingdom is no longer that which mankind was able to descend from. It was a quite other animal kingdom from the parts that were spread out in space and which were in the future intended to constitute man's ether body. However, the forces which were spread out in this ancient animal kingdom are in a certain sense extracted, as it were, and today these forces are present in our ether body. Now, just imagine what we have there, in the main, as a totality in us. We have all the instincts, all the different drives of the animals already in us. However, they are only placed into a total relationship through the fact that all of that has been united through the elasticity of our physical body. As physical man, we are human beings and we have received our physical configuration during our earth existence from the Spirits of Form. As physical man we hold all of that which is within us in check. Now, at times one drive comes to manifestation or if one particular part of the ether body achieves the upper hand another drive comes to manifestation. You see what a complicated manifoldness we human beings actually are, and how it is impossible, in the main to approach the human being and understand him with these things which one first sees in the external world. If you focus your attention on the physical body, you first see that the Spirits of Form work there. These Spirits of Form give man his form only during the earth period. The animals have received their inherited form from the ancient Moon Evolution. This animal form is therefore a Luciferically configurated form; it is a form which has remained behind from the ancient Moon Evolution. What was only of an etheric nature at that time today has hardened itself. However, man has received his external physical configuration from the Spirits of Form, but they work in a lesser way in his inner being. Thus these Spirits of Form work less upon the ether body than do the Archai, Archangels and Angels. These Beings work upon the ether body and have something to do with the directing of this manifoldness in the ether body of which I just spoke. When we enter more exactly into the spiritual scientific facts, then we must be clear, for example, that in this our ether body all those forces work which come from the Folk Soul. This national Folk Soul exists deeply in our unconscious. And there exists, in the main, deeper wisdom which as pictures have been imparted to mankind and which can be understood if one exerts the will to do so. Just assume that we are speaking or singing. Now, it is purely prejudice if you believe that all that happens when you speak or sing is some form of movement in the physical body. The main factors of the movement really occur within that manifoldness in the ether body of which I just spoke. Hence that which comes to consciousness in song or music comes out of the unconscious depths. It is most difficult to grasp this in words. And again we realize how we are related to the rest of the world when we know that that which is spread out as the animal kingdom lives in our ether body in the way in which I just described it. When a certain impulse wants to be active in us, obviously it must come up in the astral body. If you consider these things in an orderly fashion, they do not contradict each other. Thus when you speak of the presence of drives and instincts in the human being, you must naturally ascribe them to the astral body. However, the form similarity which we have just spoken about in the animal kingdom is at the basis of the situation. And again, when we consider our astral body, if we are able to separate it out imaginatively as I just indicated in the separation of the ether body, then this astral body would fall apart, because it is only held together through the elasticity of the physical and the ether bodies. If you remove that elasticity, the astral body would fall apart and then it would represent something very similar to the whole outspread plant kingdom. Through the fact that we have an astral body, the different forms of the plant kingdom really exist in us as it is spread out in the world in its manifoldness. If you study the whole plant kingdom in the way in which one form is placed beside another, then you have an externally separated picture of that which has been drawn together in the human astral body. This knowledge also belongs to what has been called the Lost Word, because a consciousness of these things was present in the primal wisdom. We carry the actual ego within the astral body, but when we speak about this which, for example, we have as consciousness in the human being not only during our waking period, but also that which exists when the human being sleeps, when his forces are unfolded outside in the whole universe during sleep, that is pulsated through by the spiritual forces of the cosmos. We carry all that in us unconsciously. If we are able to separate the ego out of the human being as we have just done with the ether body and the astral body, separating it out completely, then we would receive the whole picture of the mineral kingdom with all its differentiated mysteries of the cosmos. That which is actually spread out in the whole cosmos is contracted together into this ego. Thus we carry the mineral cosmos within us. In this way we get a picture of what man actually is and how he is related with the cosmos. And when we speak of the fact that man consists of the physical body; of the ether body, of the astral body, of the ego, then we must not only take these merely as words, but we must be able to understand what exists behind these words; and you do that through spiritual science when you can focus the whole connection between man and the cosmos in your mind. That person who today is able to see through these things knows that in the near future mankind will be presented with much more difficult tasks than the hard tasks of the present, tasks of which very few people today can even have an inkling. However, one must not believe that with the mobility, with the elasticity of thinking which human beings today possess, that it would be possible to be able to solve these tasks. It will not be possible to solve these tasks, because one of the characteristics of our age is that we are immersed in deep lies of life. Now, in order to illustrate this, I will place proof before you which is near to us showing how people live in an untrue way today. Recall that which exists in that cycle an Christian Initiation where I spoke of the First Stage, of the Washing of the Feet which is a symbolic expression for something which man should exercise in his soul. I described how the human being should develop certain feelings, certain perceptions, which go towards perceiving his connection with the rest of the kingdoms of nature. Indeed, as you look down towards the animal kingdom in this connection with deep inner feeling, you say: This animal kingdom must be there in order that we should have a basis for this human kingdom. What would we higher developed creations be if this lower kingdom were not there? Now, making this into a living perception is the beginning of the first Degree of Christian Initiation. And then to be able to make clear to yourself how the animal as belonging to a higher kingdom must look down upon the plant kingdom and must say to it: You plant kingdom, you are indeed standing lower than I am in the row of phenomena, but I must thank you for my existence. Again, the plants must feel themselves down to the mineral kingdom out of which they grow and say: To you mineral kingdom I am thankful for my existence. And in a similar way, the Angelic kingdom, the next kingdom above the human kingdom, has to look down upon the human kingdom and say: We have to thank you, you human beings, who stand upon a lower stage of evolution for our existence. And so it goes further and further upwards in the scale. All these things can be transmuted into a fundamental ground of perception existing in the human soul. Now, in this connection, my dear friend who is so close and true to our movement, namely, Christian Morgenstern, has brought this Washing of the Feet into a beautiful poem. We now have it among Morgenstern's last poems which appeared after his death. The well-known poem entitled “We found a Path” is also among this group. The poem entitled “The Washing of the Feet” tells of that which in previous years was said in connection with Christian Initiation and has been republished in this group. (Rudolf Steiner recited this poem) A criticism of Morgenstern's poems recently appeared. Now you know that Christian Morgenstern was very closely attached to our movement; and this critic writes a book about him but he never mentions the fact that Christian Morgenstern was really one of us. This is an example of the sort of life lies existing today. Also what this critic does instead of getting the real spiritual connotation of Morgenstern's poems, is to try to reduce them down to analogies referring more to the human aspect, and he tries to show how this is German lyric poetry. Christian Morgenstern, if he were alive today, would be the first to say that his poems have as their origin not the external materialistic world to which this critic, Ernst Lissour (sic) comes from, but Christian Morgenstern would say that his poems come from another source, namely, from a spiritual source. Here you have an example of the life lies in which we live. My dear friends, I would really prefer to say something which is in a sense far more elevating as an Easter consideration however, we cannot afford that luxury. We are living in very bloody times and it is necessary that we should inscribe in our souls that we should correctly perceive as the sort of karma development which which we are living now. We are living in very earnest times and we must acquire a real feeling, a real understanding for this. We are living in the 20th century, but we are surrounded by the sort of judgement that belongs to the 19th century. Very shortly after the outbreak of the war, people gave me a poem and they said it was written by Robert Hamerling and was a sort of prophecy of our present time. Now, all you need do is just live yourself into the artistic style of Robert Hamerling and you will quickly see that not one line of this poem could have come from him, but many papers have printed this poem and they are filled with admiration about this prophecy saying that Hamerling, who died in 1889, was able to see into our present time. Even though it is not true that one single line comes from him, yet they keep on repeating it. Now, you cannot blame the broad masses of mankind; it is not their fault. The fault lies with these leaders, and I have given you examples of these representative people of our age, the representative media of our age, how they are filled with lies. In order to characterize our present age, we must say to a person who today for example holds a horseshoe magnet in his hand: Look, what you have in your hand is a magnet which has forces in it. But he says: No, that is no magnet, that is a shoe which we put on horses' hoofs. Then he takes the shoe and dismisses you. People have the magnetized iron in their hand and do not know that there is an invisible force in it. This is just a picture analogous to what we talked about in our spiritual science; they will not recognize our spiritual science. The problem today is that things are very complicated, but our thoughts are not sufficiently developed to be able to take these things into our understanding. Therefore everything splits itself apart; people walk by each other, each finding his own methods in his particular domain and have no inkling that the historical necessity demands that all this can actually be illuminated from spiritual science. Now, I have often mentioned the fact here that every physical event has its spiritual side, how we are related to the world shows itself in so far as we give back things to the world when we pass through the portal of death. That which I said about the ether body relates itself to the time between birth and death. For a few days after death things are entirely different when the ether body is held together by the ego and astral body. After that it is given over to the cosmos and then it works as I have often told you. Many such ether bodies of the very young have gone through the portal of death and are present in the spiritual sphere and remain there with all the spiritual content which exists in them as a result of their sacrificial death. All these ether bodies that are filled with this sacrificial death have the possibility of helping a future spiritualization of mankind. However, in order for that to be possible, there have to be human souls here on the earth who understand this etheric aspect which is streaming around human beings and is the most valuable residue of those people who have gone through their sacrificial death. This is a real, not an abstract memory process and it is those human beings who understand these things on the earth who can become receptacles for these young ether body forces and place themselves in the service of mankind as is wanted by these young people who have gone through their sacrificial death. However, if human souls here upon the earth are not mature enough to do all these things, then these forces which have been set free by the sacrificial death flow into Ahrimanic and Luciferic streams. As far as spiritual science is concerned, we have responsibilities that have been given to us which are related not only to mere knowledge and cognition, but are connected with feelings which should be stimulated in our souls and be made alive. And, in the main, the correct result of such considerations which we have tried to foster here in one direction or another is to help us in learning to acquire a feeling of responsibility for human souls in reference to the events that are going on all around us which has been permeated with so much blood. When we, in an earnest sense are able to edify ourselves through the contemplation of the connection of man in the world that spiritual science can give us, then we understand the words correctly which we have often used here and which call the feelings out of human souls which are so necessary in our age. May souls direct their conscious mood in a spiritual way into the realm of the spirits and as they do that, say:
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46. Posthumous Essays and Fragments 1879-1924: Human and Animal World
Rudolf Steiner |
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In the natural order, the spirits of form are at work (with the higher hierarchies); they are contained in everything that man perceives in mineral and plant nature - therein sleeps and dreams his ego and his soul body - during physical life -; during spiritual life, man is in a world that is composed of the ideas and feelings experienced in the human and animal. |
IV: The realm of the individualized spirit that has become the ego is experienced as an inner world. Christ the organ to the spirit restored. |
46. Posthumous Essays and Fragments 1879-1924: Human and Animal World
Rudolf Steiner |
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In the natural order, the spirits of form are at work (with the higher hierarchies); they are contained in everything that man perceives in mineral and plant nature - therein sleeps and dreams his ego and his soul body - during physical life -; during spiritual life, man is in a world that is composed of the ideas and feelings experienced in the human and animal. He familiarizes himself with this world: the ideas merge with the feelings and the will becomes devotion in the feelings - love; over this world, man expands his being - as he can become wise on earth, he can become strong-willed in the spiritual realm. This will on this side of the sense zone can lead to the destruction of the traces of the earth - from this, immersion in the physical body protects, which binds the will through the creature of the spirits of form. There is the possibility of taking up the whole human and animal world through the chains -; connected with this is an increase in power, which arises from the sum of the increases in power through each individual human being; man has power over the animal world immediately after overcoming his astral element. — Man rules over men in accordance with the karmic chains — in the animal world (its development), as far as it is not of an ahrimanic nature, after death; he is Lord in everything that comes from the universe through the spirits of form. Wherever man works, pleasure or pain arises with his effect – which immediately brings him sympathy or antipathy – and, beyond that, a world that makes him strong or weak – promotes or extinguishes his existence –; if he dies without spiritual ideas, he is held in the earthly sphere with the ahrimanic animal world. – I: The realm of pleasure and pain – of sympathy and antipathy – is experienced as an external world that one has within. II: The realm of invigoration and enervation is experienced as a related external world that one has within. III: The realm of the non-individualized spirit is experienced as a world that acts within. IV: The realm of the individualized spirit that has become the ego is experienced as an inner world. Christ the organ to the spirit restored. |
68d. The Nature of Man in the Light of Spiritual Science: The Course of Human Life from the Standpoint of Spiritual Science
05 Nov 1908, Hanover Rudolf Steiner |
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Now he must take in from his environment and process it within himself, so that he has become rich in external experiences by the time he reaches his thirties. Now the ego comes into play, working in the opposite way, to influence the astral body, etheric body and so on. Now the ego comes into play to transform the ideals into external experiences. It is only from the age of 35 to 40 that his judgment becomes valuable to his environment. |
68d. The Nature of Man in the Light of Spiritual Science: The Course of Human Life from the Standpoint of Spiritual Science
05 Nov 1908, Hanover Rudolf Steiner |
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In the period from the first to the seventh year of the child, the magic word is imitation; from the seventh to the fourteenth year of the child, the magic word is authority; from the fourteenth to the twenty-first year of the child, the magic word is future ideals. If we allow our ideals to wither in this phase of life, then premature aging sets in. Such prematurely aged people suppress their ideals for the future. They are not true, they say. That doesn't matter. Ideals are not meant to be true. These ideals work to keep us young in old age. The last birth, the birth of the self, occurs between the ages of twenty-one and twenty-three. Until now, the person has brought out of themselves what they have brought with them from previous lives. Now he must take in from his environment and process it within himself, so that he has become rich in external experiences by the time he reaches his thirties. Now the ego comes into play, working in the opposite way, to influence the astral body, etheric body and so on. Now the ego comes into play to transform the ideals into external experiences. It is only from the age of 35 to 40 that his judgment becomes valuable to his environment. Towards the age of 50, memory sometimes diminishes, but one remembers clearly what one experienced in the eighth, tenth, twelfth year of life. This is because the astral body works into the etheric body and now encounters what happened during the period of memory education. And in the last age, if the right education has taken place in the early years, happiness and blessings will come. If the education has not been properly spiritually active - dolls with corners, etc. - sclerosis, calcification, etc. will occur. All this has a mysterious connection with it, if no lively spiritual activity has taken place in the first childhood. In the years after the age of 35 or 40, a person only becomes valuable to those around him through judgment. What is done in the years after the age of 50 is valid for all ages, if the person has been able to develop in the right way throughout his life. |
65. The Spirit of Fichte Present in our Midst
16 Dec 1915, Berlin Translated by Beresford Kemmis Rudolf Steiner |
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It must be a creating reality. This is the Ego itself, that Ego which recreates itself every moment, that Ego which is grounded not on a completed being, but on an inward activity. This Ego cannot be deprived of its being, since that being consists in its creation; in its self-creation. |
“Why yes,” said Goethe, “that is the philosopher who derives everything from the Ego! It is truly an inconvenient way of being assured of the existence of the non-ego, to have one's windows smashed; that was not what one assumed as the contrary of the Ego.” |
65. The Spirit of Fichte Present in our Midst
16 Dec 1915, Berlin Translated by Beresford Kemmis Rudolf Steiner |
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Let us transport ourselves in imagination toRammenau in Oberlausitz, a spot not far from Kamenz in Saxony, the birthplace of Lessing. The year is 1769. A house of no great size stands beside a brook. The generations inhabiting this house, as records show, had been engaged in the ribbon-weaving industry, from father to son, ever since the period of the Thirty Years' War. The standard of life prevailing at this time in the house was not even as high as tolerable comfort, indeed it was very near to poverty. By the brook that flowed past the house, in this year of 1769, stood a seven-year-old boy, fairly small, rather sturdily built for his age, with red cheeks and expressive eyes, that at this moment were showing signs of deep distress. The boy had just thrown into the brook a book that was floating away. At this juncture his father appeared on the scene from the house and must have spoken to the boy more or less to the following effect: “Why, Gottlieb, whatever are you thinking of? You are flinging into the water what your father bought for you with hard-earned money to give you pleasure!” The father was very angry, for just before this he had given the book as a present to his son Gottlieb, who till then had had no acquaintance with books apart from the Bible and the hymn book.—Now what had really happened? Hitherto young Gottlieb had received with the most serious attention whatever had been taught him of the contents of the Bible and hymn book, and he was a boy good at his lessons at school. Wishing to please him, his father bought him one day for a present the book of folk tales called Der Gehörnte Siegfried (The Horned Siegfried). Gottlieb plunged deeply into the study of this book, with the result that he had to be scolded for his forgetfulness and inattention to all his lessons, which he had till then found so interesting. That went to the boy's heart. He was so fond of the Gehörnte Siegfried, his newly acquired book; it aroused in him such deep interest and sympathy. But on the other hand this thought was vividly present to his mind: “You have neglected your duty.” Such were the thoughts in the mind of the seven-year-old boy. So he went off to the brook and forthwith flung the book into the water. He was punished for it, because though he could tell his father the facts, he could not explain the real underlying reason. Let us now follow the boy Gottlieb at this stage of his life into other situations. For instance, we catch sight of him one afternoon on a lonely moor far away from his parents' house, standing there from 4 o'clock onwards and gazing into the distance, utterly absorbed in the view of the solitary spaces surrounding him. And thus he was still standing at five and at six o'clock and even when the bell sounded for evensong. Then a shepherd came by, and seeing the boy standing there, gave him a cuff and told him to come along home. Two years after this time, in 1771, Baron von Miltitz was visiting the landowner in Rammenau. He had come over from his own estate in Oberau one Sunday, in order to dine with the neighbouring squires and enjoy their society; and before the meal he had intended to hear the morning sermon. However, he arrived too late to hear the clergyman of Rammenau, well known to him as a worthy man; for much to his regret the sermon was already over. When the visitors, his host and the other persons present were talking amongst themselves about this, somebody made the suggestion: “Oh there is a boy in the village who might perhaps repeat the sermon by heart; it is known that he can do so.” And so Gottlieb, now nine years of age, was fetched, and came along in his blue peasant smock. A few questions were put to him which he answered briefly with “yes” and “no.” He felt very ill at ease in this high-class society. Then it was suggested to him to repeat the sermon which he had heard just before. He paused to meditate and then, speaking as it were from the depth of his soul, as if he felt intimately every word, he repeated from beginning to end the sermon which he had heard, in the presence of the visiting landowner and the company. And he repeated it in such a way that all felt as if everything that he said were proceeding directly out of his own heart; he seemed to have so imbibed it that it had become part of himself. Thus with inward fire and animation, which increased as he went on, the nine-year-old Gottlieb recited the whole sermon. ... This nine-year-old Gottlieb was the son of Christian Fichte, the ribbon-weaver. The landowner von Miltitz was profoundly astonished at this experience, and declared that he must himself take charge of the boy's education. In view of the straitened circumstances of the boy's parents, the relief from such a responsibility was bound to be extremely welcome to them, even though they deeply loved the boy. For after Gottlieb many other children had come, till they were now a large family; and so they had no choice but to grasp the helping hand which Baron von Miltitz so generously offered. And Baron von Miltitz was so strongly impressed by his encounter with the boy that he wanted to take young Gottlieb away with him immediately. And so he took him away to his own home at Oberau near Meissen. ... Young Gottlieb, however, felt by no means at home in the mansion, which formed so great a contrast with everything to which he had been accustomed in the poor ribbon-weaver's cottage. He felt indeed altogether unhappy over the whole affair, till he was sent to Niederau nearby to a clergyman named Leberecht Krebel. And there Gottlieb grew up in an environment full of intimacy and affection, in the household of this excellent minister Krebel. With his unusual gifts the boy found himself deeply attracted by all the gleams of truth which he divined in his talks with the worthy pastor. And when Gottlieb reached the age of thirteen he was able, with the support of his benefactor, to enter the Schulpforta School. He was transferred to the strict discipline of Schulpforta, which did not by any means suit him. He observed that the manner in which the pupils lived together involved much concealment towards the teachers and officials, and much duplicity in behaviour. Further he was altogether out of harmony with the system by which the older boys were set in authority over the younger as prefects. Gottlieb had already at that time absorbed Robinson Crusoe and many other tales, and had been influenced by them. At first this school life seemed intolerable to him. He could not reconcile it with his conscience that there should be—as he felt—concealment, duplicity, deceit in any place intended to promote spiritual growth. What was to be done? He resolved to escape secretly into the world outside. Accordingly, he made ready and simply ran away. On the way there arose in his mind, prompted by his innermost feelings, the thought: “Have you done right? ought you to do this?” Where should he now turn for counsel? He fell upon his knees, addressed a prayer to Heaven and waited for a sign to be given him from the spiritual worlds as to what he should do. The sign from within urged him to turn back, and he willingly did so. Very fortunately there was then at Schulpforta an unusually sympathetic headmaster, by name Geisler, who persuaded young Gottlieb to relate the whole affair to him and showed deep understanding. Instead of punishing him, he even made it possible for Gottlieb to be on happier terms with himself and his environment, as happy indeed as he could wish. He was able also to make friends with the most gifted among the staff. It was not easy for him to obtain satisfaction for his intellectual needs. Already aspiring, even at that age, towards the highest, he was not free to study the authors of whom he had heard so much; for Goethe, Schiller, and in particular also Lessing, were at that period forbidden fruit at Schulpforta. However, there was one of the masters who obtained for him a remarkable book, Lessing's Anti-Goeze, that inspired polemic against Goeze, which contained the whole substance of Lessing's profession of faith, his lofty and valiant outlook, expressed in free and outspoken language. Thus Gottlieb in these early years imbibed from this Anti-Goeze all that it was able to give him. It was not only the ideas which he appropriated, indeed that was the least important part; he also made his own the manner of approach towards the highest things and the attitude towards various views of the world. And so Gottlieb's schooldays went by at Schulpforta. When he had to write his examination thesis on leaving, he chose a literary subject. It was a remarkable piece of work. It was altogether lacking in the quality characteristic of many young people who introduce all kinds of philosophical ideas into their school compositions. This essay contained no trace of philosophy or of philosophical ideas and notions. On the other hand it already betrayed the fact that the young man made it his special aim to observe human beings, to look into the depth of their heart; and it was this acquired knowledge of men which found expression above all in this school essay. In the meantime his benefactor Baron von Miltitz had died. The funds so generously supplied for the young man stopped. Fichte passed his final examination at Schulpforta, went to Jena, and had to live there in the direst poverty. He could take no share at all in anything that then made up the student life of Jena. Day by day he had to earn by hard toil what he required for his bare subsistence. And he could only find in rare hours the opportunity of nourishing the aspirations of his spirit. Jena proved to be too small, so that Fichte was unable to find his spiritual food there. It struck him that he would have better facilities at Leipzig, a larger city, and went there to try. He tried to prepare himself there for the situation in life which was the ideal of his father and mother, deeply god-fearing people; namely for the Saxon ministry, for a post as minister and preacher. Indeed one may say he had shown himself predestined for the office of preacher. He had proved so capable of assimilating the truths of Holy Writ that even in his father's house he was frequently invited to make comments on this or that passage in the Bible, and similarly while he was living with the good clergyman Leberecht Krebel. And whenever he was able to visit his home for a short time, in the place which contained his parents' unpretentious cottage, he was allowed to preach there, for the local minister was a friend of his. And he would preach in such a way, prompted as it were by a sacred enthusiasm, that what he was able to impart was the very word of God, in a version that was at once individual and yet altogether in conformity with the Bible itself. So he went on trying, at Leipzig, to train himself for his calling as a country pastor. But it proved difficult. It was hard for him to secure any teaching position which he thought himself able to fill. He occupied himself with correcting work, with tutoring, but this life became very hard for him. And above all he found himself in the course of it unable to make any progress with his own intellectual aims. He was already twenty-six, and these were hard times for him. One day he had no more resources left and no prospect of securing anything during the next few days; no prospect either that, if things were to go on in the same way, he could ever secure entry to even the most modest profession which he had set himself as an aim. His people at home could support him only to a very meagre extent; for, as I have said, it was a family abundantly blessed with children. And so one day he stood at the edge of an abyss and in his soul, like a desperate temptation, the question arose: “Have I no prospects for this life of mine?” Though it may not have been quite present to his consciousness, yet in the background of his mind was the idea of a voluntary death. Then, just at the opportune moment, appeared the writer Weisse, who had become one of his friends. Weisse offered him a post as tutor at Zurich and took steps to ensure that he should really be able to take up this post within three months. And so from the autumn of 1788 onwards we find our Fichte at Zurich. Let us try once more to picture him with the mind's eye, as he stood in the pulpit in the Zurich Minster, now completely possessed with his own conception of the Gospel of St. John, already quite intent on the endeavour to reproduce the teachings of the Bible in a form of his own. He did this in such a way that those who heard his inspiring words resound through the Zurich Cathedral must have thought that a man had arisen who was capable of rendering the scriptures with quite a new eloquence, in a new way, with a fresh inspiration. Many, doubtless, who heard him then in the Cathedral at Zurich, must have carried away this impression. And now we can follow him again into a new situation. He became a tutor in the Ott household, in the inn “Zum Schwert” at Zurich. There he encountered a peculiar narrow-minded outlook to which he could only partially adapt himself. He succeeded in getting on good terms with his pupil, but less so with the parents. And we can trace what Fichte really was in the following incident. One day the pupil's mother received a singular letter from her son's tutor, who was living in the house. What were the contents of this letter? Roughly as follows. Education was a task, the writer said, to which he, Fichte, would willingly lend himself. What he knew of his pupil gave him an assured prospect of being able to do great things with him. But the process of his education would have to be developed in one particular point: it was essential above all to educate his mother! For a mother who behaved in such a way towards a pupil was the greatest obstacle to any education under her roof! I need not dwell upon the peculiar feelings with which Frau Ott read this epistle. However, the incident was passed over, and up to the spring of 1790, that is for about eighteen months, Fichte was able to pursue a fruitful activity in the Ott household at Zurich. But Fichte was not by any means the man to circumscribe within the limits of his profession the thoughts which filled his soul. It was not in his nature to avert his attention from the spiritual processes taking place around him. Through his inner zeal and the close interest he felt for all the spiritual changes going on around him, he became closely absorbed also in what was going on in his own environment. There in Switzerland his thoughts turned to the ideas which were then filling the minds of all men, to the mental reactions provoked by the outbreak of the French Revolution. We can, so to speak, overhear him discussing at Olten, whenever he found any specially gifted people to talk to, the questions which were then dominating France and the world with their imperious significance; making up his mind that those were the ideas which deserved primary attention, and associating all the preoccupations derived from his deep religious feeling and acute intellect with the new ideas of human happiness, human rights and the high ideals of humanity. Fichte was no egoist, capable only of developing his soul rigidly from within. This soul of his grew in communion with the outer world. His soul knew unconsciously the duty of existing for something beyond one's self, of standing as a personification of the world's purpose in the age in which one lives. That was one of Fichte's deepest convictions. And thus, just at the period when his spirit was most sensitively aware of the processes at work in his environment, he developed in close communion with the Swiss element. And we always find that this German-Swiss element left a permanent mark on the whole personality of Fichte in his later life and work. It is necessary to understand the deep-seated difference between Swiss life, and life a little further north, in Germany, in order to grasp the impression which the Swiss environment, the Swiss character and endeavour made upon Fichte. For example, this Swiss element is distinguished from other forms of German life especially by the way in which it infuses a kind of self-conscious element into all the intellectual life, so that all cultural activity acquires a political expression; everything is so conceived that the current conceptions serve to put the individual into touch with immediate action, with the world. For this German-Swiss character art, science, literature are only separate tributaries of the whole river of life. It was this element which appealed so happily to Fichte's own spiritual character. He too was a man who could not conceive any human activity or any human endeavour in isolation. For him too every individual factor had to be linked with the entirety of man's action, meditation and feeling and with man's whole philosophy. Moreover, in Fichte his capacity for achievement was intimately linked with his ever unfolding personality. No one who reads Fichte to-day, who approaches those writings of his which often seem so arid in their substance, or those particular writings and treatises which radiate intelligence, can have any notion of what Fichte must have been when he poured into his discourse, upon a cause which he deeply felt and espoused, all his inner fire and intensity. For into his discourse there passed also what he was. He even attempted at that time—it was an abortive attempt—to establish at Zurich a school of public speaking. For he believed that through the manner in which spiritual things are set before men a different and more effective influence could be exerted than merely through the ideas themselves, however excellent these may be. At Zurich, in the household of a Swiss named Rahn, then well-to-do, a brother-in-law of Klopstock, Fichte found stimulating society which made a strong impression upon him. He formed a deep attachment to the daughter, Johanna Rahn. With this niece of Klopstock he formed a close intimacy, at first a friendship, which developed gradually into love. By now his position as tutor at Zurich was no longer really tenable, and he needed to look further afield. He did not want at that moment, before he had made his way in the world—as he frequently remarked at the time—to enter the Rahn household as a member of it, and perhaps live on its resources. He wanted to make his way further in the world—with him we cannot say his “fortune”—but his way. He returned again to Germany, to Leipzig. He thought of remaining there for a while, hoping to find what his real vocation might be, to find that form of spiritual expression which he sought as his object in life. He intended then to return after a while, to work out in freedom what he had brought into harmony within himself. But then an unexpected event happened which upset all his plans. Disaster overtook Rahn, for he lost his whole fortune. Fichte was now not only tormented by the knowledge that the people dearest to him had sunk into poverty, but he himself was compelled to resume his wanderings through the world, abandoning the cherished plans which he had nursed in his innermost heart. The first thing that offered was a post as tutor at Warsaw. However, as soon as he arrived and presented himself there, the aristocratic lady whose house he was to enter formed the impression that Fichte's manners, which then and subsequently struck many people as downright and vigorous, were really uncouth and that he had no talent for adapting himself to social life. When this was pointed out to him, he could not endure it and took his departure. His way now led him to that place where he might expect to find a man whom he revered more than anybody, not only among his contemporaries but in his whole generation, towards whom he had been drawn when for a while he was immersed in the study of Spinoza and his philosophy; a man towards whom he had been drawn while studying his writings, with which he was now wholly in accord. As at an earlier date his thoughts were filled with the Bible and other works, so now the writings of this man, Immanuel Kant, confronted him as a new creation. So he made his way to Königsberg and sat at the feet of the great teacher. And he found himself altogether in harmony with the image reflected in his soul of this teaching, which he held to be the greatest ever bestowed upon mankind. And in Fichte's soul, all the ideas derived from his own devout nature, from his meditation on the divine guidance of the world and on the way in which the mysteries of this guidance have been revealed throughout eternity to mankind—all this was blended with what he learned and heard from Kant. And he projected all that arose in his soul into a work which he entitled Kritik aller Offenbarung (A Critique of all Revelation). This was in 1792, when Fichte was thirty years of age. Then a remarkable thing happened. Kant immediately recommended a publisher for the book, which aroused his enthusiasm. It went out into the world without the author's name, and nobody supposed it to be anything but a work by Immanuel Kant himself. Thus favourable criticisms were showered upon it from every quarter. Meanwhile Fichte, again through Kant's intervention, had secured in the excellent Krockov household near Danzig a tutoring post which this time was very congenial to him, and in which he could freely cultivate his spiritual aspirations; and it was intolerable to him so to appear before the world that the public, when discussing his book, in fact associated it with another author. He could not endure that; and when the first edition, which was soon exhausted, was followed by a second, he published his name. And now he had a singular experience. A great many critics at least found it impossible to say the exact contrary of what they had said before; but the judgment at first passed upon the book was now toned down. This was for Fichte yet another lesson in his study of human psychology. After he had spent some time in the Krockov household he felt able, in view of his present status in the world, not indeed in a mundane sense, but intellectually—for he had proved that he was capable of something—he felt able to prepare for his return to the Rahn household. Only thus had he resolved to win Klopstock's niece, and now he could do so. So in 1793 he went back again to Zurich, and Klopstock's niece became his wife. He set to work now, with the utmost intensity, not only to develop in himself the ideas he had assimilated from Kant, but also to immerse himself more deeply in all that had occupied his mind during his first stay at Zurich, in all those ideas about the aims and ideals of humanity which were now permeating the world. And he mingled the substance of his own thoughts about human ideals and endeavours with the ideas now passing through the world. He was so independent a nature that he could not refrain from communicating to the world his inevitable conclusions on the ideas about human progress then held by the most radical thinkers. The book now published by him in 1793 was entitled: Beiträge zur Berichtigung der Urteile des Publikums über die französische Revolution (Suggestions for the Enlightenment of Public Opinion on the French Revolution). Simultaneously with the elaboration of this book there went on in his mind a perpetual revision of those views of the world which he had formed for himself from contact with the outlook of Kant. There must be, he said to himself, a philosophy of life which, in the light of a supreme impulse, could illuminate the whole domain of knowledge for the human mind. And this philosophy, aspiring so strongly towards the highest that no higher ideal of knowledge could ever be found, was the ideal which now hovered before Fichte's eyes. By a singular concatenation of circumstances, while he was still engaged in working out his ideas within himself, he received a message from Jena. The impression made there by Fichte's achievement was such that on the strength of it he was invited, when Karl Leonhard Reinhold resigned his post at Jena University, to succeed him there as Professor of Philosophy. Those who were then directing the intellectual life in that University welcomed with the utmost satisfaction the idea of introducing into this famous College (then the highest in prestige of any in Germany) the remarkable personality who, while in one aspect he struck them as a hot-head, in another made the impression of a man striving, especially in his quest for a philosophy of life, towards the highest levels of thought. And now let us just attempt to view him in imagination as he discharges the duties of his new appointment. He desired to transmit to those who now from 1794 onwards were his pupils, the outlook on the world which had formed itself within him. But Fichte was not a teacher like any other. Let us first consider the results of his spiritual evolution. It would take too long to explain this in his own words, but it can be characterized out of his own spirit as follows. He aspired towards a supreme ideal of such a kind that the human spirit might apprehend the stream and mystery of the world at a point where the spirit is directly one with this stream and mystery. So that man gazing into this mystery of the universe might be able to link his own existence with it, that is to say, to know it. This result could not be attained in any exterior sensuous existence. It could not be reached by any eye, any ear, any other sense, nor by everyday human understanding either. For all that can be apprehended outwardly by the senses must first be co-ordinated by human intelligence; it has its existence in the outer world. It can only be considered as real when its existence is, so to speak, confirmed by the observations of the senses. But that is no real existence; or at least no opinion can be formed at first about the real existence of what is only apprehended by the senses. The source of all knowing must rise in the depth of the Ego itself. That cannot be a something complete in its existence, for a completed existence in the inner self would be equal to what appears as completed existence within the outer senses. It must be a creating reality. This is the Ego itself, that Ego which recreates itself every moment, that Ego which is grounded not on a completed being, but on an inward activity. This Ego cannot be deprived of its being, since that being consists in its creation; in its self-creation. And into this self-creation flows everything that has real being. Away then with this Self out of the world of the senses, and into those spheres where the spirit moves and has its being, where the spirit works as creator; we must lay hold of this spiritual life and act from the point where the Ego unites with the spiritual processes of the world. We must plunge into that current which is not external complete being, but which from the source of the divine world- existence creates the Ego, first as Ego and then as human ideals, as the great conceptions of Duty. Such was the form which the Kantian philosophy had assumed in Fichte's soul. And thus he did not want to present his hearers with a ready-made doctrine; with that this man was not concerned. With Fichte it was not a lecture like another lecture, a doctrine like another doctrine. No; when this man took his place at the lecturer's desk, then what he had to say there, or rather to do there, was the fruit of a long meditation of many hours during which in thought he saw inwardly the divine being, the divine spiritual ebb and flow streaming through the world, and permeating in its course the Ego which ever recreates itself, by a sublime process above and beyond all sensuous existence. After having brooded long in self-imposed debate as to what the world's spirit had to impart to the soul about world mysteries, then, and only then, did he come before his audience. But then he was not concerned to convey his message, but to create an atmosphere of communion between himself and his hearers. His endeavour was that what had come to life in his soul concerning the world mysteries should come to life likewise spontaneously in the souls of his listeners. His purpose was to awaken spiritual activity and spiritual being. From the souls of his hearers, as they hung upon his words, he sought to call forth a self-renewing spiritual activity. He did not merely communicate ideas. The following is an instance of what he sought to give to his hearers; one day he was attempting to illustrate this self-renewing faculty of the Ego, how all mental activity can arise in the Ego and how man can only reach a real grasp of world mysteries by laying hold of this self-renewing faculty within himself; and when he was attempting to illustrate this, entering the spiritual world with his hearers, and, as it were, taking each one by the hand to guide him into the spiritual world, he said: “Now may I ask you just to fix your attention for a moment upon the wall. Well, you have now, I hope, formed a mental picture of the wall. The wall is now present in your minds as an image. And now think of a person thinking of the wall. Detach your minds altogether from any thought of the wall itself. Fix your attention entirely on the person thinking of the wall.” This direct manner, this direct relation which Fichte sought to establish with his hearers made many of them uneasy, but at the same time impressed them profoundly. The spirit at work in Fichte had to come to grips with the spirit of his hearers. Thus for several years the man worked on, never repeating the same lecture, but continually creating anew. For he did not care about imparting in sentences this or that information, but strove ever and again to awaken a new response in his hearers. This is evident from his oft-repeated assertion: “It matters nothing that what I have to say to men should be repeated by this person or that, but rather the essential is that I succeed in kindling a flame in men's souls, a flame which shall induce every one to think for himself. Let no one repeat my words after me, but let each one be stimulated by me to deliver his own message.” Fichte's aim was to produce, not pupils, but original thinkers. If we follow out the history of Fichte's influence, we can understand how it was that this man, the most German of the German philosophers, did not train any real students of philosophy. He founded no school of philosophy. But the direct relationship which he established with his pupils again and again produced men of mark. Now Fichte was aware—inevitably, since he sought to lead the minds of men up to a direct contact with creative spiritual reality—he was aware that he must speak in quite a special way. Fichte's whole style was indeed hard to follow. None of those who attended any of his courses at Jena had ever come into contact with such teaching before. Schiller himself was astonished at it, and Fichte once discussed with Schiller how his, Fichte's, teaching activity and his manner of presentation appeared to himself. For example, Fichte remarked; “Of course, if people just read what I have said, then it is impossible, as people read to-day, that they should comprehend what I am trying to say.” Then, taking up one of his books, he attempted to illustrate how, in his judgment, his work should be read aloud. Then he said to Schiller: “You see, people nowadays do not know how to recite inwardly. But people can only grasp the inner meaning of my lectures by really reciting them mentally, otherwise it is lost.” Certainly Fichte's own rendering of his lectures was no mere reading, it was direct speech itself. Therefore even to-day we ought in studying Fichte to recite his words mentally against the background, as it were, of his whole spiritual life, which merits our attention as representing the spiritual life of the whole German people. Even to-day we ought still to train ourselves in reciting and listening inwardly to those passages of Fichte which otherwise seem so dry and so bare. We have now reviewed in our minds Fichte's spiritual development and reached one of the peaks of his spiritual life. It is right therefore to glance back for a moment over this remarkable evolution. We first visualised Fichte as he stood before Baron von Miltitz in his blue peasant smock, a sturdy red-cheeked peasant boy who had no other education than that open to his class, but who, even as a nine-year-old child, had assimilated that education till it had become the most fundamental possession of his soul. In him we have an example of a soul grown to maturity wholly out of the midst of the German people, without at first receiving any culture other than that which belongs to the common every-day life of the German people. We have followed this spirit through difficult phases; this spirit—whose ideal it really is to remain within the people, but yet is bound to yield to the deepest motives of his being—can be followed in his course as he rises to the loftiest heights of inner spiritual growth and work, until at last he becomes, as we have been able to illustrate, a moulder of men. We are following the road traversed by a German spirit growing directly out of the people and climbing by its own strength alone to the topmost peaks of spiritual being. Thus up to the spring of 1799 Fichte discharged the duties of his teaching post at Jena. Even before that time all sorts of dissensions had arisen, for it must be admitted that Fichte was not by any means the kind of man who is easy in intercourse, the kind of man willing for the sake of friendly relations to use roundabout methods and facile gestures in his dealings with other people. But here we come to an important point, which has significance for the whole of the German life of that epoch. One person in particular felt deep satisfaction—a feeling which Goethe also shared—at having been able to call Fichte to his University at Jena: this person was the Duke, Karl August. And we may well, I think, record here the singular tolerance shown by Karl August in calling to his University the man who had most freely applied the Kantian philosophy in criticism of revealed religion; and moreover in inviting to his University the man who had most boldly and outspokenly taken a stand for the freest ideals of human development. It would be, I feel, a failure to do justice to Karl August, that noble spirit, if we passed on without pointing out what unusual broad-mindedness this German prince must then have needed, in calling Fichte into his service. This invitation was described by Goethe as a piece of audacity; and I should like to remind you of the world of prejudices which Karl August and Goethe, who in the nature of things were bound to be the chief authors of this invitation, had to face in taking it on themselves to bring Fichte to Jena. As I say, it would be almost an injustice not to point out Karl August's remarkable freedom from all prejudice. And to illustrate this I should like to read out a passage from Fichte's book entitled: Suggestions for the Enlightenment of Public Opinion on the French Revolution:
That passage is from the last book which Fichte had then written—yet the Duke Karl August invited this man to his University! Anyone who gives a little attention to the whole situation of Fichte and those who had sent for him will come to this conclusion: that those people who held the view of the great and magnanimous Karl August and Goethe had undertaken a campaign against the people of their immediate circle, who were altogether and absolutely in disagreement with the idea of sending for Fichte. And this was a campaign which was not easy to undertake; for as already stated, it was not possible with Fichte to make use of manoeuvres such as are so generally practised in the world. Fichte was a man who by his awkwardness, by his bluntness often offended the very people whom it was most desirable to avoid offending. He was not a man to make smooth gestures: he was a man who, if something did not please him, would strike out with his fist against the world. And the manner in which Fichte was then using his whole energy to impart his message to the world was admittedly such as to cause Goethe and Karl August some distress; it was not easy for them, it was very hard for them to put up with it, and they were distressed. And so little by little the storm-clouds gathered. First of all, Fichte wanted to give a course of ethical lectures, those which are printed under the title “Lectures on the Morality of the Scholar.” The only suitable hour that he could find was on Sunday. But this was a shocking suggestion to all who held that it would be a profanation of the holy day to address the Jena students on a Sunday on the subject of morality as Fichte conceived it. And protests of every sort and kind poured in upon the Weimar Government, upon Goethe and Karl August. The whole Senate of Jena University passed a unanimous resolution to the effect that a deplorable sensation and infinite mischief would result if Fichte were to deliver lectures on morals in the University on Sundays—he had selected the hour of the afternoon church service. In this affair Karl August was forced for the time being to leave Fichte's adversaries in possession of the field. But once again it would not be right to pass on without drawing attention to the manner in which he did it. The following is an extract from the letter sent by Karl August to the University of Jena:—
But the attack was pressed home. The enemy never afterwards let go their hold. And so, in 1799, came about that unhappy controversy over the charge of atheism, as a result of which Fichte had to relinquish his position as lecturer at Jena. A younger man named Forberg had contributed to the periodical Fichte was then editing, an article which incurred from a certain quarter a charge of atheism. Fichte, for his part, thought that what this young man had written was rather imprudent, and wished to add marginal comments. Forberg disagreed with this suggestion; so that Fichte in that lofty manner of his which he used not alone in great matters but also in the smallest ones, would not hear of rejecting the article because he disagreed with it, and would not add marginal notes against the author's will; however, he wrote in the form of a preface some lines about the basis of the belief in the divine governance of the world. These lines of his were wholly imbued, through and through, with the spirit of genuine and deeply-felt reverence and piety, exalted to that spiritual level of which Fichte said that it was the only true reality, that we can only grasp reality when the Ego feels itself moving in the sphere of the spirit, immersed in the spiritual stream of the world. We must not, therefore, he added, apprehend the existence of God by any external revelation or external knowledge whatever. We must apprehend the existence of God in the living process of creation. We must sense the creative process of the world by standing in the stream of it, ourselves ceaselessly creating and so attaining our own immortality. But in consequence of this article the charge of atheism was now turned against Fichte himself. It is impossible to relate here the full details of this controversy. It is indeed grievous to observe how Goethe and Karl August, against their will, had to take sides against Fichte; who, however, would never be restrained, when he felt impelled to communicate his appointed message to the world, from retorting to an attack by a direct blow. So matters went on till Fichte heard that steps were to be taken against him, that he was to be reprimanded. Goethe and Karl August would have preferred to see the matter settled by a reprimand. But Fichte said to himself that to accept a reprimand for ideas drawn from the deepest sources of the human spirit, would mean an offence against honour, not his personal honour, but that of the spiritual life itself. And so he then wrote a private letter, which however was viewed as an official communication and filed among the official documents, to the Minister Voigt at Weimar, to the effect that he would never accept any reprimand, no, rather he would take his departure! And whenever Fichte wrote about matters of this kind he wrote as he spoke. It used to be said of him that he had a sharp tongue when necessary; and in correspondence too he could be cutting towards anybody, whoever it might be. Thus the authorities had no alternative, unless everything were to be turned upside down at Jena, but to accept the resignation which Fichte had not really meant to tender, for his private letter had been treated as an official communication. At any rate that was how it came about that Fichte had to give up his post as teacher at Jena, which had been blessed with such fruitful influence. Shortly afterwards we see him appear at Berlin. He has now approached from a fresh angle the position of the Ego in the ever-moving stream of the world-spirit. The book which he then wrote (and which can now be bought cheaply in Reklam's Universal Library) was called Die Bestimmung des Menschen (The Destiny of Man). Into the composition of this work he threw his whole being and energy. In it he strove to show how those who only view the world of the senses from outside, co-ordinating it with the understanding, can only point the way towards a meaningless view of the world. The gist of Part I is to show how in this fashion one arrives only at a dream-reflection of life. The object of Part II is to show how the mind thus comes to regard the world as a chain of exterior necessities. And in Part III we come to the enquiry as to how the soul fares when it seeks not merely an image but a direct participation in that great creative process of all existence. After putting the finishing touches to the work, Fichte wrote to his wife, whom he had then left behind at Jena: “I have never before looked so deeply into religion as during the composition of the last part of this work, The Destiny of Man.” Apart from a short interval in 1805, which he spent at the University of Erlangen, Fichte passed the remainder of his life in this world at Berlin. At first he gave private lectures at the various houses in which he lived, lectures of an impressive character; subsequently he was invited to assist in the newly-founded University, to which we must now turn our attention. As I said, apart from the short interlude in 1805 at Erlangen, his work now lay in Berlin. He was still drawing from ever fresh sources in his soul the ideas which he had to impart to the public. So at Erlangen, continually recasting his ideas in a fresh mould, he presented his theory of knowledge, his outlook on the world. Strangely enough, whereas at Jena he had from the beginning of his course a fair audience which steadily increased, and similarly in Berlin, the number of his hearers in Erlangen dwindled by one half in the course of the term. Everyone knows how professors generally take such a falling-off; anyone who has any experience knows that they simply have to accept it. But Fichte did not react to it in that way. One day when his audience at Erlangen had diminished to one half, he referred to it, taking for granted that his words would reach also those who had stayed away, in one of those thundering tirades in which he demonstrated to people that, if they would not hear what he had to say, then they were good only for external historical knowledge, not for intellectual knowledge. And after going on to discuss what a man should become in life if in his spiritual strivings he rejected this intellectual kind of knowledge, he continued as follows:—“Now as to the time of my lectures. I have heard how much dissatisfaction is felt at the choice of time. I will not consider this strictly according to principles which are really self-evident and which would have to be applied here. I will take it that the persons concerned are only misinformed, and will try to put them right. No doubt they may say that there is a tradition in this matter dating from long ago. Supposing that this were the fact, I should have to reply that grave abuses must have existed in the university from the earliest times. ... I myself have held at Jena from six to seven o'clock in summer and winter a course such as this, attended by hundreds, whose numbers used to increase considerably towards the close. I must say openly that when I arrived here I selected this hour because no other was available. Now that I have realised the point of view adopted towards it, I shall select it deliberately for the coming summer. “At the back of all these difficulties we find a deep-seated incapacity in people to occupy themselves and a great deal of shallowness and ennui, so that after a meal has been taken, by God's grace, at midday, people find it unendurable to stay any longer in the town. And even if you were to give me proofs—which I hope it would be impossible to supply—that such has been the custom at Erlangen since its foundation, in the whole of Franconia, indeed throughout South Germany, then I would not hesitate to answer that in that case shallowness and futility must have made their headquarters at Erlangen and the whole of South Germany.” Whatever one may think of such outbursts as this, it is truly characteristic of Fichte as regards his intense concentration on the spiritual message which he was trying to deliver to mankind. Whenever he spoke he did not seek merely to say something but to do something for men's souls, to lay hold on them; thus every soul who stayed away was a real loss, not for himself but for the purpose which he was trying to realise for mankind. For Fichte the word was also an act. Since he himself dwelt within the spiritual world, it was possible for him through spiritual communion to gather others around him within that world, because he was himself within it and was no mere theoretical champion of the principles he professed when he said: “Reality is not in the outer world of the senses but in the spirit; and whoever knows the spirit can perceive behind all sensuous existence the spiritual reality.” And to him this was no mere theory, it was also a practical reality, as was proved at a later date at Berlin by the following incident. One day when his audience was assembled in the lecture hall, which was near the Spree Canal, a terrible message was brought. Some children, with Fichte's son among them, had been playing down there; a boy had fallen into the water and it was thought to be Fichte's son. Fichte and a friend set out, and in the presence of all his students, they pulled the boy out of the water. Although the boy bore a close resemblance to Fichte's son, it was not in fact he. Yet for a moment Fichte had been convinced that it was his son. He did what he could for the child, who however was dead when taken from the water. Anybody who knows the intimate family affection in Fichte's household between him, his wife Johanna and their only son, will realise something of what Fichte went through at that moment; the terrible shock that he underwent and then the transition from this shock to the deepest joy when he was able to clasp his son in his arms. When he had done this and changed his clothes, he proceeded to deliver the remainder of his two-hour lecture just as he always did, that is, wholly intent on his subject. This was not a unique instance. Often and often did Fichte give similar proofs of his integral loyalty to the world of the spirit. For example, it was at this period at Berlin that he delivered public lectures which were intended as a criticism and a severe indictment of his age. He passed in review one by one the various epochs of history. But it was, he said, the age in which he lived, which had brought selfishness to the extreme limit. And in that age of selfishness he found himself confronting the personality of Napoleon, in whom, in his view, this selfishness was incarnate. During all this period when the Napoleonic chaos was enveloping north and central Germany, Fichte never in his heart viewed himself otherwise than as Napoleon's spiritual antagonist. And so we get his character study of Napoleon, of which it may be said that an image of the Emperor, profoundly German in its approach and in its vigour and based on the loftiest philosophical standpoint, had shaped itself in the mind of this German thinker who had grown out of that peasant boy in a blue smock of whom earlier we had a glimpse. We have come now to a state of human existence at the present time, said Fichte, in which people have lost their consciousness of the spiritual influence which pulsates through the world and also through human existence and evolution, and which, in the form of the moral impulses, carries mankind forward from epoch to epoch; of the truth that in the march of history man is only of value in so far as he is sustained by what is permanent from age to age in the moral impulses and the moral order of the world. Of all this people no longer know anything. We have arrived at an epoch in which we see one generation succeed another like links in a chain. Even the best minds, said Fichte, have forgotten the moral principles which must pervade these links. And in such a world we encounter the personality of Napoleon, an inexhaustible source of energy indeed, but a man who, though he may have had in his soul occasional glimpses of freedom, has never formed any true notion of the real all-embracing ideal of freedom as it works from age to age in men's moral aspirations and in the moral framework of the world. And from this fundamental deficiency that a personality which is only a shell, without any true spiritual core, can yet wield such immense force, from this phenomenon Fichte traced the personality, the whole “catastrophe” as he expressed it—Napoleon. In mentioning this and in placing side by side these two personalities—Fichte, the most forceful exponent of the German outlook with his view of Napoleon, and on the other side Napoleon himself—reference should be made to an observation attributed to Napoleon at St. Helena, after his downfall; for it is only in this light that the whole situation can be clearly grasped. At St. Helena, after his downfall, Napoleon expressed himself as follows: “Everything would have gone all right. I should not have fallen before all the Powers which ranged themselves against me. With one factor only did I fail to reckon, and it is this that really brought about my downfall, namely—the German philosophers!” Let narrow minds say what they will about the value of philosophy; this piece of self-revelation from Napoleon's own lips has more weight, I think, than all the objections that might be raised against Fichte's idealism, which indeed had a thoroughly practical aspect. Finally, it is possible to adduce another proof, a proper historical proof, that it is not so difficult for an idealist such as Fichte to be practical when occasion demanded. It had become necessary for him to enter as a partner into his father's business, which had now been taken over by his brothers. We see him accordingly as a partner in the family ribbon-weaving business. His parents were still alive; and we may note that he proved to be a good and prudent business man, capable of lending valuable assistance to his brothers, who had remained simply men of business. A man such as Fichte has many critics who say: “Oh these idealists, they dwell in a dream-world, they understand nothing of practical life!” But it may well be imagined that Fichte from the depth of his being, and especially in his lectures on Die Bestimmung des Gelehrten (The Vocation of the Scholar), had something to say which cannot be too often repeated in the face of those who point to the unpractical nature of idealism, of the spiritual world altogether. In the introduction to this course of lectures Fichte made the following observations:—
The significance of ideals, the significance also of practical life, was something already quite clear to the mind of this German. But then Fichte's was a nature which stood by itself. He may be called one-sided; but this one-sidedness must occur sometimes in life, just as there are certain forces which must occasionally overshoot the mark in order to achieve the best results. Undoubtedly Fichte's behaviour often had a rough side to it, as when apart from his lectures on the principles of morality, he attempted to take practical steps at Jena against the tyranny of routine, and against drinking and loafing ways among the students. He had by now a certain following in student circles. Further, as a result of his influence, petitions had been presented to the authorities asking for the abolition of this or that society which was particularly given to disorder. As we have seen, Fichte was a rugged nature, not skilful in making smooth gestures, but quite likely, metaphorically of course, to strike out fiercely with his fist now and then; and indeed matters came to such a pass that the majority of the Jena students were altogether opposed to Fichte and his practical moral influence. So they banded themselves together and smashed his windows. To Goethe, though he respected Fichte and was respected by him, the incident suggested a humorous comment. “Why yes,” said Goethe, “that is the philosopher who derives everything from the Ego! It is truly an inconvenient way of being assured of the existence of the non-ego, to have one's windows smashed; that was not what one assumed as the contrary of the Ego.” All this, however, does not mean that there was any lack of harmony between Fichte's and Goethe's philosophical outlook. And Fichte was profoundly right in the feeling he expressed in a letter to Goethe on 21st June, 1794, soon after the beginning of his lectures at Jena, when sending to Goethe the proofs of his work on the Theory of Knowledge:
And Goethe wrote to Fichte, after receiving the pages of the Theory of Knowledge: “There is nothing in your work which is not altogether in line with my own customary way of thinking.” Again, in another letter to Fichte, referring also to the Theory of Knowledge: “These ideas are indeed now in harmony with nature; but men's minds must also come into harmony with them and I believe that you will be able to present them in the right way.” And if anyone to-day should assert that he finds this Theory of Knowledge, as then published by Fichte, dry and unlike Goethe, or that Goethe would have had no taste for such things, one must reply to this criticism as I replied when publishing the letters of Fichte to Goethe, in the Weimar Schiller-and-Goethe Archives, in the Goethe Year-Book of 1894.2 In the Goethe-Schiller Archives there are extracts from Fichte's Theory of Knowledge in Goethe's own hand, accompanied sentence by sentence by the ideas inspired in him reading Fichte; and after all it is intelligible that Goethe, one of the most German among Germans, out of the pure spirituality of feeling with which he sought for a fresh outlook on the world, should inevitably hold out his hand to the man who as the most German of all Germans was in quest of a philosophical outlook based on the force of pure reason alone. Goethe once also, by the way, expressed very aptly his relationship towards the philosophy of Kant. What he said was—not word for word, but in substance—as follows: Kant had argued that, by turning his attention outward upon the world, man can only arrive at sense-knowledge. But his sense-knowledge is nothing but appearance, merely something which man himself by his point of view introduces into the world. Knowledge must be deposed from its seat, for it is only by a belief that it is possible to arrive at freedom, at infinity, at a conception of the divine spiritual existence. And this attempt to arrive not at a belief, but at a direct insight into the spiritual world, this attempt to bring the individual creative process into communion with the creativeness of the divine world spirit, this attempt which Kant believes to be impossible, would be, as he terms it, the “venture of reason” and Goethe's comment on this is: “Very well then, an attempt must certainly be made to undertake, undaunted, this venture of reason! And assuming that a man has no doubts of the spiritual world but believes in freedom and immortality in God, why should he not face this venture of reason and with the creative element of the soul transport himself into the heart of the creative process which ebbs and flows through the world?” In Fichte, Goethe found a conception of the same venture, only imagined in another way. And indeed it had to emerge sooner or later, albeit in a rugged form, this urge towards spirituality, towards the apprehension of the all-creating world-intelligence, towards the state where the creative Ego indwells in the creative world-being and is one with it. And in Fichte's view the impulse in this direction was to be given by his Theory of Knowledge. In this theory the very spirit of the German people produced before the world what it had to utter about life and the world and the aims of mankind; it was as it were a direct gesture from the German people, from out of which we see Fichte's soul mount upwards to the heights. Indeed he himself was aware that his philosophy was always rooted in his living intercourse with the spirit of the German people. This spirit found here, it is true, only such expression as it could, seeing that it had first to emerge through the medium of such a rough-hewn personality as Fichte's. No, truly, his was not a personality easy to deal with. Of this we find again another illustration in the following connection. When a University was to be founded at Berlin, and it fell to Fichte to work out a scheme for it, his plan, worked out to the smallest details, showed what his conception of a University was like. And what was his idea? In this University to be started at Berlin he wanted to build something so fundamentally novel, especially for the beginning of the nineteenth century, that—we may say it without the slightest fear of contradiction—this novelty is as yet unrealised anywhere in the world, and the world is still waiting for it. Needless to say, Fichte's scheme was not put into practice, though indeed he was aiming at nothing else than, as he expressed it, to make the University into a “School of training in the scientific application of intelligence.” What was this University to become? A place of nurture, which might be termed a school of training for the scientific use of the intelligence! Accordingly, it was to turn out, not specialists in this subject or that, such as philosophers or natural scientists or physicians or jurists, but human beings so closely fitted into the structure of the world as to have entire command over the art of using their intelligence. Only imagine what a blessing it would mean if such a University really existed anywhere in the world! if actually we could find realised anywhere a school that would turn out people who have made their inner soul so vital that they could move freely within the essential logic of existence! But truly this personality was not easy to deal with! It was something massive which existed in order to leave a distinctive mark on history. Fichte became the second Rector of the new University. He filled the position so energetically that he was only able to remain Rector for four months; for neither the students nor the authorities concerned could tolerate any longer what he was attempting to accomplish. All this however, just as with Fichte himself, is typical of German national feeling. For when he delivered his Reden an das deutsche Volk (Addresses to the German People), to which, and indeed to the whole great phenomenon of Fichte, I have already repeatedly referred here, not only during the war but also before it—when he delivered these Addresses he knew that he was trying to communicate to the German people what he had, so to speak, overheard in his meditative conversations with the world-spirit. The only response at which he was aiming was to arouse in their souls whatever can be aroused out of the deepest sources of the German being. This manner which Fichte adopted towards his time and towards those whose souls he hoped to raise to a level sufficient for the tasks of the wider universe, all this was unlikely to make any impression on idlers or superficial people, except perhaps to excite their curiosity. But this latter response was the last which Fichte sought to evoke. Needless to say, when such an intellectual phenomenon as Fichte appears in the world, the very easiest course is to turn it into ridicule; there is nothing easier than to play the critic and to laugh at it. People did this a good deal, and the result was sometimes to place Fichte in difficult situations. For example, immediately after his arrival at the University of Jena, he found himself in quite a serious dilemma through his inability to agree with others who after all were also philosophers. Thus there was at the Jena University a man who was the traditional professor of philosophy, a man by the name of Schmid. This man had expressed such vehement condemnation of Fichte's previous work that it was really outrageous that Fichte was now to become his colleague. Thereupon Fichte in turn published a few remarks in the periodical in which Schmid's criticism had appeared. And so the affair went on, backwards and forwards. Fichte assumed his position at Jena just at the time when he was writing in the Jena periodical to which Schmid had contributed “I declare that for me Herr Schmid will no longer exist in this world.” It was a serious matter to take his place beside his colleague in such an atmosphere. A less serious, but no less characteristic incident, was as follows: at that time there was appearing at Berlin a periodical called Der Freimütige (The Independent) directed by the “celebrated” German writer Kötzebue and another man. It was impossible to make out (indeed I believe that even by the most intimate clairvoyance it would not have been possible) the reason why this Kötzebue attended Fichte's lectures. But these doubts lasted only for a while, and presently the reason became clear when Der Freimütige, then a very prominent magazine at Berlin, began to publish the most vicious attacks upon Fichte's lectures. One day Fichte found it more than he could stand. Thereupon he took a number of this magazine Der Freimütige and dissected it before his audience, ridiculing the opinions expressed in the article with the inimitable humour which he had at his command. The countenance of one member of the audience, whose presence there so far had been unexplained, grew longer and longer. And finally Herr Kötzebue stood up with a very long face and announced that he did not see why he should listen to this any longer; so he went off and did not return. But Fichte was heartily glad to be rid of him. Through the way in which he adapted himself in practice to life, when he was trying to remould the innermost depths of human existence, Fichte knew how to find the tone precisely adapted to the situation before him. Even though he dwelt altogether in the spiritual world, he was yet no otherworldly idealist, but he was a man standing altogether by himself and was accustomed to pay earnest heed to what he felt to be the innermost promptings of his own nature. Accordingly, at a certain time when Napoleon had conquered Berlin and the French were in occupation, he was unable to remain in the city. He did not choose to remain in a city which was under the French yoke. He went therefore first to Königsberg, subsequently to Copenhagen, returning only when he was ready to come forward as the German who could put before his compatriots the very soul of his nation and its national characteristics, in his Addresses to the German People. Fichte is rightly regarded as a direct expression of German national sentiment, as an expression of that spirit which eternally and profoundly—in so far as we are able to apprehend the spirit of German nationality—dwells in our midst—and not merely in thought. A philosopher, Robert Zimmerman, by no means in accord with Fichte in his philosophical outlook, has finely characterised this aspect of Fichte in the following passage:
It is true that to-day we may think quite differently as to the substance of many of the ideas expressed in the Addresses to the German People, and indeed in Fichte's other writings; but that, as I should like to repeat once more, is not the main question. The main thing is that we should feel the German spirit which pervades his productions, and the renewal of the German spirit in its relations with the world at large, the revival which breathes forth from the Addresses to the German People. The main thing is that we should feel this as the spirit which is now alive amongst us and which we can perceive only in this one instance of Fichte, who has thus taken his place in German evolution—at first, indeed, in a style which attracted widespread notice. Power and energy combined with profound introspection—such were the qualities with which this soul strove to take his place in world evolution. Accordingly, at the period when the end of his life was approaching, in the autumn of 1813, Fichte again found an opportunity of repeating in the most intimate form before his Berlin audiences his whole Theory of Knowledge, after remoulding and recasting it, as a result of further meditations, till it embodied his deepest thoughts. In these Addresses, once more penetrating the souls of his hearers in the way described earlier, he considered again the impossibility for man to go behind the veil of his existence unless he be willing to embrace this existence in the spirit, beyond all sensuous reality. But to those men who believe themselves able to apprehend the truth of existence through the sense-world and the results of sense-experience alone, to these people Fichte proclaimed in these lectures, which are among his last:
We must become aware, says Fichte, of a special sense, a new sense within one's self, if we mean to experience that existence in the spirit which alone makes all other existence intelligible. “I am, and I am with all my aims only in a supersensuous world.” These words are Fichte's own, and they run like a leitmotiv through all Fichte's utterances throughout his life, which he again confirmed in another way in that autumn of 1813. And what was it that he spoke of then? Of the necessity for men to become conscious that with the outlook on things and the world current in ordinary life and ordinary knowledge one could never get behind the reality of being. We must, he said, become aware that a supersensuous mind dwells in every one of us, and that man can merge his being in a world beyond the senses, and with this supersensuous mind can become, as a creative Ego, one with the stream of the creative pervading world-spirit. It is, he says, as though a seeing man comes to a world of the blind and tries to explain to the inhabitants colour and form, and the blind people deny that these exist. Even so the materialist denies, because he does not possess the requisite sense, like the man who knows: “I am, and I am with all my aims and deeds in the supersensuous world.”3 And with such emphasis did Fichte then impress upon his hearers this existence in the supersensuous, this life in the spiritual, that he said: “Accordingly the new sense is the sense of the spirit; the sense for which only spirit and nothing else whatever has being, and for which also that other, the every-day existence assumes the form of spirit and is transformed into it, for which therefore being as such has actually disappeared.” It is a glorious fact that in German spiritual development there should have been someone to bear witness in this way to the life of the spirit, in the presence of those who were eager to hear what the German nation, on its highest level, and speaking from the depth of its being, has to utter. For that is what this German nation communicated through Fichte, and it is true of Fichte more than of any other man, that he represented the German soul speaking, at the level it had then reached, to the German nation itself. Whether we consider this Fichte externally, or whether we look with the inner eye into his soul, always he appears to us as the most direct expression of German nationality itself, not that which is present only at a particular time within the German people, but what is ever present, what is ever there in our midst, if we only know how to perceive it. Through his personality Fichte presents himself to us in such a way that we desire to have his image as if plastically before our souls; and with the mind's eye clearly to see him and hear him as he creates that atmosphere which rises as he speaks between his soul and that of his hearers, so that we seek to draw quite close to him. The result is that we can feel his presence, as I would put it, like that of a legendary hero, a hero of the spirit, who with the eyes of the spirit can always be seen as a leader of his people, if this people only know itself aright! His own people can visualize him, by bringing his image plastically before their souls as one of their chief spiritual heroes. And to-day, in this age of deeds, in this age when the German people is wrestling as never before for its very existence, we shall do well to evoke with the vision of the spirit the image of this man, who was able to depict German nature and character from the loftiest point of view, but also in the most vigorous individual style, so that of him more than of any other we may believe that, if we understand him rightly, we still have him actually among us. For everything in him is cast so wholly in one mould, he comes forward so directly towards us that as we look at him, he seems to stand before us in his fashion as he lived; whether each single feature stands out from his complete being, or whether we let ourselves be influenced by the most intimate aspects of his soul, in either case he stands before us as a whole. We cannot comprehend him else, for otherwise we comprehend him only blunderingly and superficially. Yes, we can catch a glimpse of him at his work of kindling among his compatriots the souls of men to surrender themselves, creative in the stream of creation, to the vital forces of the world; ascending, in company with those others, to spiritual experience and entering as a living influence into the process of development of his people. We need but to open the eyes of the spirit. It is only thus plastically that he can be understood; but if we open the eyes of the spirit to his greatness as a national figure, then we shall find him standing in our midst. He endeavoured, as we have seen, to produce effects different from those of other teachers by using language as a medium of doing rather than saying when he came before his audience; in such a way that it was indifferent to him what he said, because he aimed solely at kindling the hearer's soul to deeds of his own, because something had to take place in the souls of his hearers to make them undergo a change between entering and leaving the hall. All this has the quite unusual result that we find his living image, that of a man of the people moulding his fellows, present to our minds; and that we seem to hear him transforming into the words which are themselves deeds those thoughts overheard, as it were, in the solitary meditations and dialogues with the world-spirit, whereby he prepared himself for every single lecture; so that when he had finished speaking, he dismissed his audience as changed people. They had become other beings, not through his strength but through the awakening and kindling of their own. If we understand him rightly in such a way, then we may believe that we hear him clairaudiently as he strives to reach with the sharp edge of his words the spirit which he has already apprehended in the soul, seeking ever—as was said of him—to send out into the world, through his cultivation of the soul, not merely good but great men. If we indeed form within us a living image of what he was, we cannot fail to hear his words, those words which seemed to be but using this Fichte to communicate a message from the heart of the world, kindling as it came fire and warmth and light. Fortitude vibrated in his words, and moral energy emanated from them. In others too fortitude was kindled by his words as they poured through the ears into the souls and hearts of those who heard him, and from these utterances streamed out into the world a flow of moral energy, when Fichte's followers, with their souls thus aflame with the fire of his eloquence, went out into the world, as we so often learn from contemporaries, as the most capable men of their time. By opening the ears of the spirit we can hear Fichte, if we understand him at all, directly as if he were a living presence speaking out of the heart of his people. And whoever has any ear for such national greatness will hear it still in our midst. It is rare indeed to find ourselves confronted with any spirit in whom we can trace all that he is into every single act of his life. That sense of duty, of the moral order the world, which he embodied at the climax of his philosophical development, can it not already be noted in the seven-year-old boy who threw the Gehörnte Siegfried into the water, because he had conceived a passion for it which he felt to be in contradiction to his duties? The brooding man preparing by meditation for his lectures, with his spirit intent on the mysteries of the world, can he not be found already in embryo in the boy who stood for hours on the moor with his eyes fixed in one direction, lost in the mysteries of nature till the shepherd passed and led him home? That intense fire which inspired Fichte in his teacher's chair at Jena and later when, as he said, he was speaking to the representatives of his whole nation in the Addresses to the German People—can we not feel it already in the incident when he so impressed Baron von Miltitz by his reproduction of the country clergyman's sermon? And if we possess even a little spiritual divination, can we not feel this spirit very near to us in every single act, even in the slightest act of his life? Can we not feel how fortitude of soul, moral energy stream out from this spirit throughout the whole subsequent German development? Can we not feel the lasting vitality, even if we can no longer agree with the ideas in detail, in the Addresses to the German People? Although the work was twice confiscated by the censorship in 1824, it could not be killed; it is alive more than ever to-day, and is destined to live on in men's souls. How clearly we can see him, this Fichte, standing in our midst! How clearly we can hear him, if we understand him rightly! If we use our spiritual sense we can feel how he thrilled the hearts of his followers, and beyond that of the whole German people in all its subsequent evolution; and we can feel that what he created, the stream of spiritual energy which he contributed to the ever-moving current of his nation's development, must remain something imperishable! We cannot help ourselves, if we understand him aright, we must feel this spirit of Fichte to be
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56. Outset and End of the Earth
09 Apr 1908, Berlin Rudolf Steiner |
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From the physical body and the etheric body the astral body is lifted out which he has in common only with the animals, and the ego that the human being, as a crown of the creation on earth, does not have in common with any other realm of nature. |
From such thoughts, the answer must be taken if anybody wants to accuse a spiritual researcher of speculative fiction who says that the human being did not exist materially at first, also not as an etheric body, but his astral body and ego existed first. In the beginning of our earth existence, the astral body and the ego existed. Yes, there was even, as we see soon, the human being as a spiritual being on the earth, before animals, before plants, before minerals existed. |
Then human beings existed who had an ego, an astral body, and an etheric body. At last, the physical body originated, as the ice from the water, the water from the water vapour forms, as the densest part of the human being. |
56. Outset and End of the Earth
09 Apr 1908, Berlin Rudolf Steiner |
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The human being is distinguished from the other beings on earth because he does not arrange his life only according to vague, instinctive impulses, but to clear ideas and thoughts to get strength, power and certainty for his work if he is able to look not only at the present, but to determine his future out of ideas or ideals independently. The human being attains that only if he is able to survey life in its entirety. We learn from the past; we work for the future best of all if we anticipate in our ideas and ideals what we want to do in the future. It could seem now that the today's topic Outset and End of the Earth extends too far to the past and to the future, as if we wanted to deal with ideas that hover high over our everyday existence. However, the philosopher Johann Gottlieb Fichte already said a right word against those people who turn against ideas and ideals out of their ostensible life praxis because they think that the practitioners of life have no use for ideals and ideas. Speaking about the great ideals and about the determination of the human being to his Jena students, he coined the nice words against those people: we, as idealists, know as well as the practitioners, maybe better, that the ideals are not directly applicable in the real life. However, if they want to state that life—if it should be practical—must not be arranged according to ideas and ideals, they show only that one does not count on them in the further evolution. Hence, a benevolent god may give them rain and sunshine at the right time, the necessary food and, as far as I am concerned, clever thoughts, too. If we look back at the becoming of our earth, then the present human being thinks of the miraculous, immense achievements of the scientific thinking at first, of course. As well as already at other opportunities I want to emphasise also here that it can never be the task of spiritual science—if it understands itself correctly—to argue anything against the justified findings and results of the modern natural sciences. Therefore, allow me to say first something, before we tackle this enclosing issue from the spiritual-scientific point of view, also here again as with other considerations. What has the modern science to say about our today's issue? I want to answer to the question only briefly and sketchily.—The natural sciences reveal the earthly past with great, enclosing astuteness. They conclude from that what the earth is now, from that what we have as remains of extinct worlds and beings how it has looked once on our earth maybe millions of years ago, and which beings walked on it. You know, history, the historical documents lead us only a short time back in the evolution, some millennia only. Then it becomes dark, so to speak, if one wants to count only on the historical documents. A second time leads us back to that what could not be committed to the written documents, also not to other documents, what our ancestors gave their dead to their graves as burial objects of their culture that they manufactured and that stayed behind as remains. Then, however, the natural sciences go back even further. They show which beings lived successively on our earth based on the skeletons and other remains of primeval plants and animals that are included in the layers of our earth. One can easily realise that that what lies in the upper layers of our earth has found its grave at last, that that what lies in the deeper layers which were covered by later ones must contain the documentary remains of older, former times. Admittedly, it is not so easy to do research scientifically in this way. Geology has some difficulties. For that, what has been stacked within the earth surface has not so remained, as it has been stacked originally. Overburdens, faults, any possible mixture of the whole have taken place, so that sometimes that what lay originally at the bottom have come with the faults at the top. A great astuteness is necessary to get an idea of the earthly evolution from that what the layers of our earth enclose. We do not want to go more into details than the spiritual researcher can justify in this respect; we also do not want to explain in detail what we would have to say from the spiritual-scientific point of view. There is still something to be corrected. However, we do not want to get ourselves into it. On the contrary, we prefer to accept thankfully as a great achievement for humanity what the industrious natural sciences have observed and the scientific astuteness has performed in this field. We would like to think ourselves back to a former state of the earth with the physical research where our earth looked very different for the most part from today, where the simplest living beings must have lived no remains of which were preserved. We pursue the development of our earth of the layers and remains that lie at the bottom and at the top. We find there simple animals, which are subordinate to the vertebrates, to those which have a skeleton. We go on and see how the various animal classes and plant classes develop gradually, as well as they seem to appear on the changing earth gradually. We go back with the naturalist to the time when in our earth evolution fish appear. Many of them have quite different forms than the today's ones. If we go back further, we come to a strange developmental phase of our earth when those monstrous, miraculous animals that belong partly to the amphibians and reptiles inhabited it. These animals were gigantic, whose eyes were maybe as big as a child head, they were provided with huge teeth, animals that one calls ichthyosaurs and plesiosaurs etc. and whose remains are excavated in the most different regions of the earth from the Cretaceous layer, the Jurassic layer. There we come to the time when more perfect plants have originated, in a relatively young time, although it comprises millennia. We arrive at that time when in scientific view the human being appeared, when he appears for the first time on our earth, so to speak, according to the documents that the concerning layers contain, after the higher mammals, related to him, had preceded him. Briefly, we use that picture again which we already used recently when I talked about sun, moon, and earth, and imagine anyone could observe the evolution from a seat in space for millions of years. He would see the surface of the earth forming, the distribution of water and earth, conditions of cold and heat changing, the various classes and forms of plants and animals appearing, and the physical picture would be the same for such a hypothetical observer as natural sciences describe it. But again I emphasise that one cannot go on from spiritual science farther than, so to speak, up to the point where the natural sciences themselves will be obliged to correct the things in the future. Where does a conflict exist between the natural sciences and spiritual science now? One says repeatedly from the natural sciences, spiritual science does not stand on scientific ground. Can one stand more on scientific ground than to admit that everything that the natural sciences knows and can recognise also finds recognition with us? However, there are people who say, they firmly stand on the ground of the scientific facts. They demand from the spiritual scientist that he should know nothing else than what they themselves know. They do not demand only that one concedes to them what they themselves say, but they also demand that one subjects to the dogma that one cannot say more than they say. These people do not notice at all that such inner intolerance was never there in the entire human development, also not in the times when the outer intolerance went far. Indeed, as we said already last time considering the sun, moon and stars: the outer sensuous picture gives no cause for quarrel between spiritual science and the natural sciences.—However, does result from this outer sensuous sight that behind the sensuous, behind the physical no extrasensory, supraphysical forces are effective? We could bring in the Plateau experiment already last time where one shows how a world system originates in microcosm in a liquid from an oil drop by rotation with a crank. However, the good man did completely forget that he himself turned the crank! He did not consider at all that this is quite impossible without the thoughts of that who turns the crank. What one sees with the physical eyes is the outer expression, the outer process of that which happens internal-spiritually and what the human being can never get to know looking at the world only with his eyes and their ancillary tools, only with the outer physical tools. However, if we want to look back, to the physical beginning of the world and do not look at the physical only, then we have to imagine the true nature of the human being first. Someone who looks from the spiritual-scientific viewpoint at this true nature of the human being to whom the human being disintegrates, as I have often stressed, in a number of members. Above all the spiritual science shows us that the true reason of those varying states, which the human being experiences every day within 24 hours between wakening and sleeping, that a part of the human members separates from the other part in sleep. We see every night when the human being falls asleep sinking down in dreamless sleep, in an uncertain darkness what surged up and down as most manifold pictures and impressions in the soul during the day. We see everything sinking down that lives in the human being as instincts, desires, and passions, as joy, sorrow and pain. For somebody who stands on the ground of spiritual science, of course, also for everybody with common sense it would be a big folly if one wanted to assert that with falling asleep the bearer of joy and sorrow, of desires and passions would disappear and would rise again in the morning. Spiritual science shows that—when the human being lies in the dreamless sleep in his bed—only the physical body lies there connected with the etheric body. He has the physical body in common with the lifeless beings around him and the etheric body in common with the plants. Two other members are lifted out from the human being in the dreamless sleep. Joy and sorrow, desires and passions, all sensations surging up and down, all that is quiet at night. The astral body is their bearer, and this is lifted out in the dreamless sleep from the physical and etheric bodies that stay behind in the bed. The astral body and the ego are lifted out. By which does the existence of the astral body differ at night from its existence during the day? We can understand this remembering that the astral body has its reality outdoors in another world that is round it. I have explained that in other series of these talks. What does it depend on that one perceives anything? There can be countless worlds round you, the world of the tones, the world of the light, the world of the smells, the world of the tastes etc., if you had no senses for them, these worlds would not be there for you. It is the most illogical what one can do—however, the majority of the present human beings does it—to assert that a world which one does not perceive is not there. Spiritual science shows that the human astral body is lifted out at night in the dreamless sleep from the physical and etheric bodies and lives in another world; not in a transcendent, somewhere concealed world, but in a world that penetrates us, as light and air penetrate the space. For the spiritual-scientific observation that world differs from the physical-sensuous one only by the fact that it requires other organs with which one can perceive it. This astral body is in a spiritual world that is in our environment as the air is round us. Who still has no idea of the fact that air is round him, says, it is nothing round him. Someone says this who has no idea of the fact that he lives perpetually in spirit, and means that there is no spirit in our surroundings, that no spiritual facts, no spiritual beings are there. The astral body, the bearer of desire and pain, is in this spiritual world at night. It does not perceive it because it does not yet have organs in the present evolution, no cognitive ability for this world in which it is. It could appear like a hypothesis if one says that there is an astral body and the human being is in the dreamless sleep in a spiritual world except his physical and etheric bodies. But apart from the fact that somebody whose spiritual eyes are opened by initiation knows the astral body separated from the physical body by own observation and own experience, one can show, so to speak, experimentally that such an astral body exists, even if not with usual instruments. For the only instrument, which makes clear the secrets of the higher, supersensible world to the human being, which really leads him in the spiritual world, is the human being himself. This instrument, the human being, is capable of an infinite perfection, an infinitely subtle development, and just the initiation perfects the human being. It delivers to that who wants to apply it to himself, so to speak, the experimental evidence of an astral body that can become independent of the physical body. Let us recall some of the viewpoints that we have discussed in the talk on the initiation. We have said there that the human being can do certain exercises of meditation, of contemplation according to particular methodical instructions by which he makes his worlds of thought, feeling and will-impulses stronger and stronger than feelings and will-impulses can be strengthened by any outer sensory observation. There are just such instructions as we have heard in the talk on initiation by which the human being can gain more than he gains by the mere outer observation of the reality. Something particular appears in a human soul which applies the instructions to itself. It appears that really the astral body receives spiritual eyes and ears by the subtle inner work of the human being. We can show that meditation of thoughts, feelings, and will-impulses make the feelings and the will-impulses more powerful. We can show how they work on this astral body: the astral body shows after some time, if the human being has patience and perseverance, that it has acquired the spiritual eyes and ears returning in the early morning in the physical and etheric bodies and it can experience now what one calls enlightenment. The human being is able to work on his astral body—working here in the awake consciousness by meditation of certain feelings and will-impulses according to certain methodical regulations—in such a way that it is able to react on us. Thereby one shows the reality of the astral body. We work on it and it works on us. It shows its existence by the fact of the initiation. Just as the astral body is separated from the physical body at night, the bearer of the ego, of the human self-consciousness is also separated from him. This also disappears at the present developmental state of the human being still in an uncertain darkness. With the sleeping human being, we have the physical body in the bed that he has in common with all minerals, as well as the etheric body that he has in common with all plants. From the physical body and the etheric body the astral body is lifted out which he has in common only with the animals, and the ego that the human being, as a crown of the creation on earth, does not have in common with any other realm of nature. In the present developmental stage where no higher senses, no “spirit eyes” and no “spirit ears”, to speak with Goethe, are developed the impressions of the day disappear falling asleep, and other do not appear in the world for which he has no senses. Hence, darkness, lightlessness, and muteness surround him at night. In the morning while waking, the human being dives in the physical and etheric bodies. These are equipped with the physical eyes and ears. The spiritual human being dives in the physical-sensuous human being, uses the instruments for the physical-sensuous world, and has this world around himself. One should understand what Fichte said: one shall not believe that the eye sees, but that the human being sees by the eye; one shall not believe that the ear hears, but the human being hears by the ear. The same applies to the sense of smell and the sense of taste. They are tools for the inner human being. Spiritual science recognises and must recognise this spiritual, inner human as the original, the first of the human being. The physical and the etheric bodies do not exist as the first, but the astral body and the ego existed before them. Indeed, some people who are influenced deeper suggestively by the very effective present ideas sticking to the material will argue: do you imagine in your fantastic spiritual science that this spiritual, this bearer of joy and sorrow, of desires, passions, and self-consciousness hovered once freely somewhere without being tied to a physical body?—Spiritual science answers: certainly, this is the case! Before anything physical, even before anything etheric existed, this astral body existed. The inner life was before the appearance. With it, we are placed immediately at the earth's beginning.—Can you imagine that anybody can deny completely, even under the strong materialistic suggestions that something underlies like a spiritual state that condenses only afterward and comes into being? I have often emphasised here that spiritual science regards the matter as compressed spirit. We use a comparison that we have often applied to show how the spiritual researcher thinks about spirit and matter. Imagine once, somebody has transparent air before himself, and clouds form in this transparent air, as the effect of cooling. What was transparent before is clouded; what was vapour and was not visible once becomes water. Maybe it goes on: the water freezes to ice. The ice falls down in pieces. Let us assume that anybody comes and says, it is nonsense, stupidity that the water was distributed before in the air. I have seen nothing of it! The first I saw were the clouds. Then someone comes who can also not yet see the clouds, he sees something only if the water freezes if ice originates. If one says to him: what is there as ice today was there already sooner than water, then he answers: I have seen nothing, ice is there and nothing else. From such thoughts, the answer must be taken if anybody wants to accuse a spiritual researcher of speculative fiction who says that the human being did not exist materially at first, also not as an etheric body, but his astral body and ego existed first. In the beginning of our earth existence, the astral body and the ego existed. Yes, there was even, as we see soon, the human being as a spiritual being on the earth, before animals, before plants, before minerals existed. At first, the earth existed as an agglomeration of nothing but such spiritual human beings who consisted of the ego and the astral body. This is the outset of the earth. The spiritual researcher goes on describing: as the water was distributed invisibly in the air, is condensed to clouds, the astral was condensed once to the etheric condition. Then human beings existed who had an ego, an astral body, and an etheric body. At last, the physical body originated, as the ice from the water, the water from the water vapour forms, as the densest part of the human being. Thus, we have the course of the earthly development: the human being is there as a spiritual being at first, then as an etheric being, and last the spiritual crystallises the human physical body. We capture the picture of the condensing water vapour on camera. Assume that you have a lump of water. You would treat this lump of water artificially so that a part freezes in the middle. Imagine, you have many such lumps with which a part freezes in the middle; there originate many ice granules. Something very peculiar happens now: from some of these lumps of water the ice lumps fall out and remain only with little water coated for themselves, while the mother substance, the water withdraws, from which the ice has formed. With the other lumps of water, the ice granules remain in the water lumps and keep on freezing. More water changes into ice, bigger ice cores originate there. With a number of the resulting formations such bigger ice cores precipitate and keep some water, while the mother substance withdraws. This goes on that way. Such ice lumps rise to a higher stage, they develop more ice from the water. Always ice stages form back on earth, while other lumps transform more and more of the water into ice, until they have such ice lumps at last which have transformed all water into ice and whose mother substance is included, so to speak, only between the pores of the ice. Let this picture of the earth's evolution arise in you from the outset until our time. Imagine the human being as a spiritual being at the beginning of our earth's existence and only existing as a spiritual being. He begins first to densify a small, unimportant part, which becomes denser. There are certain beings that stop like the ice granules on an early stage, while they separate from their spiritual mother substance. These are the most imperfect animals that originated once from the human mother substance; from the astral human being only a part became material and densified. These are the lowest animals. The other human beings developed to higher stages. Higher animals precipitated again from the spiritual mother substance. Thus, in the course of the earth development more and more differentiated and perfect creatures developed, up to the today's human being who is in his external physical expression an image of the spiritual arrangements and possibilities that were included originally at the earth's beginning in spirit, in the astral body of the human being. As the ice lumps, which precipitated, represent the stages of the becoming of the big ice lump, all beings that are more imperfect than the human being is constitute the entire animal realm and plant realm, the backward stages of the human evolution on earth. The human being is the first-born of the earth as a spiritual being, and he has densified as a spiritual being if I may use the expression the material gradually from himself. On every stage subordinated beings stopped, so that we have to see in the whole range of the more imperfect earthly beings not ancestors of the human being, but on the contrary descendants of the spiritual human being who did not come along. These are the backward brothers, backward beings on the preliminary stages, which continued their life until our time and that is why they became decadent. Thus, considering the evolution we see members falling out. If anybody could put a chair in the space and watch the Hyperborean human being, he would see if the premises of spiritual science were right the external-physical picture that the spiritual researcher shows: how the human being first left behind the imperfect animals and then the more and more perfect ones. Really the human being originated externally latest in his today's figure, as the latest one of the creatures; spiritually he is the first-born; spiritually he leads the way of all beings. From the human being all the other beings have developed who fall out on an imperfect stage of the human being as it were, which represent the repelled ones of the human evolution. Thus, in the earth's evolution everything imperfect goes back to the higher. The higher, the original is not in our physical figure, but in the spirit. The modern natural sciences suffer almost from the question, which they put repeatedly and which is so intimately connected with our topic of the outset of our earth: how can anything living develop from the lifeless? If on our earth only lifeless material is, how could life develop from it? The only answer is that one puts the question wrongly. Life has never developed from the lifeless; however, everything lifeless has originated from life. You can easily realise how the lifeless arises from the living if you look at the hard coal, which is dug out like a rock even today. Once the coal was plants, ferns and horsetails which have stood on certain regions of the earth, and sank in the ground and which you can dig out now after millions of years, after they have become stone. For the spiritual researcher not only the coal originated from plants, but everything mineral leads back to an original plant, even if the materialistic researcher cannot imagine a plant realm without mineral basis. Such a researcher cannot imagine that the denser, coarser processes arise from the subtler processes. There is an example how such a materialistic view strikes in the face of any common sense how materialism haunts in some European scholars. There is, for example, the materialistic theory of soul phenomena by William James (1842–1910, American philosopher and psychologist) which even wants to be idealistic with which the materialistic ideas mingle in the entire thinking. I have already quoted the symptom that is contained in the sentence: “The human being does not cry because he is sad, but he is sad because he cries.” There the person concerned supposes that the existence works materially on the human being: it works on the lachrymal glands, and then the human being feels the process and becomes sad. This is in our present this way: the inventor of this theory is consequent in his materialism, also if it strikes in the face of common sense. In truth, the processes are in the mental-spiritual world, and the material processes are the results of them. The mental-spiritual processes are the original ones. Everything solid, everything material-mineral around us has originated from the spiritual. The question is not how life has originated from lifeless but how the lifeless has originated from the living. However, as something lifeless originates from the living the living was there before the lifeless, the spiritual was there before the living. Thus, we come back to the outset of our earth and see that our earth was a spiritual being even at its starting point. It was a spiritual being, the material developed successively from itself that from the spiritual the living, and from the living the dead has originated. The dead is the latest product. Thus, we look back to the outset of our earth and feel as human beings as the first-born of the earth, spiritual at the starting point of the earth evolution. Now we let the spirit look from here at the future. We can understand the easiest how the spiritual researcher achieves a picture of the future perspective if we realise what has also already arisen briefly from other indications in this series of talks that in the today's human being the single organs are of quite different value. It is not in such a way as it appears to the materialistic anatomy with the investigation of the human being. For the materialistic anatomist everything is there only in such a way as it presents itself after its physical peculiarity. However, for that who pursues the human organs with spiritual sight there are those which are in decadence, in withering, as the tree forms the bark, as well as others, which are at the beginning of their development as they look today. Certain lower organs that today serve the reproduction of humanity are dying away. However, we have an organ which is in the beginning of its development, and which attains a much higher stage in the future. This organ is the human heart. Not only the spiritual part, but also the physical organ, the heart, is a wonderful perspective for our future. The heart is a crux for the anatomist because, otherwise, every voluntary organ has fasciated muscles. The heart is an organ, which is a voluntary muscle according to its structure, although it is used as an involuntary organ. Where from does this come? No physical anatomy can explain this! The reason is that the heart is intended to be a much higher organ in the future. It is fasciated because it is a voluntary muscle in the future. We correspond voluntarily with a movement of the heart in the future to that what the soul feels as an impulse. The human being will perform his work not only by the tools of the hand, but the heart will be the tool of the soul in a way, as the human being does not at all anticipate it even today. Take another organ, the human vocal organ. What is it capable of today? If I speak to you what happens there? My words that I speak to you live in my soul at first. If I did not pronounce them, they would not penetrate into your soul. I pronounce them, set the tools of my larynx in motion. The air here in this room is set in vibration, and there are the oscillations of each of my words in this hall that penetrate you. What is language? It is an aerial embodiment of the thoughts. If I have pronounced anything, the thought sounds there, it is embodied in the air, and someone who could see the aerial waves in this room would see the physical creation of my thoughts bustling about in the room. Spiritual science shows that the future human being gets around to producing not only aerial-shaped figures by his words, but also denser matter as image of that what lives in his soul. He will learn to shape denser and denser this way, and he will produce his equals by his transformed vocal organ, by his word. If the human being keeps on developing, important changes of his corporeality take place. Certain organs decline, other organs keep on developing. The heart becomes an important tool of the soul. The vocal organ becomes the reproductive organ of the future human being who will produce his equals from his thoughts. As he embodies his thoughts in the air today, he will embody himself by the organ that is becoming the future reproductive organ. Like a shade of that what our head will be is that what he is today. The coherence between the human vocal organ and the reproductive organ is indicated by the fact that with the male individual the voice changes with the sexual maturity. May the human beings better consider such changes which spiritual science imparts! What the spiritual research says points to that what humanity will have later to the creation of its equals: it is the word. A human being speaks the word, and the word will be a human being. This happens when the human being has spiritualised himself more and more. For he spiritualises himself and returns to the spirit at the end of the earth because he puts his physical tools at the disposal of the spirit, as we have seen it with the heart and with the larynx. With the predecessors of the human being, the creators who started their earth's existence at that time who stood at the earth's beginning where the human being will stand at the earth's end one recognises that it was with them the same way. The human being will originate by the word at the end, he will speak the word at the primeval end, and the word will be a human being. Of those beings, the divine-spiritual beings which already stood at the earth's beginning at the height to which the human beings will develop once it is said to us in one of the deepest religious documents, in the John's Gospel, properly and appropriately: in the primeval beginning the word was, and the word was a God.—As the word was in the primeval beginning, and the word was a God, the word will be a human being at the primeval end, and the human being will be the word. If we look at the beginning that way and see how the human being has originated from the spirit and has become the today's human being in the sense of the earth's evolution, and look at the changes of our earthly human being, the perspective of the spiritualisation of the earth presents itself to us. There we have spirit at the beginning and spirit at the end. Spirit was the origin and spirit is the goal. This is the secret of the earth's evolution. If we see the more and more condensing matter in the middle, we know that this matter is a converted and transformed spirit if we regard it not as an outer vision, but go into its being. It is nothing else than that what has developed from the spirit and what becomes spirit again. If we look forward, everywhere we look at spirit. According to Jacob Boehme, we originate in the spirit, and we strive for the spirit. The activity of the spirit is that knowledge of the spirit that raises the human being really which makes him a useful being because he will be a hopeful, spiritually and physically healthy being. It is the knowledge that everything is rooted in spirit and that that what we perceive and see in the world evolution is the actions of the divine spirit. |
94. The Gospel of St. John: Lecture III
05 Mar 1906, Munich Translator Unknown Rudolf Steiner |
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One said they were members of a soul-family tracing right back to a common ancestral pair—members of a hidden ego. An initiate of the second grade, an “Occult One”, had so ennobled his ego that it became the ego of his community; he made their interests his own. The occult entity of a human community was able to live in him. When the ego of such a human community became the ego of an individual initiate then this community became his dwelling place. |
In ancient Palestine one designated as a “Lion”, he who had raised himself up to encompass the consciousness, the ego, of a whole tribe. The “lion” of the tribe of Judah is the term applied to someone who had reached such a stage of initiation that he bore within himself the ego of the whole tribe. |
94. The Gospel of St. John: Lecture III
05 Mar 1906, Munich Translator Unknown Rudolf Steiner |
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What we have said so far about the Gospel of St. John has taken us deeply into the essence of Christianity, and has shown us what profound mystical power lies hidden within this Christian document. We have seen that it should not be read like a report of outer events, or an historical account, but a script engraved by life, so that every sentence re-lived, transforms something in us. We have followed the seven stages of spiritual ascent in the life of St. John. Today we will add something which goes even deeper. A few examples will show that I have not forced an arbitrary meaning on the gospel, but that by means of occult teaching we are able to understand many things that otherwise would remain dark and unintelligible. First I will remind you of the seven stages of initiation which existed at the time of the birth of Christianity. In the last lecture we came to know the Christian initiation, but it was not Christianity that first made initiation possible. At all times, ever since there were men as we know them on earth, it was possible to become an initiate—to ascend to higher stages of human existence. Through Christianity all these things became more inward. Since Christianity has provided us with such documents as the John Gospel—which only needs to be allowed to work and live in us—one can achieve much, and rise to spiritual heights. There were no such documents in pre-Christian times available. One had to be introduced into hidden mystery temples, or centres, and according to the various peoples, the lower stages of initiation differed. In the higher stages national peculiarities were of no account, and they were the same for all peoples even in much older times. I would like to describe the seven stages of initiation as they were practised in the Persian Mithras cult. It was a form of initiation that was cultivated in the whole of Asia Minor, in Greece and Rome, and even as far as the Danube basin it was practised far into the Christian era. For a long time it was possible to go through these stages even in the hidden cultic centres and temples in Egypt which were often built into the solid rock. They were only accessible to those who came to know them as morally advanced pupils and initiates after strict tests. The first grade was the “Raven”. As a raven the neophyte carried the knowledge acquired in the outer sense world into spiritual life. The idea of the raven has lingered in myths and sagas. There are the Ravens of Wotan, the ravens of Elijah, and in the German Barbarossa saga ravens are the intermediaries between the emperor under a spell in the mountain and the outer world. In the Mithraic mysteries “Raven” signified a grade of initiation. The second grade was that of the “Occult One”. This was the name for someone who had already received some important occult secrets. The third grade was that of the “Fighter”. These were initiates who felt their higher self to the extent that they understood sayings such as one finds in the second part of “Light on the Path”.1 Only an initiate of the third grade can understand such sayings. This does not mean that the ordinary person cannot reach a certain comprehension. Everyone has a higher self, and if one is able to abnegate one's lower self and make it a servant of the higher self then one can say in a certain sense: “Though thou fightest thou art not the fighter”. But it is not until one has reached a particular stage of initiation that one really knows what this sentence signifies. What one formerly considered as higher interests become mere subsidiary interests, mere servants of the fighter. The fourth grade was achieved when complete inner harmony and calm, equilibrium and strength are gained. This grade was called that of the “Lion”. Such an initiate had so developed the occult life in himself that he could represent the occult not only with words but with deeds. Meanwhile the consciousness of a person who has passed through these four stages of initiation extended further and further. He identified himself with ever larger groupings of people. All these names have a hidden meaning. For instance, the expression, “The Occult One”. What is a human being as we see him in front of us? He is what is in him. As a Raven an initiate of the first grade—he tries to overcome what is only in him. Then his interests become wider. What people around him are, what they feel and what they will, becomes his own feeling and his own will. The terms were coined in times when there were still communities which were kindred enlarged families. How did one regard such a family? One said they were members of a soul-family tracing right back to a common ancestral pair—members of a hidden ego. An initiate of the second grade, an “Occult One”, had so ennobled his ego that it became the ego of his community; he made their interests his own. The occult entity of a human community was able to live in him. When the ego of such a human community became the ego of an individual initiate then this community became his dwelling place. The “Fighter” fought for the larger community. In ancient Palestine one designated as a “Lion”, he who had raised himself up to encompass the consciousness, the ego, of a whole tribe. The “lion” of the tribe of Judah is the term applied to someone who had reached such a stage of initiation that he bore within himself the ego of the whole tribe. The initiate of the fifth grade had so overcome his personality that he could take up the folk-soul. The folk-spirit lived in him. In Persia such an initiate was called a “Persian”. In Greece one would have called him a “Grecian”, if it had been the custom. What does this grade signify? For him everything individual has vanished and his consciousness has become one with the whole. This constitutes a higher state of consciousness. Today it is different. Because of the splitting up of all communal groups we meet with quite different stages of initiation. But at the time of the birth of Christianity it still had a meaning when one spoke of souls initiated to the fifth grade. You can verify this in the John Gospel. Take the first chapter, verse 45: “Philip findeth Nathanael and saith unto him: We have found him of whom Moses in the law and the Prophets did write, Jesus of Nazareth the son of Joseph. And Nathanael said unto him: Can there any good thing come out of Nazareth? Philip saith unto him: Come and see. Jesus saw Nathanael coming to him and saith of him: Behold an Israelite indeed in whom is no guile!” Nathanael is here acknowledged as an initiate of the fifth grade. This means that he had learned to know what for us men is the essence of life, the Tree of Life. Earlier in life one tastes of the fruit of the Tree of Knowledge. One partakes of the fruit of the Tree of Knowledge the moment one is able to say “I” to oneself. When the higher, the spiritual, in man awakens it can happen that God has to protect man. Jehovah was concerned lest man, after having eaten of the Tree of Knowledge, should also eat of the Tree of Life before he was ready for it. The initiate of the fifth grade learns what relieves this concern and what raises one beyond all death and all that is transitory. This is the spiritual element. How can the spiritual element become established in man? For someone who has penetrated more deeply into Theosophy it is something which flows through the whole world. For him whose vision is able to penetrate into higher worlds, all that is, to begin with, a stage of inner development even on higher planes, is expressed at first on the astral plane as a picture. When a person has reached the fifth grade of initiation he always sees a picture on the astral plane, which formerly he had not seen—the picture of a tree, a finely branched, white tree. This picture on the astral plane, which is to be taken as a symbol of the fifth grade of initiation, is called the Tree of Life. He who had reached this point is said to have sat under the Tree of Life. Thus Buddha sat under the Bodhi Tree and Nathanael under the Fig Tree. These are terms for the picture on the astral plane. What is seen are reflections of inner—even bodily inner things. The Bodhi Tree is but the astral mirror image of the human nervous system. He who through initiation is able to direct his gaze inward, sees his inner life, even his bodily inner life, projected, reflected into the outer astral world. So you see what is intended in this chapter of the John Gospel. Nathanael is addressed as one who knows. It is implied: We understand each other. “Jesus said unto him, ‘Before that, Philip called thee, when thou wast under the fig tree, I saw thee.’” This means, we are brothers of the fifth grade of initiation. It is a recognition between initiates. “Nathanael answered and saith unto him, ‘Rabbi, thou art the Son of God, thou art the King of Israel.’” You see the recognition is complete. Jesus answered him, and said that it will become apparent that he is more than an initiate of the fifth grade. He said, “Because I said unto thee I saw thee under the fig tree, thou believest; thou shalt see greater things than these.” I would also like to draw your attention to the conversation with Nicodemus, which you will find in the third chapter. There we have the significant words, “Verily, verily I say unto thee, except a man be born of water and of the spirit, he cannot enter into the Kingdom of God.” What does it mean to be born anew and to see the Kingdom of God? It means to have awakened the higher self, to be born so that the eternal core of one's being is awakened. What does it mean to enter the kingdom of heaven? It means to see not only the reflection of Devachan here on earth as we see it through our physical eyes, but to see this realm directly itself. He alone can do this who has not only been born for this physical world, but is born a second time. Take what I have used as a comparison, but one which is more than a comparison. Take it literally. To be born means to proceed from an embryo to a stage at which one perceives the outer world with the senses. If one does not pass through an embryonic stage one can never be ready to be born. Those who know this stage also know that ordinary life is an embryonic stage for the higher life. This leads us deep into the meaning of ordinary life. It could be quite easy for someone who directs his gaze towards the spiritual world to become convinced that there is such a world and that man is a citizen of it. He could then proceed to disregard the physical world and to believe that one cannot depart from it quickly enough, and that one should mortify the flesh, the sooner to reach the spiritual world. This shows ignorance. It is as senseless as if one would not allow the human embryo to mature but would bring it into the world at two months, and expect it to live there. Likewise for the higher world, one has to develop to become mature. Such is he who has developed his higher self. The physical world is the school. He who has developed his ego here is ready to enter the kingdom of heaven, which means to be born again. Man has to go through birth and death ever and again, until he has gained his full maturity in order to enter the spiritual world itself, so that he no longer needs physical organs. Thus we have to realise that everything we do by means of our eyes, ears and other senses is work done for the higher life. Certainly, we have, frequently said that man must develop higher senses, that he must develop the chakrams or holy wheels, which enable him to enter the spiritual world and see it. But how does he come to obtain these holy wheels? Through his work on the physical plane. Here is the place of preparation. Our work here prepares the organs for a higher world. As the human being is prepared in the mother's body, so in the body of the great world mother—where we are while leading our physical life—is prepared what is necessary to make it possible for us to see and act in higher worlds. One is perfectly justified to speak of a higher world and to value it higher than our lower world, but we should only use these terms in a technical sense. All worlds are, basically, equally valid expressions of the highest principle, in different forms. We should not despise any world. In this way we learn to relate ourselves rightly towards both the lower and the higher worlds. This is the requirement for entering into the third chapter of the John Gospel. It must be understood that Jesus speaks to Nicodemus of a genuine rebirth, and that, above all, he wishes to remind him that looked at in this way, the ordinary, everyday life must be reborn as a higher life and recognised as such. He who reads this chapter really carefully will see that this is what is meant. Many circles lay it against Theosophy that it teaches reincarnation—the gradual maturing of humanity through rebirth and repeated earth lives. It is said that Christianity knows nothing of this teaching of reincarnation. But actually in the John Gospel there is a clear indication that when he spoke intimately with his disciples, Jesus taught reincarnation. For instance, one can only make sense of the ninth chapter (the healing on the Sabbath of the man born blind) if one bases it on the idea of reincarnation. One must remember that he spoke in the language current at that time. In Greece it was then usual to speak of the power that permeates man's innermost being and leads it forward. For the Greeks and all other peoples of that time, the power that made man into man and caused him to develop was God. An outer God, a God in the next world, was unknown in those days. Therefore one called what lived in man, the God in man. Thus if one spoke of the God of Abraham, the God of Isaac and the God of Jacob, it was the higher self that was meant. One can only understand the Old Testament if one appreciates this conception of God. Jesus too speaks of the God living in man when talking intimately to his disciples: “His disciples asked him, saying, ‘Master, who did sin, this man or his parents, that he was born blind?’ Jesus answered, ‘Neither hath this man sinned nor his parents, but that the works of God should be made manifest in him.’” These three sentences speak clearly enough. Neither had he sinned in his physical body, nor had his parents; therefore the Jewish law that God will visit the sins of the fathers upon the children unto so and so many generations does not hold good. But the works of God in man shall be made manifest, i.e. the self in man that passes through all his incarnations. These words which Jesus spoke to his disciples could not be clearer. You know the orthodox explanation. Think, if someone meant what is supposed to be said here: The glory of God should be made manifest in a blind person. This presumes that it was arranged that someone should be blind so that Jesus could heal him and the glory of God be made manifest. Can this be reconciled with true Christianity? No. Christianity would be morally degraded. Interpreted theosophically, this image carries a truly beautiful and noble meaning. It was always so when Jesus spoke intimately with his disciples. That it was so, is especially revealed in the scene known as the transfiguration. It is, however, not in the John Gospel. We find it in the seventeenth chapter of St. Matthew and in the ninth chapter of St. Mark. In St. John it is not to be found. The only reference that could have any relation to it is the passage in the twelfth chapter, verse 28: “‘Father glorify thy name.’ Then came there a voice from heaven saying, ‘I have both glorified it and will glorify it again.’” And further in verse 31: “‘Now is the judgment of this world. Now shall the prince of this world be cast out. And I, if I be lifted up from the earth will draw all men unto me.’ Thus he said, signifying what death he should die. The people answered him, ‘We have heard out of the law that Christ abideth for ever, and how sayest thou: the Son of Man must be lifted up? Who is this Son of Man?’ Then Jesus said unto them, ‘Yet a little while is the light with you. Walk while ye have the light, lest darkness come upon you for he that walketh in darkness knoweth not whither he goeth. While ye have light, believe in the light, that ye may be the children of light.’” We find the transfiguration scene in all the evangelists except St. John. This is significant. Let us clarify the meaning of this scene. What takes place? Jesus goes with three disciples Peter, James and John—up a mountain: this means into the inner sanctuary where one is initiated into higher worlds and where one also speaks in occult language. Then it is said: the master took his disciples up into a mountain—it means that he went to that place where he expounded the parable to them. The disciples were carried up into a higher state of consciousness. They saw then that which is not transitory but eternal. Moses and Elias appear and Jesus himself with them. What does this mean? In occult science the word Elias means the same as El—the goal, the way. Moses is the spiritual scientific word for truth. By the fact that Elias, Moses and Jesus appear you have the fundamental Christian truth: I am the Way, the Truth and the Life. Jesus himself says—this is a fundamental Christian mystical truth—“I am the Way, the Truth and the Life.” (John, ch. 14, v. 6) The important thing is that here the eternal is shown as against the temporal, and the disciples see into a world which lies beyond this world. Afterwards they said to the master, “All this should only have come to pass once Elias has come again.” Thus they spoke to him as though reincarnation was taken as a matter of course, as also in many other passages in the gospels. John asked, “Art thou Elias come again?” Then answered the master, “Elias is indeed come again—John the Baptist is Elias. But the people did not recognise him. Say it unto no man until I come again.” Here we have the general, religious, profound truth of reincarnation uttered in the intimate conversation between the master and his disciples. At the same time it is set down as a testament: “Say it unto no man until I come again.” This coming again refers to a much later time, the time when all men will recognise Christ through their higher comprehension. When this comes about then will He reappear to them. Thus time is being prepared through the theosophical world conception. Christ will reappear in the world. The doctrine of reincarnation and karma as a generally accepted idea was to be laid aside until this time. At that time people should know nothing of reincarnation and karma, so that they were obliged to take the life between birth and death as something of particular value and importance. Humanity had to pass through all stages of life experience. Up to the time of Christ, reincarnation was generally accepted. Life between birth and death was only a passing episode. But then man had to learn to take life on earth as something important. An extreme form of this teaching was the dogma of eternal punishment and eternal reward. This is an extreme form. What mattered was that each human individuality, each “God-man”, should pass through one incarnation in which he knew nothing of reincarnation and karma and in which he appreciated the vital importance of life between birth and death. If you read theosophical books you will find that the time between the two incarnations is fifteen to eighteen hundred years. This is about the same length of time as between the birth of Christ, and the present day. Those living then, appear again today. Because of this they are able again to accept the new teaching. Therefore, the theosophical outlook was really prepared on Mount Tabor by Christ Jesus. If we look at world history in broad lines, we should not think that we are dealing either with truth or with error which we can censure. It is not a question of absolute truth or error, but of what is right for man at any given time. If I sat here with a group of boys no more than ten years old, and set about teaching them higher mathematics, I would be teaching them truth and yet it would be folly. I must give a person what he needs, at any given stage of his development. It is not right for us today to say in retrospect, that the Christian teaching contained errors. No. In order to master the physical plane, one had to take this one life seriously. Certainly, the priestly sages of Chaldea taught great spiritual truths. They brought down a vast knowledge of the spiritual world, but they used the most primitive tools, and did not know how to use the forces of nature in everyday life. The physical plane had first to be mastered. To do this, man's whole life of feeling must be directed towards it. Christianity had to prepare mankind to master the physical world. This was decreed, it is the testament from Mount Tabor. What lies behind this declaration is something wonderful. If one penetrates deeper, one will find more and more. If we want to understand religious documents which came down to us from times which had true knowledge of spiritual life and not a materialistic way of thinking, we must realise that the mode of thought was so different, that if one spoke of man, one spoke in a completely different way. Now I must tell you something which though easy to understand intellectually, is difficult for the man of today to grasp with his whole soul. The time when the gospels were written was the dawn of Christianity. One used names then in a way which I will now explain. One did not look to the outer physical man, but one saw something higher, the spiritual, shining through it. A name was not used as it is today, it had a significance. Suppose someone was called James (Jacobus). James really means water. Water is the spiritual scientific term for the soul element. If I call somebody James, I say that his soul shines through his body. With this, I signify that he belongs to the watery element. If I give the name James to an initiate, he is to me the symbol for water (Hebrew—Jam). James is nothing but the technical name for an initiate who especially governs the force of water in its occult sense. Thus were the three disciples who were taken up to Mount Tabor called by their initiate names: James means water, Peter stands for earth, or rock (Hebrew—Jabascha), John signifies air (Ruach). Thus, John means he who has attained the higher self. This leads us deep into the secret doctrines. Transport yourself back into the time when man only possessed the lower principles—the third Root Race, the Lemurian epoch. Mankind did not then breath air, he breathed through gills. Lungs and breathing through lungs developed later. This process coincided with the impregnation by the higher self. Air is, according to the hermetic principle, the lower which represents the higher—the higher self. If I call somebody John (Johannes), then he is one who has awakened his higher self, who governs the occult forces of air. Jesus is the one who governs the occult forces of fire (Nur). Thus you have in these four names, the representatives of earth, water, air and fire. They are the names of the four who ascended Mount Tabor.
Think of these four together on the Mount of Transfiguration. There you have at the same time, the initiates who govern the four elements: fire, water, air and earth. What happened? It was made manifest spiritually that through the appearance of Jesus, the whole power of the elements was renewed in such a way that the life pulsing through the elements passed through a new, important phase of its development. This is the transfiguration seen occultly. If somebody goes through the transfiguration in this manner, if he has within himself the stages of water, earth and air, and even rises to the forces of fire, then he is a reawakened one, someone who has gone through the crucifixion. Thus, in the case of the other evangelists, this scene is but a preparation for the deeper initiation scene of the crucifixion itself. In the John Gospel, everything is already prepared. The preparatory scene does not appear, only the death on the Mount of Golgotha. Jam, Nur, Ruach, Jabascha—INRI—this is the meaning of the words on the cross. One can go deeper and deeper into the religious texts and never finish learning. Sometimes when one hears an explanation like this it sounds forced. But every step that leads you deeper will furnish evidence that it is not forced. Superficial explanations seek to avoid the “depths” purposely. But there are depths in these writings. Those who know something can always say to themselves: probably there is much more in it, I have still much to learn. This is the attitude of reverence that we can bring to religious texts. This reverence is of the utmost importance, for it will become strength in us drawn from the depths. There is one important sentence that I can only touch on. In chapter 19, verse 33,we find: “But when they came to Jesus and saw that he was dead already they brake not his legs ... ” and in verse 36, “For these things were done, that the scripture should be fulfilled, A bone of him shall not be broken.” You know that this reminds one of a passage in one of the books of Moses (Exodus 12:46). Rightly understood, it has a deep meaning. It is deeply symbolical, but I can only touch on it. If you look around the world you will have to admit that man as he is now incarnated in the flesh has no power over life, nor over what stands, above life. He is only master of the lifeless inorganic forces. Man cannot oblige a plant to grow, or to grow faster. He would have to acquire occult power, to do so. Far less is he able to master what is higher than life forces. What he is able to control is the lifeless outer world. There, he exerts his mastery in everyday work over the materials with which nature provides him. He creates works of art, pictures of the Almighty, but he cannot breathe life into them. He can only copy life. He cannot awaken an intimation of life in the lifeless, even in the most sublime Christian works of art. This is so because man has enfolded his astral and etheric forces in the solid, dense physical body. Thus he came to have this relation to the outer world—to be master only of the lifeless. The higher forces which are not tied to the physical must be awakened, and then man will again be able to master life. As it is, he can only control physical forces, and not life itself. This is connected with the fact that the human body which was once soft and pliable has now become more and more solid. If you go back in evolution you will see that man has changed very much. In Lemurian times he had no skeleton. This was formed later. The bones were the last things to appear in the human organism. He will have them until he has spiritualised himself again, until he has awakened again his inner forces and learned the lesson which he can only learn in this dense body with its hard skeleton. Christ Jesus is that spirit whose cosmic mission it was to be incarnated in just such a body in order to show man the way out of this world into a higher world. He is the leader and guide into the higher world. That which has to find its way into the higher world is symbolised by the solid human skeleton. As long as man had not reached the stage of having a hard skeleton, he did not need a Messiah. But for this present epoch he needs the Messiah, the Redeemer. Thus it is evident that the forces in Jesus which are connected with the higher world do not concern present day humanity. We can express it by calling the skeleton the exterior; water, the etheric body; blood, the astral body; and then the spirit. *[First Epistle of John, ch. 5, v. 8, (literally) “And there are three that bear witness: the spirit and the water and the blood.”] Therefore blood and water can flow from the body of Christ. These are of no import for the present cycle of human development. On the other hand, that which supports the whole, which leads man upwards to the throne of the Eternal, what he needs in order to learn the lesson, that must be kept uninjured. This is the skeleton, the symbol for the lifeless in nature. Through this skeleton, Christ is connected with the present cycle of man's development. This is what must be kept intact until such time as man shall have reached higher stages. We can follow this back to the corresponding passages in the Books of Moses. But this can be done some other time. Today I wanted to add something which will have shown you that the John Gospel is inexhaustible, and how full it is of strength and life. As we take it in and absorb it, it gives us strength and life. This is why this gospel is the leading scripture for those who wish to penetrate deeper and deeper into theosophical Christianity. If theosophy is to work for Christianity it is from this, above all, that it must start. But clearly, if I were to explain the John Gospel in its entirety to you, I should have to take the whole winter. I should have to take it sentence by sentence and then you would see how deep are the words ascribed to John, i.e. to him whose very name indicates that he is a herald of the higher self. He is the representative of air, and master of the higher forces, who, from the perception of the higher self, wrote his Gospel according to St. John. It would be futile and in vain, to attempt to fathom, or criticise this gospel with the powers of the ordinary intellect. In our time the intellect has achieved great things, but the John Gospel is not written for the intellect. Only he who has overcome the intellect and is able to lead it to the heights of spirit power as John did, can understand his gospel. Theosophy would be quite wrong to undertake an intellectual critique of this John Gospel. Instead, it should immerse itself in it, in order to understand it. Then we should see that a new spirit of Christianity—not only the spirit of the past, but a future Christianity, can proceed from the John Gospel. We will become aware of the deep truth of one of the most beautiful and profound sayings of Christ. Out of his mouth we are told that Christianity is not something that has merely lived in the past, but that the same power still lives today. True it is what Christ said: I am with you always, even unto the end of time.
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