68d. The Nature of Man in the Light of Spiritual Science: Man, Woman and Child in the Light of Secret Science
10 Dec 1907, Stuttgart |
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At the same time, something else is given, so that one can raise the question: If now in sleep the astral body and the ego are outside the physical and etheric body, what about the sex of the astral body and the ego? They are absolutely neutral in terms of sex; what lives in sex is an organ outwards, just like the senses. |
In a world for which one needs the higher senses, the human astral body lives with the ego at night. The human astral body and ego are united with this world of spiritual beings. Does the possibility of speaking of a similar contrast even cease in these worlds, or is there also something of such a contrast there? |
In contrast, we get to know the strong forces. We owe our ego to the fact that we are able to go through death. And he has the right feeling who has known and overcome the fear of death. |
68d. The Nature of Man in the Light of Spiritual Science: Man, Woman and Child in the Light of Secret Science
10 Dec 1907, Stuttgart |
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The subject we are to deal with today has been a matter of interest at all times. In particular, however, we may describe the relationship between man and woman as a kind of question of our immediate present, as a question that is being discussed with great vehemence today from the most diverse points of view, from the most diverse partisan standpoints. It is not the task or the mission of occult science to become involved in party disputes and conflicts. Therefore, what will be said about this subject today may seem, in some respects, quite out of keeping with the times, for from a higher vantage point, spiritual science has to consider questions such as these with complete objectivity, with complete calm, with the calmness of the narrative tone. However, it does not have it easy. For such questions stir up the human mind, the whole world of feeling and passion in an extraordinary way, and more than with anything else, it is the case with such a question that one or the other has their answer somehow ready, and that therefore much of what has to be said from a higher point of view, especially in this field, goes against all their judgments and prejudices, that they have to rebel inwardly. But this cannot deter the spiritual researcher, despite all party antagonisms, despite all the stirring up of passions, especially in such a field to fulfill his task towards the present, to be a keen observer and to raise such a question above all party-political views. Just how difficult this is can be seen from a very small selection of judgments that are being made in this area in our present day. Not only agitators and agitators, not only those who lightly find these or those buzzwords, have talked about our topic, especially about the nature of women, but also those who want to strike a higher objective tone from their own point of view, and it will be instructive to take this little survey. It should be emphasized from the outset that not just any random judgments will be given, but rather, leading judgments. Scholars and unlearned people have expressed their views on the nature of women. But it is significant how this has happened. There is someone who deals with the nature of man from an anthropological point of view, summarizing the nature of woman in the word: sense of devotion. Mind you, that is not meant as if it were an ideal that women should strive for, but rather he wants to say that, according to a woman's nature, the most salient quality of a woman is the sense of devotion. Another personality, who wanted to describe the nature of women with equal objectivity, summarized what emerged for her and expressed the nature of women with the word: lust for power. A very important pathologist tried to sketch the nature of women from his point of view. He said: Everything in a woman points to one basic quality, which is gentleness. Another said: “Temperance under anger.” Yet another, who believed he could summarize the qualities of women from a higher vantage point, said: “Conservative sense,” and yet another said: “Everything revolutionary comes from the nature of women.” There you have a small selection that can give you a picture of the unanimity of those who want to sketch objectively. A very famous nerve pathologist wrote the little book: “On the physiological imbecility of women”. If we take such judgments not only from their comic but also from their universal spiritual side, they are highly instructive; for they show us what it means when we are told: What you spiritual scientists say is subjective belief, but when you stand on the field of external observation, only unanimous judgments can come out. — Such are these unanimous judgments! But it is interesting that here, as in so many points of our contemporary judgments, we are confronted with a fact that proves how secret science is something that must seem to us to be called for when it comes to the great, important questions of the present. For even if our time gropes in the dark about such things in many respects, this groping in the dark often points out, in a remarkable presentiment, how necessary it is to speak the right word. Something that must seem like a caricature of the right idea, spoken out of the spirit of materialism, is to be found in a sensational book that has been published recently, a book by the young Weininger, a brilliant but immature thinker: “Sex and Character”. If we want to appreciate this strange presentiment correctly, we must first bring to mind a fact that spiritual science shows us. Although we have often described the elementary view of the nature of man, today we must once again delve into this nature of man. We understand from the point of view of spiritual science... /gap in transcript Now we understand the relationship between man and woman when we first express an important fact that spiritual science provides us, a fact that may seem grotesque to some, but that does not matter. Basically, every human being has both sexes within them in some form. The man has the visible male body on the outside; his etheric or life body is of a female nature; and the opposite is true for women, so that a polar contrast is present in humans. He who tries to appreciate this fact with all the powers of his soul will understand how much of the phenomena becomes understandable. Who would not see how female qualities unite in man in beautiful harmony with his male qualities! At the same time, something else is given, so that one can raise the question: If now in sleep the astral body and the ego are outside the physical and etheric body, what about the sex of the astral body and the ego? They are absolutely neutral in terms of sex; what lives in sex is an organ outwards, just like the senses. This means that we no longer speak superficially of the male and female from the point of view of the external world, but we realize that we have to return to the invisible worlds, to the etheric body. Sensory observation is an illusion in this area. Outwardly, man is man, but inwardly he has the qualities of his female etheric body, and sensory observation shows us only one part of his being. This fact is caricatured by Weininger, only he speaks of this fact in a grossly materialistic sense. He talks about male and female substances being mixed up in every part of the human being. But it is not possible to make any progress with such a materialistic theory. He then goes on to describe some of the strange characteristics of women. Women have no individuality and no personality and no intelligence and no freedom and no character and no will. The male side also has this essence within it. Every man also has a part of his nature that has no individuality and so on. If we hold fast to the truth that in every man we have to reckon with the male nature on the outside and the female nature on the inside, then we will understand many of the points of view of men and women. And we will understand the deep foundation of truth from which our male culture speaks, for example: “The eternal feminine draws us up.” This is spoken from the man's point of view. But since our expired culture was a man's culture and only now is the interaction beginning that will bear fruit of which today's world has little idea, we understand that in all mysticism that which strives upwards, the neutrally sexless, is referred to as the eternal feminine. One has only to see what active, positive qualities women are able to produce in the service of war, in the service of love, in the service of charity, and what intrepidity women show in quite different virtues; then one will be able to see the dual nature fully. But now we need to approach the subject from an even deeper perspective. It has become clear to us that gender, that which expresses itself in the contrast between male and female, belongs to the physical and etheric bodies. What about a contrast that expresses itself here in the world in the higher worlds? Does every contrast cease to exist there? At night, it no longer makes sense to speak of gender. In a world for which one needs the higher senses, the human astral body lives with the ego at night. The human astral body and ego are united with this world of spiritual beings. Does the possibility of speaking of a similar contrast even cease in these worlds, or is there also something of such a contrast there? This question must arise for anyone who adheres to the basic truth that everything physical is the external expression of the spiritual. The contrast of the sexes must be the physical expression of something in the spiritual world. The mystery of the sexual is so deep and significant that when one comes to speak of the truth in this area, one must assert paradox upon paradox for the superficial observer. There is an opposition in the world into which man enters during the state of sleep, an opposition whose expression here is the opposition of the sexes. This opposition in the spiritual world has been designated in secret science since ancient times as the opposition of death and life. Behind our world lies a world in which higher forces are for death and life. And here in this world, the expression of the opposite sexes is the expression of this power. We will be able to understand this at least approximately. Let us consider a being of this world, for example, the human being. We must not look at him too straightforwardly and simply; we must see, if we want to understand him, how opposites actually come to expression in this human being. We see how the human being is born, how he grows up, how, up to the age of seven, he first develops the form according to what is firmly determined, how this form continues to grow and become larger for a long time, how he then remains stationary, how consuming forces then take effect from the middle of life. Where the creative forces appear to be concentrated, there is birth; where the destructive forces appear, there is death. In the middle of life we are in balance. But throughout life, these two forces are present in man. With birth, the destructive forces already begin their activity. In the middle of life, they gain the upper hand. And the human being is not possible without the continuous interaction of these two forces. If only the power of life were at work in man, then man would, in a short time, flare up like fire, constantly developing, rushing through life. The consuming forces, which find their sum in death, are at the same time the forces which, as beneficent forces in man, make it possible to bring form and shape into his being. From life comes a forward urge. Life seeks to transform every form into a new one. Death only appears to be something that, by its very nature, is destruction when we look at it in its totality. It is not always what it is as a totality. The same force that encompasses the human physical body is what gives the human being his form and maintains it in a certain state of rest. You can see this when you observe the opposite in an external being, for example, a plant. There you see how shoot after shoot is produced, how the forces of life bring forth leaf after leaf. And there you see a force that maintains the form, that brings firmness and shape into the rushing life. If only the power of life were at work, a leaf could not exist at all, for life would rush on. Life must continually be held back and drawn out of its never-ceasing course. These two forces keep each other in eternal balance. These two, appearing in their highest point as death and life, are the builders of formed life in the outer world. If we want to examine this contrast in a specific case, it presents itself in yet another form. The spiritual science that has been active in Europe since the fourteenth century has called this contrast: the contrast between formation and decay. In contrast to the rushing life, the forming form, that which is forming. This contrast can be felt everywhere in life, if one does not merely comprehend the world with the intellect. And if we now look for this other expression, we say: That which can be expressed in the decaying forces, when the Juno Ludovisi stands before us, where all life, frozen in the wonderful form, is captured in a moment, there you have the power at its highest tension. In reality, form does not live itself out in a moment like that. Forms change in every moment. The inner life is compressed in a single instant and then it presents itself to us. Beauty is the outward expression of what only the forces of decay can achieve, the forces that stop life. Primordial power, will, that is the other thing that form seeks to overcome in every moment. If we want to see forces, then in the time between formation and formation, action must be taken. And in yet another respect, this contradiction between form and life, between destruction and eternal becoming, lives in man. If only the forces of life ruled in man, it would be as if there were an overabundance of oxygen. Man would rush. From the astral world comes the power of life and the power of stopping life. And so it is with our life. We must go through death. If we did not go through death, then something would be missing. We know how, in many lives on earth, the human being appears with heightened consciousness and a more complete ego. How does the human being come to fully grasp life? No being would be able to develop its self-awareness ever higher. It could not come to this if it could not experience its opposite itself. Imagine a being that had no idea that there is destruction, that had never sensed a fear of death, that would find it impossible to look death in the face. Such a being could not come to the strong sense of self and life that knows that in the end life conquers death. In contrast, we get to know the strong forces. We owe our ego to the fact that we are able to go through death. And he has the right feeling who has known and overcome the fear of death. Man takes up the forces of death and processes them into an elevated life. And in the physical world, to whom does man, a being that can go through death, owe this fact, which is so important for his life, to be able to overcome death? To the opposite of the male and female. For spiritual science, the female represents the creator of form, the male as that which wants to overcome the form over and over again. If only the feminine were able to work in the world, then everything would become rigid in form, even if it were a beautiful form. The feminine could cause life to take place in a closed form. Existence owes the fact that this form is overcome, that it rushes from form to form, to the interaction of the feminine with the masculine. And we human beings owe our form to the female part, and we owe the developing life, the becoming, to the male part. And everything in life is an interaction of these forces. Therefore, male and female work together in every being, and a man is only a human being in whom one pole is particularly pronounced in the physical, while the inner shaping remains more spiritual. And in woman the female form appears outwardly, while the will-like aspect appears inwardly. That is why there is a harmonious complementarity in the relationship between the sexes. That is why one sex finds something in the other that is of the same nature and essence, and why one sex understands the other because one has the other within itself. Things in the world are so wonderfully interlinked that what sometimes seems so wonderful to us in the mood: the contrast between destruction and becoming, is expressed in the sexual contrast. Destruction, when stopped, means rest in form. When it presents itself to us in our outer life, becoming means at the same time the destruction of form from another side. Thus, when we consider this matter in its totality, nothing more or less sympathetic can ever be attached to one or other of these words. From a spiritual scientific point of view, our life on earth appears to us in such a way that we can say: with the interaction of the sexes, a compromise between form and eternal becoming and destruction of form is implanted in the human being. What must arise in a human being is implanted in that being. We take up these two forces of form and life with our generation because we are called into life from two sides. And so the great laws of the cosmos work that what appears as a contrast in another world as male and female appears in a higher world as a stronger contrast. Only when we see how two forces work together in each being, and that these beings can only stand before us because the balance of these forces is maintained in them, does our contemplation of male and female in all of nature become imbued not only with the concept and idea of the intellect, but also with will, mood and feeling. The world is complex and diverse, and we can only understand it if we engage with its complexity. As wonderful as this derivation of the sexual opposition from the other opposition of a higher world appears, it is a good guide if we follow it everywhere in life. We then know why the opposition of the sexes occurs in the world at all. It is justified because in the world the balance between formation and evolution must prevail. When man, as an initiate, ascends from the physical world to higher worlds, he does not encounter the opposition of male and female in these higher worlds. The saying in the Bible is deeply true: “There is no marrying in the heavens.” (Matthew 22:30; Mark 12:25; Luke 20:35f.) But when we look at the higher worlds with clairvoyance, we see another contrast everywhere. Everything is in a state of perpetual motion. Here this becoming and forming is only slowed down and condensed. It appears to us to be more calm. This can give us a picture of how something that can be perceived in the higher worlds appears in a completely different light. It could look as if this only applies to humans. But it applies everywhere where death and life and a sexual contrast are expressed in the physical world. Thus, in art, in Juno, all soul, all inner greatness, everything that strides from state to state in the rushing life, appears to us as poured out in a moment into a form and held fast. If this form were truth in real existence, the being would have to die at the same time. Beauty, if it is to be present in form, requires that the being in which beauty is expressed to its full extent is not a real being. Life must come out, then what remains, when what must be overcome in life remains there for itself, is the beauty of form. And if you want to represent the inner becoming, the rushing from state to state, then you will see that it can be captured in a characteristic form, but it is impossible to capture it in a beautiful form. They are not beautiful, the forms of the Laocoon Group. No inner calm is captured. Beauty and life are the same opposites in the field of art that we have outlined in the field of reality. There we look deeply into life. We only have to make such a study of life really alive and practical. At every turn in life we can look deeply into it and gain understanding if we look at things from such points of view. If we see anything that is captured in form, we sense hidden life, and when we see life, we long deeply — and this longing gives us a relationship to the being concerned — for movement. And that which is a spiritual-scientific fact is presented to us in the great religious documents in words. That is the significance of these documents: we understand them only when we have realized the underlying facts within ourselves. Let us consider female nature. Outwardly, it is the feminine; inwardly, the masculine. Outwardly, it is that which gives form to life; inwardly, it is that which continually seeks to destroy life. Outwardly, it is that which gives the human being his form, placing him on the earth with his feet; inwardly, the female nature contains that which continually seeks to lead the human being to ever higher levels, lifting him from the earth into ever higher spheres. Let us now look at this contrast between the masculine and the feminine in woman. What can we say about this contrast? There is a power in woman that seeks to bind man to earth and that, if it were alone, would crush the striving of his head for spiritual heights. And there is a power, the hidden masculine power, that seeks to lift man up from the earth. Think of this as an image. Think of the serpent as representing the masculine power, and think of the feminine nature as representing the other power. What does the female have to do in its outward expression? To crush the head of that which wants to lift man up from the earth. And what does the male nature have to do? To hurt man where he stands firmly on the earth, to bite into the heel. — “She will crush your head, but you will pursue her heel.” (Genesis 3:15) Here you have a wonderful expression of spiritual scientific fact in a great symbol. And we can take it literally. It sends shivers down the spine when, equipped with the truths of occult science, we approach religious documents and find the literal expression for great facts of life in their images. And then the word that these documents have a higher origin from a spiritual world becomes for us not a hypothesis but a necessary realization. Can it be the product of a child's imagination, what we recognize by looking deeply into nature? One must ask oneself this question, and it always leads us to show how we can make more and more progress in knowledge and understand the documents of the religions better and better. A seemingly mundane observation such as the relationship between the sexes leads to an understanding of an important word. The esoteric teaching must emphasize the mysterious bond between the sexes from the very sources of life, from the spiritual world itself. The antithesis in the physical world has its antithesis in the spiritual world. The sexes must work together in all fields, including the spiritual. And if we have left behind us an era of prevailing male culture, an era of cooperation between the two forces is to come. It is precisely the science of the secret that brings us light into the question raised by our topic. Everything in life is explained when we derive this life from its invisible, supersensible foundations. Yesterday we spoke in general terms of the mission of spiritual science. Today we see how it fills something ordinary with light and clarity. Everything in life is the expression of forces beyond the sensual life. Whatever we encounter in life, we must seek its origin in the spiritual world. And the interaction of life and form is explained in a magnificent way. If man lived only in form, he would be destroyed; if he lived only in life, death would be the consequence. True life is possible through the interaction of opposites. Goethe also sheds light on this in the words he calls the “primal words”, to suggest that they are taken from the secret science. He says in the “Orphic Words”: Just as on the day you were given to the world, |
68d. The Nature of Man in the Light of Spiritual Science: The Essence of Man in the Light of Spiritual Science
29 Jan 1908, Wiesbaden |
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One must recognize the full significance of this resounding within man, of the human ego. Fichte once said: “People would much rather think of themselves as a piece of lava from the moon than as an ego. They see this essence of the ego who knows where, just not in themselves.” These four elements, the physical, etheric and astral bodies and the ego, are present in the most uneducated “savage” who still eats his fellow human beings, as well as in the most developed cultural human being. |
In the astral body of an advanced person, we can distinguish two parts: one part that the ego has ennobled and one part that has not yet been transformed. The transformed part of the astral body we call the manas or the spiritual self, the fifth limb of the human being. |
68d. The Nature of Man in the Light of Spiritual Science: The Essence of Man in the Light of Spiritual Science
29 Jan 1908, Wiesbaden |
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Among the many different currents of thought in our time is the one known as “theosophical thought”. Anyone who tries to form an opinion about Theosophy from books, articles and so on can easily come to one of the many prejudices that exist against the Theosophical worldview today. For many, Theosophy is seen as the warming up of an old superstition, a childish worldview, as it was suitable for the imagination of the peoples of the past, but as it no longer fits the enlightened man of the present. Others imagine that Theosophy wants to be something like a kind of new religion, like a kind of sect formation. It is not surprising that those who are serious about religious life see Theosophy as something dangerous. A third prejudice is that Theosophy wants to transplant an oriental religious concept into Europe. Some see a direct danger in this if it were to happen. But this is one of those types of spiritual movement that today's lecture is intended to address, that in order to understand it, one has to deal with it a little more thoroughly and deeply. Not that special learning is part of Theosophy, but patience to deal with the matter a little more deeply. Then everyone can cope with it. Theosophy or spiritual science rests on two solid pillars. Once you have recognized the significance of these two pillars, nothing stands in the way of you delving deeper into this spiritual current. The first pillar is the recognition that behind our physical world, which is perceptible to the senses, there is a superphysical, a supersensory, a spiritual world. The second pillar is that man has the ability to penetrate into this spiritual world, the supersensible world. Already, in our time, strong and weighty objections are raised against the first, that there is a supersensible world at all. Our modern science believes it is already violating something if one even admits that there is a spiritual world. Theosophy does not speak of the spiritual world in a strange sense, not as if the spiritual worlds were somewhere else than where they are, but it speaks of them in the same way that the great German philosopher Fichte spoke of spiritual worlds in a particularly forceful way. In the fall of 1813, he said the following to his audience:
Furthermore, he added:
Just as the blind person may consider it a fantasy when we talk to him about colors and light, so too those who speak of spiritual worlds are considered fantasists by those who do not know these worlds. For those who know nothing of the spiritual worlds, one who does know speaks as the seeing person speaks to the blind person about the world of color and light. It is indeed necessary to speak about the spiritual worlds in a way similar to the way J. G. Fichte spoke about the spiritual worlds; however, it is not quite the same. For the blind-born, there is sometimes the possibility of an operation. There is a moment when what was shrouded in darkness is suddenly bathed in light, color and radiance. But not everyone who was born blind can be operated on. For every person, however, there is the possibility of becoming aware of the worlds that are around us but are now veiled from him. The awakened, the seeing, have spoken at all times of such worlds, which are all around us and for which man's dormant abilities need only be awakened. But there have been many different words for them. Today we use the word “theosophy” for the teaching of these worlds, following the example of the Apostle Paul, who was the first to use the word “theosophy” for it. Those who see into the spiritual worlds have always been called initiates or seers. For those who become initiates, seers, there comes a moment, a moment that can be compared in some way to the moment when physical light first enters the eye of the operated blind-born ; only for the person who does not merely want to gain a mental conviction of the spiritual worlds, the moment when he becomes seeing is much more brilliant than the moment experienced by the operated blind person. Perhaps one says, because only a few people have been able to look into the spiritual world: What does the spiritual world concern those who cannot look into it? But it is like this: When those who communicate the wisdom of the spiritual world from direct experience, from their own vision, then these truths can be understood if people only want to reflect sufficiently. To experience spiritual truths, seership is needed; to understand them, common sense is needed. To anyone who might object that this is not yet a convincing argument for me; I must first be able to see into the spiritual worlds myself - one must say: It is not that he is prevented from having this ability, but that he does not want to apply his comprehensive human sense to what is communicated to him by others. The seers are in the spiritual worlds. The spiritual worlds are not somewhere else; they are where we are, and man can become an experiencer of these spiritual worlds through the abilities slumbering in him. To experience the spiritual worlds requires seership; to comprehend them only requires common sense. As the light is related to the eye, so are the spiritual worlds related to the soul. Others say: It may be that spiritual worlds exist, but people do not have the abilities to penetrate them. Those who say so are of the opinion that human abilities are not capable of development, that people remain as they are. Today, the word development is a kind of magic formula for many. But as soon as one speaks of spiritual development, they want nothing to do with it. To those who believe that man cannot recognize the spiritual worlds, one can answer: Certainly, with the abilities you have today, you cannot recognize the spiritual worlds; but abilities lie dormant in man that can be developed, enabling him to perceive the spiritual worlds. These truths will only be publicly proclaimed in recent times because humanity needs them in this form now. They have always been incorporated into the world and human thinking and feeling. But in this form they are coming before the public for the first time. Above all, these truths have always been contained in all religions. They have been contained in them in other forms, as this form was sufficient for humanity. For centuries now, humanity, which clings to the old forms, has been experiencing doubts, scruples, and so on, in the face of spiritual truths. Let us think back to the times when there was no printing, when what comes to people today in the form of printed works could not reach people in this way, but only in detail. In those days, human perception and feeling could take a completely different form in relation to great spiritual truths. But now that the enormous sum of science is penetrating into humanity through a thousand and one channels, the dissemination of spiritual truths also requires a different form. We need only say a few words to recognize the effects. Those beings through whom the impulses arose at the time when the truth was given to people in ancient forms of presentation knew that an eternal core lives in man; they no longer have this effect on people. There must be another form that can prove suitable for the modern soul. Modern theosophy wants to be such a different form. It does not want to oppose religious truths, but wants to be the instrument to recognize these truths in such a way that even the most modern soul can be convinced. Those who know something about such secrets have not come out of their reserve out of a desire for agitation or subjective arbitrariness, but because it was necessary for humanity. This is how a theosophical lecture must be understood. Those who speak out of a theosophical attitude never speak as agitators, never out of the attitude that they must influence people with ordinary powers of persuasion. Today there are many world views, and their representatives go among people to teach a particular truth, believing that people must accept this truth under all circumstances. The theosophist does not want to be a dogmatic teacher; he wants to be a narrator of the facts of the spiritual worlds. An important Frenchman once coined the word “I do not teach, I narrate” in relation to the facts of the sensual world. It is absolutely essential that those who are already pointed to the facts by their convictions, who are already sufficiently pointed to them by their whole way of feeling, to what the communicator has to say, should approach theosophy. Among people, there are those who can perhaps see into the spiritual worlds. There are very few of them. Secondly, there are those who recognize the logic of the spiritual worlds for scientific reasons. There are also only a few of them, since science today still has an enormous amount of prejudice. But there are many who come to Theosophy out of a certain sense of truth, out of the intuition of their soul. Many a scientist will still approach Theosophy with a certain smile; but he does not consider that the human soul is not designed for untruth, but for truth. When the human soul is not prejudiced, it finds the straight path, because it is designed for truth. Everyone must come to Theosophy voluntarily. Everyone in whom any one of the three reasons mentioned is effective comes to Theosophy. Today we want to talk about the essence of man and thereby create a basis for answering the primal riddle of seeking humanity, for answering the question about the secret of death, which is connected with the question about the essence of life. In the theosophical view of the world, the human being is more complex and manifold than is usually thought today. First of all, we speak of the physical human body. For spiritual science, which seeks to penetrate the secrets of existence from a supersensible point of view, the physical human body is only one part of the human being. Let us realize how we have to think about this physical human body in terms of spiritual science. We can grasp it intellectually. We look out into our environment. We see everything that surrounds us, from the smallest stone on the earth to the shining star, to the shining sun; we see beings of the most diverse kinds that present themselves to our senses. We see what we call the mineral world, the world of substances and material forces. When we get to know this world of substances, which are spread out around us, which fill the universe, which shine towards us from the stars, then the same substances and forces are in the human physical body as are out there in the seemingly lifeless natural world. These substances compose the physical body; the same forces permeate it until the human body decays. Spiritual science, like any other science, holds that the human body is composed of the same substances and forces as the physical world. But spiritual science also holds that the substances and forces in man and in every living being have an arrangement that would not be physically and chemically possible in itself. Left to themselves, they would disintegrate. A rock crystal exists in that form according to physical and chemical laws, but this is not possible in the human body. Spiritual science points to a second link in the human being, the etheric body or life body. What is this etheric or life body? It is a constant fighter against the disintegration of the physical body. This etheric or life body is in all of us. We can imagine it as a sponge permeated by water. In the same way, the physical body of every living being is permeated by the etheric or life body. This prevents the physical substances and forces from following their own laws. The moment of death occurs precisely because the etheric or life body leaves the physical body. But then the physical body is also a corpse. Thus, in every moment of life, the etheric body is a fighter that prevents the physical body from becoming a corpse. Sometimes today's science says: There is an ideal for the researcher; this ideal is to create living things, in the laboratory, from the parts of inanimate substance. Today's science must cling to this ideal. And now many a person, who believes he has a firm footing in science, adds: As long as we do not succeed, you theosophers can talk about an etheric body, as long as we cannot produce living substance from inanimate protein substance. But when we do succeed, the theosophist will also recognize his error. It is quite understandable that today's science has to talk this way. Much could be said against this objection. But just one point will be raised here. One should not believe that spiritual science has ever taken a different view regarding the question of creating a living being from non-living substances. The theosophist merely says: Yes, the time will come when it will be possible for man to create living things from non-living substances. Nevertheless, the theosophist speaks of the etheric or life body. For him, the etheric or life body is a fact. Even though it is possible to create something alive out of something lifeless, the fact remains that the etheric or life body is there. It is the first spiritual link in the human being. It is not an objection to the part of a spiritual being in a thing when we say that we understand the physical according to mechanical laws. We understand a clock according to purely mechanical laws. Is the watchmaker indispensable because of that? This objection is trivial. Many people believe that because people used to be at a more childlike stage, they believed that spiritual beings were behind the physical, directing the world. Today, however, it is no longer necessary because science tells us how things are connected. Scientific elucidation of a fact has nothing to do with understanding the spiritual background. Secondly, if a person believes that the life body must be verifiable in a person as a piece of iron here or there, then that is a crude, materialistic idea. Imagine dry air in a room is interspersed with something watery. Even if we can extract the water, we cannot say that the water was not in the room. Whatever is active in our life body can be found everywhere. As a general world principle, it fills the universe. If we combine substances in a way that the thought of the combination proves to be a magnet for life, then we will also experience that the inanimate substance comes to life. Spiritual science knows this. But it tells us: the art of being able to do what today must still be left to the great secrets of nature, this art will not be handed down to mankind by good hands until the laboratory table has been transformed into an altar; until the action at the laboratory table has been transformed into a sacramental action. Man will, when he is once able to produce the combination, that through the combination of thoughts, life will also be attracted, interweave what lives in his soul; he will interweave his good or evil there. As long as humanity has not yet been purified, this secret must therefore remain hidden from humanity. Thus we have already composed the human being out of two parts, the physical body and the etheric or life body, which it has in common with all plants and animals, with all living beings. But if we were to say that this is all that is enclosed in the human skin, then that would not be correct. There is much that is much closer to the human being than what is physically enclosed, such as bones, muscles, nerves and so on. There is something that is closer to every human being; it is the sum of joy and pain, of drives, desires and passions, everything that lives in the soul up to the highest ideal. Perhaps a materialistic way of thinking would say: All this is there, but it is a product of the physical body. If it were, then one would not need to speak of it as something independent, but spiritual science shows us that all this is not a product of the physical or etheric body, but rather indicates that what takes place in man in terms of drives and desires, feelings, passions and ideals is the result of a third link of the human being. Everything that appears incomprehensible in its complexity when we look at it in its simple elements becomes comprehensible. If we ask ourselves whether anything is shown in man today where physical effects arise from spiritual causes, we find the following: when a person is frightened, he pales; the blood flows from the periphery to the heart. When he blushes with shame, the blood flows from the heart to the periphery, to the outer parts of the body. These are small physical effects of mental and spiritual processes. Spiritual science shows us that not only this, but everything physical, arises from the soul and spiritual: they are soul experiences of the most comprehensive kind, which not only set the blood in circulation in a small way, but drive it around in the first place. Soul and spiritual processes underlie the whole world. Thus we speak of a third link of the human being. This third link of the human being, which man has in common with animals, we call man's astral body. So we have the human being composed of three links: the physical body, the etheric body and the astral body. Now there is something else in man that we must designate as the fourth link of the human being, according to which we must see man as the crown of earthly creation. This fourth link of the human being is unique to man; it is what makes him the crown of all beings around him. Anyone can call the table a “table” and the chair a “chair”; but there is only one thing that only each person can say about themselves. This cannot be handled in the same way as the names of other things; it is what is designated by the simple little word “I”. What the “I” is in a person cannot be designated by anyone else, but only by the person themselves. If the little word “I” is to be the designation of the innermost human being, then it must come from within the human being himself. These powers, which find their expression in the little word “I”, we call the fourth aspect of the human being. All religions and world views that have known of so-called spiritual science have thus felt the importance of the I in man. That is why they called this name the “ineffable name of God”. This is where it is revealed in man that man is a spark, a drop of the divine substance. If one were to reply: Then Theosophy makes man a god, one can only say: Just as a drop from the sea is not the whole sea, so what is divine in man is not the whole of the divine. Just as a drop is related to the sea, so is the ego in man related to the whole of the divine. Only the divine that lives in the innermost part of man can make itself known within man. Everything else, such as colors, sounds, warmth and cold, must come to man from outside. One must recognize the full significance of this resounding within man, of the human ego. Fichte once said: “People would much rather think of themselves as a piece of lava from the moon than as an ego. They see this essence of the ego who knows where, just not in themselves.” These four elements, the physical, etheric and astral bodies and the ego, are present in the most uneducated “savage” who still eats his fellow human beings, as well as in the most developed cultural human being. On his travels, Darwin once met a “savage” who was about to eat his wife. Darwin had the interpreter make it clear to him that this was not good. To which he replied that he could not know that until he had tasted her. When he had eaten a piece of her, he gestured to make him understand that she was very good. Then there is still another self that follows all the desires living in the astral body. The self is hanging there as if chained and is dragged along by the desires of the astral body. The average European says to himself with regard to certain instincts and drives: “You must not follow them. Let us compare the average person with Schiller. He differs from the average person in that he has transformed some instincts and desires into higher qualities. The saint has nothing left of desires over which he has not gained mastery. In the astral body of an advanced person, we can distinguish two parts: one part that the ego has ennobled and one part that has not yet been transformed. The transformed part of the astral body we call the manas or the spiritual self, the fifth limb of the human being. Thus, on the basis of the four limbs of the human being, man is able to create a fifth in the course of his perfection. Yes, he is able to create a sixth. He can transform not only the astral body, but also the etheric or life body. Let us remember what it was like to be seven or eight years old, and what we have learned since then. Of course, everyone has learned an enormous amount. All of this has a transforming effect on the astral body, changing the astral body. But if we were a hot-tempered or melancholy child at seven or eight years old, let us examine whether this hot temper or melancholy has changed. Some of it will usually still emerge at a later age. Schopenhauer therefore says that the qualities do not change at all. But that is not the case. They just change slowly. When the astral body changes, as the minute hand on the clock advances, so do the temperament and character change, the habits, as the hour hand of the clock advances, because the ether body is the carrier of it. There is something in ordinary life by which the human being can transform his etheric body. Such impulses are those of true art, which allows us to sense the divine in form, color and sound. This art has a transforming effect on that which is effective in the etheric body. Everything that is given in the religious impulses of humanity also has a transforming effect on this. For example, when religious impulses pass through the soul in daily prayer, they have an effect on the etheric or life body through repetition. We can observe that the etheric body represents the principle of repetition where it is still unclouded, out in the plant. Again and again it gathers its strength and unfolds leaf by leaf. When a person does this with something that captures their soul, allowing themselves to be drawn to it again and again, the impulses have the same effect on their etheric or life body as the etheric body of the plant that drives out leaf after leaf. We call the forces of the transformed life body Lebensgeist or Budhi. When a person is accepted into the so-called secret school, through which he can work even more intensively on his inner being through significant impulses, he has an even stronger effect on the etheric or life body, so that he can experience awakening. For the etheric or life body, changing habits is more important than any learning. For the actual secret-scientific training, one has done infinitely much when one consciously gives up the slightest habit. Man can also learn to develop the strongest power of the spirit, through which he overcomes the lower power of the physical body. This process begins with a regulation of the breathing process. When he can regulate this process, he begins to transform the principle of the physical body. This transformed part of the principle of the physical body is called a spiritual man or Atman, because Atma means breathing. He thus forms the three limbs of the higher being; the fifth limb, Manas, is the transformed astral body, the sixth limb, Budhi, is the transformed etheric body; the seventh limb, Atman, is the transformed physical body. In the ordinary human being, the four limbs are fully present, the three higher limbs developed according to the degree of development. These seven members of the human being enclose the transitory in him, but they also enclose the eternal. The arrangement that has been mentioned is the one we have between birth and death. When the human being passes through the gate of death, this arrangement changes. When we look into the mystery of death, the riddle of life is also solved. What must always be borne in mind here is the task that Theosophy has. It should not merely satisfy curiosity or a thirst for knowledge, but should lead people to the realization that what they gain through it becomes inner impulses for life itself. It should solve the great riddles of life for us. If we have an outlook on spiritual life, then strength and security for our whole life arise from this insight. Knowledge and insight are what should lead us on the way, but we should gain strength from knowledge and insight. A person who lacks knowledge of the supernatural worlds becomes unfit for work and uncertain about the future. But what should result from theosophy should be the source of strength for a healthy, hard-working, hopeful and purposeful life. |
201. Man: Hieroglyph of the Universe: Lecture XII
08 May 1920, Dornach Translated by George Adams, Mary Adams |
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Now compare this fact with another—viz. the fact that in everyday life we alternately separate physical body and etheric body from the astral body and Ego in sleep, and in waking unite them. We may therefore say that altogether between birth and death there is a rather looser connection between the physical and etheric bodies on the one hand and the Ego and astral body on the other. |
This means it works upon the physical, etheric and astral bodies and the Ego. There is however, a difference in their reception of its working. The astral body takes it up at once. |
This is not the case, the Sun and Moon are not from the same origin but are two streams running side by side; and just as little can Man's human Ego and astral body be traced to the same origin as his physical and etheric bodies. They are two different streams. |
201. Man: Hieroglyph of the Universe: Lecture XII
08 May 1920, Dornach Translated by George Adams, Mary Adams |
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You will remember that I have discussed in detail how much criticism has come from many sides of the idea of a connection between the Christ Event, the appearance of Christ on Earth, and Cosmic events such as the course of the Sun, or the relation of the Sun to the Earth. The connection can only be understood when one studies more deeply all that we have hitherto said as to the movements of the stellar system. Let us make a beginning in this direction today, for you will see that ultimately astronomy cannot really be studied at all without entering into a study of the whole being of Man. I have already mentioned this, but we shall see how deeply grounded is the statement in the whole being of the world, for we can only understand something of the nature of the world or of the nature of Man when we consider the two together, not separately, as is done at present. You will observe a curious fact in relation to this very matter, namely, that materialism, if only it is not directly acknowledged to be such, is preferred by the religious denominations to Spiritual Science. That is, both Protestants and Roman Catholics prefer to consider the outer world in its various realms in a materialistic sense, rather than to enquire how the Spiritual works in the world and presents itself in material phenomena. In confirmation of this you need only consider the Jesuits' views of Natural Science. These are strictly materialistic; from their point of view the outer world, the Cosmos, is only to be understood in the light of quite materialistic interpretations. The utmost care has been taken to protect in this way a certain form of faith, which has been cultivated since the Council held in Constantinople in 869—to protect it by keeping external science on the level of materialism. Of course in the widest circles, illusions have arisen through the apparent conflict with materialism even in scientific realms. This however is only apparent, for it does not matter whether one says that there is spirit somewhere, or whether one denies spirit altogether, if the material world itself is not explained spiritually. You know perhaps that the acme of modern interpretation of external nature is Astro-physics, the theory that sets out to study the material starry world, to establish the material unity of the world accessible to the senses. Now one of the greatest Astro-physicists is a Roman Jesuit, Father Secchi. There is no difficulty in standing on the ground of modern material science and at the same time adhering to this shadow of religious belief. This means that as a matter of fact, a materialistic interpretation of the heavens stands nearer today to the religious creeds, and especially to one of the Jesuit persuasion, than does Spiritual Science, for this particular creed is especially concerned not to explain the world by showing the relation of the material to the spiritual. The spiritual must form the content of an independent form of belief in which nothing is said of the scientific study of the Universe; the latter is to remain materialistic, for the moment it ceases to be so it would have to go into what relates to the spiritual—it would have to speak of spirit. What has just been said must be taken seriously, otherwise we should overlook the significant fact that the Jesuit scientists are the most extreme materialists in the domain of Natural Science. They continually allege that Man cannot approach the spiritual by research into Nature, and they take trouble to keep the spiritual as far removed as possible from such research. This can be traced even in Father Wasmann's studies of ants. After these preliminary remarks, let us recall an important fact which apparently takes its course entirely in the spiritual world, but which, when we consider this part of our argument more closely, will make clear to us a parallel phenomenon between spiritual life and the life of the external starry world. As you know, we divide the post-Atlantean time into epochs of civilisation, naming the first the old Indian, the second the old Persian, the third the Chaldean-Babylonian-Egyptian, the fourth the Graeco-Latin; and then there is the fifth, in which we now live, beginning in the middle of the fifteenth century. A sixth will follow this, and so forth. I have frequently shown how the fourth epoch began in the continuous stream of the post-Atlantean time, about the year 747 BC., and ceased—speaking roughly, I always say about the middle of the fifteenth century, but to speak more accurately, it really ended in the year AD. 1413. That was the fourth; and we are now in the fifth. If we thus consider the succession of civilisations, we can describe their characteristics, bearing in mind the descriptions given in Occult Science. Thus we can describe the Graeco-Latin, in which the Event of Golgotha occurred, but in doing so we need not refer to that Event, for we can describe the epoch by connecting it with the preceding one. It is possible to describe the successive epochs in their fundamental nature, and to have an epoch from 747 BC. to AD. 1413 so running its course that nothing in history shows that during this time an important event occurs. Let us recall the time of the occurrence of the Event of Golgotha, remembering all we know concerning the civilisations of the most advanced people of the time—the Greek, the Roman and the Latin. Let us reflect that to these people the Event of Golgotha was an unknown affair. It occurred in a small corner of the world, and the first mention of its effects is to be found in Tacitus, the Roman historian, one hundred years later. It was not observed by its contemporaries, least of all by the most cultured. Thus the fact comes into evidence in the historical stream of evolution that there was no necessity inherent in the regular progress of the evolution of mankind from the first three epochs of civilisation to the fourth, that the Event of Golgotha should take place. This fact should receive close attention. The Event actually took place 747 years after the beginning of the fourth post-Atlantean period. In trying to understand the Event of Golgotha, we may say that it gave purpose and meaning to the life of the Earth, that the Earth would not have had this meaning if evolution had simply gone on as the outcome of the first, second and third post-Atlantean epochs. The Event of Golgotha came as an intervention from other worlds. This fact is not sufficiently considered. In modern times several historians have alluded to it, but they have not been able to make anything of it. In fact, history practically omits the Event of Golgotha. At most the historians describe the influence of Christianity in the successive post-Christian centuries, but the actual intervention of the Mystery of Golgotha itself is not described in an ordinary course of history. It would indeed be difficult to describe it, if one kept to the ordinary methods of history. Certainly remarkable men—oddly enough, clergy among them—have attempted to explain the causes of the Event of Golgotha. Pastor Kalthoff, for instance, and many others. Pastor Kalthoff tried to explain Christianity from the consciousness and the economic conditions of the last centuries preceding the appearance of Christ. But what did this explanation amount to? In effect it said: People lived in certain economic conditions, and eventually the idea of Christ arose, the dream of Christ, as it were, the ideology of Christ; and from these arose Christology. It arose in humanity only as an idea. People like Paul, and a few others, described what had thus arisen as an idea as though it had occurred as a fact in a remote corner of the world!—Such explanations mean a doing-away with Christianity. It is a noteworthy phenomenon of the nineteenth and beginning of the twentieth centuries that Christian pastors should set themselves the task of saving Christianity, by eliminating Christ. People were ashamed to admit the facts of the rise of Christianity outright. They found it more satisfactory to explain the rise of Christology, to explain it simply as an idea. Various streams of thought found their way into this domain, and one special province of science has become remarkable in this connection, arising in the materialistic stream of culture which reached its culminating point in Marxism. Thus Kalthoff is a kind of Marxist Pastor who tries to explain Christology out of a sort of pious Marxism. Others have ridden other hobby horses in seeking an explanation for the phenomenon of Christianity; why then should not each explain Christianity or explain Christ Jesus, according to his own fancy? A psychiatrist explains Christ according to psychiatry, simply by saying that the way in which Christ appeared in His time can be explained today from the standpoint of psychiatry as due to an abnormal consciousness. This is no isolated case. And these are phenomena which must not be disregarded, otherwise we do not see what is happening at the present time, for they are signs of present day life as a whole. We must clearly recognise that which has given the Earth a meaning, was an intervention from another world. We must distinguish two streams in human evolution, which indeed run side by side today, but only met for the first time at the beginning of our era. One is the Christian stream, which was added to the continuous current from olden times. Natural Science, for instance, has not yet accepted the Event of Golgotha and flows on in the continuous stream as though that Event had never occurred. Spiritual Science must endeavour to bring natural scientific study and Christology into harmony; for where has Christology any place if the Kant-Laplace theory holds sway and we look back to a primeval mist out of which everything has been formed? Would Christianity ultimately have any real world-significance for Man on Earth if the stars were regarded as they are by Father Secchi? For the starry heavens are regarded by him materialistically, not as though an Event of Golgotha had been born from out of them. And that becomes the chief ground for leaving it to other powers to say how Man should think of the Event of Golgotha. If Man can develop nothing from Cosmic knowledge concerning the Event, some other source must be found to tell him what he ought to think of it, and it is obvious that Rome is that source. All these things are so consistently—in a sense, so grandly—thought out, that it is inexcusable to be under any illusions about them at the present difficult and fateful time. These 747 years fall in the world's evolution as a period which speaks with the utmost significance. It tells us of all that is connected with the old evolution, all that recalls, and is related to the past periods of time. The new beginning commenced at the end of this epoch, 747 years after, let us say, the founding of Rome—which was really 747, not the point of time given in the ordinary history books. Here we have a fresh start, and if we now go back and take the periods of time, we shall have to say that everywhere we must add fresh turning-points of time to those already rightly assigned. An entirely new division of the course of time was brought about by the Event of Golgotha's falling in this period, inserted into human evolution from outside, as it were. We must clearly realise the existence of these two streams in world evolution in so far as Man is involved in it. If we hold fast to this we can now see something more. We know that according to the view of ordinary astronomy, the Moon moves round the Earth. (In reality she does not do this as generally as described; she too describes a lemniscate; but for the moment we will disregard this.) The Moon moves round the Earth. While so doing she also revolves around herself. I have already explained this. She is a polite lady and always turns the same side to us, her back is always turned away from the Earth. Not however quite exactly; we can only say that virtually, speaking generally, she always turns the same side to the Earth. A seventh part of the Moon indeed goes round the edge, as it were, so that really it is not quite always the front of the Moon that is turned towards us, for after a time a seventh part comes forward from the back, and another seventh part retires. This is compensated by the further movements; the whole seventh does not quite go over, it returns; and the Moon reels, as she goes round the Earth—she actually reels. I will only mention this here; in any elementary astronomy book you can look up further details. Could we transport ourselves to a far-distant spot in Cosmic space, which according to the calculations of astronomy would be only a far-distant star, this rotation of the Moon on its own axis would from there take somewhat more than 27 days. If however, we transport ourselves to the Sun, we see that the movements of the Sun and Moon are not uniform, they move with dissimilar velocities; this rotation of the Moon seen from the Sun is not the same as seen from a distant star, but takes rather more than 29 days. Thus we may say that the stellar day of the Moon is 27 days, and its solar day 29 days. This of course is connected with all the intervolving which takes place in the Universe. As we know, the Sun rises at a different vernal point every Spring, moving round the whole ecliptic, round the whole Zodiac in 25,920 years. These reciprocal movements bring it about that the stellar day of the Moon is considerably shorter than its solar day. Bearing this in mind we may say: Here too is something remarkable. Every time we make an observation we notice a difference from one full Moon to another in the mutual aspects of Sun and Moon, a difference of almost 2 days. That shows us that we have to do with two movements in Cosmic space, which indeed go together but do not point back to the same origin. What I have set forth here from a Cosmic point of view, can be compared with what I have set forth previously from an ethical-spiritual point of view. There is an interval between the beginnings of the individual epochs of civilisation in the one stream and the beginnings of those connected with the Christ Event. It is always necessary when it is full Moon, as regards sidereal time, to wait for the accomplishment of the solar time. That lasts longer. There is again an interval. Thus in the Cosmos we have two currents, two movements, one in which the Sun takes part, and another, the Moon; and they are of such nature that we may say: If we start from the Moon-stream, we find the Sun-stream intervening in it, just as the Christ-Event intervenes in the continuous stream of evolution, as though coming from a foreign world. To the Moon-world the Sun-world is a foreign world, from a certain point of view. Now let us consider this subject from yet a third standpoint. This we can do by trying to remember exactly how the human memory works, especially when we include the reminiscence of dreams. We find, for instance, that what has taken place quite recently, although it does not enter the inner movements and course of the dream, plays into its picture world. Do not misunderstand me. We can of course dream of something that happened to us many years ago, but we do not do so unless something has recently occurred which is related by some thought or feeling to the earlier years. The whole nature of dreams is in some way connected with quite recent occurrences. If one wishes to observe such matters, it must be assumed that one is a person who notices the fine details of human life; if such be the case, observation will furnish as exact results as any exact science. To what is this due? It is due to the fact that a certain time is required in order that what we experience in our soul may be imprinted by the astral body upon the etheric. Approximately from two and a half to three days, though sometimes after only one and a half or two days, but never without having slept upon it, what we have experienced in our intercourse with the world is imprinted by the astral upon the etheric body. It always takes a certain time to be established there. Now compare this fact with another—viz. the fact that in everyday life we alternately separate physical body and etheric body from the astral body and Ego in sleep, and in waking unite them. We may therefore say that altogether between birth and death there is a rather looser connection between the physical and etheric bodies on the one hand and the Ego and astral body on the other. For the physical and etheric bodies remain always together between birth and death, and the astral body and Ego keep together also, but not the astral and etheric bodies; every night they separate. There is thus a looser connection between the astral and etheric bodies than between the etheric and physical; and this is again expressed in the fact that there must in a sense be a certain parting-asunder of the astral and etheric bodies before what we have experienced in the astral body is imprinted upon the etheric body. When some event influences us, it does so of course in the waking condition. This means it works upon the physical, etheric and astral bodies and the Ego. There is however, a difference in their reception of its working. The astral body takes it up at once. The etheric needs a certain time for the impression to be so established that there should be complete harmony between the astral and etheric. Does not this clearly and distinctly show that although we confront an event with all four principles of the human being, there are two currents which do not run the same course in their connection with the outer world, one stream needing longer than the other? There we have the same as we have in history, the same too as we have in the Cosmos—Moon and Sun, Heathendom and Christendom; and now, etheric and astral. Always a differentiation in time. Thus we find this interaction of two streams appearing in our ordinary life, two streams which come together and give a common resultant for life, but yet cannot be grasped so simply as to permit of the causes and effects of the one stream coinciding with the causes and effects of the other. These things are of the highest importance for the consideration of the Universe and of life, and cannot be dispensed with if one wishes to understand the Universe. There are other facts too which are also entirely overlooked. And what do all these things betoken? They indicate the existence of a certain harmony between cosmic life, historical life and the life of individual men; but a harmony not constructed as is usual today where there is a desire to account for everything by a fundamental law of bio-genesis. The consequence is that we cannot have a single Astronomy but need different Astronomies, one of the Sun, another of the Moon. If we have two clocks, one always a little slower than the other, then the latter will always be in advance; but we should never be able to assume that what happens on the one has its cause on the other. That would be impossible. So too, although there is a certain conformity to law in the one being always the same amount behind the other, the two streams of which we have been speaking have nothing to do with one another; they only work together as I look at them together. Solar astronomy has nothing to do with lunar astronomy. The two only work conjointly in our Universe. It is important to bear this in mind, and just as we have to distinguish between the solar and lunar astronomy as regards the regulation of the movements of the Sun and Moon, so too must we distinguish in history between what takes place in us by reason of the movement in the periods of civilisation, and what takes place in us through our being in the cycle of time whose central point is the Event of Golgotha. These two things work together in the world, but if we wish to grasp them, we must discriminate between them. We see the prototype of the historical in the cosmic, and we see the ultimate expression—I do not say the effect—but the last expression of these universal facts in our own life in the two or three days which must elapse before our thoughts have become so far firm that they are no longer above in the astral body where they may appear as dreams, as it were, of themselves, but are below in the etheric body and must be brought up by our own active memory or by something that recalls them. Thus within us one movement flows into the other. Just as we have to realise that there is a lunar current that, as it were, generates independent systems or structures of movement, so we must realise that we in our human being are closely connected as regards our physical and etheric bodies with something beyond the human, while on the other hand, in our astral body and Ego we are closely related to something else beyond the human. Concerning these things a veil of darkness is spread by modern observation, which confuses everything, and assumes a cosmic mist which forms into a ball from which the Sun, Moon, Planets emerge. This is not the case, the Sun and Moon are not from the same origin but are two streams running side by side; and just as little can Man's human Ego and astral body be traced to the same origin as his physical and etheric bodies. They are two different streams. In the book Occult Science it will be seen that these two streams must be traced back to the Sun period. Then to be sure, on going back from the Sun to Saturn, one comes to a sort of unity. This however, lies very far back indeed; from the Sun onwards, there is continually the tendency for two streams to run side by side. In this description I have wished to show how necessary it is to throw light on the parallel between cosmic existence, historical existence and human existence, in order to arrive at a judgement of how Man has to relate to the cosmic movements. We have seen that if he places himself rightly, the result is not one astronomy, but two; a solar and a lunar astronomy. So too we have a human development of a heathen nature—natural science is still heathen—and a human development of a Christian nature. In our day many have the tendency to prevent these two streams, which have met on Earth in order to work together, from coming together. Consider for instance, how the whole purport of a book such as that of Traub [*Rudolf Steiner als Philosoph und Theosoph, by Friedrich Traub, Tubingen, 1919.]—the rest of the book has no meaning without this—consists in the assertion: ‘Yes, Dr. Steiner wishes to unite the two streams, heathen and Christian. We will not let that happen. We want natural science to remain heathen, so that there may be no necessity to bring about anything in Christendom which may reconcile it with natural science.’ of course, if Natural Science is allowed to be heathen, Christianity cannot unite with it. Then it can be said: ‘Natural Science is carried on externally, materialistically; Christendom is founded on faith. The two must not be reconciled.’ Christ however, truly did not appear on Earth in order that side by side with his Impulses the heathen impulse should increase in power; He came to permeate the heathen impulse. The task of the present time is to unite what man would keep asunder—Knowledge and Faith—and this must come to pass. Therefore attention must be drawn to such things, as I have done in one of my recent public lectures. On the one side the Church has reached the conclusion that Cosmology is not to be admitted into Christology, and on the other hand a Cosmology is reached by the principle of the indestructibility of matter and force. [*The word “force” on this page is generally rendered “Energy” in English scientific writing (Indestructibility of Matter and Energy).] But if matter and force are regarded as indestructible and eternal, it leads to the treading under foot of all ideals. And then Christianity too is meaningless. Only when what constitutes matter and its laws is regarded as a transitory phenomenon, and when the Christ-Impulse becomes a seed of what will exist when matter and force no longer rule as they do now according to law but have died away, then alone will Christianity, and then alone will ethical ideals and human worth, have a true meaning. There are two great antitheses: The one arising from the final logical conclusion of heathenism—‘Matter and Force are immortal’, and the other arising from Christianity—‘Heaven and Earth shall pass away, but My words shall not pass away.’ These are the two greatest contrasts which can be expressed in a concept of the world, and our age has indeed every need not to be confused about such things, but with a mind-awake, earnestly to look at what must be attained as a right concept of the world, in which moral human value and the Christian Impulse in the evolution of the world are not lost sight of in the illusion of indestructible matter and indestructible force. More of this in the next lecture. |
315. Curative Eurythmy: Lecture VI
17 Apr 1921, Dornach Translated by Kristina Krohn, Anthony Degenaar |
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The result is that by means of the physical movement one carries over into consciousness what otherwise occurs unconsciously. One stimulates the astral body and the ego by means of this detour through the physical body and strengthens them. But what happens as a result of this? When the astral body and the ego are strengthened in this manner their activity becomes similar to the activity in the child and still growing person as it occurs naturally. |
It awakens the crystallizing forces. In people with weak egos it strengthens the “I”, it makes the ego more egoistic. In people who effuse organically because they are not sufficiently egoistic we will find it necessary to activate the forces of egoism not for the benefit of the soul, but for the body. |
315. Curative Eurythmy: Lecture VI
17 Apr 1921, Dornach Translated by Kristina Krohn, Anthony Degenaar |
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There is so unendlessly much one could relate about the connection between the hygienic-therapeutic and eurythmy. Today we want to take into consideration that part of the physiological which we discover in the proximity of the spiritual when we contemplate a eurythmic exercise. Of course, all that which can he observed in this connection in artistic eurythmy will be encountered in an intensified form when one makes the transition from artistic eurythmy to the fortified eurythmy we have become acquainted with in these days. Nevertheless, the essence of that which concerns us can already be discovered purely artistically in a performance of eurythmy and the physiology corresponding to it then sought out. Let us try this by carrying out the following. Perhaps Mrs. Baumann will be so good and perform the poem “Über allen Gipfeln ist Ruh” alternately in vowels and in consonants, while you (Frau Dr. Steiner) recite it. Now let us make clear to ourselves what is taking place here, proceeding however very exactly. What is happening? A poem is recited. The person who does the eurythmy listens—he is the one who comes for us into consideration physiologically. That is the first matter of importance. He doesn't speak himself, he listens. That is essential. He listens to something which is in essence the meaningful word, a meaningful association of words. He listens to something in which the activity of thought and of mental representation are alive. What he perceives outwardly is the activity of mental representation clothed in an association of sounds. That is something which man in his waking, daytime existence often does, is it not? But what actually takes place when he does it? If you consider the process from a psychologic-physiologic point of view you will easily discover that a light, partial sleep overtakes the listener. The “I” and the astral body glide over what they are taking in, they live into it. In listening man steps out of himself slightly. He is overcome by a condition which is similar and then again dissimilar to sleep. It is similar to sleep in that the “I” and astral body are slightly disengaged, dissimilar in that they remain receptive, perceptive and self-aware. Thus the process is extraordinarily similar to imagination. It is a subtle, conscious imagining that is still strongly suppressed in the subconscious. Such is the process at hand. To every such process is a reaction within the human being himself; we take this into account as well. Let us look at what takes place in the person who is not reciting. What does he do when he listens? He brings his etheric body into motion. The etheric body reacts. in fact the etheric body takes up those movements which it carries out—only much more weakly—when the person is asleep and has left his etheric body behind in the physical body. When the human being is asleep the etheric body is considerably more active than when he is awake. During this dampened sleep taking place in the listener the movements of the etheric body are awakened to a greater degree. These movements of the etheric body can be observed. Thus in the listener one has a person demonstrating in a heightened manner the movements which the human being carries out otherwise in a a weakened form in sleep. Thus you can study in the listener, who promptly performs them for you, ether movements of the human being in sleep. It isn't at all necessary to study the person while asleep; one can study the etheric movements of the human being when listening and has in fact here the heightened movements of the etheric body in sleep. One studies these movements and has them carried out by the physical body. That is to say one allows the physical body to glide into all those etheric movements which one has studied in the manner just described. Thus in eurythmy one does what the human being carries out with his etheric body constantly while listening. You can see what is actually taking place. Now that we have observed what actually occurs, its effect will become apparent as well. The result is that by means of the physical movement one carries over into consciousness what otherwise occurs unconsciously. One stimulates the astral body and the ego by means of this detour through the physical body and strengthens them. But what happens as a result of this? When the astral body and the ego are strengthened in this manner their activity becomes similar to the activity in the child and still growing person as it occurs naturally. You are calling upon the forces of growth in the human being. You are working directly into the person's forces of growth. If the person is still a child and shows signs of being retarded in his growth, you can stimulate his growth in this way. If the person is no longer a child, and the forces of growth have already diminished, or if the person is actually in the second half of his life, one calls upon the youthful forces, the rejuvenating forces in him which, however, cannot contribute to his growth since the human organism is, of course, fully developed. We can expedite a child in his growth or combat his abnormal growth by having him do eurythmy. In the case of the fully-grown person the inner organism presents too great a resistance to the outer organism for us to be able to make him grow. Nevertheless, we can still introduce these forces of growth. The result is that they crash against the resistance of organism and metamorphose; that means that they activate in their metamorphosed state the plastic force of the inner organs. They stimulate the plastic force of the inner organs and these inner organs learn to breathe better and to better digest. They are encouraged to fulfil the necessary activity of the human organism in its entirety. When artistic eurythmy is performed one should not think of it in the first instance as curative eurythmy; nevertheless, in the moment a person begins to be abnormal in any way it will have a curative effect. We have already seen the examples where when the usual eurythmy is reinforced, the reaction which follows is naturally also strengthened and we can form a mental picture of how this eurythmy affects the plastic qualities of the organization. You can understand that the habitual practise of eurythmy activates the plasticity of the organs, their plastic force, and that as a result the human being becomes internally a better breather, a better person, if I may express myself so, in respect to his inwardly oriented digestion. He becomes a person who has his whole organism more within his own discretion. He becomes an inwardly more agile person. And to become a true artist is nothing other than to make the inner man more flexible, plastic, agile. That can be seen when one sculpts, for example. One cannot sculpt properly if in experience one cannot transpose oneself for example into the figure that one is developing plastically, if one cannot bring to life in oneself the forces that are building the figure, that express themselves in the figure. If, however, one sees the human organism itself as an implement and carries out what corresponds within, then what is the case in outward artistry is in a higher degree the case here as well for at this point one can do nothing other than to call forth internally what corresponds to the outward movement. If you would be so good we will do the poem again now, this time with only the vowels. So that the emphasis is on the vowels alone. (Miss Wolfram and Frau. Dr. Steiner) What I have just said about the physiology of eurythmy is specialized here. When only the vowels are carried out then that which I have characterized does not come to expression in its entirety. What I characterized is correct when someone speaks and the movements for consonants and vowels are made alternately. For what we have just done is that which I said not entirely correct: it will have to be specialized. Here very specific, differentiated movements have been performed all of which prove to be movements within the etheric body having primarily to do with what lies in the rhythmic system. Thus we must fasten our attention on that system which—as an etheric system—participates especially when vowels are spoken. When a person listens to vowels—which occurs of course in so specialized a manner only in eurythmy and to which for this reason attention must be drawn as it is here especially important therapeutically—when one recites a simple sequence of vowels for this person, or when one has him carry out such movements, in which case he would be listening to the movements which are the forms of expression for the vowel element while doing eurythmy—then, in the normal person listening to vowels those movements of the the etheric body corresponding to the rhythmic system become active in the way described earlier. And now you have the person doing eurythmy carry out in turn those movements through which he glides with his physical body into the movements which are otherwise manifest in the etheric body when vowels are heard. That is how the matter is specialized. In this way in particular those organs which belong to the rhythmic system are stimulated to respiration and inward digestion. These organs are strengthened; in them the appeal goes out to the forces of growth in the growing child or to the plastic forces which have their resistance within the organization of the fully grown adult. This will serve as an introduction to the physiology of the vowels in eurythmy. Thus in applying to therapeutic ends everything derived from the vowel-element in eurythmy you will be able to affect the rhythmic organs in particular. Now perhaps Mrs. Baumann will do the same poem once again consonantally. A mere glance will testify to the radical difference between the consonants and the vowels as they are carried out eurythmically. The difference is indeed thoroughly radical. If we wish to study what we have just seen we will have to make clear to ourselves how the matter would lie if in ordinary listening we were to hear only the consonants. For civilized man that is seldom so, but among less civilized peoples it is sometimes the case that they must listen to much of a consonantal nature. The consonantal world in speech is appreciably richer among less civilized peoples, and the transition from one consonant to another is stronger and unilluminated by a vowel lying between. You will find it possible to observe this up to and even within Europe. just look at words written in the Czech language and you will see just what combinations of consonants are present. To be sure when the words are spoken the vowel element sounds within these combinations of consonants, but it permeates them only as a continuous, hardly differentiated undercurrent. And if you listen to Czech you will say to yourself: to listen to this consonantal element is entirely different from listening to a language that is thoroughly permeated by vowels. Thus one has to do with quite another process here which can be characterized best in the following manner. As an ordinary listening process this process calls forth strongly those movements of the etheric body which are otherwise actually carried out in the case of physical movements. They are retained and so, while listening to consonants, the human being lives in a certain tension. Unconsciously he would like to be imitating outwardly, physically, when he listens to consonants, but he holds back. The situation is alive with tension: a state of pacification prevails, but an artificially induced pacification, called forth by the power of one's own ego in opposition to those movements which demand to be carried out. Volition dammed up within itself is manifest when consonants are heard. Therefore you will find that listening to consonants is inwardly exceptionally invigorating. If one has an eye for it one can study how peoples such as the Czechs comport themselves inwardly—how, the human being deports himself in his interior in relation to these tensions, these aggressive forces once one knows that they are built up out of the consonantal element of the language. It is a continual curbing of what unceasingly strives to become physical movement. Once again it is for the human being a stepping-out, a going over into the condition of sleep, and this going out, this transition into sleep is extraordinarily interesting. Consider the human being schematically: head, rhythmic system, limb-metabolic system. In listening to consonants it is primarily the limb-metabolic system that is engaged. The person wants to move his limbs, wants to break into movement, but the movement is converted into tension. He passes as it were into a state of sleep which actually does not take place in other respects, for the ego and the astral body—which go out in ordinary sleep—remain within the organism. One even tries to bring about a sort of artificial sleep for the limb-metabolic system in this case. But when one falls asleep in the limb-metabolic system to a degree, a strong reaction makes itself evident. This reaction consists of dreaming. However, at the moment one's consciousness is not so organized that one can dream. Dreams come into being that play about the human being. (orange). They affect the outer astrality and the outer ether. People who listen to consonants reinforce the aura in their proximity. This expresses itself in turn in its polarity: what remains here in the subconscious as polar content plays about the head as a volition-feeling factor and penetrates into the organism of the head. (violet). Therefore you may notice an intensification of wilfulness and caprice in people who are accustomed to living in the consonantal element. Dreams transformed into will play through the organism of the head. [IMAGE REMOVED FROM PREVIEW] What are dreams transformed into will from a physiological point of view? If one examines the etheric-physical correlative, it is essentially what is plastically at work in the organization of the head. The plastic effect on the organization of the head is pre-eminent and in this manner it will be possible to activate to a degree the organization of a head which is retarded. If one has to do with a feeble-minded person, or with someone where it can be demonstrated physically that his head organism is not in order, one should let him do consonants in eurythmy. Then one engages oneself with those forces which otherwise work as dream-like will in the entire remaining limb-metabolic system, which stimulate there the organization and preserve its activity. One makes the heads of imbeciles and those who are otherwise retarded in their head-organization more active. Thus one can employ this sort of eurythmy to arouse curative forces for the organization of the head, particularly when one carries it out in the intensified form, with the strengthened form of the consonants of which we have heard in the last few days. It is natural that when one wishes to consider the physiology of eurythmy one should keep the active moving human being in view. In ordinary physiology one actually does not pursue physiology at all: even when an experiment is conducted on the living one proceeds from the mechanical; or one starts with the corpse and draws conclusions about physiology in actuality. One then arrives at something which one has inferred. If one wishes to attain to a physiology of these processes, what one otherwise infers must be read from inner activity of man. And it will be seen how this sort of study will quicken the whole of physiology. Consider alone the following: what is the process of digestion as observed in the living human being? It is metabolic activity which thrusts itself into the rhythmic activity, which unfolds in the direction of the rhythmic. Digestive activity is metabolic activity which is caught up to a degree by the rhythm of the circulatory organs. A continuing process, which is a combination of the metabolic activity and rhythmic activity (completed by the German editor) is taking place here. When the rhythm pulses up against it, what is metabolic activity in the lymph is caught up into the rhythm of the organs of circulation and pulled along with it. The more chaotic activity—the chaos astir in the movement of the lymph—is taken over into the rhythm of the circulatory system. Physically human volition lives there where the chaos of the lymph goes over into the regular rhythmic functioning of the circulatory system. One must distinguish this activity of will, which consists in the continual transition taking place between the chaotic vigour in the lymph and the rhythmically regular, harmonising activity present in the circulatory being, from the outer activity into which it however pours. It is, nevertheless, in this way that the inner world of man lying within the skin brings itself into harmony with the outer being of man. Through the subordination of his personal being man encorporates himself into the being of the outer world. Therefore, when one influences this activity through eurythmy—as we have seen with the consonants—one counters in fact the human being's tendency to become self-willed, to become egoistic, and his tendency to become organically egoistic as well. What does it actually mean when man becomes egoistic? Organically expressed it means that the force of plasticity in the organs is diminished and the rigidifying, crystallizing tendency takes the upper hand. The organs no longer want to be modellers, they want to become more crystalline. By means of consonantal eurythmy this tendency can be counteracted. Here you have an insight deep into the human organism. Egoists are always people whose organs threaten to take on a proper wedge form. They want to become wedges, to become crystalline, where as in the case of people who are pathologically self-less, these organs expand. They have no crystallizing agency; they have plastic forces and become round. That is also a pathological condition. It is always the swing of the pendulum from one extreme to the other to which one must pay heed. Consider what spiritual activity is: when man thinks and from out of his thinking feels—that is designated spiritual activity in normal life. It is carried out by the most physical part of the head organism and is for precisely this reason the sublimating spiritual activity, the individualizing on the one side, the abstractly felt on the other. When the human being carries out this activity, what happens then? He draws out of his organism the force that enables him to encorporate him-self into the outer world. He draws out of himself the force that, pathologically, entices him to expand. He makes a crystallizer of himself when he is spiritually active. Certain peoples, the more northern peoples in particular, have developed a strong instinctive consciousness of these matters. Today they have as yet no inclination to introduce eurythmy in accordance with this instinctive consciousness. They employ instead what is more outwardly physiologic, Swedish gymnastics and so on. Nevertheless they make decided use of the characteristic alternating effect, by alternating the activity which the children must carry out in scientific study in school—when they must think and so on—with what diverts them to movement. They expect every teacher to be a gymnastic teacher as well and require on the other hand that the gymnastic instructor stands at the spiritual level of the child. Such things should be taken into consideration in an advanced civilization. However if I may make a statement that may appear to be a bit nasty, but is really meant only to enlighten, one must have time if one wishes to take these matters into account instinctively. Such things must be carried out by those peoples who take less part in the process of civilization, who live a life apart, more for themselves, and who are thus able to gradually develop instinctively that which has to do with the rhythm of spiritual and physical activity. The Swedes and the Norwegians who lead a more isolated existence, for example, can put such ideas into practice instinctively particularly well. For others the practice of such matters must be more conscious since these peoples are more engaged in the world processes in general—people, for example, who must concern themselves—as was of late very much the case—with making war and so on. These peoples must see these matters much more consciously. And those nations that stand in the centre of the world's movement, who must take part in its affairs while the world turns around them so to speak, they will soon see what they will get themselves into if they do not turn to these things consciously, how they will gradually degenerate. That is something which Switzerland in particular should take to heart. These things can be observed to play a part in the state of the world as a whole. The general conditions prevailing in the world are, of course, the result of human activity and even today they proceed more from unconscious human activity than from conscious activity. We are given the task, however, to gradually transmute the unconscious activity of man into conscious activity. How does this spiritual activity work in man? It awakens the crystallizing forces. In people with weak egos it strengthens the “I”, it makes the ego more egoistic. In people who effuse organically because they are not sufficiently egoistic we will find it necessary to activate the forces of egoism not for the benefit of the soul, but for the body. We could stimulate them by outward means as well; it would be natural to advise people who effuse organically to consume substances containing sugar. However, they sometimes have an antipathy towards them—a fact which gives expression to the true state of affairs. However, that is something of much less interest to us at the moment. What interests us just now is that through the vowel element in eurythmy one has the possibility of working most effectively in this direction; one can bring the human being organically to himself through the vowels. One can awaken the forces which bring him to himself organically. For certain people that will be most necessary, among them the sleepy headed people. One will find that the alternation between the two, between the vowels and the consonants in eurythmy, will work favourably as well as it enduces a living rhythm in the human being such as should exist between opening oneself to the world and retracting into oneself. That will be called forth by alternating consonantal and vowel elements in eurythmy. It is, of course, particularly important, when one intends to apply eurythmy for therapeutic purposes, to make one's own what I would like to call this physiologic-psychologic perception of what actually takes place. One should understand that the person who does consonantal eurythmy tends to call forth around himself a sort of aura which works back on him and brings him out of an egoless mingling with the world; in the case of the person who does vowels in eurythmy, his aura is drawn together, densified in itself, which is, of course, always the case with spiritual activity as well, and that the inner organs are thus stimulated to bring the person to himself. Pedagogically considered, alternating between the lessons one would place more in the morning hours where more mental work would be done and the lessons in which there would be more movement and where a great deal of eurythmy would be done calls forth rhythmic activity in the growing child that has an extraordinarily beneficial effect; all the detriments that are of necessity incurred through an improportionate mental exertion are balanced out again by doing eurythmy. For this reason eurythmy has an especially beneficial function within the curriculum as a whole. That which I have to say about eurythmy particularly to the physicians I will convey in the course of my lectures to them. Thus we conclude our consideration of eurythmy as such here. Tomorrow there will be two consecutive medical lectures where the eurythmists are not present. |
317. Curative Education: Lecture VIII
03 Jul 1924, Dornach Translated by Mary Adams |
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Two weeks after birth he had convulsions—a solitary attack; an important fact to note, for it provides the first clear evidence that the ego organisation and the astral body are finding it impossible to make their way into the physical and the ether body. |
Seldom indeed does one come upon such a striking resemblance as here stood revealed! The same cannot be said of the ego organisation. The ego is still no more than rudimentary; it reminds one of an ego organisation such as children have in the sixth or seventh month of pregnancy. |
Owing to the astral body being so extraordinarily strongly developed, the ego organisation seems to have missed sharing in the life and development of the last months of pregnancy. |
317. Curative Education: Lecture VIII
03 Jul 1924, Dornach Translated by Mary Adams |
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To begin with, dear friends, I want to show you the drawings done by this boy here, of whom we shall be speaking later on. He makes very good pictures. He has a feeling for detail; the drawings give evidence of a clear grasp of detail. Notice in this one, for instance, how accurately he has perceived everything. Here is another, where you can see how he plans and arranges his picture. Evidently he likes to do things in the way he learns to do them at school. And this is how it is done in our school here; and then each child is left free to fill in the picture in his own way. As you will see, we are economical and always use both sides of the paper. (Turning to the boy) Allow me now to draw you on the blackboard. There, that is what I wanted you for! (Another child is brought in.) Bring the little one over here; that will be best—so. Just look how tremendously large the head can become in a hydrocephalic child! We will discuss presently how that happens. The head actually measures 64 cm. When we first admitted the child, the measurement was 44 cm.1 On the 25th February it was nearly 54 cm, by the 7th April it had increased to 56 cm, and between the 7th and 11th it grew still bigger. On the 19th April the measurement was more than 58 cm, on the 28th May it had risen to nearly 61 cm and on the 1st July to 64 cm. Otherwise, the child's bodily development has not been at all abnormal; he is just like any other child. He takes hold of things, he has a very good appetite, and with the exception of one crisis he has been cheerful and happy. You can get an idea of the size of the head by looking at the little ears which are of course of ordinary size; you will at the same time notice just where the enlargement begins. It begins, you see, here, and then continues in this direction. The face is not affected; it is a little swollen and puffy, but not enlarged. As you look at the child, you will very likely think that he is perceiving things with his eyes. As a matter of fact, he has no more than a general impression of light—no precise impressions at all. And now we have to take note of the tragic fact that just before I came here to give these lectures I received a telegram to say that the father of the child has died of a heart attack. If you look at the child as a whole, and compare it with the form and proportions of an embryo, you will find that you have in this child nothing else than a giant embryo! You can see quite plainly that he has remained at the embryo stage, his growth in the post-embryo stage continuing to accord with the laws of growth of the embryo stage. That we have not up to now succeeded in achieving any reduction in the size of the head must be attributed to the extraordinary strength with which the internal tendencies that make for enlargement are working. I am however quite hopeful that after a certain point has been reached, we shall be able definitely to bring the head more nearly into harmony with the rest of the body. The child is in all other respects quite a jolly little fellow. A striking fact that comes home to us when studying the riddles of human nature is that abnormalities of this kind throw great light upon the life of man as a whole—not only upon the life of man, but upon the life of the entire universe. (Some extracts from the history of the case are read out.) The child was six months old when he came to us. He was born in August last year, and received from me his name; it was just in the time when I was away in England. The birth was normal. The mother was strong and healthy throughout the time of pregnancy. Please note these facts carefully; later on we shall have to find their interpretation. And let me ask for your special attention to what I said last—that the mother felt particularly well during the pregnancy. In this time she did a great deal of typing. There was nothing strange or unusual to be seen in the child at birth. Mark that well: at birth—that is to say, immediately on his being let go, as it were, from the embryo condition—the child showed nothing unusual. The embryo condition had, you see, been normal throughout; not until after the child started breathing with the lungs did abnormality begin. The umbilical cord was wound round the neck; the amniotic fluid contained meconium. The baby weighed 5 ¾ lb. Two weeks after birth he had convulsions—a solitary attack; an important fact to note, for it provides the first clear evidence that the ego organisation and the astral body are finding it impossible to make their way into the physical and the ether body. The child hit out around him with his arms and got blue in the face. Blueness is always a sign of inability to dive down into the physical body. If it is very marked, it has a more individual significance. It may mean nothing else than that the astral body had at birth a strong and pronounced configuration. For this, you know, can happen; as it did with Goethe, who was born quite blue and could only after some time be induced to receive into him the astral body and ego organisation. In the child now before us, the convulsions (and blueness) occurred of course later. Development is said to have been entirely normal during the first half year. It was not entirely normal; but the lack of right relationship between head and limbs escaped observation in the earliest months, and was noticed only later on. The child was breast-fed. The head was at birth noticeably small, which goes to show that the causes of the trouble are not to be sought in any weakness of the nerves-and-senses organisation. From September onwards, we are told, the size of the head began very gradually to increase. It began of course earlier than this. The mother did not yet consider the head abnormal at a time when it must already have grown to a considerable size. The enlargement of the head was noticed only when the discovery was made that in one week the child had put on weight to the extent of nearly 1 lb. In the middle of December the head measured 19 inches. The child was quiet, and did not cry much; he was apathetic. The fontanels were taut. Appetite was good. Blisters filled with pus began to form on the skin of the head. Appetite and evacuation of the bowels were good. And then the child was brought to us. What we have to do, when such a case is brought to us, is to take the facts as they lie there before us—and among them the most important of all are of course whatever we can observe for ourselves by simply looking at the child—and then, working from these, win our way through to where we can “behold” also the spiritual in the child. Following this line of investigation we were able to see that the child carries in him an astral body which bears clearly and unmistakably the characteristic features of the astral body of the mother. The mother was of course present at the time. Seldom indeed does one come upon such a striking resemblance as here stood revealed! The same cannot be said of the ego organisation. The ego is still no more than rudimentary; it reminds one of an ego organisation such as children have in the sixth or seventh month of pregnancy. The child has in fact remained at that stage. Owing to the astral body being so extraordinarily strongly developed, the ego organisation seems to have missed sharing in the life and development of the last months of pregnancy. And now, after birth, the child retains within him, thanks to this powerful astral body, all the forces he had in the embryo time. Let me at this point remind you that in the first few months after birth, the orientation of the embryo time virtually continues, with the result that in these first months the development of a child outside the body of the mother still bears a strong resemblance to its development in the embryo time. How are we to account for this? The radical change which the bodily nature of the child undergoes at birth is concerned, first or all, with the breathing system. The child comes into connection with the outside air. But now this connection with the air does not establish itself all at once, but only slowly; a considerable time has to go by before it is extended over the whole organism. The connection with the air has its influence upon the organism from the beginning, as we very well know. Nevertheless, the complete establishment of the connection throughout the organism is a gradual process. Consequently, in the earliest months, since the embryonic forces continue to work as before, there may frequently be no sign of any such devastation as can show itself in the organism later on, if infantilism goes so far as it does in the child before us; for we have in him an extreme instance of infantilism, where the embryo organisation is simply retained and continued. Now, the characteristic feature of the embryo organisation is, as you know, that we have there to do with an immense head organisation and a small body. The head organisation owes its origin entirely to the co-operation of cosmic forces. Almost everything that takes place with the head organisation in the embryo condition is to be regarded as a work of cosmic forces. The mother's womb provides the place where the work that is going on can be protected from the intrusion of earthly forces. You must think of the mother's womb as a bodily organ that encloses a space, shutting away this space from earthly influences, so that it can be reserved for cosmic influences alone. Thus we have in the womb of the mother a space that stands in immediate connection with the cosmos, a space within which cosmic influences have free play. And there, in that enclosed space, the development of the head organisation goes forward. When the time comes for the human forces of the mother's womb, in so far as these do receive the child at all—when the time comes for these human forces of the womb to work upon the child, then the metabolism-and-limbs organisation begins to let itself be orientated into these forces. In this child, the cosmic forces have simply continued their working into the post-embryo condition. The cosmic forces have had here the ascendancy over what should have been provided for by the strength and forces that normally a child receives in addition for his earthly development, notably for the development of the system of metabolism and limbs. What follows from this is obvious. For suppose the child had remained longer in the womb of the mother. It is of course an absurd hypothesis, but suppose the child had remained there beyond the ten months, what would have happened? The head would have gone on growing, and the limbs would not have been able to develop. For there, in the mother's womb, it is the extra-earthly, the cosmic, in the human being, that alone is given opportunity to grow. And now we have to ask ourselves the question: What has led to this condition? And here I must say, it is most significant, it is indeed quite startling, that in the very moment when we are going to speak together about this whole strange case, a telegram is handed in, telling that the father has died of a heart attack. The following became clear to me and I confirmed it afterwards from the mother's memory. For I felt it necessary to ask her: “Did you not have a rather special feeling in your soul during pregnancy?” I even worded the question as follows: “Were you not sorry that the child did not remain within you instead of coming into the world?” The mother assented to this. She had founded her whole connection with the child upon the close association of the embryo period; as far as her feeling was concerned, the situation was that she was sorry she could not keep the child with her in the womb, she was sorry when it was torn away from her by the event of birth. This feeling on the part of the mother points on the one hand to an extraordinarily strong karmic connection between her and the child; on the other hand it has provided the conditions under which the forces that are active in the embryo time have been able to remain in the child. The abnormality of soul begins, you see, in the mother, and as one would naturally expect with such a deep karmic connection, transfers itself to the child. The relationships of life are very complicated, and it is not at all easy always to see everything in its right connection. Many a time, however, the facts themselves will place the things together for our perception; and they do so here. Look at what has happened! Not a year has gone by since the child was born, and the father dies of a heart attack. There is always some connection to be found in such events; they don't just “happen”. The father had for a long time been suffering from a diseased heart. Now, you know what a strong connection there is between heart disease and the condition of the limbs. Under the influence of certain kinds of heart disease, the organisation of the legs will grow weak at once; for just the most important and essential part of the limbs, namely the tissues of the joints and the synovial fluid, suffer in consequence of heart disease. And then you must remember that, in the relationships of heredity, it is the limb organisation that is more strongly influenced by the father, and the head organisation by the mother. Now imagine, conception takes place. In certain circumstances it can happen that an incapacity on the part of the father to bring the forces of his organisation into the limbs is transferred to the child; in which case the head organisation, which is under the influence of the mother, is bound to undergo an inordinate development. And now you have the explanation of the fact that the mother loved to have the child in her womb. It was because the child received but little of heredity forces from the father, and the mother was accordingly able to make the main contribution. There you have then a description of the case that is before us. And you must know that such a case is typical of a great number of children suffering from abnormality. For what you have observed in this child is an extreme instance of infantilism—an infantilism, namely, that goes back to the embryo condition; and you will find infantilism in all possible forms throughout the stages of child development. Here it is the embryo condition which, like an overgrown plant, spreads itself out over the later development; but the first epoch of life may do the same, extending its working beyond the change of teeth. Or again, just as there can be this failure to grow and develop rightly into the post-embryo condition, so can it also happen that a boy or girl does not grow into the third epoch of life in the right way. There are children who attain puberty in the outward sense, but do not with their full and entire constitution grow into the epoch that lies between puberty and the beginning of the twenties; such children retain instead during that epoch the orientation of the forces that work between the seventh and fourteenth year. Actually a whole succession of infantilisms can be met with. We have here the absolutely radical example; and it is fortunate from a medical and educational point of view that you should have opportunity to observe in this extreme case what you will be able to detect, to a lesser extent and in less pronounced form, in a vast number of backward children. Our purpose in today's lecture is to make adequate preparation for passing on tomorrow to the therapy and pathology of the cases in question; I will accordingly confine myself to giving descriptions of the cases, and then tomorrow we will carry our consideration of the same to a conclusion and speak also of their pedagogical aspect. You saw, at the beginning of the lecture, the boy of whom you may well be inclined to ask: Why ever is he brought forward for demonstration? A sensible question, for when you make his acquaintance in an ordinary superficial way, you can hardly do otherwise than find him a kindly disposed and friendly little boy, who learns painting just as other children do, who answers you quite properly and with perfect friendliness when you speak to him, a little boy, in fact, with whom you could quite happily converse by the hour. Is it not so? Those who have to do with him will tell you that it is as I have said. You would not be able to notice anything abnormal about the child, and would perhaps say to yourself: “Strange people these Anthroposophists! They put their children in a clinic for treatment, when all the time they are children who might well be held up as an example to other children!” The fact is, the boy is a kleptomaniac. You would never think it! But that is due to a characteristic feature of kleptomania—namely, its almost complete isolation from the rest of the soul life. And in this boy you will find that consciousness—which should, generally speaking, send its light into all the events and doings that occur in the life of man—is simply shut out from his kleptomaniac actions. You will have the distinct feeling that he himself has very little knowledge of what he is doing, in spite of the fact that he carries it out—and please note this!—in a most clever and crafty manner. He had to be expelled when he went to school in Berne, and again also when he attended a school in another town; and he had arranged everything so slyly, that the authorities had to go to no end of trouble before they could establish grounds for his expulsion. The boy is not at all egoistic in the matter. He is quite capable of making presents to his friends of the things that he steals in this wily manner, or of spending it all on some jollification in order to give them pleasure. The whole situation leads to the development of a special form of not altogether conscious lying; for he does not himself know exactly what has happened, the details of the event not being shone upon by the light of consciousness. He will relate the most incredible stories to explain how he has come by some object, which he has of course simply stolen. He will show you, with real shyness, just how he found the things and just where they all were, making a long story of how it all came about. There is really something impish about the way these thefts take place. If I understood Frau Dr. Wegman aright, quite a long time can elapse during which it seems as though the boy has become a perfectly well-behaved little fellow, and then suddenly one day, without our knowing that he has taken anything it will transpire that something is missing out of someone's pocket. In a curious way different people will begin to make the discovery that things of theirs are simply disappearing. So then we would be confronted with these two facts side by side. On the one hand, the strange report of the dematerialisation of things in the Clinic, and on the other hand the knowledge that the boy had been compelled to leave one school after another. For that was known to us from his past history. These two facts stood there together, side by side. It is, moreover, you will agree, an unpleasant situation suddenly to be placed under the necessity of supposing that it might also be some adult who had taken the things! We have in the Clinic at present fifty-two persons, and it might be this one or that one, one simply did not know. What one did know was that a spiritualist would have had here a grand opportunity to make a full and thorough explanation of how things dematerialise! A whole theory of the dematerialisation of objects could have been built up. We have the child here with us in the Clinic, and I would like you to observe him and notice how firmly the head organisation is compressed here (at the temples) and how it goes apart here (towards the back of the head). As to the spiritual findings, they are to the effect that the parts of the astral body belonging to the several organs are extraordinarily strongly developed, particularly here on the left side. Externally, you will not find much else to note about the boy. And now be so good as to bring in the other child. We will speak about methods of treatment tomorrow. (The next child is brought in.) Look at her! A dear little girl! Charming, is she not? Look at her lovely fair hair. An interesting incident has taken place with this little girl. One day the children were left alone together for a short time. They were on very friendly terms with one another; and presently the boy whom you saw the day before yesterday got the idea that he must go and find some scissors. It was this little girl of course who made him fetch the scissors. Being a polite and obedient little gentleman, he brought them to her. What did she do, but cut off all her hair! As you see, not at all a conventional young lady! And now I would especially draw your attention to her lovely blue eyes, and then to her fair hair with its beautiful lustre. You can see at once, the child is very sulphurous. And she is so in her behaviour too—extraordinarily sulphurous. A dear child, but with this strongly marked sulphurous quality. She is always on the go and full of vigour. (The girl bites at Dr. Steiner's arm.) She is only biting my sleeve. She weighed at birth a little under 4 ¼ lb., but had been carried in the womb for the full nine months. Thus the embryo period had been gone through in the regular manner. The child was breast-fed for seven months, and when a year old learned to walk. That is a comparatively early age to learn to walk, but not abnormal. She learned also to talk at the right time. Development continued to give the appearance of being normal. By the time she was a year and a half the child had ceased to wet the bed, although she still wet herself during the day, but never any more at night. Here, you see, is already an abnormality, in the fact that this weakness in the child's organisation makes itself evident only when the astral body is present, and not when the astral body has been removed. A year and a half ago, when she was three and a half years old—note that this is exactly half-way through the epoch of the first seven years and is a moment of great importance, as is also the corresponding moment in the second epoch, half-way between the seventh and fourteenth years—when three and a half years old, the child had headaches with high fever, and immediately afterwards measles. She was a child who readily caught illnesses. Since that time, she has been particularly restless and excitable. The mother too was ill at the same time with influenza and has also been restless since, and easily upset. You see the parallelism between mother and child. The child's appetite is always poor. And yet she is a fine, sturdy little girl, with powerful limbs. As you know, however, the organisation of the limbs is not built up, so far as substance is concerned, from food, but from the cosmos via the breathing and the activity of the senses. It is in the head that you will find the results of this poorness of appetite. A poor appetite, which means then of course impaired nutrition, affects the activity of the child's head. The little girl is lively and imaginative; she is restless, not merely in her body, but in her thoughts too. It can plainly be seen in her that her imagination and fantasy come not from the head but from the limbs. Her head organisation is very weak, her limb organisation particularly strong. Clearly, her life of fantasy comes from her limbs. The child often has restless dreams. Now, it is important to take careful note of how she dreams—in particular, whether the dreams occur just after falling asleep or before waking up. Up to now, according to this report of her case, it is the former alone that have been observed. But the waking-up dreams must also come under observation. If we can bring her now and then to relate these, they will be found to reveal much that is of very great interest for us when they are in this way recalled to memory. We must get her to tell them to us. These then are the three cases I wanted to put before you. Tomorrow we will meet again at 8:30 and speak about methods of treatment.
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293. The Study of Man: Lecture XII
03 Sep 1919, Stuttgart Translated by Daphne Harwood, Helen Fox |
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You make a great mistake if you believe that you live with your ego in your muscles and flesh. Even when you are awake you do not live with your ego in your muscles and flesh, you live with your ego principally in the shadow which you photograph in this way, in the forces used by your body when it moves. Grotesque though it may sound, when you sit down and press your back against the back of the chair, you live with your ego in the force which is developed in this pressure. When you stand up you live in the force with which your feet press the ground. |
It is not in the least true that we live with our ego in our visible body. We live with our ego in forces. We only carry our visible body about with us; drag it along with us during our physical earth life until death. |
293. The Study of Man: Lecture XII
03 Sep 1919, Stuttgart Translated by Daphne Harwood, Helen Fox |
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When we consider the human body, we must relate it to the physical sense-world that surrounds it and maintains it, for there is a constant interplay between the physical body and the world, through which it is sustained. When we look out into the physical sense-world around us, we perceive mineral beings, plant beings, animal beings. Our physical body is related to the beings of the minerals, plants and animals. But the peculiar nature of this relationship is not immediately evident to superficial observation; we must penetrate deeply into the character of the kingdoms of nature if we are to understand this relationship. When we regard the human being as physical body, what we first perceive is his solid bony frame and his muscles. When we penetrate further into him we perceive the circulation of the blood with the organs which belong to it. We perceive the breathing, we perceive the processes of nourishment. We see how, the organs are built up out of the most varied vascular forms—as they are called in natural science. We perceive brain and nerves, the sense organs. We have now to co-ordinate these various organs of the human being and their functions with the external world. Let us begin with that part of the human being which at first appears to be the most perfect (we have already seen how the matter really stands), let us begin with the brain and nervous system which is closely linked with the sense organs. This part of the human organisation shows the longest earthly evolution behind it, so that it has passed beyond the form which the animal world has developed. Man has passed through the animal world, as it were, in relation to this, his head system, and he has gone beyond the animal system to the real human system—which indeed is most clearly expressed in the formation of the head. Now we spoke yesterday of how far the formation of the head takes part in individual human evolution, how far the shape, the form of the human body proceeds from the forces which are to be found in the head. And we saw how the work of the head reaches a kind of conclusion with the change of teeth towards the seventh year. We should make clear to ourselves what really happens through the interplay between the human head, the chest organs and the limb organs. We should answer the question: what does the head really do in carrying out its work in connection with the chest-trunk system and the limb-system? It is continually forming, shaping. Our life really consists in this, that in the first seven years an intense forming force streams from the head right down into the physical form; and the head continues its aid by preserving the form, by ensouling it, by spiritualising it. The head is involved in shaping the human form. But does the head build up our truly human shape? No, indeed it does not. You must learn to accept the view that your head is constantly trying, in secret, to make something different out of you from what you are. There are times when the head would like to shape you so that you would look like a wolf; at other times it would like to shape you so that you would look like a lamb. Then again, so that you would look like a serpent; it would like to make you into a serpent, a dragon. All the shapes which your head really designs in you, you find spread out in nature, in the different animal forms. If you look at the animal kingdom you can say to yourself: that am I; but when the head produces the wolf form, for instance, my trunk system and my limb system constantly do me the favour of changing this wolf form into the human form. They are perpetually within themselves overcoming the animal element. They so master it as to prevent it attaining complete existence within them, they metamorphose it, they transform it. Thus the human being has a relationship to the animal world around him through the head system. But it is such that he is continually carried beyond the animal world in the creation of his body. What, then, really remains in you? You can look at a human being. Imagine that you have a man before you: you can make this interesting observation. You can say: there is the man. There is his head, and in the head a wolf is actually stirring, but it does not develop into a wolf; it is immediately dissolved by the trunk and the limbs. In the head a lamb is actually stirring; it is dissolved by the trunk and the limbs. The animal forms are continually moving supersensibly in the human being, and are being dissolved. What would happen if there were a super-sensible photographer who could retain this process, who could preserve this process on a photographic plate, or on a series of photographic plates? What should we see on these plates? We should then see the thoughts of man. These thoughts of the human being are indeed a super-sensible correlate to that which does not come to expression in the sense-world. This continual metamorphosis out of the animal, streaming down from the head, is not expressed in the senses, but it works in man supersensibly as the process of thought. In reality this is present as a super-sensible process. Your head is not merely the lazy-bones on your shoulders, it is that which would really like to maintain you in animality. It gives you the forms of the whole animal kingdom; it would like animal kingdoms continually to arise. But by means of your trunk and your limbs you prevent a whole animal kingdom from arising through you in the course of your life: you transform this animal kingdom into your thoughts. Such is our relationship to the animal kingdom. We allow this animal kingdom to arise supersensibly within us, and then we do not allow it to come to sensible reality, but hold it back in the super-sensible. The trunk and the limbs do not allow these evolving animal forms to enter their sphere. If the head has too strong an inclination to produce something of this animal nature, the remaining organism struggles against accepting it, and then the head has to resort to migraine or to some similar head complaint in order to exterminate it again. The trunk system is also related to our environment—not in this case, to the animal world but to the whole range of the plant kingdom. There is a mysterious connection between the trunk system of man, the chest system, and the plant world. The most important processes in the circulation of the blood, also in breathing and nourishment, all take place in the chest or trunk system. All these processes are in active interchange with what takes place outside in the physical sense-world of the plants, but in a very special way. Let us first take the breathing. What does a man do in breathing? You know that he takes in oxygen, and through his life processes he changes oxygen into carbon dioxide by connecting it with carbon. Carbon is in the organism from the transformed foodstuffs. This carbon takes up the oxygen, and carbon dioxide gas arises through the union of the oxygen with the carbon. Now when man has the carbon dioxide within him it would be a splendid opportunity for him not to let it out, but to keep it there. And if he could free the carbon again from the oxygen, what would happen? Let us say that a man breathes in oxygen through his life processes, and allows it to form carbon dioxide by uniting with carbon; if now he were in a position to separate off the oxygen again within, and to work upon the carbon, what would then arise in the man? The plant world. The whole vegetable kingdom would suddenly grow up in man. It really could grow there. For if you consider a plant, what does it do? Of course it does not breathe in oxygen in the same regular way as man, but it assimilates carbon dioxide. By day the plant is bent on getting carbon dioxide, it gives up oxygen. It would be bad if it did not do this; for then neither we nor the animals would have it. But the plant retains carbon, and out of this it forms starch and sugar and everything else it consists of. From this it builds up its whole organism. The plant world arises by building itself up from carbon which plants in their process of assimilation separate off from the carbon dioxide. When you look at the plant world, it is metamorphosed carbon, which is separated off by the process of assimilation, and this process corresponds to the human process of breathing. The plants also breathe to a certain extent, but it is different from the breathing process in man. The plant does breathe a little, especially in the night, but to say that plants can really breathe shows a superficial observation, and is like saying: “Here is a razor, I will cut meat with it.” The process of breathing in plants is different from the process of breathing in men and in animals, just as the razor is different from the table knife. The human process of breathing corresponds in the plants to the reverse process, that of assimilation. From this you will understand that if you continued in yourself the process by which carbon dioxide has arisen, that is, if the oxygen could be given up again and the carbon dioxide could be transformed into carbon, as is done by nature in the world around you, then you could let the whole vegetable world grow up in you. You would have the materials for this within yourself and you could bring it about that you would suddenly blossom forth as plant world. You would disappear and the whole plant world would arise. This capacity of producing a plant world is indeed inherent in man, but he does not allow it to come to this point. His chest system has a strong inclination continually to produce the plant world. Head and limbs do not allow this to happen, they defend themselves against it. And so man drives out the carbon dioxide, and does not allow the plant kingdom to arise within himself. He allows the plant kingdom to arise out of the carbon dioxide in the outside world. This is a remarkable interplay between the trunk-chest system and the sense physical world around us; for outside there is the kingdom of the vegetables, and the human being is continually having to prevent the process of vegetation from arising within him; if it does arise he must immediately send it out again so that he may not become a plant. Thus, in so far as the chest-trunk system is concerned, man is able to create the counter kingdom to the plant world. If you conceive the plant kingdom as positive, then man produces the negative of the plant kingdom. He produces, as it were, reversed plant kingdom. What happens when the plant kingdom begins to behave badly in him, and head and limbs have not the power to nip it in the bud, to drive it out? Then the man becomes ill. The internal illnesses which come from the trunk system are ultimately due to this, that a man is too weak to check the plant-like growth as soon as it begins to arise within him. The moment there arises in us even a vestige of plant-like nature, the moment we fail to ensure that the plant kingdom which endeavours to grow in us shall be cast out to form its kingdom outside us—in that moment we become ill. And thus the essential nature of disease must be sought in this tendency towards plant growth in man. Naturally it is not true plants that grow, for after all the human interior is not a very pleasant surrounding for a lily. But through a weakening of the other systems of the trunk there can result a tendency towards the growth of the plant kingdom, and then man becomes ill. Thus if we look at the whole plant world of man's environment we must say to ourselves: in a certain sense the plant kingdom presents pictures of all our illnesses. It is the wonderful secret in man's relationship to surrounding nature that not only (as we have shown on other occasions) do the plants represent pictures of his development up to adolescence, but in the plants around him, especially in so far as these plants are fruit bearing, he can see the pictures of his illnesses. This is a thing we may perhaps not like to hear, because it is natural to love the plant world aesthetically; and, when the plant unfolds in the world outside, this aesthetic attitude is justified. But the moment the plant seeks to unfold within man, the moment vegetation sets up within him, then what works outside in the many-coloured beautiful plant kingdom, works in man as the cause of illness. Medicine will become a science when it is able to show how each individual illness corresponds with some form in the plant world. Actually it is true that when man breathes out carbonic acid gas, he is, for the sake of his own existence, constantly breathing out the whole of the plant world which wants to arise in him. Hence it need not seem strange to you that when the plant begins to extend—beyond its ordinary plant nature, and produces poisons, these poisons are bound up with the processes of man's health and sickness. At the same time all this is bound up with the normal process of nourishment. Indeed, nourishment, like the process of breathing, takes place in the chest-trunk system, at least in its initial stages, and must be considered in exactly the same way as breathing. In the processes of nourishment man also takes in substances from the world around him, but he does not leave them as they are; he changes them. He changes them with the help of the oxygen which he breathes in. As man transforms the substances taken up in nourishment, they combine with oxygen. This appears as a process of combustion, and it looks as though the human being were constantly burning within. This moreover is what natural science frequently says, that a process of combustion is going on in the human being. But it is not true. What takes place in the human being is no true process of combustion, but is a process of combustion (notice this carefully)—it is a process of combustion which lacks both beginning and end. It is merely the middle stage of the process of combustion; it lacks the beginning and end of it. The beginning and the end of the process of combustion must never take place in the human body, only the intervening part. It is destructive to the human being if the first stages of the process of combustion, such as take place in the forming of fruit, are carried on in the human organism; for instance when a man eats unripe fruit. The human being cannot carry out this initial process similar to combustion. The human being cannot endure this in himself, it makes him ill. And if he can eat a great deal of unripe fruit, like strong country people for instance, then he must be very closely related to the nature around him, for otherwise he would not be able to digest unripe apples and pears as he can the fruit which has been ripened by the sun. Thus it is only the middle process which he can carry out. In the processes of digestion the human being can only take part in the middle stage of all the combustion processes. Again, if the process is carried to its conclusion, to where, in the outer world, the ripe fruit would rot, the human being can have no part in it. Thus he cannot take part in the end stage either. He must excrete the food stuffs before this stage is reached. It is actually the case that the human being does not carry on the processes of nature as they take place around him, but he only goes through the middle part; within himself he cannot fulfil the beginning or the end. Now we will look at something most remarkable. Consider breathing. It is the opposite to everything which takes place in the plant world around us. It is in a certain way the anti-plant kingdom. The breathing of man is the anti-plant kingdom, and it is inwardly connected with the process of nourishment which is the middle stage of the combustion process of the outer world. You see, there are two processes in our bodily chest-trunk system; this anti-plant process, which takes place through the breathing, is always at work in connection with the central portion of the other external processes. These two are constantly interrelated in their work. Here, you see, body and soul are combined. That which takes place through the breathing unites with the remaining nature processes, which however, as they take place in man, represent only the middle portion of Nature's processes. And this means that the soul life, which is the anti-plant process, unites with the humanised bodily life, namely the middle portion of the processes of Nature. Science may well search for a long time for the mutual relationship between body and soul unless it seeks it in the mysterious connection between the breath, which has become soul, and the middle part of the processes of Nature, which has become body. These processes of Nature neither arise nor decay in man. They take their rise outside him and only after he has excreted them should they decompose. Man unites himself in body with a central part only of the processes of Nature; and in the breathing processes he fills these Nature processes with soul. Here there arises that delicate inter-weaving of processes to which the medicine and the hygiene of the future will have to devote very special attention. The hygiene of the future will have to ask: how are the different degrees of warmth interrelated in the world outside? How does warmth act when passing from a cooler place to a warmer, and vice versa? There are warmth processes at work in the external world; how does such a warmth process act in the human organism when this organism is placed into it? Man finds an interplay of air and water in the external process of vegetation. He will have to study how that works on the human being when he is placed in it, and so forth. With regard to things of this kind the medicine of to-day has only made the very smallest beginning, scarcely even a beginning. When there is an illness the medicine of to-day sets the greatest value on finding the bacilli, the kind of bacteria which causes the illness. Then, when it has found that, it is satisfied. But it is much more important to know how it comes about that, at a particular moment of a man's life, he is prone to develop some suggestion of a vegetative process, so that the bacilli scent a comfortable place of sojourn. The important thing is to keep our bodily constitution in such a condition that it is not an agreeable hostelry for all vegetable pests; if we do this, these gentlemen will not be able to bring about too great a devastation in us. Now there remains the question: in considering the human being physically in his relation to the outer world, what part do the bony skeleton and muscles really play in the human life process as a whole? We now come to something which, in the science of today, is hardly regarded at all; but it is absolutely essential that you should grasp it if you want to understand the human being. Please notice what happens when you bend your arm. Through the contraction of the muscle which bends your forearm you are bringing into play a machine-like process. Imagine that it simply comes about in the following way. First of all, you have a position where upper and lower arm (or two corresponding laths or poles) lie in one and the same direction (drawing a). [IMAGE REMOVED FROM PREVIEW] Then this position (drawing b) represents the bent arm. [IMAGE REMOVED FROM PREVIEW] Suppose now you stretch a band (c) and then begin to roll it up. This lath here would carry out the movement indicated by the arrow in the drawing. It is a thoroughly machine-like movement. You also carry out mechanical movements of this kind when you bend your knee and when you walk. For in walking the whole mechanism of your body is brought into continuous movement, and forces are continuously at work. They are pre-eminently forces of leverage, but forces are actually at work. Imagine to yourselves that by some kind of photographic trick you could arrange that, when a man was walking, all the forces and nothing of the man, should be photographed; I mean the forces which he applies to raise his knee, to put it down again, to bring the other leg in front. Nothing of the man would be photographed except the forces. If in the photograph you could see these forces developing, it would be a photograph of a shadow, and even in walking itself you would have a whole series of shadows. You make a great mistake if you believe that you live with your ego in your muscles and flesh. Even when you are awake you do not live with your ego in your muscles and flesh, you live with your ego principally in the shadow which you photograph in this way, in the forces used by your body when it moves. Grotesque though it may sound, when you sit down and press your back against the back of the chair, you live with your ego in the force which is developed in this pressure. When you stand up you live in the force with which your feet press the ground. You live continually in forces. It is not in the least true that we live with our ego in our visible body. We live with our ego in forces. We only carry our visible body about with us; drag it along with us during our physical earth life until death. Even in the waking condition we live only in a force body. And what does this force body really do? It continually sets itself a peculiar task. It is true, is it not, that when you are eating you take in all kinds of mineral substances? Even if you do not make your soup very salty, the salt is nevertheless in the food, and you are taking in mineral substance. It is necessary that you should take in mineral substance. What do you do with it? Your head cannot do much with it. Neither can your trunk-chest system. But your limb system prevents these mineral substances from taking on their own crystal forms in you. If you did not develop the forces of your limb system, then when you ate salt you would become a salt crystal. Your limb system, your skeleton and your muscular system have a constant tendency to work against the mineral formation of the earth, that is, to dissolve the minerals. The forces which dissolve the minerals in the human being come from the limb system. If a morbid disturbance goes beyond the merely vegetable process, that is, if the body has the tendency not only to allow plant life to appear, but also the process of mineral crystallisation, then a more severe, a more destructive form of illness is set up; for instance, diabetes. Then the body is not able to apply the force of the limbs which it receives from the universe to dissolve the mineral. In reality it should be constantly dissolving the mineral. If to-day men cannot master those forms of illness which arise from unhealthy mineralisation in the human body, it is largely because we cannot adequately apply the antidote which we must find in connection with the sense organs, the brain, the nerve fibres, etc. In order to overcome gout, diabetes and similar illnesses, we ought to be able to use in some form the apparent substances (* German: Scheinstoge)—I call them apparent substances advisedly—we ought to use this decaying matter, which is in the sense organs, in the brain and nerves. What is really healing for humanity in this sphere will only be reached when the relationship between man and nature has been thoroughly investigated from the point of view which I have given you to-day. The human body is only to be explained when we know the processes that take place in it: when we know that the human being must dissolve within him the mineral, must reverse within him the plant kingdom, must raise above him, that is, must spiritualise, the animal kingdom. And all that a teacher ought to know about the evolution of the body has—as its foundation—what I have placed before you here in these anthropological, anthroposophical considerations. |
233a. The Easter Festival in the Evolution of the Mysteries: Lecture II
21 Apr 1924, Dornach |
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This spirit and soul, as they manifest themselves in the human being, are unified by the ego into a single entity, whereas in the cosmos as a whole we have to do in spiritual observation not with one but with a multitude, an immeasurable, limitless multitude of spiritual beings. |
And for that reason they knew that the forces emanating from the sun-beings must be received by the higher human members, the ego and the astral body, but not by the etheric body. Only upon the higher members could the sun-forces be allowed to work. For the etheric body, on the other hand, one turned not to the sun but to the planets. For the astral body and even more so for the ego's full inner power one had to turn to the sun. This was the second thing revealed by the Mysteries that had access to the secret of the moon. |
233a. The Easter Festival in the Evolution of the Mysteries: Lecture II
21 Apr 1924, Dornach |
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As an extension of my comments of the last few days, I would like today to take a closer look at the astronomical aspect of Easter. To do this, however, I will first have to touch upon certain facts relating to the so-called mystery of the moon. For as long as there was Mystery knowledge people spoke of a secret of the moon. Inasmuch as human beings participate in the cosmos as a whole, this secret was related to human nature. It must be understood that with respect to our whole nature we are connected with the cosmos, just as through our physical bodies we are connected with the earth. Our materialistic times, however, have deprived us of the ancient awareness of the spirituality pervading the universe, spirituality that lives in the forms of constellations and in the motions of heavenly bodies. Our perception of heavenly bodies is now purely external; all we can do with them is calculate their movements, as we do with the planets. Such an approach to astronomy, however, is like studying the human organism while ignoring that it is animated by a being of soul and spirit. Attending only to measurable quantities and to mechanical laws of motion, we overlook the spirit and soul that express themselves through these phenomena. This spirit and soul, as they manifest themselves in the human being, are unified by the ego into a single entity, whereas in the cosmos as a whole we have to do in spiritual observation not with one but with a multitude, an immeasurable, limitless multitude of spiritual beings. Some of these express themselves in the forms of the constellations, others in the wanderings of the planets, still others in the radiant light of the stars, and so on. This many-faceted heavenly spirituality is related to humanity's inner nature in the same way that earthly foodstuffs are related to our physical nature. The secret of the moon represents the most basic of these inner relations between us and the cosmos. To the earthly eye the moon appears engaged in a constant metamorphosis. From a round, luminous disk such as we see now, it diminishes to half, then to a quarter, until finally it vanishes from sight in a phenomenon we call the new moon. This is followed by a gradual growth in size back to the full moon. The usual explanation for this is, of course, that the moon is just a body that moves about in space and is illuminated from different angles by the sun, so that its shape apparently changes. Such an explanation, however, does not encompass everything the moon means to earth and to earthly humanity. Instead it must be realized that when we look at something as physically conspicuous as the full moon, something that presents us with a physical aspect, we are dealing with a completely different thing than when the same object presents itself to us as the new moon, which obviously cannot manifest itself in a visible, physical way due to the celestial configuration connected with it. However, we must not conclude from this that the new moon is completely without effect. When the state of the heavens is such that we know the moon to be new, it is simply a matter of the moon being present in an invisible and therefore more spiritual manner than when it appears in the physical light as full moon. The moon is therefore present at one time in a completely physical way, at another in a completely spiritual way, always rhythmically alternating between these two forms of expression. In order to understand why this is so, it is necessary to recall certain facts with which you may be familiar from the account I give of them in my Outline of Occult Science. [Rudolf Steiner, An Outline of Occult Science, (Spring Valley, N.Y.: Anthroposophic Press, 1972). ] We must particularly call to mind that the moon was once inside the earth. It was part of it. Then it split away, becoming a satellite, as they say, and since then has orbited around it. But during the time when it was still joined with the earth, it acted upon human beings from within it. Humanity, of course, lived and developed completely differently on the earth when it still had the moon within it. Earth was impoverished when the moon split off, because the forces by which humanity was shaped and held fast from then on were entirely earthly rather than both earthly and lunar. Lunar forces that once acted upon human beings from within the earth now exert their influence from without. At one time the lunar forces radiated into the human being from below upwards, affecting first the feet and legs and coursing upwards from there into the entire body. Since the moon split off, however, these forces have acted in the opposite direction, from the head downwards, and in doing so have acquired a completely different role in the life of humanity from the one they had previously.
[IMAGE REMOVED FROM PREVIEW] Where do we see this different function of the moon? In descending from pre-earthly existence to a new life on earth the human being has very definite experiences. When he has undergone everything necessary in the period between death and a new birth, the human being prepares to come down to earth, to unite himself with a physical body provided by an earthly father and mother. But before his ego and astral body can unite themselves with a physical body, he must clothe himself in an etheric body, which he gathers form the surrounding cosmos. It is here that the new role of the lunar forces comes to expression, for this process has changed fundamentally since the moon separated from the earth. Prior to that time, human beings who had completed the life between death and a new birth and again approached earth needed forces to gather the ether, which is scattered throughout the cosmos, around their ego and astral bodies, in order to fashion from it the shape of their etheric bodies. Such forces were provided by the moon from within the earth. Since the moon split off, human beings have obtained the necessary forces from outside the earth, that is, from the moon. Immediately before they enter earthly existence, then, human beings must call upon what lies in the moon forces, that is, upon something cosmic, in order to fashion their etheric bodies. This etheric body must be shaped in such a way that it has, so to speak, an outside and an inside. This may be depicted as follows:
[IMAGE REMOVED FROM PREVIEW] In fashioning the outer side of the etheric body human beings need forces of light, for in addition to other substances the etheric body is composed primarily of the streaming light of the cosmos. Sunlight, however, is of no use for this. Sunlight cannot bestow the forces that enable human beings to shape their etheric bodies. To obtain these we need the light that shines from the sun to the moon and is then reflected back, for in this process the light is essentially changed. All the light we receive from the moon, the light that the moon sends out into the cosmos, contains the forces we need to form the outside of our etheric bodies. Conversely, the spiritual forces that radiate from the new moon are the ones we need to shape the inside of our etheric bodies. Thus our ability to form the outside and inside of our etheric bodies is related to the moon's rhythmic alternation between light and darkness. And this is possible only because the moon, contrary to the idle chatter of modern science, is really more than just a body in space; in reality it is permeated with spirit; it bears a multiplicity of spiritual beings within it. On various occasions I have explained that when the moon separated from the earth not only did physical matter stream out into space but also a class of spiritual beings who had lived on earth in spiritual rather than physical form and who were mankind's original teachers. These beings went with the moon into space and founded a sort of lunar colony. We must therefore distinguish between the moon's physical-etheric and its soul-spirit aspects, keeping in mind that the latter is a multiplicity rather than a unity. The activity of the moon's spiritual beings is entirely determined by how they view the surrounding world from their standpoint. To express myself pictorially, these beings first direct their gaze to what is most important to them, namely, to the planets. All occurrences on the moon, including those that assure human beings of the forces they need to fashion their etheric bodies, depend upon the results of observations that the beings living in the moon make of our solar system's planets—Mercury, sun, moon, and so on. This was known in certain of the old Mysteries. Initiates of such Mysteries were aware that the moon-beings acted according to observations of the planets' positions and motions. This was expressed by bringing the moon, by which celestial configurations important to the fashioning of the human etheric body were determined, into human awareness and in connection with the other planetary forces. This was done by means of the names given to the days of the week:
In this way the moon's viewpoint was incorporated into a structuring of time that reminded human beings of the entire planetary context. In this way the ancient Mysteries attempted to awaken people's memories of pre-earthly existence, of a time when they had needed forces created on the moon by the moon-beings' observation of the planets. People were to be reminded that they owed the particular form of their etheric bodies to what the moon had been able to glean from Tuesday, Wednesday, Thursday, Friday, and so on. Thus we have on the one hand the moon's rhythmic oscillation between light and darkness as it orbits around the earth, and on the other the entire planetary system, inscribed into human consciousness by the names of days of the week. And to this the Mysteries could add even more. They taught, for example, that because the moon-beings can look toward Mars, we receive etheric bodies endowed with the capacity for speech. Likewise, because the moon-beings can observe Mercury, our etheric bodies are infused with the capacity for movement. In fact, if we consider these same teachings from an altogether different point of view, we can discover how eurythmy arises from human speech. Eurythmy develops out of speech when we explore the mysteries of speech by asking the moon-beings about their observations of Mars, and then watch how these observations change when they shift their gaze to Mercury. If we transform the Mars experiences of the moon-beings into their Mercury experiences, then we see the capacity for eurythmy develop out of our capacity for speech. This is the cosmic perspective on how speech is metamorphosed into eurythmy. The capacity for wisdom that lives within us is made possible by the moon-beings' experiences of Jupiter. Our ability to love and to appreciate beauty derives from their experiences of Venus. Inner warmth of soul is planted into our etheric bodies by what the moon-beings learn from observing Saturn. And in order that our etheric body's formation not be disturbed during the period immediately preceding our descent to earth, everything that derives from the sun is kept at a distance; one could almost say, it is pushed away. It is from the sun or rather from the sight of the sun that protective forces must shield us if we are to become self-contained beings through the formation of an etheric body. In this way we come to know what takes place on the moon, as well as how the etheric body is fashioned as the human being descends from pre-earthly into earthly existence. These are the facts I mentioned relating to the secret of the moon. Such things may be spoken of today. In certain of the older Mysteries they were not merely spoken of, but actually lived through. What I wrote on the blackboard was not just known, but inwardly experienced: Monday The Mysteries of which I spoke to you yesterday enabled initiates to transcend the merely external use of their bodily senses, to free or distance themselves from their physical bodies, and to live exclusively in their etheric bodies. When they did so, however, they lived with all the realities of which I have just spoken. Rather than the speech that is formed in the larynx, they experienced the cosmic language that resonates from Mars. Their movements, too, were in harmony with the guidance Mercury exerts over the cosmos. They moved, that is, not with feet and legs, but in their essential being in accordance with Mercury's direction. And instead of having the wisdom we normally acquire with such difficulty as we progress through childhood and youth—nowadays it is really a lack of wisdom—the initiates lived entirely within the wisdom of Jupiter, not directly, but by uniting themselves with the moon-beings who observed it. Through this form of initiation one could live entirely in the moon's radiant light. One actually left the earth. No longer a being of earthly flesh and blood, one lived within the moonlight, but in the moonlight structured and modified by what lived in the other planets of the solar system. Through this kind of spiritual observation one actually became a light-being of the moon. This must not be taken symbolically or abstractly. Just as today when we take a walk into Basel and back, we are fully conscious that what we are experiencing is real, so at that time people could be conscious of actually paying the moon-beings a visit through initiation. Initiates were conscious of taking leave for a while of their physical bodies and of moving into the moon's luminous realm as beings of spirit and soul. Clothed in bodies of light and united with the moon-beings, they could gaze out into the solar system and observe what revealed itself there. Primary among the things they observed was that sun-beings exerted forces that could not be permitted to play any part in the fashioning of the human etheric body. They perceived, that is, that the sun tends to disintegrate or destroy the etheric body. And for that reason they knew that the forces emanating from the sun-beings must be received by the higher human members, the ego and the astral body, but not by the etheric body. Only upon the higher members could the sun-forces be allowed to work. For the etheric body, on the other hand, one turned not to the sun but to the planets. For the astral body and even more so for the ego's full inner power one had to turn to the sun. This was the second thing revealed by the Mysteries that had access to the secret of the moon. Initiates knew that through their etheric bodies they belonged to the system of the planets, but that their ego forces in particular and also those of their astral bodies derived from the sun. In other words, through this form of initiation they became one with the moonlight, but looked at the same time toward the sun. Initiates grasped that the sun shines its light upon the moon because it may not directly transmit that light to human beings. We then have moonlight in conjunction with the influences of the planets, out of which, as we have seen, the human etheric body is fashioned. That was the knowledge conveyed by this particular form of initiation, which thus also revealed the extent to which an initiate carried within himself the power of the spiritual sun. The initiate observed this directly, achieving thereby the level of a Christ-bearer. He became the bearer of a sun-being, not a vessel, but a bearer. Just as the moon itself, when it is full, is a sunlight-bearer, the initiate became a Christ-bearer, a christophor. His initiation into this was a thoroughly real experience. He escaped form the earth and ascended to become a being of light. Now try to imagine this real experience, this earlier, inner Easter experience, transformed into a cosmic festival. In later times people no longer knew that they could rise above the earthly, unite themselves spiritually with the moon, and from there observe the sun. However, a reminder of all this had to be preserved, and it was preserved in the Easter festival. Although in later times people with a more materialistic outlook could not recognize the possibility of such experiences, they did retain an abstract recollection of them. Rather than looking within themselves and knowing that they could unite themselves with the moonlight, they looked up to the full moon, imagining that not they but rather the entire earth was striving up towards it. At no time could this be experienced more strongly than at the beginning of spring, when forces rise upward from the earth's surface out of the seeds buried in it. Even after developing into plants these forces continue to stream upward into the cosmos. In the ancient Mysteries it was known that human beings could most readily achieve the lunar and solar initiation and become christophors when the earth's inner forces streamed up in this way into the cosmos through the stems and leaves of plants. The Mysteries represented this in the image of a human being floating upward on these forces toward the moon. This could only happen, however, when the moon was full. Something of this knowledge survived into later times, but it became abstract. “The moon must be full.” Dimly, no longer realizing it could be an actual human experience, people subconsciously imagined something other than themselves streaming upward in the spring toward the first full moon. The moon itself, they thought, then looked toward the sun, that is, toward the first following Sunday. In other words, instead of a christophor looking at the sun from his newly-gained vantage point in the moon, people imagined that the moon looked at the sun, that is, at its symbolization in Sunday. Thus we have the following sequence: March 21: Full moon: Sunday. March 21 is the beginning of spring; the earth's forces burgeon forth into the cosmos. One must then wait until the proper observer, the full moon, is there. The moon then observes the sun, making the following Sunday Easter. Our method for fixing Easter's date is thus an abstract vestige of what was once a thoroughly real Mystery procedure, one that in ancient times many people experienced. This procedure, however, is different from the one I described the day before yesterday. The latter, as you will recall, led to an understanding of the nature of death. I said that the process of resurrection, which was symbolized by the rituals of the Adonis cult and of others like it, demanded that one first undergo a kind of death experience in order to rise in the spiritual world after three days. For reasons I have already set forth, this resurrection process took place in the fall. By contrast, the procedure I have described today was celebrated or enacted in a different set of Mysteries, those conferring the solar and lunar initiation. It carried the initiates back before the beginning of earthly life. Thus we look back to a time when certain Mysteries recognized our descent from pre-earthly into earthly life, while others, the autumnal Mysteries, recognized our ascent into the spiritual. In later times, however, when people no longer sensed this living relationship between themselves and the cosmos, the autumnal Mystery of ascent was mistakenly combined with the spring Mystery of descent. Here materialism began to show its effects. For materialism not only gave rise to false opinions, it cast people into total confusion concerning things that had previously lent a kind of sacred order to human existence. Part of that sacred order was that when fall came, a cosmic festival was observed that pointed toward a Mystery procedure, the spirit of which might be captured by the following words: “Nature is falling into decay, withering away. In this it resembles the decay of our own physical being. However, even as we look at nature, perceiving only transient things, the eternal lives within us. This must be viewed with spiritual eyes and is not affected by what happens in nature. After death it rises again in the spiritual world.” Through the spring Mysteries, on the other hand, humanity realized that nature is overcome by the spirit. Spirit works in from the cosmos, causing physical life to burgeon and sprout forth from the earth. People were thus reminded, not of how we proceed into the spiritual world at death, but rather of how we emerge from it and descend to earth. In other words, precisely when nature was on the rise, human beings were reminded of their descent into the physical, while when nature fell into decay, they were to reflect upon their rise, their resurrection, into the spiritual. You can imagine the extent to which inner life was deepened by this experience of humanity's relation to the cosmos. Different regions stressed different festivals. In ancient times there really were peoples who were more autumnal, while others were more vernal. The autumnal peoples celebrated Mysteries like those of Adonis; the others had Mysteries based upon such realities as I have described today. Only people of whom it is reported, and correctly so, that they traveled like Pythagoras from place to place, from Mystery center to Mystery center seeking knowledge, were able to have the entire range of human experience. Traveling from one place to another, they might at one time behold the autumnal Mystery, which is actually the Mystery of the sun, and at another the spring Mystery, which is the Mystery of the moon. This is why the ancient universal initiates are always portrayed as traveling from one Mystery center to another. And it may truly be said that they thereby inwardly experienced the year through the various festivals. Coming to a place where an Adonis festival was celebrated, they might say: “I behold the cosmic autumn and the radiance of the spiritual sun at the onset of winter's night.” Where a spring Mystery was celebrated they might say: “I behold the Mystery of the moon.” In this way they came to know the year's full inner meaning. Thus, as you can see, Easter as we know it today is encumbered with things that do not really belong to it. It should actually be a ceremony of burial, one that goads us into working, just as the spring festivals did for ancient peoples. Such festivals gave them the spiritual incentives they needed for work in the summer; in other words, Easter was an admonishment to prepare for the summer's work. By contrast, the fall festival of resurrection was celebrated at a time when human beings left work behind. In leaving it behind, however, they experienced within themselves something of supreme importance to beings of spirit and soul, namely, an awakening to the eternal in them. This they experienced by contemplating the soul's resurrection in the spiritual world three days after death. By proceeding from earthly Mysteries to cosmic Mysteries, from earthly knowledge to cosmic knowledge, we thus begin to recognize the year's inner structure as revealed through the festivals, even though much of the festivals' hidden meaning has been lost. Tomorrow, as time permits, I will try to go more deeply into matters that have been described today in more general, cosmic terms, by focusing on particular Mystery centers. |
106. Egyptian Myths and Mysteries: Fourth Lecture
05 Sep 1908, Leipzig Translated by Norman MacBeth |
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In his innermost being the pupil felt that the divine Word had taken on an astral garment of love, and he said to himself, “Man, who today consists of four members, physical body, etheric body, astral body, and ego, has his ego as his highest member. This ego descended into the garment of love and formed Kama-Manas for itself. Kama, in which Manas clothed itself, was the innermost essence of man. This was the ego. But we know also that this innermost essence will evolve three higher members. These transform the lower members, transform even the physical body. |
This was the verse of the Veda. When the word of the ego resounds, the fourth part of the Vach resounds. The verse of the Veda reads, “Four parts of the Vach are manifest; three are visible; three are now concealed; in the fourth speaks Man.” |
106. Egyptian Myths and Mysteries: Fourth Lecture
05 Sep 1908, Leipzig Translated by Norman MacBeth |
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The Experiences of Initiation. The Mysteries of the Planets. The Descent of the Primeval Word. Yesterday we closed with the discussion of an extraordinarily important event in the inner life, in the real spiritual life of man. We attempted to bring before our souls an impression that the seeker for initiation had at the beginning of the last third of the Atlantean epoch. We saw how there stood before the soul of the neophyte an ideal human form, a thought-picture, on which he had to concentrate in meditation, and how this filled the would-be initiate's life of thinking, feeling and willing. This thought-picture had to become ever more the model for the man of the future. Now we must try to conceive roughly how this thought-picture looked. It was not entirely similar to the man of today. If we can think of a kind of combination of man and woman in which the lower part is omitted, a sort of double figure in which only the upper part of the body is clearly perceptible, then we have the sensible-super-sensible picture that stood before the meditating person at that time. This picture worked so strongly that the neophytes could make their external bodies actually resemble it. It is important that the meditating neophyte had within him, facing him, a sort of human form. If he had been sufficiently prepared to have this picture livingly before him, then he had to realize the following clearly, “As I look upon this picture I transport myself into the earliest condition of the earth's evolution, when earth, moon, and sun were not yet divided. At that time the earth consisted of the primeval atom, but in this atom the clairvoyant could see the picture that now arises before me. This picture was already present at the beginning of the earth when as yet there were no mineral, plant, or animal forms. At that time the earth consisted only of the human atom, of reawakened human beings.” It is true that the first beginnings of the animals were created during the ancient Moon condition of the earth; animals already existed then.1 But we know too that a planetary system, when it disappears, goes into a Pralaya, in which all forms are dissolved. Thus, although the ancient Moon was already populated with animal forms, the earth at first contained nothing similar to animals and plants. These first appeared later. Only after the separation of the sun did the animals gradually appear. The earth was purely human in its first beginnings. The neophyte looked back upon this primeval condition of the earth. He saw in the primeval atom the ideal human form. Keeping this form before him, he realized, “Thus I transport myself into the earliest condition of the earth. What lives in the earth, the ideal human picture or form, tells me that the Godhead works from eternity to eternity. It has poured itself out into these forms. It has breathed out this original human form.” Then he asked himself what happened to the animals, plants, and other beings. In spirit the neophyte saw the primal form of the Godhead. He saw the animals and plants as accompanying forms, which appeared on earth only at a later time. Everything in the lower kingdoms was regarded by the Atlantean neophyte as having proceeded from the human form. We understand this thought if we recollect how coal is formed. Think of the huge primeval forests that once flourished and are now coal. The plants have remained behind, evolving out of a higher kingdom into a lower one. The plants have hardened into stone. Thus the pupil of the Atlantean mysteries saw everything in the world about him as the product of the human form. In primeval times, this impression was conjured before the soul of man. These impressions were retained in memory through the time of the flood. The ancient Indian initiators again called up in the souls of their pupils this picture of primeval man, of the man who had been breathed forth by the eternal self. When the Indian pupil had this picture before him, he felt that everything had sprung from it, that what appeared in this picture as the blood had become the waters of the earth, etc. This picture expanded until it became the foundation of the universe. Then the following was put before his soul. It was said to him, “In this picture you have two things before your eyes. First, the picture itself; but then, also, what lights up in you as your innermost essence when you contemplate this picture. Without is the macrocosm; within you is what you feel as a sort of extract, the microcosm.” When the Greeks, under Alexander, pressed into India and met the last echoes of what the pupils had felt in ancient times, they experienced the following: When the pupil contemplates what is spread out in the universe as man, then he has Heracles before him. The Indians gave the name of Vach2 to what lives as the forces of the world-all. But in man, as a sort of extract of the whole, they felt what they called Brahman. Thus the Greeks expounded these echoes of what occurred in the soul of the pupil of the ancient holy Indian culture. This was the fruit of the Greek's campaign to India under Alexander the Great. Out of precisely this fundamental feeling developed the sacred doctrine of the ancient Indian initiates, which appears like a spiritual image of that primeval state of the earth when it still contained the sun-forces and high beings, for whose sublimity man later yearned. Hence it was a great moment in his spiritual life when the pupil was initiated and could allow to arise within him what was grasped as Brahman. This was a mighty event in the human soul. It was a rising into higher worlds. In no other way could a man be initiated and achieve real vision, than by rising into higher worlds. The world around us is the physical world. Within and around it surges the astral world. Higher stands Devachan, the world of the gods. The pupil must penetrate to the highest regions of Devachan if he is to feel Brahman, the primeval self, in the macrocosm. Then he is in highest Devachan, the world of the gods, whence springs the noblest that is in man. It was a realm of the highest and most perfect order into which the pupil was transported, a realm that offered much knowledge in addition to what has been described here. Before we go any further, we must learn to know the teachers also. All of you have heard of the holy Rishis, who were the original founders of the ancient holy Indian culture and had Manu for their own teacher. Who were these seven great teachers of ancient India? As far as possible, we must explain the nature of the holy Rishis. This requires us to look again into the universe. We must be quite clear that what we perceive with the physical senses is a result of what is spiritual. If we think of the entire surrounding world as spiritualised, we can compare it with a primeval etheric mist. This mist then gradually became denser; it descended into the condition of matter and the various heavenly bodies condensed out of it. Sun, Moon, and Earth detached themselves. But why did the other Planets split off? For it also occurred that Saturn, Jupiter, Mars, Venus, and Mercury detached themselves. Why did this happen? We shall understand this if we realize that in the great universe there occurs something similar to an event in our trivial everyday life. It is not only in school that pupils sometimes fail to be promoted, but also in the cosmos there are beings who remain behind and cannot progress with the others. Let us be quite clear about this. There was one group of higher beings who could not continue with the earth's tempo. These abstracted the finest substances and formed therefrom the sun as their dwelling-place. These were the highest beings connected with our evolution, although they also had gone through an evolution of their own. Thus there were beings who were in the act of becoming sun-spirits, and others who had remained behind, standing lower than the sun-spirits but higher than man. These could not continue with the sun-spirits because they were not equally mature. They could not go out with the sun, for it would have scorched them. But on the other hand they were too noble for the earth. Therefore they abstracted certain substances, which were between sun and earth in fineness and corresponded to their nature, and built themselves dwelling-places between the sun and the earth. Thus Venus and Mercury were separated off. Here we have two groups of beings who are not as high as the sun-spirits, but are further along than man. They became the spirits of Venus and Mercury. These are the beings who caused the appearance of these two planets. Mars, Jupiter and Saturn were formed earlier for other reasons, and they also became dwelling-places for certain beings. Thus we, see how spirits caused the appearance of these planets. Now one should not believe that these beings inhabiting the various bodies of the solar system have no connection with the inhabitants of the earth. We must see that the physical boundaries are not the real boundaries, and that it is possible for the beings of the other heavenly bodies to exercise magical influences upon the earth. Thus the influences of the spirits of the Sun, Mars, Jupiter, Saturn, Venus, and Mercury extend into the earth. The two latter stand nearer to the earth, and after the sun had withdrawn they helped men to prepare the earth as we have it today. Here I would like to add one thing, because misunderstandings have crept into the naming of the planets. In all occult nomenclature, what the astronomers call Venus is called Mercury, and vice versa. Astronomers know nothing of the mysteries behind this, because in the past it was not desired that the esoteric names should be revealed. This happened in order to conceal certain things. All these spirits of the other planets influence the earth. From every planet influences descend upon man. To begin with, however, these influences had need of an intermediary. Through the great Manu this was provided by the seven Rishis being initiated in such a way that each understood the mysteries and influences of a single planet. Since there were seven planets there were seven Rishis, who collectively formed a sevenfold lodge that could transmit to the pupils the secrets of the solar system. We find hints of this in many ancient occult writings. When, for example, it is said that there are mysteries beyond the seven, the reference is to those preserved by the holy Manu himself concerning the time before the splitting-off of the planets. The forces preserved by the planets were the subject of the mysteries of the seven Rishis. This choir of seven Rishis, in complete harmony with Manu, cooperated in the wonderful wisdom that was transmitted to the pupils.. If we were to characterize this, we would have to say that this primeval teaching contained approximately what we learn today as the evolution of humanity through the planetary conditions of Saturn, Sun, Moon, Earth, Jupiter, Venus, and Vulcan. The mysteries of evolution were secreted in the seven members of the lodge, each of whom typified one stage in the progress of humanity. The pupil saw this—not only saw it, but heard it—when he raised himself into Devachan, into the Devachanic world, for this is a world of tones. There he heard the harmony of the spheres, of the seven planets. In the astral world he saw the picture; in the Devachanic world he heard the tone; and in the highest world he experienced the word. When the Indian pupil raised himself into upper Devachan he perceived through the music of the spheres and through the word of the spheres how the primordial spirit, Brahma, is divided through evolution into the seven-fold planetary chain. He heard this out of the primal word Vach. This was the designation of the primal tone of creation that the pupil heard. In it he heard the entire world-evolution. The word, split into seven members, the primal word of creation, worked in the soul of the pupil; this was the primal word, which he described to the uninitiated approximately as we today would describe our world evolution. What he perceived is described in an elementary way in my book, Theosophy, An Introduction to the Supersensible Knowledge. The description we find again in the ancient sacred tradition of the Indians, in what was called the Veda,3 or the Word. This is the true meaning of the Vedas, and what was later written down is only a last memory of the ancient sacred doctrine of the Word. The Word itself was only passed from mouth to mouth, for an ancient tradition is impaired by being written down. Only in the Vedas can one feel something of what flowed into this culture at that time. When the pupil experienced this in his memory, he could say to himself, “What I experience in my soul as Brahman, what I have in my soul as primal Word, this was already present on ancient Saturn; on Saturn resounded the first breath of the Veda-word.” Evolution had now progressed through the Sun and Moon stages, as far as the Earth. The word had become continually denser, had taken on ever denser forms, and the picture of man in the primeval seed of the earth was already a condensation of the condition in which the primeval word existed on Saturn. What had happened here? The divine Word, primeval man, had sheathed itself in ever new coverings, and we must see what sheaths the Word assumed in the evolution of the earth. The pupil knew that nothing in the universe repeats itself exactly, and that each planet has its mission. What on the ancient Sun he saw shape itself as life, what on the ancient Moon was injected into the foundation of all things as wisdom, was followed by the task or mission of the Earth, which is to develop love. This was not yet present on the ancient Moon. What was present on the latter planet in a much more spiritual (but also in a much colder) form, the primal image of man, clothed itself in a warm astral covering. On the Moon, what man was supposed to become was clothed in a warm astral sheath, and it is this part which on Earth enables the inner human life to develop love from the lowest to the highest form. To the Indian pupil the human form, the primal image, became clearly perceptible in higher Devachan. In lower Devachan it then surrounded itself with an astral sheath, which contained the forces for developing love. Love, or Eros, was called Kama.4 Thus Kama acquires a meaning for earth-evolution. The divine Word, Brahman, clothed itself in Kama, and through Kama the primal Word resounded to the pupil. Kama was the garment of love, the garment of the primal Word Vach, which lies at the root of the Latin vox. In his innermost being the pupil felt that the divine Word had taken on an astral garment of love, and he said to himself, “Man, who today consists of four members, physical body, etheric body, astral body, and ego, has his ego as his highest member. This ego descended into the garment of love and formed Kama-Manas for itself. Kama, in which Manas clothed itself, was the innermost essence of man. This was the ego. But we know also that this innermost essence will evolve three higher members. These transform the lower members, transform even the physical body. As Manas grows out of the astral sheath, as Buddhi on a higher stage corresponds to Prana, so will the physical body, when it has been entirely spiritualised, be Atma.” All this already existed germinally in the Vach, and a verse of the Veda recalls how the pupil brought the mystery of the innermost being to expression. We know that the physical body first appeared on Saturn, the etheric on the Sun, the astral on the Moon, and the ego on the Earth. The true and original human germ, the primal Vach, however, already contained the three following members in itself. Man may still expect three higher members as well, and then only will he be a true image of the Word of creation, the primal Word. It was pointed out to the pupil that only to the initiate could the true nature of the physical, etheric and astral bodies be made clear. Today man is himself only when he expresses his “I am,” when he keeps in mind what is entirely his own. Only then is he fully Man. The other members are manifest, but in them he is still unconscious. In the fourth, however, the Vach becomes manifest. “In the fourth, Man speaks.” This was the verse of the Veda. When the word of the ego resounds, the fourth part of the Vach resounds. The verse of the Veda reads, “Four parts of the Vach are manifest; three are visible; three are now concealed; in the fourth speaks Man.” Here we have a wonderful description of what we have so often heard. This stood before the pupil's spiritual perception. His gaze was directed backward to the condition in which nothing was as yet separate, in which there was still a primeval earth, in which the full Vach spoke. This is expressed in another verse of the Veda. “Formerly I knew not what the I am is. Only when the first-born of the earth came upon me did the spirit become filled with light, and I had a share in the holy Vach.” In this is reproduced the vision that the initiate had. In all this we have a hint of the experiences of the ancient pupils of the Rishis, of the wonderful teachings that flowed into the Indian culture, were transmitted to the following epochs, and were transformed in accordance with the needs of other peoples. But all of these understood the primeval Word, Vach. We shall understand many things better if we keep in mind one mystery in its full scope. We must imagine that at that time the teacher's influence on the pupil was entirely different from what it is today. Such an influence is now possible only when the pupil has already been brought to a certain stage of initiation. The forces exerted by the teacher on the pupil were much stronger at that time. Not only what the teacher could transmit by word or writing had an effect. In reality, all this worked only on the intellectual soul, but apart from this, mysterious magical forces worked from the teacher to the pupil, and it was essentially the teacher's forces that were able to fill with brightness and living force the pictures that the teacher called up before the pupil's soul. This singular influence was lost only in the fourth post-Atlantean period, in the Greco-Latin culture. These forces simply change. When one of the old Egyptians confronted a young person, it was quite different from a teacher confronting a pupil today. Entirely different forces worked from age to youth. This will be recognized by anyone who seeks to understand what was still described in ancient Greece. Socrates actually had telepathic powers, which he allowed to work on his pupils while he instructed them. Such things can no longer work in our time, but they are hinted at in Plato's writings. What was entirely justified then would be rejected as a misdemeanor today. Changes take place, and today no one has a right to copy such methods. Certain phenomena today may remind us of this, but they must be considered reprehensible. In ancient times, forces proceeded from the teacher to the pupil. Even in ancient Egypt there were still a great many people who could absorb forces in this manner. If a person who was especially sensitive stood before someone who had learned to strengthen his thoughts, a strong thought worked in such a way that it appeared as a picture in the soul of the sensitive person. In ancient Egypt such a telepathic influence was eminently possible, and thought-transference was present to a high degree. If a strong will-nature confronted someone who had not been strengthened, this was often the case. In Egypt one was able to guide and direct in a high degree through thoughts, in a way we today cannot imagine at all. Today such forces would be woefully misused. In ancient Egypt, however, initiation rested principally upon forces of this kind. This was likewise true in ancient India and Persia. These forces also reinforced the method which, if an exoteric expression is desired, might be called medical. By this we do not mean the official medical practice of today. The Egyptian physician and initiate would have laughed to scorn what modern man calls medicine. The Egyptian physician knew one thing—that the conditions that prevailed in ancient Atlantis, and that could still be perceived in initiation, could in a certain sense be reawakened. The consciousness in which man lived in Atlantis was a dim clairvoyant consciousness. At that time (said the Egyptian initiate) the spiritual beings could exert a much greater influence on man. Today, when he sleeps, man knows nothing of the higher worlds, but the Atlantean, in his shadowy clairvoyant consciousness, then lived with the gods. If modern man can raise himself to an ideal, this is better for him than all moral teachings; similarly, the Egyptian initiate worked on his pupil through pictures of higher spiritual events. This had no mere external effect; it worked deeply within, and in such a way that a definite result ensued. Let us think of a sick person, who is sick because certain bodily functions do not proceed in a normal way. What is the cause of this? A person with occult training knows that when the physical body functions irregularly, the cause does not lie outside the latter. On the contrary, all illnesses that do not come from outside the Physical body, originate in the fact that the etheric body is not in order. But the etheric body is ill because the astral body is out of order. If an Atlantean was threatened with a disorder in the distribution of fluids, this was quickly taken care of. In a sleeping condition he received from the spiritual worlds such force that through his sleep the disturbed functions were restored to order, and he was brought back to health. He rebuilt the healing forces through sleep. The ancient Egyptian physicians did something similar. They reduced the patient's consciousness to a sort of hypnotic sleep, during which they could govern the soul-pictures that arose around the patient. They guided these pictures in such a way that they were able to work back on the physical body and make it healthy. This was the significance of the temple-sleep that was applied for internal ailments. The patient was given no medicine, but was allowed to sleep in the temple. His consciousness was damped down, and he was allowed to look into the spiritual worlds. Then his astral experiences were guided in such a way that they had the power to pour health into the body. This is no superstition; it is a secret that was known to the initiates. They introduced the spiritual into the patient's experiences. In this medical art, which we find so closely connected with the principle of initiation, the Atlantean conditions were artificially recreated during the healing. Since man did not work against himself through his day-consciousness, those forces could be active that were necessary for healing. This is how the temple-sleep worked. In the Egyptian culture there still reigned that principle which, in India, reigned among those wise Rishis who guided affairs, who transmitted the planetary forces, who were the pupils of Manu, the great teacher of that first sublime culture. In the first post-Atlantean culture it was the Rishis who brought the sublime teaching that led men into lofty spiritual worlds, even into the world of higher Devachan. In the succeeding cultural periods, what was seen there was led down as far as the physical plane. Until the fourth post-Atlantean period there continued to descend into the physical plane that Being whom we learned to know as Brahman in the Indian period and whom we now designate as Christ. No longer does he transmit the spiritual; he himself became man in order to radiate over all men the mysterious power of the primal Word. Thus the primal Word descended, in order that it might lead man upward again. Man must understand how that happened, if he is to make himself an instrument through which he can work into the future. We must learn to know what happened before our time, so that we ourselves can cooperate in an ever higher molding of what exists around us and for us. We must create a spiritual world in the future. To do this, we must first understand the cosmos.
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68b. The Circular Flow of Man's Life within the World Of Sense, Soul And Spirit: The Western Ways of Initiation
02 Jun 1909, Budapest |
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Theosophy seeks to awaken the ability to enter the spiritual world with the ego consciousness that first arose through sensory perceptions, and to connect this ego consciousness with clairvoyance. |
68b. The Circular Flow of Man's Life within the World Of Sense, Soul And Spirit: The Western Ways of Initiation
02 Jun 1909, Budapest |
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Where do these insights into the spiritual worlds come from and what is the path to them in the present day? Dr. Steiner mentions four natural paths:
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18. The Riddles of Philosophy: The World as Illusion
Translated by Fritz C. A. Koelln |
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From this possibility, namely, that a world of perceptions can be grouped around a center, arises the conception of an “ego.” Thus, man is a spectator also with respect to his own “ego.” He has his conceptions tell him what he can know about himself. |
But as soon as we fix our attention on this consciousness, the concept of the ego inevitably grows together with that of the consciousness. Whatever kind of entity the “ego” may be outside the consciousness, the realm of the “ego” can be conceived as extending as far as the consciousness. |
As thought is brought to life it emancipates the ego from a mere subjective existence. A process takes place that is, to be sure, experienced subjectively by the ego, but by its own nature is an objective process. |
18. The Riddles of Philosophy: The World as Illusion
Translated by Fritz C. A. Koelln |
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[ 1 ] Besides the current of world conception that, through the idea of evolution, wants to bring the conception of the phenomena of nature and that of the spirit into complete unity, there is another that expresses their opposition in the strongest possible form. This current also springs from natural science. Its followers ask, “What is our basis as we construct a world conception by means of thinking? We hear, see and touch the physical world through our senses. We then think about the facts that our senses supply concerning that world. We form our thoughts accordingly concerning the world at the testimony of the senses. But are the statements of our senses really to be trusted?” Let us consult actual observations. The eye conveys to us the phenomena of light. We say an object sends us red light when the eye has the sensation of red. But the eye conveys sensations of light to us also in other cases. When it is pushed or pressed, or when an electric current flows through our head, the eye also has sensations of light. It is, therefore, possible that in cases in which we have the sensation of a light-sending body, something could go on in that object that has no semblance to our sensation of light. The eye, nevertheless, would transmit light to us. The physiologist, Johannes Mueller (1801–58), drew the conclusion from these facts that what man has as his actual sensation does not depend on the external processes but on his organization. Our nerves transmit sensations to us. As we do not have the sensation of the knife that cuts us but a state of our nerves that appears to us as pain, so we also do not have a sensation of the external world when something appears to us as light. What we then really have is a state of our optic nerve. Whatever may happen outside, the optic nerve translates this external event into the sensation of light. “The sensation is not a process that transmits a quality or a state of an external object to our consciousness but one that transmits a quality, a state of our nerves caused by an external event, to our consciousness. This Johannes Mueller called “the law of specific sense energies.” If that is correct, then our observations contain nothing of the external world but only the sum of our own inner conditions. What we perceive has nothing to do with the external world; it is a product of our own organization. We really perceive only what is in us. [ 2 ] Natural scientists of great renown regarded this thought as an irrefutable basis of their world conception. Hermann Helmholtz (1821–94) considered it as the Kantian thought—that all our knowledge had reference only to processes within ourselves, not to things in themselves—translated into the language of natural science (compare Vol. I of this book). Helmholtz was of the opinion that the world of our sensations supplies us merely with the signs of the physical processes in the world outside.
[ 3 ] Our sensations, therefore, must differ more from the events they represent than pictures differ from the objects they depict. In our sensual world picture we have nothing objective but a completely subjective element, which we ourselves produce under the stimulation of the effects of an external world that never penetrates into us. This mode of conception is supported from another side by the physicist's view of the phenomena of sensation. A sound that we hear draws our attention to a body in the external world, the parts of which are in a certain state of motion. A stretched string vibrates and we hear a tone. The string transmits the vibrations to the air. They spread and reach our ear; a tone sensation is transmitted to us. The physicist investigates the laws according to which the physical particles outside move while we hear these tones. He finds that the subjective tone sensation is based on the objective motion of the physical particles. Similar relations are observed by the physicist with respect to the sensations of light. Light is also based on motion, only this motion is not transmitted by the vibrating particles of the air, but by the vibrations of the ether, the thinnest matter that fills the whole space of the universe. By every light-emitting body, the ether is put into the state of undulatory vibrations that spread and meet the retina of our eye and excite the optic nerve, which then produces the sensation of light within us. What in our world picture appears as light and color is motion outside in space. Schleiden expresses this view in the following words:
[ 4 ] The physicist expels colors and light from the external world because he finds only motion in it. The physiologist feels that he is forced to withdraw them into the soul because he is of the opinion that the nerve indicates only its own state of irritation no matter what might have excited it. The view that is given with these presuppositions is sharply delineated by Hippolyte Taine (1828–93) in his book, Reason. The external perception is, according to his opinion, nothing but hallucination. A person who, under the influence of hallucination, perceives a death skull three steps in front of him, has exactly the same perception as someone who receives the light rays sent out by a real skull. It is the same inner phantom that exists within us no matter whether we are confronted with a real skull or whether we have a hallucination. The only difference between the one perception and the other is that in one case the hand stretched out toward the object will grasp empty air, whereas in the other case it will meet some solid resistance. The sense of touch then supports the sense of sight. But does this support really represent an irrefutable testimony? What is correct for one sense is also valid for the other. The sensations of touch can also turn out to be hallucinations. The anatomist Henle expresses the same view in his Anthropological Lectures (1876) in the following way:
[ 5 ] If one glances over the physiological literature from the second half of the nineteenth century, one sees that this view of the subjective nature of the world picture of our perceptions has gained increasing acceptance. Time and again one comes across variations of the thought that is expressed by J. Rosenthal in his General Physiology of Muscles and Nerves (1877). “The sensations that we receive through external impressions are not dependent on the nature of these impressions but on the nature of our nerve cells. We have no sensation of what exerts its effect on our body but only of the processes in our brain.” [ 6 ] To what extent our subjective world picture can be said to give us an indication of the objective external world, is expressed by Helmholtz in his Physiological Optics:
[ 7 ] It is apparent that for such a conception all phenomena of the world are divided into two completely separated parts, into a world of motions that is independent of the special nature of our faculty of perception, and a world of subjective states that are there only within the perceiving subjects. This view has been expressed sharply and pointedly by the physiologist, Du Bois-Reymond (1818–96), in his lecture, On the Limits of Natural Science, which he gave at the forty-fifth assembly of German naturalists and physicians on August 14, 1872 in Leipzig. Natural science is the reduction of processes we perceive in the world to motions of the smallest physical particles of a “dissolution of natural processes into mechanics of atoms,” for it is a “psychological fact of experience that, wherever such a dissolution is successful” our need for explanation is for the time being satisfied. Moreover, it is a known fact that our nervous system and our brain are of a material nature. The processes that take place within them can also be only processes of motion. When sound or light waves are transmitted to my sense organs and from there to my brain, they can here also be nothing but motions. I can only say that in my brain a certain process of motion goes on, and I have simultaneously the sensation “red.” For if it is meaningless to say of cinnabar that it is red, it is not less meaningless to say of a motion of the brain particles that it is bright or dark, green or red. “Mute and dark in itself, that is to say, without qualities,” such is the world according to the view that has been obtained through the natural scientific conception, which
Through the processes in the substance of our optic and auditory senses a resounding and colorful world is, according to this view, magically called into existence. The dark and silent world is physical; the sounding and colorful one is psychic. Whereby does the latter arise out of the former; how does motion change into sensation? This is where we meet, according to Du Bois-Reymond, one of the “limits of natural science.” In our brain and in the external world there are only motions; in our soul, sensations appear. We shall never be able to understand how the one can arise out of the other.
There is no bridge for our knowledge that leads from motion to sensation. This is the credo of Du Bois-Reymond. From motion in the material world we cannot come into the psychical world of sensations. We know that sensation arises from matter in motion, but we do not know how this is possible. Also, in the world of motion we cannot go beyond motion. For our subjective perceptions we can point at certain forms of motions because we can infer the course of these motions from the process of our perceptions, but we have no conception of what it is that is moving outside in space. We say that matter moves. We follow its motions as we watch the reactions of our sensations, but as we do not observe the object in motion but only a subjective sign of it, we can never know what matter is. Du Bois-Reymond is of the opinion that we might be able to solve the riddle of sensation if the riddle of matter were disclosed. If we knew what matter is, we should probably also know how it produces sensations, but both riddles are inaccessible to our knowledge. Du Bois-Reymond meant to check those who wanted to go beyond this limit with the words, “Just let them try the only alternative that is left, namely, supra-naturalism, but be sure that science ends where supra-naturalism begins.” [ 8 ] The results of modern natural science are two sharply marked opposites. One of them is the current of monism. It gives the impression of penetrating directly from natural science to the most significant problems of world conception. The other declares itself incapable of proceeding any further with the means of natural science than to the insight that to a certain subjective state there is a certain corresponding process of motion. The representatives of the two currents vehemently oppose each other. Du Bois-Reymond rejected Haeckel's History of Creation as fiction (compare Du Bois-Reymond's speech, Darwin versus Galiani). The ancestral trees that Haeckel constructs on the basis of comparative anatomy, ontogeny and paleontology appear to Du Bois-Reymond to be of “approximately the same value as are the ancestral trees of the Homeric heroes in the eyes of historical criticism.” Haeckel, on the other hand, considers the view of Du Bois-Reymond to be an unscientific dilettantism that must naturally give support to the reactionary world conceptions. The jubilation of the spiritualists over Du Bois-Reymond's “Limitation Speech” was so much the more resonant and justified, as Du Bois-Reymond had, up to that time, been considered an important representative of the principle of scientific materialism. [ 9 ] What captivates many people in the idea of dividing the world dualistically into external processes of motion and inner, subjective processes of sensation and perception is the possibility of an application of mathematics to the external processes. If one assumes material particles (atoms) with energies to exist, one can calculate in which way such atoms have to move under the influence of these energies. What is so attractive in astronomy with its methods of strict calculations is carried into the smallest elements. The astronomer determines the motion of the celestial bodies by calculating the laws of the mechanics of the heavens. In the discovery of the planet Neptune we experienced a triumph of the mechanism of the heavens. One can also reduce the motions that take place in the external world when we hear a tone and see a color to laws that govern the motions of the celestial bodies. Possibly one will be able in the future to calculate the motion that goes on in our brain while we form the judgment, two times two is four. The moment when everything that can be expressed in mathematical formulas has been calculated will be the one in which the world has been explained mathematically. Laplace has given a captivating description of the ideal of such an explanation of the world in his Essai Philosophique sur les Probabilités (1814):
Du Bois-Reymond says in connection with these words:
[ 10 ] There can be no doubt that even the most perfect mathematical knowledge of a process of motion would not enlighten me with regard to the question of why this motion appears to me as a red color. When one ball hits another, we can explain the direction of the second ball but we cannot in this way determine how a certain motion produces the red color. All we can say is that when a certain motion is given, a certain color is also given. While we can explain, apparently, as opposed to merely describe, what can be determined through calculation, we cannot go beyond a mere description in anything that defies calculation. [ 11 ] A significant confession was made by Gustav Robert Kirchhoff (1824–87) when, in 1874, he defined the task of mechanics: “It is to describe the motions occurring in nature in the most complete and simple way.” Mechanics applies mathematics. Kirchhoff confesses that with the help of mathematics no more can be obtained than a complete and simple description of the processes in nature. To those personalities who demand of an explanation something essentially more than just a description according to certain points of view, the confession of Kirchhoff could serve as a confirmation of their belief that there are “limits to our knowledge of nature.” Referring to Kirchhoff, Du Bois-Reymond praises the wise reserve of the master, who characterizes the task of mechanics as that of describing the motions of the bodies, and places this in contrast to Ernst Haeckel, who “speaks of atom souls.” [ 12 ] An important attempt to base his world conception on the idea that all our perceptions are merely the result of our own organization has been made by Friedrich Albert Lange (1828–73) with his History of Materialism (1864). He had the boldness and consistency of thought that does not allow itself to be blocked by any obstacle but follows its fundamental conception to its last conclusion. Lange's strength lay in a forceful character that was expressed in many directions. His was a personality able to take up many things, and he had sufficient ability to carry them out. [ 13 ] One important enterprise was his renewal of Kant's conception that, with the support of modern natural science, we perceive things not as they require it, but as our organization demands it. Lange did not really produce any new conceptions, but he did throw light into given thought worlds that is rare in its brightness. Our organization, our brain, in connection with our senses, produces the world of sensation. I see “blue,” or I feel “hardness,” because I am organized in this particular way. I combine the sensations into objects. By combining the sensations of “white” and “soft,” etc., I produce, for instance, the conception of wax. When I follow my sensation with my thoughts, I do not move in the external world. My intellect produces connections within the world of my sensations according to the laws of my reason. When I saw that the qualities I perceive in a body presuppose a matter with laws of motion, I also do not go outside of myself. I find that I am forced through my organization to add the thoughts of processes of motion to my sensations. The same mechanism that produces our sensations also produces our conception of matter. Matter, equally, is only a product of my organization, just as color and tone. Even when we speak of things in themselves, we must be clearly aware of the fact that we cannot go beyond our own realm. We are so organized that we cannot possibly go beyond ourselves. Even what lies beyond our realm can be represented to ourselves only through our conception. We become aware of a limit to our world. We argue that there must be something beyond the limit that causes sensations in us. But we can only go as far as to that limit, even the limit we set ourselves because we can go no further. “A fish can swim in water in the pond, not in the earth, but it can hit its head against the bottom and the walls.” In the same way we live within the realm of our conceptions and sensations, but not in the external things. We hit against a limit, however, where we cannot go any further, where we must say no more than that beyond this is the unknown. All conceptions we produce concerning this unknown are unjustified because we cannot do anything but relate the conceptions we have obtained within ourselves to the unknown. If we wanted to do this, we should be no wiser than a fish that would say, “Here I cannot go any further. Therefore, I want to go into some other kind of water in which I will try to swim in some other way.” But the fact is that the fish can swim only in water and nowhere else. [ 14 ] This is supplemented by another thought that belongs with the first line of reasoning. Lange, as the spirit of an inexorable desire for consistency, linked them together. In what situation am I when I contemplate myself? Am I not as much bound to the laws of my own organization as I am when I consider something else? My eye observes an object. Without an eye there is no color. I believe that there is an object in front of me, but on closer inspection I find that it is my eye, that is to say, I, myself, that produces the object. Now I turn my observation to my eye itself. Can I do this in any other way except by means of my organs? Is not the conception that I obtain of myself also just my idea? The world of the senses is the product of our organization. Our visible organs are like all other parts of the phenomenal world, only pictures of an unknown object. Our real organization remains, therefore, as unknown to us as the objects of the external world. What we have before us is merely the product of both. Affected by an unknown world through an unknown ego, we produce a world of conceptions that is all we have at our disposal. [ 15 ] Lange asks himself the question: Where does a consistent materialism lead? Let all our mental conclusions and sense perceptions be produced by the activity of our brain, which is bound to material conditions, and our sense organs, which are also material. We are then confronted with the necessity of investigating our organism in order to see how it functions, but we can do this only by means of our organs. No color without an eye, but also no eye without an eye.
Lange, therefore, assumes a world beyond our world that may consist of the things in themselves or that may not even have anything to do with this “thing in itself,” since even this concept, which we form at the limit of our own realm, belongs merely to the world of our ideas. [ 16 ] Lange's world conception, then, leads to the opinion that we have only a world of ideas. This world, however, forces us to acknowledge something beyond its own sphere. It also is completely incapable of disclosing anything about this something. This is the world conception of absolute ignorance, of agnosticism. [ 17 ] It is Lange's conviction that all scientific endeavor that does not limit itself to the evidence of the senses and the logical intellect that combines these elements of evidence must remain fruitless. That the senses and the intellect together, however, do not supply us with anything but a result of our own organization, he accepts as evidently following from his analysis of the origin of knowledge. The world is for him fundamentally a product of the fiction of our senses and of our intellects. Because of this opinion, he never asks the question of truth with regard to the ideas. A truth that could enlighten us about the essence of the world is not recognized by Lange. He believes he has obtained an open road for the ideas and ideals that are formed by the human mind and that he has accomplished this through the very fact that he no longer feels the need of attributing any truth to the knowledge of the senses and the intellect. Without hesitation he considered everything that went beyond sensual observation and rational combination to be mere fiction. No matter what the idealistic philosophers had thought concerning the nature of facts, for him it belonged to the realm of poetic fiction. Through this turn that Lange gave to materialism there arose necessarily the question: Why should not the higher imaginative creations be valid if even the senses are creative? What is the difference between these two kinds of creation? A philosopher who thinks like this must have a reason for admitting certain conceptions that is quite different from the reason that influences a thinker who acknowledges a conception because he thinks it is true. For Lange, this reason is given by the fact that a conception has value for life. For him, the question is not whether or not a conception is true, but whether it is valuable for man. One thing, however, must be clearly recognized: That I see a rose as red, that I connect the effect with the cause, is something I have in common with all creatures endowed with the power of perception and thinking. My senses and my reason cannot produce any additional values, but if I go beyond the imaginative product of senses and reason, then I am no longer bound to the organization of the whole human species. Schiller, Hegel and every Tom, Dick and Harry sees a flower in the same way. What Schiller weaves in poetic imagination around the flower, what Hegel thinks about it, is not imagined by Tom, Dick and Harry in the same way. But just as Tom, Dick and Harry are mistaken when they think that the flower is an entity existing externally, so Schiller and Hegel would be in error if they took their ideas for anything more than poetic fiction that satisfied their spiritual needs. What is poetically created through the senses and the intellect belongs to the whole human race, and no one in this respect can be different from anybody else. What goes beyond the creation of the senses and of reason is the concern of the individual. Nevertheless, this imaginative creation of the individual is also granted a value by Lange for the whole human race, provided that the individual creator “who produces it is normal, richly gifted and typical in his mode of thinking, and is, through his force of spirit, qualified to be a leader.” In this way, Lange believes that he can secure for the ideal world its value by declaring that also the so-called real world is a product of poetic creation. Wherever he may look, Lange sees only fiction, beginning with the lowest stage of sense perception where “the individual still appears subject to the general characteristics of the human species, and culminating with the creative power in poetry.”
[ 18 ] What Lange considers to be the error of the idealistic world conception is not that it goes beyond the world of the senses and the intellect with its ideas, but that it believes it possesses in these ideas more than the individual thinker's poetic fantasy. One should build up for oneself an ideal world, but one should be aware that this ideal world is no more than poetic imagination. If this idealism maintains it is more than that, materialism will rise time and again with the claim: I have the truth; idealism is poetry. Be that so, says Lange: Idealism is poetry, but materialism is also poetry. In idealism the individual is the creator, in materialism, the species. If they both are aware of their natures, everything is in its right place: the science of the senses and the intellect that provide proofs for the whole species, as well as the poetry of ideas with all its conceptions that are produced by the individual and still retain their value for the race.
[ 19 ] In Lange's thinking, complete idealism is combined with a complete surrender of truth itself. The world for him is poetry, but a poetry that he does not value any less than he would if he could acknowledge it as reality. Thus, two currents of a distinctly natural scientific character can be distinguished as abruptly opposing each other in the development of modern world conception: The monistic current in which Haeckel's mode of conception moved, and the dualistic one, the most forceful and consistent defender of which was Friedrich Albert Lange. Monism considers the world that man can observe to be a true reality and has no doubt that a thinking process that depends on observation can also obtain knowledge of essential significance concerning this reality. Monism does not imagine that it is possible to exhaust the fundamental nature of the world with a few boldly thought out formulas. It proceeds as it follows the facts, and forms new ideas in regard to the connections of these facts. It is convinced, however, that these ideas do supply a knowledge of a true reality. The dualistic conception of Lange divides the world into a known and an unknown part. It treats the first part in the same fashion as monism, following the lead of observation and reflective thought, but it believes that nothing at all can be known concerning the true essential core of the world through this observation and through this thought. Monism believes in the truth of the real and sees the human world of ideas best supported if it is based on the world of observations. In the ideas and ideals that the monist derives from natural existence, he sees something that is fully satisfactory to his feeling and to his moral need. He finds in nature the highest existence, which he does not only want to penetrate with his thinking for the purpose of knowledge, but to which he surrenders with all his knowledge and with all his love. In Lange's dualism nature is considered to be unfit to satisfy the spirit's highest needs. Lange must assume a special world of higher poetry for this spirit that leads beyond the results of observation and its corresponding thought. For monism, true knowledge represents a supreme spiritual value, which, because of its truth, grants man also the purest moral and religious pathos. To dualism, knowledge cannot present such a satisfaction. Dualism must measure the value of life by other things, not by the truth it might yield. The ideas are not valuable because they participate in the truth. They are of value because they serve life in its highest forms. Life is not valued by means of the ideas, but the ideas are appreciated because of their fruitfulness for life. It is not for true knowledge that man strives but for valuable thoughts. [ 20 ] In recognizing the mode of thinking of natural science Friedrich Albert Lange agrees with monism insofar as he denies the uses of all other sources for the knowledge of reality, but he also denies this mode of thinking any possibility to penetrate into the essential of things. In order to make sure that he himself moves on solid ground he curtails the wings of human imagination. What Lange is doing in such an incisive fashion corresponds to an inclination of thought that is deeply ingrained in the development of modern world conception. This is shown with perfect clarity also in another sphere of thinking of the nineteenth century. This thinking developed, through various stages, viewpoints from which Herbert Spencer (1820–1903) started as he laid the foundations for a dualism in England. Spencer's dualism appeared at approximately the same time as Lange's in Germany, which strove for natural scientific knowledge of the world on the one hand and, on the other, confessed to agnosticism so far as the essence of things is concerned. When Darwin published his work, The Origin of Species, he could praise the natural scientific mode of thought of Spencer:
Also, other thinkers who followed the method of natural science felt attracted to Spencer because he tried to explain all reality from the inorganic to the psychological in the manner expressed in Darwin's words above. But Spencer also sides with the agnostics, so that Lange is justified when he says, “Herbert Spencer, whose philosophy is closely related to ours, believes in a materialism of the phenomenal world, the relative justification of which, within the realm of natural science, finds its limit in a thought of an unknowable absolute.” [ 21 ] It is quite likely that Spencer arrived at his viewpoint from assumptions similar to those of Lange. He had been preceded in England by thinkers who were guided by a twofold interest. They wanted to determine what it is that man really possesses with his knowledge, but they also were resolved not to shatter by doubt or reason the essential substance of the world. They were all more or less dominated by the sentiment that Kant described when he said, “I had to suspend knowledge in order to make room for belief.” (Compare the first volume of this book.) [ 22 ] The beginning of the development of the world conception of the nineteenth century in England is marked by the figure of Thomas Reid (1710–96). The fundamental conviction of this man can be expressed in Goethe's words as he describes his own activity as a scientist as non-speculative: “In the last analysis it seems to me that my method consists merely m the practical and self-rectifying operations of common sense that dares to practice its function in a higher sphere.” (Compare Goethe's Werke, Vol. 38, p. 595 in Kürschner's Deutsche National Literatur.) This common sense does not doubt in any way that it is confronted with real essential things and processes as it contemplates the world. Reid believes that a world conception is viable only if it upholds this basic view of a healthy common sense. Even if one admitted the possibility that our observation could be deceptive and that the true nature of things could be different from the picture that is supplied to us by our senses and our intellect, it would not be necessary to pay any attention to such a possibility. We find our way through life only if we believe in our observation; nothing beyond that is our concern. In taking this point of view Reid is convinced that he can arrive at really satisfactory truths. He makes no attempt to obtain a conception of things through complicated thought operations but wants to reach his aim by going back to the basic principles that the soul instinctively assumes. Instinctively, unconsciously, the soul possesses what is correct, before the attempt is made to illumine the mind's own nature with the torch of consciousness. It knows instinctively what to think in regard to the qualities and processes of the physical world, and it is endowed instinctively with the direction of moral behavior, of a judgment concerning good and evil. Through his reference to the truths innate in “common sense,” Reid directs the attention of thought toward an observation of the soul. This tendency toward a psychological observation becomes a lasting and characteristic trait in the development of the English world conception. Outstanding personalities within this development are William Hamilton (1788–1856), Henry Mansel (1820–71), William Whewell (1794–1866), John Herschel (1792 – 1871), James Mill (1773–1836), John Stuart Mill (1806 – 73), Alexander Bain (1818–1903) and Herbert Spencer (1820–1903). They all place psychology in the center of their world conception. [ 23 ] William Hamilton also recognizes as truth what the soul from the beginning feels inclined to accept as true. With respect to fundamental truths proofs and comprehension ceases. All one can do is observe their emergence at the horizon of our consciousness. In this sense they are incomprehensible. But one of the fundamental manifestations of our consciousness is also that everything in this world depends on something that is unknown to us. We find in this world in which we live only dependent things, but not absolutely independent ones. Such independent things must exist, however. When a dependent thing is found, an independent thing is assumed. With our thinking we do not enter the independent entity. Human knowledge is meant for the dependent and it becomes involved in contradictions if its thoughts, which are well-suited to the dependent, are applied to the independent. Knowledge, therefore, must withdraw as we approach the entrance toward the independent. Religious belief is here in its place. It is only through his admission that he cannot know anything of the essential core of the world that man can be a moral being. He can accept a God who causes a moral order in the world. As soon as it has been understood that all logic has exclusively to do with the dependent, not the independent, no logic can destroy this belief in an infinite God. Henry Mansel was a pupil and follower of Hamilton, but he expressed Hamilton's view in still more extreme forms. It is not going too far to say that Mansel was an advocate of belief who no longer judged impartially between religion and knowledge, but who defended religious dogma with partiality. He was of the opinion that the revealed truths of religion involve our knowledge necessarily in contradictions. This is not supposed to be the fault of the revealed truths but has its cause in the limitation of the human mind, which can never penetrate into regions from which the statements of revelation arise. William Whewell believed that he could best obtain a conception concerning the significance, origin and value of human knowledge by investigating the method through which leading men of science arrived at their insights. In his History of the Inductive Sciences (1840), he set out to analyze the psychology of scientific investigation. Thus, by studying outstanding scientific discoveries, he hoped to find out how much of these accomplishments was due to the external world and how much to man himself. Whewell finds that the human mind always supplements its scientific observations. Kepler, for example, had the idea of an ellipse before he found that the planets move in ellipses. Thus, the sciences do not come about through a mere reception from without but through the active participation of the human mind that impresses its laws on the given elements. These sciences do not extend as far as the last entities of things. They are concerned with the particulars of the world. Just as everything, for instance, is assumed to have a cause, such a cause must also be presupposed for the whole world. Since knowledge fails us with respect to that cause, the dogma of religion must step in as a supplement. Herschel, like Whewell, also tried to gain an insight into the genesis of knowledge in the human mind through the observation of many examples. His Preliminary Discourse on the Study of Natural Philosophy appeared in 1831. [ 24 ] John Stuart Mill belongs with those thinkers who are deeply imbued with the conviction that one cannot be cautious enough in determining what is certain and uncertain in human knowledge. The fact that he was introduced to the most diversified branches of knowledge in his boyhood, most likely gave his mind its characteristic turn. As a child of three he received instructions in the Greek language, and soon afterwards was taught arithmetic. He was exposed to the other fields of instruction at a correspondingly early age. Of even greater importance was the method of instruction used by his father, James Mill, who was himself an important thinker. Through him vigorous logic became the second nature of John Stuart. From his autobiography we learn: “Anything which could be found out by thinking I was never told until I had exhausted my efforts to find it out for myself.” The things that occupy the thinking of such a person must become his destiny in the proper sense of the word. “I have never been a child, I have never played cricket. It is, after all, better to let nature take its own course,” says John Stuart Mill as one whose destiny had so uniquely been to live almost exclusively in thinking. Because of his development, he had to experience to the fullest the problems concerning the significance of knowledge. How can knowledge, which for him was life, lead also to the source of the phenomena of the world? The direction in which Mill's thought developed in order to obtain clarity concerning these problems was probably determined early by his father. James Mill had proceeded by starting from psychological experience. He had observed the process by which idea is linked to idea in man's mind. Through connecting one concrete idea to another we obtain our knowledge of the world. We must then ask ourselves: What is the relation between the order in which the ideas are linked and the order of the things in the world? Through such a mode of conception our thinking begins to distrust its own power because man can associate ideas in a manner that is entirely different from the connection of the things in the external world. This mistrust is the basis of John Stuart Mill's logic, which appeared in 1843 as his chief work under the title, System of Logic. [ 25 ] In matters of world conception a more pronounced contrast is scarcely thinkable than that between Mill's Logic and Hegel's Science of Logic, which appeared twenty-seven years earlier. In Hegel we find the highest confidence in thinking, the full assurance that we cannot be deceived by what we experience within ourselves. Hegel experiences himself as a part, a member of the world, and what he experiences within himself must also belong to the world. Since he has the most direct knowledge of himself, he believes in the content of this knowledge and judges the rest of the world accordingly. He argues as follows: When I perceive an external thing, it is possible that the thing shows only its surface to me and that its essence remains concealed. This is not possible in my own case. I understand my own being. I can then compare the things outside with my own being. If they reveal some element of my own essence on their surface, I am justified in attributing to them something of my own nature. It is for this reason that Hegel expects confidently to find outside in nature the very spirit and the thought connections that he finds within himself. Mill, however, experiences himself not as a part of the world but as a spectator. The things outside are an unknown element to him and the thoughts that man forms concerning them are met by Mill with distrust. One observes men and learns from his observations that all men die. One forms the judgment that all men are mortal. The Duke of Wellington is a man; therefore, the Duke of Wellington is mortal. This is the conclusion the observer comes to. What gives him the right to do so? This is the question John Stuart Mill asks. If a single human being would prove to be immortal, the whole judgment would be upset. Are we justified in supposing that, because all men up to this time have died, they will continue to do so in the future? All knowledge is uncertain because we draw conclusions from observations we have made and transfer them to things we cannot know anything about, since we have not observed them directly. What would somebody who thinks like Hegel have to say about such a conception? It is not difficult to imagine the answer. We know from definite concepts that in every circle all diameters are equal. If we find a circle in the real world, we maintain that its diameters, too, are equal. If we observe it a quarter of an hour later and find that its diameters are unequal, we do not decide [ 26 ] that under certain circumstances the diameter of a circle can also be unequal. But we say that what was formerly a circle has for some reason been elongated into an ellipse. If we think like Hegel, this is the attitude we take toward the judgment, all men are mortal. It is not through observation but through an inner thought experience that we form the concept of man. For the concept of man, mortality is as essential as the equality of the diameters is for the concept of the circle. If we find a being in the real world that has all the other characteristics of man, we conclude that this being must also have that of mortality, in the same way that all other properties of the circle allow us to conclude that it has also that of the equality of diameters. If Hegel came across a being that did not die, he could only say, “That is not a man.” He could not say, “A man can also be immortal.” Hegel makes the assumption that the concepts in us are not arbitrarily formed but have their root in the essence of the world, as we ourselves belong to this essence. Once the concept of man has formed within us, it is clear that it has its origin in the essence of things, and we are fully justified in applying it to this essence. Why has this concept of mortal man formed within us? Surely only because it has its ground in the nature of things. A person who believes that man stands entirely outside of the order of things and forms his judgments as an outsider can argue that we have until now seen men die, and therefore we form the spectator concept: mortal men. The thinker who is aware that he himself belongs to the order of things and that it is they that are manifested within his thoughts, forms the judgment that up to this time all men have died; to die, then, is something that belongs to their nature, and if somebody does not die, he is not a man but something else. Hegel's logic has become a logic of things: For Hegel, the manifestation of logic is an effect of the essence of the world; it is not something that the human mind has added from an outside source to this essence. Mill's logic is the logic of a bystander, of a mere spectator who starts out by cutting the thread through which it is connected with the world. [ 27 ] Mill points out that the thoughts, which in a certain age appear as absolutely certain inner experiences, are nevertheless reversed in a later time. In the Middle Ages it was, for instance, believed that there could not possibly be antipodes and that the stars would have to drop from the sky if they did not cling to fixed spheres. Man will, therefore, only be capable of the right attitude toward his knowledge if he, in spite of his awareness that the logic of the world is expressed in this knowledge, forms in every individual case his judgment through a careful methodical examination of his conceptual connections guided by observation, a judgment that is always in need of correction. It is the method of observation that John Stuart Mill attempts to determine with cool detachment and calculation. Let us take an example. [ 28 ] Suppose a phenomenon had always occurred under certain conditions. In a given case a number of these conditions appear again, but a few of them are now missing. The phenomenon in question does not occur. We are forced to conclude that the conditions that were not provided and the phenomenon that failed to occur stood in a causal relationship. If two substances have always combined to form a chemical compound and this result fails to be obtained in a given case, it is necessary to inquire what condition is lacking that had always been present before. Through a method of this kind we arrive at conceptions concerning connections of facts that can be rightly considered as being grounded in the nature of things. Mill wants to follow the methods of observation in his analysis. Logic, which Kant maintained had not progressed a single step since Aristotle, is a means of orientation within our thinking itself. It shows how to proceed from one correct thought to the next. Mill's logic is a means of orientation within the world of facts. It intends to show how one obtains valid judgments about things from observation. He does not even admit mathematics as an exception. Mathematics must also derive its basic insights from observation. For example, in all observed cases we have seen that two intersecting straight lines diverge and do not intersect again. Therefore we conclude that they will never intersect again, but we do not have a perfect proof for this statement. For John Stuart Mill, the world is thus an alien element. Man observes its phenomena and arranges them according to what they announce to his conceptual life. He perceives regularities in the phenomena and through logical, methodical investigations of these regularities he arrives at the laws of nature. But there is nothing that leads him to the principle of the things themselves. One can well imagine that the world could also be entirely different. Mill is convinced that everybody who is used to abstraction and analysis and who seriously uses his abilities will, after a sufficient exercise of his imagination, have no difficulty with the idea that there could be another stellar system in which nothing could be found of the laws that have application to our own. Mill is merely consistent in his bystander viewpoint of the world when he extends it to man's own ego. Mental pictures come and go, are combined and separated within his inner life; this is what man observes. He does not observe a being that remains identical with itself as “ego” in the midst of this constant flow of ideas. He has observed that mental pictures emerge within him and he assumes that this will continue to be the case. From this possibility, namely, that a world of perceptions can be grouped around a center, arises the conception of an “ego.” Thus, man is a spectator also with respect to his own “ego.” He has his conceptions tell him what he can know about himself. Mill reflects on the facts of memory and expectation. If everything that I know of myself is to consist of conceptual presentations, then I cannot say: I remember a conception that I have had at an earlier time, or I expect the occurrence of a certain experience, but I must say: A present conception remembers itself or expects its future occurrence. If we speak, so Mill argues, of the mind as of a sequence of perceptions, we must also speak of a sequence of perceptions that is aware of itself as becoming and passing. As a result, we find ourselves in the dilemma of having to say that either the “ego” or the mind is something to be distinguished from the perceptions, or else we must maintain the paradox that a mere sequence of perceptions is capable of an awareness of its past and future. Mill does not overcome this dilemma. It contains for him an insoluble enigma. The fact is that he has torn the bond between himself, the observer, and the world, and he is not capable of restoring the connection. The world for him remains an unknown beyond himself that produces impressions on man. All man knows of this transcendent unknown is that it can produce perceptions in him. Instead of having the possibility of knowing real things outside himself, he can only say in the end that there are opportunities for having perceptions. Whoever speaks of things in themselves uses empty words. We move on the firm ground of facts only as long as we speak of the continuous possibility of the occurrence of sensations, perceptions and conceptions. [ 29 ] John Stuart Mill has an intense aversion to all thoughts that are gained in any way except through the comparison of facts, the observation of the similar, the analogous, and the homogeneous elements in all phenomena. He is of the opinion that the human conduct of life can only be harmed if we surrender to the belief that we could arrive at any truth in any way except through observation. This disinclination of Mill demonstrates his hesitation to relate himself in his striving for knowledge to the things of reality in any other way than by an attitude of passivity. The things are to dictate to man what he has to think about them. If man goes beyond this state of receptivity in order to say something out of his own self about the things, then he lacks every assurance that this product of his own activity has anything to do with the things. What is finally decisive in this philosophy is the fact that the thinker who maintains it is unable to count his own spontaneous thinking as belonging to the world. The very fact that he himself is active in this thinking makes him suspicious and misleads him. He would best of all like to eliminate his own self completely, to be absolutely sure that no erroneous element is mixed into the objective statements of the phenomena. He does not sufficiently appreciate the fact that his thinking is a part of nature as much as the growth of a leaf of grass. It is evident that one must also examine one's own spontaneous thinking if one wants to find out something concerning it. How is man, to use a statement of Goethe, to become acquainted with his relation to himself and to the external world if he wants to eliminate himself completely in the cognitive process? Great as Mill's merits are for finding methods through which man can learn those things that do not depend on him, a view concerning man's relation to himself and of his relation to the external world cannot be obtained by his methods. All these methods are valid only for the special sciences, not, however, for a comprehensive world conception. No observation can teach what spontaneous thinking is; only thinking can experience this in itself. As this thinking can only obtain information concerning its own nature through its own power, it is also the only source that can shed light on the relation between itself and the external world. Mill's method of investigation excludes the possibility of obtaining a world conception because a world conception can be gained only through thinking that is concentrated in itself and thereby succeeds in obtaining an insight into its own relation to the external world. The fact that John Stuart Mill had an aversion to this kind of self-supporting thinking can be well understood from his character. Gladstone said in a letter (compare Gompertz: John Stuart Mill, Vienna, 1889) that in conversation he used to call Mill the “Saint of Rationalism.” A person who practices thinking in this way imposes rigorous demands on thinking and looks for the greatest possible precautionary measures so that it cannot deceive him. He becomes thereby mistrustful with respect to thinking itself. He believes that he will soon stand on insecure ground if he loses hold of external points of support. Uncertainty with regard to all problems that go beyond strictly observational knowledge is a basic trait in Mill's personality. In reading his books we see everywhere that Mill treats such problems as open questions concerning which he does not risk a sure judgment. [ 30 ] The belief that the true nature of things is unknowable is also maintained by Herbert Spencer. He proceeds by asking: How do I obtain what I call truths concerning the world? I make certain observations concerning things and form judgments about them. I observe that hydrogen and oxygen under certain conditions combine to form water. I form a judgment concerning this observation. This is a truth that extends only over a small circle of things. I then observe under what circumstances other substances combine. I compare the individual observations and thereby arrive at more comprehensive, more general truths concerning the process in which substances in general form chemical compounds. All knowledge consists in this; we proceed from particular truths to more comprehensive ones. We finally arrive at the highest truth, which cannot be subordinated to any other and which we therefore must accept without further explanation. In this process of knowledge we have, however, no means of penetrating to the absolute essence of the world, for thinking can, according to this opinion, do no more than compare the various things with one another and formulate general truths with respect to the homogeneous element in them. But the ultimate nature of the world cannot, because of its uniqueness, be compared to any other thing. This is why thinking fails with regard to the ultimate nature. It cannot reach it. [ 31 ] In such modes of conception we always sense, as an undertone, the thinking that developed from the basis of the physiology of the senses (compare above to the first part of this Chapter). In many philosophers this thought has inserted itself so deeply into their intellectual life that they consider it the most certain thought possible. They argue as follows: One can know things only by becoming aware of them. They then change this thought, more or less unconsciously, into: One can know only of those things that enter our consciousness, but it remains unknown how the things were before they entered our consciousness. It is for this reason that sense perceptions are considered as if they were in our consciousness, for one is of the opinion that they must first enter our consciousness and must become part of it in the form of conceptions if we are to be aware of them. [ 32 ] Also, Spencer clings to the view that the possibility of the process of knowledge depends on us as human beings. We therefore must assume an unknowable element beyond that which can be transmitted to us by our senses and our thinking. We have a clear consciousness of everything that is present in our mind. But an indefinite consciousness is associated with this clear awareness that claims that everything we can observe and think has as its basis something we can no longer observe and think. We know that we are dealing with mere appearances and not with full realities existing independently by themselves. But this is just because we know definitely that our world is only appearance, that we also know that an unimaginable real world is its basis. Through such turns of thought Spencer believes it possible to arrange a complete reconciliation between religion and knowledge. There is something that religion can grasp in belief, in a belief that cannot be shaken by an impotent knowledge. [ 33 ] The field, however, that Spencer considers to be accessible to knowledge must, for him, entirely take on the form of natural scientific conceptions. When Spencer himself ventures to explain, he does so in the sense of natural science. [ 34 ] Spencer uses the method of natural science in thinking of the process of knowledge. Every organ of a living being has come into existence through the fact that this being has adapted itself to the conditions under which it lives. It belongs to the human conditions of life that man finds his way through the world with the aid of thinking. His organ of knowledge develops through the adaptation of his conceptual life to the conditions of his external life. By making statements concerning things and processes, man adjusts himself to the surrounding world. All truths have come into being through this process of adaptation, and what is acquired in this way can be transmitted through inheritance to the descendants. Those who think that man, through his nature, possesses once and for all a certain disposition toward general truths are wrong. What appears to be such a disposition did not exist at an earlier stage in the ancestors of man, but has been acquired by adaptation and transmitted to the descendants. When some philosophers speak of truths that man does not have to derive from his own individual experience but that are given a priori in his organization, they are right in a certain respect. While it is obvious that such truths are acquired, it must be stressed that they are not acquired by man as an individual but as a species. The individual has inherited the finished product of an ability that has been acquired at an earlier age. Goethe once said that he had taken part in many conversations on Kant's Critique of Pure Reason and that he had noticed how on those occasions the old basic problem had been renewed, “How much does our inner self contribute to our spiritual existence, how much the external world?” And Goethe goes on to say, “I had never separated the two; when I was philosophizing in my own way on things, I did so with an unconscious naïveté and was really convinced that I saw with my eyes my opinion before me.” [ 35 ] Spencer looks at this “old basic problem” from the point of view of natural science. He believed he could show that the developed human being also contributed to his spiritual existence through his own self. This self, is also made up of the inherited traits that had been acquired by our ancestors in their struggle with the external world. If we today believe we see with our eyes our opinions before us, we must remember that they were not always our opinions but that they were once observations that were really made by our eyes in the external world. Spencer's way of thinking, then, is, like that of John Stuart Mill, one that proceeds from psychology. But Mill does not go further than the psychology of the individual. Spencer goes from the individual back to his ancestors. The psychology of the individual is in the same position as the ontogenesis of zoology. Certain phenomena of the history of the individual are explainable only if they are referred back to phenomena of the history of the species. In the same way, the facts of the individual's consciousness cannot be understood if taken alone. We must go back to the species. We must, indeed, go back beyond the human species to acquisitions of knowledge that were accomplished by the animal ancestors of man. Spencer uses his great acumen to support this evolutionary history of the process of cognition. He shows in which way the mental activities have gradually developed from low stages at the beginning, through ever more accurate adaptations of the human mind to the external world and through inheritance of these adaptation. Every insight that the individual human being obtains through pure thought and without experience about things has been obtained by humanity or its ancestors through observation or experience. Leibniz thought he could explain the correspondence of man's inner life with the external world by assuming a harmony between them that was pre-established by the creator. Spencer explains this correspondence in the manner of natural science. The harmony is not pre-established, but gradually developed. We here find the continuation of natural scientific thinking to the highest aspects of human existence. Linnaeus had declared that every living organic form existed because the creator had made it as it is. Darwin maintained that it is as it is because it had gradually developed through adaptation and inheritance. Leibniz declared that thinking is an agreement with the external world because the creator had established this agreement. Spencer maintained that this agreement is there because it has gradually developed through adaptations and inheritance of the thought world. [ 36 ] Spencer was motivated in his thought by the need for a naturalistic explanation of spiritual phenomena. He found the general direction for such an explanation in Lyell's geology (compare in Part 2 Chapter I). In this geology, to be sure, the idea is still rejected that organic forms have gradually developed one from another. It nevertheless receives a powerful support through the fact that the inorganic (geological) formations of the earth's surface are explained through such a gradual development and through violent catastrophes. Spencer, who had a natural scientific education and who had for a time also been active as a civil engineer, recognized at once the full extent of the idea of evolution, and he applied it in spite of Lyell's opposition to it. He even applied this idea to spiritual processes. As early as 1850, in his book, Social Statistics, he described social evolution in analogy with organic evolution. He also acquainted himself with the studies of Harvey and Wolff in embryonic development (compare Part I, Chapter IX of this book), and he plunged into the works of Karl Ernst von Baer (compare above in Part II Chapter II), which showed him that evolution proceeded from the development of a homogeneous uniform state to one of variety, diversity and abundance. In the early stages of embryological development the organisms are very similar; later they become different from one another (compare above in Part II Chapter II). Through Darwin this evolutionary thought was completely confirmed. From a few original organic forms the whole wealth of the highly diversified world of formations has developed. From the idea of evolution, Spencer wanted to proceed to the most general truths, which, in his opinion, constituted the aim of all human striving for knowledge. He believed that one could discover manifestations of this evolutionary thought in the simplest phenomena. When, from dispersed particles of water, a cloud is formed in the sky, when a sand pile is formed from scattered grains of sand, Spencer saw the beginnings of an evolutionary process. Dispersed matter is contracted and concentrated to a whole. It is just this process that is presented to us in the Kant-Laplace hypothesis of world evolution. Dispersed parts of a chaotic world nebula have contracted. The organism originates in just this way. Dispersed elements are concentrated in tissues. The psychologist can observe that man contracts dispersed observations into general truths. Within this concentrated whole, articulation and differentiation take place. The original homogeneous mass is differentiated into the individual heavenly bodies of the solar system; the organism differentiates itself into the various organs. [ 37 ] Concentration alternates with dissolution. When a process of evolution has reached a certain climax, an equilibrium takes place. Man, for instance, develops until he has evolved a maximum of harmonization of his inner abilities with external nature. Such a state of equilibrium, however, cannot last; external forces will effect it destructively. The evolutionary process must be followed by a process of dissolution; what had been concentrated is dispersed again; the cosmic again becomes chaotic. The process of evolution can begin anew. Thus, Spencer sees the process of the world as a rhythmic play of motion. [ 38 ] It is certainly not an uninteresting observation for the comparative history of the evolution of world conception that Spencer, from the observation of the genesis of world phenomena, reaches here a conclusion that is similar to one Goethe expressed in connection with his ideas concerning the genesis of life. Goethe describes the growth of a plant in the following way:
If one thinks of this conception as being transferred to the whole process of the world, one arrives as Spencer's contraction and dispersion of matter. [ 39 ] Spencer and Mill exerted a great influence on the development of world conception in the second half of the nineteenth century. The rigorous emphasis on observation and the one-sided elaboration of the methods of observational knowledge of Mill, along with the application of the conceptions of natural science to the entire scope of human knowledge by Spencer could not fail to meet with the approval of an age that saw in the idealistic world conception of Fichte, Schelling and Hegel nothing but degeneration of human thinking. It was an age that showed appreciation only for the successes of the research work of natural science. The lack of unity among the idealistic thinkers and what seemed to many a perfect fruitfulness of a thinking that was completely concentrated and absorbed in itself, had to produce a deep-seated suspicion against idealism. One may say that a widespread view of the last four decades of the nineteenth century is clearly expressed in words spoken by Rudolf Virchow in his address, The Foundation of the University of Berlin and the Transition from the Age of Philosophy into that of Natural Science (1893): “Since the belief in magic formulas has been forced back into the most backward circles of the people, the formulas of the natural philosopher have met with little approval.” And one of the most significant philosophers of the second half of the century, Eduard von Hartmann, sums up the character of his world conception in the motto he placed at the head of his book, Philosophy of the Unconscious: Speculative Results Obtained by the Inductive Method of Natural Science. He is of the opinion that it is necessary to recognize “the greatness of the progress brought about by Mill, through which all attempts of a deductive method of philosophy have been defeated and made obsolete for all times.” (Compare Eduard von Hartmann, Geschichte der Metaphysik, 2 part, page 479.) [ 40 ] The recognition of certain limits of human knowledge that was shown by many naturalists was also received favorably by many religiously attuned souls. They argued as follows: The natural scientists observe the inorganic and organic facts of nature and they attempt to find general laws by combining the individual phenomena. Through these laws processes can be explained, and it is even possible to predetermine thereby the regular course of future phenomena. A comprehensive world conception should proceed in the same way; it should confine itself to the facts, establish general truths within moderate limits and not maintain any claim to penetrate into the realm of the “unknowable.” Spencer, with his complete separation of the “knowable” and the “unknowable,” met the demand of such religious needs to a high degree. The idealistic mode of thought was, on the other hand, considered by such religiously inclined spirits to be a fantastic aberration. As a matter of principle, the idealistic mode of conception cannot recognize an “unknowable,” because it has to uphold the conviction that through the concentrated penetration into the inner life of man a knowledge can be attained that covers not merely the outer surface of the world but also its real core. [ 41 ] The thought life of some influential naturalists, such as Thomas Henry Huxley, moved entirely in the direction of such religiously inclined spirits. Huxley believed in a complete agnosticism with regard to the essence of the world. He declared that a monism, which is in general agreement with Darwin's results, is applicable only to external nature. Huxley was one of the first to defend the Darwinian conceptions, but he is at the same time one of the most outspoken representatives of those thinkers who believed in the limitation of that mode of conception. A similar view is also held by the physicist Johaan Tyndall (1820–93) who considered the world process to be an energy that is completely inaccessible to the human intellect. According to him, it is precisely the assumption that everything in the world comes into existence through a natural evolution that makes it impossible to accept the thought that matter, which is, after all, the carrier of the whole evolution, should be no more than what our intellect can comprehend of it. [ 42 ] A characteristic phenomenon of his time is the personality of the English statesman, James Balfour (1840–1930). In 1879, in his book, A Defense of Philosophical Doubt, Being an Essay on the Foundations of Belief, he expressed a credo that is doubtless similar to that held by many other thinkers. With respect to everything that man is capable of explaining he stands completely on the ground of the thought of natural science. For him, there is no other knowledge but natural science, but he maintains at the same time that his knowledge of natural science is only rightly understood if it is clear that the needs of man's soul and reason can never be satisfied by it. It is only necessary to understand that, in the last analysis even in natural science, everything depends on faith in the ultimate truths for which no further proof is possible. But no harm is done in that this trend of thoughts leads us only to belief, because this belief is a secure guide for our action in daily life. We believe in the laws of nature and we master them through this belief. We thereby force nature to serve us for our purpose. Religious belief is to produce an agreement between the actions of man and his higher needs that go beyond his everyday life. [ 43 ] The world conceptions that have been discussed under the title, “The World as Illusion,” show that they have as their basis a longing for a satisfactory relationship of the self-conscious ego to the general world picture. It is especially significant that they do not consciously consider this search as their philosophical aim, and therefore do not expressly turn their inquiry toward that purpose. Instinctively as it were, they permit their thinking to be influenced by the direction that is determined by this unconscious search. The form that this search takes is determined by the conceptions of modern natural science. We approach the fundamental character of these conceptions if we fix our attention on the concept of “consciousness.” This concept was introduced to the life of modern philosophy by Descartes. Before him, it was customary to depend more on the concept of the “soul” as such. Little attention was paid to the fact that only a part of the soul's life is spent in connection with conscious phenomena. During sleep the soul does not live consciously. Compared to the conscious life, the nature of the soul must therefore consist of deeper forces, which in the waking state are merely lifted into consciousness. The more one asked the question of the justification and the value of knowledge in the light of clear and distinct ideas, however, the more it was also felt that the soul finds the most certain elements of knowledge when it does not go beyond its own limits and when it does not delve deeper into itself than consciousness extends. The opinion prevailed that everything else may be uncertain, but what my consciousness is, at least, as such is certain. Even the house I pass may not exist without me; that the image of this house is now in my consciousness: this I may maintain. But as soon as we fix our attention on this consciousness, the concept of the ego inevitably grows together with that of the consciousness. Whatever kind of entity the “ego” may be outside the consciousness, the realm of the “ego” can be conceived as extending as far as the consciousness. There is no possibility of denying that the sensual world picture, which the soul experiences consciously, has come into existence through the impression that is made on man by the world. But as soon as one clings to this statement, it becomes difficult to rid oneself of it, for there is a tendency thereby to imply the judgment that the processes of the world are the causes, and that the content of our consciousness is the effect. Because one thinks that only the effect is contained in the consciousness, it is believed that the cause must be in a world outside man as an imperceptible “thing in itself.” The presentation that is given above shows how the results of modern physiological research lead to an affirmation of such an opinion. It is just this opinion through which the “ego” finds itself enclosed with its subjective experiences within its own boundaries. This subtly produced intellectual illusion, once formed, cannot be destroyed as long as the ego does not find any clues within itself of which it knows that they refer to a being outside the subjective consciousness, although they are actually depicted within that consciousness. The ego must, outside the sensual consciousness, feel a contact with entities that guarantee their being by and through themselves. It must find something within that leads it outside itself. been said here concerning thoughts that are brought to life can have this effect. As long as the ego has experienced thought only within itself, it feels itself confined with it within its own boundary. As thought is brought to life it emancipates the ego from a mere subjective existence. A process takes place that is, to be sure, experienced subjectively by the ego, but by its own nature is an objective process. This breaks the “ego” loose from everything that it can feel only as subjective. So we see that also the conceptions for which the world is illusion move toward a point that is reached when Hegel's world picture is so transformed that its thought comes to life. These conceptions take on the form that is necessary for a world picture that is unconsciously driven by an impulse in that direction. But in them, thinking still lacks the power to work its way through to that aim. Even in their imperfection, however, these conceptions receive their general character from this aim, and the ideas that appear are the external symptoms of active forces that remain concealed. |